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Bruce Frederick Joseph Springsteen (born September 23, 1949) is an American singer, songwriter, and musician who is both a solo artist and the leader of the E Street Band. A native of the Jersey Shore, he received critical acclaim for his early 1970s albums and attained worldwide fame upon the release of Born to Run in 1975. During a career that has spanned five decades, Springsteen has become known for his poetic and socially conscious lyrics and lengthy, energetic stage performances, earning the nickname "The Boss".[1] He has recorded both rock albums and folk-oriented works, and his lyrics often address the experiences and struggles of working-class Americans.
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Born in the U.S.A. (1984) is Springsteen's most commercially successful album, proving him to be one of the most successful rock figures of the 1980s. It was certified 15x Platinum in the US and has sold 30 million copies worldwide, making it one of the best-selling albums of all time. Seven of its singles reached the top 10 of the Billboard Hot 100 including the title track, which was a bitter commentary on the treatment of Vietnam veterans — some of whom were Springsteen's friends. Advocating for the rights of the common working-class man, the song made a huge political impact.[2] Springsteen's other best-known songs include "Born to Run" (1975), "Thunder Road" (1975), "Badlands" (1978), "Hungry Heart" (1980), "Dancing in the Dark" (1984), "Glory Days" (1985), "Brilliant Disguise" (1987), "Human Touch" (1992), "Streets of Philadelphia" (1994), and "The Rising" (2002).
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Springsteen has sold more than 135 million records worldwide and more than 64 million records in the United States, making him one of the world's best-selling music artists. He has earned numerous awards for his work, including 20 Grammy Awards, two Golden Globes, an Academy Award, and a Tony Award (for Springsteen on Broadway). Springsteen was inducted into both the Songwriters Hall of Fame and the Rock and Roll Hall of Fame in 1999, received the Kennedy Center Honors in 2009, was named MusiCares person of the year in 2013, and was awarded the Presidential Medal of Freedom by President Barack Obama in 2016.
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Bruce Frederick Joseph Springsteen was born at Monmouth Medical Center, in Long Branch, New Jersey, on September 23, 1949.[3] He is of Dutch, Irish, and Italian descent. He spent his childhood in Freehold, New Jersey, where he lived on South Street. His father, Douglas Frederick "Dutch" Springsteen (1924–1998),[4] worked as a bus driver and held other jobs. Douglas Springsteen suffered from mental health issues throughout his life which worsened in his later years.[5] Springsteen's mother, Adele Ann (née Zerilli) (1925-), was originally from the Bay Ridge neighborhood in Brooklyn,[6] worked as a legal secretary,[7] and was the main breadwinner in Springsteen's family.[8] Springsteen has two younger sisters named Virginia and Pamela. The latter had a brief acting career, but left to pursue photography full-time; she later took photos for his albums Human Touch, Lucky Town, and The Ghost of Tom Joad.[9]
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Springsteen's Italian maternal grandfather was born in Vico Equense.[10] He emigrated through Ellis Island, and could not read or write when he arrived. He eventually became a lawyer, and impressed the young Springsteen as being larger than life.[11] Springsteen's last name is topographic and of Dutch origin, literally translating to "jumping stone" but more generally meaning a kind of stone used as a stepping stone in unpaved streets or between two houses.[12] The Springsteens were among the early Dutch families who settled in the colony of New Netherland in the 1600s.[13]
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Raised a Catholic, Springsteen attended the St. Rose of Lima Catholic school in Freehold, where he was at odds with the nuns and rejected the strictures imposed upon him, even though some of his later music reflects a Catholic ethos and includes a few rock-influenced, traditional Irish-Catholic hymns.[14] In a 2012 interview, he explained that it was his Catholic upbringing rather than political ideology that most influenced his music. He noted in the interview that his faith had given him a "very active spiritual life" but joked that this "made it very difficult sexually". He added, "Once a Catholic, always a Catholic."[5][15] He grew up hearing fellow New Jersey singer Frank Sinatra on the radio and became interested in being a musician himself when, in 1956 and 1957, at the age of seven, he saw Elvis Presley on The Ed Sullivan Show. Soon after, his mother rented him a guitar from Mike Diehl's Music in Freehold for $6 a week, but it failed to provide him with the instant gratification he desired.[16]
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In ninth grade, Springsteen began attending the public Freehold High School, but did not fit in there either. Former teachers have said he was a "loner who wanted nothing more than to play his guitar". He graduated in 1967, but felt like such an outsider that he skipped the ceremony.[17] He briefly attended Ocean County College, but dropped out.[14] Called for conscription in the U.S. Army when he was 19, Springsteen failed the physical examination and did not serve in the Vietnam War. He had suffered a concussion in a motorcycle accident when he was 17, and this, together with his "crazy" behavior at induction, made him unacceptable for service.[18]
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—Bruce Springsteen, on the impact of the Beatles[19]
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In 1964, Springsteen saw the Beatles' appearances on the Ed Sullivan Show. Inspired, he bought his first guitar for $18.95 at the Western Auto Appliance Store.[19][20] Thereafter, he started playing for audiences with a band called the Rogues at local venues such as the Elks Lodge in Freehold.[21]
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In late 1964, Springsteen's mother took out a loan to buy him a $60 Kent guitar. Springsteen later memorialized this act in his song "The Wish". The following year, he went to the house of Tex and Marion Vinyard, who sponsored young bands in town. They helped him become the lead guitarist and subsequently one of the lead singers of the Castiles. The Castiles recorded two original songs at a public recording studio in Brick Township and played a variety of venues, including Cafe Wha? in Greenwich Village. Marion Vinyard said that she believed the young Springsteen when he promised he would make it big.[22][23]
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In the late 1960s, Springsteen performed briefly in a power trio known as Earth, playing in clubs in New Jersey, with one major show at the Hotel Diplomat in New York City.[22] From 1969 through early 1971, Springsteen performed with Steel Mill (originally called Child), which included Danny Federici, Vini Lopez, Vinnie Roslin, and later Steve Van Zandt and Robbin Thompson. During this time, he performed regularly at venues on the Jersey Shore, in Richmond, Virginia,[24] Nashville, Tennessee, and a set of gigs in California,[22] quickly gathering a cult following. San Francisco Examiner music critic Philip Elwood gave Springsteen credibility in his glowing assessment of Steel Mill: "I have never been so overwhelmed by a totally unknown talent." Elwood went on to praise their "cohesive musicality" and, in particular, singled out Springsteen as "a most impressive composer".[citation needed] Over the next two years, as Springsteen sought to shape a unique and genuine musical and lyrical style, he performed with Dr. Zoom & the Sonic Boom (early- to mid-1971), the Sundance Blues Band (mid-1971), and the Bruce Springsteen Band (mid-1971 to mid-1972).[25]
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Springsteen's prolific songwriting ability (with "more words in some individual songs than other artists had in whole albums", as his future record label would describe it in early publicity campaigns) brought his skills to the attention of several people who were about to change his life: New managers Mike Appel and Jim Cretecos, who in turn brought him to the attention of Columbia Records talent scout John Hammond. Hammond auditioned Springsteen in May 1972.[26]
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In October 1972, Springsteen formed a new band for the recording of his debut album, Greetings from Asbury Park, N.J. The band eventually became known as the E Street Band, although the name was not used until September 1974.[27][28] Springsteen acquired the nickname "The Boss" during this period, as he took on the task of collecting his band's nightly pay and distributing it amongst his bandmates.[29] The nickname also reportedly sprang from games of Monopoly that Springsteen would play with other Jersey Shore musicians.[30]
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Springsteen was signed to Columbia Records in 1972 by Clive Davis, after having initially piqued the interest of John Hammond, who had signed Bob Dylan to the same label a decade earlier. Despite the expectations of Columbia Records' executives that Springsteen would record an acoustic album, he brought many of his New Jersey-based colleagues into the studio with him, thus forming the E Street Band (although it would not be formally named for several months). His debut album Greetings from Asbury Park, N.J., released in January 1973, established him as a critical favorite,[31] though sales were slow.
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Because of Springsteen's lyrical poeticism and folk rock-rooted music exemplified on tracks like "Blinded by the Light"[note 1] and "For You", as well as the Columbia and Hammond connections, critics initially compared Springsteen to Bob Dylan. "He sings with a freshness and urgency I haven't heard since I was rocked by 'Like a Rolling Stone'" wrote Crawdaddy magazine editor Peter Knobler in Springsteen's first interview/profile in March 1973. Photographs for that original profile were taken by Ed Gallucci.[32][33] Crawdaddy discovered Springsteen in the rock press and was his earliest champion. Knobler profiled him in Crawdaddy three times, in 1973, 1975 and 1978.[34] (Springsteen and the E Street Band acknowledged the magazine's support by giving a private performance at the Crawdaddy 10th Anniversary Party in New York City in June 1976.)[35] Music critic Lester Bangs wrote in Creem in 1975 that when Springsteen's first album was released "... many of us dismissed it: he wrote like Bob Dylan and Van Morrison, sang like Van Morrison and Robbie Robertson, and led a band that sounded like Van Morrison's".[36]
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In September 1973, Springsteen's second album, The Wild, the Innocent & the E Street Shuffle, was released, again to critical acclaim but no commercial success. Springsteen's songs became grander in form and scope, with the E Street Band providing a less folksy, more R&B vibe, and the lyrics often romanticized teenage street life. "4th of July, Asbury Park (Sandy)" and "Incident on 57th Street" would become fan favorites, and the long, rousing "Rosalita (Come Out Tonight)" continues to rank among Springsteen's most beloved concert numbers.[citation needed]
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After seeing a performance at the Harvard Square Theater, music critic Jon Landau wrote the following in the May 22, 1974, issue of Boston's The Real Paper: "I saw rock and roll future, and its name is Bruce Springsteen. And on a night when I needed to feel young, he made me feel like I was hearing music for the very first time."[37] Landau helped to finish the epic new album Born to Run and subsequently became Springsteen's manager and producer. Given an enormous budget in a last-ditch effort at a commercially viable record, Springsteen became bogged down in the recording process while striving for a "Wall of Sound" production. But when his manager, Mike Appel, orchestrated the release of an early mix of "Born to Run" to nearly a dozen radio stations, anticipation built toward the album's release.[38]
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The album took more than 14 months to record, with six months spent on the song "Born to Run". During this time, Springsteen battled with anger and frustration over the album, saying he heard "sounds in [his] head" that he could not explain to the others in the studio. It was during a recording session of "Tenth Avenue Freeze-Out", on July 13, 1975, that Steve Van Zandt was asked by Springsteen and Jon Landau to take charge and instruct the horn players. They both knew he was playing guitar and managing Southside Johnny and the Asbury Jukes, who had the sound they were looking for. Van Zandt "sang each horn player his part, with the lines, the timing and the inflection all perfect. The musicians played their parts, and the horns were recorded. When they'd finished, Springsteen turned to Mike Appel. "Okay," he said. "It's time to put the boy on the payroll. I've been meaning to tell you — he’s the new guitar player."[39] Van Zandt joined the E Street Band a week later on July 20, the opening night of the Born to Run tour. He also helped Springsteen perfect "Born to Run" by adding its memorable guitar line. In the 2005 documentary Wings for Wheels,[40] Springsteen called his friend's input on the track "arguably Steve's greatest contribution to my music."[citation needed]
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The album was completed on July 25, but at the end of the grueling recording sessions Springsteen was not satisfied, and upon first hearing the finished album, threw it into the alley; another master was so bad that Bruce flung it out of his hotel room window and into a river. He was going to scrap half of it, he told Appel, and substitute live recordings from upcoming dates at The Bottom Line in New York (a place he often played).[41]
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On August 13, 1975, Springsteen and the E Street Band began a five-night, 10-show stand at New York's The Bottom Line club. This attracted major media attention and was broadcast live on WNEW-FM. Decades later, Rolling Stone magazine would name the stand as one of the 50 Moments That Changed Rock and Roll.[42]
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Born to Run was released on August 25, 1975. It proved to be a breakthrough album[43][44][45] that catapulted Springsteen to worldwide fame.[46] The album peaked at No. 3 on the Billboard 200, and while reception at US top 40 radio outlets for the album's two singles was not overwhelming ("Born to Run" reached a modest No. 23 on the Billboard charts, and "Tenth Avenue Freeze-Out" peaked at No. 83), almost every track on the album received album-oriented rock airplay, especially "Born to Run", "Thunder Road", "Tenth Avenue Freeze-Out," and "Jungleland", all of which remain perennial favorites on many classic rock stations.[citation needed] In October 1975, Springsteen appeared on the covers of both Newsweek and Time in the same week.[47][48] So great did the wave of publicity become that he eventually rebelled against it during his first venture overseas, tearing down promotional posters before a concert appearance in London.[49]
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A legal battle with former manager Mike Appel kept Springsteen out of the studio for nearly a year, during which time he kept the E Street Band together through extensive touring across the U.S. Despite the optimistic fervor with which he often performed, Springsteen's new songs sounded more somber than much of his previous work. Reaching settlement with Appel in 1977, Springsteen returned to the studio, and the subsequent sessions produced Darkness on the Edge of Town (1978). Musically, this album was a turning point in Springsteen's career. Gone were the raw, rapid-fire lyrics, outsized characters, and long, multi-part musical compositions of the first three albums; the songs were leaner and more carefully drawn and began to reflect Springsteen's growing intellectual and political awareness. The cross-country 1978 tour to promote the album would become legendary for the intensity and length of its shows.[50]
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By the late 1970s, Springsteen had earned a reputation in the pop world as a songwriter whose material could provide hits for other bands. Manfred Mann's Earth Band had achieved a US No. 1 pop hit with a heavily rearranged version of Greetings' "Blinded by the Light" in early 1977. Patti Smith reached No. 13 with her take on Springsteen's unreleased "Because the Night" (with revised lyrics by Smith) in 1978, while The Pointer Sisters hit No. 2 in 1979 with Springsteen's also unreleased "Fire". Between 1976–1978, Springsteen provided four compositions to Southside Johnny & the Asbury Jukes, including "The Fever" and "Hearts of Stone", and collaborated on four more with Steven Van Zandt, producer of their first three albums.[51]
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In September 1979, Springsteen and the E Street Band joined the Musicians United for Safe Energy anti-nuclear power collective at Madison Square Garden for two nights, playing an abbreviated set while premiering two songs from his upcoming album. The subsequent No Nukes live album, as well as the following summer's No Nukes documentary film, represented the first official recordings and footage of Springsteen's fabled live act, as well as Springsteen's first tentative dip into political involvement.[citation needed]
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Springsteen continued to focus on working-class life with the 20-song double album The River in 1980, which included an intentionally paradoxical range of material from good-time party rockers to emotionally intense ballads, and finally yielded his first hit Top Ten single as a performer, "Hungry Heart".[52] The album sold well, becoming his first No. 1 on the Billboard Pop Albums chart.[53]
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The River was followed in 1982 by the stark solo acoustic Nebraska. According to the Marsh biographies, Springsteen was depressed when he wrote this material, and the result is a brutal depiction of American life. While Nebraska did not sell as well as Springsteen's three previous albums, it garnered widespread critical praise (including being named "Album of the Year" by Rolling Stone magazine's critics) and influenced later works by other major artists, including U2's album The Joshua Tree.[citation needed]
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Springsteen is probably best known for his album Born in the U.S.A. (1984), which sold 15 million copies in the U.S., 30 million worldwide, and became one of the best-selling albums of all time with seven singles hitting the Top 10. The title track was a bitter commentary on the treatment of Vietnam veterans, some of whom were Springsteen's friends. The lyrics in the verses were entirely unambiguous when listened to, but the anthemic music and the title of the song made it hard for many, from politicians to the common person, to get the lyrics—except those in the chorus, which could be read many ways.[54] The song made a huge political impact, as he was advocating for the rights of the common working-class man.[2]
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The song was widely misinterpreted as jingoistic, and in connection with the 1984 presidential campaign became the subject of considerable folklore. In 1984, conservative columnist George Will attended a Springsteen concert and then wrote a column praising Springsteen's work ethic. Six days after the column was printed, in a campaign rally in Hammonton, New Jersey, Reagan said, "America's future rests in a thousand dreams inside your hearts. It rests in the message of hope in the songs of a man so many young Americans admire—New Jersey's own, Bruce Springsteen." Two nights later, at a concert in Pittsburgh, Springsteen told the crowd, "Well, the president was mentioning my name in his speech the other day and I kind of got to wondering what his favorite album of mine must've been, you know? I don't think it was the Nebraska album. I don't think he's been listening to this one." He then began playing "Johnny 99", with its allusions to closing factories and criminals.[55]
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"Dancing in the Dark" was the biggest of seven hit singles from Born in the U.S.A., peaking at No. 2 on the Billboard singles chart. The video for the song showed a young Courteney Cox dancing on stage with Springsteen, which helped start the actress's career. The song "Cover Me" was written by Springsteen for Donna Summer, but his record company persuaded him to keep it for the new album. A big fan of Summer's work, Springsteen wrote another song for her, "Protection". Videos for the album were directed by Brian De Palma and John Sayles. Springsteen played on the "We Are the World" song and album in 1985. His live track "Trapped" from that album received moderate airplay on US Top 40 stations as well as reaching No. 1 on the Billboard Top Rock Tracks chart.[56]
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The Born in the U.S.A. period represented the height of Springsteen's visibility in popular culture and the broadest audience he would ever reach (aided by the release of Arthur Baker's dance mixes of three of the singles). From June 15 to August 10, 1985, all seven of his albums appeared on the UK Albums Chart: the first time an artist had charted their entire back catalogue simultaneously.[57]
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Live/1975–85, a five-record box set (also on three cassettes or three CDs), was released near the end of 1986 and became the first box set to debut at No. 1 on the U.S. album charts. It is one of the most commercially successful live albums of all time, ultimately selling 13 million units in the U.S. During the 1980s, several Springsteen fanzines were launched, including Backstreets magazine.[citation needed]
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Springsteen released the much more sedate and contemplative Tunnel of Love album in 1987. The album is a mature reflection on the many faces of love found, lost and squandered, which only selectively used the E Street Band.[citation needed]
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On July 19, 1988, Springsteen held a concert in East Germany that attracted 300,000 spectators. Journalist Erik Kirschbaum has called the concert "the most important rock concert ever, anywhere", in his 2013 book Rocking the Wall. Bruce Springsteen: The Berlin Concert That Changed the World. It had been conceived by the Socialist Unity Party's youth wing in an attempt to placate the youth of East Germany, who were hungry for more freedom and the popular music of the West. However, it is Kirschbaum's opinion that the success of the concert catalyzed opposition to the regime in the DDR, and helped contribute to the fall of the Berlin Wall the following year.[58]
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Later in 1988, Springsteen headlined the worldwide Human Rights Now! tour for Amnesty International. In late 1989, he dissolved the E Street Band.[59][60]
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In 1992, after risking fan accusations of "going Hollywood" by moving to Los Angeles and working with session musicians, Springsteen released two albums at once: Human Touch and Lucky Town.[citation needed]
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An electric band appearance on the acoustic MTV Unplugged television program (later released as In Concert/MTV Plugged) was poorly received and cemented fan dissatisfaction.[citation needed] Springsteen seemed to realize this a few years hence when he spoke humorously of his late father during his Rock and Roll Hall of Fame acceptance speech:
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I've gotta thank him because—what would I conceivably have written about without him? I mean, you can imagine that if everything had gone great between us, we would have had disaster. I would have written just happy songs—and I tried it in the early '90s and it didn't work; the public didn't like it.[61]
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Springsteen won an Academy Award in 1994 for his song "Streets of Philadelphia", which appeared on the soundtrack to the film Philadelphia. The video for the song shows Springsteen's actual vocal performance, recorded using a hidden microphone, to a prerecorded instrumental track. This technique was developed on the "Brilliant Disguise" video.[citation needed]
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In 1995, after temporarily re-organizing the E Street Band for a few new songs recorded for his first Greatest Hits album (a recording session that was chronicled in the documentary Blood Brothers), and also one show at Tramps in New York City,[citation needed] he released his second folk album, The Ghost of Tom Joad. The album was inspired by John Steinbeck's The Grapes of Wrath and by Journey to Nowhere: The Saga of the New Underclass, a book by Pulitzer Prize-winning author Dale Maharidge and photographer Michael Williamson. The album was generally less well-received than the similar Nebraska due to the minimal melody, twangy vocals, and political nature of most of the songs; however, some praised it for giving voice to immigrants and others who rarely have one in American culture. The lengthy, worldwide, small-venue solo acoustic Ghost of Tom Joad Tour that followed successfully presented many of his older songs in drastically reshaped acoustic form, although Springsteen had to explicitly remind his audiences to be quiet and not to clap during the performances.[citation needed]
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Following the tour, Springsteen moved from California back to New Jersey with his family.[62] In 1998, he released the sprawling, four-disc box set of outtakes, Tracks. Later, he would acknowledge that the 1990s were a "lost period" for him: "I didn't do a lot of work. Some people would say I didn't do my best work."[63]
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Springsteen was inducted into the Rock and Roll Hall of Fame in 1999 by Bono (the lead singer of U2), a favor he returned in 2005.[64]
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In 1999, Springsteen and the E Street Band reunited and began their extensive Reunion Tour, which lasted over a year. Highlights included a record sold-out, 15-show run at Continental Airlines Arena in East Rutherford, New Jersey and a ten-night, sold-out engagement at New York City's Madison Square Garden. A new song, "American Skin (41 Shots)", about the police shooting of Amadou Diallo, which was played at these shows proved controversial.[citation needed]
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In 2002, Springsteen released his first studio effort with the full band in 18 years, The Rising, produced by Brendan O'Brien. The album, mostly a reflection on the September 11 attacks, was a critical and popular success. The title track gained airplay in several radio formats, and the record became Springsteen's best-selling album of new material in 15 years. Kicked off by an early-morning Asbury Park appearance on The Today Show, The Rising Tour commenced; the band barnstormed through a series of single-night arena stands in the U.S. and Europe. Springsteen played an unprecedented 10 nights in Giants Stadium in New Jersey.[65] At the 45th Annual Grammy Awards, The Rising won the Grammy for Best Rock Album and was nominated for the Grammy for Album of the Year. In addition, "The Rising" won the Grammy for Best Rock Song and for Best Male Rock Vocal Performance. It was also nominated for the Grammy Award for Song of the Year.[66] Rolling Stone later named "The Rising" the 35th best song of the decade.[67] VH1 placed it 81st on its list of the "100 Greatest Songs of the '00s".[68]
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At the Grammy Awards of 2003, Springsteen performed The Clash's "London Calling" along with Elvis Costello, Dave Grohl, and E Street Band member Steven Van Zandt and No Doubt's bassist, Tony Kanal, in tribute to Joe Strummer.[citation needed] In 2004, Springsteen and the E Street Band participated in the Vote for Change tour, along with John Mellencamp, John Fogerty, the Dixie Chicks, Pearl Jam, R.E.M., Bright Eyes, the Dave Matthews Band, Jackson Browne, and other musicians.
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Devils & Dust was released on April 26, 2005, and was recorded without the E Street Band. It is a low-key, mostly acoustic album, in the same vein as Nebraska and The Ghost of Tom Joad. Some of the material was written almost 10 years earlier during, or shortly after, the Ghost of Tom Joad Tour, with a few having been performed then but not released.[69] The title track concerns an ordinary soldier's feelings and fears during the Iraq War. The album entered the charts at No. 1 in 10 countries. Springsteen began the solo Devils & Dust Tour at the same time as the album's release, playing both small and large venues. Attendance was disappointing in a few regions, and everywhere (other than in Europe) tickets were easier to get than in the past.[citation needed]
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In April 2006, Springsteen released We Shall Overcome: The Seeger Sessions, an American roots music project focused around a big folk sound treatment of 15 songs popularized by the radical musical activism of Pete Seeger. A tour began the same month, with the 18-strong ensemble of musicians dubbed The Seeger Sessions Band (and later shortened to The Sessions Band). The tour proved very popular in Europe, selling out everywhere and receiving some excellent reviews,[70] but newspapers reported that a number of U.S. shows suffered from sparse attendance.[71][72][73]
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Springsteen's next album, entitled Magic, was released on October 2, 2007. Recorded with the E Street Band, it had 10 new Springsteen songs plus "Long Walk Home", performed once with the Sessions band, and a hidden track (the first included on a Springsteen studio release), "Terry's Song", a tribute to Springsteen's long-time assistant Terry Magovern, who died on July 30, 2007.[74] Magic debuted at No. 1 in Ireland and the UK.[citation needed]
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It was announced on November 21, 2007, that Springsteen's longtime friend and founding E Street Band member, Danny Federici, would be taking a leave of absence from the Magic Tour to pursue treatment for melanoma. Charles Giordano filled in as Federici's replacement.[citation needed]
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Federici returned to the stage on March 20, 2008, for a Springsteen and E Street Band performance in Indianapolis. On April 17, 2008, Federici died of cancer.[75][76]
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Springsteen supported Barack Obama's 2008 presidential campaign.[77] He gave solo acoustic performances in support of Obama's campaign throughout 2008,[78] culminating with a November 2 rally at which he debuted the song "Working on a Dream" in a duet with Scialfa.[79] Following Obama's electoral victory on November 4, Springsteen's song "The Rising" was the first song played over the loudspeakers after Obama's victory speech in Chicago's Grant Park. Springsteen was the musical opener for the Obama Inaugural Celebration on January 18, 2009, which was attended by over 400,000 people.[80] He performed "The Rising" with an all-female choir. Later he performed Woody Guthrie's "This Land Is Your Land" with Pete Seeger.
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On January 11, 2009, Springsteen won the Golden Globe Award for Best Song for "The Wrestler", from the Darren Aronofsky film by the same name.[81] After receiving a heartfelt letter from lead actor Mickey Rourke, Springsteen supplied the song for the film for free.[82]
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Springsteen performed at the halftime show at Super Bowl XLIII on February 1, 2009,[83] agreeing to perform after having declined on prior occasions.[84] A few days before the game, Springsteen gave a rare press conference at which he promised a "twelve-minute party."[85][86] It has been reported that this press conference was Springsteen's first press conference in more than 25 years.[87] His 12-minute 45-second set, with the E Street Band and the Miami Horns, included abbreviated renditions of "Tenth Avenue Freeze-Out", "Born to Run", "Working on a Dream", and "Glory Days", the latter complete with football references in place of the original baseball-themed lyrics. The set of appearances and promotional activities led Springsteen to say, "This has probably been the busiest month of my life."[88]
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Springsteen's Working on a Dream album, dedicated to the memory of Danny Federici, was released in late January 2009.[85] The supporting Working on a Dream Tour ran from April 2009 until November 2009. The band performed five final shows at Giants Stadium, opening with a new song highlighting the historic stadium, and Springsteen's Jersey roots, named "Wrecking Ball".[89] A DVD from the Working on a Dream Tour entitled London Calling: Live in Hyde Park was released in 2010.
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Springsteen received the Kennedy Center Honors on December 6, 2009. President Obama gave a speech in which he asserted that Springsteen had incorporated the lives of regular Americans into his expansive palette of songs. Obama added that Springsteen's concerts were not just rock-and-roll concerts, but "communions". The event included musical tributes from Melissa Etheridge, Ben Harper, John Mellencamp, Jennifer Nettles, Sting, and Eddie Vedder.[90]
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The 2000s ended with Springsteen named one of eight Artists of the Decade by Rolling Stone magazine[91] and with Springsteen's tours ranking him fourth among artists in total concert grosses for the decade.[92]
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Clarence Clemons, the E Street Band's saxophonist and founding member, died on June 18, 2011, of complications from a stroke.[93]
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Springsteen's 17th studio album, Wrecking Ball, was released on March 6, 2012. The album consists of eleven tracks plus two bonus tracks. Three songs previously only available as live versions—"Wrecking Ball", "Land of Hope and Dreams", and "American Land"—appear on the album.[94] Wrecking Ball became Springsteen's tenth No. 1 album in the United States, tying him with Elvis Presley for third most No. 1 albums of all-time. Only the Beatles (19) and Jay Z (12) have more No. 1 albums.[95]
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Following the release of the album, Springsteen and the E Street Band announced plans for the Wrecking Ball Tour, which began on March 18, 2012. On July 31, 2012, in Helsinki, Finland, Springsteen performed his longest concert ever at 4 hours and 6 minutes and 33 songs.[96]
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Springsteen campaigned for President Barack Obama's re-election in Ohio, Iowa, Virginia, Pittsburgh, and Wisconsin. At the rallies, he briefly spoke to the audience and performed a short acoustic set that included a newly written song titled "Forward".[97][98][99]
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At year's end, the Wrecking Ball Tour was named Top Draw for having the top attendance out of any tour by the Billboard Touring Awards. The tour finished second to Roger Waters, who had the top-grossing tour of 2012.[100] Springsteen finished second only to Madonna as the top money maker of 2012 with $33.44 million.[101] The Wrecking Ball album, along with the single "We Take Care of Our Own", was nominated for three Grammy Awards, including Best Rock Performance and Best Rock Song for "We Take Care of Our Own" and Best Rock Album.[102][103] Rolling Stone named Wrecking Ball the number one album of 2012 on their Top 50 albums of 2012 list.[104]
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In late July 2013, the documentary Springsteen & I, directed by Baillie Walsh and produced by Ridley Scott, was released simultaneously via a worldwide cinema broadcast in over 50 countries and in over 2000 movie theaters.[105]
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Springsteen released his eighteenth studio album, High Hopes, on January 14, 2014. The first single and video were of a newly recorded version of the song "High Hopes", which Springsteen had previously recorded in 1995. The album was the first by Springsteen in which all songs are either cover songs, newly recorded outtakes from previous records, or newly recorded versions of songs previously released. The 2014 E Street Band touring lineup, along with deceased E Street Band members Clarence Clemons and Danny Federici, appear on the album.[106] High Hopes became Springsteen's eleventh No. 1 album in the US.[107] It was his tenth No. 1 in the UK, tying him for fifth all-time The Rolling Stones and U2.[108] Rolling Stone named High Hopes the second best album of the year (behind only U2's Songs of Innocence) on their Top 50 Albums of 2014 list.[109]
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Springsteen made his acting debut in the final episode of Season 3 of Van Zandt's show Lilyhammer, which was named "Loose Ends" after a Springsteen song on the Tracks album.[citation needed]
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On August 6, 2015, Springsteen performed "Land of Hope and Dreams" and "Born to Run" on the final episode of The Daily Show with Jon Stewart, as Stewart's final 'Moment of Zen'. On October 16, to celebrate the 35th anniversary of The River, Springsteen announced The Ties That Bind: The River Collection box set. Released on December 4, it contains four CDs (including many previously unreleased songs) and three DVDs (or Blu-ray) along with a 148-page coffee table book. In November 2015, "American Skin (41 Shots)" was performed with John Legend at Shining a Light: A Concert for Progress on Race in America.[citation needed]
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Springsteen made his first appearance on Saturday Night Live since 2002 on December 19, 2015, performing "Meet Me in the City", "The Ties That Bind", and "Santa Claus Is Coming to Town".[110]
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The River Tour 2016 began in January 2016 in support of The Ties That Bind: The River Collection box set. All first-leg shows in North America included an in-sequence performance of the entire The River album along with other songs from Springsteen's catalog, and all dates were recorded and made available for purchase.[111] In April 2016, Springsteen was one of the first artists to boycott North Carolina's anti-transgender bathroom bill.[112] More dates were eventually announced expanding the original three-month tour into a seven-month tour with shows in Europe in May 2016 and another North American leg starting in August 2016 and ending the following month. As of July 2016[update], The River 2016 Tour has been the highest grossing worldwide tour with 1.1 million tickets sold and over $135 million in box office revenue, according to Billboard Boxscore's mid-year report.[citation needed]
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On September 23, 2016, Chapter and Verse, a compilation from throughout Springsteen's career dating back to 1966, was released. On September 27, 2016, Simon & Schuster published his 500-page autobiography, Born to Run. The book rose quickly to the top of the NY Times Best Sellers List.[113]
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On September 7, 2016, at Citizens Bank Park in Philadelphia, Pennsylvania, Springsteen performed for 4 hours and 4 minutes. This show, which was part of The River 2016 Tour, stands as his longest-ever show in the United States.[114][115] The River 2016 Tour was the top-grossing worldwide tour of 2016; it pulled in $268.3 million globally and was the highest-grossing tour since 2014 for any artist topping Taylor Swift's 2015 tour which grossed $250.1 million.[116]
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Springsteen supported Hillary Clinton's 2016 presidential campaign by performing an acoustic set of "Thunder Road", "Long Walk Home" and "Dancing in the Dark" at a rally in Philadelphia on November 7, 2016. On November 22, 2016, Springsteen was presented with the Presidential Medal of Freedom award by Barack Obama.[117][118] On January 12, 2017, Springsteen and Patti Scialfa performed a special 15-song acoustic set for President Barack Obama and Michelle Obama at the White House's East Room two days before the president gave his farewell address to the nation.[119][120]
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Springsteen on Broadway, an eight-week run at the Walter Kerr Theatre on Broadway in New York City in fall 2017, was announced in June 2017.[121] The show included Springsteen reading excerpts from his 2016 autobiography Born to Run and performing other spoken reminiscences.[122] Originally scheduled to run from October 12 through November 26, the show was extended three times; the last performance occurred on December 15, 2018.[123][124][125] For Springsteen's production of Springsteen on Broadway, he was honored with a special award at the 2018 Tony Awards.[126]
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On December 14, 2018, the live album Springsteen on Broadway was released. The album reached the top 10 in more than 10 countries and no. 11 in the United States.[127]
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Springsteen's nineteenth studio album, Western Stars, was released on June 14, 2019.[128]
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It was announced on July 23, 2019 that Springsteen would premiere his film, Western Stars, at the Toronto Film Festival in September 2019. Springsteen co-directed the film along with longtime collaborator Thom Zimny. The film features Springsteen and his backing band performing the music from the Western Stars album to a live audience.[129][130] The film was released in theaters on October 25, 2019 and the film's soundtrack, Western Stars – Songs from the Film, was also released that day.[131]
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Despite comments from Springsteen in late 2019 about a potential new album and tour with the E Street Band in 2020, on February 12, 2020, Steven Van Zandt cast some doubt over a 2020 tour saying "Let’s just say I thought I was going to be busier than I am. So at the moment, 2020 seems to have opened up.” Max Weinberg also said he planned on touring with his own band from April through December 2020.[132]
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On May 29, 2020, Springsteen appeared remotely during a livestream no audience concert by the Dropkick Murphys at Fenway Park in Boston, MA. Springsteen with the band performed their song Rose Tattoo and his song American Land sharing co-vocals with Ken Casey on both songs. The event marked the first music performance without an in-person audience at a major U.S. arena, stadium or ballpark during the COVID-19 pandemic. During the livestream, viewers were encouraged to donate to three charities: the Boston Resiliency Fund, Feeding America, and Habitat for Humanity, Greater Boston.[133]The livestream attracted over 9 million viewers and raised over $700,000 (with software company and show sponsor Pegasystems donating the first $151,000).[134]
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—Bruce Springsteen[135][note 2]
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Springsteen has been called a "rock 'n' roll poet" who "radiated working-class authenticity".[136] Often described as cinematic in their scope, Springsteen's lyrics frequently explore highly personal themes such as individual commitment, dissatisfaction and dismay with life in a context of everyday situations.[137] Springsteen's themes include social and political commentary[138][139] and are rooted in the struggles faced by his own family of origin.[140]
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It has been recognized[by whom?] that there was a shift in Springsteen's lyrical approach starting with the album Darkness on the Edge of Town, in which he focused on the emotional struggles of working class life,[141][142] although he still sings about general rock and roll themes as well.
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While rejecting religion in his earlier years, Springsteen stated in his autobiography Born to Run, "I have a personal relationship with Jesus. I believe in his power to save, love [...] but not to damn." In terms of his lapsed Catholicism, he has stated that he "came to ruefully and bemusedly understand that once you're a Catholic you're always a Catholic". He elaborated, "I don't participate in my religion but I know somewhere... deep inside... I'm still on the team."[143]
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Springsteen has spoken openly about his struggles with depression, which he accepted and began to face in his 30s.[144] Around this time, frustrated with being an underweight "fast food junkie" who would have to be helped off the stage after a show due to poor conditioning, he began running up to six miles on a treadmill and lifting weights three times a week; in September 2019, an article celebrating his 70th birthday revealed that he has maintained this same workout routine since he began following it.[145] He has also reportedly followed a mostly vegetarian diet since around the same time, and has been noted for his lifelong avoidance of hard drugs.[146]
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In a June 2017 interview with Tom Hanks, Springsteen admitted to having been a tax evader early in his career.[147]
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Springsteen dated actress Joyce Hyser for four years in the early 1980s. Previously, he had dated photographer Lynn Goldsmith and model Karen Darvin.[148] In the early 1980s, he met Patti Scialfa at The Stone Pony bar in New Jersey, the evening she was performing alongside his friend Bobby Bandiera, with whom she had written "At Least We Got Shoes" for Southside Johnny. Springsteen liked her voice, and after the performance he introduced himself to her. They soon started spending time together and became friends.[149]
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Early in 1984 Springsteen asked Scialfa to join the E Street Band for the upcoming Born in the U.S.A. Tour. According to the book Bruce Springsteen on Tour 1969–2005 by Dave Marsh, they seemed about to become a couple through the first leg of the tour,[citation needed] until Barry Bell introduced actress Julianne Phillips to Springsteen and they were married shortly after midnight on May 13, 1985 at Our Lady of the Lake Catholic Church in Lake Oswego, Oregon.[150][151][152] Opposites in background, the two had an 11-year age difference, and Springsteen's traveling took its toll on their relationship. Many of the songs on Tunnel of Love described the unhappiness he felt in his relationship with Phillips.[citation needed]
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The Tunnel of Love Express Tour began in late February 1988 and Springsteen convinced Scialfa to rejoin the tour. She expressed reluctance at first because she wanted to start recording her first solo album, but when he told her the tour would be short, she agreed to postpone her own solo record and join the tour.[153] Phillips and Springsteen separated in the spring of 1988, but the separation was not made public.[citation needed] Springsteen and Scialfa fell in love during the Tunnel of Love Express Tour[citation needed] and started living together soon after his separation from Phillips.[154] Citing irreconcilable differences, Phillips filed for divorce in Los Angeles on August 30, 1988[155] and a settlement was reached in December and finalized on March 1, 1989.[156][157]
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Springsteen received press criticism for the haste in which he and Scialfa started their relationship. In a 1995 interview with The Advocate, he told Judy Wieder about the negative publicity the couple subsequently received: "It's a strange society that assumes it has the right to tell people whom they should love and whom they shouldn't. But the truth is, I basically ignored the entire thing as much as I could. I said, 'Well, all I know is, this feels real, and maybe I have got a mess going here in some fashion, but that's life.'"[158] Years later, he reflected, "'I didn't protect Juli... some sort of public announcement would have been fair, but I felt overly concerned about my own privacy. I handled it badly, and I still feel badly about it. It was cruel for people to find out the way they did.'"[159]
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Springsteen and Scialfa lived in New Jersey before moving to Los Angeles, where they decided to start a family.[160] On July 25, 1990, Scialfa gave birth to the couple's first child, Evan James Springsteen.[160][161] On June 8, 1991, Springsteen and Scialfa married at their Los Angeles home in a very private ceremony, only attended by family and close friends.[160][161] Their second child, Jessica Rae Springsteen, was born on December 30, 1991.[160][161] Their third child, Samuel Ryan Springsteen, was born on January 5, 1994.[161][162] In a 1995 interview, Springsteen said, "I went through a divorce, and it was really difficult and painful and I was very frightened about getting married again. So part of me said, 'Hey, what does it matter?' But it does matter. It's very different than just living together. First of all, stepping up publicly—which is what you do: You get your license, you do all the social rituals—is a part of your place in society and in some way part of society's acceptance of you ... Patti and I both found that it did mean something."[158]
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When their children reached school age in the 1990s, Springsteen and Scialfa moved back to New Jersey to raise them away from paparazzi. The family owns and lives on a horse farm in Colts Neck Township and a home in Rumson; they also own homes in Los Angeles and Wellington, Florida.[163] Evan graduated from Boston College; he writes and performs his own songs and won the 2012 Singer/Songwriter Competition held during the Boston College's Arts Festival.[164] Jessica is a nationally ranked champion equestrian,[165] and graduated from Duke University. She made her show-jumping debut with the Team USA in August 2014.[166] Sam is a Jersey City firefighter.[167]
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Springsteen supported Barack Obama's 2008 presidential campaign, announcing his endorsement in April 2008.[77] He appeared at several rallies in support of Obama's campaign throughout 2008.[78] At an Ohio rally, Springsteen discussed the importance of "truth, transparency and integrity in government, the right of every American to have a job, a living wage, to be educated in a decent school, and a life filled with the dignity of work, the promise and the sanctity of home ..."[168] Despite saying he that would sit out the 2012 presidential election, Springsteen campaigned for President Obama's re-election in Ohio, Iowa, Virginia, Pittsburgh, and Wisconsin.[97][98][99]
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Springsteen is an activist for LGBT rights and has spoken out many times as a strong supporter of gay marriage. In an April 1996 interview with The Advocate he spoke of the importance of gay marriage: "You get your license, you do all the social rituals. It's part of your place in society, and in some way part of society's acceptance of you."[158] In 2009, he posted the following statement on his website: "I've long believed in and have always spoken out for the rights of same sex couples and fully agree with Governor Corzine when he writes that 'The marriage-equality issue should be recognized for what it truly is—a civil rights issue that must be approved to assure that every citizen is treated equally under the law.'"[169] In 2012, he lent his support to an ad campaign for gay marriage called "The Four 2012". Springsteen noted in the ad, "I couldn't agree more with that statement and urge those who support equal treatment for our gay and lesbian brothers and sisters to let their voices be heard now."[170] In April 2016, Springsteen cancelled a show in Greensboro, North Carolina days before it was to take place to protest the state's newly passed Public Facilities Privacy & Security Act, also referred to as the "bathroom law", which dictates which restrooms transgender people are permitted to use and prevents LGBT citizens from suing over human rights violations in the workplace. Springsteen released an official statement on his website. The Human Rights Campaign (HRC) celebrated Springsteen's statement and he has received much praise and gratitude from the LGBT community.[171]
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During a 2017 show in Perth, Springsteen made a statement celebrating the post-inauguration Women's March against the incoming Trump administration in cities worldwide: "We're a long way from home, and our hearts and spirits are with the hundreds of thousands of women and men that marched yesterday in every city in America, and in Melbourne ...[They] rallied against hate and division and in support of tolerance, inclusion, reproductive rights, civil rights, racial justice, LGBTQ rights, the environment, wage equality, gender equality, healthcare, and immigrant rights. We stand with you. We are the new American resistance."[172][173][174]
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Springsteen has developed a reputation for energetic and long-lasting live performances.[175][176]
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Headlining tours
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Co-headlining tours
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Springsteen has sold more than 135 million records worldwide and more than 64 million records in the United States, making him one of the world's best-selling artists.[177][178] He has earned numerous awards for his work, including 20 Grammy Awards, two Golden Globes, an Academy Award, and a Tony Award (for Springsteen on Broadway). Springsteen was inducted into both the Songwriters Hall of Fame and the Rock and Roll Hall of Fame in 1999, received the Kennedy Center Honors in 2009, was named MusiCares person of the year in 2013, and was awarded the Presidential Medal of Freedom by President Barack Obama in 2016.
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Bruges (/bruːʒ/ BROOZH, Dutch: Brugge [ˈbrʏɣə] (listen); French: Bruges French: [bʁyʒ] (listen); German: Brügge [ˈbʁʏɡə]) is the capital and largest city of the province of West Flanders in the Flemish Region of Belgium, in the northwest of the country, and the seventh largest city of the country by population.
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The area of the whole city amounts to more than 13,840 hectares (138.4 km2; 53.44 sq miles), including 1,075 hectares off the coast, at Zeebrugge (from Brugge aan zee,[2] meaning "Bruges by the Sea").[3] The historic city centre is a prominent World Heritage Site of UNESCO. It is oval in shape and about 430 hectares in size. The city's total population is 117,073 (1 January 2008),[4] of whom around 20,000 live in the city centre. The metropolitan area, including the outer commuter zone, covers an area of 616 km2 (238 sq mi) and has a total of 255,844 inhabitants as of 1 January 2008.[5]
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Along with a few other canal-based northern cities, such as Amsterdam and St Petersburg, it is sometimes referred to as the Venice of the North. Bruges has a significant economic importance, thanks to its port, and was once one of the world's chief commercial cities.[6][7] Bruges is well known as the seat of the College of Europe, a university institute for European studies.[8]
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The place is first mentioned in records as either Bruggas, Brvggas, and Brvccia in AD 840–875. Afterwards, it appears as Bruciam and Bruociam (892); as Brutgis uico (late 9th century); as in portu Bruggensi (c. 1010); as Bruggis (1012); as Bricge in the Anglo-Saxon Chronicle (1037); as Brugensis (1046); as Brycge in the Anglo-Saxon Chronicle (1049–1052); as Brugias (1072); as Bruges (1080–1085); as Bruggas (c. 1084); as Brugis (1089); and as Brugge (1116).[9]
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The name probably derives from the Old Dutch for "bridge": brugga. Also compare Middle Dutch brucge, brugge (or brugghe, brigghe, bregghe, brogghe), and modern Dutch bruggehoofd ("bridgehead") and brug ("bridge").[10] The form brugghe would be a southern Dutch variant.[11] The Dutch word and the English "bridge" both derive from Proto-Germanic *brugjō-.[12]
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Bruges was a location of coastal settlement during prehistory. This Bronze Age and Iron Age settlement is unrelated to medieval city development. In the Bruges area, the first fortifications were built after Julius Caesar's conquest of the Menapii in the first century BC, to protect the coastal area against pirates. The Franks took over the whole region from the Gallo-Romans around the 4th century and administered it as the Pagus Flandrensis. The Viking incursions of the ninth century prompted Count Baldwin I of Flanders to reinforce the Roman fortifications; trade soon resumed with England and Scandinavia. Early medieval habitation starts in the 9th and 10th century on the Burgh terrain, probably with a fortified settlement and church.[13]
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Bruges became important due to the tidal inlet that was important to local commerce,[14] This inlet was then known as the "Golden Inlet".[15] Bruges received its city charter on 27 July 1128, and new walls and canals were built. In 1089 Bruges became the capital of the County of Flanders. Since about 1050, gradual silting had caused the city to lose its direct access to the sea. A storm in 1134, however, re-established this access, through the creation of a natural channel at the Zwin. The new sea arm stretched all the way to Damme,[14] a city that became the commercial outpost for Bruges.
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Bruges had a strategic location at the crossroads of the northern Hanseatic League trade and the southern trade routes. Bruges was already included in the circuit of the Flemish and French cloth fairs at the beginning of the 13th century, but when the old system of fairs broke down the entrepreneurs of Bruges innovated. They developed, or borrowed from Italy, new forms of merchant capitalism, whereby several merchants would share the risks and profits and pool their knowledge of markets. They employed new forms of economic exchange, including bills of exchange (i.e. promissory notes) and letters of credit.[16] The city eagerly welcomed foreign traders, most notably the Portuguese traders selling pepper and other spices.[17]
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With the reawakening of town life in the twelfth century, a wool market, a woollens weaving industry, and the market for cloth all profited from the shelter of city walls, where surpluses could be safely accumulated under the patronage of the counts of Flanders. The city's entrepreneurs reached out to make economic colonies of England and Scotland's[18] wool-producing districts. English contacts brought Normandy grain and Gascon wines. Hanseatic ships filled the harbor, which had to be expanded beyond Damme to Sluys to accommodate the new cog-ships. In 1277, the first merchant fleet from the Republic of Genoa appeared in the port of Bruges, first of the merchant colony that made Bruges the main link to the trade of the Mediterranean.[19] This development opened not only the trade in spices from the Levant, but also advanced commercial and financial techniques and a flood of capital that soon took over the banking of Bruges. The Bourse opened in 1309 (most likely the first stock exchange in the world) and developed into the most sophisticated money market of the Low Countries in the 14th century. By the time Venetian galleys first appeared, in 1314, they were latecomers.[20] Numerous foreign merchants were welcomed in Bruges, such as the Castilian wool merchants who first arrived in the 13th century. After the Castilian wool monopoly ended, the Basques, many hailing from Bilbao (Biscay), thrived as merchants (wool, iron commodities, etc.) and established their own commercial consulate in Bruges by the mid-15th century.[21] The foreign merchants expanded the city's trading zones. They maintained separate communities governed by their own laws until the economic collapse after 1700.[22]
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Such wealth gave rise to social upheavals, which were for the most part harshly contained by the militia. In 1302, however, after the Bruges Matins (the nocturnal massacre of the French garrison in Bruges by the members of the local Flemish militia on 18 May 1302), the population joined forces with the Count of Flanders against the French, culminating in the victory at the Battle of the Golden Spurs, fought near Kortrijk on 11 July. The statue of Jan Breydel and Pieter de Coninck, the leaders of the uprising, can still be seen on the Big Market square. The city maintained a militia as a permanent paramilitary body. It gained flexibility and high prestige by close ties to a guild of organized militia, comprising professionals and specialized units. Militia men bought and maintained their own weapons and armour, according to their family status and wealth.
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At the end of the 14th century, Bruges became one of the Four Members, along with Franc of Bruges, Ghent and Ypres. Together they formed a parliament; however they frequently quarrelled amongst themselves.[23]
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In the 15th century, Philip the Good, Duke of Burgundy, set up court in Bruges, as well as Brussels and Lille, attracting a number of artists, bankers, and other prominent personalities from all over Europe.[24] The weavers and spinners of Bruges were thought to be the best in the world, and the population of Bruges grew to at least 125,000 and perhaps up to 200,000 inhabitants at this time around 1400 AD.[25][26]
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The new oil-painting techniques of the Flemish school gained world renown. The first book in English ever printed was published in Bruges by William Caxton. This is also when Edward IV and Richard III of England spent time in exile here.
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Starting around 1500, the Zwin channel, (the Golden Inlet) which had given the city its prosperity, began silting up and the Golden Era ended.[15] The city soon fell behind Antwerp as the economic flagship of the Low Countries. During the 17th century, the lace industry took off, and various efforts to bring back the glorious past were made. During the 1650s, the city was the base for Charles II of England and his court in exile.[27] The maritime infrastructure was modernized, and new connections with the sea were built, but without much success, as Antwerp became increasingly dominant. Bruges became impoverished and gradually faded in importance; its population dwindling from 200,000 to 50,000 by 1900.[26]
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The symbolist novelist George Rodenbach even made the sleepy city into a character in his novel Bruges-la-Morte, meaning "Bruges-the-dead", which was adapted into Erich Wolfgang Korngold's opera, Die tote Stadt (The Dead City).[28]
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In the last half of the 19th century, Bruges became one of the world's first tourist destinations attracting wealthy British and French tourists. By 1909 it had in operation an association called 'Bruges Forward: Society to Improve Tourism.'[30]
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In World War I German forces occupied Bruges but the city suffered virtually no damage and was liberated on 19 October 1918 by the Allies. From 1940 in World War II the city again was occupied by the Germans and again spared destruction. On 12 September 1944 it was liberated by Canadian troops.
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After 1965, the original medieval city experienced a "renaissance". Restorations of residential and commercial structures, historic monuments, and churches generated a surge in tourism and economic activity in the ancient downtown area. International tourism has boomed, and new efforts resulted in Bruges being designated 'European Capital of Culture' in 2002. It attracts some eight million tourists annually.[31]
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The port of Zeebrugge was built in 1907. The Germans used it for their U-boats in World War I. It was greatly expanded in the 1970s and early 1980s and has become one of Europe's most important and modern ports.
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The municipality comprises:
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Bruges has an oceanic climate (Köppen Cfb).
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Bruges has most of its medieval architecture intact, making it one of the best preserved medieval towns in Europe.[33] The historic centre of Bruges has been a UNESCO World Heritage Site since 2000.[34] Many of its medieval buildings are notable, including the Church of Our Lady, whose brick spire reaches 115.6 m (379.27 ft), making it the world's second highest brick tower/building. The sculpture Madonna and Child, which can be seen in the transept, is believed to be the only of Michelangelo's sculptures to have left Italy within his lifetime.
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Bruges' most famous landmark is its 13th-century belfry, housing a municipal carillon comprising 47 bells.[35] The city still employs a full-time carillonneur, who gives free concerts on a regular basis.
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Bruges is known for its lace, a textile technique. Moreover, the city and its famous lace would go on to inspire the Thread Routes film series, the second episode of which, shot in 2011, was partly set in Bruges.[36]
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Several beers are named after the city, such as Brugge Blond, Brugge Tripel, Brugs, Brugse Babbelaar, Brugse Straffe Hendrik, and Brugse Zot. However, only the latter two—Brugse Zot and Brugse Straffe Hendrik—are brewed in the city itself, in the De Halve Maan Brewery.
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Bruges is home to many museums of various kinds. Its arts museums include the Arents House, as well as the Groeningemuseum, which has an extensive collection of medieval and early modern art, including a notable collection of Flemish Primitives. Various celebrated painters, such as Hans Memling and Jan van Eyck, lived and worked in Bruges.
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The preserved old city gateways: the Kruispoort, the Gentpoort, the Smedenpoort and the Ezelpoort. The Dampoort, the Katelijnepoort and the Boeveriepoort are gone.
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The Old St. John's Hospital (Hans Memling museum) and Our Lady of the Potteries are Hospital museums. Most notably, the city is known for Bruggemuseum ("Bruges Museum"), the general name for a group of 11 different historical museums in the city, including:
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Bruges' non-municipal museums include the Brewery Museum, Hof Bladelin, Choco-Story (chocolate museum), Lumina Domestica (lamp museum), Museum-Gallery Xpo: Salvador Dalí, Diamond Museum,[37] Frietmuseum (museum dedicated to Belgian fries), Historium (museum of the medieval history of Bruges), Lace centre, St. George's Archers Guild, St. Sebastian's Archers’ Guild, St. Trudo Abbey, and the Public Observatory Beisbroek.
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Bruges, the patron saint of which is Andrew the Apostle,[38] is also known for its religious landmarks. The Basilica of the Holy Blood (Dutch: Heilig-Bloedbasiliek), in particular, is the relic of the Holy Blood, which was brought to the city after the Second Crusade by Thierry of Alsace, and is paraded every year through the streets of the city. More than 1,600 inhabitants take part in this mile-long religious procession, many dressed as medieval knights or crusaders.
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Other religious landmarks and museums include the Church of Our Lady, English Convent, Jerusalem Church, Saint Salvator's Cathedral, St. Trudo's Abbey, Béguinage (Dutch: Begijnhof), and Ter Doest Abbey (Dutch: Abdij Ter Doest) in Lissewege.
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The annual procession of the Holy Blood of Jesus Christ, UNESCO heritage
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St. Salvator's Cathedral
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The Church of Our Lady (Bruges).
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Steenhouwers Canal with the Belfry and spires of the Stadhuis
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The Dijver canal and the tower of the Church of Our Lady.
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The Provinciaal Hof.
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The Kruispoort.
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The Dweersstraat.
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The Béguinage.
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The Groenerei (canal).
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View from the Rozenhoedkaai.
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An aerial view over one of Bruges' canals.
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Roofs of old houses in the city centre.
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The Burg square with the City Hall.
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The Fish Market.
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The Steenstraat with St. Salvator's Cathedral in the background.
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Part of the Markt (market square).
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The Bonne-Chière windmill.
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Rozenhoedkaai
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Spiegelrei canal
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The "Huis ter Beurze" (center) of Van der Beurze [nl] family.
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Facade of the Huis 't Schaep building
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Bruges has motorway connections to all directions:
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Driving within the 'egg', the historical centre enclosed by the main circle of canals in Bruges, is discouraged by traffic management schemes, including a network of one-way streets. The system encourages the use of set routes leading to central car parks and direct exit routes. The car parks are convenient for the central commercial and tourist areas; they are not expensive.
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Bruges' main railway station is the focus of lines to the Belgian coast. It also provides at least hourly trains to all other major cities in Belgium, as well as to Lille, France.[39] Further there are several regional and local trains.
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The main station is also a stop for the Thalys train Paris–Brussels–Ostend.
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Bus links to the centre are frequent, though the railway station is just a 10-minute walk from the main shopping streets and a 20-minute walk from the Market Square.
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Plans for a north–south light rail connection through Bruges, from Zeebrugge to Lichtervelde, and a light rail connection between Bruges and Ostend are under construction.[clarification needed][citation needed]
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The national Brussels Airport, one hour away by train or car, offers the best connections. The nearest airport is the Ostend-Bruges International Airport in Ostend (around 25 kilometres (16 miles) from the city centre of Bruges), but it offers limited passenger transport and connections. Recently there also started a direct bus line from Brussels South Charleroi Airport to Bruges.
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Bruges has an extensive web of bus lines, operated by De Lijn, providing access to the city centre and the suburbs (city lines, Dutch: stadslijnen) and to many towns and villages in the region around the city (regional lines, Dutch: streeklijnen).
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In support of the municipal traffic management (see "Road" above), free public transport is available for those who park their cars in the main railway station car park.
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Although a few streets are restricted, no part of Bruges is car free.[40]
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Cars are required to yield to pedestrians and cyclists. Plans have long been under way to ban cars altogether from the historic center of Bruges or to restrict traffic much more than it currently is, but these plans have yet to come to fruition. In 2005, signs were changed for the convenience of cyclists, allowing two-way cycle traffic on more streets, however car traffic has not decreased.[citation needed] Nevertheless, in common with many cities in the region, there are thousands of cyclists in the city of Bruges.[citation needed]
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The port of Bruges is Zeebrugge (Flemish for Bruges-on-Sea).
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On 6 March 1987, the British ferry MS Herald of Free Enterprise capsized after leaving the port, killing 187 people, the worst disaster involving a British civilian vessel since 1919.[41]
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Between 1998 and 2016 Bruges hosted the start of the annual Tour of Flanders cycle race, held in April and one of the biggest sporting events in Belgium.
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Football is also popular in Bruges; the city hosts two professional football teams, both of which play at the top level (Belgian First Division) Club Brugge K.V. are the current national champions, while the second team, Cercle Brugge K.S.V., was recently promoted to the first tier. Both teams play their home games at the Jan Breydel Stadium (30,000 seats) in Sint-Andries. There are plans for a new stadium for Club Brugge with about 45,000 seats in the north of the city, while the city council would renovate and reduce the capacity of the Jan Breydel Stadium for Cercle Brugge.[42]
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In 2000 Bruges was one of the eight host cities for the UEFA European Football Championship, co-hosted by Belgium and its neighbour the Netherlands.
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In 2021, Bruges, along with Leuven, is to host the UCI Road Racing Championship.
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Bruges is an important centre for education in West Flanders. Next to the several common primary and secondary schools, there are a few colleges, like the VIVES ( a fusion of the former KHBO (katholieke hogeschool Brugge Oostende) and the KATHO (katholieke hoge school) or the HOWEST (Hogeschool West-Vlaanderen). Furthermore, the city is home to the College of Europe, a prestigious institution of postgraduate studies in European Economics, Law and Politics, and of the United Nations University Institute on Comparative Regional Integration Studies (UNU-CRIS), a Research and Training Institute[43] of the United Nations University specialising in the comparative study of regional integration.
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On principle, Bruges has to date never entered into close collaboration with twin cities. Without denying the usefulness of these schemes for towns with fewer international contacts, the main reason is that Bruges would find it difficult to choose between cities and thinks that it has enough work already with its many international contacts.[citation needed] Also, it was thought[who?] in Bruges that twinning was too often an occasion for city authorities and representatives to travel on public expense.[citation needed]
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This principle resulted, in the 1950s, in Bruges refusing a jumelage with Nice and other towns, signed by a Belgian ambassador without previous consultation. In the 1970s, a Belgian consul in Oldenburg made the mayor of Bruges sign a declaration of friendship which he tried to present, in vain, as a jumelage.
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The twinning between some of the former communes, merged with Bruges in 1971, were discontinued.
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This does not mean that Bruges would not be interested in cooperation with others, as well in the short term as in the long run, for particular projects. Here follow a few examples.
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Coordinates: 4°30′N 114°40′E / 4.500°N 114.667°E / 4.500; 114.667
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in the ASEAN (dark grey) – [Legend]
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Brunei (/bruːˈnaɪ/ (listen) broo-NY; Malay: [brunaɪ] (listen)), officially the Nation of Brunei, the Abode of Peace[10] (Malay: Negara Brunei Darussalam, Jawi: نڬارا بروني دارالسلام), is a country located on the north coast of the island of Borneo in Southeast Asia. Apart from its coastline with the South China Sea, the country is completely surrounded by the insular Malaysian state of Sarawak. It is separated into two parts by the Sarawak district of Limbang. Brunei is the only sovereign state completely on the island of Borneo; the remainder of the island's territory is divided between the nations of Malaysia and Indonesia. Brunei's population was 428,963 in 2018. The government is an absolute monarchy under the Sultan, which implements a combination of English common law and sharia law, as well as direct general Islamic practices.
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At the peak of the Bruneian Empire, Sultan Bolkiah (reigned 1485–1528) is alleged to have had control over most regions of Borneo, including modern-day Sarawak and Sabah, as well as the Sulu Archipelago off the northeast tip of Borneo, Seludong (modern-day Manila), and the islands off the northwest tip of Borneo. The maritime state was visited by Spain's Magellan Expedition in 1521 and fought against Spain in the 1578 Castilian War.
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During the 19th century, the Bruneian Empire began to decline. The Sultanate ceded Sarawak (Kuching) to James Brooke and installed him as the White Rajah, and it ceded Sabah to the British North Borneo Chartered Company. In 1888, Brunei became a British protectorate and was assigned a British resident as colonial manager in 1906. After the Japanese occupation during World War II, in 1959 a new constitution was written. In 1962, a small armed rebellion against the monarchy was ended with the help of the British.
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Brunei gained its independence from the United Kingdom on 1 January 1984. Economic growth during the 1990s and 2000s, with the GDP increasing 56% from 1999 to 2008, transformed Brunei into an industrialised country. It has developed wealth from extensive petroleum and natural gas fields. Brunei has the second-highest Human Development Index among the Southeast Asian nations, after Singapore, and is classified as a developed country. According to the International Monetary Fund (IMF), Brunei is ranked fifth in the world by gross domestic product per capita at purchasing power parity. The IMF estimated in 2011 that Brunei was one of two countries (the other being Libya) with a public debt at 0% of the national GDP.
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According to local historiography, Brunei was founded by Awang Alak Betatar, later to be Sultan Muhammad Shah, reigning around AD 1400. He moved from Garang in the Temburong District[11] to the Brunei River estuary, discovering Brunei. According to legend, upon landing he exclaimed, Baru nah (loosely translated as "that's it!" or "there"), from which the name "Brunei" was derived.[12] He was the first Muslim ruler of Brunei.[13] Before the rise of the Bruneian Empire under the Muslim Bolkiah Dynasty, Brunei is believed to have been under Buddhist rulers.[14]
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It was renamed "Barunai" in the 14th century, possibly influenced by the Sanskrit word "varuṇ" (वरुण), meaning "seafarers".[15] The word "Borneo" is of the same origin. In the country's full name, Negara Brunei Darussalam, darussalam (Arabic: دار السلام) means "abode of peace", while negara means "country" in Malay.
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The earliest recorded documentation by the West about Brunei is by an Italian known as Ludovico di Varthema, who also said the "Bruneian people have fairer skin tone than the peoples he met in Maluku Islands". On his documentation back to 1550;
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We arrived at the island of Bornei (Brunei or Borneo), which is distant from the Maluch about two hundred miles, and we found that it was somewhat larger than the aforesaid and much lower. The people are pagans and are men of goodwill. Their colour is whiter than that of the other sort ... in this island justice is well administered ...[16]
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The settlement known as Vijayapura was a colony to the Buddhist Srivijaya empire and was thought to be located in Borneo's Northwest which flourished in the 7th Century.[17] In the aftermath of the Indian Chola invasion of Srivijaya, Datu Puti lead some dissident datus from Sumatra and Borneo in a rebellion against Rajah Makatunao who was a Chola appointed local Rajah. The dissidents and their retinue tried to revive Srivijaya in a new country called Madja-as in the Visayas islands (an archipelago named after Srivijaya) in the Philippines. One of the earliest Chinese records of an independent kingdom in Borneo is the 977 AD letter to the Chinese emperor from the ruler of Boni, which some scholars believe to refer to Borneo.[18] In 1225, the Chinese official Zhao Rukuo reported that Boni had 100 warships to protect its trade, and that there was great wealth in the kingdom.[19]
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In the 14th century, the Javanese manuscript Nagarakretagama, written by Prapanca in 1365, mentioned Barune as the constituent state of Hindu Majapahit,[20] which had to make an annual tribute of 40 katis of camphor. In 1369, Sulu which was also formerly part of Majapahit, had successfully rebelled and then attacked Boni, looting it of treasure and gold. A fleet from Majapahit succeeded in driving away the Sulus, but Boni was left weaker after the attack.[21] A Chinese report from 1371 described Boni as poor and totally controlled by Majapahit.[22]
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During the 15th century, Boni had seceded from Majapahit and then converted to Islam. Thus transforming into the independent Sultanate of Brunei. Brunei became a Hashemite state when she allowed the Arab Emir of Mecca, Sharif Ali, to become her third sultan. Scholars claim that the power of the Sultanate of Brunei was at its peak between the 15th and 17th centuries, with its power extending from northern Borneo to the southern Philippines (Sulu) and even in the northern Philippines (Manila) which Brunei incorporated via territorial acquisition accomplished through royal marriages.[23] Sultan Bolkiah had extended Brunei's power to its greatest extent when it conquered Manila and Sulu as he even attempted but failed to conquer the Visayas islands even though Sultan Bolkiah was half-Visayan himself being descended from a Visayan mother and he was famously known as Sultan Ragam "The Singing Captain", his powerful musical voice was a trait he inherited from his Visayan lineage since Visayans were culturally obsessed with singing, with the best Visayan singers often also being members of their warrior castes too.[24] However, Islamic Brunei's power was not uncontested in Borneo since it had a Hindu rival in a state founded by Indians called Kutai in the south which they overpowered but didn't destroy. Brunei's dominance in the Philippines was also challenged by two Indianized kingdoms, the Rajahanates of Cebu and Butuan which were also coincidentally allied with Kutai and were also at war with Brunei's dependencies; Sulu and Manila as well as their mutual ally, the Sultanate of Maguindanao. The Kedatuans of Madja-as and Dapitan were also belligerent against Brunei due to them being the targets of constant Muslim attacks organized from Maguindanao and Ternate, a Papuan speaking state in the vicinity of Oceania that grew wealthy by monopolizing spice production. Nevertheless, by the 16th century, Islam was firmly rooted in Brunei, and the country had built one of its biggest mosques. In 1578, Alonso Beltrán, a Spanish traveller, described it as being five stories tall and built on the water.[25]
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Brunei briefly rose to prominence in Southeast Asia when the Portuguese occupied Malacca and thereby forced the wealthy and powerful but displaced Muslim refugees there to relocate to nearby Sultanates such as Aceh and Brunei. However, European influence gradually brought an end to the regional power, as Brunei entered a period of decline compounded by internal strife over royal succession. In the face of these invasions by European Christian powers, the Ottoman Caliphate aided the beleaguered Southeast Asian Sultanates by making Aceh a protectorate and sending expeditions to reinforce, train and equip the local mujahideen.[26] Spain declared war in 1578, planning to attack and capture Kota Batu, Brunei's capital at the time. This was based in part on the assistance of two Bruneian noblemen, Pengiran Seri Lela and Pengiran Seri Ratna. The former had travelled to Manila, then the centre of the Spanish colony. Manila itself was captured from Brunei, Christianised and made a territory of the Viceroyalty of New Spain which was centered in Mexico City. Pengiran Seri Lela came to offer Brunei as a tributary to Spain for help to recover the throne usurped by his brother, Saiful Rijal.[27] The Spanish agreed that if they succeeded in conquering Brunei, Pengiran Seri Lela would be appointed as the sultan, while Pengiran Seri Ratna would be the new Bendahara.
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In March 1578, a fresh Spanish fleet had arrived from Mexico and settled at the Philippines, they were led by De Sande, acting as Capitán-General, he organised an expedition from Manila for Brunei. The expedition consisted of 400 Spaniards and Mexicans, 1,500 Filipino natives and 300 Borneans.[28] The campaign was one of many, which also included action in Mindanao and Sulu.[29][30] The racial make-up of the Christian side was diverse since it were usually made up of Mestizos, Mulattoes and Amerindians (Aztecs, Mayans and Incans) who were gathered and sent from Mexico and were led by Spanish officers who had worked together with native Filipinos in military campaigns across the Southeast Asia.[31] The Muslim side though was also equally racially diverse. In addition to the native Malay warriors, the Ottomans had repeatedly sent military expeditions to nearby Aceh. The expeditions were composed mainly of Turks, Egyptians, Swahilis, Somalis, Sindhis, Gujaratis and Malabars.[32] These expeditionary forces had also spread to other nearby Sultanates such as Brunei and had taught new fighting tactics and techniques on how to forge cannons.[33]
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Eventually, the Spanish invaded the capital on 16 April 1578, with the help of Pengiran Seri Lela and Pengiran Seri Ratna. The Sultan Saiful Rijal and Paduka Seri Begawan Sultan Abdul Kahar were forced to flee to Meragang then to Jerudong. In Jerudong, they made plans to chase the conquering army away from Brunei. Suffering high fatalities due to a cholera or dysentery outbreak,[34][35] the Spanish decided to abandon Brunei and returned to Manila on 26 June 1578, after 72 days. Before doing so, they burned the mosque, a high structure with a five-tier roof.[36]
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Pengiran Seri Lela died in August or September 1578, probably from the same illness suffered by his Spanish allies.[citation needed] There was suspicion that he the legitimate Sultan could have been poisoned by the ruling sultan.[citation needed] Seri Lela's daughter, a Bruneian princess, "Putri", had left with the Spanish, she abandoned her claim to the crown and bravely defied the Quranic punishment of stoning to death women who marry non-Muslims and then she married a Christian Tagalog, named Agustín de Legazpi de Tondo.[37]
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The local Brunei accounts[38] of the Castilian War differ greatly from the generally accepted view of events. What was called the Castilian War was seen as a heroic episode, with the Spaniards being driven out by Bendahara Sakam, purportedly a brother of the ruling sultan, and a thousand native warriors. Most historians consider this to be a folk-hero account, which probably developed decades or centuries after.[39]
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Brunei eventually descended into anarchy. The country suffered a civil war from 1660 to 1673.
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The British have intervened in the affairs of Brunei on several occasions. Britain attacked Brunei in July 1846 due to internal conflicts over who was the rightful Sultan.[40]
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In the 1880s, the decline of the Bruneian Empire continued. The sultan granted land (now Sarawak) to James Brooke, who had helped him quell a rebellion and allowed him to establish the Kingdom of Sarawak. Over time, Brooke and his nephews (who succeeded him) leased or annexed more land. Brunei lost much of its territory to him and his dynasty, known as the White Rajahs.
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Sultan Hashim Jalilul Alam Aqamaddin appealed to the British to stop further encroachment by the Brookes.[41] The "Treaty of Protection" was negotiated by Sir Hugh Low and signed into effect on 17 September 1888. The treaty said that the sultan "could not cede or lease any territory to foreign powers without British consent"; it provided Britain effective control over Brunei's external affairs, making it a British protected state (which continued until 1984).[23] But, when the Kingdom of Sarawak annexed Brunei's Pandaruan District in 1890, the British did not take any action to stop it. They did not regard either Brunei or the Kingdom of Sarawak as 'foreign' (per the Treaty of Protection). This final annexation by Sarawak left Brunei with its current small land mass and separation into two parts.[42]
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British residents were introduced in Brunei under the Supplementary Protectorate Agreement in 1906.[43] The residents were to advise the sultan on all matters of administration. Over time, the resident assumed more executive control than the sultan. The residential system ended in 1959.[44]
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Petroleum was discovered in 1929 after several fruitless attempts.[45] Two men, F. F. Marriot and T. G. Cochrane, smelled oil near the Seria river in late 1926.[46] They informed a geophysicist, who conducted a survey there. In 1927, gas seepages were reported in the area. Seria Well Number One (S-1) was drilled on 12 July 1928. Oil was struck at 297 metres (974 ft) on 5 April 1929. Seria Well Number 2 was drilled on 19 August 1929, and, as of 2009[update], continues to produce oil.[47] Oil production was increased considerably in the 1930s with the development of more oil fields. In 1940, oil production was at more than six million barrels.[47] The British Malayan Petroleum Company (now Brunei Shell Petroleum Company) was formed on 22 July 1922.[48] The first offshore well was drilled in 1957.[49] Oil and natural gas have been the basis of Brunei's development and wealth since the late 20th century.
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The Japanese invaded Brunei on 16 December 1941, eight days after their attack on Pearl Harbor and the United States Navy. They landed 10,000 troops of the Kawaguchi Detachment from Cam Ranh Bay at Kuala Belait. After six days' fighting, they occupied the entire country. The only Allied troops in the area were the 2nd Battalion of the 15th Punjab Regiment based at Kuching, Sarawak.[50]
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Once the Japanese occupied Brunei, they made an agreement with Sultan Ahmad Tajuddin over governing the country. Inche Ibrahim (known later as Pehin Datu Perdana Menteri Dato Laila Utama Awang Haji Ibrahim), a former Secretary to the British Resident, Ernest Edgar Pengilly, was appointed Chief Administrative Officer under the Japanese Governor. The Japanese had proposed that Pengilly retain his position under their administration, but he declined. Both he and other British nationals still in Brunei were interned by the Japanese at Batu Lintang camp in Sarawak. While the British officials were under Japanese guard, Ibrahim made a point of personally shaking each one by the hand and wishing him well.[51]
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The Sultan retained his throne and was given a pension and honours by the Japanese. During the later part of the occupation, he resided at Tantuya, Limbang and had little to do with the Japanese. Most of the Malay government officers were retained by the Japanese. Brunei's administration was reorganised into five prefectures, which included British North Borneo. The Prefectures included Baram, Labuan, Lawas, and Limbang. Ibrahim hid numerous significant government documents from the Japanese during the occupation. Pengiran Yusuf (later YAM Pengiran Setia Negara Pengiran Haji Mohd Yusuf), along with other Bruneians, was sent to Japan for training. Although in the area the day of the atomic bombing of Hiroshima, Yusuf survived.
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The British had anticipated a Japanese attack, but lacked the resources to defend the area because of their engagement in the war in Europe. The troops from the Punjab Regiment filled in the Seria oilfield oilwells with concrete in September 1941 to deny the Japanese their use. The remaining equipment and installations were destroyed when the Japanese invaded Malaya. By the end of the war, 16 wells at Miri and Seria had been restarted, with production reaching about half the pre-war level. Coal production at Muara was also recommenced, but with little success.
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During the occupation, the Japanese had their language taught in schools, and Government officers were required to learn Japanese. The local currency was replaced by what was to become known as duit pisang (banana money). From 1943 hyper-inflation destroyed the currency's value and, at the end of the war, this currency was worthless. Allied attacks on shipping eventually caused trade to cease. Food and medicine fell into short supply, and the population suffered famine and disease.
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The airport runway was constructed by the Japanese during the occupation, and in 1943 Japanese naval units were based in Brunei Bay and Labuan. The naval base was destroyed by Allied bombing, but the airport runway survived. The facility was developed as a public airport. In 1944 the Allies began a bombing campaign against the occupying Japanese, which destroyed much of the town and Kuala Belait, but missed Kampong Ayer.[52]
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On 10 June 1945, the Australian 9th Division landed at Muara under Operation Oboe Six to recapture Borneo from the Japanese. They were supported by American air and naval units. Brunei town was bombed extensively and recaptured after three days of heavy fighting. Many buildings were destroyed, including the Mosque. The Japanese forces in Brunei, Borneo, and Sarawak, under Lieutenant-General Masao Baba, formally surrendered at Labuan on 10 September 1945. The British Military Administration took over from the Japanese and remained until July 1946.
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After World War II, a new government was formed in Brunei under the British Military Administration (BMA). It consisted mainly of Australian officers and servicemen.[53] The administration of Brunei was passed to the Civil Administration on 6 July 1945. The Brunei State Council was also revived that year.[54] The BMA was tasked to revive the Bruneian economy, which was extensively damaged by the Japanese during their occupation. They also had to put out the fires on the wells of Seria, which had been set by the Japanese prior to their defeat.[54]
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Before 1941, the Governor of the Straits Settlements, based in Singapore, was responsible for the duties of British High Commissioner for Brunei, Sarawak, and North Borneo (now Sabah).[55] The first British High Commissioner for Brunei was the Governor of Sarawak, Sir Charles Ardon Clarke. The Barisan Pemuda ("Youth Movement") (abbreviated as BARIP) was the first political party to be formed in Brunei, on 12 April 1946. The party intended to "preserve the sovereignty of the Sultan and the country, and to defend the rights of the Malays".[56] BARIP also contributed to the composition of the country's national anthem. The party was dissolved in 1948 due to inactivity.
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In 1959, a new constitution was written declaring Brunei a self-governing state, while its foreign affairs, security, and defence remained the responsibility of the United Kingdom.[57] A small rebellion erupted against the monarchy in 1962, which was suppressed with help of the UK.[58] Known as the Brunei Revolt, it contributed to the failure to create the North Borneo Federation. The rebellion partially affected Brunei's decision to opt out of the Malaysian Federation.[57]
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Brunei gained its independence from the United Kingdom on 1 January 1984.[57] The official National Day, which celebrates the country's independence, is held by tradition on 23 February.[59]
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In July 1953, Sultan Omar Ali Saifuddien III formed a seven-member committee named Tujuh Serangkai, to find out the citizens' views regarding a written constitution for Brunei. In May 1954, the Sultan, Resident and High Commissioner met to discuss the findings of the committee. They agreed to authorise the drafting of a constitution. In March 1959 Sultan Omar Ali Saifuddien III led a delegation to London to discuss the proposed Constitution.[60] The British delegation was led by Sir Alan Lennox-Boyd, Secretary of State for the Colonies. The British Government later accepted the draft constitution.
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On 29 September 1959, the Constitution Agreement was signed in Brunei Town. The agreement was signed by Sultan Omar Ali Saifuddien III and Sir Robert Scott, the Commissioner-General for Southeast Asia.
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It included the following provisions:[43]
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Five councils were set up:[61]
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A series of National Development Plans was initiated by the 28th Sultan of Brunei, Omar Ali Saifuddien III.
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The first was introduced in 1953.[62] A total sum of B$100 million was approved by the Brunei State Council for the plan. E.R. Bevington, from the Colonial Office in Fiji, was appointed to implement it.[63] A $US14 million Gas Plant was built under the plan. In 1954, survey and exploration work were undertaken by the Brunei Shell Petroleum on both offshore and onshore fields. By 1956, production reached 114,700 bpd.
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The plan also aided the development of public education. By 1958, expenditure on education totalled at $4 million.[63] Communications were improved, as new roads were built and reconstruction at Berakas Airport was completed in 1954.[64]
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The second National Development Plan was launched in 1962.[64] A major oil and gas field was discovered in 1963, with this discovery, liquefied natural gas became important. Developments in the oil and gas sector have continued, and oil production has steadily increased since then.[65] The plan also promoted the production of meat and eggs for consumption by citizens. The fishing industry increased its output by 25% throughout the course of the plan. The deepwater port at Muara was also constructed during this period. Power requirements were met, and studies were made to provide electricity to rural areas.[65] Efforts were made to eradicate malaria, an endemic disease in the region, with the help of the World Health Organization. Malaria cases were reduced from 300 cases in 1953 to only 66 cases in 1959.[66] The death rate was reduced from 20 per thousand in 1947 to 11.3 per thousand in 1953.[66] Infectious disease has been prevented by public sanitation and improvement of drainage, and the provision of piped pure water to the population.[66]
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On 14 November 1971, Sultan Hassanal Bolkiah left for London to discuss matters regarding the amendments to the 1959 constitution. A new agreement was signed on 23 November 1971 with the British representative being Anthony Royle.[67]
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Under this agreement, the following terms were agreed upon:
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This agreement also caused Gurkha units to be deployed in Brunei, where they remain up to this day.
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On 7 January 1979, another treaty was signed between Brunei and the United Kingdom. It was signed with Lord Goronwy-Roberts being the representative of the UK. This agreement granted Brunei to take over international responsibilities as an independent nation. Britain agreed to assist Brunei in diplomatic matters.[68] In May 1983, it was announced by the UK that the date of independence of Brunei would be 1 January 1984.[citation needed]
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On 31 December 1983, a mass gathering was held on main mosques on all four of the districts of the country and at midnight, on 1 January 1984, the Proclamation of Independence was read by Sultan Hassanal Bolkiah. The sultan subsequently assumed the title "His Majesty", rather than the previous "His Royal Highness".[69] Brunei was admitted to the United Nations on 22 September 1984, becoming the organisation's 159th member.[70]
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In October 2013, Sultan Hassanal Bolkiah announced his intention to impose Penal Code from the Sharia law on the country's Muslims, which make up roughly two thirds of the country's population.[71] This would be implemented in three phases, culminating in 2016, and making Brunei the first and only country in East Asia to introduce Sharia law into its penal code.[72] The move attracted international criticism,[73] the United Nations expressing "deep concern".[74]
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Brunei is a southeast Asian country consisting of two unconnected parts with a total area of 5,765 square kilometres (2,226 sq mi) on the island of Borneo. It has 161 kilometres (100 mi) of coastline next to the South China Sea, and it shares a 381 km (237 mi) border with Malaysia. It has 500 square kilometres (193 sq mi) of territorial waters, and a 200-nautical-mile (370 km; 230 mi) exclusive economic zone.[23]
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About 97% of the population lives in the larger western part (Belait, Tutong, and Brunei-Muara), while only about 10,000 people live in the mountainous eastern part (Temburong District). The total population of Brunei is approximately 408,000 as of July 2010[update], of which around 150,000 live in the capital Bandar Seri Begawan.[75] Other major towns are the port town of Muara, the oil-producing town of Seria and its neighbouring town, Kuala Belait. In Belait District, the Panaga area is home to large numbers of Europeans expatriates, due to Royal Dutch Shell and British Army housing, and several recreational facilities are located there.[76]
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Most of Brunei is within the Borneo lowland rain forests ecoregion, which covers most of the island. Areas of mountain rain forests are located inland.[77]
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The climate of Brunei is tropical equatorial that is a Tropical rainforest climate[23] more subject to the Intertropical Convergence Zone than the trade winds and with no or rare cyclones. Brunei is exposed to the risks stemming from climate change along with other ASEAN member states.[78]
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Brunei's political system is governed by the constitution and the national tradition of the Malay Islamic Monarchy (Melayu Islam Beraja; MIB). The three components of MIB cover Malay culture, Islamic religion, and the political framework under the monarchy.[79] It has a legal system based on English common law, although Islamic law (shariah) supersedes this in some cases.[23] Brunei has a parliament but there are no elections; the last election was held in 1962.[80]
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Under Brunei's 1959 constitution, His Majesty Paduka Seri Baginda Sultan Haji Hassanal Bolkiah Mu'izzaddin Waddaulah is the head of state with full executive authority. Since 1962, this authority has included emergency powers, which are renewed every two years. Brunei has technically been under martial law since the Brunei Revolt of 1962.[57] Hassanal Bolkiah also serves as the state's Prime Minister, Finance Minister and Defence Minister.[81] The Royal family retains a venerated status within Brunei.[57][failed verification]
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Until 1979, Brunei's foreign relations were managed by the UK government. After that, they were handled by the Brunei Diplomatic Service. After independence in 1984, this Service was upgraded to ministerial level and is now known as the Ministry of Foreign Affairs.[82]
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Officially, Brunei's foreign policy is as follows:[83]
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With its traditional ties with the United Kingdom, Brunei became the 49th member of the Commonwealth immediately on the day of its independence on 1 January 1984.[84] As one of its first initiatives toward improved regional relations, Brunei joined ASEAN on 7 January 1984, becoming the sixth member. To achieve recognition of its sovereignty and independence, it joined the United Nations as a full member on 21 September of that same year.[85]
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As an Islamic country, Brunei became a full member of the Organisation of the Islamic Conference (now the Organisation of Islamic Cooperation) in January 1984 at the Fourth Islamic Summit held in Morocco.[86]
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After its accession to the Asia-Pacific Economic Cooperation forum (APEC) in 1989, Brunei hosted the APEC Economic Leaders' Meeting in November 2000 and the ASEAN Regional Forum (ARF) in July 2002.[87] Brunei became a founding member of the World Trade Organization (WTO) on 1 January 1995,[88] and is a major player in BIMP-EAGA, which was formed during the Inaugural Ministers' Meeting in Davao, Philippines, on 24 March 1994.[89]
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Brunei shares a close relationship with Singapore and the Philippines. In April 2009, Brunei and the Philippines signed a Memorandum of Understanding (MOU) that seeks to strengthen the bilateral co-operation of the two countries in the fields of agriculture and farm-related trade and investments.[90]
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Brunei is one of many nations to lay claim to some of the disputed Spratly Islands.[91] The status of Limbang as part of Sarawak has been disputed by Brunei since the area was first annexed in 1890.[91] The issue was reportedly settled in 2009, with Brunei agreeing to accept the border in exchange for Malaysia giving up claims to oil fields in Bruneian waters.[92] The Brunei government denies this and says that their claim on Limbang was never dropped.[93][94]
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Brunei was the chair for ASEAN in 2013.[95] It also hosted the ASEAN summit on that same year.[96]
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Brunei maintains three infantry battalions stationed around the country.[57] The Brunei navy has several "Ijtihad"-class patrol boats purchased from a German manufacturer. The United Kingdom also maintains a base in Seria, the centre of the oil industry in Brunei. A Gurkha battalion consisting of 1,500 personnel is stationed there.[57] United Kingdom military personnel are stationed there under a defence agreement signed between the two countries.[57]
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+
A Bell 212 operated by the air force crashed in Kuala Belait on 20 July 2012 with the loss of 12 of the 14 crew on board. The cause of the accident has yet to be ascertained.[97] The crash is the worst aviation incident in the history of Brunei.
|
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+
|
130 |
+
The Army is currently acquiring new equipment,[98] including UAVs and S-70i Black Hawks.[99]
|
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+
|
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+
Brunei's Legislative Council proposed an increase of the defence budget for the 2016–17 fiscal year of about five percent to 564 million Brunei dollars ($408 million). This amounts to about ten per cent of the state's total national yearly expenditure and represents around 2.5 per cent of GDP.[100]
|
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+
|
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+
Brunei is divided into four districts (daerahs)[101] and 38 subdistricts (mukims).[57]
|
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+
|
136 |
+
The daerah of Temburong is physically separated from the rest of Brunei by the Malaysian state of Sarawak.
|
137 |
+
|
138 |
+
The daerah of Brunei-Muara includes Brunei's capital city, Bandar Seri Begawan, whose suburbs dominate 15 of the 18 mukims in this daerah.
|
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+
|
140 |
+
Over 90% of Brunei's total population lives in 15 of the 38 mukims:
|
141 |
+
|
142 |
+
Brunei has numerous courts in its judicial branch. The highest court is the Supreme Court, which consists of the Court of Appeal and High Court. Both of these have a chief justice and two judges.[23]
|
143 |
+
|
144 |
+
The U.S. Department of State has stated that discrimination against women is a problem in Brunei.[103] The law prohibits sexual harassment and stipulates that whoever assaults or uses criminal force, intending thereby to outrage or knowing it is likely to outrage the modesty of a person, shall be punished with imprisonment for as much as five years and caning. The law stipulates imprisonment of up to 30 years, and caning with not fewer than 12 strokes for rape. The law does not criminalise spousal rape; it explicitly states that sexual intercourse by a man with his wife, as long as she is not under 13 years of age, is not rape. Protections against sexual assault by a spouse are provided under the amended Islamic Family Law Order 2010 and Married Women Act Order 2010. The penalty for breaching a protection order is a fine not exceeding BN$2,000 ($1,538) or imprisonment not exceeding six months.
|
145 |
+
|
146 |
+
Citizenship is derived through one's parents rather than through birth within the country's territory. Parents with stateless status are required to apply for a special pass for a child born in the country; failure to register a child may make it difficult to enroll the child in school. By law, sexual intercourse with a female under 14 years of age constitutes rape and is punishable by imprisonment for not less than eight years and not more than 30 years and not less than 12 strokes of the cane. The intent of the law is to protect girls from exploitation through prostitution and "other immoral purposes", including pornography.[103]
|
147 |
+
|
148 |
+
Male and female homosexuality is illegal in Brunei. However, as of 6 May 2019, Sultan of Brunei in his titah for Ramadan declared that Brunei will not impose Penal Code of the Sharia Law.[104]
|
149 |
+
|
150 |
+
In The Laws of Brunei, the right of non-Muslims to practice their faith is guaranteed by the 1959 Constitution. However, celebrations and prayers must be confined to places of worship and private residences.[citation needed] Upon adopting Sharia Penal Code, the Ministry of Religious Affairs banned Christmas decorations in public places, but did not forbid celebration of Christmas in places of worship and private premises.[105] The international media reports of a “Christmas ban” which spread in 2014 in Brunei were exaggerated, failing to mention that celebrations continue within churches and among the different Christian communities.[citation needed]
|
151 |
+
On 25 December 2015, 4,000 out of 18,000 estimated local Catholics attended the mass of Christmas Day and Christmas Eve.[106] In 2015, the head of the Catholic Church in Brunei told The Brunei Times, "To be quite honest there has been no change for us this year; no new restrictions have been laid down, although we fully respect and adhere to the existing regulations that our celebrations and worship be [confined] to the compounds of the church and private residences".[106]
|
152 |
+
|
153 |
+
Brunei's revised penal code came into force in phases, commencing on 22 April 2014 with offences punishable by fines or imprisonment.[107][108] The complete code, due for final implementation later, stipulated the death penalty for numerous offenses (both violent and non-violent), such as insult or defamation of Muhammad, insulting any verses of the Quran and Hadith, blasphemy, declaring oneself a prophet or non-Muslim, robbery, rape, adultery, sodomy, extramarital sexual relations for Muslims, and murder. Stoning to death was the specified "method of execution for crimes of a sexual nature". Rupert Colville, spokesperson for the Office of the UN High Commissioner for Human Rights (OHCHR) declared that, "Application of the death penalty for such a broad range of offences contravenes international law."[109]
|
154 |
+
|
155 |
+
Brunei is the first country in Asia to have banned shark finning nationwide.[110]
|
156 |
+
|
157 |
+
Brunei has retained most of its forests, compared to its neighbours that share Borneo island. There is a public campaign calling to protect pangolins which are considered threatened treasure in Brunei.[111]
|
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+
|
159 |
+
Brunei has the second-highest Human Development Index among the Southeast Asian nations, after Singapore, and is classified as a developed country.[112] Brunei's small, wealthy economy is a mixture of foreign and domestic entrepreneurship, government regulation, welfare measures, and village tradition.[113] Crude oil and natural gas production account for about 90% of its GDP.[57] About 167,000 barrels (26,600 m3) of oil are produced every day, making Brunei the fourth-largest producer of oil in Southeast Asia.[57] It also produces approximately 25.3 million cubic metres (890×10^6 cu ft) of liquified natural gas per day, making Brunei the ninth-largest exporter of the substance in the world.[57] Forbes also ranks Brunei as the fifth-richest nation out of 182, based on its petroleum and natural gas fields.[114]
|
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+
|
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+
Substantial income from overseas investment supplements income from domestic production. Most of these investments are made by the Brunei Investment Agency, an arm of the Ministry of Finance.[57] The government provides for all medical services,[115] and subsidises rice[116] and housing.[57]
|
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+
|
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+
The national air carrier, Royal Brunei Airlines, is trying to develop Brunei as a modest hub for international travel between Europe and Australia/New Zealand. Central to this strategy is the position that the airline maintains at London Heathrow Airport. It holds a daily slot at the highly capacity-controlled airport, which it serves from Bandar Seri Begawan via Dubai. The airline also has services to major Asian destinations including Shanghai, Bangkok, Singapore and Manila.
|
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+
|
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+
Brunei depends heavily on imports such as agricultural products (e.g. rice, food products, livestock, etc.),[117] motorcars and electrical products from other countries.[118] Brunei imports 60% of its food requirements; of that amount, around 75% come from the ASEAN countries.[117]
|
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+
|
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+
Brunei's leaders are very concerned that steadily increased integration in the world economy will undermine internal social cohesion. But, it has become a more prominent player by serving as chairman for the 2000 Asia-Pacific Economic Cooperation (APEC) forum. Leaders plan to upgrade the labour force, reduce unemployment, which was at 6.9% in 2014;[119] strengthen the banking and tourism sectors, and, in general, broaden the economic base.[120] A long-term development plan aims to diversify growth.[121]
|
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|
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+
The government of Brunei has also promoted food self-sufficiency, especially in rice. Brunei renamed its Brunei Darussalam Rice 1 as Laila Rice during the launch of the "Padi Planting Towards Achieving Self-Sufficiency of Rice Production in Brunei Darussalam" ceremony at the Wasan padi fields in April 2009.[122] In August 2009, the Royal Family reaped the first few Laila padi stalks, after years of attempts to boost local rice production, a goal first articulated about half a century ago.[123] In July 2009 Brunei launched its national halal branding scheme, Brunei Halal, with a goal to export to foreign markets.[124]
|
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|
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The population centres in the country are linked by a network of 2,800 kilometres (1,700 mi) of road. The 135-kilometre (84 mi) highway from Muara Town to Kuala Belait is a dual carriageway.[79]
|
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|
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Brunei is accessible by air, sea, and land transport. Brunei International Airport is the main entry point to the country. Royal Brunei Airlines[125] is the national carrier. There is another airfield, the Anduki Airfield, located in Seria. The ferry terminal at Muara services regular connections to Labuan (Malaysia). Speedboats provide passenger and goods transportation to the Temburong district.[126] The main highway running across Brunei is the Tutong-Muara Highway. The country's road network is well developed. Brunei has one main sea port located at Muara.[57]
|
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|
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The airport in Brunei is currently being extensively upgraded.[127] Changi Airport International is the consultant working on this modernisation, which planned cost is currently $150 million.[128][129] This project is slated to add 14,000 square metres (150,000 sq ft) of new floorspace and includes a new terminal and arrival hall.[130] With the completion of this project, the annual passenger capacity of the airport is expected to double from 1.5 to 3 million.[128]
|
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|
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+
With one private car for every 2.09 persons, Brunei has one of the highest car ownership rates in the world. This has been attributed to the absence of a comprehensive transport system, low import tax, and low unleaded petrol price of B$0.53 per litre.[79]
|
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|
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A new 30-kilometre (19 mi) roadway connecting the Muara and Temburong districts of Brunei is slated to be completed in 2019.[131] Fourteen kilometres (9 mi) of this roadway would be crossing the Brunei Bay.[132] The bridge cost is $1.6 billion.
|
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|
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+
Bank of China received permission to open a branch in Brunei in April 2016. Citibank, which entered in 1972, closed its operations in Brunei in 2014. HSBC, which had entered in 1947, closed its operation in Brunei in November 2017.[133] May Bank of Malaysia, RHB Bank of Malaysia, Standard Chartered Bank of United Kingdom, United Overseas Bank of Singapore and Bank of China are currently operating in Brunei.
|
182 |
+
|
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+
Ethnicities indigenous to Brunei include the Belait, Brunei Bisaya (not to be confused with the Bisaya/Visaya of the nearby Philippines), indigenous Bruneian Malay, Dusun, Kedayan, Lun Bawang, Murut and Tutong.
|
184 |
+
|
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+
The population of Brunei in 2018 was 428,963,[134][135] of which 76% live in urban areas. The rate of urbanisation is estimated at 2.13% per year from 2010 to 2015. The average life expectancy is 77.7 years.[136] In 2014, 65.7% of the population were Malay, 10.3% are Chinese, 3.4% are indigenous, with 20.6% smaller groups making up the rest.[137]
|
186 |
+
There is a relatively large expatriate community.[138]
|
187 |
+
Most expats come from non-Muslim countries such as Australia, United Kingdom, South Korea, Japan, The Philippines, Thailand, Cambodia, Vietnam and India.
|
188 |
+
|
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+
Religion in Brunei
|
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+
|
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+
Islam is the official religion of Brunei,[23] specifically that of the Sunni denomination and the Shafi‘i school of Islamic jurisprudence. Two-thirds of the population, including the majority of Bruneian Malays identify as Muslim. Other faiths practised are Buddhism (13%, mainly by the Chinese) and Christianity (10%).[23] Freethinkers, mostly Chinese, form about 7% of the population. Although most of them practise some form of religion with elements of Buddhism, Confucianism, and Taoism, they prefer to present themselves as having practised no religion officially, hence labelled as atheists in official censuses. Followers of indigenous religions are about 2% of the population.[139]
|
192 |
+
|
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The official language of Brunei is Standard Malay, for which both the Latin alphabet and the Arabic alphabet are used. The Ministry of Culture, Youth and Sports supports for a lingual movement aimed at the increased use of the language in Brunei.[why?][140]
|
194 |
+
|
195 |
+
The principal spoken language is Melayu Brunei (Brunei Malay). Brunei Malay is rather divergent from standard Malay and the rest of the Malay dialects, being about 84% cognate with standard Malay,[141] and is mostly mutually unintelligible with it.[142]
|
196 |
+
|
197 |
+
English is widely used as a business and official language and it is spoken by a majority of the population in Brunei. English is used in business as a working language and as the language of instruction from primary to tertiary education.[143][144][145][146]
|
198 |
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|
199 |
+
Chinese languages are also widely spoken, and the Chinese minority in Brunei speak a number of varieties of Chinese.
|
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|
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Arabic is the religious language of Muslims. Therefore, Arabic is taught in schools, particularly religious schools, and also in institutes of higher learning. As of 2004, there are six Arabic schools and one religious teachers' college in Brunei. A majority of Brunei's Muslim population has had some form of formal or informal education in the reading, writing and pronunciation of the Arabic language as part of their religious education.
|
202 |
+
|
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+
Other languages and dialects spoken include Kedayan Malay dialect, Tutong Malay dialect, Murut, and Dusun.[141]
|
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|
205 |
+
The culture of Brunei is predominantly Malay (reflecting its ethnicity), with heavy influences from Islam, but is seen as much more conservative than Indonesia and Malaysia.[147] Influences to Bruneian culture come from the Malay cultures of the Malay Archipelago. Four periods of cultural influence have occurred, animist, Hindu, Islamic, and Western. Islam had a very strong influence, and was adopted as Brunei's ideology and philosophy. Brunei's official main language is Malay but English is also widely spoken as it is a compulsory subject in the majority of the schools.[148]
|
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+
|
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As a Sharia country, the sale and public consumption of alcohol is banned.[149] Non-Muslims are allowed to bring in a limited amount of alcohol from their point of embarkation overseas for their own private consumption.[79]
|
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+
|
209 |
+
Media in Brunei are said to be pro-government. The country has been given "Not Free" status by Freedom House; press criticism of the government and monarchy is rare.[150] Nonetheless, the press is not overtly hostile toward alternative viewpoints and is not restricted to publishing only articles regarding the government. The government allowed a printing and publishing company, Brunei Press PLC, to form in 1953. The company continues to print the English daily Borneo Bulletin. This paper began as a weekly community paper and became a daily in 1990[79] Apart from The Borneo Bulletin, there is also the Media Permata and Pelita Brunei, the local Malay newspapers which are circulated daily. The Brunei Times is another English independent newspaper published in Brunei since 2006.[151]
|
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+
|
211 |
+
The Brunei government owns and operates six television channels with the introduction of digital TV using DVB-T (RTB 1, RTB 2, RTB 3 (HD), RTB 4, RTB 5 and RTB New Media (Game portal)) and five radio stations (National FM, Pilihan FM, Nur Islam FM, Harmony FM and Pelangi FM). A private company has made cable television available (Astro-Kristal) as well as one private radio station, Kristal FM.[79]
|
212 |
+
It also has an online campus radio station, UBD FM that streams from its first university, Universiti Brunei Darussalam.[152]
|
213 |
+
|
214 |
+
The most popular sport in Brunei is association football. The Brunei national football team joined FIFA in 1969, but has not had much success. The top two football leagues are the Brunei Super League and the Brunei Premier League.
|
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+
|
216 |
+
Brunei debuted at the Olympics in 1996; it has competed at all subsequent Summer Olympics except 2008. The country has competed in badminton, shooting, swimming, and track-and-field, but is yet to win any medals. Brunei has had slightly more success at the Asian Games, winning four bronze medals. The first major international sporting event to be hosted in Brunei was the 1999 Southeast Asian Games. According to the all-time Southeast Asian Games medal table, Bruneian athletes have won a total of 14 gold, 55 silver and 163 bronze medals at the games.
|
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|
218 |
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Government
|
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|
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General information
|
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|
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Travel
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en/763.html.txt
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1 |
+
Brown is a composite color. In the CMYK color model used in printing or painting, brown is made by combining red, black, and yellow,[1][2] or red, yellow, and blue.[3] In the RGB color model used to project colors onto television screens and computer monitors, brown is made by combining red and green, in specific proportions. In painting, brown is generally made by adding black to orange.
|
2 |
+
|
3 |
+
The brown color is seen widely in nature, in wood, soil, human hair color, eye color and skin pigmentation. Brown is the color of dark wood or rich soil.[4] According to public opinion surveys in Europe and the United States, brown is the least favorite color of the public; the color is most often associated with plainness, the rustic and poverty.[5]
|
4 |
+
|
5 |
+
The Sahara Desert around the Kufra Oasis, Libya, seen from space
|
6 |
+
|
7 |
+
Chocolate. A sachertorte in a Vienna cafe.
|
8 |
+
|
9 |
+
Espresso-roasted coffee beans.
|
10 |
+
|
11 |
+
Oak barrels in a winery in Chianti, Italy.
|
12 |
+
|
13 |
+
U.S. Navy sailors dressed in khaki at a ceremony. The word khaki means "earth" in the Persian language.
|
14 |
+
|
15 |
+
A dun-colored horse. Donn is the word for brown in the Scottish and Irish Gaelic languages.
|
16 |
+
|
17 |
+
Pieces of natural amber
|
18 |
+
|
19 |
+
A bodybuilder who has been suntanning.
|
20 |
+
|
21 |
+
Pieces of caramel.
|
22 |
+
|
23 |
+
A sepia tone photograph (1895)
|
24 |
+
|
25 |
+
A monk of the Franciscan order. Plain brown wool symbolizes humility.
|
26 |
+
|
27 |
+
An ochre quarry in Rustrel, France
|
28 |
+
|
29 |
+
Layers of soil in Ireland. Dark brown soil usually contains a high amount of decayed organic matter.
|
30 |
+
|
31 |
+
Different sorts of chestnuts
|
32 |
+
|
33 |
+
Russet potatoes. They take their name from the color of russet, a coarse brown homespun cloth.
|
34 |
+
|
35 |
+
Beige is a very light brown color, taking its name from the French word for the color of natural wool.
|
36 |
+
|
37 |
+
Puce is defined in the United States and UK as a brownish-purple or purple-brown color.[6][7] In France, where it was invented, it is described as a dark reddish brown.[8]
|
38 |
+
|
39 |
+
The color taupe takes its name from the French word for this animal, the European Mole.
|
40 |
+
|
41 |
+
The color drab is a dull light brown, which takes its name from drap, the old French word for undyed wool cloth.[9] It is best known for the olive-green shade called olive drab, formerly worn by U.S. soldiers. Drab has come to mean dull, lifeless and monotonous.
|
42 |
+
|
43 |
+
The clay soil near Siena, Italy, is the color called raw sienna.
|
44 |
+
|
45 |
+
The term is from Old English brún, in origin for any dusky or dark shade of color. The first recorded use of brown as a color name in English was in 1000.[10][11]
|
46 |
+
The Common Germanic adjective *brûnoz, *brûnâ meant both dark colors and a glistening or shining quality, whence burnish. The current meaning developed in Middle English from the 14th century.[12]
|
47 |
+
|
48 |
+
Words for the color brown around the world often come from foods or beverages; in the eastern Mediterranean, the word for brown often comes from the color of coffee: in Turkish, the word for brown is kahve rengi; in Greek, kafé. In Southeast Asia, the color name often comes from chocolate: coklat in Malay; tsokolate in Filipino. In Japan, the word chairo means the color of tea.[13]
|
49 |
+
|
50 |
+
Brown has been used in art since prehistoric times. Paintings using umber, a natural clay pigment composed of iron oxide and manganese oxide, have been dated to 40,000 BC.[14] Paintings of brown horses and other animals have been found on the walls of the Lascaux cave dating back about 17,300 years. The female figures in ancient Egyptian tomb paintings have brown skin, painted with umber. Light tan was often used on painted Greek amphorae and vases, either as a background for black figures, or the reverse.
|
51 |
+
|
52 |
+
The Ancient Greeks and Romans produced a fine reddish-brown ink, of a color called sepia, made from the ink of a variety of cuttlefish. This ink was used by Leonardo da Vinci, Raphael and other artists during the Renaissance, and by artists up until the present time.
|
53 |
+
|
54 |
+
In Ancient Rome, brown clothing was associated with the lower classes or barbarians. The term for the plebeians, or urban poor, was "pullati", which meant literally "those dressed in brown".[15]
|
55 |
+
|
56 |
+
Painting of a dun horse on the wall of Lascaux Cave in France.
|
57 |
+
|
58 |
+
Tomb of Userhet, 1300 BC. Brown was widely used in Ancient Egypt to represent skin color.
|
59 |
+
|
60 |
+
A tan terracotta background on a Greek amphora with the figures of Hercules and Apollo. (about 720 BC).
|
61 |
+
|
62 |
+
In the Middle Ages brown robes were worn by monks of the Franciscan order, as a sign of their humility and poverty. Each social class was expected to wear a color suitable to their station; and grey and brown were the colors of the poor. Russet was a coarse homespun cloth made of wool and dyed with woad and madder to give it a subdued grey or brown shade. By the statute of 1363, poor English people were required to wear russet. The medieval poem Piers Plowman describes the virtuous Christian:[16]
|
63 |
+
|
64 |
+
And is gladde of a goune of a graye russetAs of a tunicle of Tarse or of trye scarlet.
|
65 |
+
|
66 |
+
In the Middle Ages dark brown pigments were rarely used in art; painters and book illuminators artists of that period preferred bright, distinct colors such as red, blue and green, rather than dark colors. The umbers were not widely used in Europe before the end of the fifteenth century; The Renaissance painter and writer Giorgio Vasari (1511–1574) described them as being rather new in his time.[17]
|
67 |
+
|
68 |
+
Artists began using far greater use of browns when oil painting arrived in the late fifteenth century. During the Renaissance, artists generally used four different browns; raw umber, the dark brown clay mined from the earth around Umbria, in Italy; raw sienna, a reddish-brown earth mined near Siena, in Tuscany; burnt umber, the Umbrian clay heated until it turned a darker shade, and burnt sienna, heated until it turned a dark reddish brown. In Northern Europe, Jan van Eyck featured rich earth browns in his portraits to set off the brighter colors.
|
69 |
+
|
70 |
+
Leonardo da Vinci used sepia ink, from cuttlefish, for his writing and drawing.
|
71 |
+
|
72 |
+
Jan van Eyck, Portrait de Baudoin de Lannoy. (1435)
|
73 |
+
|
74 |
+
The 17th and 18th century saw the greatest use of brown. Caravaggio and Rembrandt Van Rijn used browns to create chiaroscuro effects, where the subject appeared out of the darkness. Rembrandt also added umber to the ground layers of his paintings because it promoted faster drying. Rembrandt also began to use new brown pigment, called Cassel earth or Cologne earth. This was a natural earth color composed of over ninety percent organic matter, such as soil and peat. It was used by Rubens and Anthony van Dyck, and later became commonly known as Van Dyck brown.
|
75 |
+
|
76 |
+
Self-portrait of Rembrandt. The older Rembrandt became the more brown he used in his paintings.
|
77 |
+
|
78 |
+
Anthony van Dyck, like Rembrandt, was attached to the pigment called Cassel earth or Cologne earth; it became known as Van Dyck brown.
|
79 |
+
|
80 |
+
Brown was generally hated by the French impressionists, who preferred bright, pure colors. The exception among French 19th-century artists was Paul Gauguin, who created luminous brown portraits of the people and landscapes of French Polynesia.
|
81 |
+
|
82 |
+
In the late 20th century, brown became a common symbol in western culture for simple, inexpensive, natural and healthy. Bag lunches were carried in plain brown paper bags; packages were wrapped in plain brown paper. Brown bread and brown sugar were viewed as more natural and healthy than white bread and white sugar.
|
83 |
+
|
84 |
+
Two Tahitians, by Paul Gauguin (1899).
|
85 |
+
|
86 |
+
Uniform of the Hitler Youth movement in the 1930s.
|
87 |
+
|
88 |
+
Brown is a composite color, made by combining red, yellow and black.[18]. It can be thought of as dark orange, but it can also be made in other ways. In the RGB color model, which uses red, green and blue light in various combinations to make all the colors on computer and television screens, it is made by mixing red and green light.
|
89 |
+
|
90 |
+
In terms of the visible spectrum, "brown" refers to long wavelength hues, yellow, orange, or red, in combination with low luminance or saturation.[19]
|
91 |
+
Since brown may cover a wide range of the visible spectrum, composite adjectives are used such as red brown, yellowish brown, dark brown or light brown.
|
92 |
+
|
93 |
+
As a color of low intensity, brown is a tertiary color: a mix of the three subtractive primary colors is brown if the cyan content is low. Brown exists as a color perception only in the presence of a brighter color contrast.[20] Yellow, orange, red, or rose objects are still perceived as such if the general illumination level is low, despite reflecting the same amount of red or orange light as a brown object would in normal lighting conditions.
|
94 |
+
|
95 |
+
The colored disks appear to be brown and orange, but are actually an identical shade; their perceived color depends on the shade of white they are surrounded by.[21]
|
96 |
+
|
97 |
+
Iron oxide is the most common ingredient in brown pigments.
|
98 |
+
|
99 |
+
Limonite is a form of yellowish iron ore. A clay of limonite rich in iron oxide is the source of raw sienna and burnt sienna.
|
100 |
+
|
101 |
+
Natural or raw umber pigment is clay rich in iron oxide and manganese.
|
102 |
+
|
103 |
+
Burnt sienna pigment, from the region around Siena in Tuscany
|
104 |
+
|
105 |
+
In humans, brown eyes result from a relatively high concentration of melanin in the stroma of the iris, which causes light of both shorter and longer wavelengths to be absorbed[27][28] and in many parts of the world, it is nearly the only iris color present.[29] Dark pigment of brown eyes is most common in East Asia, Southeast Asia, South Asia, West Asia, Oceania, Africa, Americas, etc. as well as parts of Eastern Europe and Southern Europe.[30] The majority of people in the world overall have dark brown eyes. Light or medium-pigmented brown eyes are common in Europe, Afghanistan, Pakistan and Northern India, as well as some parts of the Middle East. (See eye color).
|
106 |
+
|
107 |
+
A dark brown iris is most common in East Asia, Southeast Asia, and South Asia.
|
108 |
+
|
109 |
+
A light brown iris is most common in North Africa, Eastern Europe, the Americas and West Asia.
|
110 |
+
|
111 |
+
Brown is the second most common color of human hair, after black. It is caused by higher levels of the natural dark pigment eumelanin, and lower levels of the pale pigment pheomelanin. Brown eumelanin is more common among Europeans, while black eumelanin is more often found in the hair on non-Europeans. A small amount of black eumelanin, in the absence of other pigments, results in grey hair. A small amount of brown eumelanin in the absence of other pigments results in blond hair.
|
112 |
+
|
113 |
+
Brunette is the French term for a woman with brown (brun) hair.
|
114 |
+
|
115 |
+
Nadeeka Perera, a fashion model from Sri Lanka
|
116 |
+
|
117 |
+
Auburn hair is a reddish brown. This is actress Susan Sarandon.
|
118 |
+
|
119 |
+
Chestnut color hair also has a reddish tint, but is less red and more brown than auburn hair. This is German singer Yvonne Catterfeld.
|
120 |
+
|
121 |
+
A majority of people in the world have skin that is a shade of brown, from a very light honey brown or a golden brown, to a copper or bronze color, to a coffee color or a dark chocolate brown. Skin color and race are not the same; many people classified as "white" or "black" actually have skin that is a shade of brown. Brown skin is caused by melanin, a natural pigment which is produced within the skin in cells called melanocytes. Skin pigmentation in humans evolved to primarily regulate the amount of ultraviolet radiation penetrating the skin, controlling its biochemical effects.[31]
|
122 |
+
|
123 |
+
Natural skin color can darken as a result of tanning due to exposure to sunlight. The leading theory is that skin color adapts to intense sunlight irradiation to provide partial protection against the ultraviolet fraction that produces damage and thus mutations in the DNA of the skin cells.[32] There is a correlation between the geographic distribution of ultraviolet radiation (UVR) and the distribution of indigenous skin pigmentation around the world. Darker-skinned populations are found in the regions with the most ultraviolet, closer to the equator, while lighter skinned populations live closer to the poles, with less UVR, though immigration has changed these patterns.[33]
|
124 |
+
|
125 |
+
While white and black are commonly used to describe racial groups, brown is rarely used, because it crosses all racial lines.
|
126 |
+
In Brazil, the Portuguese word pardo, which can mean different shades of brown, is used to refer to multiracial people. The Brazilian Institute of Geography and Statistics (IBGE) asks people to identify themselves as branco (white), pardo (brown), negro (black), or amarelo (yellow). In 2008 43.8 percent of the population identified themselves as pardo.[34] (See Human skin color)
|
127 |
+
|
128 |
+
An elderly woman from Gambia
|
129 |
+
|
130 |
+
A man from Egypt
|
131 |
+
|
132 |
+
Mariana Rios, a popular singer from Brazil
|
133 |
+
|
134 |
+
A man from Tibet
|
135 |
+
|
136 |
+
A young woman from Peru
|
137 |
+
|
138 |
+
The thin top layer of the Earth's crust on land is largely made up of soil colored different shades of brown.[35] Good soil is composed of about forty-five percent minerals, twenty-five percent water, twenty-five percent air, and five percent organic material, living and dead. Half the color of soil comes from minerals it contains; soils containing iron turn yellowish or reddish as the iron oxidizes. Manganese, nitrogen and sulfur turn brownish or blackish as they decay naturally.
|
139 |
+
|
140 |
+
Rich and fertile soils tend to be darker in color; the deeper brown color of fertile soil comes from the decomposing of the organic matter. Dead leaves and roots become black or brown as they decay. Poorer soils are usually paler brown in color, and contain less water or organic matter.
|
141 |
+
|
142 |
+
A typical soil profile; dark-brown topsoils, rich with organic matter, above reddish-brown lower layers.
|
143 |
+
|
144 |
+
A profile of layers of Mollisols, the soil type found in the Great Plains of the U.S., the Pampas in Argentina, and the Russian Steppes.
|
145 |
+
|
146 |
+
A landscape of loess soil in Datong, Shanxi, China. Loess originated as windblown silt. It is very fertile but erodes easily.
|
147 |
+
|
148 |
+
A stack of peat cut from the Earth in the Outer Hebrides, Scotland. Peat is partially decayed vegetative matter.
|
149 |
+
|
150 |
+
A large number of mammals and predatory birds have a brown coloration. This sometimes changes seasonally, and sometimes remains the same year-round. This color is likely related to camouflage, since the backdrop of some environments, such as the forest floor, is often brown, and especially in the spring and summertime when animals like the snowshoe hare get brown fur.
|
151 |
+
|
152 |
+
The brown bear is found across Eurasia and North America.
|
153 |
+
|
154 |
+
The tawny owl. The color tawny takes its name from the old French word tané, which means to tan leather. The same word is the root of suntan and the color tan.
|
155 |
+
|
156 |
+
The fur of the snowshoe hare is brown in the summer and turns white in winter, as a form of all-season natural camouflage.
|
157 |
+
|
158 |
+
Camel is an effective color for camouflage in the Sahara desert, and is also a popular color for blankets and winter overcoats.
|
159 |
+
|
160 |
+
Surveys in Europe and the United States showed that brown was the least popular color among respondents. It was the favorite color of only one percent of respondents, ranked below white and pink, and the least-favorite color of twenty-percent of people, even less popular than pink, gray and violet.[36]
|
161 |
+
|
162 |
+
Brown has been a popular color for military uniforms since the late 18th century, largely because of its wide availability and low visibility. When the Continental Army was established in 1775 at the outbreak of the American Revolution, the first Continental Congress declared that the official uniform color would be brown, but this was not popular with many militias, whose officers were already wearing blue. In 1778 the Congress asked George Washington to design a new uniform, and in 1779 Washington made the official color of all uniforms blue and buff.[37]
|
163 |
+
|
164 |
+
In 1846 the Indian soldiers of the Corps of Guides in British India began to wear a yellowish shade of tan, which became known as khaki from the Urdu word for dust-colored, taken from an earlier Persian word for soil. The color made an excellent natural camouflage, and was adopted by the British Army for their Abyssian Campaign in 1867–1868, and later in the Boer War. It was adopted by the United States Army during the Spanish–American War (1896), and afterwards by the United States Navy and United States Marine Corps.
|
165 |
+
|
166 |
+
In the 1920s, brown became the uniform color of the Nazi Party in Germany. The Nazi paramilitary organization the Sturmabteilung (SA) wore brown uniforms and were known as the brownshirts. The color brown was used to represent the Nazi vote on maps of electoral districts in Germany. If someone voted for the Nazis, they were said to be "voting brown". The national headquarters of the Nazi party, in Munich, was called the Brown House. The Nazi seizure of power in 1933 was called the Brown Revolution.[38] At Adolf Hitler's Obersalzberg home, the Berghof, he slept in a "bed which was usually covered by a brown quilt embroidered with a huge swastika.
|
167 |
+
|
168 |
+
The swastika also appeared on Hitler's brown satin pajamas, embroidered in black against a red background on the pocket. He had a matching brown silk robe."[39] Brown had originally been chosen as a Party color largely for convenience; large numbers of war-surplus brown uniforms from Germany's former colonial forces in Africa were cheaply available in the 1920s. It also suited the working-class and military images that the Party wished to convey.
|
169 |
+
|
170 |
+
From the 1930s onwards, the Party's brown uniforms were mass-produced by German clothing firms such as Hugo Boss.[40][41]
|
171 |
+
|
172 |
+
The khaki uniforms of Indian soldiers in British India.
|
173 |
+
|
174 |
+
General Douglas MacArthur in Khaki on August 2, 1945.
|
175 |
+
|
176 |
+
Chief petty officers of the U.S. Navy in their khaki service uniforms.
|
177 |
+
|
178 |
+
The color brown is said to represent ruggedness when used in advertising.[42] Pullman Brown[43] is the color of the United Parcel Service (UPS) delivery company with their trademark brown trucks and uniforms; it was earlier the color of Pullman rail cars of the Pullman Company, and was adopted by UPS both because brown is easy to keep clean, and due to favorable associations of luxury that Pullman brown evoked. UPS has filed two trademarks on the color brown to prevent other shipping companies (and possibly other companies in general) from using the color if it creates "market confusion". In its advertising, UPS refers to itself as "Brown" ("What can Brown do for you?").
|
179 |
+
|
180 |
+
A Pullman rail car, in traditional brown.
|
181 |
+
|
182 |
+
A UPS truck in Pullman brown
|
183 |
+
|
184 |
+
Online Mendelian Inheritance in Man (OMIM) SKIN/HAIR/EYE PIGMENTATION, VARIATION IN, 1; SHEP1 -227220
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|
1 |
+
|
2 |
+
|
3 |
+
Brussels (French: Bruxelles [bʁysɛl] (listen) or [bʁyksɛl]; Dutch: Brussel [ˈbrʏsəl] (listen)), officially the Brussels-Capital Region[7][8] (French: Région de Bruxelles-Capitale;[a] Dutch: Brussels Hoofdstedelijk Gewest),[b] is a region of Belgium comprising 19 municipalities, including the City of Brussels, which is the capital of Belgium.[9] The Brussels-Capital Region is located in the central portion of the country and is a part of both the French Community of Belgium[10] and the Flemish Community,[11] but is separate from the Flemish Region (within which it forms an enclave) and the Walloon Region.[12][13] Brussels is the most densely populated and the richest region in Belgium in terms of GDP per capita.[14] It covers 162 km2 (63 sq mi), a relatively small area compared to the two other regions, and has a population of over 1.2 million.[15] The five times larger metropolitan area of Brussels comprises over 2.5 million people, which makes it the largest in Belgium.[16][17][18] It is also part of a large conurbation extending towards Ghent, Antwerp, Leuven and Walloon Brabant, home to over 5 million people.[19]
|
4 |
+
|
5 |
+
Brussels grew from a small rural settlement on the river Senne to become an important city-region in Europe. Since the end of the Second World War, it has been a major centre for international politics and home to numerous international organisations, politicians, diplomats and civil servants.[20] Brussels is the de facto capital of the European Union, as it hosts a number of principal EU institutions, including its administrative-legislative, executive-political, and legislative branches (though the judicial branch is located in Luxembourg, and the European Parliament meets for a minority of the year in Strasbourg)[21][22][c]. Its name is sometimes used metonymically to describe the EU and its institutions.[23][24] The secretariat of the Benelux and headquarters of NATO are also located in Brussels.[25][26] As the economic capital of Belgium and one of the top financial centres of Western Europe with Euronext Brussels, it is classified as an Alpha global city.[27] Brussels is a hub for rail, road and air traffic,[28] sometimes earning the moniker "Crossroads of Europe".[29] The Brussels metro is the only rapid transit system in Belgium. In addition, both its airport and railway stations are the largest and busiest in the country.[30][31]
|
6 |
+
|
7 |
+
Historically Dutch-speaking, Brussels saw a language shift to French from the late 19th century.[32] The Brussels-Capital Region is officially bilingual in French and Dutch,[33][34] even though French is now the lingua franca with over 90% of the inhabitants being able to speak it.[35][36] Brussels is also increasingly becoming multilingual. English is spoken as a second language by nearly a third of the population and many migrants and expatriates speak other languages as well.[35][37]
|
8 |
+
|
9 |
+
Brussels is known for its cuisine and gastronomy,[38] as well as its historical and architectural landmarks; some of them are registered as UNESCO World Heritage sites.[39] Main attractions include its historic Grand Place, Manneken Pis, Atomium, and cultural institutions such as La Monnaie/De Munt and the Museums of Art and History. Due to its long tradition of Belgian comics, Brussels is also hailed as a capital of the comic strip.[2][40]
|
10 |
+
|
11 |
+
The most common theory of the origin of the name Brussels is that it derives from the Old Dutch Bruocsella, Broekzele or Broeksel, meaning "marsh" (bruoc / broek) and "home" (sella / zele / sel) or "home in the marsh".[41] Saint Vindicianus, the Bishop of Cambrai, made the first recorded reference to the place Brosella in 695,[42] when it was still a hamlet. The names of all the municipalities in the Brussels-Capital Region are also of Dutch origin, except for Evere, which is Celtic.
|
12 |
+
|
13 |
+
In French, Bruxelles is pronounced [bʁysɛl] (the x is pronounced /s/, like in English, and the final s is silent) and in Dutch, Brussel is pronounced [ˈbrʏsəl]. Inhabitants of Brussels are known in French as Bruxellois and in Dutch as Brusselaars. In the Brabantian dialect of Brussels, they are called Brusseleers or Brusseleirs.
|
14 |
+
|
15 |
+
Originally, the written x noted the group /ks/. In the Belgian French pronunciation as well as in Dutch, the k eventually disappeared and z became s, as reflected in the current Dutch spelling, whereas in the more conservative French form, the spelling remained. The pronunciation /ks/ in French only dates from the 18th century, but this modification did not affect the traditional Brussels usage. In France, the pronunciations [bʁyksɛl] and [bʁyksɛlwa] (for bruxellois) are often heard, but are rather rare in Belgium.
|
16 |
+
|
17 |
+
Duchy of Brabant 1183–1430
|
18 |
+
Burgundian Netherlands 1430–1482
|
19 |
+
Habsburg Netherlands 1482–1556
|
20 |
+
Spanish Netherlands 1556–1714
|
21 |
+
Austrian Netherlands 1714–1746
|
22 |
+
Kingdom of France 1746–1749
|
23 |
+
Austrian Netherlands 1749–1794
|
24 |
+
French First Republic 1795–1804
|
25 |
+
First French Empire 1804–1815
|
26 |
+
United Kingdom of the Netherlands 1815–1830
|
27 |
+
|
28 |
+
The history of Brussels is closely linked to that of Western Europe. Traces of human settlement go back to the Stone Age, with vestiges and place-names related to the civilisation of megaliths, dolmens and standing stones (Plattesteen in the City of Brussels and Tomberg in Woluwe-Saint-Lambert, for example). During late antiquity, the region was home to Roman occupation, as attested by archaeological evidence discovered on the current site of Tour & Taxis.[43][44] Following the decline of the Western Roman Empire, it was incorporated into the Frankish Empire.
|
29 |
+
|
30 |
+
The origin of the settlement which was to become Brussels lies in Saint Gaugericus' construction of a chapel on an island in the river Senne around 580.[45] The official founding of Brussels is usually situated around 979, when Duke Charles of Lower Lotharingia transferred the relics of Saint Gudula from Moorsel (located in today's province of East Flanders) to Saint Gaugericus' chapel. Charles would construct the first permanent fortification in the city, doing so on that same island.
|
31 |
+
|
32 |
+
Lambert I of Leuven, Count of Leuven, gained the County of Brussels around 1000, by marrying Charles' daughter. Because of its location on the shores of the Senne, on an important trade route between Bruges and Ghent, and Cologne, Brussels became a commercial centre specialised in the textile trade. The town grew quite rapidly and extended towards the upper town (Treurenberg, Coudenberg and Sablon/Zavel areas), where there was a smaller risk of floods. As it grew to a population of around 30,000, the surrounding marshes were drained to allow for further expansion. Around this time, work began on what is now the Cathedral of St. Michael and St. Gudula (1225), replacing an older Romanesque church. In 1183, the Counts of Leuven became Dukes of Brabant. Brabant, unlike the county of Flanders, was not fief of the king of France but was incorporated into the Holy Roman Empire. In the early 13th century, the first Fortifications of Brussels were built,[46] and after this, the city grew significantly. To let the city expand, a second set of walls was erected between 1356 and 1383. Traces of these walls can still be seen, although the small ring, a series of roadways bounding the historic city centre, follows their former course.
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In the 15th century, the marriage between heiress Margaret III of Flanders and Philip the Bold, Duke of Burgundy, produced a new Duke of Brabant of the House of Valois (namely Antoine, their son). In 1477, the Burgundian duke Charles the Bold perished in the Battle of Nancy. Through the marriage of his daughter Mary of Burgundy (who was born in Brussels) to Holy Roman Emperor Maximilian I, the Low Countries fell under Habsburg sovereignty. Brabant was integrated into this composite state, and Brussels flourished as the Princely Capital of the prosperous Burgundian Netherlands, also known as the Seventeen Provinces. After the death of Mary in 1482, her son Philip the Handsome succeeded as Duke of Burgundy and Brabant.
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Philip died in 1506, and he was succeeded by his son Charles V who then also became King of Spain (crowned in the Cathedral of St. Michael and St. Gudula) and even Holy Roman Emperor at the death of his grandfather Maximilian I, Holy Roman Emperor in 1519. Charles was now the ruler of a Habsburg Empire "on which the sun never sets" with Brussels serving as his main capital.[47][48] It was in the Palace complex at Coudenberg that Charles V was declared of age in 1515, and it was there that he abdicated all of his possessions and passed the Habsburg Netherlands to Philip II of Spain. This impressive palace, famous all over Europe, had greatly expanded since it had first become the seat of the Dukes of Brabant, but it was destroyed by fire in 1731.
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In the 17th century, Brussels was a centre for the lace industry. In 1695, during the Nine Years' War, King Louis XIV of France sent troops to bombard Brussels with artillery. Together with the resulting fire, it was the most destructive event in the entire history of Brussels. The Grand Place was destroyed, along with 4,000 buildings—a third of all the buildings in the city. The reconstruction of the city centre, effected during subsequent years, profoundly changed its appearance and left numerous traces still visible today.
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Following the Treaty of Utrecht in 1713, Spanish sovereignty over the Southern Netherlands was transferred to the Austrian branch of the House of Habsburg. This event started the era of the Austrian Netherlands. Brussels was captured by France in 1746, during the War of the Austrian Succession, but was handed back to Austria three years later. It remained with Austria until 1795, when the Southern Netherlands were captured and annexed by France, and the city became the capital of the department of the Dyle. The French rule ended in 1815, with the defeat of Napoleon on the battlefield of Waterloo, located south of today's Brussels-Capital Region. With the Congress of Vienna, the Southern Netherlands joined the United Kingdom of the Netherlands, under William I of Orange. The former Dyle department became the province of South Brabant, with Brussels as its capital.
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In 1830, the Belgian revolution began in Brussels, after a performance of Auber's opera La Muette de Portici at the Royal Theatre of La Monnaie.[49] The city became the capital and seat of government of the new nation. South Brabant was renamed simply Brabant, with Brussels as its administrative centre. On 21 July 1831, Leopold I, the first King of the Belgians, ascended the throne, undertaking the destruction of the city walls and the construction of many buildings.
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Following independence, Brussels underwent many more changes. It became a financial centre, thanks to the dozens of companies launched by the Société Générale de Belgique. The Industrial Revolution and the building of the Brussels-Charleroi Canal brought prosperity to the city through commerce and manufacturing. The Free University of Brussels was established in 1834 and Saint-Louis University in 1858. In 1835, the first passenger railway built outside England linked the municipality of Molenbeek with Mechelen.[50][51]
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During the 19th century, the population of Brussels grew considerably; from about 80,000 to more than 625,000 people for the city and its surroundings. The Senne had become a serious health hazard, and from 1867 to 1871, under the tenure of the city's then-mayor, Jules Anspach, its entire course through the urban area was completely covered over. This allowed urban renewal and the construction of modern buildings of hausmannien style along central boulevards, characteristic of downtown Brussels today. Buildings such as the Brussels Stock Exchange (1873), the Palace of Justice (1883) and Saint Mary's Royal Church (1885) date from this period. This development continued throughout the reign of King Leopold II. The International Exposition of 1897 contributed to the promotion of the infrastructure. Among other things, the Colonial Palace (today's Royal Museum for Central Africa), in the suburb of Tervuren, was connected to the capital by the construction of an 11-km long grand alley.
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During the 20th century, the city hosted various fairs and conferences, including the Solvay Conference on Physics and on Chemistry, and three world fairs: the Brussels International Exposition of 1910, the Brussels International Exposition of 1935 and the 1958 Brussels World's Fair (Expo '58). During World War I, Brussels was an occupied city, but German troops did not cause much damage. During World War II, it was again occupied by German forces, and spared major damage, before it was liberated by the British Guards Armoured Division on 3 September 1944. The Brussels Airport, in the suburb of Zaventem, dates from the occupation.
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After the war, Brussels underwent extensive modernisation. The construction of the North–South connection, linking the main railway stations in the city, was completed in 1952, while the first premetro (underground tram) was finished in 1969,[52] and the first line of the metro was opened in 1976.[53] Starting from the early 1960s, Brussels became the de facto capital of what would become the European Union, and many modern offices were built. Development was allowed to proceed with little regard to the aesthetics of newer buildings, and numerous architectural landmarks were demolished to make way for newer buildings that often clashed with their surroundings, giving name to the process of Brusselisation.
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The Brussels-Capital Region was formed on 18 June 1989, after a constitutional reform in 1988.[54] It is one of the three federal regions of Belgium, along with Flanders and Wallonia, and has bilingual status.[7][8] The yellow iris is the emblem of the region (referring to the presence of these flowers on the city's original site) and a stylised version is featured on its official flag.[55]
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In recent years, Brussels has become an important venue for international events. In 2000, it and eight other European cities were named European Capital of Culture.[56] In 2014, the city hosted the 40th G7 summit.[57]
|
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On 22 March 2016, three coordinated nail bombings were detonated by ISIL in Brussels—two at Brussels Airport in Zaventem and one at Maalbeek/Maelbeek metro station—resulting in 32 victims and three suicide bombers killed, and 330 people were injured. It was the deadliest act of terrorism in Belgium.
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Brussels lies in the north-central part of Belgium, about 110 kilometres (68 miles) from the Belgian coast and about 180 km (110 mi) from Belgium's southern tip. It is located in the heartland of the Brabantian Plateau, about 45 km (28 mi) south of Antwerp (Flanders), and 50 km (31 mi) north of Charleroi (Wallonia). Its average elevation is 57 metres (187 feet) above sea level, varying from a low point in the valley of the almost completely covered Senne, which cuts the region from east to west, up to high points in the Sonian Forest, on its southeastern side. In addition to the Senne, tributary streams such as the Maalbeek and the Woluwe, to the east of the region, account for significant elevation differences. Brussels' central boulevards are 15 metres (49 feet) above sea level.[58] The highest point lies at a height of about 108 metres (354 feet), near the Place de l'Altitude Cent/Hoogte Honderdplein, in Forest.
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Brussels experiences an oceanic climate (Köppen: Cfb) with warm summers and cool winters.[59] Proximity to coastal areas influences the area's climate by sending marine air masses from the Atlantic Ocean. Nearby wetlands also ensure a maritime temperate climate. On average (based on measurements over the last 100 years), there are approximately 200 days of rain per year in the Brussels-Capital Region, one of the highest totals for any European capital.[60] Snowfall is infrequent, averaging 24 days per year. The city also often experiences violent thunderstorms in summer months.
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Despite its name, the Brussels-Capital Region is not the capital of Belgium. Article 194 of the Belgian Constitution establishes that the capital of Belgium is the City of Brussels, the municipality in the region that is the city's core.[9]
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The City of Brussels is the location of many national institutions. The Royal Palace, where the King of the Belgians exercises his prerogatives as head of state, is situated alongside Brussels' Park (not to be confused with the Royal Castle of Laeken, the official home of the Belgian Royal Family). The Palace of the Nation is located on the opposite side of this park, and is the seat of the Belgian Federal Parliament. The office of the Prime Minister of Belgium, colloquially called Law Street 16 (French: 16, rue de la Loi, Dutch: Wetstraat 16), is located adjacent to this building. It is also where the Council of Ministers holds its meetings. The Court of Cassation, Belgium's main court, has its seat in the Palace of Justice. Other important institutions in the City of Brussels are the Constitutional Court, the Council of State, the Court of Audit, the Royal Belgian Mint and the National Bank of Belgium.
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The City of Brussels is also the capital of both the French Community of Belgium[10] and the Flemish Community.[12] The Flemish Parliament and Flemish Government have their seats in Brussels,[64] and so do the Parliament of the French Community and the Government of the French Community.
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The 19 municipalities (French: communes, Dutch: gemeenten) of the Brussels-Capital Region are political subdivisions with individual responsibilities for the handling of local level duties, such as law enforcement and the upkeep of schools and roads within its borders.[65][66] Municipal administration is also conducted by a mayor, a council, and an executive.[66]
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In 1831, Belgium was divided into 2,739 municipalities, including the 19 in the Brussels-Capital Region.[67] Unlike most of the municipalities in Belgium, the ones located in the Brussels-Capital Region were not merged with others during mergers occurring in 1964, 1970, and 1975.[67] However, several municipalities outside the Brussels-Capital Region have been merged with the City of Brussels throughout its history, including Laeken, Haren and Neder-Over-Heembeek in 1921.[68]
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The largest municipality in area and population is the City of Brussels, covering 32.6 square kilometres (12.6 sq mi) and with 145,917 inhabitants; the least populous is Koekelberg with 18,541 inhabitants. The smallest in area is Saint-Josse-ten-Noode, which is only 1.1 square kilometres (0.4 sq mi), but still has the highest population density in the region, with 20,822 inhabitants per square kilometre (53,930/sq mi). Watermael-Boitsfort has the lowest population density in the region, with 1,928 inhabitants per square kilometre (4,990/sq mi).
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There is much controversy on the division of 19 municipalities for a highly urbanised region, which is considered as (half of) one city by most people. Some politicians mock the "19 baronies" and want to merge the municipalities under one city council and one mayor.[69][70] That would lower the number of politicians needed to govern Brussels, and centralise the power over the city to make decisions easier, thus reduce the overall running costs. The current municipalities could be transformed into districts with limited responsibilities, similar to the current structure of Antwerp or to structures of other capitals like the boroughs in London or arrondissements in Paris, to keep politics close enough to the citizen.[71]
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In early 2016, Molenbeek-Saint-Jean held a reputation as a safe haven for jihadists in relation to the support shown by some residents towards the bombers who carried out the Paris and Brussels attacks.[72][73][74][75][76]
|
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|
78 |
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Anderlecht
|
79 |
+
|
80 |
+
Auderghem / Oudergem
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81 |
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|
82 |
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Berchem-Sainte-Agathe / Sint-Agatha-Berchem
|
83 |
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|
84 |
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Bruxelles-Ville / Stad Brussel
|
85 |
+
|
86 |
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Etterbeek
|
87 |
+
|
88 |
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Evere
|
89 |
+
|
90 |
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Forest / Vorst
|
91 |
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|
92 |
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Ganshoren
|
93 |
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|
94 |
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Ixelles / Elsene
|
95 |
+
|
96 |
+
Jette
|
97 |
+
|
98 |
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Koekelberg
|
99 |
+
|
100 |
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Molenbeek-Saint-Jean / Sint-Jans-Molenbeek
|
101 |
+
|
102 |
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Saint-Gilles / Sint-Gillis
|
103 |
+
|
104 |
+
Saint-Josse-ten-Noode / Sint-Joost-ten-Node
|
105 |
+
|
106 |
+
Schaerbeek / Schaarbeek
|
107 |
+
|
108 |
+
Uccle / Ukkel
|
109 |
+
|
110 |
+
Watermael-Boitsfort / Watermaal-Bosvoorde
|
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|
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Woluwe-Saint-Lambert / Sint-Lambrechts-Woluwe
|
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Woluwe Saint-Pierre / Sint-Pieters-Woluwe
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The Brussels-Capital Region is one of the three federated regions of Belgium, alongside the Walloon Region and the Flemish Region. Geographically and linguistically, it is a bilingual enclave in the monolingual Flemish Region. Regions are one component of Belgium's institutions; the three communities being the other component. Brussels' inhabitants deal with either the French Community or the Flemish Community for matters such as culture and education, as well as a Common Community for competencies which do not belong exclusively to either Community, such as healthcare and social welfare.
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Since the split of Brabant in 1995, the Brussels Region does not belong to any of the provinces of Belgium, nor is it subdivided into provinces itself. Within the Region, 99% of the areas of provincial jurisdiction are assumed by the Brussels regional institutions and community commissions. Remaining is only the governor of Brussels-Capital and some aides, analogously to provinces. Its status is roughly akin to that of a federal district.
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The Brussels-Capital Region is governed by a parliament of 89 members (72 French-speaking, 17 Dutch-speaking—parties are organised on a linguistic basis) and an eight-member regional cabinet consisting of a minister-president, four ministers and three state secretaries. By law, the cabinet must comprise two French-speaking and two Dutch-speaking ministers, one Dutch-speaking secretary of state and two French-speaking secretaries of state. The minister-president does not count against the language quota, but in practice every minister-president has been a bilingual francophone. The regional parliament can enact ordinances (French: ordonnances, Dutch: ordonnanties), which have equal status as a national legislative act.
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|
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19 of the 72 French-speaking members of the Brussels Parliament are also members of the Parliament of the French Community of Belgium, and, until 2004, this was also the case for six Dutch-speaking members, who were at the same time members of the Flemish Parliament. Now, people voting for a Flemish party have to vote separately for 6 directly elected members of the Flemish Parliament.
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Before the creation of the Brussels-Capital Region, regional competences in the 19 municipalities were performed by the Brussels Agglomeration. The Brussels Agglomeration was an administrative division established in 1971. This decentralised administrative public body also assumed jurisdiction over areas which, elsewhere in Belgium, were exercised by municipalities or provinces.[77]
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The Brussels Agglomeration had a separate legislative council, but the by-laws enacted by it did not have the status of a legislative act. The only election of the council took place on 21 November 1971. The working of the council was subject to many difficulties caused by the linguistic and socio-economic tensions between the two communities.
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After the creation of the Brussels-Capital Region, the Brussels Agglomeration was never formally abolished, although it no longer has a purpose.
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The French Community and the Flemish Community exercise their powers in Brussels through two community-specific public authorities: the French Community Commission (French: Commission communautaire française or COCOF) and the Flemish Community Commission (Dutch: Vlaamse Gemeenschapscommissie or VGC). These two bodies each have an assembly composed of the members of each linguistic group of the Parliament of the Brussels-Capital Region. They also have a board composed of the ministers and secretaries of state of each linguistic group in the Government of the Brussels-Capital Region.
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The French Community Commission has also another capacity: some legislative powers of the French Community have been devolved to the Walloon Region (for the French language area of Belgium) and to the French Community Commission (for the bilingual language area).[78] The Flemish Community, however, did the opposite; it merged the Flemish Region into the Flemish Community.[79] This is related to different conceptions in the two communities, one focusing more on the Communities and the other more on the Regions, causing an asymmetrical federalism. Because of this devolution, the French Community Commission can enact decrees, which are legislative acts.
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A bi-communitarian public authority, the Common Community Commission (French: Commission communautaire commune, COCOM, Dutch: Gemeenschappelijke Gemeenschapscommissie, GGC) also exists. Its assembly is composed of the members of the regional parliament, and its board are the ministers—not the secretaries of state—of the region, with the minister-president not having the right to vote. This commission has two capacities: it is a decentralised administrative public body, responsible for implementing cultural policies of common interest. It can give subsidies and enact by-laws. In another capacity, it can also enact ordinances, which have equal status as a national legislative act, in the field of the welfare powers of the communities: in the Brussels-Capital Region, both the French Community and the Flemish Community can exercise powers in the field of welfare, but only in regard to institutions that are unilingual (for example, a private French-speaking retirement home or the Dutch-speaking hospital of the Vrije Universiteit Brussel). The Common Community Commission is responsible for policies aiming directly at private persons or at bilingual institutions (for example, the centres for social welfare of the 19 municipalities). Its ordinances have to be enacted with a majority in both linguistic groups. Failing such a majority, a new vote can be held, where a majority of at least one third in each linguistic group is sufficient.
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Brussels has, since World War II, become the administrative centre of many international organisations. The European Union (EU) and the North Atlantic Treaty Organisation (NATO) have their main institutions in the city, along with many other international organisations such as the World Customs Organization and EUROCONTROL, as well as international corporations. Brussels is third in the number of international conferences it hosts,[80] also becoming one of the largest convention centres in the world.[81] The presence of the EU and the other international bodies has, for example, led to there being more ambassadors and journalists in Brussels than in Washington D.C.[82] International schools have also been established to serve this presence.[81] The "international community" in Brussels numbers at least 70,000 people.[83] In 2009, there were an estimated 286 lobbying consultancies known to work in Brussels.[84]
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Brussels serves as de facto capital of the European Union, hosting the major political institutions of the Union.[21] The EU has not declared a capital formally, though the Treaty of Amsterdam formally gives Brussels the seat of the European Commission (the executive branch of government) and the Council of the European Union (a legislative institution made up from executives of member states).[85][full citation needed][86][full citation needed] It locates the formal seat of European Parliament in Strasbourg, where votes take place, with the council, on the proposals made by the commission. However, meetings of political groups and committee groups are formally given to Brussels, along with a set number of plenary sessions. Three quarters of Parliament sessions now take place at its Brussels hemicycle.[87] Between 2002 and 2004, the European Council also fixed its seat in the city.[88] In 2014, the Union hosted a G7 summit in the city.[57]
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Brussels, along with Luxembourg and Strasbourg, began to host European institutions in 1957, soon becoming the centre of activities, as the Commission and Council based their activities in what has become the European Quarter, in the east of the city.[85] Early building in Brussels was sporadic and uncontrolled, with little planning. The current major buildings are the Berlaymont building of the commission, symbolic of the quarter as a whole, the Justus Lipsius building of the Council and the Espace Léopold of the Parliament.[86] Today, the presence has increased considerably, with the Commission alone occupying 865,000 m2 (9,310,000 sq ft) within the European Quarter (a quarter of the total office space in Brussels[21]). The concentration and density has caused concern that the presence of the institutions has created a ghetto effect in that part of the city.[89] However, the European presence has contributed significantly to the importance of Brussels as an international centre.[82]
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The European Organisation for the Safety of Air Navigation, commonly known as Eurocontrol, is an international organisation which coordinates and plans air traffic control across European airspace. The corporation was founded in 1960 and has 41 member states. Its headquarters are located in Haren, on the northeast perimeter of the City of Brussels.
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The Treaty of Brussels, which was signed on 17 March 1948 between Belgium, France, Luxembourg, the Netherlands and the United Kingdom, was a prelude to the establishment of the intergovernmental military alliance which later became the North Atlantic Treaty Organization (NATO).[90] Today, the alliance consists of 29 independent member countries across North America and Europe. Several countries also have diplomatic missions to NATO through embassies in Belgium. Since 1949, a number of NATO Summits have been held in Brussels,[91] the most recent taking place in May 2017.[92] The organisation's political and administrative headquarters are located on Boulevard Léopold III/Leopold III-laan in Haren, Brussels.[93] A new €750 million headquarters building begun in 2010 and was completed in 2017.[94]
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Brussels is located in one of the most urbanised regions of Europe, between Paris, London, the Rhine-Ruhr (Germany), and the Randstad (Netherlands). The Brussels-Capital Region has a population of around 1.2 million and has witnessed, in recent years, a remarkable increase in its population. In general, the population of Brussels is younger than the national average, and the gap between rich and poor is wider.[95]
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Brussels and its suburbs, taking into account its outer commuter zone (Brussels Regional Express Network (RER/GEN) area), have a population of about 2.6 million and extend over a large part of the two Brabant provinces.[17][18] Brussels is also part of a wider diamond-shaped conurbation, with Ghent, Antwerp and Leuven, which has about 4.4 million inhabitants (a little more than 40% of the Belgium's total population).[19][96]
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Brussels is home to a large number of immigrants. At the last Belgian census in 1991, 63.7% of inhabitants in Brussels-Capital Region answered that they were Belgian citizens, born as such in Belgium. However, there have been numerous individual or familial migrations towards Brussels since the end of the 18th century, including political refugees (Karl Marx, Victor Hugo, Pierre Joseph Proudhon, Léon Daudet, for example), from neighbouring or more distant countries, as well as labour migrants, former foreign students or expatriates, and many Belgian families in Brussels can claim at least one foreign grandparent.
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Brussels has a large concentration of immigrants from other countries, and their children, including many of Moroccan (Riffian, Berber) and Turkish ancestry, together with French-speaking black Africans from former Belgian colonies, such as the Democratic Republic of the Congo, Rwanda and Burundi.
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People of foreign origin make up nearly 70%[99] of the population of Brussels, most of whom have been naturalised following the great 1991 reform of the naturalisation process. About 32% of city residents are of non-Belgian European origin, and 36% are of another background, mostly from Morocco, Turkey and Sub-Saharan Africa. Among all major migrant groups from outside the EU, a majority of the permanent residents have acquired Belgian nationality.[100]
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Since the founding of the Kingdom of Belgium in 1830, Brussels has transformed from being almost entirely Dutch-speaking (Brabantian dialect to be exact), to being a multilingual city with French (specifically Belgian French) as the majority language and lingua franca. This language shift, the Francisation of Brussels, is rooted in the 18th century and accelerated after Belgium became independent and Brussels expanded past its original boundaries.[102][103]
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French-speaking immigration contributed to the Frenchification of Brussels; both Walloons and expatriates from other countries—mainly France—came to Brussels in great numbers. However, a more important cause for the Frenchification was the language change over several generations from Dutch to French that was carried out by Flemish inhabitants themselves. The main reason for this was a political, administrative and social pressure, partly based on the low social prestige of the Dutch language in Belgium at the time; this made French the only language of administration, law, politics and education in Belgium, and thus necessary for social mobility.[104] From 1880 on, faced with the necessity of using French in dealing with such institutions, more and more Dutch-speakers in Brussels became bilingual, and a rise in the number of monolingual French-speakers was seen after 1910. Halfway through the 20th century, the number of monolingual French-speakers surpassed the number of mostly bilingual Flemish inhabitants.[105]
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Only since the 1960s, after the fixation of the Belgian language border, and after the socio-economic development of Flanders was in full effect, could Dutch stem the tide of increasing French use.[106] Through immigration, a further number of formerly Dutch-speaking municipalities surrounding Brussels became majoritively French-speaking in the second half of the 20th century.[107][108][109] This phenomenon is, together with the future of Brussels, one of the most controversial topics in all of Belgian politics.[110][111]
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Given its Dutch-speaking origins and the role that the City of Brussels plays as capital in a bilingual country, the administration of the entire Brussels-Capital Region is fully bilingual, including its subdivisions and public services. Nevertheless, some communitarian issues remain. Flemish political parties demanded, for decades, that the Flemish part of Brussels-Halle-Vilvoorde arrondissement be separated from the Brussels Region (which made Halle-Vilvoorde a monolingual Flemish arrondissement). BHV was divided mid-2012. The French-speaking population regards the language border as artificial[112] and demands the extension of the bilingual region to at least all six municipalities with language facilities in the surroundings of Brussels.[d] Flemish politicians have strongly rejected these proposals.[113][114][115]
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The original Dutch dialect of Brussels (Brussels) is a form of Brabantic (the variant of Dutch spoken in the ancient Duchy of Brabant) with a significant number of loanwords from French, and still survives among a minority of inhabitants called Brusseleers, many of them quite bi- and multilingual, or educated in French and not writing in Dutch. Brussels and its suburbs have evolved from a Dutch-dialect-speaking town to a mainly French-speaking town. The ethnic and national self-identification of the inhabitants is quite different along ethnic lines.
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For their French-speaking Bruxellois, it can vary from Belgian, Francophone Belgian, Bruxellois (like the Memellanders in interwar ethnic censuses in Memel), Walloon (for people who migrated from the Walloon Region at an adult age); for Flemings living in Brussels, it is mainly either Flemish or Brusselaar (Dutch for an inhabitant), and often both. For the Brusseleers, many simply consider themselves as belonging to Brussels. For the many rather recent immigrants from other countries, the identification also includes all the national origins: people tend to call themselves Moroccans or Turks rather than an American-style hyphenated version.
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The two largest foreign groups come from two francophone countries: France and Morocco.[116] The first language of roughly half of the inhabitants is not an official one of the Capital Region.[117] Nevertheless, about three out of four residents are Belgian nationals.[118][e][119]
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In recent decades, owing to migration and the city's international role, Brussels is home to a growing number of foreign language speakers. In 2013, figures cited in the Marnix Plan show that 63.2% of Brussels inhabitants are native speakers of French, while less than 20% are native Dutch speakers. Just 2.5% speak English as their mother tongue, but 29.7% of people living in the city claim to speak English well or very well.[120] Even though some people want English to be used as an unofficial compromise language between Dutch and French, French remains the lingua franca, and laws still require Dutch and French translations in most cases. The acceptance of English as a language for communication with the city's public servants depends entirely on their knowledge of this language, though they must accept questions in French and Dutch.[121]
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The migrant communities, as well as rapidly growing communities of EU-nationals from other member states, speak many languages like French, Turkish, Arabic, Berber, Spanish, Italian, Portuguese, Polish, German, Greek, Romanian, Bulgarian, and (increasingly) English. The degree of linguistic integration varies widely within each migrant group.
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Historically, Brussels has been predominantly Roman Catholic, especially since the expulsion of Protestants in the 16th century. This is clear from the large number of historical churches in the region, particularly in the City of Brussels. The pre-eminent Catholic cathedral in Brussels is the Cathedral of St. Michael and St. Gudula, serving as the co-cathedral of the Archdiocese of Mechelen–Brussels. On the northwestern side of the region, the National Basilica of the Sacred Heart is a Minor Basilica and parish church and the 14th largest church building in the world. The Church of Our Lady of Laeken holds the tombs of many members of the Belgian royal family, including all the former Belgian monarchs, within the Royal Crypt.
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Religion in Brussels-Capital Region (2016)[122]
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In reflection of its multicultural makeup, Brussels hosts a variety of religious communities, as well as large numbers of atheists and agnostics. Minority faiths include Islam, Anglicanism, Eastern Orthodoxy, Judaism, and Buddhism. According to a 2016 survey, approximately 40% of residents of Brussels declared themselves Catholics (12% were practising Catholics and 28% were non-practising Catholics), 30% were non-religious, 23% were Muslim (19% practising, 4% non-practising), 3% were Protestants and 4% were of another religion.[122]
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Recognised religions and laicism enjoy public funding and school courses. It was once the case that every pupil in an official school from 6 years old to 18 had to choose 2 hours per week of compulsory religion—or laicist—inspired morals. However, in 2015, the Belgian Constitutional court ruled religious studies could no longer be required in the primary and secondary education system.[123]
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Brussels has a large concentration of Muslims, mostly of Moroccan, Turkish, Syrian and Guinean ancestry. The Great Mosque of Brussels, located in the Parc du Cinquantenaire/Jubelpark, is the oldest mosque in Brussels. Belgium does not collect statistics by ethnic background, so exact figures are unknown. It was estimated that, in 2005, people of Muslim background living in the Brussels Region numbered 256,220 and accounted for 25.5% of the city's population, a much higher concentration than those of the other regions of Belgium.[124]
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The architecture in Brussels is diverse, and spans from the clashing combination of Gothic, Baroque, and Louis XIV styles on the Grand Place to the postmodern buildings of the EU institutions.[125]
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Very little medieval architecture is preserved in Brussels. Buildings from that period are mostly found in the historic centre (called Îlot Sacré), Saint Géry/Sint-Goriks and Sainte-Catherine/Sint Katelijne neighbourhoods. The Brabantine Gothic Cathedral of St. Michael and St. Gudula remains a prominent feature in the skyline of downtown Brussels. Isolated portions of the first city walls were saved from destruction and can be seen to this day. One of the only remains of the second walls is the Halle Gate. The Grand Place is the main attraction in the city centre and has been a UNESCO World Heritage Site since 1998.[126] The square is dominated by the 15th century Flamboyant Town Hall, the neo-Gothic Breadhouse and the Baroque guildhalls of the Guilds of Brussels. Manneken Pis, a fountain containing a small bronze sculpture of a urinating youth, is a tourist attraction and symbol of the city.[127]
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The neoclassical style of the 18th and 19th centuries is represented in the Royal Quarter/Coudenberg area, around Brussels' Park and the Royal Square. Examples include the Royal Palace, the Church of Saint-Jacques on the Coudenberg, the Palace of the Nation (Parliament building), the Academy Palace, the Palace of Charles of Lorraine, the Palace of the Count of Flanders and the Egmont Palace. Other uniform neoclassical ensembles can be found around Martyrs' Square and Barricades' Square. Some additional landmarks in the centre are the Royal Saint-Hubert Galleries (1847), one of the oldest covered shopping arcades in Europe, the Congress Column (1859), the former Brussels Stock Exchange building (1873) and the Palace of Justice (1883), designed by Joseph Poelaert, in eclectic style, and reputed to be the largest building constructed in the 19th century.[128]
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Located outside the centre, in a greener environment, are the Parc du Cinquantenaire/Jubelpark with its triumphal arch and nearby museums, and in Laeken, the Royal Castle of Laeken and the Royal Domain with its large greenhouses, as well as the Museums of the Far East.
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Also particularly striking are the buildings in the Art Nouveau style, most famously by the Belgian architects Victor Horta, Paul Hankar and Henry Van de Velde.[129][130] Some of Brussels' municipalities, such as Schaerbeek, Etterbeek, Ixelles, and Saint-Gilles, were developed during the heyday of Art Nouveau and have many buildings in that style. The Major Town Houses of the Architect Victor Horta—Hôtel Tassel (1893), Hôtel Solvay (1894), Hôtel van Eetvelde (1895) and the Horta Museum (1901)—have been listed as a UNESCO World Heritage Site since 2000.[131] Another example of Brussels' Art Nouveau is the Stoclet Palace (1911), by the Viennese architect Josef Hoffmann, designated a World Heritage Site by UNESCO in June 2009.[132]
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Hôtel Tassel by Victor Horta (1893)
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Stairway in Hôtel Tassel
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Hôtel Ciamberlani by Paul Hankar (1897)
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Old England department store by Paul Saintenoy (1899)
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Saint Cyr House by Gustave Strauven (1903)
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Cauchie House by Paul Cauchie (1905)
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Sgraffito panel in the Cauchie House
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Stoclet Palace by Josef Hoffmann (1911)
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Art Deco structures in Brussels include the Residence Palace (1927) (now part of the Europa building), the Centre for Fine Arts (1928), the Villa Empain (1934), the Town Hall of Forest (1938), and the Flagey Building on Flagey Square (1935–1938) in Ixelles. Some religious buildings from the interwar era were also constructed in that style, such as the Church of St. John the Baptist (1932) in Molenbeek and the Church of St. Augustine (1935) in Forest. Completed only in 1969, and combining Art Deco with neo-Byzantine elements, the Basilica of the Sacred Heart in Koekelberg is one of the largest Roman Catholic basilicas by area in the world, and its cupola provides a panoramic view of Brussels and its outskirts. Another example are the exhibition halls of the Centenary Palace, built for the 1935 World's Fair on the Heysel/Heizel Plateau in northern Brussels, and home to the Brussels Exhibition Centre (Brussels Expo).[133]
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The Atomium is a symbolic 103-metre-tall (338 ft) modernist structure, located on the Heysel Plateau, which was originally built for the 1958 World's Fair (Expo '58). It consists of nine steel spheres connected by tubes, and forms a model of an iron crystal (specifically, a unit cell), magnified 165 billion times. The architect A. Waterkeyn devoted the building to science. It is now considered a landmark of Brussels.[134][135] Next to the Atomium, is Mini-Europe miniature park, with 1:25 scale maquettes of famous buildings from across Europe.
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Since the second half of the 20th century, modern office towers have been built in Brussels (Madou Tower, Rogier Tower, Proximus Towers, Finance Tower, the World Trade Center, among others). There are some thirty towers, mostly concentrated in the city's main business district: the Northern Quarter (also called Little Manhattan), near Brussels-North railway station. The South Tower, standing adjacent to Brussels-South railway station, is the tallest building in Belgium, at 148 m (486 ft). Along the North–South connection, is the State Administrative City, an administrative complex in the International Style. The postmodern buildings of the Espace Léopold complete the picture.
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The city's embrace of modern architecture translated into an ambivalent approach towards historic preservation, leading to the destruction of notable architectural landmarks, most famously the Maison du Peuple/Volkshuis by Victor Horta, a process known as Brusselisation.
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Brussels contains over 80 museums.[136] The Royal Museums of Fine Arts has an extensive collection of various painters, such as Flemish old masters like Bruegel, Rogier van der Weyden, Robert Campin, Anthony van Dyck, Jacob Jordaens, and Peter Paul Rubens. The Magritte Museum houses the world's largest collection of the works of the surrealist René Magritte. Museums dedicated to the national history of Belgium include the BELvue Museum, the Royal Museums of Art and History, and the Royal Museum of the Armed Forces and Military History. The Musical Instruments Museum (MIM), housed in the Old England building, is part of the Royal Museums of Art and History, and is internationally renowned for its collection of over 8,000 instruments.
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The Brussels Museums Council is an independent body for all the museums in the Brussels-Capital Region, covering around 100 federal, private, municipal, and community museums.[137] It promotes member museums through the Brussels Card (giving access to public transport and 30 of the 100 museums), the Brussels Museums Nocturnes (every Thursday from 5 p.m. to 10 p.m. from mid-September to mid-December) and the Museum Night Fever (an event for and by young people on a Saturday night in late February or early March).[138]
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Brussels has had a distinguished artist scene for many years. The famous Belgian surrealists René Magritte and Paul Delvaux, for instance, studied and lived there, as did the avant-garde dramatist Michel de Ghelderode. The city was also home of the impressionist painter Anna Boch from the Artist Group Les XX, and includes other famous Belgian painters such as Léon Spilliaert. Brussels is also a capital of the comic strip;[2] some treasured Belgian characters are Tintin, Lucky Luke, The Smurfs, Spirou, Gaston, Marsupilami, Blake and Mortimer, Boule et Bill and Cubitus (see Belgian comics). Throughout the city, walls are painted with large motifs of comic book characters; these murals taken together are known as Brussels' Comic Book Route.[40] Also, the interiors of some metro stations are designed by artists. The Belgian Comic Strip Center combines two artistic leitmotifs of Brussels, being a museum devoted to Belgian comic strips, housed in the former Magasins Waucquez textile department store, designed by Victor Horta in the Art Nouveau style.
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Brussels is well known for its performing arts scene, with the Royal Theatre of La Monnaie and the Kaaitheater among the most notable institutions. The Kunstenfestivaldesarts, an international performing arts festival, is organised every year in May in about twenty different cultural houses and theatres throughout the city.[139] The King Baudouin Stadium is a concert and competition facility with a 50,000 seat capacity, the largest in Belgium. The site was formerly occupied by the Heysel Stadium. Furthermore, the Center for Fine Arts (often referred to as BOZAR in French or PSK in Dutch), a multi-purpose centre for theatre, cinema, music, literature and art exhibitions, is home to the National Orchestra of Belgium and to the annual Queen Elisabeth Competition for classical singers and instrumentalists, one of the most challenging and prestigious competitions of the kind. Studio 4 in Le Flagey cultural centre hosts the Brussels Philharmonic.[140][141] Other concert venues include Forest National/Vorst Nationaal, the Ancienne Belgique, the Cirque Royal/Koninklijk Circus, the Botanique and the Palais 12/Paleis 12. The Jazz Station in Saint-Josse-ten-Noode is a museum and archive on jazz, and a venue for jazz concerts.[142]
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Brussels' identity owes much to its rich folklore and traditions, among the liveliest in the country.
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Many events are organised or hosted in Brussels throughout the year. In addition, many festivals animate the Brussels scene.
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The Iris Festival is the official festival of the Brussels-Capital Region and is held annually in spring.[146] The International Fantastic Film Festival of Brussels (BIFFF) is organised during the Easter holidays[147] and the Magritte Awards in February. The Festival of Europe, an open day and activities in and around the institutions of the European Union, is held on 9 May. On Belgian National Day, on 21 July, a military parade and celebrations take place on the Place des Palais/Paleizenplein and in Brussels' Park, ending with a display of fireworks in the evening.
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Some summer festivities include Couleur Café Festival, a festival of world and urban music, around the end of June or early July, the Brussels Summer Festival (BSF), a music festival in August,[148] the Brussels Fair, the most important yearly fair in Brussels, lasting more than a month, in July and August,[149] and Brussels Beach, when the banks of the canal are turned into a temporary urban beach.[150] Other biennial events are the Zinneke Parade, a colourful, multicultural parade through the city, which has been held since 2000 in May, as well as the popular Flower Carpet at the Grand Place in August. Heritage Days are organised on the third weekend of September (sometimes coinciding with the car-free day) and are a good opportunity to discover the wealth of buildings, institutions and real estate in Brussels. The "Winter Wonders" animate the heart of Brussels in December; these winter activities were launched in Brussels in 2001.[151]
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Brussels is known for its local waffle, its chocolate, its French fries and its numerous types of beers. The Brussels sprout, which has long been popular in Brussels, and may have originated there, is also named after the city.[152]
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The gastronomic offer includes approximately 1,800 restaurants, and a number of high quality bars. Belgian cuisine is known among connoisseurs as one of the best in Europe. In addition to the traditional restaurants, there are many cafés, bistros and the usual range of international fast food chains. The cafés are similar to bars, and offer beer and light dishes; coffee houses are called salons de thé. Also widespread are brasseries, which usually offer a variety of beers and typical national dishes.
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Belgian cuisine is characterised by the combination of French cuisine with the more hearty Flemish fare. Notable specialities include Brussels waffles (gaufres) and mussels (usually as moules-frites, served with fries). The city is a stronghold of chocolate and pralines manufacturers with renowned companies like Côte d'Or, Neuhaus, Leonidas and Godiva. Pralines were first introduced in 1912, by Jean Neuhaus II, a Belgian chocolatier of Swiss origin, in the Royal Saint-Hubert Galleries.[153] Numerous friteries are spread throughout the city, and in tourist areas, fresh hot waffles are also sold on the street.
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As well as other Belgian beers, the spontaneously fermented lambic style, brewed in and around Brussels, is widely available there and in the nearby Senne valley where the wild yeasts which ferment it have their origin. Kriek, a cherry lambic, is available in almost every bar or restaurant in Brussels.
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Brussels is known as the birthplace of the Belgian Endive. The technique for growing blanched endives was accidentally discovered in the 1850s at the Botanical Garden of Brussels in Saint-Josse-ten-Noode.[154]
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Famous shopping areas in Brussels include the pedestrian-only Rue Neuve/Nieuwstraat, the second busiest shopping street in Belgium (after the Meir, in Antwerp) with a weekly average of 230,000 visitors,[155][156] home to popular international chains (H&M, C&A, Zara, Primark), as well as the City 2 and Anspach galleries.[157] The Royal Saint-Hubert Galleries hold a variety of luxury shops and some six million people stroll through them each year.[158] The neighbourhood around Rue Antoine Dansaert/Antoine Dansaertstraat has become, in recent years, a focal point for fashion and design;[159] this main street and its side streets also feature Belgium's young and most happening artistic talent.[160]
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In Ixelles, Avenue de la Toison d'Or/Gulden-Vlieslaan and Namur Gate area offer a blend of luxury shops, fast food restaurants and entertainment venues, and Chaussée d'Ixelles/Elsenesteenweg, in the mainly-Congolese Matongé district, offers a great taste of African fashion and lifestyle. The nearby Avenue Louise is lined with high-end fashion stores and boutiques, making it one of the most expensive streets in Belgium.[161]
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There are shopping centres outside the inner ring: Basilix, Woluwe Shopping Center, Westland Shopping Center, and Docks Bruxsel, which opened in October 2017.[157] In addition, Brussels ranks as one of Europe's best capital cities for flea market shopping. The Old Market, on the Place du Jeu de Balle/Vossenplein, in the Marolles/Marollen neighbourhood, is particularly renowned.[162] The nearby Sablon/Zavel area is home to many of Brussels' antique dealers.[163] The Midi Market around Brussels-South station and Boulevard du Midi/Zuidlaan is reputed to be one of the largest markets in Europe.[164]
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Sport in Brussels is under the responsibility of the Communities. The Administration de l'Éducation Physique et du Sport (ADEPS) is responsible for recognising the various French-speaking sports federations and also runs three sports centres in the Brussels-Capital Region.[165] Its Dutch-speaking counterpart is Sport Vlaanderen (formerly called BLOSO).[166]
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The King Baudouin Stadium (formerly Heysel Stadium) is the largest in the country and home to the national teams in football and rugby union.[167] It hosted the final of the 1972 UEFA European Football Championship, and the opening game of the 2000 edition. Several European club finals have been held at the ground, including the 1985 European Cup Final which saw 39 deaths due to hooliganism and structural collapse.[168] The King Baudouin Stadium is also home of the annual Memorial Van Damme athletics event, Belgium's foremost track and field competition, which is part of the Diamond League. Other important athletics events are the Brussels Marathon and the 20 km of Brussels.
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Brussels is home to notable cycling races. The city is the arrival location of the Brussels Cycling Classic, formerly known as Paris–Brussels, which is one of the oldest semi classic bicycle races on the international calendar. From World War I until the early 1970s, the Six Days of Brussels was organised regularly. In the last decades of the 20th century, the Grand Prix Eddy Merckx was also held in Brussels.
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R.S.C. Anderlecht, based in the Constant Vanden Stock Stadium in Anderlecht, is the most successful Belgian football club in the Belgian Pro League, with 34 titles.[169] It has also won the most major European tournaments for a Belgian side, with 6 European titles.
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Brussels is also home to Union Saint-Gilloise, the most successful Belgian club before World War II, with 11 titles[170] The club was founded in Saint-Gilles but is based in nearby Forest, and plays in the Second Division. White Star Bruxelles is another football club that plays in second division. Racing White Daring Molenbeek, based in Molenbeek-Saint-Jean, and often referred to as RWDM, was a very popular football club until it was dissolved in 2002. Since 2015, its reincarnation RWDM47 is back playing in the second division.
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Other Brussels clubs that played in the national series over the years were Ixelles SC, Crossing Club de Schaerbeek (born from a merger between RCS de Schaerbeek and Crossing Club Molenbeek), Scup Jette, RUS de Laeken, Racing Jet de Bruxelles, AS Auderghem, KV Wosjot Woluwe and FC Ganshoren.
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Serving as the centre of administration for Belgium and Europe, Brussels' economy is largely service-oriented. It is dominated by regional and world headquarters of multinationals, by European institutions, by various local and federal administrations, and by related services companies, though it does have a number of notable craft industries, such as the Cantillon Brewery, a lambic brewery founded in 1900.[171]
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Brussels has a robust economy. The region contributes to one fifth of Belgium's GDP, and its 550,000 jobs account for 17.7% of Belgium's employment.[172] Its GDP per capita is nearly double that of Belgium as a whole,[14] and it has the highest GDP per capita of any NUTS 1 region in the EU, at ~$80,000 in 2016.[173] That being said, the GDP is boosted by a massive inflow of commuters from neighbouring regions; over half of those who work in Brussels live in Flanders or Wallonia, with 230,000 and 130,000 commuters per day respectively. Conversely, only 16.0% of people from Brussels work outside Brussels (68,827 (68.5%) of them in Flanders and 21,035 (31.5%) in Wallonia).[174] Not all of the wealth generated in Brussels remains in Brussels itself, and as of December 2013[update], the unemployment among residents of Brussels is 20.4%.[175]
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There are approximately 50,000 businesses in Brussels, of which around 2,200 are foreign. This number is constantly increasing and can well explain the role of Brussels in Europe. The city's infrastructure is very favourable in terms of starting up a new business. House prices have also increased in recent years, especially with the increase of young professionals settling down in Brussels, making it the most expensive city to live in Belgium.[176] In addition, Brussels holds more than 1,000 business conferences annually, making it the ninth most popular conference city in Europe.[177]
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Brussels is rated as the 34th most important financial centre in the world as of 2020, according to the Global Financial Centres Index. The Brussels Stock Exchange, abbreviated to BSE, now called Euronext Brussels, is part of the European stock exchange Euronext N.V., along with Paris Bourse, Lisbon Stock Exchange and Amsterdam Stock Exchange. Its benchmark stock market index is the BEL20.
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Brussels is a centre of both media and communications in Belgium, with many Belgian television stations, radio stations, newspapers and telephone companies having their headquarters in the region. The Belgian French-language public broadcaster RTBF, the Belgian Dutch-speaking public broadcaster VRT, the two regional channels BX1 (formerly Télé Bruxelles)[178] and Bruzz (formerly TV Brussel),[179] the encrypted BeTV channel and private channels RTL-TVI and VTM are headquartered in Brussels. Some national newspapers such as Le Soir, La Libre, De Morgen and the news agency Belga are based in or around Brussels. The Belgian postal company Bpost, as well as the telecommunication companies and mobile operators Proximus, Orange Belgium and Telenet are all located there.
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As English is spoken widely,[35][37] several English media organisations operate in Brussels. The most popular of these are the English-language daily news media platform and bi-monthly magazine The Brussels Times and the quarterly magazine and website The Bulletin. The multilingual pan-European news channel Euronews also maintains an office in Brussels.
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There are several universities in Brussels. Except for the Royal Military Academy, a military college established in 1834,[180] all universities in Brussels are private/autonomous.
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The Université libre de Bruxelles, a French-speaking university, with about 20,000 students, has three campuses in the city,[181] and the Vrije Universiteit Brussel, a Dutch-speaking university, has about 10,000 students.[182] Both universities originate from a single ancestor university, founded in 1834, namely the Free University of Brussels, which was split in 1970, at about the same time the Flemish and French Communities gained legislative power over the organisation of higher education.[183]
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Saint-Louis University, Brussels (also known as UCLouvain Saint-Louis – Bruxelles) was founded in 1858 and is specialised in social and human sciences, with 4,000 students, and located on two campuses in the City of Brussels and Ixelles.[184]
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Still other universities have campuses in Brussels, such as the French-speaking University of Louvain (UCLouvain), which has 10,000 students in the city with its medical faculties at UCLouvain Bruxelles Woluwe since 1973,[185] in addition to its Faculty of Architecture, Architectural Engineering and Urban Planning[186] and UCLouvain's Dutch-speaking sister Katholieke Universiteit Leuven[187] (offering bachelor's and master's degrees in economics & business, law, arts, and architecture; 4,400 students). In addition, the University of Kent's Brussels School of International Studies is a specialised postgraduate school offering advanced international studies.
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Also a dozen of university colleges are located in Brussels, including two drama schools, founded in 1832: the French-speaking Conservatoire Royal and its Dutch-speaking equivalent, the Koninklijk Conservatorium.[188][189]
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Most of Brussels pupils between the ages of 3 and 18 go to schools organised by the French-speaking Community or the Flemish Community, with close to 80% going to French-speaking schools, and roughly 20% to Dutch-speaking schools. Due to the post-war international presence in the city, there are also a number of international schools, including the International School of Brussels, with 1,450 pupils, between the ages of 21⁄2 and 18,[190] the British School of Brussels, and the four European Schools, which provide free education for the children of those working in the EU institutions. The combined student population of the four European Schools in Brussels is around 10,000.[191]
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Brussels has a number of public or private-owned libraries on its territory.[192]
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Libraries in Brussels fall under the competence of the Communities and are usually separated between French-speaking and Dutch-speaking institutions, although some are mixed.[verification needed]
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Science and technology in Brussels is well developed with the presence of several universities and research institutes.
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The Royal Belgian Institute of Natural Sciences houses the world's largest hall completely dedicated to dinosaurs, with its collection of 30 fossilised Iguanodon skeletons.[193] The Planetarium of the Royal Observatory of Belgium is one of the largest in Europe.[194]
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Brussels is home to a thriving pharmaceutical and health care industry which includes pioneering biotechnology research. The health sector employs 70,000 employees in 30,000 companies. There are 3,000 life sciences researchers in the city and two large science parks: Da Vinci Research Park and Erasmus Research Park. There are five university hospitals, a military hospital and more than 40 general hospitals and specialist clinics.[195]
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The Brussels-Capital Region is served by several airports, all of which are located outside of the administrative territory of the region. The most notable are:
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The first two are also the main airports of Belgium.[196]
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Since the 16th century, Brussels has had its own harbour, the port of Brussels. It has been enlarged throughout the centuries to become the second Belgian inland port. Historically situated near the Place Sainte-Catherine/Sint-Katelijneplein, it lies today to the northwest of the region, on the Brussels–Scheldt Maritime Canal (commonly called Willebroek Canal), which connects Brussels to Antwerp via the Scheldt. Ships and large barges up to 4,500 tons can penetrate deep into the country, avoiding break-ups and load transfers between Antwerp and the centre of Brussels, hence reducing the cost for companies using the canal, and thus offering a competitive advantage.
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Moreover, the connection of the Willebroek Canal with the Brussels–Charleroi Canal, in the very heart of the capital, creates a north–south link, by means of waterways, between the Netherlands, Flanders and the industrial zone of Hainaut (Wallonia). There, navigation can access the network of French canals, thanks to the important inclined plane of Ronquières and the lifts of Strépy-Bracquegnies.
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The importance of river traffic in Brussels makes it possible to avoid the road equivalent of 740,000 trucks per year—almost 2,000 per day—which, in addition to easing traffic problems, represents an estimated carbon dioxide saving of 51,545 tonnes per year.[197]
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The Brussels-Capital Region has three main train stations: Brussels-South, Brussels-Central and Brussels-North, which are also the busiest of the country.[30] Brussels-South is also served by direct high-speed rail links: to London by Eurostar trains via the Channel Tunnel (1hr 51min); to Amsterdam[198] by Thalys and InterCity connections; to Amsterdam, Paris (1hr 50min and 1hr 25min respectively as of 6 April 2015[update]), and Cologne by Thalys; and to Cologne (1hr 50min) and Frankfurt (2hr 57min) by the German ICE.
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The train rails in Brussels go underground, near the centre, through the North–South connection, with Brussels Central Station also being largely underground. The tunnel itself is only six tracks wide at its narrowest point, which often causes congestion and delays due to heavy use of the route.
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The City of Brussels has minor railway stations at Bockstael, Brussels-Chapel, Brussels-Congres, Brussels-Luxembourg, Brussels-Schuman, Brussels-West, Haren, Haren-South and Simonis. In the Brussels Region, there are also railways stations at Berchem-Sainte-Agathe, Boitsfort, Boondael, Bordet (Evere), Etterbeek, Evere, Forest-East, Forest-South, Jette, Meiser (Schaerbeek), Moensberg (Uccle), Saint-Job (Uccle), Schaarbeek, Uccle-Calevoet, Uccle-Stalle, Vivier d'Oie-Diesdelle (Uccle), Merode and Watermael.
|
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|
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+
The Brussels Intercommunal Transport Company STIB/MIVB is the local public transport operator in Brussels. It covers the 19 municipalities of the Brussels-Capital Region and some surface routes extend to the near suburbs in the other regions.
|
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|
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+
The Brussels metro dates back to 1976,[199] but underground lines known as the premetro have been serviced by tramways since 1968. It is the only rapid transit system in Belgium (Antwerp and Charleroi both having light rail systems). The network consists of four conventional metro lines and three premetro lines. The metro-grade lines are M1, M2, M5, and M6, with some shared sections, covering a total of 40 km (25 mi).[200] As of 2017[update], the metro network within the region has a total of 69 metro and premetro stations. The metro is an important means of transport, connecting with six railway stations of the National Railway Company of Belgium (NMBS/SNCB), and many tram and bus stops operated by STIB/MIVB, and with Flemish De Lijn and Walloon TEC bus stops.
|
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A comprehensive bus and tram network covers the region. As of 2017[update], the Brussels tram system consists of 17 tram lines (three of which – lines T3, T4 and T7 – qualify as premetro lines). The total route length is 139 km (86 mi),[200] making it one of the largest tram networks in Europe. The Brussels bus network is complementary to the rail network. It consists of 50 bus routes and 11 night routes, spanning 445 km (277 mi).[200] Since April 2007, STIB/MIVB has been operating a night bus network called Noctis. On Fridays and Saturdays, 11 bus routes operate from midnight until 3 a.m. They run from the centre of Brussels to the outer reaches of the Brussels-Capital Region.[201]
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An interticketing system means that a STIB/MIVB ticket holder can use the train or long-distance buses inside the region. A single journey can include multiple stages across the different modes of transport. The commuter services operated by De Lijn, TEC and NMBS/SNCB will, in the next few years,[when?] be augmented by the Brussels Regional Express Network (RER/GEN), which will connect the capital and surrounding towns. Since August 2016, paper tickets have been discontinued in favour of electronic MoBIB cards.
|
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|
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Since 2003, Brussels has had a car-sharing service operated by the Bremen company Cambio, in partnership with the STIB/MIVB and local ridesharing company Taxi Stop. In 2006, a public bicycle-sharing programme was introduced. The scheme was subsequently taken over by Villo!. Since 2008, this night-time public transport service has been supplemented by Collecto, a shared taxi system, which operates on weekdays between 11 p.m. and 6 a.m. In 2012, the Zen Car electric car-sharing scheme was launched in the university and European areas.
|
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|
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+
In medieval times, Brussels stood at the intersection of routes running north–south (the modern Rue Haute/Hoogstraat) and east–west (Chaussée de Gand/Gentsesteenweg-Rue du Marché aux Herbes/Grasmarkt-Rue de Namur/Naamsestraat). The ancient pattern of streets, radiating from the Grand Place, in large part remains, but has been overlaid by boulevards built over the River Senne, over the city walls and over the railway connection between the North and South Stations.
|
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+
|
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+
Today, Brussels has the most congested traffic in North America and Europe, according to US traffic information platform INRIX.[202]
|
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+
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Brussels is the hub of a range of old national roads, the main ones being clockwise: the N1 (N to Breda), N2 (E to Maastricht), N3 (E to Aachen), N4 (SE to Luxembourg) N5 (S to Rheims), N6 (S to Maubeuge), N7 (SW to Lille), N8 (W to Koksijde) and N9 (NW to Ostend).[203] Usually named chaussées/steenwegen, these highways normally run in a straight line, but sometimes lose themselves in a maze of narrow shopping streets.
|
327 |
+
|
328 |
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The region is skirted by the European route E19 (N-S) and the E40 (E-W), while the E411 leads away to the SE. Brussels has an orbital motorway, numbered R0 (R-zero) and commonly referred to as the Ring. It is pear-shaped, as the southern side was never built as originally conceived, owing to residents' objections.
|
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|
330 |
+
The city centre, sometimes known as the Pentagon, is surrounded by an inner ring road, the Small Ring (French: Petite Ceinture, Dutch: Kleine Ring), a sequence of boulevards formally numbered R20 or N0. These were built upon the site of the second set of city walls following their demolition. The metro line 2 runs under much of these. Since June 2015, a number of central boulevards inside the Pentagon have become car-free, limiting transit traffic through the old city.[204]
|
331 |
+
|
332 |
+
On the eastern side of the region, the R21 or Greater Ring (French: Grande Ceinture, Dutch: Grote Ring) is formed by a string of boulevards that curves round from Laeken to Uccle. Some premetro stations (see Brussels metro) were built on that route. A little further out, a stretch numbered R22 leads from Zaventem to Saint-Job.
|
333 |
+
|
334 |
+
The Brussels local police, supported by the federal police, is responsible for law enforcement in Brussels. The 19 municipalities of the Brussels-Capital Region are divided into six police zones,[205] all bilingual (French and Dutch):
|
335 |
+
|
336 |
+
The Brussels Fire and Emergency Medical Care Service, commonly known by its acronym SIAMU (DBDMH), operates in the 19 municipalities of Brussels.[206] It is a class X fire department and the largest fire service in Belgium in terms of annual operations, equipment, and personnel. It has 9 fire stations, spread over the entire Brussels-Capital Region, and employs about 1,000 professional firefighters. As well as preventing and fighting fires, SIAMU also provides emergency medical care services in Brussels via its centralised 100 number (and the single 112 emergency number for the 27 countries of the European Union). It is bilingual (French–Dutch).
|
337 |
+
|
338 |
+
Brussels is one of the greenest capitals in Europe, with over 8,000 hectares of green spaces.[207] Vegetation cover and natural areas are higher in the outskirts, where they have limited the peri-urbanisation of the capital, but they decrease sharply towards the centre of Brussels; 10% in the central Pentagon, 30% of the municipalities in the first ring, and 71% of the municipalities in the second ring are occupied by green spaces.
|
339 |
+
|
340 |
+
Many parks and gardens, both public and privately owned, are scattered throughout the city. In addition to this, the Sonian Forest is located in its southern part and stretches out over the three Belgian regions. As of 2017[update], it has been inscribed as a UNESCO World Heritage Site, the only Belgian component to the multinational inscription 'Primeval Beech Forests of the Carpathians and Other Regions of Europe'.
|
341 |
+
|
342 |
+
Brussels' Park
|
343 |
+
|
344 |
+
Mont des Arts / Kunstberg
|
345 |
+
|
346 |
+
Parc du Cinquantenaire / Jubelpark
|
347 |
+
|
348 |
+
Bois de la Cambre / Ter Kamerenbos
|
349 |
+
|
350 |
+
The Botanical Garden of Brussels
|
351 |
+
|
352 |
+
Ixelles Ponds
|
353 |
+
|
354 |
+
Forest Park
|
355 |
+
|
356 |
+
The Royal Greenhouses of Laeken
|
357 |
+
|
358 |
+
Sonian Forest
|
359 |
+
|
360 |
+
Brussels is twinned with the following cities:
|
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1 |
+
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Bucharest (UK: /ˌbuːkəˈrɛst/ BOO-kə-REST, US: /ˈbuːkərɛst/ -rest; Romanian: București [bukuˈreʃtʲ] (listen)) is the capital and largest city of Romania, as well as its cultural, industrial, and financial centre. It is located in the southeast of the country, at 44°25′57″N 26°06′14″E / 44.43250°N 26.10389°E / 44.43250; 26.10389Coordinates: 44°25′57″N 26°06′14″E / 44.43250°N 26.10389°E / 44.43250; 26.10389, on the banks of the Dâmbovița River, less than 60 km (37.3 mi) north of the Danube River and the Bulgarian border.
|
4 |
+
|
5 |
+
Bucharest was first mentioned in documents in 1459. It became the capital of Romania in 1862 and is the centre of Romanian media, culture, and art. Its architecture is a mix of historical (Neoclassical and Art Nouveau), interbellum (Bauhaus, and Art Deco), communist era and modern. In the period between the two World Wars, the city's elegant architecture and the sophistication of its elite earned Bucharest the nickname of 'Paris of the East' (Romanian: Parisul Estului) or 'Little Paris' (Romanian: Micul Paris).[9] Although buildings and districts in the historic city centre were heavily damaged or destroyed by war, earthquakes, and even Nicolae Ceaușescu's program of systematization, many survived and have been renovated. In recent years, the city has been experiencing an economic and cultural boom.[10][11] It is one of the fastest-growing high-tech cities in Europe, according to Financial Times, CBRE, TechCrunch, and others.[12][13][14][15][16] UiPath, a global startup founded in Bucharest, has reached over $10 billion in valuation.[17] Since 2019, Bucharest hosts the largest high tech summit in Southeast Europe (Romania Blockchain Summit).[18]
|
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+
|
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+
In 2016, the historical city centre was listed as 'endangered' by the World Monuments Watch.[19] In 2017, Bucharest was the European city with the highest growth of tourists who stay over night, according to the Mastercard Global Index of Urban Destinations.[20] As for the past two consecutive years, 2018 and 2019, Bucharest ranked as the European destination with the highest potential for development according to the same study.[21]
|
8 |
+
|
9 |
+
According to the 2011 census, 1,883,425 inhabitants live within the city limits,[6] a decrease from the 2002 census.[3] Adding the satellite towns around the urban area, the proposed metropolitan area of Bucharest would have a population of 2.27 million people.[22] Bucharest is the fourth largest city in the European Union by population within city limits, after Berlin, Madrid, and Rome.
|
10 |
+
|
11 |
+
Economically, Bucharest is the most prosperous city in Romania.[23] The city has a number of large convention facilities, educational institutes, cultural venues, traditional 'shopping arcades' and recreational areas.
|
12 |
+
|
13 |
+
The city proper is administratively known as the 'Municipality of Bucharest' (Municipiul București), and has the same administrative level as that of a national county, being further subdivided into six sectors, each governed by a local mayor.
|
14 |
+
|
15 |
+
The Romanian name București has an unverified origin. Tradition connects the founding of Bucharest with the name of Bucur, who was a prince, an outlaw, a fisherman, a shepherd or a hunter, according to different legends. In Romanian, the word stem bucurie means 'joy' ('happiness'),[24] and it is believed to be of Dacian origin,[25] hence the city Bucharest means 'city of joy'.[26]
|
16 |
+
|
17 |
+
Other etymologies are given by early scholars, including the one of an Ottoman traveller, Evliya Çelebi, who said that Bucharest was named after a certain 'Abu-Kariș', from the tribe of 'Bani-Kureiș'. In 1781, Austrian historian Franz Sulzer claimed that it was related to bucurie (joy), bucuros (joyful), or a se bucura (to be joyful), while an early 19th-century book published in Vienna assumed its name to be derived from 'Bukovie', a beech forest.[27] In English, the city's name was formerly rendered as Bukarest.
|
18 |
+
|
19 |
+
A native or resident of Bucharest is called a 'Bucharester' (Romanian: bucureștean).
|
20 |
+
|
21 |
+
Bucharest's history alternated periods of development and decline from the early settlements in antiquity until its consolidation as the national capital of Romania late in the 19th century. First mentioned as the 'Citadel of București' in 1459, it became the residence of the famous Wallachian prince Vlad III the Impaler.[28]:23
|
22 |
+
|
23 |
+
The Ottomans appointed Greek administrators (Phanariotes) to run the town from the 18th century. A short-lived revolt initiated by Tudor Vladimirescu in 1821 led to the end of the rule of Constantinople Greeks in Bucharest.[29]
|
24 |
+
|
25 |
+
The Old Princely Court (Curtea Veche) was erected by Mircea Ciobanul in the mid-16th century. Under subsequent rulers, Bucharest was established as the summer residence of the royal court. During the years to come, it competed with Târgoviște on the status of capital city after an increase in the importance of southern Muntenia brought about by the demands of the suzerain power – the Ottoman Empire.
|
26 |
+
|
27 |
+
Bucharest finally became the permanent location of the Wallachian court after 1698 (starting with the reign of Constantin Brâncoveanu).
|
28 |
+
|
29 |
+
Partly destroyed by natural disasters and rebuilt several times during the following 200 years, and hit by Caragea's plague in 1813–14, the city was wrested from Ottoman control and occupied at several intervals by the Habsburg Monarchy (1716, 1737, 1789) and Imperial Russia (three times between 1768 and 1806). It was placed under Russian administration between 1828 and the Crimean War, with an interlude during the Bucharest-centred 1848 Wallachian revolution. Later, an Austrian garrison took possession after the Russian departure (remaining in the city until March 1857). On 23 March 1847, a fire consumed about 2,000 buildings, destroying a third of the city.
|
30 |
+
|
31 |
+
In 1862, after Wallachia and Moldavia were united to form the Principality of Romania, Bucharest became the new nation's capital city. In 1881, it became the political centre of the newly proclaimed Kingdom of Romania under King Carol I. During the second half of the 19th century, the city's population increased dramatically, and a new period of urban development began. During this period, gas lighting, horse-drawn trams, and limited electrification were introduced.[30] The Dâmbovița River was also massively channelled in 1883, thus putting a stop to previously endemic floods like the 1865 flooding of Bucharest.[31] The Fortifications of Bucharest were built. The extravagant architecture and cosmopolitan high culture of this period won Bucharest the nickname of 'Little Paris' (Micul Paris) of the east, with Calea Victoriei as its Champs-Élysées.
|
32 |
+
|
33 |
+
Between 6 December 1916 and November 1918, the city was occupied by German forces as a result of the Battle of Bucharest, with the official capital temporarily moved to Iași (also called Jassy), in the Moldavia region. After World War I, Bucharest became the capital of Greater Romania. In the interwar years, Bucharest's urban development continued, with the city gaining an average of 30,000 new residents each year. Also, some of the city's main landmarks were built in this period, including Arcul de Triumf and Palatul Telefoanelor.[32] However, the Great Depression took its toll on Bucharest's citizens, culminating in the Grivița Strike of 1933.[33]
|
34 |
+
|
35 |
+
In January 1941, the city was the scene of the Legionnaires' rebellion and Bucharest pogrom. As the capital of an Axis country and a major transit point for Axis troops en route to the Eastern Front, Bucharest suffered heavy damage during World War II due to Allied bombings. On 23 August 1944, Bucharest was the site of the royal coup which brought Romania into the Allied camp. The city suffered a short period of Nazi Luftwaffe bombings, as well as a failed attempt by German troops to regain the city.
|
36 |
+
|
37 |
+
After the establishment of communism in Romania, the city continued growing. New districts were constructed, most of them dominated by tower blocks. During Nicolae Ceaușescu's leadership (1965–89), much of the historic part of the city was demolished and replaced by 'Socialist realism' style development: (1) the Centrul Civic (the Civic Centre) and (2) the Palace of the Parliament, for which an entire historic quarter was razed to make way for Ceaușescu's megalomaniac plans. On 4 March 1977, an earthquake centred in Vrancea, about 135 km (83.89 mi) away, claimed 1,500 lives and caused further damage to the historic centre.
|
38 |
+
|
39 |
+
The Romanian Revolution of 1989 began with massive anti-Ceaușescu protests in Timișoara in December 1989 and continued in Bucharest, leading to the overthrow of the Communist regime. Dissatisfied with the postrevolutionary leadership of the National Salvation Front, some student leagues and opposition groups organised anti-Communist rallies in early 1990, which caused the political change.
|
40 |
+
|
41 |
+
Since 2000, the city has been continuously modernised. Residential and commercial developments are underway, particularly in the northern districts; Bucharest's old historic centre is being restored.[citation needed]
|
42 |
+
|
43 |
+
In 2015, Bucharest experienced drama, 64 people were killed in the Colectiv nightclub fire. Later the Romanian capital saw the 2017–2019 Romanian protests against the judicial reforms.[34] On 10 August 2018 a protest under the motto 'Diaspora at Home' was held in Bucharest and was marked by significant violence, with over 450 persons injured.[35]
|
44 |
+
|
45 |
+
The following treaties were signed in Bucharest:
|
46 |
+
|
47 |
+
The city is situated on the banks of the Dâmbovița River, which flows into the Argeș River, a tributary of the Danube. Several lakes – the most important of which are Lake Herăstrău, Lake Floreasca, Lake Tei, and Lake Colentina – stretch across the northern parts of the city, along the Colentina River, a tributary of the Dâmbovița. In addition, in the centre of the capital is a small artificial lake – Lake Cișmigiu – surrounded by the Cișmigiu Gardens. These gardens have a rich history, having been frequented by poets and writers. Opened in 1847 and based on the plans of German architect Carl F.W. Meyer, the gardens are the main recreational facility in the city centre.
|
48 |
+
|
49 |
+
Bucharest parks and gardens also include Herăstrău Park, Tineretului Park and the Botanical Garden. Herăstrău Park is located in the northern part of the city, around Lake Herăstrău, and includes the site the Village Museum. Grigore Antipa Museum is also near in the Victoriei Square. One of its best known locations are Hard Rock Cafe Bucharest and Berăria H (one of the largest beer halls in Europe). Tineretului Park was created in 1965 and designed as the main recreational space for southern Bucharest. It contains a Mini Town which is a play area for kids. The Botanical Garden, located in the Cotroceni neighbourhood a bit west of the city centre, is the largest of its kind in Romania and contains over 10,000 species of plants (many of them exotic); it originated as the pleasure park of the royal family.[36] Besides them, there are many other smaller parks that should be visited, some of them being still large. Alexandru Ioan Cuza Park, Kiseleff Park, Carol Park, Izvor Park, Grădina Icoanei, Circului Park and Moghioroş Park are a few of them. Other large parks in Bucharest are: National Park, Tei Park, Eroilor Park and Crângași Park with Morii Lake.
|
50 |
+
|
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Lake Văcărești is located in the southern part of the city. Over 190 hectares, including 90 hectares of water, host 97 species of birds, half of them protected by law, and at least seven species of mammals.[37] The lake is surrounded by buildings of flats and is an odd result of human intervention and nature taking its course. The area was a small village that Ceaușescu attempted to convert into a lake. After demolishing the houses and building the concrete basin, the plan was abandoned following the 1989 revolution.[38] For nearly two decades, the area shifted from being an abandoned green space where children could play and sunbathe, to being contested by previous owners of the land there, to being closed for redevelopment into a sports centre. The redevelopment deal failed,[39] and over the following years, the green space grew into a unique habitat. In May 2016, the lake was declared a national park, the Văcărești Nature Park.[40] Dubbed the 'Delta of Bucharest', the area is protected.[41]
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Bucharest is situated in the southeastern corner of the Romanian Plain, in an area once covered by the Vlăsiei Forest, which after it was cleared, gave way for a fertile flatland. As with many cities, Bucharest is traditionally considered to be built upon seven hills, similar to the seven hills of Rome. Bucharest's seven hills are: Mihai Vodă, Dealul Mitropoliei, Radu Vodă, Cotroceni, Dealul Spirii, Văcărești, and Sfântu Gheorghe Nou.
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The city has an area of 226 km2 (87 sq mi). The altitude varies from 55.8 m (183.1 ft) at the Dâmbovița bridge in Cățelu, southeastern Bucharest and 91.5 m (300.2 ft) at the Militari church. The city has a roughly round shape, with the centre situated in the cross-way of the main north–south/east-west axes at University Square. The milestone for Romania's Kilometre Zero is placed just south of University Square in front of the New St. George Church (Sfântul Gheorghe Nou) at St. George Square (Piața Sfântul Gheorghe). Bucharest's radius, from University Square to the city limits in all directions, varies from 10 to 12 km (6 to 7 mi).
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Until recently, the regions surrounding Bucharest were largely rural, but after 1989, suburbs started to be built around Bucharest, in the surrounding Ilfov County. Further urban consolidation is expected to take place in the late 2010s, when the 'Bucharest Metropolitan Area' plan will become operational, incorporating additional communes and cities from the Ilfov and other neighbouring counties.[42]
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Bucharest has a subtropical climate (Köppen: Cfa, by the -3 °C isotherm), but close to continental climates (Dfa/Dfb) and mild summer climates (Cfb/Dfb), with warm to hot, humid summers and cold, snowy winters. Owing to its position on the Romanian Plain, the city's winters can get windy, though some of the winds are mitigated due to urbanisation. Winter temperatures often dip below 0 °C (32 °F), sometimes even to −20 °C (−4 °F). In summer, the average temperature is 23 °C (73 °F) (the average for July and August). Temperatures frequently reach 35 to 40 °C (95 to 104 °F) in midsummer in the city centre. Although average precipitation and humidity during summer are low, occasional heavy storms occur. During spring and autumn, daytime temperatures vary between 17 and 22 °C (63 and 72 °F), and precipitation during spring tends to be higher than in summer, with more frequent yet milder periods of rain.[43][44]
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Bucharest has a unique status in Romanian administration, since it is the only municipal area that is not part of a county. Its population, however, is larger than that of any other Romanian county, hence the power of the Bucharest General Municipality (Primăria Generală), which is the capital's local government body, is the same as any other Romanian county council.
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The Municipality of Bucharest, along with the surrounding Ilfov County, is part of the București – Ilfov development region project, which is equivalent to NUTS-II regions in the European Union and is used both by the EU and the Romanian government for statistical analysis, and to co-ordinate regional development projects and manage funds from the EU. The Bucharest-Ilfov development region is not, however, an administrative entity yet.
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The city government is headed by a general mayor (Primar General). Decisions are approved and discussed by the capital's General Council (Consiliu General) made up of 55 elected councilors. Furthermore, the city is divided into six administrative sectors (sectoare), each of which has its own 27-seat sectoral council, town hall, and mayor. The powers of the local government over a certain area are, therefore, shared both by the Bucharest municipality and the local sectoral councils with little or no overlapping of authority. The general rule is that the main capital municipality is responsible for citywide utilities such as the water and sewage system, the overall transport system, and the main boulevards, while sectoral town halls manage the contact between individuals and the local government, secondary streets and parks maintenance, schools administration, and cleaning services.
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The six sectors are numbered from one to six and are disposed radially so that each one has under its administration a certain area of the city centre. They are numbered clockwise and are further divided into sectoral quarters (cartiere) which are not part of the official administrative division:
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Each sector is governed by a local mayor, as follows: Sector 1 – Daniel Tudorache (PSD, since 2016), Sector 2 – Mihai Mugur Toader (PSD, since 2016), Sector 3 – Robert Negoiță (PSD, since 2012), Sector 4 – Daniel Băluță (PSD, since 2016), Sector 5 – Daniel Florea (PSD, since 2016),[49] Sector 6 – Gabriel Mutu (PSD, since 2016).
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Like all other local councils in Romania, the Bucharest sectoral councils, the capital's general council, and the mayors are elected every four years by the population. Additionally, Bucharest has a prefect, who is appointed by Romania's national government. The prefect is not allowed to be a member of a political party and his role is to represent the national government at the municipal level. The prefect is acting as a liaison official facilitating the implementation of national development plans and governing programs at local level. The prefect of Bucharest (as of 2014[update]) is Paul Nicolae Petrovan.[50]
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The city's general council has the following political composition, based on the results of the latest local elections:
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Bucharest's judicial system is similar to that of the Romanian counties. Each of the six sectors has its own local first-instance court (judecătorie), while more serious cases are directed to the Bucharest Tribunal (Tribunalul Bucureşti), the city's municipal court. The Bucharest Court of Appeal (Curtea de Apel Bucureşti) judges appeals against decisions taken by first-instance courts and tribunals in Bucharest and in five surrounding counties (Teleorman, Ialomița, Giurgiu, Călărași, and Ilfov). Bucharest is also home to Romania's supreme court, the High Court of Cassation and Justice, as well as to the Constitutional Court of Romania.
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Bucharest has a municipal police force, the Bucharest Police (Poliția București), which is responsible for policing crime within the whole city, and operates a number of divisions. The Bucharest Police are headquartered on Ștefan cel Mare Blvd. in the city centre, and at precincts throughout the city. From 2004 onwards, each sector city hall also has under its administration a community police force (Poliția Comunitară), dealing with local community issues. Bucharest also houses the general inspectorates of the Gendarmerie and the national police.
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Bucharest's crime rate is rather low in comparison to other European capital cities, with the number of total offences declining by 51% between 2000 and 2004,[51] and by 7% between 2012 and 2013.[52] The violent crime rate in Bucharest remains very low, with 11 murders and 983 other violent offences taking place in 2007.[53] Although violent crimes fell by 13% in 2013 compared to 2012, 19 murders (18 of which the suspects were arrested) were recorded.[52]
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Although in the 2000s, a number of police crackdowns on organised crime gangs occurred, such as the Cămătaru clan, organised crime generally has little impact on public life. Petty crime, however, is more common, particularly in the form of pickpocketing, which occurs mainly on the city's public transport network. Confidence tricks were common in the 1990s, especially in regards to tourists, but the frequency of these incidents has since declined. However, in general, theft was reduced by 13.6% in 2013 compared to 2012.[52] Levels of crime are higher in the southern districts of the city, particularly in Ferentari, a socially disadvantaged area.
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Although the presence of street children was a problem in Bucharest in the 1990s, their numbers have declined in recent years, now lying at or below the average of major European capital cities.[54]
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As stated by the Mercer international surveys for quality of life in cities around the world, Bucharest occupied the 94th place in 2001[55] and slipped lower, to the 108th place in 2009 and the 107th place in 2010. Compared to it, Vienna occupied number one worldwide in 2011 and 2009.[56] Warsaw ranked 84th, Istanbul 112th, and neighbours Sofia 114th and Belgrade 136th (in the 2010 rankings).[57]
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Mercer Human Resource Consulting issues yearly a global ranking of the world's most livable cities based on 39 key quality-of-life issues. Among them: political stability, currency-exchange regulations, political and media censorship, school quality, housing, the environment, and public safety. Mercer collects data worldwide, in 215 cities. The difficult situation of the quality of life in Bucharest is confirmed also by a vast urbanism study, done by the Ion Mincu University of Architecture and Urbanism.[58]
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In 2016, Bucharest's urban situation was described as 'critical' by a Romanian Order of Architects (OAR) report that criticised the city's weak, incoherent and arbitrary public management policies, its elected officials' lack of transparency and public engagement, as well as its inadequate and unsustainable use of essential urban resources.[59]
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Bucharest's historical city centre is listed as 'endangered' by the World Monuments Watch (as of 2016).[19]
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Although many neighbourhoods, particularly in the southern part of the city, lack sufficient green space, being formed of cramped high density block of flats, Bucharest also has many parks.[60]
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As per the 2011 census, 1,883,425 inhabitants lived within the city limits, a decrease from the figure recorded at the 2002 census.[6] This decrease is due to low natural increase, but also to a shift in population from the city itself to its smaller satellite towns such as Voluntari, Buftea, and Otopeni. In a study published by the United Nations, Bucharest placed 19th in among 28 cities that recorded sharp declines in population from 1990 to the mid-2010s. In particular, the population fell by 3.77%.[67]
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The city's population, according to the 2002 census, was 1,926,334 inhabitants,[3] or 8.9% of the total population of Romania. A significant number of people commute to the city every day, mostly from the surrounding Ilfov County, but official statistics regarding their numbers do not exist.[68]
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Bucharest's population experienced two phases of rapid growth, the first beginning in the late 19th century when the city was consolidated as the national capital and lasting until the Second World War, and the second during the Ceaușescu years (1965–1989), when a massive urbanization campaign was launched and many people migrated from rural areas to the capital. At this time, due to Ceaușescu's decision to ban abortion and contraception, natural increase was also significant.
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Bucharest is a city of high population density: 8,260/km2 (21,400/sq mi),[69] owing to the fact that most of the population lives in high-density communist era apartment blocks (blocuri). However, this also depends on the part of the city: the southern boroughs have a higher density than the northern ones. Of the European Union country capital-cities, only Paris and Athens have a higher population density (see List of European Union cities proper by population density).
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About 85.9% of the population of Bucharest for whom data are available is Romanian.[70] Other significant ethnic groups are Romani, Hungarians, Turks, Jews, Germans (mostly Regat Germans), Chinese, Russians, Ukrainians, and Italians. A relatively small number of Bucharesters are also the Greeks, Armenians, Bulgarians, French, Arabs, Africans (including the Afro-Romanians), Vietnamese, Filipinos, Nepalis, Sri Lankans, and the Indians.[71][72] 226,943 people did not declare their ethnicity.[73]
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In terms of religious affiliation, 96.1% of the population is Romanian Orthodox, 1.2% is Roman Catholic, 0.5% is Muslim, and 0.4% is Romanian Greek Catholic. Despite this, only 18% of the population, of any religion, attends a place of worship once a week or more.[74] The life expectancy of residents of Bucharest in 2015 was 77.8 years old, which is 2.4 years above the national average.[75]
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Bucharest is the centre of the Romanian economy and industry, accounting for around 24% (2017) of the country's GDP and about one-quarter of its industrial production, while being inhabited by 9% of the country's population.[76] Almost one-third of national taxes is paid by Bucharest's citizens and companies.[citation needed] The living standard in the Bucharest-Ilfov region was 145% of the EU average in 2017, according to GDP per capita at the purchasing power parity standard (adjusted to the national price level).
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Bucharest area surpassed, on comparable terms, European metropolitan areas such as Budapest (139%), Madrid (125%), Berlin (118%), Rome (110%), Lisbon (102%), or Sofia (79%), and more than twice the Romanian average.[77] After relative stagnation in the 1990s, the city's strong economic growth has revitalised infrastructure and led to the development of shopping malls, residential estates, and high-rise office buildings. In January 2013, Bucharest had an unemployment rate of 2.1%, significantly lower than the national unemployment rate of 5.8%.[78][79]
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Bucharest's economy is centred on industry and services, with services particularly growing in importance in the last 10 years. The headquarters of 186,000 firms, including nearly all large Romanian companies, are located in Bucharest.[80] An important source of growth since 2000 has been the city's rapidly expanding property and construction sector. Bucharest is also Romania's largest centre for information technology and communications and is home to several software companies operating offshore delivery centres. Romania's largest stock exchange, the Bucharest Stock Exchange, which was merged in December 2005 with the Bucharest-based electronic stock exchange Rasdaq, plays a major role in the city's economy.
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International supermarket chains such as Kaufland, Lidl, Metro, Selgros, Penny Market, Carrefour, Auchan, Cora, Profi, and Mega Image are all operating in Bucharest. The city is undergoing a retail boom. Bucharest hosts luxury brands such as Armani, Versace, Ralph Lauren, Dior, Prada, Chanel, Hermes, Louis Vuitton, and Gucci. Malls and large shopping centres have been built since the late 1990s, such as Băneasa Shopping City, AFI Palace Cotroceni, Mega Mall, București Mall, ParkLake Shopping Centre, Sun Plaza, Promenada Mall and longest Unirea Shopping Centre. Bucharest has over 20 malls as of 2019.[81][82]
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It corporations Amazon, Microsoft, Oracle Corporation, or IBM are all present in the Romanian capital. The top ten is also dominated by companies operating in automotive, oil & gas (such as Petrom), as well as companies in telecommunication and FMCG.[83][84]
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IBM Bucharest
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Business skyscrapers in Pipera, including Nusco Tower (Oracle headquarters)
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Amazon operates office space in the Globalworth Tower.
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Petrom City
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Unirea Shopping Center
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AFI Cotroceni
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Bucharest in crossed by two major international routes: Pan-European transport corridor IV and IX.
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Bucharest's public transport system is the largest in Romania and one of the largest in Europe. It is made up of the Bucharest Metro, run by Metrorex, as well as a surface transport system run by STB (Societatea de Transport București, previously known as the RATB), which consists of buses, trams, trolleybuses, and light rail. In addition, a private minibus system operates there. As of 2007[update], a limit of 10,000 taxicab licences was imposed.[85]
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It is the hub of Romania's national railway network, run by Căile Ferate Române. The main railway station is Gara de Nord ('North Station'), which provides connections to all major cities in Romania, as well as international destinations: Belgrade, Sofia, Varna, Chișinău, Kiev, Chernivtsi, Lviv, Thessaloniki, Vienna, Budapest, Istanbul, Moscow etc.
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The city has five other railway stations run by CFR, of which the most important are Basarab (adjacent to North Station), Obor, Băneasa, and Progresul. These are in the process of being integrated into a commuter railway serving Bucharest and the surrounding Ilfov County. Seven main lines radiate out of Bucharest.
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The oldest station in Bucharest is Filaret. It was inaugurated in 1869, and in 1960, the communist government turned it in a bus terminal.[86]
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Bucharest has two international airports:
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Bucharest is a major intersection of Romania's national road network. A few of the busiest national roads and motorways link the city to all of Romania's major cities, as well as to neighbouring countries such as Hungary, Bulgaria and Ukraine. The A1 to Pitești, the A2 Sun Motorway to the Dobrogea region and Constanța and the A3 to Ploiești all start from Bucharest.
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A series of high-capacity boulevards, which generally radiate out from the city centre to the outskirts, provides a framework for the municipal road system. The main axes, which run north–south, east–west and northwest–southeast, as well as one internal and one external ring road, support the bulk of the traffic.
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The city's roads are usually very crowded during rush hours, due to an increase in car ownership in recent years. In 2013, the number of cars registered in Bucharest amounted to 1,125,591.[88] This results in wear and potholes appearing on busy roads, particularly secondary roads, this being identified as one of Bucharest's main infrastructural problems. A comprehensive effort on behalf of the City Hall to boost road infrastructure was made, and according to the general development plan, 2,000 roads have been repaired by 2008.[89] The huge number of cars registered in the city forced the Romanian Auto Registry to switch to 3-digit numbers on registration plates in 2010.
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On 17 June 2011, the Basarab Overpass was inaugurated and opened to traffic, thus completing the inner city traffic ring. The overpass took five years to build and is the longest cable-stayed bridge in Romania and the widest such bridge in Europe;[90] upon completion, traffic on the Grant Bridge and in the Gara de Nord area became noticeably more fluid.[91]
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Victoriei Avenue, a major avenue in central Bucharest
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Basarab Overpass
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Most transited Unirii Boulevard is similar to the Champs-Élysées
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Magheru Boulevard is one of the most expensive shopping streets of Europe[92]
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Buzești Street
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Although it is situated on the banks of a river, Bucharest has never functioned as a port city, with other Romanian cities such as Constanța and Galați acting as the country's main ports. The unfinished Danube-Bucharest Canal, which is 73 km (45 mi) long and around 70% completed, could link Bucharest to the Danube River, and via the Danube-Black Sea Canal, to the Black Sea. Works on the canal were suspended in 1989, but proposals have been made to resume construction as part of the European Strategy for the Danube Region.[93]
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Bucharest has a growing cultural scene, in fields including the visual arts, performing arts, and nightlife. Unlike other parts of Romania, such as the Black Sea coast or Transylvania, Bucharest's cultural scene has no defined style, and instead incorporates elements of Romanian and international culture.
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Bucharest has landmark buildings and monuments. Perhaps the most prominent of these is the Palace of the Parliament, built in the 1980s during the reign of Communist dictator Nicolae Ceaușescu. The largest Parliament building in the world, the palace houses the Romanian Parliament (the Chamber of Deputies, and the Senate), as well as the National Museum of Contemporary Art. The building boasts one of the largest convention centres in the world.
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Another landmark in Bucharest is Arcul de Triumf (The Triumphal Arch), built in its current form in 1935 and modelled after the Arc de Triomphe in Paris. A newer landmark of the city is the Memorial of Rebirth, a stylised marble pillar unveiled in 2005 to commemorate the victims of the Romanian Revolution of 1989, which overthrew Communism. The abstract monument sparked controversy when it was unveiled, being dubbed with names such as 'the olive on the toothpick', (măslina-n scobitoare), as many argued that it does not fit in its surroundings and believed that its choice was based on political reasons.[94]
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The Romanian Athenaeum building is considered a symbol of Romanian culture and since 2007 is on the list of the Label of European Heritage sites. It was built from 1886 to 1888 by the architect Paul Louis Albert Galeron, through public funding.[95][96]
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InterContinental Bucharest is a high-rise five-star hotel situated near University Square and is also a landmark of the city. The building is designed so that each room has a unique panorama of the city.[97]
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House of the Spark (Casa Scânteii) is a replica of the famous 'Lomonosov' Moscow State University. This edifice built in the characteristic style of the large-scale Soviet projects, was intended to be representative to the new political regime and to assert the superiority of the Communist doctrine. Construction started in 1952 and was completed in 1957, a few years after Stalin's death that occurred in 1953. Popularly known as Casa Scânteii ('House of the Spark') after the name of the official gazette of the Central Committee of the Romanian Communist Party, Scânteia, it was made for the purpose of bringing together under one roof all of Bucharest's official press and publishing houses. It is the only building in Bucharest featuring the 'Hammer and Sickle', the Red Star and other communist insignia carved into medallions adorning the façade.
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Other cultural venues include the National Museum of Art of Romania, Grigore Antipa National Museum of Natural History, Museum of the Romanian Peasant, National History Museum and the Military Museum.
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With a price tag of $250 million, Floreasca City Center opened in 2012.[98]
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Downtown Bucharest fountains in the Unirii Square
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Arcul de Triumf
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Interior of the Cărturești Carusel Bookstore
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New National Library of Romania
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Therme Bucharest is the largest thermal bath (spa) complex in Europe.
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In terms of visual arts, the city has museums featuring both classical and contemporary Romanian art, as well as selected international works. The National Museum of Art of Romania is perhaps the best-known of Bucharest museums. It is located in the royal palace and features collections of medieval and modern Romanian art, including works by sculptor Constantin Brâncuși, as well as an international collection assembled by the Romanian royal family.
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Other, smaller, museums contain specialised collections. The Zambaccian Museum, which is situated in the former home of art collector Krikor H. Zambaccian, contains works by well-known Romanian artists and international artists such as Paul Cézanne, Eugène Delacroix, Henri Matisse, Camille Pissarro, and Pablo Picasso.
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The Gheorghe Tattarescu Museum contains portraits of Romanian revolutionaries in exile such as Gheorghe Magheru, ștefan Golescu, and Nicolae Bălcescu, and allegorical compositions with revolutionary (Romania's rebirth, 1849) and patriotic (The Principalities' Unification, 1857) themes. Another impressive art collection gathering important Romanian painters, can be found at the Ligia and Pompiliu Macovei residence, which is open to visitors as it is now part of the Bucharest Museum patrimony.
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The Theodor Pallady Museum is situated in one of the oldest surviving merchant houses in Bucharest and includes works by Romanian painter Theodor Pallady, as well as European and oriental furniture pieces. The Museum of Art Collections contains the collections of Romanian art aficionados, including Krikor Zambaccian and Theodor Pallady.
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Despite the classical art galleries and museums in the city, a contemporary arts scene also exists. The National Museum of Contemporary Art (MNAC), situated in a wing of the Palace of the Parliament, was opened in 2004 and contains Romanian and international contemporary art. The MNAC also manages the Kalinderu MediaLab, which caters to multimedia and experimental art. Private art galleries are scattered throughout the city centre.
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The palace of the National Bank of Romania houses the national numismatic collection. Exhibits include banknotes, coins, documents, photographs, maps, silver and gold bullion bars, bullion coins, and dies and moulds. The building was constructed between 1884 and 1890. The thesaurus room contains notable marble decorations.
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Performing arts are some of the strongest cultural elements of Bucharest. The most famous symphony orchestra is National Radio Orchestra of Romania. One of the most prominent buildings is the neoclassical Romanian Athenaeum, which was founded in 1852, and hosts classical music concerts, the George Enescu Festival, and is home to the George Enescu Philharmonic Orchestra.
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Bucharest is home to the Romanian National Opera and the I.L. Caragiale National Theatre. Another well-known theatre in Bucharest is the State Jewish Theatre, which features plays starring world-renowned Romanian-Jewish actress Maia Morgenstern. Smaller theatres throughout the city cater to specific genres, such as the Comedy Theatre, the Nottara Theatre, the Bulandra Theatre, the Odeon Theatre, and the revue theatre of Constantin Tănase.
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Bucharest is home to Romania's largest recording labels, and is often the residence of Romanian musicians. Romanian rock bands of the 1970s and 1980s, such as Iris and Holograf, continue to be popular, particularly with the middle-aged, while since the beginning of the 1990s, the hip hop/rap scene has developed. Hip-hop bands and artists from Bucharest such as B.U.G. Mafia, Paraziții, and La Familia enjoy national and international recognition.
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The pop-rock band Taxi have been gaining international respect, as has Spitalul de Urgență's raucous updating of traditional Romanian music. While many neighbourhood discos play manele, an Oriental- and Roma-influenced genre of music that is particularly popular in Bucharest's working-class districts, the city has a rich jazz and blues scene, and to an even larger extent, house music/trance and heavy metal/punk scenes. Bucharest's jazz profile has especially risen since 2002, with the presence of two venues, Green Hours and Art Jazz, as well as an American presence alongside established Romanians.
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With no central nightlife strip, entertainment venues are dispersed throughout the city, with clusters in Lipscani and Regie.
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A number of cultural festivals are held in Bucharest throughout the year, but most festivals take place in June, July, and August. The National Opera organises the International Opera Festival every year in May and June, which includes ensembles and orchestras from all over the world.
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The Romanian Athaeneum Society hosts the George Enescu Festival at locations throughout the city in September every two years (odd years). The Museum of the Romanian Peasant and the Village Museum organise events throughout the year, showcasing Romanian folk arts and crafts.
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In the 2000s, due to the growing prominence of the Chinese community in Bucharest, Chinese cultural events took place. The first officially organised Chinese festival was the Chinese New Year's Eve Festival of February 2005, which took place in Nichita Stănescu Park and was organised by the Bucharest City Hall.[100]
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In 2005, Bucharest was the first city in Southeastern Europe to host the international CowParade, which resulted in dozens of decorated cow sculptures being placed across the city.
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In 2004, Bucharest imposed in the circle of important festivals in Eastern Europe with the Bucharest International Film Festival, an event widely acknowledged in Europe, having as guests of honour famous names from the world cinema: Andrei Konchalovsky, Danis Tanović, Nikita Mikhalkov, Rutger Hauer, Jerzy Skolimowski, Jan Harlan, Radu Mihăileanu, and many others.[101]
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Since 2005, Bucharest has its own contemporary art biennale, the Bucharest Biennale.
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Romanian Athenaeum
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George Enescu Festival hosting concert at the George Enescu Philharmonic
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George Enescu statue in front of the Romanian National Opera
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Mihail Jora Concert Studio
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Romanian Academy headquarters
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Romanian Academy library
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Traditional Romanian culture continues to have a major influence in arts such as theatre, film, and music. Bucharest has two internationally renowned ethnographic museums, the Museum of the Romanian Peasant and the open-air Dimitrie Gusti National Village Museum, in King Michael I Park. It contains 272 authentic buildings and peasant farms from all over Romania.[102]
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The Museum of the Romanian Peasant was declared the European Museum of the Year in 1996. Patronised by the Ministry of Culture, the museum preserves and exhibits numerous collections of objects and monuments of material and spiritual culture. The Museum of the Romanian Peasant holds one of the richest collections of peasant objects in Romania, its heritage being nearly 90,000 pieces, those being divided into several collections: ceramics, costumes, textiles, wooden objects, religious objects, customs, etc.[103]
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The Museum of Romanian History is another important museum in Bucharest, containing a collection of artefacts detailing Romanian history and culture from the prehistoric times, Dacian era, medieval times, and the modern era.
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Bucharest is the seat of the Patriarch of the Romanian Orthodox Church, one of the Eastern Orthodox churches in communion with the Patriarch of Constantinople, and also of its subdivisions, the Metropolis of Muntenia and Dobrudja and the Archbishopric of Bucharest. Orthodox believers consider Demetrius Basarabov to be the patron saint of the city.
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The city is a centre for other Christian organizations in Romania, including the Roman Catholic Archdiocese of Bucharest, established in 1883, and the Romanian Greek-Catholic Eparchy of Saint Basil the Great, founded in 2014.
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Bucharest also hosts 6 synagogues, including the Choral Temple of Bucharest, the Great Synagogue of Bucharest and the Holy Union Temple. The latter was converted into the Museum of the History of the Romanian Jewish Community, while the Great Synagogue and the Choral Temple are both active and hold regular services.[104]
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A mosque with a capacity of 2,000 people[105] was in the planning stages on 22–30 Expoziției Boulevard. Later, the project was abandoned.[106]
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Palace of the Romanian Orthodox Patriarchate
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Curtea Veche church
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Greek Orthodox Church of Bucharest
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Russian Orthodox Church
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Roman Catholic Archdiocese of Bucharest
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Italian Roman Catholic Church
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Lutheran Church
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Sacré-Coeur French Church
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Anglican Church of the Resurrection
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Choral Synagogue
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The city centre is a mixture of medieval, neoclassical, Art Deco, and Art Nouveau buildings, as well as 'neo-Romanian' buildings dating from the beginning of the 20th century and a collection of modern buildings from the 1920s and 1930s.[citation needed] The mostly utilitarian Communist-era architecture dominates most southern boroughs. Recently built contemporary structures such as skyscrapers and office buildings complete the landscape.
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Of the city's medieval architecture, most of what survived into modern times was destroyed by Communist systematization, fire, and military incursions. Some medieval and renaissance edifices remain, the most notable are in the Lipscani area. This precinct contains notable buildings such as Manuc's Inn (Hanul lui Manuc) and the ruins of the Old Court (Curtea Veche); during the late Middle Ages, this area was the heart of commerce in Bucharest. From the 1970s onwards, the area went through urban decline, and many historical buildings fell into disrepair. In 2005, the Lipscani area was restored.[107]
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To execute a massive redevelopment project during the rule of Nicolae Ceausescu, the government conducted extensive demolition of churches and many other historic structures in Romania. According to Alexandru Budişteanu, former chief architect of Bucharest, 'The sight of a church bothered Ceauşescu. It didn't matter if they demolished or moved it, as long as it was no longer in sight'. Nevertheless, a project organised by Romanian engineer Eugeniu Iordǎchescu was able to move many historic structures to less-prominent sites and save them.[108]
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The city centre has retained architecture from the late 19th and early 20th centuries, particularly the interwar period, which is often seen as the 'golden age' of Bucharest architecture. During this time, the city grew in size and wealth, therefore seeking to emulate other large European capitals such as Paris. Much of the architecture of the time belongs to a Modern (rationalist) Architecture current, led by Horia Creangă and Marcel Iancu.
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In Romania, the tendencies of innovation in the architectural language met the need of valorisation and affirmation of the national cultural identity. The Art Nouveau movement finds expression through new architectural style initiated by Ion Mincu and taken over by other prestigious architects who capitalise important references of Romanian laic and medieval ecclesiastical architecture (for example the Mogoșoaia Palace, the Stavropoleos Church or the disappeared church of Văcărești Monastery) and Romanian folk motifs.[109]
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Two notable buildings from this time are the Crețulescu Palace, housing cultural institutions including UNESCO's European Centre for Higher Education, and the Cotroceni Palace, the residence of the Romanian President. Many large-scale constructions such as the Gara de Nord, the busiest railway station in the city, National Bank of Romania's headquarters, and the Telephone Palace date from these times. In the 2000s, historic buildings in the city centre underwent restoration. In some residential areas of the city, particularly in high-income central and northern districts, turn-of-the-20th-century villas were mostly restored beginning in the late 1990s.
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French Baroque style – Cantacuzino Palace
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French Neoclassical style – Palace of the National Military Circle
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Neoclassical style –National Museum of Romanian History
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Eclectic style – CEC Palace
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Gothic Revival – Caru' cu Bere
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A major part of Bucharest's architecture is made up of buildings constructed during the Communist era replacing the historical architecture with high-density apartment blocks – significant portions of the historic centre of Bucharest were demolished to construct one of the largest buildings in the world, the Palace of the Parliament (then officially called the House of the Republic). In Nicolae Ceaușescu's project of systematization, new buildings were built in previously historical areas, which were razed and then built upon.
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One of the singular examples of this type of architecture is Centrul Civic, a development that replaced a major part of Bucharest's historic city centre with giant utilitarian buildings, mainly with marble or travertine façades, inspired by North Korean architecture. The mass demolitions that occurred in the 1980s, under which an overall area of eight square kilometres of the historic centre of Bucharest were levelled, including monasteries, churches, synagogues, a hospital, and a noted Art Deco sports stadium, changed drastically the appearance of the city.
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Communist-era architecture can also be found in Bucharest's residential districts, mainly in blocuri, which are high-density apartment blocks that house the majority of the city's population. Initially, these apartment blocks started to be constructed in the 1960s, on relatively empty areas and fields (good examples include Pajura, Drumul Taberei, Berceni and Titan), however with the 1970s, they mostly targeted peripheral neighbourhoods such as Colentina, Pantelimon, Militari and Rahova. Construction of these apartment blocks were also often randomised, for instance some small streets were demolished and later widened with the blocks being built next to them, but other neighbouring streets were left intact (like in the example of Calea Moșilor from 1978–1982), or built in various patterns such as the Piața Iancului-Lizeanu apartment buildings from 1962–1963.
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There is also communist architecture that was built in the early years of the system, in the late 1940s and 1950s. Buildings constructed in this era followed the Soviet Stalinist trend of Socialist Realism, and include the House of the Free Press (which was named Casa Scînteii during communism).
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Palace of the Parliament, the largest assembly structure in the world
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Centrul Civic, panoramic view
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Colentina district with Ceaușescu-style blocuri flats
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Apartment blocks on Unirii Boulevard, built in the 1980s
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The House of the Free Press was the tallest in the city in Socialist Romania
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Since the fall of Communism in 1989, several Communist-era buildings have been refurbished, modernised, and used for other purposes.[110] Perhaps the best example of this is the conversion of obsolete retail complexes into shopping malls and commercial centres. These giant, circular halls, which were unofficially called hunger circuses due to the food shortages experienced in the 1980s, were constructed during the Ceaușescu era to act as produce markets and refectories, although most were left unfinished at the time of the revolution.
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Modern shopping malls such as the Unirea Shopping Centre, Bucharest Mall, Plaza Romania, and City Mall emerged on pre-existent structures of former hunger circuses. Another example is the conversion of a large utilitarian construction in Centrul Civic into a Marriott Hotel. This process was accelerated after 2000, when the city underwent a property boom, and many Communist-era buildings in the city centre became prime real estate due to their location. Many Communist-era apartment blocks have also been refurbished to improve urban appearance.
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The newest contribution to Bucharest's architecture took place after the fall of Communism, particularly after 2000, when the city went through a period of urban renewal – and architectural revitalization – on the back of Romania's economic growth. Buildings from this time are mostly made of glass and steel, and often have more than 10 storeys. Examples include shopping malls (particularly the Bucharest Mall, a conversion and extension of an abandoned building), office buildings, bank headquarters, etc.[citation needed]
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During the last ten years, several high rise office buildings were built, particularly in the northern and eastern parts of the city. Additionally, a trend to add modern wings and façades to historic buildings has occurred, the most prominent example of which is the Bucharest Architects' Association Building, which is a modern glass-and-steel construction built inside a historic stone façade. In 2013, the Bucharest skyline enriched with a 137-m-high office building (SkyTower of Floreasca City Centre), the tallest building in Romania. Examples of modern skyscrapers built in the 21st century include Bucharest Tower Centre, Euro Tower, Nusco Tower, Cathedral Plaza, City Gate Towers, Rin Grand Hotel, Premium Plaza,
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Bucharest Corporate Centre, Millennium Business Centre, PGV Tower, Charles de Gaulle Plaza, Business Development Centre Bucharest, BRD Tower, and Bucharest Financial Plaza. Despite this development on vertical, Romanian architects avoid designing very tall buildings due to vulnerability to earthquakes.[111]
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Aside from buildings used for business and institutions, residential developments have also been built, many of which consist of high-rise office buildings and suburban residential communities. An example of a new high rise residential complex is Asmita Gardens. These developments are increasingly prominent in northern Bucharest, which is less densely populated and is home to middle- and upper-class Bucharesters due to the process of gentrification.
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Skyscraper on the Splaiul Unirii
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Metropolis Center (office buildings)
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Bucharest Financial Plaza
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Corporate buildings
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City Gate Towers office buildings
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Asmita Gardens residential complex
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Overall, 159 faculties are in 34 universities. Sixteen public universities are in Bucharest, the largest of which are the University of Bucharest, the Politehnica University of Bucharest, the Bucharest Academy of Economic Studies, the Carol Davila University of Medicine and Pharmacy, the National University of Political Studies and Public Administration and the University of Agronomic Sciences and Veterinary Medicine of Bucharest.
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These are supplemented by nineteen private universities, such as the Romanian-American University.[112] Private universities, however, have a mixed reputation due to irregularities.[113][114]
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In the 2020 QS World University Rankings, from Bucharest, only the University of Bucharest was included in the top universities of the world. The Politehnica University disappeared from the ranking.[115] Also, in recent years, the city has had increasing numbers of foreign students enrolling in its universities.[116]
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The first modern educational institution was the Princely Academy from Bucharest, founded in 1694 and divided in 1864 to form the present-day University of Bucharest and the Saint Sava National College, both of which are among the most prestigious of their kind in Romania.[117][118]
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Over 450 public primary and secondary schools are in the city, all of which are administered by the Bucharest Municipal Schooling Inspectorate. Each sector also has its own Schooling Inspectorate, subordinated to the municipal one.
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University of Bucharest (UB)
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Rectorate of the Politehnica University (PUB) at night
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Library of the Politehnica University
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Bucharest Academy of Economic Studies (ASE)
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Central University Library
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University of Medicine and Pharmacy (UMFCD)
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The city is well-served by a modern landline and mobile network. Offices of Poșta Română, the national postal operator, are spread throughout the city, with the central post office (Romanian: Oficiul Poștal București 1) located at 12 Matei Millo Street. Public telephones are located in many places and are operated by Telekom Romania, a subsidiary of Deutsche Telekom and successor of the former monopoly Romtelecom.
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Bucharest is headquarters of most of the national television networks and national newspapers, radio stations and online news websites. The largest daily newspapers in Bucharest include Evenimentul Zilei, Jurnalul Național, Cotidianul, România Liberă, and Adevărul, while the biggest news websites are Hotnews.ro (with an English and Spanish version), Ziare.com, and Gândul. During the rush hours, tabloid newspapers Click!, Libertatea, and Cancan are popular for commuters.
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A number of newspapers and media publications are based in Casa Presei Libere (The House of the Free Press), a landmark of northern Bucharest, originally named Casa Scânteii after the Communist Romania-era official newspaper Scînteia. Casa Presei Libere is not the only Bucharest landmark that grew out of the media and communications industry. Palatul Telefoanelor ('The Telephone Palace') was the first major modernist building on Calea Victoriei in the city's centre, and the massive, unfinished communist-era Casa Radio looms over a park a block away from the Opera.
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English-language newspapers first became available in the early 1930s and reappeared in the 1990s. The two daily English-language newspapers are the Bucharest Daily News and Nine O' Clock; several magazines and publications in other languages are available, such as the Hungarian-language daily Új Magyar Szó.
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Observator Cultural covers the city's arts, and the free weekly magazines Șapte Seri ('Seven Evenings') and B24FUN, list entertainment events. The city is home to the intellectual journal Dilema veche and the satire magazine Academia Cațavencu.
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One of the most modern hospitals in the capital is Colțea that has been re-equipped after a 90-million-euro investment in 2011. It specialises in oncological and cardiac disorders. It was built by Mihai Cantacuzino between 1701 and 1703, composed of many buildings, each with 12 to 30 beds, a church, three chapels, a school, and doctors' and teachers' houses.[119]
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Another conventional hospital is Pantelimon, which was established in 1733 by Grigore II Ghica. The surface area of the hospital land property was 400,000 m2 (4,305,564 sq ft). The hospital had in its inventory a house for infectious diseases and a house for persons with disabilities.
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Other hospitals or clinics are Bucharest Emergency Hospital, Floreasca Emergency Clinic Hospital, Bucharest University Emergency Hospital, and Fundeni Clinical Institute or Biomedica International and Euroclinic, which are private.
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Football is the most widely followed sport in Bucharest, with the city having numerous club teams, some of them being known throughout Europe: Steaua București, Dinamo București or Rapid București.
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Arena Națională, a new stadium inaugurated on 6 September 2011, hosted the 2012 Europa League Final[120] and has a 55,600-seat capacity, making it one of the largest stadiums in Southeastern Europe and one of the few with a roof.[121]
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Sport clubs have formed for handball, water polo, volleyball, rugby union, basketball and ice hockey. The majority of Romanian track and field athletes and most gymnasts are affiliated with clubs in Bucharest. The largest indoor arena in Bucharest is the Romexpo Dome with a seating capacity of 40,000. It can be used for boxing, kickboxing, handball and tennis.
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Starting in 2007, Bucharest has hosted annual races along a temporary urban track surrounding the Palace of the Parliament, called Bucharest Ring. The competition is called the Bucharest City Challenge, and has hosted FIA GT, FIA GT3, British F3, and Logan Cup races in 2007 and 2008. The 2009 and 2010 edition have not been held in Bucharest due to a lawsuit. Bucharest GP won the lawsuit that it initiated and will host city races around the Parliament starting 2011 with the Auto GP.[122] Since 2009, Bucharest has the largest Ferrari Shop in Eastern Europe and the 2nd largest in Europe after Milan shop.[123][124]
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Every year, Bucharest hosts the Bucharest Open international tennis tournament, which is included in the WTA Tour. The outdoor tournament is hosted by the tennis complex BNR Arenas. Ice hockey games are held at the Mihai Flamaropol Arena, which holds 8,000 spectators. Rugby games are held in different locations, but the most modern stadium is Arcul de Triumf Stadium, which is also home to the Romanian national rugby team.
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Bucharest was elected to host 4 matches from the UEFA Euro 2020 championship at the Arena Națională or Bucharest National Arena.[125] The championship was postponed for 2021 due to the COVID-19 outbreak.
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The twin towns and sister cities of Bucharest are:
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Partnerships:
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Coordinates: 51°30′3″N 0°8′31″W / 51.50083°N 0.14194°W / 51.50083; -0.14194
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Buckingham Palace (UK: /ˈbʌkɪŋəm/[1][2]) is the London residence and administrative headquarters of the monarch of the United Kingdom.[a][3] Located in the City of Westminster, the palace is often at the centre of state occasions and royal hospitality. It has been a focal point for the British people at times of national rejoicing and mourning.
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Originally known as Buckingham House, the building at the core of today's palace was a large townhouse built for the Duke of Buckingham in 1703 on a site that had been in private ownership for at least 150 years. It was acquired by King George III in 1761[4] as a private residence for Queen Charlotte and became known as The Queen's House. During the 19th century it was enlarged, principally by architects John Nash and Edward Blore, who constructed three wings around a central courtyard. Buckingham Palace became the London residence of the British monarch on the accession of Queen Victoria in 1837.
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The last major structural additions were made in the late 19th and early 20th centuries, including the East Front, which contains the well-known balcony on which the royal family traditionally congregates to greet crowds. A German bomb destroyed the palace chapel during World War II; the Queen's Gallery was built on the site and opened to the public in 1962 to exhibit works of art from the Royal Collection.
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The original early 19th-century interior designs, many of which survive, include widespread use of brightly coloured scagliola and blue and pink lapis, on the advice of Sir Charles Long. King Edward VII oversaw a partial redecoration in a Belle Époque cream and gold colour scheme. Many smaller reception rooms are furnished in the Chinese regency style with furniture and fittings brought from the Royal Pavilion at Brighton and from Carlton House. The palace has 775 rooms, and the garden is the largest private garden in London. The state rooms, used for official and state entertaining, are open to the public each year for most of August and September and on some days in winter and spring.
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In the Middle Ages, the site of the future palace formed part of the Manor of Ebury (also called Eia). The marshy ground was watered by the river Tyburn, which still flows below the courtyard and south wing of the palace.[5] Where the river was fordable (at Cow Ford), the village of Eye Cross grew. Ownership of the site changed hands many times; owners included Edward the Confessor and his queen consort Edith of Wessex in late Saxon times, and, after the Norman Conquest, William the Conqueror. William gave the site to Geoffrey de Mandeville, who bequeathed it to the monks of Westminster Abbey.[b]
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In 1531, Henry VIII acquired the Hospital of St James, which became St James's Palace,[6] from Eton College, and in 1536 he took the Manor of Ebury from Westminster Abbey.[7] These transfers brought the site of Buckingham Palace back into royal hands for the first time since William the Conqueror had given it away almost 500 years earlier.[8]
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Various owners leased it from royal landlords, and the freehold was the subject of frenzied speculation during the 17th century. By then, the old village of Eye Cross had long since fallen into decay, and the area was mostly wasteland.[9] Needing money, James I sold off part of the Crown freehold but retained part of the site on which he established a 4-acre (1.6 ha) mulberry garden for the production of silk. (This is at the north-west corner of today's palace.)[10] Clement Walker in Anarchia Anglicana (1649) refers to "new-erected sodoms and spintries at the Mulberry Garden at S. James's"; this suggests it may have been a place of debauchery. Eventually, in the late 17th century, the freehold was inherited from the property tycoon Sir Hugh Audley by the great heiress Mary Davies.[c]
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Possibly the first house erected within the site was that of a Sir William Blake, around 1624.[11] The next owner was Lord Goring, who from 1633 extended Blake's house and developed much of today's garden, then known as Goring Great Garden.[12][13] He did not, however, obtain the freehold interest in the mulberry garden. Unbeknown to Goring, in 1640 the document "failed to pass the Great Seal before King Charles I fled London, which it needed to do for legal execution".[14] It was this critical omission that helped the British royal family regain the freehold under King George III.[15]
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When the improvident Goring defaulted on his rents[16] Henry Bennet, 1st Earl of Arlington was able to purchase the lease of Goring House and he was occupying it when it burned down in 1674,[13] following which he constructed Arlington House on the site—the location of the southern wing of today's palace—the next year.[13] In 1698, John Sheffield, later the first Duke of Buckingham and Normanby, acquired the lease.[17]
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The house which forms the architectural core of the palace was built for the first Duke of Buckingham and Normanby in 1703 to the design of William Winde. The style chosen was of a large, three-floored central block with two smaller flanking service wings.[18] Buckingham House was eventually sold by Buckingham's illegitimate son, Sir Charles Sheffield, in 1761[4] to George III for £21,000.[19][d] Sheffield's leasehold on the mulberry garden site, the freehold of which was still owned by the royal family, was due to expire in 1774.[20]
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Under the new Crown ownership, the building was originally intended as a private retreat for King George III's wife, Queen Charlotte, and was accordingly known as The Queen's House. Remodelling of the structure began in 1762.[21] In 1775, an Act of Parliament settled the property on Queen Charlotte, in exchange for her rights to Somerset House,[22][e] and 14 of her 15 children were born there. Some furnishings were transferred from Carlton House, and others had been bought in France after the French Revolution[23] of 1789. While St James's Palace remained the official and ceremonial royal residence,[22] the name "Buckingham-palace" was used from at least 1791.[24]
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After his accession to the throne in 1820, King George IV continued the renovation with the idea in mind of a small, comfortable home. However, in 1826, while the work was in progress, the King decided to modify the house into a palace with the help of his architect John Nash.[25] The external façade was designed, keeping in mind the French neo-classical influence preferred by George IV. The cost of the renovations grew dramatically, and by 1829 the extravagance of Nash's designs resulted in his removal as the architect. On the death of George IV in 1830, his younger brother King William IV hired Edward Blore to finish the work.[26][27] After the destruction of the Palace of Westminster by fire in 1834, William considered converting the palace into the new Houses of Parliament.[28]
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Buckingham Palace finally became the principal royal residence in 1837, on the accession of Queen Victoria,[29] who was the first monarch to reside there; her predecessor William IV had died before its completion.[30] While the state rooms were a riot of gilt and colour, the necessities of the new palace were somewhat less luxurious. For one thing, it was reported the chimneys smoked so much that the fires had to be allowed to die down, and consequently the palace was often cold.[31] Ventilation was so bad that the interior smelled, and when it was decided to install gas lamps, there was a serious worry about the build-up of gas on the lower floors. It was also said that staff were lax and lazy and the palace was dirty.[31] Following the Queen's marriage in 1840, her husband, Prince Albert, concerned himself with a reorganisation of the household offices and staff, and with addressing the design faults of the palace.[32] By the end of 1840, all the problems had been rectified. However, the builders were to return within the decade.[32]
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By 1847, the couple had found the palace too small for court life and their growing family,[33] and consequently the new wing, designed by Edward Blore, was built by Thomas Cubitt,[34] enclosing the central quadrangle. The large East Front, facing The Mall, is today the "public face" of Buckingham Palace, and contains the balcony from which the royal family acknowledge the crowds on momentous occasions and after the annual Trooping the Colour.[35] The ballroom wing and a further suite of state rooms were also built in this period, designed by Nash's student Sir James Pennethorne.[36]
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Before Prince Albert's death, the palace was frequently the scene of musical entertainments,[37] and the most celebrated contemporary musicians entertained at Buckingham Palace. The composer Felix Mendelssohn is known to have played there on three occasions.[38] Johann Strauss II and his orchestra played there when in England.[39] Under Victoria, Buckingham Palace was frequently the scene of lavish costume balls, in addition to the usual royal ceremonies, investitures and presentations.[40]
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Widowed in 1861, the grief-stricken Queen withdrew from public life and left Buckingham Palace to live at Windsor Castle, Balmoral Castle and Osborne House. For many years the palace was seldom used, even neglected. In 1864, a note was found pinned to the fence of Buckingham Palace, saying: "These commanding premises to be let or sold, in consequence of the late occupant's declining business."[41] Eventually, public opinion persuaded the Queen to return to London, though even then she preferred to live elsewhere whenever possible. Court functions were still held at Windsor Castle, presided over by the sombre Queen habitually dressed in mourning black, while Buckingham Palace remained shuttered for most of the year.[42]
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The front of the palace measures 355 feet (108 m) across, by 390 ft (120 m) deep, by 80 ft (24 m) high and contains over 830,000 sq ft (77,000 m2) of floorspace.[43] There are 775 rooms, including 188 staff bedrooms, 92 offices, 78 bathrooms, 52 principal bedrooms, and 19 state rooms. It also has a post office, cinema, swimming pool, doctor's surgery,[44] and jeweller's workshop.[45]
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The principal rooms are contained on the piano nobile behind the west-facing garden façade at the rear of the palace. The centre of this ornate suite of state rooms is the Music Room, its large bow the dominant feature of the façade. Flanking the Music Room are the Blue and the White Drawing Rooms. At the centre of the suite, serving as a corridor to link the state rooms, is the Picture Gallery, which is top-lit and 55 yards (50 m) long.[46] The Gallery is hung with numerous works including some by Rembrandt, van Dyck, Rubens and Vermeer;[47] other rooms leading from the Picture Gallery are the Throne Room and the Green Drawing Room. The Green Drawing Room serves as a huge anteroom to the Throne Room, and is part of the ceremonial route to the throne from the Guard Room at the top of the Grand Staircase.[46] The Guard Room contains white marble statues of Queen Victoria and Prince Albert, in Roman costume, set in a tribune lined with tapestries. These very formal rooms are used only for ceremonial and official entertaining but are open to the public every summer.[48]
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Directly underneath the State Apartments are the less grand semi-state apartments. Opening from the Marble Hall, these rooms are used for less formal entertaining, such as luncheon parties and private audiences. Some of the rooms are named and decorated for particular visitors, such as the 1844 Room, decorated in that year for the state visit of Tsar Nicholas I of Russia, and the 1855 Room, in honour of the visit of Emperor Napoleon III of France.[49] At the centre of this suite is the Bow Room, through which thousands of guests pass annually to the Queen's garden parties.[50] The Queen and Prince Philip use a smaller suite of rooms in the north wing.[51]
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Between 1847 and 1850, when Blore was building the new east wing, the Brighton Pavilion was once again plundered of its fittings. As a result, many of the rooms in the new wing have a distinctly oriental atmosphere. The red and blue Chinese Luncheon Room is made up from parts of the Brighton Banqueting and Music Rooms with a large oriental chimney piece designed by Robert Jones and sculpted by Richard Westmacott.[52] It was formerly in the Music Room at the Brighton Pavilion.[52] The ornate clock, known as the Kylin Clock, was made in Jingdezhen, Jiangxi Province, China, in the second half of the 18th century; it has a later movement by Benjamin Vulliamy circa 1820.[53] The Yellow Drawing Room has wallpaper supplied in 1817 for the Brighton Saloon, and a chimney piece which is a European vision of how the Chinese chimney piece may appear. It has nodding mandarins in niches and fearsome winged dragons, designed by Robert Jones.[54]
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At the centre of this wing is the famous balcony with the Centre Room behind its glass doors. This is a Chinese-style saloon enhanced by Queen Mary, who, working with the designer Sir Charles Allom, created a more "binding"[55] Chinese theme in the late 1920s, although the lacquer doors were brought from Brighton in 1873. Running the length of the piano nobile of the east wing is the Great Gallery, modestly known as the Principal Corridor, which runs the length of the eastern side of the quadrangle.[56] It has mirrored doors and mirrored cross walls reflecting porcelain pagodas and other oriental furniture from Brighton. The Chinese Luncheon Room and Yellow Drawing Room are situated at each end of this gallery, with the Centre Room in between.[57]
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The original early 19th-century interior designs, many of which still survive, included widespread use of brightly coloured scagliola and blue and pink lapis, on the advice of Sir Charles Long. King Edward VII oversaw a partial redecoration in a Belle époque cream and gold colour scheme.[58]
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When paying a state visit to Britain, foreign heads of state are usually entertained by the Queen at Buckingham Palace. They are allocated an extensive suite of rooms known as the Belgian Suite, situated at the foot of the Minister's Staircase, on the ground floor of the north-facing Garden Wing. Narrow corridors link the rooms of the suite, one of them is given extra height and perspective by saucer domes designed by Nash in the style of Soane.[59] A second corridor in the suite has Gothic-influenced cross-over vaulting.[59] The Belgian Rooms themselves were decorated in their present style and named after King Leopold I of Belgium, uncle of Queen Victoria and Prince Albert. In 1936, the suite briefly became the private apartments of the palace when King Edward VIII occupied them.[44]
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Investitures, which include the conferring of knighthoods by dubbing with a sword, and other awards take place in the palace's Ballroom, built in 1854. At 120 ft (36.6 m) long, 60 ft (18 m) wide and 45 ft (13.5 m) high,[44] it is the largest room in the palace. It has replaced the throne room in importance and use. During investitures, the Queen stands on the throne dais beneath a giant, domed velvet canopy, known as a shamiana or a baldachin, that was used at the Delhi Durbar in 1911.[60] A military band plays in the musicians' gallery as award recipients approach the Queen and receive their honours, watched by their families and friends.[61]
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State banquets also take place in the Ballroom; these formal dinners are held on the first evening of a state visit by a foreign head of state.[61] On these occasions, for up to 170 guests in formal "white tie and decorations", including tiaras, the dining table is laid with the Grand Service, a collection of silver-gilt plate made in 1811 for the Prince of Wales, later George IV.[62] The largest and most formal reception at Buckingham Palace takes place every November when the Queen entertains members of the diplomatic corps.[63] On this grand occasion, all the state rooms are in use, as the royal family proceed through them,[64] beginning at the great north doors of the Picture Gallery. As Nash had envisaged, all the large, double-mirrored doors stand open, reflecting the numerous crystal chandeliers and sconces, creating a deliberate optical illusion of space and light.[65]
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Smaller ceremonies such as the reception of new ambassadors take place in the "1844 Room". Here too, the Queen holds small lunch parties, and often meetings of the Privy Council. Larger lunch parties often take place in the curved and domed Music Room or the State Dining Room.[66] Since the bombing of the palace chapel in World War II, royal christenings have sometimes taken place in the Music Room. The Queen's first three children were all baptised there.[67] On all formal occasions, the ceremonies are attended by the Yeomen of the Guard, in their historic uniforms, and other officers of the court such as the Lord Chamberlain.[66]
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Formerly, men not wearing military uniform wore knee breeches of 18th-century design. Women's evening dress included trains and tiaras or feathers in their hair (often both). The dress code governing formal court uniform and dress has progressively relaxed. After the First World War, when Queen Mary wished to follow fashion by raising her skirts a few inches from the ground, she requested a lady-in-waiting to shorten her own skirt first to gauge the King's reaction. King George V disapproved, so the Queen kept her hemline unfashionably low.[68] Following his accession in 1936, King George VI and Queen Elizabeth allowed the hemline of daytime skirts to rise. Today, there is no official dress code.[44] Most men invited to Buckingham Palace in the daytime choose to wear service uniform or lounge suits;[44] a minority wear morning coats, and in the evening, depending on the formality of the occasion, black tie or white tie.[69]
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Débutantes were aristocratic young ladies making their first entrée into society through a presentation to the monarch at court. These occasions, known as "coming out", took place at the palace from the reign of Edward VII. The débutantes entered—wearing full court dress, with three ostrich feathers in their hair—curtsied, performed a backwards walk and a further curtsey, while manoeuvring a dress train of prescribed length. The ceremony, known as an evening court, corresponded to the "court drawing rooms" of Victoria's reign.[70] After World War II, the ceremony was replaced by less formal afternoon receptions, omitting the requirement court evening dress.[71] In 1958, the Queen abolished the presentation parties for débutantes,[72] replacing them with Garden Parties,[f] for up to 8,000 invitees in the Garden. They are the largest functions of the year.[74]
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The boy Jones was an intruder who gained entry to the palace on three occasions between 1838 and 1841.[75][76] At least 12 people have managed to gain unauthorised entry into the palace or its grounds since 1914,[77] including Michael Fagan, who broke into the palace twice in 1982 and entered the Queen's bedroom on the second occasion. At the time, news media reported that he had a long conversation with the Queen while she waited for security officers to arrive, but in a 2012 interview with The Independent, Fagan said the Queen ran out of the room, and no conversation took place.[78] It was only in 2007 that trespassing on the palace grounds became a specific criminal offence.[79][g]
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At the rear of the palace is the large and park-like garden, which together with its lake is the largest private garden in London.[82] There, the Queen hosts her annual garden parties each summer and also holds large functions to celebrate royal milestones, such as jubilees. It covers 40 acres (16 ha) and includes a helicopter landing area, a lake, and a tennis court.[44]
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Adjacent to the palace is the Royal Mews, also designed by Nash, where the royal carriages, including the Gold State Coach, are housed. This rococo gilt coach, designed by Sir William Chambers in 1760, has painted panels by G. B. Cipriani. It was first used for the State Opening of Parliament by George III in 1762 and has been used by the monarch for every coronation since George IV. It was last used for the Golden Jubilee of Elizabeth II.[83] Also housed in the mews are the coach horses used at royal ceremonial processions.[84]
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The Mall, a ceremonial approach route to the palace, was designed by Sir Aston Webb and completed in 1911 as part of a grand memorial to Queen Victoria. It extends from Admiralty Arch, across St James's Park to the Victoria Memorial. This route is used by the cavalcades and motorcades of visiting heads of state, and by the royal family on state occasions—such as the annual Trooping the Colour.[85]
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In 1901, the accession of Edward VII saw new life breathed into the palace. The King and his wife, Queen Alexandra, had always been at the forefront of London high society, and their friends, known as "the Marlborough House Set", were considered to be the most eminent and fashionable of the age. Buckingham Palace—the Ballroom, Grand Entrance, Marble Hall, Grand Staircase, vestibules and galleries redecorated in the Belle Époque cream and gold colour scheme they retain today—once again became a setting for entertaining on a majestic scale but leaving some to feel King Edward's heavy redecorations were at odds with Nash's original work.[86]
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The last major building work took place during the reign of King George V when, in 1913, Sir Aston Webb redesigned Blore's 1850 East Front to resemble in part Giacomo Leoni's Lyme Park in Cheshire. This new, refaced principal façade (of Portland stone) was designed to be the backdrop to the Victoria Memorial, a large memorial statue of Queen Victoria, placed outside the main gates.[87] George V, who had succeeded Edward VII in 1910, had a more serious personality than his father; greater emphasis was now placed on official entertaining and royal duties than on lavish parties.[88] He arranged a series of command performances featuring jazz musicians such as the Original Dixieland Jazz Band (1919; the first jazz performance for a head of state), Sidney Bechet, and Louis Armstrong (1932), which earned the palace a nomination in 2009 for a (Kind of) Blue Plaque by the Brecon Jazz Festival as one of the venues making the greatest contribution to jazz music in the United Kingdom.[89][90] King George V's wife, Queen Mary, was a connoisseur of the arts, and took a keen interest in the Royal Collection of furniture and art, both restoring and adding to it. Queen Mary also had many new fixtures and fittings installed, such as the pair of marble Empire style chimneypieces by Benjamin Vulliamy, dating from 1810, which the Queen had installed in the ground floor Bow Room, the huge low room at the centre of the garden façade. Queen Mary was also responsible for the decoration of the Blue Drawing Room.[91] This room, 69 feet (21 metres) long, previously known as the South Drawing Room, has a ceiling designed by Nash, coffered with huge gilt console brackets.[92]
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During World War I, the palace, then the home of King George V and Queen Mary, escaped unscathed. Its more valuable contents were evacuated to Windsor, but the royal family remained in residence. The King imposed rationing at the palace, much to the dismay of his guests and household.[93] To the King's later regret, David Lloyd George persuaded him to go further and ostentatiously lock the wine cellars and refrain from alcohol, to set a good example to the supposedly inebriated working class. The workers continued to imbibe, and the King was left unhappy at his enforced abstinence.[94] In 1938, the north-west pavilion, designed by Nash as a conservatory, was converted into a swimming pool.[95]
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During World War II, the palace was bombed nine times;[96] the most serious and publicised incident destroyed the palace chapel in 1940. This event was shown in cinemas throughout the UK to show the common suffering of rich and poor. One bomb fell in the palace quadrangle while King George VI and Queen Elizabeth were in the palace, and many windows were blown in and the chapel destroyed.[97] War-time coverage of such incidents was severely restricted, however. The King and Queen were filmed inspecting their bombed home, the smiling Queen, as always, immaculately dressed in a hat and matching coat seemingly unbothered by the damage around her. It was at this time the Queen famously declared: "I'm glad we have been bombed. Now I can look the East End in the face." The royal family were seen as sharing their subjects' hardship, as The Sunday Graphic reported:
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By the Editor: The King and Queen have endured the ordeal which has come to their subjects. For the second time a German bomber has tried to bring death and destruction to the home of Their Majesties ... When this war is over the common danger which King George and Queen Elizabeth have shared with their people will be a cherished memory and an inspiration through the years.[98]
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On 15 September 1940, known as the Battle of Britain Day, an RAF pilot, Ray Holmes of No. 504 Squadron RAF rammed a German Dornier Do 17 bomber he believed was going to bomb the Palace. Holmes had run out of ammunition and made the quick decision to ram it. Holmes bailed out and the aircraft crashed into the forecourt of London Victoria station.[99] The bomber's engine was later exhibited at the Imperial War Museum in London. The British pilot became a King's Messenger after the war and died at the age of 90 in 2005.[100]
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On VE Day—8 May 1945—the palace was the centre of British celebrations. The King, the Queen, Princess Elizabeth (the future Queen), and Princess Margaret appeared on the balcony, with the palace's blacked-out windows behind them, to cheers from a vast crowd in The Mall.[101] The damaged Palace was carefully restored after the war by John Mowlem & Co.[102] It was designated a Grade I listed building in 1970.[103]
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Every year, some 50,000 invited guests are entertained at garden parties, receptions, audiences, and banquets. Three garden parties are held in the summer, usually in July.[104] The forecourt of Buckingham Palace is used for the Changing of the Guard, a major ceremony and tourist attraction (daily from April to July; every other day in other months).[105]
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The palace, like Windsor Castle, is owned by the reigning monarch in right of the Crown. It is not the monarch's personal property, unlike Sandringham House and Balmoral Castle.[106] Many of the contents of Buckingham Palace, Windsor Castle, Kensington Palace, and St James's Palace are part of the Royal Collection, held in trust by the Sovereign; they can, on occasion, be viewed by the public at the Queen's Gallery, near the Royal Mews. Unlike the palace and the castle, the purpose-built gallery is open continually and displays a changing selection of items from the collection.[107] It occupies the site of the chapel destroyed by an air raid in World War II.[17] The palace's state rooms have been open to the public during August and September and on some dates throughout the year since 1993. The money raised in entry fees was originally put towards the rebuilding of Windsor Castle after the 1992 fire devastated many of its state rooms.[108] In the year to 31 March 2017, 580,000 people visited the palace, and 154,000 visited the gallery.[109]
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Her Majesty's Government is responsible for maintaining the palace in exchange for the profits made by the Crown Estate.[110] In November 2015, the State Dining Room was closed for six months because its ceiling had become potentially dangerous.[111] A 10-year schedule of maintenance work, including new plumbing, wiring, boilers, and radiators, and the installation of solar panels on the roof, has been estimated to cost £369 million and was approved by the prime minister in November 2016. It will be funded by a temporary increase in the Sovereign Grant paid from the income of the Crown Estate and is intended to extend the building's working life by at least 50 years.[112][113] In March 2017, the House of Commons backed funding for the project by 464 votes to 56.[114]
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Buckingham Palace is a symbol and home of the British monarchy, an art gallery, and a tourist attraction. Behind the gilded railings and gates that were completed by the Bromsgrove Guild in 1911[42] and Webb's famous façade, which has been described in a book published by the Royal Collection Trust as looking "like everybody's idea of a palace",[42] is not only a weekday home of Queen Elizabeth II and Prince Philip but also the London residence of the Duke of York and the Earl and Countess of Wessex. The palace also houses their offices, as well as those of the Princess Royal and Princess Alexandra, and is the workplace of more than 800 people.[44][115]
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Coordinates: 51°30′3″N 0°8′31″W / 51.50083°N 0.14194°W / 51.50083; -0.14194
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Buckingham Palace (UK: /ˈbʌkɪŋəm/[1][2]) is the London residence and administrative headquarters of the monarch of the United Kingdom.[a][3] Located in the City of Westminster, the palace is often at the centre of state occasions and royal hospitality. It has been a focal point for the British people at times of national rejoicing and mourning.
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Originally known as Buckingham House, the building at the core of today's palace was a large townhouse built for the Duke of Buckingham in 1703 on a site that had been in private ownership for at least 150 years. It was acquired by King George III in 1761[4] as a private residence for Queen Charlotte and became known as The Queen's House. During the 19th century it was enlarged, principally by architects John Nash and Edward Blore, who constructed three wings around a central courtyard. Buckingham Palace became the London residence of the British monarch on the accession of Queen Victoria in 1837.
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The last major structural additions were made in the late 19th and early 20th centuries, including the East Front, which contains the well-known balcony on which the royal family traditionally congregates to greet crowds. A German bomb destroyed the palace chapel during World War II; the Queen's Gallery was built on the site and opened to the public in 1962 to exhibit works of art from the Royal Collection.
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The original early 19th-century interior designs, many of which survive, include widespread use of brightly coloured scagliola and blue and pink lapis, on the advice of Sir Charles Long. King Edward VII oversaw a partial redecoration in a Belle Époque cream and gold colour scheme. Many smaller reception rooms are furnished in the Chinese regency style with furniture and fittings brought from the Royal Pavilion at Brighton and from Carlton House. The palace has 775 rooms, and the garden is the largest private garden in London. The state rooms, used for official and state entertaining, are open to the public each year for most of August and September and on some days in winter and spring.
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In the Middle Ages, the site of the future palace formed part of the Manor of Ebury (also called Eia). The marshy ground was watered by the river Tyburn, which still flows below the courtyard and south wing of the palace.[5] Where the river was fordable (at Cow Ford), the village of Eye Cross grew. Ownership of the site changed hands many times; owners included Edward the Confessor and his queen consort Edith of Wessex in late Saxon times, and, after the Norman Conquest, William the Conqueror. William gave the site to Geoffrey de Mandeville, who bequeathed it to the monks of Westminster Abbey.[b]
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In 1531, Henry VIII acquired the Hospital of St James, which became St James's Palace,[6] from Eton College, and in 1536 he took the Manor of Ebury from Westminster Abbey.[7] These transfers brought the site of Buckingham Palace back into royal hands for the first time since William the Conqueror had given it away almost 500 years earlier.[8]
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Various owners leased it from royal landlords, and the freehold was the subject of frenzied speculation during the 17th century. By then, the old village of Eye Cross had long since fallen into decay, and the area was mostly wasteland.[9] Needing money, James I sold off part of the Crown freehold but retained part of the site on which he established a 4-acre (1.6 ha) mulberry garden for the production of silk. (This is at the north-west corner of today's palace.)[10] Clement Walker in Anarchia Anglicana (1649) refers to "new-erected sodoms and spintries at the Mulberry Garden at S. James's"; this suggests it may have been a place of debauchery. Eventually, in the late 17th century, the freehold was inherited from the property tycoon Sir Hugh Audley by the great heiress Mary Davies.[c]
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Possibly the first house erected within the site was that of a Sir William Blake, around 1624.[11] The next owner was Lord Goring, who from 1633 extended Blake's house and developed much of today's garden, then known as Goring Great Garden.[12][13] He did not, however, obtain the freehold interest in the mulberry garden. Unbeknown to Goring, in 1640 the document "failed to pass the Great Seal before King Charles I fled London, which it needed to do for legal execution".[14] It was this critical omission that helped the British royal family regain the freehold under King George III.[15]
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When the improvident Goring defaulted on his rents[16] Henry Bennet, 1st Earl of Arlington was able to purchase the lease of Goring House and he was occupying it when it burned down in 1674,[13] following which he constructed Arlington House on the site—the location of the southern wing of today's palace—the next year.[13] In 1698, John Sheffield, later the first Duke of Buckingham and Normanby, acquired the lease.[17]
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The house which forms the architectural core of the palace was built for the first Duke of Buckingham and Normanby in 1703 to the design of William Winde. The style chosen was of a large, three-floored central block with two smaller flanking service wings.[18] Buckingham House was eventually sold by Buckingham's illegitimate son, Sir Charles Sheffield, in 1761[4] to George III for £21,000.[19][d] Sheffield's leasehold on the mulberry garden site, the freehold of which was still owned by the royal family, was due to expire in 1774.[20]
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Under the new Crown ownership, the building was originally intended as a private retreat for King George III's wife, Queen Charlotte, and was accordingly known as The Queen's House. Remodelling of the structure began in 1762.[21] In 1775, an Act of Parliament settled the property on Queen Charlotte, in exchange for her rights to Somerset House,[22][e] and 14 of her 15 children were born there. Some furnishings were transferred from Carlton House, and others had been bought in France after the French Revolution[23] of 1789. While St James's Palace remained the official and ceremonial royal residence,[22] the name "Buckingham-palace" was used from at least 1791.[24]
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After his accession to the throne in 1820, King George IV continued the renovation with the idea in mind of a small, comfortable home. However, in 1826, while the work was in progress, the King decided to modify the house into a palace with the help of his architect John Nash.[25] The external façade was designed, keeping in mind the French neo-classical influence preferred by George IV. The cost of the renovations grew dramatically, and by 1829 the extravagance of Nash's designs resulted in his removal as the architect. On the death of George IV in 1830, his younger brother King William IV hired Edward Blore to finish the work.[26][27] After the destruction of the Palace of Westminster by fire in 1834, William considered converting the palace into the new Houses of Parliament.[28]
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Buckingham Palace finally became the principal royal residence in 1837, on the accession of Queen Victoria,[29] who was the first monarch to reside there; her predecessor William IV had died before its completion.[30] While the state rooms were a riot of gilt and colour, the necessities of the new palace were somewhat less luxurious. For one thing, it was reported the chimneys smoked so much that the fires had to be allowed to die down, and consequently the palace was often cold.[31] Ventilation was so bad that the interior smelled, and when it was decided to install gas lamps, there was a serious worry about the build-up of gas on the lower floors. It was also said that staff were lax and lazy and the palace was dirty.[31] Following the Queen's marriage in 1840, her husband, Prince Albert, concerned himself with a reorganisation of the household offices and staff, and with addressing the design faults of the palace.[32] By the end of 1840, all the problems had been rectified. However, the builders were to return within the decade.[32]
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By 1847, the couple had found the palace too small for court life and their growing family,[33] and consequently the new wing, designed by Edward Blore, was built by Thomas Cubitt,[34] enclosing the central quadrangle. The large East Front, facing The Mall, is today the "public face" of Buckingham Palace, and contains the balcony from which the royal family acknowledge the crowds on momentous occasions and after the annual Trooping the Colour.[35] The ballroom wing and a further suite of state rooms were also built in this period, designed by Nash's student Sir James Pennethorne.[36]
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Before Prince Albert's death, the palace was frequently the scene of musical entertainments,[37] and the most celebrated contemporary musicians entertained at Buckingham Palace. The composer Felix Mendelssohn is known to have played there on three occasions.[38] Johann Strauss II and his orchestra played there when in England.[39] Under Victoria, Buckingham Palace was frequently the scene of lavish costume balls, in addition to the usual royal ceremonies, investitures and presentations.[40]
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Widowed in 1861, the grief-stricken Queen withdrew from public life and left Buckingham Palace to live at Windsor Castle, Balmoral Castle and Osborne House. For many years the palace was seldom used, even neglected. In 1864, a note was found pinned to the fence of Buckingham Palace, saying: "These commanding premises to be let or sold, in consequence of the late occupant's declining business."[41] Eventually, public opinion persuaded the Queen to return to London, though even then she preferred to live elsewhere whenever possible. Court functions were still held at Windsor Castle, presided over by the sombre Queen habitually dressed in mourning black, while Buckingham Palace remained shuttered for most of the year.[42]
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The front of the palace measures 355 feet (108 m) across, by 390 ft (120 m) deep, by 80 ft (24 m) high and contains over 830,000 sq ft (77,000 m2) of floorspace.[43] There are 775 rooms, including 188 staff bedrooms, 92 offices, 78 bathrooms, 52 principal bedrooms, and 19 state rooms. It also has a post office, cinema, swimming pool, doctor's surgery,[44] and jeweller's workshop.[45]
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The principal rooms are contained on the piano nobile behind the west-facing garden façade at the rear of the palace. The centre of this ornate suite of state rooms is the Music Room, its large bow the dominant feature of the façade. Flanking the Music Room are the Blue and the White Drawing Rooms. At the centre of the suite, serving as a corridor to link the state rooms, is the Picture Gallery, which is top-lit and 55 yards (50 m) long.[46] The Gallery is hung with numerous works including some by Rembrandt, van Dyck, Rubens and Vermeer;[47] other rooms leading from the Picture Gallery are the Throne Room and the Green Drawing Room. The Green Drawing Room serves as a huge anteroom to the Throne Room, and is part of the ceremonial route to the throne from the Guard Room at the top of the Grand Staircase.[46] The Guard Room contains white marble statues of Queen Victoria and Prince Albert, in Roman costume, set in a tribune lined with tapestries. These very formal rooms are used only for ceremonial and official entertaining but are open to the public every summer.[48]
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Directly underneath the State Apartments are the less grand semi-state apartments. Opening from the Marble Hall, these rooms are used for less formal entertaining, such as luncheon parties and private audiences. Some of the rooms are named and decorated for particular visitors, such as the 1844 Room, decorated in that year for the state visit of Tsar Nicholas I of Russia, and the 1855 Room, in honour of the visit of Emperor Napoleon III of France.[49] At the centre of this suite is the Bow Room, through which thousands of guests pass annually to the Queen's garden parties.[50] The Queen and Prince Philip use a smaller suite of rooms in the north wing.[51]
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Between 1847 and 1850, when Blore was building the new east wing, the Brighton Pavilion was once again plundered of its fittings. As a result, many of the rooms in the new wing have a distinctly oriental atmosphere. The red and blue Chinese Luncheon Room is made up from parts of the Brighton Banqueting and Music Rooms with a large oriental chimney piece designed by Robert Jones and sculpted by Richard Westmacott.[52] It was formerly in the Music Room at the Brighton Pavilion.[52] The ornate clock, known as the Kylin Clock, was made in Jingdezhen, Jiangxi Province, China, in the second half of the 18th century; it has a later movement by Benjamin Vulliamy circa 1820.[53] The Yellow Drawing Room has wallpaper supplied in 1817 for the Brighton Saloon, and a chimney piece which is a European vision of how the Chinese chimney piece may appear. It has nodding mandarins in niches and fearsome winged dragons, designed by Robert Jones.[54]
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At the centre of this wing is the famous balcony with the Centre Room behind its glass doors. This is a Chinese-style saloon enhanced by Queen Mary, who, working with the designer Sir Charles Allom, created a more "binding"[55] Chinese theme in the late 1920s, although the lacquer doors were brought from Brighton in 1873. Running the length of the piano nobile of the east wing is the Great Gallery, modestly known as the Principal Corridor, which runs the length of the eastern side of the quadrangle.[56] It has mirrored doors and mirrored cross walls reflecting porcelain pagodas and other oriental furniture from Brighton. The Chinese Luncheon Room and Yellow Drawing Room are situated at each end of this gallery, with the Centre Room in between.[57]
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The original early 19th-century interior designs, many of which still survive, included widespread use of brightly coloured scagliola and blue and pink lapis, on the advice of Sir Charles Long. King Edward VII oversaw a partial redecoration in a Belle époque cream and gold colour scheme.[58]
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When paying a state visit to Britain, foreign heads of state are usually entertained by the Queen at Buckingham Palace. They are allocated an extensive suite of rooms known as the Belgian Suite, situated at the foot of the Minister's Staircase, on the ground floor of the north-facing Garden Wing. Narrow corridors link the rooms of the suite, one of them is given extra height and perspective by saucer domes designed by Nash in the style of Soane.[59] A second corridor in the suite has Gothic-influenced cross-over vaulting.[59] The Belgian Rooms themselves were decorated in their present style and named after King Leopold I of Belgium, uncle of Queen Victoria and Prince Albert. In 1936, the suite briefly became the private apartments of the palace when King Edward VIII occupied them.[44]
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Investitures, which include the conferring of knighthoods by dubbing with a sword, and other awards take place in the palace's Ballroom, built in 1854. At 120 ft (36.6 m) long, 60 ft (18 m) wide and 45 ft (13.5 m) high,[44] it is the largest room in the palace. It has replaced the throne room in importance and use. During investitures, the Queen stands on the throne dais beneath a giant, domed velvet canopy, known as a shamiana or a baldachin, that was used at the Delhi Durbar in 1911.[60] A military band plays in the musicians' gallery as award recipients approach the Queen and receive their honours, watched by their families and friends.[61]
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State banquets also take place in the Ballroom; these formal dinners are held on the first evening of a state visit by a foreign head of state.[61] On these occasions, for up to 170 guests in formal "white tie and decorations", including tiaras, the dining table is laid with the Grand Service, a collection of silver-gilt plate made in 1811 for the Prince of Wales, later George IV.[62] The largest and most formal reception at Buckingham Palace takes place every November when the Queen entertains members of the diplomatic corps.[63] On this grand occasion, all the state rooms are in use, as the royal family proceed through them,[64] beginning at the great north doors of the Picture Gallery. As Nash had envisaged, all the large, double-mirrored doors stand open, reflecting the numerous crystal chandeliers and sconces, creating a deliberate optical illusion of space and light.[65]
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Smaller ceremonies such as the reception of new ambassadors take place in the "1844 Room". Here too, the Queen holds small lunch parties, and often meetings of the Privy Council. Larger lunch parties often take place in the curved and domed Music Room or the State Dining Room.[66] Since the bombing of the palace chapel in World War II, royal christenings have sometimes taken place in the Music Room. The Queen's first three children were all baptised there.[67] On all formal occasions, the ceremonies are attended by the Yeomen of the Guard, in their historic uniforms, and other officers of the court such as the Lord Chamberlain.[66]
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Formerly, men not wearing military uniform wore knee breeches of 18th-century design. Women's evening dress included trains and tiaras or feathers in their hair (often both). The dress code governing formal court uniform and dress has progressively relaxed. After the First World War, when Queen Mary wished to follow fashion by raising her skirts a few inches from the ground, she requested a lady-in-waiting to shorten her own skirt first to gauge the King's reaction. King George V disapproved, so the Queen kept her hemline unfashionably low.[68] Following his accession in 1936, King George VI and Queen Elizabeth allowed the hemline of daytime skirts to rise. Today, there is no official dress code.[44] Most men invited to Buckingham Palace in the daytime choose to wear service uniform or lounge suits;[44] a minority wear morning coats, and in the evening, depending on the formality of the occasion, black tie or white tie.[69]
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Débutantes were aristocratic young ladies making their first entrée into society through a presentation to the monarch at court. These occasions, known as "coming out", took place at the palace from the reign of Edward VII. The débutantes entered—wearing full court dress, with three ostrich feathers in their hair—curtsied, performed a backwards walk and a further curtsey, while manoeuvring a dress train of prescribed length. The ceremony, known as an evening court, corresponded to the "court drawing rooms" of Victoria's reign.[70] After World War II, the ceremony was replaced by less formal afternoon receptions, omitting the requirement court evening dress.[71] In 1958, the Queen abolished the presentation parties for débutantes,[72] replacing them with Garden Parties,[f] for up to 8,000 invitees in the Garden. They are the largest functions of the year.[74]
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The boy Jones was an intruder who gained entry to the palace on three occasions between 1838 and 1841.[75][76] At least 12 people have managed to gain unauthorised entry into the palace or its grounds since 1914,[77] including Michael Fagan, who broke into the palace twice in 1982 and entered the Queen's bedroom on the second occasion. At the time, news media reported that he had a long conversation with the Queen while she waited for security officers to arrive, but in a 2012 interview with The Independent, Fagan said the Queen ran out of the room, and no conversation took place.[78] It was only in 2007 that trespassing on the palace grounds became a specific criminal offence.[79][g]
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At the rear of the palace is the large and park-like garden, which together with its lake is the largest private garden in London.[82] There, the Queen hosts her annual garden parties each summer and also holds large functions to celebrate royal milestones, such as jubilees. It covers 40 acres (16 ha) and includes a helicopter landing area, a lake, and a tennis court.[44]
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Adjacent to the palace is the Royal Mews, also designed by Nash, where the royal carriages, including the Gold State Coach, are housed. This rococo gilt coach, designed by Sir William Chambers in 1760, has painted panels by G. B. Cipriani. It was first used for the State Opening of Parliament by George III in 1762 and has been used by the monarch for every coronation since George IV. It was last used for the Golden Jubilee of Elizabeth II.[83] Also housed in the mews are the coach horses used at royal ceremonial processions.[84]
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The Mall, a ceremonial approach route to the palace, was designed by Sir Aston Webb and completed in 1911 as part of a grand memorial to Queen Victoria. It extends from Admiralty Arch, across St James's Park to the Victoria Memorial. This route is used by the cavalcades and motorcades of visiting heads of state, and by the royal family on state occasions—such as the annual Trooping the Colour.[85]
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In 1901, the accession of Edward VII saw new life breathed into the palace. The King and his wife, Queen Alexandra, had always been at the forefront of London high society, and their friends, known as "the Marlborough House Set", were considered to be the most eminent and fashionable of the age. Buckingham Palace—the Ballroom, Grand Entrance, Marble Hall, Grand Staircase, vestibules and galleries redecorated in the Belle Époque cream and gold colour scheme they retain today—once again became a setting for entertaining on a majestic scale but leaving some to feel King Edward's heavy redecorations were at odds with Nash's original work.[86]
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The last major building work took place during the reign of King George V when, in 1913, Sir Aston Webb redesigned Blore's 1850 East Front to resemble in part Giacomo Leoni's Lyme Park in Cheshire. This new, refaced principal façade (of Portland stone) was designed to be the backdrop to the Victoria Memorial, a large memorial statue of Queen Victoria, placed outside the main gates.[87] George V, who had succeeded Edward VII in 1910, had a more serious personality than his father; greater emphasis was now placed on official entertaining and royal duties than on lavish parties.[88] He arranged a series of command performances featuring jazz musicians such as the Original Dixieland Jazz Band (1919; the first jazz performance for a head of state), Sidney Bechet, and Louis Armstrong (1932), which earned the palace a nomination in 2009 for a (Kind of) Blue Plaque by the Brecon Jazz Festival as one of the venues making the greatest contribution to jazz music in the United Kingdom.[89][90] King George V's wife, Queen Mary, was a connoisseur of the arts, and took a keen interest in the Royal Collection of furniture and art, both restoring and adding to it. Queen Mary also had many new fixtures and fittings installed, such as the pair of marble Empire style chimneypieces by Benjamin Vulliamy, dating from 1810, which the Queen had installed in the ground floor Bow Room, the huge low room at the centre of the garden façade. Queen Mary was also responsible for the decoration of the Blue Drawing Room.[91] This room, 69 feet (21 metres) long, previously known as the South Drawing Room, has a ceiling designed by Nash, coffered with huge gilt console brackets.[92]
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During World War I, the palace, then the home of King George V and Queen Mary, escaped unscathed. Its more valuable contents were evacuated to Windsor, but the royal family remained in residence. The King imposed rationing at the palace, much to the dismay of his guests and household.[93] To the King's later regret, David Lloyd George persuaded him to go further and ostentatiously lock the wine cellars and refrain from alcohol, to set a good example to the supposedly inebriated working class. The workers continued to imbibe, and the King was left unhappy at his enforced abstinence.[94] In 1938, the north-west pavilion, designed by Nash as a conservatory, was converted into a swimming pool.[95]
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During World War II, the palace was bombed nine times;[96] the most serious and publicised incident destroyed the palace chapel in 1940. This event was shown in cinemas throughout the UK to show the common suffering of rich and poor. One bomb fell in the palace quadrangle while King George VI and Queen Elizabeth were in the palace, and many windows were blown in and the chapel destroyed.[97] War-time coverage of such incidents was severely restricted, however. The King and Queen were filmed inspecting their bombed home, the smiling Queen, as always, immaculately dressed in a hat and matching coat seemingly unbothered by the damage around her. It was at this time the Queen famously declared: "I'm glad we have been bombed. Now I can look the East End in the face." The royal family were seen as sharing their subjects' hardship, as The Sunday Graphic reported:
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By the Editor: The King and Queen have endured the ordeal which has come to their subjects. For the second time a German bomber has tried to bring death and destruction to the home of Their Majesties ... When this war is over the common danger which King George and Queen Elizabeth have shared with their people will be a cherished memory and an inspiration through the years.[98]
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On 15 September 1940, known as the Battle of Britain Day, an RAF pilot, Ray Holmes of No. 504 Squadron RAF rammed a German Dornier Do 17 bomber he believed was going to bomb the Palace. Holmes had run out of ammunition and made the quick decision to ram it. Holmes bailed out and the aircraft crashed into the forecourt of London Victoria station.[99] The bomber's engine was later exhibited at the Imperial War Museum in London. The British pilot became a King's Messenger after the war and died at the age of 90 in 2005.[100]
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On VE Day—8 May 1945—the palace was the centre of British celebrations. The King, the Queen, Princess Elizabeth (the future Queen), and Princess Margaret appeared on the balcony, with the palace's blacked-out windows behind them, to cheers from a vast crowd in The Mall.[101] The damaged Palace was carefully restored after the war by John Mowlem & Co.[102] It was designated a Grade I listed building in 1970.[103]
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Every year, some 50,000 invited guests are entertained at garden parties, receptions, audiences, and banquets. Three garden parties are held in the summer, usually in July.[104] The forecourt of Buckingham Palace is used for the Changing of the Guard, a major ceremony and tourist attraction (daily from April to July; every other day in other months).[105]
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The palace, like Windsor Castle, is owned by the reigning monarch in right of the Crown. It is not the monarch's personal property, unlike Sandringham House and Balmoral Castle.[106] Many of the contents of Buckingham Palace, Windsor Castle, Kensington Palace, and St James's Palace are part of the Royal Collection, held in trust by the Sovereign; they can, on occasion, be viewed by the public at the Queen's Gallery, near the Royal Mews. Unlike the palace and the castle, the purpose-built gallery is open continually and displays a changing selection of items from the collection.[107] It occupies the site of the chapel destroyed by an air raid in World War II.[17] The palace's state rooms have been open to the public during August and September and on some dates throughout the year since 1993. The money raised in entry fees was originally put towards the rebuilding of Windsor Castle after the 1992 fire devastated many of its state rooms.[108] In the year to 31 March 2017, 580,000 people visited the palace, and 154,000 visited the gallery.[109]
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Her Majesty's Government is responsible for maintaining the palace in exchange for the profits made by the Crown Estate.[110] In November 2015, the State Dining Room was closed for six months because its ceiling had become potentially dangerous.[111] A 10-year schedule of maintenance work, including new plumbing, wiring, boilers, and radiators, and the installation of solar panels on the roof, has been estimated to cost £369 million and was approved by the prime minister in November 2016. It will be funded by a temporary increase in the Sovereign Grant paid from the income of the Crown Estate and is intended to extend the building's working life by at least 50 years.[112][113] In March 2017, the House of Commons backed funding for the project by 464 votes to 56.[114]
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Buckingham Palace is a symbol and home of the British monarchy, an art gallery, and a tourist attraction. Behind the gilded railings and gates that were completed by the Bromsgrove Guild in 1911[42] and Webb's famous façade, which has been described in a book published by the Royal Collection Trust as looking "like everybody's idea of a palace",[42] is not only a weekday home of Queen Elizabeth II and Prince Philip but also the London residence of the Duke of York and the Earl and Countess of Wessex. The palace also houses their offices, as well as those of the Princess Royal and Princess Alexandra, and is the workplace of more than 800 people.[44][115]
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Coordinates: 51°30′3″N 0°8′31″W / 51.50083°N 0.14194°W / 51.50083; -0.14194
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Buckingham Palace (UK: /ˈbʌkɪŋəm/[1][2]) is the London residence and administrative headquarters of the monarch of the United Kingdom.[a][3] Located in the City of Westminster, the palace is often at the centre of state occasions and royal hospitality. It has been a focal point for the British people at times of national rejoicing and mourning.
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Originally known as Buckingham House, the building at the core of today's palace was a large townhouse built for the Duke of Buckingham in 1703 on a site that had been in private ownership for at least 150 years. It was acquired by King George III in 1761[4] as a private residence for Queen Charlotte and became known as The Queen's House. During the 19th century it was enlarged, principally by architects John Nash and Edward Blore, who constructed three wings around a central courtyard. Buckingham Palace became the London residence of the British monarch on the accession of Queen Victoria in 1837.
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The last major structural additions were made in the late 19th and early 20th centuries, including the East Front, which contains the well-known balcony on which the royal family traditionally congregates to greet crowds. A German bomb destroyed the palace chapel during World War II; the Queen's Gallery was built on the site and opened to the public in 1962 to exhibit works of art from the Royal Collection.
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The original early 19th-century interior designs, many of which survive, include widespread use of brightly coloured scagliola and blue and pink lapis, on the advice of Sir Charles Long. King Edward VII oversaw a partial redecoration in a Belle Époque cream and gold colour scheme. Many smaller reception rooms are furnished in the Chinese regency style with furniture and fittings brought from the Royal Pavilion at Brighton and from Carlton House. The palace has 775 rooms, and the garden is the largest private garden in London. The state rooms, used for official and state entertaining, are open to the public each year for most of August and September and on some days in winter and spring.
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In the Middle Ages, the site of the future palace formed part of the Manor of Ebury (also called Eia). The marshy ground was watered by the river Tyburn, which still flows below the courtyard and south wing of the palace.[5] Where the river was fordable (at Cow Ford), the village of Eye Cross grew. Ownership of the site changed hands many times; owners included Edward the Confessor and his queen consort Edith of Wessex in late Saxon times, and, after the Norman Conquest, William the Conqueror. William gave the site to Geoffrey de Mandeville, who bequeathed it to the monks of Westminster Abbey.[b]
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In 1531, Henry VIII acquired the Hospital of St James, which became St James's Palace,[6] from Eton College, and in 1536 he took the Manor of Ebury from Westminster Abbey.[7] These transfers brought the site of Buckingham Palace back into royal hands for the first time since William the Conqueror had given it away almost 500 years earlier.[8]
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Various owners leased it from royal landlords, and the freehold was the subject of frenzied speculation during the 17th century. By then, the old village of Eye Cross had long since fallen into decay, and the area was mostly wasteland.[9] Needing money, James I sold off part of the Crown freehold but retained part of the site on which he established a 4-acre (1.6 ha) mulberry garden for the production of silk. (This is at the north-west corner of today's palace.)[10] Clement Walker in Anarchia Anglicana (1649) refers to "new-erected sodoms and spintries at the Mulberry Garden at S. James's"; this suggests it may have been a place of debauchery. Eventually, in the late 17th century, the freehold was inherited from the property tycoon Sir Hugh Audley by the great heiress Mary Davies.[c]
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Possibly the first house erected within the site was that of a Sir William Blake, around 1624.[11] The next owner was Lord Goring, who from 1633 extended Blake's house and developed much of today's garden, then known as Goring Great Garden.[12][13] He did not, however, obtain the freehold interest in the mulberry garden. Unbeknown to Goring, in 1640 the document "failed to pass the Great Seal before King Charles I fled London, which it needed to do for legal execution".[14] It was this critical omission that helped the British royal family regain the freehold under King George III.[15]
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When the improvident Goring defaulted on his rents[16] Henry Bennet, 1st Earl of Arlington was able to purchase the lease of Goring House and he was occupying it when it burned down in 1674,[13] following which he constructed Arlington House on the site—the location of the southern wing of today's palace—the next year.[13] In 1698, John Sheffield, later the first Duke of Buckingham and Normanby, acquired the lease.[17]
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The house which forms the architectural core of the palace was built for the first Duke of Buckingham and Normanby in 1703 to the design of William Winde. The style chosen was of a large, three-floored central block with two smaller flanking service wings.[18] Buckingham House was eventually sold by Buckingham's illegitimate son, Sir Charles Sheffield, in 1761[4] to George III for £21,000.[19][d] Sheffield's leasehold on the mulberry garden site, the freehold of which was still owned by the royal family, was due to expire in 1774.[20]
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Under the new Crown ownership, the building was originally intended as a private retreat for King George III's wife, Queen Charlotte, and was accordingly known as The Queen's House. Remodelling of the structure began in 1762.[21] In 1775, an Act of Parliament settled the property on Queen Charlotte, in exchange for her rights to Somerset House,[22][e] and 14 of her 15 children were born there. Some furnishings were transferred from Carlton House, and others had been bought in France after the French Revolution[23] of 1789. While St James's Palace remained the official and ceremonial royal residence,[22] the name "Buckingham-palace" was used from at least 1791.[24]
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After his accession to the throne in 1820, King George IV continued the renovation with the idea in mind of a small, comfortable home. However, in 1826, while the work was in progress, the King decided to modify the house into a palace with the help of his architect John Nash.[25] The external façade was designed, keeping in mind the French neo-classical influence preferred by George IV. The cost of the renovations grew dramatically, and by 1829 the extravagance of Nash's designs resulted in his removal as the architect. On the death of George IV in 1830, his younger brother King William IV hired Edward Blore to finish the work.[26][27] After the destruction of the Palace of Westminster by fire in 1834, William considered converting the palace into the new Houses of Parliament.[28]
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Buckingham Palace finally became the principal royal residence in 1837, on the accession of Queen Victoria,[29] who was the first monarch to reside there; her predecessor William IV had died before its completion.[30] While the state rooms were a riot of gilt and colour, the necessities of the new palace were somewhat less luxurious. For one thing, it was reported the chimneys smoked so much that the fires had to be allowed to die down, and consequently the palace was often cold.[31] Ventilation was so bad that the interior smelled, and when it was decided to install gas lamps, there was a serious worry about the build-up of gas on the lower floors. It was also said that staff were lax and lazy and the palace was dirty.[31] Following the Queen's marriage in 1840, her husband, Prince Albert, concerned himself with a reorganisation of the household offices and staff, and with addressing the design faults of the palace.[32] By the end of 1840, all the problems had been rectified. However, the builders were to return within the decade.[32]
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By 1847, the couple had found the palace too small for court life and their growing family,[33] and consequently the new wing, designed by Edward Blore, was built by Thomas Cubitt,[34] enclosing the central quadrangle. The large East Front, facing The Mall, is today the "public face" of Buckingham Palace, and contains the balcony from which the royal family acknowledge the crowds on momentous occasions and after the annual Trooping the Colour.[35] The ballroom wing and a further suite of state rooms were also built in this period, designed by Nash's student Sir James Pennethorne.[36]
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Before Prince Albert's death, the palace was frequently the scene of musical entertainments,[37] and the most celebrated contemporary musicians entertained at Buckingham Palace. The composer Felix Mendelssohn is known to have played there on three occasions.[38] Johann Strauss II and his orchestra played there when in England.[39] Under Victoria, Buckingham Palace was frequently the scene of lavish costume balls, in addition to the usual royal ceremonies, investitures and presentations.[40]
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Widowed in 1861, the grief-stricken Queen withdrew from public life and left Buckingham Palace to live at Windsor Castle, Balmoral Castle and Osborne House. For many years the palace was seldom used, even neglected. In 1864, a note was found pinned to the fence of Buckingham Palace, saying: "These commanding premises to be let or sold, in consequence of the late occupant's declining business."[41] Eventually, public opinion persuaded the Queen to return to London, though even then she preferred to live elsewhere whenever possible. Court functions were still held at Windsor Castle, presided over by the sombre Queen habitually dressed in mourning black, while Buckingham Palace remained shuttered for most of the year.[42]
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The front of the palace measures 355 feet (108 m) across, by 390 ft (120 m) deep, by 80 ft (24 m) high and contains over 830,000 sq ft (77,000 m2) of floorspace.[43] There are 775 rooms, including 188 staff bedrooms, 92 offices, 78 bathrooms, 52 principal bedrooms, and 19 state rooms. It also has a post office, cinema, swimming pool, doctor's surgery,[44] and jeweller's workshop.[45]
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The principal rooms are contained on the piano nobile behind the west-facing garden façade at the rear of the palace. The centre of this ornate suite of state rooms is the Music Room, its large bow the dominant feature of the façade. Flanking the Music Room are the Blue and the White Drawing Rooms. At the centre of the suite, serving as a corridor to link the state rooms, is the Picture Gallery, which is top-lit and 55 yards (50 m) long.[46] The Gallery is hung with numerous works including some by Rembrandt, van Dyck, Rubens and Vermeer;[47] other rooms leading from the Picture Gallery are the Throne Room and the Green Drawing Room. The Green Drawing Room serves as a huge anteroom to the Throne Room, and is part of the ceremonial route to the throne from the Guard Room at the top of the Grand Staircase.[46] The Guard Room contains white marble statues of Queen Victoria and Prince Albert, in Roman costume, set in a tribune lined with tapestries. These very formal rooms are used only for ceremonial and official entertaining but are open to the public every summer.[48]
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Directly underneath the State Apartments are the less grand semi-state apartments. Opening from the Marble Hall, these rooms are used for less formal entertaining, such as luncheon parties and private audiences. Some of the rooms are named and decorated for particular visitors, such as the 1844 Room, decorated in that year for the state visit of Tsar Nicholas I of Russia, and the 1855 Room, in honour of the visit of Emperor Napoleon III of France.[49] At the centre of this suite is the Bow Room, through which thousands of guests pass annually to the Queen's garden parties.[50] The Queen and Prince Philip use a smaller suite of rooms in the north wing.[51]
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Between 1847 and 1850, when Blore was building the new east wing, the Brighton Pavilion was once again plundered of its fittings. As a result, many of the rooms in the new wing have a distinctly oriental atmosphere. The red and blue Chinese Luncheon Room is made up from parts of the Brighton Banqueting and Music Rooms with a large oriental chimney piece designed by Robert Jones and sculpted by Richard Westmacott.[52] It was formerly in the Music Room at the Brighton Pavilion.[52] The ornate clock, known as the Kylin Clock, was made in Jingdezhen, Jiangxi Province, China, in the second half of the 18th century; it has a later movement by Benjamin Vulliamy circa 1820.[53] The Yellow Drawing Room has wallpaper supplied in 1817 for the Brighton Saloon, and a chimney piece which is a European vision of how the Chinese chimney piece may appear. It has nodding mandarins in niches and fearsome winged dragons, designed by Robert Jones.[54]
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At the centre of this wing is the famous balcony with the Centre Room behind its glass doors. This is a Chinese-style saloon enhanced by Queen Mary, who, working with the designer Sir Charles Allom, created a more "binding"[55] Chinese theme in the late 1920s, although the lacquer doors were brought from Brighton in 1873. Running the length of the piano nobile of the east wing is the Great Gallery, modestly known as the Principal Corridor, which runs the length of the eastern side of the quadrangle.[56] It has mirrored doors and mirrored cross walls reflecting porcelain pagodas and other oriental furniture from Brighton. The Chinese Luncheon Room and Yellow Drawing Room are situated at each end of this gallery, with the Centre Room in between.[57]
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The original early 19th-century interior designs, many of which still survive, included widespread use of brightly coloured scagliola and blue and pink lapis, on the advice of Sir Charles Long. King Edward VII oversaw a partial redecoration in a Belle époque cream and gold colour scheme.[58]
|
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When paying a state visit to Britain, foreign heads of state are usually entertained by the Queen at Buckingham Palace. They are allocated an extensive suite of rooms known as the Belgian Suite, situated at the foot of the Minister's Staircase, on the ground floor of the north-facing Garden Wing. Narrow corridors link the rooms of the suite, one of them is given extra height and perspective by saucer domes designed by Nash in the style of Soane.[59] A second corridor in the suite has Gothic-influenced cross-over vaulting.[59] The Belgian Rooms themselves were decorated in their present style and named after King Leopold I of Belgium, uncle of Queen Victoria and Prince Albert. In 1936, the suite briefly became the private apartments of the palace when King Edward VIII occupied them.[44]
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Investitures, which include the conferring of knighthoods by dubbing with a sword, and other awards take place in the palace's Ballroom, built in 1854. At 120 ft (36.6 m) long, 60 ft (18 m) wide and 45 ft (13.5 m) high,[44] it is the largest room in the palace. It has replaced the throne room in importance and use. During investitures, the Queen stands on the throne dais beneath a giant, domed velvet canopy, known as a shamiana or a baldachin, that was used at the Delhi Durbar in 1911.[60] A military band plays in the musicians' gallery as award recipients approach the Queen and receive their honours, watched by their families and friends.[61]
|
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State banquets also take place in the Ballroom; these formal dinners are held on the first evening of a state visit by a foreign head of state.[61] On these occasions, for up to 170 guests in formal "white tie and decorations", including tiaras, the dining table is laid with the Grand Service, a collection of silver-gilt plate made in 1811 for the Prince of Wales, later George IV.[62] The largest and most formal reception at Buckingham Palace takes place every November when the Queen entertains members of the diplomatic corps.[63] On this grand occasion, all the state rooms are in use, as the royal family proceed through them,[64] beginning at the great north doors of the Picture Gallery. As Nash had envisaged, all the large, double-mirrored doors stand open, reflecting the numerous crystal chandeliers and sconces, creating a deliberate optical illusion of space and light.[65]
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Smaller ceremonies such as the reception of new ambassadors take place in the "1844 Room". Here too, the Queen holds small lunch parties, and often meetings of the Privy Council. Larger lunch parties often take place in the curved and domed Music Room or the State Dining Room.[66] Since the bombing of the palace chapel in World War II, royal christenings have sometimes taken place in the Music Room. The Queen's first three children were all baptised there.[67] On all formal occasions, the ceremonies are attended by the Yeomen of the Guard, in their historic uniforms, and other officers of the court such as the Lord Chamberlain.[66]
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Formerly, men not wearing military uniform wore knee breeches of 18th-century design. Women's evening dress included trains and tiaras or feathers in their hair (often both). The dress code governing formal court uniform and dress has progressively relaxed. After the First World War, when Queen Mary wished to follow fashion by raising her skirts a few inches from the ground, she requested a lady-in-waiting to shorten her own skirt first to gauge the King's reaction. King George V disapproved, so the Queen kept her hemline unfashionably low.[68] Following his accession in 1936, King George VI and Queen Elizabeth allowed the hemline of daytime skirts to rise. Today, there is no official dress code.[44] Most men invited to Buckingham Palace in the daytime choose to wear service uniform or lounge suits;[44] a minority wear morning coats, and in the evening, depending on the formality of the occasion, black tie or white tie.[69]
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Débutantes were aristocratic young ladies making their first entrée into society through a presentation to the monarch at court. These occasions, known as "coming out", took place at the palace from the reign of Edward VII. The débutantes entered—wearing full court dress, with three ostrich feathers in their hair—curtsied, performed a backwards walk and a further curtsey, while manoeuvring a dress train of prescribed length. The ceremony, known as an evening court, corresponded to the "court drawing rooms" of Victoria's reign.[70] After World War II, the ceremony was replaced by less formal afternoon receptions, omitting the requirement court evening dress.[71] In 1958, the Queen abolished the presentation parties for débutantes,[72] replacing them with Garden Parties,[f] for up to 8,000 invitees in the Garden. They are the largest functions of the year.[74]
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The boy Jones was an intruder who gained entry to the palace on three occasions between 1838 and 1841.[75][76] At least 12 people have managed to gain unauthorised entry into the palace or its grounds since 1914,[77] including Michael Fagan, who broke into the palace twice in 1982 and entered the Queen's bedroom on the second occasion. At the time, news media reported that he had a long conversation with the Queen while she waited for security officers to arrive, but in a 2012 interview with The Independent, Fagan said the Queen ran out of the room, and no conversation took place.[78] It was only in 2007 that trespassing on the palace grounds became a specific criminal offence.[79][g]
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At the rear of the palace is the large and park-like garden, which together with its lake is the largest private garden in London.[82] There, the Queen hosts her annual garden parties each summer and also holds large functions to celebrate royal milestones, such as jubilees. It covers 40 acres (16 ha) and includes a helicopter landing area, a lake, and a tennis court.[44]
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Adjacent to the palace is the Royal Mews, also designed by Nash, where the royal carriages, including the Gold State Coach, are housed. This rococo gilt coach, designed by Sir William Chambers in 1760, has painted panels by G. B. Cipriani. It was first used for the State Opening of Parliament by George III in 1762 and has been used by the monarch for every coronation since George IV. It was last used for the Golden Jubilee of Elizabeth II.[83] Also housed in the mews are the coach horses used at royal ceremonial processions.[84]
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The Mall, a ceremonial approach route to the palace, was designed by Sir Aston Webb and completed in 1911 as part of a grand memorial to Queen Victoria. It extends from Admiralty Arch, across St James's Park to the Victoria Memorial. This route is used by the cavalcades and motorcades of visiting heads of state, and by the royal family on state occasions—such as the annual Trooping the Colour.[85]
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In 1901, the accession of Edward VII saw new life breathed into the palace. The King and his wife, Queen Alexandra, had always been at the forefront of London high society, and their friends, known as "the Marlborough House Set", were considered to be the most eminent and fashionable of the age. Buckingham Palace—the Ballroom, Grand Entrance, Marble Hall, Grand Staircase, vestibules and galleries redecorated in the Belle Époque cream and gold colour scheme they retain today—once again became a setting for entertaining on a majestic scale but leaving some to feel King Edward's heavy redecorations were at odds with Nash's original work.[86]
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The last major building work took place during the reign of King George V when, in 1913, Sir Aston Webb redesigned Blore's 1850 East Front to resemble in part Giacomo Leoni's Lyme Park in Cheshire. This new, refaced principal façade (of Portland stone) was designed to be the backdrop to the Victoria Memorial, a large memorial statue of Queen Victoria, placed outside the main gates.[87] George V, who had succeeded Edward VII in 1910, had a more serious personality than his father; greater emphasis was now placed on official entertaining and royal duties than on lavish parties.[88] He arranged a series of command performances featuring jazz musicians such as the Original Dixieland Jazz Band (1919; the first jazz performance for a head of state), Sidney Bechet, and Louis Armstrong (1932), which earned the palace a nomination in 2009 for a (Kind of) Blue Plaque by the Brecon Jazz Festival as one of the venues making the greatest contribution to jazz music in the United Kingdom.[89][90] King George V's wife, Queen Mary, was a connoisseur of the arts, and took a keen interest in the Royal Collection of furniture and art, both restoring and adding to it. Queen Mary also had many new fixtures and fittings installed, such as the pair of marble Empire style chimneypieces by Benjamin Vulliamy, dating from 1810, which the Queen had installed in the ground floor Bow Room, the huge low room at the centre of the garden façade. Queen Mary was also responsible for the decoration of the Blue Drawing Room.[91] This room, 69 feet (21 metres) long, previously known as the South Drawing Room, has a ceiling designed by Nash, coffered with huge gilt console brackets.[92]
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During World War I, the palace, then the home of King George V and Queen Mary, escaped unscathed. Its more valuable contents were evacuated to Windsor, but the royal family remained in residence. The King imposed rationing at the palace, much to the dismay of his guests and household.[93] To the King's later regret, David Lloyd George persuaded him to go further and ostentatiously lock the wine cellars and refrain from alcohol, to set a good example to the supposedly inebriated working class. The workers continued to imbibe, and the King was left unhappy at his enforced abstinence.[94] In 1938, the north-west pavilion, designed by Nash as a conservatory, was converted into a swimming pool.[95]
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During World War II, the palace was bombed nine times;[96] the most serious and publicised incident destroyed the palace chapel in 1940. This event was shown in cinemas throughout the UK to show the common suffering of rich and poor. One bomb fell in the palace quadrangle while King George VI and Queen Elizabeth were in the palace, and many windows were blown in and the chapel destroyed.[97] War-time coverage of such incidents was severely restricted, however. The King and Queen were filmed inspecting their bombed home, the smiling Queen, as always, immaculately dressed in a hat and matching coat seemingly unbothered by the damage around her. It was at this time the Queen famously declared: "I'm glad we have been bombed. Now I can look the East End in the face." The royal family were seen as sharing their subjects' hardship, as The Sunday Graphic reported:
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By the Editor: The King and Queen have endured the ordeal which has come to their subjects. For the second time a German bomber has tried to bring death and destruction to the home of Their Majesties ... When this war is over the common danger which King George and Queen Elizabeth have shared with their people will be a cherished memory and an inspiration through the years.[98]
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On 15 September 1940, known as the Battle of Britain Day, an RAF pilot, Ray Holmes of No. 504 Squadron RAF rammed a German Dornier Do 17 bomber he believed was going to bomb the Palace. Holmes had run out of ammunition and made the quick decision to ram it. Holmes bailed out and the aircraft crashed into the forecourt of London Victoria station.[99] The bomber's engine was later exhibited at the Imperial War Museum in London. The British pilot became a King's Messenger after the war and died at the age of 90 in 2005.[100]
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On VE Day—8 May 1945—the palace was the centre of British celebrations. The King, the Queen, Princess Elizabeth (the future Queen), and Princess Margaret appeared on the balcony, with the palace's blacked-out windows behind them, to cheers from a vast crowd in The Mall.[101] The damaged Palace was carefully restored after the war by John Mowlem & Co.[102] It was designated a Grade I listed building in 1970.[103]
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Every year, some 50,000 invited guests are entertained at garden parties, receptions, audiences, and banquets. Three garden parties are held in the summer, usually in July.[104] The forecourt of Buckingham Palace is used for the Changing of the Guard, a major ceremony and tourist attraction (daily from April to July; every other day in other months).[105]
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The palace, like Windsor Castle, is owned by the reigning monarch in right of the Crown. It is not the monarch's personal property, unlike Sandringham House and Balmoral Castle.[106] Many of the contents of Buckingham Palace, Windsor Castle, Kensington Palace, and St James's Palace are part of the Royal Collection, held in trust by the Sovereign; they can, on occasion, be viewed by the public at the Queen's Gallery, near the Royal Mews. Unlike the palace and the castle, the purpose-built gallery is open continually and displays a changing selection of items from the collection.[107] It occupies the site of the chapel destroyed by an air raid in World War II.[17] The palace's state rooms have been open to the public during August and September and on some dates throughout the year since 1993. The money raised in entry fees was originally put towards the rebuilding of Windsor Castle after the 1992 fire devastated many of its state rooms.[108] In the year to 31 March 2017, 580,000 people visited the palace, and 154,000 visited the gallery.[109]
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Her Majesty's Government is responsible for maintaining the palace in exchange for the profits made by the Crown Estate.[110] In November 2015, the State Dining Room was closed for six months because its ceiling had become potentially dangerous.[111] A 10-year schedule of maintenance work, including new plumbing, wiring, boilers, and radiators, and the installation of solar panels on the roof, has been estimated to cost £369 million and was approved by the prime minister in November 2016. It will be funded by a temporary increase in the Sovereign Grant paid from the income of the Crown Estate and is intended to extend the building's working life by at least 50 years.[112][113] In March 2017, the House of Commons backed funding for the project by 464 votes to 56.[114]
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Buckingham Palace is a symbol and home of the British monarchy, an art gallery, and a tourist attraction. Behind the gilded railings and gates that were completed by the Bromsgrove Guild in 1911[42] and Webb's famous façade, which has been described in a book published by the Royal Collection Trust as looking "like everybody's idea of a palace",[42] is not only a weekday home of Queen Elizabeth II and Prince Philip but also the London residence of the Duke of York and the Earl and Countess of Wessex. The palace also houses their offices, as well as those of the Princess Royal and Princess Alexandra, and is the workplace of more than 800 people.[44][115]
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Budapest (/ˈbuːdəpɛst/, Hungarian pronunciation: [ˈbudɒpɛʃt]) is the capital and the most populous city of Hungary, and the ninth-largest city in the European Union by population within city limits.[10][11][12] The city has an estimated population of 1,752,286 over a land area of about 525 square kilometres (203 square miles).[13] Budapest is both a city and county, and forms the centre of the Budapest metropolitan area, which has an area of 7,626 square kilometres (2,944 square miles) and a population of 3,303,786, comprising 33% of the population of Hungary.[14][15]
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The history of Budapest began when an early Celtic settlement transformed into the Roman town of Aquincum,[16][17] the capital of Lower Pannonia.[16] The Hungarians arrived in the territory in the late 9th century,[18] but the area was pillaged by the Mongols in 1241–42.[19] Re-established Buda became one of the centres of Renaissance humanist culture by the 15th century.[20][21][22]
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The Battle of Mohács, in 1526, was followed by nearly 150 years of Ottoman rule.[23] After the reconquest of Buda in 1686, the region entered a new age of prosperity, with Pest-Buda becoming a global city after the unification of Buda, Óbuda, and Pest on 17 November 1873, with the name 'Budapest' given to the new capital.[13][24] Budapest also became the co-capital of the Austro-Hungarian Empire,[25] a great power that dissolved in 1918, following World War I. The city was the focal point of the Hungarian Revolution of 1848, the Battle of Budapest in 1945, and the Hungarian Revolution of 1956.[26][27]
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Budapest is an Alpha − global city with strengths in commerce, finance, media, art, fashion, research, technology, education, and entertainment.[28][29] It is Hungary's financial centre[30] and was ranked as the second fastest-developing urban economy in Europe.[31] Budapest is the headquarters of the European Institute of Innovation and Technology,[32] the European Police College[33] and the first foreign office of the China Investment Promotion Agency.[34] Over 40 colleges and universities are located in Budapest, including the Eötvös Loránd University, the Semmelweis University and the Budapest University of Technology and Economics.[35][36] Opened in 1896,[37] the city's subway system, the Budapest Metro, serves 1.27 million, while the Budapest Tram Network serves 1.08 million passengers daily.[38]
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The central area of Budapest along the Danube River is classified as a UNESCO World Heritage Site and has several notable monuments, including the Hungarian Parliament and the Buda Castle.[39] The city also has around 80 geothermal springs,[40] the largest thermal water cave system,[41] second largest synagogue, and third largest Parliament building in the world.[42] Budapest attracts around 12 million international tourists per year, making it a highly popular destination in Europe.[43] The city was chosen as the Best European Destination of 2019, a major poll conducted by EBD, a tourism organisation partnering with the European Commission.[44] It also topped the Best European Destinations 2020 list by Big7Media.[45] Budapest also ranks as the 3rd-best European city in a similar poll conducted by Which? Magazine.[46]
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The previously separate towns of Buda, Óbuda, and Pest were in 1873 officially unified[47] and given the new name Budapest. Before this, the towns together had sometimes been referred to colloquially as "Pest-Buda".[48][49] Pest has also been sometimes used colloquially as a shortened name for Budapest.[48]
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All varieties of English pronounce the -s- as in the English word pest. The -u in Buda- is pronounced either /u/ like food (as in US: /ˈbuːdəpɛst/[50]) or /ju/ like cue (as in UK: /ˌb(j)uːdəˈpɛst, ˌbʊd-, ˈb(j)uːdəpɛst, ˈbʊd-/). In Hungarian, the -s- is pronounced /ʃ/ as in wash; in IPA: Hungarian: [ˈbudɒpɛʃt] (listen).
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The origin of the names "Buda" and "Pest" is obscure. Buda was
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Linguistically, however, a German origin through the Slavic derivative вода (voda, water) is not possible, and there is no certainty that a Turkic word really comes from the word buta ~ buda 'branch, twig'.[54]
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According to a legend recorded in chronicles from the Middle Ages, "Buda" comes from the name of its founder, Bleda, brother of Hunnic ruler Attila.
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There are several theories about Pest. One[55] states that the name derives from Roman times, since there was a local fortress (Contra-Aquincum) called by Ptolemaios "Pession" ("Πέσσιον", iii.7.§ 2).[56] Another has it that Pest originates in the Slavic word for cave, пещера, or peštera. A third cites пещ, or pešt, referencing a cave where fires burned or a limekiln.[57]
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The first settlement on the territory of Budapest was built by Celts[16] before 1 AD. It was later occupied by the Romans. The Roman settlement – Aquincum – became the main city of Pannonia Inferior in 106 AD.[16] At first it was a military settlement, and gradually the city rose around it, making it the focal point of the city's commercial life. Today this area corresponds to the Óbuda district within Budapest.[58] The Romans constructed roads, amphitheaters, baths and houses with heated floors in this fortified military camp.[59] The Roman city of Aquincum is the best-conserved of the Roman sites in Hungary. The archaeological site was turned into a museum with inside and open-air sections.[60]
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The Magyar tribes led by Árpád, forced out of their original homeland north of Bulgaria by Tsar Simeon after the Battle of Southern Buh, settled in the territory at the end of the 9th century displacing the founding Bulgarian settlers of the towns of Buda and Pest,[18][61] and a century later officially founded the Kingdom of Hungary.[18] Research places the probable residence of the Árpáds as an early place of central power near what became Budapest.[62] The Tatar invasion in the 13th century quickly proved it is difficult to defend a plain.[13][18] King Béla IV of Hungary therefore ordered the construction of reinforced stone walls around the towns[18] and set his own royal palace on the top of the protecting hills of Buda. In 1361 it became the capital of Hungary.[19][13]
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The cultural role of Buda was particularly significant during the reign of King Matthias Corvinus. The Italian Renaissance had a great influence on the city. His library, the Bibliotheca Corviniana, was Europe's greatest collection of historical chronicles and philosophic and scientific works in the 15th century, and second in size only to the Vatican Library.[13] After the foundation of the first Hungarian university in Pécs in 1367 (University of Pécs), the second one was established in Óbuda in 1395 (University of Óbuda).[63] The first Hungarian book was printed in Buda in 1473.[64] Buda had about 5,000 inhabitants around 1500.[65]
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The Ottomans conquered Buda in 1526, as well in 1529, and finally occupied it in 1541.[66] The Turkish Rule lasted for more than 150 years.[13] The Ottoman Turks constructed many prominent bathing facilities within the city.[18] Some of the baths that the Turks erected during their rule are still in use 500 years later (Rudas Baths and Király Baths). By 1547 the number of Christians was down to about a thousand, and by 1647 it had fallen to only about seventy.[65] The unoccupied western part of the country became part of the Habsburg Monarchy as Royal Hungary.
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In 1686, two years after the unsuccessful siege of Buda, a renewed campaign was started to enter the Hungarian capital. This time, the Holy League's army was twice as large, containing over 74,000 men, including German, Croat, Dutch, Hungarian, English, Spanish, Czech, Italian, French, Burgundian, Danish and Swedish soldiers, along with other Europeans as volunteers, artillerymen, and officers. The Christian forces seized Buda, and in the next few years, all of the former Hungarian lands, except areas near Temesvár (Timișoara), were taken from the Turks. In the 1699 Treaty of Karlowitz, these territorial changes were officially recognized to show the end of the rule of the Turks, and in 1718 the entire Kingdom of Hungary was removed from Ottoman rule.
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The 19th century was dominated by the Hungarian struggle for independence[13] and modernisation. The national insurrection against the Habsburgs began in the Hungarian capital in 1848 and was defeated one and a half years later, with the help of the Russian Empire. 1867 was the year of Reconciliation that brought about the birth of Austria-Hungary. This made Budapest the twin capital of a dual monarchy. It was this compromise which opened the second great phase of development in the history of Budapest, lasting until World War I. In 1849 the Chain Bridge linking Buda with Pest was opened as the first permanent bridge across the Danube[67] and in 1873 Buda and Pest were officially merged with the third part, Óbuda (Old Buda), thus creating the new metropolis of Budapest. The dynamic Pest grew into the country's administrative, political, economic, trade and cultural hub. Ethnic Hungarians overtook Germans in the second half of the 19th century due to mass migration from the overpopulated rural Transdanubia and Great Hungarian Plain. Between 1851 and 1910 the proportion of Hungarians increased from 35.6% to 85.9%, Hungarian became the dominant language, and German was crowded out. The proportion of Jews peaked in 1900 with 23.6%.[68][69][70] Due to the prosperity and the large Jewish community of the city at the start of the 20th century, Budapest was often called the "Jewish Mecca"[19] or "Judapest".[71][72]
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In 1918, Austria-Hungary lost the war and collapsed; Hungary declared itself an independent republic (Republic of Hungary). In 1920 the Treaty of Trianon partitioned the country, and as a result, Hungary lost over two-thirds of its territory, and about two-thirds of its inhabitants, including 3.3 million out of 15 million ethnic Hungarians.[73][74]
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In 1944, a year before the end of World War II, Budapest was partly destroyed by British and American air raids (first attack 4 April 1944[75][76][77]).
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From 24 December 1944 to 13 February 1945, the city was besieged during the Battle of Budapest. Budapest suffered major damage caused by the attacking Soviet and Romanian troops and the defending German and Hungarian troops. More than 38,000 civilians lost their lives during the conflict. All bridges were destroyed by the Germans. The stone lions that have decorated the Chain Bridge since 1852 survived the devastation of the war.[78]
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Between 20% and 40% of Greater Budapest's 250,000 Jewish inhabitants died through Nazi and Arrow Cross Party, during the German occupation of Hungary, from 1944 to early 1945.[79]
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Swiss diplomat Carl Lutz rescued tens of thousands of Jews by issuing Swiss protection papers and designating numerous buildings, including the now famous Glass House (Üvegház) at Vadász Street 29, to be Swiss protected territory. About 3,000 Hungarian Jews found refuge at the Glass House and in a neighboring building. Swedish diplomat Raoul Wallenberg saved the lives of tens of thousands of Jews in Budapest by giving them Swedish protection papers and taking them under his consular protection.[80] Wallenberg was abducted by the Russians on 17 January 1945 and never regained freedom. Giorgio Perlasca, an Italian citizen, saved thousands of Hungarian Jews posing as a Spanish diplomat.[81][82] Some other diplomats also abandoned diplomatic protocol and rescued Jews. There are two monuments for Wallenberg, one for Carl Lutz and one for Giorgio Perlasca in Budapest.
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Following the liberation of Hungary from Nazi Germany by the Red Army, Soviet military occupation ensued, which ended only in 1991. The Soviets exerted significant influence on Hungarian political affairs. In 1949, Hungary was declared a communist People's Republic (People's Republic of Hungary). The new Communist government considered the buildings like the Buda Castle symbols of the former regime, and during the 1950s the palace was gutted and all the interiors were destroyed (also see Stalin era).
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On 23 October 1956 citizens held a large peaceful demonstration in Budapest demanding democratic reform. The demonstrators went to the Budapest radio station and demanded to publish their demands. The regime ordered troops to shoot into the crowd. Hungarian soldiers gave rifles to the demonstrators who were now able to capture the building. This initiated the Hungarian Revolution of 1956. The demonstrators demanded to appoint Imre Nagy to be Prime Minister of Hungary. To their surprise, the central committee of the "Hungarian Working People's Party" did so that same evening. This uprising was an anti-Soviet revolt that lasted from 23 October until 11 November. After Nagy had declared that Hungary was to leave the Warsaw Pact and become neutral, Soviet tanks and troops entered the country to crush the revolt. Fighting continued until mid November, leaving more than 3000 dead. A monument was erected at the fiftieth anniversary of the revolt in 2006, at the edge of the City Park. Its shape is a wedge with a 56 angle degree made in rusted iron that gradually becomes shiny, ending in an intersection to symbolize Hungarian forces that temporarily eradicated the Communist leadership.[83]
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From the 1960s to the late 1980s Hungary was often satirically referred to as "the happiest barrack" within the Eastern bloc, and much of the wartime damage to the city was finally repaired. Work on Erzsébet Bridge, the last to be rebuilt, was finished in 1964. In the early 1970s, Budapest Metro's East-West M2 line was first opened, followed by the M3 line in 1976. In 1987, Buda Castle and the banks of the Danube were included in the UNESCO list of World Heritage Sites. Andrássy Avenue (including the Millennium Underground Railway, Hősök tere, and Városliget) was added to the UNESCO list in 2002. In the 1980s, the city's population reached 2.1 million. In recent times a significant decrease in population occurred mainly due to a massive movement to the neighbouring agglomeration in Pest county, i.e., suburbanisation.[84]
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In the last decades of the 20th century the political changes of 1989–90 (Fall of the Iron Curtain) concealed changes in civil society and along the streets of Budapest. The monuments of the dictatorship were removed from public places, into Memento Park. In the first 20 years of the new democracy, the development of the city was managed by its mayor, Gábor Demszky.[85]
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Budapest, strategically placed at the centre of the Carpathian Basin, lies on an ancient route linking the hills of Transdanubia with the Great Plain. By road it is 216 kilometres (134 mi) south-east of Vienna, 545 kilometres (339 mi) south of Warsaw, 1,565 kilometres (972 mi) south-west of Moscow, 1,122 kilometres (697 mi) north of Athens, 788 kilometres (490 mi) north-east of Milan, and 443 kilometres (275 mi) south-east of Prague.[86]
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The 525 square kilometres (203 sq mi) area of Budapest lies in Central Hungary, surrounded by settlements of the agglomeration in Pest county. The capital extends 25 and 29 km (16 and 18 mi) in the north-south, east-west direction respectively. The Danube enters the city from the north; later it encircles two islands, Óbuda Island and Margaret Island.[13] The third island Csepel Island is the largest of the Budapest Danube islands, however only its northernmost tip is within city limits. The river that separates the two parts of the city is 230 m (755 ft) wide at its narrowest point in Budapest. Pest lies on the flat terrain of the Great Plain while Buda is rather hilly.[13]
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The wide Danube was always fordable at this point because of a small number of islands in the middle of the river. The city has marked topographical contrasts: Buda is built on the higher river terraces and hills of the western side, while the considerably larger Pest spreads out on a flat and featureless sand plain on the river's opposite bank.[87] Pest's terrain rises with a slight eastward gradient, so the easternmost parts of the city lie at the same altitude as Buda's smallest hills, notably Gellért Hill and Castle Hill.[88]
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The Buda hills consist mainly of limestone and dolomite, the water created speleothems, the most famous ones being the Pálvölgyi cave (total length 7,200 m or 23,600 ft) and the Szemlőhegyi cave (total length 2,200 m or 7,200 ft). The hills were formed in the Triassic Period. The highest point of the hills and of Budapest is János Hill, at 527 metres (1,729 feet) above sea level. The lowest point is the line of the Danube which is 96 metres (315 feet) above sea level. Budapest is also rich in green areas. Of the 525 square kilometres (203 square miles) occupied by the city, 83 square kilometres (32 square miles) is green area, park and forest.[89] The forests of Buda hills are environmentally protected.[90]
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The city's importance in terms of traffic is very central, because many major European roads and European railway lines lead to Budapest.[88] The Danube was and is still an important water-way and this region in the centre of the Carpathian Basin lies at the cross-roads of trade routes.[91]
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Budapest is one of only three capital cities in the world which has thermal springs (the other being Reykjavík in Iceland and Sofia in Bulgaria). Some 125 springs produce 70 million litres (15,000,000 imperial gallons; 18,000,000 US gallons) of thermal water a day, with temperatures ranging up to 58 Celsius. Some of these waters have medicinal effects due to their medically valuable mineral contents.[88]
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Budapest has a humid continental climate (Köppen climate classification that borders on Cfa-Cfb-Dfa-Dfb), with relatively cold winters and warm summers according to the 1971–2000 climatological norm when the 0 °C isotherm is used.[92] Winter (November until early March) can be cold and the city receives little sunshine. Snowfall is fairly frequent in most years, and nighttime temperatures of −10 °C (14 °F) are not uncommon between mid-December and mid-February. The spring months (March and April) see variable conditions, with a rapid increase in the average temperature. The weather in late March and in April is often very agreeable during the day and fresh at night. Budapest's long summer – lasting from May until mid-September – is warm or very warm. Sudden heavy showers also occur, particularly in May and June. The autumn in Budapest (mid-September until late October) is characterised by little rain and long sunny days with moderate temperatures. Temperatures often turn abruptly colder in late October or early November.
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Mean annual precipitation in Budapest is around 23.5 inches (596.9 mm). On average, there are 84 days with precipitation and 1988 hours of sunshine (of a possible 4383) each year.[3][93][94] From March to October, average sunshine totals are roughly equal to those seen in northern Italy (Venice).
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The city lies on the boundary between Zone 6 and Zone 7 in terms of the hardiness zone.[95][96]
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Budapest has architecturally noteworthy buildings in a wide range of styles and from distinct time periods, from the ancient times as Roman City of Aquincum in Óbuda (District III), which dates to around 89 AD, to the most modern Palace of Arts, the contemporary arts museum and concert hall.[99][100][101]
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Most buildings in Budapest are relatively low: in the early 2010s there were around 100 buildings higher than 45 metres (148 ft). The number of high-rise buildings is kept low by building legislation, which is aimed at preserving the historic cityscape and to meet the requirements of the World Heritage Site. Strong rules apply to the planning, authorisation and construction of high-rise buildings and consequently much of the inner city does not have any. Some planners would like see an easing of the rules for the construction of skyscrapers, and the possibility of building skyscrapers outside the city's historic core has been raised.[102][103]
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In the chronological order of architectural styles Budapest represents on the entire timeline. Start with the Roman City of Aquincum represents the ancient architecture.
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The next determinative style is the Gothic architecture in Budapest. The few remaining Gothic buildings can be found in the Castle District. Buildings of note are no. 18, 20 and 22 on Országház Street, which date back to the 14th century and No. 31 Úri Street, which has a Gothic façade that dates back to the 15th century. Another buildings with Gothic remains is the Inner City Parish Church, built in the 12th century,[104] and the Mary Magdalene Church, completed in the 15th century.[105] The most characteristic Gothic-style buildings are actually Neo-Gothic, like the most well-known Budapest landmarks, the Hungarian Parliament Building[106] and the Matthias Church, where much of the original material was used (originally built in Romanesque style in 1015).[107]
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The next chapter in the history of human architecture is Renaissance architecture. One of the earliest places to be influenced by the Renaissance style of architecture was Hungary, and Budapest in particular. The style appeared following the marriage of King Matthias Corvinus and Beatrice of Naples in 1476. Many Italian artists, craftsmen and masons came to Buda with the new queen. Today, many of the original renaissance buildings disappeared during the varied history of Buda, but Budapest is still rich in renaissance and neo-renaissance buildings, like the famous Hungarian State Opera House, St. Stephen's Basilica and the Hungarian Academy of Sciences.[108]
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During the Turkish occupation (1541–1686), Islamic culture flourished in Budapest; multiple mosques and baths were built in the city. These were great examples of Ottoman architecture, which was influenced by Muslims from around the world including Turkish, Iranian, Arabian and to a larger extent, Byzantine architecture as well as Islamic traditions. After the Holy League conquered Budapest, they replaced most of the mosques with churches and minarets were turned into bell towers and cathedral spires. At one point the distinct sloping central square in Budapest became a bustling Oriental bazaar, which was filled with "the chatter of camel caravans on their way to Yemen and India".[109] Budapest is in fact one of the few places in the world with functioning original Turkish bathhouses dating back to the 16th century, like Rudas Baths or Király Baths. Budapest is home to the northernmost place where the tomb of influential Islamic Turkish Sufi Dervish, Gül Baba is found. Various cultures converged in Hungary seemed to coalesce well with each other, as if all these different cultures and architecture styles are digested into Hungary's own way of cultural blend. A precedent to show the city's self-conscious is the top section of the city's main square, named as Szechenyi. When Turks came to the city, they built mosques here which was aggressively replaced with Gothic church of St. Bertalan. The rationale of reusing the base of the former Islamic building mosque and reconstruction into Gothic Church but Islamic style architecture over it is typically Islamic are still visible. An official term for the rationale is spolia. The mosque was called the djami of Pasha Gazi Kassim, and djami means mosque in Arabic. After Turks and Muslims were expelled and massacred from Budapest, the site was reoccupied by Christians and reformed into a church, the Inner City Parish Church (Budapest). The minaret and Turkish entranceway were removed. The shape of the architecture is its only hint of exotic past—"two surviving prayer niches facing Mecca and an ecumenical symbol atop its cupola: a cross rising above the Turkish crescent moon".
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After 1686, the Baroque architecture designated the dominant style of art in catholic countries from the 17th century to the 18th century.[110] There are many Baroque-style buildings in Budapest and one of the finest examples of preserved Baroque-style architecture is the Church of St. Anna in Batthyhány square. An interesting part of Budapest is the less touristy Óbuda, the main square of which also has some beautiful preserved historic buildings with Baroque façades. The Castle District is another place to visit where the best-known landmark Buda Royal Palace and many other buildings were built in the Baroque style.[110]
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The Classical architecture and Neoclassical architecture are the next in the timeline. Budapest had not one but two architects that were masters of the Classicist style. Mihály Pollack (1773–1855) and József Hild (1789–1867), built many beautiful Classicist-style buildings in the city. Some of the best examples are the Hungarian National Museum, the Lutheran Church of Budavár (both designed by Pollack) and the seat of the Hungarian president, the Sándor Palace. The most iconic and widely known Classicist-style attraction in Budapest is the Széchenyi Chain Bridge.[111] Budapest's two most beautiful Romantic architecture buildings are the Great Synagogue in Dohány Street and the Vigadó Concert Hall on the Danube Promenade, both designed by architect Frigyes Feszl (1821–1884). Another noteworthy structure is the Budapest Western Railway Station, which was designed by August de Serres and built by the Eiffel Company of Paris in 1877.[112]
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Art Nouveau came into fashion in Budapest by the exhibitions which were held in and around 1896 and organised in connection with the Hungarian Millennium celebrations.[113] Art Nouveau in Hungary (Szecesszió in Hungarian) is a blend of several architectural styles, with a focus on Hungary's specialities. One of the leading Art Nouveau architects, Ödön Lechner (1845–1914), was inspired by Indian and Syrian architecture as well as traditional Hungarian decorative designs. One of his most beautiful buildings in Budapest is the Museum of Applied Arts. Another examples for Art Nouveau in Budapest is the Gresham Palace in front of the Chain Bridge, the Hotel Gellért, the Franz Liszt Academy of Music or Budapest Zoo and Botanical Garden.[99]
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The second half of the 20th century also saw, under the communist regime, the construction of blocks of flats (panelház), as in other Eastern European countries. In the 21st century, Budapest faces new challenges in its architecture. The pressure towards the high-rise buildings is unequivocal among today's world cities, but preserving Budapest's unique cityscape and its very diverse architecture, along with green areas, is force Budapest to balance between them. The Contemporary architecture has wide margin in the city. Public spaces attract heavy investment by business and government also, so that the city has gained entirely new (or renovated and redesigned) squares, parks and monuments, for example the city central Kossuth Lajos square, Deák Ferenc square and Liberty Square. Budapest's urban landscape is one of the modern and contemporary architecture. Numerous landmarks are created in the last decade in Budapest, like the National Theatre, Palace of Arts, Rákóczi Bridge, Megyeri Bridge, Budapest Airport Sky Court among others, and millions of square meters of new office buildings and apartments. But there are still large opportunities in real estate development in the city.[114][115][116]
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Most of today's Budapest is the result of a late-nineteenth-century renovation, but the wide boulevards laid out then only bordered and bisected much older quarters of activity created by centuries of Budapest's city evolution.
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Budapest's vast urban area is often described using a set of district names. These are either informal designations, reflect the names of villages that have been absorbed by sprawl, or are superseded administrative units of former boroughs.[118]
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Such names have remained in use through tradition, each referring to a local area with its own distinctive character, but without official boundaries.[119]
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Originally Budapest had 10 districts after coming into existence upon the unification of the three cities in 1873. Since 1950, Greater Budapest has been divided into 22 boroughs (and 23 since 1994). At that time there were changes both in the order of districts and in their sizes. The city now consists of 23 districts, 6 in Buda, 16 in Pest and 1 on Csepel Island between them.
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The city centre itself in a broader sense comprises the District V, VI, VII, VIII, IX[120] and XIII on the Pest side, and the I, II, XI and XII on the Buda side of the city.[121]
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District I is a small area in central Buda, including the historic Buda Castle. District II is in Buda again, in the northwest, and District III stretches along in the northernmost part of Buda. To reach District IV, one must cross the Danube to find it in Pest (the eastern side), also at north. With District V, another circle begins, it is located in the absolute centre of Pest. Districts VI, VII, VIII and IX are the neighbouring areas to the east, going southwards, one after the other.
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District X is another, more external circle also in Pest, while one must jump to the Buda side again to find Districts XI and XII, going northwards. No more districts remaining in Buda in this circle, we must turn our steps to Pest again to find Districts XIII, XIV, XV, XVI, XVII, XVIII, XIX and XX (mostly external city parts), almost regularly in a semicircle, going southwards again.
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District XXI is the extension of the above route over a branch of the Danube, the northern tip of a long island south from Budapest. District XXII is still on the same route in southwest Buda, and finally District XXIII is again in southernmost Pest, irregular only because it was part of District XX until 1994.[122]
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Budapest is the most populous city in Hungary and one of the largest cities in the European Union, with a growing number of inhabitants, estimated at 1,763,913 in 2019,[134] whereby inward migration exceeds outward migration.[10] These trends are also seen throughout the Budapest metropolitan area, which is home to 3.3 million people.[135][136] This amounts to about 34% of Hungary's population.
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In 2014, the city had a population density of 3,314 people per square kilometre (8,580/sq mi), rendering it the most densely populated of all municipalities in Hungary. The population density of Elisabethtown-District VII is 30,989/km² (80,260/sq mi), which is the highest population density figure in Hungary and one of the highest in the world, for comparison the density in Manhattan is 25,846/km².[137]
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Budapest is the fourth most "dynamically growing city" by population in Europe,[138] and the Euromonitor predicts a population increase of almost 10% between 2005 and 2030.[139] The European Observation Network for Territorial Development and Cohesion says Budapest's population will increase by 10% to 30% only due to migration by 2050.[140] A constant inflow of migrants in recent years has fuelled population growth in Budapest. Productivity gains and the relatively large economically active share of the population explain why household incomes have increased in Budapest to a greater extent than in other parts of Hungary. Higher incomes in Budapest are reflected in the lower share of expenditure the city's inhabitants allocate to necessity spending such as food and non-alcoholic drinks.[135]
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At the 2016 microcensus, there were 1,764,263 people with 907,944 dwellings living in Budapest.[141] Some 1.6 million persons from the metropolitan area may be within Budapest's boundaries during work hours, and during special events. This fluctuation of people is caused by hundreds of thousands of suburban residents who travel to the city for work, education, health care, and special events.[142]
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By ethnicity there were 1,697,039 (96.2%) Hungarians, 34,909 (2%) Germans, 16,592 (0.9%) Romani, 9,117 (0.5%) Romanians and 5,488 (0.3%) Slovaks.[143] In Hungary people can declare multiple ethnic identities, hence the sum may exceed 100%.[144] The share of ethnic Hungarians in Budapest (96.2%) is slighly lower than the national average (98.3%) due to the international migration.[144]
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According to the 2011 census, 1,712,153 people (99.0%) speak Hungarian, of whom 1,692,815 people (97.9%) speak it as a first language, while 19,338 people (1.1%) speak it as a second language. Other spoken (foreign) languages were: English (536,855 speakers, 31.0%), German (266,249 speakers, 15.4%), French (56,208 speakers, 3.3%) and Russian (54,613 speakers, 3.2%).[130]
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According to the same census, 1,600,585 people (92.6%) were born in Hungary, 126,036 people (7.3%) outside Hungary while the birthplace of 2,419 people (0.1%) was unknown.[130]
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Although only 1.7% of the population of Hungary in 2009 were foreigners, 43% of them lived in Budapest, making them 4.4% of the city's population (up from 2% in 2001).[131] Nearly two-thirds of foreigners living in Hungary were under 40 years old. The primary motivation for this age group living in Hungary was employment.[131]
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Budapest is home to one of the most populous Christian communities in Central Europe, numbering 698,521 people (40.4%) in 2011.[130] According to the 2011 census, there were 501,117 (29.0%) Roman Catholics, 146,756 (8.5%) Calvinists, 30,293 (1.8%) Lutherans, 16,192 (0.9%) Greek Catholics, 7,925 (0.5%) Jews and 3,710 (0.2%) Orthodox in Budapest. 395,964 people (22.9%) were irreligious while 585,475 people (33.9%) did not declare their religion.[130] The city is also home to one of the largest Jewish communities in Europe.[145]
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Budapest is a significant economic hub, classified as an Alpha- world city in the study by the Globalization and World Cities Research Network and it is the second fastest-developing urban economy in Europe as GDP per capita in the city increased by 2.4 per cent and employment by 4.7 per cent compared to the previous year in 2014.[31][146]
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On national level, Budapest is the primate city of Hungary regarding business and economy, accounting for 39% of the national income, the city has a gross metropolitan product more than $100 billion in 2015, making it one of the largest regional economy in the European Union.[147]
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According to the Eurostat GDP per capita in purchasing power parity is 147% of the EU average in Budapest, which means €37,632 ($42,770) per capita.[125]
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Budapest is also among the Top100 GDP performing cities in the world, measured by PricewaterhouseCoopers.
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The city was named as the 52nd most important business centre in the world in the Worldwide Centres of Commerce Index, ahead of Beijing, São Paulo or Shenzhen and ranking 3rd (out of 65 cities) on MasterCard Emerging Markets Index.[148][149]
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The city is 48th on the UBS The most expensive and richest cities in the world list, standing before cities such as Prague, Shanghai, Kuala Lumpur or Buenos Aires.[150]
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In a global city competitiveness ranking by EIU, Budapest stands before Tel Aviv, Lisbon, Moscow and Johannesburg among others.[151]
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The city is a major centre for banking and finance, real estate, retailing, trade, transportation, tourism, new media as well as traditional media, advertising, legal services, accountancy, insurance, fashion and the arts in Hungary and regionally. Budapest is home not only to almost all national institutions and government agencies, but also to many domestic and international companies, in 2014 there are 395.804 companies registered in the city.[152] Most of these entities are headquartered in the Budapest's Central Business District, in the District V and District XIII. The retail market of the city (and the country) is also concentrated in the downtown, among others through the two largest shopping centre in Central and Eastern Europe, the 186,000 sqm WestEnd City Center and the 180,000 sqm Arena Plaza.[153][154]
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Budapest has notable innovation capabilities as a technology and start-up hub, many start-ups are headquartered and begin its business in the city, for instance deserve to mention the most well-known Prezi, LogMeIn or NNG. Budapest is the highest ranked Central and Eastern European city on Innovation Cities' Top 100 index.[155] A good indicator of the city's potential for innovation and research also, is that the European Institute of Innovation and Technology chose Budapest for its headquarters, along with the UN, which Regional Representation for Central Europe office is in the city, responsible for UN operations in seven countries.[156]
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Moreover, the global aspect of the city's research activity is shown through the establishment of the European Chinese Research Institute in the city.[157] Other important sectors include also, as natural science research, information technology and medical research, non-profit institutions, and universities. The leading business schools and universities in Budapest, the Budapest Business School, the CEU Business School and Corvinus University of Budapest offers a whole range of courses in economics, finance and management in English, French, German and Hungarian.[158] The unemployment rate is far the lowest in Budapest within Hungary, it was 2.7%, besides the many thousands of employed foreign citizens.[159]
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Budapest is among the 25 most visited cities in the world, the city welcoming more than 4.4 million international visitors each year,[160] therefore the traditional and the congress tourism industry also deserve a mention, it contributes greatly to the city's economy. The capital being home to many convention centre and thousands of restaurants, bars, coffee houses and party places, besides the full assortment of hotels. In restaurant offerings can be found the highest quality Michelin-starred restaurants, like Onyx, Costes, Tanti or Borkonyha. The city ranked as the most liveable city in Central and Eastern Europe on EIU's quality of life index in 2010.
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Budapest Stock Exchange, key institution of the publicly offered securities in Hungary and Central and Eastern Europe is situated in Budapest's CBD at Liberty Square. BSE also trades other securities such as government bonds and derivatives such as stock options. Large Hungarian multinational corporations headquartered in Budapest are listed on BSE, for instance the Fortune Global 500 firm MOL Group, the OTP Bank, FHB Bank, Gedeon Richter Plc., Magyar Telekom, CIG Pannonia, Zwack Unicum and more.[161]
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Nowadays nearly all branches of industry can be found in Budapest, there is no particularly special industry in the city's economy, but the financial centre role of the city is strong, nearly 40 major banks are presented in the city,[162] also those like Bank of China, KDB Bank and Hanwha Bank, which is unique in the region.
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Also support the financial industry of Budapest, the firms of international banks and financial service providers, such as Citigroup, Morgan Stanley, GE Capital, Deutsche Bank, Sberbank, ING Group, Allianz, KBC Group, UniCredit and MSCI among others. Another particularly strong industry in the capital city is biotechnology and pharmaceutical industry, these are also traditionally strong in Budapest, through domestic companies, as Egis, Gedeon Richter, Chinoin and through international biotechnology corporations, like Pfizer, Teva, Novartis, Sanofi, who are also has R&D and production division here. Further high-tech industries, such as software development, engineering notable as well, the Nokia, Ericcson, Bosch, Microsoft, IBM employs thousands of engineers in research and development in the city. Game design also highly represented through headquarters of domestic Digital Reality, Black Hole and studio of Crytek or Gameloft. Beyond the above, there are regional headquarters of global firms, such as Alcoa, General Motors, GE, Exxon Mobil, British Petrol, British Telecom, Flextronics, Panasonic Corp, Huawei, Knorr-Bremse, Liberty Global, Tata Consultancy, Aegon, WizzAir, TriGránit, MVM Group, Graphisoft, there is a base for Nissan CEE, Volvo, Saab, Ford, including but not limited to.
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As the capital of Hungary, Budapest is the seat of the country's national government. The President of Hungary resides at the Sándor Palace in the District I (Buda Castle District),[163] while the office of the Hungarian Prime Minister is in the Hungarian Parliament. Government ministries are all located in various parts of the city, most of them are in the District V, Leopoldtown. The National Assembly is seated in the Hungarian Parliament, which also located in the District V.[164] The President of the National Assembly, the third-highest public official in Hungary, is also seated in the largest building in the country, in the Hungarian Parliament.
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Hungary's highest courts are located in Budapest. The Curia (supreme court of Hungary), the highest court in the judicial order, which reviews criminal and civil cases, is located in the District V, Leopoldtown. Under the authority of its President it has three departments: criminal, civil and administrative-labour law departments. Each department has various chambers. The Curia guarantees the uniform application of law. The decisions of the Curia on uniform jurisdiction are binding for other courts.[165]
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The second most important judicial authority, the National Judicial Council, is also housed in the District V, with the tasks of controlling the financial management of the judicial administration and the courts and giving an opinion on the practice of the president of the National Office for the Judiciary and the Curia deciding about the applications of judges and court leaders, among others.[166]
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The Constitutional Court of Hungary is one of the highest level actors independent of the politics in the country. The Constitutional Court serves as the main body for the protection of the Constitution, its tasks being the review of the constitutionality of statutes. The Constitutional Court performs its tasks independently. With its own budget and its judges being elected by Parliament it does not constitute a part of the ordinary judicial system. The constitutional court passes on the constitutionality of laws, and there is no right of appeal on these decisions.[167]
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Budapest hosts the main and regional headquarters of many international organizations as well, including United Nations High Commissioner for Refugees, Food and Agriculture Organization of the United Nations, European Institute of Innovation and Technology, European Police Academy, International Centre for Democratic Transition, Institute of International Education, International Labour Organization, International Organization for Migration, International Red Cross, Regional Environmental Center for Central and Eastern Europe, Danube Commission and even others.[168] The city is also home to more than 100 embassies and representative bodies as an international political actor.
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Environmental issues have a high priority among Budapest's politics. Institutions such as the Regional Environmental Center for Central and Eastern Europe, located in Budapest, are very important assets.[169]
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To decrease the use of cars and greenhouse gas emissions, the city has worked to improve public transportation, and nowadays the city has one of the highest mass transit usage in Europe. Budapest has one of the best public transport systems in Europe with an efficient network of buses, trolleys, trams and subway. Budapest has an above-average proportion of people commuting on public transport or walking and cycling for European cities.[170]
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Riding on bike paths is one of the best ways to see Budapest – there are about 180 kilometres (110 miles) of bicycle paths in the city, fitting into the EuroVelo system.[171]
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Crime in Budapest investigated by different bodies. United Nations Office on Drugs and Crime notes in their 2011 Global Study on Homicide that, according to criminal justice sources, the homicide rate in Hungary, calculated based on UN population estimates, was 1.4 in 2009, compared to Canada's rate of 1.8 that same year.[172]
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The homicide rate in Budapest is below the EU capital cities' average according to WHO also.[173] However, the organised crime is associated with the city, the Institute of Defence in a UN study named Budapest as the "global epicentres" of illegal pornography, money laundering and contraband tobacco, and also the negotiation center for international crime group leaders.[174]
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Budapest has been a metropolitan municipality with a mayor-council form of government since its consolidation in 1873, but Budapest also holds a special status as a county-level government, and also special within that, as holds a capital-city territory status.[175] In Budapest, the central government is responsible for the urban planning, statutory planning, public transport, housing, waste management, municipal taxes, correctional institutions, libraries, public safety, recreational facilities, among others. The Mayor is responsible for all city services, police and fire protection, enforcement of all city and state laws within the city, and administration of public property and most public agencies. Besides, each of Budapest' twenty-three districts has its own town hall and a directly elected council and the directly elected mayor of district.[2]
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The Mayor of Budapest is Gergely Karácsony who was elected on 13 October 2019. The mayor and members of General Assembly are elected to five-year terms.[2]
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The Budapest General Assembly is a unicameral body consisting of 33 members, which consist of the 23 mayors of the districts, 9 from the electoral lists of political parties, plus Mayor of Budapest (the Mayor is elected directly). Each term for the mayor and assembly members lasts five years.[176] Submitting the budget of Budapest is the responsibility of the Mayor and the deputy-mayor in charge of finance. The latest, 2014 budget was approved with 18 supporting votes from ruling Fidesz and 14 votes against by the opposition lawmakers.[177]
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The most well-known sight of the capital is the neo-Gothic Parliament, the biggest building in Hungary with its 268 metres (879 ft) length, holding (since 2001) also the Hungarian Crown Jewels.
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Saint Stephen's Basilica is the most important religious building of the city, where the Holy Right Hand of Hungary's first king, Saint Stephen is on display as well.
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The Hungarian cuisine and café culture can be seen and tasted in a lot of places, like Gerbeaud Café, the Százéves, Biarritz, Fortuna, Alabárdos, Arany Szarvas, Kárpátia and the world-famous Mátyás Pince restaurans and beer bars.
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There are Roman remains at the Aquincum Museum, and historic furniture at the Nagytétény Castle Museum, just 2 out of 223 museums in Budapest. Another historical museum is the House of Terror, hosted in the building that was the venue of the Nazi Headquarters. The Castle Hill, the River Danube embankments and the whole of Andrássy út have been officially recognized as UNESCO World Heritage Sites.
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Castle Hill and the Castle District; there are three churches here, six museums, and a host of interesting buildings, streets and squares. The former Royal Palace is one of the symbols of Hungary – and has been the scene of battles and wars ever since the 13th century. Nowadays it houses two impressive museums and the National Széchenyi Library. The nearby Sándor Palace contains the offices and official residence of the President of Hungary. The seven-hundred-year-old Matthias Church is one of the jewels of Budapest, it is in neo-Gothic style, decorated with coloured shingles and elegant pinnacles. Next to it is an equestrian statue of the first king of Hungary, King Saint Stephen, and behind that is the Fisherman's Bastion, built in 1905 by the architect Frigyes Schulek, the Fishermen's Bastions owes its name to the namesake corporation that during the Middle Ages was responsible of the defence of this part of ramparts, from where opens out a panoramic view of the whole city. Statues of the Turul, the mythical guardian bird of Hungary, can be found in both the Castle District and the Twelfth District.
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In Pest, arguably the most important sight is Andrássy út. This Avenue is an elegant 2.5 kilometres (2 miles) long tree-lined street that covers the distance from Deák Ferenc tér to the Heroes Square. On this Avenue overlook many important sites. It is a UNESCO World Heritage Site. As far as Kodály körönd and Oktogon both sides are lined with large shops and flats built close together. Between there and Heroes' Square the houses are detached and altogether grander. Under the whole runs continental Europe's oldest Underground railway, most of whose stations retain their original appearance. Heroes' Square is dominated by the Millenary Monument, with the Tomb of the Unknown Soldier in front. To the sides are the Museum of Fine Arts and the Kunsthalle Budapest, and behind City Park opens out, with Vajdahunyad Castle. One of the jewels of Andrássy út is the Hungarian State Opera House. Statue Park, a theme park with striking statues of the Communist era, is located just outside the main city and is accessible by public transport.
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The Dohány Street Synagogue is the largest synagogue in Europe, and the second largest active synagogue in the world.[178] The synagogue is located in the Jewish district taking up several blocks in central Budapest bordered by Király utca, Wesselényi utca, Grand Boulevard and Bajcsy Zsilinszky road. It was built in moorish revival style in 1859 and has a seating capacity of 3,000. Adjacent to it is a sculpture reproducing a weeping willow tree in steel to commemorate the Hungarian victims of the Holocaust.
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The city is also home to the largest medicinal bath in Europe (Széchenyi Medicinal Bath) and the third largest Parliament building in the world, once the largest in the world. Other attractions are the bridges of the capital. Seven bridges provide crossings over the Danube, and from north to south are: the Árpád Bridge (built in 1950 at the north of Margaret Island); the Margaret Bridge (built in 1901, destroyed during the war by an explosion and then rebuilt in 1948); the Chain Bridge (built in 1849, destroyed during World War II and the rebuilt in 1949); the Elisabeth Bridge (completed in 1903 and dedicated to the murdered Queen Elisabeth, it was destroyed by the Germans during the war and replaced with a new bridge in 1964); the Liberty Bridge (opened in 1896 and rebuilt in 1989 in Art Nouveau style); the Petőfi Bridge (completed in 1937, destroyed during the war and rebuilt in 1952); the Rákóczi Bridge (completed in 1995). Most remarkable for their beauty are the Margaret Bridge, the Chain Bridge and the Liberty Bridge.
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The world's largest panorama photograph was created in (and of) Budapest in 2010.[179]
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Tourists visiting Budapest can receive free maps and information from the nonprofit Budapest Festival and Tourism Center at its info-points.[180] The info centers also offer the Budapest Card which allows free public transit and discounts for several museums, restaurants and other places of interest. Cards are available for 24-, 48- or 72-hour durations.[181] The city is also well known for its ruin bars both day and night.[182]
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In Budapest there are many smaller and larger squares, the most significant of which are Heroes' Square, Kossuth Square, Liberty Square, St. Stephen's Square, Ferenc Deák Square, Vörösmarty Square, Erzsébet Square, St. George's Square and Széchenyi István Square. The Heroes' Square at the end of Andrássy Avenue is the largest and most influential square in the capital, with the Millennium Monument in the center, and the Museum of Fine Arts and The Hall of Art. Kossuth Square is a symbolic place of the Hungarian statehood, the Hungarian Parliament Building, the Palace of Justice and the Ministry of Agriculture. The Liberty Square is located in the Belváros-Lipótváros District (Inner City District), as one of Budapest's most beautiful squares. There are buildings such as the Hungarian National Bank, the embassy of the United States, the Stock Exchange Palace, as well as numerous statues and monuments such as the Soviet War Memorial, the Statue of Ronald Reagan or the controversial Monument to the victims of the German occupation. In the St. Stephen's Square is the St. Stephen's Basilica, the square is connected by a walking street, the Zrínyi Street, to the Széchenyi István Square at the foot of The Chain Bridge. The Hungarian Academy of Sciences and the Gresham Palace and the Ministry of Interior are also located here. Deák Ferenc Square is a central square of the capital, a major transport hub, where three Budapest subways meet. Here is the oldest and best known Evangelical Church of Budapest, the Deák Ferenc Square Luteran Church. Vörösmarty Square is located in Belváros-Lipótváros District (Inner City District) behind the Vigadó of Pest as one of the endpoints of Váci Street. The Confectionery Gerbeaud is here, and the annual Christmas Fair is held in the Square, as well as is the centre of the Holiday Book Week.
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Budapest has many municipal parks and most have playgrounds for children and seasonal activities like skating in the winter and boating in the summer. Access from the city center is quick and easy with the Millennium Underground. Budapest has a complex park system, with various lands operated by the Budapest City Gardening Ltd.[183]
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The wealth of greenspace afforded by Budapest's parks is further augmented by a network of open spaces containing forest, streams, and lakes that are set aside as natural areas which lie not far from the inner city, including the Budapest Zoo and Botanical Garden (established in 1866) in the City Park.[184]
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The most notable and popular parks in Budapest are the City Park which was established in 1751 (302 acres) along with Andrássy Avenue,[185] the Margaret Island in the Danube (238 acres or 96 hectares),[186] the People's Park, the Római Part, and the Kopaszi Dam.[187]
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The Buda Hills also offer a variety of outdoor activities and views. A place frequented by locals is Normafa, offering activities for all seasons. With a modest ski run, it is also used by skiers and snow boarders – if there is enough snowfall in winter.
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A number of islands can be found on the Danube in Budapest:
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The islands of Palotai Island [hu], Nép Island [hu], and Háros Island [hu] also formerly existed within the city, but have been joined to the mainland.
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The Ínség Rock [hu] (Hungarian: Ínség-szikla) is a reef in the Danube close to the shore under the Gellért Hill. It is only exposed during drought periods when the river level is very low.
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Just outside the city boundary to the north lies the large Szentendre Island (Hungarian: Szentendrei-sziget) and the much smaller Lupa Island (Hungarian: Lupa-sziget).
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One of the reasons the Romans first colonised the area immediately to the west of the River Danube and established their regional capital at Aquincum (now part of Óbuda, in northern Budapest) is so that they could use and enjoy the thermal springs. There are still ruins visible today of the enormous baths that were built during that period. The new baths that were constructed during the Turkish period (1541–1686) served both bathing and medicinal purposes, and some of these are still in use to this day.[188][189]
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Budapest gained its reputation as a city of spas in the 1920s, following the first realisation of the economic potential of the thermal waters in drawing in visitors. Indeed, in 1934 Budapest was officially ranked as a "City of Spas". Today, the baths are mostly frequented by the older generation, as, with the exception of the "Magic Bath" and "Cinetrip" water discos, young people tend to prefer the lidos which are open in the summer.
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Construction of the Király Baths started in 1565, and most of the present-day building dates from the Turkish period, including most notably the fine cupola-topped pool.
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The Rudas Baths are centrally placed – in the narrow strip of land between Gellért Hill and the River Danube – and also an outstanding example of architecture dating from the Turkish period. The central feature is an octagonal pool over which light shines from a 10 metres (33 ft) diameter cupola, supported by eight pillars.
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The Gellért Baths and Hotel were built in 1918, although there had once been Turkish baths on the site, and in the Middle Ages a hospital. In 1927, the Baths were extended to include the wave pool, and the effervescent bath was added in 1934. The well-preserved Art Nouveau interior includes colourful mosaics, marble columns, stained glass windows and statues.
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The Lukács Baths are also in Buda and are also Turkish in origin, although they were only revived at the end of the 19th century. This was also when the spa and treatment centre were founded. There is still something of an atmosphere of fin-de-siècle about the place, and all around the inner courtyard there are marble tablets recalling the thanks of patrons who were cured there. Since the 1950s it has been regarded as a centre for intellectuals and artists.
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The Széchenyi Baths are one of the largest bathing complexes in all Europe, and the only "old" medicinal baths to be found in the Pest side of the city. The indoor medicinal baths date from 1913 and the outdoor pools from 1927. There is an atmosphere of grandeur about the whole place with the bright, largest pools resembling aspects associated with Roman baths, the smaller bath tubs reminding one of the bathing culture of the Greeks, and the saunas and diving pools borrowed from traditions emanating in northern Europe. The three outdoor pools (one of which is a fun pool) are open all year, including winter. Indoors there are over ten separate pools, and a whole host of medical treatments is also available. The Szécheny Baths are built in modern Renaissance style.
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Budapest is served by Budapest Ferenc Liszt International Airport (BUD) (named after Franz Liszt, the notable Hungarian composer), one of the busiest airports in Central and Eastern Europe, located 16 kilometres (9.9 mi) east-southeast of the centre of Budapest, in the District XVIII. The airport offers international connections among all major European cities, and also to North America, Africa, Asia and the Middle East.
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As Hungary's busiest airport, it handles nearly all of the country's air passenger traffic. Budapest Liszt Ferenc handled around 250 scheduled flights daily in 2013, and an ever-rising number of charters. London, Brussels, Frankfurt, Munich, Paris, and Amsterdam are the busiest international connections respectively, while Toronto, Montreal, Dubai, Doha and Alicante are the most unusual in the region.[190]
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Today the airport serves as a base for Ryanair, Wizz Air, Budapest Aircraft Service, CityLine Hungary, Farnair Hungary and Travel Service Hungary among others. The airport is accessible via public transportation from the city centre by the Metro line 3 and then the airport bus No. 200E.[191]
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As part of a strategic development plan, €561 million have been spent on expanding and modernising the airport infrastructure until December 2012. Most of these improvements are already completed,[192] the postponed ones are the new cargo area and new piers for terminal 2A and 2B, but these development are on standby also, and will start immediately, when the airport traffic will reach the appropriate level.
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SkyCourt, the newest, state-of-the-art building between the 2A and 2B terminals with 5 levels. Passenger safety checks were moved here along with new baggage classifiers and the new Malév and SkyTeam business lounges, as well as the first MasterCard lounge in Europe.[193]
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Public transit in Budapest is provided by the Centre for Budapest Transport (BKK, Budapesti Közlekedési Központ), one of the largest transportation authorities in Europe.[194] BKK operates 4 metro lines (including the historic Line 1, the oldest underground railway in continental Europe), 5 suburban railway lines, 33 tram lines, 15 trolleybus lines, 264 bus lines (including 40 night routes), 4 boat services, and BuBi, a smart bicycle sharing network. On an average weekday, BKK lines transports 3.9 million riders; in 2011, it handled a total of 1.4 billion passengers.[195] In 2014, the 65% of the passenger traffic in Budapest was by public transport and 35% by car. The aim is 80%–20% by 2030 in accordance with the strategy of BKK.[196]
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The development of complex intelligent transportation system in the city is advancing; the application of smart traffic lights is widespread, they are GPS and computer controlled and give priority to the GPS connected public transport vehicles automatically, as well as the traffic is measured and analyzed on the roads and car drivers informed about the expected travel time and traffic by intelligent displays (EasyWay project).[197] Public transport users are immediately notified of any changes in public transport online, on smartphones and on PIDS displays, as well car drivers can keep track of changes in traffic and road management in real-time online and on smartphones through the BKK Info.[198][199] As well all vehicles can be followed online and on smartphones in real-time throughout the city with the Futár PIDS system,[200] while the continuous introducing of integrated e-ticket system will help the measurement of passenger numbers on each line and the intelligent control of service frequency.
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The development of Futár, the citywide real-time passenger information system and real-time route planner is finished already and now all of the public transport vehicle is connected via satellite system. The real-time information of trams, buses and trolleybuses are available for both the operators in the control room and for all the passengers in all stops on smartphone and on city street displays.[201]
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The implementation of latest generation automated fare collection and e-ticket system with NFC compatibility and reusable contactless smart cards for making electronic payments in online and offline systems in Budapest is started in 2014, the project is implemented and operated by the operator of Hong Kong Octopus card jointly with one of the leading European companies of e-ticket and automated fare collection, Scheidt & Bachmann.[202] The deployment of 300 new digital contactless ticket vending machine will be finished by the end of 2014 in harmonization with the e-ticket system.[203]
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The tram lines no. 4 and 6 are the busiest city tram lines in the world,[204] with one of the world's longest trams (54-metre long Siemens Combino) running at 2–3-minute intervals at peak time and 4–5 minutes off-peak. Day services are usually from 4 am until between 11 pm and 0:30 am.[170] Hungarian State Railways operates an extensive network of commuter rail services, their importance in the suburban commuter passenger traffic is significant, but in travel within the city is limited.
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The organiser of public transport in Budapest is the municipal corporation Centre for Budapest Transport (Budapesti Közlekedési Központ – BKK), that is responsible for planning and organising network and services, planning and developing tariff concepts, attending to public service procurer duties, managing public service contracts, operating controlling and monitoring systems, setting and monitoring service level agreements related to public transport, attending to customer service duties, selling and monitoring tickets and passes, attending to integrated passenger information duties, unified Budapest-centric traffic control within public transport, attending to duties related to river navigation, plus the management of Budapest roads, operating taxi stations, unified control of bicycle traffic development in the capital, preparing parking strategy and developing an operational concept, preparation of road traffic management, developing an optimal traffic management system, organising and co-ordinating road reconstruction and more, in short, everything which is related to transport in the city.[205]
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Budapest is the most important Hungarian road terminus, all of the major highways and railways end within the city limits. The road system in the city is designed in a similar manner to that of Paris, with several ring roads, and avenues radiating out from the center. Ring road M0 around Budapest is nearly completed, with only one section missing on the west side due to local disputes. The ring road is 80 kilometres (50 miles) in length, and once finished it will be 107 kilometres (66 mi) of highway in length.
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The city is a vital traffic hub because all major European roads and European railway lines lead to Budapest.[88] The Danube was and is still today an important water-way and this region in the centre of the Carpathian Basin lies at the cross-roads of trade routes.[91]
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Hungarian main line railways are operated by Hungarian State Railways. There are three main railway station in Budapest, Keleti (Eastern), Nyugati (Western) and Déli (Southern), operating both domestic and international rail services. Budapest is one of the main stops of the on its Central and Eastern European route.[206] There is also a suburban rail service in and around Budapest, three lines of which are operated under the name HÉV.
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The river Danube flows through Budapest on its way from (Germany) to the Black Sea. The river is easily navigable and so Budapest historically has a major commercial port at Csepel District and at New Pest District also. The Pest side is also a famous port place with international shipping ports for cargo[207] and for passenger ships.[208] In the summer months, a scheduled hydrofoil service operates on the Danube connecting the city to Vienna.
|
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BKK (through the operator BKV) also provides public transport with boat service within the borders of the city. Two routes, marked D11 and D12, connect the two banks with Margaret Island and Óbuda Island, from Rómaifürdő (Buda side, north to Óbuda Island) or Árpád Bridge (Pest side) to Rákóczi Bridge, with a total of 18 stops, while route D2 circulates in the downtown.[209] Line D14 is a ferry service, connecting Királyerdő on the Csepel Island with Molnár Island on the Pest side, south to the city centre.[209] In addition, several companies provides sightseeing boat trips and also an amphibious vehicle (bus and boat) operates constantly.
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Water quality in Budapest harbours improved dramatically in the recent years, treatment facilities processed 100% of generated sewage in 2010. Budapesters regularly kayak, canoe, jet-ski and sail on the Danube, which has continuously become a major recreational site for the city.
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Special vehicles in Budapest, besides metros, include suburban rails, trams and boats. There are a couple of less common vehicles in Budapest, like the trolleybus on several lines in Pest, the Castle Hill Funicular between the Chain Bridge and Buda Castle, the cyclecar for rent in Margaret Island, the chairlift, the Budapest Cog-wheel Railway and children's railway. The latter three vehicles run among Buda hills.
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The culture of Budapest is reflected by Budapest's size and variety. Most Hungarian cultural movements first emerged in the city. Budapest is an important center for music, film, theatre, dance and visual art. Artists have been drawn into the city by opportunity, as the city government funds the arts with adequate financial resources.
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Budapest is the headquarters of the Hungarian LGBT community.
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Budapest was named "City of Design" in December 2015 and has been a member of UNESCO Creative Cities Network since then.[210]
|
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|
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Budapest is packed with museums and galleries. The city glories in 223 museums and galleries, which presents several memories, next to the Hungarian ones as well those of universal and European culture and science. Here are the greatest examples among them: the Hungarian National Museum, the Hungarian National Gallery, the Museum of Fine Arts (where can see the pictures of Hungarian painters, like Victor Vasarely, Mihály Munkácsy and a great collection about Italian art, Dutch art, Spanish art and British art from before the 19th century and French art, British art, German art, Austrian art after the 19th century), the House of Terror, the Budapest Historical Museum, the Aquincum Museum, the Memento Park, Museum of Applied Arts and the contemporary arts exhibition Palace of Arts Budapest.[211] In Budapest there are 837 monuments, which represent the most of the European artistic style. The classical and unique Hungarian Art Nouveau buildings are prominent.
|
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|
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A lot of libraries have unique collections in Budapest, such as the National Széchenyi Library, which keeps historical relics from the age before the printing of books. The Metropolitan Szabó Ervin Library plays an important role in the general education of the capital's population. Other libraries: The Library of the Hungarian Academy of Sciences, Eötvös University Library, the Parliamentary Library, Library of the Hungarian Central Statistical Office and the National Library of Foreign Literature.
|
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|
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In Budapest there are forty theatres, seven concert halls and an opera house.[212] Outdoor festivals, concerts and lectures enrich the cultural offer of summer, which are often held in historical buildings. The largest theatre facilities are the Budapest Operetta and Musical Theatre, the József Attila Theatre, the Katona József Theatre, the Madách Theatre, the Hungarian State Opera House, the National Theatre, the Vigadó Concert Hall, Radnóti Miklós Theatre, the Comedy Theatre and the Palace of Arts, known as MUPA. The Budapest Opera Ball is an annual Hungarian society event taking place in the building of the Budapest Opera (Operaház) on the last Saturday of the carnival season, usually late February.[213]
|
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|
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Several annual festivals take place in Budapest. The Sziget Festival is one of the largest outdoor music festival in Europe. The Budapest Spring Festival includes concerts at several venues across the city. The Café Budapest Contemporary Arts Festival (formerly the Budapest Autumn Festival) brings free music, dance, art, and other cultural events to the streets of the city. The Budapest Wine Festival and Budapest Pálinka Festival, occurring each May, are gastronomy festivals focusing on culinary pleasures. The Budapest Pride (or Budapest Pride Film and Cultural Festival) occurs annually across the city, and usually involves a parade on the Andrássy Avenue. Other festivals include the Budapest Fringe Festival, which brings more than 500 artists in about 50 shows to produce a wide range of works in alternative theatre, dance, music and comedy outside the mainstream. The LOW Festival is a multidisciplinary contemporary cultural festival held in Hungary in the cities Budapest and Pécs from February until March; the name of the festival alludes to the Low Countries, the region encompassing the Netherlands and Flanders. The Budapest Jewish Summer Festival, in late August, is one of the largest in Europe.
|
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|
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There are many symphony orchestras in Budapest, with the Budapest Philharmonic Orchestra being the preeminent one. It was founded in 1853 by Ferenc Erkel and still presents regular concerts in the Hungarian State Opera House and National Theatre. Budapest also has one of the more active jazz scenes in Central Europe.[214]
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The dance tradition of the Carpathian Basin is a unique area of the European dance culture, which is also a special transition between the Balkans and Western Europe regions. The city is home to several authentic Hungarian folk dance ensembles which range from small ensembles to professional troupes. Budapest is one of the few cities in the world with a high school for learning folk dance.
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Budapest is home to a fashion week twice a year, where the city's fashion designers and houses present their collections and provide a meeting place for the fashion industry representatives. Budapest Fashion Week additionally a place for designers from other countries may present their collections in Budapest. Hungarian models, like Barbara Palvin, Enikő Mihalik, Diána Mészáros, Viktória Vámosi usually appearing at these events along international participants.
|
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Fashion brands like Zara, H&M, Mango, ESPRIT, Douglas AG, Lacoste, Nike and other retail fashion brands are common across the city's shopping malls and on the streets.[215]
|
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|
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Major luxury fashion brands such as Roberto Cavalli, Dolce & Gabbana, Gucci, Versace, Ferragamo, Moschino, Prada and Hugo Boss, can be found among the city's most prestigious shopping streets, the Fashion Street, Váci Street and Andrássy Avenue in Budapest's main upscale fashion district, the Leopoldtown.
|
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Budapest is a prominent location for the Hungarian entertainment industry, with many films, television series, books, and other media set there. Budapest is the largest centre for film and television production in Hungary. In 2011, it employed more than 50,000 people and generated 63.9% of revenues of the media industry in the country.[216]
|
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Budapest is the media centre of Hungary, and the location of the main headquarters of Hungarian Television and other local and national TV and radio stations, such as M1, M2, Duna TV, Duna World, RTL Klub, TV2 (Hungary), EuroNews, Comedy Central, MTV Hungary, VIVA Hungary, Viasat 3, Cool TV, and Pro4, and politics and news channels such as Hír TV, ATV, and Echo TV. Documentary channels include Discovery Channel, Discovery Science, Discovery World, National Geographic Channel, Nat Geo Wild, Spektrum, and BBC Entertainment. This is less than a quarter of the channels broadcast from Budapest; for the whole picture see Television in Hungary.
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In 2012, there were 7.2 million internet users in Hungary (72% of the population).[217] and there were 2.3 million subscriptions for mobile broadband.[218]
|
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|
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In the modern age, Budapest developed its own peculiar cuisine, based on products of the nearby region, such as lamb, pork and vegetables special to the region. Modern Hungarian cuisine is a synthesis of ancient Asiatic components mixed with French, Germanic, Italian, and Slavic elements. The food of Hungary can be considered a melting pot of the continent, with a culinary base formed from its own, original Magyar cuisine. Considerable numbers of Saxons, Armenians, Italians, Jews and Serbs settled in the Hungarian basin and in Transylvania, also contributing with different new dishes. Elements of ancient Turkish cuisine were adopted during the Ottoman era, in the form of sweets (for example different nougats, like white nougat called törökméz), quince (birsalma), Turkish delight, Turkish coffee or rice dishes like pilaf, meat and vegetable dishes like the eggplant, used in eggplant salads and appetizers, stuffed peppers and stuffed cabbage called töltött káposzta. Hungarian cuisine was influenced by Austrian cuisine under the Austro-Hungarian Empire, dishes and methods of food preparation have often been borrowed from Austrian cuisine, and vice versa.[219]
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Budapest restaurants reflect diversity, with menus carrying traditional regional cuisine, fusions of various culinary influences, or innovating in the leading edge of new techniques. Budapest' food shops also have a solid reputation for supplying quality specialised culinary products and supplies, reputations that are often built up over generations. These include many shops, such as Café Gerbeaud, one of the greatest and most traditional coffeehouses in Europe, or the Gundel restaurant and gastro shop in the City Park.
|
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Foodies can also find the highest quality foods served in several Michelin-starred restaurants, like Onyx, Costes, Borkonyha or Tanti.
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The 1906 novel The Paul Street Boys, the 1937 novel Journey by Moonlight, the 1957 book The Bridge at Andau, the 1975 novel Fateless, the 1977 novel The End of a Family Story, the 1986 book Between the Woods and the Water, the 1992 novel Under the Frog, the 1987 novel The Door, the 2002 novel Prague, the 2003 book Budapeste, the 2004 novel Ballad of the Whisky Robber, the 2005 novels Parallel Stories and The Historian, the 2012 novel Budapest Noir are set, amongst others, partly or entirely in Budapest. Some of the better known feature films set in Budapest are Kontroll, The District!, Ein Lied von Liebe und Tod, Sunshine, An American Rhapsody, As You Desire Me, The Good Fairy, Hanna's War, The Journey, Ladies in Love, Music Box, The Shop Around the Corner, Zoo in Budapest, Underworld, Mission: Impossible – Ghost Protocol and Spy. The Grand Budapest Hotel (2014) is a Wes Anderson film. It was filmed in Germany, and set in the fictional Republic of Zubrowka, which is in the alpine mountains of Hungary.
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Budapest hosted many global sport event in the past, among others the 1994 IAAF World Cross Country Championships, 1997 World Amateur Boxing Championships, 2000 World Fencing Championships, 2001 World Allround Speed Skating Championships, Bandy World Championship 2004, 2008 World Interuniversity Games, 2008 World Modern Pentathlon Championships, 2010 ITU World Championship Series, 2011 IIHF World Championship, 2012 European Speed Skating Championships, 2013 World Fencing Championships, 2013 World Wrestling Championships, 2014 World Masters Athletics Championships, 2017 World Aquatics Championships, and 2017 World Judo Championships, only in the last two-decade. Besides these, Budapest was the home of many European-level tournaments, like 2006 European Aquatics Championships, 2010 European Aquatics Championships, 2010 UEFA Futsal Championship, 2013 European Judo Championships, 2013 European Karate Championships and will be the host of 2023 World Championships in Athletics and 4 matches in the UEFA Euro 2020, which will be held in the 67,215-seat new multi-purpose Puskás Ferenc Stadium, to mention a few.
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In 2015 the Assembly of the Hungarian Olympic Committee and the Assembly of Budapest decided to bid for the 2024 Summer Olympics. Budapest has lost several bids to host the games, in 1916, 1920, 1936, 1944, and 1960 to Berlin, Antwerp, London, and Rome, respectively.[220][221] The Hungarian Parliament also voted to support the bid on 28 January 2016, later Budapest City Council approved list of venues and Budapest became an official candidate for the 2024 Summer Olympic Games. However, they have recently withdrawn and only Paris and Los Angeles remain as candidates for the 2024 Olympics.
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|
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Numerous Olympic, World, and European Championship winners and medalists reside in the city, which follows from Hungary's 8th place among all the nations of the world in the All-time Olympic Games medal table.
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Hungarians have always been avid sports people: during the history of the Summer Olympic Games, Hungarians have brought home 476 medals, of which 167 are gold. The top events in which Hungarians have excelled are fencing, swimming, water polo, canoeing, wrestling and track & field sports. Beside classic sports, recreational modern sports such as bowling, pool billiard, darts, go-carting, wakeboarding and squash are very popular in Budapest, and extreme sports are also gaining ground. Furthermore, the Budapest Marathon and Budapest Half Marathon also attract many people every year. The city's largest football stadium is named after Ferenc Puskás, recognised as the top scorer of the 20th century and for whom FIFA's Puskás Award (Ballon d'Or) was named.[222]
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|
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One of Budapest's most popular sport is football and it has many Hungarian League football club, including in the top level Nemzeti Bajnokság I league, like Ferencvárosi TC (29 Hungarian League titles), MTK Budapest FC (23 titles), Újpest FC (20 titles), Budapest Honvéd FC (13 titles), Vasas SC (6 titles), Csepel SC (4 titles), Budapesti TC (2 titles).
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The Hungarian Grand Prix in Formula One has been held at the Hungaroring just outside the city, which circuit has FIA Grade 1 license.[223] Since 1986, the race has been a round of the FIA Formula One World Championship. At the 2013 Hungarian Grand Prix, it was confirmed that Hungary will continue to host a Formula 1 race until 2021.[224] The track was completely resurfaced for the first time in early 2016, and it was announced the Grand Prix's deal was extended for a further 5 years, until 2026.[225]
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Budapest is home to three four-star UEFA stadiums: Puskás Aréna, Groupama Aréna and two three-star UEFA stadia: Hidegkuti Nándor Stadion and Bozsik József Stadion.
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Budapest is home to over 35 higher education institutions, many of which are universities. Under the Bologna Process, many offered qualifications are recognised in countries across Europe. Medicine, dentistry, pharmaceuticals, veterinary programs, and engineering are among the most popular fields for foreigners to undertake in Budapest. Most universities in Budapest offer courses in English, as well as in other languages like German, French, and Dutch, aimed specifically at foreigners. Many students from other European countries spend one or two semesters in Budapest through the Erasmus Programme.[226]
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Budapest has quite a few sister cities and many partner cities around the world.[227]
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Like Budapest, many of them are the most influential and largest cities of their country and region, most of them are the primate city and political, economical, cultural capital of their country.
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The Mayor of Budapest says the aim of improving sister city relationships is to allow and encourage a mutual exchange of information and experiences, as well as co-operation, in the areas of city management, education, culture, tourism, media and communication, trade and business development.[228]
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Some of the city's districts are also twinned to small cities or districts of other big cities; for details see the article List of districts and towns in Budapest.
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Békéscsaba, BékésBudapest, PestDebrecen, Hajdú-BiharEger, Heves
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Győr, Győr-Moson-SopronKaposvár, SomogyKecskemét, Bács-KiskunMiskolc, Borsod-Abaúj-Zemplén
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Nyíregyháza, Szabolcs-Szatmár-BeregPécs, BaranyaSalgótarján, NógrádSzeged, Csongrád
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295 |
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|
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+
Székesfehérvár, FejérSzekszárd, TolnaSzolnok, Jász-Nagykun-SzolnokSzombathely, Vas
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Tatabánya, Komárom-EsztergomVeszprém, VeszprémZalaegerszeg, Zala
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1 |
+
A town is a human settlement. Towns are generally larger than villages but smaller than cities, though the criteria to distinguish them vary considerably between different parts of the world.
|
2 |
+
|
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+
The word "town" shares an origin with the German word Zaun, the Dutch word tuin, and the Old Norse tun.[1] The original Proto-Germanic word, *tunan, is thought to be an early borrowing from Proto-Celtic *dunon (cf. Old Irish dun, Welsh din).[2]
|
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+
|
5 |
+
The original sense of the word in both Germanic and Celtic was that of a fortress or an enclosure. Cognates of "town" in many modern Germanic languages designate a fence or a hedge.[2] In English and Dutch, the meaning of the word took on the sense of the space which these fences enclosed, and through which a track must run.[citation needed] In England, a town was a small community that could not afford or was not allowed to build walls or other larger fortifications, and built a palisade or stockade instead.[citation needed] In the Netherlands, this space was a garden, more specifically those of the wealthy, which had a high fence or a wall around them (like the garden of the palace of Het Loo in Apeldoorn, which was the model for the privy garden of William III and Mary II at Hampton Court). In Old Norse tun means a (grassy) place between farmhouses, and the word is still used with a similar meaning in modern Norwegian.
|
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|
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Old English tun became a common place-name suffix in England and southeastern Scotland during the Anglo-Saxon settlement period. In Old English and Early and Middle Scots, the words ton, toun, etc. could refer to diverse kinds of settlements from agricultural estates and holdings, partly picking up the Norse sense (as in the Scots word fermtoun) at one end of the scale, to fortified municipalities.[citation needed] Other common Anglo-Saxon suffixes included ham ("home"), stede ("stead"), and burh ("bury," "borough," "burgh").
|
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+
|
9 |
+
In some cases, "town" is an alternative name for "city" or "village" (especially a larger village). Sometimes, the word "town" is short for "township". In general, today towns can be differentiated from townships, villages, or hamlets on the basis of their economic character, in that most of a town's population will tend to derive their living from manufacturing industry, commerce, and public services rather than primary industry such as agriculture or related activities.
|
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+
|
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+
A place's population size is not a reliable determinant of urban character. In many areas of the world, e.g. in India at least until recent times, a large village might contain several times as many people as a small town. In the United Kingdom, there are historical cities that are far smaller than the larger towns.
|
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+
|
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+
The modern phenomenon of extensive suburban growth, satellite urban development, and migration of city dwellers to villages has further complicated the definition of towns, creating communities urban in their economic and cultural characteristics but lacking other characteristics of urban localities.
|
14 |
+
|
15 |
+
Some forms of non-rural settlement, such as temporary mining locations, may be clearly non-rural, but have at best a questionable claim to be called a town.
|
16 |
+
|
17 |
+
Towns often exist as distinct governmental units, with legally defined borders and some or all of the appurtenances of local government (e.g. a police force). In the United States these are referred to as "incorporated towns". In other cases the town lacks its own governance and is said to be "unincorporated". Note that the existence of an unincorporated town may be legally set out by other means, e.g. zoning districts. In the case of some planned communities, the town exists legally in the form of covenants on the properties within the town. The United States Census identifies many census-designated places (CDPs) by the names of unincorporated towns which lie within them; however, those CDPs typically include rural and suburban areas and even surrounding villages and other towns.
|
18 |
+
|
19 |
+
The distinction between a town and a city similarly depends on the approach: a city may strictly be an administrative entity which has been granted that designation by law, but in informal usage, the term is also used to denote an urban locality of a particular size or importance: whereas a medieval city may have possessed as few as 10,000 inhabitants, today some[who?] consider an urban place of fewer than 100,000 as a town, even though there are many officially designated cities that are much smaller than that.
|
20 |
+
|
21 |
+
Australian geographer Thomas Griffith Taylor proposed a classification of towns based on their age and pattern of land use. He identified five types of town:[3]
|
22 |
+
|
23 |
+
In Afghanistan, towns and cities are known as shār (Dari: شهر, Pashto: ښار).[4] As the country is an historically rural society with few larger settlements, with major cities never holding more than a few hundred thousand inhabitants before the 2000s, the lingual tradition of the country does not discriminate between towns and cities.
|
24 |
+
|
25 |
+
In Albania "qytezë" means town, which is very similar with the word for city ("qytet"). Although there is no official use of the term for any settlement.
|
26 |
+
In Albanian "qytezë" means "small city" or "new city", while in ancient times "small residential center within the walls of a castle".
|
27 |
+
|
28 |
+
The center is a population group, larger than a village, and smaller than a city. Though the village is bigger than a hamlet.
|
29 |
+
|
30 |
+
In Australia, most rural and regional centres of population can be called towns; many small towns have populations of less than 200.[5] The smallest may be described as townships.
|
31 |
+
|
32 |
+
In addition, some local government entities are officially styled as towns in Queensland, South Australia, Western Australia and the Northern Territory, and formerly also (till the 1990s) in Victoria.
|
33 |
+
|
34 |
+
The Austrian legal system does not distinguish between villages, towns, and cities. The country is partitioned into 2098 municipalities (German: Gemeinden) of fundamentally equal rank. Larger municipalities are designated as market towns (German: Marktgemeinden) or cities (Städte), but these distinctions are purely symbolic and do not confer additional legal responsibilities. There is a number of smaller communities that are labelled cities because they used to be regional population centers in the distant past. The city of Rattenberg for example has about 400 inhabitants. The city of Hardegg has about 1200 inhabitants, although the historic city core − Hardegg proper without what used to be the surrounding hamlets − is home to just 80 souls.
|
35 |
+
|
36 |
+
There are no unincorporated areas.
|
37 |
+
|
38 |
+
Of the 201 cities in Austria, 15 are statutory cities (Statutarstädte). A statutory city is a city that is vested, in addition to its purview as a municipality, with the duties of a district administrative authority. The status does not come with any additional autonomy: district administrative authorities are essentially just service centers that citizens use to interact with the national government, for example to apply for driver licenses or passports. The national government generally uses the provinces to run these points of contact on its behalf; in the case of statutory cities, the municipality gets to step up.
|
39 |
+
|
40 |
+
Bulgarians do not, in general, differentiate between 'city' and 'town'. However, in everyday language and media the terms "large towns" and "small towns" are in use. "Large towns" usually refers to Sofia, Plovdiv, Varna and Burgas, which have population over 200,000. Ruse and Stara Zagora are often included as well due to presence of relatively developed infrastructure and population over 100,000 threshold. It is difficult to call the remaining provincial capitals "large towns" as, in general, they are less developed and have shrinking population, some with as few as 30,000 inhabitants.
|
41 |
+
|
42 |
+
In Bulgaria the Council of Ministers defines what constitutes a settlement, while the President of Bulgaria grants each settlement its title. In 2005 the requirement that villages that wish to classify themselves as town must have a social and technical infrastructure, as well as a population of no fewer than 3500 people. For resort settlements the requirements are lower with the population needing to be no fewer than 1000 people but infrastructure requirements remain.
|
43 |
+
|
44 |
+
The legal definition of a town in Canada varies by province or territory, as each has jurisdiction over defining and legislating towns, cities and other types of municipal organization within its own boundaries.
|
45 |
+
|
46 |
+
The province of Quebec is unique in that it makes no distinction under law between towns and cities. There is no intermediate level in French between village and ville (municipality is an administrative term usually applied to a legal, not geographical entity), so both are combined under the single legal status of ville. While an informal preference may exist among English speakers as to whether any individual ville is commonly referred to as a city or as a town, no distinction and no objective legal criteria exist to make such a distinction under law.
|
47 |
+
|
48 |
+
In Chile, towns (Spanish: pueblos) are defined by the National Statistics Institute (INE) as an urban entity with a population from 2001 to 5000 or an area with a population from 1001 to 2000 and an established economic activity.
|
49 |
+
|
50 |
+
In the Czech Republic, the word město (city) is used for very wide variety of municipalities, ranging from Prague, the largest and capital city with approximately 1.2 million inhabitants, to the smallest, Přebuz, with just 74 inhabitants. Technically, a municipality must have at least 3,000 inhabitants to be granted the město title, although many smaller municipalities, especially some former mining towns, retain the title město for historic reasons. Currently, approximately 192 of the 592 města have less than 3,000 inhabitants.
|
51 |
+
|
52 |
+
Some municipalities have been amalgamated together, such that the whole is considered as a město.
|
53 |
+
|
54 |
+
Statutory cities (statutární město), which are defined by law no. 128/2000 Coll.,[6] can define their own self-governing municipal districts.. There are 25 such cities, in addition to Prague, which is a de facto statutory city.
|
55 |
+
|
56 |
+
In 2006, the legal concept of a town (městys, or formerly městečko) was reintroduced. Currently, around 213 municipalities hold the title městys.
|
57 |
+
|
58 |
+
Municipalities which do not qualify as a město or a městys default to the title of obec (a municipality) or, unofficially, a vesnice (village), even though they may consist of one or more villages.
|
59 |
+
|
60 |
+
In Denmark, in many contexts no distinction is made between "city", "town" and "village"; all three translate as "by". In more specific use, for small villages and hamlets the word "landsby" (meaning "country town") is used, while the Danish equivalent of English "city" is "storby" (meaning "large town"). For formal purposes, urban areas having at least 200 inhabitants are counted as "by".[7]
|
61 |
+
|
62 |
+
Historically some towns held various privileges, the most important of which was the right to hold market. They were administered separately from the rural areas in both fiscal, military and legal matters. Such towns are known as "købstad" (roughly the same meaning as "borough" albeit deriving from a different etymology) and they retain the exclusive right to the title even after the last vestiges of their privileges vanished through the reform of the local administration carried through in 1970.
|
63 |
+
|
64 |
+
In Estonia, there is no distinction between a town and a city as the word linn is used for both bigger and smaller settlements, which are bigger than villages and boroughs. There are 30 municipal towns (omavalitsuslik linn) in Estonia and a further 17 towns, which have merged with a municipal parish (vallasisene linn).
|
65 |
+
|
66 |
+
In Finland, there is no distinction between a town and a city as the word kaupunki is used for both bigger and smaller settlements, which are bigger than villages and boroughs; although in a way, when talking about the word town, it could also use the word pikkukaupunki (pikku means "little" or "small"). There are almost one huntred municipal towns in Finland.
|
67 |
+
|
68 |
+
From an administrative standpoint, the smallest level of local authorities are all called "communes". Those can have anywhere from a handful to millions of inhabitants, and France has 36000 of them. The French term for "town" is "bourg"[8] but French laws does not really distinguish between towns and cities which are all commonly called "villes". However, some laws do treat these authorities differently based on the population and different rules apply to the three big cities Paris, Lyon and Marseille. For historical reasons, six communes in the Meuse département exist as independent administrative entities despite having no inhabitant at all.
|
69 |
+
|
70 |
+
For statistical purposes, the national statistical institute (INSEE) operates a distinction between urban areas with fewer than 2,000 inhabitants and bigger communes, the latter being called "villes". Smaller settlements are usually called "villages".
|
71 |
+
|
72 |
+
Germans do not, in general, differentiate between 'city' and 'town'. The German word for both is Stadt, as it is the case in many other languages that do not differentiate between these Anglo-Saxon concepts. The word for a 'village', as a smaller settlement, is Dorf. However, the International Statistics Conference of 1887 defined different sizes of Stadt, based on their population size, as follows: Landstadt ("country town"; under 5,000), Kleinstadt ("small town"; 5,000 to 20,000), Mittelstadt ("middle town"; between 20,000 and 100,000) and Großstadt ("large town"; over 100,000).[9] The term Großstadt may be translated as "city". In addition, Germans may speak of a Millionenstadt, a city with over one million inhabitants (such as Munich, Hamburg and Berlin).
|
73 |
+
|
74 |
+
Historically, many settlements became a Stadt by being awarded a Stadtrecht in medieval times. In modern German language use, the historical importance, the existence of central functions (education, retail etc.) and the population density of an urban place might also be taken as characteristics of a Stadt. The modern local government organisation is subject to the laws of each state and refers to a Gemeinde (municipality), regardless of its historic title. While most Gemeinden form part of a Landkreis (district) on a higher tier of local government, larger towns and cities may have the status of a kreisfreie Stadt, combining both the powers of a municipality and a district.
|
75 |
+
|
76 |
+
Designations in different states are as diverse as e.g. in Australian States and Territories, and differ from state to state. In some German states, the words Markt ("market"), Marktflecken (both used in southern Germany) or Flecken ("spot"; northern Germany e.g. in Lower Saxony) designate a town-like residential community between Gemeinde and Stadt with special importance to its outer conurbation area. Historically those had Marktrecht (market right) but not full town privileges; see Market town. The legal denomination of a specific settlement may differ from its common designation (e.g. Samtgemeinde – a legal term in Lower Saxony for a group of villages [Dorf, pl. Dörfer] with common local government created by combining municipalities [Gemeinde, pl. Gemeinden]).
|
77 |
+
|
78 |
+
In ordinary speech, Greeks use the word χωριό (=village) to refer to smaller settlements and the word πόλη or πολιτεία (=city) to refer to larger ones. Careful speakers may also use the word κωμόπολη to refer to towns with a population of 2,000–9,999.
|
79 |
+
In Greek administrative law there used to be a distinction between δήμοι, i.e. municipalities with more than 10,000 inhabitants or considered important for some other geographical (county seats), historical or ecclesiastical (bishops' seats) reason, and κοινότητες, referring to smaller self-governing units, mostly villages. A sweeping reform, carried out in two stages early in the 21st century, merged most κοινότητες with the nearest δήμοι, dividing the whole country into 325 big self-governing δήμοι. The former municipalities survive as administrative subdivisions (δημοτικά διαμερίσματα, δημοτικές ενότητες).
|
80 |
+
|
81 |
+
Cyprus, including the Turkish-occupied areas, is also divided into 39 δήμοι (in principle, with at least 5,000 inhabitants, though there are exceptions) and 576 κοινότητες.
|
82 |
+
|
83 |
+
Hong Kong started developing new towns in the 1950s, to accommodate exponential population increase. The very first new towns included Tsuen Wan and Kwun Tong. In the late 1960s and the 1970s, another stage of new town developments was launched. Nine new towns have been developed so far. Land use is carefully planned and development provides plenty of room for public housing projects. Rail transport is usually available at a later stage. The first towns are Sha Tin, Tsuen Wan, Tuen Mun and Tseung Kwan O. Tuen Mun was intended to be self-reliant, but was not successful and turned into a bedroom community like the other new towns. More recent developments are Tin Shui Wai and North Lantau (Tung Chung-Tai Ho).
|
84 |
+
|
85 |
+
In Hungary there is no official distinction between a city and a town (the word for both in Hungarian is: város). Nevertheless, the expressions formed by adding the adjectives "kis" (small) and "nagy" (large) to the beginning of the root word (e.g. "nagyváros") have been normalized to differentiate between cities and towns (towns being smaller, therefore bearing the name "kisváros".) In Hungary, a village can gain the status of "város" (town), if it meets a set of diverse conditions for quality of life and development of certain public services and utilities (e.g. having a local secondary school or installing full-area sewage collection pipe network). Every year the Minister of Internal Affairs selects candidates from a committee-screened list of applicants, whom the President of Republic usually affirms by issuing a bill of town's rank to them. Since being a town carries extra fiscal support from the government, many relatively small villages try to win the status of "városi rang" nowadays.
|
86 |
+
|
87 |
+
Before the fall of communism in 1990, Hungarian villages with fewer than 10,000 residents were not allowed to become towns. Recently some settlements as small as 2,500 souls have received the rank of town (e.g. Visegrád, Zalakaros or Gönc) and meeting the conditions of development is often disregarded to quickly elevate larger villages into towns. As of middle 2013, there are 346 towns in Hungary, encompassing some 69% of the entire population.
|
88 |
+
|
89 |
+
Towns of more than 50,000 people are able to gain the status of "megyei jogú város" (town with the rights of a county), which allows them to maintain a higher degree of services. (There are a few exceptions, when towns of fewer than 50,000 people gained the status: Érd, Hódmezővásárhely, Salgótarján and Szekszárd)[10] As of middle 2013, there are only 23 such towns in Hungary.[11]
|
90 |
+
|
91 |
+
The Local Government act 2001 provides that from January 1, 2002 (section 10 subsection (3)
|
92 |
+
Within the county in which they are situated and of which they form part, there continue to be such other local government areas as are set out in Schedule 6 which – (a) in the case of the areas set out in Chapter 1 of Part 1 of that Schedule, shall be known as boroughs, and – (b) in the case of the areas set out in Chapter 2 of Part 1 and Part 2 of that Schedule, shall be known as towns, and in this Act a reference to a town shall include a reference to a borough.
|
93 |
+
|
94 |
+
These provisions affect the replacement of the boroughs, Towns and urban districts which existed before then. Similar reforms in the nomenclature of local authorities ( but not their functions) are effected by section 11 part 17 of the act includes provision (section 185(2))
|
95 |
+
Qualified electors of a town having a population of at least 7,500 as ascertained at the last preceding census or such other figure as the Minister may from time to time prescribe by regulations, and not having a town council, may make a proposal in accordance with paragraph (b) for the establishment of such a council
|
96 |
+
and contains provisions enabling the establishment of new town councils and provisions enabling the dissolution of existing or new town councils in certain circumstances
|
97 |
+
|
98 |
+
The reference to town having a population of at least 7,500 as ascertained at the last preceding census hands much of the power relating to defining what is in fact a town over to the Central Statistics Office and their criteria are published as part of each census.
|
99 |
+
|
100 |
+
Another reference to the Census and its role in determining what is or is not a town for some administrative purpose is in the Planning and Development act 2000 (part II chapter I which provides for Local area plans)
|
101 |
+
|
102 |
+
A local area plan shall be made in respect of an area which —(i) is designated as a town in the most recent census of population, other than a town designated as a suburb or environs in that census, (ii) has a population in excess of 2,000, and (iii) is situated within the functional area of a planning authority which is a county council.
|
103 |
+
|
104 |
+
These are set out in full at 2006 Census Appendices.
|
105 |
+
|
106 |
+
In short they speak of "towns with legally defined boundaries" ( i.e. those established by the Local Government Act 2001) and the remaining 664 as "census towns", defined by themselves since 1971 as a cluster of 50 or more occupied dwellings in which within a distance of 800 meters there is a nucleus of 30 occupied houses on both sides of the road or twenty occupied houses on one side of the road there is also a 200 meter criterion for determining whether a house is part of a census town.
|
107 |
+
|
108 |
+
The 2011 Census of India defines towns of two types: statutory town and census town. Statutory town is defined as all places with a municipality, corporation, cantonment board or notified town area committee. Census towns are defined as places that satisfy the following criteria:
|
109 |
+
|
110 |
+
All the statutory towns, census towns and out growths are considered as urban settlements, as opposed to rural areas.[12]
|
111 |
+
|
112 |
+
In contemporary Persian texts, no distinction is made between "city" and "town"; both translate as "Shahr" (شهر). In older Persian texts (until the first half of the 20th century), the Arabic word "Qasabeh" (قصبه) was used for a town. However, in recent 50 years, this word has become obsolete.
|
113 |
+
|
114 |
+
There is a word in Persian which is used for special sort of satellite townships and city neighborhoods. It is Shahrak (شهرک), (lit.: small city).
|
115 |
+
Another smaller type of town or neighborhood in a big city is called Kuy (کوی). Shahrak and Kuy each have their different legal definitions.
|
116 |
+
Large cities such as Tehran, Mashhad, Isfahan, Tabriz, etc. which have millions of populations are referred to as Kalan-shahrکلانشهر (metropole).
|
117 |
+
|
118 |
+
The pace in which different large villages have gained city status in Iran shows a dramatic increase in the last two decades.
|
119 |
+
|
120 |
+
Bigger cities and towns usually are centers of a township (in Persian: Shahrestan (شهرستان). Shahrestan itself is a subdivision of Ostan استان (Province).
|
121 |
+
|
122 |
+
There are four settlements which are historically and officially designated as towns (Douglas, Ramsey, Peel, Castletown); however
|
123 |
+
|
124 |
+
Modern Hebrew does provide a word for the concept of a town: Ayara (עיירה), derived from Ir (עיר), the biblical word for "city". However, the term ayara is normally used only to describe towns in foreign countries, i.e. urban areas of limited population, particularly when the speaker is attempting to evoke nostalgic or romantic attitudes. The term is also used to describe a Shtetl, a pre-Holocaust Eastern European Jewish town.
|
125 |
+
|
126 |
+
Within Israel, established urban areas are always referred to as cities (with one notable exception explained below) regardless of their actual size. Israeli law does not define any nomenclature for distinction between urban areas based on size or any other factor – meaning that all urban settlements in Israel are legally referred to as "cities".
|
127 |
+
|
128 |
+
The exception to the above is the term Ayeret Pituakh (עיירת פיתוח, lit. "Development Town") which is applied to certain cities in Israel based on the reasons for their establishment. These cities, created during the earlier decades of Israeli independence (1950s and 1960s, generally), were designed primarily to serve as commercial and transportation hubs, connecting smaller agricultural settlements in the northern and southern regions of the country (the "Periphery") to the major urban areas of the coastal and central regions. Some of these "development towns" have since grown to a comparatively large size, and yet are still referred to as "development towns", particularly when the speaker wishes to emphasize their (often low) socio-economic status. Nonetheless, they are rarely (if ever) referred to simply as "towns"; when referring to one directly, it will be called either a "development town" or a "city", depending on context.
|
129 |
+
|
130 |
+
Although Italian provides different words for city (città), town (paese) and village (villaggio, old-fashioned, or frazione, most common), no legal definitions exist as to how settlements must be classified. Administratively, both towns and cities are ruled as comuni/comunes, while villages might be subdivisions of the former.
|
131 |
+
Generally, in everyday's speech, a town is larger or more populated than a village and smaller than a city. Various cities and towns together may form a metropolitan area (area metropolitana). A city, can also be a culturally, economically or politically prominent community with respect to surrounding towns. Moreover, a city can be such by Presidential decree. A town, in contrast, can be an inhabited place which would elsewhere be styled a city, but has not received any official recognition.
|
132 |
+
Remarkable exceptions do exist: for instance, Bassano del Grappa, was given the status of "città" in 1760 by Francesco Loredan's dogal decree and has since then carried this title. Also, the Italian word for town (paese with lowercase P) must not be confused with the Italian word for country/nation (Paese usually with uppercase P).
|
133 |
+
|
134 |
+
In Japan city status (shi) was traditionally reserved for only a few particularly large settlements. Over time however the necessary conditions to be a city have been watered down and today the only loose rules that apply are having a population over 50,000 and over 60% of the population in a "city centre". In recent times many small villages and towns have merged in order to form a city despite seeming geographically to be just a collection of villages.
|
135 |
+
|
136 |
+
The distinction between towns (machi/chō) and villages (mura/son) is largely unwritten and purely one of population size when the settlement was founded with villages having under 10,000 and towns 10,000–50,000.
|
137 |
+
|
138 |
+
In both of South Korea and North Korea, towns are called eup (읍).
|
139 |
+
|
140 |
+
In Latvia, towns and cities are indiscriminately called pilsēta in singular form. The name is a contraction of two Latvian words: pils (castle) and sēta (fence), making it very obvious what is meant by the word – what is situated between the castle and the castle fence. However, a city can be called lielpilsēta in reference to its size. A village is called ciemats or ciems in Latvian.
|
141 |
+
|
142 |
+
In Lithuanian, a city is called miestas, a town is called miestelis (literally "small miestas). Metropolis is called didmiestis (literally "big miestas).
|
143 |
+
|
144 |
+
In Malaysia, a town is the area administered by Municipal Council (Malay: Majlis Perbandaran).
|
145 |
+
|
146 |
+
Before 1848 there was a legal distinction between stad and non-stad parts of the country, but the word no longer has any legal significance. About 220 places were granted stadsrechten (city rights) and are still so called for historical and traditional reasons, though the word is also used for large urban areas that never obtained such rights. Because of this, in the Netherlands, no distinction is made between "city" and "town"; both translate as stad. A hamlet (gehucht) usually has fewer than 1,000 inhabitants, a village (dorp) ranges from 1,000 up to 25,000 inhabitants, and a place above 25,000 can call itself either village or city, mostly depending on historic reasons or size of the place. As an example, The Hague never gained city rights, but because of its size - more than half a million inhabitants - it is regarded as a city. Staverden, with only 40 inhabitants, would be a hamlet, but because of its city rights it may call itself a city.
|
147 |
+
|
148 |
+
For statistical purposes, the Netherlands has three sorts of cities:
|
149 |
+
|
150 |
+
Only Amsterdam, Rotterdam, The Hague and Utrecht are regarded as a grote stad.
|
151 |
+
|
152 |
+
In New Zealand, a town is a built-up area that is not large enough to be considered a city. Historically, this definition corresponded to a population of between approximately 1,000 and 20,000. Towns have no independent legal existence, being administered simply as built-up parts of districts, or, in some cases, of cities.
|
153 |
+
|
154 |
+
New Zealand's towns vary greatly in size and importance, ranging from small rural service centres to significant regional centres such as Blenheim and Taupo. Typically, once a town reaches a population of somewhere between 20,000 and 30,000 people, it will begin to be informally regarded as a city. One who regards a settlement as too small to be a town will typically call it a "township" or "village."
|
155 |
+
|
156 |
+
In Norway, "city" and "town" both translate to "by", even if a city may be referred to as "storby" ("large town"). They will all be part of and administered as a "kommune" ("municipality").
|
157 |
+
|
158 |
+
Norway has had inland the northernmost city in the world: Hammerfest. Now the record is held by New Ålesund on the Norwegian island Svalbard
|
159 |
+
|
160 |
+
In the Philippines, the local official equivalent of the town is the municipality (Filipino bayan). Every municipality, or town, in the country has a mayor (Filipino alkalde) and a vice mayor (Filipino bise alkalde) as well as local town officials (Sangguniang Bayan). Philippine towns, otherwise called as municipalities, are composed of a number of villages and communities called barangays with one (or a few cluster of) barangay(s) serving as the town center or poblacion.
|
161 |
+
|
162 |
+
Unique in Philippine towns is that they have fixed budget, population and land requirements to become as such, i.e. from a barangay, or a cluster of such, to a town, or to become cities, i.e. from town to a city. Respectively, examples of these are the town of B.E. Dujali in Davao del Norte province, which was formed in 1998 from a cluster of 5 barangays, and the city of El Salvador, which was converted from a town to a city in 2007. Each town in the Philippines was classified by its annual income and budget.
|
163 |
+
|
164 |
+
A sharp, hierarchical distinction exists between Philippine cities (Filipino lungsod or siyudad) and towns, as towns in the country are juridically separate from cities, which are typically larger and more populous (some smaller and less populated) and which political and economic status are above those of towns. This was further supported and indicated by the income classification system implemented by the National Department of Finance, to which both cities and towns fell into their respective categories that indicate they are such as stated under Philippine law. However, both towns and cities equally share the status as local government units (LGU's) grouped under and belong to provinces and regions; both each are composed of barangays and are governed by a mayor and a vice mayor supplemented by their respective LGU legislative councils.
|
165 |
+
|
166 |
+
Similarly to Germany and Sweden, in Poland there is no linguistic distinction between a city and a town. The word for both is miasto, as a form of settlement distinct from following: village (wieś), hamlet (przysiółek), settlement (osada), or colony (kolonia). Town status is conferred by administrative decree, new towns are announced by the Government in a separate Bill effective from the first day of the year. Some settlements tend to remain villages even though they have a larger population than many smaller towns. Town may be called in diminutive way as "miasteczko", what is colloquially used for localities with a few thousand residents. Such localities have usually a Mayor (burmistrz) as a chief of town council.
|
167 |
+
|
168 |
+
Cities are the biggest localities, generally must be bigger than 100 thousand of residents, they are ruled by President (prezydent) as a chief of City Council. There are bare a few (mainly historic or political) exemptions which have allowed towns lesser than 100 thousand of people, to obtain President title for their Mayors, and to become recognized as Cities that way. Just to name a few: Bolesławiec, Gniezno, Zamość.
|
169 |
+
|
170 |
+
Like other Iberian cultures, in Portugal there is a traditional distinction between towns (vilas) and cities (cidades). Similarly, although these areas are not defined under the constitution, and have no political function (with associated organs), they are defined by law,[13] and a town must have:
|
171 |
+
|
172 |
+
In this context, the town or city is subordinate to the local authority (civil parish or municipality, in comparison to the North American context, where they have political functions. In special cases, some villages may be granted the status of town if they possess historical, cultural or architectonic importance.
|
173 |
+
|
174 |
+
The Portuguese urban settlements heraldry reflects the difference between towns and cities,[14] with the coat of arms of a town bearing a crown with 4 towers, while the coat of arms of a city bears a crown with 5 towers. This difference between towns and cities is still in use in other Portuguese speaking countries, but in Brazil is no longer in use.
|
175 |
+
|
176 |
+
In Romania there is no official distinction between a city and a town (the word for both in Romanian is: oraş). Cities and towns in Romania can have the status either of oraş municipiu, conferred to large urban areas, or only oraş to smaller urban localities. Some settlements remain villages (communes) even though they have a larger population than other smaller towns.
|
177 |
+
|
178 |
+
Unlike English, the Russian language does not distinguish the terms "city" and "town"—both are translated as "город" (gorod). Occasionally the term "город" is applied to urban-type settlements as well, even though the status of those is not the same as that of a city/town proper.
|
179 |
+
|
180 |
+
In Russia, the criteria an inhabited locality needs to meet in order to be granted city/town (gorod) status vary in different federal subjects. In general, to qualify for this status, an inhabited locality should have more than 12,000 inhabitants and the occupation of no less than 85% of inhabitants must be other than agriculture. However, inhabited localities which were previously granted the city/town status but no longer meet the criteria can still retain the status for historical reasons.
|
181 |
+
|
182 |
+
In Singapore, towns are large scale satellite housing developments which are designed to be self contained. It includes public housing units, a town centre and other amenities.[15] Helmed by a hierarchy of commercial developments, ranging from a town centre to precinct-level outlets, there is no need to venture out of town to meet the most common needs of residences. Employment can be found in industrial estates located within several towns. Educational, health care, and recreational needs are also taken care of with the provision of schools, hospitals, parks, sports complexes, and so on. The most populous town in the country is Bedok.
|
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+
|
184 |
+
In South Africa the Afrikaans term "Dorp" is used interchangeably with the English equivalent of "Town". A "town" is a settlement that has a size that is smaller than that of a city.
|
185 |
+
|
186 |
+
In Spain, the equivalent of town would be villa, a population unit between a village (pueblo) and a city (ciudad), and is not defined by the number of inhabitants, but by some historical rights and privileges dating from the Middle Ages, such as the right to hold a market or fair. For instance, while Madrid is technically a villa, Barcelona, with a smaller population, is known as a city.
|
187 |
+
|
188 |
+
The Swedish language does not differentiate between towns and cities in the English sense of the words; both words are commonly translated as stad, a term which has no legal significance today. The term tätort is used for an urban area or a locality, which however is a statistical rather than an administrative concept and encompasses densely settled villages with only 200 inhabitants as well as the major cities. The word köping corresponds to an English market town (chipping) or German Markt but is mainly of historical significance, as the term is not used today and only survives in some toponyms. Some towns with names ending in -köping are cities with over 100 000 inhabitants today, e.g. Linköping.
|
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+
|
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Before 1971, 132 larger municipalities in Sweden enjoyed special royal charters as stad instead of kommun (which is similar to a US county). However, since 1971 all municipalities are officially defined as kommun, thus making no legal difference between, for instance, Stockholm and a small countryside municipality. Every urban area that was a stad before 1971 is still often referred to as a stad in daily speech. Since the 1980s, 14 of these municipalities brand themselves as stad again, although this has no legal or administrative significance, as they still have refer to themselves as kommun in all legal documentation.
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For statistical purposes, Statistics Sweden officially defines a stad as an urban area of at least 10,000 inhabitants, and since 2017 also defines a storstad (literally "big town") as a municipality that has a population of at least 200,000 and a "tätort", i.e. a contiguous urban area, with a population of at least 200,000,[16] which means that Stockholm, Gothenburg and Malmö are storstäder, i.e. "major cities", while Uppsala, with a population of approximately 230,000 in the municipality, which covers an unusually large area, almost three times larger than the combined land area of the municipalities of Stockholm, Göteborg and Malmö, isn't since the largest contiguous urban area within the municipality has a population of well below 200,000, while the population of both Malmö Municipality, with a land area only 1/14 the size of Uppsala municipality, and Malmö tätort, i.e. contiguous urban area, is well over 300,000, and the population of the Malmö Metropolitan Area, with a land area only slightly larger than Uppsala Municipality, is well over 700,000. A difference in the size and population of the urban area between Uppsala and the smallest storstad in Sweden, Malmö, that is the reason why Statistics Sweden changed the definition for storstad in 2017.[17]
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In Ukraine the term town (містечко, mistechko) existed from the Medieval period until 1925, when it was replaced by the Soviet regime with urban type settlement.[18] Historically, town in the Ukrainian lands was a smaller populated place that was chartered under the German town law and had a market square (see Market town).
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Today informally, town is also referred to cities of district significance, cities with small population, and former Jewish shtetls.
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In England and Wales, a town traditionally was a settlement which had a charter to hold a market or fair and therefore became a "market town". Market towns were distinguished from villages in that they were the economic hub of a surrounding area, and were usually larger and had more facilities.
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In parallel with popular usage, however, there are many technical and official definitions of what constitutes a town, to which various interested parties cling.
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In modern official usage the term town is employed either for old market towns, or for settlements which have a town council, or for settlements which elsewhere would be classed a city, but which do not have the legal right to call themselves such. Any parish council can decide to describe itself as a town council, but this will usually only apply to the smallest "towns" (because larger towns will be larger than a single civil parish).
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Not all settlements which are commonly described as towns have a "Town Council" or "Borough Council". In fact, because of many successive changes to the structure of local government, there are now few large towns which are represented by a body closely related to their historic borough council. These days, a smaller town will usually be part of a local authority which covers several towns. And where a larger town is the seat of a local authority, the authority will usually cover a much wider area than the town itself (either a large rural hinterland, or several other, smaller towns).
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Additionally, there are "new towns" which were created during the 20th century, such as Basildon, Redditch and Telford. Milton Keynes was designed to be a "new city" but legally it is still a town despite its size.
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Some settlements which describe themselves as towns (e.g. Shipston-on-Stour, Warwickshire) are smaller than some large villages (e.g. Kidlington, Oxfordshire).
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The status of a city is reserved for places that have letters patent entitling them to the name, historically associated with the possession of a cathedral. Some large municipalities (such as Northampton and Bournemouth) are legally boroughs but not cities, whereas some cities are quite small — such as Ely or St David's. The city of Brighton and Hove was created from the two former towns and some surrounding villages, and within the city the correct term for the former distinct entities is somewhat unclear.
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It appears that a city may become a town, though perhaps only through administrative error: Rochester in Kent had been a city for centuries but, when in 1998 the Medway district was created, a bureaucratic blunder meant that Rochester lost its official city status and is now technically a town.
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It is often thought that towns with bishops' seats rank automatically as cities: however, Chelmsford was a town until 5 June 2012 despite being the seat of the diocese of Chelmsford, created in 1914. St Asaph, which is the seat of the diocese of St Asaph, only became a city on 1 June 2012 though the diocese was founded in the mid sixth century. In reality, the pre-qualification of having a cathedral of the established Church of England, and the formerly established Church in Wales or Church of Ireland, ceased to apply from 1888.
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The word town can also be used as a general term for urban areas, including cities and in a few cases, districts within cities. In this usage, a city is a type of town; a large one, with a certain status. For example, central Greater London is sometimes referred to colloquially as "London town". (The "City of London" is the historical nucleus, informally known as the "Square Mile", and is administratively separate from the rest of Greater London, while the City of Westminster is also technically a city and is also a London borough.) Camden Town and Somers Town are districts of London, as New Town is a district of Edinburgh – actually the Georgian centre.
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In recent years the division between cities and towns has grown, leading to the establishment of groups like the Centre for Towns, who work to highlight the issues facing many towns.[19] Towns also became a significant issue in the 2020 Labour Party leadership election, with Lisa Nandy making significant reference to Labour needing to win back smaller towns which have swung away from the party.[20]
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A town in Scotland has no specific legal meaning and (especially in areas which were or are still Gaelic-speaking) can refer to a mere collection of buildings (e.g. a farm-town or in Scots ferm-toun), not all of which might be inhabited, or to an inhabited area of any size which is not otherwise described in terms such as city, burgh, etc. Many locations of greatly different size will be encountered with a name ending with -town, -ton, -toun etc. (or beginning with the Gaelic equivalent baile etc.).
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A burgh (pronounced burruh) is the Scots' term for a town or a municipality. They were highly autonomous units of local government from at least the 12th century until their abolition in 1975, when a new regional structure of local government was introduced across the country. Usually based upon a town, they had a municipal corporation and certain rights, such as a degree of self-governance and representation in the sovereign Parliament of Scotland adjourned in 1707.
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The term no longer describes units of local government although various claims are made from time to time that the legislation used was not competent to change the status of the Royal Burghs described below. The status is now chiefly ceremonial but various functions have been inherited by current Councils (e.g. the application of various endowments providing for public benefit) which might only apply within the area previously served by a burgh; in consequence a burgh can still exist (if only as a defined geographical area) and might still be signed as such by the current local authority. The word 'burgh' is generally not used as a synonym for 'town' or 'city' in everyday speech, but is reserved mostly for government and administrative purposes.
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Historically, the most important burghs were royal burghs, followed by burghs of regality and burghs of barony. Some newer settlements were only designated as police burghs from the 19th century onward, a classification which also applies to most of the older burghs.
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The definition of "town" varies widely from state to state and in many states there is no official definition. In some states, the term "town" refers to an area of population distinct from others in some meaningful dimension, typically population or type of government. The characteristic that distinguishes a town from another type of populated place — a city, borough, village, or township, for example — differs from state to state. In some states, a town is an incorporated municipality; that is, one with a charter received from the state, similar to a city (see incorporated town), while in others, a town is unincorporated. In some instances, the term "town" refers to a small incorporated municipality of less than a population threshold specified by state statute, while in others a town can be significantly larger. Some states do not use the term "town" at all, while in others the term has no official meaning and is used informally to refer to a populated place, of any size, whether incorporated or unincorporated. In still other states, the words "town" and "city" are legally interchangeable.
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Small town life has been a major theme in American literature, especially stories of rejection by young people leaving for the metropolis.[21]
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Since the use of the term varies considerably by state, individual usages are presented in the following sections:
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In Alabama, the legal use of the terms "town" and "city" is based on population. A municipality with a population of 2,000 or more is a city, while less than 2,000 is a town (Code of Alabama 1975, Section 11-40-6). For legislative purposes, municipalities are divided into eight classes based on population. Class 8 includes all towns, plus cities with populations of less than 6,000 (Code of Alabama 1975, Section 11-40-12).
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In Arizona, the terms "town" and "city" are largely interchangeable. A community may incorporate under either a town or a city organization with no regard to population or other restrictions according to Arizona law (see Arizona Revised Statutes, Title 9). Cities may function under slightly differing governmental systems, such as the option to organize a district system for city governments, but largely retain the same powers as towns. Arizona law also allows for the consolidation of neighboring towns and the unification of a city and a town, but makes no provision for the joining of two adjacent cities.
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In California, the words "town" and "city" are synonymous by law (see Cal. Govt. Code Secs. 34500–34504). There are two types of cities in California: charter and general law. Cities organized as charter cities derive their authority from a charter that they draft and file with the state, and which, among other things, states the municipality's name as "City of (Name)" or "Town of (Name)." Government Code Sections 34500–34504 applies to cities organized as general law cities, which differ from charter cities in that they do not have charters but instead operate with the powers conferred them by the pertinent sections of the Government Code. Like charter cities, general law cities may incorporate as "City of (Name)" or "Town of (Name)."
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Some cities change their minds as to how they want to be called. The sign in front of the municipal offices in Los Gatos, California, for example, reads "City of Los Gatos", but the words engraved on the building above the front entrance when the city hall was built read "Town of Los Gatos." There are also signs at the municipal corporation limit, some of which welcome visitors to the "City of Los Gatos" while older, adjacent signs welcome people to the "Town of Los Gatos." Meanwhile, the village does not exist in California as a municipal corporation. Instead, the word "town" is commonly used to indicate any unincorporated community that might otherwise be known as an unincorporated village. Additionally, some people may still use the word "town" as shorthand for "township", which is not an incorporated municipality but an administrative division of a county.
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The Hawaiian Island of Oahu has various communities that may be referred to as towns. However, the entire island is lumped as a single incorporated city, the City and County of Honolulu. The towns on Oahu are merely unincorporated census-designated places.
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In Illinois, the word "town" has been used both to denote a subdivision of a county called a township,[22] and to denote a form of municipality similar to a village, in that it is generally governed by a president and trustees rather than a mayor.[23] In some areas a "Town" may be incorporated legally as a Village (meaning it has at large Trustees) or a City (meaning it has aldermen from districts) and absorb the duties of the Township it is coterminous with (maintenance of birth records, certain welfare items). Evanston, Berwyn and Cicero are examples of Towns in this manner. Under the current Illinois Municipal Code, an incorporated or unincorporated town may choose to incorporate as a city or as a village, but other forms of incorporation are no longer allowed.[24]
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In Louisiana a "town" is defined as being a municipal government having a population of 1,001 to 4,999 inhabitants.[25]
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While a "town" is generally considered a smaller entity than a "city", the two terms are legally interchangeable in Maryland. The only exception may be the independent city of Baltimore, which is a special case, as it was created by the Constitution of Maryland.
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In Nevada, a town has a form of government, but is not considered to be incorporated. It generally provides a limited range of services, such as land use planning and recreation, while leaving most services to the county. Many communities have found this "semi-incorporated" status attractive; the state has only 20 incorporated cities, and towns as large as Paradise (186,020 in 2000 Census), home of the Las Vegas Strip. Most county seats are also towns, not cities.
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In the six New England states, a town is the most prevalent minor civil division, and in most cases, are a more important form of government than the county. In Connecticut, Rhode Island and 7 out of 14 counties in Massachusetts, in fact, counties only exist as map divisions and have no legal functions. In New Hampshire, Maine, and Vermont, counties hold varying functions, although county governments are still not as important in northern New England as they are outside of the northeast. In all six, towns perform functions that in most states would be county functions. The defining feature of a New England town, as opposed to a city, is that a town meeting and a board of selectmen serve as the main form of government for a town, while cities are run by a mayor and a city council. For example, Brookline, Massachusetts is a town, even though it is fairly urban, because of its form of government.
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A "town" in the context of New Jersey local government refers to one of five types and one of eleven forms of municipal government. While Town is often used as a shorthand to refer to a Township, the two are not the same. The Town Act of 1895 allowed any municipality or area with a population exceeding 5,000 to become a Town through a petition and referendum process. Under the 1895 Act, a newly incorporated town was divided into at least three wards, with two councilmen per ward serving staggered two-year terms, and one councilman at large, who also served a two-year term. The councilman at large served as chairman of the town council. The Town Act of 1988 completely revised the Town form of government and applied to all towns incorporated under the Town Act of 1895 and to those incorporated by a special charter granted by the Legislature prior to 1875.
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Under the 1988 Act, the mayor is also the councilman at large, serving a term of two years, unless increased to three years by a petition and referendum process. The Council under the Town Act of 1988 consists of eight members serving staggered two-year terms with two elected from each of four wards. One councilman from each ward is up for election each year. Towns with different structures predating the 1988 Act may retain those features unless changed by a petition and referendum process. Two new provisions were added in 1991 to the statutes governing towns, First, a petition and referendum process was created whereby the voters can require that the mayor and town council be elected to four-year terms of office. The second new provision defines the election procedure in towns with wards. The mayor in a town chairs the town council and heads the municipal government. The mayor may both vote on legislation before council and veto ordinances. A veto may be overridden by a vote of two-thirds of all the members of the council. The council may enact an ordinance to delegate all or a portion of the executive responsibilities of the town to a municipal administrator. Fifteen New Jersey municipalities currently have a type of Town, nine of which operate under the town form of government.
|
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|
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In New York, a town is similarly a division of the county, but with less importance than in New England. Of some importance, a town provides a closer level of governance than its enclosing county, providing almost all municipal services to unincorporated communities, called hamlets, and selected services to incorporated areas, called villages. In New York, a town typically contains a number of such hamlets and villages. However, due to their independent nature, incorporated villages may exist in two towns or even two counties (example: Almond (village), New York). Everyone in New York who does not live on an Indian reservation or in New York City or Geneva lives in a town and possibly in one of the town's hamlets or villages. (Since its creation in 1898, there have been no towns in the five counties – also known as boroughs – that make up modern New York City.)
|
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|
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In North Carolina, all cities, towns, and villages are incorporated as municipalities. According to the North Carolina League of Municipalities,[26] there is no legal distinction among a city, town, or village—it is a matter of preference of the local government. Some North Carolina cities have populations as small as 1,000 residents, while some towns, such as Cary, have populations of greater than 100,000.
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According to the definitions in the Oklahoma Municipal Code, "City" means a municipality which has incorporated as a city in accordance with the laws of the state; "Town" means a municipality which has incorporated as a town in accordance with the laws of the state; and, a "Municipality" means any incorporated city or town.[27] The term “Village” is not defined or used in the act.[27] Any community of people residing in compact form may become incorporated as a Town; however, if the resident population is one thousand or more, a Town or community of people residing in compact form may become incorporated as a City.[28]
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In Pennsylvania, the incorporated divisions are townships, boroughs, and cities, of which boroughs are equivalent to towns (example: State College is a borough). However, one borough is incorporated as a "town": Bloomsburg.
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In Texas, although some municipalities refer to themselves as "towns" or "villages" (to market themselves as an attractive place to live), these names have no specific designation in Texas law; legally all incorporated places are considered cities.
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|
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In Utah, the legal use of the terms "town" and "city" is based on population. A municipality with a population of 1,000 or more is a city, while less than 1,000 is a town. In addition, cities are divided into five separate classes based on population.[29]
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In Virginia, a town is an incorporated municipality similar to a city (though with a smaller required minimum population). But while cities are by Virginia law independent of counties, towns are contained within counties.[30]
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A town in the state of Washington is a municipality that has a population of less than 1,500 at incorporation, however an existing town can reorganize as a code city.[31] Town government authority is limited relative to cities, the other main classification of municipalities in the state.[32] As of 2012[update], most municipalities in Washington are cities. (See List of towns in Washington.)
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Wisconsin has Towns which are areas outside of incorporated cities and villages. These Towns retain the name of the Civil Township from which they evolved and are often the same name as a neighboring City. Some Towns, especially those in urban areas, have services similar to those of incorporated Cities, such as police departments. These Towns will, from time to time, incorporate into Cities, such as Fox Crossing in 2016 from the former town of Menasha.[33] Often this is to protect against being annexed into neighboring cities and villages.
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A Wyoming statute indicates towns are incorporated municipalities with populations of less than 4,000. Municipalities of 4,000 or more residents are considered "first-class cities".[34]
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In Vietnam, a district-level town (Vietnamese: thị xã) is the second subdivision, below a province (tỉnh) or municipality (thành phố trực thuộc trung ương). A commune-level town (thị trấn) a third-level (commune-level) subdivision, below a district (huyện).
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Carlo Pedersoli (31 October 1929 – 27 June 2016), known professionally as Bud Spencer, was an Italian actor, professional swimmer and water polo player. He was known for action-comedy and Spaghetti Western roles with his long-time film partner Terence Hill. The duo "garnered world acclaim and attracted millions to theater seats".[1] Spencer and Hill appeared in, produced and directed over 20 films together.
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In his youth, Bud Spencer was a successful athlete and swimmer for the Gruppo Sportivo Fiamme Oro.[2] He obtained a law degree and registered several patents. Spencer also became a certified commercial airline and helicopter pilot, and supported and funded many children's charities, including the Spencer Scholarship Fund.[3]
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Son of Alessandro Pedersoli, Neapolitan of Lombard descent, and Rosa Facchetti from Chiari, Lombardy, Carlo Pedersoli was born on 31 October 1929 in Santa Lucia, a historical rione in Naples[4] and in the same building as the writer Luciano De Crescenzo. He played several sports and showed an aptitude for swimming, winning prizes. De Crescenzo was a classmate of his. In 1940, due to his father's work, he moved to Rome, where he attended high school and joined a swimming club. He finished school before his seventeenth birthday with the highest marks and enrolled at Sapienza University of Rome, where he studied chemistry. In 1947, the family moved to South America[5] and Pedersoli discontinued his studies. From 1947 to 1949, he worked in the Italian consulate in Recife, Brazil,[6] where he learned to speak fluent Portuguese.
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Pedersoli returned to Italy in 1949 to play water polo in Rome for Società Sportiva Lazio Nuoto and won the Italian swimming championships in freestyle and mixed relay teams. As a professional swimmer in his youth, Spencer was the first Italian to swim the 100 m freestyle in less than one minute when on 19 September 1950 he swam the distance in 59.5 s in Salsomaggiore.[7] In 1949 he made his international debut and a year later he was called up for the European championships in Vienna where he swam in two finals, finishing fifth in the 100 m and fourth in the relay 4 × 200 m.
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In the 1951 Mediterranean Games in Alexandria (Egypt), he won a silver medal in the same 100 m freestyle event.[8][9] Pedersoli participated in the 1952 Summer Olympics in Helsinki, Finland, reaching the semi-finals in the 100 m freestyle (58.8 s heats, 58.9 s semi final).[10] Four years later, in Melbourne, he also entered the semi-finals in the same category (58.5 s heat, 59.0 s semi final).[8][11]
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As a water polo player, he won the Italian Championship in 1954 with S.S. Lazio[8] and the gold medal at 1955 Mediterranean Games in Barcelona with the Italian national team. His swimming career ended abruptly in 1957.[12]
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On 17 January 2005, he was awarded the Caimano d'oro (Gold Caiman) by the Italian Swimming Federation.[13] On 24 January 2007, he received swimming and water polo coach diplomas from the Italian Swimming Federation's president Paolo Barelli.[14]
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Pedersoli's first film role was in Quel fantasma di mio marito, an Italian comedy short released in 1950.[15] In 1951 he played a member of the Praetorian Guard in Quo Vadis, an epic film shot in Italy made by MGM and directed by Mervyn LeRoy.[3] During the 1950s and early 1960s, Spencer appeared playing minor parts in Italian including Mario Monicelli's movie A Hero of Our Times, with Alberto Sordi and the 1954 war film Human Torpedoes with Raf Vallone.
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In 1960, after the Summer Olympic games, Pedersoli married Maria Amato, daughter of Italian film producer Giuseppe Amato.[16] He signed a contract with RCA Records to write lyrics for singers such as Ornella Vanoni and Nico Fidenco and soundtracks. In the following years, his son Giuseppe was born (1961), followed by Cristiana (1962), his contract with RCA expired and his father-in-law died (1964). Pedersoli became a producer of documentaries for the national public broadcasting company RAI.[17]
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In 1967, film director Giuseppe Colizzi offered him a role in God Forgives... I Don't!. On the set Pedersoli met Mario Girotti (Terence Hill). Although Pedersoli had met Girotti before on the set of Hannibal in 1959, this was the moment they went on to become a film duo. The film director asked the two actors to change their names, deeming them to be too Italian-sounding for a Western movie: Pedersoli chose Bud Spencer, with Bud inspired by Budweiser beer and Spencer by the actor Spencer Tracy.[18]
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While Hill's characters were agile and youthful, Spencer always played the "phlegmatic, grumpy strong-arm man with a blessed, naive child's laughter and a golden heart".[19] Overall, Hill and Spencer worked together on over 20 films, including (named using their most common U.S. titles) God Forgives... I Don't! (1967), Ace High (1968), Boot Hill (1969), They Call Me Trinity (1970), Trinity Is Still My Name (1971), All the Way, Boys (1972), Watch Out, We're Mad (1974), Two Missionaries (1974), Crime Busters (1977), Odds and Evens (1978), I'm For the Hippopotamus (1979), Who Finds a Friend Finds a Treasure (1981), Go For It! (1983), Double Trouble (1984), Miami Supercops (1985) and Troublemakers (1994). Films with Spencer alone include The Five Man Army (1969), Even Angels Eat Beans (1973), The Fifth Day of Peace (1970), It Can Be Done Amigo (1972), Flatfoot (1973), Soldier of Fortune (1976), They Call Him Bulldozer (1978), The Sheriff and the Satellite Kid (1979), Everything Happens to Me (1980), Banana Joe (1982), Bomber (1982) and Superfantagenio (1986).
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Many of these have alternative titles, depending upon the country and distributor. Some have longer Italian versions that were edited for their release abroad. These films gathered popularity for both actors, especially throughout much of Europe and parts of Asia and South America.[3] Because of the duo's huge popularity, many producers wanted to exploit their likeness with visually similar duos. Most notable were Paul L. Smith (adopted name Adam Eden in later years, sometimes credited Anam Eden) and Michael Coby (real name Antonio Cantafora) with at least 6 movies in Bud & Terence-fashion from 1973 to 1977, and István Bujtor with 6 movies in Piedone-fashion from 1981 to 2008.
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In the Italian versions of his films, Spencer was generally dubbed by actor Glauco Onorato due to his thick Naples accent,[20] although he was voiced by Sergio Fiorentini in Troublemakers, To the Limit (1997) and the Extralarge series (1991–93).[21][22] For English dubs, Spencer was usually voiced by Robert Sommer, Edward Mannix or Richard McNamara, although he occasionally provided his own voice.[23][24]
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Spencer wrote the complete or partial screenplay for some of his movies. His feature film career slowed down after 1983, shifting more toward television. In the 1990s, he acted in the television action-drama Extralarge. His autobiography was published in 2011. In addition, Spencer also published a recipe book including his favorite dishes.[25]
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In 2005, he entered politics, unsuccessfully standing as regional councilor in Lazio for the Forza Italia party. Spencer stated: "In my life, I've done everything. There are only three things I haven't been – a ballet dancer, a jockey and a politician. Given that the first two jobs are out of the question, I'll throw myself into politics."[3] The opposition criticized him for engaging in "politica spettacolo" ("showbiz politics").[3]
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Spencer married Maria Amato in 1960, with whom he had three children: Giuseppe (1961), Cristiana (1962) and Diamante (1972). After appearing in Più forte, ragazzi!, Spencer became a jet airplane and helicopter pilot.[3] He founded Mistral Air in 1984, an air-mail company that also transports pilgrims, but later sold it to Poste Italiane.[26] Spencer's grandson, Carlo Pedersoli, Jr., is a mixed martial arts fighter currently signed the Ultimate Fighting Championship.[27]
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Spencer died at 86 years of age on 27 June 2016 in Rome.[28] As son Giuseppe Pedersoli stated, his father "died without pain in presence of his family, and his last word was 'grazie'".[29][30][18][31]
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Spencer posthumously received the America Award in 2018 from the Italy-USA Foundation.[32]
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In Hungary, where his films were hugely popular during the communist regime, a larger-than-life-sized bronze statue of Spencer created by sculptor Szandra Tasnádi was unveiled on 11 November 2017 in downtown Budapest, with Spencer's daughter Cristiana in attendance.[33] The statue's pedestal bears the inscription "Mi sohasem veszekedtünk" ("We Never Fought"), a quote from Terence Hill's eulogy referring to their long-lasting friend- and partnership.[34]
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A beat 'em up video game titled Bud Spencer & Terence Hill: Slaps and Beans, closely based on Spencer and Hill's cinematic work, was developed by the Italian firm Trinity Team srls and first published by the German firm Buddy Productions GmbH in 2018.[35][36][37]
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A skyscraper is a continuously habitable high-rise building that has over 40 floors[1] and is taller than 150 m (492 ft).[2][3][4][5] Historically, the term first referred to buildings with 10 to 20 floors in the 1880s. The meaning shifted with advancing construction technology during the 20th century.[1] Skyscrapers may host offices, hotels, residential spaces, and retail spaces.
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One common feature of skyscrapers is having a steel framework that supports curtain walls. These curtain walls either bear on the framework below or are suspended from the framework above, rather than resting on load-bearing walls of conventional construction. Some early skyscrapers have a steel frame that enables the construction of load-bearing walls taller than of those made of reinforced concrete.
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Modern skyscrapers' walls are not load-bearing, and most skyscrapers are characterised by large surface areas of windows made possible by steel frames and curtain walls. However, skyscrapers can have curtain walls that mimic conventional walls with a small surface area of windows. Modern skyscrapers often have a tubular structure, and are designed to act like a hollow cylinder to resist wind, seismic, and other lateral loads. To appear more slender, allow less wind exposure and transmit more daylight to the ground, many skyscrapers have a design with setbacks, which in some cases is also structurally required.
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As of January 2020[update], only nine cities have more than 100 skyscrapers that are 150 m (492 ft) or taller: Hong Kong (355), New York City (284), Shenzhen (235), Dubai (199), Shanghai (163), Tokyo (155), Chongqing (127), Chicago (126), and Guangzhou (115).[6]
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The term skyscraper was first applied to buildings of steel framed construction of at least 10 storeys in the late 19th century, a result of public amazement at the tall buildings being built in major American cities like Chicago, New York City, Philadelphia, Detroit, and St. Louis.[7] The first steel-frame skyscraper was the Home Insurance Building (originally 10 storeys with a height of 42 m or 138 ft) in Chicago, Illinois in 1885. Some point to Philadelphia's 10-storey Jayne Building (1849–50) as a proto-skyscraper, or to New York's seven-floor Equitable Life Building (New York City), built in 1870, for its innovative use of a kind of skeletal frame, but such designation depends largely on what factors are chosen. Even the scholars making the argument find it to be purely academic.[8][9]
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The structural definition of the word skyscraper was refined later by architectural historians, based on engineering developments of the 1880s that had enabled construction of tall multi-storey buildings. This definition was based on the steel skeleton—as opposed to constructions of load-bearing masonry, which passed their practical limit in 1891 with Chicago's Monadnock Building.
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What is the chief characteristic of the tall office building? It is lofty. It must be tall. The force and power of altitude must be in it, the glory and pride of exaltation must be in it. It must be every inch a proud and soaring thing, rising in sheer exaltation that from bottom to top it is a unit without a single dissenting line.
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Some structural engineers define a highrise as any vertical construction for which wind is a more significant load factor than earthquake or weight. Note that this criterion fits not only high-rises but some other tall structures, such as towers.
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Different organizations from the United States and Europe define skyscrapers as buildings at least 150 metres in height or taller.[10][11][2][12], with "supertall" skyscrapers for buildings higher than 300 m (984 ft) and "megatall" skyscrapers for those taller than 600 m (1,969 ft).[13]
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The word skyscraper often carries a connotation of pride and achievement. The skyscraper, in name and social function, is a modern expression of the age-old symbol of the world center or axis mundi: a pillar that connects earth to heaven and the four compass directions to one another.[14]
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The tallest building in ancient times was the 146 m (479 ft) Great Pyramid of Giza in ancient Egypt, built in the 26th century BC. It was not surpassed in height for thousands of years, the 160 m (520 ft) Lincoln Cathedral having exceeded it in 1311–1549, before its central spire collapsed.[15] The latter in turn was not surpassed until the 555-foot (169 m) Washington Monument in 1884. However, being uninhabited, none of these structures actually comply with the modern definition of a skyscraper.
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High-rise apartments flourished in classical antiquity. Ancient Roman insulae in imperial cities reached 10 and more storeys.[16] Beginning with Augustus (r. 30 BC-14 AD), several emperors attempted to establish limits of 20–25 m for multi-storey buildings, but met with only limited success.[17][18] Lower floors were typically occupied by shops or wealthy families, the upper rented to the lower classes.[16] Surviving Oxyrhynchus Papyri indicate that seven-storey buildings existed in provincial towns such as in 3rd century AD Hermopolis in Roman Egypt.[19]
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The skylines of many important medieval cities had large numbers of high-rise urban towers, built by the wealthy for defense and status. The residential Towers of 12th century Bologna numbered between 80 and 100 at a time, the tallest of which is the 97.2 m (319 ft) high Asinelli Tower. A Florentine law of 1251 decreed that all urban buildings be immediately reduced to less than 26 m.[20] Even medium-sized towns of the era are known to have proliferations of towers, such as the 72 up to 51 m height in San Gimignano.[20]
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The medieval Egyptian city of Fustat housed many high-rise residential buildings, which Al-Muqaddasi in the 10th century described as resembling minarets. Nasir Khusraw in the early 11th century described some of them rising up to 14 storeys, with roof gardens on the top floor complete with ox-drawn water wheels for irrigating them.[21] Cairo in the 16th century had high-rise apartment buildings where the two lower floors were for commercial and storage purposes and the multiple storeys above them were rented out to tenants.[22] An early example of a city consisting entirely of high-rise housing is the 16th-century city of Shibam in Yemen. Shibam was made up of over 500 tower houses,[23] each one rising 5 to 11 storeys high,[24] with each floor being an apartment occupied by a single family. The city was built in this way in order to protect it from Bedouin attacks.[23] Shibam still has the tallest mudbrick buildings in the world, with many of them over 30 m (98 ft) high.[25]
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An early modern example of high-rise housing was in 17th-century Edinburgh, Scotland, where a defensive city wall defined the boundaries of the city. Due to the restricted land area available for development, the houses increased in height instead. Buildings of 11 storeys were common, and there are records of buildings as high as 14 storeys. Many of the stone-built structures can still be seen today in the old town of Edinburgh. The oldest iron framed building in the world, although only partially iron framed, is The Flaxmill (also locally known as the "Maltings"), in Shrewsbury, England. Built in 1797, it is seen as the "grandfather of skyscrapers", since its fireproof combination of cast iron columns and cast iron beams developed into the modern steel frame that made modern skyscrapers possible. In 2013 funding was confirmed to convert the derelict building into offices.[26]
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In 1857, Elisha Otis introduced the safety elevator, allowing convenient and safe passenger movement to upper floors, at the E.V. Haughwout Building in New York City. Otis later introduced the first commercial passenger elevators to the Equitable Life Building in 1870, considered by a portion of New Yorkers to be the first skyscraper. Another crucial development was the use of a steel frame instead of stone or brick, otherwise the walls on the lower floors on a tall building would be too thick to be practical. An early development in this area was Oriel Chambers in Liverpool, England. It was only five floors high.[27][28][29] Further developments led to what many individuals and organizations consider the world's first skyscraper, the ten-story Home Insurance Building in Chicago, built in 1884–1885.[30] While its original height of 42.1 m (138ft) is not considered very impressive today, it was at that time. The building of tall buildings in the 1880s gave the skyscraper its first architectural movement the Chicago School, which developed what has been called the Commercial Style.[31]
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The architect, Major William Le Baron Jenney, created a load-bearing structural frame. In this building, a steel frame supported the entire weight of the walls, instead of load-bearing walls carrying the weight of the building. This development led to the "Chicago skeleton" form of construction. In addition to the steel frame, the Home Insurance Building also utilized fireproofing, elevators, and electrical wiring, key elements in most skyscrapers today.[32]
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Burnham and Root's 45 m (148 ft) Rand McNally Building in Chicago, 1889, was the first all-steel framed skyscraper,[33] while Louis Sullivan's 41 m (135 ft) Wainwright Building in St. Louis, Missouri, 1891, was the first steel-framed building with soaring vertical bands to emphasize the height of the building and is therefore considered to be the first early skyscraper.
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In 1889, the Mole Antonelliana in Italy was 167 m (549 ft) tall.
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Most early skyscrapers emerged in the land-strapped areas of Chicago and New York City toward the end of the 19th century. A land boom in Melbourne, Australia between 1888 and 1891 spurred the creation of a significant number of early skyscrapers, though none of these were steel reinforced and few remain today. Height limits and fire restrictions were later introduced. London builders soon found building heights limited due to a complaint from Queen Victoria, rules that continued to exist with few exceptions.
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Concerns about aesthetics and fire safety had likewise hampered the development of skyscrapers across continental Europe for the first half of the twentieth century. Some notable exceptions are the 43 m (141 ft) tall 1898 Witte Huis (White House) in Rotterdam; the Royal Liver Building in Liverpool, completed in 1911 and 90 m (300 ft) high;[34] the 57 m (187 ft) tall 1924 Marx House in Düsseldorf, Germany; the 61 m (200 ft) Kungstornen (Kings' Towers) in Stockholm, Sweden, which were built 1924–25,[35] the 89 m (292 ft) Edificio Telefónica in Madrid, Spain, built in 1929; the 87.5 m (287 ft) Boerentoren in Antwerp, Belgium, built in 1932; the 66 m (217 ft) Prudential Building in Warsaw, Poland, built in 1934; and the 108 m (354 ft) Torre Piacentini in Genoa, Italy, built in 1940.
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After an early competition between Chicago and New York City for the world's tallest building, New York took the lead by 1895 with the completion of the 103 m (338 ft) tall American Surety Building, leaving New York with the title of the world's tallest building for many years.
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Modern skyscrapers are built with steel or reinforced concrete frameworks and curtain walls of glass or polished stone. They use mechanical equipment such as water pumps and elevators. Since the 1960s, according to the CTHUB, the skyscraper has been reoriented away from a symbol for North American corporate power to instead communicate a city or nation's place in the world.[36]
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Skyscraper construction entered a three-decades-long era of stagnation in 1930 due to the Great Depression and then World War II. Shortly after the war ended, the Soviet Union began construction on a series of skyscrapers in Moscow. Seven, dubbed the "Seven Sisters", were built between 1947 and 1953; and one, the Main building of Moscow State University, was the tallest building in Europe for nearly four decades (1953–1990). Other skyscrapers in the style of Socialist Classicism were erected in East Germany (Frankfurter Tor), Poland (PKiN), Ukraine (Hotel Ukrayina), Latvia (Academy of Sciences) and other Eastern Bloc countries. Western European countries also began to permit taller skyscrapers during the years immediately following World War II. Early examples include Edificio España (Spain) Torre Breda (Italy).
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From the 1930s onward, skyscrapers began to appear in various cities in East and Southeast Asia as well as in Latin America. Finally, they also began to be constructed in cities of Africa, the Middle East, South Asia and Oceania (mainly Australia) from the late 1950s on.
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Skyscraper projects after World War II typically rejected the classical designs of the early skyscrapers, instead embracing the uniform international style; many older skyscrapers were redesigned to suit contemporary tastes or even demolished—such as New York's Singer Building, once the world's tallest skyscraper.
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German architect Ludwig Mies van der Rohe became one of the world's most renowned architects in the second half of the 20th century. He conceived of the glass façade skyscraper[37] and, along with Norwegian Fred Severud,[38] he designed the Seagram Building in 1958, a skyscraper that is often regarded as the pinnacle of the modernist high-rise architecture.[39]
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Skyscraper construction surged throughout the 1960s. The impetus behind the upswing was a series of transformative innovations[40] which made it possible for people to live and work in "cities in the sky".[41]
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In the early 1960s structural engineer Fazlur Rahman Khan, considered the "father of tubular designs" for high-rises,[42] discovered that the dominating rigid steel frame structure was not the only system apt for tall buildings, marking a new era of skyscraper construction in terms of multiple structural systems.[43] His central innovation in skyscraper design and construction was the concept of the "tube" structural system, including the "framed tube", "trussed tube", and "bundled tube".[44] His "tube concept", using all the exterior wall perimeter structure of a building to simulate a thin-walled tube, revolutionized tall building design.[45] These systems allow greater economic efficiency,[46] and also allow skyscrapers to take on various shapes, no longer needing to be rectangular and box-shaped.[47] The first building to employ the tube structure was the Chestnut De-Witt apartment building,[40] this building is considered to be a major development in modern architecture.[40] These new designs opened an economic door for contractors, engineers, architects, and investors, providing vast amounts of real estate space on minimal plots of land.[41] Over the next fifteen years, many towers were built by Fazlur Rahman Khan and the "Second Chicago School",[48] including the hundred-storey John Hancock Center and the massive 442 m (1,450 ft) Willis Tower.[49] Other pioneers of this field include Hal Iyengar, William LeMessurier, and Minoru Yamasaki, the architect of the World Trade Center.
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Many buildings designed in the 70s lacked a particular style and recalled ornamentation from earlier buildings designed before the 50s. These design plans ignored the environment and loaded structures with decorative elements and extravagant finishes.[50] This approach to design was opposed by Fazlur Khan and he considered the designs to be whimsical rather than rational. Moreover, he considered the work to be a waste of precious natural resources.[51] Khan's work promoted structures integrated with architecture and the least use of material resulting in the least carbon emission impact on the environment.[52] The next era of skyscrapers will focus on the environment including performance of structures, types of material, construction practices, absolute minimal use of materials/natural resources, embodied energy within the structures, and more importantly, a holistically integrated building systems approach.[50]
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Modern building practices regarding supertall structures have led to the study of "vanity height".[53][54] Vanity height, according to the CTBUH, is the distance between the highest floor and its architectural top (excluding antennae, flagpole or other functional extensions). Vanity height first appeared in New York City skyscrapers as early as the 1920s and 1930s but supertall buildings have relied on such uninhabitable extensions for on average 30 % of their height, raising potential definitional and sustainability issues.[55][56][57] The current era of skyscrapers focuses on sustainability, its built and natural environments, including the performance of structures, types of materials, construction practices, absolute minimal use of materials and natural resources, energy within the structure, and a holistically integrated building systems approach. LEED is a current green building standard.[58]
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Architecturally, with the movements of Postmodernism, New Urbanism and New Classical Architecture, that established since the 1980s, a more classical approach came back to global skyscraper design, that remains popular today.[59] Examples are the Wells Fargo Center, NBC Tower, Parkview Square, 30 Park Place, the Messeturm, the iconic Petronas Towers and Jin Mao Tower.
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Other contemporary styles and movements in skyscraper design include organic, sustainable, neo-futurist, structuralist, high-tech, deconstructivist, blob, digital, streamline, novelty, critical regionalist, vernacular, Neo Art Deco and neo-historist, also known as revivalist.
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3 September is the global commemorative day for skyscrapers, called "Skyscraper Day".[60]
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New York City developers competed among themselves, with successively taller buildings claiming the title of "world's tallest" in the 1920s and early 1930s, culminating with the completion of the 318.9 m (1,046 ft) Chrysler Building in 1930 and the 443.2 m (1,454 ft) Empire State Building in 1931, the world's tallest building for forty years. The first completed 417 m (1,368 ft) tall World Trade Center tower became the world's tallest building in 1972. However, it was overtaken by the Sears Tower (now Willis Tower) in Chicago within two years. The 442 m (1,450 ft) tall Sears Tower stood as the world's tallest building for 24 years, from 1974 until 1998, until it was edged out by 452 m (1,483 ft) Petronas Twin Towers in Kuala Lumpur, which held the title for six years.
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The design and construction of skyscrapers involves creating safe, habitable spaces in very tall buildings. The buildings must support their weight, resist wind and earthquakes, and protect occupants from fire. Yet they must also be conveniently accessible, even on the upper floors, and provide utilities and a comfortable climate for the occupants. The problems posed in skyscraper design are considered among the most complex encountered given the balances required between economics, engineering, and construction management.
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One common feature of skyscrapers is a steel framework from which curtain walls are suspended, rather than load-bearing walls of conventional construction. Most skyscrapers have a steel frame that enables them to be built taller than typical load-bearing walls of reinforced concrete. Skyscrapers usually have a particularly small surface area of what are conventionally thought of as walls. Because the walls are not load-bearing most skyscrapers are characterized by surface areas of windows made possible by the concept of steel frame and curtain wall. However, skyscrapers can also have curtain walls that mimic conventional walls and have a small surface area of windows.
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The concept of a skyscraper is a product of the industrialized age, made possible by cheap fossil fuel derived energy and industrially refined raw materials such as steel and concrete. The construction of skyscrapers was enabled by steel frame construction that surpassed brick and mortar construction starting at the end of the 19th century and finally surpassing it in the 20th century together with reinforced concrete construction as the price of steel decreased and labour costs increased.
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The steel frames become inefficient and uneconomic for supertall buildings as usable floor space is reduced for progressively larger supporting columns.[61] Since about 1960, tubular designs have been used for high rises. This reduces the usage of material (more efficient in economic terms – Willis Tower uses a third less steel than the Empire State Building) yet allows greater height. It allows fewer interior columns, and so creates more usable floor space. It further enables buildings to take on various shapes.
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Elevators are characteristic to skyscrapers. In 1852 Elisha Otis introduced the safety elevator, allowing convenient and safe passenger movement to upper floors. Another crucial development was the use of a steel frame instead of stone or brick, otherwise the walls on the lower floors on a tall building would be too thick to be practical. Today major manufacturers of elevators include Otis, ThyssenKrupp, Schindler, and KONE.
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Advances in construction techniques have allowed skyscrapers to narrow in width, while increasing in height. Some of these new techniques include mass dampers to reduce vibrations and swaying, and gaps to allow air to pass through, reducing wind shear.[62]
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Good structural design is important in most building design, but particularly for skyscrapers since even a small chance of catastrophic failure is unacceptable given the high price. This presents a paradox to civil engineers: the only way to assure a lack of failure is to test for all modes of failure, in both the laboratory and the real world. But the only way to know of all modes of failure is to learn from previous failures. Thus, no engineer can be absolutely sure that a given structure will resist all loadings that could cause failure, but can only have large enough margins of safety such that a failure is acceptably unlikely. When buildings do fail, engineers question whether the failure was due to some lack of foresight or due to some unknowable factor.
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The load a skyscraper experiences is largely from the force of the building material itself. In most building designs, the weight of the structure is much larger than the weight of the material that it will support beyond its own weight. In technical terms, the dead load, the load of the structure, is larger than the live load, the weight of things in the structure (people, furniture, vehicles, etc.). As such, the amount of structural material required within the lower levels of a skyscraper will be much larger than the material required within higher levels. This is not always visually apparent. The Empire State Building's setbacks are actually a result of the building code at the time (1916 Zoning Resolution), and were not structurally required. On the other hand, John Hancock Center's shape is uniquely the result of how it supports loads. Vertical supports can come in several types, among which the most common for skyscrapers can be categorized as steel frames, concrete cores, tube within tube design, and shear walls.
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The wind loading on a skyscraper is also considerable. In fact, the lateral wind load imposed on supertall structures is generally the governing factor in the structural design. Wind pressure increases with height, so for very tall buildings, the loads associated with wind are larger than dead or live loads.
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Other vertical and horizontal loading factors come from varied, unpredictable sources, such as earthquakes.
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By 1895, steel had replaced cast iron as skyscrapers' structural material. Its malleability allowed it to be formed into a variety of shapes, and it could be riveted, ensuring strong connections.[63] The simplicity of a steel frame eliminated the inefficient part of a shear wall, the central portion, and consolidated support members in a much stronger fashion by allowing both horizontal and vertical supports throughout. Among steel's drawbacks is that as more material must be supported as height increases, the distance between supporting members must decrease, which in turn increases the amount of material that must be supported. This becomes inefficient and uneconomic for buildings above 40 storeys tall as usable floor spaces are reduced for supporting column and due to more usage of steel.[61]
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A new structural system of framed tubes was developed by Fazlur Rahman Khan in 1963. The framed tube structure is defined as "a three dimensional space structure composed of three, four, or possibly more frames, braced frames, or shear walls, joined at or near their edges to form a vertical tube-like structural system capable of resisting lateral forces in any direction by cantilevering from the foundation".[64][65] Closely spaced interconnected exterior columns form the tube. Horizontal loads (primarily wind) are supported by the structure as a whole. Framed tubes allow fewer interior columns, and so create more usable floor space, and about half the exterior surface is available for windows. Where larger openings like garage doors are required, the tube frame must be interrupted, with transfer girders used to maintain structural integrity. Tube structures cut down costs, at the same time allowing buildings to reach greater heights. Concrete tube-frame construction[44] was first used in the DeWitt-Chestnut Apartment Building, completed in Chicago in 1963,[66] and soon after in the John Hancock Center and World Trade Center.
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The tubular systems are fundamental to tall building design. Most buildings over 40-storeys constructed since the 1960s now use a tube design derived from Khan's structural engineering principles,[61][67] examples including the construction of the World Trade Center, Aon Center, Petronas Towers, Jin Mao Building, and most other supertall skyscrapers since the 1960s.[44] The strong influence of tube structure design is also evident in the construction of the current tallest skyscraper, the Burj Khalifa.[47]
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Khan pioneered several other variations of the tube structure design.[citation needed] One of these was the concept of X-bracing, or the trussed tube, first employed for the John Hancock Center. This concept reduced the lateral load on the building by transferring the load into the exterior columns. This allows for a reduced need for interior columns thus creating more floor space. This concept can be seen in the John Hancock Center, designed in 1965 and completed in 1969. One of the most famous buildings of the structural expressionist style, the skyscraper's distinctive X-bracing exterior is actually a hint that the structure's skin is indeed part of its 'tubular system'. This idea is one of the architectural techniques the building used to climb to record heights (the tubular system is essentially the spine that helps the building stand upright during wind and earthquake loads). This X-bracing allows for both higher performance from tall structures and the ability to open up the inside floorplan (and usable floor space) if the architect desires.
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The John Hancock Center was far more efficient than earlier steel-frame structures. Where the Empire State Building (1931), required about 206 kilograms of steel per square metre and 28 Liberty Street (1961) required 275, the John Hancock Center required only 145.[46] The trussed tube concept was applied to many later skyscrapers, including the Onterie Center, Citigroup Center and Bank of China Tower.[68]
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An important variation on the tube frame is the bundled tube, which uses several interconnected tube frames. The Willis Tower in Chicago used this design, employing nine tubes of varying height to achieve its distinct appearance. The bundled tube structure meant that "buildings no longer need be boxlike in appearance: they could become sculpture."[47]
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The invention of the elevator was a precondition for the invention of skyscrapers, given that most people would not (or could not) climb more than a few flights of stairs at a time. The elevators in a skyscraper are not simply a necessary utility, like running water and electricity, but are in fact closely related to the design of the whole structure: a taller building requires more elevators to service the additional floors, but the elevator shafts consume valuable floor space. If the service core, which contains the elevator shafts, becomes too big, it can reduce the profitability of the building. Architects must therefore balance the value gained by adding height against the value lost to the expanding service core.[69]
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Many tall buildings use elevators in a non-standard configuration to reduce their footprint. Buildings such as the former World Trade Center Towers and Chicago's John Hancock Center use sky lobbies, where express elevators take passengers to upper floors which serve as the base for local elevators. This allows architects and engineers to place elevator shafts on top of each other, saving space. Sky lobbies and express elevators take up a significant amount of space, however, and add to the amount of time spent commuting between floors.
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Other buildings, such as the Petronas Towers, use double-deck elevators, allowing more people to fit in a single elevator, and reaching two floors at every stop. It is possible to use even more than two levels on an elevator, although this has never been done. The main problem with double-deck elevators is that they cause everyone in the elevator to stop when only people on one level need to get off at a given floor.
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Buildings with sky lobbies include the World Trade Center, Petronas Twin Towers, Willis Tower and Taipei 101. The 44th-floor sky lobby of the John Hancock Center also featured the first high-rise indoor swimming pool, which remains the highest in America.[70]
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Skyscrapers are usually situated in city centers where the price of land is high. Constructing a skyscraper becomes justified if the price of land is so high that it makes economic sense to build upward as to minimize the cost of the land per the total floor area of a building. Thus the construction of skyscrapers is dictated by economics and results in skyscrapers in a certain part of a large city unless a building code restricts the height of buildings.
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Skyscrapers are rarely seen in small cities and they are characteristic of large cities, because of the critical importance of high land prices for the construction of skyscrapers. Usually only office, commercial and hotel users can afford the rents in the city center and thus most tenants of skyscrapers are of these classes.
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Today, skyscrapers are an increasingly common sight where land is expensive, as in the centers of big cities, because they provide such a high ratio of rentable floor space per unit area of land.
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One problem with skyscrapers is car parking. In the largest cities most people commute via public transport, but in smaller cities many parking spaces are needed. Multi-storey car parks are impractical to build very tall, so much land area is needed.
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There may be a correlation between skyscraper construction and great income inequality but this has not been conclusively proven.[71]
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The amount of steel, concrete, and glass needed to construct a single skyscraper is large, and these materials represent a great deal of embodied energy. Skyscrapers are thus energy intensive buildings, but skyscrapers have a long lifespan, for example the Empire State Building in New York City, United States completed in 1931 and is still in active use.
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Skyscrapers have considerable mass, which means that they must be built on a sturdier foundation than would be required for shorter, lighter buildings. Building materials must also be lifted to the top of a skyscraper during construction, requiring more energy than would be necessary at lower heights. Furthermore, a skyscraper consumes much electricity because potable and non-potable water have to be pumped to the highest occupied floors, skyscrapers are usually designed to be mechanically ventilated, elevators are generally used instead of stairs, and natural lighting cannot be utilized in rooms far from the windows and the windowless spaces such as elevators, bathrooms and stairwells.
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Skyscrapers can be artificially lit and the energy requirements can be covered by renewable energy or other electricity generation with low greenhouse gas emissions. Heating and cooling of skyscrapers can be efficient, because of centralized HVAC systems, heat radiation blocking windows and small surface area of the building. There is Leadership in Energy and Environmental Design (LEED) certification for skyscrapers. For example, the Empire State Building received a gold Leadership in Energy and Environmental Design rating in September 2011 and the Empire State Building is the tallest LEED certified building in the United States,[72] proving that skyscrapers can be environmentally friendly. Also the 30 St Mary Axe in London, the United Kingdom is an environmentally friendly skyscraper.
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In the lower levels of a skyscraper a larger percentage of the building cross section must be devoted to the building structure and services than is required for lower buildings:
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In low-rise structures, the support rooms (chillers, transformers, boilers, pumps and air handling units) can be put in basements or roof space—areas which have low rental value. There is, however, a limit to how far this plant can be located from the area it serves. The farther away it is the larger the risers for ducts and pipes from this plant to the floors they serve and the more floor area these risers take. In practice this means that in highrise buildings this plant is located on 'plant levels' at intervals up the building.
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At the beginning of the 20th century, New York City was a center for the Beaux-Arts architectural movement, attracting the talents of such great architects as Stanford White and Carrere and Hastings. As better construction and engineering technology became available as the century progressed, New York City and Chicago became the focal point of the competition for the tallest building in the world. Each city's striking skyline has been composed of numerous and varied skyscrapers, many of which are icons of 20th-century architecture:
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Momentum in setting records passed from the United States to other nations with the opening of the Petronas Twin Towers in Kuala Lumpur, Malaysia, in 1998. The record for the world's tallest building has remained in Asia since the opening of Taipei 101 in Taipei, Taiwan, in 2004. A number of architectural records, including those of the world's tallest building and tallest free-standing structure, moved to the Middle East with the opening of the Burj Khalifa in Dubai, United Arab Emirates.
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This geographical transition is accompanied by a change in approach to skyscraper design. For much of the twentieth century large buildings took the form of simple geometrical shapes. This reflected the "international style" or modernist philosophy shaped by Bauhaus architects early in the century. The last of these, the Willis Tower and World Trade Center towers in New York, erected in the 1970s, reflect the philosophy. Tastes shifted in the decade which followed, and new skyscrapers began to exhibit postmodernist influences. This approach to design avails itself of historical elements, often adapted and re-interpreted, in creating technologically modern structures. The Petronas Twin Towers recall Asian pagoda architecture and Islamic geometric principles. Taipei 101 likewise reflects the pagoda tradition as it incorporates ancient motifs such as the ruyi symbol. The Burj Khalifa draws inspiration from traditional Islamic art. Architects in recent years have sought to create structures that would not appear equally at home if set in any part of the world, but that reflect the culture thriving in the spot where they stand.[citation needed]
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The following list measures height of the roof.[82][failed verification] The more common gauge is the "highest architectural detail"; such ranking would have included Petronas Towers, built in 1996.
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The iconic World Trade Center twin towers were destroyed in 2001.
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The Willis Tower in Chicago was the world's tallest building from 1974 to 1998; many still refer to it as the "Sears Tower", its name from inception to 2009.
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The Petronas Twin Towers in Kuala Lumpur were the tallest from 1998 to 2004.
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Taipei 101, the world's tallest skyscraper from 2004 to 2010, was the first to exceed the 500-metre mark.
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Proposals for such structures have been put forward, including the Burj Mubarak Al Kabir in Kuwait and Azerbaijan Tower in Baku. Kilometer-plus structures present architectural challenges that may eventually place them in a new architectural category.[83] The first building under construction and planned to be over one kilometre tall is the Jeddah Tower.
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Several wooden skyscraper designs have been designed and built. A 14-storey housing project in Bergen, Norway known as 'Treet' or 'The Tree' became the world's tallest wooden apartment block when it was completed in late 2015.[84] The Tree's record was eclipsed by Brock Commons, an 18-storey wooden dormitory at the University of British Columbia in Canada, when it was completed in September 2016.[85]
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A 40-storey residential building 'Trätoppen' has been proposed by architect Anders Berensson to be built in Stockholm, Sweden.[86] Trätoppen would be the tallest building in Stockholm, though there are no immediate plans to begin construction.[87] The tallest currently-planned wooden skyscraper is the 70-storey W350 Project in Tokyo, to be built by the Japanese wood products company Sumitomo Forestry Co. to celebrate its 350th anniversary in 2041.[88] An 80-storey wooden skyscraper, the River Beech Tower, has been proposed by a team including architects Perkins + Will and the University of Cambridge. The River Beech Tower, on the banks of the Chicago River in Chicago, Illinois, would be 348 feet shorter than the W350 Project despite having 10 more storeys.[89][88]
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Wooden skyscrapers are estimated to be around a quarter of the weight of an equivalent reinforced-concrete structure as well as reducing the building carbon footprint by 60–75 %. Buildings have been designed using cross-laminated timber (CLT) which gives a higher rigidity and strength to wooden structures.[90] CLT panels are prefabricated and can therefore speed up building time.[91]
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A shrub or bush is a small- to medium-sized perennial woody plant. Unlike herbaceous plants, shrubs have persistent woody stems above the ground. Shrub can be deciduous or evergreen .
|
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+
They are distinguished from trees by their multiple stems and shorter height, less than 6 m-10 m (20 ft–33 ft) tall.[1][2] Small shrubs, less than 2 m (6.6 ft) tall are sometimes termed subshrubs.[3]
|
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Shrubs are perennial woody plants, and therefore have persistent woody stems above ground (compare with herbaceous plants).[2] Usually shrubs are distinguished from trees by their height and multiple stems. Some shrubs are deciduous (e.g. hawthorn) and others evergreen (e.g. holly).[2] Ancient Greek philosopher Theophrastus divided the plant world into trees, shrubs and herbs.[4]
|
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Some definitions state that a shrub is less than 6 m and tree is over 6 m. Others use 10 m as the cut off point.[2] Many species of tree may not reach this mature height because of less than ideal growing conditions, and resemble a shrub sized plant. However such species have the potential to grow taller under the ideal growing conditions for that plant.
|
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Small, low shrubs, generally less than 2 m (6.6 ft) tall, such as lavender, periwinkle and most small garden varieties of rose, are often termed subshrubs.[3]
|
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|
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+
Most definitions characterize shrubs as possessing multiple stems with no main trunk.[2] This is because the stems have branched below ground level. There are exceptions to this, with some shrubs having main trunks, but these tend to be very short and divide into multiple stems close to ground level. Many trees can grow in multiple stemmed forms also, such as oak or ash.[2][clarification needed]
|
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An area of cultivated shrubs in a park or a garden is known as a shrubbery.[5] When clipped as topiary, suitable species or varieties of shrubs develop dense foliage and many small leafy branches growing close together.[6] Many shrubs respond well to renewal pruning, in which hard cutting back to a "stool" results in long new stems known as "canes".[clarification needed] Other shrubs respond better to selective pruning to reveal their structure and character.
|
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|
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Shrubs in common garden practice are generally considered broad-leaved plants, though some smaller conifers such as mountain pine and common juniper are also shrubby in structure. Species that grow into a shrubby habit may be either deciduous or evergreen.[7]
|
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|
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In botany and ecology, a shrub is more specifically used to describe the particular physical structural or plant life-form of woody plants which are less than 8 metres (26 ft) high and usually have many stems arising at or near the base.[clarification needed] For example, a descriptive system widely adopted in Australia is based on structural characteristics based on life-form, plus the height and amount of foliage cover of the tallest layer or dominant species.[8]
|
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|
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+
For shrubs 2–8 metres (6.6–26.2 ft) high the following structural forms are categorized:
|
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+
|
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+
For shrubs less than 2 metres (6.6 ft) high the following structural forms are categorized:
|
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|
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Those marked with * can also develop into tree form.
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Bulbasaur (/ˈbʌlbəˌsɔːr/), known as Fushigidane (fu-SHI-gi-DON-e) (フシギダネ) in Japan,[2] is the first Pokémon in Nintendo and Game Freak's Pokémon franchise's monster dictonary, called a PokéDex. Designed by Atsuko Nishida,[1] Bulbasaur debuted in Pokémon Red and Green as a Starter Pokémon. Since then, it has reappeared in subsequent sequels, spin-off games, related merchandise, and animated and printed adaptations of the franchise.
|
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|
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Known as the Seed Pokémon, Bulbasaur can survive for days solely on sunlight. It is a central character in the anime, being one of Ash's main Pokémon for the first season, and a different one later being obtained by May. It is featured in various manga, and is owned by protagonist Red in the Pokémon Adventures manga. Bulbasaur has been featured in myriad pieces of merchandise, including toys, key chains, and plush dolls.
|
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|
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Bulbasaur was designed by Atsuko Nishida, one of the character designers for Pocket Monsters Red and Blue, who based its design on Venusaur, the fully evoled form of Bulbasaur.[1] The species first appeared as one of three starter Pokémon the player could choose from at the beginning of the initial Game Boy games, Pokémon Red and Blue, released in Japan in 1996.[3] Its Japanese name, Fushigidane (fu-SHI-gi-DON-e), is a combination of the Japanese words for mystery or miracle (fushigi) and seed (tane).[4] In translating the game for English speaking audiences, Nintendo gave the Pokémon "cleverly descriptive names" related to their appearance or features as a means to make the characters more relatable to American children; thus Bulbasaur, relating to both its dinosaur appearance (saur) and the large garlic-shaped bulb on its back (bulb or bulba).[5] The idea to feature Bulbasaur and the other Red and Blue starters in a significant role in Pokémon X and Y came about a year and a half into the development of the games. The Mega Evolutions for the three Pokémon's final forms were created, and the designers decided that they should give players an opportunity to receive one of these Pokémon from Professor Sycamore, the games professor, to see their Mega Evolved form.[6]
|
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Despite their English names, Ken Sugimori confirmed that the design of Bulbasaur and its evolutions is based on onions and frogs,[7] albeit identified more with a smaller Dicynodont. In the Pokémon franchise, Bulbasaur are small, squat amphibian and plant Pokémon that move on all four legs, and have light blue-green bodies with darker blue-green spots. As a Bulbasaur undergoes evolution into Ivysaur and then later into Venusaur, the bulb on its back blossoms into a large flower.[8] The seed on a Bulbasaur's back is planted at birth and then sprouts and grows larger as the Bulbasaur grows.[9] The bulb absorbs sunlight which allows it grow. For this reason, Bulbasaur enjoy soaking up the sun's rays,[10] and can survive for days without eating because the bulb stores energy.[11] The distinctive differences of Bulbasaur from other Pokémon such as Diglett are well understood by children and so motivate their play and trading of the creature.[12]
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|
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Bulbasaur made its video game debut on February 27, 1996, in the Japanese-language games Pocket Monsters Red and Green.[13] Along with Charmander and Squirtle, Bulbasaur is a starter Pokémon the player can choose from at the beginning of the games.[14] Bulbasaur's dual typing of Grass and Poison type is in contrast to Charmander's Fire type and Squirtle's Water type.[14] Bulbasaur is the only starter in Red, Blue, and Green that has a dual typing. Bulbasaur and the other starters from Red and Blue are replaced by Pikachu in Pokémon Yellow, the only starter available in it. Instead, they are obtained throughout the game from several trainers.[14] In Pokémon FireRed and LeafGreen, remakes of Red and Blue, Bulbasaur is selectable as a starter Pokémon once again, along with Charmander and Squirtle. In Pokémon HeartGold and SoulSilver, after obtaining all sixteen badges and defeating Red, the player can choose to obtain either Bulbasaur, Charmander, or Squirtle.[15] In Pokémon X and Y, players can also choose between Bulbasaur, Charmander, and Squirtle near the start of the game shortly after having chosen the games' new starter Pokémon.
|
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The Nintendo 64 spin-off Pokémon Stadium, and other spin-offs such as Pokémon Mystery Dungeon, give the player a choice of a Bulbasaur (among fifteen other Pokémon), and in Pokémon Snap, Bulbasaur are one of the Pokémon that the player can photograph.[3] It also appears in Pokémon Puzzle League as one of Ash's Pokémon. Bulbasaur also appears in Hey You, Pikachu! as a supporting character who lives in the Ochre Woods and makes the five recipes with Pikachu's help.[16] In Super Smash Bros. Melee and Brawl, Bulbasaur appears as one of the obtainable trophies.[17][18] Bulbasaur appears in PokéPark Wii: Pikachu's Adventure as the host of a mini-game called "Daring Dash".
|
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|
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In 2016, Bulbasaur was one of the four starter Pokémon in Pokémon Go.
|
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|
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Scenes from the Pokémon anime have depicted both the characters Ash and May training a Bulbasaur at different times, with Ash's Bulbasaur garnering more prominence within the storylines.[19][20] Ash’s Bulbasaur has remained with Ash longer than all of his other Pokémon, with the exception of his Pikachu. Before joining Ash's team, it lives with a girl named Melanie, who takes care of abandoned Pokémon.[19] Bulbasaur is given to Ash, but it is pessimistic about him. However, its loyalties begin to improve and it eventually becomes one of Ash's most faithful Pokémon.[19][20] May catches a Bulbasaur while traveling in a grass-type Pokémon nature reserve during her journey in Hoenn. Bulbasaur defends her from the other grass Pokémon in the forest, who see her as a threat, and when May leaves, Bulbasaur decides to go with her.[21] She later makes a guest appearance on the series and it is revealed that her Bulbasaur has fully evolved into a Venusaur.[22]
|
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In the original Japanese version the two Bulbasaur are each played by separate voice actresses, Ash's Bulbasaur by Megumi Hayashibara and May's by Miyako Itō. In the English dub, they are both voiced by Tara Jayne until Michele Knotz took over the job for the ninth season.
|
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Bulbasaur is featured in an eclectic range of different Pokémon manga series. In Pokémon: Pikachu Shocks Back, Electric Pikachu Boogaloo, and Surf’s Up, Pikachu!, which loosely parallel the storyline of the anime, Pikachu is separated from Ash temporarily, and travels with a Bulbasaur to a secret Pokémon village in the mountains. Later, Ash finds Pikachu and catches the Bulbasaur. Bulbasaur accompanies Ash throughout his journeys in the Orange Islands, and eventually fights in the final showdown with Drake, the Orange Crew Supreme Gym Leader. In Magical Pokémon Journey, a character named Pistachio has a female Bulbasaur (nicknamed Danerina in the Japanese version), who is infatuated by him.[23]
|
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+
|
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+
In Pokémon Adventures, a manga based on the plot of the Pokémon Red and Blue games, the character Red receives a Bulbasaur from Professor Oak, which he nicknames Saur.[24] In Chapter 15, "Wartortle Wars", it evolves into an Ivysaur after battling a wild Mankey.[25]
|
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+
|
25 |
+
Bulbasaur appeared in the first episode of Pokemon Generations which is owned by Red.
|
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+
|
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+
Bulbasaur is the main character of two Pokémon children's books, Pokémon Tales Volume 3: Bulbasaur’s Trouble and Bulbasaur’s Bad Day, published in 1999 and 2000 respectively by Sagebrush.[26][27] In Pokémon Tales Volume 3: Bulbasaur’s Trouble, Bulbasaur resolves an argument between two other Pokémon.[27] In Bulbasaur’s Bad Day, Meowth traps Bulbasaur in a pit and it has to outwit Team Rocket (the antagonists of the Pokémon anime) to escape.[26]
|
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|
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+
Bulbasaur appears in the movie Pokemon: Detective Pikachu, where he helps carry Pikachu to Mewtwo.
|
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+
|
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+
Bulbasaur also appears in MandJTV's Pokémon Talk, along with Squirtle, another Kantonian starter.
|
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+
|
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+
Bulbasaur has been featured in varying pieces of merchandise, including toys and plush dolls.[28] Bulbasaur has been depicted in action figures sold by Hasbro in the United States, while Tomy in Japan sold extensive merchandise of the character, including vinyl dolls, wind-up model kits, and terry cloth bean bags.[29] It has also been used in promotional merchandising at fast-food chains such as McDonald's and Burger King.[30][31] Bulbasaur has also been included in various versions of the Pokémon painting on ANA Boeing 767s.[32] The island nation of Niue issued a commemorative coin with a legal tender value of one crown which has a Bulbasaur on the reverse side.[33]
|
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|
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+
IGN named Bulbasaur the "52nd best" Pokémon. IGN author Audrey Drake noted that she had a "very special attachment" to it due to it being her first Pokémon. She also stated that it may be her "favorite".[34] Game Informer also included it in its list of the best Pokémon at #3 (along with Charmander and Squirtle). Author O'Dell Harmon noted the choice between these three Pokémon as the "most important" one in the series' history.[35] Game Revolution called Bulbasaur the "best Pokémon ever". Author Alex Osborn stated that it "embodies the charm that makes Pokémon what it is" and called it his "personal favorite".[36] Fellow Game Revolution editor Daniel Bischoff noted it as his "favorite Pokémon" as well.[37] Nintendo World Report's Pedro Hernandez also called it his "favorite Pokémon of all time." He noted that it "represented" a number of "firsts" for him - including his "first episode" of the Pokémon anime, his "first Pokémon", and the "first Pokémon" he "saw in 3D." He also attributes Bulbasaur to the reason he became interested in the Pokémon series.[38] Official Nintendo Magazine's John Vekinis attributed his "love of Grass-type Pokémon" to Bulbasaur in spite of the Grass type's weaknesses.[39] Official Nintendo Magazine readers voted Bulbasaur as the "second best" Grass-type Pokémon. Author Thomas East noted that it "looked better" than his later forms.[40] Their readers also named it the "best" starting Pokémon.[41] GamesTM called it the "best starting Pokémon" for Red and Blue.[42] CNN reporter Dennis Michael described Bulbasaur as one of the "lead critters" of the games and "perhaps the Carmen Miranda" of Pokémon figures.[43] Bulbasaur was selected as one of the top ten Pokémon by fans who voted at Pokemon.com.[44]
|
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In an IGN biography page, Bulbasaur is described as "the odd man out" in the Pokémon Red and Blue game because it represented neither color, thought added "it’s perhaps the best-known grass-type Pokémon, even though it’s a little bit more animal than vegetable", as well as noting its popularity with new players of the games.[45] IGN editor "Pokémon of the Day Chick" agreed, despite the fact its later evolutions were "slightly eclipsed by Charizard", and also praised the anime incarnation for its attitude.[46] GamesRadar editor Brett Elston described Bulbasaur as being "popular" for more than just being the first Pokémon numerically, citing its moveset and evolutions.[28] Fellow GamesRadar editor Carolyn Gudmundson, in an article on the "top 7 gut-wrenching choices", listed the choice between fire, grass, or water with Bulbasaur as a "frontrunner", due to being a dinosaur as well as being grass type, though found its later evolutions "ugly and charmless".[47]
|
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|
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+
According to a panel of five-to-eight-year-olds assembled by the Honolulu Star-Bulletin in 1999, Bulbasaur was one of the children's "three favorite Pokémon".[48] One boy in a study by Dafna Lemish and Linda Renee-Bloch identified with Bulbasaur's attributes of being "strong and also cute". Lemish and Renee-Bloch feel that the importance of cuteness is an example of the "appropriation of Japanese values" in an Israeli context, and note that boys' desire for strength has been correlated with "a desire for social interaction".[49]
|
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|
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+
Bulbasaur was among the eleven Pokémon chosen as Japan's mascots in the 2014 FIFA World Cup.[50]
|
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+
|
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+
In a Reddit survey with more than 52,000 people voted for their favorite Pokémon, Bulbasaur was the 4th most favorited Pokemon.[51]
|
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+
|
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In an official poll hosted by Google and The Pokemon Company for 2020 Pokemon Day where people could vote for Pokemon from each region, Bulbasaur was voted as the #13 most popular Pokemon overall and the #3 most popular in Kanto region.[52]
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– in Europe (green & dark grey)– in the European Union (green) – [Legend]
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Bulgaria (/bʌlˈɡɛəriə, bʊl-/ (listen); Bulgarian: България, romanized: Balgariya), officially the Republic of Bulgaria (Bulgarian: Република България, romanized: Republika Balgariya, IPA: [rɛˈpublikɐ bɐɫˈɡarijɐ]), is a country in Southeastern Europe. It is bordered by Romania to the north, Serbia and North Macedonia to the west, Greece and Turkey to the south, and the Black Sea to the east. The capital and largest city is Sofia; other major cities are Plovdiv, Varna and Burgas. With a territory of 110,994 square kilometres (42,855 sq mi), Bulgaria is Europe's sixteenth-largest country.
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One of the earliest societies in the lands of modern-day Bulgaria was the Neolithic Karanovo culture, which dates back to 6,500 BC. In the 6th to 3rd century BC the region was a battleground for ancient Thracians, Persians, Celts and Macedonians; stability came when the Roman Empire conquered the region in AD 45. The Eastern Roman Empire lost some of these territories to the numerous early Slavs. They were invaded by small number of warlike Bulgars in the late 7th century who subdued the Slavs and founded there the First Bulgarian Empire in AD 681. It dominated most of the Balkans and significantly influenced Slavic cultures by developing the Cyrillic script. This state lasted until the early 11th century, when Byzantine emperor Basil II conquered and dismantled it. A successful Bulgarian revolt in 1185 established a Second Bulgarian Empire, which reached its apex under Ivan Asen II (1218–1241). After numerous exhausting wars and feudal strife, the empire disintegrated in 1396 and fell under Ottoman rule for nearly five centuries.
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The Russo-Turkish War of 1877–78 resulted in the formation of the third and current Bulgarian state. Many ethnic Bulgarians were left outside the new nation's borders, which stoked irredentist sentiments that led to several conflicts with its neighbours and alliances with Germany in both world wars. In 1946 Bulgaria came under the Soviet-led Eastern Bloc and became a one-party socialist state The ruling Communist Party gave up its monopoly on power after the revolutions of 1989 and allowed multiparty elections. Bulgaria then transitioned into a democracy and a market-based economy. Since adopting a democratic constitution in 1991, Bulgaria has been a unitary parliamentary republic composed of 28 provinces, with a high degree of political, administrative, and economic centralisation.
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Bulgaria is a member of the European Union, NATO, and the Council of Europe; it is a founding state of the Organization for Security and Co-operation in Europe (OSCE) and has taken a seat on the UN Security Council three times. Its market economy is part of the European Single Market and mostly relies on services, followed by industry—especially machine building and mining—and agriculture. Bulgaria is a developing country with an upper-middle-income economy, very high Human Development Index; although it has the lowest GDP per capita and joint-lowest Human Development Index in the European Union. Widespread corruption is a major socioeconomic issue; Bulgaria ranked as the most corrupt country in the European Union in 2018.[7] The country also faces a demographic crisis, with its population shrinking annually since the late 1980s; it currently numbers roughly seven million, down from a peak of nearly nine million in 1988.
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The name Bulgaria is derived from the Bulgars, a tribe of Turkic origin that founded the country. Their name is not completely understood and is difficult to trace back earlier than the 4th century AD,[8] but it is possibly derived from the Proto-Turkic word bulģha ("to mix", "shake", "stir") and its derivative bulgak ("revolt", "disorder").[9] The meaning may be further extended to "rebel", "incite" or "produce a state of disorder", and so, in the derivative, the "disturbers".[10][11][12] Ethnic groups in Inner Asia with phonologically similar names were frequently described in similar terms: during the 4th century, the Buluoji, a component of the "Five Barbarian" groups in Ancient China, were portrayed as both a "mixed race" and "troublemakers".[13]
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Neanderthal remains dating to around 150,000 years ago, or the Middle Paleolithic, are some of the earliest traces of human activity in the lands of modern Bulgaria.[14] Remains from Homo sapiens found there are dated ca. 47,000 years BP. This result represents the earliest arrival of modern humans in Europe.[15][16] The Karanovo culture arose circa 6,500 BC and was one of several Neolithic societies in the region that thrived on agriculture.[17] The Copper Age Varna culture (fifth millennium BC) is credited with inventing gold metallurgy.[18][19] The associated Varna Necropolis treasure contains the oldest golden jewellery in the world with an approximate age of over 6,000 years.[20][21] The treasure has been valuable for understanding social hierarchy and stratification in the earliest European societies.[22][23][24]
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The Thracians, one of the three primary ancestral groups of modern Bulgarians, appeared on the Balkan Peninsula some time before the 12th century BC.[25][26][27] The Thracians excelled in metallurgy and gave the Greeks the Orphean and Dionysian cults, but remained tribal and stateless.[28] The Persian Achaemenid Empire conquered most of present-day Bulgaria in the 6th century BC and retained control over the region until 479 BC.[29][30] The invasion became a catalyst for Thracian unity, and the bulk of their tribes united under king Teres to form the Odrysian kingdom in the 470s BC.[28][30][31] It was weakened and vassalized by Philip II of Macedon in 341 BC,[32] attacked by Celts in the 3rd century,[33] and finally became a province of the Roman Empire in AD 45.[34]
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By the end of the 1st century AD, Roman governance was established over the entire Balkan Peninsula and Christianity began spreading in the region around the 4th century.[28] The Gothic Bible—the first Germanic language book—was created by Gothic bishop Ulfilas in what is today northern Bulgaria around 381.[35] The region came under Byzantine control after the fall of Rome in 476. The Byzantines were engaged in prolonged warfare against Persia and could not defend their Balkan territories from barbarian incursions.[36] This enabled the Slavs to enter the Balkan Peninsula as marauders, primarily through an area between the Danube River and the Balkan Mountains known as Moesia.[37] Gradually, the interior of the peninsula became a country of the South Slavs, who lived under a democracy.[38][39] The Slavs assimilated the partially Hellenized, Romanized, and Gothicized Thracians in the rural areas.[40][41][42][43]
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Not long after the Slavic incursion, Moesia was once again invaded, this time by the Bulgars under Khan Asparukh.[44] Their horde was a remnant of Old Great Bulgaria, an extinct tribal confederacy situated north of the Black Sea in what is now Ukraine and southern Russia. Asparukh attacked Byzantine territories in Moesia and conquered the Slavic tribes there in 680.[26] A peace treaty with the Byzantine Empire was signed in 681, marking the foundation of the First Bulgarian Empire. The minority Bulgars formed a close-knit ruling caste.[45]
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Succeeding rulers strengthened the Bulgarian state throughout the 8th and 9th centuries. Krum introduced a written code of law[46] and checked a major Byzantine incursion at the Battle of Pliska, in which Byzantine emperor Nicephorus I was killed.[47] Boris I abolished paganism in favour of Eastern Orthodox Christianity in 864. The conversion was followed by a Byzantine recognition of the Bulgarian church[48] and the adoption of the Cyrillic alphabet, developed in the capital, Preslav.[49] The common language, religion and script strengthened central authority and gradually fused the Slavs and Bulgars into a unified people speaking a single Slavic language.[50][49] A golden age began during the 34-year rule of Simeon the Great, who oversaw the largest territorial expansion of the state.[51]
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After Simeon's death, Bulgaria was weakened by wars with Magyars and Pechenegs and the spread of the Bogomil heresy.[50][52] Preslav was seized by the Byzantine army in 971 after consecutive Rus' and Byzantine invasions.[50] The empire briefly recovered from the attacks under Samuil,[53] but this ended when Byzantine emperor Basil II defeated the Bulgarian army at Klyuch in 1014. Samuil died shortly after the battle,[54] and by 1018 the Byzantines had conquered the First Bulgarian Empire.[55] After the conquest, Basil II prevented revolts by retaining the rule of local nobility, integrating them in Byzantine bureaucracy and aristocracy, and relieving their lands of the obligation to pay taxes in gold, allowing tax in kind instead.[56][57] The Bulgarian Patriarchate was reduced to an archbishopric, but retained its autocephalous status and its dioceses.[57][56]
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Byzantine domestic policies changed after Basil's death and a series of unsuccessful rebellions broke out, the largest being led by Peter Delyan. The empire's authority declined after a catastrophic military defeat at Manzikert against Seljuk invaders, and was further disturbed by the Crusades. This prevented Byzantine attempts at Hellenisation and created fertile ground for further revolt. In 1185 Asen dynasty nobles Ivan Asen I and Peter IV organized a major uprising and succeeded in re-establishing the Bulgarian state. Ivan Asen and Peter laid the foundations of the Second Bulgarian Empire with its capital at Tarnovo.[58]
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Kaloyan, the third of the Asen monarchs, extended his dominion to Belgrade and Ohrid. He acknowledged the spiritual supremacy of the pope and received a royal crown from a papal legate.[59] The empire reached its zenith under Ivan Asen II (1218–1241), when its borders expanded as far as the coast of Albania, Serbia and Epirus, while commerce and culture flourished.[59][58] Ivan Asen's rule was also marked by a shift away from Rome in religious matters.[60]
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The Asen dynasty became extinct in 1257. Internal conflicts and incessant Byzantine and Hungarian attacks followed, enabling the Mongols to establish suzerainty over the weakened Bulgarian state.[59][60] In 1277, swineherd Ivaylo led a great peasant revolt that expelled the Mongols from Bulgaria and briefly made him emperor.[61][58] He was overthrown in 1280 by the feudal landlords,[61] whose factional conflicts caused the Second Bulgarian Empire to disintegrate into small feudal dominions by the 14th century.[58] These fragmented rump states—two tsardoms at Vidin and Tarnovo and the Despotate of Dobrudzha—became easy prey for a new threat arriving from the Southeast: the Ottoman Turks.[59]
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The Ottomans were employed as mercenaries by the Byzantines in the 1340s but later became invaders in their own right.[62] Sultan Murad I took Adrianople from the Byzantines in 1362; Sofia fell in 1382, followed by Shumen in 1388.[62] The Ottomans completed their conquest of Bulgarian lands in 1393 when Tarnovo was sacked after a three-month siege and the Battle of Nicopolis which brought about the fall of the Vidin Tsardom in 1396. Sozopol was the last Bulgarian settlement to fall, in 1453.[63] The Bulgarian nobility was subsequently eliminated and the peasantry was enserfed to Ottoman masters,[62] while much of the educated clergy fled to other countries.[64]
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Christians were considered an inferior class of people under the Ottoman system. Bulgarians were subjected to heavy taxes (including devshirme, or blood tax), their culture was suppressed,[64] and they experienced partial Islamisation.[65] Ottoman authorities established a religious administrative community called the Rum Millet, which governed all Orthodox Christians regardless of their ethnicity.[66] Most of the local population then gradually lost its distinct national consciousness, identifying only by its faith.[67][68] The clergy remaining in some isolated monasteries kept their ethnic identity alive, enabling its survival in remote rural areas,[69] and in the militant Catholic community in the northwest of the country.[70]
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As Ottoman power began to wane, Habsburg Austria and Russia saw Bulgarian Christians as potential allies. The Austrians first backed an uprising in Tarnovo in 1598, then a second one in 1686, the Chiprovtsi Uprising in 1688 and finally Karposh's Rebellion in 1689.[71] The Russian Empire also asserted itself as a protector of Christians in Ottoman lands with the Treaty of Küçük Kaynarca in 1774.[71]
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The Western European Enlightenment in the 18th century influenced the initiation of a national awakening of Bulgaria.[62] It restored national consciousness and provided an ideological basis for the liberation struggle, resulting in the 1876 April Uprising. Up to 30,000 Bulgarians were killed as Ottoman authorities put down the rebellion. The massacres prompted the Great Powers to take action.[72] They convened the Constantinople Conference in 1876, but their decisions were rejected by the Ottomans. This allowed the Russian Empire to seek a military solution without risking confrontation with other Great Powers, as had happened in the Crimean War.[72] In 1877 Russia declared war on the Ottomans and defeated them with the help of Bulgarian rebels, particularly during the crucial Battle of Shipka Pass which secured Russian control over the main road to Constantinople.[73][74]
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The Treaty of San Stefano was signed on 3 March 1878 by Russia and the Ottoman Empire. It was to set up an autonomous Bulgarian principality spanning Moesia, Macedonia and Thrace, roughly on the territories of the Second Bulgarian Empire,[75][76] and this day is now a public holiday called National Liberation Day.[77] The other Great Powers immediately rejected the treaty out of fear that such a large country in the Balkans might threaten their interests. It was superseded by the Treaty of Berlin, signed on 13 July. It provided for a much smaller state, the Principality of Bulgaria, only comprising Moesia and the region of Sofia, and leaving large populations of ethnic Bulgarians outside the new country.[75][78] This significantly contributed to Bulgaria's militaristic foreign affairs approach during the first half of the 20th century.[79]
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The Bulgarian principality won a war against Serbia and incorporated the semi-autonomous Ottoman territory of Eastern Rumelia in 1885, proclaiming itself an independent state on 5 October 1908.[80] In the years following independence, Bulgaria increasingly militarized and was often referred to as "the Balkan Prussia".[81] It became involved in three consecutive conflicts between 1912 and 1918—two Balkan Wars and World War I. After a disastrous defeat in the Second Balkan War, Bulgaria again found itself fighting on the losing side as a result of its alliance with the Central Powers in World War I. Despite fielding more than a quarter of its population in a 1,200,000-strong army[82][83] and achieving several decisive victories at Doiran and Monastir, the country capitulated in 1918. The war resulted in significant territorial losses and a total of 87,500 soldiers killed.[84] More than 253,000 refugees from the lost territories immigrated to Bulgaria from 1912 to 1929,[85] placing additional strain on the already ruined national economy.[86]
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The resulting political unrest led to the establishment of a royal authoritarian dictatorship by Tsar Boris III (1918–1943). Bulgaria entered World War II in 1941 as a member of the Axis but declined to participate in Operation Barbarossa and saved its Jewish population from deportation to concentration camps.[87] The sudden death of Boris III in mid-1943 pushed the country into political turmoil as the war turned against Germany, and the communist guerrilla movement gained momentum. The government of Bogdan Filov subsequently failed to achieve peace with the Allies. Bulgaria did not comply with Soviet demands to expel German forces from its territory, resulting in a declaration of war and an invasion by the USSR in September 1944.[88] The communist-dominated Fatherland Front took power, ended participation in the Axis and joined the Allied side until the war ended.[89] Bulgaria suffered little war damage and the Soviet Union demanded no reparations. But all wartime territorial gains, with the notable exception of Southern Dobrudzha, were lost.[90]
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The left-wing coup d'état of 9 September 1944 led to the abolition of the monarchy and the executions of some 1,000–3,000 dissidents, war criminals, and members of the former royal elite.[91][92][93] But it was not until 1946 that a one-party people's republic was instituted following a referendum.[94] It fell into the Soviet sphere of influence under the leadership of Georgi Dimitrov (1946–1949), who established a repressive, rapidly industrializing Stalinist state.[90] By the mid-1950s standards of living rose significantly and political repressions eased.[95][96] The Soviet-style planned economy saw some experimental market-oriented policies emerging under Todor Zhivkov (1954–1989).[97] Compared to wartime levels, national GDP increased five-fold and per capita GDP quadrupled by the 1980s,[98] although severe debt spikes took place in 1960, 1977 and 1980.[99] Zhivkov's daughter, Lyudmila, bolstered national pride by promoting Bulgarian heritage, culture and arts worldwide.[100] Facing declining birth rates among the ethnic Bulgarian majority, in 1984 Zhivkov's government forced the minority ethnic Turks to adopt Slavic names in an attempt to erase their identity and assimilate them.[101] These policies resulted in the emigration of some 300,000 ethnic Turks to Turkey.[102][103]
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The Communist Party was forced to give up its political monopoly on 10 November 1989 under the influence of the Revolutions of 1989. Zhivkov resigned and Bulgaria embarked on a transition to a parliamentary democracy.[104] The first free elections in June 1990 were won by the Communist Party, now rebranded as the Bulgarian Socialist Party.[105] A new constitution that provided for a relatively weak elected president and for a prime minister accountable to the legislature was adopted in July 1991.[106] The new system initially failed to improve living standards or create economic growth—the average quality of life and economic performance remained lower than under communism well into the early 2000s.[107] After 2001 economic, political and geopolitical conditions improved greatly,[108] and Bulgaria achieved high Human Development status in 2003.[109] It became a member of NATO in 2004[110] and participated in the War in Afghanistan. After several years of reforms it joined the European Union and single market in 2007 despite Brussels' concerns about government corruption.[111] Bulgaria hosted the 2018 Presidency of the Council of the European Union at the National Palace of Culture in Sofia.[112]
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Bulgaria occupies a portion of the eastern Balkan peninsula, bordering five countries—Greece and Turkey to the south, North Macedonia and Serbia to the west, and Romania to the north. The land borders have a total length of 1,808 kilometres (1,123 mi), and the coastline has a length of 354 kilometres (220 mi).[113] Its total area of 110,994 square kilometres (42,855 sq mi) ranks it as the world's 105th-largest country.[1][114] Bulgaria's geographic coordinates are 43° N 25° E.[115] The most notable topographical features are the Danubian Plain, the Balkan Mountains, the Thracian Plain, and the Rila-Rhodope massif.[113] The southern edge of the Danubian Plain slopes upward into the foothills of the Balkans, while the Danube defines the border with Romania. The Thracian Plain is roughly triangular, beginning southeast of Sofia and broadening as it reaches the Black Sea coast.[113]
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The Balkan mountains run laterally through the middle of the country from west to east. The mountainous southwest has two distinct alpine type ranges - Rila and Pirin, which border the lower but more extensive Rhodope Mountains to the east, and various medium altitude mountains to west, northwest and south, like Vitosha, Osogovo and Belasitsa.[113] Musala, at 2,925 metres (9,596 ft), is the highest point in both Bulgaria and the Balkan peninsula. The Black Sea coast is the country's lowest point.[115] Plains occupy about one third of the territory, while plateaux and hills occupy 41%.[116] Most rivers are short and with low water levels. The longest river located solely in Bulgarian territory, the Iskar, has a length of 368 kilometres (229 mi). The Struma and the Maritsa are two major rivers in the south.[117][113]
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Bulgaria has a varied and changeable climate, which results from being positioned at the meeting point of the Mediterranean, Oceanic and Continental air masses combined with the barrier effect of its mountains.[113] Northern Bulgaria averages 1 °C (1.8 °F) cooler, and registers 200 millimetres (7.9 in) more precipitation, than the regions south of the Balkan mountains. Temperature amplitudes vary significantly in different areas. The lowest recorded temperature is −38.3 °C (−36.9 °F), while the highest is 45.2 °C (113.4 °F).[118] Precipitation averages about 630 millimetres (24.8 in) per year, and varies from 500 millimetres (19.7 in) in Dobrudja to more than 2,500 millimetres (98.4 in) in the mountains. Continental air masses bring significant amounts of snowfall during winter.[119]
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The interaction of climatic, hydrological, geological and topographical conditions has produced a relatively wide variety of plant and animal species.[120]
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Bulgaria's biodiversity, one of the richest in Europe,[121] is conserved in three national parks, 11 nature parks, 10 biosphere reserves and 565 protected areas.[122][123][124] Ninety-three of the 233 mammal species of Europe are found in Bulgaria, along with 49% of butterfly and 30% of vascular plant species.[125] Overall, 41,493 plant and animal species are present.[125] Larger mammals with sizable populations include deer (106,323 individuals), wild boars (88,948), jackals (47,293) and foxes (32,326). Partridges number some 328,000 individuals, making them the most widespread gamebird.[126] A third of all nesting birds in Bulgaria can be found in Rila National Park, which also hosts Arctic and alpine species at high altitudes.[127] Flora includes more than 3,800 vascular plant species of which 170 are endemic and 150 are considered endangered.[120] A checklist of larger fungi in Bulgaria by the Institute of Botany identifies more than 1,500 species.[128] More than 35% of the land area is covered by forests.[129]
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In 1998, the Bulgarian government adopted the National Biological Diversity Conservation Strategy, a comprehensive programme seeking the preservation of local ecosystems, protection of endangered species and conservation of genetic resources.[130] Bulgaria has some of the largest Natura 2000 areas in Europe covering 33.8% of its territory.[131] It also achieved its Kyoto Protocol objective of reducing carbon dioxide emissions by 30% from 1990 to 2009.[132]
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Bulgaria ranks 30th in the 2018 Environmental Performance Index, but scores low on air quality.[133] Particulate levels are the highest in Europe,[134] especially in urban areas affected by automobile traffic and coal-based power stations.[135][136] One of these, the lignite-fired Maritsa Iztok-2 station, is causing the highest damage to health and the environment in the European Union.[137] Pesticide use in agriculture and antiquated industrial sewage systems produce extensive soil and water pollution.[138] Water quality began to improve in 1998 and has maintained a trend of moderate improvement. Over 75% of surface rivers meet European standards for good quality.[139]
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Bulgaria is a parliamentary democracy where the prime minister is the head of government and the most powerful executive position.[108] The political system has three branches—legislative, executive and judicial, with universal suffrage for citizens at least 18 years old. The Constitution also provides possibilities of direct democracy, namely petitions and national referenda.[140] Elections are supervised by an independent Central Election Commission that includes members from all major political parties. Parties must register with the commission prior to participating in a national election.[141] Normally, the prime minister-elect is the leader of the party receiving the most votes in parliamentary elections, although this is not always the case.[108]
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Unlike the prime minister, presidential domestic power is more limited. The directly elected president serves as head of state and commander-in-chief of the armed forces, and has the authority to return a bill for further debate, although the parliament can override the presidential veto by a simple majority vote.[108] Political parties gather in the National Assembly, a body of 240 deputies elected to four-year terms by direct popular vote. The National Assembly has the power to enact laws, approve the budget, schedule presidential elections, select and dismiss the prime minister and other ministers, declare war, deploy troops abroad, and ratify international treaties and agreements.[142]
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Overall, Bulgaria displays a pattern of unstable governments.[143] Boyko Borisov is serving his third term as prime minister since 2009,[144] when his centre-right, pro-EU party GERB won the general election and ruled as a minority government with 117 seats in the National Assembly.[145] His first government resigned on 20 February 2013 after nationwide protests caused by high costs of utilities, low living standards, corruption[146] and the perceived failure of the democratic system. The protest wave was notable for self-immolations, spontaneous demonstrations and a strong sentiment against political parties.[147]
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The subsequent snap elections in May resulted in a narrow win for GERB,[148] but the Bulgarian Socialist Party eventually formed a government led by Plamen Oresharski after Borisov failed to secure parliamentary support.[149][150] The Oresharski government resigned in July 2014 amid continuing large-scale protests.[151][152][153] A caretaker government took over[154] and called the October 2014 elections[155] which resulted in a third GERB victory, but a total of eight parties entered parliament.[156] Borisov formed a coalition[157] with several right-wing parties, but resigned again after the candidate backed by his party failed to win the 2016 Presidential election. The March 2017 snap election was again won by GERB, but with 95 seats in Parliament. They formed a coalition with the far-right United Patriots, who hold 27 seats.[144]
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Freedom House has reported a continuing deterioration of democratic governance after 2009, citing reduced media independence, stalled reforms, abuse of authority at the highest level and increased dependence of local administrations on the central government.[158] Bulgaria is still listed as "Free", with a political system designated as a semi-consolidated democracy, albeit with deteriorating scores.[158] The Democracy Index defines it as a "Flawed democracy".[159] A 2018 survey by the Institute for Economics and Peace reported that less than 15% of respondents considered elections to be fair.[160]
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Bulgaria has a civil law legal system.[161] The judiciary is overseen by the Ministry of Justice. The Supreme Administrative Court and the Supreme Court of Cassation are the highest courts of appeal and oversee the application of laws in subordinate courts.[141] The Supreme Judicial Council manages the system and appoints judges. The legal system is regarded by both domestic and international observers as one of Europe's most inefficient due to pervasive lack of transparency and corruption.[162][163][164][165][166] Law enforcement is carried out by organisations mainly subordinate to the Ministry of the Interior.[167] The General Directorate of National Police (GDNP) combats general crime and maintains public order.[168] GDNP fields 26,578 police officers in its local and national sections.[169] The bulk of criminal cases are transport-related, followed by theft and drug-related crime; homicide rates are low.[170] The Ministry of the Interior also heads the Border Police Service and the National Gendarmerie—a specialized branch for anti-terrorist activity, crisis management and riot control. Counterintelligence and national security are the responsibility of the State Agency for National Security.[171]
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Bulgaria is a unitary state.[172] Since the 1880s, the number of territorial management units has varied from seven to 26.[173] Between 1987 and 1999 the administrative structure consisted of nine provinces (oblasti, singular oblast). A new administrative structure was adopted in parallel with the decentralization of the economic system.[174] It includes 27 provinces and a metropolitan capital province (Sofia-Grad). All areas take their names from their respective capital cities. The provinces are subdivided into 265 municipalities. Municipalities are run by mayors, who are elected to four-year terms, and by directly elected municipal councils. Bulgaria is a highly centralized state where the Council of Ministers directly appoints regional governors and all provinces and municipalities are heavily dependent on it for funding.[141]
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Bulgaria became a member of the United Nations in 1955 and since 1966 has been a non-permanent member of the Security Council three times, most recently from 2002 to 2003.[176] It was also among the founding nations of the Organization for Security and Co-operation in Europe (OSCE) in 1975. Euro-Atlantic integration has been a priority since the fall of communism, although the communist leadership also had aspirations of leaving the Warsaw Pact and joining the European Communities by 1987.[177][178] Bulgaria signed the European Union Treaty of Accession on 25 April 2005,[179] and became a full member of the European Union on 1 January 2007.[111] In addition, it has a tripartite economic and diplomatic collaboration with Romania and Greece,[180] good ties with China[181] and Vietnam[182] and a historical relationship with Russia.[183][184][185][186]
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Bulgaria deployed significant numbers of both civilian and military advisors in Soviet-allied countries like Nicaragua[187] and Libya during the Cold War.[188] The first deployment of foreign troops on Bulgarian soil since World War II occurred in 2001, when the country hosted six KC-135 Stratotanker aircraft and 200 support personnel for the war effort in Afghanistan.[23] International military relations were further expanded with accession to NATO in March 2004[110] and the US-Bulgarian Defence Cooperation Agreement signed in April 2006. Bezmer and Graf Ignatievo air bases, the Novo Selo training range, and a logistics centre in Aytos subsequently became joint military training facilities cooperatively used by the United States and Bulgarian militaries.[189][190] Despite its active international defence collaborations, Bulgaria ranks as among the most peaceful countries globally, tying 6th alongside Iceland regarding domestic and international conflicts, and 26th on average in the Global Peace Index.[160]
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Domestic defence is the responsibility of the all-volunteer Bulgarian armed forces, composed of land forces, navy and an air force. The land forces consist of two mechanized brigades and eight independent regiments and battalions; the air force operates 106 aircraft and air defence systems in six air bases, and the navy operates various ships, helicopters and coastal defence weapons.[191] Active troops dwindled from 152,000 in 1988[192] to 31,300 in 2017, supplemented by 3,000 reservists and 16,000 paramilitary.[193] Inventory is mostly made up of Soviet equipment like Mikoyan MiG-29 and Sukhoi Su-25 jets,[194] S-300PT air defence systems[195] and SS-21 Scarab short-range ballistic missiles.[196]
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Bulgaria has an open, upper middle income range market economy where the private sector accounts for more than 70% of GDP.[197][198] From a largely agricultural country with a predominantly rural population in 1948, by the 1980s Bulgaria had transformed into an industrial economy with scientific and technological research at the top of its budgetary expenditure priorities.[199] The loss of COMECON markets in 1990 and the subsequent "shock therapy" of the planned system caused a steep decline in industrial and agricultural production, ultimately followed by an economic collapse in 1997.[200][201] The economy largely recovered during a period of rapid growth several years later,[200] but the average salary of 1,036 leva ($615) per month remains the lowest in the EU.[202] More than a fifth of the labour force are employed on a minimum wage of $1.16 per hour.[203]
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A balanced budget was achieved in 2003 and the country began running a surplus the following year.[204] Expenditures amounted to $21.15 billion and revenues were $21.67 billion in 2017.[205] Most government spending on institutions is earmarked for security. The ministries of defence, the interior and justice are allocated the largest share of the annual government budget, whereas those responsible for the environment, tourism and energy receive the least amount of funding.[206] Taxes form the bulk of government revenue[206] at 30% of GDP.[207] Bulgaria has some of the lowest corporate income tax rates in the EU at a flat 10% rate.[208] The tax system is two-tier. Value added tax, excise duties, corporate and personal income tax are national, whereas real estate, inheritance, and vehicle taxes are levied by local authorities.[209] Strong economic performance in the early 2000s reduced government debt from 79.6% in 1998 to 14.1% in 2008.[204] It has since increased to 28.7% of GDP by 2016, but remains the third lowest in the EU.[210]
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The Yugozapaden planning area is the most developed region with a per capita gross domestic product (PPP) of $29,816 in 2018.[211] It includes the capital city and the surrounding Sofia Province, which alone generate 42% of national gross domestic product despite hosting only 22% of the population.[212][213] GDP per capita (in PPS) and the cost of living in 2019 stood at 53 and 52.8% of the EU average (100%), respectively.[214][215] National PPP GDP was estimated at $143.1 billion in 2016, with a per capita value of $20,116.[216] Economic growth statistics take into account illegal transactions from the informal economy, which is the largest in the EU as a percentage of economic output.[217][218] The Bulgarian National Bank issues the national currency, lev, which is pegged to the euro at a rate of 1.95583 levа per euro.[219]
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After several consecutive years of high growth, repercussions of the financial crisis of 2007–2008 resulted in a 3.6% contraction of GDP in 2009 and increased unemployment.[220][221] Industrial output declined 10%, mining by 31%, and ferrous and metal production marked a 60% drop.[222] Positive growth was restored in 2010 but intercompany debt exceeded $59 billion, meaning that 60% of all Bulgarian companies were mutually indebted.[223] By 2012, it had increased to $97 billion, or 227% of GDP.[224] The government implemented strict austerity measures with IMF and EU encouragement to some positive fiscal results, but the social consequences of these measures, such as increased income inequality and accelerated outward migration, have been "catastrophic" according to the International Trade Union Confederation.[225]
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Siphoning of public funds to the families and relatives of politicians from incumbent parties has resulted in fiscal and welfare losses to society.[226][227] Bulgaria ranks 71st in the Corruption Perceptions Index[228] and experiences the worst levels of corruption in the European Union, a phenomenon that remains a source of profound public discontent.[229][230] Along with organized crime, corruption has resulted in a rejection of the country's Schengen Area application and withdrawal of foreign investment.[231][232][233] Government officials reportedly engage in embezzlement, influence trading, government procurement violations and bribery with impunity.[162] Government procurement in particular is a critical area in corruption risk. An estimated 10 billion leva ($5.99 billion) of state budget and European cohesion funds are spent on public tenders each year;[234] nearly 14 billion ($8.38 billion) were spent on public contracts in 2017 alone.[235] A large share of these contracts are awarded to a few politically connected[236] companies amid widespread irregularities, procedure violations and tailor-made award criteria.[237] Despite repeated criticism from the European Commission,[233] EU institutions refrain from taking measures against Bulgaria because it supports Brussels on a number of issues, unlike Poland or Hungary.[229]
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The labour force is 3.36 million people,[238] of whom 6.8% are employed in agriculture, 26.6% in industry and 66.6% in the services sector.[239] Extraction of metals and minerals, production of chemicals, machine building, steel, biotechnology, tobacco and food processing and petroleum refining are among the major industrial activities.[240][241][242] Mining alone employs 24,000 people and generates about 5% of the country's GDP; the number of employed in all mining-related industries is 120,000.[243][244] Bulgaria is Europe's fifth-largest coal producer.[244][245] Local deposits of coal, iron, copper and lead are vital for the manufacturing and energy sectors.[246] The main destinations of Bulgarian exports outside the EU are Turkey, China and the United States, while Russia and Turkey are by far the largest import partners. Most of the exports are manufactured goods, machinery, chemicals, fuel products and food.[247] Two-thirds of food and agricultural exports go to OECD countries.[248]
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Although cereal and vegetable output dropped by 40% between 1990 and 2008,[249] output in grains has since increased, and the 2016–2017 season registered the biggest grain output in a decade.[250][251] Maize, barley, oats and rice are also grown. Quality Oriental tobacco is a significant industrial crop.[252] Bulgaria is also the largest producer globally of lavender and rose oil, both widely used in fragrances.[23][253][254][255] Within the services sector, tourism is a significant contributor to economic growth. Sofia, Plovdiv, Veliko Tarnovo, coastal resorts Albena, Golden Sands and Sunny Beach and winter resorts Bansko, Pamporovo and Borovets are some of the locations most visited by tourists.[256][257] Most visitors are Romanian, Turkish, Greek and German.[258] Tourism is additionally encouraged through the 100 Tourist Sites system.[259]
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Spending on research and development amounts to 0.78% of GDP,[260] and the bulk of public R&D funding goes to the Bulgarian Academy of Sciences (BAS).[261] Private businesses accounted for more than 73% of R&D expenditures and employed 42% of Bulgaria's 22,000 researchers in 2015.[262] The same year, Bulgaria ranked 39th out of 50 countries in the Bloomberg Innovation Index, the highest score being in education (24th) and the lowest in value-added manufacturing (48th).[263] Chronic government underinvestment in research since 1990 has forced many professionals in science and engineering to leave Bulgaria.[264]
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Despite the lack of funding, research in chemistry, materials science and physics remains strong.[261] Antarctic research is actively carried out through the St. Kliment Ohridski Base on Livingston Island in Western Antarctica.[265][266] The information and communication technologies (ICT) sector generates three per cent of economic output and employs 40,000[267] to 51,000 software engineers.[268] Bulgaria was known as a "Communist Silicon Valley" during the Soviet era due to its key role in COMECON computing technology production.[269] The country is a regional leader in high performance computing: it operates Avitohol, the most powerful supercomputer in Southeast Europe, and will host one of the eight petascale EuroHPC supercomputers.[270][271]
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Bulgaria has made numerous contributions to space exploration.[272] These include two scientific satellites, more than 200 payloads and 300 experiments in Earth orbit, as well as two cosmonauts since 1971.[272] Bulgaria was the first country to grow wheat and vegetables in space with its Svet greenhouses on the Mir space station.[273][274] It was involved in the development of the Granat gamma-ray observatory[275] and the Vega program, particularly in modelling trajectories and guidance algorithms for both Vega probes.[276][277] Bulgarian instruments have been used in the exploration of Mars, including a spectrometer that took the first high quality spectroscopic images of Martian moon Phobos with the Phobos 2 probe.[272][275] Cosmic radiation en route to and around the planet has been mapped by Liulin-ML dosimeters on the ExoMars TGO.[278] Variants of these instruments have also been fitted on the International Space Station and the Chandrayaan-1 lunar probe.[279][280] Another lunar mission, SpaceIL's Beresheet, was also equipped with a Bulgarian-manufactured imaging payload.[281] Bulgaria's first geostationary communications satellite—BulgariaSat-1—was launched by SpaceX in 2017.[282]
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Telephone services are widely available, and a central digital trunk line connects most regions.[283] Vivacom (BTC) serves more than 90% of fixed lines and is one of the three operators providing mobile services, along with A1 and Telenor.[284][285] Internet penetration stood at 66.8% of the population aged 16–74 and 75.1% of households, in 2019.[286][287]
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Bulgaria's strategic geographic location and well-developed energy sector make it a key European energy centre despite its lack of significant fossil fuel deposits.[288] Thermal power plants generate 48.9% of electricity, followed by nuclear power from the Kozloduy reactors (34.8%) and renewable sources (16.3%).[289] Equipment for a second nuclear power station at Belene has been acquired, but the fate of the project remains uncertain.[290] Installed capacity amounts to 12,668 MW, allowing Bulgaria to exceed domestic demand and export energy.[291]
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The national road network has a total length of 19,512 kilometres (12,124 mi),[292] of which 19,235 kilometres (11,952 mi) are paved. Railroads are a major mode of freight transportation, although highways carry a progressively larger share of freight. Bulgaria has 6,238 kilometres (3,876 mi) of railway track[283] and currently a total of 81 kilometres (50 miles) of high-speed lines are in operation.[293][294] Rail links are available with Romania, Turkey, Greece, and Serbia, and express trains serve direct routes to Kiev, Minsk, Moscow and Saint Petersburg.[295] Sofia and Plovdiv are the country's air travel hubs, while Varna and Burgas are the principal maritime trade ports.[283]
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The population of Bulgaria is 7,364,570 people according to the 2011 national census. The majority of the population, 72.5%, reside in urban areas.[296] As of 2019[update], Sofia is the most populated urban centre with 1,241,675 people, followed by Plovdiv (346,893), Varna (336,505), Burgas (202,434) and Ruse (142,902).[213] Bulgarians are the main ethnic group and constitute 84.8% of the population. Turkish and Roma minorities account for 8.8 and 4.9%, respectively; some 40 smaller minorities account for 0.7%, and 0.8% do not self-identify with an ethnic group.[297][298] Former Statistics head Reneta Indzhova has disputed the 2011 census figures, suggesting the actual population is smaller than reported.[299][300] The Roma minority is usually underestimated in census data and may represent up to 11% of the population.[301][302] Population density is 65 per square kilometre, almost half the European Union average.[303]
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In 2018 the average total fertility rate (TFR) across Bulgaria was 1.56 children per woman,[304] below the replacement rate of 2.1, it remains considerably below the high of 5.83 children per woman in 1905.[305] Bulgaria subsequently has one of the oldest populations in the world, with the average age of 43 years.[306]
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Bulgaria is in a state of demographic crisis.[307][308] It has had negative population growth since the early 1990s, when the economic collapse caused a long-lasting emigration wave.[309] Some 937,000 to 1,200,000 people—mostly young adults—left the country by 2005.[309][310] The majority of children are born to unmarried women.[311] Furthermore, a third of all households consist of only one person and 75.5% of families do not have children under the age of 16.[308] The resulting birth rates are among the lowest in the world[312][313] while death rates are among the highest.[314]
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High death rates result from a combination of an ageing population, a high number of people at risk of poverty and a weak healthcare system.[315] More than 80% of all deaths are due to cancer and cardiovascular conditions; nearly a fifth of those are avoidable.[316] Mortality rates can be sharply reduced to levels below the EU average through timely and adequate access to medical services, which the healthcare system does not provide fully.[317] Although healthcare in Bulgaria is nominally universal,[318] out-of-pocket expenses account for nearly half of all healthcare spending, which significantly limits access to medical care.[319] Other problems disrupting care provision are the emigration of doctors due to low wages, understaffed and under-equipped regional hospitals, supply shortages and frequent changes to the basic service package for those insured.[320][321] The 2018 Bloomberg Health Care Efficiency Index ranked Bulgaria last out of 56 countries.[322] Average life expectancy is 74.8 years compared with an EU average of 80.99 and a world average of 72.38.[323][324]
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Public expenditures for education are far below the European Union average as well.[325] Educational standards were once high,[326] but have declined significantly since the early 2000s.[325] Bulgarian students were among the highest-scoring in the world in terms of reading in 2001, performing better than their Canadian and German counterparts; by 2006, scores in reading, math and science had dropped. By 2018, Programme for International Student Assessment studies found 47% of pupils in the 9th grade to be functionally illiterate in reading and natural sciences.[327] Average basic literacy stands high at 98.4% with no significant difference between sexes.[328] The Ministry of Education and Science partially funds public schools, colleges and universities, sets criteria for textbooks and oversees the publishing process. Education in primary and secondary public schools is free and compulsory.[326] The process spans through 12 grades, where grades one through eight are primary and nine through twelve are secondary level. Higher education consists of a 4-year bachelor degree and a 1-year master's degree.[329] Bulgaria's highest-ranked higher education institution is Sofia University.[330][331]
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Bulgarian is the only language with official status and native for 85% of the population.[332] It belongs to the Slavic group of languages, but it has a number of grammatical peculiarities, shared with its closest relative Macedonian, that set it apart from other Slavic languages: these include a complex verbal morphology (which also codes for distinctions in evidentiality), the absence of noun cases and infinitives, and the use of a suffixed definite article.[333] Other major languages are Turkish and Romani, which according to the 2011 census were spoken natively by 9.1% and 4.2% respectively.
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The country scores high in gender equality, ranking 18th in the 2018 Global Gender Gap Report.[334] Although women's suffrage was enabled relatively late, in 1937, women today have equal political rights, high workforce participation and legally mandated equal pay.[334] Bulgaria has the highest ratio of female ICT researchers in the EU,[335] as well as the second-highest ratio of females in the technology sector at 44.6% of the workforce. High levels of female participation are a legacy of the Socialist era.[336]
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More than three-quarters of Bulgarians subscribe to Eastern Orthodoxy.[337] Sunni Muslims are the second-largest religious community and constitute 10% of Bulgaria's overall religious makeup, although a majority of them are not observant and find the use of Islamic veils in schools unacceptable.[338] Less than 3% of the population are affiliated with other religions and 11.8% are irreligious or do not self-identify with a religion.[337] The Bulgarian Orthodox Church gained autocephalous status in AD 927,[339][340] and has 12 dioceses and over 2,000 priests.[341] Bulgaria is a secular state with guaranteed religious freedom by constitution, but Orthodoxy is designated as a "traditional" religion.[342]
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Contemporary Bulgarian culture blends the formal culture that helped forge a national consciousness towards the end of Ottoman rule with millennia-old folk traditions.[343] An essential element of Bulgarian folklore is fire, used to banish evil spirits and illnesses. Many of these are personified as witches, whereas other creatures like zmey and samodiva (veela) are either benevolent guardians or ambivalent tricksters.[344] Some rituals against evil spirits have survived and are still practised, most notably kukeri and survakari.[345] Martenitsa is also widely celebrated.[346] Nestinarstvo, a ritual fire-dance of Thracian origin, is included in the list of UNESCO Intangible Cultural Heritage.[347][348]
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Nine historical and natural objects are UNESCO World Heritage Sites: Pirin National Park, Sreburna Nature Reserve, the Madara Rider, the Thracian tombs in Sveshtari and Kazanlak, the Rila Monastery, the Boyana Church, the Rock-hewn Churches of Ivanovo and the ancient city of Nesebar.[349] The Rila Monastery was established by Saint John of Rila, Bulgaria's patron saint, whose life has been the subject of numerous literary accounts since Medieval times.[350]
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The establishment of the Preslav and Ohrid literary schools in the 10th century is associated with a golden period in Bulgarian literature during the Middle Ages.[350] The schools' emphasis on Christian scriptures made the Bulgarian Empire a centre of Slavic culture, bringing Slavs under the influence of Christianity and providing them with a written language.[351][352][353] Its alphabet, Cyrillic script, was developed by the Preslav Literary School.[354] The Tarnovo Literary School, on the other hand, is associated with a Silver age of literature defined by high-quality manuscripts on historical or mystical themes under the Asen and Shishman dynasties.[350] Many literary and artistic masterpieces were destroyed by the Ottoman conquerors, and artistic activities did not re-emerge until the National Revival in the 19th century.[343] The enormous body of work of Ivan Vazov (1850–1921) covered every genre and touched upon every facet of Bulgarian society, bridging pre-Liberation works with literature of the newly established state.[350] Notable later works are Bay Ganyo by Aleko Konstantinov, the Nietzschean poetry of Pencho Slaveykov, the Symbolist poetry of Peyo Yavorov and Dimcho Debelyanov, the Marxist-inspired works of Geo Milev and Nikola Vaptsarov, and the Socialist realism novels of Dimitar Dimov and Dimitar Talev.[350] Tzvetan Todorov is a notable contemporary author,[355] while Bulgarian-born Elias Canetti was awarded the Nobel Prize in Literature in 1981.[356]
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А religious visual arts heritage includes frescoes, murals and icons, many produced by the medieval Tarnovo Artistic School.[357] Like literature, it was not until the National Revival when Bulgarian visual arts began to reemerge. Zahari Zograf was a pioneer of the visual arts in the pre-Liberation era.[343] After the Liberation, Ivan Mrkvička, Anton Mitov, Vladimir Dimitrov, Tsanko Lavrenov and Zlatyu Boyadzhiev introduced newer styles and substance, depicting scenery from Bulgarian villages, old towns and historical subjects. Christo is the most famous Bulgarian artist of the 21st century, known for his outdoor installations.[343]
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Folk music is by far the most extensive traditional art and has slowly developed throughout the ages as a fusion of Far Eastern, Oriental, medieval Eastern Orthodox and standard Western European tonalities and modes.[358] Bulgarian folk music has a distinctive sound and uses a wide range of traditional instruments, such as gadulka, gaida, kaval and tupan. A distinguishing feature is extended rhythmical time, which has no equivalent in the rest of European music.[23] The State Television Female Vocal Choir won a Grammy Award in 1990 for its performances of Bulgarian folk music.[359] Written musical composition can be traced back to the works of Yoan Kukuzel (c. 1280–1360),[360] but modern classical music began with Emanuil Manolov, who composed the first Bulgarian opera in 1890.[343] Pancho Vladigerov and Petko Staynov further enriched symphony, ballet and opera, which singers Ghena Dimitrova, Boris Christoff, Ljuba Welitsch and Nicolai Ghiaurov elevated to a world-class level.[343][361][362][363][364][365][366] Bulgarian performers have gained acclaim in other genres like electropop (Mira Aroyo), jazz (Milcho Leviev) and blends of jazz and folk (Ivo Papazov).[343]
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The Bulgarian National Radio, bTV and daily newspapers Trud, Dnevnik and 24 Chasa are some of the largest national media outlets.[367] Bulgarian media were described as generally unbiased in their reporting in the early 2000s and print media had no legal restrictions.[368] Since then, freedom of the press has deteriorated to the point where Bulgaria scores 111th globally in the World Press Freedom Index, lower than all European Union members and membership candidate states. The government has diverted EU funds to sympathetic media outlets and bribed others to be less critical on problematic topics, while attacks against individual journalists have increased.[369][370] Collusion between politicians, oligarchs and the media is widespread.[369]
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Bulgarian cuisine is similar to that of other Balkan countries and demonstrates strong Turkish and Greek influences.[371] Yogurt, lukanka, banitsa, shopska salad, lyutenitsa and kozunak are among the best-known local foods. Meat consumption is lower than the European average, given a cultural preference for a large variety of salads.[371] Bulgaria was the world's second-largest wine exporter until 1989, but has since lost that position.[372][373] The 2016 harvest yielded 128 million litres of wine, of which 62 million was exported mainly to Romania, Poland and Russia.[374] Mavrud, Rubin, Shiroka melnishka, Dimiat and Cherven Misket are the typical grapes used in Bulgarian wine.[375] Rakia is a traditional fruit brandy that was consumed in Bulgaria as early as the 14th century.[376]
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Bulgaria appeared at the first modern Olympic games in 1896, when it was represented by gymnast Charles Champaud.[377] Since then, Bulgarian athletes have won 52 gold, 89 silver, and 83 bronze medals,[378] ranking 25th in the all-time medal table. Weight-lifting is a signature sport of Bulgaria. Coach Ivan Abadzhiev developed innovative training practices that have produced many Bulgarian world and Olympic champions in weight-lifting since the 1980s.[379] Bulgarian athletes have also excelled in wrestling, boxing, gymnastics, volleyball and tennis.[379] Stefka Kostadinova is the reigning world record holder in the women's high jump at 2.09 metres (6 feet 10 inches), achieved during the 1987 World Championships.[380] Grigor Dimitrov is the first Bulgarian tennis player in the Top 3 ATP Rankings.[381]
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Football is the most popular sport in the country by a substantial margin. The national football team's best performance was a semi-final at the 1994 FIFA World Cup, when the squad was spearheaded by forward Hristo Stoichkov.[379] Stoichkov is the most successful Bulgarian player of all time; he was awarded the Golden Boot and the Golden Ball and was considered one of the best in the world while playing for FC Barcelona in the 1990s.[382][383] CSKA and Levski, both based in Sofia,[379] are the most successful clubs domestically and long-standing rivals.[384] Ludogorets is remarkable for having advanced from the local fourth division to the 2014–15 UEFA Champions League group stage in a mere nine years.[385] Placed 39th in 2018, it is Bulgaria's highest-ranked club in UEFA.[386]
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Coordinates: 12°20′N 1°50′W / 12.333°N 1.833°W / 12.333; -1.833
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Burkina Faso (UK: /bɜːrˌkiːnə ˈfæsoʊ/, US: /- ˈfɑːsoʊ/ (listen);[9] French: [buʁkina faso]) is a landlocked country in West Africa. It covers an area of around 274,200 square kilometres (105,900 sq mi) and is surrounded by six countries: Mali to the north and west; Niger to the east; Benin to the southeast; Togo to the southeast; Ghana to the south; and Ivory Coast to the southwest. The July 2019 population estimate by the United Nations was 20,321,378.[10] The country's official language of government and business is French. Roughly 50% of the population speaks the Mossi language natively.[11] Formerly called the Republic of Upper Volta (1958–1984), the country was renamed "Burkina Faso" on 4 August 1984 by erstwhile President Thomas Sankara. Its citizens are known as Burkinabé (/bɜːrˈkiːnəbeɪ/ bur-KEE-nə-bay). Its capital is Ouagadougou.
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The Republic of Upper Volta was established on 11 December 1958 as a self-governing colony within the French Community, and on 5 August 1960 it gained full independence, with Maurice Yaméogo as President. After protests by students and labour union members, Yaméogo was deposed in the 1966 coup d'état, led by Sangoulé Lamizana, who became president. His rule coincided with the Sahel drought and famine, and facing problems from the country's traditionally powerful trade unions he was deposed in the 1980 coup d'état, led by Saye Zerbo. Encountering resistance from trade unions again, Zerbo's government was overthrown in the 1982 coup d'état, led by Jean-Baptiste Ouédraogo.
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The leader of the leftist faction of Ouédraogo's government, Thomas Sankara, was made Prime Minister but was later imprisoned. Efforts to free him led to the popularly-supported 1983 coup d'état, in which he became president.[12][13] Sankara renamed the country Burkina Faso and launched an ambitious socioeconomic programme which included a nationwide literacy campaign, land redistribution to peasants, railway and road construction and the outlawing of female genital mutilation, forced marriages and polygamy.[13][14] Sankara was overthrown and killed in the 1987 coup d'état led by Blaise Compaoré – deteriorating relations with former coloniser France and its ally the Ivory Coast were the reason given for the coup.
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In 1987, Blaise Compaoré became president and, after an alleged 1989 coup attempt, was later elected in 1991 and 1998, elections which were boycotted by the opposition and received a considerably low turnout, as well as in 2005. He remained head of state until he was ousted from power by the popular youth upheaval of 31 October 2014,[15][16] after which he was exiled to the Ivory Coast. Michel Kafando subsequently became the transitional president of the country. On 16 September 2015, a military coup d'état against the Kafando government was carried out by the Regiment of Presidential Security, the former presidential guard of Compaoré.[17] On 24 September 2015, after pressure from the African Union, ECOWAS and the armed forces, the military junta agreed to step down, and Michel Kafando was reinstated as acting president.[18] In the general election held on 29 November 2015, Roch Marc Christian Kaboré won in the first round with 53.5% of the vote[19] and was sworn in as president on 29 December 2015.[20]
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Formerly called the Republic of Upper Volta, the country was renamed "Burkina Faso" on 4 August 1984 by then-President Thomas Sankara. The words "Burkina" and "Faso" both stem from different languages spoken in the country: "Burkina" comes from Mossi and means "upright", showing how the people are proud of their integrity, while "Faso" comes from the Dioula language and means "fatherland" (literally, "father's house"). The "bè" suffix added onto "Burkina" to form the demonym "Burkinabè" comes from the Fula language and means "men or women".[21] The CIA summarizes the etymology as "land of the honest (incorruptible) men".[22]
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The French colony of Upper Volta was named for its location on the upper courses of the Volta River (the Black, Red and White Volta).[23]
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The northwestern part of present-day Burkina Faso was populated by hunter-gatherers from 14000 BC to 5000 BC. Their tools, including scrapers, chisels and arrowheads, were discovered in 1973 through archaeological excavations.[24] Agricultural settlements were established between 3600 and 2600 BC.[24] The Bura culture was an Iron-Age civilization centred in the southwest portion of modern-day Niger and in the southeast part of contemporary Burkina Faso.[25] Iron industry, in smelting and forging for tools and weapons, had developed in Sub-Saharan Africa by 1200 BC.[26][27] From the 3rd to the 13th centuries AD, the Iron Age Bura culture existed in the territory of present-day southeastern Burkina Faso and southwestern Niger. Various ethnic groups of present-day Burkina Faso, such as the Mossi, Fula and Dioula, arrived in successive waves between the 8th and 15th centuries. From the 11th century, the Mossi people established several separate kingdoms.
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In the 1890s, during the European Scramble for Africa, the territory of Burkina Faso was invaded by France, and colonial control was established following a war of conquest between 1896 and 1904. The territory was made part of French West Africa in 1904, and the colony of French Upper Volta was established on 1 March 1919. The colony was named for its location on the upper courses of the Volta River (the Black, Red and White Volta).
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Historians began to debate about the exact dates when Burkina Faso's many ethnic groups arrived to the area. The Proto-Mossi arrived in the far Eastern part of what is today Burkina Faso sometime between the 8th and 11th centuries,[28] the Samo arrived around the 15th century,[29] the Dogon lived in Burkina Faso's north and northwest regions until sometime in the 15th or 16th centuries[30] and many of the other ethnic groups that make up the country's population arrived in the region during this time.
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During the Middle Ages the Mossi established several separate kingdoms including those of Tenkodogo, Yatenga, Zandoma, and Ouagadougou.[31] Sometime between 1328 and 1338 Mossi warriors raided Timbuktu but the Mossi were defeated by Sonni Ali of Songhai at the Battle of Kobi in Mali in 1483.[32]
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During the early 16th century the Songhai conducted many slave raids into what is today Burkina Faso.[29] During the 18th century the Gwiriko Empire was established at Bobo Dioulasso and ethnic groups such as the Dyan, Lobi, and Birifor settled along the Black Volta.[33]
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Starting in the early 1890s a series of British, French and German military officers made attempts to claim parts of what is today Burkina Faso. At times these colonialists and their armies fought the local peoples; at times they forged alliances with them and made treaties. The colonialist officers and their home governments also made treaties amongst themselves. Through a complex series of events what is today Burkina Faso eventually became a French protectorate in 1896.[34]
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The eastern and western regions, where a standoff against the forces of the powerful ruler Samori Ture complicated the situation, came under French occupation in 1897. By 1898, the majority of the territory corresponding to Burkina Faso was nominally conquered; however, French control of many parts remained uncertain.[24]
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The Franco-British Convention of 14 June 1898 created the country's modern borders. In the French territory, a war of conquest against local communities and political powers continued for about five years. In 1904, the largely pacified territories of the Volta basin were integrated into the Upper Senegal and Niger colony of French West Africa as part of the reorganization of the French West African colonial empire. The colony had its capital in Bamako.
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The language of colonial administration and schooling became French. The public education system started from humble origins. Advanced education was provided for many years during the colonial period in Dakar.
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Draftees from the territory participated in the European fronts of World War I in the battalions of the Senegalese Rifles. Between 1915 and 1916, the districts in the western part of what is now Burkina Faso and the bordering eastern fringe of Mali became the stage of one of the most important armed oppositions to colonial government: the Volta-Bani War.[35]
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The French government finally suppressed the movement but only after suffering defeats. It also had to organize its largest expeditionary force of its colonial history to send into the country to suppress the insurrection. Armed opposition wracked the Sahelian north when the Tuareg and allied groups of the Dori region ended their truce with the government.
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French Upper Volta was established on 1 March 1919. The French feared a recurrence of armed uprising and had related economic considerations. To bolster its administration, the colonial government separated the present territory of Burkina Faso from Upper Senegal and Niger.
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The new colony was named Haute Volta, and François Charles Alexis Édouard Hesling became its first governor. Hesling initiated an ambitious road-making program to improve infrastructure and promoted the growth of cotton for export. The cotton policy – based on coercion – failed, and revenue generated by the colony stagnated. The colony was dismantled on 5 September 1932, being split between the French colonies of Ivory Coast, French Sudan and Niger. Ivory Coast received the largest share, which contained most of the population as well as the cities of Ouagadougou and Bobo-Dioulasso.
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France reversed this change during the period of intense anti-colonial agitation that followed the end of World War II. On 4 September 1947, it revived the colony of Upper Volta, with its previous boundaries, as a part of the French Union. The French designated its colonies as departments of metropolitan France on the European continent.
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On 11 December 1958 the colony achieved self-government as the Republic of Upper Volta; it joined the Franco-African Community. A revision in the organization of French Overseas Territories had begun with the passage of the Basic Law (Loi Cadre) of 23 July 1956. This act was followed by reorganization measures approved by the French parliament early in 1957 to ensure a large degree of self-government for individual territories. Upper Volta became an autonomous republic in the French community on 11 December 1958. Full independence from France was received in 1960.[36]
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The Republic of Upper Volta (French: République de Haute-Volta) was established on 11 December 1958 as a self-governing colony within the French Community. The name Upper Volta related to the nation's location along the upper reaches of the Volta River. The river's three tributaries are called the Black, White and Red Volta. These were expressed in the three colors of the former national flag.
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Before attaining autonomy, it had been French Upper Volta and part of the French Union. On 5 August 1960, it attained full independence from France. The first president, Maurice Yaméogo, was the leader of the Voltaic Democratic Union (UDV). The 1960 constitution provided for election by universal suffrage of a president and a national assembly for five-year terms. Soon after coming to power, Yaméogo banned all political parties other than the UDV. The government lasted until 1966. After much unrest, including mass demonstrations and strikes by students, labor unions, and civil servants, the military intervened.
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The 1966 military coup deposed Yaméogo, suspended the constitution, dissolved the National Assembly, and placed Lt. Col. Sangoulé Lamizana at the head of a government of senior army officers. The army remained in power for four years. On 14 June 1976, the Voltans ratified a new constitution that established a four-year transition period toward complete civilian rule. Lamizana remained in power throughout the 1970s as president of military or mixed civil-military governments. Lamizana's rule coincided with the beginning of the Sahel drought and famine which had a devastating impact on Upper Volta and neighboring countries. After conflict over the 1976 constitution, a new constitution was written and approved in 1977. Lamizana was re-elected by open elections in 1978.
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Lamizana's government faced problems with the country's traditionally powerful trade unions, and on 25 November 1980, Col. Saye Zerbo overthrew President Lamizana in a bloodless coup. Colonel Zerbo established the Military Committee of Recovery for National Progress as the supreme governmental authority, thus eradicating the 1977 constitution.
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Colonel Zerbo also encountered resistance from trade unions and was overthrown two years later by Maj. Dr. Jean-Baptiste Ouédraogo and the Council of Popular Salvation (CSP) in the 1982 Upper Voltan coup d'état. The CSP continued to ban political parties and organizations, yet promised a transition to civilian rule and a new constitution.[37][citation needed]
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Infighting developed between the right and left factions of the CSP. The leader of the leftists, Capt. Thomas Sankara, was appointed prime minister in January 1983, but subsequently arrested. Efforts to free him, directed by Capt. Blaise Compaoré, resulted in a military coup d'état on 4 August 1983.
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The coup brought Sankara to power and his government began to implement a series of revolutionary programs which included mass-vaccinations, infrastructure improvements, the expansion of women's rights, encouragement of domestic agricultural consumption and anti-desertification projects.[13]
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On 4 August 1984, on President Sankara's initiative, the country's name changed from "Upper Volta" to "Burkina Faso" or land of the honest men; (the literal translation is land of the upright men.)[38][39][need quotation to verify][40][41] The demonym for people of Burkina Faso, "Burkinabé", includes expatriates or descendants of people of Burkinabé origin.
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Sankara's government comprised the National Council for the Revolution (CNR – French: Conseil national révolutionnaire), with Sankara as its president, and established popular Committees for the Defense of the Revolution (CDRs). The Pioneers of the Revolution youth programme was also established.
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Sankara launched an ambitious socioeconomic programme for change, one of the largest ever undertaken on the African continent.[13] His foreign policies centred on anti-imperialism, with his government rejecting all foreign aid, pushing for odious debt reduction, nationalising all land and mineral wealth and averting the power and influence of the International Monetary Fund (IMF) and World Bank. His domestic policies included a nationwide literacy campaign, land redistribution to peasants, railway and road construction and the outlawing of female genital mutilation, forced marriages and polygamy.[14][13]
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Sankara pushed for agrarian self-sufficiency and promoted public health by vaccinating 2,500,000 children against meningitis, yellow fever, and measles.[14] His national agenda also included planting over 10,000,000 trees to halt the growing desertification of the Sahel. Sankara called on every village to build a medical dispensary and had over 350 communities build schools with their own labour.[13][42]
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On 15 October 1987, Sankara, along with twelve other officials, died in a coup d'état organized by Blaise Compaoré, Sankara's former colleague, who served as Burkina Faso's president from October 1987 until October 2014.[43] After the coup and although Sankara was known to be dead, some CDRs mounted an armed resistance to the army for several days.[citation needed] A majority[quantify] of Burkinabé citizens hold that France's foreign ministry, the Quai d'Orsay, was behind Compaoré in organizing the coup.
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Compaoré gave as one of the reasons for the coup the deterioration in relations with neighbouring countries.[44] Compaoré argued that Sankara had jeopardised foreign relations with the former colonial power (France) and with neighbouring Ivory Coast.[12] Following the coup Compaoré immediately reversed the nationalizations, overturned nearly all of Sankara's policies, returned the country back into the IMF fold, and ultimately spurned most of Sankara's legacy. Following an alleged coup-attempt in 1989, Compaoré introduced limited democratic reforms in 1990. Under the new (1991) constitution, Compaoré was re-elected without opposition in December 1991. In 1998 Compaoré won election in a landslide. In 2004, 13 people were tried for plotting a coup against President Compaoré and the coup's alleged mastermind was sentenced to life imprisonment.[45] As of 2014[update], Burkina Faso remained one of the least-developed countries in the world.[46]
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Compaoré's government played the role of negotiator in several West-African disputes, including the 2010–11 Ivorian crisis, the Inter-Togolese Dialogue (2007), and the 2012 Malian Crisis.
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Between February and April 2011, the death of a schoolboy provoked protests throughout the country, coupled with a military mutiny and a magistrates' strike.
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Starting on 28 October 2014 protesters began to march and demonstrate in Ouagadougou against President Blaise Compaoré, who appeared[need quotation to verify] ready to amend the constitution and extend his 27-year rule. On 30 October some protesters set fire to the parliament building[47] and took over the national TV headquarters.[48] Ouagadougou International Airport closed and MPs suspended the vote on changing the constitution (the change would have allowed Compaoré to stand for re-election in 2015). Later in the day, the military dissolved all government institutions and imposed a curfew.[49]
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On 31 October 2014, President Compaoré, facing mounting pressure, resigned after 27 years in office.[50] Lt. Col. Isaac Zida said that he would lead the country during its transitional period before the planned 2015 presidential election, but there were concerns[by whom?] over his close ties to the former president.[51] In November 2014 opposition parties, civil-society groups and religious leaders adopted a plan for a transitional authority to guide Burkina Faso to elections.[52] Under the plan Michel Kafando became the transitional President of Burkina Faso and Lt. Col. Zida became the acting Prime Minister and Defense Minister.
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On 16 September 2015, the Regiment of Presidential Security (RSP) seized the country's president and prime minister and then declared the National Council for Democracy the new national government.[53] However, on 22 September 2015, the coup leader, Gilbert Diendéré, apologized and promised to restore civilian government.[54] On 23 September 2015 the prime minister and interim president were restored to power.[55]
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General elections took place in Burkina Faso on 29 November 2015. Roch Marc Christian Kaboré won the election in the first round with 53.5% of the vote, defeating businessman Zéphirin Diabré, who took 29.7%.[19] Kaboré was sworn in as president on 29 December 2015.[20]
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In February 2016 a terrorist attack occurred at the Splendid Hotel and Capuccino café-bar in the centre of Ouagadougou: 30 people died. Al-Qaeda in the Islamic Maghreb (AQIM) and Al-Mourabitoun, two groups which until then had mostly operated in neighbouring Mali, claimed responsibility for the attack. Since then, similar groups have carried out numerous[quantify] attacks in the northern and eastern parts of the country. One terrorist attack occurred on the evening of Friday, 11 October 2019 on a mosque in the village of Salmossi near the border with Mali, leaving 16 people dead and two injured.[56][57]
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With French help, Blaise Compaoré seized power in a coup d'état in 1987. He overthrew his long-time friend and ally Thomas Sankara, who was killed in the coup.[58]
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The constitution of 2 June 1991 established a semi-presidential government: its parliament could be dissolved by the President of the Republic, who was to be elected for a term of seven years. In 2000, the constitution was amended to reduce the presidential term to five years and set term limits to two, preventing successive re-election. The amendment took effect during the 2005 elections. If passed beforehand, it would have prevented Compaoré from being reelected.
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Other presidential candidates challenged the election results. But in October 2005, the constitutional council ruled that, because Compaoré was the sitting president in 2000, the amendment would not apply to him until the end of his second term in office. This cleared the way for his candidacy in the 2005 election. On 13 November 2005, Compaoré was reelected in a landslide, because of a divided political opposition.
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In the 2010 Presidential elections, President Compaoré was re-elected. Only 1.6 million Burkinabés voted, out of a total population 10 times that size.
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The 2011 Burkinabè protests were a series of popular protests that called for the resignation of Compaoré, democratic reforms, higher wages for troops and public servants and economic freedom.[59][60][61] As a result, governors were replaced and wages for public servants were raised.[62][63]
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The parliament consisted of one chamber known as the National Assembly which had 111 seats with members elected to serve five-year terms. There was also a constitutional chamber, composed of ten members, and an economic and social council whose roles were purely consultative. The 1991 constitution created a bicameral parliament but the upper house (Chamber of Representatives) was abolished in 2002.
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The Compaoré administration had worked to decentralize power by devolving some of its powers to regions and municipal authorities. But the widespread distrust of politicians and lack of political involvement by many residents complicated this process. Critics described this as a hybrid decentralisation.[64]
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Political freedoms are severely restricted in Burkina Faso. Human rights organizations had criticised the Compaoré administration for numerous acts of state-sponsored violence against journalists and other politically active members of society.[65][66]
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In mid-September 2015 the Kafando government, along with the rest of the post-October 2014 political order, was temporarily overthrown in a coup attempt by the Regiment of Presidential Security (RSP). They installed Gilbert Diendéré as chairman of the new National Council for Democracy.[17] On 23 September 2015, the prime minister and interim president were restored to power.[67][68] The national elections were subsequently rescheduled for 29 November.
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Kaboré won the election in the first round of voting, receiving 53.5% of the vote against 29.7% for the second place candidate, Zephirin Diabré.[19] He was sworn in as president on 29 December 2015.[20] The BBC described the president as a "French-educated banker ... [who] sees himself as a social democrat, and has pledged to reduce youth unemployment, improve education and healthcare, and make health provision for children under six free of charge".[69]
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The prime minister is head of government and is appointed by the president with the approval of the National Assembly. He is responsible for recommending a cabinet for appointment by the president. Paul Kaba Thieba was appointed PM in early 2016.[70]
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According to a World Bank Report in late 2018, the political climate was stable; the government was facing "social discontent marked by major strikes and protests, organized by unions in several economic sectors, to demand salary increases and social benefits .... and increasingly frequent jihadist attacks". The next elections would be held in 2020.[71]
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In 2015, Kaboré promised to revise the 1991 constitution. The revision was completed in 2018. One condition prevents any individual from serving as president for more than ten years either consecutively or intermittently and provides a method for impeaching a president. A referendum on the constitution for the Fifth Republic was scheduled for 24 March 2019.[72]
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Certain rights are also enshrined in the revised wording: access to drinking water, to decent housing and a recognition of the right to civil disobedience, for example. The referendum was required because the opposition parties in Parliament refused to sanction the proposed text.[73]
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Burkina Faso is a member of the African Union, G5 Sahel, Community of Sahel–Saharan States, La Francophonie, Organisation of Islamic Cooperation, Economic Community of West African States, and United Nations.
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The army consists of some 6,000 men in voluntary service, augmented by a part-time national People's Militia composed of civilians between 25 and 35 years of age who are trained in both military and civil duties. According to Jane's Sentinel Country Risk Assessment, Burkina Faso's Army is undermanned for its force structure and poorly equipped, but has wheeled light-armour vehicles, and may have developed useful combat expertise through interventions in Liberia and elsewhere in Africa.
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In terms of training and equipment, the regular Army is believed to be neglected in relation to the élite Regiment of Presidential Security (French: Régiment de la Sécurité Présidentielle – RSP). Reports have emerged in recent years of disputes over pay and conditions.[74] There is an air force with some 19 operational aircraft, but no navy, as the country is landlocked. Military expenses constitute approximately 1.2% of the nation's GDP.
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In April 2011, there was an army mutiny; the president named new chiefs of staff, and a curfew was imposed in Ouagadougou.[75]
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Burkina Faso employs numerous police and security forces, generally modeled after organizations used by French police. France continues to provide significant support and training to police forces. The Gendarmerie Nationale is organized along military lines, with most police services delivered at the brigade level. The Gendarmerie operates under the authority of the Minister of Defence, and its members are employed chiefly in the rural areas and along borders.[76]
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There is a municipal police force controlled by the Ministry of Territorial Administration; a national police force controlled by the Ministry of Security; and an autonomous Regiment of Presidential Security (Régiment de la Sécurité Présidentielle, or RSP), a 'palace guard' devoted to the protection of the President of the Republic. Both the gendarmerie and the national police are subdivided into both administrative and judicial police functions; the former are detailed to protect public order and provide security, the latter are charged with criminal investigations.[76]
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All foreigners and citizens are required to carry photo ID passports, or other forms of identification or risk a fine, and police spot identity checks are commonplace for persons traveling by auto, bush-taxi, or bus.[77][78]
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Burkina Faso lies mostly between latitudes 9° and 15°N (a small area is north of 15°), and longitudes 6°W and 3°E.
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It is made up of two major types of countryside. The larger part of the country is covered by a peneplain, which forms a gently undulating landscape with, in some areas, a few isolated hills, the last vestiges of a Precambrian massif. The southwest of the country, on the other hand, forms a sandstone massif, where the highest peak, Ténakourou, is found at an elevation of 749 meters (2,457 ft). The massif is bordered by sheer cliffs up to 150 m (492 ft) high. The average altitude of Burkina Faso is 400 m (1,312 ft) and the difference between the highest and lowest terrain is no greater than 600 m (1,969 ft). Burkina Faso is therefore a relatively flat country.
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The country owes its former name of Upper Volta to three rivers which cross it: the Black Volta (or Mouhoun), the White Volta (Nakambé) and the Red Volta (Nazinon). The Black Volta is one of the country's only two rivers which flow year-round, the other being the Komoé, which flows to the southwest. The basin of the Niger River also drains 27% of the country's surface.
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The Niger's tributaries – the Béli, Gorouol, Goudébo, and Dargol – are seasonal streams and flow for only four to six months a year. They still can flood and overflow, however. The country also contains numerous lakes – the principal ones are Tingrela, Bam, and Dem. The country contains large ponds, as well, such as Oursi, Béli, Yomboli, and Markoye. Water shortages are often a problem, especially in the north of the country.
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The country is divided into 13 administrative regions. These regions encompass 45 provinces and 301 departments. Each region is administered by a governor.
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Burkina Faso has a primarily tropical climate with two very distinct seasons. In the rainy season, the country receives between 60 and 90 cm (23.6 and 35.4 in) of rainfall; in the dry season, the harmattan – a hot dry wind from the Sahara – blows. The rainy season lasts approximately four months, May/June through September, and is shorter in the north of the country. Three climatic zones can be defined: the Sahel, the Sudan-Sahel, and the Sudan-Guinea. The Sahel in the north typically receives less than 60 cm (23.6 in)[79] of rainfall per year and has high temperatures, 5–47 °C (41–117 °F).
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A relatively dry tropical savanna, the Sahel extends beyond the borders of Burkina Faso, from the Horn of Africa to the Atlantic Ocean, and borders the Sahara to its north and the fertile region of the Sudan to the south. Situated between 11°3' and 13°5' north latitude, the Sudan-Sahel region is a transitional zone with regards to rainfall and temperature. Further to the south, the Sudan-Guinea zone receives more than 90 cm (35.4 in)[79] of rain each year and has cooler average temperatures.
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Burkina Faso's natural resources include gold, manganese, limestone, marble, phosphates, pumice, and salt.
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Burkina Faso has a larger number of elephants than many countries in West Africa. Lions, leopards and buffalo can also be found here, including the dwarf or red buffalo, a smaller reddish-brown animal which looks like a fierce kind of short-legged cow. Other large predators live in Burkina Faso, such as the cheetah, the caracal or African lynx, the spotted hyena and the African wild dog, one of the continent's most endangered species.[80]
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Burkina Faso's fauna and flora are protected in four national parks:
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and several reserves: see List of national parks in Africa and Nature reserves of Burkina Faso.
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The value of Burkina Faso's exports fell from $2.77 billion in 2011 to $754 million in 2012.[81] Agriculture represents 32% of its gross domestic product and occupies 80% of the working population. It consists mostly of rearing livestock. Especially in the south and southwest, the people grow crops of sorghum, pearl millet, maize (corn), peanuts, rice and cotton, with surpluses to be sold. A large part of the economic activity of the country is funded by international aid, despite having gold ores in abundance.
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The top five export commodities in 2017 were as follows, in order of importance: gems and precious metals, US$1.9 billion (78.5% of total exports), cotton, $198.7 million (8.3%), ores, slag, ash, $137.6 million (5.8%), fruits, nuts: $76.6 million (3.2%) and oil seeds: $59.5 million (2.5%).[82]
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A December 2018 report from the World Bank indicates that in 2017, economic growth increased to 6.4% in 2017 (vs. 5.9% in 2016) primarily due to gold production and increased investment in infrastructure. The increase in consumption linked to growth of the wage bill also supported economic growth. Inflation remained low, 0.4% that year but the public deficit grew to 7.7% of GDP (vs. 3.5% in 2016). The government was continuing to get financial aid and loans to finance the debt. To finance the public deficit, the Government combined concessional aid and borrowing on the regional market. The World Bank said that the economic outlook remained favorable in the short and medium term, although that could be negatively impacted. Risks included high oil prices (imports), lower prices of gold and cotton (exports) as well as terrorist threat and labour strikes.[71]
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Burkina Faso is part of the West African Monetary and Economic Union (UMEOA) and has adopted the CFA franc. This is issued by the Central Bank of the West African States (BCEAO), situated in Dakar, Senegal. The BCEAO manages the monetary and reserve policy of the member states, and provides regulation and oversight of financial sector and banking activity. A legal framework regarding licensing, bank activities, organizational and capital requirements, inspections and sanctions (all applicable to all countries of the Union) is in place, having been reformed significantly in 1999. Microfinance institutions are governed by a separate law, which regulates microfinance activities in all WAEMU countries. The insurance sector is regulated through the Inter-African Conference on Insurance Markets (CIMA).[83]
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In 2018, tourism was almost non-existent in large parts of the country. The U.S. government (and others) warn their citizens not to travel into large parts of Burkina Faso: "The northern Sahel border region shared with Mali and Niger due to crime and terrorism. The provinces of Kmoandjari, Tapoa, Kompienga, and Gourma in East Region due to crime and terrorism".[84]
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The 2018 CIA World Factbook provides this updated summary. "Burkina Faso is a poor, landlocked country that depends on adequate rainfall. Irregular patterns of rainfall, poor soil, and the lack of adequate communications and other infrastructure contribute to the economy's vulnerability to external shocks. About 80% of the population is engaged in subsistence farming and cotton is the main cash crop. The country has few natural resources and a weak industrial base. Cotton and gold are Burkina Faso's key exports ...The country has seen an upswing in gold exploration, production, and exports.
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While the end of the political crisis has allowed Burkina Faso's economy to resume positive growth, the country's fragile security situation could put these gains at risk. Political insecurity in neighboring Mali, unreliable energy supplies, and poor transportation links pose long-term challenges." The report also highlights the 2018–2020 International Monetary Fund program, including the government's plan to "reduce the budget deficit and preserve critical spending on social services and priority public investments".[22]
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A 2018 report by the African Development Bank Group discussed a macroeconomic evolution: "higher investment and continued spending on social services and security that will add to the budget deficit". This group's prediction for 2018 indicated that the budget deficit would be reduced to 4.8% of GDP in 2018 and to 2.9% in 2019. Public debt associated with the National Economic and Social Development Plan was estimated at 36.9% of GDP in 2017.[85]
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Burkina Faso is a member of the Organization for the Harmonization of Business Law in Africa (OHADA).[86] The country also belongs to the United Nations, International Monetary Fund, World Bank, and World Trade Organization.[87]
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There is mining of copper, iron, manganese, gold, cassiterite (tin ore), and phosphates.[88] These operations provide employment and generate international aid. Gold production increased 32% in 2011 at six gold mine sites, making Burkina Faso the fourth-largest gold producer in Africa, after South Africa, Mali and Ghana.[89]
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A 2018 report indicated that the country expected record 55 tonnes of gold in that year, a two-thirds increase over 2013. According to Oumarou Idani, there is a more important issue. "We have to diversify production. We mostly only produce gold, but we have huge potential in manganese, zinc, lead, copper, nickel and limestone".[90]
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According to the Global Hunger Index, a multidimensional tool used to measure and track a country's hunger levels,[91] Burkina Faso ranked 65 out of 78 countries in 2013.[92] It is estimated that there are currently over 1.5 million children who are at risk of food insecurity in Burkina Faso, with around 350,000 children who are in need of emergency medical assistance.[92] However, only about a third of these children will actually receive adequate medical attention.[93] Only 11.4 percent of children under the age of two receive the daily recommended number of meals.[92] Stunted growth as a result of food insecurity is a severe problem in Burkina Faso, affecting at least a third of the population from 2008 to 2012.[94] Additionally, stunted children, on average, tend to complete less school than children with normal growth development,[93] further contributing to the low levels of education of the Burkina Faso population.[95]
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The European Commission expects that approximately 500,000 children under age 5 in Burkina Faso will suffer from acute malnutrition in 2015, including around 149,000 who will suffer from its most life-threatening form.[96] Rates of micronutrient deficiencies are also high.[97] According to the Demographic and Health Survey (DHS 2010), 49 percent of women and 88 percent of children under the age of five suffer from anemia.[97] Forty percent of infant deaths can be attributed to malnutrition, and in turn, these infant mortality rates have decreased Burkina Faso's total work force by 13.6 percent, demonstrating how food security affects more aspects of life beyond health.[92]
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These high rates of food insecurity and the accompanying effects are even more prevalent in rural populations compared to urban ones, as access to health services in rural areas is much more limited and awareness and education of children's nutritional needs is lower.[98]
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An October 2018 report by USAid stated that droughts and floods remained problematic, and that "violence and insecurity are disrupting markets, trade and livelihoods activities in some of Burkina Faso's northern and eastern areas". The report estimated that over 954,300 people needed food security support, and that, according to UNICEF, an "estimated 187,200 children under 5 years of age will experience severe acute malnutrition". Agencies providing assistance at the time included USAID's Office of Food for Peace (FFP) working with the UN World Food Programme, the NGO Oxfam Intermón and ACDI/VOCA.[99]
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The United Nations’ World Food Programme has worked on programs that are geared towards increasing food security in Burkina Faso.
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The Protracted Relief and Recovery Operation 200509 (PRRO) was formed to respond to the high levels of malnutrition in Burkina Faso, following the food and nutrition crisis in 2012.[100] The efforts of this project are mostly geared towards the treatment and prevention of malnutrition and include take home rations for the caretakers of those children who are being treated for malnutrition.[100] Additionally, the activities of this operation contribute to families' abilities to withstand future food crises. Better nutrition among the two most vulnerable groups, young children and pregnant women, prepares them to be able to respond better in times when food security is compromised, such as in droughts.[100]
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The Country Programme (CP) has two parts: food and nutritional assistance to people with HIV/AIDS, and a school feeding program for all primary schools in the Sahel region.[101] The HIV/AIDS nutrition program aims to better the nutritional recovery of those who are living with HIV/AIDS and to protect at-risk children and orphans from malnutrition and food security.[101] As part of the school feeding component, the Country Programme's goals are to increase enrollment and attendance in schools in the Sahel region, where enrollment rates are below the national average.[100] Furthermore, the program aims at improving gender parity rates in these schools, by providing girls with high attendance in the last two years of primary school with take-home rations of cereals as an incentive to households, encouraging them to send their girls to school.[100]
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The WFP concluded the formation of a subsequently approved plan in August 2018 "to support the Government's vision of 'a democratic, unified and united nation, transforming the structure of its economy and achieving a strong and inclusive growth through patterns of sustainable consumption and production.' It will take important steps in WFP's new strategic direction for strengthened national and local capacities to enable the Government and communities to own, manage, and implement food and nutrition security programmes by 2030".[102]
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The World Bank was established in 1944, and comprises five institutions whose shared goals are to end extreme poverty by 2030 and to promote shared prosperity by fostering income growth of the lower forty percent of every country.[103] One of the main projects the World Bank is working on to reduce food insecurity in Burkina Faso is the Agricultural Productivity and Food Security Project.[104] According to the World Bank, the objective of this project is to "improve the capacity of poor producers to increase food production and to ensure improved availability of food products in rural markets."[104] The Agricultural Productivity and Food Security Project has three main parts. Its first component is to work towards the improvement of food production, including financing grants and providing 'voucher for work' programs for households who cannot pay their contribution in cash.[104] The project's next component involves improving the ability of food products, particularly in rural areas.[104] This includes supporting the marketing of food products, and aims to strengthen the capabilities of stakeholders to control the variability of food products and supplies at local and national levels.[104] Lastly, the third component of this project focuses on institutional development and capacity building. Its goal is to reinforce the capacities of service providers and institutions who are specifically involved in project implementation.[104] The project's activities aim to build capacities of service providers, strengthen the capacity of food producer organizations, strengthen agricultural input supply delivery methods, and manage and evaluate project activities.[104]
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The December 2018 report by the World Bank indicated that the poverty rate fell slightly between 2009 and 2014, from 46% to a still high 40.1%. The report provided this updated summary of the country's development challenges: "Burkina Faso remains vulnerable to climatic shocks related to changes in rainfall patterns and to fluctuations in the prices of its export commodities on world markets. Its economic and social development will, to some extent, be contingent on political stability in the country and the subregion, its openness to international trade, and export diversification".[105]
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Burkina Faso is faced with high levels of food insecurity.[100] As defined by the 1996 World Food Summit, "food security exists when all people, at all times, have physical and economic access to sufficient safe and nutritious food that meets their dietary needs and food preferences for an active and healthy lifestyle."[106] There has not been much successful improvement on this issue of food security within recent years.[100] Burkina Faso's rapidly growing population (around 3.6% annually) continues to put a strain on the country's resources and infrastructure, which can further limit accessibility to food.[107]
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Because the country is landlocked and prone to natural disasters, including drought and floods, many families struggle to protect themselves from severe hunger.[100] While recent harvest productions have improved some, much of the population is still having a hard time overcoming the continuous food and nutrition crises of the past decade.[96] Malnutrition is especially common in women and children, with large amounts of the population suffering from stunted growth and micronutrient deficiencies such as anemia.[108] Food insecurity has grown to be a structural problem in Burkina Faso, only to be intensified by high food prices. All of these factors combined with high poverty levels have left Burkina Faso vulnerable to chronic high levels of food insecurity and malnutrition.[100]
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Poverty continues to be strongly linked to food insecurity.[109] As one of the poorest countries in the world, Burkina Faso has around 43.7% of its population living under the Poverty Line[110] and ranked 185 out of 188 countries on the UNDP Human Development Index in 2015.[100] The Human Development Index is a measure of quality of life, taking into account three main areas of human development: longevity, education, and economic standard of living.[111] These high levels of poverty found in Burkina Faso, combined with the soaring food prices of the global food crisis continue to contribute to Burkina Faso's issue of food insecurity.[112] The global food crisis of 2007–2008 was a drastic surge in food prices that lead to high rates of hunger, malnutrition, and political and economic instability in nations across the globe.[113] This strongly affected Burkina Faso because around 80% of Burkina Faso's population is rural, relying on subsistence farming to make a living.[96] For instance, when natural disasters such as floods, droughts, or locust attacks occur and cause crops to fail, farmers in Burkina Faso become dependent on grain purchases.[114] Because of the global food crisis, local grain prices dramatically increased, limiting farmers' access to grain through market exchanges.[114]
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While services remain underdeveloped, the National Office for Water and Sanitation (ONEA), a state-owned utility company run along commercial lines, is emerging as one of the best-performing utility companies in Africa.[115] High levels of autonomy and a skilled and dedicated management have driven ONEA's ability to improve production of and access to clean water.[115]
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Since 2000, nearly 2 million more people have access to water in the four principal urban centres in the country; the company has kept the quality of infrastructure high (less than 18% of the water is lost through leaks – one of the lowest in sub-Saharan Africa), improved financial reporting, and increased its annual revenue by an average of 12% (well above inflation).[115] Challenges remain, including difficulties among some customers in paying for services, with the need to rely on international aid to expand its infrastructure.[115] The state-owned, commercially run venture has helped the nation reach its Millennium Development Goal (MDG) targets in water-related areas, and has grown as a viable company.[115]
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However, access to drinking water has improved over the last 28 years. According to UNICEF, access to drinking water has increased from 39 to 76% in rural areas between 1990 and 2015. In this same time span, access to drinking water increased from 75 to 97% in urban areas.[116]
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A 33-megawatt solar power plant in Zagtouli, near Ouagadougou, came online in late November 2017. At the time of its construction, it was the largest solar power facility in West Africa.[117]
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The growth rate in Burkina Faso is high although it continues to be plagued by corruption and incursions from terrorist groups from Mali and Niger.[118]
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Transport in Burkina Faso is limited by relatively underdeveloped infrastructure.
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As of June 2014 the main international airport, Ouagadougou Airport, had regularly scheduled flights to many destinations in West Africa as well as Paris, Brussels and Istanbul. The other international airport, Bobo Dioulasso Airport, has flights to Ouagadougou and Abidjan.
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Rail transport in Burkina Faso consists of a single line which runs from Kaya to Abidjan in Ivory Coast via Ouagadougou, Koudougou, Bobo Dioulasso and Banfora. Sitarail operates a passenger train three times a week along the route.[119]
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There are 15,000 kilometres of roads in Burkina Faso, of which 2,500 kilometres are paved.[120]
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In 2009, Burkina Faso spent 0.20% of GDP on research and development (R&D), one of the lowest ratios in West Africa. There were 48 researchers (in full-time equivalents) per million inhabitants in 2010, which is more than twice the average for sub-Saharan Africa (20 per million population in 2013) and higher than the ratio for Ghana and Nigeria (39). It is, however, much lower than the ratio for Senegal (361 per million inhabitants). In Burkina Faso in 2010, 46% of researchers were working in the health sector, 16% in engineering, 13% in natural sciences, 9% in agricultural sciences, 7% in the humanities and 4% in social sciences.[121]
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In January 2011, the government created the Ministry of Scientific Research and Innovation. Up until then, management of science, technology and innovation had fallen under the Department of Secondary and Higher Education and Scientific Research. Within this ministry, the Directorate General for Research and Sector Statistics is responsible for planning. A separate body, the Directorate General of Scientific Research, Technology and Innovation, co-ordinates research. This is a departure from the pattern in many other West African countries where a single body fulfils both functions. The move signals the government's intention to make science and technology a development priority.[121]
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In 2012, Burkina Faso adopted a National Policy for Scientific and Technical Research, the strategic objectives of which are to develop R&D and the application and commercialization of research results. The policy also makes provisions for strengthening the ministry's strategic and operational capacities. One of the key priorities is to improve food security and self-sufficiency by boosting capacity in agricultural and environmental sciences. The creation of a centre of excellence in 2014 at the International Institute of Water and Environmental Engineering in Ouagadougou within the World Bank project provides essential funding for capacity-building in these priority areas.[121]
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A dual priority is to promote innovative, effective and accessible health systems. The government wishes to develop, in parallel, applied sciences and technology and social and human sciences. To complement the national research policy, the government has prepared a National Strategy to Popularize Technologies, Inventions and Innovations (2012) and a National Innovation Strategy (2014). Other policies also incorporate science and technology, such as that on Secondary and Higher Education and Scientific Research (2010), the National Policy on Food and Nutrition Security (2014) and the National Programme for the Rural Sector (2011).[121]
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In 2013, Burkina Faso passed the Science, Technology and Innovation Act establishing three mechanisms for financing research and innovation, a clear indication of high-level commitment. These mechanisms are the National Fund for Education and Research, the National Fund for Research and Innovation for Development and the Forum of Scientific Research and Technological Innovation.[121]
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Burkina Faso is an ethnically integrated, secular state. Most of Burkina Faso's people are concentrated in the south and centre of the country, where their density sometimes exceeds 48 persons per square kilometre (125/sq. mi.). Hundreds of thousands of Burkinabè migrate regularly to Ivory Coast and Ghana, mainly for seasonal agricultural work. These flows of workers are affected by external events; the September 2002 coup attempt in Ivory Coast and the ensuing fighting meant that hundreds of thousands of Burkinabè returned to Burkina Faso. The regional economy suffered when they were unable to work.[124]
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In 2015, most of the population belonged to "one of two West African ethnic cultural groups: the Voltaic and the Mande. Voltaic Mossi make up about 50% of the population and are descended from warriors who moved to the area from Ghana around 1100, establishing an empire that lasted over 800 years".[10]
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The total fertility rate of Burkina Faso is 5.93 children born per woman (2014 estimates), the sixth highest in the world.[125]
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In 2009 the U.S. Department of State's Trafficking in Persons Report reported that slavery in Burkina Faso continued to exist and that Burkinabè children were often the victims.[126] Slavery in the Sahel states in general, is an entrenched institution with a long history that dates back to the Arab slave trade.[127] In 2018, an estimated 82,000 people in the country were living under "modern slavery" according to the Global Slavery Index.[128]
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Burkina Faso's 17.3 million people belong to two major West African ethnic cultural groups—the Voltaic and the Mande (whose common language is Dioula). The Voltaic Mossi make up about one-half of the population. The Mossi claim descent from warriors who migrated to present-day Burkina Faso from northern Ghana around 1100 AD. They established an empire that lasted more than 800 years. Predominantly farmers, the Mossi kingdom is led by the Mogho Naba, whose court is in Ouagadougou.[124]
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Burkina Faso is a multilingual country. The official language is French, which was introduced during the colonial period. French is the principal language of administrative, political and judicial institutions, public services, and the press. It is the only language for laws, administration and courts. Altogether, an estimated 69 languages are spoken in the country,[130] of which about 60 languages are indigenous. The Mossi language (Mossi: Mòoré) is the most spoken language in Burkina Faso, spoken by about half the population, mainly in the central region around the capital, Ouagadougou, along with other, closely related Gurunsi languages scattered throughout Burkina.
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According to the 2006 Census, the languages spoken natively in Burkina Faso were Mossi by 50.5% of the population, Fula by 9.3%, Gourmanché by 6.1%, Bambara by 4.9%, Bissa by 3.2%, Bwamu by 2.1%, Dagara by 2%, San by 1.9%, Lobiri with 1.8%, Lyélé with 1.7%, Bobo and Sénoufo with 1.4% each, Nuni by 1.2%, Dafing by 1.1%, Tamasheq by 1%, Kasséna by 0.7%, Gouin by 0.4%, Dogon, Songhai, and Gourounsi by 0.3% each, Ko, Koussassé, Sembla, and Siamou by 0.1% each, other national languages by 5%, other African languages by 0.2%, French (the official language) by 1.3%, and other foreign languages by 0.1%.[131]
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In the west, Mande languages are widely spoken, the most predominant being Dioula (also known as Jula or Dyula), others including Bobo, Samo, and Marka. Fula is widespread, particularly in the north. Gourmanché is spoken in the east, while Bissa is spoken in the south.
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Religion in Burkina Faso (2006)[3]
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Statistics on religion in Burkina Faso can be misleading because Islam and Christianity are often practiced in tandem with indigenous religious beliefs. The government of Burkina Faso's 2006 census reported that 60.5% of the population practice Islam, and that the majority of this group belong to the Sunni branch,[132][133] while a small minority adheres to Shia Islam.[134]
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A significant number of Sunni Muslims identify with the Tijaniyah Sufi order. The government estimated that 23.2% of the population are Christians (19% being Roman Catholics and 4.2% members of Protestant denominations); 15.3% follow traditional indigenous beliefs such as the Dogon religion, 0.6% have other religions, and 0.4% have none.[132][133]
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In 2016, the average life expectancy was estimated at 60 for males and 61 for females. In 2018, the under-five mortality rate and the infant mortality rate was 76 per 1000 live births.[135] In 2014, the median age of its inhabitants was 17 and the estimated population growth rate was 3.05%.[125]
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In 2011, health expenditures was 6.5% of GDP; the maternal mortality ratio was estimated at 300 deaths per 100000 live births and the physician density at 0.05 per 1000 population in 2010. In 2012, it was estimated that the adult HIV prevalence rate (ages 15–49) was 1.0%.[136] According to the 2011 UNAIDS Report, HIV prevalence is declining among pregnant women who attend antenatal clinics.[137] According to a 2005 World Health Organization report, an estimated 72.5% of Burkina Faso's girls and women have had female genital mutilation, administered according to traditional rituals.[138]
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Central government spending on health was 3% in 2001.[139] As of 2009[update], studies estimated there were as few as 10 physicians per 100,000 people.[140] In addition, there were 41 nurses and 13 midwives per 100,000 people.[140] Demographic and Health Surveys has completed three surveys in Burkina Faso since 1993, and had another in 2009.[141]
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A Dengue fever outbreak in 2016 killed 20 patients. Cases of the disease were reported from all 12 districts of Ouagadougou.[142]
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Education in Burkina Faso is divided into primary, secondary and higher education.[143] High school costs approximately CFA 25,000 (US$50) per year, which is far above the means of most Burkinabè families. Boys receive preference in schooling; as such, girls' education and literacy rates are far lower than their male counterparts. An increase in girls' schooling has been observed because of the government's policy of making school cheaper for girls and granting them more scholarships.
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To proceed from primary to middle school, middle to high school or high school to college, national exams must be passed. Institutions of higher education include the University of Ouagadougou, The Polytechnic University of Bobo-Dioulasso, and the University of Koudougou, which is also a teacher training institution. There are some small private colleges in the capital city of Ouagadougou but these are affordable to only a small portion of the population.
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There is also the International School of Ouagadougou (ISO), an American-based private school located in Ouagadougou.
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The 2008 UN Development Program Report ranked Burkina Faso as the country with the lowest level of literacy in the world, despite a concerted effort to double its literacy rate from 12.8% in 1990 to 25.3% in 2008.[144]
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Literature in Burkina Faso is based on the oral tradition, which remains important. In 1934, during French occupation, Dim-Dolobsom Ouedraogo published his Maximes, pensées et devinettes mossi (Maximes, Thoughts and Riddles of the Mossi), a record of the oral history of the Mossi people.[145]
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The oral tradition continued to have an influence on Burkinabè writers in the post-independence Burkina Faso of the 1960s, such as Nazi Boni and Roger Nikiema.[146] The 1960s saw a growth in the number of playwrights being published.[145] Since the 1970s, literature has developed in Burkina Faso with many more writers being published.[147]
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The theatre of Burkina Faso combines traditional Burkinabè performance with the colonial influences and post-colonial efforts to educate rural people to produce a distinctive national theatre. Traditional ritual ceremonies of the many ethnic groups in Burkina Faso have long involved dancing with masks. Western-style theatre became common during colonial times, heavily influenced by French theatre. With independence came a new style of theatre inspired by forum theatre aimed at educating and entertaining Burkina Faso's rural people.
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In addition to several rich traditional artistic heritages among the peoples, there is a large artist community in Burkina Faso, especially in Ouagadougou. Much of the crafts produced are for the country's growing tourist industry.
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Burkina Faso also hosts the International Art and Craft Fair, Ouagadougou. It is better known by its French name as SIAO, Le Salon International de l' Artisanat de Ouagadougou, and is one of the most important African handicraft fairs.
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Typical of West African cuisine, Burkina Faso's cuisine is based on staple foods of sorghum, millet, rice, maize, peanuts, potatoes, beans, yams and okra.[148] The most common sources of animal protein are chicken, chicken eggs and fresh water fish. A typical Burkinabè beverage is Banji or Palm Wine, which is fermented palm sap; and Zoom-kom, or "grain water" purportedly the national drink of Burkina Faso. Zoom-kom is milky-looking and whitish, having a water and cereal base, best drunk with ice cubes. In the more rural regions, in the outskirts of Burkina, you would find Dolo, which is drink made from fermented millet.[149]
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The cinema of Burkina Faso is an important part of West African and African film industry.[150] Burkina's contribution to African cinema started with the establishment of the film festival FESPACO (Festival Panafricain du Cinéma et de la Télévision de Ouagadougou), which was launched as a film week in 1969. Many of the nation's filmmakers are known internationally and have won international prizes.
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For many years the headquarters of the Federation of Panafrican Filmmakers (FEPACI) was in Ouagadougou, rescued in 1983 from a period of moribund inactivity by the enthusiastic support and funding of President Sankara. (In 2006 the Secretariat of FEPACI moved to South Africa, but the headquarters of the organization is still in Ouagadougou.) Among the best known directors from Burkina Faso are Gaston Kaboré, Idrissa Ouedraogo and Dani Kouyate.[151] Burkina produces popular television series such as Les Bobodiouf. Internationally known filmmakers such as Ouedraogo, Kabore, Yameogo, and Kouyate make popular television series.
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Sport in Burkina Faso is widespread and includes football (soccer), basketball, cycling, rugby union, handball, tennis, boxing and martial arts. Football is very popular in Burkina Faso, played both professionally, and informally in towns and villages across the country. The national team is nicknamed "Les Etalons" ("the Stallions") in reference to the legendary horse of Princess Yennenga.
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In 1998, Burkina Faso hosted the Africa Cup of Nations for which the Omnisport Stadium in Bobo-Dioulasso was built. In 2013, Burkina Faso qualified for the African Cup of Nations in South Africa, reached the final, but then lost to Nigeria by the score of 0 to 1. The country is currently ranked 53rd in the FIFA World Rankings.[152]
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Basketball is another sport which enjoys much popularity for both men and women.[153] The country's national team had its most successful year in 2013 when it qualified for the AfroBasket, the continent's prime basketball event.
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The nation's principal media outlet is its state-sponsored combined television and radio service, Radiodiffusion-Télévision Burkina (RTB).[154] RTB broadcasts on two medium-wave (AM) and several FM frequencies. Besides RTB, there are privately owned sports, cultural, music, and religious FM radio stations. RTB maintains a worldwide short-wave news broadcast (Radio Nationale Burkina) in the French language from the capital at Ouagadougou using a 100 kW transmitter on 4.815 and 5.030 MHz.[155]
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Attempts to develop an independent press and media in Burkina Faso have been intermittent. In 1998, investigative journalist Norbert Zongo, his brother Ernest, his driver, and another man were assassinated by unknown assailants, and the bodies burned. The crime was never solved.[156] However, an independent Commission of Inquiry later concluded that Norbert Zongo was killed for political reasons because of his investigative work into the death of David Ouedraogo, a chauffeur who worked for François Compaoré, President Blaise Compaoré's brother.[157][158]
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In January 1999, François Compaoré was charged with the murder of David Ouedraogo, who had died as a result of torture in January 1998. The charges were later dropped by a military tribunal after an appeal. In August 2000, five members of the President's personal security guard detail (Régiment de la Sécurité Présidentielle, or RSP) were charged with the murder of Ouedraogo. RSP members Marcel Kafando, Edmond Koama, and Ousseini Yaro, investigated as suspects in the Norbert Zongo assassination, were convicted in the Ouedraogo case and sentenced to lengthy prison terms.[157][158]
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Since the death of Norbert Zongo, several protests regarding the Zongo investigation and treatment of journalists have been prevented or dispersed by government police and security forces. In April 2007, popular radio reggae host Karim Sama, whose programs feature reggae songs interspersed with critical commentary on alleged government injustice and corruption, received several death threats.[159]
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Sama's personal car was later burned outside the private radio station Ouaga FM by unknown vandals.[160] In response, the Committee to Protect Journalists (CPJ) wrote to President Compaoré to request his government investigate the sending of e-mailed death threats to journalists and radio commentators in Burkina Faso who were critical of the government.[156] In December 2008, police in Ouagadougou questioned leaders of a protest march that called for a renewed investigation into the unsolved Zongo assassination. Among the marchers was Jean-Claude Meda, the president of the Association of Journalists of Burkina Faso.[161]
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Every two years, Ouagadougou hosts the Panafrican Film and Television Festival of Ouagadougou (FESPACO), the largest African cinema festival on the continent (February, odd years).
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Held every two years since 1988, the International Art and Craft Fair, Ouagadougou (SIAO), is one of Africa's most important trade shows for art and handicrafts (late October-early November, even years).
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Also every two years, the Symposium de sculpture sur granit de Laongo takes place on a site located about 35 kilometres (22 miles) from Ouagadougou, in the province of Oubritenga.
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The National Culture Week of Burkina Faso, better known by its French name La Semaine Nationale de la culture (SNC), is one of the most important cultural activities of Burkina Faso. It is a biennial event which takes place every two years in Bobo Dioulasso, the second-largest city in the country.
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The Festival International des Masques et des Arts (FESTIMA), celebrating traditional masks, is held every two years in Dédougou.
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Geographic and environmental causes can also play a significant role in contributing to Burkina Faso's issue of food insecurity.[162] As the country is situated in the Sahel region, Burkina Faso experiences some of the most radical climatic variation in the world, ranging from severe flooding to extreme drought.[163] The unpredictable climatic shock that Burkina Faso citizens often face results in strong difficulties in being able to rely on and accumulate wealth through agricultural means.[164]
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Burkina Faso's climate also renders its crops vulnerable to insect attacks, including attacks from locusts and crickets, which destroy crops and further inhibit food production.[165] Not only is most of the population of Burkina Faso dependent on agriculture as a source of income, but they also rely on the agricultural sector for food that will directly feed the household.[166] Due to the vulnerability of agriculture, more and more families are having to look for other sources of non-farm income,[167] and often have to travel outside of their regional zone to find work.[166]
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On July 8, 2020, the United States raised concerns after an HRW report revealed mass graves of at least 180 bodies, which have been found in northern Burkina Faso where soldiers are fighting jihadists.[168]
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1 |
+
Coordinates: 12°20′N 1°50′W / 12.333°N 1.833°W / 12.333; -1.833
|
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+
|
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Burkina Faso (UK: /bɜːrˌkiːnə ˈfæsoʊ/, US: /- ˈfɑːsoʊ/ (listen);[9] French: [buʁkina faso]) is a landlocked country in West Africa. It covers an area of around 274,200 square kilometres (105,900 sq mi) and is surrounded by six countries: Mali to the north and west; Niger to the east; Benin to the southeast; Togo to the southeast; Ghana to the south; and Ivory Coast to the southwest. The July 2019 population estimate by the United Nations was 20,321,378.[10] The country's official language of government and business is French. Roughly 50% of the population speaks the Mossi language natively.[11] Formerly called the Republic of Upper Volta (1958–1984), the country was renamed "Burkina Faso" on 4 August 1984 by erstwhile President Thomas Sankara. Its citizens are known as Burkinabé (/bɜːrˈkiːnəbeɪ/ bur-KEE-nə-bay). Its capital is Ouagadougou.
|
4 |
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|
5 |
+
The Republic of Upper Volta was established on 11 December 1958 as a self-governing colony within the French Community, and on 5 August 1960 it gained full independence, with Maurice Yaméogo as President. After protests by students and labour union members, Yaméogo was deposed in the 1966 coup d'état, led by Sangoulé Lamizana, who became president. His rule coincided with the Sahel drought and famine, and facing problems from the country's traditionally powerful trade unions he was deposed in the 1980 coup d'état, led by Saye Zerbo. Encountering resistance from trade unions again, Zerbo's government was overthrown in the 1982 coup d'état, led by Jean-Baptiste Ouédraogo.
|
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|
7 |
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The leader of the leftist faction of Ouédraogo's government, Thomas Sankara, was made Prime Minister but was later imprisoned. Efforts to free him led to the popularly-supported 1983 coup d'état, in which he became president.[12][13] Sankara renamed the country Burkina Faso and launched an ambitious socioeconomic programme which included a nationwide literacy campaign, land redistribution to peasants, railway and road construction and the outlawing of female genital mutilation, forced marriages and polygamy.[13][14] Sankara was overthrown and killed in the 1987 coup d'état led by Blaise Compaoré – deteriorating relations with former coloniser France and its ally the Ivory Coast were the reason given for the coup.
|
8 |
+
|
9 |
+
In 1987, Blaise Compaoré became president and, after an alleged 1989 coup attempt, was later elected in 1991 and 1998, elections which were boycotted by the opposition and received a considerably low turnout, as well as in 2005. He remained head of state until he was ousted from power by the popular youth upheaval of 31 October 2014,[15][16] after which he was exiled to the Ivory Coast. Michel Kafando subsequently became the transitional president of the country. On 16 September 2015, a military coup d'état against the Kafando government was carried out by the Regiment of Presidential Security, the former presidential guard of Compaoré.[17] On 24 September 2015, after pressure from the African Union, ECOWAS and the armed forces, the military junta agreed to step down, and Michel Kafando was reinstated as acting president.[18] In the general election held on 29 November 2015, Roch Marc Christian Kaboré won in the first round with 53.5% of the vote[19] and was sworn in as president on 29 December 2015.[20]
|
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|
11 |
+
Formerly called the Republic of Upper Volta, the country was renamed "Burkina Faso" on 4 August 1984 by then-President Thomas Sankara. The words "Burkina" and "Faso" both stem from different languages spoken in the country: "Burkina" comes from Mossi and means "upright", showing how the people are proud of their integrity, while "Faso" comes from the Dioula language and means "fatherland" (literally, "father's house"). The "bè" suffix added onto "Burkina" to form the demonym "Burkinabè" comes from the Fula language and means "men or women".[21] The CIA summarizes the etymology as "land of the honest (incorruptible) men".[22]
|
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|
13 |
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The French colony of Upper Volta was named for its location on the upper courses of the Volta River (the Black, Red and White Volta).[23]
|
14 |
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|
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+
The northwestern part of present-day Burkina Faso was populated by hunter-gatherers from 14000 BC to 5000 BC. Their tools, including scrapers, chisels and arrowheads, were discovered in 1973 through archaeological excavations.[24] Agricultural settlements were established between 3600 and 2600 BC.[24] The Bura culture was an Iron-Age civilization centred in the southwest portion of modern-day Niger and in the southeast part of contemporary Burkina Faso.[25] Iron industry, in smelting and forging for tools and weapons, had developed in Sub-Saharan Africa by 1200 BC.[26][27] From the 3rd to the 13th centuries AD, the Iron Age Bura culture existed in the territory of present-day southeastern Burkina Faso and southwestern Niger. Various ethnic groups of present-day Burkina Faso, such as the Mossi, Fula and Dioula, arrived in successive waves between the 8th and 15th centuries. From the 11th century, the Mossi people established several separate kingdoms.
|
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|
17 |
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In the 1890s, during the European Scramble for Africa, the territory of Burkina Faso was invaded by France, and colonial control was established following a war of conquest between 1896 and 1904. The territory was made part of French West Africa in 1904, and the colony of French Upper Volta was established on 1 March 1919. The colony was named for its location on the upper courses of the Volta River (the Black, Red and White Volta).
|
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|
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+
Historians began to debate about the exact dates when Burkina Faso's many ethnic groups arrived to the area. The Proto-Mossi arrived in the far Eastern part of what is today Burkina Faso sometime between the 8th and 11th centuries,[28] the Samo arrived around the 15th century,[29] the Dogon lived in Burkina Faso's north and northwest regions until sometime in the 15th or 16th centuries[30] and many of the other ethnic groups that make up the country's population arrived in the region during this time.
|
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During the Middle Ages the Mossi established several separate kingdoms including those of Tenkodogo, Yatenga, Zandoma, and Ouagadougou.[31] Sometime between 1328 and 1338 Mossi warriors raided Timbuktu but the Mossi were defeated by Sonni Ali of Songhai at the Battle of Kobi in Mali in 1483.[32]
|
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23 |
+
During the early 16th century the Songhai conducted many slave raids into what is today Burkina Faso.[29] During the 18th century the Gwiriko Empire was established at Bobo Dioulasso and ethnic groups such as the Dyan, Lobi, and Birifor settled along the Black Volta.[33]
|
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|
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+
Starting in the early 1890s a series of British, French and German military officers made attempts to claim parts of what is today Burkina Faso. At times these colonialists and their armies fought the local peoples; at times they forged alliances with them and made treaties. The colonialist officers and their home governments also made treaties amongst themselves. Through a complex series of events what is today Burkina Faso eventually became a French protectorate in 1896.[34]
|
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|
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The eastern and western regions, where a standoff against the forces of the powerful ruler Samori Ture complicated the situation, came under French occupation in 1897. By 1898, the majority of the territory corresponding to Burkina Faso was nominally conquered; however, French control of many parts remained uncertain.[24]
|
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|
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+
The Franco-British Convention of 14 June 1898 created the country's modern borders. In the French territory, a war of conquest against local communities and political powers continued for about five years. In 1904, the largely pacified territories of the Volta basin were integrated into the Upper Senegal and Niger colony of French West Africa as part of the reorganization of the French West African colonial empire. The colony had its capital in Bamako.
|
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|
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+
The language of colonial administration and schooling became French. The public education system started from humble origins. Advanced education was provided for many years during the colonial period in Dakar.
|
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|
33 |
+
Draftees from the territory participated in the European fronts of World War I in the battalions of the Senegalese Rifles. Between 1915 and 1916, the districts in the western part of what is now Burkina Faso and the bordering eastern fringe of Mali became the stage of one of the most important armed oppositions to colonial government: the Volta-Bani War.[35]
|
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|
35 |
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The French government finally suppressed the movement but only after suffering defeats. It also had to organize its largest expeditionary force of its colonial history to send into the country to suppress the insurrection. Armed opposition wracked the Sahelian north when the Tuareg and allied groups of the Dori region ended their truce with the government.
|
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|
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+
French Upper Volta was established on 1 March 1919. The French feared a recurrence of armed uprising and had related economic considerations. To bolster its administration, the colonial government separated the present territory of Burkina Faso from Upper Senegal and Niger.
|
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+
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39 |
+
The new colony was named Haute Volta, and François Charles Alexis Édouard Hesling became its first governor. Hesling initiated an ambitious road-making program to improve infrastructure and promoted the growth of cotton for export. The cotton policy – based on coercion – failed, and revenue generated by the colony stagnated. The colony was dismantled on 5 September 1932, being split between the French colonies of Ivory Coast, French Sudan and Niger. Ivory Coast received the largest share, which contained most of the population as well as the cities of Ouagadougou and Bobo-Dioulasso.
|
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+
|
41 |
+
France reversed this change during the period of intense anti-colonial agitation that followed the end of World War II. On 4 September 1947, it revived the colony of Upper Volta, with its previous boundaries, as a part of the French Union. The French designated its colonies as departments of metropolitan France on the European continent.
|
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|
43 |
+
On 11 December 1958 the colony achieved self-government as the Republic of Upper Volta; it joined the Franco-African Community. A revision in the organization of French Overseas Territories had begun with the passage of the Basic Law (Loi Cadre) of 23 July 1956. This act was followed by reorganization measures approved by the French parliament early in 1957 to ensure a large degree of self-government for individual territories. Upper Volta became an autonomous republic in the French community on 11 December 1958. Full independence from France was received in 1960.[36]
|
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+
|
45 |
+
The Republic of Upper Volta (French: République de Haute-Volta) was established on 11 December 1958 as a self-governing colony within the French Community. The name Upper Volta related to the nation's location along the upper reaches of the Volta River. The river's three tributaries are called the Black, White and Red Volta. These were expressed in the three colors of the former national flag.
|
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+
|
47 |
+
Before attaining autonomy, it had been French Upper Volta and part of the French Union. On 5 August 1960, it attained full independence from France. The first president, Maurice Yaméogo, was the leader of the Voltaic Democratic Union (UDV). The 1960 constitution provided for election by universal suffrage of a president and a national assembly for five-year terms. Soon after coming to power, Yaméogo banned all political parties other than the UDV. The government lasted until 1966. After much unrest, including mass demonstrations and strikes by students, labor unions, and civil servants, the military intervened.
|
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+
|
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+
The 1966 military coup deposed Yaméogo, suspended the constitution, dissolved the National Assembly, and placed Lt. Col. Sangoulé Lamizana at the head of a government of senior army officers. The army remained in power for four years. On 14 June 1976, the Voltans ratified a new constitution that established a four-year transition period toward complete civilian rule. Lamizana remained in power throughout the 1970s as president of military or mixed civil-military governments. Lamizana's rule coincided with the beginning of the Sahel drought and famine which had a devastating impact on Upper Volta and neighboring countries. After conflict over the 1976 constitution, a new constitution was written and approved in 1977. Lamizana was re-elected by open elections in 1978.
|
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|
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Lamizana's government faced problems with the country's traditionally powerful trade unions, and on 25 November 1980, Col. Saye Zerbo overthrew President Lamizana in a bloodless coup. Colonel Zerbo established the Military Committee of Recovery for National Progress as the supreme governmental authority, thus eradicating the 1977 constitution.
|
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+
|
53 |
+
Colonel Zerbo also encountered resistance from trade unions and was overthrown two years later by Maj. Dr. Jean-Baptiste Ouédraogo and the Council of Popular Salvation (CSP) in the 1982 Upper Voltan coup d'état. The CSP continued to ban political parties and organizations, yet promised a transition to civilian rule and a new constitution.[37][citation needed]
|
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+
|
55 |
+
Infighting developed between the right and left factions of the CSP. The leader of the leftists, Capt. Thomas Sankara, was appointed prime minister in January 1983, but subsequently arrested. Efforts to free him, directed by Capt. Blaise Compaoré, resulted in a military coup d'état on 4 August 1983.
|
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+
|
57 |
+
The coup brought Sankara to power and his government began to implement a series of revolutionary programs which included mass-vaccinations, infrastructure improvements, the expansion of women's rights, encouragement of domestic agricultural consumption and anti-desertification projects.[13]
|
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+
|
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+
On 4 August 1984, on President Sankara's initiative, the country's name changed from "Upper Volta" to "Burkina Faso" or land of the honest men; (the literal translation is land of the upright men.)[38][39][need quotation to verify][40][41] The demonym for people of Burkina Faso, "Burkinabé", includes expatriates or descendants of people of Burkinabé origin.
|
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|
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+
Sankara's government comprised the National Council for the Revolution (CNR – French: Conseil national révolutionnaire), with Sankara as its president, and established popular Committees for the Defense of the Revolution (CDRs). The Pioneers of the Revolution youth programme was also established.
|
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+
|
63 |
+
Sankara launched an ambitious socioeconomic programme for change, one of the largest ever undertaken on the African continent.[13] His foreign policies centred on anti-imperialism, with his government rejecting all foreign aid, pushing for odious debt reduction, nationalising all land and mineral wealth and averting the power and influence of the International Monetary Fund (IMF) and World Bank. His domestic policies included a nationwide literacy campaign, land redistribution to peasants, railway and road construction and the outlawing of female genital mutilation, forced marriages and polygamy.[14][13]
|
64 |
+
|
65 |
+
Sankara pushed for agrarian self-sufficiency and promoted public health by vaccinating 2,500,000 children against meningitis, yellow fever, and measles.[14] His national agenda also included planting over 10,000,000 trees to halt the growing desertification of the Sahel. Sankara called on every village to build a medical dispensary and had over 350 communities build schools with their own labour.[13][42]
|
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+
|
67 |
+
On 15 October 1987, Sankara, along with twelve other officials, died in a coup d'état organized by Blaise Compaoré, Sankara's former colleague, who served as Burkina Faso's president from October 1987 until October 2014.[43] After the coup and although Sankara was known to be dead, some CDRs mounted an armed resistance to the army for several days.[citation needed] A majority[quantify] of Burkinabé citizens hold that France's foreign ministry, the Quai d'Orsay, was behind Compaoré in organizing the coup.
|
68 |
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|
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+
Compaoré gave as one of the reasons for the coup the deterioration in relations with neighbouring countries.[44] Compaoré argued that Sankara had jeopardised foreign relations with the former colonial power (France) and with neighbouring Ivory Coast.[12] Following the coup Compaoré immediately reversed the nationalizations, overturned nearly all of Sankara's policies, returned the country back into the IMF fold, and ultimately spurned most of Sankara's legacy. Following an alleged coup-attempt in 1989, Compaoré introduced limited democratic reforms in 1990. Under the new (1991) constitution, Compaoré was re-elected without opposition in December 1991. In 1998 Compaoré won election in a landslide. In 2004, 13 people were tried for plotting a coup against President Compaoré and the coup's alleged mastermind was sentenced to life imprisonment.[45] As of 2014[update], Burkina Faso remained one of the least-developed countries in the world.[46]
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Compaoré's government played the role of negotiator in several West-African disputes, including the 2010–11 Ivorian crisis, the Inter-Togolese Dialogue (2007), and the 2012 Malian Crisis.
|
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+
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+
Between February and April 2011, the death of a schoolboy provoked protests throughout the country, coupled with a military mutiny and a magistrates' strike.
|
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+
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Starting on 28 October 2014 protesters began to march and demonstrate in Ouagadougou against President Blaise Compaoré, who appeared[need quotation to verify] ready to amend the constitution and extend his 27-year rule. On 30 October some protesters set fire to the parliament building[47] and took over the national TV headquarters.[48] Ouagadougou International Airport closed and MPs suspended the vote on changing the constitution (the change would have allowed Compaoré to stand for re-election in 2015). Later in the day, the military dissolved all government institutions and imposed a curfew.[49]
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On 31 October 2014, President Compaoré, facing mounting pressure, resigned after 27 years in office.[50] Lt. Col. Isaac Zida said that he would lead the country during its transitional period before the planned 2015 presidential election, but there were concerns[by whom?] over his close ties to the former president.[51] In November 2014 opposition parties, civil-society groups and religious leaders adopted a plan for a transitional authority to guide Burkina Faso to elections.[52] Under the plan Michel Kafando became the transitional President of Burkina Faso and Lt. Col. Zida became the acting Prime Minister and Defense Minister.
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On 16 September 2015, the Regiment of Presidential Security (RSP) seized the country's president and prime minister and then declared the National Council for Democracy the new national government.[53] However, on 22 September 2015, the coup leader, Gilbert Diendéré, apologized and promised to restore civilian government.[54] On 23 September 2015 the prime minister and interim president were restored to power.[55]
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+
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General elections took place in Burkina Faso on 29 November 2015. Roch Marc Christian Kaboré won the election in the first round with 53.5% of the vote, defeating businessman Zéphirin Diabré, who took 29.7%.[19] Kaboré was sworn in as president on 29 December 2015.[20]
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In February 2016 a terrorist attack occurred at the Splendid Hotel and Capuccino café-bar in the centre of Ouagadougou: 30 people died. Al-Qaeda in the Islamic Maghreb (AQIM) and Al-Mourabitoun, two groups which until then had mostly operated in neighbouring Mali, claimed responsibility for the attack. Since then, similar groups have carried out numerous[quantify] attacks in the northern and eastern parts of the country. One terrorist attack occurred on the evening of Friday, 11 October 2019 on a mosque in the village of Salmossi near the border with Mali, leaving 16 people dead and two injured.[56][57]
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With French help, Blaise Compaoré seized power in a coup d'état in 1987. He overthrew his long-time friend and ally Thomas Sankara, who was killed in the coup.[58]
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The constitution of 2 June 1991 established a semi-presidential government: its parliament could be dissolved by the President of the Republic, who was to be elected for a term of seven years. In 2000, the constitution was amended to reduce the presidential term to five years and set term limits to two, preventing successive re-election. The amendment took effect during the 2005 elections. If passed beforehand, it would have prevented Compaoré from being reelected.
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Other presidential candidates challenged the election results. But in October 2005, the constitutional council ruled that, because Compaoré was the sitting president in 2000, the amendment would not apply to him until the end of his second term in office. This cleared the way for his candidacy in the 2005 election. On 13 November 2005, Compaoré was reelected in a landslide, because of a divided political opposition.
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In the 2010 Presidential elections, President Compaoré was re-elected. Only 1.6 million Burkinabés voted, out of a total population 10 times that size.
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The 2011 Burkinabè protests were a series of popular protests that called for the resignation of Compaoré, democratic reforms, higher wages for troops and public servants and economic freedom.[59][60][61] As a result, governors were replaced and wages for public servants were raised.[62][63]
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The parliament consisted of one chamber known as the National Assembly which had 111 seats with members elected to serve five-year terms. There was also a constitutional chamber, composed of ten members, and an economic and social council whose roles were purely consultative. The 1991 constitution created a bicameral parliament but the upper house (Chamber of Representatives) was abolished in 2002.
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The Compaoré administration had worked to decentralize power by devolving some of its powers to regions and municipal authorities. But the widespread distrust of politicians and lack of political involvement by many residents complicated this process. Critics described this as a hybrid decentralisation.[64]
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Political freedoms are severely restricted in Burkina Faso. Human rights organizations had criticised the Compaoré administration for numerous acts of state-sponsored violence against journalists and other politically active members of society.[65][66]
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In mid-September 2015 the Kafando government, along with the rest of the post-October 2014 political order, was temporarily overthrown in a coup attempt by the Regiment of Presidential Security (RSP). They installed Gilbert Diendéré as chairman of the new National Council for Democracy.[17] On 23 September 2015, the prime minister and interim president were restored to power.[67][68] The national elections were subsequently rescheduled for 29 November.
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Kaboré won the election in the first round of voting, receiving 53.5% of the vote against 29.7% for the second place candidate, Zephirin Diabré.[19] He was sworn in as president on 29 December 2015.[20] The BBC described the president as a "French-educated banker ... [who] sees himself as a social democrat, and has pledged to reduce youth unemployment, improve education and healthcare, and make health provision for children under six free of charge".[69]
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The prime minister is head of government and is appointed by the president with the approval of the National Assembly. He is responsible for recommending a cabinet for appointment by the president. Paul Kaba Thieba was appointed PM in early 2016.[70]
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+
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According to a World Bank Report in late 2018, the political climate was stable; the government was facing "social discontent marked by major strikes and protests, organized by unions in several economic sectors, to demand salary increases and social benefits .... and increasingly frequent jihadist attacks". The next elections would be held in 2020.[71]
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In 2015, Kaboré promised to revise the 1991 constitution. The revision was completed in 2018. One condition prevents any individual from serving as president for more than ten years either consecutively or intermittently and provides a method for impeaching a president. A referendum on the constitution for the Fifth Republic was scheduled for 24 March 2019.[72]
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Certain rights are also enshrined in the revised wording: access to drinking water, to decent housing and a recognition of the right to civil disobedience, for example. The referendum was required because the opposition parties in Parliament refused to sanction the proposed text.[73]
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Burkina Faso is a member of the African Union, G5 Sahel, Community of Sahel–Saharan States, La Francophonie, Organisation of Islamic Cooperation, Economic Community of West African States, and United Nations.
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The army consists of some 6,000 men in voluntary service, augmented by a part-time national People's Militia composed of civilians between 25 and 35 years of age who are trained in both military and civil duties. According to Jane's Sentinel Country Risk Assessment, Burkina Faso's Army is undermanned for its force structure and poorly equipped, but has wheeled light-armour vehicles, and may have developed useful combat expertise through interventions in Liberia and elsewhere in Africa.
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In terms of training and equipment, the regular Army is believed to be neglected in relation to the élite Regiment of Presidential Security (French: Régiment de la Sécurité Présidentielle – RSP). Reports have emerged in recent years of disputes over pay and conditions.[74] There is an air force with some 19 operational aircraft, but no navy, as the country is landlocked. Military expenses constitute approximately 1.2% of the nation's GDP.
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In April 2011, there was an army mutiny; the president named new chiefs of staff, and a curfew was imposed in Ouagadougou.[75]
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Burkina Faso employs numerous police and security forces, generally modeled after organizations used by French police. France continues to provide significant support and training to police forces. The Gendarmerie Nationale is organized along military lines, with most police services delivered at the brigade level. The Gendarmerie operates under the authority of the Minister of Defence, and its members are employed chiefly in the rural areas and along borders.[76]
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There is a municipal police force controlled by the Ministry of Territorial Administration; a national police force controlled by the Ministry of Security; and an autonomous Regiment of Presidential Security (Régiment de la Sécurité Présidentielle, or RSP), a 'palace guard' devoted to the protection of the President of the Republic. Both the gendarmerie and the national police are subdivided into both administrative and judicial police functions; the former are detailed to protect public order and provide security, the latter are charged with criminal investigations.[76]
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All foreigners and citizens are required to carry photo ID passports, or other forms of identification or risk a fine, and police spot identity checks are commonplace for persons traveling by auto, bush-taxi, or bus.[77][78]
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Burkina Faso lies mostly between latitudes 9° and 15°N (a small area is north of 15°), and longitudes 6°W and 3°E.
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It is made up of two major types of countryside. The larger part of the country is covered by a peneplain, which forms a gently undulating landscape with, in some areas, a few isolated hills, the last vestiges of a Precambrian massif. The southwest of the country, on the other hand, forms a sandstone massif, where the highest peak, Ténakourou, is found at an elevation of 749 meters (2,457 ft). The massif is bordered by sheer cliffs up to 150 m (492 ft) high. The average altitude of Burkina Faso is 400 m (1,312 ft) and the difference between the highest and lowest terrain is no greater than 600 m (1,969 ft). Burkina Faso is therefore a relatively flat country.
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The country owes its former name of Upper Volta to three rivers which cross it: the Black Volta (or Mouhoun), the White Volta (Nakambé) and the Red Volta (Nazinon). The Black Volta is one of the country's only two rivers which flow year-round, the other being the Komoé, which flows to the southwest. The basin of the Niger River also drains 27% of the country's surface.
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The Niger's tributaries – the Béli, Gorouol, Goudébo, and Dargol – are seasonal streams and flow for only four to six months a year. They still can flood and overflow, however. The country also contains numerous lakes – the principal ones are Tingrela, Bam, and Dem. The country contains large ponds, as well, such as Oursi, Béli, Yomboli, and Markoye. Water shortages are often a problem, especially in the north of the country.
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The country is divided into 13 administrative regions. These regions encompass 45 provinces and 301 departments. Each region is administered by a governor.
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Burkina Faso has a primarily tropical climate with two very distinct seasons. In the rainy season, the country receives between 60 and 90 cm (23.6 and 35.4 in) of rainfall; in the dry season, the harmattan – a hot dry wind from the Sahara – blows. The rainy season lasts approximately four months, May/June through September, and is shorter in the north of the country. Three climatic zones can be defined: the Sahel, the Sudan-Sahel, and the Sudan-Guinea. The Sahel in the north typically receives less than 60 cm (23.6 in)[79] of rainfall per year and has high temperatures, 5–47 °C (41–117 °F).
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A relatively dry tropical savanna, the Sahel extends beyond the borders of Burkina Faso, from the Horn of Africa to the Atlantic Ocean, and borders the Sahara to its north and the fertile region of the Sudan to the south. Situated between 11°3' and 13°5' north latitude, the Sudan-Sahel region is a transitional zone with regards to rainfall and temperature. Further to the south, the Sudan-Guinea zone receives more than 90 cm (35.4 in)[79] of rain each year and has cooler average temperatures.
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Burkina Faso's natural resources include gold, manganese, limestone, marble, phosphates, pumice, and salt.
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Burkina Faso has a larger number of elephants than many countries in West Africa. Lions, leopards and buffalo can also be found here, including the dwarf or red buffalo, a smaller reddish-brown animal which looks like a fierce kind of short-legged cow. Other large predators live in Burkina Faso, such as the cheetah, the caracal or African lynx, the spotted hyena and the African wild dog, one of the continent's most endangered species.[80]
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Burkina Faso's fauna and flora are protected in four national parks:
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and several reserves: see List of national parks in Africa and Nature reserves of Burkina Faso.
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The value of Burkina Faso's exports fell from $2.77 billion in 2011 to $754 million in 2012.[81] Agriculture represents 32% of its gross domestic product and occupies 80% of the working population. It consists mostly of rearing livestock. Especially in the south and southwest, the people grow crops of sorghum, pearl millet, maize (corn), peanuts, rice and cotton, with surpluses to be sold. A large part of the economic activity of the country is funded by international aid, despite having gold ores in abundance.
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The top five export commodities in 2017 were as follows, in order of importance: gems and precious metals, US$1.9 billion (78.5% of total exports), cotton, $198.7 million (8.3%), ores, slag, ash, $137.6 million (5.8%), fruits, nuts: $76.6 million (3.2%) and oil seeds: $59.5 million (2.5%).[82]
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A December 2018 report from the World Bank indicates that in 2017, economic growth increased to 6.4% in 2017 (vs. 5.9% in 2016) primarily due to gold production and increased investment in infrastructure. The increase in consumption linked to growth of the wage bill also supported economic growth. Inflation remained low, 0.4% that year but the public deficit grew to 7.7% of GDP (vs. 3.5% in 2016). The government was continuing to get financial aid and loans to finance the debt. To finance the public deficit, the Government combined concessional aid and borrowing on the regional market. The World Bank said that the economic outlook remained favorable in the short and medium term, although that could be negatively impacted. Risks included high oil prices (imports), lower prices of gold and cotton (exports) as well as terrorist threat and labour strikes.[71]
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Burkina Faso is part of the West African Monetary and Economic Union (UMEOA) and has adopted the CFA franc. This is issued by the Central Bank of the West African States (BCEAO), situated in Dakar, Senegal. The BCEAO manages the monetary and reserve policy of the member states, and provides regulation and oversight of financial sector and banking activity. A legal framework regarding licensing, bank activities, organizational and capital requirements, inspections and sanctions (all applicable to all countries of the Union) is in place, having been reformed significantly in 1999. Microfinance institutions are governed by a separate law, which regulates microfinance activities in all WAEMU countries. The insurance sector is regulated through the Inter-African Conference on Insurance Markets (CIMA).[83]
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In 2018, tourism was almost non-existent in large parts of the country. The U.S. government (and others) warn their citizens not to travel into large parts of Burkina Faso: "The northern Sahel border region shared with Mali and Niger due to crime and terrorism. The provinces of Kmoandjari, Tapoa, Kompienga, and Gourma in East Region due to crime and terrorism".[84]
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The 2018 CIA World Factbook provides this updated summary. "Burkina Faso is a poor, landlocked country that depends on adequate rainfall. Irregular patterns of rainfall, poor soil, and the lack of adequate communications and other infrastructure contribute to the economy's vulnerability to external shocks. About 80% of the population is engaged in subsistence farming and cotton is the main cash crop. The country has few natural resources and a weak industrial base. Cotton and gold are Burkina Faso's key exports ...The country has seen an upswing in gold exploration, production, and exports.
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While the end of the political crisis has allowed Burkina Faso's economy to resume positive growth, the country's fragile security situation could put these gains at risk. Political insecurity in neighboring Mali, unreliable energy supplies, and poor transportation links pose long-term challenges." The report also highlights the 2018–2020 International Monetary Fund program, including the government's plan to "reduce the budget deficit and preserve critical spending on social services and priority public investments".[22]
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A 2018 report by the African Development Bank Group discussed a macroeconomic evolution: "higher investment and continued spending on social services and security that will add to the budget deficit". This group's prediction for 2018 indicated that the budget deficit would be reduced to 4.8% of GDP in 2018 and to 2.9% in 2019. Public debt associated with the National Economic and Social Development Plan was estimated at 36.9% of GDP in 2017.[85]
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Burkina Faso is a member of the Organization for the Harmonization of Business Law in Africa (OHADA).[86] The country also belongs to the United Nations, International Monetary Fund, World Bank, and World Trade Organization.[87]
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There is mining of copper, iron, manganese, gold, cassiterite (tin ore), and phosphates.[88] These operations provide employment and generate international aid. Gold production increased 32% in 2011 at six gold mine sites, making Burkina Faso the fourth-largest gold producer in Africa, after South Africa, Mali and Ghana.[89]
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A 2018 report indicated that the country expected record 55 tonnes of gold in that year, a two-thirds increase over 2013. According to Oumarou Idani, there is a more important issue. "We have to diversify production. We mostly only produce gold, but we have huge potential in manganese, zinc, lead, copper, nickel and limestone".[90]
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According to the Global Hunger Index, a multidimensional tool used to measure and track a country's hunger levels,[91] Burkina Faso ranked 65 out of 78 countries in 2013.[92] It is estimated that there are currently over 1.5 million children who are at risk of food insecurity in Burkina Faso, with around 350,000 children who are in need of emergency medical assistance.[92] However, only about a third of these children will actually receive adequate medical attention.[93] Only 11.4 percent of children under the age of two receive the daily recommended number of meals.[92] Stunted growth as a result of food insecurity is a severe problem in Burkina Faso, affecting at least a third of the population from 2008 to 2012.[94] Additionally, stunted children, on average, tend to complete less school than children with normal growth development,[93] further contributing to the low levels of education of the Burkina Faso population.[95]
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The European Commission expects that approximately 500,000 children under age 5 in Burkina Faso will suffer from acute malnutrition in 2015, including around 149,000 who will suffer from its most life-threatening form.[96] Rates of micronutrient deficiencies are also high.[97] According to the Demographic and Health Survey (DHS 2010), 49 percent of women and 88 percent of children under the age of five suffer from anemia.[97] Forty percent of infant deaths can be attributed to malnutrition, and in turn, these infant mortality rates have decreased Burkina Faso's total work force by 13.6 percent, demonstrating how food security affects more aspects of life beyond health.[92]
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These high rates of food insecurity and the accompanying effects are even more prevalent in rural populations compared to urban ones, as access to health services in rural areas is much more limited and awareness and education of children's nutritional needs is lower.[98]
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An October 2018 report by USAid stated that droughts and floods remained problematic, and that "violence and insecurity are disrupting markets, trade and livelihoods activities in some of Burkina Faso's northern and eastern areas". The report estimated that over 954,300 people needed food security support, and that, according to UNICEF, an "estimated 187,200 children under 5 years of age will experience severe acute malnutrition". Agencies providing assistance at the time included USAID's Office of Food for Peace (FFP) working with the UN World Food Programme, the NGO Oxfam Intermón and ACDI/VOCA.[99]
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The United Nations’ World Food Programme has worked on programs that are geared towards increasing food security in Burkina Faso.
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The Protracted Relief and Recovery Operation 200509 (PRRO) was formed to respond to the high levels of malnutrition in Burkina Faso, following the food and nutrition crisis in 2012.[100] The efforts of this project are mostly geared towards the treatment and prevention of malnutrition and include take home rations for the caretakers of those children who are being treated for malnutrition.[100] Additionally, the activities of this operation contribute to families' abilities to withstand future food crises. Better nutrition among the two most vulnerable groups, young children and pregnant women, prepares them to be able to respond better in times when food security is compromised, such as in droughts.[100]
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The Country Programme (CP) has two parts: food and nutritional assistance to people with HIV/AIDS, and a school feeding program for all primary schools in the Sahel region.[101] The HIV/AIDS nutrition program aims to better the nutritional recovery of those who are living with HIV/AIDS and to protect at-risk children and orphans from malnutrition and food security.[101] As part of the school feeding component, the Country Programme's goals are to increase enrollment and attendance in schools in the Sahel region, where enrollment rates are below the national average.[100] Furthermore, the program aims at improving gender parity rates in these schools, by providing girls with high attendance in the last two years of primary school with take-home rations of cereals as an incentive to households, encouraging them to send their girls to school.[100]
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The WFP concluded the formation of a subsequently approved plan in August 2018 "to support the Government's vision of 'a democratic, unified and united nation, transforming the structure of its economy and achieving a strong and inclusive growth through patterns of sustainable consumption and production.' It will take important steps in WFP's new strategic direction for strengthened national and local capacities to enable the Government and communities to own, manage, and implement food and nutrition security programmes by 2030".[102]
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The World Bank was established in 1944, and comprises five institutions whose shared goals are to end extreme poverty by 2030 and to promote shared prosperity by fostering income growth of the lower forty percent of every country.[103] One of the main projects the World Bank is working on to reduce food insecurity in Burkina Faso is the Agricultural Productivity and Food Security Project.[104] According to the World Bank, the objective of this project is to "improve the capacity of poor producers to increase food production and to ensure improved availability of food products in rural markets."[104] The Agricultural Productivity and Food Security Project has three main parts. Its first component is to work towards the improvement of food production, including financing grants and providing 'voucher for work' programs for households who cannot pay their contribution in cash.[104] The project's next component involves improving the ability of food products, particularly in rural areas.[104] This includes supporting the marketing of food products, and aims to strengthen the capabilities of stakeholders to control the variability of food products and supplies at local and national levels.[104] Lastly, the third component of this project focuses on institutional development and capacity building. Its goal is to reinforce the capacities of service providers and institutions who are specifically involved in project implementation.[104] The project's activities aim to build capacities of service providers, strengthen the capacity of food producer organizations, strengthen agricultural input supply delivery methods, and manage and evaluate project activities.[104]
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The December 2018 report by the World Bank indicated that the poverty rate fell slightly between 2009 and 2014, from 46% to a still high 40.1%. The report provided this updated summary of the country's development challenges: "Burkina Faso remains vulnerable to climatic shocks related to changes in rainfall patterns and to fluctuations in the prices of its export commodities on world markets. Its economic and social development will, to some extent, be contingent on political stability in the country and the subregion, its openness to international trade, and export diversification".[105]
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Burkina Faso is faced with high levels of food insecurity.[100] As defined by the 1996 World Food Summit, "food security exists when all people, at all times, have physical and economic access to sufficient safe and nutritious food that meets their dietary needs and food preferences for an active and healthy lifestyle."[106] There has not been much successful improvement on this issue of food security within recent years.[100] Burkina Faso's rapidly growing population (around 3.6% annually) continues to put a strain on the country's resources and infrastructure, which can further limit accessibility to food.[107]
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Because the country is landlocked and prone to natural disasters, including drought and floods, many families struggle to protect themselves from severe hunger.[100] While recent harvest productions have improved some, much of the population is still having a hard time overcoming the continuous food and nutrition crises of the past decade.[96] Malnutrition is especially common in women and children, with large amounts of the population suffering from stunted growth and micronutrient deficiencies such as anemia.[108] Food insecurity has grown to be a structural problem in Burkina Faso, only to be intensified by high food prices. All of these factors combined with high poverty levels have left Burkina Faso vulnerable to chronic high levels of food insecurity and malnutrition.[100]
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Poverty continues to be strongly linked to food insecurity.[109] As one of the poorest countries in the world, Burkina Faso has around 43.7% of its population living under the Poverty Line[110] and ranked 185 out of 188 countries on the UNDP Human Development Index in 2015.[100] The Human Development Index is a measure of quality of life, taking into account three main areas of human development: longevity, education, and economic standard of living.[111] These high levels of poverty found in Burkina Faso, combined with the soaring food prices of the global food crisis continue to contribute to Burkina Faso's issue of food insecurity.[112] The global food crisis of 2007–2008 was a drastic surge in food prices that lead to high rates of hunger, malnutrition, and political and economic instability in nations across the globe.[113] This strongly affected Burkina Faso because around 80% of Burkina Faso's population is rural, relying on subsistence farming to make a living.[96] For instance, when natural disasters such as floods, droughts, or locust attacks occur and cause crops to fail, farmers in Burkina Faso become dependent on grain purchases.[114] Because of the global food crisis, local grain prices dramatically increased, limiting farmers' access to grain through market exchanges.[114]
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While services remain underdeveloped, the National Office for Water and Sanitation (ONEA), a state-owned utility company run along commercial lines, is emerging as one of the best-performing utility companies in Africa.[115] High levels of autonomy and a skilled and dedicated management have driven ONEA's ability to improve production of and access to clean water.[115]
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Since 2000, nearly 2 million more people have access to water in the four principal urban centres in the country; the company has kept the quality of infrastructure high (less than 18% of the water is lost through leaks – one of the lowest in sub-Saharan Africa), improved financial reporting, and increased its annual revenue by an average of 12% (well above inflation).[115] Challenges remain, including difficulties among some customers in paying for services, with the need to rely on international aid to expand its infrastructure.[115] The state-owned, commercially run venture has helped the nation reach its Millennium Development Goal (MDG) targets in water-related areas, and has grown as a viable company.[115]
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However, access to drinking water has improved over the last 28 years. According to UNICEF, access to drinking water has increased from 39 to 76% in rural areas between 1990 and 2015. In this same time span, access to drinking water increased from 75 to 97% in urban areas.[116]
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A 33-megawatt solar power plant in Zagtouli, near Ouagadougou, came online in late November 2017. At the time of its construction, it was the largest solar power facility in West Africa.[117]
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The growth rate in Burkina Faso is high although it continues to be plagued by corruption and incursions from terrorist groups from Mali and Niger.[118]
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Transport in Burkina Faso is limited by relatively underdeveloped infrastructure.
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As of June 2014 the main international airport, Ouagadougou Airport, had regularly scheduled flights to many destinations in West Africa as well as Paris, Brussels and Istanbul. The other international airport, Bobo Dioulasso Airport, has flights to Ouagadougou and Abidjan.
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Rail transport in Burkina Faso consists of a single line which runs from Kaya to Abidjan in Ivory Coast via Ouagadougou, Koudougou, Bobo Dioulasso and Banfora. Sitarail operates a passenger train three times a week along the route.[119]
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There are 15,000 kilometres of roads in Burkina Faso, of which 2,500 kilometres are paved.[120]
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In 2009, Burkina Faso spent 0.20% of GDP on research and development (R&D), one of the lowest ratios in West Africa. There were 48 researchers (in full-time equivalents) per million inhabitants in 2010, which is more than twice the average for sub-Saharan Africa (20 per million population in 2013) and higher than the ratio for Ghana and Nigeria (39). It is, however, much lower than the ratio for Senegal (361 per million inhabitants). In Burkina Faso in 2010, 46% of researchers were working in the health sector, 16% in engineering, 13% in natural sciences, 9% in agricultural sciences, 7% in the humanities and 4% in social sciences.[121]
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In January 2011, the government created the Ministry of Scientific Research and Innovation. Up until then, management of science, technology and innovation had fallen under the Department of Secondary and Higher Education and Scientific Research. Within this ministry, the Directorate General for Research and Sector Statistics is responsible for planning. A separate body, the Directorate General of Scientific Research, Technology and Innovation, co-ordinates research. This is a departure from the pattern in many other West African countries where a single body fulfils both functions. The move signals the government's intention to make science and technology a development priority.[121]
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In 2012, Burkina Faso adopted a National Policy for Scientific and Technical Research, the strategic objectives of which are to develop R&D and the application and commercialization of research results. The policy also makes provisions for strengthening the ministry's strategic and operational capacities. One of the key priorities is to improve food security and self-sufficiency by boosting capacity in agricultural and environmental sciences. The creation of a centre of excellence in 2014 at the International Institute of Water and Environmental Engineering in Ouagadougou within the World Bank project provides essential funding for capacity-building in these priority areas.[121]
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A dual priority is to promote innovative, effective and accessible health systems. The government wishes to develop, in parallel, applied sciences and technology and social and human sciences. To complement the national research policy, the government has prepared a National Strategy to Popularize Technologies, Inventions and Innovations (2012) and a National Innovation Strategy (2014). Other policies also incorporate science and technology, such as that on Secondary and Higher Education and Scientific Research (2010), the National Policy on Food and Nutrition Security (2014) and the National Programme for the Rural Sector (2011).[121]
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In 2013, Burkina Faso passed the Science, Technology and Innovation Act establishing three mechanisms for financing research and innovation, a clear indication of high-level commitment. These mechanisms are the National Fund for Education and Research, the National Fund for Research and Innovation for Development and the Forum of Scientific Research and Technological Innovation.[121]
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Burkina Faso is an ethnically integrated, secular state. Most of Burkina Faso's people are concentrated in the south and centre of the country, where their density sometimes exceeds 48 persons per square kilometre (125/sq. mi.). Hundreds of thousands of Burkinabè migrate regularly to Ivory Coast and Ghana, mainly for seasonal agricultural work. These flows of workers are affected by external events; the September 2002 coup attempt in Ivory Coast and the ensuing fighting meant that hundreds of thousands of Burkinabè returned to Burkina Faso. The regional economy suffered when they were unable to work.[124]
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In 2015, most of the population belonged to "one of two West African ethnic cultural groups: the Voltaic and the Mande. Voltaic Mossi make up about 50% of the population and are descended from warriors who moved to the area from Ghana around 1100, establishing an empire that lasted over 800 years".[10]
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The total fertility rate of Burkina Faso is 5.93 children born per woman (2014 estimates), the sixth highest in the world.[125]
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In 2009 the U.S. Department of State's Trafficking in Persons Report reported that slavery in Burkina Faso continued to exist and that Burkinabè children were often the victims.[126] Slavery in the Sahel states in general, is an entrenched institution with a long history that dates back to the Arab slave trade.[127] In 2018, an estimated 82,000 people in the country were living under "modern slavery" according to the Global Slavery Index.[128]
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Burkina Faso's 17.3 million people belong to two major West African ethnic cultural groups—the Voltaic and the Mande (whose common language is Dioula). The Voltaic Mossi make up about one-half of the population. The Mossi claim descent from warriors who migrated to present-day Burkina Faso from northern Ghana around 1100 AD. They established an empire that lasted more than 800 years. Predominantly farmers, the Mossi kingdom is led by the Mogho Naba, whose court is in Ouagadougou.[124]
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Burkina Faso is a multilingual country. The official language is French, which was introduced during the colonial period. French is the principal language of administrative, political and judicial institutions, public services, and the press. It is the only language for laws, administration and courts. Altogether, an estimated 69 languages are spoken in the country,[130] of which about 60 languages are indigenous. The Mossi language (Mossi: Mòoré) is the most spoken language in Burkina Faso, spoken by about half the population, mainly in the central region around the capital, Ouagadougou, along with other, closely related Gurunsi languages scattered throughout Burkina.
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According to the 2006 Census, the languages spoken natively in Burkina Faso were Mossi by 50.5% of the population, Fula by 9.3%, Gourmanché by 6.1%, Bambara by 4.9%, Bissa by 3.2%, Bwamu by 2.1%, Dagara by 2%, San by 1.9%, Lobiri with 1.8%, Lyélé with 1.7%, Bobo and Sénoufo with 1.4% each, Nuni by 1.2%, Dafing by 1.1%, Tamasheq by 1%, Kasséna by 0.7%, Gouin by 0.4%, Dogon, Songhai, and Gourounsi by 0.3% each, Ko, Koussassé, Sembla, and Siamou by 0.1% each, other national languages by 5%, other African languages by 0.2%, French (the official language) by 1.3%, and other foreign languages by 0.1%.[131]
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In the west, Mande languages are widely spoken, the most predominant being Dioula (also known as Jula or Dyula), others including Bobo, Samo, and Marka. Fula is widespread, particularly in the north. Gourmanché is spoken in the east, while Bissa is spoken in the south.
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Religion in Burkina Faso (2006)[3]
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Statistics on religion in Burkina Faso can be misleading because Islam and Christianity are often practiced in tandem with indigenous religious beliefs. The government of Burkina Faso's 2006 census reported that 60.5% of the population practice Islam, and that the majority of this group belong to the Sunni branch,[132][133] while a small minority adheres to Shia Islam.[134]
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A significant number of Sunni Muslims identify with the Tijaniyah Sufi order. The government estimated that 23.2% of the population are Christians (19% being Roman Catholics and 4.2% members of Protestant denominations); 15.3% follow traditional indigenous beliefs such as the Dogon religion, 0.6% have other religions, and 0.4% have none.[132][133]
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In 2016, the average life expectancy was estimated at 60 for males and 61 for females. In 2018, the under-five mortality rate and the infant mortality rate was 76 per 1000 live births.[135] In 2014, the median age of its inhabitants was 17 and the estimated population growth rate was 3.05%.[125]
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In 2011, health expenditures was 6.5% of GDP; the maternal mortality ratio was estimated at 300 deaths per 100000 live births and the physician density at 0.05 per 1000 population in 2010. In 2012, it was estimated that the adult HIV prevalence rate (ages 15–49) was 1.0%.[136] According to the 2011 UNAIDS Report, HIV prevalence is declining among pregnant women who attend antenatal clinics.[137] According to a 2005 World Health Organization report, an estimated 72.5% of Burkina Faso's girls and women have had female genital mutilation, administered according to traditional rituals.[138]
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Central government spending on health was 3% in 2001.[139] As of 2009[update], studies estimated there were as few as 10 physicians per 100,000 people.[140] In addition, there were 41 nurses and 13 midwives per 100,000 people.[140] Demographic and Health Surveys has completed three surveys in Burkina Faso since 1993, and had another in 2009.[141]
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A Dengue fever outbreak in 2016 killed 20 patients. Cases of the disease were reported from all 12 districts of Ouagadougou.[142]
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Education in Burkina Faso is divided into primary, secondary and higher education.[143] High school costs approximately CFA 25,000 (US$50) per year, which is far above the means of most Burkinabè families. Boys receive preference in schooling; as such, girls' education and literacy rates are far lower than their male counterparts. An increase in girls' schooling has been observed because of the government's policy of making school cheaper for girls and granting them more scholarships.
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To proceed from primary to middle school, middle to high school or high school to college, national exams must be passed. Institutions of higher education include the University of Ouagadougou, The Polytechnic University of Bobo-Dioulasso, and the University of Koudougou, which is also a teacher training institution. There are some small private colleges in the capital city of Ouagadougou but these are affordable to only a small portion of the population.
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There is also the International School of Ouagadougou (ISO), an American-based private school located in Ouagadougou.
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The 2008 UN Development Program Report ranked Burkina Faso as the country with the lowest level of literacy in the world, despite a concerted effort to double its literacy rate from 12.8% in 1990 to 25.3% in 2008.[144]
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Literature in Burkina Faso is based on the oral tradition, which remains important. In 1934, during French occupation, Dim-Dolobsom Ouedraogo published his Maximes, pensées et devinettes mossi (Maximes, Thoughts and Riddles of the Mossi), a record of the oral history of the Mossi people.[145]
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The oral tradition continued to have an influence on Burkinabè writers in the post-independence Burkina Faso of the 1960s, such as Nazi Boni and Roger Nikiema.[146] The 1960s saw a growth in the number of playwrights being published.[145] Since the 1970s, literature has developed in Burkina Faso with many more writers being published.[147]
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The theatre of Burkina Faso combines traditional Burkinabè performance with the colonial influences and post-colonial efforts to educate rural people to produce a distinctive national theatre. Traditional ritual ceremonies of the many ethnic groups in Burkina Faso have long involved dancing with masks. Western-style theatre became common during colonial times, heavily influenced by French theatre. With independence came a new style of theatre inspired by forum theatre aimed at educating and entertaining Burkina Faso's rural people.
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In addition to several rich traditional artistic heritages among the peoples, there is a large artist community in Burkina Faso, especially in Ouagadougou. Much of the crafts produced are for the country's growing tourist industry.
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Burkina Faso also hosts the International Art and Craft Fair, Ouagadougou. It is better known by its French name as SIAO, Le Salon International de l' Artisanat de Ouagadougou, and is one of the most important African handicraft fairs.
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Typical of West African cuisine, Burkina Faso's cuisine is based on staple foods of sorghum, millet, rice, maize, peanuts, potatoes, beans, yams and okra.[148] The most common sources of animal protein are chicken, chicken eggs and fresh water fish. A typical Burkinabè beverage is Banji or Palm Wine, which is fermented palm sap; and Zoom-kom, or "grain water" purportedly the national drink of Burkina Faso. Zoom-kom is milky-looking and whitish, having a water and cereal base, best drunk with ice cubes. In the more rural regions, in the outskirts of Burkina, you would find Dolo, which is drink made from fermented millet.[149]
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The cinema of Burkina Faso is an important part of West African and African film industry.[150] Burkina's contribution to African cinema started with the establishment of the film festival FESPACO (Festival Panafricain du Cinéma et de la Télévision de Ouagadougou), which was launched as a film week in 1969. Many of the nation's filmmakers are known internationally and have won international prizes.
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For many years the headquarters of the Federation of Panafrican Filmmakers (FEPACI) was in Ouagadougou, rescued in 1983 from a period of moribund inactivity by the enthusiastic support and funding of President Sankara. (In 2006 the Secretariat of FEPACI moved to South Africa, but the headquarters of the organization is still in Ouagadougou.) Among the best known directors from Burkina Faso are Gaston Kaboré, Idrissa Ouedraogo and Dani Kouyate.[151] Burkina produces popular television series such as Les Bobodiouf. Internationally known filmmakers such as Ouedraogo, Kabore, Yameogo, and Kouyate make popular television series.
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Sport in Burkina Faso is widespread and includes football (soccer), basketball, cycling, rugby union, handball, tennis, boxing and martial arts. Football is very popular in Burkina Faso, played both professionally, and informally in towns and villages across the country. The national team is nicknamed "Les Etalons" ("the Stallions") in reference to the legendary horse of Princess Yennenga.
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In 1998, Burkina Faso hosted the Africa Cup of Nations for which the Omnisport Stadium in Bobo-Dioulasso was built. In 2013, Burkina Faso qualified for the African Cup of Nations in South Africa, reached the final, but then lost to Nigeria by the score of 0 to 1. The country is currently ranked 53rd in the FIFA World Rankings.[152]
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Basketball is another sport which enjoys much popularity for both men and women.[153] The country's national team had its most successful year in 2013 when it qualified for the AfroBasket, the continent's prime basketball event.
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The nation's principal media outlet is its state-sponsored combined television and radio service, Radiodiffusion-Télévision Burkina (RTB).[154] RTB broadcasts on two medium-wave (AM) and several FM frequencies. Besides RTB, there are privately owned sports, cultural, music, and religious FM radio stations. RTB maintains a worldwide short-wave news broadcast (Radio Nationale Burkina) in the French language from the capital at Ouagadougou using a 100 kW transmitter on 4.815 and 5.030 MHz.[155]
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Attempts to develop an independent press and media in Burkina Faso have been intermittent. In 1998, investigative journalist Norbert Zongo, his brother Ernest, his driver, and another man were assassinated by unknown assailants, and the bodies burned. The crime was never solved.[156] However, an independent Commission of Inquiry later concluded that Norbert Zongo was killed for political reasons because of his investigative work into the death of David Ouedraogo, a chauffeur who worked for François Compaoré, President Blaise Compaoré's brother.[157][158]
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In January 1999, François Compaoré was charged with the murder of David Ouedraogo, who had died as a result of torture in January 1998. The charges were later dropped by a military tribunal after an appeal. In August 2000, five members of the President's personal security guard detail (Régiment de la Sécurité Présidentielle, or RSP) were charged with the murder of Ouedraogo. RSP members Marcel Kafando, Edmond Koama, and Ousseini Yaro, investigated as suspects in the Norbert Zongo assassination, were convicted in the Ouedraogo case and sentenced to lengthy prison terms.[157][158]
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Since the death of Norbert Zongo, several protests regarding the Zongo investigation and treatment of journalists have been prevented or dispersed by government police and security forces. In April 2007, popular radio reggae host Karim Sama, whose programs feature reggae songs interspersed with critical commentary on alleged government injustice and corruption, received several death threats.[159]
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Sama's personal car was later burned outside the private radio station Ouaga FM by unknown vandals.[160] In response, the Committee to Protect Journalists (CPJ) wrote to President Compaoré to request his government investigate the sending of e-mailed death threats to journalists and radio commentators in Burkina Faso who were critical of the government.[156] In December 2008, police in Ouagadougou questioned leaders of a protest march that called for a renewed investigation into the unsolved Zongo assassination. Among the marchers was Jean-Claude Meda, the president of the Association of Journalists of Burkina Faso.[161]
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Every two years, Ouagadougou hosts the Panafrican Film and Television Festival of Ouagadougou (FESPACO), the largest African cinema festival on the continent (February, odd years).
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Held every two years since 1988, the International Art and Craft Fair, Ouagadougou (SIAO), is one of Africa's most important trade shows for art and handicrafts (late October-early November, even years).
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Also every two years, the Symposium de sculpture sur granit de Laongo takes place on a site located about 35 kilometres (22 miles) from Ouagadougou, in the province of Oubritenga.
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The National Culture Week of Burkina Faso, better known by its French name La Semaine Nationale de la culture (SNC), is one of the most important cultural activities of Burkina Faso. It is a biennial event which takes place every two years in Bobo Dioulasso, the second-largest city in the country.
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The Festival International des Masques et des Arts (FESTIMA), celebrating traditional masks, is held every two years in Dédougou.
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Geographic and environmental causes can also play a significant role in contributing to Burkina Faso's issue of food insecurity.[162] As the country is situated in the Sahel region, Burkina Faso experiences some of the most radical climatic variation in the world, ranging from severe flooding to extreme drought.[163] The unpredictable climatic shock that Burkina Faso citizens often face results in strong difficulties in being able to rely on and accumulate wealth through agricultural means.[164]
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Burkina Faso's climate also renders its crops vulnerable to insect attacks, including attacks from locusts and crickets, which destroy crops and further inhibit food production.[165] Not only is most of the population of Burkina Faso dependent on agriculture as a source of income, but they also rely on the agricultural sector for food that will directly feed the household.[166] Due to the vulnerability of agriculture, more and more families are having to look for other sources of non-farm income,[167] and often have to travel outside of their regional zone to find work.[166]
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On July 8, 2020, the United States raised concerns after an HRW report revealed mass graves of at least 180 bodies, which have been found in northern Burkina Faso where soldiers are fighting jihadists.[168]
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1 |
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Coordinates: 12°20′N 1°50′W / 12.333°N 1.833°W / 12.333; -1.833
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Burkina Faso (UK: /bɜːrˌkiːnə ˈfæsoʊ/, US: /- ˈfɑːsoʊ/ (listen);[9] French: [buʁkina faso]) is a landlocked country in West Africa. It covers an area of around 274,200 square kilometres (105,900 sq mi) and is surrounded by six countries: Mali to the north and west; Niger to the east; Benin to the southeast; Togo to the southeast; Ghana to the south; and Ivory Coast to the southwest. The July 2019 population estimate by the United Nations was 20,321,378.[10] The country's official language of government and business is French. Roughly 50% of the population speaks the Mossi language natively.[11] Formerly called the Republic of Upper Volta (1958–1984), the country was renamed "Burkina Faso" on 4 August 1984 by erstwhile President Thomas Sankara. Its citizens are known as Burkinabé (/bɜːrˈkiːnəbeɪ/ bur-KEE-nə-bay). Its capital is Ouagadougou.
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The Republic of Upper Volta was established on 11 December 1958 as a self-governing colony within the French Community, and on 5 August 1960 it gained full independence, with Maurice Yaméogo as President. After protests by students and labour union members, Yaméogo was deposed in the 1966 coup d'état, led by Sangoulé Lamizana, who became president. His rule coincided with the Sahel drought and famine, and facing problems from the country's traditionally powerful trade unions he was deposed in the 1980 coup d'état, led by Saye Zerbo. Encountering resistance from trade unions again, Zerbo's government was overthrown in the 1982 coup d'état, led by Jean-Baptiste Ouédraogo.
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The leader of the leftist faction of Ouédraogo's government, Thomas Sankara, was made Prime Minister but was later imprisoned. Efforts to free him led to the popularly-supported 1983 coup d'état, in which he became president.[12][13] Sankara renamed the country Burkina Faso and launched an ambitious socioeconomic programme which included a nationwide literacy campaign, land redistribution to peasants, railway and road construction and the outlawing of female genital mutilation, forced marriages and polygamy.[13][14] Sankara was overthrown and killed in the 1987 coup d'état led by Blaise Compaoré – deteriorating relations with former coloniser France and its ally the Ivory Coast were the reason given for the coup.
|
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+
|
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In 1987, Blaise Compaoré became president and, after an alleged 1989 coup attempt, was later elected in 1991 and 1998, elections which were boycotted by the opposition and received a considerably low turnout, as well as in 2005. He remained head of state until he was ousted from power by the popular youth upheaval of 31 October 2014,[15][16] after which he was exiled to the Ivory Coast. Michel Kafando subsequently became the transitional president of the country. On 16 September 2015, a military coup d'état against the Kafando government was carried out by the Regiment of Presidential Security, the former presidential guard of Compaoré.[17] On 24 September 2015, after pressure from the African Union, ECOWAS and the armed forces, the military junta agreed to step down, and Michel Kafando was reinstated as acting president.[18] In the general election held on 29 November 2015, Roch Marc Christian Kaboré won in the first round with 53.5% of the vote[19] and was sworn in as president on 29 December 2015.[20]
|
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Formerly called the Republic of Upper Volta, the country was renamed "Burkina Faso" on 4 August 1984 by then-President Thomas Sankara. The words "Burkina" and "Faso" both stem from different languages spoken in the country: "Burkina" comes from Mossi and means "upright", showing how the people are proud of their integrity, while "Faso" comes from the Dioula language and means "fatherland" (literally, "father's house"). The "bè" suffix added onto "Burkina" to form the demonym "Burkinabè" comes from the Fula language and means "men or women".[21] The CIA summarizes the etymology as "land of the honest (incorruptible) men".[22]
|
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|
13 |
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The French colony of Upper Volta was named for its location on the upper courses of the Volta River (the Black, Red and White Volta).[23]
|
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The northwestern part of present-day Burkina Faso was populated by hunter-gatherers from 14000 BC to 5000 BC. Their tools, including scrapers, chisels and arrowheads, were discovered in 1973 through archaeological excavations.[24] Agricultural settlements were established between 3600 and 2600 BC.[24] The Bura culture was an Iron-Age civilization centred in the southwest portion of modern-day Niger and in the southeast part of contemporary Burkina Faso.[25] Iron industry, in smelting and forging for tools and weapons, had developed in Sub-Saharan Africa by 1200 BC.[26][27] From the 3rd to the 13th centuries AD, the Iron Age Bura culture existed in the territory of present-day southeastern Burkina Faso and southwestern Niger. Various ethnic groups of present-day Burkina Faso, such as the Mossi, Fula and Dioula, arrived in successive waves between the 8th and 15th centuries. From the 11th century, the Mossi people established several separate kingdoms.
|
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+
|
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In the 1890s, during the European Scramble for Africa, the territory of Burkina Faso was invaded by France, and colonial control was established following a war of conquest between 1896 and 1904. The territory was made part of French West Africa in 1904, and the colony of French Upper Volta was established on 1 March 1919. The colony was named for its location on the upper courses of the Volta River (the Black, Red and White Volta).
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|
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Historians began to debate about the exact dates when Burkina Faso's many ethnic groups arrived to the area. The Proto-Mossi arrived in the far Eastern part of what is today Burkina Faso sometime between the 8th and 11th centuries,[28] the Samo arrived around the 15th century,[29] the Dogon lived in Burkina Faso's north and northwest regions until sometime in the 15th or 16th centuries[30] and many of the other ethnic groups that make up the country's population arrived in the region during this time.
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+
|
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During the Middle Ages the Mossi established several separate kingdoms including those of Tenkodogo, Yatenga, Zandoma, and Ouagadougou.[31] Sometime between 1328 and 1338 Mossi warriors raided Timbuktu but the Mossi were defeated by Sonni Ali of Songhai at the Battle of Kobi in Mali in 1483.[32]
|
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|
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During the early 16th century the Songhai conducted many slave raids into what is today Burkina Faso.[29] During the 18th century the Gwiriko Empire was established at Bobo Dioulasso and ethnic groups such as the Dyan, Lobi, and Birifor settled along the Black Volta.[33]
|
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Starting in the early 1890s a series of British, French and German military officers made attempts to claim parts of what is today Burkina Faso. At times these colonialists and their armies fought the local peoples; at times they forged alliances with them and made treaties. The colonialist officers and their home governments also made treaties amongst themselves. Through a complex series of events what is today Burkina Faso eventually became a French protectorate in 1896.[34]
|
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|
27 |
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The eastern and western regions, where a standoff against the forces of the powerful ruler Samori Ture complicated the situation, came under French occupation in 1897. By 1898, the majority of the territory corresponding to Burkina Faso was nominally conquered; however, French control of many parts remained uncertain.[24]
|
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|
29 |
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The Franco-British Convention of 14 June 1898 created the country's modern borders. In the French territory, a war of conquest against local communities and political powers continued for about five years. In 1904, the largely pacified territories of the Volta basin were integrated into the Upper Senegal and Niger colony of French West Africa as part of the reorganization of the French West African colonial empire. The colony had its capital in Bamako.
|
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+
|
31 |
+
The language of colonial administration and schooling became French. The public education system started from humble origins. Advanced education was provided for many years during the colonial period in Dakar.
|
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+
|
33 |
+
Draftees from the territory participated in the European fronts of World War I in the battalions of the Senegalese Rifles. Between 1915 and 1916, the districts in the western part of what is now Burkina Faso and the bordering eastern fringe of Mali became the stage of one of the most important armed oppositions to colonial government: the Volta-Bani War.[35]
|
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|
35 |
+
The French government finally suppressed the movement but only after suffering defeats. It also had to organize its largest expeditionary force of its colonial history to send into the country to suppress the insurrection. Armed opposition wracked the Sahelian north when the Tuareg and allied groups of the Dori region ended their truce with the government.
|
36 |
+
|
37 |
+
French Upper Volta was established on 1 March 1919. The French feared a recurrence of armed uprising and had related economic considerations. To bolster its administration, the colonial government separated the present territory of Burkina Faso from Upper Senegal and Niger.
|
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+
|
39 |
+
The new colony was named Haute Volta, and François Charles Alexis Édouard Hesling became its first governor. Hesling initiated an ambitious road-making program to improve infrastructure and promoted the growth of cotton for export. The cotton policy – based on coercion – failed, and revenue generated by the colony stagnated. The colony was dismantled on 5 September 1932, being split between the French colonies of Ivory Coast, French Sudan and Niger. Ivory Coast received the largest share, which contained most of the population as well as the cities of Ouagadougou and Bobo-Dioulasso.
|
40 |
+
|
41 |
+
France reversed this change during the period of intense anti-colonial agitation that followed the end of World War II. On 4 September 1947, it revived the colony of Upper Volta, with its previous boundaries, as a part of the French Union. The French designated its colonies as departments of metropolitan France on the European continent.
|
42 |
+
|
43 |
+
On 11 December 1958 the colony achieved self-government as the Republic of Upper Volta; it joined the Franco-African Community. A revision in the organization of French Overseas Territories had begun with the passage of the Basic Law (Loi Cadre) of 23 July 1956. This act was followed by reorganization measures approved by the French parliament early in 1957 to ensure a large degree of self-government for individual territories. Upper Volta became an autonomous republic in the French community on 11 December 1958. Full independence from France was received in 1960.[36]
|
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+
|
45 |
+
The Republic of Upper Volta (French: République de Haute-Volta) was established on 11 December 1958 as a self-governing colony within the French Community. The name Upper Volta related to the nation's location along the upper reaches of the Volta River. The river's three tributaries are called the Black, White and Red Volta. These were expressed in the three colors of the former national flag.
|
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+
|
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+
Before attaining autonomy, it had been French Upper Volta and part of the French Union. On 5 August 1960, it attained full independence from France. The first president, Maurice Yaméogo, was the leader of the Voltaic Democratic Union (UDV). The 1960 constitution provided for election by universal suffrage of a president and a national assembly for five-year terms. Soon after coming to power, Yaméogo banned all political parties other than the UDV. The government lasted until 1966. After much unrest, including mass demonstrations and strikes by students, labor unions, and civil servants, the military intervened.
|
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+
|
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+
The 1966 military coup deposed Yaméogo, suspended the constitution, dissolved the National Assembly, and placed Lt. Col. Sangoulé Lamizana at the head of a government of senior army officers. The army remained in power for four years. On 14 June 1976, the Voltans ratified a new constitution that established a four-year transition period toward complete civilian rule. Lamizana remained in power throughout the 1970s as president of military or mixed civil-military governments. Lamizana's rule coincided with the beginning of the Sahel drought and famine which had a devastating impact on Upper Volta and neighboring countries. After conflict over the 1976 constitution, a new constitution was written and approved in 1977. Lamizana was re-elected by open elections in 1978.
|
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+
|
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+
Lamizana's government faced problems with the country's traditionally powerful trade unions, and on 25 November 1980, Col. Saye Zerbo overthrew President Lamizana in a bloodless coup. Colonel Zerbo established the Military Committee of Recovery for National Progress as the supreme governmental authority, thus eradicating the 1977 constitution.
|
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+
|
53 |
+
Colonel Zerbo also encountered resistance from trade unions and was overthrown two years later by Maj. Dr. Jean-Baptiste Ouédraogo and the Council of Popular Salvation (CSP) in the 1982 Upper Voltan coup d'état. The CSP continued to ban political parties and organizations, yet promised a transition to civilian rule and a new constitution.[37][citation needed]
|
54 |
+
|
55 |
+
Infighting developed between the right and left factions of the CSP. The leader of the leftists, Capt. Thomas Sankara, was appointed prime minister in January 1983, but subsequently arrested. Efforts to free him, directed by Capt. Blaise Compaoré, resulted in a military coup d'état on 4 August 1983.
|
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+
|
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+
The coup brought Sankara to power and his government began to implement a series of revolutionary programs which included mass-vaccinations, infrastructure improvements, the expansion of women's rights, encouragement of domestic agricultural consumption and anti-desertification projects.[13]
|
58 |
+
|
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+
On 4 August 1984, on President Sankara's initiative, the country's name changed from "Upper Volta" to "Burkina Faso" or land of the honest men; (the literal translation is land of the upright men.)[38][39][need quotation to verify][40][41] The demonym for people of Burkina Faso, "Burkinabé", includes expatriates or descendants of people of Burkinabé origin.
|
60 |
+
|
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+
Sankara's government comprised the National Council for the Revolution (CNR – French: Conseil national révolutionnaire), with Sankara as its president, and established popular Committees for the Defense of the Revolution (CDRs). The Pioneers of the Revolution youth programme was also established.
|
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+
|
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+
Sankara launched an ambitious socioeconomic programme for change, one of the largest ever undertaken on the African continent.[13] His foreign policies centred on anti-imperialism, with his government rejecting all foreign aid, pushing for odious debt reduction, nationalising all land and mineral wealth and averting the power and influence of the International Monetary Fund (IMF) and World Bank. His domestic policies included a nationwide literacy campaign, land redistribution to peasants, railway and road construction and the outlawing of female genital mutilation, forced marriages and polygamy.[14][13]
|
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+
|
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+
Sankara pushed for agrarian self-sufficiency and promoted public health by vaccinating 2,500,000 children against meningitis, yellow fever, and measles.[14] His national agenda also included planting over 10,000,000 trees to halt the growing desertification of the Sahel. Sankara called on every village to build a medical dispensary and had over 350 communities build schools with their own labour.[13][42]
|
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+
|
67 |
+
On 15 October 1987, Sankara, along with twelve other officials, died in a coup d'état organized by Blaise Compaoré, Sankara's former colleague, who served as Burkina Faso's president from October 1987 until October 2014.[43] After the coup and although Sankara was known to be dead, some CDRs mounted an armed resistance to the army for several days.[citation needed] A majority[quantify] of Burkinabé citizens hold that France's foreign ministry, the Quai d'Orsay, was behind Compaoré in organizing the coup.
|
68 |
+
|
69 |
+
Compaoré gave as one of the reasons for the coup the deterioration in relations with neighbouring countries.[44] Compaoré argued that Sankara had jeopardised foreign relations with the former colonial power (France) and with neighbouring Ivory Coast.[12] Following the coup Compaoré immediately reversed the nationalizations, overturned nearly all of Sankara's policies, returned the country back into the IMF fold, and ultimately spurned most of Sankara's legacy. Following an alleged coup-attempt in 1989, Compaoré introduced limited democratic reforms in 1990. Under the new (1991) constitution, Compaoré was re-elected without opposition in December 1991. In 1998 Compaoré won election in a landslide. In 2004, 13 people were tried for plotting a coup against President Compaoré and the coup's alleged mastermind was sentenced to life imprisonment.[45] As of 2014[update], Burkina Faso remained one of the least-developed countries in the world.[46]
|
70 |
+
|
71 |
+
Compaoré's government played the role of negotiator in several West-African disputes, including the 2010–11 Ivorian crisis, the Inter-Togolese Dialogue (2007), and the 2012 Malian Crisis.
|
72 |
+
|
73 |
+
Between February and April 2011, the death of a schoolboy provoked protests throughout the country, coupled with a military mutiny and a magistrates' strike.
|
74 |
+
|
75 |
+
Starting on 28 October 2014 protesters began to march and demonstrate in Ouagadougou against President Blaise Compaoré, who appeared[need quotation to verify] ready to amend the constitution and extend his 27-year rule. On 30 October some protesters set fire to the parliament building[47] and took over the national TV headquarters.[48] Ouagadougou International Airport closed and MPs suspended the vote on changing the constitution (the change would have allowed Compaoré to stand for re-election in 2015). Later in the day, the military dissolved all government institutions and imposed a curfew.[49]
|
76 |
+
|
77 |
+
On 31 October 2014, President Compaoré, facing mounting pressure, resigned after 27 years in office.[50] Lt. Col. Isaac Zida said that he would lead the country during its transitional period before the planned 2015 presidential election, but there were concerns[by whom?] over his close ties to the former president.[51] In November 2014 opposition parties, civil-society groups and religious leaders adopted a plan for a transitional authority to guide Burkina Faso to elections.[52] Under the plan Michel Kafando became the transitional President of Burkina Faso and Lt. Col. Zida became the acting Prime Minister and Defense Minister.
|
78 |
+
|
79 |
+
On 16 September 2015, the Regiment of Presidential Security (RSP) seized the country's president and prime minister and then declared the National Council for Democracy the new national government.[53] However, on 22 September 2015, the coup leader, Gilbert Diendéré, apologized and promised to restore civilian government.[54] On 23 September 2015 the prime minister and interim president were restored to power.[55]
|
80 |
+
|
81 |
+
General elections took place in Burkina Faso on 29 November 2015. Roch Marc Christian Kaboré won the election in the first round with 53.5% of the vote, defeating businessman Zéphirin Diabré, who took 29.7%.[19] Kaboré was sworn in as president on 29 December 2015.[20]
|
82 |
+
|
83 |
+
In February 2016 a terrorist attack occurred at the Splendid Hotel and Capuccino café-bar in the centre of Ouagadougou: 30 people died. Al-Qaeda in the Islamic Maghreb (AQIM) and Al-Mourabitoun, two groups which until then had mostly operated in neighbouring Mali, claimed responsibility for the attack. Since then, similar groups have carried out numerous[quantify] attacks in the northern and eastern parts of the country. One terrorist attack occurred on the evening of Friday, 11 October 2019 on a mosque in the village of Salmossi near the border with Mali, leaving 16 people dead and two injured.[56][57]
|
84 |
+
|
85 |
+
With French help, Blaise Compaoré seized power in a coup d'état in 1987. He overthrew his long-time friend and ally Thomas Sankara, who was killed in the coup.[58]
|
86 |
+
|
87 |
+
The constitution of 2 June 1991 established a semi-presidential government: its parliament could be dissolved by the President of the Republic, who was to be elected for a term of seven years. In 2000, the constitution was amended to reduce the presidential term to five years and set term limits to two, preventing successive re-election. The amendment took effect during the 2005 elections. If passed beforehand, it would have prevented Compaoré from being reelected.
|
88 |
+
|
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+
Other presidential candidates challenged the election results. But in October 2005, the constitutional council ruled that, because Compaoré was the sitting president in 2000, the amendment would not apply to him until the end of his second term in office. This cleared the way for his candidacy in the 2005 election. On 13 November 2005, Compaoré was reelected in a landslide, because of a divided political opposition.
|
90 |
+
|
91 |
+
In the 2010 Presidential elections, President Compaoré was re-elected. Only 1.6 million Burkinabés voted, out of a total population 10 times that size.
|
92 |
+
|
93 |
+
The 2011 Burkinabè protests were a series of popular protests that called for the resignation of Compaoré, democratic reforms, higher wages for troops and public servants and economic freedom.[59][60][61] As a result, governors were replaced and wages for public servants were raised.[62][63]
|
94 |
+
|
95 |
+
The parliament consisted of one chamber known as the National Assembly which had 111 seats with members elected to serve five-year terms. There was also a constitutional chamber, composed of ten members, and an economic and social council whose roles were purely consultative. The 1991 constitution created a bicameral parliament but the upper house (Chamber of Representatives) was abolished in 2002.
|
96 |
+
|
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+
The Compaoré administration had worked to decentralize power by devolving some of its powers to regions and municipal authorities. But the widespread distrust of politicians and lack of political involvement by many residents complicated this process. Critics described this as a hybrid decentralisation.[64]
|
98 |
+
|
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+
Political freedoms are severely restricted in Burkina Faso. Human rights organizations had criticised the Compaoré administration for numerous acts of state-sponsored violence against journalists and other politically active members of society.[65][66]
|
100 |
+
|
101 |
+
In mid-September 2015 the Kafando government, along with the rest of the post-October 2014 political order, was temporarily overthrown in a coup attempt by the Regiment of Presidential Security (RSP). They installed Gilbert Diendéré as chairman of the new National Council for Democracy.[17] On 23 September 2015, the prime minister and interim president were restored to power.[67][68] The national elections were subsequently rescheduled for 29 November.
|
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+
|
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+
Kaboré won the election in the first round of voting, receiving 53.5% of the vote against 29.7% for the second place candidate, Zephirin Diabré.[19] He was sworn in as president on 29 December 2015.[20] The BBC described the president as a "French-educated banker ... [who] sees himself as a social democrat, and has pledged to reduce youth unemployment, improve education and healthcare, and make health provision for children under six free of charge".[69]
|
104 |
+
|
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+
The prime minister is head of government and is appointed by the president with the approval of the National Assembly. He is responsible for recommending a cabinet for appointment by the president. Paul Kaba Thieba was appointed PM in early 2016.[70]
|
106 |
+
|
107 |
+
According to a World Bank Report in late 2018, the political climate was stable; the government was facing "social discontent marked by major strikes and protests, organized by unions in several economic sectors, to demand salary increases and social benefits .... and increasingly frequent jihadist attacks". The next elections would be held in 2020.[71]
|
108 |
+
|
109 |
+
In 2015, Kaboré promised to revise the 1991 constitution. The revision was completed in 2018. One condition prevents any individual from serving as president for more than ten years either consecutively or intermittently and provides a method for impeaching a president. A referendum on the constitution for the Fifth Republic was scheduled for 24 March 2019.[72]
|
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+
|
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+
Certain rights are also enshrined in the revised wording: access to drinking water, to decent housing and a recognition of the right to civil disobedience, for example. The referendum was required because the opposition parties in Parliament refused to sanction the proposed text.[73]
|
112 |
+
|
113 |
+
Burkina Faso is a member of the African Union, G5 Sahel, Community of Sahel–Saharan States, La Francophonie, Organisation of Islamic Cooperation, Economic Community of West African States, and United Nations.
|
114 |
+
|
115 |
+
The army consists of some 6,000 men in voluntary service, augmented by a part-time national People's Militia composed of civilians between 25 and 35 years of age who are trained in both military and civil duties. According to Jane's Sentinel Country Risk Assessment, Burkina Faso's Army is undermanned for its force structure and poorly equipped, but has wheeled light-armour vehicles, and may have developed useful combat expertise through interventions in Liberia and elsewhere in Africa.
|
116 |
+
|
117 |
+
In terms of training and equipment, the regular Army is believed to be neglected in relation to the élite Regiment of Presidential Security (French: Régiment de la Sécurité Présidentielle – RSP). Reports have emerged in recent years of disputes over pay and conditions.[74] There is an air force with some 19 operational aircraft, but no navy, as the country is landlocked. Military expenses constitute approximately 1.2% of the nation's GDP.
|
118 |
+
|
119 |
+
In April 2011, there was an army mutiny; the president named new chiefs of staff, and a curfew was imposed in Ouagadougou.[75]
|
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+
|
121 |
+
Burkina Faso employs numerous police and security forces, generally modeled after organizations used by French police. France continues to provide significant support and training to police forces. The Gendarmerie Nationale is organized along military lines, with most police services delivered at the brigade level. The Gendarmerie operates under the authority of the Minister of Defence, and its members are employed chiefly in the rural areas and along borders.[76]
|
122 |
+
|
123 |
+
There is a municipal police force controlled by the Ministry of Territorial Administration; a national police force controlled by the Ministry of Security; and an autonomous Regiment of Presidential Security (Régiment de la Sécurité Présidentielle, or RSP), a 'palace guard' devoted to the protection of the President of the Republic. Both the gendarmerie and the national police are subdivided into both administrative and judicial police functions; the former are detailed to protect public order and provide security, the latter are charged with criminal investigations.[76]
|
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+
|
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+
All foreigners and citizens are required to carry photo ID passports, or other forms of identification or risk a fine, and police spot identity checks are commonplace for persons traveling by auto, bush-taxi, or bus.[77][78]
|
126 |
+
|
127 |
+
Burkina Faso lies mostly between latitudes 9° and 15°N (a small area is north of 15°), and longitudes 6°W and 3°E.
|
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+
|
129 |
+
It is made up of two major types of countryside. The larger part of the country is covered by a peneplain, which forms a gently undulating landscape with, in some areas, a few isolated hills, the last vestiges of a Precambrian massif. The southwest of the country, on the other hand, forms a sandstone massif, where the highest peak, Ténakourou, is found at an elevation of 749 meters (2,457 ft). The massif is bordered by sheer cliffs up to 150 m (492 ft) high. The average altitude of Burkina Faso is 400 m (1,312 ft) and the difference between the highest and lowest terrain is no greater than 600 m (1,969 ft). Burkina Faso is therefore a relatively flat country.
|
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+
|
131 |
+
The country owes its former name of Upper Volta to three rivers which cross it: the Black Volta (or Mouhoun), the White Volta (Nakambé) and the Red Volta (Nazinon). The Black Volta is one of the country's only two rivers which flow year-round, the other being the Komoé, which flows to the southwest. The basin of the Niger River also drains 27% of the country's surface.
|
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+
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+
The Niger's tributaries – the Béli, Gorouol, Goudébo, and Dargol – are seasonal streams and flow for only four to six months a year. They still can flood and overflow, however. The country also contains numerous lakes – the principal ones are Tingrela, Bam, and Dem. The country contains large ponds, as well, such as Oursi, Béli, Yomboli, and Markoye. Water shortages are often a problem, especially in the north of the country.
|
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+
|
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+
The country is divided into 13 administrative regions. These regions encompass 45 provinces and 301 departments. Each region is administered by a governor.
|
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+
|
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+
Burkina Faso has a primarily tropical climate with two very distinct seasons. In the rainy season, the country receives between 60 and 90 cm (23.6 and 35.4 in) of rainfall; in the dry season, the harmattan – a hot dry wind from the Sahara – blows. The rainy season lasts approximately four months, May/June through September, and is shorter in the north of the country. Three climatic zones can be defined: the Sahel, the Sudan-Sahel, and the Sudan-Guinea. The Sahel in the north typically receives less than 60 cm (23.6 in)[79] of rainfall per year and has high temperatures, 5–47 °C (41–117 °F).
|
138 |
+
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139 |
+
A relatively dry tropical savanna, the Sahel extends beyond the borders of Burkina Faso, from the Horn of Africa to the Atlantic Ocean, and borders the Sahara to its north and the fertile region of the Sudan to the south. Situated between 11°3' and 13°5' north latitude, the Sudan-Sahel region is a transitional zone with regards to rainfall and temperature. Further to the south, the Sudan-Guinea zone receives more than 90 cm (35.4 in)[79] of rain each year and has cooler average temperatures.
|
140 |
+
|
141 |
+
Burkina Faso's natural resources include gold, manganese, limestone, marble, phosphates, pumice, and salt.
|
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+
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+
Burkina Faso has a larger number of elephants than many countries in West Africa. Lions, leopards and buffalo can also be found here, including the dwarf or red buffalo, a smaller reddish-brown animal which looks like a fierce kind of short-legged cow. Other large predators live in Burkina Faso, such as the cheetah, the caracal or African lynx, the spotted hyena and the African wild dog, one of the continent's most endangered species.[80]
|
144 |
+
|
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+
Burkina Faso's fauna and flora are protected in four national parks:
|
146 |
+
|
147 |
+
and several reserves: see List of national parks in Africa and Nature reserves of Burkina Faso.
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+
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+
The value of Burkina Faso's exports fell from $2.77 billion in 2011 to $754 million in 2012.[81] Agriculture represents 32% of its gross domestic product and occupies 80% of the working population. It consists mostly of rearing livestock. Especially in the south and southwest, the people grow crops of sorghum, pearl millet, maize (corn), peanuts, rice and cotton, with surpluses to be sold. A large part of the economic activity of the country is funded by international aid, despite having gold ores in abundance.
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|
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+
The top five export commodities in 2017 were as follows, in order of importance: gems and precious metals, US$1.9 billion (78.5% of total exports), cotton, $198.7 million (8.3%), ores, slag, ash, $137.6 million (5.8%), fruits, nuts: $76.6 million (3.2%) and oil seeds: $59.5 million (2.5%).[82]
|
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A December 2018 report from the World Bank indicates that in 2017, economic growth increased to 6.4% in 2017 (vs. 5.9% in 2016) primarily due to gold production and increased investment in infrastructure. The increase in consumption linked to growth of the wage bill also supported economic growth. Inflation remained low, 0.4% that year but the public deficit grew to 7.7% of GDP (vs. 3.5% in 2016). The government was continuing to get financial aid and loans to finance the debt. To finance the public deficit, the Government combined concessional aid and borrowing on the regional market. The World Bank said that the economic outlook remained favorable in the short and medium term, although that could be negatively impacted. Risks included high oil prices (imports), lower prices of gold and cotton (exports) as well as terrorist threat and labour strikes.[71]
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Burkina Faso is part of the West African Monetary and Economic Union (UMEOA) and has adopted the CFA franc. This is issued by the Central Bank of the West African States (BCEAO), situated in Dakar, Senegal. The BCEAO manages the monetary and reserve policy of the member states, and provides regulation and oversight of financial sector and banking activity. A legal framework regarding licensing, bank activities, organizational and capital requirements, inspections and sanctions (all applicable to all countries of the Union) is in place, having been reformed significantly in 1999. Microfinance institutions are governed by a separate law, which regulates microfinance activities in all WAEMU countries. The insurance sector is regulated through the Inter-African Conference on Insurance Markets (CIMA).[83]
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In 2018, tourism was almost non-existent in large parts of the country. The U.S. government (and others) warn their citizens not to travel into large parts of Burkina Faso: "The northern Sahel border region shared with Mali and Niger due to crime and terrorism. The provinces of Kmoandjari, Tapoa, Kompienga, and Gourma in East Region due to crime and terrorism".[84]
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The 2018 CIA World Factbook provides this updated summary. "Burkina Faso is a poor, landlocked country that depends on adequate rainfall. Irregular patterns of rainfall, poor soil, and the lack of adequate communications and other infrastructure contribute to the economy's vulnerability to external shocks. About 80% of the population is engaged in subsistence farming and cotton is the main cash crop. The country has few natural resources and a weak industrial base. Cotton and gold are Burkina Faso's key exports ...The country has seen an upswing in gold exploration, production, and exports.
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While the end of the political crisis has allowed Burkina Faso's economy to resume positive growth, the country's fragile security situation could put these gains at risk. Political insecurity in neighboring Mali, unreliable energy supplies, and poor transportation links pose long-term challenges." The report also highlights the 2018–2020 International Monetary Fund program, including the government's plan to "reduce the budget deficit and preserve critical spending on social services and priority public investments".[22]
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A 2018 report by the African Development Bank Group discussed a macroeconomic evolution: "higher investment and continued spending on social services and security that will add to the budget deficit". This group's prediction for 2018 indicated that the budget deficit would be reduced to 4.8% of GDP in 2018 and to 2.9% in 2019. Public debt associated with the National Economic and Social Development Plan was estimated at 36.9% of GDP in 2017.[85]
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Burkina Faso is a member of the Organization for the Harmonization of Business Law in Africa (OHADA).[86] The country also belongs to the United Nations, International Monetary Fund, World Bank, and World Trade Organization.[87]
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There is mining of copper, iron, manganese, gold, cassiterite (tin ore), and phosphates.[88] These operations provide employment and generate international aid. Gold production increased 32% in 2011 at six gold mine sites, making Burkina Faso the fourth-largest gold producer in Africa, after South Africa, Mali and Ghana.[89]
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A 2018 report indicated that the country expected record 55 tonnes of gold in that year, a two-thirds increase over 2013. According to Oumarou Idani, there is a more important issue. "We have to diversify production. We mostly only produce gold, but we have huge potential in manganese, zinc, lead, copper, nickel and limestone".[90]
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According to the Global Hunger Index, a multidimensional tool used to measure and track a country's hunger levels,[91] Burkina Faso ranked 65 out of 78 countries in 2013.[92] It is estimated that there are currently over 1.5 million children who are at risk of food insecurity in Burkina Faso, with around 350,000 children who are in need of emergency medical assistance.[92] However, only about a third of these children will actually receive adequate medical attention.[93] Only 11.4 percent of children under the age of two receive the daily recommended number of meals.[92] Stunted growth as a result of food insecurity is a severe problem in Burkina Faso, affecting at least a third of the population from 2008 to 2012.[94] Additionally, stunted children, on average, tend to complete less school than children with normal growth development,[93] further contributing to the low levels of education of the Burkina Faso population.[95]
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The European Commission expects that approximately 500,000 children under age 5 in Burkina Faso will suffer from acute malnutrition in 2015, including around 149,000 who will suffer from its most life-threatening form.[96] Rates of micronutrient deficiencies are also high.[97] According to the Demographic and Health Survey (DHS 2010), 49 percent of women and 88 percent of children under the age of five suffer from anemia.[97] Forty percent of infant deaths can be attributed to malnutrition, and in turn, these infant mortality rates have decreased Burkina Faso's total work force by 13.6 percent, demonstrating how food security affects more aspects of life beyond health.[92]
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These high rates of food insecurity and the accompanying effects are even more prevalent in rural populations compared to urban ones, as access to health services in rural areas is much more limited and awareness and education of children's nutritional needs is lower.[98]
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An October 2018 report by USAid stated that droughts and floods remained problematic, and that "violence and insecurity are disrupting markets, trade and livelihoods activities in some of Burkina Faso's northern and eastern areas". The report estimated that over 954,300 people needed food security support, and that, according to UNICEF, an "estimated 187,200 children under 5 years of age will experience severe acute malnutrition". Agencies providing assistance at the time included USAID's Office of Food for Peace (FFP) working with the UN World Food Programme, the NGO Oxfam Intermón and ACDI/VOCA.[99]
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The United Nations’ World Food Programme has worked on programs that are geared towards increasing food security in Burkina Faso.
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The Protracted Relief and Recovery Operation 200509 (PRRO) was formed to respond to the high levels of malnutrition in Burkina Faso, following the food and nutrition crisis in 2012.[100] The efforts of this project are mostly geared towards the treatment and prevention of malnutrition and include take home rations for the caretakers of those children who are being treated for malnutrition.[100] Additionally, the activities of this operation contribute to families' abilities to withstand future food crises. Better nutrition among the two most vulnerable groups, young children and pregnant women, prepares them to be able to respond better in times when food security is compromised, such as in droughts.[100]
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The Country Programme (CP) has two parts: food and nutritional assistance to people with HIV/AIDS, and a school feeding program for all primary schools in the Sahel region.[101] The HIV/AIDS nutrition program aims to better the nutritional recovery of those who are living with HIV/AIDS and to protect at-risk children and orphans from malnutrition and food security.[101] As part of the school feeding component, the Country Programme's goals are to increase enrollment and attendance in schools in the Sahel region, where enrollment rates are below the national average.[100] Furthermore, the program aims at improving gender parity rates in these schools, by providing girls with high attendance in the last two years of primary school with take-home rations of cereals as an incentive to households, encouraging them to send their girls to school.[100]
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The WFP concluded the formation of a subsequently approved plan in August 2018 "to support the Government's vision of 'a democratic, unified and united nation, transforming the structure of its economy and achieving a strong and inclusive growth through patterns of sustainable consumption and production.' It will take important steps in WFP's new strategic direction for strengthened national and local capacities to enable the Government and communities to own, manage, and implement food and nutrition security programmes by 2030".[102]
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The World Bank was established in 1944, and comprises five institutions whose shared goals are to end extreme poverty by 2030 and to promote shared prosperity by fostering income growth of the lower forty percent of every country.[103] One of the main projects the World Bank is working on to reduce food insecurity in Burkina Faso is the Agricultural Productivity and Food Security Project.[104] According to the World Bank, the objective of this project is to "improve the capacity of poor producers to increase food production and to ensure improved availability of food products in rural markets."[104] The Agricultural Productivity and Food Security Project has three main parts. Its first component is to work towards the improvement of food production, including financing grants and providing 'voucher for work' programs for households who cannot pay their contribution in cash.[104] The project's next component involves improving the ability of food products, particularly in rural areas.[104] This includes supporting the marketing of food products, and aims to strengthen the capabilities of stakeholders to control the variability of food products and supplies at local and national levels.[104] Lastly, the third component of this project focuses on institutional development and capacity building. Its goal is to reinforce the capacities of service providers and institutions who are specifically involved in project implementation.[104] The project's activities aim to build capacities of service providers, strengthen the capacity of food producer organizations, strengthen agricultural input supply delivery methods, and manage and evaluate project activities.[104]
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The December 2018 report by the World Bank indicated that the poverty rate fell slightly between 2009 and 2014, from 46% to a still high 40.1%. The report provided this updated summary of the country's development challenges: "Burkina Faso remains vulnerable to climatic shocks related to changes in rainfall patterns and to fluctuations in the prices of its export commodities on world markets. Its economic and social development will, to some extent, be contingent on political stability in the country and the subregion, its openness to international trade, and export diversification".[105]
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Burkina Faso is faced with high levels of food insecurity.[100] As defined by the 1996 World Food Summit, "food security exists when all people, at all times, have physical and economic access to sufficient safe and nutritious food that meets their dietary needs and food preferences for an active and healthy lifestyle."[106] There has not been much successful improvement on this issue of food security within recent years.[100] Burkina Faso's rapidly growing population (around 3.6% annually) continues to put a strain on the country's resources and infrastructure, which can further limit accessibility to food.[107]
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Because the country is landlocked and prone to natural disasters, including drought and floods, many families struggle to protect themselves from severe hunger.[100] While recent harvest productions have improved some, much of the population is still having a hard time overcoming the continuous food and nutrition crises of the past decade.[96] Malnutrition is especially common in women and children, with large amounts of the population suffering from stunted growth and micronutrient deficiencies such as anemia.[108] Food insecurity has grown to be a structural problem in Burkina Faso, only to be intensified by high food prices. All of these factors combined with high poverty levels have left Burkina Faso vulnerable to chronic high levels of food insecurity and malnutrition.[100]
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Poverty continues to be strongly linked to food insecurity.[109] As one of the poorest countries in the world, Burkina Faso has around 43.7% of its population living under the Poverty Line[110] and ranked 185 out of 188 countries on the UNDP Human Development Index in 2015.[100] The Human Development Index is a measure of quality of life, taking into account three main areas of human development: longevity, education, and economic standard of living.[111] These high levels of poverty found in Burkina Faso, combined with the soaring food prices of the global food crisis continue to contribute to Burkina Faso's issue of food insecurity.[112] The global food crisis of 2007–2008 was a drastic surge in food prices that lead to high rates of hunger, malnutrition, and political and economic instability in nations across the globe.[113] This strongly affected Burkina Faso because around 80% of Burkina Faso's population is rural, relying on subsistence farming to make a living.[96] For instance, when natural disasters such as floods, droughts, or locust attacks occur and cause crops to fail, farmers in Burkina Faso become dependent on grain purchases.[114] Because of the global food crisis, local grain prices dramatically increased, limiting farmers' access to grain through market exchanges.[114]
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While services remain underdeveloped, the National Office for Water and Sanitation (ONEA), a state-owned utility company run along commercial lines, is emerging as one of the best-performing utility companies in Africa.[115] High levels of autonomy and a skilled and dedicated management have driven ONEA's ability to improve production of and access to clean water.[115]
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Since 2000, nearly 2 million more people have access to water in the four principal urban centres in the country; the company has kept the quality of infrastructure high (less than 18% of the water is lost through leaks – one of the lowest in sub-Saharan Africa), improved financial reporting, and increased its annual revenue by an average of 12% (well above inflation).[115] Challenges remain, including difficulties among some customers in paying for services, with the need to rely on international aid to expand its infrastructure.[115] The state-owned, commercially run venture has helped the nation reach its Millennium Development Goal (MDG) targets in water-related areas, and has grown as a viable company.[115]
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However, access to drinking water has improved over the last 28 years. According to UNICEF, access to drinking water has increased from 39 to 76% in rural areas between 1990 and 2015. In this same time span, access to drinking water increased from 75 to 97% in urban areas.[116]
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A 33-megawatt solar power plant in Zagtouli, near Ouagadougou, came online in late November 2017. At the time of its construction, it was the largest solar power facility in West Africa.[117]
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The growth rate in Burkina Faso is high although it continues to be plagued by corruption and incursions from terrorist groups from Mali and Niger.[118]
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Transport in Burkina Faso is limited by relatively underdeveloped infrastructure.
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As of June 2014 the main international airport, Ouagadougou Airport, had regularly scheduled flights to many destinations in West Africa as well as Paris, Brussels and Istanbul. The other international airport, Bobo Dioulasso Airport, has flights to Ouagadougou and Abidjan.
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Rail transport in Burkina Faso consists of a single line which runs from Kaya to Abidjan in Ivory Coast via Ouagadougou, Koudougou, Bobo Dioulasso and Banfora. Sitarail operates a passenger train three times a week along the route.[119]
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There are 15,000 kilometres of roads in Burkina Faso, of which 2,500 kilometres are paved.[120]
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In 2009, Burkina Faso spent 0.20% of GDP on research and development (R&D), one of the lowest ratios in West Africa. There were 48 researchers (in full-time equivalents) per million inhabitants in 2010, which is more than twice the average for sub-Saharan Africa (20 per million population in 2013) and higher than the ratio for Ghana and Nigeria (39). It is, however, much lower than the ratio for Senegal (361 per million inhabitants). In Burkina Faso in 2010, 46% of researchers were working in the health sector, 16% in engineering, 13% in natural sciences, 9% in agricultural sciences, 7% in the humanities and 4% in social sciences.[121]
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In January 2011, the government created the Ministry of Scientific Research and Innovation. Up until then, management of science, technology and innovation had fallen under the Department of Secondary and Higher Education and Scientific Research. Within this ministry, the Directorate General for Research and Sector Statistics is responsible for planning. A separate body, the Directorate General of Scientific Research, Technology and Innovation, co-ordinates research. This is a departure from the pattern in many other West African countries where a single body fulfils both functions. The move signals the government's intention to make science and technology a development priority.[121]
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In 2012, Burkina Faso adopted a National Policy for Scientific and Technical Research, the strategic objectives of which are to develop R&D and the application and commercialization of research results. The policy also makes provisions for strengthening the ministry's strategic and operational capacities. One of the key priorities is to improve food security and self-sufficiency by boosting capacity in agricultural and environmental sciences. The creation of a centre of excellence in 2014 at the International Institute of Water and Environmental Engineering in Ouagadougou within the World Bank project provides essential funding for capacity-building in these priority areas.[121]
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A dual priority is to promote innovative, effective and accessible health systems. The government wishes to develop, in parallel, applied sciences and technology and social and human sciences. To complement the national research policy, the government has prepared a National Strategy to Popularize Technologies, Inventions and Innovations (2012) and a National Innovation Strategy (2014). Other policies also incorporate science and technology, such as that on Secondary and Higher Education and Scientific Research (2010), the National Policy on Food and Nutrition Security (2014) and the National Programme for the Rural Sector (2011).[121]
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In 2013, Burkina Faso passed the Science, Technology and Innovation Act establishing three mechanisms for financing research and innovation, a clear indication of high-level commitment. These mechanisms are the National Fund for Education and Research, the National Fund for Research and Innovation for Development and the Forum of Scientific Research and Technological Innovation.[121]
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Burkina Faso is an ethnically integrated, secular state. Most of Burkina Faso's people are concentrated in the south and centre of the country, where their density sometimes exceeds 48 persons per square kilometre (125/sq. mi.). Hundreds of thousands of Burkinabè migrate regularly to Ivory Coast and Ghana, mainly for seasonal agricultural work. These flows of workers are affected by external events; the September 2002 coup attempt in Ivory Coast and the ensuing fighting meant that hundreds of thousands of Burkinabè returned to Burkina Faso. The regional economy suffered when they were unable to work.[124]
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In 2015, most of the population belonged to "one of two West African ethnic cultural groups: the Voltaic and the Mande. Voltaic Mossi make up about 50% of the population and are descended from warriors who moved to the area from Ghana around 1100, establishing an empire that lasted over 800 years".[10]
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The total fertility rate of Burkina Faso is 5.93 children born per woman (2014 estimates), the sixth highest in the world.[125]
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In 2009 the U.S. Department of State's Trafficking in Persons Report reported that slavery in Burkina Faso continued to exist and that Burkinabè children were often the victims.[126] Slavery in the Sahel states in general, is an entrenched institution with a long history that dates back to the Arab slave trade.[127] In 2018, an estimated 82,000 people in the country were living under "modern slavery" according to the Global Slavery Index.[128]
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Burkina Faso's 17.3 million people belong to two major West African ethnic cultural groups—the Voltaic and the Mande (whose common language is Dioula). The Voltaic Mossi make up about one-half of the population. The Mossi claim descent from warriors who migrated to present-day Burkina Faso from northern Ghana around 1100 AD. They established an empire that lasted more than 800 years. Predominantly farmers, the Mossi kingdom is led by the Mogho Naba, whose court is in Ouagadougou.[124]
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Burkina Faso is a multilingual country. The official language is French, which was introduced during the colonial period. French is the principal language of administrative, political and judicial institutions, public services, and the press. It is the only language for laws, administration and courts. Altogether, an estimated 69 languages are spoken in the country,[130] of which about 60 languages are indigenous. The Mossi language (Mossi: Mòoré) is the most spoken language in Burkina Faso, spoken by about half the population, mainly in the central region around the capital, Ouagadougou, along with other, closely related Gurunsi languages scattered throughout Burkina.
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According to the 2006 Census, the languages spoken natively in Burkina Faso were Mossi by 50.5% of the population, Fula by 9.3%, Gourmanché by 6.1%, Bambara by 4.9%, Bissa by 3.2%, Bwamu by 2.1%, Dagara by 2%, San by 1.9%, Lobiri with 1.8%, Lyélé with 1.7%, Bobo and Sénoufo with 1.4% each, Nuni by 1.2%, Dafing by 1.1%, Tamasheq by 1%, Kasséna by 0.7%, Gouin by 0.4%, Dogon, Songhai, and Gourounsi by 0.3% each, Ko, Koussassé, Sembla, and Siamou by 0.1% each, other national languages by 5%, other African languages by 0.2%, French (the official language) by 1.3%, and other foreign languages by 0.1%.[131]
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In the west, Mande languages are widely spoken, the most predominant being Dioula (also known as Jula or Dyula), others including Bobo, Samo, and Marka. Fula is widespread, particularly in the north. Gourmanché is spoken in the east, while Bissa is spoken in the south.
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Religion in Burkina Faso (2006)[3]
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Statistics on religion in Burkina Faso can be misleading because Islam and Christianity are often practiced in tandem with indigenous religious beliefs. The government of Burkina Faso's 2006 census reported that 60.5% of the population practice Islam, and that the majority of this group belong to the Sunni branch,[132][133] while a small minority adheres to Shia Islam.[134]
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A significant number of Sunni Muslims identify with the Tijaniyah Sufi order. The government estimated that 23.2% of the population are Christians (19% being Roman Catholics and 4.2% members of Protestant denominations); 15.3% follow traditional indigenous beliefs such as the Dogon religion, 0.6% have other religions, and 0.4% have none.[132][133]
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In 2016, the average life expectancy was estimated at 60 for males and 61 for females. In 2018, the under-five mortality rate and the infant mortality rate was 76 per 1000 live births.[135] In 2014, the median age of its inhabitants was 17 and the estimated population growth rate was 3.05%.[125]
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In 2011, health expenditures was 6.5% of GDP; the maternal mortality ratio was estimated at 300 deaths per 100000 live births and the physician density at 0.05 per 1000 population in 2010. In 2012, it was estimated that the adult HIV prevalence rate (ages 15–49) was 1.0%.[136] According to the 2011 UNAIDS Report, HIV prevalence is declining among pregnant women who attend antenatal clinics.[137] According to a 2005 World Health Organization report, an estimated 72.5% of Burkina Faso's girls and women have had female genital mutilation, administered according to traditional rituals.[138]
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Central government spending on health was 3% in 2001.[139] As of 2009[update], studies estimated there were as few as 10 physicians per 100,000 people.[140] In addition, there were 41 nurses and 13 midwives per 100,000 people.[140] Demographic and Health Surveys has completed three surveys in Burkina Faso since 1993, and had another in 2009.[141]
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A Dengue fever outbreak in 2016 killed 20 patients. Cases of the disease were reported from all 12 districts of Ouagadougou.[142]
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Education in Burkina Faso is divided into primary, secondary and higher education.[143] High school costs approximately CFA 25,000 (US$50) per year, which is far above the means of most Burkinabè families. Boys receive preference in schooling; as such, girls' education and literacy rates are far lower than their male counterparts. An increase in girls' schooling has been observed because of the government's policy of making school cheaper for girls and granting them more scholarships.
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To proceed from primary to middle school, middle to high school or high school to college, national exams must be passed. Institutions of higher education include the University of Ouagadougou, The Polytechnic University of Bobo-Dioulasso, and the University of Koudougou, which is also a teacher training institution. There are some small private colleges in the capital city of Ouagadougou but these are affordable to only a small portion of the population.
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There is also the International School of Ouagadougou (ISO), an American-based private school located in Ouagadougou.
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The 2008 UN Development Program Report ranked Burkina Faso as the country with the lowest level of literacy in the world, despite a concerted effort to double its literacy rate from 12.8% in 1990 to 25.3% in 2008.[144]
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Literature in Burkina Faso is based on the oral tradition, which remains important. In 1934, during French occupation, Dim-Dolobsom Ouedraogo published his Maximes, pensées et devinettes mossi (Maximes, Thoughts and Riddles of the Mossi), a record of the oral history of the Mossi people.[145]
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The oral tradition continued to have an influence on Burkinabè writers in the post-independence Burkina Faso of the 1960s, such as Nazi Boni and Roger Nikiema.[146] The 1960s saw a growth in the number of playwrights being published.[145] Since the 1970s, literature has developed in Burkina Faso with many more writers being published.[147]
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The theatre of Burkina Faso combines traditional Burkinabè performance with the colonial influences and post-colonial efforts to educate rural people to produce a distinctive national theatre. Traditional ritual ceremonies of the many ethnic groups in Burkina Faso have long involved dancing with masks. Western-style theatre became common during colonial times, heavily influenced by French theatre. With independence came a new style of theatre inspired by forum theatre aimed at educating and entertaining Burkina Faso's rural people.
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In addition to several rich traditional artistic heritages among the peoples, there is a large artist community in Burkina Faso, especially in Ouagadougou. Much of the crafts produced are for the country's growing tourist industry.
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Burkina Faso also hosts the International Art and Craft Fair, Ouagadougou. It is better known by its French name as SIAO, Le Salon International de l' Artisanat de Ouagadougou, and is one of the most important African handicraft fairs.
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Typical of West African cuisine, Burkina Faso's cuisine is based on staple foods of sorghum, millet, rice, maize, peanuts, potatoes, beans, yams and okra.[148] The most common sources of animal protein are chicken, chicken eggs and fresh water fish. A typical Burkinabè beverage is Banji or Palm Wine, which is fermented palm sap; and Zoom-kom, or "grain water" purportedly the national drink of Burkina Faso. Zoom-kom is milky-looking and whitish, having a water and cereal base, best drunk with ice cubes. In the more rural regions, in the outskirts of Burkina, you would find Dolo, which is drink made from fermented millet.[149]
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The cinema of Burkina Faso is an important part of West African and African film industry.[150] Burkina's contribution to African cinema started with the establishment of the film festival FESPACO (Festival Panafricain du Cinéma et de la Télévision de Ouagadougou), which was launched as a film week in 1969. Many of the nation's filmmakers are known internationally and have won international prizes.
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For many years the headquarters of the Federation of Panafrican Filmmakers (FEPACI) was in Ouagadougou, rescued in 1983 from a period of moribund inactivity by the enthusiastic support and funding of President Sankara. (In 2006 the Secretariat of FEPACI moved to South Africa, but the headquarters of the organization is still in Ouagadougou.) Among the best known directors from Burkina Faso are Gaston Kaboré, Idrissa Ouedraogo and Dani Kouyate.[151] Burkina produces popular television series such as Les Bobodiouf. Internationally known filmmakers such as Ouedraogo, Kabore, Yameogo, and Kouyate make popular television series.
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Sport in Burkina Faso is widespread and includes football (soccer), basketball, cycling, rugby union, handball, tennis, boxing and martial arts. Football is very popular in Burkina Faso, played both professionally, and informally in towns and villages across the country. The national team is nicknamed "Les Etalons" ("the Stallions") in reference to the legendary horse of Princess Yennenga.
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In 1998, Burkina Faso hosted the Africa Cup of Nations for which the Omnisport Stadium in Bobo-Dioulasso was built. In 2013, Burkina Faso qualified for the African Cup of Nations in South Africa, reached the final, but then lost to Nigeria by the score of 0 to 1. The country is currently ranked 53rd in the FIFA World Rankings.[152]
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Basketball is another sport which enjoys much popularity for both men and women.[153] The country's national team had its most successful year in 2013 when it qualified for the AfroBasket, the continent's prime basketball event.
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The nation's principal media outlet is its state-sponsored combined television and radio service, Radiodiffusion-Télévision Burkina (RTB).[154] RTB broadcasts on two medium-wave (AM) and several FM frequencies. Besides RTB, there are privately owned sports, cultural, music, and religious FM radio stations. RTB maintains a worldwide short-wave news broadcast (Radio Nationale Burkina) in the French language from the capital at Ouagadougou using a 100 kW transmitter on 4.815 and 5.030 MHz.[155]
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Attempts to develop an independent press and media in Burkina Faso have been intermittent. In 1998, investigative journalist Norbert Zongo, his brother Ernest, his driver, and another man were assassinated by unknown assailants, and the bodies burned. The crime was never solved.[156] However, an independent Commission of Inquiry later concluded that Norbert Zongo was killed for political reasons because of his investigative work into the death of David Ouedraogo, a chauffeur who worked for François Compaoré, President Blaise Compaoré's brother.[157][158]
|
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+
|
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+
In January 1999, François Compaoré was charged with the murder of David Ouedraogo, who had died as a result of torture in January 1998. The charges were later dropped by a military tribunal after an appeal. In August 2000, five members of the President's personal security guard detail (Régiment de la Sécurité Présidentielle, or RSP) were charged with the murder of Ouedraogo. RSP members Marcel Kafando, Edmond Koama, and Ousseini Yaro, investigated as suspects in the Norbert Zongo assassination, were convicted in the Ouedraogo case and sentenced to lengthy prison terms.[157][158]
|
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+
|
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Since the death of Norbert Zongo, several protests regarding the Zongo investigation and treatment of journalists have been prevented or dispersed by government police and security forces. In April 2007, popular radio reggae host Karim Sama, whose programs feature reggae songs interspersed with critical commentary on alleged government injustice and corruption, received several death threats.[159]
|
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Sama's personal car was later burned outside the private radio station Ouaga FM by unknown vandals.[160] In response, the Committee to Protect Journalists (CPJ) wrote to President Compaoré to request his government investigate the sending of e-mailed death threats to journalists and radio commentators in Burkina Faso who were critical of the government.[156] In December 2008, police in Ouagadougou questioned leaders of a protest march that called for a renewed investigation into the unsolved Zongo assassination. Among the marchers was Jean-Claude Meda, the president of the Association of Journalists of Burkina Faso.[161]
|
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Every two years, Ouagadougou hosts the Panafrican Film and Television Festival of Ouagadougou (FESPACO), the largest African cinema festival on the continent (February, odd years).
|
297 |
+
|
298 |
+
Held every two years since 1988, the International Art and Craft Fair, Ouagadougou (SIAO), is one of Africa's most important trade shows for art and handicrafts (late October-early November, even years).
|
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|
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Also every two years, the Symposium de sculpture sur granit de Laongo takes place on a site located about 35 kilometres (22 miles) from Ouagadougou, in the province of Oubritenga.
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|
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The National Culture Week of Burkina Faso, better known by its French name La Semaine Nationale de la culture (SNC), is one of the most important cultural activities of Burkina Faso. It is a biennial event which takes place every two years in Bobo Dioulasso, the second-largest city in the country.
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The Festival International des Masques et des Arts (FESTIMA), celebrating traditional masks, is held every two years in Dédougou.
|
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Geographic and environmental causes can also play a significant role in contributing to Burkina Faso's issue of food insecurity.[162] As the country is situated in the Sahel region, Burkina Faso experiences some of the most radical climatic variation in the world, ranging from severe flooding to extreme drought.[163] The unpredictable climatic shock that Burkina Faso citizens often face results in strong difficulties in being able to rely on and accumulate wealth through agricultural means.[164]
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Burkina Faso's climate also renders its crops vulnerable to insect attacks, including attacks from locusts and crickets, which destroy crops and further inhibit food production.[165] Not only is most of the population of Burkina Faso dependent on agriculture as a source of income, but they also rely on the agricultural sector for food that will directly feed the household.[166] Due to the vulnerability of agriculture, more and more families are having to look for other sources of non-farm income,[167] and often have to travel outside of their regional zone to find work.[166]
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On July 8, 2020, the United States raised concerns after an HRW report revealed mass graves of at least 180 bodies, which have been found in northern Burkina Faso where soldiers are fighting jihadists.[168]
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1 |
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Coordinates: 3°30′S 30°00′E / 3.500°S 30.000°E / -3.500; 30.000
|
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|
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+
Burundi (/bəˈrʊndi/ (listen), /-ˈrʌn-/), officially the Republic of Burundi (Kirundi: Republika y'Uburundi,[12] [u.βu.ɾǔː.ndi]; French: République du Burundi, [buʁundi] or [byʁyndi]), is a landlocked country in the Great Rift Valley where the African Great Lakes region and East Africa converge. It is bordered by Rwanda to the north, Tanzania to the east and southeast, and the Democratic Republic of the Congo to the west; Lake Tanganyika lies along its southwestern border. The capital cities are Gitega and Bujumbura.[13]
|
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|
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The Twa, Hutu and Tutsi peoples have lived in Burundi for at least 500 years. For more than 200 of those years, Burundi was an independent kingdom, until the beginning of the 20th century, when Germany colonised the region.[14] After the First World War and Germany's defeat, it ceded the territory to Belgium. Both Germans and Belgians ruled Burundi and Rwanda as a European colony known as Ruanda-Urundi. Despite common misconceptions, Burundi and Rwanda had never been under common rule until the time of European colonisation.
|
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Burundi gained independence in 1962 and initially had a monarchy, but a series of assassinations, coups and a general climate of regional instability culminated in the establishment of a republic and one-party state in 1966. Bouts of ethnic cleansing and ultimately two civil wars and genocides during the 1970s and again in the 1990s left the economy undeveloped and the population as one of the world's poorest.[15]
|
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+
The presidents of Rwanda and Burundi, both Hutus, died together when their aeroplane was shot down in April 1994. 2015 witnessed large-scale political strife as President Pierre Nkurunziza opted to run for a third term in office, a coup attempt failed and the country's parliamentary and presidential elections were broadly criticised by members of the international community.
|
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+
|
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+
The sovereign state of Burundi's political system is that of a presidential representative democratic republic based upon a multi-party state. The President of Burundi is the head of state and head of government. There are currently 21 registered parties in Burundi.[16] On 13 March 1992, Tutsi coup leader Pierre Buyoya established a constitution,[17] which provided for a multi-party political process and reflected multi-party competition.[18] Six years later, on 6 June 1998, the constitution was changed, broadening National Assembly's seats and making provisions for two vice-presidents. Because of the Arusha Accord, Burundi enacted a transitional government in 2000.[19] In October 2016, Burundi informed the UN of its intention to withdraw from the International Criminal Court.[20]
|
13 |
+
|
14 |
+
Burundi remains primarily a rural society, with just 13.4% of the population living in urban areas in 2019.[8] The population density of around 315 people per square kilometre (753 per sq mi) is the second highest in Sub-Saharan Africa.[16] Roughly 85% of the population are of Hutu ethnic origin, 15% are Tutsi, and fewer than 1% are indigenous Twa.[21] The official languages of Burundi are Kirundi, French and English, Kirundi being recognised officially as the sole national language.[22]
|
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|
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One of the smallest countries in Africa, Burundi's land is used mostly for subsistence agricultural and grazing, which has led to deforestation, soil erosion and habitat loss.[23] As of 2005 the country was almost completely deforested, with less than 6% of its land covered by trees and over half of that being commercial plantations.[24] In addition to poverty, Burundians often have to deal with corruption, weak infrastructure, poor access to health and education services, and hunger.[25] Burundi is densely populated and many young people emigrate in search of opportunities elsewhere. The World Happiness Report 2018 ranked Burundi as the world's least happy nation with a rank of 156.[26] Burundi is a member of the African Union, Common Market for Eastern and Southern Africa, United Nations and the Non-Aligned Movement.
|
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+
|
18 |
+
Burundi is one of the few countries in Africa, along with its neighbour Rwanda among others (such as Botswana, Lesotho, and Eswatini), to be a direct territorial continuation of a pre-colonial era African state. The early history of Burundi, and especially the role and nature of the country's three dominant ethnic groups; the Twa, Hutu and Tutsi, is highly debated amongst academics.[27] However, it is important to note that the nature of culture and ethnic groups is always fluid and changing. While the groups might have migrated to the area at different times and as distinctly different ethnic groups, the current distinctions are contemporary socio-cultural constructs. Initially the different ethnic groups lived together in relative peace. The first conflicts between ethnic groups can be dated back to the 17th century, when land was becoming ever more scarce because of the continuous growth in population.
|
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+
|
20 |
+
The first evidence of the Burundian state dates back to the late 16th century where it emerged on the eastern foothills. Over the following centuries it expanded, annexing smaller neighbours.
|
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+
The Kingdom of Burundi, or Urundi, in the Great Lakes region was a polity ruled by a traditional monarch with several princes beneath him; succession struggles were common.[28] The king, known as the mwami (translated as ruler) headed a princely aristocracy (ganwa) which owned most of the land and required a tribute, or tax, from local farmers (mainly Hutu) and herders (mainly Tutsi). The Kingdom of Burundi was characterised by a hierarchical political authority and tributary economic exchange.[29]
|
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+
|
23 |
+
In the mid-18th century, the Tutsi royalty consolidated authority over land, production, and distribution with the development of the ubugabire—a patron-client relationship in which the populace received royal protection in exchange for tribute and land tenure. By this time, the royal court was made up of the Tutsi-Banyaruguru, they had higher social status than other pastoralists such as the Tutsi-Hima. In the lower levels of this society were generally Hutu people, and at the very bottom of the pyramid were the Twa. The system had some fluidity however, some Hutu people belonged to the nobility and in this way also had a say in the functioning of the state.[30]
|
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+
|
25 |
+
The classification of Hutu or Tutsi was not merely based on ethnic criteria alone. Hutu farmers that managed to acquire wealth and livestock were regularly granted the higher social status of Tutsi, some even made it to become close advisors of the Ganwa. On the other hand, there are also reports of Tutsi that lost all their cattle and subsequently lost their higher status and were called Hutu. Thus, the distinction between Hutu and Tutsi was also a socio-cultural concept, instead of a purely ethnic one.[31][32] There were also many reports of marriages between Hutu and Tutsi people.[33] In general, regional ties and tribal power struggles played a far more determining role in Burundi's politics than ethnicity.[32]
|
26 |
+
|
27 |
+
Burundi ceased to be a monarchy when king Ntare V Ndizeye was deposed by his Prime Minister and Chief of Staff, Capt. Michel Micombero, who abolished the monarchy and declared a republic following the November 1966 coup d'état.
|
28 |
+
|
29 |
+
From 1884, the German East Africa Company was active in the African Great Lakes region. As a result of heightened tensions and border disputes between the German East Africa Company, the British Empire and the Sultanate of Zanzibar, the German Empire was called upon to put down the Abushiri revolts and protect the empire's interests in the region. The German East Africa Company transferred its rights to the German Empire in 1891, in this way establishing the German colony of German East Africa, which included Burundi (Urundi), Rwanda (Ruanda), and the mainland part of Tanzania (formerly known as Tanganyika).[34] The German Empire stationed armed forces in Rwanda and Burundi during the late 1880s. The location of the present-day city of Gitega served as an administrative centre for the Ruanda-Urundi region.[35]
|
30 |
+
|
31 |
+
During the First World War, the East African Campaign greatly affected the African Great Lakes region. The allied powers, the British Empire and Belgium launched a coordinated attack on the German colony. The German army stationed in Burundi was forced to retreat by the numerical superiority of the Belgian army and by 17 June 1916, Burundi and Rwanda were occupied. The Force Publique and the British Lake Force then started a thrust to capture Tabora, an administrative centre of central German East Africa. After the war, as outlined in the Treaty of Versailles, Germany was forced to cede "control" of the Western section of the former German East Africa to Belgium.[16][36]
|
32 |
+
|
33 |
+
On 20 October 1924, Ruanda-Urundi, which consisted of modern-day Rwanda and Burundi, became a Belgian League of Nations mandate territory, with Usumbura as its capital. In practical terms it was considered part of the Belgian colonial empire. Burundi, as part of Ruanda-Urundi, continued its kingship dynasty despite the invasion of Europeans.[8][37]
|
34 |
+
|
35 |
+
The Belgians, however, preserved many of the kingdom's institutions, the Burundian monarchy succeeded in surviving into the post-colonial period.[28] Following the Second World War, Ruanda-Urundi was classified as a United Nations Trust Territory under Belgian administrative authority.[8] During the 1940s, a series of policies caused divisions throughout the country. On 4 October 1943, powers were split in the legislative division of Burundi's government between chiefdoms and lower chiefdoms. Chiefdoms were in charge of land, and lower sub-chiefdoms were established. Native authorities also had powers.[37] In 1948, Belgium allowed the region to form political parties.[16] These factions contributed to Burundi gaining its independence from Belgium, on 1 July 1962.
|
36 |
+
|
37 |
+
On 20 January 1959, Burundi's ruler Mwami Mwambutsa IV requested Burundi's independence from Belgium and dissolution of the Ruanda-Urundi union.[38] In the following months, Burundian political parties began to advocate for the end of Belgian colonial rule and the separation of Rwanda and Burundi.[38] The first and largest of these political parties was the Union for National Progress (UPRONA).
|
38 |
+
|
39 |
+
Burundi's push for independence was influenced by the Rwandan Revolution and the accompanying instability and ethnic conflict that occurred there. As a result of the Rwandan Revolution, many Rwandan Tutsi refugees arrived in Burundi during the period from 1959 to 1961.[39][40][41]
|
40 |
+
|
41 |
+
Burundi's first elections took place on 8 September 1961 and UPRONA, a multi-ethnic unity party led by Prince Louis Rwagasore won just over 80% of the electorate's votes. In the wake of the elections, on 13 October, the 29-year-old Prince Rwagasore was assassinated, robbing Burundi of its most popular and well-known nationalists.[16][42]
|
42 |
+
|
43 |
+
The country claimed independence on 1 July 1962,[16] and legally changed its name from Ruanda-Urundi to Burundi.[43] Burundi became a constitutional monarchy with Mwami Mwambutsa IV, Prince Rwagasore's father, serving as the country's king.[40] On 18 September 1962 Burundi joined the United Nations.[44]
|
44 |
+
|
45 |
+
In 1963, King Mwambutsa appointed a Hutu prime minister, Pierre Ngendandumwe, but he was assassinated on 15 January 1965 by a Rwandan Tutsi employed by the US Embassy. The assassination occurred in the broader context of the Congo Crisis during which Western anti-communist countries were confronting the communist People's Republic of China as it attempted to make Burundi a logistics base for communist insurgents battling in Congo.[45] Parliamentary elections in May 1965 brought a majority of Hutu into the parliament, but when King Mwambutsa appointed a Tutsi prime minister, some Hutu felt this was unjust and ethnic tensions were further increased. In October 1965, an attempted coup d'état led by the Hutu-dominated police was carried out but failed. The Tutsi dominated army, then led by Tutsi officer Captain Michel Micombero[40] purged Hutu from their ranks and carried out reprisal attacks which ultimately claimed the lives of up to 5,000 people in a precursor to the 1972 Burundian Genocide.[46]
|
46 |
+
|
47 |
+
King Mwambutsa, who had fled the country during the October coup of 1965, was deposed by a coup in July 1966 and his teenage son, Prince Ntare V, claimed the throne. In November that same year, the Tutsi Prime Minister, then-Captain Michel Micombero, carried out another coup, this time deposing Ntare, abolishing the monarchy and declaring the nation a republic, though his one-party government was effectively a military dictatorship.[16] As president, Micombero became an advocate of African socialism and received support from the People's Republic of China. He imposed a staunch regime of law and order and sharply repressed Hutu militarism.
|
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+
|
49 |
+
In late April 1972, two events led to the outbreak of the busu famine First Burundian Genocide. On 27 April 1972, a rebellion led by Hutu members of the gendarmerie broke out in the lakeside towns of Rumonge and Nyanza-Lac and the rebels declared the short-lived Martyazo Republic.[47][48] The rebels attacked both Tutsi and any Hutu who refused to join their rebellion.[49][50] During this initial Hutu outbreak, anywhere from 800 to 1200 people were killed.[51] At the same time, King Ntare V of Burundi returned from exile, heightening political tension in the country. On 29 April 1972, the 24-year-old Ntare V was murdered. In subsequent months, the Tutsi-dominated government of Michel Micombero used the army to combat Hutu rebels and commit genocide, murdering targeted members of the Hutu majority. The total number of casualties was never established, but contemporary estimates put the number of people killed between 80,000 and 210,000.[52][53] In addition, several hundred thousand Hutu were estimated to have fled the killings into Zaïre, Rwanda and Tanzania.[53][54]
|
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+
|
51 |
+
Following the civil war and genocide, Micombero became mentally distraught and withdrawn. In 1976, Colonel Jean-Baptiste Bagaza, a Tutsi, led a bloodless coup to toppled Micombero and set about promoting reform. His administration drafted a new constitution in 1981, which maintained Burundi's status as a one-party state.[40] In August 1984, Bagaza was elected head of state. During his tenure, Bagaza suppressed political opponents and religious freedoms.
|
52 |
+
|
53 |
+
Major Pierre Buyoya (Tutsi) overthrew Bagaza in 1987, suspended the constitution and dissolved political parties. He reinstated military rule by a Military Committee for National Salvation (CSMN).[40] Anti-Tutsi ethnic propaganda disseminated by the remnants of the 1972 UBU, which had re-organized as PALIPEHUTU in 1981, led to killings of Tutsi peasants in the northern communes of Ntega and Marangara in August 1988. The government put the death toll at 5,000[citation needed]; some international NGOs believed this understated the deaths.
|
54 |
+
|
55 |
+
The new regime did not unleash the harsh reprisals of 1972. Its effort to gain public trust was eroded when it decreed an amnesty for those who had called for, carried out, and taken credit for the killings. Analysts have called this period the beginning of the "culture of impunity." Other analysts put the origins of the "culture of impunity" earlier, in 1965 and 1972, when a small number of identifiable Hutus unleashed massive killings of Tutsis.[citation needed]
|
56 |
+
|
57 |
+
In the aftermath of the killings, a group of Hutu intellectuals wrote an open letter to Pierre Buyoya, asking for more representation of the Hutu in the administration. They were arrested and jailed. A few weeks later, Buyoya appointed a new government, with an equal number of Hutu and Tutsi ministers. He appointed Adrien Sibomana (Hutu) as Prime Minister. Buyoya also created a commission to address issues of national unity.[40] In 1992, the government created a new constitution that provided for a multi-party system,[40] but a civil war broke out.
|
58 |
+
|
59 |
+
An estimated total of 250,000 people died in Burundi from the various conflicts between 1962 and 1993.[55]
|
60 |
+
Since Burundi's independence in 1962, two genocides have taken place in the country: the 1972 mass killings of Hutus by the Tutsi-dominated army,[56] and the mass killings of Tutsis in 1993 by the Hutu majority. Both were described as genocides in the final report of the International Commission of Inquiry for Burundi presented in 2002 to the United Nations Security Council.[57]
|
61 |
+
|
62 |
+
In June 1993, Melchior Ndadaye, leader of the Hutu-dominated Front for Democracy in Burundi (FRODEBU), won the first democratic election. He became the first Hutu head of state, leading a pro-Hutu government. In October 1993, Tutsi soldiers assassinated Ndadaye, an act which resulted the killings of hundreds of Hutus by the Tutsi soldiers. This is because over 90% of the Burundian Army and police were Tutsis,all senior officers were also Tutsis. The Hutus retaliated by killing a few Tutsis in rural areas and forming a rebel group afterwards. This led to years of violence between Hutu rebels and Tutsi majority army. It is estimated that some 300,000 people, mostly civilians, were killed in the years following the assassination.[58]
|
63 |
+
|
64 |
+
In early 1994, the parliament elected Cyprien Ntaryamira (Hutu) to the office of president. He and Juvénal Habyarimana, the president of Rwanda, both Hutus, died together when their aeroplane was shot down in April 1994. More refugees started fleeing to Rwanda. Speaker of Parliament, Sylvestre Ntibantunganya (Hutu), was appointed as president in October 1994. A coalition government involving 12 of the 13 parties was formed. A feared general massacre was averted, but violence broke out. A number of Hutu refugees in Bujumbura,[citation needed] the then-capital, were killed. The mainly Tutsi Union for National Progress withdrew from the government and parliament.
|
65 |
+
|
66 |
+
In 1996, Pierre Buyoya (Tutsi) again took power through a coup d'état. He suspended the constitution and was sworn in as president in 1998. This was the start of his second term as president, after his first term from 1987 to 1993. In response to rebel attacks, the government forced much of the population to move to refugee camps.[59] Under Buyoya's rule, long peace talks started, mediated by South Africa. Both parties signed agreements in Arusha, Tanzania and Pretoria, South Africa, to share power in Burundi. The agreements took four years to plan.
|
67 |
+
|
68 |
+
On 28 August 2000, a transitional government for Burundi was planned as a part of the Arusha Peace and Reconciliation Agreement. The transitional government was placed on a trial basis for five years. After several aborted cease-fires, a 2001 peace plan and power-sharing agreement has been relatively successful. A cease-fire was signed in 2003 between the Tutsi-controlled Burundian government and the largest Hutu rebel group, CNDD-FDD (National Council for the Defense of Democracy-Forces for the Defense of Democracy).[60]
|
69 |
+
|
70 |
+
In 2003, FRODEBU leader Domitien Ndayizeye (Hutu) was elected president.[61] In early 2005, ethnic quotas were formed for determining positions in Burundi's government. Throughout the year, elections for parliament and president occurred.[62]
|
71 |
+
|
72 |
+
Pierre Nkurunziza (Hutu), once a leader of a rebel group, was elected president in 2005. As of 2008[update], the Burundian government was talking with the Hutu-led Palipehutu-National Liberation Forces (NLF)[63] to bring peace to the country.[64]
|
73 |
+
|
74 |
+
African leaders began a series of peace talks between the warring factions following a request by the United Nations Secretary General Boutros Boutros-Ghali for them to intervene in the humanitarian crisis. Talks were initiated under the aegis of former Tanzanian President Julius Nyerere in 1995; following his death, South African President Nelson Mandela took the helm. As the talks progressed, South African President Thabo Mbeki and United States President Bill Clinton also lent their respective weight.
|
75 |
+
|
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+
The peace talks took the form of Track I mediations. This method of negotiation can be defined as a form of diplomacy involving governmental or intergovernmental representatives, who may use their positive reputations, mediation or the "carrot and stick" method as a means of obtaining or forcing an outcome, frequently along the lines of "bargaining" or "win-lose".[65]
|
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+
|
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+
The main objective was to transform the Burundian government and military structurally in order to bridge the ethnic gap between the Tutsi and Hutu. It was to take place in two major steps. First, a transitional power-sharing government would be established, with the presidents holding office for three-year terms. The second objective involved a restructuring of the armed forces, where the two groups would be represented equally.
|
79 |
+
|
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+
As the protracted nature of the peace talks demonstrated, the mediators and negotiating parties confronted several obstacles. First, the Burundian officials perceived the goals as "unrealistic" and viewed the treaty as ambiguous, contradictory and confusing. Second, and perhaps most importantly, the Burundians believed the treaty would be irrelevant without an accompanying cease fire. This would require separate and direct talks with the rebel groups. The main Hutu party was sceptical of the offer of a power-sharing government; they alleged that they had been deceived by the Tutsi in past agreements.
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In 2000,[66] the Burundian President signed the treaty, as well as 13 of the 19 warring Hutu and Tutsi factions. Disagreements persisted over which group would preside over the nascent government, and when the ceasefire would begin. The spoilers of the peace talks were the hardliner Tutsi and Hutu groups who refused to sign the accord; as a result, violence intensified. Three years later at a summit of African leaders in Tanzania, the Burundian president and the main opposition Hutu group signed an accord to end the conflict; the signatory members were granted ministerial posts within the government. However, smaller militant Hutu groups – such as the Forces for National Liberation – remained active.
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Between 1993 and 2003, many rounds of peace talks, overseen by regional leaders in Tanzania, South Africa and Uganda, gradually established power-sharing agreements to satisfy the majority of the contending groups. Initially the South African Protection Support Detachment was deployed to protect Burundian leaders returning from exile. These forces became part of the African Union Mission to Burundi, deployed to help oversee the installation of a transitional government. In June 2004, the UN stepped in and took over peacekeeping responsibilities as a signal of growing international support for the already markedly advanced peace process in Burundi.[67]
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The mission's mandate, under Chapter VII of the United Nations Charter, has been to monitor cease-fire; carry out disarmament, demobilisation and reintegration of former combatants; support humanitarian assistance and refugee and IDP return; assist with elections; protect international staff and Burundian civilians; monitor Burundi's troublesome borders, including halting illicit arms flows; and assist in carrying out institutional reforms including those of the Constitution, judiciary, armed forces and police. The mission has been allotted 5,650 military personnel, 120 civilian police and about 1,000 international and local civilian personnel. The mission has been functioning well. It has greatly benefited from the transitional government, which has functioned and is in the process of transitioning to one that will be popularly elected.[67]
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The main difficulty in the early stages was continued resistance to the peace process by the last Hutu nationalist rebel group. This organisation continued its violent conflict on the outskirts of the capital despite the UN's presence. By June 2005, the group had stopped fighting and its representatives were brought back into the political process. All political parties have accepted a formula for inter-ethnic power-sharing: no political party can gain access to government offices unless it is ethnically integrated.[67]
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The focus of the UN's mission had been to enshrine the power-sharing arrangements in a popularly voted constitution, so that elections may be held and a new government installed. Disarmament, demobilisation and reintegration were done in tandem with elections preparations. In February 2005, the Constitution was approved with over 90% of the popular vote. In May, June and August 2005, three separate elections were also held at the local level for the Parliament and the presidency.
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+
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While there are still some difficulties with refugee returns and securing adequate food supplies for the war-weary population, the mission managed to win the trust and confidence of a majority of the formerly warring leaders, as well as the population at large.[67] It was involved with several "quick effect" projects, including rehabilitating and building schools, orphanages, health clinics and rebuilding infrastructure such as water lines.
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Reconstruction efforts in Burundi started to practically take effect after 2006. The UN shut down its peacekeeping mission and re-focused on helping with reconstruction.[68] Toward achieving economic reconstruction, Rwanda, D.R.Congo and Burundi relaunched the regional Economic Community of the Great Lakes Countries.[68] In addition, Burundi, along with Rwanda, joined the East African Community in 2007.
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However, the terms of the September 2006 Ceasefire between the government and the last remaining armed opposition group, the FLN (Forces for National Liberation, also called NLF or FROLINA), were not totally implemented, and senior FLN members subsequently left the truce monitoring team, claiming that their security was threatened.[69] In September 2007, rival FLN factions clashed in the capital, killing 20 fighters and causing residents to begin fleeing. Rebel raids were reported in other parts of the country.[68] The rebel factions disagreed with the government over disarmament and the release of political prisoners.[70] In late 2007 and early 2008, FLN combatants attacked government-protected camps where former combatants were living. The homes of rural residents were also pillaged.[70]
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The 2007 report[70] of Amnesty International mentions many areas where improvement is required. Civilians are victims of repeated acts of violence done by the FLN. The latter also recruits child soldiers. The rate of violence against women is high. Perpetrators regularly escape prosecution and punishment by the state. There is an urgent need for reform of the judicial system. Genocide, war crimes and crimes against humanity remain unpunished. The establishment of a Truth and Reconciliation Commission and a Special Tribunal for investigation and prosecution has not yet been implemented. The freedom of expression is limited; journalists are frequently arrested for carrying out legitimate professional activities. A total of 38,087 Burundian refugees have been repatriated between January and November 2007.
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In late March 2008, the FLN sought for the parliament to adopt a law guaranteeing them 'provisional immunity' from arrest. This would cover ordinary crimes, but not grave violations of international humanitarian law like war crimes or crimes against humanity .[70] Even though the government has granted this in the past to people, the FLN has been unable to obtain the provisional immunity.
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On 17 April 2008, the FLN bombarded Bujumbura. The Burundian army fought back and the FLN suffered heavy losses. A new ceasefire was signed on 26 May 2008. In August 2008, President Nkurunziza met with the FLN leader Agathon Rwasa, with the mediation of Charles Nqakula, South Africa's Minister for Safety and Security. This was the first direct meeting since June 2007. Both agreed to meet twice a week to establish a commission to resolve any disputes that might arise during the peace negotiations.[71]
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Refugee camps are now closing down and 450,000 refugees have returned. The economy of the country is shattered – as of 2011[update] Burundi has one of the lowest per capita gross incomes in the world. With the return of refugees, amongst others, property conflicts have started.
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Burundi now participates in African Union peacekeeping missions, including the mission to Somalia against Al-Shabaab militants.[72]
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In April 2015 protests broke out after the ruling party announced President Pierre Nkurunziza would seek a third term in office.[73] Protestors claimed Nkurunziza could not run for a third term in office but the country's constitutional court agreed with the President (although some of its members had fled the country at the time of its vote).[74]
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An attempted coup d'état on 13 May failed to depose Nkurunziza.
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[75]
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[76] He returned to Burundi, began purging his government, and arrested several of the coup leaders.[77][78][79][80][81] Following the attempted coup, protests however continued and over 100,000 people had fled the country by 20 May causing a humanitarian emergency. There are reports of continued and widespread abuses of human rights, including unlawful killings, torture, disappearances, and restrictions on freedom of expression.[82][83]
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Despite calls by the United Nations, the African Union, the United States, France, South Africa, Belgium, and various other governments, the ruling party held parliamentary elections on 29 June, but these were boycotted by the opposition.
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On 30 September 2016, the United Nations Human Rights Council established the Commission of Inquiry on Burundi through resolution 33/24. Its mandate is to "conduct a thorough investigation into human rights violations and abuses committed in Burundi since April 2015, to identify alleged perpetrators and to formulate recommendations."[84] The Human Rights Council extended the mandate of the Commission for another year in September 2017.
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On 29 September 2017 the Commission of Inquiry on Burundi called on Burundian government to put an end to serious human rights violations. It further stressed that, "The Burundian government has so far refused to cooperate with the Commission of Inquiry, despite the Commission's repeated requests and initiatives."[85]
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The Commission conducted interviews with more than 500 Burundian refugees abroad and others who remained in their country and reached the conclusion that "serious human rights violations and abuses have been committed in Burundi since April 2015. The violations the Commission documented include arbitrary arrests and detentions, acts of torture and cruel, inhuman or degrading treatment, extrajudicial executions, enforced disappearances, rape and other forms of sexual violence."[85]
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Burundi's political system is that of a presidential representative democratic republic based upon a multi-party state. The President of Burundi is the head of state and head of government. There are currently 21 registered parties in Burundi.[16] On 13 March 1992, Tutsi coup leader Pierre Buyoya established a constitution,[17] which provided for a multi-party political process and reflected multi-party competition.[18] Six years later, on 6 June 1998, the constitution was changed, broadening National Assembly's seats and making provisions for two vice-presidents. Because of the Arusha Accord, Burundi enacted a transitional government in 2000.[19]
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Burundi's legislative branch is a bicameral assembly, consisting of the Transitional National Assembly and the Transitional Senate. As of 2004[update], the Transitional National Assembly consisted of 170 members, with the Front for Democracy in Burundi holding 38% of seats, and 10% of the assembly controlled by UPRONA. Fifty-two seats were controlled by other parties. Burundi's constitution mandates representation in the Transitional National Assembly to be consistent with 60% Hutu, 40% Tutsi, and 30% female members, as well as three Batwa members.[16] Members of the National Assembly are elected by popular vote and serve five-year terms.[86]
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The Transitional Senate has fifty-one members, and three seats are reserved for former presidents. Due to stipulations in Burundi's constitution, 30% of Senate members must be female. Members of the Senate are elected by electoral colleges, which consist of members from each of Burundi's provinces and communes.[16] For each of Burundi's eighteen provinces, one Hutu and one Tutsi senator are chosen. One term for the Transitional Senate is five years.[86]
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Together, Burundi's legislative branch elect the President to a five-year term.[86] Burundi's president appoints officials to his Council of Ministers, which is also part of the executive branch.[19] The president can also pick fourteen members of the Transitional Senate to serve on the Council of Ministers.[16] Members of the Council of Ministers must be approved by two-thirds of Burundi's legislature. The president also chooses two vice-presidents.[86] Following the 2015 election, the President of Burundi was Pierre Nkurunziza. The First Vice-President was Therence Sinunguruza, and the Second Vice-President was Gervais Rufyikiri.[87]
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The Cour Suprême (Supreme Court) is Burundi's highest court. There are three Courts of Appeals directly below the Supreme Court. Tribunals of First Instance are used as judicial courts in each of Burundi's provinces as well as 123 local tribunals.[19]
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Burundi's government has been repeatedly criticised by human rights organisations including Human Rights Watch[88] for the multiple arrests and trials of journalist Jean-Claude Kavumbagu for issues related to his reporting. Amnesty International (AI) named him a prisoner of conscience and called for his "immediate and unconditional release."
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In April 2009, the government of Burundi changed the law to criminalise homosexuality. Persons found guilty of consensual same-sex relations risk two to three years in prison and a fine of 50,000 to 100,000 Burundian francs.[89] Amnesty International has condemned the action, calling it a violation of Burundi's obligations under international and regional human rights law, and against the constitution, which guarantees the right to privacy.[90]
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On 13 July 2017, human rights defender Germain Rukuki was arrested in the capital of Burundi, Bujumbura. The charges were based on his former affiliation with the anti-torture organization, ACAT-Burundi, which was permanently closed in October 2016. He is currently serving an outrageous 32-year prison sentence simply for advocating for human rights. Rukuki was interrogated at the National Intelligence Service (Service national de renseignement - SNR) office, before being transferred to the overcrowded Ngozi Prison. The SNR office is renowned for torture and killings.[91]
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[check quotation syntax]
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Burundi officially left the International Criminal Court (ICC) on 27 October 2017, the first country in the world to do so.[92] The move came after the UN accused the country of various crimes and human rights violations, such as extrajudicial killings, torture and sexual violence, in a September 2017 report.[92] The ICC announced on 9 November 2017 that human rights violations from the time Burundi was a member would still be prosecuted.[93][94]
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Burundi is divided into 18 provinces,[95] 117 communes,[16] and 2,638 collines (hills).[96] Provincial governments are structured upon these boundaries. In 2000, the province encompassing Bujumbura was separated into two provinces, Bujumbura Rural and Bujumbura Mairie.[15] The newest province, Rumonge, was created on 26 March 2015 from portions of Bujumbura Rural and Bururi.[97]
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One of the smallest countries in Africa, Burundi is landlocked and has an equatorial climate. Burundi is a part of the Albertine Rift, the western extension of the East African Rift. The country lies on a rolling plateau in the centre of Africa. Burundi is bordered by Rwanda to the north, Tanzania to the east and southeast, and the Democratic Republic of the Congo to the west.
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The average elevation of the central plateau is 1,707 m (5,600 ft), with lower elevations at the borders. The highest peak, Mount Heha at 2,685 m (8,810 ft),[99] lies to the southeast of the largest city and economic capital, Bujumbura. The source of the Nile River is in Bururi province, and is linked from Lake Victoria to its headwaters via the Ruvyironza River.[100][clarification needed] Lake Victoria is also an important water source, which serves as a fork to the Kagera River.[101][102] Another major lake is Lake Tanganyika, located in much of Burundi's southwestern corner.[103]
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There are two national parks, Kibira National Park to the northwest (a small region of rainforest, adjacent to Nyungwe Forest National Park in Rwanda), Ruvubu National Park to the northeast (along the Rurubu River, also known as Ruvubu or Ruvuvu). Both were established in 1982 to conserve wildlife populations.[104]
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Burundi is a landlocked, resource-poor country with an underdeveloped manufacturing sector. The economy is predominantly agricultural, accounting for 50% of GDP in 2017[105] and employing more than 90% of the population. Subsistence agriculture accounts for 90% of agriculture.[106] Burundi's primary exports are coffee and tea, which account for 90% of foreign exchange earnings, though exports are a relatively small share of GDP. Other agricultural products include cotton, tea, maize, sorghum, sweet potatoes, bananas, manioc (tapioca); beef, milk and hides. Even though subsistence farming is highly relied upon, many people do not have the resources to sustain themselves. This is due to large population growth and no coherent policies governing land ownership. In 2014, the average farm size was about one acre.
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Burundi is one of the world's poorest countries, owing in part to its landlocked geography,[8] poor legal system, lack of economic freedom, lack of access to education and the proliferation of HIV/AIDS. Approximately 80% of Burundi's population lives in poverty.[107] Famines and food shortages have occurred throughout Burundi, most notably in the 20th century,[37] and according to the World Food Programme, 56.8% of children under age five suffer from chronic malnutrition.[108] Burundi's export earnings – and its ability to pay for imports – rests primarily on weather conditions and international coffee and tea prices.
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|
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The purchasing power of most Burundians has decreased as wage increases have not kept up with inflation. As a result of deepening poverty, Burundi will remain heavily dependent on aid from bilateral and multilateral donors. Foreign aid represents 42% of Burundis national income, the second highest rate in Sub-Saharan Africa. Burundi joined the East African Community in 2009, which should boost its regional trade ties, and also in 2009 received $700 million in debt relief. Government corruption is hindering the development of a healthy private sector as companies seek to navigate an environment with ever-changing rules.[8]
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Studies since 2007 have shown Burundians to have extremely poor levels of satisfaction with life; the World Happiness Report 2018 rated them the world's least happy in 2018.[26][109]
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|
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Some of Burundi's natural resources include uranium, nickel, cobalt, copper and platinum.[110] Besides agriculture, other industries include: assembly of imported components; public works construction; food processing and light consumer goods such as blankets, shoes and soap.
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|
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In regards to telecommunications infrastructure, Burundi is ranked 2nd to last in the World Economic Forum's Network Readiness Index (NRI) – an indicator for determining the development level of a country's information and communication technologies. Burundi ranked number 147 overall in the 2014 NRI ranking, down from 144 in 2013.[111]
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Lack of access to financial services is a serious problem for the majority of the population, particularly in the densely populated rural areas: only 2% of the total population holds bank accounts, and fewer than 0.5% use bank lending services. Microfinance, however, plays a larger role, with 4% of Burundians being members of microfinance institutions – a larger share of the population than that reached by banking and postal services combined. 26 licensed microfinance institutions (MFIs) offer savings, deposits and short- to medium-term credit. Dependence of the sector on donor assistance is limited.[112]
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Burundi is part of the East African Community and a potential member of the planned East African Federation. Economic growth in Burundi is relatively steady but Burundi is still behind neighbouring countries.[113]
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Burundi's currency is the Burundian franc (ISO 4217 code BIF). It is nominally subdivided into 100 centimes, though coins have never been issued in centimes in independent Burundi; centime coins were circulated only when Burundi used the Belgian Congo franc.
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Monetary Policy is controlled by the central bank, Bank of the Republic of Burundi.
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Burundi's transport network is limited and underdeveloped. According to a 2012 DHL Global Connectedness Index, Burundi is the least globalised of 140 surveyed countries.[114] Bujumbura International Airport is the only airport with a paved runway and as of May 2017 it was serviced by four airlines (Brussels Airlines, Ethiopian Airlines, Kenya Airways and RwandAir). Kigali is the city with the most daily flight connections to Bujumbura. The country has a road network but as of 2005[update] less than 10% of the country's roads were paved and as of 2013[update] private bus companies were the main operators of buses on the international route to Kigali; however, there were no bus connections to the other neighbouring countries (Tanzania and the Democratic Republic of Congo).[115] Bujumbura is connected by a passenger and cargo ferry (the MV Mwongozo) to Kigoma in Tanzania.[116] There is a long-term plan to link the country via rail to Kigali and then onward to Kampala and Kenya.
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As of July 2018, Burundi was estimated by the United Nations to have a population of 11,175,374 people,[117][118] compared to only 2,456,000 in 1950.[119] The population growth rate is 2.5 percent per year, more than double the average global pace, and a Burundian woman has on average 6.3 children, nearly triple the international fertility rate.[120] Burundi had the fifth highest total fertility rate in the world in 2012.[8]
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Many Burundians have migrated to other countries as a result of the civil war. In 2006, the United States accepted approximately 10,000 Burundian refugees.[121]
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Burundi remains an overwhelmingly rural society, with just 13% of the population living in urban areas in 2013.[8] The population density of around 315 people per square kilometre (753 per sq mi) is the second highest in Sub-Saharan Africa.[16] Roughly 85% of the population are of Hutu ethnic origin, 15% are Tutsi and fewer than 1% are indigenous Twa.[21]
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The official languages of Burundi are Kirundi, French and, since 2014, English.[122] Swahili can be found spoken along the Tanzanian border and it has some official recognition by law as a language "spoken and taught" in the country.[22]
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Sources estimate the Christian population at 80–90%, with Roman Catholics representing the largest group at 60–65%. Protestant and Anglican practitioners constitute the remaining 15–25%. An estimated 5% of the population adheres to traditional indigenous religious beliefs. Muslims constitute 2–5%, the majority of whom are Sunnis and live in urban areas.[8][124][125]
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Burundi has the severest hunger and malnourishment rates of all 120 countries ranked in the Global Hunger Index.[120] The civil war in 1962 put a stop on the medical advancements in the country.[126] Burundi, again, went into a violent cycle in 2015, jeopardising the citizens of Burundi's medical care.[127] Like many Sub-Saharan Africa countries, Burundi uses indigenous medicine in addition to biomedicine. In the 1980s Burundi's health authorities asked the United Nations Development Program for support to develop quality control and begin new research on pharmaceuticals from medicinal plants.[126] At the same time, the Burundi Association of Traditional Practitioners (ATRADIBU) was founded, which teamed up with the governments agency to set up the Centre for Research and Promotion of Traditional Medicine in Burundi (CRPMT).[126] The recent influx of international aid has supported the work of biomedical health systems in Burundi. United States Medical missionary, Jason Fader, is currently 1 of 14 doctors serving in Burundi.[128] However, international aid workers have traditionally stayed away from indigenous medicine in Burundi.[126] As of 2015, roughly 1 out of 10 children in Burundi die before the age of 5 from preventable and treatable illnesses such as pneumonia, diarrhoea, and malaria.[127] The current violence in Burundi has limited the country's access to medication and hospital equipment. Burundi's life expectancy, as of 2015, was 60.1 years.[129] In 2013, Burundi spent 8% of their GDP on healthcare.[129] While Burundi's fertility rate is 6.1 children per women, the country's mortality rate is 61.9 deaths for every 1,000 live births.[129] According to the WHO, the average life expectancy in the country is 58/62 years.[130] Common diseases in Burundi include malaria and typhoid fever.[129]
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+
Burundi's culture is based on local tradition and the influence of neighbouring countries, though cultural prominence has been hindered by civil unrest. Since farming is the main industry, a typical Burundian meal consists of sweet potatoes, corn and peas. Due to the expense, meat is eaten only a few times per month.
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When several Burundians of close acquaintance meet for a gathering they drink impeke, a beer, together from a large container to symbolise unity.[131]
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Notable Burundians include the footballer Mohammed Tchité and singer Jean-Pierre Nimbona, popularly known as Kidumu (who is based in Nairobi, Kenya).
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Crafts are an important art form in Burundi and are attractive gifts to many tourists. Basket weaving is a popular craft for local artisans.[132] Other crafts such as masks, shields, statues and pottery are made in Burundi.[133]
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Drumming is an important part of the cultural heritage. The world-famous Royal Drummers of Burundi, who have performed for over 40 years, are noted for traditional drumming using the karyenda, amashako, ibishikiso and ikiranya drums.[134] Dance often accompanies drumming performance, which is frequently seen in celebrations and family gatherings. The abatimbo, which is performed at official ceremonies and rituals and the fast-paced abanyagasimbo are some famous Burundian dances. Some musical instruments of note are the flute, zither, ikembe, indonongo, umuduri, inanga and the inyagara.[133]
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The country's oral tradition is strong, relaying history and life lessons through storytelling, poetry and song. Imigani, indirimbo, amazina and ivyivugo are literary genres in Burundi.[135]
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Basketball and track and field are noted sports. Martial arts are popular, as well. There are five major judo clubs: Club Judo de l'Entente Sportive, in Downtown, and four others throughout the city.[136] Association football is a popular pastime throughout the country, as are mancala games.
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Most Christian holidays are celebrated, with Christmas being the largest.[137] Burundian Independence Day is celebrated annually on 1 July.[138] In 2005, the Burundian government declared Eid al-Fitr, an Islamic holiday, to be a public holiday.[139]
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In 2009, the adult literacy rate in Burundi was estimated to be 67% (73% male and 61% female), with a literacy rate of 77% and 76%, respectively, for men and women between the ages of 15 to 24.[140] By 2015, this had increased to 85.6% (88.2% male and 83.1% female).[141] Literacy among adult women has increased by 17% since 2002.[142] Burundi's literacy rate is relatively low due to low school attendance and because literacy in Kirundi only provides access to materials printed in that language, though it is higher than many other African countries. Ten percent of Burundian boys are allowed a secondary education.[143]
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Burundi has one public university, University of Burundi. There are museums in the cities, such as the Burundi Geological Museum in Bujumbura and the Burundi National Museum and the Burundi Museum of Life in Gitega.
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There will be a new school opening in one of the poorest regions, Rusaga, funded by an English charity, the Burundi Education Foundation. The Burundi Education Foundation was hoping to open the school in the summer of 2014.[144]
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In 2010 a new elementary school was opened in the small village of Rwoga that is funded by the pupils of Westwood High School, Quebec, Canada.[145][146]
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Buzz Aldrin (/ˈɔːldrɪn/; born Edwin Eugene Aldrin Jr., January 20, 1930) is an American engineer, and former astronaut and fighter pilot. Aldrin made three spacewalks as pilot of the 1966 Gemini 12 mission, and as the lunar module pilot on the 1969 Apollo 11 mission, he and mission commander Neil Armstrong were the first two humans to land on the Moon.
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Born in Glen Ridge, New Jersey, Aldrin graduated third in the class of 1951 from the United States Military Academy at West Point, with a degree in mechanical engineering. He was commissioned into the United States Air Force, and served as a jet fighter pilot during the Korean War. He flew 66 combat missions and shot down two MiG-15 aircraft.
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After earning a Sc.D. degree in astronautics from the Massachusetts Institute of Technology, Aldrin was selected as a member of NASA's Astronaut Group 3, making him the first astronaut with a doctoral degree. His doctoral thesis was Line-of-Sight Guidance Techniques for Manned Orbital Rendezvous, earning him the nickname "Dr. Rendezvous" from fellow astronauts. His first space flight was in 1966 on Gemini 12 during which he spent over five hours on extravehicular activity. Three years later, Aldrin set foot on the Moon at 03:15:16 on July 21, 1969 (UTC), nineteen minutes after Armstrong first touched the surface, while command module pilot Michael Collins remained in lunar orbit. A Presbyterian elder, Aldrin became the first person to hold a religious ceremony on the Moon when he privately took communion.
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Upon leaving NASA in 1971, Aldrin became Commandant of the U.S. Air Force Test Pilot School. He retired from the Air Force in 1972, after 21 years of service. His autobiographies Return to Earth (1973), and Magnificent Desolation (2009), recount his struggles with clinical depression and alcoholism in the years after leaving NASA. He continued to advocate for space exploration, particularly a human mission to Mars, and developed the Aldrin cycler, a special spacecraft trajectory that makes travel to Mars more efficient in regard to time and propellant. He has been accorded numerous honors, including the Presidential Medal of Freedom in 1969, and is listed in several Halls of Fame.[citation needed]
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Edwin Eugene Aldrin Jr. was born on January 20, 1930, at Mountainside Hospital in Glen Ridge, New Jersey.[1] His parents, Edwin Eugene Aldrin Sr. and Marion Aldrin (née Moon), lived in neighboring Montclair.[2] His father was an Army aviator during World War I and the assistant commandant of the Army's test pilot school at McCook Field, Ohio, from 1919 to 1922, but left the Army in 1928 and became an executive at Standard Oil.[3] Aldrin had two siblings, both sisters: Madeleine, who was four years older, and Fay Ann, who was a year and a half older.[4] His nickname, which became his legal first name in 1988,[5][6] arose as a result of Fay's mispronouncing "brother" as "buzzer", which was then shortened to "Buzz".[4][7] He was a Boy Scout, achieving the rank of Tenderfoot Scout.[8]
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Aldrin did well in school, maintaining an A average.[9] He played football and was the starting center for Montclair High School's undefeated 1946 state champion team.[10][11] His father wanted him to go to the United States Naval Academy in Annapolis, Maryland and enrolled him at nearby Severn School, a preparatory school for Annapolis and even secured him an appointment from Albert W. Hawkes, one of the United States Senators from New Jersey.[12] Aldrin attended Severn School in 1946,[13] but had other ideas about his future career. He suffered from seasickness and considered ships a distraction from flying airplanes. He faced down his father and told him to ask Hawkes to change the nomination to the United States Military Academy at West Point, New York.[12]
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Aldrin entered West Point in 1947.[5] He did well academically, finishing first in his class his plebe (first) year.[9] He was a member of the academy track and field team.[14] In 1950, he traveled with a group of West Point cadets to Japan and the Philippines to study the military government policies of Douglas MacArthur.[15] During his trip, the Korean War broke out.[16] On June 5, 1951, he graduated third in the class of 1951 with a Bachelor of Science degree in mechanical engineering.[17]
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As one of the highest-ranking members of the class, Aldrin had his choice of assignments. He chose the United States Air Force, which had become a separate service in 1947 while Aldrin was still at West Point and did not yet have its own academy.[18][19] He was commissioned as a second lieutenant, and underwent basic flight training in T-6 Texans at Bartow Air Base in Florida. His classmates included Sam Johnson, who later became a prisoner of war in Vietnam; the two became friends. At one point, Aldrin attempted a double Immelmann turn in a T-28 Trojan and suffered a grayout. He recovered in time to pull out at 200 feet (61 m), averting what would have been a fatal crash.[20]
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When Aldrin was deciding what sort of aircraft he should fly, his father advised him to choose bombers, because command of a bomber crew gave an opportunity to learn and hone leadership skills, which could open up better prospects for career advancement. Aldrin chose instead to fly fighters. He moved to Nellis Air Force Base in Las Vegas, where he learned to fly the F-80 Shooting Star and the F-86 Sabre. Like most jet fighter pilots of the era, he preferred the latter.[20]
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In December 1952, Aldrin was assigned to the 16th Fighter-Interceptor Squadron, which was part of the 51st Fighter-Interceptor Wing. At the time it was based at Suwon Air Base, about 20 miles (32 km) south of Seoul, and was engaged in combat operations as part of the Korean War.[17][21] During an acclimatization flight, his main fuel system froze at 100 percent power, which would have soon used up all his fuel. He was able to override the setting manually, but this required holding a button down, which in turn made it impossible to also use his radio. He barely managed to make it back under enforced radio silence. He flew 66 combat missions in F-86 Sabres in Korea and shot down two MiG-15 aircraft.[21][22]
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The first Mig-15 he shot down was on May 14, 1953. Aldrin was flying about 5 miles (8.0 km) south of the Yalu River, when he saw two MiG-15 fighters below him. Aldrin opened fire on one of the MiGs, whose pilot may never have seen him coming.[21][23] The June 8, 1953, issue of Life magazine featured gun camera footage taken by Aldrin of the pilot ejecting from his damaged aircraft.[24]
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Aldrin's second aerial victory came on June 4, 1953, when he accompanied aircraft from the 39th Fighter-Interceptor Squadron in an attack on an airbase in North Korea. Their newer aircraft were faster than his and he had trouble keeping up. He then spotted a MiG approaching from above. This time, Aldrin and his opponent spotted each other at about the same time. They went through a series of scissor maneuvers, attempting to get behind the other. Aldrin was first to do so, but his gun sight jammed. He then manually sighted his gun and fired. He then had to pull out, as the two aircraft had gotten too low for the dogfight to continue. Aldrin saw the MiG's canopy open and the pilot eject, although Aldrin was uncertain whether there was sufficient time for a parachute to open.[23][25] For his service in Korea, he was awarded two Distinguished Flying Crosses and three Air Medals.[26]
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Aldrin's year-long tour ended in December 1953, by which time the fighting in Korea had ended. Aldrin was assigned as an aerial gunnery instructor at Nellis.[17] In December 1954 he became an aide-de-camp to Brigadier General Don Z. Zimmerman, the Dean of Faculty at the nascent United States Air Force Academy, which opened in 1955.[27][28] That same year, he graduated from the Squadron Officer School at Maxwell Air Force Base in Alabama.[29] From 1956 to 1959 he flew F-100 Super Sabres equipped with nuclear weapons as a flight commander in the 22nd Fighter Squadron, 36th Fighter Wing, stationed at Bitburg Air Base in West Germany.[17][23][27] Among his squadron colleagues was Ed White, who had been a year behind him at West Point. After White left Germany to study for a master's degree at the University of Michigan in aeronautical engineering, he wrote to Aldrin encouraging him to do the same.[14]
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Through the Air Force Institute of Technology, Aldrin enrolled as a graduate student at the Massachusetts Institute of Technology (MIT) in 1959, intending to earn a master's degree.[30] His astrodynamics class was taught by Richard Battin. Two other USAF officers who later became astronauts, David Scott and Edgar Mitchell took this course around this time, while another, Charles Duke wrote his 1964 master's degree at MIT under the supervision of Laurence R. Young.[31]
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Aldrin enjoyed the classwork and soon decided to pursue a doctorate instead.[30] In January 1963, he earned a Sc.D. degree in astronautics.[27][32] His doctoral thesis was Line-of-Sight Guidance Techniques for Manned Orbital Rendezvous, the dedication of which read: "In the hopes that this work may in some way contribute to their exploration of space, this is dedicated to the crew members of this country's present and future manned space programs. If only I could join them in their exciting endeavors!"[32] Aldrin chose his doctoral thesis in the hope that it would help him be selected as an astronaut, although it meant foregoing test pilot training, which was a prerequisite at the time.[30]
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On the completion of his doctorate, Aldrin was assigned to the Gemini Target Office of the Air Force Space Systems Division in Los Angeles,[14] working with the Lockheed Aircraft Corporation on enhancing the maneuver capabilities of the Agena target vehicle which was to be used by NASA's Project Gemini. He was then posted to the Space Systems Division's field office at NASA's Manned Spacecraft Center in Houston, where he was involved in integrating Department of Defense experiments into Project Gemini flights.[33]
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Aldrin's initial application to join the astronaut corps when NASA's Astronaut Group 2 was selected in 1962 was rejected on the grounds that he was not a test pilot. He was aware of the requirement and asked for it to be waived, but the request was turned down.[34] On May 15, 1963, NASA announced another round of selections, this time with the requirement that applicants had either test pilot experience or 1,000 hours of flying time in jet aircraft.[35] Aldrin had over 2,500 hours of flying time, of which 2,200 was in jets.[33] His selection as one of fourteen members of NASA's Astronaut Group 3 was announced on October 18, 1963.[36] This made him the first astronaut with a doctoral degree which, combined with his expertise in orbital mechanics, earned him the nickname "Dr. Rendezvous" from his fellow astronauts.[37][38][39] Aldrin was aware it was not always intended as a compliment.[14] Upon completion of initial training, each new astronaut was assigned a field of expertise – in Aldrin's case, it was mission planning, trajectory analysis and flight plans.[40][41]
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Jim Lovell and Aldrin were selected as the backup crew of Gemini 10, commander and pilot respectively. Backup crews usually became the prime crew of the third following mission, but the last scheduled mission in the program was Gemini 12.[42] The February 28, 1966, deaths of the Gemini 9 prime crew, Elliot See and Charles Bassett, in an air crash, led to Lovell and Aldrin being moved up one mission to backup for Gemini 9, which put them in position as prime crew for Gemini 12.[43][44] They were designated its prime crew on June 17, 1966, with Gordon Cooper and Gene Cernan as their backups.[45]
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Initially, Gemini 12's mission objectives were uncertain. As the last scheduled mission, it was primarily intended to complete tasks that had not been successfully or fully carried out on earlier missions.[46] While NASA had successfully performed rendezvous during Project Gemini, the gravity-gradient stabilization test on Gemini 11 was unsuccessful. NASA also had concerns about extravehicular activity (EVA). Cernan on Gemini 9 and Richard Gordon on Gemini 11 had suffered from fatigue carrying out tasks during EVA, but Michael Collins had a successful EVA on Gemini 10, which suggested that the order in which he had performed his tasks was an important factor.[47][48]
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It therefore fell to Aldrin to complete Gemini's EVA goals. NASA formed a committee to give him a better chance of success. It dropped the test of the Air Force's astronaut maneuvering unit (AMU) that had given Gordon trouble on Gemini 11 so Aldrin could focus on EVA. NASA revamped the training program, opting for underwater training over parabolic flight. Aircraft flying a parabolic trajectory had given astronauts an experience of weightlessness in training, but there was a delay between each parabola which gave astronauts several minutes of rest. It also encouraged performing tasks quickly, whereas in space they had to be done slowly and deliberately. Training in a viscous, buoyant fluid gave a better simulation. NASA also placed additional handholds on the capsule, which were increased from nine on Gemini 9 to 44 on Gemini 12, and created workstations where he could anchor his feet.[47][48]
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Gemini 12's main objectives were to rendezvous with a target vehicle, and fly the spacecraft and target vehicle together using gravity-gradient stabilization, perform docked maneuvers using the Agena propulsion system to change orbit, conduct a tethered stationkeeping exercise and three EVAs, and demonstrate an automatic reentry. Gemini 12 also carried 14 scientific, medical, and technological experiments.[49] It was not a trailblazing mission; rendezvous from above had already been successfully performed by Gemini 9, and the tethered vehicle exercise by Gemini 11. Even gravity-gradient stabilization had been attempted by Gemini 11, albeit unsuccessfully.[48]
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Gemini 12 was launched from Launch Complex 19 at Cape Canaveral on 20:46 UTC on November 11, 1966. The Gemini Agena Target Vehicle had been launched about an hour and a half before.[49] The mission's first major objective was to rendezvous with this target vehicle. As the target and Gemini 12 capsule drew closer together, radar contact between the two deteriorated until it became unusable, forcing the crew to rendezvous manually. Aldrin used a sextant and rendezvous charts he helped create to give Lovell the right information to put the spacecraft in position to dock with the target vehicle.[50] Gemini 12 achieved the fourth docking with an Agena target vehicle.[51]
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The next task was to practice undocking and docking again. On undocking, one of the three latches caught, and Lovell had to use the Gemini's thrusters to free the spacecraft. Aldrin then docked again successfully a few minutes later. The flight plan then called for the Agena main engine to be fired to take the docked spacecraft into a higher orbit, but eight minutes after the Agena had been launched, it had suffered a loss of chamber pressure. The Mission and Flight Directors therefore decided not to risk the main engine. This would be the only mission objective that was not achieved.[51] Instead, the Agena's secondary propulsion system was used to allow the spacecraft to view the solar eclipse of November 12, 1966, over South America, which Lovell and Aldrin photographed through the spacecraft windows.[49]
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Aldrin performed three EVAs. The first was a standup EVA on November 12, in which the spacecraft door was opened and he stood up, but did not leave the spacecraft. The standup EVA mimicked some of the actions he would do during his free-flight EVA, so he could compare the effort expended between the two. It set an EVA record of two hours and twenty minutes. The next day Aldrin performed his free-flight EVA. He climbed across the newly installed hand-holds to the Agena and installed the cable needed for the gravity-gradient stabilization experiment. Aldrin performed numerous tasks, including installing electrical connectors and testing tools that would be needed for Project Apollo. A dozen two-minute rest periods prevented him from becoming fatigued. His second EVA concluded after two hours and six minutes. A third, 55-minute standup EVA was conducted on November 14, during which Aldrin took photographs, conducted experiments, and discarded some unneeded items.[49][52]
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On November 15, the crew initiated the automatic reentry system and splashed down in the Atlantic Ocean, where they were picked up by a helicopter, which took them to the awaiting aircraft carrier USS Wasp.[49][53] After the mission, his wife realized he had fallen into a depression, something she had not seen before.[50]
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Lovell and Aldrin were assigned to an Apollo crew with Neil Armstrong as Commander, Lovell as Command Module Pilot (CMP), and Aldrin as Lunar Module Pilot (LMP). Their assignment as the backup crew of Apollo 9 was announced on November 20, 1967.[54] Due to design and manufacturing delays in the lunar module (LM), Apollo 8 and Apollo 9 swapped prime and backup crews, and Armstrong's crew became the backup for Apollo 8. Under the normal crew rotation scheme, Armstrong was expected to command Apollo 11.[55]
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Michael Collins, the CMP on the Apollo 8 prime crew, required surgery to remove a bone spur on his spine.[56] Lovell took his place on the Apollo 8 crew. When Collins recovered he joined Armstrong's crew as CMP. In the meantime, Fred Haise filled in as backup LMP, and Aldrin as backup CMP for Apollo 8.[57] While the CMP usually occupied the center couch on launch, Aldrin occupied it rather than Collins, as he had already been trained to operate its console on liftoff before Collins arrived.[58]
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Apollo 11 was the second American space mission made up entirely of astronauts who had already flown in space,[59] the first being Apollo 10.[60] The next would not be flown until STS-26 in 1988.[59] Deke Slayton, who was responsible for astronaut flight assignments, gave Armstrong the option to replace Aldrin with Lovell, since some thought Aldrin was difficult to work with. Armstrong thought it over for a day before declining. He had no issues working with Aldrin, and thought Lovell deserved his own command.[61]
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Early versions of the EVA checklist had the Lunar Module Pilot as the first to step onto the lunar surface. However, when Aldrin learned that this might be amended, he lobbied within NASA for the original procedure to be followed. Multiple factors contributed to the final decision, including the physical positioning of the astronauts within the compact lunar lander, which made it easier for Armstrong to be the first to exit the spacecraft. Furthermore, there was little support for Aldrin's views among senior astronauts who would command later Apollo missions.[62] Collins has commented that he thought Aldrin "resents not being first on the Moon more than he appreciates being second".[63]
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Aldrin and Armstrong did not have time to perform much geological training. The first lunar landing focused more on landing on the Moon and making it safely back to Earth than the scientific aspects of the mission. The duo were briefed by NASA and USGS geologists. They made one geological field trip to West Texas. The press followed them, and a helicopter made it hard for Aldrin and Armstrong to hear their instructor.[64]
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On the morning of July 16, 1969, an estimated one million spectators watched the launch of Apollo 11 from the highways and beaches in the vicinity of Cape Canaveral, Florida. The launch was televised live in 33 countries, with an estimated 25 million viewers in the United States alone. Millions more listened to radio broadcasts.[65][66] Propelled by a Saturn V rocket, Apollo 11 lifted off from Launch Complex 39 at the Kennedy Space Center on July 16, 1969, at 13:32:00 UTC (9:32:00 EDT),[67] and entered Earth orbit twelve minutes later. After one and a half orbits, the S-IVB third-stage engine pushed the spacecraft onto its trajectory toward the Moon. About thirty minutes later, the transposition, docking, and extraction maneuver was performed: this involved separating the command module Columbia from the spent S-IVB stage, turning around, and docking with lunar module Eagle. After the lunar module was extracted, the combined spacecraft headed for the Moon, while the rocket stage flew on a trajectory past the Moon.[68]
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On July 19 at 17:21:50 UTC, Apollo 11 passed behind the Moon and fired its service propulsion engine to enter lunar orbit.[68] In the thirty orbits that followed,[69] the crew saw passing views of their landing site in the southern Sea of Tranquillity about 12 miles (19 km) southwest of the crater Sabine D.[70] At 12:52:00 UTC on July 20, Aldrin and Armstrong entered Eagle, and began the final preparations for lunar descent. At 17:44:00 Eagle separated from the Columbia.[68] Collins, alone aboard Columbia, inspected Eagle as it pirouetted before him to ensure the craft was not damaged and that the landing gear had correctly deployed.[71][72]
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Throughout the descent, Aldrin called out navigation data to Armstrong, who was busy piloting the Eagle.[73] Five minutes into the descent burn, and 6,000 feet (1,800 m) above the surface of the Moon, the LM guidance computer (LGC) distracted the crew with the first of several unexpected alarms that indicated that it could not complete all its tasks in real time and had to postpone some of them.[74] The Eagle landed at 20:17:40 UTC on Sunday July 20 with about 25 seconds of fuel left.[75]
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As a Presbyterian elder, Aldrin was the first and only person to hold a religious ceremony on the Moon. He radioed Earth: "I'd like to take this opportunity to ask every person listening in, whoever and wherever they may be, to pause for a moment and contemplate the events of the past few hours, and to give thanks in his or her own way."[76] Using a kit given to him by his pastor,[77] he took communion and read Jesus's words from the New Testament's John 15:5, as Aldrin records it: "I am the vine. You are the branches. Whoever remains in me, and I in him, will bear much fruit; for you can do nothing without me."[78] But he kept this ceremony secret because of a lawsuit over the reading of Genesis on Apollo 8.[79] In 1970 he commented: "It was interesting to think that the very first liquid ever poured on the Moon, and the first food eaten there, were communion elements."[80] On reflection in his 2009 book, Aldrin said, "Perhaps, if I had it to do over again, I would not choose to celebrate communion. Although it was a deeply meaningful experience for me, it was a Christian sacrament, and we had come to the moon in the name of all mankind – be they Christians, Jews, Muslims, animists, agnostics, or atheists. But at the time I could think of no better way to acknowledge the enormity of the Apollo 11 experience than by giving thanks to God."[81] Aldrin shortly hit upon a more universally human reference on the voyage back to Earth by publicly broadcasting his reading of the Old Testament's Psalm 8:3–4, as Aldrin records: "When I considered the heavens, the work of Thy fingers, the moon and the stars which Thou hast ordained, what is man that Thou art mindful of him."[82] Photos of these liturgical documents reveal the conflict's development as Aldrin expresses faith.[83]
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Preparations for the EVA began at 23:43.[68] Once Armstrong and Aldrin were ready to go outside, Eagle was depressurized, and the hatch was opened at 02:39:33 on July 21.[68][84] Aldrin set foot on the Moon at 03:15:16 on July 21, 1969 (UTC), nineteen minutes after Armstrong first touched the surface.[68] Armstrong and Aldrin became the first and second people, respectively, to walk on the Moon. Aldrin's first words after he set foot on the Moon were "Beautiful view", to which Armstrong asked "Isn't that something? Magnificent sight out here." Aldrin answered, "Magnificent desolation."[85] Aldrin and Armstrong had trouble erecting the Lunar Flag Assembly, but with some effort secured it into the surface. Aldrin saluted the flag and Armstrong took an iconic photo of the scene. Aldrin positioned himself in front of the video camera and began experimenting with different locomotion methods to move about the lunar surface to aid future moonwalkers.[86] During his experiments, President Nixon called the duo to congratulate them on the successful landing. Nixon closed with, "Thank you very much, and all of us look forward to seeing you on the Hornet on Thursday."[87] Aldrin replied, "I look forward to that very much, sir."[87][88]
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After the call, Aldrin began photographing and inspecting the spacecraft to document and verify its condition before their flight. Aldrin and Armstrong then set up a seismometer to detect moonquakes and a laser beam reflector. While Armstrong inspected a crater, Aldrin began the difficult task of hammering a metal tube into the surface to obtain a core sample.[89]
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Most of the iconic photographs of an astronaut on the Moon taken by the Apollo 11 astronauts are of Aldrin; Armstrong appears in just two color photographs. "As the sequence of lunar operations evolved," Aldrin explained, "Neil had the camera most of the time, and the majority of the pictures taken on the Moon that include an astronaut are of me. It wasn't until we were back on Earth and in the Lunar Receiving Laboratory looking over the pictures that we realized there were few pictures of Neil. My fault perhaps, but we had never simulated this during our training."[90]
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Aldrin reentered Eagle first, but, before ascending the ladder, he was the first human to urinate on the Moon.[91] With some difficulty they lifted film and two sample boxes containing 21.55 kilograms (47.5 lb) of lunar surface material to the hatch using a flat cable pulley device.[92] Armstrong reminded Aldrin of a bag of memorial items in his sleeve pocket, and Aldrin tossed the bag down. It contained a mission patch for the Apollo 1 flight that Ed White never flew due to his death in a cabin fire during the launch rehearsal; medallions commemorating Yuri Gagarin, the first man in space, and Vladimir Komarov, the first man to die in a space flight, and a silicon disk etched with goodwill messages from 73 nations.[93] After transferring to LM life support, the explorers lightened the ascent stage for the return to lunar orbit by tossing out their backpacks, lunar overshoes, an empty Hasselblad camera, and other equipment. The hatch was closed again at 05:01, and they repressurized the lunar module and settled down to sleep.[94]
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At 17:54 UTC, they lifted off in Eagle's ascent stage to rejoin Collins aboard Columbia in lunar orbit.[68] After rendezvous with Columbia, the ascent stage was jettisoned into lunar orbit, and Columbia made its way back to Earth.[95] It splashed down in the Pacific 2,660 km (1,440 nmi) east of Wake Island at 16:50 UTC (05:50 local time) on July 24.[68][96] The total mission duration was 195 hours, 18 minutes, 35 seconds.[97]
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The chance of bringing back pathogens from the lunar surface was considered a remote possibility, so divers passed biological isolation garments (BIGs) to the astronauts, and assisted them into the life raft. The astronauts were winched on board the recovery helicopter, and flown to the aircraft carrier USS Hornet,[98] where they spent the first part of the Earth-based portion of 21 days of quarantine.[99] On August 13, the three astronauts rode in ticker-tape parades in their honor in New York and Chicago, attended by an estimated six million people.[100] An official state dinner that evening in Los Angeles celebrated the flight. President Richard Nixon honored each of them with the highest American civilian award, the Presidential Medal of Freedom (with distinction).[101][102]
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On September 16, 1969, the astronauts addressed a joint session of Congress where they thanked the representatives for their past support and implored them to continue funding the space effort.[103][104] The astronauts embarked on a 38-day world tour on September 29 that brought the astronauts to 22 foreign countries and included visits with leaders of multiple countries.[105] The last leg of the tour included Australia, South Korea, and Japan; the crew returned to the US on November 5, 1969.[106][107]
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After Apollo 11, Aldrin was kept busy giving speeches and making public appearances. In October 1970, he joined Soviet cosmonauts Andriyan Nikolayev and Vitaly Sevastyanov on their tour of the NASA space centers. He was also involved in the design of the Space Shuttle. With the Apollo program coming to an end, Aldrin, now a colonel, saw few prospects at NASA, and decided to return to the Air Force on July 1, 1971.[108] During his NASA career, he had spent 289 hours and 53 minutes in space, of which 7 hours and 52 minutes was in EVA.[27]
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Aldrin hoped to become Commandant of Cadets at the United States Air Force Academy, but the job went to his West Point classmate Hoyt S. Vandenberg Jr. Aldrin was made Commandant of the USAF Aerospace Research Pilot School at Edwards Air Force Base, California. Aldrin had neither managerial nor test pilot experience, but a third of the training curriculum was devoted to astronaut training and students flew a modified F-104 Starfighter to the edge of space.[109] Fellow Group 3 astronaut and moonwalker Alan Bean considered him well qualified for the job.[110]
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Aldrin did not get along well with his superior, Brigadier General Robert M. White, who had earned his USAF astronaut wings flying the X-15. Aldrin's celebrity status led people to defer to him more than the higher-ranking general.[111] There were two crashes at Edwards, of an A-7 Corsair II and a T-33. No lives were lost, but the aircraft were destroyed and the accidents were attributed to insufficient supervision, which placed the blame on Aldrin. What he had hoped would be an enjoyable job became a highly stressful one.[112]
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Aldrin went to see the base surgeon. In addition to signs of depression, he experienced neck and shoulder pains, and hoped that the latter might explain the former.[113] He was hospitalized for depression at Wilford Hall Medical Center for four weeks.[114] His mother had committed suicide in May 1968, and he was plagued with guilt that his fame after Gemini 12 had contributed. His mother's father had also committed suicide, and he believed he inherited depression from them.[115] At the time there was great stigma related to mental illness and he was aware that it could not only be career-ending, but could result in his being ostracized socially.[113]
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In February 1972, General George S. Brown paid a visit to Edwards and informed Aldrin that the USAF Aerospace Research Pilot School was being renamed the USAF Test Pilot School and the astronaut training was being dropped. With the Apollo program winding down, and Air Force budgets being cut, the Air Force's interest in space diminished.[112] Aldrin elected to retire as a colonel on March 1, 1972, after 21 years of service. His father and General Jimmy Doolittle, a close friend of his father, attended the formal retirement ceremony.[112]
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Aldrin's father died on December 28, 1974, from complications following a heart attack.[116] Aldrin's autobiographies Return to Earth, (1973) and Magnificent Desolation (2009), recounted his struggles with clinical depression and alcoholism in the years after leaving NASA.[117][118][119] Encouraged by a therapist to take a regular job, Aldrin worked selling used cars, at which he had no talent.[120] Periods of hospitalization and sobriety alternated with bouts of heavy drinking. Eventually he was arrested for disorderly conduct. Finally, in October 1978, he quit drinking for good. Aldrin attempted to help others with drinking problems, including actor William Holden. Holden's girlfriend Stefanie Powers had portrayed Marianne, a woman with whom Aldrin had an affair, in the TV movie version of Return to Earth. Aldrin was saddened by Holden's alcohol-related death in 1981.[121]
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On September 9, 2002, Aldrin was lured to a Beverly Hills hotel on the pretext of being interviewed for a Japanese children's television show on the subject of space.[122] When he arrived, Moon landing conspiracy theorist Bart Sibrel accosted him with a film crew and demanded he swear on a Bible that the Moon landings were not faked. After a brief confrontation, during which Sibrel followed Aldrin despite being told to leave him alone, and called him "thief, liar and coward", the 72-year-old Aldrin punched Sibrel in the jaw, which was caught on camera by Sibrel's film crew. Aldrin said he had acted to defend himself and his stepdaughter. Witnesses said Sibrel had aggressively poked Aldrin with a Bible. Additional mitigating factors were that Sibrel sustained no visible injury and did not seek medical attention, and that Aldrin had no criminal record. The police declined to press charges against Aldrin.[123][124]
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In 2005, while being interviewed for a Science Channel documentary titled First on the Moon: The Untold Story, Aldrin told an interviewer they had seen an unidentified flying object (UFO). The documentary makers omitted the crew's conclusion that they probably saw one of the four detached spacecraft adapter panels from the upper stage of the Saturn V rocket. The panels had been jettisoned before the separation maneuver so they closely followed the spacecraft until the first mid-course correction. When Aldrin appeared on The Howard Stern Show on August 15, 2007, Stern asked him about the supposed UFO sighting. Aldrin confirmed that there was no such sighting of anything deemed extraterrestrial and said they were, and are, "99.9 percent" sure the object was the detached panel.[126][127] According to Aldrin his words had been taken out of context. He made a request to the Science Channel to make a correction, but was refused.[128]
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In December 2016, Aldrin was part of a tourist group visiting the Amundsen–Scott South Pole Station in Antarctica when he fell ill and was evacuated, first to McMurdo Station and from there to Christchurch, New Zealand.[129] At 86 years of age, Aldrin's visit made him the oldest person to reach the South Pole. He had traveled to the North Pole in 1998.[130][131]
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After leaving NASA, Aldrin continued to advocate for space exploration. In 1985 he joined the University of North Dakota (UND)'s College of Aerospace Sciences at the invitation of John D. Odegard, the dean of the college. Aldrin helped to develop UND's Space Studies program and brought Dr. David Webb from NASA to serve as the department's first chair.[132] To further promote space exploration, and to commemorate the 40th anniversary of the first lunar landing, Aldrin teamed up with Snoop Dogg, Quincy Jones, Talib Kweli, and Soulja Boy to create the rap single and video "Rocket Experience", proceeds from which were donated to Aldrin's non-profit foundation, ShareSpace.[133]
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In 1985, Aldrin proposed a special spacecraft trajectory now known as the Aldrin cycler.[134][135] Cycler trajectories offer reduced cost of repeated travel to Mars by using less propellant. The Aldrin cycler provided a five and a half month journey from the Earth to Mars, with a return trip to Earth of the same duration on a twin cycler orbit. Aldrin continues to research this concept with engineers from Purdue University.[136] In 1996 Aldrin founded Starcraft Boosters, Inc. (SBI) to design reusable rocket launchers.[137]
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In December 2003, Aldrin published an opinion piece in The New York Times criticizing NASA's objectives. In it, he voiced concern about NASA's development of a spacecraft "limited to transporting four astronauts at a time with little or no cargo carrying capability" and declared the goal of sending astronauts back to the Moon was "more like reaching for past glory than striving for new triumphs".[138]
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In a June 2013 opinion piece in The New York Times, Aldrin supported a human mission to Mars and which viewed the Moon "not as a destination but more a point of departure, one that places humankind on a trajectory to homestead Mars and become a two-planet species."[139] In August 2015, Aldrin, in association with the Florida Institute of Technology, presented a master plan to NASA for consideration where astronauts, with a tour of duty of ten years, establish a colony on Mars before the year 2040.[140]
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Aldrin was awarded the Air Force Distinguished Service Medal (DSM) in 1969 for his role as lunar module pilot on Apollo 11.[141] He was awarded an oak leaf cluster in 1972 in lieu of a second DSM for his role in both the Korean War and in the space program,[141] and the Legion of Merit for his role in the Gemini and Apollo programs.[141] During a 1966 ceremony marking the end of the Gemini program, Aldrin was awarded the NASA Exceptional Service Medal by President Johnson at LBJ Ranch.[142] He was awarded the NASA Distinguished Service Medal in 1970 for the Apollo 11 mission.[143][144] Aldrin was one of ten Gemini astronauts inducted into the International Space Hall of Fame in 1982.[145][146] He was also inducted into the U.S. Astronaut Hall of Fame in 1993,[147][148] the National Aviation Hall of Fame in 2000,[149] and the New Jersey Hall of Fame in 2008.[150]
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The Toy Story character Buzz Lightyear was named in honor of Buzz Aldrin.[151]
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In 1999, while celebrating the 30th anniversary of the lunar landing, Vice-President Al Gore, who was also the vice-chancellor of the Smithsonian Institution's Board of Regents, presented the Apollo 11 crew with the Smithsonian Institution's Langley Gold Medal for aviation. After the ceremony, the crew went to the White House and presented President Bill Clinton with an encased Moon rock.[152][153] The Apollo 11 crew was awarded the New Frontier Congressional Gold Medal in the Capitol Rotunda in 2011. During the ceremony, NASA administrator Charles Bolden said, "Those of us who have had the privilege to fly in space followed the trail they forged."[154][155]
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The Apollo 11 crew were awarded the Collier Trophy in 1969. The National Aeronautic Association president awarded a duplicate trophy to Collins and Aldrin at a ceremony.[156] The crew was awarded the 1969 General Thomas D. White USAF Space Trophy.[157] The National Space Club named the crew the winners of the 1970 Dr. Robert H. Goddard Memorial Trophy, awarded annually for the greatest achievement in spaceflight.[158] They received the international Harmon Trophy for aviators in 1970,[159][160] conferred to them by Vice-President Spiro Agnew in 1971.[161] Agnew also presented them the Hubbard Medal of the National Geographic Society in 1970. He told them, "You've won a place alongside Christopher Columbus in American history".[162] In 1970, the Apollo 11 team were co-winners of the Iven C. Kincheloe award from the Society of Experimental Test Pilots along with Darryl Greenamyer who broke the world speed record for piston engine airplanes.[163] For contributions to the television industry, they were honored with round plaques on the Hollywood Walk of Fame.[164]
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In 2001, President George W. Bush appointed Aldrin to the Commission on the Future of the United States Aerospace Industry.[165] Aldrin received the 2003 Humanitarian Award from Variety, the Children's Charity, which, according to the organization, "is given to an individual who has shown unusual understanding, empathy, and devotion to mankind."[166] In 2006, the Space Foundation awarded him its highest honor, the General James E. Hill Lifetime Space Achievement Award.[167]
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Aldrin received honorary degrees from six colleges and universities,[27] and was named as the Chancellor of the International Space University in 2015.[168] He was a member of the National Space Society's Board of Governors,[169] and has served as the organization's chairman. In 2016, his hometown middle school in Montclair, New Jersey, was renamed Buzz Aldrin Middle School.[170] The Aldrin crater on the Moon near the Apollo 11 landing site and Asteroid 6470 Aldrin are named in his honor.[145]
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In 2019, Buzz was awarded the Starmus Festival's Stephen Hawking Medal for Science Communication for Lifetime Achievement.[171][172]
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Aldrin has been married three times. His first marriage was on December 29, 1954, to Joan Archer, a Rutgers University and Columbia University alumna with a master's degree. They had three children, James, Janice and Andrew. They filed for divorce in 1974.[173][174] His second was to Beverly Van Zile, whom he married on December 31, 1975,[175] and divorced in 1978. His third was to Lois Driggs Cannon, whom he married on February 14, 1988.[176] Their divorce was finalized in December 2012. The settlement included 50 percent of their $475,000 bank account, and $9,500 a month plus 30 percent of his annual income, estimated at more than $600,000.[177][178] As of 2017[update], he has one grandson, Jeffrey Schuss, born to his daughter Janice, and three great-grandsons.[179]
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In 2018 Aldrin was involved in a legal dispute with his children Andrew and Janice and former business manager Christina Korp over their claims that he was mentally impaired through dementia and Alzheimer's disease. His children alleged that he made new friends who were alienating him from the family and encouraging him to spend his savings at a high rate. They sought to be named legal guardians so they could control his finances.[180] In June, Aldrin filed a lawsuit against Andrew, Janice, Korp, and businesses and foundations run by the family.[181] Aldrin alleged that Janice was not acting in his financial interests and that Korp was exploiting the elderly. He sought to remove Andrew's control of Aldrin's social media accounts, finances, and businesses. The situation ended when his children withdrew their petition and he dropped the lawsuit in March 2019, several months before the 50th anniversary of the Apollo 11 mission.[182]
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Aldrin is an active supporter of the Republican Party, headlining fundraisers for its members of Congress[183] and endorsing its candidates. He appeared at a rally for George W. Bush in 2004 and campaigned for Nick Lampson in Texas in 2006, Paul Rancatore in Florida in 2008, Mark Treadwell in Alaska in 2014[184] and Dan Crenshaw in Texas in 2018.[185] He appeared at the 2019 State of the Union Address as a guest of President Donald Trump.[186]
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Following the 2012 death of his Apollo 11 colleague Neil Armstrong, Aldrin said he was
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deeply saddened by the passing ... I know I am joined by many millions of others from around the world in mourning the passing of a true American hero and the best pilot I ever knew ... I had truly hoped that on July 20, 2019, Neil, Mike and I would be standing together to commemorate the 50th Anniversary of our moon landing.[187]
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In 2007, he confirmed to Time magazine that he had recently had a face-lift, joking that the g-forces he was exposed to in space "caused a sagging jowl that needed some attention."[188] He primarily resided in the Los Angeles area, including Beverly Hills and Laguna Beach and Emerald Bay.[189] Following his third divorce, he sold his Westwood condominium.[190] As of 2018[update], he was living in Satellite Beach, Florida.[191][192]
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Aldrin has been portrayed by:
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Agriculture is the science and art of cultivating plants and livestock.[1] Agriculture was the key development in the rise of sedentary human civilization, whereby farming of domesticated species created food surpluses that enabled people to live in cities. The history of agriculture began thousands of years ago. After gathering wild grains beginning at least 105,000 years ago, nascent farmers began to plant them around 11,500 years ago. Pigs, sheep and cattle were domesticated over 10,000 years ago. Plants were independently cultivated in at least 11 regions of the world. Industrial agriculture based on large-scale monoculture in the twentieth century came to dominate agricultural output, though about 2 billion people still depended on subsistence agriculture into the twenty-first.
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Modern agronomy, plant breeding, agrochemicals such as pesticides and fertilizers, and technological developments have sharply increased yields, while causing widespread ecological and environmental damage. Selective breeding and modern practices in animal husbandry have similarly increased the output of meat, but have raised concerns about animal welfare and environmental damage. Environmental issues include contributions to global warming, depletion of aquifers, deforestation, antibiotic resistance, and growth hormones in industrial meat production. Genetically modified organisms are widely used, although some are banned in certain countries.
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The major agricultural products can be broadly grouped into foods, fibers, fuels and raw materials (such as rubber). Food classes include cereals (grains), vegetables, fruits, oils, meat, milk, fungi and eggs. Over one-third of the world's workers are employed in agriculture, second only to the service sector, although the number of agricultural workers in developed countries has decreased significantly over the centuries.
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The word agriculture is a late Middle English adaptation of Latin agricultūra, from ager, "field", and cultūra, "cultivation" or "growing".[2] While agriculture usually refers to human activities, certain species of ant,[3][4] termite and beetle have been cultivating crops for up to 60 million years.[5] Agriculture is defined with varying scopes, in its broadest sense using natural resources to "produce commodities which maintain life, including food, fiber, forest products, horticultural crops, and their related services".[6] Thus defined, it includes arable farming, horticulture, animal husbandry and forestry, but horticulture and forestry are in practice often excluded.[6]
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The development of agriculture enabled the human population to grow many times larger than could be sustained by hunting and gathering.[9] Agriculture began independently in different parts of the globe,[10] and included a diverse range of taxa, in at least 11 separate centres of origin.[7] Wild grains were collected and eaten from at least 105,000 years ago.[11] From around 11,500 years ago, the eight Neolithic founder crops, emmer and einkorn wheat, hulled barley, peas, lentils, bitter vetch, chick peas and flax were cultivated in the Levant. Rice was domesticated in China between 11,500 and 6,200 BC with the earliest known cultivation from 5,700 BC,[12] followed by mung, soy and azuki beans. Sheep were domesticated in Mesopotamia between 13,000 and 11,000 years ago.[13] Cattle were domesticated from the wild aurochs in the areas of modern Turkey and Pakistan some 10,500 years ago.[14] Pig production emerged in Eurasia, including Europe, East Asia and Southwest Asia,[15] where wild boar were first domesticated about 10,500 years ago.[16] In the Andes of South America, the potato was domesticated between 10,000 and 7,000 years ago, along with beans, coca, llamas, alpacas, and guinea pigs. Sugarcane and some root vegetables were domesticated in New Guinea around 9,000 years ago. Sorghum was domesticated in the Sahel region of Africa by 7,000 years ago. Cotton was domesticated in Peru by 5,600 years ago,[17] and was independently domesticated in Eurasia. In Mesoamerica, wild teosinte was bred into maize by 6,000 years ago.[18]
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Scholars have offered multiple hypotheses to explain the historical origins of agriculture. Studies of the transition from hunter-gatherer to agricultural societies indicate an initial period of intensification and increasing sedentism; examples are the Natufian culture in the Levant, and the Early Chinese Neolithic in China. Then, wild stands that had previously been harvested started to be planted, and gradually came to be domesticated.[19][20][21]
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In Eurasia, the Sumerians started to live in villages from about 8,000 BC, relying on the Tigris and Euphrates rivers and a canal system for irrigation. Ploughs appear in pictographs around 3,000 BC; seed-ploughs around 2,300 BC. Farmers grew wheat, barley, vegetables such as lentils and onions, and fruits including dates, grapes, and figs.[22] Ancient Egyptian agriculture relied on the Nile River and its seasonal flooding. Farming started in the predynastic period at the end of the Paleolithic, after 10,000 BC. Staple food crops were grains such as wheat and barley, alongside industrial crops such as flax and papyrus.[23][24] In India, wheat, barley and jujube were domesticated by 9,000 BC, soon followed by sheep and goats.[25] Cattle, sheep and goats were domesticated in Mehrgarh culture by 8,000–6,000 BC.[26][27][27][28] Cotton was cultivated by the 5th–4th millennium BC.[29] Archeological evidence indicates an animal-drawn plough from 2,500 BC in the Indus Valley Civilisation.[30]
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In China, from the 5th century BC there was a nationwide granary system and widespread silk farming.[31] Water-powered grain mills were in use by the 1st century BC,[32] followed by irrigation.[33] By the late 2nd century, heavy ploughs had been developed with iron ploughshares and mouldboards.[34][35] These spread westwards across Eurasia.[36] Asian rice was domesticated 8,200–13,500 years ago – depending on the molecular clock estimate that is used[37] – on the Pearl River in southern China with a single genetic origin from the wild rice Oryza rufipogon.[38] In Greece and Rome, the major cereals were wheat, emmer, and barley, alongside vegetables including peas, beans, and olives. Sheep and goats were kept mainly for dairy products.[39][40]
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In the Americas, crops domesticated in Mesoamerica (apart from teosinte) include squash, beans, and cocoa.[41] Cocoa was being domesticated by the Mayo Chinchipe of the upper Amazon around 3,000 BC.[42]
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The turkey was probably domesticated in Mexico or the American Southwest.[43] The Aztecs developed irrigation systems, formed terraced hillsides, fertilized their soil, and developed chinampas or artificial islands. The Mayas used extensive canal and raised field systems to farm swampland from 400 BC.[44][45][46][47][48] Coca was domesticated in the Andes, as were the peanut, tomato, tobacco, and pineapple.[41] Cotton was domesticated in Peru by 3,600 BC.[49] Animals including llamas, alpacas, and guinea pigs were domesticated there.[50] In North America, the indigenous people of the East domesticated crops such as sunflower, tobacco,[51] squash and Chenopodium.[52][53] Wild foods including wild rice and maple sugar were harvested.[54] The domesticated strawberry is a hybrid of a Chilean and a North American species, developed by breeding in Europe and North America.[55] The indigenous people of the Southwest and the Pacific Northwest practiced forest gardening and fire-stick farming. The natives controlled fire on a regional scale to create a low-intensity fire ecology that sustained a low-density agriculture in loose rotation; a sort of "wild" permaculture.[56][57][58][59] A system of companion planting called the Three Sisters was developed on the Great Plains. The three crops were winter squash, maize, and climbing beans.[60][61]
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Indigenous Australians, long supposed to have been nomadic hunter-gatherers, practised systematic burning to enhance natural productivity in fire-stick farming.[62] The Gunditjmara and other groups developed eel farming and fish trapping systems from some 5,000 years ago.[63] There is evidence of 'intensification' across the whole continent over that period.[64] In two regions of Australia, the central west coast and eastern central, early farmers cultivated yams, native millet, and bush onions, possibly in permanent settlements.[65][21]
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In the Middle Ages, both in the Islamic world and in Europe, agriculture transformed with improved techniques and the diffusion of crop plants, including the introduction of sugar, rice, cotton and fruit trees (such as the orange) to Europe by way of Al-Andalus.[66][67] After 1492 the Columbian exchange brought New World crops such as maize, potatoes, tomatoes, sweet potatoes and manioc to Europe, and Old World crops such as wheat, barley, rice and turnips, and livestock (including horses, cattle, sheep and goats) to the Americas.[68]
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Irrigation, crop rotation, and fertilizers advanced from the 17th century with the British Agricultural Revolution, allowing global population to rise significantly. Since 1900 agriculture in developed nations, and to a lesser extent in the developing world, has seen large rises in productivity as mechanization replaces human labor, and assisted by synthetic fertilizers, pesticides, and selective breeding. The Haber-Bosch method allowed the synthesis of ammonium nitrate fertilizer on an industrial scale, greatly increasing crop yields and sustaining a further increase in global population.[69][70] Modern agriculture has raised or encountered ecological, political, and economic issues including water pollution, biofuels, genetically modified organisms, tariffs and farm subsidies, leading to alternative approaches such as the organic movement.[71][72]
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Pastoralism involves managing domesticated animals. In nomadic pastoralism, herds of livestock are moved from place to place in search of pasture, fodder, and water. This type of farming is practised in arid and semi-arid regions of Sahara, Central Asia and some parts of India.[73]
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In shifting cultivation, a small area of forest is cleared by cutting and burning the trees. The cleared land is used for growing crops for a few years until the soil becomes too infertile, and the area is abandoned. Another patch of land is selected and the process is repeated. This type of farming is practiced mainly in areas with abundant rainfall where the forest regenerates quickly. This practice is used in Northeast India, Southeast Asia, and the Amazon Basin.[74]
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Subsistence farming is practiced to satisfy family or local needs alone, with little left over for transport elsewhere. It is intensively practiced in Monsoon Asia and South-East Asia.[75] An estimated 2.5 billion subsistence farmers worked in 2018, cultivating about 60% of the earth's arable land.[76]
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Intensive farming is cultivation to maximise productivity, with a low fallow ratio and a high use of inputs (water, fertilizer, pesticide and automation). It is practiced mainly in developed countries.[77][78]
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From the twentieth century, intensive agriculture increased productivity. It substituted synthetic fertilizers and pesticides for labor, but caused increased water pollution, and often involved farm subsidies. In recent years there has been a backlash against the environmental effects of conventional agriculture, resulting in the organic, regenerative, and sustainable agriculture movements.[71][80] One of the major forces behind this movement has been the European Union, which first certified organic food in 1991 and began reform of its Common Agricultural Policy (CAP) in 2005 to phase out commodity-linked farm subsidies,[81] also known as decoupling. The growth of organic farming has renewed research in alternative technologies such as integrated pest management, selective breeding,[82] and controlled-environment agriculture.[83][84] Recent mainstream technological developments include genetically modified food.[85] Demand for non-food biofuel crops,[86] development of former farm lands, rising transportation costs, climate change, growing consumer demand in China and India, and population growth,[87] are threatening food security in many parts of the world.[88][89][90][91][92] The International Fund for Agricultural Development posits that an increase in smallholder agriculture may be part of the solution to concerns about food prices and overall food security, given the favorable experience of Vietnam.[93] Soil degradation and diseases such as stem rust are major concerns globally;[94] approximately 40% of the world's agricultural land is seriously degraded.[95][96] By 2015, the agricultural output of China was the largest in the world, followed by the European Union, India and the United States.[79] Economists measure the total factor productivity of agriculture and by this measure agriculture in the United States is roughly 1.7 times more productive than it was in 1948.[97]
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Following the three-sector theory, the number of people employed in agriculture and other primary activities (such as fishing) can be more than 80% in the least developed countries, and less than 2% in the most highly developed countries.[98] Since the Industrial Revolution, many countries have made the transition to developed economies, and the proportion of people working in agriculture has steadily fallen. During the 16th century in Europe, for example, between 55 and 75% of the population was engaged in agriculture; by the 19th century, this had dropped to between 35 and 65%.[99] In the same countries today, the figure is less than 10%.[98]
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At the start of the 21st century, some one billion people, or over 1/3 of the available work force, were employed in agriculture. It constitutes approximately 70% of the global employment of children, and in many countries employs the largest percentage of women of any industry.[100] The service sector overtook the agricultural sector as the largest global employer in 2007.[101]
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Agriculture, specifically farming, remains a hazardous industry, and farmers worldwide remain at high risk of work-related injuries, lung disease, noise-induced hearing loss, skin diseases, as well as certain cancers related to chemical use and prolonged sun exposure. On industrialized farms, injuries frequently involve the use of agricultural machinery, and a common cause of fatal agricultural injuries in developed countries is tractor rollovers.[102] Pesticides and other chemicals used in farming can also be hazardous to worker health, and workers exposed to pesticides may experience illness or have children with birth defects.[103] As an industry in which families commonly share in work and live on the farm itself, entire families can be at risk for injuries, illness, and death.[104] Ages 0–6 may be an especially vulnerable population in agriculture;[105] common causes of fatal injuries among young farm workers include drowning, machinery and motor accidents, including with all-terrain vehicles.[104][105][106]
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The International Labour Organization considers agriculture "one of the most hazardous of all economic sectors".[100] It estimates that the annual work-related death toll among agricultural employees is at least 170,000, twice the average rate of other jobs. In addition, incidences of death, injury and illness related to agricultural activities often go unreported.[107] The organization has developed the Safety and Health in Agriculture Convention, 2001, which covers the range of risks in the agriculture occupation, the prevention of these risks and the role that individuals and organizations engaged in agriculture should play.[100]
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In the United States, agriculture has been identified by the National Institute for Occupational Safety and Health as a priority industry sector in the National Occupational Research Agenda to identify and provide intervention strategies for occupational health and safety issues.[108][109]
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In the European Union, the European Agency for Safety and Health at Work has issued guidelines on implementing health and safety directives in agriculture, livestock farming, horticulture, and forestry.[110] The Agricultural Safety and Health Council of America (ASHCA) also holds a yearly summit to discuss safety.[111]
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Overall production varies by country as listed.
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The twenty largest countries by agricultural output (in nominal terms) at peak level as of 2018, according to the IMF and CIA World Factbook.
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Cropping systems vary among farms depending on the available resources and constraints; geography and climate of the farm; government policy; economic, social and political pressures; and the philosophy and culture of the farmer.[113][114]
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Shifting cultivation (or slash and burn) is a system in which forests are burnt, releasing nutrients to support cultivation of annual and then perennial crops for a period of several years.[115] Then the plot is left fallow to regrow forest, and the farmer moves to a new plot, returning after many more years (10–20). This fallow period is shortened if population density grows, requiring the input of nutrients (fertilizer or manure) and some manual pest control. Annual cultivation is the next phase of intensity in which there is no fallow period. This requires even greater nutrient and pest control inputs.[115]
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Further industrialization led to the use of monocultures, when one cultivar is planted on a large acreage. Because of the low biodiversity, nutrient use is uniform and pests tend to build up, necessitating the greater use of pesticides and fertilizers.[114] Multiple cropping, in which several crops are grown sequentially in one year, and intercropping, when several crops are grown at the same time, are other kinds of annual cropping systems known as polycultures.[115]
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In subtropical and arid environments, the timing and extent of agriculture may be limited by rainfall, either not allowing multiple annual crops in a year, or requiring irrigation. In all of these environments perennial crops are grown (coffee, chocolate) and systems are practiced such as agroforestry. In temperate environments, where ecosystems were predominantly grassland or prairie, highly productive annual farming is the dominant agricultural system.[115]
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Important categories of food crops include cereals, legumes, forage, fruits and vegetables.[116] Natural fibers include cotton, wool, hemp, silk and flax.[117] Specific crops are cultivated in distinct growing regions throughout the world. Production is listed in millions of metric tons, based on FAO estimates.[116]
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Animal husbandry is the breeding and raising of animals for meat, milk, eggs, or wool, and for work and transport.[118] Working animals, including horses, mules, oxen, water buffalo, camels, llamas, alpacas, donkeys, and dogs, have for centuries been used to help cultivate fields, harvest crops, wrangle other animals, and transport farm products to buyers.[119]
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Livestock production systems can be defined based on feed source, as grassland-based, mixed, and landless.[120] As of 2010[update], 30% of Earth's ice- and water-free area was used for producing livestock, with the sector employing approximately 1.3 billion people. Between the 1960s and the 2000s, there was a significant increase in livestock production, both by numbers and by carcass weight, especially among beef, pigs and chickens, the latter of which had production increased by almost a factor of 10. Non-meat animals, such as milk cows and egg-producing chickens, also showed significant production increases. Global cattle, sheep and goat populations are expected to continue to increase sharply through 2050.[121] Aquaculture or fish farming, the production of fish for human consumption in confined operations, is one of the fastest growing sectors of food production, growing at an average of 9% a year between 1975 and 2007.[122]
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During the second half of the 20th century, producers using selective breeding focused on creating livestock breeds and crossbreeds that increased production, while mostly disregarding the need to preserve genetic diversity. This trend has led to a significant decrease in genetic diversity and resources among livestock breeds, leading to a corresponding decrease in disease resistance and local adaptations previously found among traditional breeds.[123]
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Grassland based livestock production relies upon plant material such as shrubland, rangeland, and pastures for feeding ruminant animals. Outside nutrient inputs may be used, however manure is returned directly to the grassland as a major nutrient source. This system is particularly important in areas where crop production is not feasible because of climate or soil, representing 30–40 million pastoralists.[115] Mixed production systems use grassland, fodder crops and grain feed crops as feed for ruminant and monogastric (one stomach; mainly chickens and pigs) livestock. Manure is typically recycled in mixed systems as a fertilizer for crops.[120]
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Landless systems rely upon feed from outside the farm, representing the de-linking of crop and livestock production found more prevalently in Organisation for Economic Co-operation and Development member countries. Synthetic fertilizers are more heavily relied upon for crop production and manure utilization becomes a challenge as well as a source for pollution.[120] Industrialized countries use these operations to produce much of the global supplies of poultry and pork. Scientists estimate that 75% of the growth in livestock production between 2003 and 2030 will be in confined animal feeding operations, sometimes called factory farming. Much of this growth is happening in developing countries in Asia, with much smaller amounts of growth in Africa.[121] Some of the practices used in commercial livestock production, including the usage of growth hormones, are controversial.[124]
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Tillage is the practice of breaking up the soil with tools such as the plow or harrow to prepare for planting, for nutrient incorporation, or for pest control. Tillage varies in intensity from conventional to no-till. It may improve productivity by warming the soil, incorporating fertilizer and controlling weeds, but also renders soil more prone to erosion, triggers the decomposition of organic matter releasing CO2, and reduces the abundance and diversity of soil organisms.[125][126]
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Pest control includes the management of weeds, insects, mites, and diseases. Chemical (pesticides), biological (biocontrol), mechanical (tillage), and cultural practices are used. Cultural practices include crop rotation, culling, cover crops, intercropping, composting, avoidance, and resistance. Integrated pest management attempts to use all of these methods to keep pest populations below the number which would cause economic loss, and recommends pesticides as a last resort.[127]
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Nutrient management includes both the source of nutrient inputs for crop and livestock production, and the method of utilization of manure produced by livestock. Nutrient inputs can be chemical inorganic fertilizers, manure, green manure, compost and minerals.[128] Crop nutrient use may also be managed using cultural techniques such as crop rotation or a fallow period. Manure is used either by holding livestock where the feed crop is growing, such as in managed intensive rotational grazing, or by spreading either dry or liquid formulations of manure on cropland or pastures.[129][125]
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Water management is needed where rainfall is insufficient or variable, which occurs to some degree in most regions of the world.[115] Some farmers use irrigation to supplement rainfall. In other areas such as the Great Plains in the U.S. and Canada, farmers use a fallow year to conserve soil moisture to use for growing a crop in the following year.[130] Agriculture represents 70% of freshwater use worldwide.[131]
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According to a report by the International Food Policy Research Institute, agricultural technologies will have the greatest impact on food production if adopted in combination with each other; using a model that assessed how eleven technologies could impact agricultural productivity, food security and trade by 2050, the International Food Policy Research Institute found that the number of people at risk from hunger could be reduced by as much as 40% and food prices could be reduced by almost half.[132]
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Payment for ecosystem services is a method of providing additional incentives to encourage farmers to conserve some aspects of the environment. Measures might include paying for reforestation upstream of a city, to improve the supply of fresh water.[133]
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Crop alteration has been practiced by humankind for thousands of years, since the beginning of civilization. Altering crops through breeding practices changes the genetic make-up of a plant to develop crops with more beneficial characteristics for humans, for example, larger fruits or seeds, drought-tolerance, or resistance to pests. Significant advances in plant breeding ensued after the work of geneticist Gregor Mendel. His work on dominant and recessive alleles, although initially largely ignored for almost 50 years, gave plant breeders a better understanding of genetics and breeding techniques. Crop breeding includes techniques such as plant selection with desirable traits, self-pollination and cross-pollination, and molecular techniques that genetically modify the organism.[134]
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Domestication of plants has, over the centuries increased yield, improved disease resistance and drought tolerance, eased harvest and improved the taste and nutritional value of crop plants. Careful selection and breeding have had enormous effects on the characteristics of crop plants. Plant selection and breeding in the 1920s and 1930s improved pasture (grasses and clover) in New Zealand. Extensive X-ray and ultraviolet induced mutagenesis efforts (i.e. primitive genetic engineering) during the 1950s produced the modern commercial varieties of grains such as wheat, corn (maize) and barley.[135][136]
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The Green Revolution popularized the use of conventional hybridization to sharply increase yield by creating "high-yielding varieties". For example, average yields of corn (maize) in the US have increased from around 2.5 tons per hectare (t/ha) (40 bushels per acre) in 1900 to about 9.4 t/ha (150 bushels per acre) in 2001. Similarly, worldwide average wheat yields have increased from less than 1 t/ha in 1900 to more than 2.5 t/ha in 1990. South American average wheat yields are around 2 t/ha, African under 1 t/ha, and Egypt and Arabia up to 3.5 to 4 t/ha with irrigation. In contrast, the average wheat yield in countries such as France is over 8 t/ha. Variations in yields are due mainly to variation in climate, genetics, and the level of intensive farming techniques (use of fertilizers, chemical pest control, growth control to avoid lodging).[137][138][139]
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Genetically modified organisms (GMO) are organisms whose genetic material has been altered by genetic engineering techniques generally known as recombinant DNA technology. Genetic engineering has expanded the genes available to breeders to utilize in creating desired germlines for new crops. Increased durability, nutritional content, insect and virus resistance and herbicide tolerance are a few of the attributes bred into crops through genetic engineering.[140] For some, GMO crops cause food safety and food labeling concerns. Numerous countries have placed restrictions on the production, import or use of GMO foods and crops.[141] Currently a global treaty, the Biosafety Protocol, regulates the trade of GMOs. There is ongoing discussion regarding the labeling of foods made from GMOs, and while the EU currently requires all GMO foods to be labeled, the US does not.[142]
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Herbicide-resistant seed has a gene implanted into its genome that allows the plants to tolerate exposure to herbicides, including glyphosate. These seeds allow the farmer to grow a crop that can be sprayed with herbicides to control weeds without harming the resistant crop. Herbicide-tolerant crops are used by farmers worldwide.[143] With the increasing use of herbicide-tolerant crops, comes an increase in the use of glyphosate-based herbicide sprays. In some areas glyphosate resistant weeds have developed, causing farmers to switch to other herbicides.[144][145] Some studies also link widespread glyphosate usage to iron deficiencies in some crops, which is both a crop production and a nutritional quality concern, with potential economic and health implications.[146]
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Other GMO crops used by growers include insect-resistant crops, which have a gene from the soil bacterium Bacillus thuringiensis (Bt), which produces a toxin specific to insects. These crops resist damage by insects.[147] Some believe that similar or better pest-resistance traits can be acquired through traditional breeding practices, and resistance to various pests can be gained through hybridization or cross-pollination with wild species. In some cases, wild species are the primary source of resistance traits; some tomato cultivars that have gained resistance to at least 19 diseases did so through crossing with wild populations of tomatoes.[148]
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Agriculture imposes multiple external costs upon society through effects such as pesticide damage to nature (especially herbicides and insecticides), nutrient runoff, excessive water usage, and loss of natural environment. A 2000 assessment of agriculture in the UK determined total external costs for 1996 of £2,343 million, or £208 per hectare.[149] A 2005 analysis of these costs in the US concluded that cropland imposes approximately $5 to $16 billion ($30 to $96 per hectare), while livestock production imposes $714 million.[150] Both studies, which focused solely on the fiscal impacts, concluded that more should be done to internalize external costs. Neither included subsidies in their analysis, but they noted that subsidies also influence the cost of agriculture to society.[149][150]
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Agriculture seeks to increase yield and to reduce costs. Yield increases with inputs such as fertilisers and removal of pathogens, predators, and competitors (such as weeds). Costs decrease with increasing scale of farm units, such as making fields larger; this means removing hedges, ditches and other areas of habitat. Pesticides kill insects, plants and fungi. These and other measures have cut biodiversity to very low levels on intensively farmed land.[151]
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In 2010, the International Resource Panel of the United Nations Environment Programme assessed the environmental impacts of consumption and production. It found that agriculture and food consumption are two of the most important drivers of environmental pressures, particularly habitat change, climate change, water use and toxic emissions. Agriculture is the main source of toxins released into the environment, including insecticides, especially those used on cotton.[152] The 2011 UNEP Green Economy report states that "[a]agricultural operations, excluding land use changes, produce approximately 13 per cent of anthropogenic global GHG emissions. This includes GHGs emitted by the use of inorganic fertilizers agro-chemical pesticides and herbicides; (GHG emissions resulting from production of these inputs are included in industrial emissions); and fossil fuel-energy inputs.[153] "On average we find that the total amount of fresh residues from agricultural and forestry production for second- generation biofuel production amounts to 3.8 billion tonnes per year between 2011 and 2050 (with an average annual growth rate of 11 per cent throughout the period analysed, accounting for higher growth during early years, 48 per cent for 2011–2020 and an average 2 per cent annual expansion after 2020)."[153]
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A senior UN official, Henning Steinfeld, said that "Livestock are one of the most significant contributors to today's most serious environmental problems".[154] Livestock production occupies 70% of all land used for agriculture, or 30% of the land surface of the planet. It is one of the largest sources of greenhouse gases, responsible for 18% of the world's greenhouse gas emissions as measured in CO2 equivalents. By comparison, all transportation emits 13.5% of the CO2. It produces 65% of human-related nitrous oxide (which has 296 times the global warming potential of CO2,) and 37% of all human-induced methane (which is 23 times as warming as CO2.) It also generates 64% of the ammonia emission. Livestock expansion is cited as a key factor driving deforestation; in the Amazon basin 70% of previously forested area is now occupied by pastures and the remainder used for feedcrops.[155] Through deforestation and land degradation, livestock is also driving reductions in biodiversity. Furthermore, the UNEP states that "methane emissions from global livestock are projected to increase by 60 per cent by 2030 under current practices and consumption patterns."[153]
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Land transformation, the use of land to yield goods and services, is the most substantial way humans alter the Earth's ecosystems, and is considered the driving force in the loss of biodiversity. Estimates of the amount of land transformed by humans vary from 39 to 50%.[156] Land degradation, the long-term decline in ecosystem function and productivity, is estimated to be occurring on 24% of land worldwide, with cropland overrepresented.[157] The UN-FAO report cites land management as the driving factor behind degradation and reports that 1.5 billion people rely upon the degrading land. Degradation can be deforestation, desertification, soil erosion, mineral depletion, or chemical degradation (acidification and salinization).[115]
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Agriculture lead to rise in Zoonotic disease like the Coronavirus disease 2019, by degrading natural buffers between humans and animals, reducing biodiversity and creating big groups of genetically similar animals[158][159].
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Eutrophication, excessive nutrients in aquatic ecosystems resulting in algal bloom and anoxia, leads to fish kills, loss of biodiversity, and renders water unfit for drinking and other industrial uses. Excessive fertilization and manure application to cropland, as well as high livestock stocking densities cause nutrient (mainly nitrogen and phosphorus) runoff and leaching from agricultural land. These nutrients are major nonpoint pollutants contributing to eutrophication of aquatic ecosystems and pollution of groundwater, with harmful effects on human populations.[160] Fertilisers also reduce terrestrial biodiversity by increasing competition for light, favouring those species that are able to benefit from the added nutrients.[161]
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Agriculture accounts for 70 percent of withdrawals of freshwater resources.[162] Agriculture is a major draw on water from aquifers, and currently draws from those underground water sources at an unsustainable rate. It is long known that aquifers in areas as diverse as northern China, the Upper Ganges and the western US are being depleted, and new research extends these problems to aquifers in Iran, Mexico and Saudi Arabia.[163] Increasing pressure is being placed on water resources by industry and urban areas, meaning that water scarcity is increasing and agriculture is facing the challenge of producing more food for the world's growing population with reduced water resources.[164] Agricultural water usage can also cause major environmental problems, including the destruction of natural wetlands, the spread of water-borne diseases, and land degradation through salinization and waterlogging, when irrigation is performed incorrectly.[165]
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Pesticide use has increased since 1950 to 2.5 million short tons annually worldwide, yet crop loss from pests has remained relatively constant.[166] The World Health Organization estimated in 1992 that three million pesticide poisonings occur annually, causing 220,000 deaths.[167] Pesticides select for pesticide resistance in the pest population, leading to a condition termed the "pesticide treadmill" in which pest resistance warrants the development of a new pesticide.[168]
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An alternative argument is that the way to "save the environment" and prevent famine is by using pesticides and intensive high yield farming, a view exemplified by a quote heading the Center for Global Food Issues website: 'Growing more per acre leaves more land for nature'.[169][170] However, critics argue that a trade-off between the environment and a need for food is not inevitable,[171] and that pesticides simply replace good agronomic practices such as crop rotation.[168] The Push–pull agricultural pest management technique involves intercropping, using plant aromas to repel pests from crops (push) and to lure them to a place from which they can then be removed (pull).[172]
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Global warming and agriculture are interrelated on a global scale. Global warming affects agriculture through changes in average temperatures, rainfall, and weather extremes (like storms and heat waves); changes in pests and diseases; changes in atmospheric carbon dioxide and ground-level ozone concentrations; changes in the nutritional quality of some foods;[173] and changes in sea level.[174] Global warming is already affecting agriculture, with effects unevenly distributed across the world.[175] Future climate change will probably negatively affect crop production in low latitude countries, while effects in northern latitudes may be positive or negative.[175] Global warming will probably increase the risk of food insecurity for some vulnerable groups, such as the poor.[176]
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Animal husbandry is also responsible for greenhouse gas production of CO2 and a percentage of the world's methane, and future land infertility, and the displacement of wildlife. Agriculture contributes to climate change by anthropogenic emissions of greenhouse gases, and by the conversion of non-agricultural land such as forest for agricultural use.[177] Agriculture, forestry and land-use change contributed around 20 to 25% to global annual emissions in 2010.[178] A range of policies can reduce the risk of negative climate change impacts on agriculture,[179][180] and greenhouse gas emissions from the agriculture sector.[181][182][183]
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Current farming methods have resulted in over-stretched water resources, high levels of erosion and reduced soil fertility. There is not enough water to continue farming using current practices; therefore how critical water, land, and ecosystem resources are used to boost crop yields must be reconsidered. A solution would be to give value to ecosystems, recognizing environmental and livelihood tradeoffs, and balancing the rights of a variety of users and interests.[184] Inequities that result when such measures are adopted would need to be addressed, such as the reallocation of water from poor to rich, the clearing of land to make way for more productive farmland, or the preservation of a wetland system that limits fishing rights.[185]
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Technological advancements help provide farmers with tools and resources to make farming more sustainable.[186] Technology permits innovations like conservation tillage, a farming process which helps prevent land loss to erosion, reduces water pollution, and enhances carbon sequestration.[187] Other potential practices include conservation agriculture, agroforestry, improved grazing, avoided grassland conversion, and biochar.[188][189] Current mono-crop farming practices in the United States preclude widespread adoption of sustainable practices, such as 2-3 crop rotations that incorporate grass or hay with annual crops, unless negative emission goals such as soil carbon sequestration become policy.[190]
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According to a report by the International Food Policy Research Institute (IFPRI),[132] agricultural technologies will have the greatest impact on food production if adopted in combination with each other; using a model that assessed how eleven technologies could impact agricultural productivity, food security and trade by 2050, IFPRI found that the number of people at risk from hunger could be reduced by as much as 40% and food prices could be reduced by almost half.[132] The caloric demand of Earth's projected population, with current climate change predictions, can be satisfied by additional improvement of agricultural methods, expansion of agricultural areas, and a sustainability-oriented consumer mindset.[191]
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Since the 1940s, agricultural productivity has increased dramatically, due largely to the increased use of energy-intensive mechanization, fertilizers and pesticides. The vast majority of this energy input comes from fossil fuel sources.[192] Between the 1960s and the 1980s, the Green Revolution transformed agriculture around the globe, with world grain production increasing significantly (between 70% and 390% for wheat and 60% to 150% for rice, depending on geographic area)[193] as world population doubled. Heavy reliance on petrochemicals has raised concerns that oil shortages could increase costs and reduce agricultural output.[194]
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Industrialized agriculture depends on fossil fuels in two fundamental ways: direct consumption on the farm and manufacture of inputs used on the farm. Direct consumption includes the use of lubricants and fuels to operate farm vehicles and machinery.[194]
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Indirect consumption includes the manufacture of fertilizers, pesticides, and farm machinery.[194] In particular, the production of nitrogen fertilizer can account for over half of agricultural energy usage.[198] Together, direct and indirect consumption by US farms accounts for about 2% of the nation's energy use. Direct and indirect energy consumption by U.S. farms peaked in 1979, and has since gradually declined.[194] Food systems encompass not just agriculture but off-farm processing, packaging, transporting, marketing, consumption, and disposal of food and food-related items. Agriculture accounts for less than one-fifth of food system energy use in the US.[199][196]
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Agricultural economics is economics as it relates to the "production, distribution and consumption of [agricultural] goods and services".[200] Combining agricultural production with general theories of marketing and business as a discipline of study began in the late 1800s, and grew significantly through the 20th century.[201] Although the study of agricultural economics is relatively recent, major trends in agriculture have significantly affected national and international economies throughout history, ranging from tenant farmers and sharecropping in the post-American Civil War Southern United States[202] to the European feudal system of manorialism.[203] In the United States, and elsewhere, food costs attributed to food processing, distribution, and agricultural marketing, sometimes referred to as the value chain, have risen while the costs attributed to farming have declined. This is related to the greater efficiency of farming, combined with the increased level of value addition (e.g. more highly processed products) provided by the supply chain. Market concentration has increased in the sector as well, and although the total effect of the increased market concentration is likely increased efficiency, the changes redistribute economic surplus from producers (farmers) and consumers, and may have negative implications for rural communities.[204]
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National government policies can significantly change the economic marketplace for agricultural products, in the form of taxation, subsidies, tariffs and other measures.[206] Since at least the 1960s, a combination of trade restrictions, exchange rate policies and subsidies have affected farmers in both the developing and the developed world. In the 1980s, non-subsidized farmers in developing countries experienced adverse effects from national policies that created artificially low global prices for farm products. Between the mid-1980s and the early 2000s, several international agreements limited agricultural tariffs, subsidies and other trade restrictions.[207]
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However, as of 2009[update], there was still a significant amount of policy-driven distortion in global agricultural product prices. The three agricultural products with the greatest amount of trade distortion were sugar, milk and rice, mainly due to taxation. Among the oilseeds, sesame had the greatest amount of taxation, but overall, feed grains and oilseeds had much lower levels of taxation than livestock products. Since the 1980s, policy-driven distortions have seen a greater decrease among livestock products than crops during the worldwide reforms in agricultural policy.[206] Despite this progress, certain crops, such as cotton, still see subsidies in developed countries artificially deflating global prices, causing hardship in developing countries with non-subsidized farmers.[208] Unprocessed commodities such as corn, soybeans, and cattle are generally graded to indicate quality, affecting the price the producer receives. Commodities are generally reported by production quantities, such as volume, number or weight.[209]
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Agricultural science is a broad multidisciplinary field of biology that encompasses the parts of exact, natural, economic and social sciences used in the practice and understanding of agriculture. It covers topics such as agronomy, plant breeding and genetics, plant pathology, crop modelling, soil science, entomology, production techniques and improvement, study of pests and their management, and study of adverse environmental effects such as soil degradation, waste management, and bioremediation.[210][211]
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The scientific study of agriculture began in the 18th century, when Johann Friedrich Mayer conducted experiments on the use of gypsum (hydrated calcium sulphate) as a fertilizer.[212] Research became more systematic when in 1843, John Lawes and Henry Gilbert began a set of long-term agronomy field experiments at Rothamsted Research Station in England; some of them, such as the Park Grass Experiment, are still running.[213][214] In America, the Hatch Act of 1887 provided funding for what it was the first to call "agricultural science", driven by farmers' interest in fertilizers.[215] In agricultural entomology, the USDA began to research biological control in 1881; it instituted its first large program in 1905, searching Europe and Japan for natural enemies of the gypsy moth and brown-tail moth, establishing parasitoids (such as solitary wasps) and predators of both pests in the USA.[216][217][218]
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Agricultural policy is the set of government decisions and actions relating to domestic agriculture and imports of foreign agricultural products. Governments usually implement agricultural policies with the goal of achieving a specific outcome in the domestic agricultural product markets. Some overarching themes include risk management and adjustment (including policies related to climate change, food safety and natural disasters), economic stability (including policies related to taxes), natural resources and environmental sustainability (especially water policy), research and development, and market access for domestic commodities (including relations with global organizations and agreements with other countries).[220] Agricultural policy can also touch on food quality, ensuring that the food supply is of a consistent and known quality, food security, ensuring that the food supply meets the population's needs, and conservation. Policy programs can range from financial programs, such as subsidies, to encouraging producers to enroll in voluntary quality assurance programs.[221]
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There are many influences on the creation of agricultural policy, including consumers, agribusiness, trade lobbies and other groups. Agribusiness interests hold a large amount of influence over policy making, in the form of lobbying and campaign contributions. Political action groups, including those interested in environmental issues and labor unions, also provide influence, as do lobbying organizations representing individual agricultural commodities.[222] The Food and Agriculture Organization of the United Nations (FAO) leads international efforts to defeat hunger and provides a forum for the negotiation of global agricultural regulations and agreements. Dr. Samuel Jutzi, director of FAO's animal production and health division, states that lobbying by large corporations has stopped reforms that would improve human health and the environment. For example, proposals in 2010 for a voluntary code of conduct for the livestock industry that would have provided incentives for improving standards for health, and environmental regulations, such as the number of animals an area of land can support without long-term damage, were successfully defeated due to large food company pressure.[223]
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The UEFA Champions League (abbreviated as UCL, also known as the European Cup) is an annual club football competition organised by the Union of European Football Associations (UEFA) and contested by top-division European clubs, deciding the competition winners through a group and knockout format. It is one of the most prestigious football tournaments in the world and the most prestigious club competition in European football, played by the national league champions (and, for some nations, one or more runners-up) of their national associations.
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Introduced in 1955 as the European Champion Clubs' Cup, it was initially a straight knockout tournament open only to the champion club of each national championship. The competition took on its current name in 1992, adding a round-robin group stage and allowing multiple entrants from certain countries.[1] It has since been expanded, and while most of Europe's national leagues can still only enter their champion, the strongest leagues now provide up to four teams.[2][3] Clubs that finish next-in-line in their national league, having not qualified for the Champions League, are eligible for the second-tier UEFA Europa League competition, and from 2021, teams not eligible for the UEFA Europa League will qualify for a new third-tier competition called the UEFA Europa Conference League.[4]
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In its present format, the Champions League begins in late June with a preliminary round, three qualifying rounds and a play-off round, all played over two legs. The six surviving teams enter the group stage, joining 26 teams qualified in advance. The 32 teams are drawn into eight groups of four teams and play each other in a double round-robin system. The eight group winners and eight runners-up proceed to the knockout phase that culminates with the final match in late May or early June.[5] The winner of the Champions League qualifies for the following year's Champions League, the UEFA Super Cup and the FIFA Club World Cup.[6][7] In 2020, the traditional schedule for UEFA matches was disrupted. Those scheduled for May 2020 were postponed due to the coronavirus outbreak, leaving some finals unconcluded.[8]
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The competition has been won by 22 clubs, 12 of which have won it more than once.[9] Real Madrid is the most successful club in the tournament's history, having won it 13 times, including its first five seasons. Liverpool are the reigning champions, having beaten Tottenham Hotspur 2–0 in the 2019 final. Spanish clubs have the highest number of victories (18 wins), followed by England (13 wins) and Italy (12 wins). England has the largest number of winning teams, with five clubs having won the title.
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The first pan-European tournament was the Challenge Cup, a competition between clubs in the Austro-Hungarian Empire.[10] The Mitropa Cup, a competition modelled after the Challenge Cup, was created in 1927, an idea of Austrian Hugo Meisl, and played between Central European clubs.[11] In 1930, the Coupe des Nations (French: Nations Cup), the first attempt to create a cup for national champion clubs of Europe, was played and organised by Swiss club Servette.[12] Held in Geneva, it brought together ten champions from across the continent. The tournament was won by Újpest of Hungary.[12] Latin European nations came together to form the Latin Cup in 1949.[13]
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After receiving reports from his journalists over the highly successful Campeonato Sudamericano de Campeones of 1948, Gabriel Hanot, editor of L'Équipe, began proposing the creation of a continent-wide tournament.[14] After Stan Cullis declared Wolverhampton Wanderers "Champions of the World" following a successful run of friendlies in the 1950s, in particular a 3–2 friendly victory against Budapest Honvéd, Hanot finally managed to convince UEFA to put into practice such a tournament.[1] It was conceived in Paris in 1955 as the European Champion Clubs' Cup.[1]
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The first edition of the European Cup took place during the 1955–56 season.[15][16] Sixteen teams participated (some by invitation): Milan (Italy), AGF Aarhus (Denmark), Anderlecht (Belgium), Djurgården (Sweden), Gwardia Warszawa (Poland), Hibernian (Scotland), Partizan (Yugoslavia), PSV Eindhoven (Netherlands), Rapid Wien (Austria), Real Madrid (Spain), Rot-Weiss Essen (West Germany), Saarbrücken (Saar), Servette (Switzerland), Sporting CP (Portugal), Stade de Reims (France), and Vörös Lobogó (Hungary).[15][16] The first European Cup match took place on 4 September 1955, and ended in a 3–3 draw between Sporting CP and Partizan.[15][16] The first goal in European Cup history was scored by João Baptista Martins of Sporting CP.[15][16] The inaugural final took place at the Parc des Princes between Stade de Reims and Real Madrid.[15][16][17] The Spanish squad came back from behind to win 4–3 thanks to goals from Alfredo Di Stéfano and Marquitos, as well as two goals from Héctor Rial.[15][16][17]
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Real Madrid successfully defended the trophy next season in their home stadium, the Santiago Bernabéu, against Fiorentina.[18][19] After a scoreless first half, Real Madrid scored twice in six minutes to defeat the Italians.[17][18][19] In 1958, Milan failed to capitalise after going ahead on the scoreline twice, only for Real Madrid to equalise.[20][21] The final, held in Heysel Stadium, went to extra time where Francisco Gento scored the game-winning goal to allow Real Madrid to retain the title for the third consecutive season.[17][20][21] In a rematch of the first final, Real Madrid faced Stade Reims at the Neckarstadion for the 1959 final, and won 2–0.[17][22][23] West German side Eintracht Frankfurt became the first non-Latin team to reach the European Cup final.[24][25] The 1960 final holds the record for the most goals scored, with Real Madrid beating Eintracht Frankfurt 7–3 in Hampden Park, courtesy of four goals by Ferenc Puskás and a hat-trick by Alfredo Di Stéfano.[17][24][25] This was Real Madrid's fifth consecutive title, a record that still stands today.[9]
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Real Madrid's reign ended in the 1960–61 season when bitter rivals Barcelona dethroned them in the first round.[26][27] Barcelona themselves, however, would be defeated in the final by Portuguese side Benfica 3–2 at Wankdorf Stadium.[26][27][28] Reinforced by Eusébio, Benfica defeated Real Madrid 5–3 at the Olympic Stadium in Amsterdam and kept the title for a second consecutive season.[28][29][30] Benfica wanted to repeat Real Madrid's successful run of the 1950s after reaching the showpiece event of the 1962–63 European Cup, but a brace from Brazilian-Italian José Altafini at the Wembley Stadium gave the spoils to Milan, making the trophy leave the Iberian Peninsula for the first time ever.[31][32][33] Inter Milan beat an ageing Real Madrid 3–1 in the Ernst-Happel-Stadion to win the 1963–64 season and replicate their local-rival's success.[34][35][36] The title stayed in the city of Milan for the third year in a row after Inter beat Benfica 1–0 at their home ground, the San Siro.[37][38][39] Under the leadership of Jock Stein, Scottish club Celtic defeated Inter Milan 2–1 in the 1967 final to become the first British club to win the European Cup.[40][41] The Celtic players that day subsequently became known as the "Lisbon Lions", all of whom were born within 30 miles of Glasgow.[42]
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The 1967-68 season saw Manchester United become the first English team to win the European Cup, beating S.L. Benfica 4-1 in the final.[43] This final came 10 years after the Munich air disaster, which claimed the lives of eight United players, and injuring their Cup-winning manager, Matt Busby.[44] In the 1968-69 season, Ajax became the first Dutch team to reach the European Cup final, but they were beaten by A.C. Milan 4-1, who claimed their second European Cup, with Pierino Prati scoring a hat-trick.[45]
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—Zinedine Zidane[46]
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The UEFA Champions League anthem, officially titled simply as "Champions League", was written by Tony Britten, and is an adaptation of George Frideric Handel's 1727 anthem Zadok the Priest (one of his Coronation Anthems).[47][48] UEFA commissioned Britten in 1992 to arrange an anthem, and the piece was performed by London's Royal Philharmonic Orchestra and sung by the Academy of St. Martin in the Fields.[47] UEFA's official website states it is, “known to set the hearts of many of the world's top footballers aflutter”.[47]
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The chorus contains the three official languages used by UEFA: English, German, and French.[49] The climactic moment is set to the exclamations ‘Die Meister! Die Besten! Les Grandes Équipes! The Champions!’.[50] The anthem's chorus is played before each UEFA Champions League game as the two teams are lined up, as well as at the beginning and end of television broadcasts of the matches. In addition to the anthem, there is also entrance music, which contains parts of the anthem itself, which is played as teams enter the field.[51] The complete anthem is about three minutes long, and has two short verses and the chorus.[49]
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Special vocal versions have been performed live at the Champions League Final with lyrics in other languages, changing over to the host nation's language for the chorus. These versions were performed by Andrea Bocelli (Italian) (Rome 2009, Milan 2016 and Cardiff 2017), Juan Diego Flores (Spanish) (Madrid 2010), All Angels (Wembley 2011), Jonas Kaufmann and David Garrett (Munich 2012), and Mariza (Lisbon 2014). In the 2013 final at Wembley Stadium, the chorus was played twice. In the 2018 and 2019 finals, held in Kiev and Madrid respectively, the instrumental version of the chorus was played, by 2Cellos (2018) and Asturia Girls (2019).[52][53] The anthem has been released commercially in its original version on iTunes and Spotify with the title of Champions League Theme. In 2018, composer Hans Zimmer remixed the anthem with rapper Vince Staples for EA Sports' video game FIFA 19, with it also featuring in the game's reveal trailer.[54]
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In 1991, UEFA asked its commercial partner, Television Event and Media Marketing (TEAM), to help "brand" the Champions League. This resulted in the anthem, "house colours" of black and white or silver and a logo, and the "starball". The starball was created by Design Bridge, a London-based firm selected by TEAM after a competition.[55] TEAM gives particular attention to detail in how the colours and starball are depicted at matches. According to TEAM, "Irrespective of whether you are a spectator in Moscow or Milan, you will always see the same stadium dressing materials, the same opening ceremony featuring the 'starball' centre circle ceremony, and hear the same UEFA Champions League Anthem". Based on research it conducted, TEAM concluded that by 1999, "the starball logo had achieved a recognition rate of 94 percent among fans".[56]
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The UEFA Champions League begins with a double round-robin group stage of 32 teams, which since the 2009–10 season is preceded by two qualification 'streams' for teams that do not receive direct entry to the tournament proper. The two streams are divided between teams qualified by virtue of being league champions, and those qualified by virtue of finishing 2nd–4th in their national championship.
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The number of teams that each association enters into the UEFA Champions League is based upon the UEFA coefficients of the member associations. These coefficients are generated by the results of clubs representing each association during the previous five Champions League and UEFA Cup/Europa League seasons. The higher an association's coefficient, the more teams represent the association in the Champions League, and the fewer qualification rounds the association's teams must compete in.
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Four of the remaining six qualifying places are granted to the winners of a six-round qualifying tournament between the remaining 43 or 44 national champions, within which those champions from associations with higher coefficients receive byes to later rounds. The other two are granted to the winners of a three-round qualifying tournament between the 11 clubs from the associations ranked 5 through 15, which have qualified based upon finishing second, or third in their respective national league.
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In addition to sporting criteria, any club must be licensed by its national association to participate in the Champions League. To obtain a license, the club must meet certain stadium, infrastructure, and finance requirements.
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In 2005–06 season, Liverpool and Artmedia Bratislava became the first teams to reach the Champions League group stage after playing in all three qualifying rounds. In 2008–09 season, both BATE Borisov and Anorthosis Famagusta achieved the same feat. Real Madrid holds the record for the most consecutive appearances in the group stage, having qualified 22 times in a row (1997–present). They are followed by Arsenal on 19 (1998–2016)[57] and Manchester United on 18 (1996–2013).[58]
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Between 1999 and 2008, no differentiation was made between champions and non-champions in qualification. The 16 top ranked teams spread across the biggest domestic leagues qualified directly for the tournament group stage. Prior to this, three preliminary knockout qualifying rounds whittled down the remaining teams, with teams starting in different rounds.
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An exception to the usual European qualification system happened in 2005, after Liverpool won the Champions League the year before, but did not finish in a Champions League qualification place in the Premier League that season. UEFA gave special dispensation for Liverpool to enter the Champions League, giving England five qualifiers.[59] UEFA subsequently ruled that the defending champions qualify for the competition the following year regardless of their domestic league placing. However, for those leagues with four entrants in the Champions League, this meant that, if the Champions League winner fell outside of its domestic league's top four, it would qualify at the expense of the fourth-placed team in the league. Until 2015–16, no association could have more than four entrants in the Champions League.[60] In May 2012, Tottenham Hotspur finished fourth in the 2011–12 Premier League, two places ahead of Chelsea, but failed to qualify for the 2012–13 Champions League, after Chelsea won the 2012 final.[61] Tottenham were demoted to the 2012–13 UEFA Europa League.[61]
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In May 2013,[62] it was decided that, starting from the 2015–16 season (and continuing at least for the three-year cycle until the 2017–18 season), the winners of the previous season's UEFA Europa League would qualify for the UEFA Champions League, entering at least the play-off round, and entering the group stage if the berth reserved for the Champions League title holders was not used. The previous limit of a maximum of four teams per association was increased to five, meaning that a fourth-placed team from one of the top three ranked associations would only have to be moved to the Europa League if both the Champions League and Europa League winners came from that association and both finished outside the top four of their domestic league.[63]
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In 2007, Michel Platini, the UEFA president, had proposed taking one place from the three leagues with four entrants and allocating it to that nation's cup winners. This proposal was rejected in a vote at a UEFA Strategy Council meeting.[64] In the same meeting, however, it was agreed that the third-placed team in the top three leagues would receive automatic qualification for the group stage, rather than entry into the third qualifying round, while the fourth-placed team would enter the play-off round for non-champions, guaranteeing an opponent from one of the top 15 leagues in Europe. This was part of Platini's plan to increase the number of teams qualifying directly into the group stage, while simultaneously increasing the number of teams from lower-ranked nations in the group stage.[65]
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In 2012, Arsène Wenger referred to qualifying for the Champion's League by finishing in the top four places in the English Premier League as the "4th Place Trophy". The phrase was coined after a pre-match conference when he was questioned about Arsenal's lack of a trophy after exiting the FA Cup. He said "The first trophy is to finish in the top four".[66] At Arsenal's 2012 AGM, Wenger was also quoted as saying: "For me there are five trophies every season: Premier League, Champions League, the third is to qualify for the Champions League..."[67]
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The tournament proper begins with a group stage of 32 teams, divided into eight groups of four.[68] Seeding is used whilst making the draw for this stage, whilst teams from the same nation may not be drawn into groups together. Each team plays six group stage games, meeting the other three teams in its group home and away in a round-robin format.[68] The winning team and the runners-up from each group then progress to the next round. The third-placed team enters the UEFA Europa League.
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For the next stage – the last 16 – the winning team from one group plays against the runners-up from another group, and teams from the same association may not be drawn against each other. From the quarter-finals onwards, the draw is entirely random, without association protection. The tournament uses the away goals rule: if the aggregate score of the two games is tied, then the team who scored more goals at their opponent's stadium advances.[69]
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The group stage is played from September to December, whilst the knock-out stage starts in February. The knock-out ties are played in a two-legged format, with the exception of the final. The final is typically held in the last two weeks of May or in the early days of June, which has happened in three consecutive odd-numbered years since 2015.
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The following is the default access list.[70]
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Changes will be made to the access list above if the Champions League and/or Europa League title holders qualify for the tournament via their domestic leagues.
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The UEFA Refereeing Unit is broken down into five experience-based categories. A referee is initially placed into Category 4 with the exception of referees from France, Germany, England, Italy, or Spain. Referees from these five countries are typically comfortable with top professional matches and are therefore directly placed into Category 3. Each referee's performance is observed and evaluated after every match; his category may be revised twice per season, but a referee cannot be promoted directly from Category 3 to the Elite Category.[71]
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In co-operation with the UEFA Refereeing Unit, the UEFA Referee Committee is responsible for appointing referees to matches. Referees are appointed based on previous matches, marks, performances, and fitness levels. To discourage bias, the Champions League takes nationality into account. No referee may be of the same origins as any club in his or her respecting groups. Referee appointments, suggested by the UEFA Refereeing Unit, are sent to the UEFA Referee Committee to be discussed or revised. After a consensus is made, the name of the appointed referee remains confidential up to two days before the match for the purpose of minimising public influence.[71]
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Since 1990, a UEFA international referee cannot exceed the age of 45 years. After turning 45, a referee must step down at the end of his season. The age limit was established to ensure an elite level of fitness. Today, UEFA Champions League referees are required to pass a fitness test to even be considered at the international level.[71]
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Each year, the winning team is presented with the European Champion Clubs' Cup, the current version of which has been awarded since 1967. From the 1968–69 season and prior to the 2008–09 season any team that won the Champions League three years in a row or five times overall was awarded the official trophy permanently.[72] Each time a club achieved this a new official trophy had to be forged for the following season.[73] Five clubs own a version of the official trophy, Real Madrid, Ajax, Bayern Munich, Milan and Liverpool.[72] Since 2008, the official trophy has remained with UEFA and the clubs are awarded a replica.[72]
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The current trophy is 74 cm (29 in) tall and made of silver, weighing 11 kg (24 lb). It was designed by Jörg Stadelmann, a jeweller from Bern, Switzerland, after the original was given to Real Madrid in 1966 in recognition of their six titles to date, and cost 10,000 Swiss francs.
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As of the 2012–13 season, 40 gold medals are presented to the Champions League winners, and 40 silver medals to the runners-up.[74]
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As of 2019–20, the fixed amount of prize money paid to the clubs is as follows:[75]
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This means that, at best, a club can earn €82,450,000 of prize money under this structure, not counting shares of the qualifying rounds, play-off round or the market pool.
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A large part of the distributed revenue from the UEFA Champions League is linked to the "market pool", the distribution of which is determined by the value of the television market in each nation. For the 2014–15 season, Juventus, who were the runners-up, earned nearly €89.1 million in total, of which €30.9 million was prize money, compared with the €61.0 million earned by Barcelona, who won the tournament and were awarded €36.4 million in prize money.[76]
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Like the FIFA World Cup, the UEFA Champions League is sponsored by a group of multinational corporations, in contrast to the single main sponsor typically found in national top-flight leagues. When the Champions League was created in 1992, it was decided that a maximum of eight companies should be allowed to sponsor the event, with each corporation being allocated four advertising boards around the perimeter of the pitch, as well as logo placement at pre- and post-match interviews and a certain number of tickets to each match. This, combined with a deal to ensure tournament sponsors were given priority on television advertisements during matches, ensured that each of the tournament's main sponsors was given maximum exposure.[77]
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From the 2012–13 knockout phase, UEFA used LED advertising hoardings installed in knock-out participant stadiums, including the final stage. From the 2015–16 season onwards, UEFA has used such hoardings from the play-off round until the final.[78]
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The tournament's current main sponsors are:[79]
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Adidas is a secondary sponsor and supplies the official match ball, the Adidas Finale, and Macron supplies the referee uniform.[88] Hublot is also a secondary sponsor as the official fourth official board of the competition.[89]
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Panini was a partner of the UEFA Champions League until 2015 when Topps signed a deal to produce stickers, trading cards and digital collections for the competition.[90]
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The tournaments previous sponsors were: Nike[91], Ford, Amstel, Nutella, Eurocard, Continental, McDonald's, Vodafone, UniCredit.
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Individual clubs may wear jerseys with advertising. However, only one sponsorship is permitted per jersey in addition to that of the kit manufacturer. Exceptions are made for non-profit organisations, which can feature on the front of the shirt, incorporated with the main sponsor or in place of it; or on the back, either below the squad number or on the collar area.[92]
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If clubs play a match in a nation where the relevant sponsorship category is restricted (such as France's alcohol advertising restriction), then they must remove that logo from their jerseys. For example, when Rangers played French sides Auxerre and Strasbourg in the 1996–97 Champions League and the UEFA Cup, respectively, Rangers players wore the logo of Center Parcs instead of McEwan's Lager (both companies at the time were subsidiaries of Scottish & Newcastle).[93]
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The competition attracts an extensive television audience, not just in Europe, but throughout the world. The final of the tournament has been, in recent years, the most-watched annual sporting event in the world.[94] The final of the 2012–13 tournament had the competition's highest TV ratings to date, drawing approximately 360 million television viewers.[95]
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The table below does not include goals scored in the qualification stage.
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The table below does not include appearances made in the qualification stage.
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The UEFA Europa League (abbreviated as UEL) is an annual football club competition organised by UEFA since 1971 for eligible European football clubs. Clubs qualify for the competition based on their performance in their national leagues and cup competitions. It is the second-tier competition of European club football, ranking below the UEFA Champions League.[1]
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Previously called the UEFA Cup, the competition has been known as the UEFA Europa League since the 2009–10 season,[2][3] following a change in format. For UEFA footballing records purposes, the UEFA Cup and UEFA Europa League are considered the same competition, with the change of name being simply a rebranding.[4]
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In 1999, the UEFA Cup Winners' Cup was abolished and merged with the UEFA Cup.[5] For the 2004–05 competition a group stage was added prior to the knockout phase. The 2009 re-branding included a merge with the UEFA Intertoto Cup, producing an enlarged competition format, with an expanded group stage and a change in qualifying criteria. The winner of the UEFA Europa League qualifies for the UEFA Super Cup and, since the 2014–15 season, the following season's UEFA Champions League, entering at the group stage.
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The title has been won by 28 clubs, 13 of which have won the title more than once. The most successful club in the competition is Sevilla, with five titles. The current champions are Chelsea (2 time champion), after defeating Arsenal 4–1 in the 2019 final held at Baku, Azerbaijan.[6]
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The UEFA Cup was preceded by the Inter-Cities Fairs Cup, which was a European football competition played between 1955 and 1971. The competition grew from 11 teams during the first cup (1955–58) to 64 teams by the last cup which was played in 1970–71. It had become so important on the European football scene that in the end it was taken over by UEFA and relaunched the following season as the UEFA Cup.
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The UEFA Cup was first played in the 1971–72 season, with an all-English final of Wolverhampton Wanderers against Tottenham Hotspur, with Spurs taking the first honours. The title was retained by another English club, Liverpool, in 1973, who defeated Borussia Mönchengladbach in the final. Gladbach would win the competition in 1975 and 1979, and reach the final again in 1980. Feyenoord won the cup in 1974 after defeating Tottenham Hotspur 4–2 on aggregate (2–2 in London, 2–0 in Rotterdam). Liverpool won the competition for the second time in 1976 after defeating Club Brugge in the final.
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During the 1980s, IFK Göteborg (1982 and 1987) and Real Madrid (1985 and 1986) won the competition twice each, with Anderlecht reaching two consecutive finals, winning in 1983 and losing to Tottenham Hotspur in 1984. The year 1989 saw the commencement of the Italian clubs' domination, when Diego Maradona's Napoli defeated VfB Stuttgart. The 1990s started with two all-Italian finals, and in 1992, Torino lost the final to Ajax on the away goals rule. Juventus won the competition for a third time in 1993 and Internazionale kept the cup in Italy the following year. The year 1995 saw a third all-Italian final, with Parma proving their consistency, after two consecutive Cup Winners' Cup finals. The only final with no Italians during that decade was in 1996. Internazionale reached the final the following two years, losing in 1997 to Schalke 04 on penalties, and winning yet another all-Italian final in 1998, taking home the cup for the third time in only eight years. Parma won the cup in 1999, which ended the Italian-domination era. By chance, it was, as of 2019, the last UEFA Cup/Europa League final appearance for any Italian club.
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Liverpool won the competition for the third time in 2001. In 2002, Feyenoord became winners for the second time in club history by defeating Borussia Dortmund 3–2 in the final played in their own stadium, De Kuip in Rotterdam. Porto triumphed in the 2003 and 2011 tournaments, with the latter victory against fellow Portuguese side Braga. In 2004, the cup returned to Spain with Valencia being victorious, and then Sevilla succeeded on two consecutive occasions in 2006 and 2007, the latter in a final against fellow Spaniards Espanyol. Either side of Sevilla's success, two Russian teams, CSKA Moscow in 2005 and Zenit Saint Petersburg in 2008, had their glory and yet another former Soviet club, Ukraine's Shakhtar Donetsk, won in 2009, the first Ukrainian side to do so. Atlético Madrid would themselves win twice in three seasons, in 2010 and 2012, the latter in another all-Spanish final between them and Athletic Bilbao. In 2013, Chelsea would become the first Champions League holders to win the UEFA Cup/Europa League the following year. In 2014, Sevilla won their third cup in eight years after defeating Benfica on penalties. Just one year later, in 2015, Sevilla won their fourth UEFA Cup/Europa League and, in an unprecedented feat, they defended their title a third year in a row beating Liverpool in the 2016 final, making them the most successful team in the history of the competition with five titles.
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Since the 2009–10 season, the competition has been known as the UEFA Europa League.[2][3] At the same time, the UEFA Intertoto Cup, UEFA's third-tier competition, was discontinued and merged into the new Europa League.
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UEFA had reportedly considered adding a third-tier competition since at least 2015, believing that a bottom-level tournament could act as a means of giving clubs from lower-ranked UEFA member countries a chance of progressing to stages beyond those in which they would generally be eliminated in the Champions League and Europa League.[7] In mid 2018 talk of an announcement intensified, with news sources claiming an agreement had already been reached for the competition to be launched and that the 48-team Europa League group stage would be split into two, with the lower half forming the nucleus of what would be the new event.[8]
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On 2 December 2018, UEFA announced that the competition – provisionally known as "Europa League 2" or just "UEL2", but later officially named as the "UEFA Europa Conference League" or "UECL" – was to be launched as part of the 2021–24 three-year competition cycle, with UEFA announcing that the new tournament would bring "more matches for more clubs and more associations".[9]
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The UEFA Cup, also known as the Coupe UEFA, is the trophy awarded annually by UEFA to the football club that wins the UEFA Europa League. Before the 2009–10 season, both the competition and the trophy were known as the 'UEFA Cup'.
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Before the competition was renamed the UEFA Europa League in the 2009–10 season, the UEFA regulations stated that a club could keep the original trophy for a year before returning it to UEFA. After its return, the club could keep a four-fifths scale replica of the original trophy. Upon their third consecutive win or fifth win overall, a club could retain the trophy permanently.[10] However, under the new regulations, the trophy remains in UEFA's keeping at all times. A full-size replica trophy is awarded to each winner of the competition. Furthermore, a club that wins three consecutive times or five times overall will receive a multiple-winner badge.[11] As of 2016–17, only Sevilla has earned the honour to wear the multiple-winner badge, having achieved both prerequired feats in 2016.[12]
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The trophy was designed and crafted by Bertoni for the 1972 UEFA Cup Final. It weighs 15 kg (33 lb) and is silver on a yellow marble plinth.[13]
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A musical theme for the competition, the Anthem, is played before every Europa League game at a stadium hosting such an event and also before every television broadcast of a Europa League game as a musical element of the competition's opening sequence.[14]
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The competition's first anthem was composed by Yohann Zveig and recorded by the Paris Opera in early 2009. The theme for the re-branded UEFA Cup competition was first officially unveiled at the Grimaldi Forum on 28 August 2009 before the 2009–10 season group stage draw. A new anthem was composed by Michael Kadelbach and recorded in Berlin and was launched as part of the competition's rebranding at the start of the 2015–16 season.[15]
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A new anthem created by MassiveMusic has been composed for the start of the 2018–19 season.[16]
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Qualification for the competition is based on UEFA coefficients, with better entrance rounds being offered to the more successful nations. In practice, each association has a standard number of three berths, except:
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Usually, each country's places are awarded to teams who finish in various runners-up places in its top-flight league and the winner of the main cup competition. Typically the teams qualifying via the league are those in the highest places not eligible for the UEFA Champions League; however, the Belgian league awards one place via a playoff between First A and First B teams. A few countries have secondary cup competitions, but the only ones whose winners are currently granted a UEFA Europa League place are England's and France's.
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A team may qualify for European competitions through more than one route. In all cases, if a club is eligible to enter the UEFA Champions League then the Champions League place takes precedence and the club does not enter the UEFA Europa League. The UEFA Europa League place is then granted to another club or vacated if the maximum limit of teams qualifying for European competitions is exceeded. If a team qualifies for European competition through both winning a cup and league placing, the "spare" UEFA Europa League place will go to the highest placed league team which has not already qualified for European competition, depending on the rules of the national association, or vacated, if the described limit is reached.
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The top three ranked associations may qualify for the fourth berth if both the Champions League and Europa League champions are from that association and do not qualify for European competition through their domestic performance. In that case, the fourth-placed team in that association will join the Europa League instead of the Champions League, in addition to their other qualifying teams.
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More recently, clubs that are knocked out of the qualifying round and the group stage of the Champions League can also join the UEFA Europa League, at different stages (see below). Formerly, the reigning champions qualified to defend their title, but since 2015 they qualify for the Champions League. From 1995 to 2015, three leagues gained one extra place via the UEFA Respect Fair Play ranking.
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UEFA coefficients were introduced in 1980 and, until 1999, they gave a greater number of berths in UEFA Cup to the more successful nations. Three nations had four places, five nations had three places, thirteen nations had two places, and eleven nations only one place. Since 1999, a similar system has been used for the UEFA Champions League. Before 1980, the entrance criteria of the last Fairs Cup was used.
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The competition was traditionally a pure knockout tournament. All ties were two-legged, including the final. Starting with the 1997–98 season, the final became a one-off match, but all other ties remained two-legged.
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Before the 2004–05 season, the tournament consisted of one qualifying round, followed by a series of knockout rounds. The sixteen non-qualifiers from the final qualifying round of the Champions League entered at the first round proper; later in the tournament, the survivors were joined by third-place finishers from the (first) group phase of the Champions League.
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From the 2004–05 season, the competition started with two knockout qualifying rounds held in July and August. Participants from associations ranked 18 and lower entered the first qualifying round with those from associations ranked 9–18 joining them in the second qualifying round. In addition, three places in the first qualifying round were reserved for the UEFA Fair Play ranking winners (until 2015–16), and eleven places in the second qualifying round for the UEFA Intertoto Cup winners.
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Winners of the qualifying rounds then joined teams from the associations ranked 1–13 in the first round proper. In addition, non-qualifiers in the third qualifying round of the Champions League also joined the competition at this point along with the current title-holders (unless they had qualified for the Champions League via their national league), for a total of 80 teams in the first round.
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After the first knockout round, the 40 survivors entered a group phase, with the clubs being drawn into eight groups of five each. Unlike the Champions League group phase, the UEFA Cup group phase was played in a single round-robin format, with each club playing two home and two away games. The top three teams in each of the eight groups qualified for the main knockout round along with the eight third-placed teams in the Champions League group phase. From then on a series of two-legged knockout ties were played before a single-legged final, traditionally held on a Wednesday in May, exactly one week before the Champions League final.
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In 2009–10 season, the competition was rebranded as the UEFA Europa League in a bid to increase the competition's profile.[2] An extra 8 teams now qualify for the group stage consisting of 12 groups with four teams each (in a double round-robin), with teams finishing on the top two places in each group progressing. The competition then progresses in much the same way as the previous format, with four rounds of two-legged knockout rounds and a one-off final held at a neutral ground that meets UEFA's Category Four stadium criteria. The final is played in May, on the Wednesday ten days before the Champions League final.
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Qualification has changed significantly. Associations ranked 7–9 in the UEFA coefficients sent the cup winners and three (two since 2015–16 season) other teams to the UEFA Europa League qualification, all other nations sent a cup winner and two other teams, except Andorra and San Marino, who sent only a cup winner and a runner-up, and Liechtenstein, who sent only a cup winner. Since Gibraltar was accepted as a full UEFA member at the UEFA Congress held in London on 24 May 2013, their cup winner also qualified for Europa League. Usually, the other teams will be the next highest ranked clubs in each domestic league after those qualifying for the UEFA Champions League, but France and England will continue to use one spot for their league cup winners. With the abolition of the Intertoto Cup, all participants of the Europa League are qualified through domestic routes. Generally, the higher an association is ranked in the UEFA coefficients, the later its clubs start in the qualification. However, every team except for the title-holder (up to 2014–15 season) and the highest ranked teams (usually the cup winner and/or the best Europa League qualified team) from the top (six in 2012–15 seasons, 12 since 2015–16 season) associations had to play at least one qualification round.
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Apart from the teams mentioned, an additional 15 teams eliminated in the Champions League third qualifying round are transferred to the Europa League play-off round, and the 10 losing teams in the Champions League play-off round are transferred to the Europa League group stage. The 12 winners and the 12 runners-up in the group stage advanced to the knock out round, together with eight third-placed teams from the Champions League group stage.
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In 2014, the distribution was changed to broaden the appeal of the competition, namely through giving the Europa League champions a Champions League qualification berth, which has been used since. More teams automatically qualify for the group stage. If cup winners had already qualified for European competition through league performance, their place through the league is vacated and goes to the best ranked teams not qualified for European competition. This means that the cup runner-up is no longer qualified through the cup berth.[17] These rules came into effect for the 2015–16 season.
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The access list above is provisional, as changes will need to be made in the following cases:
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Beginning with the 2018–19 tournament, all domestic champions eliminated in the qualifying rounds of the UEFA Champions League will transfer to the Europa League, rather than just teams that are eliminated in the third-qualifying and play-off rounds. Europa League qualifying will also provide a separate champions route for these teams, allowing more opportunities for domestic league champions to compete against each other.[21]
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The announcement of the UEFA Europa Conference League, a tertiary competition which would serve to split off the lower-ranked teams in the Europa League to give them a greater chance to compete, included a document from UEFA listing their intentions for qualification to the Europa League from 2021 onwards.[9] With a majority of the former entrants into the Europa League now participating solely in the UECL, the Europa League itself would have a greatly reduced format which will focus primarily around its group stage.[22] There would also be an additional knockout round before the knockout phase proper, allowing for third-placed teams in the Champions League group stage to fall into the Europa League while still keeping the knockout stage itself at only 16 teams total.[9]
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Similar to the UEFA Champions League, the prize money received by the clubs is divided into fixed payments based on participation and results, and variable amounts that depend of the value of their TV market.[23]
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For the 2019–20 season, group stage participation in the Europa League awarded a base fee of €2,920,000. A victory in the group pays €570,000 and a draw €190,000. Also, each group winner earns €1,000,000 and each runner-up €500,000. Reaching the knock-out stage triggers additional bonuses: €500,000 for the round of 32, €1,100,000 for the round of 16, €1,500,000 for the quarter-finals and €2,400,000 for the semi-finals. The losing finalists receive €4,500,000 and the champions receive €8,500,000.[24]
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The UEFA Europa League is sponsored by five multinational corporations; the current tournament sponsors are:
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Molten is a secondary sponsor and supplies the official match ball.[29]
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Since the inception of Europa League brand, the tournament has used its own hoardings (in that year it debuted in the round of 32) like UEFA Champions League. LED hoardings made their debut in the 2012–13 final and will appear in 2015–16 season from the round of 16; in the same season, from the group stage, teams are not allowed to show their sponsors.[30] It will appear in the 2018–19 season for selected matches in the group stages and the round of 32.[31]
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Individual clubs may wear jerseys with advertising, even if such sponsors conflict with those of the Europa League. However, only one sponsorship is permitted per jersey unless it is a non-profit sponsor (plus that of the manufacturer), and if clubs play a match in a country where the relevant sponsorship category is restricted (such as alcohol in the case of France), then they must remove that logo from their jerseys.
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The UEFA Cup finals were played over two legs until 1997. The first final was played on 3 May 1972 in Wolverhampton and 17 May 1972 in London. The first leg between Wolverhampton Wanderers and Tottenham Hotspur was won 2–1 by the away side. The second leg finished as a 1–1 draw, meaning that Tottenham Hotspur became the first UEFA Cup winners.
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The one-match finals in pre-selected venues were introduced in 1998. A venue must meet or exceed UEFA Category three standards to host UEFA Cup finals. On two occasions, the final was played at a finalist's home ground: Feyenoord defeated Borussia Dortmund at De Kuip, Rotterdam, in 2002, and Sporting CP lost to CSKA Moscow at their own Estádio José Alvalade, Lisbon, in 2005.
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The winner of the last UEFA Cup final (prior to the competition being rebranded as the UEFA Europa League) was Shakhtar Donetsk on 20 May 2009. The Ukrainian team beat Werder Bremen of Germany 2–1 at Şükrü Saracoğlu Stadium, Istanbul.
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The first ever winner of the rebranded Europa League was Atlético Madrid, beating Premier League side Fulham 2–1 after extra time.
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Sus hydrochaeris Linnaeus, 1766
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The capybara (Hydrochoerus hydrochaeris) is a giant cavy rodent native to South America. It is the largest living rodent in the world.[2] Also called capivara (in Brazil), chigüire, chigüiro (in Colombia and Venezuela), carpincho (in Argentina, Paraguay and Uruguay) and ronsoco (in Peru), it is a member of the genus Hydrochoerus, of which the only other extant member is the lesser capybara (Hydrochoerus isthmius). Its close relatives include guinea pigs and rock cavies, and it is more distantly related to the agouti, the chinchilla, and the coypu. The capybara inhabits savannas and dense forests and lives near bodies of water. It is a highly social species and can be found in groups as large as 100 individuals, but usually lives in groups of 10–20 individuals. The capybara is not a threatened species, but it is hunted for its meat and hide and also for grease from its thick fatty skin.[3]
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Its common name is derived from Tupi ka'apiûara, a complex agglutination of kaá (leaf) + píi (slender) + ú (eat) + ara (a suffix for agent nouns), meaning "one who eats slender leaves", or "grass-eater".[4] Capybaras were called several times "Cuartins" in Colombia in 2018: in Eje Cafetero (Alcalà) and near Barranquilla where the meat was offered as "Cuartin Asado".
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The scientific name, both hydrochoerus and hydrochaeris, comes from Greek ὕδωρ (hydor "water") and χοῖρος (choiros "pig, hog").[5][6]
|
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The capybara and the lesser capybara belong to the subfamily Hydrochoerinae along with the rock cavies. The living capybaras and their extinct relatives were previously classified in their own family Hydrochoeridae.[7] Since 2002, molecular phylogenetic studies have recognized a close relationship between Hydrochoerus and Kerodon, the rock cavies,[8] supporting placement of both genera in a subfamily of Caviidae.[5]
|
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Paleontological classifications previously used Hydrochoeridae for all capybaras, while using Hydrochoerinae for the living genus and its closest fossil relatives, such as Neochoerus[9][10], but more recently have adopted the classification of Hydrochoerinae within Caviidae.[11] The taxonomy of fossil hydrochoerines is also in a state of flux. In recent years, the diversity of fossil hydrochoerines has been substantially reduced.[9][10] This is largely due to the recognition that capybara molar teeth show strong variation in shape over the life of an individual.[9] In one instance, material once referred to four genera and seven species on the basis of differences in molar shape is now thought to represent differently aged individuals of a single species, Cardiatherium paranense.[9]
|
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Among fossil species, the name "capybara" can refer to the many species of Hydrochoerinae that are more closely related to the modern Hydrochoerus than to the "cardiomyine" rodents like Cardiomys.[11] The fossil genera Cardiatherium, Phugatherium, Hydrochoeropsis, and Neochoerus are all capybaras under that concept.
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The capybara has a heavy, barrel-shaped body and short head, with reddish-brown fur on the upper part of its body that turns yellowish-brown underneath. Its sweat glands can be found in the surface of the hairy portions of its skin, an unusual trait among rodents.[7] The animal lacks down hair, and its guard hair differs little from over hair.[12]
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Adult capybaras grow to 106 to 134 cm (3.48 to 4.40 ft) in length, stand 50 to 62 cm (20 to 24 in) tall at the withers, and typically weigh 35 to 66 kg (77 to 146 lb), with an average in the Venezuelan llanos of 48.9 kg (108 lb).[13][14][15] Females are slightly heavier than males. The top recorded weights are 91 kg (201 lb) for a wild female from Brazil and 73.5 kg (162 lb) for a wild male from Uruguay.[7][16] Also, an 81 kg individual was reported in São Paulo in 2001 or 2002.[17] The dental formula is 1.0.1.31.0.1.3.[7] Capybaras have slightly webbed feet and vestigial tails.[7] Their hind legs are slightly longer than their forelegs; they have three toes on their rear feet and four toes on their front feet.[18] Their muzzles are blunt, with nostrils, and the eyes and ears are near the top of their heads.
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Its karyotype has 2n = 66 and FN = 102.[5][7]
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Capybaras are semiaquatic mammals[15] found throughout almost all countries of South America except Chile.[19] They live in densely forested areas near bodies of water, such as lakes, rivers, swamps, ponds, and marshes,[14] as well as flooded savannah and along rivers in the tropical rainforest. They are superb swimmers and can hold their breath underwater for up to five minutes at a time.[20] Capybara have flourished in cattle ranches.[7] They roam in home ranges averaging 10 hectares (25 acres) in high-density populations.[7]
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Many escapees from captivity can also be found in similar watery habitats around the world. Sightings are fairly common in Florida, although a breeding population has not yet been confirmed.[21] In 2011, one specimen was spotted on the Central Coast of California.[22]
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Capybaras are herbivores, grazing mainly on grasses and aquatic plants,[14][23] as well as fruit and tree bark.[15] They are very selective feeders[24] and feed on the leaves of one species and disregard other species surrounding it. They eat a greater variety of plants during the dry season, as fewer plants are available. While they eat grass during the wet season, they have to switch to more abundant reeds during the dry season.[25] Plants that capybaras eat during the summer lose their nutritional value in the winter, so are not consumed at that time.[24] The capybara's jaw hinge is not perpendicular, so they chew food by grinding back-and-forth rather than side-to-side.[26] Capybaras are autocoprophagous, meaning they eat their own feces as a source of bacterial gut flora, to help digest the cellulose in the grass that forms their normal diet, and to extract the maximum protein and vitamins from their food. They may also regurgitate food to masticate again, similar to cud-chewing by cattle.[27] As is the case with other rodents, the front teeth of capybaras grow continually to compensate for the constant wear from eating grasses;[19] their cheek teeth also grow continuously.[26]
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Like its relative the guinea pig, the capybara does not have the capacity to synthesize vitamin C, and capybaras not supplemented with vitamin C in captivity have been reported to develop gum disease as a sign of scurvy.[28]
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They can have a lifespan of 8–10 years,[29] but live less than four years in the wild, because they are "a favourite food of jaguar, puma, ocelot, eagle, and caiman".[19] The capybara is also the preferred prey of the anaconda.[30]
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Capybaras are known to be gregarious. While they sometimes live solitarily, they are more commonly found in groups of around 10–20 individuals, with two to four adult males, four to seven adult females, and the remainder juveniles.[31] Capybara groups can consist of as many as 50 or 100 individuals during the dry season[27][32] when the animals gather around available water sources. Males establish social bonds, dominance, or general group consensus.[clarification needed][32] They can make dog-like barks[27] when threatened or when females are herding young.[33]
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Capybaras have two types of scent glands; a morrillo, located on the snout, and anal glands.[34] Both sexes have these glands, but males have much larger morrillos and use their anal glands more frequently. The anal glands of males are also lined with detachable hairs. A crystalline form of scent secretion is coated on these hairs and is released when in contact with objects such as plants. These hairs have a longer-lasting scent mark and are tasted by other capybaras. Capybaras scent-mark by rubbing their morrillos on objects, or by walking over scrub and marking it with their anal glands. Capybaras can spread their scent further by urinating; however, females usually mark without urinating and scent-mark less frequently than males overall. Females mark more often during the wet season when they are in estrus. In addition to objects, males also scent-mark females.[34]
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When in estrus, the female's scent changes subtly and nearby males begin pursuit.[35] In addition, a female alerts males she is in estrus by whistling through her nose.[27] During mating, the female has the advantage and mating choice. Capybaras mate only in water, and if a female does not want to mate with a certain male, she either submerges or leaves the water.[27][32] Dominant males are highly protective of the females, but they usually cannot prevent some of the subordinates from copulating.[35] The larger the group, the harder it is for the male to watch all the females. Dominant males secure significantly more matings than each subordinate, but subordinate males, as a class, are responsible for more matings than each dominant male.[35] The lifespan of the capybara's sperm is longer than that of other rodents.[36]
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Capybara gestation is 130–150 days, and produces a litter of four capybaras young on average, but may produce between one and eight in a single litter.[7] Birth is on land and the female rejoins the group within a few hours of delivering the newborn capybaras, which join the group as soon as they are mobile. Within a week, the young can eat grass, but continue to suckle—from any female in the group—until weaned around 16 weeks. The young form a group within the main group.[19] Alloparenting has been observed in this species.[32] Breeding peaks between April and May in Venezuela and between October and November in Mato Grosso, Brazil.[7]
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Though quite agile on land, capybaras are equally at home in the water. They are excellent swimmers, and can remain completely submerged for up to five minutes,[14] an ability they use to evade predators. Capybaras can sleep in water, keeping only their noses out of the water. As temperatures increase during the day, they wallow in water and then graze during the late afternoon and early evening.[7] They also spend time wallowing in mud.[18] They rest around midnight and then continue to graze before dawn.
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Capybaras are not considered a threatened species;[1] their population is stable throughout most of their South American range, though in some areas hunting has reduced their numbers.[14][19]
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Capybaras are hunted for their meat and pelts in some areas,[37] and otherwise killed by humans who see their grazing as competition for livestock. In some areas, they are farmed, which has the effect of ensuring the wetland habitats are protected. Their survival is aided by their ability to breed rapidly.[19]
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Capybaras have adapted well to urbanization in South America. They can be found in many areas in zoos and parks,[26] and may live for 12 years in captivity, more than double their natural lifespan.[19] Capybaras are docile and usually allow humans to pet and hand-feed them, but physical contact is normally discouraged, as their ticks can be vectors to Rocky Mountain spotted fever.[38]
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The European Association of Zoos and Aquaria asked Drusillas Park in Alfriston, Sussex, England to keep the studbook for capybaras, to monitor captive populations in Europe. The studbook includes information about all births, deaths and movements of capybaras, as well as how they are related.[39]
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Capybaras are farmed for meat and skins in South America.[40] The meat is considered unsuitable to eat in some areas, while in other areas it is considered an important source of protein.[7] In parts of South America, especially in Venezuela, capybara meat is popular during Lent and Holy Week as the Catholic Church previously issued special dispensation to allow it to be eaten while other meats are generally forbidden.[41] There is widespread perception in Venezuela that consumption of capybaras is exclusive to rural people.
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Although it is illegal in some states,[42] capybaras are occasionally kept as pets in the United States.[43]
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The image of a capybara features on the 2-peso coin of Uruguay.[44]
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In Japan, following the lead of Izu Shaboten Park in 1982,[45] multiple establishments or zoos in Japan that raise capybaras have adopted the practice of having them relax in onsen during the winter. They are seen as an attraction by Japanese people.[45] Capybaras became big in Japan due to the popular cartoon character Kapibara-san.[46]
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Brazilian Lyme-like borreliosis likely involves capybaras as reservoirs and Amblyomma and Rhipicephalus ticks as vectors.[47]
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1 |
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2 |
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3 |
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See also Classification of the Cactaceae
|
4 |
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|
5 |
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A cactus (plural cacti, cactuses, or less commonly, cactus)[3] is a member of the plant family Cactaceae,[Note 1] a family comprising about 127 genera with some 1750 known species of the order Caryophyllales.[4] The word "cactus" derives, through Latin, from the Ancient Greek κάκτος, kaktos, a name originally used by Theophrastus for a spiny plant whose identity is now not certain.[5] Cacti occur in a wide range of shapes and sizes. Most cacti live in habitats subject to at least some drought. Many live in extremely dry environments, even being found in the Atacama Desert, one of the driest places on earth. Cacti show many adaptations to conserve water. Almost all cacti are succulents, meaning they have thickened, fleshy parts adapted to store water. Unlike many other succulents, the stem is the only part of most cacti where this vital process takes place. Most species of cacti have lost true leaves, retaining only spines, which are highly modified leaves. As well as defending against herbivores, spines help prevent water loss by reducing air flow close to the cactus and providing some shade. In the absence of leaves, enlarged stems carry out photosynthesis. Cacti are native to the Americas, ranging from Patagonia in the south to parts of western Canada in the north—except for Rhipsalis baccifera, which also grows in Africa and Sri Lanka.
|
6 |
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|
7 |
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Cactus spines are produced from specialized structures called areoles, a kind of highly reduced branch. Areoles are an identifying feature of cacti. As well as spines, areoles give rise to flowers, which are usually tubular and multipetaled. Many cacti have short growing seasons and long dormancies, and are able to react quickly to any rainfall, helped by an extensive but relatively shallow root system that quickly absorbs any water reaching the ground surface. Cactus stems are often ribbed or fluted, which allows them to expand and contract easily for quick water absorption after rain, followed by long drought periods. Like other succulent plants, most cacti employ a special mechanism called "crassulacean acid metabolism" (CAM) as part of photosynthesis. Transpiration, during which carbon dioxide enters the plant and water escapes, does not take place during the day at the same time as photosynthesis, but instead occurs at night. The plant stores the carbon dioxide it takes in as malic acid, retaining it until daylight returns, and only then using it in photosynthesis. Because transpiration takes place during the cooler, more humid night hours, water loss is significantly reduced.
|
8 |
+
|
9 |
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Many smaller cacti have globe-shaped stems, combining the highest possible volume for water storage, with the lowest possible surface area for water loss from transpiration. The tallest[Note 2] free-standing cactus is Pachycereus pringlei, with a maximum recorded height of 19.2 m (63 ft),[6] and the smallest is Blossfeldia liliputiana, only about 1 cm (0.4 in) in diameter at maturity.[7] A fully grown saguaro (Carnegiea gigantea) is said to be able to absorb as much as 200 U.S. gallons (760 l; 170 imp gal) of water during a rainstorm.[8] A few species differ significantly in appearance from most of the family. At least superficially, plants of the genus Pereskia resemble other trees and shrubs growing around them. They have persistent leaves, and when older, bark-covered stems. Their areoles identify them as cacti, and in spite of their appearance, they, too, have many adaptations for water conservation. Pereskia is considered close to the ancestral species from which all cacti evolved. In tropical regions, other cacti grow as forest climbers and epiphytes (plants that grow on trees). Their stems are typically flattened, almost leaf-like in appearance, with fewer or even no spines, such as the well-known Christmas cactus or Thanksgiving cactus (in the genus Schlumbergera).
|
10 |
+
|
11 |
+
Cacti have a variety of uses: many species are used as ornamental plants, others are grown for fodder or forage, and others for food (particularly their fruit). Cochineal is the product of an insect that lives on some cacti.
|
12 |
+
|
13 |
+
Many succulent plants in both the Old and New World – such as some Euphorbiaceae (euphorbias) – bear a striking resemblance to cacti, and may incorrectly be called "cactus" in common usage.
|
14 |
+
|
15 |
+
The 1,500 to 1,800 species of cacti mostly fall into one of two groups of "core cacti": opuntias (subfamily Opuntioideae) and "cactoids" (subfamily Cactoideae). Most members of these two groups are easily recognizable as cacti. They have fleshy succulent stems that are major organs of photosynthesis. They have absent, small, or transient leaves. They have flowers with ovaries that lie below the sepals and petals, often deeply sunken into a fleshy receptacle (the part of the stem from which the flower parts grow). All cacti have areoles—highly specialized short shoots with extremely short internodes that produce spines, normal shoots, and flowers.[9]
|
16 |
+
|
17 |
+
The remaining cacti fall into only two genera, Pereskia and Maihuenia, and are rather different,[9] which means any description of cacti as a whole must frequently make exceptions for them. Pereskia species superficially resemble other tropical forest trees. When mature, they have woody stems that may be covered with bark and long-lasting leaves that provide the main means of photosynthesis. Their flowers may have superior ovaries (i.e., above the points of attachment of the sepals and petals), and areoles that produce further leaves. The two species of Maihuenia have small, globe-shaped bodies with prominent leaves at the top.[9]
|
18 |
+
|
19 |
+
Cacti show a wide variety of growth habits, which are difficult to divide into clear, simple categories.
|
20 |
+
|
21 |
+
They can be tree-like (arborescent), meaning they typically have a single more-or-less woody trunk topped by several to many branches. In the genus Pereskia, the branches are covered with leaves, so the species of this genus may not be recognized as cacti. In most other cacti, the branches are more typically cactus-like, bare of leaves and bark, and covered with spines, as in Pachycereus pringlei or the larger opuntias. Some cacti may become tree-sized but without branches, such as larger specimens of Echinocactus platyacanthus. Cacti may also be described as shrubby, with several stems coming from the ground or from branches very low down, such as in Stenocereus thurberi.[10]
|
22 |
+
|
23 |
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Smaller cacti may be described as columnar. They consist of erect, cylinder-shaped stems, which may or may not branch, without a very clear division into trunk and branches. The boundary between columnar forms and tree-like or shrubby forms is difficult to define. Smaller and younger specimens of Cephalocereus senilis, for example, are columnar, whereas older and larger specimens may become tree-like. In some cases, the "columns" may be horizontal rather than vertical. Thus, Stenocereus eruca has stems growing along the ground, rooting at intervals.[10]
|
24 |
+
|
25 |
+
Cacti whose stems are even smaller may be described as globular (or globose). They consist of shorter, more ball-shaped stems than columnar cacti. Globular cacti may be solitary, such as Ferocactus latispinus, or their stems may form clusters that can create large mounds. All or some stems in a cluster may share a common root.[10]
|
26 |
+
|
27 |
+
Other cacti have a quite different appearance. In tropical regions, some grow as forest climbers and epiphytes. Their stems are typically flattened, almost leaf-like in appearance, with fewer or even no spines. Climbing cacti can be very large; a specimen of Hylocereus was reported as 100 meters (330 ft) long from root to the most distant stem. Epiphytic cacti, such as species of Rhipsalis or Schlumbergera, often hang downwards, forming dense clumps where they grow in trees high above the ground.[10]
|
28 |
+
|
29 |
+
Treelike habit (Pereskia aculeata)
|
30 |
+
|
31 |
+
Tall treelike habit (Pachycereus pringlei)
|
32 |
+
|
33 |
+
Tall unbranched columnar habit (Cephalocereus)
|
34 |
+
|
35 |
+
Shorter clustered columnar habit (Ferocactus pilosus)
|
36 |
+
|
37 |
+
Solitary globular habit (Ferocactus echidne)
|
38 |
+
|
39 |
+
Clustered globular habit (Rebutia species)
|
40 |
+
|
41 |
+
Epiphytic cactus (Rhipsalis paradoxa)
|
42 |
+
|
43 |
+
The leafless, spiny stem is the characteristic feature of the majority of cacti (and all of those belonging to the largest subfamily, the Cactoideae). The stem is typically succulent, meaning it is adapted to store water. The surface of the stem may be smooth (as in some species of Opuntia) or covered with protuberances of various kinds, which are usually called tubercles. These vary from small "bumps" to prominent, nipple-like shapes in the genus Mammillaria and outgrowths almost like leaves in Ariocarpus species. The stem may also be ribbed or fluted in shape. The prominence of these ribs depends on how much water the stem is storing: when full (up to 90% of the mass of a cactus may be water), the ribs may be almost invisible on the swollen stem, whereas when the cactus is short of water and the stems shrink, the ribs may be very visible.[10]
|
44 |
+
|
45 |
+
The stems of most cacti are some shade of green, often bluish or brownish green. Such stems contain chlorophyll and are able to carry out photosynthesis; they also have stomata (small structures that can open and close to allow passage of gases). Cactus stems are often visibly waxy.[10]
|
46 |
+
|
47 |
+
Areoles are structures unique to cacti. Although variable, they typically appear as woolly or hairy areas on the stems from which spines emerge. Flowers are also produced from areoles. In the genus Pereskia, believed similar to the ancestor of all cacti, the areoles occur in the axils of leaves (i.e. in the angle between the leaf stalk and the stem).[11] In leafless cacti, areoles are often borne on raised areas on the stem where leaf bases would have been.
|
48 |
+
|
49 |
+
Areoles are highly specialized and very condensed shoots or branches. In a normal shoot, nodes bearing leaves or flowers would be separated by lengths of stem (internodes). In an areole, the nodes are so close together, they form a single structure. The areole may be circular, elongated into an oval shape, or even separated into two parts; the two parts may be visibly connected in some way (e.g. by a groove in the stem) or appear entirely separate (a dimorphic areole). The part nearer the top of the stem then produces flowers, the other part spines. Areoles often have multicellular hairs (trichomes) that give the areole a hairy or woolly appearance, sometimes of a distinct color such as yellow or brown.[10]
|
50 |
+
|
51 |
+
In most cacti, the areoles produce new spines or flowers only for a few years, and then become inactive. This results in a relatively fixed number of spines, with flowers being produced only from the ends of stems, which are still growing and forming new areoles. In Pereskia, a genus close to the ancestor of cacti, areoles remain active for much longer; this is also the case in Opuntia and Neoraimondia.[10]
|
52 |
+
|
53 |
+
The great majority of cacti have no visible leaves; photosynthesis takes place in the stems (which may be flattened and leaflike in some species). Exceptions occur in three groups of cacti. All the species of Pereskia are superficially like normal trees or shrubs and have numerous leaves. Many cacti in the opuntia group (subfamily Opuntioideae, opuntioids) also have visible leaves, which may be long-lasting (as in Pereskiopsis species) or be produced only during the growing season and then be lost (as in many species of Opuntia).[10] The small genus Maihuenia also relies on leaves for photosynthesis.[12] The structure of the leaves varies somewhat between these groups. Pereskia species have "normal" leaves, with a midrib and a flattened blade (lamina) on either side. Opuntioids and Maihuenia have leaves that appear to consist only of a midrib.[13]
|
54 |
+
|
55 |
+
Even those cacti without visible photosynthetic leaves do usually have very small leaves, less than 0.5 mm (0.02 in) long in about half of the species studied and almost always less than 1.5 mm (0.06 in) long. The function of such leaves cannot be photosynthesis; a role in the production of plant hormones, such as auxin, and in defining axillary buds has been suggested.[14]
|
56 |
+
|
57 |
+
Botanically, "spines" are distinguished from "thorns": spines are modified leaves, and thorns are modified branches. Cacti produce spines, always from areoles as noted above. Spines are present even in those cacti with leaves, such as Pereskia, Pereskiopsis and Maihuenia, so they clearly evolved before complete leaflessness. Some cacti only have spines when young, possibly only when seedlings. This is particularly true of tree-living cacti, such as Rhipsalis and Schlumbergera, but also of some ground-living cacti, such as Ariocarpus.[10]
|
58 |
+
|
59 |
+
The spines of cacti are often useful in identification, since they vary greatly between species in number, color, size, shape and hardness, as well as in whether all the spines produced by an areole are similar or whether they are of distinct kinds. Most spines are straight or at most slightly curved, and are described as hair-like, bristle-like, needle-like or awl-like, depending on their length and thickness. Some cacti have flattened spines (e.g. Sclerocactus papyracanthus). Other cacti have hooked spines. Sometimes, one or more central spines are hooked, while outer spines are straight (e.g., Mammillaria rekoi).[10]
|
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|
61 |
+
In addition to normal-length spines, members of the subfamily Opuntioideae have relatively short spines, called glochids, that are barbed along their length and easily shed. These enter the skin and are difficult to remove due to being very fine and easily broken, causing long-lasting irritation.[10]
|
62 |
+
|
63 |
+
Varied spines of a Ferocactus
|
64 |
+
|
65 |
+
Hooked central spine (cf. Mammillaria rekoi)
|
66 |
+
|
67 |
+
Unusual flattened spines of Sclerocactus papyracanthus
|
68 |
+
|
69 |
+
Glochids of Opuntia microdasys
|
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+
|
71 |
+
Most ground-living cacti have only fine roots, which spread out around the base of the plant for varying distances, close to the surface. Some cacti have taproots; in genera such as Copiapoa, these are considerably larger and of a greater volume than the body. Taproots may aid in stabilizing the larger columnar cacti.[15] Climbing, creeping and epiphytic cacti may have only adventitious roots, produced along the stems where these come into contact with a rooting medium.[10]
|
72 |
+
|
73 |
+
Like their spines, cactus flowers are variable. Typically, the ovary is surrounded by material derived from stem or receptacle tissue, forming a structure called a pericarpel. Tissue derived from the petals and sepals continues the pericarpel, forming a composite tube—the whole may be called a floral tube, although strictly speaking only the part furthest from the base is floral in origin. The outside of the tubular structure often has areoles that produce wool and spines. Typically, the tube also has small scale-like bracts, which gradually change into sepal-like and then petal-like structures, so the sepals and petals cannot be clearly differentiated (and hence are often called "tepals").[10] Some cacti produce floral tubes without wool or spines (e.g. Gymnocalycium)[16] or completely devoid of any external structures (e.g. Mammillaria).[10] Unlike the flowers of other cacti, Pereskia flowers may be borne in clusters.[11]
|
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+
|
75 |
+
Cactus flowers usually have many stamens, but only a single style, which may branch at the end into more than one stigma. The stamens usually arise from all over the inner surface of the upper part of the floral tube, although in some cacti, the stamens are produced in one or more distinct "series" in more specific areas of the inside of the floral tube.[10]
|
76 |
+
|
77 |
+
The flower as a whole is usually radially symmetrical (actinomorphic), but may be bilaterally symmetrical (zygomorphic) in some species. Flower colors range from white through yellow and red to magenta.[10]
|
78 |
+
|
79 |
+
|
80 |
+
|
81 |
+
All cacti have some adaptations to promote efficient water use. Most cacti—opuntias and cactoids—specialize in surviving in hot and dry environments (i.e. they are xerophytes), but the first ancestors of modern cacti were already adapted to periods of intermittent drought.[9] A small number of cactus species in the tribes Hylocereeae and Rhipsalideae have become adapted to life as climbers or epiphytes, often in tropical forests, where water conservation is less important.
|
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|
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+
The absence of visible leaves is one of the most striking features of most cacti. Pereskia (which is close to the ancestral species from which all cacti evolved) does have long-lasting leaves, which are, however, thickened and succulent in many species.[9] Other species of cactus with long-lasting leaves, such as the opuntioid Pereskiopsis, also have succulent leaves.[17] A key issue in retaining water is the ratio of surface area to volume. Water loss is proportional to surface area, whereas the amount of water present is proportional to volume. Structures with a high surface area-to-volume ratio, such as thin leaves, necessarily lose water at a higher rate than structures with a low area-to-volume ratio, such as thickened stems.
|
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|
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Spines, which are modified leaves, are present on even those cacti with true leaves, showing the evolution of spines preceded the loss of leaves. Although spines have a high surface area-to-volume ratio, at maturity they contain little or no water, being composed of fibers made up of dead cells.[13] Spines provide protection from herbivores and camouflage in some species, and assist in water conservation in several ways. They trap air near the surface of the cactus, creating a moister layer that reduces evaporation and transpiration. They can provide some shade, which lowers the temperature of the surface of the cactus, also reducing water loss. When sufficiently moist air is present, such as during fog or early morning mist, spines can condense moisture, which then drips onto the ground and is absorbed by the roots.[10]
|
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+
|
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The majority of cacti are stem succulents, i.e., plants in which the stem is the main organ used to store water. Water may form up to 90% of the total mass of a cactus. Stem shapes vary considerably among cacti. The cylindrical shape of columnar cacti and the spherical shape of globular cacti produce a low surface area-to-volume ratio, thus reducing water loss, as well as minimizing the heating effects of sunlight. The ribbed or fluted stems of many cacti allow the stem to shrink during periods of drought and then swell as it fills with water during periods of availability.[10] A mature saguaro (Carnegiea gigantea) is said to be able to absorb as much as 200 U.S. gallons (760 l; 170 imp gal) of water during a rainstorm.[8] The outer layer of the stem usually has a tough cuticle, reinforced with waxy layers, which reduce water loss. These layers are responsible for the grayish or bluish tinge to the stem color of many cacti.[10]
|
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|
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The stems of most cacti have adaptations to allow them to conduct photosynthesis in the absence of leaves. This is discussed further below under Metabolism.
|
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Many cacti have roots that spread out widely, but only penetrate a short distance into the soil. In one case, a young saguaro only 12 cm (4.7 in) tall had a root system with a diameter of 2 m (7 ft), but no more than 10 cm (4 in) deep.[15] Cacti can also form new roots quickly when rain falls after a drought. The concentration of salts in the root cells of cacti is relatively high.[18] All these adaptations enable cacti to absorb water rapidly during periods of brief or light rainfall. Thus, Ferocactus cylindraceus reportedly can take up a significant amount of water within 12 hours of as little as 7 mm (0.3 in) of rainfall, becoming fully hydrated in a few days.[10]
|
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|
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Although in most cacti, the stem acts as the main organ for storing water, some cacti have in addition large taproots.[10] These may be several times the length of the above-ground body in the case of species such as Copiapoa atacamensis,[10] which grows in one of the driest places in the world, the Atacama Desert in northern Chile.[19]
|
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+
|
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Photosynthesis requires plants to take in carbon dioxide gas (CO2). As they do so, they lose water through transpiration. Like other types of succulents, cacti reduce this water loss by the way in which they carry out photosynthesis. "Normal" leafy plants use the C3 mechanism: during daylight hours, CO2 is continually drawn out of the air present in spaces inside leaves and converted first into a compound containing three carbon atoms (3-phosphoglycerate) and then into products such as carbohydrates. The access of air to internal spaces within a plant is controlled by stomata, which are able to open and close. The need for a continuous supply of CO2 during photosynthesis means the stomata must be open, so water vapor is continuously being lost. Plants using the C3 mechanism lose as much as 97% of the water taken up through their roots in this way.[20] A further problem is that as temperatures rise, the enzyme that captures CO2 starts to capture more and more oxygen instead, reducing the efficiency of photosynthesis by up to 25%.[21]
|
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+
|
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Crassulacean acid metabolism (CAM) is a mechanism adopted by cacti and other succulents to avoid the problems of the C3 mechanism. In full CAM, the stomata open only at night, when temperatures and water loss are lowest. CO2 enters the plant and is captured in the form of organic acids stored inside cells (in vacuoles). The stomata remain closed throughout the day, and photosynthesis uses only this stored CO2. CAM uses water much more efficiently at the price of limiting the amount of carbon fixed from the atmosphere and thus available for growth.[22] CAM-cycling is a less efficient system whereby stomata open in the day, just as in plants using the C3 mechanism. At night, or when the plant is short of water, the stomata close and the CAM mechanism is used to store CO2 produced by respiration for use later in photosynthesis. CAM-cycling is present in Pereskia species.[9]
|
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|
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By studying the ratio of 14C to 13C incorporated into a plant—its isotopic signature—it is possible to deduce how much CO2 is taken up at night and how much in the daytime. Using this approach, most of the Pereskia species investigated exhibit some degree of CAM-cycling, suggesting this ability was present in the ancestor of all cacti.[9] Pereskia leaves are claimed to only have the C3 mechanism with CAM restricted to stems.[23] More recent studies show that "it is highly unlikely that significant carbon assimilation occurs in the stem"; Pereskia species are described as having "C3 with inducible CAM."[9] Leafless cacti carry out all their photosynthesis in the stem, using full CAM. As of February 2012[update], it is not clear whether stem-based CAM evolved once only in the core cacti, or separately in the opuntias and cactoids;[9] CAM is known to have evolved convergently many times.[22]
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To carry out photosynthesis, cactus stems have undergone many adaptations. Early in their evolutionary history, the ancestors of modern cacti (other than one group of Pereskia species) developed stomata on their stems and began to delay developing bark. However, this alone was not sufficient; cacti with only these adaptations appear to do very little photosynthesis in their stems. Stems needed to develop structures similar to those normally found only in leaves. Immediately below the outer epidermis, a hypodermal layer developed made up of cells with thickened walls, offering mechanical support. Air spaces were needed between the cells to allow carbon dioxide to diffuse inwards. The center of the stem, the cortex, developed "chlorenchyma" – a plant tissue made up of relatively unspecialized cells containing chloroplasts, arranged into a "spongy layer" and a "palisade layer" where most of the photosynthesis occurs.[24]
|
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+
|
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+
Naming and classifying cacti has been both difficult and controversial since the first cacti were discovered for science. The difficulties began with Carl Linnaeus. In 1737, he placed the cacti he knew into two genera, Cactus and Pereskia. However, when he published Species Plantarum in 1753—the starting point for modern botanical nomenclature—he relegated them all to one genus, Cactus. The word "cactus" is derived through Latin from the Ancient Greek κάκτος (kaktos), a name used by Theophrastus for a spiny plant,[25] which may have been the cardoon (Cynara cardunculus).[26]
|
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+
|
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+
Later botanists, such as Philip Miller in 1754, divided cacti into several genera, which, in 1789, Antoine Laurent de Jussieu placed in his newly created family Cactaceae. By the early 20th century, botanists came to feel Linnaeus's name Cactus had become so confused as to its meaning (was it the genus or the family?) that it should not be used as a genus name. The 1905 Vienna botanical congress rejected the name Cactus and instead declared Mammillaria was the type genus of the family Cactaceae. It did, however, conserve the name Cactaceae, leading to the unusual situation in which the family Cactaceae no longer contains the genus after which it was named.[27]
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|
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The difficulties continued, partly because giving plants scientific names relies on "type specimens". Ultimately, if botanists want to know whether a particular plant is an example of, say, Mammillaria mammillaris, they should be able to compare it with the type specimen to which this name is permanently attached. Type specimens are normally prepared by compression and drying, after which they are stored in herbaria to act as definitive references. However, cacti are very difficult to preserve in this way; they have evolved to resist drying and their bodies do not easily compress.[28] A further difficulty is that many cacti were given names by growers and horticulturalists rather than botanists; as a result, the provisions of the International Code of Nomenclature for algae, fungi, and plants (which governs the names of cacti, as well as other plants) were often ignored. Curt Backeberg, in particular, is said to have named or renamed 1,200 species without one of his names ever being attached to a specimen, which, according to David Hunt, ensured he "left a trail of nomenclatural chaos that will probably vex cactus taxonomists for centuries."[29]
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In 1984, it was decided that the Cactaceae Section of the International Organization for Succulent Plant Study should set up a working party, now called the International Cactaceae Systematics Group (ICSG), to produce consensus classifications down to the level of genera. Their system has been used as the basis of subsequent classifications. Detailed treatments published in the 21st century have divided the family into around 125–130 genera and 1,400–1,500 species, which are then arranged into a number of tribes and subfamilies.[30][31][32] The ICSG classification of the cactus family recognizes four subfamilies, the largest of which is divided into nine tribes. The subfamilies are:[30]
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Molecular phylogenetic studies have supported the monophyly of three of these subfamilies (not Pereskioideae),[32][35] but have not supported all of the tribes or even genera below this level; indeed, a 2011 study found only 39% of the genera in the subfamily Cactoideae sampled in the research were monophyletic.[32] Classification of the cacti currently remains uncertain and is likely to change.
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A 2005 study suggested the genus Pereskia was basal within the Cactaceae, but confirmed earlier suggestions it was not monophyletic, i.e., did not include all the descendants of a common ancestor. The Bayesian consensus cladogram from this study is shown below.[35]
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Pereskia Clade A
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Pereskia Clade B
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Opuntioideae
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Maihuenia
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Cactoideae
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A more recent 2011 study using fewer genes but more species also found that Pereskia was divided into these two clades, but was unable to resolve the members of the "core cacti" clade. It was accepted that the relationships shown above are "the most robust to date."[32]
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The two clades of Pereskia differ in their geographical distribution; with one exception, clade A is found around the Gulf of Mexico and the Caribbean Sea, whereas clade B occurs south of the Amazon Basin. Species of Pereskia within clade A always lack two key features of the stem present in most of the remaining "caulocacti": like most non-cacti, their stems begin to form bark early in the plants' life and also lack stomata—structures that control admission of air into a plant and hence control photosynthesis. By contrast, caulocacti, including species of Pereskia clade B, typically delay forming bark and have stomata on their stems, thus giving the stem the potential to become a major organ for photosynthesis. (The two highly specialized species of Maihuenia are something of an exception.)[35]
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The first cacti are thought to have been only slightly succulent shrubs or small trees whose leaves carried out photosynthesis. They lived in tropical areas that experienced periodic drought. If Pereskia clade A is a good model of these early cacti, then, although they would have appeared superficially similar to other trees growing nearby, they had already evolved strategies to conserve water (some of which are present in members of other families in the order Caryophyllales). These strategies included being able to respond rapidly to periods of rain, and keeping transpiration low by using water very efficiently during photosynthesis. The latter was achieved by tightly controlling the opening of stomata. Like Pereskia species today, early ancestors may have been able to switch from the normal C3 mechanism, where carbon dioxide is used continuously in photosynthesis, to CAM cycling, in which when the stomata are closed, carbon dioxide produced by respiration is stored for later use in photosynthesis.[9]
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Pereskia clade B marks the beginnings of an evolutionary switch to using stems as photosynthetic organs. Stems have stomata and the formation of bark takes place later than in normal trees. The "core cacti" show a steady increase in both stem succulence and photosynthesis accompanied by multiple losses of leaves, more-or-less complete in the Cactoideae. One evolutionary question at present unanswered is whether the switch to full CAM photosynthesis in stems occurred only once in the core cacti, in which case it has been lost in Maihuenia, or separately in Opuntioideae and Cactoideae, in which case it never evolved in Maihuenia.[9]
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Understanding evolution within the core cacti clade is difficult as of February 2012[update], since phylogenetic relationships are still uncertain and not well related to current classifications. Thus, a 2011 study found "an extraordinarily high proportion of genera" were not monophyletic, so were not all descendants of a single common ancestor. For example, of the 36 genera in the subfamily Cactoideae sampled in the research, 22 (61%) were found not monophyletic.[32] Nine tribes are recognized within Cactoideae in the International Cactaceae Systematics Group (ICSG) classification; one, Calymmantheae, comprises a single genus, Calymmanthium.[30] Only two of the remaining eight – Cacteae and Rhipsalideae – were shown to be monophyletic in a 2011 study by Hernández-Hernández et al. For a more detailed discussion of the phylogeny of the cacti, see Classification of the Cactaceae.
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No known fossils of cacti exist to throw light on their evolutionary history.[36] However, the geographical distribution of cacti offers some evidence. Except for a relatively recent spread of Rhipsalis baccifera to parts of the Old World, cacti are plants of South America and mainly southern regions of North America. This suggests the family must have evolved after the ancient continent of Gondwana split into South America and Africa, which occurred during the Early Cretaceous, around 145 to 101 million years ago.[37] Precisely when after this split cacti evolved is less clear. Older sources suggest an early origin around 90 – 66 million years ago, during the Late Cretaceous. More recent molecular studies suggest a much younger origin, perhaps in very Late Eocene to early Oligocene periods, around 35–30 million years ago.[36][38] Based on the phylogeny of the cacti, the earliest diverging group (Pereskia clade A) may have originated in Central America and northern South America, whereas the caulocacti, those with more-or-less succulent stems, evolved later in the southern part of South America, and then moved northwards.[35] Core cacti, those with strongly succulent stems, are estimated to have evolved around 25 million years ago.[36] A possible stimulus to their evolution may have been uplifting in the central Andes, some 25–20 million years ago, which was associated with increasing and varying aridity.[35] However, the current species diversity of cacti is thought to have arisen only in the last 10–5 million years (from the late Miocene into the Pliocene). Other succulent plants, such as the Aizoaceae in South Africa, the Didiereaceae in Madagascar and the genus Agave in the Americas, appear to have diversified at the same time, which coincided with a global expansion of arid environments.[36]
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Cacti inhabit diverse regions, from coastal plains to high mountain areas. With one exception, they are native to the Americas, where their range extends from Patagonia to British Columbia and Alberta in western Canada. A number of centers of diversity exist. For cacti adapted to drought, the three main centers are Mexico and the southwestern United States; the southwestern Andes, where they are found in Peru, Bolivia, Chile and Argentina; and eastern Brazil, away from the Amazon Basin. Tree-living epiphytic and climbing cacti necessarily have different centers of diversity, as they require moister environments. They are mainly found in the coastal mountains and Atlantic forests of southeastern Brazil; in Bolivia, which is the center of diversity for the subfamily Rhipsalideae; and in forested regions of Central America, where the climbing Hylocereeae are most diverse.[39]
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Rhipsalis baccifera is the exception; it is native to both the Americas and the Old World, where it is found in tropical Africa, Madagascar, and Sri Lanka. One theory is it was spread by being carried as seeds in the digestive tracts of migratory birds; the seeds of Rhipsalis are adapted for bird distribution. Old World populations are polyploid, and regarded as distinct subspecies, supporting the idea that the spread was not recent.[40] The alternative theory is the species initially crossed the Atlantic on European ships trading between South America and Africa, after which birds may have spread it more widely.[41]
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Many other species have become naturalized outside the Americas after having been introduced by people, especially in Australia, Hawaii, and the Mediterranean region. In Australia, species of Opuntia, particularly Opuntia stricta, were introduced in the 19th century for use as natural agricultural fences and in an attempt to establish a cochineal industry. They rapidly became a major weed problem, but are now controlled by biological agents, particularly the moth Cactoblastis cactorum.[42] The weed potential of Opuntia species in Australia continues however, leading to all opuntioid cacti except O. ficus-indica being declared Weeds of National Significance by the Australian Weeds Committee in April 2012.
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Cactus flowers are pollinated by insects, birds and bats. None are known to be wind-pollinated and self-pollination occurs in only a very few species; for example the flowers of some species of Frailea do not open (cleistogamy).[43] The need to attract pollinators has led to the evolution of pollination syndromes, which are defined as groups of "floral traits, including rewards, associated with the attraction and utilization of a specific group of animals as pollinators."[44]
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Bees are the most common pollinators of cacti; bee-pollination is considered to have been the first to evolve.[43] Day-flying butterflies and nocturnal moths are associated with different pollination syndromes. Butterfly-pollinated flowers are usually brightly colored, opening during the day, whereas moth-pollinated flowers are often white or pale in color, opening only in the evening and at night.[45] As an example, Pachycereus schottii is pollinated by a particular species of moth, Upiga virescens, which also lays its eggs among the developing seeds its caterpillars later consume.[45] The flowers of this cactus are funnel-shaped, white to deep pink, up to 4 cm (1.6 in) long, and open at night.[46]
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Hummingbirds are significant pollinators of cacti. Species showing the typical hummingbird-pollination syndrome have flowers with colors towards the red end of the spectrum, anthers and stamens that protrude from the flower, and a shape that is not radially symmetrical, with a lower lip that bends downwards; they produce large amounts of nectar with a relatively low sugar content.[47] Schlumbergera species, such as S. truncata, have flowers that correspond closely to this syndrome.[48] Other hummingbird-pollinated genera include Cleistocactus and Disocactus.[43]
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Bat-pollination is relatively uncommon in flowering plants, but about a quarter of the genera of cacti are known to be pollinated by bats—an unusually high proportion, exceeded among eudicots by only two other families, both with very few genera. Columnar cacti growing in semidesert areas are among those most likely to be bat-pollinated; this may be because bats are able to travel considerable distances, so are effective pollinators of plants growing widely separated from one another. The pollination syndrome associated with bats includes a tendency for flowers to open in the evening and at night, when bats are active. Other features include a relatively dull color, often white or green; a radially symmetrical shape, often tubular; a smell described as "musty"; and the production of a large amount of sugar-rich nectar. Carnegiea gigantea is an example of a bat-pollinated cactus, as are many species of Pachycereus and Pilosocereus.[49]
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The fruits produced by cacti after the flowers have been fertilized vary considerably; many are fleshy, although some are dry. All contain a large number of seeds. Fleshy, colorful and sweet-tasting fruits are associated with seed dispersal by birds. The seeds pass through their digestive systems and are deposited in their droppings. Fruit that falls to the ground may be eaten by other animals; giant tortoises are reported to distribute Opuntia seeds in the Galápagos Islands. Ants appear to disperse the seeds of a few genera, such as Blossfeldia. Drier spiny fruits may cling to the fur of mammals or be moved around by the wind.[50]
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As of March 2012[update], there is still controversy as to the precise dates when humans first entered those areas of the New World where cacti are commonly found, and hence when they might first have used them. An archaeological site in Chile has been dated to around 15,000 years ago,[51] suggesting cacti would have been encountered before then. Early evidence of the use of cacti includes cave paintings in the Serra da Capivara in Brazil, and seeds found in ancient middens (waste dumps) in Mexico and Peru, with dates estimated at 12,000–9,000 years ago. Hunter-gatherers likely collected cactus fruits in the wild and brought them back to their camps.[52]
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It is not known when cacti were first cultivated. Opuntias (prickly pears) were used for a variety of purposes by the Aztecs, whose empire, lasting from the 14th to the 16th century, had a complex system of horticulture. Their capital from the 15th century was Tenochtitlan (now Mexico City); one explanation for the origin of the name is that it includes the Nahuatl word nōchtli, referring to the fruit of an opuntia.[53] The coat of arms of Mexico shows an eagle perched on a cactus while holding a snake, an image at the center of the myth of the founding of Tenochtitlan.[54] The Aztecs symbolically linked the ripe red fruits of an opuntia to human hearts; just as the fruit quenches thirst, so offering human hearts to the sun god ensured the sun would keep moving.[55]
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Europeans first encountered cacti when they arrived in the New World late in the 15th century. Their first landfalls were in the West Indies, where relatively few cactus genera are found; one of the most common is the genus Melocactus.[56] Thus, melocacti were possibly among the first cacti seen by Europeans. Melocactus species were present in English collections of cacti before the end of the 16th century (by 1570 according to one source,[57]) where they were called Echinomelocactus, later shortened to Melocactus by Joseph Pitton de Tourneville in the early 18th century.[58] Cacti, both purely ornamental species and those with edible fruit, continued to arrive in Europe, so Carl Linnaeus was able to name 22 species by 1753. One of these, his Cactus opuntia (now part of Opuntia ficus-indica), was described as "fructu majore ... nunc in Hispania et Lusitania" (with larger fruit ... now in Spain and Portugal), indicative of its early use in Europe.[59][60]
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The plant now known as Opuntia ficus-indica, or the Indian fig cactus, has long been an important source of food. The original species is thought to have come from central Mexico, although this is now obscure because the indigenous people of southern North America developed and distributed a range of horticultural varieties (cultivars), including forms of the species and hybrids with other opuntias. Both the fruit and pads are eaten, the former often under the Spanish name tuna, the latter under the name nopal. Cultivated forms are often significantly less spiny or even spineless.[61] The nopal industry in Mexico was said to be worth US$150 million in 2007.[62] The Indian fig cactus was probably already present in the Caribbean when the Spanish arrived, and was soon after brought to Europe. It spread rapidly in the Mediterranean area, both naturally and by being introduced—so much so, early botanists assumed it was native to the area. Outside the Americas, the Indian fig cactus is an important commercial crop in Sicily, Algeria and other North African countries.[60] Fruits of other opuntias are also eaten, generally under the same name, tuna. Flower buds, particularly of Cylindropuntia species, are also consumed.[63]
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Almost any fleshy cactus fruit is edible. The word pitaya or pitahaya (usually considered to have been taken into Spanish from Haitian creole[64]) can be applied to a range of "scaly fruit", particularly those of columnar cacti. The fruit of the saguaro (Carnegiea gigantea) has long been important to the indigenous peoples of northwestern Mexico and the southwestern United States, including the Sonoran Desert. It can be preserved by boiling to produce syrup and by drying. The syrup can also be fermented to produce an alcoholic drink. Fruits of Stenocereus species have also been important food sources in similar parts of North America; Stenocereus queretaroensis is cultivated for its fruit. In more tropical southern areas, the climber Hylocereus undatus provides pitahaya orejona, now widely grown in Asia under the name dragon fruit. Other cacti providing edible fruit include species of Echinocereus, Ferocactus, Mammillaria, Myrtillocactus, Pachycereus, Peniocereus and Selenicereus. The bodies of cacti other than opuntias are less often eaten, although Anderson reported that Neowerdermannia vorwerkii is prepared and eaten like potatoes in upland Bolivia.[65]
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Gathering saguaro in 1907
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Edible fruit of the saguaro
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Fruits of some Ferocactus are edible.
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Dragon fruit for sale in Taiwan
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Fruit prepared from Stenocereus queretaroensis
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Salad including sliced nopales (opuntia pads)
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A number of species of cacti have been shown to contain psychoactive agents, chemical compounds that can cause changes in mood, perception and cognition through their effects on the brain. Two species have a long history of use by the indigenous peoples of the Americas: peyote, Lophophora williamsii, in North America, and the San Pedro cactus, Echinopsis pachanoi, in South America. Both contain mescaline.[66]
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L. williamsii is native to northern Mexico and southern Texas. Individual stems are about 2–6 cm (0.8–2.4 in) high with a diameter of 4–11 cm (1.6–4.3 in), and may be found in clumps up to 1 m (3 ft) wide.[67] A large part of the stem is usually below ground. Mescaline is concentrated in the photosynthetic portion of the stem above ground. The center of the stem, which contains the growing point (the apical meristem), is sunken. Experienced collectors of peyote remove a thin slice from the top of the plant, leaving the growing point intact, thus allowing the plant to regenerate.[68] Evidence indicates peyote was in use more than 5,500 years ago; dried peyote buttons presumed to be from a site on the Rio Grande, Texas, were radiocarbon dated to around 3780–3660 BC.[69] Peyote is perceived as a means of accessing the spirit world. Attempts by the Roman Catholic church to suppress its use after the Spanish conquest were largely unsuccessful, and by the middle of the 20th century, peyote was more widely used than ever by indigenous peoples as far north as Canada. It is now used formally by the Native American Church.[66]
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Echinopsis pachanoi is native to Ecuador and Peru. It is very different in appearance from L. williamsii. It has tall stems, up to 6 m (20 ft) high, with a diameter of 6–15 cm (2.4–5.9 in), which branch from the base, giving the whole plant a shrubby or tree-like appearance.[70] Archaeological evidence of the use of this cactus appears to date back to 2,000–2,300 years ago, with carvings and ceramic objects showing columnar cacti.[71] Although church authorities under the Spanish attempted to suppress its use, this failed, as shown by the Christian element in the common name "San Pedro cactus"—Saint Peter cactus. Anderson attributes the name to the belief that just as St Peter holds the keys to heaven, the effects of the cactus allow users "to reach heaven while still on earth."[66] It continues to be used for its psychoactive effects, both for spiritual and for healing purposes, often combined with other psychoactive agents, such as Datura ferox and tobacco.[71] Several other species of Echinopsis, including E. peruviana, also contain mescaline.[66]
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Cacti were cultivated as ornamental plants from the time they were first brought from the New World. By the early 1800s, enthusiasts in Europe had large collections (often including other succulents alongside cacti). Rare plants were sold for very high prices. Suppliers of cacti and other succulents employed collectors to obtain plants from the wild, in addition to growing their own. In the late 1800s, collectors turned to orchids, and cacti became less popular, although never disappearing from cultivation.[72]
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Cacti are often grown in greenhouses, particularly in regions unsuited to the cultivation of cacti outdoors, such the northern parts of Europe and North America. Here, they may be kept in pots or grown in the ground. Cacti are also grown as houseplants, many being tolerant of the often dry atmosphere. Cacti in pots may be placed outside in the summer to ornament gardens or patios, and then kept under cover during the winter.[73] Less drought-resistant epiphytes, such as epiphyllum hybrids, Schlumbergera (the Thanksgiving or Christmas cactus) and Hatiora (the Easter cactus), are widely cultivated as houseplants.
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Cacti may also be planted outdoors in regions with suitable climates. Concern for water conservation in arid regions has led to the promotion of gardens requiring less watering (xeriscaping). For example, in California, the East Bay Municipal Utility District sponsored the publication of a book on plants and landscapes for summer-dry climates.[74] Cacti are one group of drought-resistant plants recommended for dry landscape gardening.[75]
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Cacti have many other uses. They are used for human food and as fodder for animals, usually after burning off their spines.[76] In addition to their use as psychoactive agents, some cacti are employed in herbal medicine. The practice of using various species of Opuntia in this way has spread from the Americas, where they naturally occur, to other regions where they grow, such as India.[77]
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Cochineal is a red dye produced by a scale insect that lives on species of Opuntia. Long used by the peoples of Central and North America, demand fell rapidly when European manufacturers began to produce synthetic dyes in the middle of the 19th century. Commercial production has now increased following a rise in demand for natural dyes.[78]
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Cacti are used as construction materials. Living cactus fences are employed as barricades around buildings to prevent people breaking in. They also used to corral animals. The woody parts of cacti, such as Cereus repandus and Echinopsis atacamensis, are used in buildings and in furniture. The frames of wattle and daub houses built by the Seri people of Mexico may use parts of Carnegiea gigantea. The very fine spines and hairs (trichomes) of some cacti were used as a source of fiber for filling pillows and in weaving.[79]
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All cacti are included in Appendix II of the Convention on International Trade in Endangered Species of Wild Fauna and Flora (CITES), which "lists species that are not necessarily now threatened with extinction but that may become so unless trade is closely controlled." Control is exercised by making international trade in most specimens of cacti illegal unless permits have been issued, at least for exports.[80] Some exceptions are allowed, e.g., for "naturalized or artificially propagated plants".[81] Some cacti, such as all Ariocarpus and Discocactus species, are included in the more restrictive Appendix I,[81] used for the "most endangered" species. These may only be moved between countries for scientific purposes, and only then when accompanied by both export and import permits.[80]
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The three main threats to cacti in the wild are development, grazing and over-collection. Development takes many forms. The construction of a dam near Zimapan, Mexico, caused the destruction of a large part of the natural habitat of Echinocactus grusonii. Urban development and highways have destroyed cactus habitats in parts of Mexico, New Mexico and Arizona, including the Sonoran Desert. The conversion of land to agriculture has affected populations of Ariocarpus kotschoubeyanus in Mexico, where dry plains were plowed for maize cultivation, and of Copiapoa and Eulychnia in Chile, where valley slopes were planted with vines.[82] Grazing, in many areas by introduced animals, such as goats, has caused serious damage to populations of cacti (as well as other plants); two examples cited by Anderson are the Galápagos Islands generally and the effect on Browningia candelaris in Peru. Over-collection of cacti for sale has greatly affected some species. For example, the type locality of Pelecyphora strobiliformis near Miquihuana, Mexico, was virtually denuded of plants, which were dug up for sale in Europe. Illegal collecting of cacti from the wild continues to pose a threat.[83]
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Conservation of cacti can be in situ or ex situ. In situ conservation involves preserving habits through enforcement of legal protection and the creation of specially protected areas such as national parks and reserves. Examples of such protected areas in the United States include Big Bend National Park, Texas; Joshua Tree National Park, California; and Saguaro National Park, Arizona. Latin American examples include Parque Nacional del Pinacate, Sonora, Mexico and Pan de Azúcar National Park, Chile. Ex situ conservation aims to preserve plants and seeds outside their natural habitats, often with the intention of later reintroduction. Botanical gardens play an important role in ex situ conservation; for example, seeds of cacti and other succulents are kept in long-term storage at the Desert Botanical Garden, Arizona.[84]
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The popularity of cacti means many books are devoted to their cultivation. Cacti naturally occur in a wide range of habitats and are then grown in many countries with different climates, so precisely replicating the conditions in which a species normally grows is usually not practical.[72] A broad distinction can be made between semidesert cacti and epiphytic cacti, which need different conditions and are best grown separately.[85] This section is primarily concerned with the cultivation of semidesert cacti in containers and under protection, such as in a greenhouse or in the home, rather than cultivation outside in the ground in those climates that permit it. For the cultivation of epiphytic cacti, see Cultivation of Schlumbergera (Christmas or Thanksgiving cacti), and Cultivation of epiphyllum hybrids.
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The purpose of the growing medium is to provide support and to store water, oxygen and dissolved minerals to feed the plant.[86] In the case of cacti, there is general agreement that an open medium with a high air content is important. When cacti are grown in containers, recommendations as to how this should be achieved vary greatly; Miles Anderson says that if asked to describe a perfect growing medium, "ten growers would give 20 different answers".[87] Roger Brown suggests a mixture of two parts commercial soilless growing medium, one part hydroponic clay and one part coarse pumice or perlite, with the addition of soil from earthworm castings.[86] The general recommendation of 25–75% organic-based material, the rest being inorganic such as pumice, perlite or grit, is supported by other sources.[87][88][89][90] However, the use of organic material is rejected altogether by others; Hecht says that cacti (other than epiphytes) "want soil that is low in or free of humus", and recommends coarse sand as the basis of a growing medium.[91]
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Semi-desert cacti need careful watering. General advice is hard to give, since the frequency of watering required depends on where the cacti are being grown, the nature of the growing medium, and the original habitat of the cacti.[92] Brown says that more cacti are lost through the "untimely application of water than for any other reason" and that even during the dormant winter season, cacti need some water.[93] Other sources say that water can be withheld during winter (November to March in the Northern Hemisphere).[85] Another issue is the hardness of the water; where it is necessary to use hard water, regular re-potting is recommended to avoid the build up of salts.[93] The general advice given is that during the growing season, cacti should be allowed to dry out between thorough waterings.[93][94][85] A water meter can help in determining when the soil is dry.[94]
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Although semi-desert cacti may be exposed to high light levels in the wild, they may still need some shading when subjected to the higher light levels and temperatures of a greenhouse in summer.[95][96] Allowing the temperature to rise above 32 °C (90 °F) is not recommended.[96] The minimum winter temperature required depends very much on the species of cactus involved. For a mixed collection, a minimum temperature of between 5 °C (41 °F) and 10 °C (50 °F) is often suggested, except for cold-sensitive genera such as Melocactus and Discocactus.[97][85] Some cacti, particularly those from the high Andes, are fully frost-hardy when kept dry (e.g. Rebutia minuscula survives temperatures down to −9 °C (16 °F) in cultivation[98]) and may flower better when exposed to a period of cold.[99]
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Cacti can be propagated by seed, cuttings or grafting. Seed sown early in the year produces seedlings that benefit from a longer growing period.[100] Seed is sown in a moist growing medium and then kept in a covered environment, until 7–10 days after germination, to avoid drying out.[101] A very wet growing medium can cause both seeds and seedlings to rot.[102] A temperature range of 18–30 °C (64–86 °F) is suggested for germination; soil temperatures of around 22 °C (72 °F) promote the best root growth. Low light levels are sufficient during germination, but afterwards semi-desert cacti need higher light levels to produce strong growth, although acclimatization is needed to conditions in a greenhouse, such as higher temperatures and strong sunlight.[101]
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Reproduction by cuttings makes use of parts of a plant that can grow roots. Some cacti produce "pads" or "joints" that can be detached or cleanly cut off. Other cacti produce offsets that can be removed.[100] Otherwise, stem cuttings can be made, ideally from relatively new growth. It is recommended that any cut surfaces be allowed to dry for a period of several days to several weeks until a callus forms over the cut surface. Rooting can then take place in an appropriate growing medium at a temperature of around 22 °C (72 °F).[100][101]
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Grafting is used for species difficult to grow well in cultivation or that cannot grow independently, such as some chlorophyll-free forms with white, yellow or red bodies, or some forms that show abnormal growth (e.g., cristate or monstrose forms). For the host plant (the stock), growers choose one that grows strongly in cultivation and is compatible with the plant to be propagated: the scion. The grower makes cuts on both stock and scion and joins the two, binding them together while they unite. Various kinds of graft are used—flat grafts, where both scion and stock are of similar diameters, and cleft grafts, where a smaller scion is inserted into a cleft made in the stock.[103]
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Commercially, huge numbers of cacti are produced annually. For example, in 2002 in Korea alone, 49 million plants were propagated, with a value of almost US$9 million. Most of them (31 million plants) were propagated by grafting.[104]
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A range of pests attack cacti in cultivation. Those that feed on sap include mealybugs, living on both stems and roots; scale insects, generally only found on stems; whiteflies, which are said to be an "infrequent" pest of cacti;[105] red spider mites, which are very small but can occur in large numbers, constructing a fine web around themselves and badly marking the cactus via their sap sucking, even if they do not kill it; and thrips, which particularly attack flowers. Some of these pests are resistant to many insecticides, although there are biological controls available. Roots of cacti can be eaten by the larvae of sciarid flies and fungus gnats. Slugs and snails also eat cacti.[106][107]
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Fungi, bacteria and viruses attack cacti, the first two particularly when plants are over-watered. Fusarium rot can gain entry through a wound and cause rotting accompanied by red-violet mold. "Helminosporium rot" is caused by Bipolaris cactivora (syn. Helminosporium cactivorum[108]); Phytophthora species also cause similar rotting in cacti. Fungicides may be of limited value in combating these diseases.[109] Several viruses have been found in cacti, including cactus virus X. These appear to cause only limited visible symptoms, such as chlorotic (pale green) spots and mosaic effects (streaks and patches of paler color).[110] However, in an Agave species, cactus virus X has been shown to reduce growth, particularly when the roots are dry.[111] There are no treatments for virus diseases.[109]
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1 |
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See also Classification of the Cactaceae
|
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A cactus (plural cacti, cactuses, or less commonly, cactus)[3] is a member of the plant family Cactaceae,[Note 1] a family comprising about 127 genera with some 1750 known species of the order Caryophyllales.[4] The word "cactus" derives, through Latin, from the Ancient Greek κάκτος, kaktos, a name originally used by Theophrastus for a spiny plant whose identity is now not certain.[5] Cacti occur in a wide range of shapes and sizes. Most cacti live in habitats subject to at least some drought. Many live in extremely dry environments, even being found in the Atacama Desert, one of the driest places on earth. Cacti show many adaptations to conserve water. Almost all cacti are succulents, meaning they have thickened, fleshy parts adapted to store water. Unlike many other succulents, the stem is the only part of most cacti where this vital process takes place. Most species of cacti have lost true leaves, retaining only spines, which are highly modified leaves. As well as defending against herbivores, spines help prevent water loss by reducing air flow close to the cactus and providing some shade. In the absence of leaves, enlarged stems carry out photosynthesis. Cacti are native to the Americas, ranging from Patagonia in the south to parts of western Canada in the north—except for Rhipsalis baccifera, which also grows in Africa and Sri Lanka.
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Cactus spines are produced from specialized structures called areoles, a kind of highly reduced branch. Areoles are an identifying feature of cacti. As well as spines, areoles give rise to flowers, which are usually tubular and multipetaled. Many cacti have short growing seasons and long dormancies, and are able to react quickly to any rainfall, helped by an extensive but relatively shallow root system that quickly absorbs any water reaching the ground surface. Cactus stems are often ribbed or fluted, which allows them to expand and contract easily for quick water absorption after rain, followed by long drought periods. Like other succulent plants, most cacti employ a special mechanism called "crassulacean acid metabolism" (CAM) as part of photosynthesis. Transpiration, during which carbon dioxide enters the plant and water escapes, does not take place during the day at the same time as photosynthesis, but instead occurs at night. The plant stores the carbon dioxide it takes in as malic acid, retaining it until daylight returns, and only then using it in photosynthesis. Because transpiration takes place during the cooler, more humid night hours, water loss is significantly reduced.
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Many smaller cacti have globe-shaped stems, combining the highest possible volume for water storage, with the lowest possible surface area for water loss from transpiration. The tallest[Note 2] free-standing cactus is Pachycereus pringlei, with a maximum recorded height of 19.2 m (63 ft),[6] and the smallest is Blossfeldia liliputiana, only about 1 cm (0.4 in) in diameter at maturity.[7] A fully grown saguaro (Carnegiea gigantea) is said to be able to absorb as much as 200 U.S. gallons (760 l; 170 imp gal) of water during a rainstorm.[8] A few species differ significantly in appearance from most of the family. At least superficially, plants of the genus Pereskia resemble other trees and shrubs growing around them. They have persistent leaves, and when older, bark-covered stems. Their areoles identify them as cacti, and in spite of their appearance, they, too, have many adaptations for water conservation. Pereskia is considered close to the ancestral species from which all cacti evolved. In tropical regions, other cacti grow as forest climbers and epiphytes (plants that grow on trees). Their stems are typically flattened, almost leaf-like in appearance, with fewer or even no spines, such as the well-known Christmas cactus or Thanksgiving cactus (in the genus Schlumbergera).
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Cacti have a variety of uses: many species are used as ornamental plants, others are grown for fodder or forage, and others for food (particularly their fruit). Cochineal is the product of an insect that lives on some cacti.
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|
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Many succulent plants in both the Old and New World – such as some Euphorbiaceae (euphorbias) – bear a striking resemblance to cacti, and may incorrectly be called "cactus" in common usage.
|
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The 1,500 to 1,800 species of cacti mostly fall into one of two groups of "core cacti": opuntias (subfamily Opuntioideae) and "cactoids" (subfamily Cactoideae). Most members of these two groups are easily recognizable as cacti. They have fleshy succulent stems that are major organs of photosynthesis. They have absent, small, or transient leaves. They have flowers with ovaries that lie below the sepals and petals, often deeply sunken into a fleshy receptacle (the part of the stem from which the flower parts grow). All cacti have areoles—highly specialized short shoots with extremely short internodes that produce spines, normal shoots, and flowers.[9]
|
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|
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The remaining cacti fall into only two genera, Pereskia and Maihuenia, and are rather different,[9] which means any description of cacti as a whole must frequently make exceptions for them. Pereskia species superficially resemble other tropical forest trees. When mature, they have woody stems that may be covered with bark and long-lasting leaves that provide the main means of photosynthesis. Their flowers may have superior ovaries (i.e., above the points of attachment of the sepals and petals), and areoles that produce further leaves. The two species of Maihuenia have small, globe-shaped bodies with prominent leaves at the top.[9]
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Cacti show a wide variety of growth habits, which are difficult to divide into clear, simple categories.
|
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|
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They can be tree-like (arborescent), meaning they typically have a single more-or-less woody trunk topped by several to many branches. In the genus Pereskia, the branches are covered with leaves, so the species of this genus may not be recognized as cacti. In most other cacti, the branches are more typically cactus-like, bare of leaves and bark, and covered with spines, as in Pachycereus pringlei or the larger opuntias. Some cacti may become tree-sized but without branches, such as larger specimens of Echinocactus platyacanthus. Cacti may also be described as shrubby, with several stems coming from the ground or from branches very low down, such as in Stenocereus thurberi.[10]
|
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|
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Smaller cacti may be described as columnar. They consist of erect, cylinder-shaped stems, which may or may not branch, without a very clear division into trunk and branches. The boundary between columnar forms and tree-like or shrubby forms is difficult to define. Smaller and younger specimens of Cephalocereus senilis, for example, are columnar, whereas older and larger specimens may become tree-like. In some cases, the "columns" may be horizontal rather than vertical. Thus, Stenocereus eruca has stems growing along the ground, rooting at intervals.[10]
|
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Cacti whose stems are even smaller may be described as globular (or globose). They consist of shorter, more ball-shaped stems than columnar cacti. Globular cacti may be solitary, such as Ferocactus latispinus, or their stems may form clusters that can create large mounds. All or some stems in a cluster may share a common root.[10]
|
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Other cacti have a quite different appearance. In tropical regions, some grow as forest climbers and epiphytes. Their stems are typically flattened, almost leaf-like in appearance, with fewer or even no spines. Climbing cacti can be very large; a specimen of Hylocereus was reported as 100 meters (330 ft) long from root to the most distant stem. Epiphytic cacti, such as species of Rhipsalis or Schlumbergera, often hang downwards, forming dense clumps where they grow in trees high above the ground.[10]
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Treelike habit (Pereskia aculeata)
|
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Tall treelike habit (Pachycereus pringlei)
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Tall unbranched columnar habit (Cephalocereus)
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Shorter clustered columnar habit (Ferocactus pilosus)
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Solitary globular habit (Ferocactus echidne)
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Clustered globular habit (Rebutia species)
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Epiphytic cactus (Rhipsalis paradoxa)
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The leafless, spiny stem is the characteristic feature of the majority of cacti (and all of those belonging to the largest subfamily, the Cactoideae). The stem is typically succulent, meaning it is adapted to store water. The surface of the stem may be smooth (as in some species of Opuntia) or covered with protuberances of various kinds, which are usually called tubercles. These vary from small "bumps" to prominent, nipple-like shapes in the genus Mammillaria and outgrowths almost like leaves in Ariocarpus species. The stem may also be ribbed or fluted in shape. The prominence of these ribs depends on how much water the stem is storing: when full (up to 90% of the mass of a cactus may be water), the ribs may be almost invisible on the swollen stem, whereas when the cactus is short of water and the stems shrink, the ribs may be very visible.[10]
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The stems of most cacti are some shade of green, often bluish or brownish green. Such stems contain chlorophyll and are able to carry out photosynthesis; they also have stomata (small structures that can open and close to allow passage of gases). Cactus stems are often visibly waxy.[10]
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Areoles are structures unique to cacti. Although variable, they typically appear as woolly or hairy areas on the stems from which spines emerge. Flowers are also produced from areoles. In the genus Pereskia, believed similar to the ancestor of all cacti, the areoles occur in the axils of leaves (i.e. in the angle between the leaf stalk and the stem).[11] In leafless cacti, areoles are often borne on raised areas on the stem where leaf bases would have been.
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Areoles are highly specialized and very condensed shoots or branches. In a normal shoot, nodes bearing leaves or flowers would be separated by lengths of stem (internodes). In an areole, the nodes are so close together, they form a single structure. The areole may be circular, elongated into an oval shape, or even separated into two parts; the two parts may be visibly connected in some way (e.g. by a groove in the stem) or appear entirely separate (a dimorphic areole). The part nearer the top of the stem then produces flowers, the other part spines. Areoles often have multicellular hairs (trichomes) that give the areole a hairy or woolly appearance, sometimes of a distinct color such as yellow or brown.[10]
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In most cacti, the areoles produce new spines or flowers only for a few years, and then become inactive. This results in a relatively fixed number of spines, with flowers being produced only from the ends of stems, which are still growing and forming new areoles. In Pereskia, a genus close to the ancestor of cacti, areoles remain active for much longer; this is also the case in Opuntia and Neoraimondia.[10]
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The great majority of cacti have no visible leaves; photosynthesis takes place in the stems (which may be flattened and leaflike in some species). Exceptions occur in three groups of cacti. All the species of Pereskia are superficially like normal trees or shrubs and have numerous leaves. Many cacti in the opuntia group (subfamily Opuntioideae, opuntioids) also have visible leaves, which may be long-lasting (as in Pereskiopsis species) or be produced only during the growing season and then be lost (as in many species of Opuntia).[10] The small genus Maihuenia also relies on leaves for photosynthesis.[12] The structure of the leaves varies somewhat between these groups. Pereskia species have "normal" leaves, with a midrib and a flattened blade (lamina) on either side. Opuntioids and Maihuenia have leaves that appear to consist only of a midrib.[13]
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Even those cacti without visible photosynthetic leaves do usually have very small leaves, less than 0.5 mm (0.02 in) long in about half of the species studied and almost always less than 1.5 mm (0.06 in) long. The function of such leaves cannot be photosynthesis; a role in the production of plant hormones, such as auxin, and in defining axillary buds has been suggested.[14]
|
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Botanically, "spines" are distinguished from "thorns": spines are modified leaves, and thorns are modified branches. Cacti produce spines, always from areoles as noted above. Spines are present even in those cacti with leaves, such as Pereskia, Pereskiopsis and Maihuenia, so they clearly evolved before complete leaflessness. Some cacti only have spines when young, possibly only when seedlings. This is particularly true of tree-living cacti, such as Rhipsalis and Schlumbergera, but also of some ground-living cacti, such as Ariocarpus.[10]
|
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The spines of cacti are often useful in identification, since they vary greatly between species in number, color, size, shape and hardness, as well as in whether all the spines produced by an areole are similar or whether they are of distinct kinds. Most spines are straight or at most slightly curved, and are described as hair-like, bristle-like, needle-like or awl-like, depending on their length and thickness. Some cacti have flattened spines (e.g. Sclerocactus papyracanthus). Other cacti have hooked spines. Sometimes, one or more central spines are hooked, while outer spines are straight (e.g., Mammillaria rekoi).[10]
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In addition to normal-length spines, members of the subfamily Opuntioideae have relatively short spines, called glochids, that are barbed along their length and easily shed. These enter the skin and are difficult to remove due to being very fine and easily broken, causing long-lasting irritation.[10]
|
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Varied spines of a Ferocactus
|
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Hooked central spine (cf. Mammillaria rekoi)
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Unusual flattened spines of Sclerocactus papyracanthus
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Glochids of Opuntia microdasys
|
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Most ground-living cacti have only fine roots, which spread out around the base of the plant for varying distances, close to the surface. Some cacti have taproots; in genera such as Copiapoa, these are considerably larger and of a greater volume than the body. Taproots may aid in stabilizing the larger columnar cacti.[15] Climbing, creeping and epiphytic cacti may have only adventitious roots, produced along the stems where these come into contact with a rooting medium.[10]
|
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Like their spines, cactus flowers are variable. Typically, the ovary is surrounded by material derived from stem or receptacle tissue, forming a structure called a pericarpel. Tissue derived from the petals and sepals continues the pericarpel, forming a composite tube—the whole may be called a floral tube, although strictly speaking only the part furthest from the base is floral in origin. The outside of the tubular structure often has areoles that produce wool and spines. Typically, the tube also has small scale-like bracts, which gradually change into sepal-like and then petal-like structures, so the sepals and petals cannot be clearly differentiated (and hence are often called "tepals").[10] Some cacti produce floral tubes without wool or spines (e.g. Gymnocalycium)[16] or completely devoid of any external structures (e.g. Mammillaria).[10] Unlike the flowers of other cacti, Pereskia flowers may be borne in clusters.[11]
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Cactus flowers usually have many stamens, but only a single style, which may branch at the end into more than one stigma. The stamens usually arise from all over the inner surface of the upper part of the floral tube, although in some cacti, the stamens are produced in one or more distinct "series" in more specific areas of the inside of the floral tube.[10]
|
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The flower as a whole is usually radially symmetrical (actinomorphic), but may be bilaterally symmetrical (zygomorphic) in some species. Flower colors range from white through yellow and red to magenta.[10]
|
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All cacti have some adaptations to promote efficient water use. Most cacti—opuntias and cactoids—specialize in surviving in hot and dry environments (i.e. they are xerophytes), but the first ancestors of modern cacti were already adapted to periods of intermittent drought.[9] A small number of cactus species in the tribes Hylocereeae and Rhipsalideae have become adapted to life as climbers or epiphytes, often in tropical forests, where water conservation is less important.
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|
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The absence of visible leaves is one of the most striking features of most cacti. Pereskia (which is close to the ancestral species from which all cacti evolved) does have long-lasting leaves, which are, however, thickened and succulent in many species.[9] Other species of cactus with long-lasting leaves, such as the opuntioid Pereskiopsis, also have succulent leaves.[17] A key issue in retaining water is the ratio of surface area to volume. Water loss is proportional to surface area, whereas the amount of water present is proportional to volume. Structures with a high surface area-to-volume ratio, such as thin leaves, necessarily lose water at a higher rate than structures with a low area-to-volume ratio, such as thickened stems.
|
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Spines, which are modified leaves, are present on even those cacti with true leaves, showing the evolution of spines preceded the loss of leaves. Although spines have a high surface area-to-volume ratio, at maturity they contain little or no water, being composed of fibers made up of dead cells.[13] Spines provide protection from herbivores and camouflage in some species, and assist in water conservation in several ways. They trap air near the surface of the cactus, creating a moister layer that reduces evaporation and transpiration. They can provide some shade, which lowers the temperature of the surface of the cactus, also reducing water loss. When sufficiently moist air is present, such as during fog or early morning mist, spines can condense moisture, which then drips onto the ground and is absorbed by the roots.[10]
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The majority of cacti are stem succulents, i.e., plants in which the stem is the main organ used to store water. Water may form up to 90% of the total mass of a cactus. Stem shapes vary considerably among cacti. The cylindrical shape of columnar cacti and the spherical shape of globular cacti produce a low surface area-to-volume ratio, thus reducing water loss, as well as minimizing the heating effects of sunlight. The ribbed or fluted stems of many cacti allow the stem to shrink during periods of drought and then swell as it fills with water during periods of availability.[10] A mature saguaro (Carnegiea gigantea) is said to be able to absorb as much as 200 U.S. gallons (760 l; 170 imp gal) of water during a rainstorm.[8] The outer layer of the stem usually has a tough cuticle, reinforced with waxy layers, which reduce water loss. These layers are responsible for the grayish or bluish tinge to the stem color of many cacti.[10]
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The stems of most cacti have adaptations to allow them to conduct photosynthesis in the absence of leaves. This is discussed further below under Metabolism.
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Many cacti have roots that spread out widely, but only penetrate a short distance into the soil. In one case, a young saguaro only 12 cm (4.7 in) tall had a root system with a diameter of 2 m (7 ft), but no more than 10 cm (4 in) deep.[15] Cacti can also form new roots quickly when rain falls after a drought. The concentration of salts in the root cells of cacti is relatively high.[18] All these adaptations enable cacti to absorb water rapidly during periods of brief or light rainfall. Thus, Ferocactus cylindraceus reportedly can take up a significant amount of water within 12 hours of as little as 7 mm (0.3 in) of rainfall, becoming fully hydrated in a few days.[10]
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Although in most cacti, the stem acts as the main organ for storing water, some cacti have in addition large taproots.[10] These may be several times the length of the above-ground body in the case of species such as Copiapoa atacamensis,[10] which grows in one of the driest places in the world, the Atacama Desert in northern Chile.[19]
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Photosynthesis requires plants to take in carbon dioxide gas (CO2). As they do so, they lose water through transpiration. Like other types of succulents, cacti reduce this water loss by the way in which they carry out photosynthesis. "Normal" leafy plants use the C3 mechanism: during daylight hours, CO2 is continually drawn out of the air present in spaces inside leaves and converted first into a compound containing three carbon atoms (3-phosphoglycerate) and then into products such as carbohydrates. The access of air to internal spaces within a plant is controlled by stomata, which are able to open and close. The need for a continuous supply of CO2 during photosynthesis means the stomata must be open, so water vapor is continuously being lost. Plants using the C3 mechanism lose as much as 97% of the water taken up through their roots in this way.[20] A further problem is that as temperatures rise, the enzyme that captures CO2 starts to capture more and more oxygen instead, reducing the efficiency of photosynthesis by up to 25%.[21]
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Crassulacean acid metabolism (CAM) is a mechanism adopted by cacti and other succulents to avoid the problems of the C3 mechanism. In full CAM, the stomata open only at night, when temperatures and water loss are lowest. CO2 enters the plant and is captured in the form of organic acids stored inside cells (in vacuoles). The stomata remain closed throughout the day, and photosynthesis uses only this stored CO2. CAM uses water much more efficiently at the price of limiting the amount of carbon fixed from the atmosphere and thus available for growth.[22] CAM-cycling is a less efficient system whereby stomata open in the day, just as in plants using the C3 mechanism. At night, or when the plant is short of water, the stomata close and the CAM mechanism is used to store CO2 produced by respiration for use later in photosynthesis. CAM-cycling is present in Pereskia species.[9]
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By studying the ratio of 14C to 13C incorporated into a plant—its isotopic signature—it is possible to deduce how much CO2 is taken up at night and how much in the daytime. Using this approach, most of the Pereskia species investigated exhibit some degree of CAM-cycling, suggesting this ability was present in the ancestor of all cacti.[9] Pereskia leaves are claimed to only have the C3 mechanism with CAM restricted to stems.[23] More recent studies show that "it is highly unlikely that significant carbon assimilation occurs in the stem"; Pereskia species are described as having "C3 with inducible CAM."[9] Leafless cacti carry out all their photosynthesis in the stem, using full CAM. As of February 2012[update], it is not clear whether stem-based CAM evolved once only in the core cacti, or separately in the opuntias and cactoids;[9] CAM is known to have evolved convergently many times.[22]
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To carry out photosynthesis, cactus stems have undergone many adaptations. Early in their evolutionary history, the ancestors of modern cacti (other than one group of Pereskia species) developed stomata on their stems and began to delay developing bark. However, this alone was not sufficient; cacti with only these adaptations appear to do very little photosynthesis in their stems. Stems needed to develop structures similar to those normally found only in leaves. Immediately below the outer epidermis, a hypodermal layer developed made up of cells with thickened walls, offering mechanical support. Air spaces were needed between the cells to allow carbon dioxide to diffuse inwards. The center of the stem, the cortex, developed "chlorenchyma" – a plant tissue made up of relatively unspecialized cells containing chloroplasts, arranged into a "spongy layer" and a "palisade layer" where most of the photosynthesis occurs.[24]
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Naming and classifying cacti has been both difficult and controversial since the first cacti were discovered for science. The difficulties began with Carl Linnaeus. In 1737, he placed the cacti he knew into two genera, Cactus and Pereskia. However, when he published Species Plantarum in 1753—the starting point for modern botanical nomenclature—he relegated them all to one genus, Cactus. The word "cactus" is derived through Latin from the Ancient Greek κάκτος (kaktos), a name used by Theophrastus for a spiny plant,[25] which may have been the cardoon (Cynara cardunculus).[26]
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Later botanists, such as Philip Miller in 1754, divided cacti into several genera, which, in 1789, Antoine Laurent de Jussieu placed in his newly created family Cactaceae. By the early 20th century, botanists came to feel Linnaeus's name Cactus had become so confused as to its meaning (was it the genus or the family?) that it should not be used as a genus name. The 1905 Vienna botanical congress rejected the name Cactus and instead declared Mammillaria was the type genus of the family Cactaceae. It did, however, conserve the name Cactaceae, leading to the unusual situation in which the family Cactaceae no longer contains the genus after which it was named.[27]
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The difficulties continued, partly because giving plants scientific names relies on "type specimens". Ultimately, if botanists want to know whether a particular plant is an example of, say, Mammillaria mammillaris, they should be able to compare it with the type specimen to which this name is permanently attached. Type specimens are normally prepared by compression and drying, after which they are stored in herbaria to act as definitive references. However, cacti are very difficult to preserve in this way; they have evolved to resist drying and their bodies do not easily compress.[28] A further difficulty is that many cacti were given names by growers and horticulturalists rather than botanists; as a result, the provisions of the International Code of Nomenclature for algae, fungi, and plants (which governs the names of cacti, as well as other plants) were often ignored. Curt Backeberg, in particular, is said to have named or renamed 1,200 species without one of his names ever being attached to a specimen, which, according to David Hunt, ensured he "left a trail of nomenclatural chaos that will probably vex cactus taxonomists for centuries."[29]
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In 1984, it was decided that the Cactaceae Section of the International Organization for Succulent Plant Study should set up a working party, now called the International Cactaceae Systematics Group (ICSG), to produce consensus classifications down to the level of genera. Their system has been used as the basis of subsequent classifications. Detailed treatments published in the 21st century have divided the family into around 125–130 genera and 1,400–1,500 species, which are then arranged into a number of tribes and subfamilies.[30][31][32] The ICSG classification of the cactus family recognizes four subfamilies, the largest of which is divided into nine tribes. The subfamilies are:[30]
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Molecular phylogenetic studies have supported the monophyly of three of these subfamilies (not Pereskioideae),[32][35] but have not supported all of the tribes or even genera below this level; indeed, a 2011 study found only 39% of the genera in the subfamily Cactoideae sampled in the research were monophyletic.[32] Classification of the cacti currently remains uncertain and is likely to change.
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A 2005 study suggested the genus Pereskia was basal within the Cactaceae, but confirmed earlier suggestions it was not monophyletic, i.e., did not include all the descendants of a common ancestor. The Bayesian consensus cladogram from this study is shown below.[35]
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Pereskia Clade A
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Pereskia Clade B
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Opuntioideae
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Maihuenia
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Cactoideae
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A more recent 2011 study using fewer genes but more species also found that Pereskia was divided into these two clades, but was unable to resolve the members of the "core cacti" clade. It was accepted that the relationships shown above are "the most robust to date."[32]
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The two clades of Pereskia differ in their geographical distribution; with one exception, clade A is found around the Gulf of Mexico and the Caribbean Sea, whereas clade B occurs south of the Amazon Basin. Species of Pereskia within clade A always lack two key features of the stem present in most of the remaining "caulocacti": like most non-cacti, their stems begin to form bark early in the plants' life and also lack stomata—structures that control admission of air into a plant and hence control photosynthesis. By contrast, caulocacti, including species of Pereskia clade B, typically delay forming bark and have stomata on their stems, thus giving the stem the potential to become a major organ for photosynthesis. (The two highly specialized species of Maihuenia are something of an exception.)[35]
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The first cacti are thought to have been only slightly succulent shrubs or small trees whose leaves carried out photosynthesis. They lived in tropical areas that experienced periodic drought. If Pereskia clade A is a good model of these early cacti, then, although they would have appeared superficially similar to other trees growing nearby, they had already evolved strategies to conserve water (some of which are present in members of other families in the order Caryophyllales). These strategies included being able to respond rapidly to periods of rain, and keeping transpiration low by using water very efficiently during photosynthesis. The latter was achieved by tightly controlling the opening of stomata. Like Pereskia species today, early ancestors may have been able to switch from the normal C3 mechanism, where carbon dioxide is used continuously in photosynthesis, to CAM cycling, in which when the stomata are closed, carbon dioxide produced by respiration is stored for later use in photosynthesis.[9]
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Pereskia clade B marks the beginnings of an evolutionary switch to using stems as photosynthetic organs. Stems have stomata and the formation of bark takes place later than in normal trees. The "core cacti" show a steady increase in both stem succulence and photosynthesis accompanied by multiple losses of leaves, more-or-less complete in the Cactoideae. One evolutionary question at present unanswered is whether the switch to full CAM photosynthesis in stems occurred only once in the core cacti, in which case it has been lost in Maihuenia, or separately in Opuntioideae and Cactoideae, in which case it never evolved in Maihuenia.[9]
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Understanding evolution within the core cacti clade is difficult as of February 2012[update], since phylogenetic relationships are still uncertain and not well related to current classifications. Thus, a 2011 study found "an extraordinarily high proportion of genera" were not monophyletic, so were not all descendants of a single common ancestor. For example, of the 36 genera in the subfamily Cactoideae sampled in the research, 22 (61%) were found not monophyletic.[32] Nine tribes are recognized within Cactoideae in the International Cactaceae Systematics Group (ICSG) classification; one, Calymmantheae, comprises a single genus, Calymmanthium.[30] Only two of the remaining eight – Cacteae and Rhipsalideae – were shown to be monophyletic in a 2011 study by Hernández-Hernández et al. For a more detailed discussion of the phylogeny of the cacti, see Classification of the Cactaceae.
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No known fossils of cacti exist to throw light on their evolutionary history.[36] However, the geographical distribution of cacti offers some evidence. Except for a relatively recent spread of Rhipsalis baccifera to parts of the Old World, cacti are plants of South America and mainly southern regions of North America. This suggests the family must have evolved after the ancient continent of Gondwana split into South America and Africa, which occurred during the Early Cretaceous, around 145 to 101 million years ago.[37] Precisely when after this split cacti evolved is less clear. Older sources suggest an early origin around 90 – 66 million years ago, during the Late Cretaceous. More recent molecular studies suggest a much younger origin, perhaps in very Late Eocene to early Oligocene periods, around 35–30 million years ago.[36][38] Based on the phylogeny of the cacti, the earliest diverging group (Pereskia clade A) may have originated in Central America and northern South America, whereas the caulocacti, those with more-or-less succulent stems, evolved later in the southern part of South America, and then moved northwards.[35] Core cacti, those with strongly succulent stems, are estimated to have evolved around 25 million years ago.[36] A possible stimulus to their evolution may have been uplifting in the central Andes, some 25–20 million years ago, which was associated with increasing and varying aridity.[35] However, the current species diversity of cacti is thought to have arisen only in the last 10–5 million years (from the late Miocene into the Pliocene). Other succulent plants, such as the Aizoaceae in South Africa, the Didiereaceae in Madagascar and the genus Agave in the Americas, appear to have diversified at the same time, which coincided with a global expansion of arid environments.[36]
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Cacti inhabit diverse regions, from coastal plains to high mountain areas. With one exception, they are native to the Americas, where their range extends from Patagonia to British Columbia and Alberta in western Canada. A number of centers of diversity exist. For cacti adapted to drought, the three main centers are Mexico and the southwestern United States; the southwestern Andes, where they are found in Peru, Bolivia, Chile and Argentina; and eastern Brazil, away from the Amazon Basin. Tree-living epiphytic and climbing cacti necessarily have different centers of diversity, as they require moister environments. They are mainly found in the coastal mountains and Atlantic forests of southeastern Brazil; in Bolivia, which is the center of diversity for the subfamily Rhipsalideae; and in forested regions of Central America, where the climbing Hylocereeae are most diverse.[39]
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Rhipsalis baccifera is the exception; it is native to both the Americas and the Old World, where it is found in tropical Africa, Madagascar, and Sri Lanka. One theory is it was spread by being carried as seeds in the digestive tracts of migratory birds; the seeds of Rhipsalis are adapted for bird distribution. Old World populations are polyploid, and regarded as distinct subspecies, supporting the idea that the spread was not recent.[40] The alternative theory is the species initially crossed the Atlantic on European ships trading between South America and Africa, after which birds may have spread it more widely.[41]
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Many other species have become naturalized outside the Americas after having been introduced by people, especially in Australia, Hawaii, and the Mediterranean region. In Australia, species of Opuntia, particularly Opuntia stricta, were introduced in the 19th century for use as natural agricultural fences and in an attempt to establish a cochineal industry. They rapidly became a major weed problem, but are now controlled by biological agents, particularly the moth Cactoblastis cactorum.[42] The weed potential of Opuntia species in Australia continues however, leading to all opuntioid cacti except O. ficus-indica being declared Weeds of National Significance by the Australian Weeds Committee in April 2012.
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Cactus flowers are pollinated by insects, birds and bats. None are known to be wind-pollinated and self-pollination occurs in only a very few species; for example the flowers of some species of Frailea do not open (cleistogamy).[43] The need to attract pollinators has led to the evolution of pollination syndromes, which are defined as groups of "floral traits, including rewards, associated with the attraction and utilization of a specific group of animals as pollinators."[44]
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Bees are the most common pollinators of cacti; bee-pollination is considered to have been the first to evolve.[43] Day-flying butterflies and nocturnal moths are associated with different pollination syndromes. Butterfly-pollinated flowers are usually brightly colored, opening during the day, whereas moth-pollinated flowers are often white or pale in color, opening only in the evening and at night.[45] As an example, Pachycereus schottii is pollinated by a particular species of moth, Upiga virescens, which also lays its eggs among the developing seeds its caterpillars later consume.[45] The flowers of this cactus are funnel-shaped, white to deep pink, up to 4 cm (1.6 in) long, and open at night.[46]
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Hummingbirds are significant pollinators of cacti. Species showing the typical hummingbird-pollination syndrome have flowers with colors towards the red end of the spectrum, anthers and stamens that protrude from the flower, and a shape that is not radially symmetrical, with a lower lip that bends downwards; they produce large amounts of nectar with a relatively low sugar content.[47] Schlumbergera species, such as S. truncata, have flowers that correspond closely to this syndrome.[48] Other hummingbird-pollinated genera include Cleistocactus and Disocactus.[43]
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Bat-pollination is relatively uncommon in flowering plants, but about a quarter of the genera of cacti are known to be pollinated by bats—an unusually high proportion, exceeded among eudicots by only two other families, both with very few genera. Columnar cacti growing in semidesert areas are among those most likely to be bat-pollinated; this may be because bats are able to travel considerable distances, so are effective pollinators of plants growing widely separated from one another. The pollination syndrome associated with bats includes a tendency for flowers to open in the evening and at night, when bats are active. Other features include a relatively dull color, often white or green; a radially symmetrical shape, often tubular; a smell described as "musty"; and the production of a large amount of sugar-rich nectar. Carnegiea gigantea is an example of a bat-pollinated cactus, as are many species of Pachycereus and Pilosocereus.[49]
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The fruits produced by cacti after the flowers have been fertilized vary considerably; many are fleshy, although some are dry. All contain a large number of seeds. Fleshy, colorful and sweet-tasting fruits are associated with seed dispersal by birds. The seeds pass through their digestive systems and are deposited in their droppings. Fruit that falls to the ground may be eaten by other animals; giant tortoises are reported to distribute Opuntia seeds in the Galápagos Islands. Ants appear to disperse the seeds of a few genera, such as Blossfeldia. Drier spiny fruits may cling to the fur of mammals or be moved around by the wind.[50]
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As of March 2012[update], there is still controversy as to the precise dates when humans first entered those areas of the New World where cacti are commonly found, and hence when they might first have used them. An archaeological site in Chile has been dated to around 15,000 years ago,[51] suggesting cacti would have been encountered before then. Early evidence of the use of cacti includes cave paintings in the Serra da Capivara in Brazil, and seeds found in ancient middens (waste dumps) in Mexico and Peru, with dates estimated at 12,000–9,000 years ago. Hunter-gatherers likely collected cactus fruits in the wild and brought them back to their camps.[52]
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It is not known when cacti were first cultivated. Opuntias (prickly pears) were used for a variety of purposes by the Aztecs, whose empire, lasting from the 14th to the 16th century, had a complex system of horticulture. Their capital from the 15th century was Tenochtitlan (now Mexico City); one explanation for the origin of the name is that it includes the Nahuatl word nōchtli, referring to the fruit of an opuntia.[53] The coat of arms of Mexico shows an eagle perched on a cactus while holding a snake, an image at the center of the myth of the founding of Tenochtitlan.[54] The Aztecs symbolically linked the ripe red fruits of an opuntia to human hearts; just as the fruit quenches thirst, so offering human hearts to the sun god ensured the sun would keep moving.[55]
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Europeans first encountered cacti when they arrived in the New World late in the 15th century. Their first landfalls were in the West Indies, where relatively few cactus genera are found; one of the most common is the genus Melocactus.[56] Thus, melocacti were possibly among the first cacti seen by Europeans. Melocactus species were present in English collections of cacti before the end of the 16th century (by 1570 according to one source,[57]) where they were called Echinomelocactus, later shortened to Melocactus by Joseph Pitton de Tourneville in the early 18th century.[58] Cacti, both purely ornamental species and those with edible fruit, continued to arrive in Europe, so Carl Linnaeus was able to name 22 species by 1753. One of these, his Cactus opuntia (now part of Opuntia ficus-indica), was described as "fructu majore ... nunc in Hispania et Lusitania" (with larger fruit ... now in Spain and Portugal), indicative of its early use in Europe.[59][60]
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The plant now known as Opuntia ficus-indica, or the Indian fig cactus, has long been an important source of food. The original species is thought to have come from central Mexico, although this is now obscure because the indigenous people of southern North America developed and distributed a range of horticultural varieties (cultivars), including forms of the species and hybrids with other opuntias. Both the fruit and pads are eaten, the former often under the Spanish name tuna, the latter under the name nopal. Cultivated forms are often significantly less spiny or even spineless.[61] The nopal industry in Mexico was said to be worth US$150 million in 2007.[62] The Indian fig cactus was probably already present in the Caribbean when the Spanish arrived, and was soon after brought to Europe. It spread rapidly in the Mediterranean area, both naturally and by being introduced—so much so, early botanists assumed it was native to the area. Outside the Americas, the Indian fig cactus is an important commercial crop in Sicily, Algeria and other North African countries.[60] Fruits of other opuntias are also eaten, generally under the same name, tuna. Flower buds, particularly of Cylindropuntia species, are also consumed.[63]
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Almost any fleshy cactus fruit is edible. The word pitaya or pitahaya (usually considered to have been taken into Spanish from Haitian creole[64]) can be applied to a range of "scaly fruit", particularly those of columnar cacti. The fruit of the saguaro (Carnegiea gigantea) has long been important to the indigenous peoples of northwestern Mexico and the southwestern United States, including the Sonoran Desert. It can be preserved by boiling to produce syrup and by drying. The syrup can also be fermented to produce an alcoholic drink. Fruits of Stenocereus species have also been important food sources in similar parts of North America; Stenocereus queretaroensis is cultivated for its fruit. In more tropical southern areas, the climber Hylocereus undatus provides pitahaya orejona, now widely grown in Asia under the name dragon fruit. Other cacti providing edible fruit include species of Echinocereus, Ferocactus, Mammillaria, Myrtillocactus, Pachycereus, Peniocereus and Selenicereus. The bodies of cacti other than opuntias are less often eaten, although Anderson reported that Neowerdermannia vorwerkii is prepared and eaten like potatoes in upland Bolivia.[65]
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Gathering saguaro in 1907
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Edible fruit of the saguaro
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Fruits of some Ferocactus are edible.
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Dragon fruit for sale in Taiwan
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Fruit prepared from Stenocereus queretaroensis
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Salad including sliced nopales (opuntia pads)
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A number of species of cacti have been shown to contain psychoactive agents, chemical compounds that can cause changes in mood, perception and cognition through their effects on the brain. Two species have a long history of use by the indigenous peoples of the Americas: peyote, Lophophora williamsii, in North America, and the San Pedro cactus, Echinopsis pachanoi, in South America. Both contain mescaline.[66]
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L. williamsii is native to northern Mexico and southern Texas. Individual stems are about 2–6 cm (0.8–2.4 in) high with a diameter of 4–11 cm (1.6–4.3 in), and may be found in clumps up to 1 m (3 ft) wide.[67] A large part of the stem is usually below ground. Mescaline is concentrated in the photosynthetic portion of the stem above ground. The center of the stem, which contains the growing point (the apical meristem), is sunken. Experienced collectors of peyote remove a thin slice from the top of the plant, leaving the growing point intact, thus allowing the plant to regenerate.[68] Evidence indicates peyote was in use more than 5,500 years ago; dried peyote buttons presumed to be from a site on the Rio Grande, Texas, were radiocarbon dated to around 3780–3660 BC.[69] Peyote is perceived as a means of accessing the spirit world. Attempts by the Roman Catholic church to suppress its use after the Spanish conquest were largely unsuccessful, and by the middle of the 20th century, peyote was more widely used than ever by indigenous peoples as far north as Canada. It is now used formally by the Native American Church.[66]
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Echinopsis pachanoi is native to Ecuador and Peru. It is very different in appearance from L. williamsii. It has tall stems, up to 6 m (20 ft) high, with a diameter of 6–15 cm (2.4–5.9 in), which branch from the base, giving the whole plant a shrubby or tree-like appearance.[70] Archaeological evidence of the use of this cactus appears to date back to 2,000–2,300 years ago, with carvings and ceramic objects showing columnar cacti.[71] Although church authorities under the Spanish attempted to suppress its use, this failed, as shown by the Christian element in the common name "San Pedro cactus"—Saint Peter cactus. Anderson attributes the name to the belief that just as St Peter holds the keys to heaven, the effects of the cactus allow users "to reach heaven while still on earth."[66] It continues to be used for its psychoactive effects, both for spiritual and for healing purposes, often combined with other psychoactive agents, such as Datura ferox and tobacco.[71] Several other species of Echinopsis, including E. peruviana, also contain mescaline.[66]
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Cacti were cultivated as ornamental plants from the time they were first brought from the New World. By the early 1800s, enthusiasts in Europe had large collections (often including other succulents alongside cacti). Rare plants were sold for very high prices. Suppliers of cacti and other succulents employed collectors to obtain plants from the wild, in addition to growing their own. In the late 1800s, collectors turned to orchids, and cacti became less popular, although never disappearing from cultivation.[72]
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Cacti are often grown in greenhouses, particularly in regions unsuited to the cultivation of cacti outdoors, such the northern parts of Europe and North America. Here, they may be kept in pots or grown in the ground. Cacti are also grown as houseplants, many being tolerant of the often dry atmosphere. Cacti in pots may be placed outside in the summer to ornament gardens or patios, and then kept under cover during the winter.[73] Less drought-resistant epiphytes, such as epiphyllum hybrids, Schlumbergera (the Thanksgiving or Christmas cactus) and Hatiora (the Easter cactus), are widely cultivated as houseplants.
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Cacti may also be planted outdoors in regions with suitable climates. Concern for water conservation in arid regions has led to the promotion of gardens requiring less watering (xeriscaping). For example, in California, the East Bay Municipal Utility District sponsored the publication of a book on plants and landscapes for summer-dry climates.[74] Cacti are one group of drought-resistant plants recommended for dry landscape gardening.[75]
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Cacti have many other uses. They are used for human food and as fodder for animals, usually after burning off their spines.[76] In addition to their use as psychoactive agents, some cacti are employed in herbal medicine. The practice of using various species of Opuntia in this way has spread from the Americas, where they naturally occur, to other regions where they grow, such as India.[77]
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Cochineal is a red dye produced by a scale insect that lives on species of Opuntia. Long used by the peoples of Central and North America, demand fell rapidly when European manufacturers began to produce synthetic dyes in the middle of the 19th century. Commercial production has now increased following a rise in demand for natural dyes.[78]
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Cacti are used as construction materials. Living cactus fences are employed as barricades around buildings to prevent people breaking in. They also used to corral animals. The woody parts of cacti, such as Cereus repandus and Echinopsis atacamensis, are used in buildings and in furniture. The frames of wattle and daub houses built by the Seri people of Mexico may use parts of Carnegiea gigantea. The very fine spines and hairs (trichomes) of some cacti were used as a source of fiber for filling pillows and in weaving.[79]
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All cacti are included in Appendix II of the Convention on International Trade in Endangered Species of Wild Fauna and Flora (CITES), which "lists species that are not necessarily now threatened with extinction but that may become so unless trade is closely controlled." Control is exercised by making international trade in most specimens of cacti illegal unless permits have been issued, at least for exports.[80] Some exceptions are allowed, e.g., for "naturalized or artificially propagated plants".[81] Some cacti, such as all Ariocarpus and Discocactus species, are included in the more restrictive Appendix I,[81] used for the "most endangered" species. These may only be moved between countries for scientific purposes, and only then when accompanied by both export and import permits.[80]
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The three main threats to cacti in the wild are development, grazing and over-collection. Development takes many forms. The construction of a dam near Zimapan, Mexico, caused the destruction of a large part of the natural habitat of Echinocactus grusonii. Urban development and highways have destroyed cactus habitats in parts of Mexico, New Mexico and Arizona, including the Sonoran Desert. The conversion of land to agriculture has affected populations of Ariocarpus kotschoubeyanus in Mexico, where dry plains were plowed for maize cultivation, and of Copiapoa and Eulychnia in Chile, where valley slopes were planted with vines.[82] Grazing, in many areas by introduced animals, such as goats, has caused serious damage to populations of cacti (as well as other plants); two examples cited by Anderson are the Galápagos Islands generally and the effect on Browningia candelaris in Peru. Over-collection of cacti for sale has greatly affected some species. For example, the type locality of Pelecyphora strobiliformis near Miquihuana, Mexico, was virtually denuded of plants, which were dug up for sale in Europe. Illegal collecting of cacti from the wild continues to pose a threat.[83]
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Conservation of cacti can be in situ or ex situ. In situ conservation involves preserving habits through enforcement of legal protection and the creation of specially protected areas such as national parks and reserves. Examples of such protected areas in the United States include Big Bend National Park, Texas; Joshua Tree National Park, California; and Saguaro National Park, Arizona. Latin American examples include Parque Nacional del Pinacate, Sonora, Mexico and Pan de Azúcar National Park, Chile. Ex situ conservation aims to preserve plants and seeds outside their natural habitats, often with the intention of later reintroduction. Botanical gardens play an important role in ex situ conservation; for example, seeds of cacti and other succulents are kept in long-term storage at the Desert Botanical Garden, Arizona.[84]
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The popularity of cacti means many books are devoted to their cultivation. Cacti naturally occur in a wide range of habitats and are then grown in many countries with different climates, so precisely replicating the conditions in which a species normally grows is usually not practical.[72] A broad distinction can be made between semidesert cacti and epiphytic cacti, which need different conditions and are best grown separately.[85] This section is primarily concerned with the cultivation of semidesert cacti in containers and under protection, such as in a greenhouse or in the home, rather than cultivation outside in the ground in those climates that permit it. For the cultivation of epiphytic cacti, see Cultivation of Schlumbergera (Christmas or Thanksgiving cacti), and Cultivation of epiphyllum hybrids.
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The purpose of the growing medium is to provide support and to store water, oxygen and dissolved minerals to feed the plant.[86] In the case of cacti, there is general agreement that an open medium with a high air content is important. When cacti are grown in containers, recommendations as to how this should be achieved vary greatly; Miles Anderson says that if asked to describe a perfect growing medium, "ten growers would give 20 different answers".[87] Roger Brown suggests a mixture of two parts commercial soilless growing medium, one part hydroponic clay and one part coarse pumice or perlite, with the addition of soil from earthworm castings.[86] The general recommendation of 25–75% organic-based material, the rest being inorganic such as pumice, perlite or grit, is supported by other sources.[87][88][89][90] However, the use of organic material is rejected altogether by others; Hecht says that cacti (other than epiphytes) "want soil that is low in or free of humus", and recommends coarse sand as the basis of a growing medium.[91]
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Semi-desert cacti need careful watering. General advice is hard to give, since the frequency of watering required depends on where the cacti are being grown, the nature of the growing medium, and the original habitat of the cacti.[92] Brown says that more cacti are lost through the "untimely application of water than for any other reason" and that even during the dormant winter season, cacti need some water.[93] Other sources say that water can be withheld during winter (November to March in the Northern Hemisphere).[85] Another issue is the hardness of the water; where it is necessary to use hard water, regular re-potting is recommended to avoid the build up of salts.[93] The general advice given is that during the growing season, cacti should be allowed to dry out between thorough waterings.[93][94][85] A water meter can help in determining when the soil is dry.[94]
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Although semi-desert cacti may be exposed to high light levels in the wild, they may still need some shading when subjected to the higher light levels and temperatures of a greenhouse in summer.[95][96] Allowing the temperature to rise above 32 °C (90 °F) is not recommended.[96] The minimum winter temperature required depends very much on the species of cactus involved. For a mixed collection, a minimum temperature of between 5 °C (41 °F) and 10 °C (50 °F) is often suggested, except for cold-sensitive genera such as Melocactus and Discocactus.[97][85] Some cacti, particularly those from the high Andes, are fully frost-hardy when kept dry (e.g. Rebutia minuscula survives temperatures down to −9 °C (16 °F) in cultivation[98]) and may flower better when exposed to a period of cold.[99]
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Cacti can be propagated by seed, cuttings or grafting. Seed sown early in the year produces seedlings that benefit from a longer growing period.[100] Seed is sown in a moist growing medium and then kept in a covered environment, until 7–10 days after germination, to avoid drying out.[101] A very wet growing medium can cause both seeds and seedlings to rot.[102] A temperature range of 18–30 °C (64–86 °F) is suggested for germination; soil temperatures of around 22 °C (72 °F) promote the best root growth. Low light levels are sufficient during germination, but afterwards semi-desert cacti need higher light levels to produce strong growth, although acclimatization is needed to conditions in a greenhouse, such as higher temperatures and strong sunlight.[101]
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Reproduction by cuttings makes use of parts of a plant that can grow roots. Some cacti produce "pads" or "joints" that can be detached or cleanly cut off. Other cacti produce offsets that can be removed.[100] Otherwise, stem cuttings can be made, ideally from relatively new growth. It is recommended that any cut surfaces be allowed to dry for a period of several days to several weeks until a callus forms over the cut surface. Rooting can then take place in an appropriate growing medium at a temperature of around 22 °C (72 °F).[100][101]
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Grafting is used for species difficult to grow well in cultivation or that cannot grow independently, such as some chlorophyll-free forms with white, yellow or red bodies, or some forms that show abnormal growth (e.g., cristate or monstrose forms). For the host plant (the stock), growers choose one that grows strongly in cultivation and is compatible with the plant to be propagated: the scion. The grower makes cuts on both stock and scion and joins the two, binding them together while they unite. Various kinds of graft are used—flat grafts, where both scion and stock are of similar diameters, and cleft grafts, where a smaller scion is inserted into a cleft made in the stock.[103]
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Commercially, huge numbers of cacti are produced annually. For example, in 2002 in Korea alone, 49 million plants were propagated, with a value of almost US$9 million. Most of them (31 million plants) were propagated by grafting.[104]
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A range of pests attack cacti in cultivation. Those that feed on sap include mealybugs, living on both stems and roots; scale insects, generally only found on stems; whiteflies, which are said to be an "infrequent" pest of cacti;[105] red spider mites, which are very small but can occur in large numbers, constructing a fine web around themselves and badly marking the cactus via their sap sucking, even if they do not kill it; and thrips, which particularly attack flowers. Some of these pests are resistant to many insecticides, although there are biological controls available. Roots of cacti can be eaten by the larvae of sciarid flies and fungus gnats. Slugs and snails also eat cacti.[106][107]
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Fungi, bacteria and viruses attack cacti, the first two particularly when plants are over-watered. Fusarium rot can gain entry through a wound and cause rotting accompanied by red-violet mold. "Helminosporium rot" is caused by Bipolaris cactivora (syn. Helminosporium cactivorum[108]); Phytophthora species also cause similar rotting in cacti. Fungicides may be of limited value in combating these diseases.[109] Several viruses have been found in cacti, including cactus virus X. These appear to cause only limited visible symptoms, such as chlorotic (pale green) spots and mosaic effects (streaks and patches of paler color).[110] However, in an Agave species, cactus virus X has been shown to reduce growth, particularly when the roots are dry.[111] There are no treatments for virus diseases.[109]
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See also Classification of the Cactaceae
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A cactus (plural cacti, cactuses, or less commonly, cactus)[3] is a member of the plant family Cactaceae,[Note 1] a family comprising about 127 genera with some 1750 known species of the order Caryophyllales.[4] The word "cactus" derives, through Latin, from the Ancient Greek κάκτος, kaktos, a name originally used by Theophrastus for a spiny plant whose identity is now not certain.[5] Cacti occur in a wide range of shapes and sizes. Most cacti live in habitats subject to at least some drought. Many live in extremely dry environments, even being found in the Atacama Desert, one of the driest places on earth. Cacti show many adaptations to conserve water. Almost all cacti are succulents, meaning they have thickened, fleshy parts adapted to store water. Unlike many other succulents, the stem is the only part of most cacti where this vital process takes place. Most species of cacti have lost true leaves, retaining only spines, which are highly modified leaves. As well as defending against herbivores, spines help prevent water loss by reducing air flow close to the cactus and providing some shade. In the absence of leaves, enlarged stems carry out photosynthesis. Cacti are native to the Americas, ranging from Patagonia in the south to parts of western Canada in the north—except for Rhipsalis baccifera, which also grows in Africa and Sri Lanka.
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Cactus spines are produced from specialized structures called areoles, a kind of highly reduced branch. Areoles are an identifying feature of cacti. As well as spines, areoles give rise to flowers, which are usually tubular and multipetaled. Many cacti have short growing seasons and long dormancies, and are able to react quickly to any rainfall, helped by an extensive but relatively shallow root system that quickly absorbs any water reaching the ground surface. Cactus stems are often ribbed or fluted, which allows them to expand and contract easily for quick water absorption after rain, followed by long drought periods. Like other succulent plants, most cacti employ a special mechanism called "crassulacean acid metabolism" (CAM) as part of photosynthesis. Transpiration, during which carbon dioxide enters the plant and water escapes, does not take place during the day at the same time as photosynthesis, but instead occurs at night. The plant stores the carbon dioxide it takes in as malic acid, retaining it until daylight returns, and only then using it in photosynthesis. Because transpiration takes place during the cooler, more humid night hours, water loss is significantly reduced.
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Many smaller cacti have globe-shaped stems, combining the highest possible volume for water storage, with the lowest possible surface area for water loss from transpiration. The tallest[Note 2] free-standing cactus is Pachycereus pringlei, with a maximum recorded height of 19.2 m (63 ft),[6] and the smallest is Blossfeldia liliputiana, only about 1 cm (0.4 in) in diameter at maturity.[7] A fully grown saguaro (Carnegiea gigantea) is said to be able to absorb as much as 200 U.S. gallons (760 l; 170 imp gal) of water during a rainstorm.[8] A few species differ significantly in appearance from most of the family. At least superficially, plants of the genus Pereskia resemble other trees and shrubs growing around them. They have persistent leaves, and when older, bark-covered stems. Their areoles identify them as cacti, and in spite of their appearance, they, too, have many adaptations for water conservation. Pereskia is considered close to the ancestral species from which all cacti evolved. In tropical regions, other cacti grow as forest climbers and epiphytes (plants that grow on trees). Their stems are typically flattened, almost leaf-like in appearance, with fewer or even no spines, such as the well-known Christmas cactus or Thanksgiving cactus (in the genus Schlumbergera).
|
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Cacti have a variety of uses: many species are used as ornamental plants, others are grown for fodder or forage, and others for food (particularly their fruit). Cochineal is the product of an insect that lives on some cacti.
|
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|
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Many succulent plants in both the Old and New World – such as some Euphorbiaceae (euphorbias) – bear a striking resemblance to cacti, and may incorrectly be called "cactus" in common usage.
|
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15 |
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The 1,500 to 1,800 species of cacti mostly fall into one of two groups of "core cacti": opuntias (subfamily Opuntioideae) and "cactoids" (subfamily Cactoideae). Most members of these two groups are easily recognizable as cacti. They have fleshy succulent stems that are major organs of photosynthesis. They have absent, small, or transient leaves. They have flowers with ovaries that lie below the sepals and petals, often deeply sunken into a fleshy receptacle (the part of the stem from which the flower parts grow). All cacti have areoles—highly specialized short shoots with extremely short internodes that produce spines, normal shoots, and flowers.[9]
|
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|
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The remaining cacti fall into only two genera, Pereskia and Maihuenia, and are rather different,[9] which means any description of cacti as a whole must frequently make exceptions for them. Pereskia species superficially resemble other tropical forest trees. When mature, they have woody stems that may be covered with bark and long-lasting leaves that provide the main means of photosynthesis. Their flowers may have superior ovaries (i.e., above the points of attachment of the sepals and petals), and areoles that produce further leaves. The two species of Maihuenia have small, globe-shaped bodies with prominent leaves at the top.[9]
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Cacti show a wide variety of growth habits, which are difficult to divide into clear, simple categories.
|
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|
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They can be tree-like (arborescent), meaning they typically have a single more-or-less woody trunk topped by several to many branches. In the genus Pereskia, the branches are covered with leaves, so the species of this genus may not be recognized as cacti. In most other cacti, the branches are more typically cactus-like, bare of leaves and bark, and covered with spines, as in Pachycereus pringlei or the larger opuntias. Some cacti may become tree-sized but without branches, such as larger specimens of Echinocactus platyacanthus. Cacti may also be described as shrubby, with several stems coming from the ground or from branches very low down, such as in Stenocereus thurberi.[10]
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|
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Smaller cacti may be described as columnar. They consist of erect, cylinder-shaped stems, which may or may not branch, without a very clear division into trunk and branches. The boundary between columnar forms and tree-like or shrubby forms is difficult to define. Smaller and younger specimens of Cephalocereus senilis, for example, are columnar, whereas older and larger specimens may become tree-like. In some cases, the "columns" may be horizontal rather than vertical. Thus, Stenocereus eruca has stems growing along the ground, rooting at intervals.[10]
|
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|
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Cacti whose stems are even smaller may be described as globular (or globose). They consist of shorter, more ball-shaped stems than columnar cacti. Globular cacti may be solitary, such as Ferocactus latispinus, or their stems may form clusters that can create large mounds. All or some stems in a cluster may share a common root.[10]
|
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Other cacti have a quite different appearance. In tropical regions, some grow as forest climbers and epiphytes. Their stems are typically flattened, almost leaf-like in appearance, with fewer or even no spines. Climbing cacti can be very large; a specimen of Hylocereus was reported as 100 meters (330 ft) long from root to the most distant stem. Epiphytic cacti, such as species of Rhipsalis or Schlumbergera, often hang downwards, forming dense clumps where they grow in trees high above the ground.[10]
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Treelike habit (Pereskia aculeata)
|
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|
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Tall treelike habit (Pachycereus pringlei)
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Tall unbranched columnar habit (Cephalocereus)
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Shorter clustered columnar habit (Ferocactus pilosus)
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Solitary globular habit (Ferocactus echidne)
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Clustered globular habit (Rebutia species)
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Epiphytic cactus (Rhipsalis paradoxa)
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The leafless, spiny stem is the characteristic feature of the majority of cacti (and all of those belonging to the largest subfamily, the Cactoideae). The stem is typically succulent, meaning it is adapted to store water. The surface of the stem may be smooth (as in some species of Opuntia) or covered with protuberances of various kinds, which are usually called tubercles. These vary from small "bumps" to prominent, nipple-like shapes in the genus Mammillaria and outgrowths almost like leaves in Ariocarpus species. The stem may also be ribbed or fluted in shape. The prominence of these ribs depends on how much water the stem is storing: when full (up to 90% of the mass of a cactus may be water), the ribs may be almost invisible on the swollen stem, whereas when the cactus is short of water and the stems shrink, the ribs may be very visible.[10]
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The stems of most cacti are some shade of green, often bluish or brownish green. Such stems contain chlorophyll and are able to carry out photosynthesis; they also have stomata (small structures that can open and close to allow passage of gases). Cactus stems are often visibly waxy.[10]
|
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Areoles are structures unique to cacti. Although variable, they typically appear as woolly or hairy areas on the stems from which spines emerge. Flowers are also produced from areoles. In the genus Pereskia, believed similar to the ancestor of all cacti, the areoles occur in the axils of leaves (i.e. in the angle between the leaf stalk and the stem).[11] In leafless cacti, areoles are often borne on raised areas on the stem where leaf bases would have been.
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Areoles are highly specialized and very condensed shoots or branches. In a normal shoot, nodes bearing leaves or flowers would be separated by lengths of stem (internodes). In an areole, the nodes are so close together, they form a single structure. The areole may be circular, elongated into an oval shape, or even separated into two parts; the two parts may be visibly connected in some way (e.g. by a groove in the stem) or appear entirely separate (a dimorphic areole). The part nearer the top of the stem then produces flowers, the other part spines. Areoles often have multicellular hairs (trichomes) that give the areole a hairy or woolly appearance, sometimes of a distinct color such as yellow or brown.[10]
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In most cacti, the areoles produce new spines or flowers only for a few years, and then become inactive. This results in a relatively fixed number of spines, with flowers being produced only from the ends of stems, which are still growing and forming new areoles. In Pereskia, a genus close to the ancestor of cacti, areoles remain active for much longer; this is also the case in Opuntia and Neoraimondia.[10]
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The great majority of cacti have no visible leaves; photosynthesis takes place in the stems (which may be flattened and leaflike in some species). Exceptions occur in three groups of cacti. All the species of Pereskia are superficially like normal trees or shrubs and have numerous leaves. Many cacti in the opuntia group (subfamily Opuntioideae, opuntioids) also have visible leaves, which may be long-lasting (as in Pereskiopsis species) or be produced only during the growing season and then be lost (as in many species of Opuntia).[10] The small genus Maihuenia also relies on leaves for photosynthesis.[12] The structure of the leaves varies somewhat between these groups. Pereskia species have "normal" leaves, with a midrib and a flattened blade (lamina) on either side. Opuntioids and Maihuenia have leaves that appear to consist only of a midrib.[13]
|
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Even those cacti without visible photosynthetic leaves do usually have very small leaves, less than 0.5 mm (0.02 in) long in about half of the species studied and almost always less than 1.5 mm (0.06 in) long. The function of such leaves cannot be photosynthesis; a role in the production of plant hormones, such as auxin, and in defining axillary buds has been suggested.[14]
|
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Botanically, "spines" are distinguished from "thorns": spines are modified leaves, and thorns are modified branches. Cacti produce spines, always from areoles as noted above. Spines are present even in those cacti with leaves, such as Pereskia, Pereskiopsis and Maihuenia, so they clearly evolved before complete leaflessness. Some cacti only have spines when young, possibly only when seedlings. This is particularly true of tree-living cacti, such as Rhipsalis and Schlumbergera, but also of some ground-living cacti, such as Ariocarpus.[10]
|
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|
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The spines of cacti are often useful in identification, since they vary greatly between species in number, color, size, shape and hardness, as well as in whether all the spines produced by an areole are similar or whether they are of distinct kinds. Most spines are straight or at most slightly curved, and are described as hair-like, bristle-like, needle-like or awl-like, depending on their length and thickness. Some cacti have flattened spines (e.g. Sclerocactus papyracanthus). Other cacti have hooked spines. Sometimes, one or more central spines are hooked, while outer spines are straight (e.g., Mammillaria rekoi).[10]
|
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In addition to normal-length spines, members of the subfamily Opuntioideae have relatively short spines, called glochids, that are barbed along their length and easily shed. These enter the skin and are difficult to remove due to being very fine and easily broken, causing long-lasting irritation.[10]
|
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|
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Varied spines of a Ferocactus
|
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|
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Hooked central spine (cf. Mammillaria rekoi)
|
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Unusual flattened spines of Sclerocactus papyracanthus
|
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Glochids of Opuntia microdasys
|
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|
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Most ground-living cacti have only fine roots, which spread out around the base of the plant for varying distances, close to the surface. Some cacti have taproots; in genera such as Copiapoa, these are considerably larger and of a greater volume than the body. Taproots may aid in stabilizing the larger columnar cacti.[15] Climbing, creeping and epiphytic cacti may have only adventitious roots, produced along the stems where these come into contact with a rooting medium.[10]
|
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|
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Like their spines, cactus flowers are variable. Typically, the ovary is surrounded by material derived from stem or receptacle tissue, forming a structure called a pericarpel. Tissue derived from the petals and sepals continues the pericarpel, forming a composite tube—the whole may be called a floral tube, although strictly speaking only the part furthest from the base is floral in origin. The outside of the tubular structure often has areoles that produce wool and spines. Typically, the tube also has small scale-like bracts, which gradually change into sepal-like and then petal-like structures, so the sepals and petals cannot be clearly differentiated (and hence are often called "tepals").[10] Some cacti produce floral tubes without wool or spines (e.g. Gymnocalycium)[16] or completely devoid of any external structures (e.g. Mammillaria).[10] Unlike the flowers of other cacti, Pereskia flowers may be borne in clusters.[11]
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|
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Cactus flowers usually have many stamens, but only a single style, which may branch at the end into more than one stigma. The stamens usually arise from all over the inner surface of the upper part of the floral tube, although in some cacti, the stamens are produced in one or more distinct "series" in more specific areas of the inside of the floral tube.[10]
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The flower as a whole is usually radially symmetrical (actinomorphic), but may be bilaterally symmetrical (zygomorphic) in some species. Flower colors range from white through yellow and red to magenta.[10]
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All cacti have some adaptations to promote efficient water use. Most cacti—opuntias and cactoids—specialize in surviving in hot and dry environments (i.e. they are xerophytes), but the first ancestors of modern cacti were already adapted to periods of intermittent drought.[9] A small number of cactus species in the tribes Hylocereeae and Rhipsalideae have become adapted to life as climbers or epiphytes, often in tropical forests, where water conservation is less important.
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The absence of visible leaves is one of the most striking features of most cacti. Pereskia (which is close to the ancestral species from which all cacti evolved) does have long-lasting leaves, which are, however, thickened and succulent in many species.[9] Other species of cactus with long-lasting leaves, such as the opuntioid Pereskiopsis, also have succulent leaves.[17] A key issue in retaining water is the ratio of surface area to volume. Water loss is proportional to surface area, whereas the amount of water present is proportional to volume. Structures with a high surface area-to-volume ratio, such as thin leaves, necessarily lose water at a higher rate than structures with a low area-to-volume ratio, such as thickened stems.
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Spines, which are modified leaves, are present on even those cacti with true leaves, showing the evolution of spines preceded the loss of leaves. Although spines have a high surface area-to-volume ratio, at maturity they contain little or no water, being composed of fibers made up of dead cells.[13] Spines provide protection from herbivores and camouflage in some species, and assist in water conservation in several ways. They trap air near the surface of the cactus, creating a moister layer that reduces evaporation and transpiration. They can provide some shade, which lowers the temperature of the surface of the cactus, also reducing water loss. When sufficiently moist air is present, such as during fog or early morning mist, spines can condense moisture, which then drips onto the ground and is absorbed by the roots.[10]
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The majority of cacti are stem succulents, i.e., plants in which the stem is the main organ used to store water. Water may form up to 90% of the total mass of a cactus. Stem shapes vary considerably among cacti. The cylindrical shape of columnar cacti and the spherical shape of globular cacti produce a low surface area-to-volume ratio, thus reducing water loss, as well as minimizing the heating effects of sunlight. The ribbed or fluted stems of many cacti allow the stem to shrink during periods of drought and then swell as it fills with water during periods of availability.[10] A mature saguaro (Carnegiea gigantea) is said to be able to absorb as much as 200 U.S. gallons (760 l; 170 imp gal) of water during a rainstorm.[8] The outer layer of the stem usually has a tough cuticle, reinforced with waxy layers, which reduce water loss. These layers are responsible for the grayish or bluish tinge to the stem color of many cacti.[10]
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The stems of most cacti have adaptations to allow them to conduct photosynthesis in the absence of leaves. This is discussed further below under Metabolism.
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Many cacti have roots that spread out widely, but only penetrate a short distance into the soil. In one case, a young saguaro only 12 cm (4.7 in) tall had a root system with a diameter of 2 m (7 ft), but no more than 10 cm (4 in) deep.[15] Cacti can also form new roots quickly when rain falls after a drought. The concentration of salts in the root cells of cacti is relatively high.[18] All these adaptations enable cacti to absorb water rapidly during periods of brief or light rainfall. Thus, Ferocactus cylindraceus reportedly can take up a significant amount of water within 12 hours of as little as 7 mm (0.3 in) of rainfall, becoming fully hydrated in a few days.[10]
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Although in most cacti, the stem acts as the main organ for storing water, some cacti have in addition large taproots.[10] These may be several times the length of the above-ground body in the case of species such as Copiapoa atacamensis,[10] which grows in one of the driest places in the world, the Atacama Desert in northern Chile.[19]
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Photosynthesis requires plants to take in carbon dioxide gas (CO2). As they do so, they lose water through transpiration. Like other types of succulents, cacti reduce this water loss by the way in which they carry out photosynthesis. "Normal" leafy plants use the C3 mechanism: during daylight hours, CO2 is continually drawn out of the air present in spaces inside leaves and converted first into a compound containing three carbon atoms (3-phosphoglycerate) and then into products such as carbohydrates. The access of air to internal spaces within a plant is controlled by stomata, which are able to open and close. The need for a continuous supply of CO2 during photosynthesis means the stomata must be open, so water vapor is continuously being lost. Plants using the C3 mechanism lose as much as 97% of the water taken up through their roots in this way.[20] A further problem is that as temperatures rise, the enzyme that captures CO2 starts to capture more and more oxygen instead, reducing the efficiency of photosynthesis by up to 25%.[21]
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Crassulacean acid metabolism (CAM) is a mechanism adopted by cacti and other succulents to avoid the problems of the C3 mechanism. In full CAM, the stomata open only at night, when temperatures and water loss are lowest. CO2 enters the plant and is captured in the form of organic acids stored inside cells (in vacuoles). The stomata remain closed throughout the day, and photosynthesis uses only this stored CO2. CAM uses water much more efficiently at the price of limiting the amount of carbon fixed from the atmosphere and thus available for growth.[22] CAM-cycling is a less efficient system whereby stomata open in the day, just as in plants using the C3 mechanism. At night, or when the plant is short of water, the stomata close and the CAM mechanism is used to store CO2 produced by respiration for use later in photosynthesis. CAM-cycling is present in Pereskia species.[9]
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By studying the ratio of 14C to 13C incorporated into a plant—its isotopic signature—it is possible to deduce how much CO2 is taken up at night and how much in the daytime. Using this approach, most of the Pereskia species investigated exhibit some degree of CAM-cycling, suggesting this ability was present in the ancestor of all cacti.[9] Pereskia leaves are claimed to only have the C3 mechanism with CAM restricted to stems.[23] More recent studies show that "it is highly unlikely that significant carbon assimilation occurs in the stem"; Pereskia species are described as having "C3 with inducible CAM."[9] Leafless cacti carry out all their photosynthesis in the stem, using full CAM. As of February 2012[update], it is not clear whether stem-based CAM evolved once only in the core cacti, or separately in the opuntias and cactoids;[9] CAM is known to have evolved convergently many times.[22]
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To carry out photosynthesis, cactus stems have undergone many adaptations. Early in their evolutionary history, the ancestors of modern cacti (other than one group of Pereskia species) developed stomata on their stems and began to delay developing bark. However, this alone was not sufficient; cacti with only these adaptations appear to do very little photosynthesis in their stems. Stems needed to develop structures similar to those normally found only in leaves. Immediately below the outer epidermis, a hypodermal layer developed made up of cells with thickened walls, offering mechanical support. Air spaces were needed between the cells to allow carbon dioxide to diffuse inwards. The center of the stem, the cortex, developed "chlorenchyma" – a plant tissue made up of relatively unspecialized cells containing chloroplasts, arranged into a "spongy layer" and a "palisade layer" where most of the photosynthesis occurs.[24]
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Naming and classifying cacti has been both difficult and controversial since the first cacti were discovered for science. The difficulties began with Carl Linnaeus. In 1737, he placed the cacti he knew into two genera, Cactus and Pereskia. However, when he published Species Plantarum in 1753—the starting point for modern botanical nomenclature—he relegated them all to one genus, Cactus. The word "cactus" is derived through Latin from the Ancient Greek κάκτος (kaktos), a name used by Theophrastus for a spiny plant,[25] which may have been the cardoon (Cynara cardunculus).[26]
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Later botanists, such as Philip Miller in 1754, divided cacti into several genera, which, in 1789, Antoine Laurent de Jussieu placed in his newly created family Cactaceae. By the early 20th century, botanists came to feel Linnaeus's name Cactus had become so confused as to its meaning (was it the genus or the family?) that it should not be used as a genus name. The 1905 Vienna botanical congress rejected the name Cactus and instead declared Mammillaria was the type genus of the family Cactaceae. It did, however, conserve the name Cactaceae, leading to the unusual situation in which the family Cactaceae no longer contains the genus after which it was named.[27]
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The difficulties continued, partly because giving plants scientific names relies on "type specimens". Ultimately, if botanists want to know whether a particular plant is an example of, say, Mammillaria mammillaris, they should be able to compare it with the type specimen to which this name is permanently attached. Type specimens are normally prepared by compression and drying, after which they are stored in herbaria to act as definitive references. However, cacti are very difficult to preserve in this way; they have evolved to resist drying and their bodies do not easily compress.[28] A further difficulty is that many cacti were given names by growers and horticulturalists rather than botanists; as a result, the provisions of the International Code of Nomenclature for algae, fungi, and plants (which governs the names of cacti, as well as other plants) were often ignored. Curt Backeberg, in particular, is said to have named or renamed 1,200 species without one of his names ever being attached to a specimen, which, according to David Hunt, ensured he "left a trail of nomenclatural chaos that will probably vex cactus taxonomists for centuries."[29]
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In 1984, it was decided that the Cactaceae Section of the International Organization for Succulent Plant Study should set up a working party, now called the International Cactaceae Systematics Group (ICSG), to produce consensus classifications down to the level of genera. Their system has been used as the basis of subsequent classifications. Detailed treatments published in the 21st century have divided the family into around 125–130 genera and 1,400–1,500 species, which are then arranged into a number of tribes and subfamilies.[30][31][32] The ICSG classification of the cactus family recognizes four subfamilies, the largest of which is divided into nine tribes. The subfamilies are:[30]
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Molecular phylogenetic studies have supported the monophyly of three of these subfamilies (not Pereskioideae),[32][35] but have not supported all of the tribes or even genera below this level; indeed, a 2011 study found only 39% of the genera in the subfamily Cactoideae sampled in the research were monophyletic.[32] Classification of the cacti currently remains uncertain and is likely to change.
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A 2005 study suggested the genus Pereskia was basal within the Cactaceae, but confirmed earlier suggestions it was not monophyletic, i.e., did not include all the descendants of a common ancestor. The Bayesian consensus cladogram from this study is shown below.[35]
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Pereskia Clade A
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Pereskia Clade B
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Opuntioideae
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Maihuenia
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Cactoideae
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A more recent 2011 study using fewer genes but more species also found that Pereskia was divided into these two clades, but was unable to resolve the members of the "core cacti" clade. It was accepted that the relationships shown above are "the most robust to date."[32]
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The two clades of Pereskia differ in their geographical distribution; with one exception, clade A is found around the Gulf of Mexico and the Caribbean Sea, whereas clade B occurs south of the Amazon Basin. Species of Pereskia within clade A always lack two key features of the stem present in most of the remaining "caulocacti": like most non-cacti, their stems begin to form bark early in the plants' life and also lack stomata—structures that control admission of air into a plant and hence control photosynthesis. By contrast, caulocacti, including species of Pereskia clade B, typically delay forming bark and have stomata on their stems, thus giving the stem the potential to become a major organ for photosynthesis. (The two highly specialized species of Maihuenia are something of an exception.)[35]
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The first cacti are thought to have been only slightly succulent shrubs or small trees whose leaves carried out photosynthesis. They lived in tropical areas that experienced periodic drought. If Pereskia clade A is a good model of these early cacti, then, although they would have appeared superficially similar to other trees growing nearby, they had already evolved strategies to conserve water (some of which are present in members of other families in the order Caryophyllales). These strategies included being able to respond rapidly to periods of rain, and keeping transpiration low by using water very efficiently during photosynthesis. The latter was achieved by tightly controlling the opening of stomata. Like Pereskia species today, early ancestors may have been able to switch from the normal C3 mechanism, where carbon dioxide is used continuously in photosynthesis, to CAM cycling, in which when the stomata are closed, carbon dioxide produced by respiration is stored for later use in photosynthesis.[9]
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Pereskia clade B marks the beginnings of an evolutionary switch to using stems as photosynthetic organs. Stems have stomata and the formation of bark takes place later than in normal trees. The "core cacti" show a steady increase in both stem succulence and photosynthesis accompanied by multiple losses of leaves, more-or-less complete in the Cactoideae. One evolutionary question at present unanswered is whether the switch to full CAM photosynthesis in stems occurred only once in the core cacti, in which case it has been lost in Maihuenia, or separately in Opuntioideae and Cactoideae, in which case it never evolved in Maihuenia.[9]
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Understanding evolution within the core cacti clade is difficult as of February 2012[update], since phylogenetic relationships are still uncertain and not well related to current classifications. Thus, a 2011 study found "an extraordinarily high proportion of genera" were not monophyletic, so were not all descendants of a single common ancestor. For example, of the 36 genera in the subfamily Cactoideae sampled in the research, 22 (61%) were found not monophyletic.[32] Nine tribes are recognized within Cactoideae in the International Cactaceae Systematics Group (ICSG) classification; one, Calymmantheae, comprises a single genus, Calymmanthium.[30] Only two of the remaining eight – Cacteae and Rhipsalideae – were shown to be monophyletic in a 2011 study by Hernández-Hernández et al. For a more detailed discussion of the phylogeny of the cacti, see Classification of the Cactaceae.
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No known fossils of cacti exist to throw light on their evolutionary history.[36] However, the geographical distribution of cacti offers some evidence. Except for a relatively recent spread of Rhipsalis baccifera to parts of the Old World, cacti are plants of South America and mainly southern regions of North America. This suggests the family must have evolved after the ancient continent of Gondwana split into South America and Africa, which occurred during the Early Cretaceous, around 145 to 101 million years ago.[37] Precisely when after this split cacti evolved is less clear. Older sources suggest an early origin around 90 – 66 million years ago, during the Late Cretaceous. More recent molecular studies suggest a much younger origin, perhaps in very Late Eocene to early Oligocene periods, around 35–30 million years ago.[36][38] Based on the phylogeny of the cacti, the earliest diverging group (Pereskia clade A) may have originated in Central America and northern South America, whereas the caulocacti, those with more-or-less succulent stems, evolved later in the southern part of South America, and then moved northwards.[35] Core cacti, those with strongly succulent stems, are estimated to have evolved around 25 million years ago.[36] A possible stimulus to their evolution may have been uplifting in the central Andes, some 25–20 million years ago, which was associated with increasing and varying aridity.[35] However, the current species diversity of cacti is thought to have arisen only in the last 10–5 million years (from the late Miocene into the Pliocene). Other succulent plants, such as the Aizoaceae in South Africa, the Didiereaceae in Madagascar and the genus Agave in the Americas, appear to have diversified at the same time, which coincided with a global expansion of arid environments.[36]
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Cacti inhabit diverse regions, from coastal plains to high mountain areas. With one exception, they are native to the Americas, where their range extends from Patagonia to British Columbia and Alberta in western Canada. A number of centers of diversity exist. For cacti adapted to drought, the three main centers are Mexico and the southwestern United States; the southwestern Andes, where they are found in Peru, Bolivia, Chile and Argentina; and eastern Brazil, away from the Amazon Basin. Tree-living epiphytic and climbing cacti necessarily have different centers of diversity, as they require moister environments. They are mainly found in the coastal mountains and Atlantic forests of southeastern Brazil; in Bolivia, which is the center of diversity for the subfamily Rhipsalideae; and in forested regions of Central America, where the climbing Hylocereeae are most diverse.[39]
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Rhipsalis baccifera is the exception; it is native to both the Americas and the Old World, where it is found in tropical Africa, Madagascar, and Sri Lanka. One theory is it was spread by being carried as seeds in the digestive tracts of migratory birds; the seeds of Rhipsalis are adapted for bird distribution. Old World populations are polyploid, and regarded as distinct subspecies, supporting the idea that the spread was not recent.[40] The alternative theory is the species initially crossed the Atlantic on European ships trading between South America and Africa, after which birds may have spread it more widely.[41]
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Many other species have become naturalized outside the Americas after having been introduced by people, especially in Australia, Hawaii, and the Mediterranean region. In Australia, species of Opuntia, particularly Opuntia stricta, were introduced in the 19th century for use as natural agricultural fences and in an attempt to establish a cochineal industry. They rapidly became a major weed problem, but are now controlled by biological agents, particularly the moth Cactoblastis cactorum.[42] The weed potential of Opuntia species in Australia continues however, leading to all opuntioid cacti except O. ficus-indica being declared Weeds of National Significance by the Australian Weeds Committee in April 2012.
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Cactus flowers are pollinated by insects, birds and bats. None are known to be wind-pollinated and self-pollination occurs in only a very few species; for example the flowers of some species of Frailea do not open (cleistogamy).[43] The need to attract pollinators has led to the evolution of pollination syndromes, which are defined as groups of "floral traits, including rewards, associated with the attraction and utilization of a specific group of animals as pollinators."[44]
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Bees are the most common pollinators of cacti; bee-pollination is considered to have been the first to evolve.[43] Day-flying butterflies and nocturnal moths are associated with different pollination syndromes. Butterfly-pollinated flowers are usually brightly colored, opening during the day, whereas moth-pollinated flowers are often white or pale in color, opening only in the evening and at night.[45] As an example, Pachycereus schottii is pollinated by a particular species of moth, Upiga virescens, which also lays its eggs among the developing seeds its caterpillars later consume.[45] The flowers of this cactus are funnel-shaped, white to deep pink, up to 4 cm (1.6 in) long, and open at night.[46]
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Hummingbirds are significant pollinators of cacti. Species showing the typical hummingbird-pollination syndrome have flowers with colors towards the red end of the spectrum, anthers and stamens that protrude from the flower, and a shape that is not radially symmetrical, with a lower lip that bends downwards; they produce large amounts of nectar with a relatively low sugar content.[47] Schlumbergera species, such as S. truncata, have flowers that correspond closely to this syndrome.[48] Other hummingbird-pollinated genera include Cleistocactus and Disocactus.[43]
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Bat-pollination is relatively uncommon in flowering plants, but about a quarter of the genera of cacti are known to be pollinated by bats—an unusually high proportion, exceeded among eudicots by only two other families, both with very few genera. Columnar cacti growing in semidesert areas are among those most likely to be bat-pollinated; this may be because bats are able to travel considerable distances, so are effective pollinators of plants growing widely separated from one another. The pollination syndrome associated with bats includes a tendency for flowers to open in the evening and at night, when bats are active. Other features include a relatively dull color, often white or green; a radially symmetrical shape, often tubular; a smell described as "musty"; and the production of a large amount of sugar-rich nectar. Carnegiea gigantea is an example of a bat-pollinated cactus, as are many species of Pachycereus and Pilosocereus.[49]
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The fruits produced by cacti after the flowers have been fertilized vary considerably; many are fleshy, although some are dry. All contain a large number of seeds. Fleshy, colorful and sweet-tasting fruits are associated with seed dispersal by birds. The seeds pass through their digestive systems and are deposited in their droppings. Fruit that falls to the ground may be eaten by other animals; giant tortoises are reported to distribute Opuntia seeds in the Galápagos Islands. Ants appear to disperse the seeds of a few genera, such as Blossfeldia. Drier spiny fruits may cling to the fur of mammals or be moved around by the wind.[50]
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As of March 2012[update], there is still controversy as to the precise dates when humans first entered those areas of the New World where cacti are commonly found, and hence when they might first have used them. An archaeological site in Chile has been dated to around 15,000 years ago,[51] suggesting cacti would have been encountered before then. Early evidence of the use of cacti includes cave paintings in the Serra da Capivara in Brazil, and seeds found in ancient middens (waste dumps) in Mexico and Peru, with dates estimated at 12,000–9,000 years ago. Hunter-gatherers likely collected cactus fruits in the wild and brought them back to their camps.[52]
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It is not known when cacti were first cultivated. Opuntias (prickly pears) were used for a variety of purposes by the Aztecs, whose empire, lasting from the 14th to the 16th century, had a complex system of horticulture. Their capital from the 15th century was Tenochtitlan (now Mexico City); one explanation for the origin of the name is that it includes the Nahuatl word nōchtli, referring to the fruit of an opuntia.[53] The coat of arms of Mexico shows an eagle perched on a cactus while holding a snake, an image at the center of the myth of the founding of Tenochtitlan.[54] The Aztecs symbolically linked the ripe red fruits of an opuntia to human hearts; just as the fruit quenches thirst, so offering human hearts to the sun god ensured the sun would keep moving.[55]
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Europeans first encountered cacti when they arrived in the New World late in the 15th century. Their first landfalls were in the West Indies, where relatively few cactus genera are found; one of the most common is the genus Melocactus.[56] Thus, melocacti were possibly among the first cacti seen by Europeans. Melocactus species were present in English collections of cacti before the end of the 16th century (by 1570 according to one source,[57]) where they were called Echinomelocactus, later shortened to Melocactus by Joseph Pitton de Tourneville in the early 18th century.[58] Cacti, both purely ornamental species and those with edible fruit, continued to arrive in Europe, so Carl Linnaeus was able to name 22 species by 1753. One of these, his Cactus opuntia (now part of Opuntia ficus-indica), was described as "fructu majore ... nunc in Hispania et Lusitania" (with larger fruit ... now in Spain and Portugal), indicative of its early use in Europe.[59][60]
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The plant now known as Opuntia ficus-indica, or the Indian fig cactus, has long been an important source of food. The original species is thought to have come from central Mexico, although this is now obscure because the indigenous people of southern North America developed and distributed a range of horticultural varieties (cultivars), including forms of the species and hybrids with other opuntias. Both the fruit and pads are eaten, the former often under the Spanish name tuna, the latter under the name nopal. Cultivated forms are often significantly less spiny or even spineless.[61] The nopal industry in Mexico was said to be worth US$150 million in 2007.[62] The Indian fig cactus was probably already present in the Caribbean when the Spanish arrived, and was soon after brought to Europe. It spread rapidly in the Mediterranean area, both naturally and by being introduced—so much so, early botanists assumed it was native to the area. Outside the Americas, the Indian fig cactus is an important commercial crop in Sicily, Algeria and other North African countries.[60] Fruits of other opuntias are also eaten, generally under the same name, tuna. Flower buds, particularly of Cylindropuntia species, are also consumed.[63]
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Almost any fleshy cactus fruit is edible. The word pitaya or pitahaya (usually considered to have been taken into Spanish from Haitian creole[64]) can be applied to a range of "scaly fruit", particularly those of columnar cacti. The fruit of the saguaro (Carnegiea gigantea) has long been important to the indigenous peoples of northwestern Mexico and the southwestern United States, including the Sonoran Desert. It can be preserved by boiling to produce syrup and by drying. The syrup can also be fermented to produce an alcoholic drink. Fruits of Stenocereus species have also been important food sources in similar parts of North America; Stenocereus queretaroensis is cultivated for its fruit. In more tropical southern areas, the climber Hylocereus undatus provides pitahaya orejona, now widely grown in Asia under the name dragon fruit. Other cacti providing edible fruit include species of Echinocereus, Ferocactus, Mammillaria, Myrtillocactus, Pachycereus, Peniocereus and Selenicereus. The bodies of cacti other than opuntias are less often eaten, although Anderson reported that Neowerdermannia vorwerkii is prepared and eaten like potatoes in upland Bolivia.[65]
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Gathering saguaro in 1907
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Edible fruit of the saguaro
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Fruits of some Ferocactus are edible.
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Dragon fruit for sale in Taiwan
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Fruit prepared from Stenocereus queretaroensis
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Salad including sliced nopales (opuntia pads)
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A number of species of cacti have been shown to contain psychoactive agents, chemical compounds that can cause changes in mood, perception and cognition through their effects on the brain. Two species have a long history of use by the indigenous peoples of the Americas: peyote, Lophophora williamsii, in North America, and the San Pedro cactus, Echinopsis pachanoi, in South America. Both contain mescaline.[66]
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L. williamsii is native to northern Mexico and southern Texas. Individual stems are about 2–6 cm (0.8–2.4 in) high with a diameter of 4–11 cm (1.6–4.3 in), and may be found in clumps up to 1 m (3 ft) wide.[67] A large part of the stem is usually below ground. Mescaline is concentrated in the photosynthetic portion of the stem above ground. The center of the stem, which contains the growing point (the apical meristem), is sunken. Experienced collectors of peyote remove a thin slice from the top of the plant, leaving the growing point intact, thus allowing the plant to regenerate.[68] Evidence indicates peyote was in use more than 5,500 years ago; dried peyote buttons presumed to be from a site on the Rio Grande, Texas, were radiocarbon dated to around 3780–3660 BC.[69] Peyote is perceived as a means of accessing the spirit world. Attempts by the Roman Catholic church to suppress its use after the Spanish conquest were largely unsuccessful, and by the middle of the 20th century, peyote was more widely used than ever by indigenous peoples as far north as Canada. It is now used formally by the Native American Church.[66]
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Echinopsis pachanoi is native to Ecuador and Peru. It is very different in appearance from L. williamsii. It has tall stems, up to 6 m (20 ft) high, with a diameter of 6–15 cm (2.4–5.9 in), which branch from the base, giving the whole plant a shrubby or tree-like appearance.[70] Archaeological evidence of the use of this cactus appears to date back to 2,000–2,300 years ago, with carvings and ceramic objects showing columnar cacti.[71] Although church authorities under the Spanish attempted to suppress its use, this failed, as shown by the Christian element in the common name "San Pedro cactus"—Saint Peter cactus. Anderson attributes the name to the belief that just as St Peter holds the keys to heaven, the effects of the cactus allow users "to reach heaven while still on earth."[66] It continues to be used for its psychoactive effects, both for spiritual and for healing purposes, often combined with other psychoactive agents, such as Datura ferox and tobacco.[71] Several other species of Echinopsis, including E. peruviana, also contain mescaline.[66]
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Cacti were cultivated as ornamental plants from the time they were first brought from the New World. By the early 1800s, enthusiasts in Europe had large collections (often including other succulents alongside cacti). Rare plants were sold for very high prices. Suppliers of cacti and other succulents employed collectors to obtain plants from the wild, in addition to growing their own. In the late 1800s, collectors turned to orchids, and cacti became less popular, although never disappearing from cultivation.[72]
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Cacti are often grown in greenhouses, particularly in regions unsuited to the cultivation of cacti outdoors, such the northern parts of Europe and North America. Here, they may be kept in pots or grown in the ground. Cacti are also grown as houseplants, many being tolerant of the often dry atmosphere. Cacti in pots may be placed outside in the summer to ornament gardens or patios, and then kept under cover during the winter.[73] Less drought-resistant epiphytes, such as epiphyllum hybrids, Schlumbergera (the Thanksgiving or Christmas cactus) and Hatiora (the Easter cactus), are widely cultivated as houseplants.
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Cacti may also be planted outdoors in regions with suitable climates. Concern for water conservation in arid regions has led to the promotion of gardens requiring less watering (xeriscaping). For example, in California, the East Bay Municipal Utility District sponsored the publication of a book on plants and landscapes for summer-dry climates.[74] Cacti are one group of drought-resistant plants recommended for dry landscape gardening.[75]
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Cacti have many other uses. They are used for human food and as fodder for animals, usually after burning off their spines.[76] In addition to their use as psychoactive agents, some cacti are employed in herbal medicine. The practice of using various species of Opuntia in this way has spread from the Americas, where they naturally occur, to other regions where they grow, such as India.[77]
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Cochineal is a red dye produced by a scale insect that lives on species of Opuntia. Long used by the peoples of Central and North America, demand fell rapidly when European manufacturers began to produce synthetic dyes in the middle of the 19th century. Commercial production has now increased following a rise in demand for natural dyes.[78]
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Cacti are used as construction materials. Living cactus fences are employed as barricades around buildings to prevent people breaking in. They also used to corral animals. The woody parts of cacti, such as Cereus repandus and Echinopsis atacamensis, are used in buildings and in furniture. The frames of wattle and daub houses built by the Seri people of Mexico may use parts of Carnegiea gigantea. The very fine spines and hairs (trichomes) of some cacti were used as a source of fiber for filling pillows and in weaving.[79]
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All cacti are included in Appendix II of the Convention on International Trade in Endangered Species of Wild Fauna and Flora (CITES), which "lists species that are not necessarily now threatened with extinction but that may become so unless trade is closely controlled." Control is exercised by making international trade in most specimens of cacti illegal unless permits have been issued, at least for exports.[80] Some exceptions are allowed, e.g., for "naturalized or artificially propagated plants".[81] Some cacti, such as all Ariocarpus and Discocactus species, are included in the more restrictive Appendix I,[81] used for the "most endangered" species. These may only be moved between countries for scientific purposes, and only then when accompanied by both export and import permits.[80]
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The three main threats to cacti in the wild are development, grazing and over-collection. Development takes many forms. The construction of a dam near Zimapan, Mexico, caused the destruction of a large part of the natural habitat of Echinocactus grusonii. Urban development and highways have destroyed cactus habitats in parts of Mexico, New Mexico and Arizona, including the Sonoran Desert. The conversion of land to agriculture has affected populations of Ariocarpus kotschoubeyanus in Mexico, where dry plains were plowed for maize cultivation, and of Copiapoa and Eulychnia in Chile, where valley slopes were planted with vines.[82] Grazing, in many areas by introduced animals, such as goats, has caused serious damage to populations of cacti (as well as other plants); two examples cited by Anderson are the Galápagos Islands generally and the effect on Browningia candelaris in Peru. Over-collection of cacti for sale has greatly affected some species. For example, the type locality of Pelecyphora strobiliformis near Miquihuana, Mexico, was virtually denuded of plants, which were dug up for sale in Europe. Illegal collecting of cacti from the wild continues to pose a threat.[83]
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Conservation of cacti can be in situ or ex situ. In situ conservation involves preserving habits through enforcement of legal protection and the creation of specially protected areas such as national parks and reserves. Examples of such protected areas in the United States include Big Bend National Park, Texas; Joshua Tree National Park, California; and Saguaro National Park, Arizona. Latin American examples include Parque Nacional del Pinacate, Sonora, Mexico and Pan de Azúcar National Park, Chile. Ex situ conservation aims to preserve plants and seeds outside their natural habitats, often with the intention of later reintroduction. Botanical gardens play an important role in ex situ conservation; for example, seeds of cacti and other succulents are kept in long-term storage at the Desert Botanical Garden, Arizona.[84]
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The popularity of cacti means many books are devoted to their cultivation. Cacti naturally occur in a wide range of habitats and are then grown in many countries with different climates, so precisely replicating the conditions in which a species normally grows is usually not practical.[72] A broad distinction can be made between semidesert cacti and epiphytic cacti, which need different conditions and are best grown separately.[85] This section is primarily concerned with the cultivation of semidesert cacti in containers and under protection, such as in a greenhouse or in the home, rather than cultivation outside in the ground in those climates that permit it. For the cultivation of epiphytic cacti, see Cultivation of Schlumbergera (Christmas or Thanksgiving cacti), and Cultivation of epiphyllum hybrids.
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The purpose of the growing medium is to provide support and to store water, oxygen and dissolved minerals to feed the plant.[86] In the case of cacti, there is general agreement that an open medium with a high air content is important. When cacti are grown in containers, recommendations as to how this should be achieved vary greatly; Miles Anderson says that if asked to describe a perfect growing medium, "ten growers would give 20 different answers".[87] Roger Brown suggests a mixture of two parts commercial soilless growing medium, one part hydroponic clay and one part coarse pumice or perlite, with the addition of soil from earthworm castings.[86] The general recommendation of 25–75% organic-based material, the rest being inorganic such as pumice, perlite or grit, is supported by other sources.[87][88][89][90] However, the use of organic material is rejected altogether by others; Hecht says that cacti (other than epiphytes) "want soil that is low in or free of humus", and recommends coarse sand as the basis of a growing medium.[91]
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Semi-desert cacti need careful watering. General advice is hard to give, since the frequency of watering required depends on where the cacti are being grown, the nature of the growing medium, and the original habitat of the cacti.[92] Brown says that more cacti are lost through the "untimely application of water than for any other reason" and that even during the dormant winter season, cacti need some water.[93] Other sources say that water can be withheld during winter (November to March in the Northern Hemisphere).[85] Another issue is the hardness of the water; where it is necessary to use hard water, regular re-potting is recommended to avoid the build up of salts.[93] The general advice given is that during the growing season, cacti should be allowed to dry out between thorough waterings.[93][94][85] A water meter can help in determining when the soil is dry.[94]
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Although semi-desert cacti may be exposed to high light levels in the wild, they may still need some shading when subjected to the higher light levels and temperatures of a greenhouse in summer.[95][96] Allowing the temperature to rise above 32 °C (90 °F) is not recommended.[96] The minimum winter temperature required depends very much on the species of cactus involved. For a mixed collection, a minimum temperature of between 5 °C (41 °F) and 10 °C (50 °F) is often suggested, except for cold-sensitive genera such as Melocactus and Discocactus.[97][85] Some cacti, particularly those from the high Andes, are fully frost-hardy when kept dry (e.g. Rebutia minuscula survives temperatures down to −9 °C (16 °F) in cultivation[98]) and may flower better when exposed to a period of cold.[99]
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Cacti can be propagated by seed, cuttings or grafting. Seed sown early in the year produces seedlings that benefit from a longer growing period.[100] Seed is sown in a moist growing medium and then kept in a covered environment, until 7–10 days after germination, to avoid drying out.[101] A very wet growing medium can cause both seeds and seedlings to rot.[102] A temperature range of 18–30 °C (64–86 °F) is suggested for germination; soil temperatures of around 22 °C (72 °F) promote the best root growth. Low light levels are sufficient during germination, but afterwards semi-desert cacti need higher light levels to produce strong growth, although acclimatization is needed to conditions in a greenhouse, such as higher temperatures and strong sunlight.[101]
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Reproduction by cuttings makes use of parts of a plant that can grow roots. Some cacti produce "pads" or "joints" that can be detached or cleanly cut off. Other cacti produce offsets that can be removed.[100] Otherwise, stem cuttings can be made, ideally from relatively new growth. It is recommended that any cut surfaces be allowed to dry for a period of several days to several weeks until a callus forms over the cut surface. Rooting can then take place in an appropriate growing medium at a temperature of around 22 °C (72 °F).[100][101]
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Grafting is used for species difficult to grow well in cultivation or that cannot grow independently, such as some chlorophyll-free forms with white, yellow or red bodies, or some forms that show abnormal growth (e.g., cristate or monstrose forms). For the host plant (the stock), growers choose one that grows strongly in cultivation and is compatible with the plant to be propagated: the scion. The grower makes cuts on both stock and scion and joins the two, binding them together while they unite. Various kinds of graft are used—flat grafts, where both scion and stock are of similar diameters, and cleft grafts, where a smaller scion is inserted into a cleft made in the stock.[103]
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Commercially, huge numbers of cacti are produced annually. For example, in 2002 in Korea alone, 49 million plants were propagated, with a value of almost US$9 million. Most of them (31 million plants) were propagated by grafting.[104]
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A range of pests attack cacti in cultivation. Those that feed on sap include mealybugs, living on both stems and roots; scale insects, generally only found on stems; whiteflies, which are said to be an "infrequent" pest of cacti;[105] red spider mites, which are very small but can occur in large numbers, constructing a fine web around themselves and badly marking the cactus via their sap sucking, even if they do not kill it; and thrips, which particularly attack flowers. Some of these pests are resistant to many insecticides, although there are biological controls available. Roots of cacti can be eaten by the larvae of sciarid flies and fungus gnats. Slugs and snails also eat cacti.[106][107]
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Fungi, bacteria and viruses attack cacti, the first two particularly when plants are over-watered. Fusarium rot can gain entry through a wound and cause rotting accompanied by red-violet mold. "Helminosporium rot" is caused by Bipolaris cactivora (syn. Helminosporium cactivorum[108]); Phytophthora species also cause similar rotting in cacti. Fungicides may be of limited value in combating these diseases.[109] Several viruses have been found in cacti, including cactus virus X. These appear to cause only limited visible symptoms, such as chlorotic (pale green) spots and mosaic effects (streaks and patches of paler color).[110] However, in an Agave species, cactus virus X has been shown to reduce growth, particularly when the roots are dry.[111] There are no treatments for virus diseases.[109]
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See also Classification of the Cactaceae
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A cactus (plural cacti, cactuses, or less commonly, cactus)[3] is a member of the plant family Cactaceae,[Note 1] a family comprising about 127 genera with some 1750 known species of the order Caryophyllales.[4] The word "cactus" derives, through Latin, from the Ancient Greek κάκτος, kaktos, a name originally used by Theophrastus for a spiny plant whose identity is now not certain.[5] Cacti occur in a wide range of shapes and sizes. Most cacti live in habitats subject to at least some drought. Many live in extremely dry environments, even being found in the Atacama Desert, one of the driest places on earth. Cacti show many adaptations to conserve water. Almost all cacti are succulents, meaning they have thickened, fleshy parts adapted to store water. Unlike many other succulents, the stem is the only part of most cacti where this vital process takes place. Most species of cacti have lost true leaves, retaining only spines, which are highly modified leaves. As well as defending against herbivores, spines help prevent water loss by reducing air flow close to the cactus and providing some shade. In the absence of leaves, enlarged stems carry out photosynthesis. Cacti are native to the Americas, ranging from Patagonia in the south to parts of western Canada in the north—except for Rhipsalis baccifera, which also grows in Africa and Sri Lanka.
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Cactus spines are produced from specialized structures called areoles, a kind of highly reduced branch. Areoles are an identifying feature of cacti. As well as spines, areoles give rise to flowers, which are usually tubular and multipetaled. Many cacti have short growing seasons and long dormancies, and are able to react quickly to any rainfall, helped by an extensive but relatively shallow root system that quickly absorbs any water reaching the ground surface. Cactus stems are often ribbed or fluted, which allows them to expand and contract easily for quick water absorption after rain, followed by long drought periods. Like other succulent plants, most cacti employ a special mechanism called "crassulacean acid metabolism" (CAM) as part of photosynthesis. Transpiration, during which carbon dioxide enters the plant and water escapes, does not take place during the day at the same time as photosynthesis, but instead occurs at night. The plant stores the carbon dioxide it takes in as malic acid, retaining it until daylight returns, and only then using it in photosynthesis. Because transpiration takes place during the cooler, more humid night hours, water loss is significantly reduced.
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Many smaller cacti have globe-shaped stems, combining the highest possible volume for water storage, with the lowest possible surface area for water loss from transpiration. The tallest[Note 2] free-standing cactus is Pachycereus pringlei, with a maximum recorded height of 19.2 m (63 ft),[6] and the smallest is Blossfeldia liliputiana, only about 1 cm (0.4 in) in diameter at maturity.[7] A fully grown saguaro (Carnegiea gigantea) is said to be able to absorb as much as 200 U.S. gallons (760 l; 170 imp gal) of water during a rainstorm.[8] A few species differ significantly in appearance from most of the family. At least superficially, plants of the genus Pereskia resemble other trees and shrubs growing around them. They have persistent leaves, and when older, bark-covered stems. Their areoles identify them as cacti, and in spite of their appearance, they, too, have many adaptations for water conservation. Pereskia is considered close to the ancestral species from which all cacti evolved. In tropical regions, other cacti grow as forest climbers and epiphytes (plants that grow on trees). Their stems are typically flattened, almost leaf-like in appearance, with fewer or even no spines, such as the well-known Christmas cactus or Thanksgiving cactus (in the genus Schlumbergera).
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Cacti have a variety of uses: many species are used as ornamental plants, others are grown for fodder or forage, and others for food (particularly their fruit). Cochineal is the product of an insect that lives on some cacti.
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Many succulent plants in both the Old and New World – such as some Euphorbiaceae (euphorbias) – bear a striking resemblance to cacti, and may incorrectly be called "cactus" in common usage.
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The 1,500 to 1,800 species of cacti mostly fall into one of two groups of "core cacti": opuntias (subfamily Opuntioideae) and "cactoids" (subfamily Cactoideae). Most members of these two groups are easily recognizable as cacti. They have fleshy succulent stems that are major organs of photosynthesis. They have absent, small, or transient leaves. They have flowers with ovaries that lie below the sepals and petals, often deeply sunken into a fleshy receptacle (the part of the stem from which the flower parts grow). All cacti have areoles—highly specialized short shoots with extremely short internodes that produce spines, normal shoots, and flowers.[9]
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The remaining cacti fall into only two genera, Pereskia and Maihuenia, and are rather different,[9] which means any description of cacti as a whole must frequently make exceptions for them. Pereskia species superficially resemble other tropical forest trees. When mature, they have woody stems that may be covered with bark and long-lasting leaves that provide the main means of photosynthesis. Their flowers may have superior ovaries (i.e., above the points of attachment of the sepals and petals), and areoles that produce further leaves. The two species of Maihuenia have small, globe-shaped bodies with prominent leaves at the top.[9]
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Cacti show a wide variety of growth habits, which are difficult to divide into clear, simple categories.
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They can be tree-like (arborescent), meaning they typically have a single more-or-less woody trunk topped by several to many branches. In the genus Pereskia, the branches are covered with leaves, so the species of this genus may not be recognized as cacti. In most other cacti, the branches are more typically cactus-like, bare of leaves and bark, and covered with spines, as in Pachycereus pringlei or the larger opuntias. Some cacti may become tree-sized but without branches, such as larger specimens of Echinocactus platyacanthus. Cacti may also be described as shrubby, with several stems coming from the ground or from branches very low down, such as in Stenocereus thurberi.[10]
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Smaller cacti may be described as columnar. They consist of erect, cylinder-shaped stems, which may or may not branch, without a very clear division into trunk and branches. The boundary between columnar forms and tree-like or shrubby forms is difficult to define. Smaller and younger specimens of Cephalocereus senilis, for example, are columnar, whereas older and larger specimens may become tree-like. In some cases, the "columns" may be horizontal rather than vertical. Thus, Stenocereus eruca has stems growing along the ground, rooting at intervals.[10]
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Cacti whose stems are even smaller may be described as globular (or globose). They consist of shorter, more ball-shaped stems than columnar cacti. Globular cacti may be solitary, such as Ferocactus latispinus, or their stems may form clusters that can create large mounds. All or some stems in a cluster may share a common root.[10]
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Other cacti have a quite different appearance. In tropical regions, some grow as forest climbers and epiphytes. Their stems are typically flattened, almost leaf-like in appearance, with fewer or even no spines. Climbing cacti can be very large; a specimen of Hylocereus was reported as 100 meters (330 ft) long from root to the most distant stem. Epiphytic cacti, such as species of Rhipsalis or Schlumbergera, often hang downwards, forming dense clumps where they grow in trees high above the ground.[10]
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Treelike habit (Pereskia aculeata)
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Tall treelike habit (Pachycereus pringlei)
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Tall unbranched columnar habit (Cephalocereus)
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Shorter clustered columnar habit (Ferocactus pilosus)
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Solitary globular habit (Ferocactus echidne)
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Clustered globular habit (Rebutia species)
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Epiphytic cactus (Rhipsalis paradoxa)
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The leafless, spiny stem is the characteristic feature of the majority of cacti (and all of those belonging to the largest subfamily, the Cactoideae). The stem is typically succulent, meaning it is adapted to store water. The surface of the stem may be smooth (as in some species of Opuntia) or covered with protuberances of various kinds, which are usually called tubercles. These vary from small "bumps" to prominent, nipple-like shapes in the genus Mammillaria and outgrowths almost like leaves in Ariocarpus species. The stem may also be ribbed or fluted in shape. The prominence of these ribs depends on how much water the stem is storing: when full (up to 90% of the mass of a cactus may be water), the ribs may be almost invisible on the swollen stem, whereas when the cactus is short of water and the stems shrink, the ribs may be very visible.[10]
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The stems of most cacti are some shade of green, often bluish or brownish green. Such stems contain chlorophyll and are able to carry out photosynthesis; they also have stomata (small structures that can open and close to allow passage of gases). Cactus stems are often visibly waxy.[10]
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Areoles are structures unique to cacti. Although variable, they typically appear as woolly or hairy areas on the stems from which spines emerge. Flowers are also produced from areoles. In the genus Pereskia, believed similar to the ancestor of all cacti, the areoles occur in the axils of leaves (i.e. in the angle between the leaf stalk and the stem).[11] In leafless cacti, areoles are often borne on raised areas on the stem where leaf bases would have been.
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Areoles are highly specialized and very condensed shoots or branches. In a normal shoot, nodes bearing leaves or flowers would be separated by lengths of stem (internodes). In an areole, the nodes are so close together, they form a single structure. The areole may be circular, elongated into an oval shape, or even separated into two parts; the two parts may be visibly connected in some way (e.g. by a groove in the stem) or appear entirely separate (a dimorphic areole). The part nearer the top of the stem then produces flowers, the other part spines. Areoles often have multicellular hairs (trichomes) that give the areole a hairy or woolly appearance, sometimes of a distinct color such as yellow or brown.[10]
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In most cacti, the areoles produce new spines or flowers only for a few years, and then become inactive. This results in a relatively fixed number of spines, with flowers being produced only from the ends of stems, which are still growing and forming new areoles. In Pereskia, a genus close to the ancestor of cacti, areoles remain active for much longer; this is also the case in Opuntia and Neoraimondia.[10]
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The great majority of cacti have no visible leaves; photosynthesis takes place in the stems (which may be flattened and leaflike in some species). Exceptions occur in three groups of cacti. All the species of Pereskia are superficially like normal trees or shrubs and have numerous leaves. Many cacti in the opuntia group (subfamily Opuntioideae, opuntioids) also have visible leaves, which may be long-lasting (as in Pereskiopsis species) or be produced only during the growing season and then be lost (as in many species of Opuntia).[10] The small genus Maihuenia also relies on leaves for photosynthesis.[12] The structure of the leaves varies somewhat between these groups. Pereskia species have "normal" leaves, with a midrib and a flattened blade (lamina) on either side. Opuntioids and Maihuenia have leaves that appear to consist only of a midrib.[13]
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Even those cacti without visible photosynthetic leaves do usually have very small leaves, less than 0.5 mm (0.02 in) long in about half of the species studied and almost always less than 1.5 mm (0.06 in) long. The function of such leaves cannot be photosynthesis; a role in the production of plant hormones, such as auxin, and in defining axillary buds has been suggested.[14]
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Botanically, "spines" are distinguished from "thorns": spines are modified leaves, and thorns are modified branches. Cacti produce spines, always from areoles as noted above. Spines are present even in those cacti with leaves, such as Pereskia, Pereskiopsis and Maihuenia, so they clearly evolved before complete leaflessness. Some cacti only have spines when young, possibly only when seedlings. This is particularly true of tree-living cacti, such as Rhipsalis and Schlumbergera, but also of some ground-living cacti, such as Ariocarpus.[10]
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The spines of cacti are often useful in identification, since they vary greatly between species in number, color, size, shape and hardness, as well as in whether all the spines produced by an areole are similar or whether they are of distinct kinds. Most spines are straight or at most slightly curved, and are described as hair-like, bristle-like, needle-like or awl-like, depending on their length and thickness. Some cacti have flattened spines (e.g. Sclerocactus papyracanthus). Other cacti have hooked spines. Sometimes, one or more central spines are hooked, while outer spines are straight (e.g., Mammillaria rekoi).[10]
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In addition to normal-length spines, members of the subfamily Opuntioideae have relatively short spines, called glochids, that are barbed along their length and easily shed. These enter the skin and are difficult to remove due to being very fine and easily broken, causing long-lasting irritation.[10]
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Varied spines of a Ferocactus
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Hooked central spine (cf. Mammillaria rekoi)
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Unusual flattened spines of Sclerocactus papyracanthus
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Glochids of Opuntia microdasys
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Most ground-living cacti have only fine roots, which spread out around the base of the plant for varying distances, close to the surface. Some cacti have taproots; in genera such as Copiapoa, these are considerably larger and of a greater volume than the body. Taproots may aid in stabilizing the larger columnar cacti.[15] Climbing, creeping and epiphytic cacti may have only adventitious roots, produced along the stems where these come into contact with a rooting medium.[10]
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Like their spines, cactus flowers are variable. Typically, the ovary is surrounded by material derived from stem or receptacle tissue, forming a structure called a pericarpel. Tissue derived from the petals and sepals continues the pericarpel, forming a composite tube—the whole may be called a floral tube, although strictly speaking only the part furthest from the base is floral in origin. The outside of the tubular structure often has areoles that produce wool and spines. Typically, the tube also has small scale-like bracts, which gradually change into sepal-like and then petal-like structures, so the sepals and petals cannot be clearly differentiated (and hence are often called "tepals").[10] Some cacti produce floral tubes without wool or spines (e.g. Gymnocalycium)[16] or completely devoid of any external structures (e.g. Mammillaria).[10] Unlike the flowers of other cacti, Pereskia flowers may be borne in clusters.[11]
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Cactus flowers usually have many stamens, but only a single style, which may branch at the end into more than one stigma. The stamens usually arise from all over the inner surface of the upper part of the floral tube, although in some cacti, the stamens are produced in one or more distinct "series" in more specific areas of the inside of the floral tube.[10]
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The flower as a whole is usually radially symmetrical (actinomorphic), but may be bilaterally symmetrical (zygomorphic) in some species. Flower colors range from white through yellow and red to magenta.[10]
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All cacti have some adaptations to promote efficient water use. Most cacti—opuntias and cactoids—specialize in surviving in hot and dry environments (i.e. they are xerophytes), but the first ancestors of modern cacti were already adapted to periods of intermittent drought.[9] A small number of cactus species in the tribes Hylocereeae and Rhipsalideae have become adapted to life as climbers or epiphytes, often in tropical forests, where water conservation is less important.
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The absence of visible leaves is one of the most striking features of most cacti. Pereskia (which is close to the ancestral species from which all cacti evolved) does have long-lasting leaves, which are, however, thickened and succulent in many species.[9] Other species of cactus with long-lasting leaves, such as the opuntioid Pereskiopsis, also have succulent leaves.[17] A key issue in retaining water is the ratio of surface area to volume. Water loss is proportional to surface area, whereas the amount of water present is proportional to volume. Structures with a high surface area-to-volume ratio, such as thin leaves, necessarily lose water at a higher rate than structures with a low area-to-volume ratio, such as thickened stems.
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Spines, which are modified leaves, are present on even those cacti with true leaves, showing the evolution of spines preceded the loss of leaves. Although spines have a high surface area-to-volume ratio, at maturity they contain little or no water, being composed of fibers made up of dead cells.[13] Spines provide protection from herbivores and camouflage in some species, and assist in water conservation in several ways. They trap air near the surface of the cactus, creating a moister layer that reduces evaporation and transpiration. They can provide some shade, which lowers the temperature of the surface of the cactus, also reducing water loss. When sufficiently moist air is present, such as during fog or early morning mist, spines can condense moisture, which then drips onto the ground and is absorbed by the roots.[10]
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The majority of cacti are stem succulents, i.e., plants in which the stem is the main organ used to store water. Water may form up to 90% of the total mass of a cactus. Stem shapes vary considerably among cacti. The cylindrical shape of columnar cacti and the spherical shape of globular cacti produce a low surface area-to-volume ratio, thus reducing water loss, as well as minimizing the heating effects of sunlight. The ribbed or fluted stems of many cacti allow the stem to shrink during periods of drought and then swell as it fills with water during periods of availability.[10] A mature saguaro (Carnegiea gigantea) is said to be able to absorb as much as 200 U.S. gallons (760 l; 170 imp gal) of water during a rainstorm.[8] The outer layer of the stem usually has a tough cuticle, reinforced with waxy layers, which reduce water loss. These layers are responsible for the grayish or bluish tinge to the stem color of many cacti.[10]
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The stems of most cacti have adaptations to allow them to conduct photosynthesis in the absence of leaves. This is discussed further below under Metabolism.
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Many cacti have roots that spread out widely, but only penetrate a short distance into the soil. In one case, a young saguaro only 12 cm (4.7 in) tall had a root system with a diameter of 2 m (7 ft), but no more than 10 cm (4 in) deep.[15] Cacti can also form new roots quickly when rain falls after a drought. The concentration of salts in the root cells of cacti is relatively high.[18] All these adaptations enable cacti to absorb water rapidly during periods of brief or light rainfall. Thus, Ferocactus cylindraceus reportedly can take up a significant amount of water within 12 hours of as little as 7 mm (0.3 in) of rainfall, becoming fully hydrated in a few days.[10]
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Although in most cacti, the stem acts as the main organ for storing water, some cacti have in addition large taproots.[10] These may be several times the length of the above-ground body in the case of species such as Copiapoa atacamensis,[10] which grows in one of the driest places in the world, the Atacama Desert in northern Chile.[19]
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Photosynthesis requires plants to take in carbon dioxide gas (CO2). As they do so, they lose water through transpiration. Like other types of succulents, cacti reduce this water loss by the way in which they carry out photosynthesis. "Normal" leafy plants use the C3 mechanism: during daylight hours, CO2 is continually drawn out of the air present in spaces inside leaves and converted first into a compound containing three carbon atoms (3-phosphoglycerate) and then into products such as carbohydrates. The access of air to internal spaces within a plant is controlled by stomata, which are able to open and close. The need for a continuous supply of CO2 during photosynthesis means the stomata must be open, so water vapor is continuously being lost. Plants using the C3 mechanism lose as much as 97% of the water taken up through their roots in this way.[20] A further problem is that as temperatures rise, the enzyme that captures CO2 starts to capture more and more oxygen instead, reducing the efficiency of photosynthesis by up to 25%.[21]
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Crassulacean acid metabolism (CAM) is a mechanism adopted by cacti and other succulents to avoid the problems of the C3 mechanism. In full CAM, the stomata open only at night, when temperatures and water loss are lowest. CO2 enters the plant and is captured in the form of organic acids stored inside cells (in vacuoles). The stomata remain closed throughout the day, and photosynthesis uses only this stored CO2. CAM uses water much more efficiently at the price of limiting the amount of carbon fixed from the atmosphere and thus available for growth.[22] CAM-cycling is a less efficient system whereby stomata open in the day, just as in plants using the C3 mechanism. At night, or when the plant is short of water, the stomata close and the CAM mechanism is used to store CO2 produced by respiration for use later in photosynthesis. CAM-cycling is present in Pereskia species.[9]
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By studying the ratio of 14C to 13C incorporated into a plant—its isotopic signature—it is possible to deduce how much CO2 is taken up at night and how much in the daytime. Using this approach, most of the Pereskia species investigated exhibit some degree of CAM-cycling, suggesting this ability was present in the ancestor of all cacti.[9] Pereskia leaves are claimed to only have the C3 mechanism with CAM restricted to stems.[23] More recent studies show that "it is highly unlikely that significant carbon assimilation occurs in the stem"; Pereskia species are described as having "C3 with inducible CAM."[9] Leafless cacti carry out all their photosynthesis in the stem, using full CAM. As of February 2012[update], it is not clear whether stem-based CAM evolved once only in the core cacti, or separately in the opuntias and cactoids;[9] CAM is known to have evolved convergently many times.[22]
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To carry out photosynthesis, cactus stems have undergone many adaptations. Early in their evolutionary history, the ancestors of modern cacti (other than one group of Pereskia species) developed stomata on their stems and began to delay developing bark. However, this alone was not sufficient; cacti with only these adaptations appear to do very little photosynthesis in their stems. Stems needed to develop structures similar to those normally found only in leaves. Immediately below the outer epidermis, a hypodermal layer developed made up of cells with thickened walls, offering mechanical support. Air spaces were needed between the cells to allow carbon dioxide to diffuse inwards. The center of the stem, the cortex, developed "chlorenchyma" – a plant tissue made up of relatively unspecialized cells containing chloroplasts, arranged into a "spongy layer" and a "palisade layer" where most of the photosynthesis occurs.[24]
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Naming and classifying cacti has been both difficult and controversial since the first cacti were discovered for science. The difficulties began with Carl Linnaeus. In 1737, he placed the cacti he knew into two genera, Cactus and Pereskia. However, when he published Species Plantarum in 1753—the starting point for modern botanical nomenclature—he relegated them all to one genus, Cactus. The word "cactus" is derived through Latin from the Ancient Greek κάκτος (kaktos), a name used by Theophrastus for a spiny plant,[25] which may have been the cardoon (Cynara cardunculus).[26]
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Later botanists, such as Philip Miller in 1754, divided cacti into several genera, which, in 1789, Antoine Laurent de Jussieu placed in his newly created family Cactaceae. By the early 20th century, botanists came to feel Linnaeus's name Cactus had become so confused as to its meaning (was it the genus or the family?) that it should not be used as a genus name. The 1905 Vienna botanical congress rejected the name Cactus and instead declared Mammillaria was the type genus of the family Cactaceae. It did, however, conserve the name Cactaceae, leading to the unusual situation in which the family Cactaceae no longer contains the genus after which it was named.[27]
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The difficulties continued, partly because giving plants scientific names relies on "type specimens". Ultimately, if botanists want to know whether a particular plant is an example of, say, Mammillaria mammillaris, they should be able to compare it with the type specimen to which this name is permanently attached. Type specimens are normally prepared by compression and drying, after which they are stored in herbaria to act as definitive references. However, cacti are very difficult to preserve in this way; they have evolved to resist drying and their bodies do not easily compress.[28] A further difficulty is that many cacti were given names by growers and horticulturalists rather than botanists; as a result, the provisions of the International Code of Nomenclature for algae, fungi, and plants (which governs the names of cacti, as well as other plants) were often ignored. Curt Backeberg, in particular, is said to have named or renamed 1,200 species without one of his names ever being attached to a specimen, which, according to David Hunt, ensured he "left a trail of nomenclatural chaos that will probably vex cactus taxonomists for centuries."[29]
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In 1984, it was decided that the Cactaceae Section of the International Organization for Succulent Plant Study should set up a working party, now called the International Cactaceae Systematics Group (ICSG), to produce consensus classifications down to the level of genera. Their system has been used as the basis of subsequent classifications. Detailed treatments published in the 21st century have divided the family into around 125–130 genera and 1,400–1,500 species, which are then arranged into a number of tribes and subfamilies.[30][31][32] The ICSG classification of the cactus family recognizes four subfamilies, the largest of which is divided into nine tribes. The subfamilies are:[30]
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Molecular phylogenetic studies have supported the monophyly of three of these subfamilies (not Pereskioideae),[32][35] but have not supported all of the tribes or even genera below this level; indeed, a 2011 study found only 39% of the genera in the subfamily Cactoideae sampled in the research were monophyletic.[32] Classification of the cacti currently remains uncertain and is likely to change.
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A 2005 study suggested the genus Pereskia was basal within the Cactaceae, but confirmed earlier suggestions it was not monophyletic, i.e., did not include all the descendants of a common ancestor. The Bayesian consensus cladogram from this study is shown below.[35]
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Pereskia Clade A
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Pereskia Clade B
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Opuntioideae
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Maihuenia
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Cactoideae
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A more recent 2011 study using fewer genes but more species also found that Pereskia was divided into these two clades, but was unable to resolve the members of the "core cacti" clade. It was accepted that the relationships shown above are "the most robust to date."[32]
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The two clades of Pereskia differ in their geographical distribution; with one exception, clade A is found around the Gulf of Mexico and the Caribbean Sea, whereas clade B occurs south of the Amazon Basin. Species of Pereskia within clade A always lack two key features of the stem present in most of the remaining "caulocacti": like most non-cacti, their stems begin to form bark early in the plants' life and also lack stomata—structures that control admission of air into a plant and hence control photosynthesis. By contrast, caulocacti, including species of Pereskia clade B, typically delay forming bark and have stomata on their stems, thus giving the stem the potential to become a major organ for photosynthesis. (The two highly specialized species of Maihuenia are something of an exception.)[35]
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The first cacti are thought to have been only slightly succulent shrubs or small trees whose leaves carried out photosynthesis. They lived in tropical areas that experienced periodic drought. If Pereskia clade A is a good model of these early cacti, then, although they would have appeared superficially similar to other trees growing nearby, they had already evolved strategies to conserve water (some of which are present in members of other families in the order Caryophyllales). These strategies included being able to respond rapidly to periods of rain, and keeping transpiration low by using water very efficiently during photosynthesis. The latter was achieved by tightly controlling the opening of stomata. Like Pereskia species today, early ancestors may have been able to switch from the normal C3 mechanism, where carbon dioxide is used continuously in photosynthesis, to CAM cycling, in which when the stomata are closed, carbon dioxide produced by respiration is stored for later use in photosynthesis.[9]
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Pereskia clade B marks the beginnings of an evolutionary switch to using stems as photosynthetic organs. Stems have stomata and the formation of bark takes place later than in normal trees. The "core cacti" show a steady increase in both stem succulence and photosynthesis accompanied by multiple losses of leaves, more-or-less complete in the Cactoideae. One evolutionary question at present unanswered is whether the switch to full CAM photosynthesis in stems occurred only once in the core cacti, in which case it has been lost in Maihuenia, or separately in Opuntioideae and Cactoideae, in which case it never evolved in Maihuenia.[9]
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Understanding evolution within the core cacti clade is difficult as of February 2012[update], since phylogenetic relationships are still uncertain and not well related to current classifications. Thus, a 2011 study found "an extraordinarily high proportion of genera" were not monophyletic, so were not all descendants of a single common ancestor. For example, of the 36 genera in the subfamily Cactoideae sampled in the research, 22 (61%) were found not monophyletic.[32] Nine tribes are recognized within Cactoideae in the International Cactaceae Systematics Group (ICSG) classification; one, Calymmantheae, comprises a single genus, Calymmanthium.[30] Only two of the remaining eight – Cacteae and Rhipsalideae – were shown to be monophyletic in a 2011 study by Hernández-Hernández et al. For a more detailed discussion of the phylogeny of the cacti, see Classification of the Cactaceae.
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No known fossils of cacti exist to throw light on their evolutionary history.[36] However, the geographical distribution of cacti offers some evidence. Except for a relatively recent spread of Rhipsalis baccifera to parts of the Old World, cacti are plants of South America and mainly southern regions of North America. This suggests the family must have evolved after the ancient continent of Gondwana split into South America and Africa, which occurred during the Early Cretaceous, around 145 to 101 million years ago.[37] Precisely when after this split cacti evolved is less clear. Older sources suggest an early origin around 90 – 66 million years ago, during the Late Cretaceous. More recent molecular studies suggest a much younger origin, perhaps in very Late Eocene to early Oligocene periods, around 35–30 million years ago.[36][38] Based on the phylogeny of the cacti, the earliest diverging group (Pereskia clade A) may have originated in Central America and northern South America, whereas the caulocacti, those with more-or-less succulent stems, evolved later in the southern part of South America, and then moved northwards.[35] Core cacti, those with strongly succulent stems, are estimated to have evolved around 25 million years ago.[36] A possible stimulus to their evolution may have been uplifting in the central Andes, some 25–20 million years ago, which was associated with increasing and varying aridity.[35] However, the current species diversity of cacti is thought to have arisen only in the last 10–5 million years (from the late Miocene into the Pliocene). Other succulent plants, such as the Aizoaceae in South Africa, the Didiereaceae in Madagascar and the genus Agave in the Americas, appear to have diversified at the same time, which coincided with a global expansion of arid environments.[36]
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Cacti inhabit diverse regions, from coastal plains to high mountain areas. With one exception, they are native to the Americas, where their range extends from Patagonia to British Columbia and Alberta in western Canada. A number of centers of diversity exist. For cacti adapted to drought, the three main centers are Mexico and the southwestern United States; the southwestern Andes, where they are found in Peru, Bolivia, Chile and Argentina; and eastern Brazil, away from the Amazon Basin. Tree-living epiphytic and climbing cacti necessarily have different centers of diversity, as they require moister environments. They are mainly found in the coastal mountains and Atlantic forests of southeastern Brazil; in Bolivia, which is the center of diversity for the subfamily Rhipsalideae; and in forested regions of Central America, where the climbing Hylocereeae are most diverse.[39]
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Rhipsalis baccifera is the exception; it is native to both the Americas and the Old World, where it is found in tropical Africa, Madagascar, and Sri Lanka. One theory is it was spread by being carried as seeds in the digestive tracts of migratory birds; the seeds of Rhipsalis are adapted for bird distribution. Old World populations are polyploid, and regarded as distinct subspecies, supporting the idea that the spread was not recent.[40] The alternative theory is the species initially crossed the Atlantic on European ships trading between South America and Africa, after which birds may have spread it more widely.[41]
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Many other species have become naturalized outside the Americas after having been introduced by people, especially in Australia, Hawaii, and the Mediterranean region. In Australia, species of Opuntia, particularly Opuntia stricta, were introduced in the 19th century for use as natural agricultural fences and in an attempt to establish a cochineal industry. They rapidly became a major weed problem, but are now controlled by biological agents, particularly the moth Cactoblastis cactorum.[42] The weed potential of Opuntia species in Australia continues however, leading to all opuntioid cacti except O. ficus-indica being declared Weeds of National Significance by the Australian Weeds Committee in April 2012.
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Cactus flowers are pollinated by insects, birds and bats. None are known to be wind-pollinated and self-pollination occurs in only a very few species; for example the flowers of some species of Frailea do not open (cleistogamy).[43] The need to attract pollinators has led to the evolution of pollination syndromes, which are defined as groups of "floral traits, including rewards, associated with the attraction and utilization of a specific group of animals as pollinators."[44]
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Bees are the most common pollinators of cacti; bee-pollination is considered to have been the first to evolve.[43] Day-flying butterflies and nocturnal moths are associated with different pollination syndromes. Butterfly-pollinated flowers are usually brightly colored, opening during the day, whereas moth-pollinated flowers are often white or pale in color, opening only in the evening and at night.[45] As an example, Pachycereus schottii is pollinated by a particular species of moth, Upiga virescens, which also lays its eggs among the developing seeds its caterpillars later consume.[45] The flowers of this cactus are funnel-shaped, white to deep pink, up to 4 cm (1.6 in) long, and open at night.[46]
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Hummingbirds are significant pollinators of cacti. Species showing the typical hummingbird-pollination syndrome have flowers with colors towards the red end of the spectrum, anthers and stamens that protrude from the flower, and a shape that is not radially symmetrical, with a lower lip that bends downwards; they produce large amounts of nectar with a relatively low sugar content.[47] Schlumbergera species, such as S. truncata, have flowers that correspond closely to this syndrome.[48] Other hummingbird-pollinated genera include Cleistocactus and Disocactus.[43]
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Bat-pollination is relatively uncommon in flowering plants, but about a quarter of the genera of cacti are known to be pollinated by bats—an unusually high proportion, exceeded among eudicots by only two other families, both with very few genera. Columnar cacti growing in semidesert areas are among those most likely to be bat-pollinated; this may be because bats are able to travel considerable distances, so are effective pollinators of plants growing widely separated from one another. The pollination syndrome associated with bats includes a tendency for flowers to open in the evening and at night, when bats are active. Other features include a relatively dull color, often white or green; a radially symmetrical shape, often tubular; a smell described as "musty"; and the production of a large amount of sugar-rich nectar. Carnegiea gigantea is an example of a bat-pollinated cactus, as are many species of Pachycereus and Pilosocereus.[49]
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The fruits produced by cacti after the flowers have been fertilized vary considerably; many are fleshy, although some are dry. All contain a large number of seeds. Fleshy, colorful and sweet-tasting fruits are associated with seed dispersal by birds. The seeds pass through their digestive systems and are deposited in their droppings. Fruit that falls to the ground may be eaten by other animals; giant tortoises are reported to distribute Opuntia seeds in the Galápagos Islands. Ants appear to disperse the seeds of a few genera, such as Blossfeldia. Drier spiny fruits may cling to the fur of mammals or be moved around by the wind.[50]
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As of March 2012[update], there is still controversy as to the precise dates when humans first entered those areas of the New World where cacti are commonly found, and hence when they might first have used them. An archaeological site in Chile has been dated to around 15,000 years ago,[51] suggesting cacti would have been encountered before then. Early evidence of the use of cacti includes cave paintings in the Serra da Capivara in Brazil, and seeds found in ancient middens (waste dumps) in Mexico and Peru, with dates estimated at 12,000–9,000 years ago. Hunter-gatherers likely collected cactus fruits in the wild and brought them back to their camps.[52]
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It is not known when cacti were first cultivated. Opuntias (prickly pears) were used for a variety of purposes by the Aztecs, whose empire, lasting from the 14th to the 16th century, had a complex system of horticulture. Their capital from the 15th century was Tenochtitlan (now Mexico City); one explanation for the origin of the name is that it includes the Nahuatl word nōchtli, referring to the fruit of an opuntia.[53] The coat of arms of Mexico shows an eagle perched on a cactus while holding a snake, an image at the center of the myth of the founding of Tenochtitlan.[54] The Aztecs symbolically linked the ripe red fruits of an opuntia to human hearts; just as the fruit quenches thirst, so offering human hearts to the sun god ensured the sun would keep moving.[55]
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Europeans first encountered cacti when they arrived in the New World late in the 15th century. Their first landfalls were in the West Indies, where relatively few cactus genera are found; one of the most common is the genus Melocactus.[56] Thus, melocacti were possibly among the first cacti seen by Europeans. Melocactus species were present in English collections of cacti before the end of the 16th century (by 1570 according to one source,[57]) where they were called Echinomelocactus, later shortened to Melocactus by Joseph Pitton de Tourneville in the early 18th century.[58] Cacti, both purely ornamental species and those with edible fruit, continued to arrive in Europe, so Carl Linnaeus was able to name 22 species by 1753. One of these, his Cactus opuntia (now part of Opuntia ficus-indica), was described as "fructu majore ... nunc in Hispania et Lusitania" (with larger fruit ... now in Spain and Portugal), indicative of its early use in Europe.[59][60]
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The plant now known as Opuntia ficus-indica, or the Indian fig cactus, has long been an important source of food. The original species is thought to have come from central Mexico, although this is now obscure because the indigenous people of southern North America developed and distributed a range of horticultural varieties (cultivars), including forms of the species and hybrids with other opuntias. Both the fruit and pads are eaten, the former often under the Spanish name tuna, the latter under the name nopal. Cultivated forms are often significantly less spiny or even spineless.[61] The nopal industry in Mexico was said to be worth US$150 million in 2007.[62] The Indian fig cactus was probably already present in the Caribbean when the Spanish arrived, and was soon after brought to Europe. It spread rapidly in the Mediterranean area, both naturally and by being introduced—so much so, early botanists assumed it was native to the area. Outside the Americas, the Indian fig cactus is an important commercial crop in Sicily, Algeria and other North African countries.[60] Fruits of other opuntias are also eaten, generally under the same name, tuna. Flower buds, particularly of Cylindropuntia species, are also consumed.[63]
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Almost any fleshy cactus fruit is edible. The word pitaya or pitahaya (usually considered to have been taken into Spanish from Haitian creole[64]) can be applied to a range of "scaly fruit", particularly those of columnar cacti. The fruit of the saguaro (Carnegiea gigantea) has long been important to the indigenous peoples of northwestern Mexico and the southwestern United States, including the Sonoran Desert. It can be preserved by boiling to produce syrup and by drying. The syrup can also be fermented to produce an alcoholic drink. Fruits of Stenocereus species have also been important food sources in similar parts of North America; Stenocereus queretaroensis is cultivated for its fruit. In more tropical southern areas, the climber Hylocereus undatus provides pitahaya orejona, now widely grown in Asia under the name dragon fruit. Other cacti providing edible fruit include species of Echinocereus, Ferocactus, Mammillaria, Myrtillocactus, Pachycereus, Peniocereus and Selenicereus. The bodies of cacti other than opuntias are less often eaten, although Anderson reported that Neowerdermannia vorwerkii is prepared and eaten like potatoes in upland Bolivia.[65]
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Gathering saguaro in 1907
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Edible fruit of the saguaro
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Fruits of some Ferocactus are edible.
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Dragon fruit for sale in Taiwan
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Fruit prepared from Stenocereus queretaroensis
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Salad including sliced nopales (opuntia pads)
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A number of species of cacti have been shown to contain psychoactive agents, chemical compounds that can cause changes in mood, perception and cognition through their effects on the brain. Two species have a long history of use by the indigenous peoples of the Americas: peyote, Lophophora williamsii, in North America, and the San Pedro cactus, Echinopsis pachanoi, in South America. Both contain mescaline.[66]
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L. williamsii is native to northern Mexico and southern Texas. Individual stems are about 2–6 cm (0.8–2.4 in) high with a diameter of 4–11 cm (1.6–4.3 in), and may be found in clumps up to 1 m (3 ft) wide.[67] A large part of the stem is usually below ground. Mescaline is concentrated in the photosynthetic portion of the stem above ground. The center of the stem, which contains the growing point (the apical meristem), is sunken. Experienced collectors of peyote remove a thin slice from the top of the plant, leaving the growing point intact, thus allowing the plant to regenerate.[68] Evidence indicates peyote was in use more than 5,500 years ago; dried peyote buttons presumed to be from a site on the Rio Grande, Texas, were radiocarbon dated to around 3780–3660 BC.[69] Peyote is perceived as a means of accessing the spirit world. Attempts by the Roman Catholic church to suppress its use after the Spanish conquest were largely unsuccessful, and by the middle of the 20th century, peyote was more widely used than ever by indigenous peoples as far north as Canada. It is now used formally by the Native American Church.[66]
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Echinopsis pachanoi is native to Ecuador and Peru. It is very different in appearance from L. williamsii. It has tall stems, up to 6 m (20 ft) high, with a diameter of 6–15 cm (2.4–5.9 in), which branch from the base, giving the whole plant a shrubby or tree-like appearance.[70] Archaeological evidence of the use of this cactus appears to date back to 2,000–2,300 years ago, with carvings and ceramic objects showing columnar cacti.[71] Although church authorities under the Spanish attempted to suppress its use, this failed, as shown by the Christian element in the common name "San Pedro cactus"—Saint Peter cactus. Anderson attributes the name to the belief that just as St Peter holds the keys to heaven, the effects of the cactus allow users "to reach heaven while still on earth."[66] It continues to be used for its psychoactive effects, both for spiritual and for healing purposes, often combined with other psychoactive agents, such as Datura ferox and tobacco.[71] Several other species of Echinopsis, including E. peruviana, also contain mescaline.[66]
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Cacti were cultivated as ornamental plants from the time they were first brought from the New World. By the early 1800s, enthusiasts in Europe had large collections (often including other succulents alongside cacti). Rare plants were sold for very high prices. Suppliers of cacti and other succulents employed collectors to obtain plants from the wild, in addition to growing their own. In the late 1800s, collectors turned to orchids, and cacti became less popular, although never disappearing from cultivation.[72]
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Cacti are often grown in greenhouses, particularly in regions unsuited to the cultivation of cacti outdoors, such the northern parts of Europe and North America. Here, they may be kept in pots or grown in the ground. Cacti are also grown as houseplants, many being tolerant of the often dry atmosphere. Cacti in pots may be placed outside in the summer to ornament gardens or patios, and then kept under cover during the winter.[73] Less drought-resistant epiphytes, such as epiphyllum hybrids, Schlumbergera (the Thanksgiving or Christmas cactus) and Hatiora (the Easter cactus), are widely cultivated as houseplants.
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Cacti may also be planted outdoors in regions with suitable climates. Concern for water conservation in arid regions has led to the promotion of gardens requiring less watering (xeriscaping). For example, in California, the East Bay Municipal Utility District sponsored the publication of a book on plants and landscapes for summer-dry climates.[74] Cacti are one group of drought-resistant plants recommended for dry landscape gardening.[75]
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Cacti have many other uses. They are used for human food and as fodder for animals, usually after burning off their spines.[76] In addition to their use as psychoactive agents, some cacti are employed in herbal medicine. The practice of using various species of Opuntia in this way has spread from the Americas, where they naturally occur, to other regions where they grow, such as India.[77]
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Cochineal is a red dye produced by a scale insect that lives on species of Opuntia. Long used by the peoples of Central and North America, demand fell rapidly when European manufacturers began to produce synthetic dyes in the middle of the 19th century. Commercial production has now increased following a rise in demand for natural dyes.[78]
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Cacti are used as construction materials. Living cactus fences are employed as barricades around buildings to prevent people breaking in. They also used to corral animals. The woody parts of cacti, such as Cereus repandus and Echinopsis atacamensis, are used in buildings and in furniture. The frames of wattle and daub houses built by the Seri people of Mexico may use parts of Carnegiea gigantea. The very fine spines and hairs (trichomes) of some cacti were used as a source of fiber for filling pillows and in weaving.[79]
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All cacti are included in Appendix II of the Convention on International Trade in Endangered Species of Wild Fauna and Flora (CITES), which "lists species that are not necessarily now threatened with extinction but that may become so unless trade is closely controlled." Control is exercised by making international trade in most specimens of cacti illegal unless permits have been issued, at least for exports.[80] Some exceptions are allowed, e.g., for "naturalized or artificially propagated plants".[81] Some cacti, such as all Ariocarpus and Discocactus species, are included in the more restrictive Appendix I,[81] used for the "most endangered" species. These may only be moved between countries for scientific purposes, and only then when accompanied by both export and import permits.[80]
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The three main threats to cacti in the wild are development, grazing and over-collection. Development takes many forms. The construction of a dam near Zimapan, Mexico, caused the destruction of a large part of the natural habitat of Echinocactus grusonii. Urban development and highways have destroyed cactus habitats in parts of Mexico, New Mexico and Arizona, including the Sonoran Desert. The conversion of land to agriculture has affected populations of Ariocarpus kotschoubeyanus in Mexico, where dry plains were plowed for maize cultivation, and of Copiapoa and Eulychnia in Chile, where valley slopes were planted with vines.[82] Grazing, in many areas by introduced animals, such as goats, has caused serious damage to populations of cacti (as well as other plants); two examples cited by Anderson are the Galápagos Islands generally and the effect on Browningia candelaris in Peru. Over-collection of cacti for sale has greatly affected some species. For example, the type locality of Pelecyphora strobiliformis near Miquihuana, Mexico, was virtually denuded of plants, which were dug up for sale in Europe. Illegal collecting of cacti from the wild continues to pose a threat.[83]
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Conservation of cacti can be in situ or ex situ. In situ conservation involves preserving habits through enforcement of legal protection and the creation of specially protected areas such as national parks and reserves. Examples of such protected areas in the United States include Big Bend National Park, Texas; Joshua Tree National Park, California; and Saguaro National Park, Arizona. Latin American examples include Parque Nacional del Pinacate, Sonora, Mexico and Pan de Azúcar National Park, Chile. Ex situ conservation aims to preserve plants and seeds outside their natural habitats, often with the intention of later reintroduction. Botanical gardens play an important role in ex situ conservation; for example, seeds of cacti and other succulents are kept in long-term storage at the Desert Botanical Garden, Arizona.[84]
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The popularity of cacti means many books are devoted to their cultivation. Cacti naturally occur in a wide range of habitats and are then grown in many countries with different climates, so precisely replicating the conditions in which a species normally grows is usually not practical.[72] A broad distinction can be made between semidesert cacti and epiphytic cacti, which need different conditions and are best grown separately.[85] This section is primarily concerned with the cultivation of semidesert cacti in containers and under protection, such as in a greenhouse or in the home, rather than cultivation outside in the ground in those climates that permit it. For the cultivation of epiphytic cacti, see Cultivation of Schlumbergera (Christmas or Thanksgiving cacti), and Cultivation of epiphyllum hybrids.
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The purpose of the growing medium is to provide support and to store water, oxygen and dissolved minerals to feed the plant.[86] In the case of cacti, there is general agreement that an open medium with a high air content is important. When cacti are grown in containers, recommendations as to how this should be achieved vary greatly; Miles Anderson says that if asked to describe a perfect growing medium, "ten growers would give 20 different answers".[87] Roger Brown suggests a mixture of two parts commercial soilless growing medium, one part hydroponic clay and one part coarse pumice or perlite, with the addition of soil from earthworm castings.[86] The general recommendation of 25–75% organic-based material, the rest being inorganic such as pumice, perlite or grit, is supported by other sources.[87][88][89][90] However, the use of organic material is rejected altogether by others; Hecht says that cacti (other than epiphytes) "want soil that is low in or free of humus", and recommends coarse sand as the basis of a growing medium.[91]
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Semi-desert cacti need careful watering. General advice is hard to give, since the frequency of watering required depends on where the cacti are being grown, the nature of the growing medium, and the original habitat of the cacti.[92] Brown says that more cacti are lost through the "untimely application of water than for any other reason" and that even during the dormant winter season, cacti need some water.[93] Other sources say that water can be withheld during winter (November to March in the Northern Hemisphere).[85] Another issue is the hardness of the water; where it is necessary to use hard water, regular re-potting is recommended to avoid the build up of salts.[93] The general advice given is that during the growing season, cacti should be allowed to dry out between thorough waterings.[93][94][85] A water meter can help in determining when the soil is dry.[94]
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|
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Although semi-desert cacti may be exposed to high light levels in the wild, they may still need some shading when subjected to the higher light levels and temperatures of a greenhouse in summer.[95][96] Allowing the temperature to rise above 32 °C (90 °F) is not recommended.[96] The minimum winter temperature required depends very much on the species of cactus involved. For a mixed collection, a minimum temperature of between 5 °C (41 °F) and 10 °C (50 °F) is often suggested, except for cold-sensitive genera such as Melocactus and Discocactus.[97][85] Some cacti, particularly those from the high Andes, are fully frost-hardy when kept dry (e.g. Rebutia minuscula survives temperatures down to −9 °C (16 °F) in cultivation[98]) and may flower better when exposed to a period of cold.[99]
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Cacti can be propagated by seed, cuttings or grafting. Seed sown early in the year produces seedlings that benefit from a longer growing period.[100] Seed is sown in a moist growing medium and then kept in a covered environment, until 7–10 days after germination, to avoid drying out.[101] A very wet growing medium can cause both seeds and seedlings to rot.[102] A temperature range of 18–30 °C (64–86 °F) is suggested for germination; soil temperatures of around 22 °C (72 °F) promote the best root growth. Low light levels are sufficient during germination, but afterwards semi-desert cacti need higher light levels to produce strong growth, although acclimatization is needed to conditions in a greenhouse, such as higher temperatures and strong sunlight.[101]
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Reproduction by cuttings makes use of parts of a plant that can grow roots. Some cacti produce "pads" or "joints" that can be detached or cleanly cut off. Other cacti produce offsets that can be removed.[100] Otherwise, stem cuttings can be made, ideally from relatively new growth. It is recommended that any cut surfaces be allowed to dry for a period of several days to several weeks until a callus forms over the cut surface. Rooting can then take place in an appropriate growing medium at a temperature of around 22 °C (72 °F).[100][101]
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Grafting is used for species difficult to grow well in cultivation or that cannot grow independently, such as some chlorophyll-free forms with white, yellow or red bodies, or some forms that show abnormal growth (e.g., cristate or monstrose forms). For the host plant (the stock), growers choose one that grows strongly in cultivation and is compatible with the plant to be propagated: the scion. The grower makes cuts on both stock and scion and joins the two, binding them together while they unite. Various kinds of graft are used—flat grafts, where both scion and stock are of similar diameters, and cleft grafts, where a smaller scion is inserted into a cleft made in the stock.[103]
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Commercially, huge numbers of cacti are produced annually. For example, in 2002 in Korea alone, 49 million plants were propagated, with a value of almost US$9 million. Most of them (31 million plants) were propagated by grafting.[104]
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A range of pests attack cacti in cultivation. Those that feed on sap include mealybugs, living on both stems and roots; scale insects, generally only found on stems; whiteflies, which are said to be an "infrequent" pest of cacti;[105] red spider mites, which are very small but can occur in large numbers, constructing a fine web around themselves and badly marking the cactus via their sap sucking, even if they do not kill it; and thrips, which particularly attack flowers. Some of these pests are resistant to many insecticides, although there are biological controls available. Roots of cacti can be eaten by the larvae of sciarid flies and fungus gnats. Slugs and snails also eat cacti.[106][107]
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Fungi, bacteria and viruses attack cacti, the first two particularly when plants are over-watered. Fusarium rot can gain entry through a wound and cause rotting accompanied by red-violet mold. "Helminosporium rot" is caused by Bipolaris cactivora (syn. Helminosporium cactivorum[108]); Phytophthora species also cause similar rotting in cacti. Fungicides may be of limited value in combating these diseases.[109] Several viruses have been found in cacti, including cactus virus X. These appear to cause only limited visible symptoms, such as chlorotic (pale green) spots and mosaic effects (streaks and patches of paler color).[110] However, in an Agave species, cactus virus X has been shown to reduce growth, particularly when the roots are dry.[111] There are no treatments for virus diseases.[109]
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See also Classification of the Cactaceae
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A cactus (plural cacti, cactuses, or less commonly, cactus)[3] is a member of the plant family Cactaceae,[Note 1] a family comprising about 127 genera with some 1750 known species of the order Caryophyllales.[4] The word "cactus" derives, through Latin, from the Ancient Greek κάκτος, kaktos, a name originally used by Theophrastus for a spiny plant whose identity is now not certain.[5] Cacti occur in a wide range of shapes and sizes. Most cacti live in habitats subject to at least some drought. Many live in extremely dry environments, even being found in the Atacama Desert, one of the driest places on earth. Cacti show many adaptations to conserve water. Almost all cacti are succulents, meaning they have thickened, fleshy parts adapted to store water. Unlike many other succulents, the stem is the only part of most cacti where this vital process takes place. Most species of cacti have lost true leaves, retaining only spines, which are highly modified leaves. As well as defending against herbivores, spines help prevent water loss by reducing air flow close to the cactus and providing some shade. In the absence of leaves, enlarged stems carry out photosynthesis. Cacti are native to the Americas, ranging from Patagonia in the south to parts of western Canada in the north—except for Rhipsalis baccifera, which also grows in Africa and Sri Lanka.
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Cactus spines are produced from specialized structures called areoles, a kind of highly reduced branch. Areoles are an identifying feature of cacti. As well as spines, areoles give rise to flowers, which are usually tubular and multipetaled. Many cacti have short growing seasons and long dormancies, and are able to react quickly to any rainfall, helped by an extensive but relatively shallow root system that quickly absorbs any water reaching the ground surface. Cactus stems are often ribbed or fluted, which allows them to expand and contract easily for quick water absorption after rain, followed by long drought periods. Like other succulent plants, most cacti employ a special mechanism called "crassulacean acid metabolism" (CAM) as part of photosynthesis. Transpiration, during which carbon dioxide enters the plant and water escapes, does not take place during the day at the same time as photosynthesis, but instead occurs at night. The plant stores the carbon dioxide it takes in as malic acid, retaining it until daylight returns, and only then using it in photosynthesis. Because transpiration takes place during the cooler, more humid night hours, water loss is significantly reduced.
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Many smaller cacti have globe-shaped stems, combining the highest possible volume for water storage, with the lowest possible surface area for water loss from transpiration. The tallest[Note 2] free-standing cactus is Pachycereus pringlei, with a maximum recorded height of 19.2 m (63 ft),[6] and the smallest is Blossfeldia liliputiana, only about 1 cm (0.4 in) in diameter at maturity.[7] A fully grown saguaro (Carnegiea gigantea) is said to be able to absorb as much as 200 U.S. gallons (760 l; 170 imp gal) of water during a rainstorm.[8] A few species differ significantly in appearance from most of the family. At least superficially, plants of the genus Pereskia resemble other trees and shrubs growing around them. They have persistent leaves, and when older, bark-covered stems. Their areoles identify them as cacti, and in spite of their appearance, they, too, have many adaptations for water conservation. Pereskia is considered close to the ancestral species from which all cacti evolved. In tropical regions, other cacti grow as forest climbers and epiphytes (plants that grow on trees). Their stems are typically flattened, almost leaf-like in appearance, with fewer or even no spines, such as the well-known Christmas cactus or Thanksgiving cactus (in the genus Schlumbergera).
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Cacti have a variety of uses: many species are used as ornamental plants, others are grown for fodder or forage, and others for food (particularly their fruit). Cochineal is the product of an insect that lives on some cacti.
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|
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Many succulent plants in both the Old and New World – such as some Euphorbiaceae (euphorbias) – bear a striking resemblance to cacti, and may incorrectly be called "cactus" in common usage.
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The 1,500 to 1,800 species of cacti mostly fall into one of two groups of "core cacti": opuntias (subfamily Opuntioideae) and "cactoids" (subfamily Cactoideae). Most members of these two groups are easily recognizable as cacti. They have fleshy succulent stems that are major organs of photosynthesis. They have absent, small, or transient leaves. They have flowers with ovaries that lie below the sepals and petals, often deeply sunken into a fleshy receptacle (the part of the stem from which the flower parts grow). All cacti have areoles—highly specialized short shoots with extremely short internodes that produce spines, normal shoots, and flowers.[9]
|
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The remaining cacti fall into only two genera, Pereskia and Maihuenia, and are rather different,[9] which means any description of cacti as a whole must frequently make exceptions for them. Pereskia species superficially resemble other tropical forest trees. When mature, they have woody stems that may be covered with bark and long-lasting leaves that provide the main means of photosynthesis. Their flowers may have superior ovaries (i.e., above the points of attachment of the sepals and petals), and areoles that produce further leaves. The two species of Maihuenia have small, globe-shaped bodies with prominent leaves at the top.[9]
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Cacti show a wide variety of growth habits, which are difficult to divide into clear, simple categories.
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They can be tree-like (arborescent), meaning they typically have a single more-or-less woody trunk topped by several to many branches. In the genus Pereskia, the branches are covered with leaves, so the species of this genus may not be recognized as cacti. In most other cacti, the branches are more typically cactus-like, bare of leaves and bark, and covered with spines, as in Pachycereus pringlei or the larger opuntias. Some cacti may become tree-sized but without branches, such as larger specimens of Echinocactus platyacanthus. Cacti may also be described as shrubby, with several stems coming from the ground or from branches very low down, such as in Stenocereus thurberi.[10]
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Smaller cacti may be described as columnar. They consist of erect, cylinder-shaped stems, which may or may not branch, without a very clear division into trunk and branches. The boundary between columnar forms and tree-like or shrubby forms is difficult to define. Smaller and younger specimens of Cephalocereus senilis, for example, are columnar, whereas older and larger specimens may become tree-like. In some cases, the "columns" may be horizontal rather than vertical. Thus, Stenocereus eruca has stems growing along the ground, rooting at intervals.[10]
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Cacti whose stems are even smaller may be described as globular (or globose). They consist of shorter, more ball-shaped stems than columnar cacti. Globular cacti may be solitary, such as Ferocactus latispinus, or their stems may form clusters that can create large mounds. All or some stems in a cluster may share a common root.[10]
|
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Other cacti have a quite different appearance. In tropical regions, some grow as forest climbers and epiphytes. Their stems are typically flattened, almost leaf-like in appearance, with fewer or even no spines. Climbing cacti can be very large; a specimen of Hylocereus was reported as 100 meters (330 ft) long from root to the most distant stem. Epiphytic cacti, such as species of Rhipsalis or Schlumbergera, often hang downwards, forming dense clumps where they grow in trees high above the ground.[10]
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Treelike habit (Pereskia aculeata)
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Tall treelike habit (Pachycereus pringlei)
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Tall unbranched columnar habit (Cephalocereus)
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Shorter clustered columnar habit (Ferocactus pilosus)
|
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Solitary globular habit (Ferocactus echidne)
|
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Clustered globular habit (Rebutia species)
|
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Epiphytic cactus (Rhipsalis paradoxa)
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The leafless, spiny stem is the characteristic feature of the majority of cacti (and all of those belonging to the largest subfamily, the Cactoideae). The stem is typically succulent, meaning it is adapted to store water. The surface of the stem may be smooth (as in some species of Opuntia) or covered with protuberances of various kinds, which are usually called tubercles. These vary from small "bumps" to prominent, nipple-like shapes in the genus Mammillaria and outgrowths almost like leaves in Ariocarpus species. The stem may also be ribbed or fluted in shape. The prominence of these ribs depends on how much water the stem is storing: when full (up to 90% of the mass of a cactus may be water), the ribs may be almost invisible on the swollen stem, whereas when the cactus is short of water and the stems shrink, the ribs may be very visible.[10]
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The stems of most cacti are some shade of green, often bluish or brownish green. Such stems contain chlorophyll and are able to carry out photosynthesis; they also have stomata (small structures that can open and close to allow passage of gases). Cactus stems are often visibly waxy.[10]
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Areoles are structures unique to cacti. Although variable, they typically appear as woolly or hairy areas on the stems from which spines emerge. Flowers are also produced from areoles. In the genus Pereskia, believed similar to the ancestor of all cacti, the areoles occur in the axils of leaves (i.e. in the angle between the leaf stalk and the stem).[11] In leafless cacti, areoles are often borne on raised areas on the stem where leaf bases would have been.
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Areoles are highly specialized and very condensed shoots or branches. In a normal shoot, nodes bearing leaves or flowers would be separated by lengths of stem (internodes). In an areole, the nodes are so close together, they form a single structure. The areole may be circular, elongated into an oval shape, or even separated into two parts; the two parts may be visibly connected in some way (e.g. by a groove in the stem) or appear entirely separate (a dimorphic areole). The part nearer the top of the stem then produces flowers, the other part spines. Areoles often have multicellular hairs (trichomes) that give the areole a hairy or woolly appearance, sometimes of a distinct color such as yellow or brown.[10]
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In most cacti, the areoles produce new spines or flowers only for a few years, and then become inactive. This results in a relatively fixed number of spines, with flowers being produced only from the ends of stems, which are still growing and forming new areoles. In Pereskia, a genus close to the ancestor of cacti, areoles remain active for much longer; this is also the case in Opuntia and Neoraimondia.[10]
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The great majority of cacti have no visible leaves; photosynthesis takes place in the stems (which may be flattened and leaflike in some species). Exceptions occur in three groups of cacti. All the species of Pereskia are superficially like normal trees or shrubs and have numerous leaves. Many cacti in the opuntia group (subfamily Opuntioideae, opuntioids) also have visible leaves, which may be long-lasting (as in Pereskiopsis species) or be produced only during the growing season and then be lost (as in many species of Opuntia).[10] The small genus Maihuenia also relies on leaves for photosynthesis.[12] The structure of the leaves varies somewhat between these groups. Pereskia species have "normal" leaves, with a midrib and a flattened blade (lamina) on either side. Opuntioids and Maihuenia have leaves that appear to consist only of a midrib.[13]
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Even those cacti without visible photosynthetic leaves do usually have very small leaves, less than 0.5 mm (0.02 in) long in about half of the species studied and almost always less than 1.5 mm (0.06 in) long. The function of such leaves cannot be photosynthesis; a role in the production of plant hormones, such as auxin, and in defining axillary buds has been suggested.[14]
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Botanically, "spines" are distinguished from "thorns": spines are modified leaves, and thorns are modified branches. Cacti produce spines, always from areoles as noted above. Spines are present even in those cacti with leaves, such as Pereskia, Pereskiopsis and Maihuenia, so they clearly evolved before complete leaflessness. Some cacti only have spines when young, possibly only when seedlings. This is particularly true of tree-living cacti, such as Rhipsalis and Schlumbergera, but also of some ground-living cacti, such as Ariocarpus.[10]
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The spines of cacti are often useful in identification, since they vary greatly between species in number, color, size, shape and hardness, as well as in whether all the spines produced by an areole are similar or whether they are of distinct kinds. Most spines are straight or at most slightly curved, and are described as hair-like, bristle-like, needle-like or awl-like, depending on their length and thickness. Some cacti have flattened spines (e.g. Sclerocactus papyracanthus). Other cacti have hooked spines. Sometimes, one or more central spines are hooked, while outer spines are straight (e.g., Mammillaria rekoi).[10]
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In addition to normal-length spines, members of the subfamily Opuntioideae have relatively short spines, called glochids, that are barbed along their length and easily shed. These enter the skin and are difficult to remove due to being very fine and easily broken, causing long-lasting irritation.[10]
|
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|
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Varied spines of a Ferocactus
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Hooked central spine (cf. Mammillaria rekoi)
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Unusual flattened spines of Sclerocactus papyracanthus
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Glochids of Opuntia microdasys
|
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Most ground-living cacti have only fine roots, which spread out around the base of the plant for varying distances, close to the surface. Some cacti have taproots; in genera such as Copiapoa, these are considerably larger and of a greater volume than the body. Taproots may aid in stabilizing the larger columnar cacti.[15] Climbing, creeping and epiphytic cacti may have only adventitious roots, produced along the stems where these come into contact with a rooting medium.[10]
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Like their spines, cactus flowers are variable. Typically, the ovary is surrounded by material derived from stem or receptacle tissue, forming a structure called a pericarpel. Tissue derived from the petals and sepals continues the pericarpel, forming a composite tube—the whole may be called a floral tube, although strictly speaking only the part furthest from the base is floral in origin. The outside of the tubular structure often has areoles that produce wool and spines. Typically, the tube also has small scale-like bracts, which gradually change into sepal-like and then petal-like structures, so the sepals and petals cannot be clearly differentiated (and hence are often called "tepals").[10] Some cacti produce floral tubes without wool or spines (e.g. Gymnocalycium)[16] or completely devoid of any external structures (e.g. Mammillaria).[10] Unlike the flowers of other cacti, Pereskia flowers may be borne in clusters.[11]
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Cactus flowers usually have many stamens, but only a single style, which may branch at the end into more than one stigma. The stamens usually arise from all over the inner surface of the upper part of the floral tube, although in some cacti, the stamens are produced in one or more distinct "series" in more specific areas of the inside of the floral tube.[10]
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The flower as a whole is usually radially symmetrical (actinomorphic), but may be bilaterally symmetrical (zygomorphic) in some species. Flower colors range from white through yellow and red to magenta.[10]
|
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|
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|
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|
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All cacti have some adaptations to promote efficient water use. Most cacti—opuntias and cactoids—specialize in surviving in hot and dry environments (i.e. they are xerophytes), but the first ancestors of modern cacti were already adapted to periods of intermittent drought.[9] A small number of cactus species in the tribes Hylocereeae and Rhipsalideae have become adapted to life as climbers or epiphytes, often in tropical forests, where water conservation is less important.
|
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|
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The absence of visible leaves is one of the most striking features of most cacti. Pereskia (which is close to the ancestral species from which all cacti evolved) does have long-lasting leaves, which are, however, thickened and succulent in many species.[9] Other species of cactus with long-lasting leaves, such as the opuntioid Pereskiopsis, also have succulent leaves.[17] A key issue in retaining water is the ratio of surface area to volume. Water loss is proportional to surface area, whereas the amount of water present is proportional to volume. Structures with a high surface area-to-volume ratio, such as thin leaves, necessarily lose water at a higher rate than structures with a low area-to-volume ratio, such as thickened stems.
|
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|
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Spines, which are modified leaves, are present on even those cacti with true leaves, showing the evolution of spines preceded the loss of leaves. Although spines have a high surface area-to-volume ratio, at maturity they contain little or no water, being composed of fibers made up of dead cells.[13] Spines provide protection from herbivores and camouflage in some species, and assist in water conservation in several ways. They trap air near the surface of the cactus, creating a moister layer that reduces evaporation and transpiration. They can provide some shade, which lowers the temperature of the surface of the cactus, also reducing water loss. When sufficiently moist air is present, such as during fog or early morning mist, spines can condense moisture, which then drips onto the ground and is absorbed by the roots.[10]
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|
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The majority of cacti are stem succulents, i.e., plants in which the stem is the main organ used to store water. Water may form up to 90% of the total mass of a cactus. Stem shapes vary considerably among cacti. The cylindrical shape of columnar cacti and the spherical shape of globular cacti produce a low surface area-to-volume ratio, thus reducing water loss, as well as minimizing the heating effects of sunlight. The ribbed or fluted stems of many cacti allow the stem to shrink during periods of drought and then swell as it fills with water during periods of availability.[10] A mature saguaro (Carnegiea gigantea) is said to be able to absorb as much as 200 U.S. gallons (760 l; 170 imp gal) of water during a rainstorm.[8] The outer layer of the stem usually has a tough cuticle, reinforced with waxy layers, which reduce water loss. These layers are responsible for the grayish or bluish tinge to the stem color of many cacti.[10]
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|
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The stems of most cacti have adaptations to allow them to conduct photosynthesis in the absence of leaves. This is discussed further below under Metabolism.
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Many cacti have roots that spread out widely, but only penetrate a short distance into the soil. In one case, a young saguaro only 12 cm (4.7 in) tall had a root system with a diameter of 2 m (7 ft), but no more than 10 cm (4 in) deep.[15] Cacti can also form new roots quickly when rain falls after a drought. The concentration of salts in the root cells of cacti is relatively high.[18] All these adaptations enable cacti to absorb water rapidly during periods of brief or light rainfall. Thus, Ferocactus cylindraceus reportedly can take up a significant amount of water within 12 hours of as little as 7 mm (0.3 in) of rainfall, becoming fully hydrated in a few days.[10]
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Although in most cacti, the stem acts as the main organ for storing water, some cacti have in addition large taproots.[10] These may be several times the length of the above-ground body in the case of species such as Copiapoa atacamensis,[10] which grows in one of the driest places in the world, the Atacama Desert in northern Chile.[19]
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Photosynthesis requires plants to take in carbon dioxide gas (CO2). As they do so, they lose water through transpiration. Like other types of succulents, cacti reduce this water loss by the way in which they carry out photosynthesis. "Normal" leafy plants use the C3 mechanism: during daylight hours, CO2 is continually drawn out of the air present in spaces inside leaves and converted first into a compound containing three carbon atoms (3-phosphoglycerate) and then into products such as carbohydrates. The access of air to internal spaces within a plant is controlled by stomata, which are able to open and close. The need for a continuous supply of CO2 during photosynthesis means the stomata must be open, so water vapor is continuously being lost. Plants using the C3 mechanism lose as much as 97% of the water taken up through their roots in this way.[20] A further problem is that as temperatures rise, the enzyme that captures CO2 starts to capture more and more oxygen instead, reducing the efficiency of photosynthesis by up to 25%.[21]
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Crassulacean acid metabolism (CAM) is a mechanism adopted by cacti and other succulents to avoid the problems of the C3 mechanism. In full CAM, the stomata open only at night, when temperatures and water loss are lowest. CO2 enters the plant and is captured in the form of organic acids stored inside cells (in vacuoles). The stomata remain closed throughout the day, and photosynthesis uses only this stored CO2. CAM uses water much more efficiently at the price of limiting the amount of carbon fixed from the atmosphere and thus available for growth.[22] CAM-cycling is a less efficient system whereby stomata open in the day, just as in plants using the C3 mechanism. At night, or when the plant is short of water, the stomata close and the CAM mechanism is used to store CO2 produced by respiration for use later in photosynthesis. CAM-cycling is present in Pereskia species.[9]
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By studying the ratio of 14C to 13C incorporated into a plant—its isotopic signature—it is possible to deduce how much CO2 is taken up at night and how much in the daytime. Using this approach, most of the Pereskia species investigated exhibit some degree of CAM-cycling, suggesting this ability was present in the ancestor of all cacti.[9] Pereskia leaves are claimed to only have the C3 mechanism with CAM restricted to stems.[23] More recent studies show that "it is highly unlikely that significant carbon assimilation occurs in the stem"; Pereskia species are described as having "C3 with inducible CAM."[9] Leafless cacti carry out all their photosynthesis in the stem, using full CAM. As of February 2012[update], it is not clear whether stem-based CAM evolved once only in the core cacti, or separately in the opuntias and cactoids;[9] CAM is known to have evolved convergently many times.[22]
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To carry out photosynthesis, cactus stems have undergone many adaptations. Early in their evolutionary history, the ancestors of modern cacti (other than one group of Pereskia species) developed stomata on their stems and began to delay developing bark. However, this alone was not sufficient; cacti with only these adaptations appear to do very little photosynthesis in their stems. Stems needed to develop structures similar to those normally found only in leaves. Immediately below the outer epidermis, a hypodermal layer developed made up of cells with thickened walls, offering mechanical support. Air spaces were needed between the cells to allow carbon dioxide to diffuse inwards. The center of the stem, the cortex, developed "chlorenchyma" – a plant tissue made up of relatively unspecialized cells containing chloroplasts, arranged into a "spongy layer" and a "palisade layer" where most of the photosynthesis occurs.[24]
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|
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Naming and classifying cacti has been both difficult and controversial since the first cacti were discovered for science. The difficulties began with Carl Linnaeus. In 1737, he placed the cacti he knew into two genera, Cactus and Pereskia. However, when he published Species Plantarum in 1753—the starting point for modern botanical nomenclature—he relegated them all to one genus, Cactus. The word "cactus" is derived through Latin from the Ancient Greek κάκτος (kaktos), a name used by Theophrastus for a spiny plant,[25] which may have been the cardoon (Cynara cardunculus).[26]
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Later botanists, such as Philip Miller in 1754, divided cacti into several genera, which, in 1789, Antoine Laurent de Jussieu placed in his newly created family Cactaceae. By the early 20th century, botanists came to feel Linnaeus's name Cactus had become so confused as to its meaning (was it the genus or the family?) that it should not be used as a genus name. The 1905 Vienna botanical congress rejected the name Cactus and instead declared Mammillaria was the type genus of the family Cactaceae. It did, however, conserve the name Cactaceae, leading to the unusual situation in which the family Cactaceae no longer contains the genus after which it was named.[27]
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The difficulties continued, partly because giving plants scientific names relies on "type specimens". Ultimately, if botanists want to know whether a particular plant is an example of, say, Mammillaria mammillaris, they should be able to compare it with the type specimen to which this name is permanently attached. Type specimens are normally prepared by compression and drying, after which they are stored in herbaria to act as definitive references. However, cacti are very difficult to preserve in this way; they have evolved to resist drying and their bodies do not easily compress.[28] A further difficulty is that many cacti were given names by growers and horticulturalists rather than botanists; as a result, the provisions of the International Code of Nomenclature for algae, fungi, and plants (which governs the names of cacti, as well as other plants) were often ignored. Curt Backeberg, in particular, is said to have named or renamed 1,200 species without one of his names ever being attached to a specimen, which, according to David Hunt, ensured he "left a trail of nomenclatural chaos that will probably vex cactus taxonomists for centuries."[29]
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In 1984, it was decided that the Cactaceae Section of the International Organization for Succulent Plant Study should set up a working party, now called the International Cactaceae Systematics Group (ICSG), to produce consensus classifications down to the level of genera. Their system has been used as the basis of subsequent classifications. Detailed treatments published in the 21st century have divided the family into around 125–130 genera and 1,400–1,500 species, which are then arranged into a number of tribes and subfamilies.[30][31][32] The ICSG classification of the cactus family recognizes four subfamilies, the largest of which is divided into nine tribes. The subfamilies are:[30]
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Molecular phylogenetic studies have supported the monophyly of three of these subfamilies (not Pereskioideae),[32][35] but have not supported all of the tribes or even genera below this level; indeed, a 2011 study found only 39% of the genera in the subfamily Cactoideae sampled in the research were monophyletic.[32] Classification of the cacti currently remains uncertain and is likely to change.
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A 2005 study suggested the genus Pereskia was basal within the Cactaceae, but confirmed earlier suggestions it was not monophyletic, i.e., did not include all the descendants of a common ancestor. The Bayesian consensus cladogram from this study is shown below.[35]
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Pereskia Clade A
|
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|
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Pereskia Clade B
|
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|
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Opuntioideae
|
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|
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Maihuenia
|
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Cactoideae
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A more recent 2011 study using fewer genes but more species also found that Pereskia was divided into these two clades, but was unable to resolve the members of the "core cacti" clade. It was accepted that the relationships shown above are "the most robust to date."[32]
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The two clades of Pereskia differ in their geographical distribution; with one exception, clade A is found around the Gulf of Mexico and the Caribbean Sea, whereas clade B occurs south of the Amazon Basin. Species of Pereskia within clade A always lack two key features of the stem present in most of the remaining "caulocacti": like most non-cacti, their stems begin to form bark early in the plants' life and also lack stomata—structures that control admission of air into a plant and hence control photosynthesis. By contrast, caulocacti, including species of Pereskia clade B, typically delay forming bark and have stomata on their stems, thus giving the stem the potential to become a major organ for photosynthesis. (The two highly specialized species of Maihuenia are something of an exception.)[35]
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The first cacti are thought to have been only slightly succulent shrubs or small trees whose leaves carried out photosynthesis. They lived in tropical areas that experienced periodic drought. If Pereskia clade A is a good model of these early cacti, then, although they would have appeared superficially similar to other trees growing nearby, they had already evolved strategies to conserve water (some of which are present in members of other families in the order Caryophyllales). These strategies included being able to respond rapidly to periods of rain, and keeping transpiration low by using water very efficiently during photosynthesis. The latter was achieved by tightly controlling the opening of stomata. Like Pereskia species today, early ancestors may have been able to switch from the normal C3 mechanism, where carbon dioxide is used continuously in photosynthesis, to CAM cycling, in which when the stomata are closed, carbon dioxide produced by respiration is stored for later use in photosynthesis.[9]
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Pereskia clade B marks the beginnings of an evolutionary switch to using stems as photosynthetic organs. Stems have stomata and the formation of bark takes place later than in normal trees. The "core cacti" show a steady increase in both stem succulence and photosynthesis accompanied by multiple losses of leaves, more-or-less complete in the Cactoideae. One evolutionary question at present unanswered is whether the switch to full CAM photosynthesis in stems occurred only once in the core cacti, in which case it has been lost in Maihuenia, or separately in Opuntioideae and Cactoideae, in which case it never evolved in Maihuenia.[9]
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Understanding evolution within the core cacti clade is difficult as of February 2012[update], since phylogenetic relationships are still uncertain and not well related to current classifications. Thus, a 2011 study found "an extraordinarily high proportion of genera" were not monophyletic, so were not all descendants of a single common ancestor. For example, of the 36 genera in the subfamily Cactoideae sampled in the research, 22 (61%) were found not monophyletic.[32] Nine tribes are recognized within Cactoideae in the International Cactaceae Systematics Group (ICSG) classification; one, Calymmantheae, comprises a single genus, Calymmanthium.[30] Only two of the remaining eight – Cacteae and Rhipsalideae – were shown to be monophyletic in a 2011 study by Hernández-Hernández et al. For a more detailed discussion of the phylogeny of the cacti, see Classification of the Cactaceae.
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No known fossils of cacti exist to throw light on their evolutionary history.[36] However, the geographical distribution of cacti offers some evidence. Except for a relatively recent spread of Rhipsalis baccifera to parts of the Old World, cacti are plants of South America and mainly southern regions of North America. This suggests the family must have evolved after the ancient continent of Gondwana split into South America and Africa, which occurred during the Early Cretaceous, around 145 to 101 million years ago.[37] Precisely when after this split cacti evolved is less clear. Older sources suggest an early origin around 90 – 66 million years ago, during the Late Cretaceous. More recent molecular studies suggest a much younger origin, perhaps in very Late Eocene to early Oligocene periods, around 35–30 million years ago.[36][38] Based on the phylogeny of the cacti, the earliest diverging group (Pereskia clade A) may have originated in Central America and northern South America, whereas the caulocacti, those with more-or-less succulent stems, evolved later in the southern part of South America, and then moved northwards.[35] Core cacti, those with strongly succulent stems, are estimated to have evolved around 25 million years ago.[36] A possible stimulus to their evolution may have been uplifting in the central Andes, some 25–20 million years ago, which was associated with increasing and varying aridity.[35] However, the current species diversity of cacti is thought to have arisen only in the last 10–5 million years (from the late Miocene into the Pliocene). Other succulent plants, such as the Aizoaceae in South Africa, the Didiereaceae in Madagascar and the genus Agave in the Americas, appear to have diversified at the same time, which coincided with a global expansion of arid environments.[36]
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Cacti inhabit diverse regions, from coastal plains to high mountain areas. With one exception, they are native to the Americas, where their range extends from Patagonia to British Columbia and Alberta in western Canada. A number of centers of diversity exist. For cacti adapted to drought, the three main centers are Mexico and the southwestern United States; the southwestern Andes, where they are found in Peru, Bolivia, Chile and Argentina; and eastern Brazil, away from the Amazon Basin. Tree-living epiphytic and climbing cacti necessarily have different centers of diversity, as they require moister environments. They are mainly found in the coastal mountains and Atlantic forests of southeastern Brazil; in Bolivia, which is the center of diversity for the subfamily Rhipsalideae; and in forested regions of Central America, where the climbing Hylocereeae are most diverse.[39]
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Rhipsalis baccifera is the exception; it is native to both the Americas and the Old World, where it is found in tropical Africa, Madagascar, and Sri Lanka. One theory is it was spread by being carried as seeds in the digestive tracts of migratory birds; the seeds of Rhipsalis are adapted for bird distribution. Old World populations are polyploid, and regarded as distinct subspecies, supporting the idea that the spread was not recent.[40] The alternative theory is the species initially crossed the Atlantic on European ships trading between South America and Africa, after which birds may have spread it more widely.[41]
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Many other species have become naturalized outside the Americas after having been introduced by people, especially in Australia, Hawaii, and the Mediterranean region. In Australia, species of Opuntia, particularly Opuntia stricta, were introduced in the 19th century for use as natural agricultural fences and in an attempt to establish a cochineal industry. They rapidly became a major weed problem, but are now controlled by biological agents, particularly the moth Cactoblastis cactorum.[42] The weed potential of Opuntia species in Australia continues however, leading to all opuntioid cacti except O. ficus-indica being declared Weeds of National Significance by the Australian Weeds Committee in April 2012.
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Cactus flowers are pollinated by insects, birds and bats. None are known to be wind-pollinated and self-pollination occurs in only a very few species; for example the flowers of some species of Frailea do not open (cleistogamy).[43] The need to attract pollinators has led to the evolution of pollination syndromes, which are defined as groups of "floral traits, including rewards, associated with the attraction and utilization of a specific group of animals as pollinators."[44]
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Bees are the most common pollinators of cacti; bee-pollination is considered to have been the first to evolve.[43] Day-flying butterflies and nocturnal moths are associated with different pollination syndromes. Butterfly-pollinated flowers are usually brightly colored, opening during the day, whereas moth-pollinated flowers are often white or pale in color, opening only in the evening and at night.[45] As an example, Pachycereus schottii is pollinated by a particular species of moth, Upiga virescens, which also lays its eggs among the developing seeds its caterpillars later consume.[45] The flowers of this cactus are funnel-shaped, white to deep pink, up to 4 cm (1.6 in) long, and open at night.[46]
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Hummingbirds are significant pollinators of cacti. Species showing the typical hummingbird-pollination syndrome have flowers with colors towards the red end of the spectrum, anthers and stamens that protrude from the flower, and a shape that is not radially symmetrical, with a lower lip that bends downwards; they produce large amounts of nectar with a relatively low sugar content.[47] Schlumbergera species, such as S. truncata, have flowers that correspond closely to this syndrome.[48] Other hummingbird-pollinated genera include Cleistocactus and Disocactus.[43]
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Bat-pollination is relatively uncommon in flowering plants, but about a quarter of the genera of cacti are known to be pollinated by bats—an unusually high proportion, exceeded among eudicots by only two other families, both with very few genera. Columnar cacti growing in semidesert areas are among those most likely to be bat-pollinated; this may be because bats are able to travel considerable distances, so are effective pollinators of plants growing widely separated from one another. The pollination syndrome associated with bats includes a tendency for flowers to open in the evening and at night, when bats are active. Other features include a relatively dull color, often white or green; a radially symmetrical shape, often tubular; a smell described as "musty"; and the production of a large amount of sugar-rich nectar. Carnegiea gigantea is an example of a bat-pollinated cactus, as are many species of Pachycereus and Pilosocereus.[49]
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The fruits produced by cacti after the flowers have been fertilized vary considerably; many are fleshy, although some are dry. All contain a large number of seeds. Fleshy, colorful and sweet-tasting fruits are associated with seed dispersal by birds. The seeds pass through their digestive systems and are deposited in their droppings. Fruit that falls to the ground may be eaten by other animals; giant tortoises are reported to distribute Opuntia seeds in the Galápagos Islands. Ants appear to disperse the seeds of a few genera, such as Blossfeldia. Drier spiny fruits may cling to the fur of mammals or be moved around by the wind.[50]
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As of March 2012[update], there is still controversy as to the precise dates when humans first entered those areas of the New World where cacti are commonly found, and hence when they might first have used them. An archaeological site in Chile has been dated to around 15,000 years ago,[51] suggesting cacti would have been encountered before then. Early evidence of the use of cacti includes cave paintings in the Serra da Capivara in Brazil, and seeds found in ancient middens (waste dumps) in Mexico and Peru, with dates estimated at 12,000–9,000 years ago. Hunter-gatherers likely collected cactus fruits in the wild and brought them back to their camps.[52]
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It is not known when cacti were first cultivated. Opuntias (prickly pears) were used for a variety of purposes by the Aztecs, whose empire, lasting from the 14th to the 16th century, had a complex system of horticulture. Their capital from the 15th century was Tenochtitlan (now Mexico City); one explanation for the origin of the name is that it includes the Nahuatl word nōchtli, referring to the fruit of an opuntia.[53] The coat of arms of Mexico shows an eagle perched on a cactus while holding a snake, an image at the center of the myth of the founding of Tenochtitlan.[54] The Aztecs symbolically linked the ripe red fruits of an opuntia to human hearts; just as the fruit quenches thirst, so offering human hearts to the sun god ensured the sun would keep moving.[55]
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Europeans first encountered cacti when they arrived in the New World late in the 15th century. Their first landfalls were in the West Indies, where relatively few cactus genera are found; one of the most common is the genus Melocactus.[56] Thus, melocacti were possibly among the first cacti seen by Europeans. Melocactus species were present in English collections of cacti before the end of the 16th century (by 1570 according to one source,[57]) where they were called Echinomelocactus, later shortened to Melocactus by Joseph Pitton de Tourneville in the early 18th century.[58] Cacti, both purely ornamental species and those with edible fruit, continued to arrive in Europe, so Carl Linnaeus was able to name 22 species by 1753. One of these, his Cactus opuntia (now part of Opuntia ficus-indica), was described as "fructu majore ... nunc in Hispania et Lusitania" (with larger fruit ... now in Spain and Portugal), indicative of its early use in Europe.[59][60]
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The plant now known as Opuntia ficus-indica, or the Indian fig cactus, has long been an important source of food. The original species is thought to have come from central Mexico, although this is now obscure because the indigenous people of southern North America developed and distributed a range of horticultural varieties (cultivars), including forms of the species and hybrids with other opuntias. Both the fruit and pads are eaten, the former often under the Spanish name tuna, the latter under the name nopal. Cultivated forms are often significantly less spiny or even spineless.[61] The nopal industry in Mexico was said to be worth US$150 million in 2007.[62] The Indian fig cactus was probably already present in the Caribbean when the Spanish arrived, and was soon after brought to Europe. It spread rapidly in the Mediterranean area, both naturally and by being introduced—so much so, early botanists assumed it was native to the area. Outside the Americas, the Indian fig cactus is an important commercial crop in Sicily, Algeria and other North African countries.[60] Fruits of other opuntias are also eaten, generally under the same name, tuna. Flower buds, particularly of Cylindropuntia species, are also consumed.[63]
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Almost any fleshy cactus fruit is edible. The word pitaya or pitahaya (usually considered to have been taken into Spanish from Haitian creole[64]) can be applied to a range of "scaly fruit", particularly those of columnar cacti. The fruit of the saguaro (Carnegiea gigantea) has long been important to the indigenous peoples of northwestern Mexico and the southwestern United States, including the Sonoran Desert. It can be preserved by boiling to produce syrup and by drying. The syrup can also be fermented to produce an alcoholic drink. Fruits of Stenocereus species have also been important food sources in similar parts of North America; Stenocereus queretaroensis is cultivated for its fruit. In more tropical southern areas, the climber Hylocereus undatus provides pitahaya orejona, now widely grown in Asia under the name dragon fruit. Other cacti providing edible fruit include species of Echinocereus, Ferocactus, Mammillaria, Myrtillocactus, Pachycereus, Peniocereus and Selenicereus. The bodies of cacti other than opuntias are less often eaten, although Anderson reported that Neowerdermannia vorwerkii is prepared and eaten like potatoes in upland Bolivia.[65]
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Gathering saguaro in 1907
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Edible fruit of the saguaro
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Fruits of some Ferocactus are edible.
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Dragon fruit for sale in Taiwan
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Fruit prepared from Stenocereus queretaroensis
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Salad including sliced nopales (opuntia pads)
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A number of species of cacti have been shown to contain psychoactive agents, chemical compounds that can cause changes in mood, perception and cognition through their effects on the brain. Two species have a long history of use by the indigenous peoples of the Americas: peyote, Lophophora williamsii, in North America, and the San Pedro cactus, Echinopsis pachanoi, in South America. Both contain mescaline.[66]
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L. williamsii is native to northern Mexico and southern Texas. Individual stems are about 2–6 cm (0.8–2.4 in) high with a diameter of 4–11 cm (1.6–4.3 in), and may be found in clumps up to 1 m (3 ft) wide.[67] A large part of the stem is usually below ground. Mescaline is concentrated in the photosynthetic portion of the stem above ground. The center of the stem, which contains the growing point (the apical meristem), is sunken. Experienced collectors of peyote remove a thin slice from the top of the plant, leaving the growing point intact, thus allowing the plant to regenerate.[68] Evidence indicates peyote was in use more than 5,500 years ago; dried peyote buttons presumed to be from a site on the Rio Grande, Texas, were radiocarbon dated to around 3780–3660 BC.[69] Peyote is perceived as a means of accessing the spirit world. Attempts by the Roman Catholic church to suppress its use after the Spanish conquest were largely unsuccessful, and by the middle of the 20th century, peyote was more widely used than ever by indigenous peoples as far north as Canada. It is now used formally by the Native American Church.[66]
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Echinopsis pachanoi is native to Ecuador and Peru. It is very different in appearance from L. williamsii. It has tall stems, up to 6 m (20 ft) high, with a diameter of 6–15 cm (2.4–5.9 in), which branch from the base, giving the whole plant a shrubby or tree-like appearance.[70] Archaeological evidence of the use of this cactus appears to date back to 2,000–2,300 years ago, with carvings and ceramic objects showing columnar cacti.[71] Although church authorities under the Spanish attempted to suppress its use, this failed, as shown by the Christian element in the common name "San Pedro cactus"—Saint Peter cactus. Anderson attributes the name to the belief that just as St Peter holds the keys to heaven, the effects of the cactus allow users "to reach heaven while still on earth."[66] It continues to be used for its psychoactive effects, both for spiritual and for healing purposes, often combined with other psychoactive agents, such as Datura ferox and tobacco.[71] Several other species of Echinopsis, including E. peruviana, also contain mescaline.[66]
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Cacti were cultivated as ornamental plants from the time they were first brought from the New World. By the early 1800s, enthusiasts in Europe had large collections (often including other succulents alongside cacti). Rare plants were sold for very high prices. Suppliers of cacti and other succulents employed collectors to obtain plants from the wild, in addition to growing their own. In the late 1800s, collectors turned to orchids, and cacti became less popular, although never disappearing from cultivation.[72]
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|
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Cacti are often grown in greenhouses, particularly in regions unsuited to the cultivation of cacti outdoors, such the northern parts of Europe and North America. Here, they may be kept in pots or grown in the ground. Cacti are also grown as houseplants, many being tolerant of the often dry atmosphere. Cacti in pots may be placed outside in the summer to ornament gardens or patios, and then kept under cover during the winter.[73] Less drought-resistant epiphytes, such as epiphyllum hybrids, Schlumbergera (the Thanksgiving or Christmas cactus) and Hatiora (the Easter cactus), are widely cultivated as houseplants.
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Cacti may also be planted outdoors in regions with suitable climates. Concern for water conservation in arid regions has led to the promotion of gardens requiring less watering (xeriscaping). For example, in California, the East Bay Municipal Utility District sponsored the publication of a book on plants and landscapes for summer-dry climates.[74] Cacti are one group of drought-resistant plants recommended for dry landscape gardening.[75]
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Cacti have many other uses. They are used for human food and as fodder for animals, usually after burning off their spines.[76] In addition to their use as psychoactive agents, some cacti are employed in herbal medicine. The practice of using various species of Opuntia in this way has spread from the Americas, where they naturally occur, to other regions where they grow, such as India.[77]
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Cochineal is a red dye produced by a scale insect that lives on species of Opuntia. Long used by the peoples of Central and North America, demand fell rapidly when European manufacturers began to produce synthetic dyes in the middle of the 19th century. Commercial production has now increased following a rise in demand for natural dyes.[78]
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Cacti are used as construction materials. Living cactus fences are employed as barricades around buildings to prevent people breaking in. They also used to corral animals. The woody parts of cacti, such as Cereus repandus and Echinopsis atacamensis, are used in buildings and in furniture. The frames of wattle and daub houses built by the Seri people of Mexico may use parts of Carnegiea gigantea. The very fine spines and hairs (trichomes) of some cacti were used as a source of fiber for filling pillows and in weaving.[79]
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All cacti are included in Appendix II of the Convention on International Trade in Endangered Species of Wild Fauna and Flora (CITES), which "lists species that are not necessarily now threatened with extinction but that may become so unless trade is closely controlled." Control is exercised by making international trade in most specimens of cacti illegal unless permits have been issued, at least for exports.[80] Some exceptions are allowed, e.g., for "naturalized or artificially propagated plants".[81] Some cacti, such as all Ariocarpus and Discocactus species, are included in the more restrictive Appendix I,[81] used for the "most endangered" species. These may only be moved between countries for scientific purposes, and only then when accompanied by both export and import permits.[80]
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The three main threats to cacti in the wild are development, grazing and over-collection. Development takes many forms. The construction of a dam near Zimapan, Mexico, caused the destruction of a large part of the natural habitat of Echinocactus grusonii. Urban development and highways have destroyed cactus habitats in parts of Mexico, New Mexico and Arizona, including the Sonoran Desert. The conversion of land to agriculture has affected populations of Ariocarpus kotschoubeyanus in Mexico, where dry plains were plowed for maize cultivation, and of Copiapoa and Eulychnia in Chile, where valley slopes were planted with vines.[82] Grazing, in many areas by introduced animals, such as goats, has caused serious damage to populations of cacti (as well as other plants); two examples cited by Anderson are the Galápagos Islands generally and the effect on Browningia candelaris in Peru. Over-collection of cacti for sale has greatly affected some species. For example, the type locality of Pelecyphora strobiliformis near Miquihuana, Mexico, was virtually denuded of plants, which were dug up for sale in Europe. Illegal collecting of cacti from the wild continues to pose a threat.[83]
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Conservation of cacti can be in situ or ex situ. In situ conservation involves preserving habits through enforcement of legal protection and the creation of specially protected areas such as national parks and reserves. Examples of such protected areas in the United States include Big Bend National Park, Texas; Joshua Tree National Park, California; and Saguaro National Park, Arizona. Latin American examples include Parque Nacional del Pinacate, Sonora, Mexico and Pan de Azúcar National Park, Chile. Ex situ conservation aims to preserve plants and seeds outside their natural habitats, often with the intention of later reintroduction. Botanical gardens play an important role in ex situ conservation; for example, seeds of cacti and other succulents are kept in long-term storage at the Desert Botanical Garden, Arizona.[84]
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The popularity of cacti means many books are devoted to their cultivation. Cacti naturally occur in a wide range of habitats and are then grown in many countries with different climates, so precisely replicating the conditions in which a species normally grows is usually not practical.[72] A broad distinction can be made between semidesert cacti and epiphytic cacti, which need different conditions and are best grown separately.[85] This section is primarily concerned with the cultivation of semidesert cacti in containers and under protection, such as in a greenhouse or in the home, rather than cultivation outside in the ground in those climates that permit it. For the cultivation of epiphytic cacti, see Cultivation of Schlumbergera (Christmas or Thanksgiving cacti), and Cultivation of epiphyllum hybrids.
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The purpose of the growing medium is to provide support and to store water, oxygen and dissolved minerals to feed the plant.[86] In the case of cacti, there is general agreement that an open medium with a high air content is important. When cacti are grown in containers, recommendations as to how this should be achieved vary greatly; Miles Anderson says that if asked to describe a perfect growing medium, "ten growers would give 20 different answers".[87] Roger Brown suggests a mixture of two parts commercial soilless growing medium, one part hydroponic clay and one part coarse pumice or perlite, with the addition of soil from earthworm castings.[86] The general recommendation of 25–75% organic-based material, the rest being inorganic such as pumice, perlite or grit, is supported by other sources.[87][88][89][90] However, the use of organic material is rejected altogether by others; Hecht says that cacti (other than epiphytes) "want soil that is low in or free of humus", and recommends coarse sand as the basis of a growing medium.[91]
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Semi-desert cacti need careful watering. General advice is hard to give, since the frequency of watering required depends on where the cacti are being grown, the nature of the growing medium, and the original habitat of the cacti.[92] Brown says that more cacti are lost through the "untimely application of water than for any other reason" and that even during the dormant winter season, cacti need some water.[93] Other sources say that water can be withheld during winter (November to March in the Northern Hemisphere).[85] Another issue is the hardness of the water; where it is necessary to use hard water, regular re-potting is recommended to avoid the build up of salts.[93] The general advice given is that during the growing season, cacti should be allowed to dry out between thorough waterings.[93][94][85] A water meter can help in determining when the soil is dry.[94]
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Although semi-desert cacti may be exposed to high light levels in the wild, they may still need some shading when subjected to the higher light levels and temperatures of a greenhouse in summer.[95][96] Allowing the temperature to rise above 32 °C (90 °F) is not recommended.[96] The minimum winter temperature required depends very much on the species of cactus involved. For a mixed collection, a minimum temperature of between 5 °C (41 °F) and 10 °C (50 °F) is often suggested, except for cold-sensitive genera such as Melocactus and Discocactus.[97][85] Some cacti, particularly those from the high Andes, are fully frost-hardy when kept dry (e.g. Rebutia minuscula survives temperatures down to −9 °C (16 °F) in cultivation[98]) and may flower better when exposed to a period of cold.[99]
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Cacti can be propagated by seed, cuttings or grafting. Seed sown early in the year produces seedlings that benefit from a longer growing period.[100] Seed is sown in a moist growing medium and then kept in a covered environment, until 7–10 days after germination, to avoid drying out.[101] A very wet growing medium can cause both seeds and seedlings to rot.[102] A temperature range of 18–30 °C (64–86 °F) is suggested for germination; soil temperatures of around 22 °C (72 °F) promote the best root growth. Low light levels are sufficient during germination, but afterwards semi-desert cacti need higher light levels to produce strong growth, although acclimatization is needed to conditions in a greenhouse, such as higher temperatures and strong sunlight.[101]
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Reproduction by cuttings makes use of parts of a plant that can grow roots. Some cacti produce "pads" or "joints" that can be detached or cleanly cut off. Other cacti produce offsets that can be removed.[100] Otherwise, stem cuttings can be made, ideally from relatively new growth. It is recommended that any cut surfaces be allowed to dry for a period of several days to several weeks until a callus forms over the cut surface. Rooting can then take place in an appropriate growing medium at a temperature of around 22 °C (72 °F).[100][101]
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Grafting is used for species difficult to grow well in cultivation or that cannot grow independently, such as some chlorophyll-free forms with white, yellow or red bodies, or some forms that show abnormal growth (e.g., cristate or monstrose forms). For the host plant (the stock), growers choose one that grows strongly in cultivation and is compatible with the plant to be propagated: the scion. The grower makes cuts on both stock and scion and joins the two, binding them together while they unite. Various kinds of graft are used—flat grafts, where both scion and stock are of similar diameters, and cleft grafts, where a smaller scion is inserted into a cleft made in the stock.[103]
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Commercially, huge numbers of cacti are produced annually. For example, in 2002 in Korea alone, 49 million plants were propagated, with a value of almost US$9 million. Most of them (31 million plants) were propagated by grafting.[104]
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A range of pests attack cacti in cultivation. Those that feed on sap include mealybugs, living on both stems and roots; scale insects, generally only found on stems; whiteflies, which are said to be an "infrequent" pest of cacti;[105] red spider mites, which are very small but can occur in large numbers, constructing a fine web around themselves and badly marking the cactus via their sap sucking, even if they do not kill it; and thrips, which particularly attack flowers. Some of these pests are resistant to many insecticides, although there are biological controls available. Roots of cacti can be eaten by the larvae of sciarid flies and fungus gnats. Slugs and snails also eat cacti.[106][107]
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Fungi, bacteria and viruses attack cacti, the first two particularly when plants are over-watered. Fusarium rot can gain entry through a wound and cause rotting accompanied by red-violet mold. "Helminosporium rot" is caused by Bipolaris cactivora (syn. Helminosporium cactivorum[108]); Phytophthora species also cause similar rotting in cacti. Fungicides may be of limited value in combating these diseases.[109] Several viruses have been found in cacti, including cactus virus X. These appear to cause only limited visible symptoms, such as chlorotic (pale green) spots and mosaic effects (streaks and patches of paler color).[110] However, in an Agave species, cactus virus X has been shown to reduce growth, particularly when the roots are dry.[111] There are no treatments for virus diseases.[109]
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1 |
+
A sundial is a device that tells the time of day when there is sunlight by the apparent position of the Sun in the sky. In the narrowest sense of the word, it consists of a flat plate (the dial) and a gnomon, which casts a shadow onto the dial. As the Sun appears to move across the sky, the shadow aligns with different hour-lines, which are marked on the dial to indicate the time of day. The style is the time-telling edge of the gnomon, though a single point or nodus may be used. The gnomon casts a broad shadow; the shadow of the style shows the time. The gnomon may be a rod, wire, or elaborately decorated metal casting. The style must be parallel to the axis of the Earth's rotation for the sundial to be accurate throughout the year. The style's angle from horizontal is equal to the sundial's geographical latitude.
|
2 |
+
|
3 |
+
In a broader sense, a sundial is any device that uses the Sun's altitude or azimuth (or both) to show the time. In addition to their time-telling function, sundials are valued as decorative objects, literary metaphors, and objects of intrigue and mathematical study.
|
4 |
+
|
5 |
+
A rudimentary sundial can be easily constructed to mark the passing of time by placing a stick in the sand or a nail in a board and placing markers at the edge of a shadow or outlining a shadow at intervals. It is common for inexpensive, mass-produced decorative sundials to have incorrectly aligned gnomons, shadow lengths, and hour-lines, which cannot be adjusted to tell correct time.[2]
|
6 |
+
|
7 |
+
There are several different types of sundials. Some sundials use a shadow or the edge of a shadow while others use a line or spot of light to indicate the time.
|
8 |
+
|
9 |
+
The shadow-casting object, known as a gnomon, may be a long thin rod or other object with a sharp tip or a straight edge. Sundials employ many types of gnomon. The gnomon may be fixed or moved according to the season. It may be oriented vertically, horizontally, aligned with the Earth's axis, or oriented in an altogether different direction determined by mathematics.
|
10 |
+
|
11 |
+
Given that sundials use light to indicate time, a line of light may be formed by allowing the Sun's rays through a thin slit or focusing them through a cylindrical lens. A spot of light may be formed by allowing the Sun's rays to pass through a small hole, window, oculus, or by reflecting them from a small circular mirror. A spot of light can be as small as a
|
12 |
+
pinhole in a solargraph or as large as the oculus in the Pantheon.
|
13 |
+
|
14 |
+
Sundials also may use many types of surfaces to receive the light or shadow. Planes are the most common surface, but partial spheres, cylinders, cones and other shapes have been used for greater accuracy or beauty.
|
15 |
+
|
16 |
+
Sundials differ in their portability and their need for orientation. The installation of many dials requires knowing the local latitude, the precise vertical direction (e.g., by a level or plumb-bob), and the direction to true North. Portable dials are self-aligning: for example, it may have two dials that operate on different principles, such as a horizontal and analemmatic dial, mounted together on one plate. In these designs, their times agree only when the plate is aligned properly.
|
17 |
+
|
18 |
+
Sundials may indicate the local solar time only. To obtain the national clock time, three corrections are required:
|
19 |
+
|
20 |
+
The principles of sundials are understood most easily from the Sun's apparent motion.[3] The Earth rotates on its axis, and revolves in an elliptical orbit around the Sun. An excellent approximation assumes that the Sun revolves around a stationary Earth on the celestial sphere, which rotates every 24 hours about its celestial axis. The celestial axis is the line connecting the celestial poles. Since the celestial axis is aligned with the axis about which the Earth rotates, the angle of the axis with the local horizontal is the local geographical latitude.
|
21 |
+
|
22 |
+
Unlike the fixed stars, the Sun changes its position on the celestial sphere, being - on north hemisphere - at a positive declination in spring and summer, and at a negative declination in autumn and winter, and having exactly zero declination (i.e., being on the celestial equator) at the equinoxes. The Sun's celestial longitude also varies, changing by one complete revolution per year. The path of the Sun on the celestial sphere is called the ecliptic. The ecliptic passes through the twelve constellations of the zodiac in the course of a year.
|
23 |
+
|
24 |
+
This model of the Sun's motion helps to understand sundials. If the shadow-casting gnomon is aligned with the celestial poles, its shadow will revolve at a constant rate, and this rotation will not change with the seasons. This is the most common design. In such cases, the same hour lines may be used throughout the year. The hour-lines will be spaced uniformly if the surface receiving the shadow is either perpendicular (as in the equatorial sundial) or circular about the gnomon (as in the armillary sphere).
|
25 |
+
|
26 |
+
In other cases, the hour-lines are not spaced evenly, even though the shadow rotates uniformly. If the gnomon is not aligned with the celestial poles, even its shadow will not rotate uniformly, and the hour lines must be corrected accordingly. The rays of light that graze the tip of a gnomon, or which pass through a small hole, or reflect from a small mirror, trace out a cone aligned with the celestial poles. The corresponding light-spot or shadow-tip, if it falls onto a flat surface, will trace out a conic section, such as a hyperbola, ellipse or (at the North or South Poles) a circle.
|
27 |
+
|
28 |
+
This conic section is the intersection of the cone of light rays with the flat surface. This cone and its conic section change with the seasons, as the Sun's declination changes; hence, sundials that follow the motion of such light-spots or shadow-tips often have different hour-lines for different times of the year. This is seen in shepherd's dials, sundial rings, and vertical gnomons such as obelisks. Alternatively, sundials may change the angle or position (or both) of the gnomon relative to the hour lines, as in the analemmatic dial or the Lambert dial.
|
29 |
+
|
30 |
+
The earliest sundials known from the archaeological record are shadow clocks (1500 BC or BCE) from ancient Egyptian astronomy and Babylonian astronomy. Presumably, humans were telling time from shadow-lengths at an even earlier date, but this is hard to verify. In roughly 700 BC, the Old Testament describes a sundial—the "dial of Ahaz" mentioned in Isaiah 38:8 and 2 Kings 20:11. The Roman writer Vitruvius lists dials and shadow clocks known at that time in his De architectura. A canonical sundial is one that indicates the canonical hours of liturgical acts. Such sundials were used from the 7th to the 14th centuries by the members of religious communities. The Italian astronomer Giovanni Padovani published a treatise on the sundial in 1570, in which he included instructions for the manufacture and laying out of mural (vertical) and horizontal sundials. Giuseppe Biancani's Constructio instrumenti ad horologia solaria (c. 1620) discusses how to make a perfect sundial. They have been commonly used since the 16th century.
|
31 |
+
|
32 |
+
In general, sundials indicate the time by casting a shadow or throwing light onto a surface known as a dial face or dial plate. Although usually a flat plane, the dial face may also be the inner or outer surface of a sphere, cylinder, cone, helix, and various other shapes.
|
33 |
+
|
34 |
+
The time is indicated where a shadow or light falls on the dial face, which is usually inscribed with hour lines. Although usually straight, these hour lines may also be curved, depending on the design of the sundial (see below). In some designs, it is possible to determine the date of the year, or it may be required to know the date to find the correct time. In such cases, there may be multiple sets of hour lines for different months, or there may be mechanisms for setting/calculating the month. In addition to the hour lines, the dial face may offer other data—such as the horizon, the equator and the tropics—which are referred to collectively as the dial furniture.
|
35 |
+
|
36 |
+
The entire object that casts a shadow or light onto the dial face is known as the sundial's gnomon.[4] However, it is usually only an edge of the gnomon (or another linear feature) that casts the shadow used to determine the time; this linear feature is known as the sundial's style. The style is usually aligned parallel to the axis of the celestial sphere, and therefore is aligned with the local geographical meridian. In some sundial designs, only a point-like feature, such as the tip of the style, is used to determine the time and date; this point-like feature is known as the sundial's nodus.[4][a]
|
37 |
+
Some sundials use both a style and a nodus to determine the time and date.
|
38 |
+
|
39 |
+
The gnomon is usually fixed relative to the dial face, but not always; in some designs such as the analemmatic sundial, the style is moved according to the month. If the style is fixed, the line on the dial plate perpendicularly beneath the style is called the substyle,[4] meaning "below the style". The angle the style makes with the plane of the dial plate is called the substyle height, an unusual use of the word height to mean an angle. On many wall dials, the substyle is not the same as the noon line (see below). The angle on the dial plate between the noon line and the substyle is called the substyle distance, an unusual use of the word distance to mean an angle.
|
40 |
+
|
41 |
+
By tradition, many sundials have a motto. The motto is usually in the form of an epigram: sometimes sombre reflections on the passing of time and the brevity of life, but equally often humorous witticisms of the dial maker. One such quip is, I am a sundial, and I make a botch, Of what is done much better by a watch.[5][6]
|
42 |
+
|
43 |
+
A dial is said to be equiangular if its hour-lines are straight and spaced equally. Most equiangular sundials have a fixed gnomon style aligned with the Earth's rotational axis, as well as a shadow-receiving surface that is symmetrical about that axis; examples include the equatorial dial, the equatorial bow, the armillary sphere, the cylindrical dial and the conical dial. However, other designs are equiangular, such as the Lambert dial, a version of the analemmatic sundial with a moveable style.
|
44 |
+
|
45 |
+
A sundial at a particular latitude in one hemisphere must be reversed for use at the opposite latitude in the other hemisphere.[7] A vertical direct south sundial in the Northern Hemisphere becomes a vertical direct north sundial in the Southern Hemisphere. To position a horizontal sundial correctly, one has to find true North or South. The same process can be used to do both.[8] The gnomon, set to the correct latitude, has to point to the true South in the Southern hemisphere as in the Northern Hemisphere it has to point to the true North.[9] The hour numbers also run in opposite directions, so on a horizontal dial they run anticlockwise (US: counterclockwise) rather than clockwise.[10]
|
46 |
+
|
47 |
+
Sundials which are designed to be used with their plates horizontal in one hemisphere can be used with their plates vertical at the complementary latitude in the other hemisphere. For example, the illustrated sundial in Perth, Australia, which is at latitude 32 degrees South, would function properly if it were mounted on a south-facing vertical wall at latitude 58 (i.e. 90–32) degrees North, which is slightly further North than Perth, Scotland. The surface of the wall in Scotland would be parallel with the horizontal ground in Australia (ignoring the difference of longitude), so the sundial would work identically on both surfaces. Correspondingly, the hour marks, which run counterclockwise on a horizontal sundial in the southern hemisphere, also do so on a vertical sundial in the northern hemisphere. (See the first two illustrations at the top of this article.) On horizontal northern-hemisphere sundials, and on vertical southern-hemisphere ones, the hour marks run clockwise.
|
48 |
+
|
49 |
+
The most common reason for a sundial to differ greatly from clock time is that the sundial has not been oriented correctly or its hour lines have not been drawn correctly. For example, most commercial sundials are designed as horizontal sundials as described above. To be accurate, such a sundial must have been designed for the local geographical latitude and its style must be parallel to the Earth's rotational axis; the style must be aligned with true North and its height (its angle with the horizontal) must equal the local latitude. To adjust the style height, the sundial can often be tilted slightly "up" or "down" while maintaining the style's north-south alignment.[11]
|
50 |
+
|
51 |
+
Some areas of the world practice daylight saving time, which changes the official time, usually by one hour. This shift must be added to the sundial's time to make it agree with the official time.
|
52 |
+
|
53 |
+
A standard time zone covers roughly 15° of longitude, so any point within that zone which is not on the reference longitude (generally a multiple of 15°) will experience a difference from standard time equal to 4 minutes of time per degree. For illustration, sunsets and sunrises are at a much later "official" time at the western edge of a time-zone, compared to sunrise and sunset times at the eastern edge. If a sundial is located at, say, a longitude 5° west of the reference longitude, its time will read 20 minutes slow, since the Sun appears to revolve around the Earth at 15° per hour. This is a constant correction throughout the year. For equiangular dials such as equatorial, spherical or Lambert dials, this correction can be made by rotating the dial surface by an angle equaling the difference in longitude, without changing the gnomon position or orientation. However, this method does not work for other dials, such as a horizontal dial; the correction must be applied by the viewer.
|
54 |
+
|
55 |
+
At its most extreme, time zones can cause official noon, including daylight savings, to occur up to three hours early (the Sun is actually on the meridian at official clock time of 3 pm). This occurs in the far west of Alaska, China, and Spain. For more details and examples, see Skewing of time zones.
|
56 |
+
|
57 |
+
Although the Sun appears to rotate uniformly about the Earth, in reality this motion is not perfectly uniform. This is due to the eccentricity of the Earth's orbit (the fact that the Earth's orbit about the Sun is not perfectly circular, but slightly elliptical) and the tilt (obliquity) of the Earth's rotational axis relative to the plane of its orbit. Therefore, sundial time varies from standard clock time. On four days of the year, the correction is effectively zero. However, on others, it can be as much as a quarter-hour early or late. The amount of correction is described by the equation of time. This correction is equal worldwide: it does not depend on the local latitude or longitude of the observer's position. It does, however, change over long periods of time, (centuries or more,[12])
|
58 |
+
because of slow variations in the Earth's orbital and rotational motions. Therefore, tables and graphs of the equation of time that were made centuries ago are now significantly incorrect. The reading of an old sundial should be corrected by applying the present-day equation of time, not one from the period when the dial was made.
|
59 |
+
|
60 |
+
In some sundials, the equation of time correction is provided as an informational plaque affixed to the sundial, for the observer to calculate. In more sophisticated sundials the equation can be incorporated automatically. For example, some equatorial bow sundials are supplied with a small wheel that sets the time of year; this wheel in turn rotates the equatorial bow, offsetting its time measurement. In other cases, the hour lines may be curved, or the equatorial bow may be shaped like a vase, which exploits the changing altitude of the sun over the year to effect the proper offset in time.[13]
|
61 |
+
|
62 |
+
A heliochronometer is a precision sundial first devised in about 1763 by Philipp Hahn and improved by Abbé Guyoux in about 1827.[14]
|
63 |
+
It corrects apparent solar time to mean solar time or another standard time. Heliochronometers usually indicate the minutes to within 1 minute of Universal Time.
|
64 |
+
|
65 |
+
The Sunquest sundial, designed by Richard L. Schmoyer in the 1950s, uses an analemmic inspired gnomon to cast a shaft of light onto an equatorial time-scale crescent. Sunquest is adjustable for latitude and longitude, automatically correcting for the equation of time, rendering it "as accurate as most pocket watches".[15][16][17][18] Similarly, in place of the shadow of a gnomon the sundial at Miguel Hernández University uses the solar projection of a graph of the equation of time intersecting a time scale to display clock time directly.
|
66 |
+
|
67 |
+
An analemma may be added to many types of sundials to correct apparent solar time to mean solar time or another standard time. These usually have hour lines shaped like "figure eights" (analemmas) according to the equation of time. This compensates for the slight eccentricity in the Earth's orbit and the tilt of the Earth's axis that causes up to a 15-minute variation from mean solar time. This is a type of dial furniture seen on more complicated horizontal and vertical dials.
|
68 |
+
|
69 |
+
Prior to the invention of accurate clocks, in the mid-17th Century, sundials were the only timepieces in common use, and were considered to tell the "right" time. The Equation of Time was not used. After the invention of good clocks, sundials were still considered to be correct, and clocks usually incorrect. The Equation of Time was used in the opposite direction from today, to apply a correction to the time shown by a clock to make it agree with sundial time. Some elaborate "equation clocks", such as one made by Joseph Williamson in 1720, incorporated mechanisms to do this correction automatically. (Williamson's clock may have been the first-ever device to use a differential gear.) Only after about 1800 was uncorrected clock time considered to be "right", and sundial time usually "wrong", so the Equation of Time became used as it is today.[citation needed]
|
70 |
+
|
71 |
+
The most commonly observed sundials are those in which the shadow-casting style is fixed in position and aligned with the Earth's rotational axis, being oriented with true North and South, and making an angle with the horizontal equal to the geographical latitude. This axis is aligned with the celestial poles, which is closely, but not perfectly, aligned with the pole star Polaris. For illustration, the celestial axis points vertically at the true North Pole, where it points horizontally on the equator. At Jaipur, home of the world's largest sundial, gnomons are raised 26°55" above horizontal, reflecting the local latitude.[20]
|
72 |
+
|
73 |
+
On any given day, the Sun appears to rotate uniformly about this axis, at about 15° per hour, making a full circuit (360°) in 24 hours. A linear gnomon aligned with this axis will cast a sheet of shadow (a half-plane) that, falling opposite to the Sun, likewise rotates about the celestial axis at 15° per hour. The shadow is seen by falling on a receiving surface that is usually flat, but which may be spherical, cylindrical, conical or of other shapes. If the shadow falls on a surface that is symmetrical about the celestial axis (as in an armillary sphere, or an equatorial dial), the surface-shadow likewise moves uniformly; the hour-lines on the sundial are equally spaced. However, if the receiving surface is not symmetrical (as in most horizontal sundials), the surface shadow generally moves non-uniformly and the hour-lines are not equally spaced; one exception is the Lambert dial described below.
|
74 |
+
|
75 |
+
Some types of sundials are designed with a fixed gnomon that is not aligned with the celestial poles like a vertical obelisk. Such sundials are covered below under the section, "Nodus-based sundials".
|
76 |
+
|
77 |
+
The formulas shown in the paragraphs below allow the positions of the hour-lines to be calculated for various types of sundial. In some cases, the calculations are simple; in others they are extremely complicated. There is an alternative, simple method of finding the positions of the hour-lines which can be used for many types of sundial, and saves a lot of work in cases where the calculations are complex.[21] This is an empirical procedure in which the position of the shadow of the gnomon of a real sundial is marked at hourly intervals. The equation of time must be taken into account to ensure that the positions of the hour-lines are independent of the time of year when they are marked. An easy way to do this is to set a clock or watch so it shows "sundial time"[b] which is standard time,[c] plus the equation of time on the day in question.[d][22] The hour-lines on the sundial are marked to show the positions of the shadow of the style when this clock shows whole numbers of hours, and are labelled with these numbers of hours. For example, when the clock reads 5:00, the shadow of the style is marked, and labelled "5" (or "V" in Roman numerals). If the hour-lines are not all marked in a single day, the clock must be adjusted every day or two to take account of the variation of the equation of time.
|
78 |
+
|
79 |
+
The distinguishing characteristic of the equatorial dial (also called the equinoctial dial) is the planar surface that receives the shadow, which is exactly perpendicular to the gnomon's style.[24][25][26] This plane is called equatorial, because it is parallel to the equator of the Earth and of the celestial sphere. If the gnomon is fixed and aligned with the Earth's rotational axis, the sun's apparent rotation about the Earth casts a uniformly rotating sheet of shadow from the gnomon; this produces a uniformly rotating line of shadow on the equatorial plane. Since the sun rotates 360° in 24 hours, the hour-lines on an equatorial dial are all spaced 15° apart (360/24).
|
80 |
+
|
81 |
+
The uniformity of their spacing makes this type of sundial easy to construct. If the dial plate material is opaque, both sides of the equatorial dial must be marked, since the shadow will be cast from below in winter and from above in summer. With translucent dial plates (e.g. glass) the hour angles need only be marked on the sun-facing side, although the hour numberings (if used) need be made on both sides of the dial, owing to the differing hour schema on the sun-facing and sun-backing sides.
|
82 |
+
|
83 |
+
Another major advantage of this dial is that equation of time (EoT) and daylight saving time (DST) corrections can be made by simply rotating the dial plate by the appropriate angle each day. This is because the hour angles are equally spaced around the dial. For this reason, an equatorial dial is often a useful choice when the dial is for public display and it is desirable to have it show the true local time to reasonable accuracy. The EoT correction is made via the relation
|
84 |
+
|
85 |
+
Near the equinoxes in spring and autumn, the sun moves on a circle that is nearly the same as the equatorial plane; hence, no clear shadow is produced on the equatorial dial at those times of year, a drawback of the design.
|
86 |
+
|
87 |
+
A nodus is sometimes added to equatorial sundials, which allows the sundial to tell the time of year. On any given day, the shadow of the nodus moves on a circle on the equatorial plane, and the radius of the circle measures the declination of the sun. The ends of the gnomon bar may be used as the nodus, or some feature along its length. An ancient variant of the equatorial sundial has only a nodus (no style) and the concentric circular hour-lines are arranged to resemble a spider-web.[27]
|
88 |
+
|
89 |
+
In the horizontal sundial (also called a garden sundial), the plane that receives the shadow is aligned horizontally, rather than being perpendicular to the style as in the equatorial dial.[28][29][30] Hence, the line of shadow does not rotate uniformly on the dial face; rather, the hour lines are spaced according to the rule.[31][32]
|
90 |
+
|
91 |
+
Or in other terms:
|
92 |
+
|
93 |
+
where L is the sundial's geographical latitude (and the angle the gnomon makes with the dial plate),
|
94 |
+
|
95 |
+
|
96 |
+
|
97 |
+
|
98 |
+
H
|
99 |
+
|
100 |
+
H
|
101 |
+
|
102 |
+
|
103 |
+
|
104 |
+
|
105 |
+
{\displaystyle H_{H}}
|
106 |
+
|
107 |
+
is the angle between a given hour-line and the noon hour-line (which always points towards true North) on the plane, and t is the number of hours before or after noon. For example, the angle
|
108 |
+
|
109 |
+
|
110 |
+
|
111 |
+
|
112 |
+
H
|
113 |
+
|
114 |
+
H
|
115 |
+
|
116 |
+
|
117 |
+
|
118 |
+
|
119 |
+
{\displaystyle H_{H}}
|
120 |
+
|
121 |
+
of the 3pm hour-line would equal the arctangent of sin L, since tan 45° = 1. When L equals 90° (at the North Pole), the horizontal sundial becomes an equatorial sundial; the style points straight up (vertically), and the horizontal plane is aligned with the equatorial plane; the hour-line formula becomes
|
122 |
+
|
123 |
+
|
124 |
+
|
125 |
+
|
126 |
+
H
|
127 |
+
|
128 |
+
H
|
129 |
+
|
130 |
+
|
131 |
+
|
132 |
+
|
133 |
+
{\displaystyle H_{H}}
|
134 |
+
|
135 |
+
= 15° × t, as for an equatorial dial. A horizontal sundial at the Earth's equator, where L equals 0°, would require a (raised) horizontal style and would be an example of a polar sundial (see below).
|
136 |
+
|
137 |
+
The chief advantages of the horizontal sundial are that it is easy to read, and the sunlight lights the face throughout the year. All the hour-lines intersect at the point where the gnomon's style crosses the horizontal plane. Since the style is aligned with the Earth's rotational axis, the style points true North and its angle with the horizontal equals the sundial's geographical latitude L. A sundial designed for one latitude can be adjusted for use at another latitude by tilting its base upwards or downwards by an angle equal to the difference in latitude. For example, a sundial designed for a latitude of 40° can be used at a latitude of 45°, if the sundial plane is tilted upwards by 5°, thus aligning the style with the Earth's rotational axis.[citation needed]
|
138 |
+
|
139 |
+
Many ornamental sundials are designed to be used at 45 degrees north. Some mass-produced garden sundials fail to correctly calculate the hourlines and so can never be corrected. A local standard time zone is nominally 15 degrees wide, but may be modified to follow geographic or political boundaries. A sundial can be rotated around its style (which must remain pointed at the celestial pole) to adjust to the local time zone. In most cases, a rotation in the range of 7.5 degrees east to 23 degrees west suffices. This will introduce error in sundials that do not have equal hour angles. To correct for daylight saving time, a face needs two sets of numerals or a correction table. An informal standard is to have numerals in hot colors for summer, and in cool colors for winter.[citation needed] Since the hour angles are not evenly spaced, the equation of time corrections cannot be made via rotating the dial plate about the gnomon axis. These types of dials usually have an equation of time correction tabulation engraved on their pedestals or close by. Horizontal dials are commonly seen in gardens, churchyards and in public areas.
|
140 |
+
|
141 |
+
In the common vertical dial, the shadow-receiving plane is aligned vertically; as usual, the gnomon's style is aligned with the Earth's axis of rotation.[24][33][34] As in the horizontal dial, the line of shadow does not move uniformly on the face; the sundial is not equiangular. If the face of the vertical dial points directly south, the angle of the hour-lines is instead described by the formula[35][36]
|
142 |
+
|
143 |
+
where L is the sundial's geographical latitude,
|
144 |
+
|
145 |
+
|
146 |
+
|
147 |
+
|
148 |
+
H
|
149 |
+
|
150 |
+
V
|
151 |
+
|
152 |
+
|
153 |
+
|
154 |
+
|
155 |
+
{\displaystyle H_{V}}
|
156 |
+
|
157 |
+
is the angle between a given hour-line and the noon hour-line (which always points due north) on the plane, and t is the number of hours before or after noon. For example, the angle
|
158 |
+
|
159 |
+
|
160 |
+
|
161 |
+
|
162 |
+
H
|
163 |
+
|
164 |
+
V
|
165 |
+
|
166 |
+
|
167 |
+
|
168 |
+
|
169 |
+
{\displaystyle H_{V}}
|
170 |
+
|
171 |
+
of the 3pm hour-line would equal the arctangent of cos L, since tan 45° = 1. The shadow moves counter-clockwise on a south-facing vertical dial, whereas it runs clockwise on horizontal and equatorial north-facing dials.
|
172 |
+
|
173 |
+
Dials with faces perpendicular to the ground and which face directly South, North, East, or West are called vertical direct dials.[37][38] It is widely believed, and stated in respectable publications, that a vertical dial cannot receive more than twelve hours of sunlight a day, no matter how many hours of daylight there are.[39] However, there is an exception. Vertical sundials in the tropics which face the nearer pole (e.g. north facing in the zone between the Equator and the Tropic of Cancer) can actually receive sunlight for more than 12 hours from sunrise to sunset for a short period around the time of the summer solstice. For example, at latitude 20 degrees North, on June 21, the sun shines on a north-facing vertical wall for 13 hours, 21 minutes.[40] Vertical sundials which do not face directly South (in the northern hemisphere) may receive significantly less than twelve hours of sunlight per day, depending on the direction they do face, and on the time of year. For example, a vertical dial that faces due East can tell time only in the morning hours; in the afternoon, the sun does not shine on its face. Vertical dials that face due East or West are polar dials, which will be described below. Vertical dials that face North are uncommon, because they tell time only during the spring and summer, and do not show the midday hours except in tropical latitudes (and even there, only around midsummer). For non-direct vertical dials—those that face in non-cardinal directions—the mathematics of arranging the style and the hour-lines becomes more complicated; it may be easier to mark the hour lines by observation, but the placement of the style, at least, must be calculated first; such dials are said to be declining dials.[41][42][43]
|
174 |
+
|
175 |
+
Vertical dials are commonly mounted on the walls of buildings, such as town-halls, cupolas and church-towers, where they are easy to see from far away. In some cases, vertical dials are placed on all four sides of a rectangular tower, providing the time throughout the day. The face may be painted on the wall, or displayed in inlaid stone; the gnomon is often a single metal bar, or a tripod of metal bars for rigidity. If the wall of the building faces toward the South, but does not face due South, the gnomon will not lie along the noon line, and the hour lines must be corrected. Since the gnomon's style must be parallel to the Earth's axis, it always "points" true North and its angle with the horizontal will equal the sundial's geographical latitude; on a direct south dial, its angle with the vertical face of the dial will equal the colatitude, or 90° minus the latitude.[44]
|
176 |
+
|
177 |
+
In polar dials, the shadow-receiving plane is aligned parallel to the gnomon-style.[45][46][47]
|
178 |
+
Thus, the shadow slides sideways over the surface, moving perpendicularly to itself as the Sun rotates about the style. As with the gnomon, the hour-lines are all aligned with the Earth's rotational axis. When the Sun's rays are nearly parallel to the plane, the shadow moves very quickly and the hour lines are spaced far apart. The direct East- and West-facing dials are examples of a polar dial. However, the face of a polar dial need not be vertical; it need only be parallel to the gnomon. Thus, a plane inclined at the angle of latitude (relative to horizontal) under the similarly inclined gnomon will be a polar dial. The perpendicular spacing X of the hour-lines in the plane is described by the formula
|
179 |
+
|
180 |
+
where H is the height of the style above the plane, and t is the time (in hours) before or after the center-time for the polar dial. The center time is the time when the style's shadow falls directly down on the plane; for an East-facing dial, the center time will be 6am, for a West-facing dial, this will be 6pm, and for the inclined dial described above, it will be noon. When t approaches ±6 hours away from the center time, the spacing X diverges to +∞; this occurs when the Sun's rays become parallel to the plane.
|
181 |
+
|
182 |
+
A declining dial is any non-horizontal, planar dial that does not face in a cardinal direction, such as (true) North, South, East or West.[41][48][43] As usual, the gnomon's style is aligned with the Earth's rotational axis, but the hour-lines are not symmetrical about the noon hour-line. For a vertical dial, the angle
|
183 |
+
|
184 |
+
|
185 |
+
|
186 |
+
|
187 |
+
H
|
188 |
+
|
189 |
+
VD
|
190 |
+
|
191 |
+
|
192 |
+
|
193 |
+
|
194 |
+
{\displaystyle H_{\text{VD}}}
|
195 |
+
|
196 |
+
between the noon hour-line and another hour-line is given by the formula below. Note that
|
197 |
+
|
198 |
+
|
199 |
+
|
200 |
+
|
201 |
+
H
|
202 |
+
|
203 |
+
VD
|
204 |
+
|
205 |
+
|
206 |
+
|
207 |
+
|
208 |
+
{\displaystyle H_{\text{VD}}}
|
209 |
+
|
210 |
+
is defined positive in the clockwise sense w.r.t. the upper vertical hour angle; and that its conversion to the equivalent solar hour requires careful consideration of which quadrant of the sundial that it belongs in.[49]
|
211 |
+
|
212 |
+
where
|
213 |
+
|
214 |
+
|
215 |
+
|
216 |
+
L
|
217 |
+
|
218 |
+
|
219 |
+
{\displaystyle L}
|
220 |
+
|
221 |
+
is the sundial's geographical latitude; t is the time before or after noon;
|
222 |
+
|
223 |
+
|
224 |
+
|
225 |
+
D
|
226 |
+
|
227 |
+
|
228 |
+
{\displaystyle D}
|
229 |
+
|
230 |
+
is the angle of declination from true south, defined as positive when east of south; and
|
231 |
+
|
232 |
+
|
233 |
+
|
234 |
+
|
235 |
+
s
|
236 |
+
|
237 |
+
o
|
238 |
+
|
239 |
+
|
240 |
+
|
241 |
+
|
242 |
+
{\displaystyle s_{o}}
|
243 |
+
|
244 |
+
is a switch integer for the dial orientation. A partly south-facing dial has an
|
245 |
+
|
246 |
+
|
247 |
+
|
248 |
+
|
249 |
+
s
|
250 |
+
|
251 |
+
o
|
252 |
+
|
253 |
+
|
254 |
+
|
255 |
+
|
256 |
+
{\displaystyle s_{o}}
|
257 |
+
|
258 |
+
value of + 1; those partly north-facing, a value of -1. When such a dial faces South (
|
259 |
+
|
260 |
+
|
261 |
+
|
262 |
+
D
|
263 |
+
=
|
264 |
+
|
265 |
+
0
|
266 |
+
|
267 |
+
∘
|
268 |
+
|
269 |
+
|
270 |
+
|
271 |
+
|
272 |
+
{\displaystyle D=0^{\circ }}
|
273 |
+
|
274 |
+
), this formula reduces to the formula given above for vertical south-facing dials, i.e.
|
275 |
+
|
276 |
+
When a sundial is not aligned with a cardinal direction, the substyle of its gnomon is not aligned with the noon hour-line. The angle
|
277 |
+
|
278 |
+
|
279 |
+
|
280 |
+
B
|
281 |
+
|
282 |
+
|
283 |
+
{\displaystyle B}
|
284 |
+
|
285 |
+
between the substyle and the noon hour-line is given by the formula[49]
|
286 |
+
|
287 |
+
If a vertical sundial faces true South or North (
|
288 |
+
|
289 |
+
|
290 |
+
|
291 |
+
D
|
292 |
+
=
|
293 |
+
|
294 |
+
0
|
295 |
+
|
296 |
+
∘
|
297 |
+
|
298 |
+
|
299 |
+
|
300 |
+
|
301 |
+
{\displaystyle D=0^{\circ }}
|
302 |
+
|
303 |
+
or
|
304 |
+
|
305 |
+
|
306 |
+
|
307 |
+
D
|
308 |
+
=
|
309 |
+
|
310 |
+
180
|
311 |
+
|
312 |
+
∘
|
313 |
+
|
314 |
+
|
315 |
+
|
316 |
+
|
317 |
+
{\displaystyle D=180^{\circ }}
|
318 |
+
|
319 |
+
, respectively), the angle
|
320 |
+
|
321 |
+
|
322 |
+
|
323 |
+
B
|
324 |
+
=
|
325 |
+
|
326 |
+
0
|
327 |
+
|
328 |
+
∘
|
329 |
+
|
330 |
+
|
331 |
+
|
332 |
+
|
333 |
+
{\displaystyle B=0^{\circ }}
|
334 |
+
|
335 |
+
and the substyle is aligned with the noon hour-line.
|
336 |
+
|
337 |
+
The height of the gnomon, that is the angle the style makes to the plate,
|
338 |
+
|
339 |
+
|
340 |
+
|
341 |
+
G
|
342 |
+
|
343 |
+
|
344 |
+
{\displaystyle G}
|
345 |
+
|
346 |
+
, is given by :
|
347 |
+
|
348 |
+
[50]
|
349 |
+
|
350 |
+
The sundials described above have gnomons that are aligned with the Earth's rotational axis and cast their shadow onto a plane. If the plane is neither vertical nor horizontal nor equatorial, the sundial is said to be reclining or inclining.[51] Such a sundial might be located on a South-facing roof, for example. The hour-lines for such a sundial can be calculated by slightly correcting the horizontal formula above[52]
|
351 |
+
|
352 |
+
where
|
353 |
+
|
354 |
+
|
355 |
+
|
356 |
+
R
|
357 |
+
|
358 |
+
|
359 |
+
{\displaystyle R}
|
360 |
+
|
361 |
+
is the desired angle of reclining relative to the local vertical, L is the sundial's geographical latitude,
|
362 |
+
|
363 |
+
|
364 |
+
|
365 |
+
|
366 |
+
H
|
367 |
+
|
368 |
+
R
|
369 |
+
V
|
370 |
+
|
371 |
+
|
372 |
+
|
373 |
+
|
374 |
+
{\displaystyle H_{RV}}
|
375 |
+
|
376 |
+
is the angle between a given hour-line and the noon hour-line (which always points due north) on the plane, and t is the number of hours before or after noon. For example, the angle
|
377 |
+
|
378 |
+
|
379 |
+
|
380 |
+
|
381 |
+
H
|
382 |
+
|
383 |
+
R
|
384 |
+
V
|
385 |
+
|
386 |
+
|
387 |
+
|
388 |
+
|
389 |
+
{\displaystyle H_{RV}}
|
390 |
+
|
391 |
+
of the 3pm hour-line would equal the arctangent of cos(L + R), since tan 45° = 1. When R equals 0° (in other words, a South-facing vertical dial), we obtain the vertical dial formula above.
|
392 |
+
|
393 |
+
Some authors use a more specific nomenclature to describe the orientation of the shadow-receiving plane. If the plane's face points downwards towards the ground, it is said to be proclining or inclining, whereas a dial is said to be reclining when the dial face is pointing away from the ground. Many authors also often refer to reclined, proclined and inclined sundials in general as inclined sundials. It is also common in the latter case to measure the angle of inclination relative to the horizontal plane on the sun side of the dial.
|
394 |
+
In such texts, since I = 90° + R, the hour angle formula will often be seen written as :
|
395 |
+
|
396 |
+
The angle between the gnomon style and the dial plate, B, in this type of sundial is :
|
397 |
+
|
398 |
+
Or :
|
399 |
+
|
400 |
+
Some sundials both decline and recline, in that their shadow-receiving plane is not oriented with a cardinal direction (such as true North or true South) and is neither horizontal nor vertical nor equatorial. For example, such a sundial might be found on a roof that was not oriented in a cardinal direction.
|
401 |
+
|
402 |
+
The formulae describing the spacing of the hour-lines on such dials are rather more complicated than those for simpler dials.
|
403 |
+
|
404 |
+
There are various solution approaches, including some using the methods of rotation matrices, and some making a 3D model of the reclined-declined plane and its vertical declined counterpart plane, extracting the geometrical relationships between the hour angle components on both these planes and then reducing the trigonometric algebra.[53]
|
405 |
+
|
406 |
+
One system of formulas for Reclining-Declining sundials: (as stated by Fennewick)[54]
|
407 |
+
|
408 |
+
The angle
|
409 |
+
|
410 |
+
|
411 |
+
|
412 |
+
|
413 |
+
H
|
414 |
+
|
415 |
+
RD
|
416 |
+
|
417 |
+
|
418 |
+
|
419 |
+
|
420 |
+
{\displaystyle H_{\text{RD}}}
|
421 |
+
|
422 |
+
between the noon hour-line and another hour-line is given by the formula below. Note that
|
423 |
+
|
424 |
+
|
425 |
+
|
426 |
+
|
427 |
+
H
|
428 |
+
|
429 |
+
RD
|
430 |
+
|
431 |
+
|
432 |
+
|
433 |
+
|
434 |
+
{\displaystyle H_{\text{RD}}}
|
435 |
+
|
436 |
+
advances counterclockwise with respect to the zero hour angle for those dials that are partly south-facing and clockwise for those that are north-facing.
|
437 |
+
|
438 |
+
within the parameter ranges :
|
439 |
+
|
440 |
+
|
441 |
+
|
442 |
+
D
|
443 |
+
<
|
444 |
+
|
445 |
+
D
|
446 |
+
|
447 |
+
c
|
448 |
+
|
449 |
+
|
450 |
+
|
451 |
+
|
452 |
+
{\displaystyle D<D_{c}}
|
453 |
+
|
454 |
+
and
|
455 |
+
|
456 |
+
|
457 |
+
|
458 |
+
−
|
459 |
+
|
460 |
+
90
|
461 |
+
|
462 |
+
∘
|
463 |
+
|
464 |
+
|
465 |
+
<
|
466 |
+
R
|
467 |
+
<
|
468 |
+
(
|
469 |
+
|
470 |
+
90
|
471 |
+
|
472 |
+
∘
|
473 |
+
|
474 |
+
|
475 |
+
−
|
476 |
+
L
|
477 |
+
)
|
478 |
+
|
479 |
+
|
480 |
+
{\displaystyle -90^{\circ }<R<(90^{\circ }-L)}
|
481 |
+
|
482 |
+
.
|
483 |
+
|
484 |
+
Or, if preferring to use inclination angle,
|
485 |
+
|
486 |
+
|
487 |
+
|
488 |
+
I
|
489 |
+
|
490 |
+
|
491 |
+
{\displaystyle I}
|
492 |
+
|
493 |
+
, rather than the reclination,
|
494 |
+
|
495 |
+
|
496 |
+
|
497 |
+
R
|
498 |
+
|
499 |
+
|
500 |
+
{\displaystyle R}
|
501 |
+
|
502 |
+
, where
|
503 |
+
|
504 |
+
|
505 |
+
|
506 |
+
I
|
507 |
+
=
|
508 |
+
(
|
509 |
+
|
510 |
+
90
|
511 |
+
|
512 |
+
∘
|
513 |
+
|
514 |
+
|
515 |
+
+
|
516 |
+
R
|
517 |
+
)
|
518 |
+
|
519 |
+
|
520 |
+
{\displaystyle I=(90^{\circ }+R)}
|
521 |
+
|
522 |
+
:
|
523 |
+
|
524 |
+
within the parameter ranges :
|
525 |
+
|
526 |
+
|
527 |
+
|
528 |
+
D
|
529 |
+
<
|
530 |
+
|
531 |
+
D
|
532 |
+
|
533 |
+
c
|
534 |
+
|
535 |
+
|
536 |
+
|
537 |
+
|
538 |
+
{\displaystyle D<D_{c}}
|
539 |
+
|
540 |
+
and
|
541 |
+
|
542 |
+
|
543 |
+
|
544 |
+
|
545 |
+
0
|
546 |
+
|
547 |
+
∘
|
548 |
+
|
549 |
+
|
550 |
+
<
|
551 |
+
I
|
552 |
+
<
|
553 |
+
(
|
554 |
+
|
555 |
+
180
|
556 |
+
|
557 |
+
∘
|
558 |
+
|
559 |
+
|
560 |
+
−
|
561 |
+
L
|
562 |
+
)
|
563 |
+
|
564 |
+
|
565 |
+
{\displaystyle 0^{\circ }<I<(180^{\circ }-L)}
|
566 |
+
|
567 |
+
.
|
568 |
+
|
569 |
+
Here
|
570 |
+
|
571 |
+
|
572 |
+
|
573 |
+
L
|
574 |
+
|
575 |
+
|
576 |
+
{\displaystyle L}
|
577 |
+
|
578 |
+
is the sundial's geographical latitude;
|
579 |
+
|
580 |
+
|
581 |
+
|
582 |
+
|
583 |
+
s
|
584 |
+
|
585 |
+
o
|
586 |
+
|
587 |
+
|
588 |
+
|
589 |
+
|
590 |
+
{\displaystyle s_{o}}
|
591 |
+
|
592 |
+
is the orientation switch integer; t is the time in hours before or after noon; and
|
593 |
+
|
594 |
+
|
595 |
+
|
596 |
+
R
|
597 |
+
|
598 |
+
|
599 |
+
{\displaystyle R}
|
600 |
+
|
601 |
+
and
|
602 |
+
|
603 |
+
|
604 |
+
|
605 |
+
D
|
606 |
+
|
607 |
+
|
608 |
+
{\displaystyle D}
|
609 |
+
|
610 |
+
are the angles of reclination and declination, respectively.
|
611 |
+
Note that
|
612 |
+
|
613 |
+
|
614 |
+
|
615 |
+
R
|
616 |
+
|
617 |
+
|
618 |
+
{\displaystyle R}
|
619 |
+
|
620 |
+
is measured with reference to the vertical. It is positive when the dial leans back towards the horizon behind the dial and negative when the dial leans forward to the horizon on the Sun's side. Declination angle
|
621 |
+
|
622 |
+
|
623 |
+
|
624 |
+
D
|
625 |
+
|
626 |
+
|
627 |
+
{\displaystyle D}
|
628 |
+
|
629 |
+
is defined as positive when moving east of true south.
|
630 |
+
Dials facing fully or partly south have
|
631 |
+
|
632 |
+
|
633 |
+
|
634 |
+
|
635 |
+
s
|
636 |
+
|
637 |
+
o
|
638 |
+
|
639 |
+
|
640 |
+
|
641 |
+
|
642 |
+
{\displaystyle s_{o}}
|
643 |
+
|
644 |
+
= +1, while those partly or fully north-facing have an
|
645 |
+
|
646 |
+
|
647 |
+
|
648 |
+
|
649 |
+
s
|
650 |
+
|
651 |
+
o
|
652 |
+
|
653 |
+
|
654 |
+
|
655 |
+
|
656 |
+
{\displaystyle s_{o}}
|
657 |
+
|
658 |
+
value of -1.
|
659 |
+
Since the above expression gives the hour angle as an arctan function, due consideration must be given to which quadrant of the sundial each hour belongs to before assigning the correct hour angle.
|
660 |
+
|
661 |
+
Unlike the simpler vertical declining sundial, this type of dial does not always show hour angles on its sunside face for all declinations between east and west. When a northern hemisphere partly south-facing dial reclines back (i.e. away from the Sun) from the vertical, the gnomon will become co-planar with the dial plate at declinations less than due east or due west. Likewise for southern hemisphere dials that are partly north-facing.
|
662 |
+
Were these dials reclining forward, the range of declination would actually exceed due east and due west.
|
663 |
+
In a similar way, northern hemisphere dials that are partly north-facing and southern hemisphere dials that are south-facing, and which lean forward toward their upward pointing gnomons, will have a similar restriction on the range of declination that is possible for a given reclination value.
|
664 |
+
The critical declination
|
665 |
+
|
666 |
+
|
667 |
+
|
668 |
+
|
669 |
+
D
|
670 |
+
|
671 |
+
c
|
672 |
+
|
673 |
+
|
674 |
+
|
675 |
+
|
676 |
+
{\displaystyle D_{c}}
|
677 |
+
|
678 |
+
is a geometrical constraint which depends on the value of both the dial's reclination and its latitude :
|
679 |
+
|
680 |
+
As with the vertical declined dial, the gnomon's substyle is not aligned with the noon hour-line. The general formula for the angle
|
681 |
+
|
682 |
+
|
683 |
+
|
684 |
+
B
|
685 |
+
|
686 |
+
|
687 |
+
{\displaystyle B}
|
688 |
+
|
689 |
+
, between the substyle and the noon-line is given by :
|
690 |
+
|
691 |
+
The angle
|
692 |
+
|
693 |
+
|
694 |
+
|
695 |
+
G
|
696 |
+
|
697 |
+
|
698 |
+
{\displaystyle G}
|
699 |
+
|
700 |
+
, between the style and the plate is given by :
|
701 |
+
|
702 |
+
Note that for
|
703 |
+
|
704 |
+
|
705 |
+
|
706 |
+
G
|
707 |
+
=
|
708 |
+
|
709 |
+
0
|
710 |
+
|
711 |
+
∘
|
712 |
+
|
713 |
+
|
714 |
+
|
715 |
+
|
716 |
+
{\displaystyle G=0^{\circ }}
|
717 |
+
|
718 |
+
, i.e. when the gnomon is coplanar with the dial plate, we have :
|
719 |
+
|
720 |
+
i.e. when
|
721 |
+
|
722 |
+
|
723 |
+
|
724 |
+
D
|
725 |
+
=
|
726 |
+
|
727 |
+
D
|
728 |
+
|
729 |
+
c
|
730 |
+
|
731 |
+
|
732 |
+
|
733 |
+
|
734 |
+
{\displaystyle D=D_{c}}
|
735 |
+
|
736 |
+
, the critical declination value.[54]
|
737 |
+
|
738 |
+
Because of the complexity of the above calculations, using them for the practical purpose of designing a dial of this type is difficult and prone to error. It has been suggested that it is better to locate the hour lines empirically, marking the positions of the shadow of a style on a real sundial at hourly intervals as shown by a clock and adding/deducting that day's equation of time adjustment.[21] See Empirical hour-line marking, above.
|
739 |
+
|
740 |
+
The surface receiving the shadow need not be a plane, but can have any shape, provided that the sundial maker is willing to mark the hour-lines. If the style is aligned with the Earth's rotational axis, a spherical shape is convenient since the hour-lines are equally spaced, as they are on the equatorial dial above; the sundial is equiangular. This is the principle behind the armillary sphere and the equatorial bow sundial.[55][56][57] However, some equiangular sundials—such as the Lambert dial described below—are based on other principles.
|
741 |
+
|
742 |
+
In the equatorial bow sundial, the gnomon is a bar, slot or stretched wire parallel to the celestial axis. The face is a semicircle, corresponding to the equator of the sphere, with markings on the inner surface. This pattern, built a couple of meters wide out of temperature-invariant steel invar, was used to keep the trains running on time in France before World War I.[58]
|
743 |
+
|
744 |
+
Among the most precise sundials ever made are two equatorial bows constructed of marble found in Yantra mandir.[59][60] This collection of sundials and other astronomical instruments was built by Maharaja Jai Singh II at his then-new capital of Jaipur, India between 1727 and 1733. The larger equatorial bow is called the Samrat Yantra (The Supreme Instrument); standing at 27 meters, its shadow moves visibly at 1 mm per second, or roughly a hand's breadth (6 cm) every minute.
|
745 |
+
|
746 |
+
Other non-planar surfaces may be used to receive the shadow of the gnomon.
|
747 |
+
|
748 |
+
As an elegant alternative, the style (which could be created by a hole or slit in the circumference) may be located on the circumference of a cylinder or sphere, rather than at its central axis of symmetry.
|
749 |
+
|
750 |
+
In that case, the hour lines are again spaced equally, but at twice the usual angle, due to the geometrical inscribed angle theorem. This is the basis of some modern sundials, but it was also used in ancient times;[e]
|
751 |
+
|
752 |
+
In another variation of the polar-axis-aligned cylindrical, a cylindrical dial could be rendered as a helical ribbon-like surface, with a thin gnomon located either along its center or at its periphery.
|
753 |
+
|
754 |
+
Sundials can be designed with a gnomon that is placed in a different position each day throughout the year. In other words, the position of the gnomon relative to the centre of the hour lines varies. The gnomon need not be aligned with the celestial poles and may even be perfectly vertical (the analemmatic dial). These dials, when combined with fixed-gnomon sundials, allow the user to determine true North with no other aid; the two sundials are correctly aligned if and only if they both show the same time.[citation needed]
|
755 |
+
|
756 |
+
A universal equinoctial ring dial (sometimes called a ring dial for brevity, although the term is ambiguous), is a portable version of an armillary sundial,[62] or was inspired by the mariner's astrolabe.[63] It was likely invented by William Oughtred around 1600 and became common throughout Europe.[64]
|
757 |
+
|
758 |
+
In its simplest form, the style is a thin slit that allows the Sun's rays to fall on the hour-lines of an equatorial ring. As usual, the style is aligned with the Earth's axis; to do this, the user may orient the dial towards true North and suspend the ring dial vertically from the appropriate point on the meridian ring. Such dials may be made self-aligning with the addition of a more complicated central bar, instead of a simple slit-style. These bars are sometimes an addition to a set of Gemma's rings. This bar could pivot about its end points and held a perforated slider that was positioned to the month and day according to a scale scribed on the bar. The time was determined by rotating the bar towards the Sun so that the light shining through the hole fell on the equatorial ring. This forced the user to rotate the instrument, which had the effect of aligning the instrument's vertical ring with the meridian.
|
759 |
+
|
760 |
+
When not in use, the equatorial and meridian rings can be folded together into a small disk.
|
761 |
+
|
762 |
+
In 1610, Edward Wright created the sea ring, which mounted a universal ring dial over a magnetic compass. This permitted mariners to determine the time and magnetic variation in a single step.[65]
|
763 |
+
|
764 |
+
Analemmatic sundials are a type of horizontal sundial that has a vertical gnomon and hour markers positioned in an elliptical pattern. There are no hour lines on the dial and the time of day is read on the ellipse. The gnomon is not fixed and must change position daily to accurately indicate time of day.
|
765 |
+
Analemmatic sundials are sometimes designed with a human as the gnomon. Human gnomon analemmatic sundials are not practical at lower latitudes where a human shadow is quite short during the summer months. A 66 inch tall person casts a 4-inch shadow at 27 deg latitude on the summer solstice.[66]
|
766 |
+
|
767 |
+
The Foster-Lambert dial is another movable-gnomon sundial.[67] In contrast to the elliptical analemmatic dial, the Lambert dial is circular with evenly spaced hour lines, making it an equiangular sundial, similar to the equatorial, spherical, cylindrical and conical dials described above. The gnomon of a Foster-Lambert dial is neither vertical nor aligned with the Earth's rotational axis; rather, it is tilted northwards by an angle α = 45° - (Φ/2), where Φ is the geographical latitude. Thus, a Foster-Lambert dial located at latitude 40° would have a gnomon tilted away from vertical by 25° in a northerly direction. To read the correct time, the gnomon must also be moved northwards by a distance
|
768 |
+
|
769 |
+
where R is the radius of the Foster-Lambert dial and δ again indicates the Sun's declination for that time of year.
|
770 |
+
|
771 |
+
Altitude dials measure the height of the Sun in the sky, rather than directly measuring its hour-angle about the Earth's axis. They are not oriented towards true North, but rather towards the Sun and generally held vertically. The Sun's elevation is indicated by the position of a nodus, either the shadow-tip of a gnomon, or a spot of light.
|
772 |
+
|
773 |
+
In altitude dials, the time is read from where the nodus falls on a set of hour-curves that vary with the time of year. Many such altitude-dials' construction is calculation-intensive, as also the case with many azimuth dials. But the capuchin dials (described below) are constructed and used graphically.
|
774 |
+
|
775 |
+
Altitude dials' disadvantages:
|
776 |
+
|
777 |
+
Since the Sun's altitude is the same at times equally spaced about noon (e.g., 9am and 3pm), the user had to know whether it was morning or afternoon. At, say, 3:00 pm, that isn't a problem. But when the dial indicates a time 15 minutes from noon, the user likely won't have a way of distinguishing 11:45 from 12:15.
|
778 |
+
|
779 |
+
Additionally, altitude dials are less accurate near noon, because the sun's altitude isn't changing rapidly then.
|
780 |
+
|
781 |
+
Many of these dials are portable and simple to use. As is often the case with other sundials, many altitude dials are designed for only one latitude. But the capuchin dial (described below) has a version that's adjustable for latitude.[68]
|
782 |
+
|
783 |
+
The book on sundials by Mayall & Mayall describes the Universal Capuchin sundial.
|
784 |
+
|
785 |
+
The length of a human shadow (or of any vertical object) can be used to measure the sun's elevation and, thence, the time.[69] The Venerable Bede gave a table for estimating the time from the length of one's shadow in feet, on the assumption that a monk's height is six times the length of his foot. Such shadow lengths will vary with the geographical latitude and with the time of year. For example, the shadow length at noon is short in summer months, and long in winter months.
|
786 |
+
|
787 |
+
Chaucer evokes this method a few times in his Canterbury Tales, as in his Parson's Tale.[f]
|
788 |
+
|
789 |
+
An equivalent type of sundial using a vertical rod of fixed length is known as a backstaff dial.
|
790 |
+
|
791 |
+
A shepherd's dial – also known as a shepherd's column dial,[70][71] pillar dial, cylinder dial or chilindre – is a portable cylindrical sundial with a knife-like gnomon that juts out perpendicularly.[72] It is normally dangled from a rope or string so the cylinder is vertical. The gnomon can be twisted to be above a month or day indication on the face of the cylinder. This corrects the sundial for the equation of time. The entire sundial is then twisted on its string so that the gnomon aims toward the Sun, while the cylinder remains vertical. The tip of the shadow indicates the time on the cylinder. The hour curves inscribed on the cylinder permit one to read the time. Shepherd's dials are sometimes hollow, so that the gnomon can fold within when not in use.
|
792 |
+
|
793 |
+
The shepherd's dial is evoked in Shakespeare's Henry VI, Part 3 (Act 2, Scene 5, Lines 21-29),[g] among other works of literature.[h]
|
794 |
+
|
795 |
+
The cylindrical shepherd's dial can be unrolled into a flat plate. In one simple version,[73] the front and back of the plate each have three columns, corresponding to pairs of months with roughly the same solar declination (June–July, May–August, April–September, March–October, February–November, and January–December). The top of each column has a hole for inserting the shadow-casting gnomon, a peg. Often only two times are marked on the column below, one for noon and the other for mid-morning/mid-afternoon.
|
796 |
+
|
797 |
+
Timesticks, clock spear,[70] or shepherds' time stick,[70] are based on the same principles as dials.[70][71] The time stick is carved with eight vertical time scales for a different period of the year, each bearing a time scale calculated according to the relative amount of daylight during the different months of the year. Any reading depends not only on the time of day but also on the latitude and time of year.[71]
|
798 |
+
A peg gnomon is inserted at the top in the appropriate hole or face for the season of the year, and turned to the Sun so that the shadow falls directly down the scale. Its end displays the time.[70]
|
799 |
+
|
800 |
+
In a ring dial (also known as an Aquitaine or a perforated ring dial), the ring is hung vertically and oriented sideways towards the sun.[74] A beam of light passes through a small hole in the ring and falls on hour-curves that are inscribed on the inside of the ring. To adjust for the equation of time, the hole is usually on a loose ring within the ring so that the hole can be adjusted to reflect the current month.
|
801 |
+
|
802 |
+
Card dials are another form of altitude dial.[75] A card is aligned edge-on with the sun and tilted so that a ray of light passes through an aperture onto a specified spot, thus determining the sun's altitude. A weighted string hangs vertically downwards from a hole in the card, and carries a bead or knot. The position of the bead on the hour-lines of the card gives the time. In more sophisticated versions such as the Capuchin dial, there is only one set of hour-lines, i.e., the hour lines do not vary with the seasons. Instead, the position of the hole from which the weighted string hangs is varied according to the season.
|
803 |
+
|
804 |
+
The Capuchin sundials are constructed and used graphically, as opposed the direct hour-angle measurements of horizontal or equatorial dials; or the calculated hour angle lines of some altitude and azimuth dials.
|
805 |
+
|
806 |
+
In addition to the ordinary Capuchin dial, there is a universal Capuchin dial, adjustable for latitude.
|
807 |
+
|
808 |
+
A navicula de Venetiis or "little ship of Venice" was an altitude dial used to tell time and which was shaped like a little ship. The cursor (with a plumb line attached) was slid up/down the mast to the correct latitude. The user then sighted the Sun through the pair of sighting holes at either end of the "ship's deck". The plumb line then marked what hour of the day it was.[citation needed]
|
809 |
+
|
810 |
+
Another type of sundial follows the motion of a single point of light or shadow, which may be called the nodus. For example, the sundial may follow the sharp tip of a gnomon's shadow, e.g., the shadow-tip of a vertical obelisk (e.g., the Solarium Augusti) or the tip of the horizontal marker in a shepherd's dial. Alternatively, sunlight may be allowed to pass through a small hole or reflected from a small (e.g., coin-sized) circular mirror, forming a small spot of light whose position may be followed. In such cases, the rays of light trace out a cone over the course of a day; when the rays fall on a surface, the path followed is the intersection of the cone with that surface. Most commonly, the receiving surface is a geometrical plane, so that the path of the shadow-tip or light-spot (called declination line) traces out a conic section such as a hyperbola or an ellipse. The collection of hyperbolae was called a pelekonon (axe) by the Greeks, because it resembles a double-bladed ax, narrow in the center (near the noonline) and flaring out at the ends (early morning and late evening hours).
|
811 |
+
|
812 |
+
There is a simple verification of hyperbolic declination lines on a sundial: the distance from the origin to the equinox line should be equal to harmonic mean of distances from the origin to summer and winter solstice lines.[76]
|
813 |
+
|
814 |
+
Nodus-based sundials may use a small hole or mirror to isolate a single ray of light; the former are sometimes called aperture dials. The oldest example is perhaps the antiborean sundial (antiboreum), a spherical nodus-based sundial that faces true North; a ray of sunlight enters from the South through a small hole located at the sphere's pole and falls on the hour and date lines inscribed within the sphere, which resemble lines of longitude and latitude, respectively, on a globe.[77]
|
815 |
+
|
816 |
+
Isaac Newton developed a convenient and inexpensive sundial, in which a small mirror is placed on the sill of a south-facing window.[78] The mirror acts like a nodus, casting a single spot of light on the ceiling. Depending on the geographical latitude and time of year, the light-spot follows a conic section, such as the hyperbolae of the pelikonon. If the mirror is parallel to the Earth's equator, and the ceiling is horizontal, then the resulting angles are those of a conventional horizontal sundial. Using the ceiling as a sundial surface exploits unused space, and the dial may be large enough to be very accurate.
|
817 |
+
|
818 |
+
Sundials are sometimes combined into multiple dials. If two or more dials that operate on different principles — such as an analemmatic dial and a horizontal or vertical dial — are combined, the resulting multiple dial becomes self-aligning, most of the time. Both dials need to output both time and declination. In other words, the direction of true North need not be determined; the dials are oriented correctly when they read the same time and declination. However, the most common forms combine dials are based on the same principle and the analemmatic does not normally output the declination of the sun, thus are not self-aligning.[79]
|
819 |
+
|
820 |
+
The diptych consisted of two small flat faces, joined by a hinge.[80] Diptychs usually folded into little flat boxes suitable for a pocket. The gnomon was a string between the two faces. When the string was tight, the two faces formed both a vertical and horizontal sundial. These were made of white ivory, inlaid with black lacquer markings. The gnomons were black braided silk, linen or hemp string. With a knot or bead on the string as a nodus, and the correct markings, a diptych (really any sundial large enough) can keep a calendar well-enough to plant crops. A common error describes the diptych dial as self-aligning. This is not correct for diptych dials consisting of a horizontal and vertical dial using a string gnomon between faces, no matter the orientation of the dial faces. Since the string gnomon is continuous, the shadows must meet at the hinge; hence, any orientation of the dial will show the same time on both dials.[81]
|
821 |
+
|
822 |
+
A common type of multiple dial has sundials on every face of a Platonic solid (regular polyhedron), usually a cube.[82]
|
823 |
+
|
824 |
+
Extremely ornate sundials can be composed in this way, by applying a sundial to every surface of a solid object.
|
825 |
+
|
826 |
+
In some cases, the sundials are formed as hollows in a solid object, e.g., a cylindrical hollow aligned with the Earth's rotational axis (in which the edges play the role of styles) or a spherical hollow in the ancient tradition of the hemisphaerium or the antiboreum. (See the History section above.) In some cases, these multiface dials are small enough to sit on a desk, whereas in others, they are large stone monuments.
|
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|
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A Polyhedral's dial faces can be designed to give the time for different time-zones simultaneously. Examples include the Scottish sundial of the 17th and 18th century, which was often an extremely complex shape of polyhedral, and even convex, faces.
|
829 |
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|
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Prismatic dials are a special case of polar dials, in which the sharp edges of a prism of a concave polygon serve as the styles and the sides of the prism receive the shadow.[83] Examples include a three-dimensional cross or star of David on gravestones.
|
831 |
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|
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The Benoy Dial was invented by Walter Gordon Benoy of Collingham in Nottinghamshire. Light is used to replace the shadow-edge of a gnomon. Whereas a gnomon casts a sheet of shadow, an equivalent sheet of light can be created by allowing the Sun's rays through a thin slit, reflecting them from a long, slim mirror (usually half-cylindrical), or focusing them through a cylindrical lens. For illustration, the Benoy Dial uses a cylindrical lens to create a sheet of light, which falls as a line on the dial surface. Benoy dials can be seen throughout Great Britain, such as[84]
|
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Invented by the German mathematician Hugo Michnik in 1922, the bifilar sundial has two non-intersecting threads parallel to the dial. Usually the second thread is orthogonal to the first.[86]
|
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The intersection of the two threads' shadows gives the local solar time.
|
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|
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A digital sundial indicates the current time with numerals formed by the sunlight striking it. Sundials of this type are installed in the Deutsches Museum in Munich and in the Sundial Park in Genk (Belgium), and a small version is available commercially. There is a patent for this type of sundial.[87]
|
838 |
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|
839 |
+
The globe dial is a sphere aligned with the Earth's rotational axis, and equipped with a spherical vane.[88] Similar to sundials with a fixed axial style, a globe dial determines the time from the Sun's azimuthal angle in its apparent rotation about the earth. This angle can be determined by rotating the vane to give the smallest shadow.
|
840 |
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841 |
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The simplest sundials do not give the hours, but rather note the exact moment of 12:00 noon.[89] In centuries past, such dials were used to correct mechanical clocks, which were sometimes so inaccurate as to lose or gain significant time in a single day.
|
842 |
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|
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In some U.S. colonial-era houses, a noon-mark can often be found carved into a floor or windowsill.[90] Such marks indicate local noon, and provide a simple and accurate time reference for households that do not possess accurate clocks. In modern times, in some Asian countries, post offices set their clocks from a precision noon-mark. These in turn provide the times for the rest of the society. The typical noon-mark sundial was a lens set above an analemmatic plate. The plate has an engraved figure-eight shape, which corresponds to plotting the equation of time (described above) versus the solar declination. When the edge of the Sun's image touches the part of the shape for the current month, this indicates that it is 12:00 noon.
|
844 |
+
|
845 |
+
A sundial cannon, sometimes called a 'meridian cannon', is a specialized sundial that is designed to create an 'audible noonmark', by automatically igniting a quantity of gunpowder at noon. These were novelties rather than precision sundials, sometimes installed in parks in Europe mainly in the late 18th or early 19th century. They typically consist of a horizontal sundial, which has in addition to a gnomon a suitably mounted lens, set to focus the rays of the sun at exactly noon on the firing pan of a miniature cannon loaded with gunpowder (but no ball). To function properly the position and angle of the lens must be adjusted seasonally.[citation needed]
|
846 |
+
|
847 |
+
A horizontal line aligned on a meridian with a gnomon facing the noon-sun is termed a meridian line and does not indicate the time, but instead the day of the year. Historically they were used to accurately determine the length of the solar year. Examples are the Bianchini meridian line in Santa Maria degli Angeli e dei Martiri in Rome, and the Cassini line in San Petronio Basilica at Bologna.[91]
|
848 |
+
|
849 |
+
The association of sundials with time has inspired their designers over the centuries to display mottoes as part of the design. Often these cast the device in the role of memento mori, inviting the observer to reflect on the transience of the world and the inevitability of death. "Do not kill time, for it will surely kill thee." Other mottoes are more whimsical: "I count only the sunny hours," and "I am a sundial and I make a botch / of what is done far better by a watch." Collections of sundial mottoes have often been published through the centuries.[citation needed]
|
850 |
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|
851 |
+
If a horizontal-plate sundial is made for the latitude in which it is being used, and if it is mounted with its plate horizontal and its gnomon pointing to the celestial pole that is above the horizon, then it shows the correct time in apparent solar time. Conversely, if the directions of the cardinal points are initially unknown, but the sundial is aligned so it shows the correct apparent solar time as calculated from the reading of a clock, its gnomon shows the direction of True North or South, allowing the sundial to be used as a compass. The sundial can be placed on a horizontal surface, and rotated about a vertical axis until it shows the correct time. The gnomon will then be pointing to the North, in the northern hemisphere, or to the South in the southern hemisphere. This method is much more accurate than using a watch as a compass (see Cardinal direction#Watch face) and can be used in places where the magnetic declination is large, making a magnetic compass unreliable. An alternative method uses two sundials of different designs. (See #Multiple dials, above.) The dials are attached to and aligned with each other, and are oriented so they show the same time. This allows the directions of the cardinal points and the apparent solar time to be determined simultaneously, without requiring a clock.[citation needed]
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Agriculture is the science and art of cultivating plants and livestock.[1] Agriculture was the key development in the rise of sedentary human civilization, whereby farming of domesticated species created food surpluses that enabled people to live in cities. The history of agriculture began thousands of years ago. After gathering wild grains beginning at least 105,000 years ago, nascent farmers began to plant them around 11,500 years ago. Pigs, sheep and cattle were domesticated over 10,000 years ago. Plants were independently cultivated in at least 11 regions of the world. Industrial agriculture based on large-scale monoculture in the twentieth century came to dominate agricultural output, though about 2 billion people still depended on subsistence agriculture into the twenty-first.
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7 |
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Modern agronomy, plant breeding, agrochemicals such as pesticides and fertilizers, and technological developments have sharply increased yields, while causing widespread ecological and environmental damage. Selective breeding and modern practices in animal husbandry have similarly increased the output of meat, but have raised concerns about animal welfare and environmental damage. Environmental issues include contributions to global warming, depletion of aquifers, deforestation, antibiotic resistance, and growth hormones in industrial meat production. Genetically modified organisms are widely used, although some are banned in certain countries.
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9 |
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The major agricultural products can be broadly grouped into foods, fibers, fuels and raw materials (such as rubber). Food classes include cereals (grains), vegetables, fruits, oils, meat, milk, fungi and eggs. Over one-third of the world's workers are employed in agriculture, second only to the service sector, although the number of agricultural workers in developed countries has decreased significantly over the centuries.
|
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|
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|
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|
13 |
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The word agriculture is a late Middle English adaptation of Latin agricultūra, from ager, "field", and cultūra, "cultivation" or "growing".[2] While agriculture usually refers to human activities, certain species of ant,[3][4] termite and beetle have been cultivating crops for up to 60 million years.[5] Agriculture is defined with varying scopes, in its broadest sense using natural resources to "produce commodities which maintain life, including food, fiber, forest products, horticultural crops, and their related services".[6] Thus defined, it includes arable farming, horticulture, animal husbandry and forestry, but horticulture and forestry are in practice often excluded.[6]
|
14 |
+
|
15 |
+
The development of agriculture enabled the human population to grow many times larger than could be sustained by hunting and gathering.[9] Agriculture began independently in different parts of the globe,[10] and included a diverse range of taxa, in at least 11 separate centres of origin.[7] Wild grains were collected and eaten from at least 105,000 years ago.[11] From around 11,500 years ago, the eight Neolithic founder crops, emmer and einkorn wheat, hulled barley, peas, lentils, bitter vetch, chick peas and flax were cultivated in the Levant. Rice was domesticated in China between 11,500 and 6,200 BC with the earliest known cultivation from 5,700 BC,[12] followed by mung, soy and azuki beans. Sheep were domesticated in Mesopotamia between 13,000 and 11,000 years ago.[13] Cattle were domesticated from the wild aurochs in the areas of modern Turkey and Pakistan some 10,500 years ago.[14] Pig production emerged in Eurasia, including Europe, East Asia and Southwest Asia,[15] where wild boar were first domesticated about 10,500 years ago.[16] In the Andes of South America, the potato was domesticated between 10,000 and 7,000 years ago, along with beans, coca, llamas, alpacas, and guinea pigs. Sugarcane and some root vegetables were domesticated in New Guinea around 9,000 years ago. Sorghum was domesticated in the Sahel region of Africa by 7,000 years ago. Cotton was domesticated in Peru by 5,600 years ago,[17] and was independently domesticated in Eurasia. In Mesoamerica, wild teosinte was bred into maize by 6,000 years ago.[18]
|
16 |
+
Scholars have offered multiple hypotheses to explain the historical origins of agriculture. Studies of the transition from hunter-gatherer to agricultural societies indicate an initial period of intensification and increasing sedentism; examples are the Natufian culture in the Levant, and the Early Chinese Neolithic in China. Then, wild stands that had previously been harvested started to be planted, and gradually came to be domesticated.[19][20][21]
|
17 |
+
|
18 |
+
In Eurasia, the Sumerians started to live in villages from about 8,000 BC, relying on the Tigris and Euphrates rivers and a canal system for irrigation. Ploughs appear in pictographs around 3,000 BC; seed-ploughs around 2,300 BC. Farmers grew wheat, barley, vegetables such as lentils and onions, and fruits including dates, grapes, and figs.[22] Ancient Egyptian agriculture relied on the Nile River and its seasonal flooding. Farming started in the predynastic period at the end of the Paleolithic, after 10,000 BC. Staple food crops were grains such as wheat and barley, alongside industrial crops such as flax and papyrus.[23][24] In India, wheat, barley and jujube were domesticated by 9,000 BC, soon followed by sheep and goats.[25] Cattle, sheep and goats were domesticated in Mehrgarh culture by 8,000–6,000 BC.[26][27][27][28] Cotton was cultivated by the 5th–4th millennium BC.[29] Archeological evidence indicates an animal-drawn plough from 2,500 BC in the Indus Valley Civilisation.[30]
|
19 |
+
In China, from the 5th century BC there was a nationwide granary system and widespread silk farming.[31] Water-powered grain mills were in use by the 1st century BC,[32] followed by irrigation.[33] By the late 2nd century, heavy ploughs had been developed with iron ploughshares and mouldboards.[34][35] These spread westwards across Eurasia.[36] Asian rice was domesticated 8,200–13,500 years ago – depending on the molecular clock estimate that is used[37] – on the Pearl River in southern China with a single genetic origin from the wild rice Oryza rufipogon.[38] In Greece and Rome, the major cereals were wheat, emmer, and barley, alongside vegetables including peas, beans, and olives. Sheep and goats were kept mainly for dairy products.[39][40]
|
20 |
+
|
21 |
+
In the Americas, crops domesticated in Mesoamerica (apart from teosinte) include squash, beans, and cocoa.[41] Cocoa was being domesticated by the Mayo Chinchipe of the upper Amazon around 3,000 BC.[42]
|
22 |
+
The turkey was probably domesticated in Mexico or the American Southwest.[43] The Aztecs developed irrigation systems, formed terraced hillsides, fertilized their soil, and developed chinampas or artificial islands. The Mayas used extensive canal and raised field systems to farm swampland from 400 BC.[44][45][46][47][48] Coca was domesticated in the Andes, as were the peanut, tomato, tobacco, and pineapple.[41] Cotton was domesticated in Peru by 3,600 BC.[49] Animals including llamas, alpacas, and guinea pigs were domesticated there.[50] In North America, the indigenous people of the East domesticated crops such as sunflower, tobacco,[51] squash and Chenopodium.[52][53] Wild foods including wild rice and maple sugar were harvested.[54] The domesticated strawberry is a hybrid of a Chilean and a North American species, developed by breeding in Europe and North America.[55] The indigenous people of the Southwest and the Pacific Northwest practiced forest gardening and fire-stick farming. The natives controlled fire on a regional scale to create a low-intensity fire ecology that sustained a low-density agriculture in loose rotation; a sort of "wild" permaculture.[56][57][58][59] A system of companion planting called the Three Sisters was developed on the Great Plains. The three crops were winter squash, maize, and climbing beans.[60][61]
|
23 |
+
|
24 |
+
Indigenous Australians, long supposed to have been nomadic hunter-gatherers, practised systematic burning to enhance natural productivity in fire-stick farming.[62] The Gunditjmara and other groups developed eel farming and fish trapping systems from some 5,000 years ago.[63] There is evidence of 'intensification' across the whole continent over that period.[64] In two regions of Australia, the central west coast and eastern central, early farmers cultivated yams, native millet, and bush onions, possibly in permanent settlements.[65][21]
|
25 |
+
|
26 |
+
In the Middle Ages, both in the Islamic world and in Europe, agriculture transformed with improved techniques and the diffusion of crop plants, including the introduction of sugar, rice, cotton and fruit trees (such as the orange) to Europe by way of Al-Andalus.[66][67] After 1492 the Columbian exchange brought New World crops such as maize, potatoes, tomatoes, sweet potatoes and manioc to Europe, and Old World crops such as wheat, barley, rice and turnips, and livestock (including horses, cattle, sheep and goats) to the Americas.[68]
|
27 |
+
|
28 |
+
Irrigation, crop rotation, and fertilizers advanced from the 17th century with the British Agricultural Revolution, allowing global population to rise significantly. Since 1900 agriculture in developed nations, and to a lesser extent in the developing world, has seen large rises in productivity as mechanization replaces human labor, and assisted by synthetic fertilizers, pesticides, and selective breeding. The Haber-Bosch method allowed the synthesis of ammonium nitrate fertilizer on an industrial scale, greatly increasing crop yields and sustaining a further increase in global population.[69][70] Modern agriculture has raised or encountered ecological, political, and economic issues including water pollution, biofuels, genetically modified organisms, tariffs and farm subsidies, leading to alternative approaches such as the organic movement.[71][72]
|
29 |
+
|
30 |
+
Pastoralism involves managing domesticated animals. In nomadic pastoralism, herds of livestock are moved from place to place in search of pasture, fodder, and water. This type of farming is practised in arid and semi-arid regions of Sahara, Central Asia and some parts of India.[73]
|
31 |
+
|
32 |
+
In shifting cultivation, a small area of forest is cleared by cutting and burning the trees. The cleared land is used for growing crops for a few years until the soil becomes too infertile, and the area is abandoned. Another patch of land is selected and the process is repeated. This type of farming is practiced mainly in areas with abundant rainfall where the forest regenerates quickly. This practice is used in Northeast India, Southeast Asia, and the Amazon Basin.[74]
|
33 |
+
|
34 |
+
Subsistence farming is practiced to satisfy family or local needs alone, with little left over for transport elsewhere. It is intensively practiced in Monsoon Asia and South-East Asia.[75] An estimated 2.5 billion subsistence farmers worked in 2018, cultivating about 60% of the earth's arable land.[76]
|
35 |
+
|
36 |
+
Intensive farming is cultivation to maximise productivity, with a low fallow ratio and a high use of inputs (water, fertilizer, pesticide and automation). It is practiced mainly in developed countries.[77][78]
|
37 |
+
|
38 |
+
From the twentieth century, intensive agriculture increased productivity. It substituted synthetic fertilizers and pesticides for labor, but caused increased water pollution, and often involved farm subsidies. In recent years there has been a backlash against the environmental effects of conventional agriculture, resulting in the organic, regenerative, and sustainable agriculture movements.[71][80] One of the major forces behind this movement has been the European Union, which first certified organic food in 1991 and began reform of its Common Agricultural Policy (CAP) in 2005 to phase out commodity-linked farm subsidies,[81] also known as decoupling. The growth of organic farming has renewed research in alternative technologies such as integrated pest management, selective breeding,[82] and controlled-environment agriculture.[83][84] Recent mainstream technological developments include genetically modified food.[85] Demand for non-food biofuel crops,[86] development of former farm lands, rising transportation costs, climate change, growing consumer demand in China and India, and population growth,[87] are threatening food security in many parts of the world.[88][89][90][91][92] The International Fund for Agricultural Development posits that an increase in smallholder agriculture may be part of the solution to concerns about food prices and overall food security, given the favorable experience of Vietnam.[93] Soil degradation and diseases such as stem rust are major concerns globally;[94] approximately 40% of the world's agricultural land is seriously degraded.[95][96] By 2015, the agricultural output of China was the largest in the world, followed by the European Union, India and the United States.[79] Economists measure the total factor productivity of agriculture and by this measure agriculture in the United States is roughly 1.7 times more productive than it was in 1948.[97]
|
39 |
+
|
40 |
+
Following the three-sector theory, the number of people employed in agriculture and other primary activities (such as fishing) can be more than 80% in the least developed countries, and less than 2% in the most highly developed countries.[98] Since the Industrial Revolution, many countries have made the transition to developed economies, and the proportion of people working in agriculture has steadily fallen. During the 16th century in Europe, for example, between 55 and 75% of the population was engaged in agriculture; by the 19th century, this had dropped to between 35 and 65%.[99] In the same countries today, the figure is less than 10%.[98]
|
41 |
+
At the start of the 21st century, some one billion people, or over 1/3 of the available work force, were employed in agriculture. It constitutes approximately 70% of the global employment of children, and in many countries employs the largest percentage of women of any industry.[100] The service sector overtook the agricultural sector as the largest global employer in 2007.[101]
|
42 |
+
|
43 |
+
Agriculture, specifically farming, remains a hazardous industry, and farmers worldwide remain at high risk of work-related injuries, lung disease, noise-induced hearing loss, skin diseases, as well as certain cancers related to chemical use and prolonged sun exposure. On industrialized farms, injuries frequently involve the use of agricultural machinery, and a common cause of fatal agricultural injuries in developed countries is tractor rollovers.[102] Pesticides and other chemicals used in farming can also be hazardous to worker health, and workers exposed to pesticides may experience illness or have children with birth defects.[103] As an industry in which families commonly share in work and live on the farm itself, entire families can be at risk for injuries, illness, and death.[104] Ages 0–6 may be an especially vulnerable population in agriculture;[105] common causes of fatal injuries among young farm workers include drowning, machinery and motor accidents, including with all-terrain vehicles.[104][105][106]
|
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+
|
45 |
+
The International Labour Organization considers agriculture "one of the most hazardous of all economic sectors".[100] It estimates that the annual work-related death toll among agricultural employees is at least 170,000, twice the average rate of other jobs. In addition, incidences of death, injury and illness related to agricultural activities often go unreported.[107] The organization has developed the Safety and Health in Agriculture Convention, 2001, which covers the range of risks in the agriculture occupation, the prevention of these risks and the role that individuals and organizations engaged in agriculture should play.[100]
|
46 |
+
|
47 |
+
In the United States, agriculture has been identified by the National Institute for Occupational Safety and Health as a priority industry sector in the National Occupational Research Agenda to identify and provide intervention strategies for occupational health and safety issues.[108][109]
|
48 |
+
In the European Union, the European Agency for Safety and Health at Work has issued guidelines on implementing health and safety directives in agriculture, livestock farming, horticulture, and forestry.[110] The Agricultural Safety and Health Council of America (ASHCA) also holds a yearly summit to discuss safety.[111]
|
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|
50 |
+
Overall production varies by country as listed.
|
51 |
+
|
52 |
+
The twenty largest countries by agricultural output (in nominal terms) at peak level as of 2018, according to the IMF and CIA World Factbook.
|
53 |
+
|
54 |
+
Cropping systems vary among farms depending on the available resources and constraints; geography and climate of the farm; government policy; economic, social and political pressures; and the philosophy and culture of the farmer.[113][114]
|
55 |
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|
56 |
+
Shifting cultivation (or slash and burn) is a system in which forests are burnt, releasing nutrients to support cultivation of annual and then perennial crops for a period of several years.[115] Then the plot is left fallow to regrow forest, and the farmer moves to a new plot, returning after many more years (10–20). This fallow period is shortened if population density grows, requiring the input of nutrients (fertilizer or manure) and some manual pest control. Annual cultivation is the next phase of intensity in which there is no fallow period. This requires even greater nutrient and pest control inputs.[115]
|
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|
58 |
+
Further industrialization led to the use of monocultures, when one cultivar is planted on a large acreage. Because of the low biodiversity, nutrient use is uniform and pests tend to build up, necessitating the greater use of pesticides and fertilizers.[114] Multiple cropping, in which several crops are grown sequentially in one year, and intercropping, when several crops are grown at the same time, are other kinds of annual cropping systems known as polycultures.[115]
|
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|
60 |
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In subtropical and arid environments, the timing and extent of agriculture may be limited by rainfall, either not allowing multiple annual crops in a year, or requiring irrigation. In all of these environments perennial crops are grown (coffee, chocolate) and systems are practiced such as agroforestry. In temperate environments, where ecosystems were predominantly grassland or prairie, highly productive annual farming is the dominant agricultural system.[115]
|
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|
62 |
+
Important categories of food crops include cereals, legumes, forage, fruits and vegetables.[116] Natural fibers include cotton, wool, hemp, silk and flax.[117] Specific crops are cultivated in distinct growing regions throughout the world. Production is listed in millions of metric tons, based on FAO estimates.[116]
|
63 |
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|
64 |
+
Animal husbandry is the breeding and raising of animals for meat, milk, eggs, or wool, and for work and transport.[118] Working animals, including horses, mules, oxen, water buffalo, camels, llamas, alpacas, donkeys, and dogs, have for centuries been used to help cultivate fields, harvest crops, wrangle other animals, and transport farm products to buyers.[119]
|
65 |
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|
66 |
+
Livestock production systems can be defined based on feed source, as grassland-based, mixed, and landless.[120] As of 2010[update], 30% of Earth's ice- and water-free area was used for producing livestock, with the sector employing approximately 1.3 billion people. Between the 1960s and the 2000s, there was a significant increase in livestock production, both by numbers and by carcass weight, especially among beef, pigs and chickens, the latter of which had production increased by almost a factor of 10. Non-meat animals, such as milk cows and egg-producing chickens, also showed significant production increases. Global cattle, sheep and goat populations are expected to continue to increase sharply through 2050.[121] Aquaculture or fish farming, the production of fish for human consumption in confined operations, is one of the fastest growing sectors of food production, growing at an average of 9% a year between 1975 and 2007.[122]
|
67 |
+
|
68 |
+
During the second half of the 20th century, producers using selective breeding focused on creating livestock breeds and crossbreeds that increased production, while mostly disregarding the need to preserve genetic diversity. This trend has led to a significant decrease in genetic diversity and resources among livestock breeds, leading to a corresponding decrease in disease resistance and local adaptations previously found among traditional breeds.[123]
|
69 |
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|
70 |
+
Grassland based livestock production relies upon plant material such as shrubland, rangeland, and pastures for feeding ruminant animals. Outside nutrient inputs may be used, however manure is returned directly to the grassland as a major nutrient source. This system is particularly important in areas where crop production is not feasible because of climate or soil, representing 30–40 million pastoralists.[115] Mixed production systems use grassland, fodder crops and grain feed crops as feed for ruminant and monogastric (one stomach; mainly chickens and pigs) livestock. Manure is typically recycled in mixed systems as a fertilizer for crops.[120]
|
71 |
+
|
72 |
+
Landless systems rely upon feed from outside the farm, representing the de-linking of crop and livestock production found more prevalently in Organisation for Economic Co-operation and Development member countries. Synthetic fertilizers are more heavily relied upon for crop production and manure utilization becomes a challenge as well as a source for pollution.[120] Industrialized countries use these operations to produce much of the global supplies of poultry and pork. Scientists estimate that 75% of the growth in livestock production between 2003 and 2030 will be in confined animal feeding operations, sometimes called factory farming. Much of this growth is happening in developing countries in Asia, with much smaller amounts of growth in Africa.[121] Some of the practices used in commercial livestock production, including the usage of growth hormones, are controversial.[124]
|
73 |
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|
74 |
+
Tillage is the practice of breaking up the soil with tools such as the plow or harrow to prepare for planting, for nutrient incorporation, or for pest control. Tillage varies in intensity from conventional to no-till. It may improve productivity by warming the soil, incorporating fertilizer and controlling weeds, but also renders soil more prone to erosion, triggers the decomposition of organic matter releasing CO2, and reduces the abundance and diversity of soil organisms.[125][126]
|
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|
76 |
+
Pest control includes the management of weeds, insects, mites, and diseases. Chemical (pesticides), biological (biocontrol), mechanical (tillage), and cultural practices are used. Cultural practices include crop rotation, culling, cover crops, intercropping, composting, avoidance, and resistance. Integrated pest management attempts to use all of these methods to keep pest populations below the number which would cause economic loss, and recommends pesticides as a last resort.[127]
|
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|
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Nutrient management includes both the source of nutrient inputs for crop and livestock production, and the method of utilization of manure produced by livestock. Nutrient inputs can be chemical inorganic fertilizers, manure, green manure, compost and minerals.[128] Crop nutrient use may also be managed using cultural techniques such as crop rotation or a fallow period. Manure is used either by holding livestock where the feed crop is growing, such as in managed intensive rotational grazing, or by spreading either dry or liquid formulations of manure on cropland or pastures.[129][125]
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Water management is needed where rainfall is insufficient or variable, which occurs to some degree in most regions of the world.[115] Some farmers use irrigation to supplement rainfall. In other areas such as the Great Plains in the U.S. and Canada, farmers use a fallow year to conserve soil moisture to use for growing a crop in the following year.[130] Agriculture represents 70% of freshwater use worldwide.[131]
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According to a report by the International Food Policy Research Institute, agricultural technologies will have the greatest impact on food production if adopted in combination with each other; using a model that assessed how eleven technologies could impact agricultural productivity, food security and trade by 2050, the International Food Policy Research Institute found that the number of people at risk from hunger could be reduced by as much as 40% and food prices could be reduced by almost half.[132]
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Payment for ecosystem services is a method of providing additional incentives to encourage farmers to conserve some aspects of the environment. Measures might include paying for reforestation upstream of a city, to improve the supply of fresh water.[133]
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Crop alteration has been practiced by humankind for thousands of years, since the beginning of civilization. Altering crops through breeding practices changes the genetic make-up of a plant to develop crops with more beneficial characteristics for humans, for example, larger fruits or seeds, drought-tolerance, or resistance to pests. Significant advances in plant breeding ensued after the work of geneticist Gregor Mendel. His work on dominant and recessive alleles, although initially largely ignored for almost 50 years, gave plant breeders a better understanding of genetics and breeding techniques. Crop breeding includes techniques such as plant selection with desirable traits, self-pollination and cross-pollination, and molecular techniques that genetically modify the organism.[134]
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Domestication of plants has, over the centuries increased yield, improved disease resistance and drought tolerance, eased harvest and improved the taste and nutritional value of crop plants. Careful selection and breeding have had enormous effects on the characteristics of crop plants. Plant selection and breeding in the 1920s and 1930s improved pasture (grasses and clover) in New Zealand. Extensive X-ray and ultraviolet induced mutagenesis efforts (i.e. primitive genetic engineering) during the 1950s produced the modern commercial varieties of grains such as wheat, corn (maize) and barley.[135][136]
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The Green Revolution popularized the use of conventional hybridization to sharply increase yield by creating "high-yielding varieties". For example, average yields of corn (maize) in the US have increased from around 2.5 tons per hectare (t/ha) (40 bushels per acre) in 1900 to about 9.4 t/ha (150 bushels per acre) in 2001. Similarly, worldwide average wheat yields have increased from less than 1 t/ha in 1900 to more than 2.5 t/ha in 1990. South American average wheat yields are around 2 t/ha, African under 1 t/ha, and Egypt and Arabia up to 3.5 to 4 t/ha with irrigation. In contrast, the average wheat yield in countries such as France is over 8 t/ha. Variations in yields are due mainly to variation in climate, genetics, and the level of intensive farming techniques (use of fertilizers, chemical pest control, growth control to avoid lodging).[137][138][139]
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Genetically modified organisms (GMO) are organisms whose genetic material has been altered by genetic engineering techniques generally known as recombinant DNA technology. Genetic engineering has expanded the genes available to breeders to utilize in creating desired germlines for new crops. Increased durability, nutritional content, insect and virus resistance and herbicide tolerance are a few of the attributes bred into crops through genetic engineering.[140] For some, GMO crops cause food safety and food labeling concerns. Numerous countries have placed restrictions on the production, import or use of GMO foods and crops.[141] Currently a global treaty, the Biosafety Protocol, regulates the trade of GMOs. There is ongoing discussion regarding the labeling of foods made from GMOs, and while the EU currently requires all GMO foods to be labeled, the US does not.[142]
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Herbicide-resistant seed has a gene implanted into its genome that allows the plants to tolerate exposure to herbicides, including glyphosate. These seeds allow the farmer to grow a crop that can be sprayed with herbicides to control weeds without harming the resistant crop. Herbicide-tolerant crops are used by farmers worldwide.[143] With the increasing use of herbicide-tolerant crops, comes an increase in the use of glyphosate-based herbicide sprays. In some areas glyphosate resistant weeds have developed, causing farmers to switch to other herbicides.[144][145] Some studies also link widespread glyphosate usage to iron deficiencies in some crops, which is both a crop production and a nutritional quality concern, with potential economic and health implications.[146]
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Other GMO crops used by growers include insect-resistant crops, which have a gene from the soil bacterium Bacillus thuringiensis (Bt), which produces a toxin specific to insects. These crops resist damage by insects.[147] Some believe that similar or better pest-resistance traits can be acquired through traditional breeding practices, and resistance to various pests can be gained through hybridization or cross-pollination with wild species. In some cases, wild species are the primary source of resistance traits; some tomato cultivars that have gained resistance to at least 19 diseases did so through crossing with wild populations of tomatoes.[148]
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Agriculture imposes multiple external costs upon society through effects such as pesticide damage to nature (especially herbicides and insecticides), nutrient runoff, excessive water usage, and loss of natural environment. A 2000 assessment of agriculture in the UK determined total external costs for 1996 of £2,343 million, or £208 per hectare.[149] A 2005 analysis of these costs in the US concluded that cropland imposes approximately $5 to $16 billion ($30 to $96 per hectare), while livestock production imposes $714 million.[150] Both studies, which focused solely on the fiscal impacts, concluded that more should be done to internalize external costs. Neither included subsidies in their analysis, but they noted that subsidies also influence the cost of agriculture to society.[149][150]
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Agriculture seeks to increase yield and to reduce costs. Yield increases with inputs such as fertilisers and removal of pathogens, predators, and competitors (such as weeds). Costs decrease with increasing scale of farm units, such as making fields larger; this means removing hedges, ditches and other areas of habitat. Pesticides kill insects, plants and fungi. These and other measures have cut biodiversity to very low levels on intensively farmed land.[151]
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In 2010, the International Resource Panel of the United Nations Environment Programme assessed the environmental impacts of consumption and production. It found that agriculture and food consumption are two of the most important drivers of environmental pressures, particularly habitat change, climate change, water use and toxic emissions. Agriculture is the main source of toxins released into the environment, including insecticides, especially those used on cotton.[152] The 2011 UNEP Green Economy report states that "[a]agricultural operations, excluding land use changes, produce approximately 13 per cent of anthropogenic global GHG emissions. This includes GHGs emitted by the use of inorganic fertilizers agro-chemical pesticides and herbicides; (GHG emissions resulting from production of these inputs are included in industrial emissions); and fossil fuel-energy inputs.[153] "On average we find that the total amount of fresh residues from agricultural and forestry production for second- generation biofuel production amounts to 3.8 billion tonnes per year between 2011 and 2050 (with an average annual growth rate of 11 per cent throughout the period analysed, accounting for higher growth during early years, 48 per cent for 2011–2020 and an average 2 per cent annual expansion after 2020)."[153]
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A senior UN official, Henning Steinfeld, said that "Livestock are one of the most significant contributors to today's most serious environmental problems".[154] Livestock production occupies 70% of all land used for agriculture, or 30% of the land surface of the planet. It is one of the largest sources of greenhouse gases, responsible for 18% of the world's greenhouse gas emissions as measured in CO2 equivalents. By comparison, all transportation emits 13.5% of the CO2. It produces 65% of human-related nitrous oxide (which has 296 times the global warming potential of CO2,) and 37% of all human-induced methane (which is 23 times as warming as CO2.) It also generates 64% of the ammonia emission. Livestock expansion is cited as a key factor driving deforestation; in the Amazon basin 70% of previously forested area is now occupied by pastures and the remainder used for feedcrops.[155] Through deforestation and land degradation, livestock is also driving reductions in biodiversity. Furthermore, the UNEP states that "methane emissions from global livestock are projected to increase by 60 per cent by 2030 under current practices and consumption patterns."[153]
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Land transformation, the use of land to yield goods and services, is the most substantial way humans alter the Earth's ecosystems, and is considered the driving force in the loss of biodiversity. Estimates of the amount of land transformed by humans vary from 39 to 50%.[156] Land degradation, the long-term decline in ecosystem function and productivity, is estimated to be occurring on 24% of land worldwide, with cropland overrepresented.[157] The UN-FAO report cites land management as the driving factor behind degradation and reports that 1.5 billion people rely upon the degrading land. Degradation can be deforestation, desertification, soil erosion, mineral depletion, or chemical degradation (acidification and salinization).[115]
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Agriculture lead to rise in Zoonotic disease like the Coronavirus disease 2019, by degrading natural buffers between humans and animals, reducing biodiversity and creating big groups of genetically similar animals[158][159].
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Eutrophication, excessive nutrients in aquatic ecosystems resulting in algal bloom and anoxia, leads to fish kills, loss of biodiversity, and renders water unfit for drinking and other industrial uses. Excessive fertilization and manure application to cropland, as well as high livestock stocking densities cause nutrient (mainly nitrogen and phosphorus) runoff and leaching from agricultural land. These nutrients are major nonpoint pollutants contributing to eutrophication of aquatic ecosystems and pollution of groundwater, with harmful effects on human populations.[160] Fertilisers also reduce terrestrial biodiversity by increasing competition for light, favouring those species that are able to benefit from the added nutrients.[161]
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Agriculture accounts for 70 percent of withdrawals of freshwater resources.[162] Agriculture is a major draw on water from aquifers, and currently draws from those underground water sources at an unsustainable rate. It is long known that aquifers in areas as diverse as northern China, the Upper Ganges and the western US are being depleted, and new research extends these problems to aquifers in Iran, Mexico and Saudi Arabia.[163] Increasing pressure is being placed on water resources by industry and urban areas, meaning that water scarcity is increasing and agriculture is facing the challenge of producing more food for the world's growing population with reduced water resources.[164] Agricultural water usage can also cause major environmental problems, including the destruction of natural wetlands, the spread of water-borne diseases, and land degradation through salinization and waterlogging, when irrigation is performed incorrectly.[165]
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Pesticide use has increased since 1950 to 2.5 million short tons annually worldwide, yet crop loss from pests has remained relatively constant.[166] The World Health Organization estimated in 1992 that three million pesticide poisonings occur annually, causing 220,000 deaths.[167] Pesticides select for pesticide resistance in the pest population, leading to a condition termed the "pesticide treadmill" in which pest resistance warrants the development of a new pesticide.[168]
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An alternative argument is that the way to "save the environment" and prevent famine is by using pesticides and intensive high yield farming, a view exemplified by a quote heading the Center for Global Food Issues website: 'Growing more per acre leaves more land for nature'.[169][170] However, critics argue that a trade-off between the environment and a need for food is not inevitable,[171] and that pesticides simply replace good agronomic practices such as crop rotation.[168] The Push–pull agricultural pest management technique involves intercropping, using plant aromas to repel pests from crops (push) and to lure them to a place from which they can then be removed (pull).[172]
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Global warming and agriculture are interrelated on a global scale. Global warming affects agriculture through changes in average temperatures, rainfall, and weather extremes (like storms and heat waves); changes in pests and diseases; changes in atmospheric carbon dioxide and ground-level ozone concentrations; changes in the nutritional quality of some foods;[173] and changes in sea level.[174] Global warming is already affecting agriculture, with effects unevenly distributed across the world.[175] Future climate change will probably negatively affect crop production in low latitude countries, while effects in northern latitudes may be positive or negative.[175] Global warming will probably increase the risk of food insecurity for some vulnerable groups, such as the poor.[176]
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Animal husbandry is also responsible for greenhouse gas production of CO2 and a percentage of the world's methane, and future land infertility, and the displacement of wildlife. Agriculture contributes to climate change by anthropogenic emissions of greenhouse gases, and by the conversion of non-agricultural land such as forest for agricultural use.[177] Agriculture, forestry and land-use change contributed around 20 to 25% to global annual emissions in 2010.[178] A range of policies can reduce the risk of negative climate change impacts on agriculture,[179][180] and greenhouse gas emissions from the agriculture sector.[181][182][183]
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Current farming methods have resulted in over-stretched water resources, high levels of erosion and reduced soil fertility. There is not enough water to continue farming using current practices; therefore how critical water, land, and ecosystem resources are used to boost crop yields must be reconsidered. A solution would be to give value to ecosystems, recognizing environmental and livelihood tradeoffs, and balancing the rights of a variety of users and interests.[184] Inequities that result when such measures are adopted would need to be addressed, such as the reallocation of water from poor to rich, the clearing of land to make way for more productive farmland, or the preservation of a wetland system that limits fishing rights.[185]
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Technological advancements help provide farmers with tools and resources to make farming more sustainable.[186] Technology permits innovations like conservation tillage, a farming process which helps prevent land loss to erosion, reduces water pollution, and enhances carbon sequestration.[187] Other potential practices include conservation agriculture, agroforestry, improved grazing, avoided grassland conversion, and biochar.[188][189] Current mono-crop farming practices in the United States preclude widespread adoption of sustainable practices, such as 2-3 crop rotations that incorporate grass or hay with annual crops, unless negative emission goals such as soil carbon sequestration become policy.[190]
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According to a report by the International Food Policy Research Institute (IFPRI),[132] agricultural technologies will have the greatest impact on food production if adopted in combination with each other; using a model that assessed how eleven technologies could impact agricultural productivity, food security and trade by 2050, IFPRI found that the number of people at risk from hunger could be reduced by as much as 40% and food prices could be reduced by almost half.[132] The caloric demand of Earth's projected population, with current climate change predictions, can be satisfied by additional improvement of agricultural methods, expansion of agricultural areas, and a sustainability-oriented consumer mindset.[191]
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Since the 1940s, agricultural productivity has increased dramatically, due largely to the increased use of energy-intensive mechanization, fertilizers and pesticides. The vast majority of this energy input comes from fossil fuel sources.[192] Between the 1960s and the 1980s, the Green Revolution transformed agriculture around the globe, with world grain production increasing significantly (between 70% and 390% for wheat and 60% to 150% for rice, depending on geographic area)[193] as world population doubled. Heavy reliance on petrochemicals has raised concerns that oil shortages could increase costs and reduce agricultural output.[194]
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Industrialized agriculture depends on fossil fuels in two fundamental ways: direct consumption on the farm and manufacture of inputs used on the farm. Direct consumption includes the use of lubricants and fuels to operate farm vehicles and machinery.[194]
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Indirect consumption includes the manufacture of fertilizers, pesticides, and farm machinery.[194] In particular, the production of nitrogen fertilizer can account for over half of agricultural energy usage.[198] Together, direct and indirect consumption by US farms accounts for about 2% of the nation's energy use. Direct and indirect energy consumption by U.S. farms peaked in 1979, and has since gradually declined.[194] Food systems encompass not just agriculture but off-farm processing, packaging, transporting, marketing, consumption, and disposal of food and food-related items. Agriculture accounts for less than one-fifth of food system energy use in the US.[199][196]
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Agricultural economics is economics as it relates to the "production, distribution and consumption of [agricultural] goods and services".[200] Combining agricultural production with general theories of marketing and business as a discipline of study began in the late 1800s, and grew significantly through the 20th century.[201] Although the study of agricultural economics is relatively recent, major trends in agriculture have significantly affected national and international economies throughout history, ranging from tenant farmers and sharecropping in the post-American Civil War Southern United States[202] to the European feudal system of manorialism.[203] In the United States, and elsewhere, food costs attributed to food processing, distribution, and agricultural marketing, sometimes referred to as the value chain, have risen while the costs attributed to farming have declined. This is related to the greater efficiency of farming, combined with the increased level of value addition (e.g. more highly processed products) provided by the supply chain. Market concentration has increased in the sector as well, and although the total effect of the increased market concentration is likely increased efficiency, the changes redistribute economic surplus from producers (farmers) and consumers, and may have negative implications for rural communities.[204]
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National government policies can significantly change the economic marketplace for agricultural products, in the form of taxation, subsidies, tariffs and other measures.[206] Since at least the 1960s, a combination of trade restrictions, exchange rate policies and subsidies have affected farmers in both the developing and the developed world. In the 1980s, non-subsidized farmers in developing countries experienced adverse effects from national policies that created artificially low global prices for farm products. Between the mid-1980s and the early 2000s, several international agreements limited agricultural tariffs, subsidies and other trade restrictions.[207]
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However, as of 2009[update], there was still a significant amount of policy-driven distortion in global agricultural product prices. The three agricultural products with the greatest amount of trade distortion were sugar, milk and rice, mainly due to taxation. Among the oilseeds, sesame had the greatest amount of taxation, but overall, feed grains and oilseeds had much lower levels of taxation than livestock products. Since the 1980s, policy-driven distortions have seen a greater decrease among livestock products than crops during the worldwide reforms in agricultural policy.[206] Despite this progress, certain crops, such as cotton, still see subsidies in developed countries artificially deflating global prices, causing hardship in developing countries with non-subsidized farmers.[208] Unprocessed commodities such as corn, soybeans, and cattle are generally graded to indicate quality, affecting the price the producer receives. Commodities are generally reported by production quantities, such as volume, number or weight.[209]
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Agricultural science is a broad multidisciplinary field of biology that encompasses the parts of exact, natural, economic and social sciences used in the practice and understanding of agriculture. It covers topics such as agronomy, plant breeding and genetics, plant pathology, crop modelling, soil science, entomology, production techniques and improvement, study of pests and their management, and study of adverse environmental effects such as soil degradation, waste management, and bioremediation.[210][211]
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The scientific study of agriculture began in the 18th century, when Johann Friedrich Mayer conducted experiments on the use of gypsum (hydrated calcium sulphate) as a fertilizer.[212] Research became more systematic when in 1843, John Lawes and Henry Gilbert began a set of long-term agronomy field experiments at Rothamsted Research Station in England; some of them, such as the Park Grass Experiment, are still running.[213][214] In America, the Hatch Act of 1887 provided funding for what it was the first to call "agricultural science", driven by farmers' interest in fertilizers.[215] In agricultural entomology, the USDA began to research biological control in 1881; it instituted its first large program in 1905, searching Europe and Japan for natural enemies of the gypsy moth and brown-tail moth, establishing parasitoids (such as solitary wasps) and predators of both pests in the USA.[216][217][218]
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Agricultural policy is the set of government decisions and actions relating to domestic agriculture and imports of foreign agricultural products. Governments usually implement agricultural policies with the goal of achieving a specific outcome in the domestic agricultural product markets. Some overarching themes include risk management and adjustment (including policies related to climate change, food safety and natural disasters), economic stability (including policies related to taxes), natural resources and environmental sustainability (especially water policy), research and development, and market access for domestic commodities (including relations with global organizations and agreements with other countries).[220] Agricultural policy can also touch on food quality, ensuring that the food supply is of a consistent and known quality, food security, ensuring that the food supply meets the population's needs, and conservation. Policy programs can range from financial programs, such as subsidies, to encouraging producers to enroll in voluntary quality assurance programs.[221]
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There are many influences on the creation of agricultural policy, including consumers, agribusiness, trade lobbies and other groups. Agribusiness interests hold a large amount of influence over policy making, in the form of lobbying and campaign contributions. Political action groups, including those interested in environmental issues and labor unions, also provide influence, as do lobbying organizations representing individual agricultural commodities.[222] The Food and Agriculture Organization of the United Nations (FAO) leads international efforts to defeat hunger and provides a forum for the negotiation of global agricultural regulations and agreements. Dr. Samuel Jutzi, director of FAO's animal production and health division, states that lobbying by large corporations has stopped reforms that would improve human health and the environment. For example, proposals in 2010 for a voluntary code of conduct for the livestock industry that would have provided incentives for improving standards for health, and environmental regulations, such as the number of animals an area of land can support without long-term damage, were successfully defeated due to large food company pressure.[223]
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A bar is a long raised narrow table or bench designed for dispensing beer or other alcoholic drinks. They were originally chest high, and a bar, often brass, ran the length of the table, just above floor height, for customers to rest a foot on, which gave the table its name. Over many years, heights of bars were lowered, and high stools added, and the brass bar remains today. The name bar became identified with the business, (also known as a saloon or a tavern or sometimes as a pub or club, referring to the actual establishment, as in pub bar or club bar etc.) is a retail business establishment that serves alcoholic beverages, such as beer, wine, liquor, cocktails, and other beverages such as mineral water and soft drinks. Bars often also sell snack foods such as crisps(also referred to as potato chips) or peanuts, for consumption on their premises.[1] Some types of bars, such as pubs, may also serve food from a restaurant menu. The term "bar" also refers to the countertop and area where drinks are served. The term "bar" derives from the metal or wooden bar (barrier) that is often located along the length of the "bar".[2]
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Bars provide stools or chairs that are placed at tables or counters for their patrons. Bars that offer entertainment or live music are often referred to as "music bars", "live venues", or "nightclubs". Types of bars range from inexpensive dive bars[3]
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to elegant places of entertainment, often accompanying restaurants for dining.
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Many bars operate a discount period, designated a "happy hour" or discount of the day to encourage off-peak-time patronage. Bars that fill to capacity sometimes implement a cover charge or a minimum drink-purchase requirement during their peak hours. Bars may have bouncers to ensure that patrons are of legal age, to eject drunk or belligerent patrons, and to collect cover charges. Such bars often feature entertainment, which may be a live band, vocalist, comedian, or disc jockey playing recorded music.
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Patrons may sit or stand at the counter and be served by the bartender. Depending on the size of a bar and its approach, alcohol may be served at the bar by bartenders, at tables by servers, or by a combination of the two. The "back bar" is a set of shelves of glasses and bottles behind the counter. In some establishments, the back bar is elaborately decorated with woodwork, etched glass, mirrors, and lights.
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There have been many different names for public drinking spaces throughout history. In the colonial era of the United States, taverns were an important meeting place, as most other institutions were weak. During the 19th century saloons were very important to the leisure time of the working class.[4] Today, even when an establishment uses a different name, such as "tavern" or "saloon" or, in the United Kingdom, a "pub", the area of the establishment where the bartender pours or mixes beverages is normally called "the bar".
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The sale and/or consumption of alcoholic beverages was prohibited in the first half of the 20th century in several countries, including Finland, Iceland, Norway, and the United States. In the United States, illegal bars during Prohibition were called "speakeasies", "blind pigs", and "blind tigers".
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Laws in many jurisdictions prohibit minors from entering a bar. If those under legal drinking age are allowed to enter, as is the case with pubs that serve food, they are not allowed to drink.[citation needed] In some jurisdictions, bars cannot serve a patron who is already intoxicated. Cities and towns usually have legal restrictions on where bars may be located and on the types of alcohol they may serve to their customers. Some bars may have a license to serve beer and wine, but not hard liquor. In some jurisdictions, patrons buying alcohol must also order food. In some jurisdictions, bar owners have a legal liability for the conduct of patrons who they serve (this liability may arise in cases of driving under the influence which cause injuries or deaths).
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Many Islamic countries prohibit bars as well as the possession or sale of alcohol for religious reasons, while others, including Qatar and the United Arab Emirates, allow bars in some specific areas, but only permit non-Muslims to drink in them.
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A bar's owners and managers choose the bar's name, décor, drink menu, lighting, and other elements which they think will attract a certain kind of patron. However, they have only limited influence over who patronizes their establishment. Thus, a bar originally intended for one demographic profile can become popular with another. For example, a gay or lesbian bar with a dance or disco floor might, over time, attract an increasingly heterosexual clientele, or a blues bar may become a biker bar if most its patrons are bikers. Bars can also be an integral part of larger venues. For example, hotels, casinos and nightclubs are usually home to one or several bars.
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A cocktail lounge is an upscale bar that is typically located within a hotel, restaurant or airport.
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A full bar serves liquor, cocktails, wine, and beer.
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A wine bar is a bar that focuses on wine rather than on beer or liquor. Patrons of these bars may taste wines before deciding to buy them. Some wine bars also serve small plates of food or other snacks.
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A beer bar focuses on beer, particularly craft beer, rather than on wine or liquor. A brew pub has an on-site brewery and serves craft beers.
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"Fern bar" is an American slang term for an upscale or preppy (or yuppie) bar.
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A music bar is a bar that presents live music as an attraction, such as a piano bar.
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A dive bar, often referred to simply as a "dive", is a very informal bar which may be considered by some to be disreputable.
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A non-alcoholic bar is a bar that does not serve alcoholic beverages.
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A strip club is a bar with nude entertainers.
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A bar and grill is also a restaurant.
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Some persons may designate either a room or an area of a room as a home bar. Furniture and arrangements vary from efficient to full bars that could be suited as businesses.
|
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|
42 |
+
Bars categorized by the kind of entertainment they offer:
|
43 |
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|
44 |
+
Bars can categorized by the kind of patrons who frequent them:
|
45 |
+
|
46 |
+
The counter at which drinks are served by a bartender is called "the bar". This term is applied, as a synecdoche, to drinking establishments called "bars". This counter typically stores a variety of beers, wines, liquors, and non-alcoholic ingredients, and is organized to facilitate the bartender's work.
|
47 |
+
|
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+
Counters for serving other types of food and drink may also be called bars. Examples of this usage of the word include snack bars, sushi bars, juice bars, salad bars, dairy bars, and ice cream sundae bars.
|
49 |
+
|
50 |
+
In Australia, the major form of licensed commercial alcohol outlet from the colonial period to the present was the pub, a local variant of the English original. Until the 1970s, Australian pubs were traditionally organised into gender-segregated drinking areas—the "public bar" was only open to men, while the "lounge bar" or "saloon bar" served both men and women (i.e. mixed drinking). This distinction was gradually eliminated as anti-discrimination legislation and women's rights activism broke down the concept of a public drinking area accessible to only men. Where two bars still exist in the one establishment, one (that derived from the "public bar") will be more downmarket while the other (deriving from the "lounge bar") will be more upmarket. Over time, with the introduction of gaming machines into hotels, many "lounge bars" have or are being converted into gaming rooms.
|
51 |
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|
52 |
+
Beginning in the mid-1950s, the formerly strict state liquor licensing laws were progressively relaxed and reformed, with the result that pub trading hours were extended. This was in part to eliminate the social problems associated with early closing times—notably the infamous "six o'clock swill"—and the thriving trade in "sly grog" (illicit alcohol sales). More licensed liquor outlets began to appear, including retail "bottle shops" (over-the-counter bottle sales were previously only available at pubs and were strictly controlled). Particularly in Sydney, a new class of licensed premises, the wine bar, appeared; there alcohol could be served on the proviso that it was provided in tandem with a meal. These venues became very popular in the late 1960s and early 1970s and many offered free entertainment, becoming an important facet of the Sydney music scene in that period.
|
53 |
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|
54 |
+
In the major Australian cities today there is a large and diverse bar scene with a range of ambiences, modes and styles catering for every echelon of cosmopolitan society.
|
55 |
+
|
56 |
+
Public drinking began with the establishment of colonial taverns in both the U.S and Canada. While the term changed to Public house especially in the U.K., the term Tavern continued to be used instead of Pub in both the U.S and Canada.
|
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+
Public drinking establishments were banned by the Prohibition of alcohol, which was (and is) a provincial jurisdiction. Prohibition was repealed, province by province in the 1920s. There was not a universal right to consume alcohol, and only males of legal age were permitted to do so. "Beer parlours" were common in the wake of prohibition, with local laws often not permitting entertainment (such as the playing of games or music) in these establishments, which were set aside for the purpose solely of consuming alcohol.
|
58 |
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|
59 |
+
Since the end of the Second World War, and exposure by roughly one million Canadians to the public house traditions common in the UK by servicemen and women serving there, those traditions became more common in Canada. These traditions include the drinking of dark ales and stouts, the "pub" as a social gathering place for both sexes, and the playing of games (such as darts, snooker or pool). Tavern became extremely popular during the 1960s and 1970s, especially for working-class people. Canadian taverns, which can still be found in remote regions of Northern Canada, have long tables with benches lining the sides. Patrons in these taverns often order beer in large quart bottles and drink inexpensive "bar brand" Canadian rye whisky. In some provinces, taverns used to have separate entrances for men and women. Even in a large city like Toronto the separate entrances existed into the early 1970s.
|
60 |
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|
61 |
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Canada has adopted some of the newer U.S. bar traditions (such as the "sports bar") of the last decades. As a result, the term "bar" has come to be differentiated from the term "pub", in that bars are usually 'themed' and sometimes have a dance floor. Bars with dance floors are usually relegated to small or Suburban communities. In larger cities bars with large dance floors are usually referred to as clubs and are strictly for dancing, Establishments which call themselves pubs are often much more similar to a British pub in style. Before the 1980s, most "bars" were referred to simply as "tavern".
|
62 |
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|
63 |
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Often, bars and pubs in Canada will cater to supporters of a local sporting team, usually a hockey team. There is a difference between the sports bar and the pub; sports bars focus on TV screens showing games and showcasing uniforms, equipment, etc. Pubs will generally also show games but do not exclusively focus on them. The Tavern was popular until the early 1980s, when American-style bars, as we know them today became popular. In the 1990s imitation British- and Irish-style pubs become popular and adopted names like "The Fox and Fiddle" and "The Queen and Beaver" reflect naming trends in Britain. Tavern or pub style mixed food and drink establishment are generally more common than bars in Canada, although both can be found.
|
64 |
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|
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Legal restrictions on bars are set by the Canadian provinces and territories, which has led to a great deal of variety. While some provinces have been very restrictive with their bar regulation, setting strict closing times and banning the removal of alcohol from the premises, other provinces have been more liberal. Closing times generally run from 2:00 to 4:00 a.m.
|
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|
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In Nova Scotia, particularly in Halifax, there was, until the 1980s, a very distinct system of gender-based laws were in effect for decades. Taverns, bars, halls, and other classifications differentiated whether it was exclusively for men or women, men with invited women, vice versa, or mixed. After this fell by the wayside, there was the issue of water closets. This led to many taverns adding on "powder rooms"; sometimes they were constructed later, or used parts of kitchens or upstairs halls, if plumbing allowed. This was also true of conversions in former "sitting rooms", for men's facilities.
|
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|
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In Italy, a "bar" is a place more similar to a café, where people go during the morning or the afternoon, usually to drink a coffee, a cappuccino, or a hot chocolate and eat some kind of snack such as sandwiches (panini or tramezzini) or pastries. However, any kind of alcoholic beverages are served. Opening hours vary: some establishments are open very early in the morning and close relatively early in the evening; others, especially if next to a theater or a cinema, may be open until late at night. Many larger bars are also restaurants and disco clubs.
|
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+
Many Italian bars have introduced a so-called "aperitivo" time in the evening, in which everyone who purchases an alcoholic drink then has free access to a usually abundant buffet of cold dishes such as pasta salads, vegetables, and various appetizers.
|
71 |
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|
72 |
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In modern Polish, in most cases a bar would be referred to as pub (plural puby), a loan from English. Polish puby serve various kinds of alcoholic drinks as well as other beverages and simple snacks such as crisps, peanuts or pretzel sticks. Most establishments feature loud music and some have frequent live performances. While Polish word bar can be also applied to this kind of establishment, it is often used to describe any kind of inexpensive restaurant, and therefore can be translated as diner or cafeteria. Both in bary and in puby, the counter at which one orders is called bar, itself being another obvious loanword from English.
|
73 |
+
|
74 |
+
Bar mleczny (literally 'milk bar') is a kind of inexpensive self-service restaurant serving wide range of dishes, with simple interior design, usually opened during breakfast and lunch hours. It is very similar to Russian столовая in both menu and decor. It can be also compared to what is called greasy spoon in English-speaking countries. Bary mleczne rarely serve alcoholic beverages.
|
75 |
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|
76 |
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The term bar szybkiej obsługi (lit. 'quick service restaurant') also refers to eating - not drinking - establishments. It is being gradually replaced by the English term fast food. Another name, bar samoobsługowy may be applied for any kind of self-service restaurant. Some kinds of Polish bar serve only one type of meal. An example are restaurants serving pasztecik szczeciński, a traditional specialty of the city of Szczecin. It can be consumed at the table or take-out.
|
77 |
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|
78 |
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Bars are common in Spain and form an important part in Spanish culture. In Spain, it is common for a town to have many bars and even to have several lined up on the same street. Most bars have a section of the street or plaza outside with tables and chairs with parasols if the weather allows it. Spanish bars are also known for serving a wide range of sandwiches (bocadillos), as well as snacks called tapas or pinchos.
|
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|
80 |
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Tapas and pinchos may be offered to customers in two ways, either complementary to order a drink or in some cases there are charged independently, either case this is usually clearly indicated to bar customers by display of wall information, on menus and price lists.
|
81 |
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The anti-smoking law has entered in effect January 1, 2011 and since that date it is prohibited to smoke in bars and restaurants as well as all other indoor areas, closed commercial and state owned facilities are now smoke-free areas.
|
82 |
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|
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Spain is the country with the highest ratio of bars/population with almost six bars per thousand inhabitants, three times UK's ratio and four times Germany's, and it alone has double the number of bars than the oldest of the 28 members of the European Union. The meaning of the word 'bar' in Spain, however, does not have the negative connotation inherent in the same word in many other languages. For Spanish people a bar is essentially a meeting place, and not necessarily a place to engage in the consumption of alcoholic beverages. As a result, children are normally allowed into bars, and it is common to see families in bars during week-ends of the end of the day. In small towns, the 'bar' may constitute the very center of social life, and it is customary that, after social events, people go to bars, including seniors and children alike.
|
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|
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In the UK, bars are either areas that serve alcoholic drinks within establishments such as hotels, restaurants, universities, or are a particular type of establishment which serves alcoholic drinks such as wine bars, "style bars", private membership only bars. However, the main type of establishment selling alcohol for consumption on the premises is the pub. Some bars are similar to nightclubs in that they feature loud music, subdued lighting, or operate a dress code and admissions policy, with inner city bars generally having door staff at the entrance.
|
86 |
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|
87 |
+
'Bar' also designates a separate drinking area within a pub. Until recent years most pubs had two or more bars – very often the public bar or tap room and the saloon bar or lounge, where the decor was better and prices were sometimes higher. The designations of the bars varied regionally. In the last two decades, many pub interiors have been opened up into single spaces, which some people regret as it loses the flexibility, intimacy, and traditional feel of a multi-roomed public house.
|
88 |
+
|
89 |
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One of the last dive bars in London was underneath the Kings Head Pub in Gerrard Street, Soho.
|
90 |
+
|
91 |
+
In the United States, legal distinctions often exist between restaurants and bars, and even between types of bars. These distinctions vary from state to state, and even among municipalities. Beer bars (sometimes called taverns or pubs) are legally restricted to selling only beer, and possibly wine or cider. Liquor bars, also simply called bars, also sell hard liquor.
|
92 |
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|
93 |
+
Bars are sometimes exempt from smoking bans that restaurants are subject to, even if those restaurants have liquor licenses. The distinction between a restaurant that serves liquor and a bar is usually made by the percentage of revenue earned from selling liquor, although increasingly, smoking bans include bars as well.
|
94 |
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|
95 |
+
In most places, bars are prohibited from selling alcoholic beverages to go, and this makes them clearly different from liquor stores. Some brewpubs and wineries can serve alcohol to go, but under the rules applied to a liquor store. In some areas, such as New Orleans and parts of Las Vegas and Savannah, Georgia, open containers of alcohol may be prepared to go. This kind of restriction is usually dependent on an open container law. In Pennsylvania and Ohio, bars may sell six-packs of beer "to-go" in original (sealed) containers by obtaining a take-out license. New Jersey permits all forms of packaged goods to be sold at bars, and permits packaged beer and wine to be sold at any time on-premises sales of alcoholic beverages are allowed.
|
96 |
+
|
97 |
+
During the 19th century, drinking establishments were called saloons. In the American Old West the most popular establishment in town was usually the Western saloon. Many of these Western saloons survive, though their services and features have changed with the times. Newer establishments have sometimes been built in Western saloon style for a nostalgic effect. In American cities there were also numerous saloons, which allowed only male patrons and were usually owned by one of the major breweries. Drunkenness, fights, and alcoholism made the saloon into a powerful symbol of all that was wrong with alcohol.[8] Saloons were the primary target of the Temperance movement, and the Anti-Saloon League, founded in 1892, was the most powerful lobby in favor of Prohibition. When Prohibition was repealed, President Franklin D. Roosevelt asked the states not to permit the return of saloons.[9]
|
98 |
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|
99 |
+
Many Irish- or British-themed "pubs" exist throughout United States and Canada and in some continental European countries.
|
100 |
+
|
101 |
+
As of May, 2014, Pittsburgh, Pennsylvania had the most bars per capita in the United States.[10]
|
102 |
+
|
103 |
+
In Bosnia and Herzegovina, Croatia, Montenegro and Serbia, modern bars overlap with coffeehouses and larger ones are sometimes also nightclubs. Since the 1980s, they have become similar in social function to the bars of Italy, Spain and Greece, as meeting places for people in a city.
|
104 |
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|
105 |
+
Interior of Seth Kinman's Table Bluff Hotel and Saloon in Table Bluff, California, 1889
|
106 |
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|
107 |
+
Tourists sit outside a bar in Chiang Mai, Thailand
|
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|
109 |
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A retro bar in Berlin, Germany
|
110 |
+
|
111 |
+
The original Drifter's Reef bar at Wake Island
|
112 |
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|
113 |
+
A bar in Bristol, England
|
114 |
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|
115 |
+
A bartender at work in a pub in Jerusalem
|
116 |
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|
117 |
+
A bar in Dire Dawa, Ethiopia
|
118 |
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|
119 |
+
Bars are a popular setting for fictional works, and in many cases, authors and other creators have developed imaginary bar locations that have become notable, such as the bar for Cheers, Cocktails and Dreams bar in the film Cocktail (1988), the Copacabana bar in the crime film Goodfellas, the rough and tumble Double Deuce in Road House (1989), The Kit Kat Klub in Cabaret, the Korova Milk Bar in the dystopian novel and film adaptation of A Clockwork Orange, the Mos Eisley cantina-bar in Star Wars Episode IV: A New Hope (1977), and the Steinway Beer Garden from the crime-themed video game Grand Theft Auto IV.
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1 |
+
|
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|
3 |
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Coffee is a brewed drink prepared from roasted coffee beans, the seeds of berries from certain Coffea species. When coffee berries turn from green to bright red in color – indicating ripeness – they are picked, processed, and dried.[2] Dried coffee seeds (referred to as "beans") are roasted to varying degrees, depending on the desired flavor. Roasted beans are ground and then brewed with near-boiling water to produce the beverage known as coffee.
|
4 |
+
|
5 |
+
Coffee is darkly colored, bitter, slightly acidic and has a stimulating effect in humans, primarily due to its caffeine content.[3] It is one of the most popular drinks in the world,[4] and can be prepared and presented in a variety of ways (e.g., espresso, French press, caffè latte). It is usually served hot, although iced coffee is common.
|
6 |
+
|
7 |
+
Clinical research indicates that moderate coffee consumption is benign or mildly beneficial as a stimulant in healthy adults, with continuing research on whether long-term consumption reduces the risk of some diseases, although some of the long-term studies are of questionable credibility.[5]
|
8 |
+
|
9 |
+
The earliest credible evidence of coffee-drinking as the modern beverage appears in modern-day Yemen in southern Arabia in the middle of the 15th century in Sufi shrines where coffee seeds were first roasted and brewed in a manner similar to how it is now prepared for drinking.[1] The Yemenis procured the coffee beans from the Ethiopian Highlands and began cultivation. By the 16th century, the drink had reached the rest of the Middle East and North Africa, later spreading to Europe.
|
10 |
+
|
11 |
+
The two most commonly grown coffee been types are C. arabica and C. robusta. Coffee plants are now cultivated in over 70 countries, primarily in the equatorial regions of the Americas, Southeast Asia, the Indian subcontinent, and Africa. As of 2018[update], Brazil was the leading grower of coffee beans, producing 35% of the world total.[6] Coffee is a major export commodity as the leading legal agricultural export for numerous countries.[7] It is one of the most valuable commodities exported by developing countries. Green, unroasted coffee is one of the most traded agricultural commodities in the world.[8] The way developed countries trade coffee with developing nations has been criticised, as well as the impact on the environment with regards to the clearing of land for coffee-growing and water use. Consequently, the markets for fair trade and organic coffee are expanding.[9]
|
12 |
+
|
13 |
+
The word "coffee" entered the English language in 1582 via the Dutch koffie, borrowed from the Ottoman Turkish kahve, borrowed in turn from the Arabic قهوة qahwah.[10] The Arabic word qahwah was traditionally held to refer to a type of wine whose etymology is given by Arab lexicographers as deriving from the verb قَهِيَ qahiya, "to lack hunger", in reference to the drink's reputation as an appetite suppressant.
|
14 |
+
|
15 |
+
The term "coffee pot" dates from 1705.[11] The expression "coffee break" was first attested in 1952.[11]
|
16 |
+
|
17 |
+
According to one legend, ancestors of today's Oromo people in a region of Kaffa in Ethiopia were the first to recognize the energizing effect of the coffee plant.[1] However, no direct evidence that has been found earlier than the 15th century indicating who among the African populations used it as a stimulant, or where coffee was first cultivated.[1] The story of Kaldi, the 9th-century Ethiopian goatherd who discovered coffee when he noticed how excited his goats became after eating the beans from a coffee plant, did not appear in writing until 1671 and is probably apocryphal.[1]
|
18 |
+
|
19 |
+
Another legend attributes the discovery of coffee to a Sheikh Omar. According to an old chronicle (preserved in the Abd-Al-Kadir manuscript), Omar, who was known for his ability to cure the sick through prayer, was once exiled from Mocha in Yemen to a desert cave near Ousab (modern-day Wusab, about 90 kilometres (56 mi) east of Zabid).[12] Starving, Omar chewed berries from nearby shrubbery but found them to be too bitter. He tried roasting the seeds to improve the flavor, but they became hard. He then tried boiling them to soften the seed, which resulted in a fragrant brown liquid. Upon drinking the liquid Omar was revitalized and sustained for days. As stories of this "miracle drug" reached Mocha, Omar was asked to return and was made a saint.[13]
|
20 |
+
|
21 |
+
The earliest credible evidence of coffee-drinking or knowledge of the coffee tree appears in the middle of the 15th century in the accounts of Ahmed al-Ghaffar in Yemen.[1] It was here in Arabia that coffee seeds were first roasted and brewed, in a similar way to how it is prepared now. Coffee was used by Sufi circles to stay awake for their religious rituals.[14] Accounts differ on the origin of the coffee plant prior to its appearance in Yemen. From Ethiopia, coffee could have been introduced to Yemen via trade across the Red Sea.[15] One account credits Muhammad Ibn Sa'd for bringing the beverage to Aden from the African coast.[16] Other early accounts say Ali ben Omar of the Shadhili Sufi order was the first to introduce coffee to Arabia.[17] According to al Shardi, Ali ben Omar may have encountered coffee during his stay with the Adal king Sadadin's companions in 1401. Famous 16th-century Islamic scholar Ibn Hajar al-Haytami notes in his writings of a beverage called qahwa developed from a tree in the Zeila region.[14] Coffee was first exported out of Ethiopia to Yemen by Somali merchants from Berbera and Zeila, which was procured form Harar and the Abyssinian interior. According to Captain Haines, who was the colonial administrator of Aden (1839-1854), Mocha historically imported up to two-thirds of their coffee from Berbera-based merchants before the coffee trade of Mocha was captured by British-controlled Aden in the 19th century. Thereafter, much of the Ethiopian coffee was exported to Aden via Berbera.[18]
|
22 |
+
|
23 |
+
Berbera not only supplies Aden with horned cattle and sheep to a very large extent, but the trade between Africa and Aden is steadily increasing greatly every year. In the article of coffee alone there is considerable export, and ' Berbera' coffee stands in the Bombay market now before Mocha. The coffee shipped at Berbera comes from far in the interior from Hurrar, Abyssinia, and Kaffa. It will be to the advantage of all that the trade should come to Aden through one port, and Berbera is the only place on the coast there that has a protected port, where vessels can lie in smooth water.[19]
|
24 |
+
|
25 |
+
By the 16th century, coffee had reached the rest of the Middle East, Persia, Turkey, and northern Africa. The first coffee seeds were smuggled out of the Middle East by Sufi Baba Budan from Yemen to the Indian subcontinent in 1670. Before then, all exported coffee was boiled or otherwise sterilised. Portraits of Baba Budan depict him as having smuggled seven coffee seeds by strapping them to his chest. The first plants grown from these smuggled seeds were planted in Mysore.
|
26 |
+
|
27 |
+
Coffee had spread to Italy by 1600, and then to the rest of Europe, Indonesia, and the Americas.[20][better source needed]
|
28 |
+
|
29 |
+
In 1583, Leonhard Rauwolf, a German physician, gave this description of coffee after returning from a ten-year trip to the Near East:
|
30 |
+
|
31 |
+
A beverage as black as ink, useful against numerous illnesses, particularly those of the stomach. Its consumers take it in the morning, quite frankly, in a porcelain cup that is passed around and from which each one drinks a cupful. It is composed of water and the fruit from a bush called bunnu.
|
32 |
+
|
33 |
+
The thriving trade between Venice and North Africa, Egypt, and the Middle East (back then Ottoman Empire), brought many goods, including coffee, to the Venetian port. From Venice, it was introduced to the rest of Europe. Coffee became more widely accepted after it was deemed a Christian beverage by Pope Clement VIII in 1600, despite appeals to ban the "Muslim drink." The first European coffee house opened in Rome in 1645.[20]
|
34 |
+
|
35 |
+
The Dutch East India Company was the first to import coffee on a large scale.[21] The Dutch later grew the crop in Java and Ceylon.[22] The first exports of Indonesian coffee from Java to the Netherlands occurred in 1711.[23]
|
36 |
+
|
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Through the efforts of the British East India Company, coffee became popular in England as well. John Evelyn recorded tasting the drink at Oxford in England in a diary entry of May 1637 to where it had been brought by an Ottoman student of Balliol College from Crete named Nathaniel Conopios of Crete.[24][25] Oxford's Queen's Lane Coffee House, established in 1654, is still in existence today. Coffee was introduced in France in 1657, and in Austria and Poland after the 1683 Battle of Vienna, when coffee was captured from supplies of the defeated Turks.[26]
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When coffee reached North America during the Colonial period, it was initially not as successful as it had been in Europe as alcoholic beverages remained more popular. During the Revolutionary War, the demand for coffee increased so much that dealers had to hoard their scarce supplies and raise prices dramatically; this was also due to the reduced availability of tea from British merchants,[27] and a general resolution among many Americans to avoid drinking tea following the 1773 Boston Tea Party.[28] After the War of 1812, during which Britain temporarily cut off access to tea imports, the Americans' taste for coffee grew.
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During the 18th century, coffee consumption declined in England, giving way to tea-drinking. The latter beverage was simpler to make, and had become cheaper with the British conquest of India and the tea industry there.[29] During the Age of Sail, seamen aboard ships of the British Royal Navy made substitute coffee by dissolving burnt bread in hot water.[30]
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The Frenchman Gabriel de Clieu took a coffee plant to the French territory of Martinique in the Caribbean in the 1720s[31], from which much of the world's cultivated arabica coffee is descended. Coffee thrived in the climate and was conveyed across the Americas.[32] Coffee was cultivated in Saint-Domingue (now Haiti) from 1734, and by 1788 it supplied half the world's coffee.[33] The conditions that the slaves worked in on coffee plantations were a factor in the soon to follow Haitian Revolution. The coffee industry never fully recovered there.[34] It made a brief come-back in 1949 when Haiti was the world's 3rd largest coffee exporter, but declined rapidly after that.
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Meanwhile, coffee had been introduced to Brazil in 1727, although its cultivation did not gather momentum until independence in 1822.[35] After this time massive tracts of rainforest were cleared for coffee plantations, first in the vicinity of Rio de Janeiro and later São Paulo.[36] Brazil went from having essentially no coffee exports in 1800, to being a significant regional producer in 1830, to being the largest producer in the world by 1852. In 1910–20, Brazil exported around 70% of the world's coffee; Colombia, Guatemala, and Venezuela exported half of the remaining 30%; and Old World production accounted for less than 5% of world exports.[37]
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Cultivation was taken up by many countries in Central America in the latter half of the 19th century, and almost all involved the large-scale displacement and exploitation of the indigenous people. Harsh conditions led to many uprisings, coups and bloody suppression of peasants.[38] The notable exception was Costa Rica, where lack of ready labor prevented the formation of large farms. Smaller farms and more egalitarian conditions ameliorated unrest over the 19th and 20th centuries.[39]
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Rapid growth in coffee production in South America during the second half of the 19th century was matched by growth in consumption in developed countries, though nowhere has this growth been as pronounced as in the United States, where a high rate of population growth was compounded by doubling of per capita consumption between 1860 and 1920. Though the United States was not the heaviest coffee-drinking nation at the time (Nordic countries, Belgium, and Netherlands all had comparable or higher levels of per capita consumption), due to its sheer size, it was already the largest consumer of coffee in the world by 1860, and, by 1920, around half of all coffee produced worldwide was consumed in the US.[37]
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Coffee has become a vital cash crop for many developing countries. Over one hundred million people in developing countries have become dependent on coffee as their primary source of income. It has become the primary export and backbone for African countries like Uganda, Burundi, Rwanda, and Ethiopia,[40] as well as many Central American countries.
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Several species of shrub of the genus Coffea produce the berries from which coffee is extracted. The two main species commercially cultivated are Coffea canephora (predominantly a form known as 'robusta') and C. arabica.[41] C. arabica, the most highly regarded species, is native to the southwestern highlands of Ethiopia and the Boma Plateau in southeastern Sudan and Mount Marsabit in northern Kenya.[42] C. canephora is native to western and central Subsaharan Africa, from Guinea to Uganda and southern Sudan.[43] Less popular species are C. liberica, C. stenophylla, C. mauritiana, and C. racemosa.
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All coffee plants are classified in the large family Rubiaceae. They are evergreen shrubs or trees that may grow 5 m (15 ft) tall when unpruned. The leaves are dark green and glossy, usually 10–15 cm (4–6 in) long and 6 cm (2.4 in) wide, simple, entire, and opposite. Petioles of opposite leaves fuse at the base to form interpetiolar stipules, characteristic of Rubiaceae. The flowers are axillary, and clusters of fragrant white flowers bloom simultaneously. Gynoecium consists of an inferior ovary, also characteristic of Rubiaceae. The flowers are followed by oval berries of about 1.5 cm (0.6 in).[44] When immature they are green, and they ripen to yellow, then crimson, before turning black on drying. Each berry usually contains two seeds, but 5–10% of the berries[45] have only one; these are called peaberries.[46] Arabica berries ripen in six to eight months, while robusta takes nine to eleven months.[47]
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Coffea arabica is predominantly self-pollinating, and as a result, the seedlings are generally uniform and vary little from their parents. In contrast, Coffea canephora, and C. liberica are self-incompatible and require outcrossing. This means that useful forms and hybrids must be propagated vegetatively.[48] Cuttings, grafting, and budding are the usual methods of vegetative propagation.[49] On the other hand, there is great scope for experimentation in search of potential new strains.[48]
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In 2016, Oregon State University entomologist George Poinar, Jr. announced the discovery of a new plant species which is a 45-million-year-old relative of coffee found in amber. Named Strychnos electri, after the Greek word for amber (electron), the flowers represent the first-ever fossils of an asterid, which is a clade of flowering plants that not only later gave us coffee, but also sunflowers, peppers, potatoes, mint – and deadly poisons.[50]
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The traditional method of planting coffee is to place 20 seeds in each hole at the beginning of the rainy season. This method loses about 50% of the seeds' potential, as about half fail to sprout. A more effective process of growing coffee, used in Brazil, is to raise seedlings in nurseries that are then planted outside at six to twelve months. Coffee is often intercropped with food crops, such as corn, beans, or rice during the first few years of cultivation as farmers become familiar with its requirements.[44] Coffee plants grow within a defined area between the tropics of Cancer and Capricorn, termed the bean belt or coffee belt.[51]
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Of the two main species grown, arabica coffee (from C. arabica) is generally more highly regarded than robusta coffee (from C. canephora). Robusta coffee tends to be bitter and have less flavor but better body than arabica. For these reasons, about three-quarters of coffee cultivated worldwide is C. arabica.[41] Robusta strains also contain about 40–50% more caffeine than arabica.[52] Consequently, this species is used as an inexpensive substitute for arabica in many commercial coffee blends. Good quality robusta beans are used in traditional Italian espresso blends to provide a full-bodied taste and a better foam head (known as crema).
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Additionally, Coffea canephora is less susceptible to disease than C. arabica and can be cultivated in lower altitudes and warmer climates where C. arabica will not thrive.[53] The robusta strain was first collected in 1890 from the Lomani River, a tributary of the Congo River, and was conveyed from the Congo Free State (now the Democratic Republic of the Congo) to Brussels to Java around 1900. From Java, further breeding resulted in the establishment of robusta plantations in many countries.[54] In particular, the spread of the devastating coffee leaf rust (Hemileia vastatrix), to which C. arabica is vulnerable, hastened the uptake of the resistant robusta. Hemileia vastatrix is a fungal pathogen[55] and results in light, rust-colored spots on the undersides of coffee plant leaves. Hemileia vastatrix grows exclusively on the leaves of coffee pants.[56] Coffee leaf rust is found in virtually all countries that produce coffee.[57]
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Mycena citricolor is another threat to coffee plants, primarily in Latin America. Mycena citricolor, commonly referred to as American Leaf Spot, is a fungus that can affect the whole coffee plant.[58] It can grow on leaves, resulting in leaves with holes that often fall from the plant.[58]
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Over 900 species of insect have been recorded as pests of coffee crops worldwide. Of these, over a third are beetles, and over a quarter are bugs. Some 20 species of nematodes, 9 species of mites, and several snails and slugs also attack the crop. Birds and rodents sometimes eat coffee berries, but their impact is minor compared to invertebrates.[59] In general, arabica is the more sensitive species to invertebrate predation overall. Each part of the coffee plant is assailed by different animals. Nematodes attack the roots, coffee borer beetles burrow into stems and woody material,[60] and the foliage is attacked by over 100 species of larvae (caterpillars) of butterflies and moths.[61]
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Mass spraying of insecticides has often proven disastrous, as predators of the pests are more sensitive than the pests themselves.[62] Instead, integrated pest management has developed, using techniques such as targeted treatment of pest outbreaks, and managing crop environment away from conditions favouring pests. Branches infested with scale are often cut and left on the ground, which promotes scale parasites to not only attack the scale on the fallen branches but in the plant as well.[63]
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The 2-mm-long coffee borer beetle (Hypothenemus hampei) is the most damaging insect pest to the world's coffee industry, destroying up to 50 percent or more of the coffee berries on plantations in most coffee-producing countries. The adult female beetle nibbles a single tiny hole in a coffee berry and lays 35 to 50 eggs. Inside, the offspring grow, mate, and then emerge from the commercially ruined berry to disperse, repeating the cycle. Pesticides are mostly ineffective because the beetle juveniles are protected inside the berry nurseries, but they are vulnerable to predation by birds when they emerge. When groves of trees are nearby, the American yellow warbler, rufous-capped warbler, and other insectivorous birds have been shown to reduce by 50 percent the number of coffee berry borers in Costa Rica coffee plantations.[64]
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Beans from different countries or regions can usually be distinguished by differences in flavor, aroma, body, and acidity.[65] These taste characteristics are dependent not only on the coffee's growing region, but also on genetic subspecies (varietals) and processing.[66] Varietals are generally known by the region in which they are grown, such as Colombian, Java and Kona.
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Arabica coffee beans are cultivated mainly in Latin America, eastern Africa or Asia, while robusta beans are grown in central Africa, throughout southeast Asia, and Brazil.[41]
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Originally, coffee farming was done in the shade of trees that provided a habitat for many animals and insects.[67] Remnant forest trees were used for this purpose, but many species have been planted as well. These include leguminous trees of the genera Acacia, Albizia, Cassia, Erythrina, Gliricidia, Inga, and Leucaena, as well as the nitrogen-fixing non-legume sheoaks of the genus Casuarina, and the silky oak Grevillea robusta.[68]
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This method is commonly referred to as the traditional shaded method, or "shade-grown". Starting in the 1970s, many farmers switched their production method to sun cultivation, in which coffee is grown in rows under full sun with little or no forest canopy. This causes berries to ripen more rapidly and bushes to produce higher yields, but requires the clearing of trees and increased use of fertilizer and pesticides, which damage the environment and cause health problems.[69]
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Unshaded coffee plants grown with fertilizer yield the most coffee, although unfertilized shaded crops generally yield more than unfertilized unshaded crops: the response to fertilizer is much greater in full sun.[70] While traditional coffee production causes berries to ripen more slowly and produce lower yields, the quality of the coffee is allegedly superior.[71] In addition, the traditional shaded method provides living space for many wildlife species. Proponents of shade cultivation say environmental problems such as deforestation, pesticide pollution, habitat destruction, and soil and water degradation are the side effects of the practices employed in sun cultivation.[67][72]
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The American Birding Association, Smithsonian Migratory Bird Center,[73] National Arbor Day Foundation,[74] and the Rainforest Alliance have led a campaign for 'shade-grown' and organic coffees, which can be sustainably harvested.[75] Shaded coffee cultivation systems show greater biodiversity than full-sun systems, and those more distant from continuous forest compare rather poorly to undisturbed native forest in terms of habitat value for some bird species.[76][77]
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Another issue concerning coffee is its use of water. It takes about 140 liters (37 U.S. gal) of water to grow the coffee beans needed to produce one cup of coffee, and coffee is often grown in countries where there is a water shortage, such as Ethiopia.[78]
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Used coffee grounds may be used for composting or as a mulch. They are especially appreciated by worms and acid-loving plants such as blueberries.[79] Some commercial coffee shops run initiatives to make better use of these grounds, including Starbucks' "Grounds for your Garden" project,[80] and community sponsored initiatives such as "Ground to Ground".[81]
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Climate change may significantly impact coffee yields during the 21st century,
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such as in Nicaragua and Ethiopia which could lose more than half of the farming land suitable for growing (Arabica) coffee.[82][83][84]
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In 2018, world production of green coffee beans was 10.3 million tonnes, led by Brazil with 35% of the total (table).[6] Vietnam, Indonesia, and Colombia were other major producers.
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Coffee berries and their seeds undergo several processes before they become the familiar roasted coffee. Berries have been traditionally selectively picked by hand; a labor-intensive method, it involves the selection of only the berries at the peak of ripeness. More commonly, crops are strip picked, where all berries are harvested simultaneously regardless of ripeness by person or machine. After picking, green coffee is processed by one of two methods—the dry process method, simpler and less labor-intensive as the berries can be strip picked, and the wet process method, which incorporates fermentation into the process and yields a mild coffee.[85]
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Then they are sorted by ripeness and color, and most often the flesh of the berry is removed, usually by machine, and the seeds are fermented to remove the slimy layer of mucilage still present on the seed. When the fermentation is finished, the seeds are washed with large quantities of fresh water to remove the fermentation residue, which generates massive amounts of coffee wastewater. Finally, the seeds are dried.[86]
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The best (but least used) method of drying coffee is using drying tables. In this method, the pulped and fermented coffee is spread thinly on raised beds, which allows the air to pass on all sides of the coffee, and then the coffee is mixed by hand. In this method the drying that takes place is more uniform, and fermentation is less likely. Most African coffee is dried in this manner and certain coffee farms around the world are starting to use this traditional method.[86]
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Next, the coffee is sorted, and labeled as green coffee. Some companies use cylinders to pump in heated air to dry the coffee seeds, though this is generally in places where the humidity is very high.[86]
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An Asian coffee known as kopi luwak undergoes a peculiar process made from coffee berries eaten by the Asian palm civet, passing through its digestive tract, with the beans eventually harvested from feces. Coffee brewed from this process[87] is among the most expensive in the world, with bean prices reaching $160 per pound or $30 per brewed cup.[88] Kopi luwak coffee is said to have uniquely rich, slightly smoky aroma and flavor with hints of chocolate, resulting from the action of digestive enzymes breaking down bean proteins to facilitate partial fermentation.[87][88]
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In Thailand, black ivory coffee beans are fed to elephants whose digestive enzymes reduce the bitter taste of beans collected from dung.[89] These beans sell for up to $1,100 a kilogram ($500 per lb), achieving the world's most expensive coffee,[89] three times costlier than palm civet coffee beans.[88]
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The next step in the process is the roasting of the green coffee. Coffee is usually sold in a roasted state, and with rare exceptions, such as infusions from green coffee beans[90], coffee is roasted before it is consumed. It can be sold roasted by the supplier, or it can be home roasted.[91] The roasting process influences the taste of the beverage by changing the coffee bean both physically and chemically. The bean decreases in weight as moisture is lost and increases in volume, causing it to become less dense. The density of the bean also influences the strength of the coffee and requirements for packaging.
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The actual roasting begins when the temperature inside the bean reaches approximately 200 °C (392 °F), though different varieties of seeds differ in moisture and density and therefore roast at different rates.[92] During roasting, caramelization occurs as intense heat breaks down starches, changing them to simple sugars that begin to brown, which alters the color of the bean.[93]
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Sucrose is rapidly lost during the roasting process, and may disappear entirely in darker roasts. During roasting, aromatic oils and acids weaken, changing the flavor; at 205 °C (401 °F), other oils start to develop.[92] One of these oils, caffeol, is created at about 200 °C (392 °F), which is largely responsible for coffee's aroma and flavor.[22]
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Roasting is the last step of processing the beans in their intact state. During this last treatment, while still in the bean state, more caffeine breaks down above 235 °C (455 °F). Dark roasting is the utmost step in bean processing removing the most caffeine. Although, dark roasting is not to be confused with the decaffeination process.
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Depending on the color of the roasted beans as perceived by the human eye, they will be labeled as light, medium light, medium, medium dark, dark, or very dark. A more accurate method of discerning the degree of roast involves measuring the reflected light from roasted seeds illuminated with a light source in the near-infrared spectrum. This elaborate light meter uses a process known as spectroscopy to return a number that consistently indicates the roasted coffee's relative degree of roast or flavor development.
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The degree of roast has an effect upon coffee flavor and body. Darker roasts are generally bolder because they have less fiber content and a more sugary flavor. Lighter roasts have a more complex and therefore perceived stronger flavor from aromatic oils and acids otherwise destroyed by longer roasting times.[94] Roasting does not alter the amount of caffeine in the bean, but does give less caffeine when the beans are measured by volume because the beans expand during roasting.[95]
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A small amount of chaff is produced during roasting from the skin left on the seed after processing.[96] Chaff is usually removed from the seeds by air movement, though a small amount is added to dark roast coffees to soak up oils on the seeds.[92]
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Decaffeination of coffee seeds is done while the seeds are still green. Many methods can remove caffeine from coffee, but all involve either soaking the green seeds in hot water (often called the "Swiss water process")[97] or steaming them, then using a solvent to dissolve caffeine-containing oils.[22] Decaffeination is often done by processing companies, and the extracted caffeine is usually sold to the pharmaceutical industry.[22]
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Coffee is best stored in an airtight container made of ceramic, glass or non-reactive metal.[98] Higher quality prepackaged coffee usually has a one-way valve which prevents air from entering while allowing the coffee to release gases.[99] Coffee freshness and flavor is preserved when it is stored away from moisture, heat, and light.[98] The tendency of coffee to absorb strong smells from food means that it should be kept away from such smells.[98] Storage of coffee in refrigerators is not recommended due to the presence of moisture which can cause deterioration.[98] Exterior walls of buildings which face the sun may heat the interior of a home, and this heat may damage coffee stored near such a wall.[98] Heat from nearby ovens also harms stored coffee.[98]
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In 1931, a method of packing coffee in a sealed vacuum in cans was introduced. The roasted coffee was packed and then 99% of the air was removed, allowing the coffee to be stored indefinitely until the can was opened. Today this method is in mass use for coffee in a large part of the world.[100]
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Coffee beans must be ground and brewed to create a beverage. The criteria for choosing a method include flavor and economy. Almost all methods of preparing coffee require that the beans be ground and then mixed with hot water long enough to allow the flavor to emerge but not so long as to draw out bitter compounds. The liquid can be consumed after the spent grounds are removed. Brewing considerations include the fineness of grind, the way in which the water is used to extract the flavor, the ratio of coffee grounds to water (the brew ratio), additional flavorings such as sugar, milk, and spices, and the technique to be used to separate spent grounds. Ideal holding temperatures range from 85 to 88 °C (185 to 190 °F) to as high as 93 °C (199 °F) and the ideal serving temperature is 68 to 79 °C (154 to 174 °F).[101] The recommended brew ratio for non-espresso coffee is around 55 to 60 grams of grounds per litre of water, or two level tablespoons for a 150-to-180-millilitre (5 to 6 US fl oz) cup.[102]
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The roasted coffee beans may be ground at a roastery, in a grocery store, or in the home. Most coffee is roasted and ground at a roastery and sold in packaged form, though roasted coffee beans can be ground at home immediately before consumption. It is also possible, though uncommon, to roast raw beans at home.
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Coffee beans may be ground in various ways. A burr grinder uses revolving elements to shear the seed; a blade grinder cuts the seeds with blades moving at high speed; and a mortar and pestle crushes the seeds. For most brewing methods a burr grinder is deemed superior because the grind is more even and the grind size can be adjusted.
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The type of grind is often named after the brewing method for which it is generally used. Turkish grind is the finest grind, while coffee percolator or French press are the coarsest grinds. The most common grinds are between these two extremes: a medium grind is used in most home coffee-brewing machines.[103]
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Coffee may be brewed by several methods. It may be boiled, steeped, or pressurized. Brewing coffee by boiling was the earliest method, and Turkish coffee is an example of this method.[104] It is prepared by grinding or pounding the seeds to a fine powder, then adding it to water and bringing it to the boil for no more than an instant in a pot called a cezve or, in Greek, a bríki. This produces a strong coffee with a layer of foam on the surface and sediment (which is not meant for drinking) settling at the bottom of the cup.[104]
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Coffee percolators and automatic coffeemakers brew coffee using gravity. In an automatic coffeemaker, hot water drips onto coffee grounds that are held in a paper, plastic, or perforated metal coffee filter, allowing the water to seep through the ground coffee while extracting its oils and essences. The liquid drips through the coffee and the filter into a carafe or pot, and the spent grounds are retained in the filter.[105]
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In a percolator, boiling water is forced into a chamber above a filter by steam pressure created by boiling. The water then seeps through the grounds, and the process is repeated until terminated by removing from the heat, by an internal timer,[105]
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or by a thermostat that turns off the heater when the entire pot reaches a certain temperature.
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Coffee may be brewed by steeping in a device such as a French press (also known as a cafetière, coffee press or coffee plunger).[106] Ground coffee and hot water are combined in a cylindrical vessel and left to brew for a few minutes. A circular filter which fits tightly in the cylinder fixed to a plunger is then pushed down from the top to force the grounds to the bottom. The filter retains the grounds at the bottom as the coffee is poured from the container. Because the coffee grounds are in direct contact with the water, all the coffee oils remain in the liquid, making it a stronger beverage. This method of brewing leaves more sediment than in coffee made by an automatic coffee machine.[106] Supporters of the French press method point out that the sediment issue can be minimized by using the right type of grinder: they claim that a rotary blade grinder cuts the coffee bean into a wide range of sizes, including a fine coffee dust that remains as sludge at the bottom of the cup, while a burr grinder uniformly grinds the beans into consistently-sized grinds, allowing the coffee to settle uniformly and be trapped by the press.[107] Within the first minute of brewing 95% of the caffeine is released from the coffee bean.[citation needed]
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The espresso method forces hot pressurized and vaporized water through ground coffee. As a result of brewing under high pressure (typically 9 bar)[108], the espresso beverage is more concentrated (as much as 10 to 15 times the quantity of coffee to water as gravity-brewing methods can produce) and has a more complex physical and chemical constitution.[109] A well-prepared espresso has a reddish-brown foam called crema that floats on the surface.[103] Other pressurized water methods include the moka pot and vacuum coffee maker.
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Cold brew coffee is made by steeping coarsely ground beans in cold water for several hours, then filtering them.[110] This results in a brew lower in acidity than most hot-brewing methods.
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Brewed coffee from typical grounds prepared with tap water contains 40 mg caffeine per 100 gram and no essential nutrients in significant content.[111] In espresso, however, likely due to its higher amount of suspended solids, there are significant contents of magnesium, the B vitamins, niacin and riboflavin, and 212 mg of caffeine per 100 grams of grounds.[112]
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Once brewed, coffee may be served in a variety of ways. Drip-brewed, percolated, or French-pressed/cafetière coffee may be served as white coffee with a dairy product such as milk or cream, or dairy substitute, or as black coffee with no such addition. It may be sweetened with sugar or artificial sweetener. When served cold, it is called iced coffee.
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Espresso-based coffee has a variety of possible presentations. In its most basic form, an espresso is served alone as a shot or short black, or with hot water added, when it is known as Caffè Americano. A long black is made by pouring a double espresso into an equal portion of water, retaining the crema, unlike Caffè Americano.[113]
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Milk is added in various forms to an espresso: steamed milk makes a caffè latte,[114] equal parts steamed milk and milk froth make a cappuccino,[113] and a dollop of hot foamed milk on top creates a caffè macchiato.[115] A flat white is prepared by adding steamed hot milk (microfoam) to espresso so that the flavour is brought out and the texture is unusually velvety.[116][117] It has less milk than a latte but both are varieties of coffee to which the milk can be added in such a way as to create a decorative surface pattern. Such effects are known as latte art.
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Coffee can also be incorporated with alcohol to produce a variety of beverages: it is combined with whiskey in Irish coffee, and it forms the base of alcoholic coffee liqueurs such as Kahlúa and Tia Maria. Darker beers such as stout and porter give a chocolate or coffee-like taste due to roasted grains even though actual coffee beans are not added to it.[118][119]
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A number of products are sold for the convenience of consumers who do not want to prepare their own coffee or who do not have access to coffeemaking equipment. Instant coffee is dried into soluble powder or freeze-dried into granules that can be quickly dissolved in hot water.[120] Originally invented in 1907,[121][122] it rapidly gained in popularity in many countries in the post-war period, with Nescafé being the most popular product.[123] Many consumers determined that the convenience in preparing a cup of instant coffee more than made up for a perceived inferior taste,[124] although, since the late 1970s, instant coffee has been produced differently in such a way that is similar to the taste of freshly brewed coffee.[citation needed] Paralleling (and complementing) the rapid rise of instant coffee was the coffee vending machine invented in 1947 and widely distributed since the 1950s.[125]
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Canned coffee has been popular in Asian countries for many years, particularly in China, Japan, South Korea, and Taiwan. Vending machines typically sell varieties of flavored canned coffee, much like brewed or percolated coffee, available both hot and cold. Japanese convenience stores and groceries also have a wide availability of bottled coffee drinks, which are typically lightly sweetened and pre-blended with milk. Bottled coffee drinks are also consumed in the United States.[126]
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Liquid coffee concentrates are sometimes used in large institutional situations where coffee needs to be produced for thousands of people at the same time. It is described as having a flavor about as good as low-grade robusta coffee, and costs about 10¢ a cup to produce. The machines can process up to 500 cups an hour, or 1,000 if the water is preheated.[127]
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Brazil is the largest coffee exporting nation, accounting for 15% of all world exports in 2019.[7]
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+
Coffee is bought and sold as green coffee beans by roasters, investors, and price speculators as a tradable commodity in commodity markets and exchange-traded funds. Coffee futures contracts for Grade 3 washed arabicas are traded on the New York Mercantile Exchange under ticker symbol KC, with contract deliveries occurring every year in March, May, July, September, and December.[128] Coffee is an example of a product that has been susceptible to significant commodity futures price variations.[129][130] Higher and lower grade arabica coffees are sold through other channels. Futures contracts for robusta coffee are traded on the London International Financial Futures and Options Exchange and, since 2007, on the New York Intercontinental Exchange.
|
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+
Dating to the 1970s, coffee has been incorrectly described by many, including historian Mark Pendergrast, as the world's "second most legally traded commodity".[131][132] Instead, "coffee was the second most valuable commodity exported by developing countries," from 1970 to circa 2000.[133] This fact was derived from the United Nations Conference on Trade and Development Commodity Yearbooks which show "Third World" commodity exports by value in the period 1970–1998 as being in order of crude oil in first place, coffee in second, followed by sugar, cotton, and others. Coffee continues to be an important commodity export for developing countries, but more recent figures are not readily available due to the shifting and politicized nature of the category "developing country".[131]
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International Coffee Day, which is claimed to have originated in Japan in 1983 with an event organized by the All Japan Coffee Association, takes place on September 29 in several countries.[134][135][136]
|
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+
|
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+
There are numerous trade associations and lobbying and other organizations funded by the coffee industry, including the International Coffee Organization,[137] Specialty Coffee Association of Indonesia, the National Coffee Association[138] and the British Coffee Association.[139]
|
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+
|
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+
Nordic countries are the highest coffee consuming nations; consumption in Finland is the world's highest, close to or more than double that of Brazil; Italy; France; Greece; and Canada, which is the 10th-highest consumer, and close to triple coffee consumption in the United States, which ranked 25th in 2018.[140] The top 10 coffee consuming countries, measured per capita, per annum are:[141]
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+
A 2017 review of clinical trials found that drinking coffee is generally safe within usual levels of intake and is more likely to improve health outcomes than to cause harm at doses of 3 or 4 cups of coffee daily. Exceptions include possible increased risk in women having bone fractures, and a possible increased risk in pregnant women of fetal loss or decreased birth weight.[5] Results were complicated by poor study quality, and differences in age, gender, health status, and serving size.[5]
|
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A 1999 review found that coffee does not cause indigestion, but may promote gastrointestinal reflux.[142] Two reviews of clinical studies on people recovering from abdominal, colorectal, and gynecological surgery found that coffee consumption was safe and effective for enhancing postoperative gastrointestinal function.[143][144]
|
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+
In 2012, the National Institutes of Health–AARP Diet and Health Study analysed the relationship between coffee drinking and mortality. They found that higher coffee consumption was associated with lower risk of death, and that those who drank any coffee lived longer than those who did not. However the authors noted, "whether this was a causal or associational finding cannot be determined from our data."[145] A 2014 meta-analysis found that coffee consumption (4 cups/day) was inversely associated with all-cause mortality (a 16% lower risk), as well as cardiovascular disease mortality specifically (a 21% lower risk from drinking 3 cups/day), but not with cancer mortality.[146] Additional meta-analyses corroborated these findings, showing that higher coffee consumption (2–4 cups per day) was associated with a reduced risk of death by all disease causes.[147][148] An association of coffee drinking with reduced risk for death from various sources was confirmed by a widely cited prospective cohort study of ten European countries in 2017.[149]
|
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Moderate coffee consumption is not a risk factor for coronary heart disease.[150] A 2012 meta-analysis concluded that people who drank moderate amounts of coffee had a lower rate of heart failure, with the biggest effect found for those who drank more than four cups a day.[151] A 2014 meta-analysis concluded that cardiovascular disease, such as coronary artery disease and stroke, is less likely with three to five cups of non-decaffeinated coffee per day, but more likely with over five cups per day.[152] A 2016 meta-analysis showed that coffee consumption was associated with a reduced risk of death in patients who have had a myocardial infarction.[153]
|
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+
Drinking four or more cups of coffee per day does not affect the risk of hypertension compared to drinking little or no coffee; however, drinking one to three cups per day may pose a slightly increased risk.[154]
|
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+
The UK NHS advises that avoiding coffee may reduce anxiety.[155] Caffeine, the major active ingredient in coffee, is associated with anxiety.[156][157] At high doses, typically greater than 300 mg, caffeine can both cause and worsen anxiety.[158] For some people, discontinuing caffeine use can significantly reduce anxiety.[159] Caffeine-induced anxiety disorder is a subclass of substance- or medication-induced anxiety disorder.[160] Populations that may be most impacted by caffeine consumption are adolescents and those already suffering anxiety disorders.[161] Preliminary research indicated the possibility of a beneficial relationship between coffee intake and reduced depression.[5][162][163] Long-term preliminary research, including assessment of symptoms for dementia and cognitive impairment, was inconclusive for coffee having an effect in the elderly, mainly due to the poor quality of the studies.[5][164]
|
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|
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+
Meta-analyses have consistently found that long-term coffee consumption is associated with a lower risk of Parkinson's disease.[5]
|
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+
|
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+
In a systematic review and meta-analysis of 28 prospective observational studies, representing over one million participants, every additional cup of caffeinated and decaffeinated coffee consumed in a day was associated, respectively, with a 9% and 6% lower risk of type 2 diabetes.[165]
|
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|
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+
The effects of coffee consumption on cancer risk generally indicate that it is safe, and with no effect[166][167] or produces a lower risk of cancer.[168][169] A 2011 review found that regular coffee consumption of up to 6 cups per day reduced the risk of several types of cancer.[170]
|
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+
|
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+
One psychoactive chemical in coffee is caffeine, an adenosine receptor antagonist that is known for its stimulant effects.[171] Coffee also contains the monoamine oxidase inhibitors β-carboline and harmane, which may contribute to its psychoactivity.[172]
|
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+
|
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+
In a healthy liver, caffeine is mostly broken down by hepatic enzymes. The excreted metabolites are mostly paraxanthines—theobromine and theophylline—and a small amount of unchanged caffeine. Therefore, the metabolism of caffeine depends on the state of this enzymatic system of the liver.[173]
|
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+
Polyphenols in coffee have been shown to affect free radicals in vitro,[174] but there is no evidence that this effect occurs in humans. Polyphenol levels vary depending on how beans are roasted as well as for how long. As interpreted by the Linus Pauling Institute and the European Food Safety Authority, dietary polyphenols, such as those ingested by consuming coffee, have little or no direct antioxidant value following ingestion.[175][176][177]
|
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+
Depending on the type of coffee and method of preparation, the caffeine content of a single serving can vary greatly.[178][179][180][181] The caffeine content of a cup of coffee varies depending mainly on the brewing method, and also on the coffee variety.[182] According to the USDA National Nutrient Database, a 240-millilitre (8 US fl oz) cup of "coffee brewed from grounds" contains 95 mg caffeine, whereas an espresso (25 ml) contains 53 mg.[183]
|
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+
|
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+
According to an article in the Journal of the American Dietetic Association, coffee has the following caffeine content, depending on how it is prepared:[179]
|
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|
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+
While the fraction of caffeine content in coffee seeds themselves diminishes with increased roast level, the opposite is true for coffee brewed from different grinds and brewing methods using the same proportion of coffee to water volume. The coffee sack (similar to the French press and other steeping methods) extracts more caffeine from dark roasted seeds; the percolator and espresso methods extract more caffeine from light roasted seeds:[184][clarification needed What are the units?]
|
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+
|
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+
Coffea arabica normally contains about half the caffeine of Coffea robusta. A Coffea arabica bean containing very little caffeine was discovered in Ethiopia in 2004.[185]
|
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|
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+
Widely known as coffeehouses or cafés, establishments serving prepared coffee or other hot beverages have existed for over five hundred years.[citation needed] Coffeehouses in Mecca became a concern as places for political gatherings to the imams who banned them, and the drink, for Muslims between 1512 and 1524. In 1530 the first coffeehouse was opened in Damascus.[186] The first coffeehouse in Constantinople was opened in 1475[187] by traders arriving from Damascus and Aleppo. Soon after, coffeehouses became part of the Ottoman culture, spreading rapidly to all regions of the Ottoman Empire.
|
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|
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+
In the 17th century, coffee appeared for the first time in Europe outside the Ottoman Empire, and coffeehouses were established and quickly became popular. The first coffeehouses in Western Europe appeared in Venice, as a result of the traffic between La Serenissima and the Ottomans; the very first one is recorded in 1645. The first coffeehouse in England was set up in Oxford in 1650 by a Jewish man named Jacob in the building now known as "The Grand Cafe". A plaque on the wall still commemorates this and the cafe is now a cocktail bar.[189] By 1675, there were more than 3,000 coffeehouses in England.[190]
|
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+
A legend says that after the second Turkish siege of Vienna in 1683, the Viennese discovered many bags of coffee in the abandoned Ottoman encampment. Using this captured stock, a Polish soldier named Kulczycki opened the first coffeehouse in Vienna. This story never happened. Nowadays it is proven that the first coffeehouse in Vienna was opened by the Armenian Johannes Theodat in 1685.[191][192]
|
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In 1672 an Armenian named Pascal established a coffee stall in Paris that was ultimately unsuccessful and the city had to wait until 1689 for its first coffeehouse when Procopio Cutò opened the Café Procope. This coffeehouse still exists today and was a major meeting place of the French Enlightenment; Voltaire, Rousseau, and Denis Diderot frequented it, and it is arguably the birthplace of the Encyclopédie, the first modern encyclopedia.[193] America had its first coffeehouse in Boston, in 1676.[194] Coffee, tea and beer were often served together in establishments which functioned both as coffeehouses and taverns; one such was the Green Dragon in Boston, where John Adams, James Otis, and Paul Revere planned rebellion.[29]
|
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The modern steamless espresso machine was invented in Milan, Italy, in 1938 by Achille Gaggia,[195] and from there spread in coffeehouses and restaurants across Italy and the rest of Europe in the early 1950s. An Italian named Pino Riservato opened the first espresso bar, the Moka Bar, in Soho in 1952, and there were 400 such bars in London alone by 1956. Cappucino was particularly popular among English drinkers.[196] Similarly in the United States, the espresso craze spread. North Beach in San Francisco saw the opening of the Caffe Trieste in 1957, which served Beat Generation poets such as Allen Ginsberg and Bob Kaufman alongside Italian immigrants.[196] Similar such cafes existed in Greenwich Village and elsewhere.[196]
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The first Peet's Coffee & Tea store opened in 1966 in Berkeley, California by Dutch native Alfred Peet. He chose to focus on roasting batches with fresher, higher quality seeds than was the norm at the time. He was a trainer and supplier to the founders of Starbucks.[197]
|
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The American coffeehouse chain Starbucks, which began as a modest business roasting and selling coffee beans in 1971, was founded by three college students, Jerry Baldwin, Gordon Bowker, and Zev Siegl. The first store opened on March 30, 1971 at the Pike Place Market in Seattle, followed by a second and third over the next two years.[198] Entrepreneur Howard Schultz joined the company in 1982 as Director of Retail Operations and Marketing, and pushed to sell premade espresso coffee. The others were reluctant, but Schultz opened Il Giornale in Seattle in April 1986.[199] He bought the other owners out in March 1987 and pushed on with plans to expand—from 1987 to the end of 1991, the chain (rebranded from Il Giornale to Starbucks) expanded to over 100 outlets.[200] The company has 25,000 stores in over 75 countries worldwide.[201]
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South Korea experienced almost 900 percent growth in the number of coffee shops in the country between 2006 and 2011. The capital city Seoul now has the highest concentration of coffee shops in the world, with more than 10,000 cafes and coffeehouses.[202]
|
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A contemporary term for a person who makes coffee beverages, often a coffeehouse employee, is a barista. The Specialty Coffee Association of Europe and the Specialty Coffee Association of America have been influential in setting standards and providing training.[203]
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Coffee is often consumed alongside (or instead of) breakfast by many at home or when eating out at diners or cafeterias. It is often served at the end of a formal meal, normally with a dessert, and at times with an after-dinner mint, especially when consumed at a restaurant or dinner party.[citation needed]
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A coffee break in the United States and elsewhere is a short mid-morning rest period granted to employees in business and industry, corresponding with the Commonwealth terms "elevenses", "smoko" (in Australia), "morning tea", "tea break", or even just "tea". An afternoon coffee break, or afternoon tea, often occurs as well.
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The coffee break originated in the late 19th century in Stoughton, Wisconsin, with the wives of Norwegian immigrants. The city celebrates this every year with the Stoughton Coffee Break Festival.[204] In 1951, Time noted that "[s]ince the war, the coffee break has been written into union contracts".[205] The term subsequently became popular through a Pan-American Coffee Bureau ad campaign of 1952 which urged consumers, "Give yourself a Coffee-Break – and Get What Coffee Gives to You."[206] John B. Watson, a behavioral psychologist who worked with Maxwell House later in his career, helped to popularize coffee breaks within the American culture.[207] Coffee breaks usually last from 10 to 20 minutes and frequently occur at the end of the first third of the work shift. In some companies and some civil service, the coffee break may be observed formally at a set hour. In some places, a cart with hot and cold beverages and cakes, breads and pastries arrives at the same time morning and afternoon, an employer may contract with an outside caterer for daily service, or coffee breaks may take place away from the actual work-area in a designated cafeteria or tea room. More generally, the phrase "coffee break" has also come to denote any break from work.
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Coffee was initially used for spiritual reasons[which?]. At least 1,100 years ago, traders brought coffee across the Red Sea into Arabia (modern-day Yemen), where Muslim dervishes began cultivating the shrub in their gardens. At first, the Arabians made wine from the pulp of the fermented coffee berries. This beverage was known as qishr (kisher in modern usage) and was used during religious ceremonies.[208]
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An ulema of jurists and scholars meeting in Mecca in 1511 prohibited coffee drinking as haraam, but whether coffee was intoxicating was hotly debated over the next 30 years until the ban was finally overturned in the mid-16th century.[209] Use in religious rites among the Sufi branch of Islam led to coffee's being put on trial[when?] in Mecca: it was accused of being a heretical substance, and its production and consumption were briefly repressed. An edict of Sultan Murad IV (r. 1623–1640) later prohibited it in Ottoman Turkey.[210]
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Ethiopian Orthodox Christians prohibited coffee, regarded as a Muslim drink, until as late as 1889; as of 2019[update] it is considered[by whom?] a national drink of Ethiopia for people of all faiths.[citation needed] In 1670 some French doctors condemned coffee as poisonous.[211]
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Coffee's early association in Europe with rebellious political activities led to King Charles II of England outlawing coffeehouses from January 1676 (although the subsequent uproar forced the monarch to back down two days before the ban was due to come into force).[29] King Frederick the Great banned it in Prussia in 1777 for nationalistic and economic reasons; concerned about the price of imports, he sought to force the public back to consuming beer.[212] Lacking coffee-producing colonies, Prussia had to import all its coffee at a great cost.[213]
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A contemporary example of religious prohibition of coffee can be found in The Church of Jesus Christ of Latter-day Saints.[214] The organization regards the consumption of coffee as both physically and spiritually unhealthy.[215] This attitude comes from the Mormon doctrine of health, published in 1833 by founder Joseph Smith in a revelation called the "Word of Wisdom". This text does not identify coffee by name, but includes the statement that "hot drinks are not for the belly", which Latter-day Saints have interpreted as forbidding both coffee and tea.[215]
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Quite a number of members of the Seventh-day Adventist Church also avoid caffeinated drinks. In its teachings, the Church encourages members to avoid tea, coffee, and other stimulants. Abstinence from coffee, tobacco, and alcohol by many Adventists has afforded a near-unique opportunity for studies to be conducted within that population group on the health effects of coffee drinking, free from confounding factors. One study showed a weak but statistically significant association between coffee consumption and mortality from ischemic heart disease, other cardiovascular disease, all cardiovascular diseases combined, and all causes of death.[216]
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For a time, controversy existed in the Jewish community over whether the coffee seed was a legume - and therefore prohibited for Passover. Upon petition from coffeemaker Maxwell House, orthodox Jewish rabbi Hersch Kohn in 1923 classified the coffee seed as a berry rather than as a seed, and therefore kosher for Passover.[217]
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The concept of fair trade labeling, which guarantees coffee growers a negotiated preharvest price, began in the late 1980s with the Max Havelaar Foundation's labeling program in the Netherlands. In 2004, 24,222 metric tons (of 7,050,000 produced worldwide) were fair trade; in 2005, 33,991 metric tons out of 6,685,000 were fair trade, an increase from 0.34% to 0.51%.[218][219] A number of fair trade impact studies have shown that fair trade coffee produces a mixed impact on the communities that grow it. Many studies are skeptical about fair trade, reporting that it often worsens the bargaining power of those who are not part of it. The very first fair-trade coffee was an effort to import a Guatemalan coffee into Europe as "Indio Solidarity Coffee".[220]
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Since the founding of organizations such as the European Fair Trade Association (1987), the production and consumption of fair trade coffee has grown as some local and national coffee chains started to offer fair trade alternatives.[221][222] For example, in April 2000, after a year-long campaign by the human rights organization Global Exchange, Starbucks decided to carry fair-trade coffee in its stores.[223] Since September 2009 all Starbucks Espresso beverages in UK and Ireland are made with Fairtrade and Shared Planet certified coffee.[224]
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A 2005 study done in Belgium concluded that consumers' buying behavior is not consistent with their positive attitude toward ethical products. On average 46% of European consumers claimed to be willing to pay substantially more for ethical products, including fair-trade products such as coffee.[223] The study found that the majority of respondents were unwilling to pay the actual price premium of 27% for fair trade coffee.[223]
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The Oromo people would customarily plant a coffee tree on the graves of powerful sorcerers. They believed that the first coffee bush sprang up from the tears that the god of heaven shed over the corpse of a dead sorcerer.[225]
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Johann Sebastian Bach was inspired to compose the humorous Coffee Cantata, about dependence on the beverage, which was controversial in the early 18th century.[226]
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Market volatility, and thus increased returns, during 1830 encouraged Brazilian entrepreneurs to shift their attention from gold to coffee, a crop hitherto reserved for local consumption. Concurrent with this shift was the commissioning of vital infrastructures, including approximately 7,000 km of railroads between 1860 and 1885. The creation of these railways enabled the importation of workers, in order to meet the enormous need for labor. This development primarily affected the State of Rio de Janeiro, as well as the Southern States of Brazil, most notably São Paulo, due to its favorable climate, soils, and terrain.[227]
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Coffee production attracted immigrants in search of better economic opportunities in the early 1900s. Mainly, these were Portuguese, Italian, Spanish, German, and Japanese nationals. For instance, São Paulo received approximately 733,000 immigrants in the decade preceding 1900, whilst only receiving approximately 201,000 immigrants in the six years to 1890. The production yield of coffee increases. In 1880, São Paulo produced 1.2 million bags (25% of total production), in 1888 2.6 million (40%), in 1902 8 million bags (60%).[228] Coffee is then 63% of the country's exports. The gains made by this trade allow sustained economic growth in the country.
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The four years between planting a coffee and the first harvest extends seasonal variations in the price of coffee. The Brazilian Government is thus forced, to some extent, to keep strong price subsidies during production periods.
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Coffee competitions take place across the globe with people at the regional competing to achieve national titles and then compete on the international stage. World Coffee Events holds the largest of such events moving the location of the final competition each year. The competition includes the following events: Barista Championship, Brewers Cup, Latte Art and Cup Tasters. A World Brewer's Cup Championship takes place in Melbourne, Australia, every year that houses contestants from around the world[229] to crown the World's Coffee King.[230][231]
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Organizations:
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1 |
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Coffee is a brewed drink prepared from roasted coffee beans, the seeds of berries from certain Coffea species. When coffee berries turn from green to bright red in color – indicating ripeness – they are picked, processed, and dried.[2] Dried coffee seeds (referred to as "beans") are roasted to varying degrees, depending on the desired flavor. Roasted beans are ground and then brewed with near-boiling water to produce the beverage known as coffee.
|
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Coffee is darkly colored, bitter, slightly acidic and has a stimulating effect in humans, primarily due to its caffeine content.[3] It is one of the most popular drinks in the world,[4] and can be prepared and presented in a variety of ways (e.g., espresso, French press, caffè latte). It is usually served hot, although iced coffee is common.
|
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Clinical research indicates that moderate coffee consumption is benign or mildly beneficial as a stimulant in healthy adults, with continuing research on whether long-term consumption reduces the risk of some diseases, although some of the long-term studies are of questionable credibility.[5]
|
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+
|
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The earliest credible evidence of coffee-drinking as the modern beverage appears in modern-day Yemen in southern Arabia in the middle of the 15th century in Sufi shrines where coffee seeds were first roasted and brewed in a manner similar to how it is now prepared for drinking.[1] The Yemenis procured the coffee beans from the Ethiopian Highlands and began cultivation. By the 16th century, the drink had reached the rest of the Middle East and North Africa, later spreading to Europe.
|
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11 |
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The two most commonly grown coffee been types are C. arabica and C. robusta. Coffee plants are now cultivated in over 70 countries, primarily in the equatorial regions of the Americas, Southeast Asia, the Indian subcontinent, and Africa. As of 2018[update], Brazil was the leading grower of coffee beans, producing 35% of the world total.[6] Coffee is a major export commodity as the leading legal agricultural export for numerous countries.[7] It is one of the most valuable commodities exported by developing countries. Green, unroasted coffee is one of the most traded agricultural commodities in the world.[8] The way developed countries trade coffee with developing nations has been criticised, as well as the impact on the environment with regards to the clearing of land for coffee-growing and water use. Consequently, the markets for fair trade and organic coffee are expanding.[9]
|
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The word "coffee" entered the English language in 1582 via the Dutch koffie, borrowed from the Ottoman Turkish kahve, borrowed in turn from the Arabic قهوة qahwah.[10] The Arabic word qahwah was traditionally held to refer to a type of wine whose etymology is given by Arab lexicographers as deriving from the verb قَهِيَ qahiya, "to lack hunger", in reference to the drink's reputation as an appetite suppressant.
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The term "coffee pot" dates from 1705.[11] The expression "coffee break" was first attested in 1952.[11]
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According to one legend, ancestors of today's Oromo people in a region of Kaffa in Ethiopia were the first to recognize the energizing effect of the coffee plant.[1] However, no direct evidence that has been found earlier than the 15th century indicating who among the African populations used it as a stimulant, or where coffee was first cultivated.[1] The story of Kaldi, the 9th-century Ethiopian goatherd who discovered coffee when he noticed how excited his goats became after eating the beans from a coffee plant, did not appear in writing until 1671 and is probably apocryphal.[1]
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Another legend attributes the discovery of coffee to a Sheikh Omar. According to an old chronicle (preserved in the Abd-Al-Kadir manuscript), Omar, who was known for his ability to cure the sick through prayer, was once exiled from Mocha in Yemen to a desert cave near Ousab (modern-day Wusab, about 90 kilometres (56 mi) east of Zabid).[12] Starving, Omar chewed berries from nearby shrubbery but found them to be too bitter. He tried roasting the seeds to improve the flavor, but they became hard. He then tried boiling them to soften the seed, which resulted in a fragrant brown liquid. Upon drinking the liquid Omar was revitalized and sustained for days. As stories of this "miracle drug" reached Mocha, Omar was asked to return and was made a saint.[13]
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The earliest credible evidence of coffee-drinking or knowledge of the coffee tree appears in the middle of the 15th century in the accounts of Ahmed al-Ghaffar in Yemen.[1] It was here in Arabia that coffee seeds were first roasted and brewed, in a similar way to how it is prepared now. Coffee was used by Sufi circles to stay awake for their religious rituals.[14] Accounts differ on the origin of the coffee plant prior to its appearance in Yemen. From Ethiopia, coffee could have been introduced to Yemen via trade across the Red Sea.[15] One account credits Muhammad Ibn Sa'd for bringing the beverage to Aden from the African coast.[16] Other early accounts say Ali ben Omar of the Shadhili Sufi order was the first to introduce coffee to Arabia.[17] According to al Shardi, Ali ben Omar may have encountered coffee during his stay with the Adal king Sadadin's companions in 1401. Famous 16th-century Islamic scholar Ibn Hajar al-Haytami notes in his writings of a beverage called qahwa developed from a tree in the Zeila region.[14] Coffee was first exported out of Ethiopia to Yemen by Somali merchants from Berbera and Zeila, which was procured form Harar and the Abyssinian interior. According to Captain Haines, who was the colonial administrator of Aden (1839-1854), Mocha historically imported up to two-thirds of their coffee from Berbera-based merchants before the coffee trade of Mocha was captured by British-controlled Aden in the 19th century. Thereafter, much of the Ethiopian coffee was exported to Aden via Berbera.[18]
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Berbera not only supplies Aden with horned cattle and sheep to a very large extent, but the trade between Africa and Aden is steadily increasing greatly every year. In the article of coffee alone there is considerable export, and ' Berbera' coffee stands in the Bombay market now before Mocha. The coffee shipped at Berbera comes from far in the interior from Hurrar, Abyssinia, and Kaffa. It will be to the advantage of all that the trade should come to Aden through one port, and Berbera is the only place on the coast there that has a protected port, where vessels can lie in smooth water.[19]
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By the 16th century, coffee had reached the rest of the Middle East, Persia, Turkey, and northern Africa. The first coffee seeds were smuggled out of the Middle East by Sufi Baba Budan from Yemen to the Indian subcontinent in 1670. Before then, all exported coffee was boiled or otherwise sterilised. Portraits of Baba Budan depict him as having smuggled seven coffee seeds by strapping them to his chest. The first plants grown from these smuggled seeds were planted in Mysore.
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Coffee had spread to Italy by 1600, and then to the rest of Europe, Indonesia, and the Americas.[20][better source needed]
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In 1583, Leonhard Rauwolf, a German physician, gave this description of coffee after returning from a ten-year trip to the Near East:
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A beverage as black as ink, useful against numerous illnesses, particularly those of the stomach. Its consumers take it in the morning, quite frankly, in a porcelain cup that is passed around and from which each one drinks a cupful. It is composed of water and the fruit from a bush called bunnu.
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The thriving trade between Venice and North Africa, Egypt, and the Middle East (back then Ottoman Empire), brought many goods, including coffee, to the Venetian port. From Venice, it was introduced to the rest of Europe. Coffee became more widely accepted after it was deemed a Christian beverage by Pope Clement VIII in 1600, despite appeals to ban the "Muslim drink." The first European coffee house opened in Rome in 1645.[20]
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The Dutch East India Company was the first to import coffee on a large scale.[21] The Dutch later grew the crop in Java and Ceylon.[22] The first exports of Indonesian coffee from Java to the Netherlands occurred in 1711.[23]
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Through the efforts of the British East India Company, coffee became popular in England as well. John Evelyn recorded tasting the drink at Oxford in England in a diary entry of May 1637 to where it had been brought by an Ottoman student of Balliol College from Crete named Nathaniel Conopios of Crete.[24][25] Oxford's Queen's Lane Coffee House, established in 1654, is still in existence today. Coffee was introduced in France in 1657, and in Austria and Poland after the 1683 Battle of Vienna, when coffee was captured from supplies of the defeated Turks.[26]
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When coffee reached North America during the Colonial period, it was initially not as successful as it had been in Europe as alcoholic beverages remained more popular. During the Revolutionary War, the demand for coffee increased so much that dealers had to hoard their scarce supplies and raise prices dramatically; this was also due to the reduced availability of tea from British merchants,[27] and a general resolution among many Americans to avoid drinking tea following the 1773 Boston Tea Party.[28] After the War of 1812, during which Britain temporarily cut off access to tea imports, the Americans' taste for coffee grew.
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During the 18th century, coffee consumption declined in England, giving way to tea-drinking. The latter beverage was simpler to make, and had become cheaper with the British conquest of India and the tea industry there.[29] During the Age of Sail, seamen aboard ships of the British Royal Navy made substitute coffee by dissolving burnt bread in hot water.[30]
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The Frenchman Gabriel de Clieu took a coffee plant to the French territory of Martinique in the Caribbean in the 1720s[31], from which much of the world's cultivated arabica coffee is descended. Coffee thrived in the climate and was conveyed across the Americas.[32] Coffee was cultivated in Saint-Domingue (now Haiti) from 1734, and by 1788 it supplied half the world's coffee.[33] The conditions that the slaves worked in on coffee plantations were a factor in the soon to follow Haitian Revolution. The coffee industry never fully recovered there.[34] It made a brief come-back in 1949 when Haiti was the world's 3rd largest coffee exporter, but declined rapidly after that.
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Meanwhile, coffee had been introduced to Brazil in 1727, although its cultivation did not gather momentum until independence in 1822.[35] After this time massive tracts of rainforest were cleared for coffee plantations, first in the vicinity of Rio de Janeiro and later São Paulo.[36] Brazil went from having essentially no coffee exports in 1800, to being a significant regional producer in 1830, to being the largest producer in the world by 1852. In 1910–20, Brazil exported around 70% of the world's coffee; Colombia, Guatemala, and Venezuela exported half of the remaining 30%; and Old World production accounted for less than 5% of world exports.[37]
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Cultivation was taken up by many countries in Central America in the latter half of the 19th century, and almost all involved the large-scale displacement and exploitation of the indigenous people. Harsh conditions led to many uprisings, coups and bloody suppression of peasants.[38] The notable exception was Costa Rica, where lack of ready labor prevented the formation of large farms. Smaller farms and more egalitarian conditions ameliorated unrest over the 19th and 20th centuries.[39]
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Rapid growth in coffee production in South America during the second half of the 19th century was matched by growth in consumption in developed countries, though nowhere has this growth been as pronounced as in the United States, where a high rate of population growth was compounded by doubling of per capita consumption between 1860 and 1920. Though the United States was not the heaviest coffee-drinking nation at the time (Nordic countries, Belgium, and Netherlands all had comparable or higher levels of per capita consumption), due to its sheer size, it was already the largest consumer of coffee in the world by 1860, and, by 1920, around half of all coffee produced worldwide was consumed in the US.[37]
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Coffee has become a vital cash crop for many developing countries. Over one hundred million people in developing countries have become dependent on coffee as their primary source of income. It has become the primary export and backbone for African countries like Uganda, Burundi, Rwanda, and Ethiopia,[40] as well as many Central American countries.
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Several species of shrub of the genus Coffea produce the berries from which coffee is extracted. The two main species commercially cultivated are Coffea canephora (predominantly a form known as 'robusta') and C. arabica.[41] C. arabica, the most highly regarded species, is native to the southwestern highlands of Ethiopia and the Boma Plateau in southeastern Sudan and Mount Marsabit in northern Kenya.[42] C. canephora is native to western and central Subsaharan Africa, from Guinea to Uganda and southern Sudan.[43] Less popular species are C. liberica, C. stenophylla, C. mauritiana, and C. racemosa.
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All coffee plants are classified in the large family Rubiaceae. They are evergreen shrubs or trees that may grow 5 m (15 ft) tall when unpruned. The leaves are dark green and glossy, usually 10–15 cm (4–6 in) long and 6 cm (2.4 in) wide, simple, entire, and opposite. Petioles of opposite leaves fuse at the base to form interpetiolar stipules, characteristic of Rubiaceae. The flowers are axillary, and clusters of fragrant white flowers bloom simultaneously. Gynoecium consists of an inferior ovary, also characteristic of Rubiaceae. The flowers are followed by oval berries of about 1.5 cm (0.6 in).[44] When immature they are green, and they ripen to yellow, then crimson, before turning black on drying. Each berry usually contains two seeds, but 5–10% of the berries[45] have only one; these are called peaberries.[46] Arabica berries ripen in six to eight months, while robusta takes nine to eleven months.[47]
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Coffea arabica is predominantly self-pollinating, and as a result, the seedlings are generally uniform and vary little from their parents. In contrast, Coffea canephora, and C. liberica are self-incompatible and require outcrossing. This means that useful forms and hybrids must be propagated vegetatively.[48] Cuttings, grafting, and budding are the usual methods of vegetative propagation.[49] On the other hand, there is great scope for experimentation in search of potential new strains.[48]
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In 2016, Oregon State University entomologist George Poinar, Jr. announced the discovery of a new plant species which is a 45-million-year-old relative of coffee found in amber. Named Strychnos electri, after the Greek word for amber (electron), the flowers represent the first-ever fossils of an asterid, which is a clade of flowering plants that not only later gave us coffee, but also sunflowers, peppers, potatoes, mint – and deadly poisons.[50]
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The traditional method of planting coffee is to place 20 seeds in each hole at the beginning of the rainy season. This method loses about 50% of the seeds' potential, as about half fail to sprout. A more effective process of growing coffee, used in Brazil, is to raise seedlings in nurseries that are then planted outside at six to twelve months. Coffee is often intercropped with food crops, such as corn, beans, or rice during the first few years of cultivation as farmers become familiar with its requirements.[44] Coffee plants grow within a defined area between the tropics of Cancer and Capricorn, termed the bean belt or coffee belt.[51]
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Of the two main species grown, arabica coffee (from C. arabica) is generally more highly regarded than robusta coffee (from C. canephora). Robusta coffee tends to be bitter and have less flavor but better body than arabica. For these reasons, about three-quarters of coffee cultivated worldwide is C. arabica.[41] Robusta strains also contain about 40–50% more caffeine than arabica.[52] Consequently, this species is used as an inexpensive substitute for arabica in many commercial coffee blends. Good quality robusta beans are used in traditional Italian espresso blends to provide a full-bodied taste and a better foam head (known as crema).
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Additionally, Coffea canephora is less susceptible to disease than C. arabica and can be cultivated in lower altitudes and warmer climates where C. arabica will not thrive.[53] The robusta strain was first collected in 1890 from the Lomani River, a tributary of the Congo River, and was conveyed from the Congo Free State (now the Democratic Republic of the Congo) to Brussels to Java around 1900. From Java, further breeding resulted in the establishment of robusta plantations in many countries.[54] In particular, the spread of the devastating coffee leaf rust (Hemileia vastatrix), to which C. arabica is vulnerable, hastened the uptake of the resistant robusta. Hemileia vastatrix is a fungal pathogen[55] and results in light, rust-colored spots on the undersides of coffee plant leaves. Hemileia vastatrix grows exclusively on the leaves of coffee pants.[56] Coffee leaf rust is found in virtually all countries that produce coffee.[57]
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Mycena citricolor is another threat to coffee plants, primarily in Latin America. Mycena citricolor, commonly referred to as American Leaf Spot, is a fungus that can affect the whole coffee plant.[58] It can grow on leaves, resulting in leaves with holes that often fall from the plant.[58]
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Over 900 species of insect have been recorded as pests of coffee crops worldwide. Of these, over a third are beetles, and over a quarter are bugs. Some 20 species of nematodes, 9 species of mites, and several snails and slugs also attack the crop. Birds and rodents sometimes eat coffee berries, but their impact is minor compared to invertebrates.[59] In general, arabica is the more sensitive species to invertebrate predation overall. Each part of the coffee plant is assailed by different animals. Nematodes attack the roots, coffee borer beetles burrow into stems and woody material,[60] and the foliage is attacked by over 100 species of larvae (caterpillars) of butterflies and moths.[61]
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Mass spraying of insecticides has often proven disastrous, as predators of the pests are more sensitive than the pests themselves.[62] Instead, integrated pest management has developed, using techniques such as targeted treatment of pest outbreaks, and managing crop environment away from conditions favouring pests. Branches infested with scale are often cut and left on the ground, which promotes scale parasites to not only attack the scale on the fallen branches but in the plant as well.[63]
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The 2-mm-long coffee borer beetle (Hypothenemus hampei) is the most damaging insect pest to the world's coffee industry, destroying up to 50 percent or more of the coffee berries on plantations in most coffee-producing countries. The adult female beetle nibbles a single tiny hole in a coffee berry and lays 35 to 50 eggs. Inside, the offspring grow, mate, and then emerge from the commercially ruined berry to disperse, repeating the cycle. Pesticides are mostly ineffective because the beetle juveniles are protected inside the berry nurseries, but they are vulnerable to predation by birds when they emerge. When groves of trees are nearby, the American yellow warbler, rufous-capped warbler, and other insectivorous birds have been shown to reduce by 50 percent the number of coffee berry borers in Costa Rica coffee plantations.[64]
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Beans from different countries or regions can usually be distinguished by differences in flavor, aroma, body, and acidity.[65] These taste characteristics are dependent not only on the coffee's growing region, but also on genetic subspecies (varietals) and processing.[66] Varietals are generally known by the region in which they are grown, such as Colombian, Java and Kona.
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Arabica coffee beans are cultivated mainly in Latin America, eastern Africa or Asia, while robusta beans are grown in central Africa, throughout southeast Asia, and Brazil.[41]
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Originally, coffee farming was done in the shade of trees that provided a habitat for many animals and insects.[67] Remnant forest trees were used for this purpose, but many species have been planted as well. These include leguminous trees of the genera Acacia, Albizia, Cassia, Erythrina, Gliricidia, Inga, and Leucaena, as well as the nitrogen-fixing non-legume sheoaks of the genus Casuarina, and the silky oak Grevillea robusta.[68]
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This method is commonly referred to as the traditional shaded method, or "shade-grown". Starting in the 1970s, many farmers switched their production method to sun cultivation, in which coffee is grown in rows under full sun with little or no forest canopy. This causes berries to ripen more rapidly and bushes to produce higher yields, but requires the clearing of trees and increased use of fertilizer and pesticides, which damage the environment and cause health problems.[69]
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Unshaded coffee plants grown with fertilizer yield the most coffee, although unfertilized shaded crops generally yield more than unfertilized unshaded crops: the response to fertilizer is much greater in full sun.[70] While traditional coffee production causes berries to ripen more slowly and produce lower yields, the quality of the coffee is allegedly superior.[71] In addition, the traditional shaded method provides living space for many wildlife species. Proponents of shade cultivation say environmental problems such as deforestation, pesticide pollution, habitat destruction, and soil and water degradation are the side effects of the practices employed in sun cultivation.[67][72]
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The American Birding Association, Smithsonian Migratory Bird Center,[73] National Arbor Day Foundation,[74] and the Rainforest Alliance have led a campaign for 'shade-grown' and organic coffees, which can be sustainably harvested.[75] Shaded coffee cultivation systems show greater biodiversity than full-sun systems, and those more distant from continuous forest compare rather poorly to undisturbed native forest in terms of habitat value for some bird species.[76][77]
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Another issue concerning coffee is its use of water. It takes about 140 liters (37 U.S. gal) of water to grow the coffee beans needed to produce one cup of coffee, and coffee is often grown in countries where there is a water shortage, such as Ethiopia.[78]
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Used coffee grounds may be used for composting or as a mulch. They are especially appreciated by worms and acid-loving plants such as blueberries.[79] Some commercial coffee shops run initiatives to make better use of these grounds, including Starbucks' "Grounds for your Garden" project,[80] and community sponsored initiatives such as "Ground to Ground".[81]
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Climate change may significantly impact coffee yields during the 21st century,
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such as in Nicaragua and Ethiopia which could lose more than half of the farming land suitable for growing (Arabica) coffee.[82][83][84]
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In 2018, world production of green coffee beans was 10.3 million tonnes, led by Brazil with 35% of the total (table).[6] Vietnam, Indonesia, and Colombia were other major producers.
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Coffee berries and their seeds undergo several processes before they become the familiar roasted coffee. Berries have been traditionally selectively picked by hand; a labor-intensive method, it involves the selection of only the berries at the peak of ripeness. More commonly, crops are strip picked, where all berries are harvested simultaneously regardless of ripeness by person or machine. After picking, green coffee is processed by one of two methods—the dry process method, simpler and less labor-intensive as the berries can be strip picked, and the wet process method, which incorporates fermentation into the process and yields a mild coffee.[85]
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Then they are sorted by ripeness and color, and most often the flesh of the berry is removed, usually by machine, and the seeds are fermented to remove the slimy layer of mucilage still present on the seed. When the fermentation is finished, the seeds are washed with large quantities of fresh water to remove the fermentation residue, which generates massive amounts of coffee wastewater. Finally, the seeds are dried.[86]
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The best (but least used) method of drying coffee is using drying tables. In this method, the pulped and fermented coffee is spread thinly on raised beds, which allows the air to pass on all sides of the coffee, and then the coffee is mixed by hand. In this method the drying that takes place is more uniform, and fermentation is less likely. Most African coffee is dried in this manner and certain coffee farms around the world are starting to use this traditional method.[86]
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Next, the coffee is sorted, and labeled as green coffee. Some companies use cylinders to pump in heated air to dry the coffee seeds, though this is generally in places where the humidity is very high.[86]
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An Asian coffee known as kopi luwak undergoes a peculiar process made from coffee berries eaten by the Asian palm civet, passing through its digestive tract, with the beans eventually harvested from feces. Coffee brewed from this process[87] is among the most expensive in the world, with bean prices reaching $160 per pound or $30 per brewed cup.[88] Kopi luwak coffee is said to have uniquely rich, slightly smoky aroma and flavor with hints of chocolate, resulting from the action of digestive enzymes breaking down bean proteins to facilitate partial fermentation.[87][88]
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In Thailand, black ivory coffee beans are fed to elephants whose digestive enzymes reduce the bitter taste of beans collected from dung.[89] These beans sell for up to $1,100 a kilogram ($500 per lb), achieving the world's most expensive coffee,[89] three times costlier than palm civet coffee beans.[88]
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The next step in the process is the roasting of the green coffee. Coffee is usually sold in a roasted state, and with rare exceptions, such as infusions from green coffee beans[90], coffee is roasted before it is consumed. It can be sold roasted by the supplier, or it can be home roasted.[91] The roasting process influences the taste of the beverage by changing the coffee bean both physically and chemically. The bean decreases in weight as moisture is lost and increases in volume, causing it to become less dense. The density of the bean also influences the strength of the coffee and requirements for packaging.
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The actual roasting begins when the temperature inside the bean reaches approximately 200 °C (392 °F), though different varieties of seeds differ in moisture and density and therefore roast at different rates.[92] During roasting, caramelization occurs as intense heat breaks down starches, changing them to simple sugars that begin to brown, which alters the color of the bean.[93]
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Sucrose is rapidly lost during the roasting process, and may disappear entirely in darker roasts. During roasting, aromatic oils and acids weaken, changing the flavor; at 205 °C (401 °F), other oils start to develop.[92] One of these oils, caffeol, is created at about 200 °C (392 °F), which is largely responsible for coffee's aroma and flavor.[22]
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Roasting is the last step of processing the beans in their intact state. During this last treatment, while still in the bean state, more caffeine breaks down above 235 °C (455 °F). Dark roasting is the utmost step in bean processing removing the most caffeine. Although, dark roasting is not to be confused with the decaffeination process.
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Depending on the color of the roasted beans as perceived by the human eye, they will be labeled as light, medium light, medium, medium dark, dark, or very dark. A more accurate method of discerning the degree of roast involves measuring the reflected light from roasted seeds illuminated with a light source in the near-infrared spectrum. This elaborate light meter uses a process known as spectroscopy to return a number that consistently indicates the roasted coffee's relative degree of roast or flavor development.
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The degree of roast has an effect upon coffee flavor and body. Darker roasts are generally bolder because they have less fiber content and a more sugary flavor. Lighter roasts have a more complex and therefore perceived stronger flavor from aromatic oils and acids otherwise destroyed by longer roasting times.[94] Roasting does not alter the amount of caffeine in the bean, but does give less caffeine when the beans are measured by volume because the beans expand during roasting.[95]
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A small amount of chaff is produced during roasting from the skin left on the seed after processing.[96] Chaff is usually removed from the seeds by air movement, though a small amount is added to dark roast coffees to soak up oils on the seeds.[92]
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Decaffeination of coffee seeds is done while the seeds are still green. Many methods can remove caffeine from coffee, but all involve either soaking the green seeds in hot water (often called the "Swiss water process")[97] or steaming them, then using a solvent to dissolve caffeine-containing oils.[22] Decaffeination is often done by processing companies, and the extracted caffeine is usually sold to the pharmaceutical industry.[22]
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Coffee is best stored in an airtight container made of ceramic, glass or non-reactive metal.[98] Higher quality prepackaged coffee usually has a one-way valve which prevents air from entering while allowing the coffee to release gases.[99] Coffee freshness and flavor is preserved when it is stored away from moisture, heat, and light.[98] The tendency of coffee to absorb strong smells from food means that it should be kept away from such smells.[98] Storage of coffee in refrigerators is not recommended due to the presence of moisture which can cause deterioration.[98] Exterior walls of buildings which face the sun may heat the interior of a home, and this heat may damage coffee stored near such a wall.[98] Heat from nearby ovens also harms stored coffee.[98]
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In 1931, a method of packing coffee in a sealed vacuum in cans was introduced. The roasted coffee was packed and then 99% of the air was removed, allowing the coffee to be stored indefinitely until the can was opened. Today this method is in mass use for coffee in a large part of the world.[100]
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Coffee beans must be ground and brewed to create a beverage. The criteria for choosing a method include flavor and economy. Almost all methods of preparing coffee require that the beans be ground and then mixed with hot water long enough to allow the flavor to emerge but not so long as to draw out bitter compounds. The liquid can be consumed after the spent grounds are removed. Brewing considerations include the fineness of grind, the way in which the water is used to extract the flavor, the ratio of coffee grounds to water (the brew ratio), additional flavorings such as sugar, milk, and spices, and the technique to be used to separate spent grounds. Ideal holding temperatures range from 85 to 88 °C (185 to 190 °F) to as high as 93 °C (199 °F) and the ideal serving temperature is 68 to 79 °C (154 to 174 °F).[101] The recommended brew ratio for non-espresso coffee is around 55 to 60 grams of grounds per litre of water, or two level tablespoons for a 150-to-180-millilitre (5 to 6 US fl oz) cup.[102]
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The roasted coffee beans may be ground at a roastery, in a grocery store, or in the home. Most coffee is roasted and ground at a roastery and sold in packaged form, though roasted coffee beans can be ground at home immediately before consumption. It is also possible, though uncommon, to roast raw beans at home.
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Coffee beans may be ground in various ways. A burr grinder uses revolving elements to shear the seed; a blade grinder cuts the seeds with blades moving at high speed; and a mortar and pestle crushes the seeds. For most brewing methods a burr grinder is deemed superior because the grind is more even and the grind size can be adjusted.
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The type of grind is often named after the brewing method for which it is generally used. Turkish grind is the finest grind, while coffee percolator or French press are the coarsest grinds. The most common grinds are between these two extremes: a medium grind is used in most home coffee-brewing machines.[103]
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Coffee may be brewed by several methods. It may be boiled, steeped, or pressurized. Brewing coffee by boiling was the earliest method, and Turkish coffee is an example of this method.[104] It is prepared by grinding or pounding the seeds to a fine powder, then adding it to water and bringing it to the boil for no more than an instant in a pot called a cezve or, in Greek, a bríki. This produces a strong coffee with a layer of foam on the surface and sediment (which is not meant for drinking) settling at the bottom of the cup.[104]
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Coffee percolators and automatic coffeemakers brew coffee using gravity. In an automatic coffeemaker, hot water drips onto coffee grounds that are held in a paper, plastic, or perforated metal coffee filter, allowing the water to seep through the ground coffee while extracting its oils and essences. The liquid drips through the coffee and the filter into a carafe or pot, and the spent grounds are retained in the filter.[105]
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In a percolator, boiling water is forced into a chamber above a filter by steam pressure created by boiling. The water then seeps through the grounds, and the process is repeated until terminated by removing from the heat, by an internal timer,[105]
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or by a thermostat that turns off the heater when the entire pot reaches a certain temperature.
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Coffee may be brewed by steeping in a device such as a French press (also known as a cafetière, coffee press or coffee plunger).[106] Ground coffee and hot water are combined in a cylindrical vessel and left to brew for a few minutes. A circular filter which fits tightly in the cylinder fixed to a plunger is then pushed down from the top to force the grounds to the bottom. The filter retains the grounds at the bottom as the coffee is poured from the container. Because the coffee grounds are in direct contact with the water, all the coffee oils remain in the liquid, making it a stronger beverage. This method of brewing leaves more sediment than in coffee made by an automatic coffee machine.[106] Supporters of the French press method point out that the sediment issue can be minimized by using the right type of grinder: they claim that a rotary blade grinder cuts the coffee bean into a wide range of sizes, including a fine coffee dust that remains as sludge at the bottom of the cup, while a burr grinder uniformly grinds the beans into consistently-sized grinds, allowing the coffee to settle uniformly and be trapped by the press.[107] Within the first minute of brewing 95% of the caffeine is released from the coffee bean.[citation needed]
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The espresso method forces hot pressurized and vaporized water through ground coffee. As a result of brewing under high pressure (typically 9 bar)[108], the espresso beverage is more concentrated (as much as 10 to 15 times the quantity of coffee to water as gravity-brewing methods can produce) and has a more complex physical and chemical constitution.[109] A well-prepared espresso has a reddish-brown foam called crema that floats on the surface.[103] Other pressurized water methods include the moka pot and vacuum coffee maker.
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Cold brew coffee is made by steeping coarsely ground beans in cold water for several hours, then filtering them.[110] This results in a brew lower in acidity than most hot-brewing methods.
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Brewed coffee from typical grounds prepared with tap water contains 40 mg caffeine per 100 gram and no essential nutrients in significant content.[111] In espresso, however, likely due to its higher amount of suspended solids, there are significant contents of magnesium, the B vitamins, niacin and riboflavin, and 212 mg of caffeine per 100 grams of grounds.[112]
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Once brewed, coffee may be served in a variety of ways. Drip-brewed, percolated, or French-pressed/cafetière coffee may be served as white coffee with a dairy product such as milk or cream, or dairy substitute, or as black coffee with no such addition. It may be sweetened with sugar or artificial sweetener. When served cold, it is called iced coffee.
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Espresso-based coffee has a variety of possible presentations. In its most basic form, an espresso is served alone as a shot or short black, or with hot water added, when it is known as Caffè Americano. A long black is made by pouring a double espresso into an equal portion of water, retaining the crema, unlike Caffè Americano.[113]
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Milk is added in various forms to an espresso: steamed milk makes a caffè latte,[114] equal parts steamed milk and milk froth make a cappuccino,[113] and a dollop of hot foamed milk on top creates a caffè macchiato.[115] A flat white is prepared by adding steamed hot milk (microfoam) to espresso so that the flavour is brought out and the texture is unusually velvety.[116][117] It has less milk than a latte but both are varieties of coffee to which the milk can be added in such a way as to create a decorative surface pattern. Such effects are known as latte art.
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Coffee can also be incorporated with alcohol to produce a variety of beverages: it is combined with whiskey in Irish coffee, and it forms the base of alcoholic coffee liqueurs such as Kahlúa and Tia Maria. Darker beers such as stout and porter give a chocolate or coffee-like taste due to roasted grains even though actual coffee beans are not added to it.[118][119]
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A number of products are sold for the convenience of consumers who do not want to prepare their own coffee or who do not have access to coffeemaking equipment. Instant coffee is dried into soluble powder or freeze-dried into granules that can be quickly dissolved in hot water.[120] Originally invented in 1907,[121][122] it rapidly gained in popularity in many countries in the post-war period, with Nescafé being the most popular product.[123] Many consumers determined that the convenience in preparing a cup of instant coffee more than made up for a perceived inferior taste,[124] although, since the late 1970s, instant coffee has been produced differently in such a way that is similar to the taste of freshly brewed coffee.[citation needed] Paralleling (and complementing) the rapid rise of instant coffee was the coffee vending machine invented in 1947 and widely distributed since the 1950s.[125]
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Canned coffee has been popular in Asian countries for many years, particularly in China, Japan, South Korea, and Taiwan. Vending machines typically sell varieties of flavored canned coffee, much like brewed or percolated coffee, available both hot and cold. Japanese convenience stores and groceries also have a wide availability of bottled coffee drinks, which are typically lightly sweetened and pre-blended with milk. Bottled coffee drinks are also consumed in the United States.[126]
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Liquid coffee concentrates are sometimes used in large institutional situations where coffee needs to be produced for thousands of people at the same time. It is described as having a flavor about as good as low-grade robusta coffee, and costs about 10¢ a cup to produce. The machines can process up to 500 cups an hour, or 1,000 if the water is preheated.[127]
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Brazil is the largest coffee exporting nation, accounting for 15% of all world exports in 2019.[7]
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Coffee is bought and sold as green coffee beans by roasters, investors, and price speculators as a tradable commodity in commodity markets and exchange-traded funds. Coffee futures contracts for Grade 3 washed arabicas are traded on the New York Mercantile Exchange under ticker symbol KC, with contract deliveries occurring every year in March, May, July, September, and December.[128] Coffee is an example of a product that has been susceptible to significant commodity futures price variations.[129][130] Higher and lower grade arabica coffees are sold through other channels. Futures contracts for robusta coffee are traded on the London International Financial Futures and Options Exchange and, since 2007, on the New York Intercontinental Exchange.
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Dating to the 1970s, coffee has been incorrectly described by many, including historian Mark Pendergrast, as the world's "second most legally traded commodity".[131][132] Instead, "coffee was the second most valuable commodity exported by developing countries," from 1970 to circa 2000.[133] This fact was derived from the United Nations Conference on Trade and Development Commodity Yearbooks which show "Third World" commodity exports by value in the period 1970–1998 as being in order of crude oil in first place, coffee in second, followed by sugar, cotton, and others. Coffee continues to be an important commodity export for developing countries, but more recent figures are not readily available due to the shifting and politicized nature of the category "developing country".[131]
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International Coffee Day, which is claimed to have originated in Japan in 1983 with an event organized by the All Japan Coffee Association, takes place on September 29 in several countries.[134][135][136]
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There are numerous trade associations and lobbying and other organizations funded by the coffee industry, including the International Coffee Organization,[137] Specialty Coffee Association of Indonesia, the National Coffee Association[138] and the British Coffee Association.[139]
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Nordic countries are the highest coffee consuming nations; consumption in Finland is the world's highest, close to or more than double that of Brazil; Italy; France; Greece; and Canada, which is the 10th-highest consumer, and close to triple coffee consumption in the United States, which ranked 25th in 2018.[140] The top 10 coffee consuming countries, measured per capita, per annum are:[141]
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A 2017 review of clinical trials found that drinking coffee is generally safe within usual levels of intake and is more likely to improve health outcomes than to cause harm at doses of 3 or 4 cups of coffee daily. Exceptions include possible increased risk in women having bone fractures, and a possible increased risk in pregnant women of fetal loss or decreased birth weight.[5] Results were complicated by poor study quality, and differences in age, gender, health status, and serving size.[5]
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A 1999 review found that coffee does not cause indigestion, but may promote gastrointestinal reflux.[142] Two reviews of clinical studies on people recovering from abdominal, colorectal, and gynecological surgery found that coffee consumption was safe and effective for enhancing postoperative gastrointestinal function.[143][144]
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In 2012, the National Institutes of Health–AARP Diet and Health Study analysed the relationship between coffee drinking and mortality. They found that higher coffee consumption was associated with lower risk of death, and that those who drank any coffee lived longer than those who did not. However the authors noted, "whether this was a causal or associational finding cannot be determined from our data."[145] A 2014 meta-analysis found that coffee consumption (4 cups/day) was inversely associated with all-cause mortality (a 16% lower risk), as well as cardiovascular disease mortality specifically (a 21% lower risk from drinking 3 cups/day), but not with cancer mortality.[146] Additional meta-analyses corroborated these findings, showing that higher coffee consumption (2–4 cups per day) was associated with a reduced risk of death by all disease causes.[147][148] An association of coffee drinking with reduced risk for death from various sources was confirmed by a widely cited prospective cohort study of ten European countries in 2017.[149]
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Moderate coffee consumption is not a risk factor for coronary heart disease.[150] A 2012 meta-analysis concluded that people who drank moderate amounts of coffee had a lower rate of heart failure, with the biggest effect found for those who drank more than four cups a day.[151] A 2014 meta-analysis concluded that cardiovascular disease, such as coronary artery disease and stroke, is less likely with three to five cups of non-decaffeinated coffee per day, but more likely with over five cups per day.[152] A 2016 meta-analysis showed that coffee consumption was associated with a reduced risk of death in patients who have had a myocardial infarction.[153]
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Drinking four or more cups of coffee per day does not affect the risk of hypertension compared to drinking little or no coffee; however, drinking one to three cups per day may pose a slightly increased risk.[154]
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The UK NHS advises that avoiding coffee may reduce anxiety.[155] Caffeine, the major active ingredient in coffee, is associated with anxiety.[156][157] At high doses, typically greater than 300 mg, caffeine can both cause and worsen anxiety.[158] For some people, discontinuing caffeine use can significantly reduce anxiety.[159] Caffeine-induced anxiety disorder is a subclass of substance- or medication-induced anxiety disorder.[160] Populations that may be most impacted by caffeine consumption are adolescents and those already suffering anxiety disorders.[161] Preliminary research indicated the possibility of a beneficial relationship between coffee intake and reduced depression.[5][162][163] Long-term preliminary research, including assessment of symptoms for dementia and cognitive impairment, was inconclusive for coffee having an effect in the elderly, mainly due to the poor quality of the studies.[5][164]
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Meta-analyses have consistently found that long-term coffee consumption is associated with a lower risk of Parkinson's disease.[5]
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In a systematic review and meta-analysis of 28 prospective observational studies, representing over one million participants, every additional cup of caffeinated and decaffeinated coffee consumed in a day was associated, respectively, with a 9% and 6% lower risk of type 2 diabetes.[165]
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The effects of coffee consumption on cancer risk generally indicate that it is safe, and with no effect[166][167] or produces a lower risk of cancer.[168][169] A 2011 review found that regular coffee consumption of up to 6 cups per day reduced the risk of several types of cancer.[170]
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One psychoactive chemical in coffee is caffeine, an adenosine receptor antagonist that is known for its stimulant effects.[171] Coffee also contains the monoamine oxidase inhibitors β-carboline and harmane, which may contribute to its psychoactivity.[172]
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In a healthy liver, caffeine is mostly broken down by hepatic enzymes. The excreted metabolites are mostly paraxanthines—theobromine and theophylline—and a small amount of unchanged caffeine. Therefore, the metabolism of caffeine depends on the state of this enzymatic system of the liver.[173]
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Polyphenols in coffee have been shown to affect free radicals in vitro,[174] but there is no evidence that this effect occurs in humans. Polyphenol levels vary depending on how beans are roasted as well as for how long. As interpreted by the Linus Pauling Institute and the European Food Safety Authority, dietary polyphenols, such as those ingested by consuming coffee, have little or no direct antioxidant value following ingestion.[175][176][177]
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Depending on the type of coffee and method of preparation, the caffeine content of a single serving can vary greatly.[178][179][180][181] The caffeine content of a cup of coffee varies depending mainly on the brewing method, and also on the coffee variety.[182] According to the USDA National Nutrient Database, a 240-millilitre (8 US fl oz) cup of "coffee brewed from grounds" contains 95 mg caffeine, whereas an espresso (25 ml) contains 53 mg.[183]
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According to an article in the Journal of the American Dietetic Association, coffee has the following caffeine content, depending on how it is prepared:[179]
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While the fraction of caffeine content in coffee seeds themselves diminishes with increased roast level, the opposite is true for coffee brewed from different grinds and brewing methods using the same proportion of coffee to water volume. The coffee sack (similar to the French press and other steeping methods) extracts more caffeine from dark roasted seeds; the percolator and espresso methods extract more caffeine from light roasted seeds:[184][clarification needed What are the units?]
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Coffea arabica normally contains about half the caffeine of Coffea robusta. A Coffea arabica bean containing very little caffeine was discovered in Ethiopia in 2004.[185]
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Widely known as coffeehouses or cafés, establishments serving prepared coffee or other hot beverages have existed for over five hundred years.[citation needed] Coffeehouses in Mecca became a concern as places for political gatherings to the imams who banned them, and the drink, for Muslims between 1512 and 1524. In 1530 the first coffeehouse was opened in Damascus.[186] The first coffeehouse in Constantinople was opened in 1475[187] by traders arriving from Damascus and Aleppo. Soon after, coffeehouses became part of the Ottoman culture, spreading rapidly to all regions of the Ottoman Empire.
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In the 17th century, coffee appeared for the first time in Europe outside the Ottoman Empire, and coffeehouses were established and quickly became popular. The first coffeehouses in Western Europe appeared in Venice, as a result of the traffic between La Serenissima and the Ottomans; the very first one is recorded in 1645. The first coffeehouse in England was set up in Oxford in 1650 by a Jewish man named Jacob in the building now known as "The Grand Cafe". A plaque on the wall still commemorates this and the cafe is now a cocktail bar.[189] By 1675, there were more than 3,000 coffeehouses in England.[190]
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A legend says that after the second Turkish siege of Vienna in 1683, the Viennese discovered many bags of coffee in the abandoned Ottoman encampment. Using this captured stock, a Polish soldier named Kulczycki opened the first coffeehouse in Vienna. This story never happened. Nowadays it is proven that the first coffeehouse in Vienna was opened by the Armenian Johannes Theodat in 1685.[191][192]
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In 1672 an Armenian named Pascal established a coffee stall in Paris that was ultimately unsuccessful and the city had to wait until 1689 for its first coffeehouse when Procopio Cutò opened the Café Procope. This coffeehouse still exists today and was a major meeting place of the French Enlightenment; Voltaire, Rousseau, and Denis Diderot frequented it, and it is arguably the birthplace of the Encyclopédie, the first modern encyclopedia.[193] America had its first coffeehouse in Boston, in 1676.[194] Coffee, tea and beer were often served together in establishments which functioned both as coffeehouses and taverns; one such was the Green Dragon in Boston, where John Adams, James Otis, and Paul Revere planned rebellion.[29]
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The modern steamless espresso machine was invented in Milan, Italy, in 1938 by Achille Gaggia,[195] and from there spread in coffeehouses and restaurants across Italy and the rest of Europe in the early 1950s. An Italian named Pino Riservato opened the first espresso bar, the Moka Bar, in Soho in 1952, and there were 400 such bars in London alone by 1956. Cappucino was particularly popular among English drinkers.[196] Similarly in the United States, the espresso craze spread. North Beach in San Francisco saw the opening of the Caffe Trieste in 1957, which served Beat Generation poets such as Allen Ginsberg and Bob Kaufman alongside Italian immigrants.[196] Similar such cafes existed in Greenwich Village and elsewhere.[196]
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The first Peet's Coffee & Tea store opened in 1966 in Berkeley, California by Dutch native Alfred Peet. He chose to focus on roasting batches with fresher, higher quality seeds than was the norm at the time. He was a trainer and supplier to the founders of Starbucks.[197]
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The American coffeehouse chain Starbucks, which began as a modest business roasting and selling coffee beans in 1971, was founded by three college students, Jerry Baldwin, Gordon Bowker, and Zev Siegl. The first store opened on March 30, 1971 at the Pike Place Market in Seattle, followed by a second and third over the next two years.[198] Entrepreneur Howard Schultz joined the company in 1982 as Director of Retail Operations and Marketing, and pushed to sell premade espresso coffee. The others were reluctant, but Schultz opened Il Giornale in Seattle in April 1986.[199] He bought the other owners out in March 1987 and pushed on with plans to expand—from 1987 to the end of 1991, the chain (rebranded from Il Giornale to Starbucks) expanded to over 100 outlets.[200] The company has 25,000 stores in over 75 countries worldwide.[201]
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South Korea experienced almost 900 percent growth in the number of coffee shops in the country between 2006 and 2011. The capital city Seoul now has the highest concentration of coffee shops in the world, with more than 10,000 cafes and coffeehouses.[202]
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A contemporary term for a person who makes coffee beverages, often a coffeehouse employee, is a barista. The Specialty Coffee Association of Europe and the Specialty Coffee Association of America have been influential in setting standards and providing training.[203]
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Coffee is often consumed alongside (or instead of) breakfast by many at home or when eating out at diners or cafeterias. It is often served at the end of a formal meal, normally with a dessert, and at times with an after-dinner mint, especially when consumed at a restaurant or dinner party.[citation needed]
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A coffee break in the United States and elsewhere is a short mid-morning rest period granted to employees in business and industry, corresponding with the Commonwealth terms "elevenses", "smoko" (in Australia), "morning tea", "tea break", or even just "tea". An afternoon coffee break, or afternoon tea, often occurs as well.
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The coffee break originated in the late 19th century in Stoughton, Wisconsin, with the wives of Norwegian immigrants. The city celebrates this every year with the Stoughton Coffee Break Festival.[204] In 1951, Time noted that "[s]ince the war, the coffee break has been written into union contracts".[205] The term subsequently became popular through a Pan-American Coffee Bureau ad campaign of 1952 which urged consumers, "Give yourself a Coffee-Break – and Get What Coffee Gives to You."[206] John B. Watson, a behavioral psychologist who worked with Maxwell House later in his career, helped to popularize coffee breaks within the American culture.[207] Coffee breaks usually last from 10 to 20 minutes and frequently occur at the end of the first third of the work shift. In some companies and some civil service, the coffee break may be observed formally at a set hour. In some places, a cart with hot and cold beverages and cakes, breads and pastries arrives at the same time morning and afternoon, an employer may contract with an outside caterer for daily service, or coffee breaks may take place away from the actual work-area in a designated cafeteria or tea room. More generally, the phrase "coffee break" has also come to denote any break from work.
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Coffee was initially used for spiritual reasons[which?]. At least 1,100 years ago, traders brought coffee across the Red Sea into Arabia (modern-day Yemen), where Muslim dervishes began cultivating the shrub in their gardens. At first, the Arabians made wine from the pulp of the fermented coffee berries. This beverage was known as qishr (kisher in modern usage) and was used during religious ceremonies.[208]
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An ulema of jurists and scholars meeting in Mecca in 1511 prohibited coffee drinking as haraam, but whether coffee was intoxicating was hotly debated over the next 30 years until the ban was finally overturned in the mid-16th century.[209] Use in religious rites among the Sufi branch of Islam led to coffee's being put on trial[when?] in Mecca: it was accused of being a heretical substance, and its production and consumption were briefly repressed. An edict of Sultan Murad IV (r. 1623–1640) later prohibited it in Ottoman Turkey.[210]
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Ethiopian Orthodox Christians prohibited coffee, regarded as a Muslim drink, until as late as 1889; as of 2019[update] it is considered[by whom?] a national drink of Ethiopia for people of all faiths.[citation needed] In 1670 some French doctors condemned coffee as poisonous.[211]
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Coffee's early association in Europe with rebellious political activities led to King Charles II of England outlawing coffeehouses from January 1676 (although the subsequent uproar forced the monarch to back down two days before the ban was due to come into force).[29] King Frederick the Great banned it in Prussia in 1777 for nationalistic and economic reasons; concerned about the price of imports, he sought to force the public back to consuming beer.[212] Lacking coffee-producing colonies, Prussia had to import all its coffee at a great cost.[213]
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A contemporary example of religious prohibition of coffee can be found in The Church of Jesus Christ of Latter-day Saints.[214] The organization regards the consumption of coffee as both physically and spiritually unhealthy.[215] This attitude comes from the Mormon doctrine of health, published in 1833 by founder Joseph Smith in a revelation called the "Word of Wisdom". This text does not identify coffee by name, but includes the statement that "hot drinks are not for the belly", which Latter-day Saints have interpreted as forbidding both coffee and tea.[215]
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Quite a number of members of the Seventh-day Adventist Church also avoid caffeinated drinks. In its teachings, the Church encourages members to avoid tea, coffee, and other stimulants. Abstinence from coffee, tobacco, and alcohol by many Adventists has afforded a near-unique opportunity for studies to be conducted within that population group on the health effects of coffee drinking, free from confounding factors. One study showed a weak but statistically significant association between coffee consumption and mortality from ischemic heart disease, other cardiovascular disease, all cardiovascular diseases combined, and all causes of death.[216]
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For a time, controversy existed in the Jewish community over whether the coffee seed was a legume - and therefore prohibited for Passover. Upon petition from coffeemaker Maxwell House, orthodox Jewish rabbi Hersch Kohn in 1923 classified the coffee seed as a berry rather than as a seed, and therefore kosher for Passover.[217]
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The concept of fair trade labeling, which guarantees coffee growers a negotiated preharvest price, began in the late 1980s with the Max Havelaar Foundation's labeling program in the Netherlands. In 2004, 24,222 metric tons (of 7,050,000 produced worldwide) were fair trade; in 2005, 33,991 metric tons out of 6,685,000 were fair trade, an increase from 0.34% to 0.51%.[218][219] A number of fair trade impact studies have shown that fair trade coffee produces a mixed impact on the communities that grow it. Many studies are skeptical about fair trade, reporting that it often worsens the bargaining power of those who are not part of it. The very first fair-trade coffee was an effort to import a Guatemalan coffee into Europe as "Indio Solidarity Coffee".[220]
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Since the founding of organizations such as the European Fair Trade Association (1987), the production and consumption of fair trade coffee has grown as some local and national coffee chains started to offer fair trade alternatives.[221][222] For example, in April 2000, after a year-long campaign by the human rights organization Global Exchange, Starbucks decided to carry fair-trade coffee in its stores.[223] Since September 2009 all Starbucks Espresso beverages in UK and Ireland are made with Fairtrade and Shared Planet certified coffee.[224]
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A 2005 study done in Belgium concluded that consumers' buying behavior is not consistent with their positive attitude toward ethical products. On average 46% of European consumers claimed to be willing to pay substantially more for ethical products, including fair-trade products such as coffee.[223] The study found that the majority of respondents were unwilling to pay the actual price premium of 27% for fair trade coffee.[223]
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The Oromo people would customarily plant a coffee tree on the graves of powerful sorcerers. They believed that the first coffee bush sprang up from the tears that the god of heaven shed over the corpse of a dead sorcerer.[225]
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Johann Sebastian Bach was inspired to compose the humorous Coffee Cantata, about dependence on the beverage, which was controversial in the early 18th century.[226]
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Market volatility, and thus increased returns, during 1830 encouraged Brazilian entrepreneurs to shift their attention from gold to coffee, a crop hitherto reserved for local consumption. Concurrent with this shift was the commissioning of vital infrastructures, including approximately 7,000 km of railroads between 1860 and 1885. The creation of these railways enabled the importation of workers, in order to meet the enormous need for labor. This development primarily affected the State of Rio de Janeiro, as well as the Southern States of Brazil, most notably São Paulo, due to its favorable climate, soils, and terrain.[227]
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Coffee production attracted immigrants in search of better economic opportunities in the early 1900s. Mainly, these were Portuguese, Italian, Spanish, German, and Japanese nationals. For instance, São Paulo received approximately 733,000 immigrants in the decade preceding 1900, whilst only receiving approximately 201,000 immigrants in the six years to 1890. The production yield of coffee increases. In 1880, São Paulo produced 1.2 million bags (25% of total production), in 1888 2.6 million (40%), in 1902 8 million bags (60%).[228] Coffee is then 63% of the country's exports. The gains made by this trade allow sustained economic growth in the country.
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The four years between planting a coffee and the first harvest extends seasonal variations in the price of coffee. The Brazilian Government is thus forced, to some extent, to keep strong price subsidies during production periods.
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Coffee competitions take place across the globe with people at the regional competing to achieve national titles and then compete on the international stage. World Coffee Events holds the largest of such events moving the location of the final competition each year. The competition includes the following events: Barista Championship, Brewers Cup, Latte Art and Cup Tasters. A World Brewer's Cup Championship takes place in Melbourne, Australia, every year that houses contestants from around the world[229] to crown the World's Coffee King.[230][231]
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Organizations:
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A rock is any naturally occurring solid mass or aggregate of minerals or mineraloid matter. It is categorized by the minerals included, its chemical composition and the way in which it is formed. Rocks are usually grouped into three main groups: igneous rocks, metamorphic rocks and sedimentary rocks. Rocks form the Earth's outer solid layer, the crust.
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Igneous rocks are formed when magma cools in the Earth's crust, or lava cools on the ground surface or the seabed. The metamorphic rocks are formed when existing rocks are subjected to such large pressures and temperatures that they are transformed—something that occurs, for example, when continental plates collide. The sedimentary rocks are formed by diagenesis or lithification of sediments, which in turn are formed by the weathering, transport, and deposition of existing rocks.[1]
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The scientific study of rocks is called petrology, which is an essential component of geology.[2]
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Rocks are composed of grains of minerals, which are homogeneous solids formed from a chemical compound arranged in an orderly manner.[3][page needed] The aggregate minerals forming the rock are held together by chemical bonds. The types and abundance of minerals in a rock are determined by the manner in which it was formed.
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Most rocks contain silicate minerals, compounds that include silicon oxide tetrahedra in their crystal lattice, and account for about one-third of all known mineral species and about 95% of the earth's crust.[4] The proportion of silica in rocks and minerals is a major factor in determining their names and properties.[5]
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Rocks are classified according to characteristics such as mineral and chemical composition, permeability, texture of the constituent particles, and particle size. These physical properties are the result of the processes that formed the rocks.[6] Over the course of time, rocks can transform from one type into another, as described by a geological model called the rock cycle. This transformation produces three general classes of rock: igneous, sedimentary and metamorphic.
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Those three classes are subdivided into many groups. There are, however, no hard-and-fast boundaries between allied rocks. By increase or decrease in the proportions of their minerals, they pass through gradations from one to the other; the distinctive structures of one kind of rock may thus be traced gradually merging into those of another. Hence the definitions adopted in rock names simply correspond to selected points in a continuously graduated series.[7]
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Igneous rock (derived from the Latin word igneus, meaning of fire, from ignis meaning fire) is formed through the cooling and solidification of magma or lava. This magma may be derived from partial melts of pre-existing rocks in either a planet's mantle or crust. Typically, the melting of rocks is caused by one or more of three processes: an increase in temperature, a decrease in pressure, or a change in composition.
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Igneous rocks are divided into two main categories:
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The chemical abundance and the rate of cooling of magma typically forms a sequence known as Bowen's reaction series. Most major igneous rocks are found along this scale.[5]
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About 65% of the Earth's crust by volume consists of igneous rocks, making it the most plentiful category. Of these, 66% are basalt and gabbro, 16% are granite, and 17% granodiorite and diorite. Only 0.6% are syenite and 0.3% are ultramafic. The oceanic crust is 99% basalt, which is an igneous rock of mafic composition. Granite and similar rocks, known as granitoids, dominate the continental crust.[8][9]
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Sedimentary rocks are formed at the earth's surface by the accumulation and cementation of fragments of earlier rocks, minerals, and organisms[10] or as chemical precipitates and organic growths in water (sedimentation). This process causes clastic sediments (pieces of rock) or organic particles (detritus) to settle and accumulate, or for minerals to chemically precipitate (evaporite) from a solution. The particulate matter then undergoes compaction and cementation at moderate temperatures and pressures (diagenesis).
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Before being deposited, sediments are formed by weathering of earlier rocks by erosion in a source area and then transported to the place of deposition by water, wind, ice, mass movement or glaciers (agents of denudation).[6] About 7.9% of the crust by volume is composed of sedimentary rocks, with 82% of those being shales, while the remainder consists of limestone (6%), sandstone and arkoses (12%).[9] Sedimentary rocks often contain fossils. Sedimentary rocks form under the influence of gravity and typically are deposited in horizontal or near horizontal layers or strata, and may be referred to as stratified rocks.[11]
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Metamorphic rocks are formed by subjecting any rock type—sedimentary rock, igneous rock or another older metamorphic rock—to different temperature and pressure conditions than those in which the original rock was formed. This process is called metamorphism, meaning to "change in form". The result is a profound change in physical properties and chemistry of the stone. The original rock, known as the protolith, transforms into other mineral types or other forms of the same minerals, by recrystallization.[6] The temperatures and pressures required for this process are always higher than those found at the Earth's surface: temperatures greater than 150 to 200 °C and pressures of 1500 bars.[12] Metamorphic rocks compose 27.4% of the crust by volume.[9]
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The three major classes of metamorphic rock are based upon the formation mechanism. An intrusion of magma that heats the surrounding rock causes contact metamorphism—a temperature-dominated transformation. Pressure metamorphism occurs when sediments are buried deep under the ground; pressure is dominant, and temperature plays a smaller role. This is termed burial metamorphism, and it can result in rocks such as jade. Where both heat and pressure play a role, the mechanism is termed regional metamorphism. This is typically found in mountain-building regions.[5]
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Depending on the structure, metamorphic rocks are divided into two general categories. Those that possess a texture are referred to as foliated; the remainders are termed non-foliated. The name of the rock is then determined based on the types of minerals present. Schists are foliated rocks that are primarily composed of lamellar minerals such as micas. A gneiss has visible bands of differing lightness, with a common example being the granite gneiss. Other varieties of foliated rock include slates, phyllites, and mylonite. Familiar examples of non-foliated metamorphic rocks include marble, soapstone, and serpentine. This branch contains quartzite—a metamorphosed form of sandstone—and hornfels.[5]
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The use of rock has had a huge impact on the cultural and technological development of the human race. Rock has been used by humans and other hominids for at least 2.5 million years.[13] Lithic technology marks some of the oldest and continuously used technologies. The mining of rock for its metal content has been one of the most important factors of human advancement, and has progressed at different rates in different places, in part because of the kind of metals available from the rock of a region.
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Mining is the extraction of valuable minerals or other geological materials from the earth, from an ore body, vein or seam.[14] The term also includes the removal of soil. Materials recovered by mining include base metals, precious metals, iron, uranium, coal, diamonds, limestone, oil shale, rock salt, potash, construction aggregate and dimension stone. Mining is required to obtain any material that cannot be grown through agricultural processes, or created artificially in a laboratory or factory. Mining in a wider sense comprises extraction of any resource (e.g. petroleum, natural gas, salt or even water) from the earth.[15]
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Mining of rock and metals has been done since prehistoric times. Modern mining processes involve prospecting for mineral deposits, analysis of the profit potential of a proposed mine, extraction of the desired materials, and finally reclamation of the land to prepare it for other uses once mining ceases.[16]
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Mining processes may create negative impacts on the environment both during the mining operations and for years after mining has ceased. These potential impacts have led to most of the world's nations adopting regulations to manage negative effects of mining operations.[17]
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Cairo (/ˈkaɪroʊ/ KY-roh; Arabic: القاهرة, romanized: al-Qāhirah, pronounced [ælˈqɑːhɪɾɑ] (listen)) is the capital of Egypt and the largest city in the Arab world. Its metropolitan area, with a population of over 20 million, is the largest in Africa, the Arab world, and the Middle East, and the 6th-largest in the world. Cairo is associated with ancient Egypt, as the famous Giza pyramid complex and the ancient city of Memphis are located in its geographical area. Located near the Nile Delta,[4][5] Cairo was founded in 969 AD by the Fatimid dynasty, but the land composing the present-day city was the site of ancient national capitals whose remnants remain visible in parts of Old Cairo. Cairo has long been a centre of the region's political and cultural life, and is titled "the city of a thousand minarets" for its preponderance of Islamic architecture. Cairo is considered a World City with a "Beta +" classification according to GaWC.[6]
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Cairo has the oldest and largest film and music industries in the Arab world, as well as the world's second-oldest institution of higher learning, Al-Azhar University. Many international media, businesses, and organizations have regional headquarters in the city; the Arab League has had its headquarters in Cairo for most of its existence.
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With a population of over 9 million[7] spread over 3,085 square kilometers (1,191 sq mi), Cairo is by far the largest city in Egypt. An additional 9.5 million inhabitants live in close proximity to the city. Cairo, like many other megacities, suffers from high levels of pollution and traffic. The Cairo Metro is one of the only two metro systems in Africa (the other being in Algiers, Algeria), and ranks amongst the fifteen busiest in the world,[8] with over 1 billion[9] annual passenger rides. The economy of Cairo was ranked first in the Middle East in 2005,[10] and 43rd globally on Foreign Policy's 2010 Global Cities Index.[11]
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Egyptians often refer to Cairo as Maṣr (IPA: [mɑsˤɾ]; Egyptian Arabic: مَصر), the Egyptian Arabic name for Egypt itself, emphasizing the city's importance for the country.[12][13] Its official name al-Qāhirah (Arabic: القاهرة) means "the Vanquisher" or "the Conqueror", supposedly due to the fact that the planet Mars, an-Najm al-Qāhir (Arabic: النجم القاهر, "the Conquering Star"), was rising at the time when the city was founded,[14] possibly also in reference to the much awaited arrival of the Fatimid Caliph Al-Mu'izz who reached Cairo in 973 from Mahdia, the old Fatimid capital.[15] The location of the ancient city of Heliopolis is the suburb of Ain Shams (Arabic: عين شمس, "Eye of the Sun").
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There are a few Coptic names of the city. (di)Kashromi (Coptic: (ϯ)ⲕⲁϣⲣⲱⲙⲓ) is attested as early as 1211 and is a calque which means "man breaker" ("ⲕⲁϣ-" – to break, "ⲣⲱⲙⲓ" – man) which is akin to Arabic al-Qāhirah .[16] Lioui (Coptic: ⲗⲓⲟⲩⲓ) or Elioui (Coptic: ⲉⲗⲓⲟⲩⲓ) is another name which is a corruption of Greek name of Heliopolis (Greek: Ήλιούπολις).[17] Some argue that Mistram (Coptic: ⲙⲓⲥⲧⲣⲁⲙ) or Nistram (Coptic: ⲛⲓⲥⲧⲣⲁⲙ) is another Coptic name for Cairo, although others think that it's rather a name of an Abbasid capital Al-Askar.[18] ⲕⲁϩⲓⲣⲏ is a popular modern rendering of an Arabic name (others being ⲭⲁⲓⲣⲟⲛ and (ⲁⲗ)ⲭⲁϩⲓⲣⲁ) which has a folk etymology "land of sun". Some argue that it was a name of an Egyptian settlement upon which Cairo was built, but it's rather doubtful as this name is not attested in any Hieroglyphic or Demotic source, although some researchers, like Paul Casanova, view it as a legitimate theory.[17] Cairo is also referred to as ⲭⲏⲙⲓ, which means Egypt in Coptic, the same way it's referred to in Egyptian Arabic.[18]
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Sometimes the city is informally referred to as Kayro by people from Alexandria (IPA: [ˈkæjɾo]; Egyptian Arabic: كايرو).[19]
|
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The area around present-day Cairo, especially Memphis that was the old capital of Egypt, had long been a focal point of Ancient Egypt due to its strategic location just upstream from the Nile Delta. However, the origins of the modern city are generally traced back to a series of settlements in the first millennium. Around the turn of the 4th century,[20] as Memphis was continuing to decline in importance,[21] the Romans established a fortress town along the east bank of the Nile. This fortress, known as Babylon, was the nucleus of the Roman and then the Byzantine city and is the oldest structure in the city today. It is also situated at the nucleus of the Coptic Orthodox community, which separated from the Roman and Byzantine churches in the late 4th century. Many of Cairo's oldest Coptic churches, including the Hanging Church, are located along the fortress walls in a section of the city known as Coptic Cairo.
|
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Following the Muslim conquest in 640 AD, the conqueror Amr ibn As settled to the north of the Babylon in an area that became known as al-Fustat. Originally a tented camp (Fustat signifies "City of Tents") Fustat became a permanent settlement and the first capital of Islamic Egypt.
|
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|
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In 750, following the overthrow of the Umayyad caliphate by the Abbasids, the new rulers created their own settlement to the northeast of Fustat which became their capital. This was known as al-Askar (the city of sections, or cantonments) as it was laid out like a military camp.
|
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A rebellion in 869 by Ahmad ibn Tulun led to the abandonment of Al Askar and the building of another settlement, which became the seat of government. This was al-Qatta'i ("the Quarters"), to the north of Fustat and closer to the river. Al Qatta'i was centred around a palace and ceremonial mosque, now known as the Mosque of ibn Tulun.
|
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In 905, the Abbasids re-asserted control of the country and their governor returned to Fustat, razing al-Qatta'i to the ground.
|
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In 969, the Fatimids conquered Egypt from their base in Ifriqiya and a new fortified city northeast of Fustat was established. It took four years to build the city, initially known as al-Manṣūriyyah,[22] which was to serve as the new capital of the caliphate. During that time, the construction of the al-Azhar Mosque was commissioned by order of the Caliph, which developed into the third-oldest university in the world. Cairo would eventually become a centre of learning, with the library of Cairo containing hundreds of thousands of books.[23] When Caliph al-Mu'izz li Din Allah arrived from the old Fatimid capital of Mahdia in Tunisia in 973, he gave the city its present name, al-Qāhiratu ("The Victorious").[22]
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For nearly 200 years after Cairo was established, the administrative centre of Egypt remained in Fustat. However, in 1168 the Fatimids under the leadership of vizier Shawar set fire to Fustat to prevent Cairo's capture by the Crusaders.[24] Egypt's capital was permanently moved to Cairo, which was eventually expanded to include the ruins of Fustat and the previous capitals of al-Askar and al-Qatta'i. As al Qahira expanded these earlier settlements were encompassed, and have since become part of the city of Cairo as it expanded and spread; they are now collectively known as "Old Cairo".
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While the Fustat fire successfully protected the city of Cairo, a continuing power struggle between Shawar, King Amalric I of Jerusalem, and the Zengid general Shirkuh led to the downfall of the Fatimid establishment.[25]
|
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In 1169, Saladin was appointed as the new vizier of Egypt by the Fatimids and two years later he seized power from the family of the last Fatimid caliph, al-'Āḍid.[26] As the first Sultan of Egypt, Saladin established the Ayyubid dynasty, based in Cairo, and aligned Egypt with the Abbasids, who were based in Baghdad.[27] During his reign, Saladin constructed the Cairo Citadel, which served as the seat of the Egyptian government until the mid-19th century.
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In 1250, slave soldiers, known as the Mamluks, seized control of Egypt and like many of their predecessors established Cairo as the capital of their new dynasty. Continuing a practice started by the Ayyubids, much of the land occupied by former Fatimid palaces was sold and replaced by newer buildings.[28] Construction projects initiated by the Mamluks pushed the city outward while also bringing new infrastructure to the centre of the city.[29] Meanwhile, Cairo flourished as a centre of Islamic scholarship and a crossroads on the spice trade route among the civilisations in Afro-Eurasia. By 1340, Cairo had a population of close to half a million, making it the largest city west of China.[30]
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The historic traveller [31] Ibn Battuta travelled thousands of miles during the course of his trek. One city he stopped in was Cairo, Egypt. One significant note Ibn Battuta made was that Cairo was the principal district of Egypt, meaning Cairo was Egypt's most important and most influential city (Ibn Battuta, 2009). Ibn Battuta also acknowledges the importance of the Nile river to all of Egypt, including Cairo, as he often travelled via boat to arrive at Cairo and to leave to continue his journey. The Nile was not just a means for transportation, it was the source of a plethora of other tangibles as well. The Nile's most influential attribute was its ability to sustain rich soil for agriculture. Part of the Agricultural Revolution thrived in Egypt, predominantly off the back of the Nile. The Nile also served as a source of food and a pathway for trade. Without it, the Egypt we know today wouldn't have been the same. One of Ibn Battuta's most detailed accounts in Cairo involves a plague that was devastating the city. Today, this plague is known as the Bubonic Plague, or the Black Death. It is believed to have arrived in Egypt in 1347, and as Ibn Battuta recalls, the Bubonic plague was responsible for the deaths of between 1 and 20,000 people a day in Cairo [32](Berkeley ORIAS, 2018) (Ibn Battuta, 2009). The plague originated in Asia and spread via fleas on rodents, such as rats (Berkeley ORIAS, 2018). The plague would end up spreading to all of Eurasia and wiped out any civilizations that were in its path. It is estimated that somewhere between 75 and 200 million people total died from the plague.
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Although Cairo avoided Europe's stagnation during the Late Middle Ages, it could not escape the Black Death, which struck the city more than fifty times between 1348 and 1517.[33] During its initial, and most deadly waves, approximately 200,000 people were killed by the plague,[34] and, by the 15th century, Cairo's population had been reduced to between 150,000 and 300,000.[35] The city's status was further diminished after Vasco da Gama discovered a sea route around the Cape of Good Hope between 1497 and 1499, thereby allowing spice traders to avoid Cairo.[30]
|
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Cairo's political influence diminished significantly after the Ottomans supplanted Mamluk power over Egypt in 1517. Ruling from Constantinople, Sultan Selim I relegated Egypt to a province, with Cairo as its capital.[36] For this reason, the history of Cairo during Ottoman times is often described as inconsequential, especially in comparison to other time periods.[30][37][38] However, during the 16th and 17th centuries, Cairo remained an important economic and cultural centre. Although no longer on the spice route, the city facilitated the transportation of Yemeni coffee and Indian textiles, primarily to Anatolia, North Africa, and the Balkans. Cairene merchants were instrumental in bringing goods to the barren Hejaz, especially during the annual hajj to Mecca.[38][39] It was during this same period that al-Azhar University reached the predominance among Islamic schools that it continues to hold today;[40][41] pilgrims on their way to hajj often attested to the superiority of the institution, which had become associated with Egypt's body of Islamic scholars.[42] By the 16th century, Cairo also had high-rise apartment buildings where the two lower floors were for commercial and storage purposes and the multiple stories above them were rented out to tenants.[43]
|
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Under the Ottomans, Cairo expanded south and west from its nucleus around the Citadel.[44] The city was the second-largest in the empire, behind Constantinople, and, although migration was not the primary source of Cairo's growth, twenty percent of its population at the end of the 18th century consisted of religious minorities and foreigners from around the Mediterranean.[45] Still, when Napoleon arrived in Cairo in 1798, the city's population was less than 300,000, forty percent lower than it was at the height of Mamluk—and Cairene—influence in the mid-14th century.[30][45]
|
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The French occupation was short-lived as British and Ottoman forces, including a sizeable Albanian contingent, recaptured the country in 1801. Cairo itself was besieged by a British and Ottoman force culminating with the French surrender on 22 June 1801.[46] The British vacated Egypt two years later, leaving the Ottomans, the Albanians, and the long-weakened Mamluks jostling for control of the country.[47][48] Continued civil war allowed an Albanian named Muhammad Ali Pasha to ascend to the role of commander and eventually, with the approval of the religious establishment, viceroy of Egypt in 1805.[49]
|
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Until his death in 1848, Muhammad Ali Pasha instituted a number of social and economic reforms that earned him the title of founder of modern Egypt.[51][52] However, while Muhammad Ali initiated the construction of public buildings in the city,[53] those reforms had minimal effect on Cairo's landscape.[54] Bigger changes came to Cairo under Isma'il Pasha (r. 1863–1879), who continued the modernisation processes started by his grandfather.[55] Drawing inspiration from Paris, Isma'il envisioned a city of maidans and wide avenues; due to financial constraints, only some of them, in the area now composing Downtown Cairo, came to fruition.[56] Isma'il also sought to modernize the city, which was merging with neighbouring settlements, by establishing a public works ministry, bringing gas and lighting to the city, and opening a theatre and opera house.[57][58]
|
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The immense debt resulting from Isma'il's projects provided a pretext for increasing European control, which culminated with the British invasion in 1882.[30] The city's economic centre quickly moved west toward the Nile, away from the historic Islamic Cairo section and toward the contemporary, European-style areas built by Isma'il.[59][60] Europeans accounted for five percent of Cairo's population at the end of the 19th century, by which point they held most top governmental positions.[61]
|
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In 1905 the Heliopolis Oasis Company headed by the Belgian industrialist Édouard Empain and by Boghos Nubar, son of the Egyptian Prime Minister Nubar Pasha built a suburb called Heliopolis ten kilometers from the center of Cairo. It represented the first large-scale attempt to promote its own architecture, known now as the Heliopolis style.
|
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The British occupation was intended to be temporary, but it lasted well into the 20th century. Nationalists staged large-scale demonstrations in Cairo in 1919,[30] five years after Egypt had been declared a British protectorate.[62] Nevertheless, this led to Egypt's independence in 1922.
|
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The King Fuad I Edition of the Qur’an[63] was first published on 10 July 1924 in Cairo under the patronage of King Fuad.[64][65] The goal of the government of the newly formed Kingdom of Egypt was not to delegitimize the other variant Quranic texts ("qira'at"), but to eliminate errors found in Qur’anic texts used in state schools. They chose to preserve a single one of the fourteen canonical qira’at “readings”, namely that of the "Ḥafṣ" version,[66] an 8th-century Kufic recitation. This edition has become the standard for modern printings of the Quran[67][68] for much of the Islamic world.[69] The publication has been called a "terrific success", and the edition has been described as one "now widely seen as the official text of the Qur’an", so popular among both Sunni and Shi'a that the common belief among less well-informed Muslims is "that the Qur’an has a single, unambiguous reading". Minor amendments were made later in 1924 and in 1936 - the "Faruq edition" in honour of then ruler, King Faruq.[70]
|
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British troops remained in the country until 1956. During this time, urban Cairo, spurred by new bridges and transport links, continued to expand to include the upscale neighbourhoods of Garden City, Zamalek, and Heliopolis.[71] Between 1882 and 1937, the population of Cairo more than tripled—from 347,000 to 1.3 million[72]—and its area increased from 10 to 163 square kilometres (4 to 63 sq mi).[73]
|
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The city was devastated during the 1952 riots known as the Cairo Fire or Black Saturday, which saw the destruction of nearly 700 shops, movie theatres, casinos and hotels in Downtown Cairo.[74] The British departed Cairo following the Egyptian Revolution of 1952, but the city's rapid growth showed no signs of abating. Seeking to accommodate the increasing population, President Gamal Abdel Nasser redeveloped Maidan Tahrir and the Nile Corniche, and improved the city's network of bridges and highways.[75] Meanwhile, additional controls of the Nile fostered development within Gezira Island and along the city's waterfront. The metropolis began to encroach on the fertile Nile Delta, prompting the government to build desert satellite towns and devise incentives for city-dwellers to move to them.[76]
|
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|
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Cairo's population has doubled since the 1960s, reaching close to seven million (with an additional ten million in its urban area). Concurrently, Cairo has established itself as a political and economic hub for North Africa and the Arab world, with many multinational businesses and organisations, including the Arab League, operating out of the city.
|
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+
|
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In 1992, Cairo was hit by an earthquake causing 545 deaths, injuring 6,512 and leaving around 50,000 people homeless.[77]
|
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Cairo's Tahrir Square was the focal point of the 2011 Egyptian Revolution against former president Hosni Mubarak.[78] Over 2 million protesters were at Cairo's Tahrir square. More than 50,000 protesters first occupied the square on 25 January, during which the area's wireless services were reported to be impaired.[79] In the following days Tahrir Square continued to be the primary destination for protests in Cairo[80] as it took place following a popular uprising that began on Tuesday, 25 January 2011 and continued until June 2013. The uprising was mainly a campaign of non-violent civil resistance, which featured a series of demonstrations, marches, acts of civil disobedience, and labour strikes. Millions of protesters from a variety of socio-economic and religious backgrounds demanded the overthrow of the regime of Egyptian President Hosni Mubarak. Despite being predominantly peaceful in nature, the revolution was not without violent clashes between security forces and protesters, with at least 846 people killed and 6,000 injured. The uprising took place in Cairo, Alexandria, and in other cities in Egypt, following the Tunisian revolution that resulted in the overthrow of the long-time Tunisian president Zine El Abidine Ben Ali.[81] On 11 February, following weeks of determined popular protest and pressure, Hosni Mubarak resigned from office.
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Under the rule of President el-Sisi, in March 2015 plans were announced for another yet-unnamed planned city to be built further east of the existing satellite city of New Cairo, intended to serve as the new capital of Egypt.[82]
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Cairo is located in northern Egypt, known as Lower Egypt, 165 kilometres (100 mi) south of the Mediterranean Sea and 120 kilometres (75 mi) west of the Gulf of Suez and Suez Canal.[83] The city lies along the Nile River, immediately south of the point where the river leaves its desert-bound valley and branches into the low-lying Nile Delta region. Although the Cairo metropolis extends away from the Nile in all directions, the city of Cairo resides only on the east bank of the river and two islands within it on a total area of 453 square kilometres (175 sq mi).[84][85]
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Until the mid-19th century, when the river was tamed by dams, levees, and other controls, the Nile in the vicinity of Cairo was highly susceptible to changes in course and surface level. Over the years, the Nile gradually shifted westward, providing the site between the eastern edge of the river and the Mokattam highlands on which the city now stands. The land on which Cairo was established in 969 (present-day Islamic Cairo) was located underwater just over three hundred years earlier, when Fustat was first built.[86]
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Low periods of the Nile during the 11th century continued to add to the landscape of Cairo; a new island, known as Geziret al-Fil, first appeared in 1174, but eventually became connected to the mainland. Today, the site of Geziret al-Fil is occupied by the Shubra district. The low periods created another island at the turn of the 14th century that now composes Zamalek and Gezira. Land reclamation efforts by the Mamluks and Ottomans further contributed to expansion on the east bank of the river.[87]
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Because of the Nile's movement, the newer parts of the city—Garden City, Downtown Cairo, and Zamalek—are located closest to the riverbank.[88] The areas, which are home to most of Cairo's embassies, are surrounded on the north, east, and south by the older parts of the city. Old Cairo, located south of the centre, holds the remnants of Fustat and the heart of Egypt's Coptic Christian community, Coptic Cairo. The Boulaq district, which lies in the northern part of the city, was born out of a major 16th-century port and is now a major industrial centre. The Citadel is located east of the city centre around Islamic Cairo, which dates back to the Fatimid era and the foundation of Cairo. While western Cairo is dominated by wide boulevards, open spaces, and modern architecture of European influence, the eastern half, having grown haphazardly over the centuries, is dominated by small lanes, crowded tenements, and Islamic architecture.
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Northern and extreme eastern parts of Cairo, which include satellite towns, are among the most recent additions to the city, as they developed in the late-20th and early-21st centuries to accommodate the city's rapid growth. The western bank of the Nile is commonly included within the urban area of Cairo, but it composes the city of Giza and the Giza Governorate. Giza has also undergone significant expansion over recent years, and today the city, although still a suburb of Cairo, has a population of 2.7 million.[85] The Cairo Governorate was just north of the Helwan Governorate from 2008 when some Cairo's southern districts, including Maadi and New Cairo, were split off and annexed into the new governorate,[89] to 2011 when the Helwan Governorate was reincorporated into the Cairo Governorate.
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According to the World Health Organization, the level of air pollution in Cairo is nearly 12 times higher than the recommended safety level[90]
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In Cairo, and along the Nile River Valley, the climate is a hot desert climate (BWh according to the Köppen climate classification system[91]). Wind storms can be frequent, bringing Saharan dust into the city, from March to May and the air often becomes uncomfortably dry. High temperatures in winter range from 14 to 22 °C (57 to 72 °F), while night-time lows drop to below 11 °C (52 °F), often to 5 °C (41 °F). In summer, the highs rarely surpass 40 °C (104 °F), and lows drop to about 20 °C (68 °F). Rainfall is sparse and only happens in the colder months, but sudden showers can cause severe flooding. The summer months have high humidity due to its coastal location. Snowfall is extremely rare; a small amount of graupel, widely believed to be snow, fell on Cairo's easternmost suburbs on 13 December 2013, the first time Cairo's area received this kind of precipitation in many decades.[92] Dew points in the hottest months range from 13.9 °C (57 °F) in June to 18.3 °C (65 °F) in August.[93]
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Weather2Travel (ultraviolet)[96]
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The Greater Cairo is the largest metropolitan area in Africa. It consists of Cairo Governorate, parts of Giza Governorate, and parts of Qalyubia Governorate.
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6th of October City, west of Cairo, and New Cairo, east of Cairo, are major urban developments which have been built to accommodate additional growth and development of the Cairo area.[97] New development includes several high-end residential developments.[98]
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In March 2015, plans were announced for a yet-unnamed planned city to be built east of Cairo, in an undeveloped area of the Cairo Governorate, which would serve as the administrative and financial capital of Egypt.[82]
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Cairo, as well as neighbouring Giza, has been established as Egypt's main centre for medical treatment, and despite some exceptions, has the most advanced level of medical care in the country. Cairo's hospitals include the JCI-accredited As-Salaam International Hospital—Corniche El Nile, Maadi (Egypt's largest private hospital with 350 beds), Ain Shams University Hospital, Dar Al Fouad, Nile Badrawi Hospital, 57357 Hospital, as well as Qasr El Eyni Hospital.
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Greater Cairo has long been the hub of education and educational services for Egypt and the region.
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Today, Greater Cairo is the centre for many government offices governing the Egyptian educational system, has the largest number of educational schools, and higher education institutes among other cities and governorates of Egypt.
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Some of the International Schools found in Cairo:
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Universities in Greater Cairo:
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Cairo has an extensive road network, rail system, subway system and maritime services. Road transport is facilitated by personal vehicles, taxi cabs, privately owned public buses and Cairo microbuses. Cairo, specifically Ramses Square, is the centre of almost the entire Egyptian transportation network.[99]
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The subway system, officially called "Metro (مترو)", is a fast and efficient way of getting around Cairo. Metro network covers Helwan and other suburbs. It can get very crowded during rush hour. Two train cars (the fourth and fifth ones) are reserved for women only, although women may ride in any car they want.
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Trams in Greater Cairo and Cairo trolleybus are former modes of transportation but were closed.
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An extensive road network connects Cairo with other Egyptian cities and villages. There is a new Ring Road that surrounds the outskirts of the city, with exits that reach outer Cairo districts. There are flyovers and bridges, such as the Sixth of October bridge that, when the traffic is not heavy, allow fast[99] means of transportation from one side of the city to the other.
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Cairo traffic is known to be overwhelming and overcrowded.[100] Traffic moves at a relatively fluid pace. Drivers tend to be aggressive, but are more courteous at junctions, taking turns going, with police aiding in traffic control of some congested areas.[99]
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In 2017 plans to construct two monorail systems were announced, one linking October City to suburban Giza, a distance of 35 km (22 mi), and the other linking Nasr City to New Cairo, a distance of 52 km (32 mi).[101][102]
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Football is the most popular sport in Egypt, and Cairo has a number of sporting teams that compete in national and regional leagues. The best known teams are Al Ahly, El Zamalek and Al-Ismaily. Al Ahly and El Zamalek annual football tournament is perhaps the most watched sports event in Egypt as well as the African-Arab region. Both teams are known as the "rivals" of Egyptian football, and are the first and the second champions in Africa and the Arab world. They play their home games at Cairo International Stadium or Naser Stadium, which is Egypt's 2nd largest stadium, Cairo's largest one and one of the largest stadiums in the world.
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The Cairo International Stadium was built in 1960 and its multi-purpose sports complex that houses the main football stadium, an indoor stadium, several satellite fields that held several regional, continental and global games, including the African Games, U17 Football World Championship and was one of the stadiums scheduled that hosted the 2006 Africa Cup of Nations which was played in January 2006. Egypt later won the competition and went on to win the next edition In Ghana (2008) making the Egyptian and Ghanaian national teams the only teams to win the African Nations Cup Back to back which resulted in Egypt winning the title for a record number of six times in the history of African Continental Competition. This was followed by a third consecutive win in Angola 2010, making Egypt the only country with a record 3-consecutive and 7-total Continental Football Competition winner. This achievement had also placed the Egyptian football team as the #9 best team in the world's FIFA rankings.
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Cairo failed at the applicant stage when bidding for the 2008 Summer Olympics, which was hosted in Beijing, China. However, Cairo did host the 2007 Pan Arab Games.
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There are several other sports teams in the city that participate in several sports including el Gezira Sporting Club, el Shams Club, el Seid Club, Heliopolis Club and several smaller clubs, but the biggest clubs in Egypt (not in area but in sports) are Al Ahly and Al Zamalek. They have the two biggest football teams in Egypt. There are new sports clubs in the area of New Cairo (one hour far from Cairo's down town), these are Al Zohour sporting club, Wadi Degla sporting club and Platinum Club.
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Most of the sports federations of the country are also located in the city suburbs, including the Egyptian Football Association. The headquarters of the Confederation of African Football (CAF) was previously located in Cairo, before relocating to its new headquarters in 6 October City, a small city away from Cairo's crowded districts.
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In October 2008, the Egyptian Rugby Federation was officially formed and granted membership into the International Rugby Board.
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Egypt is internationally known for the excellence of its squash players who excel in both professional and junior divisions. Egypt has seven players in the top ten of the PSA men's world rankings, and three in the women's top ten. Mohamed El Shorbagy held the world number one position for more than a year before being overtaken by compatriot Karim Abdel Gawad, who is number two behind Gregory Gaultier of France. Ramy Ashour and Amr Shabana are regarded as two of the most talented squash players in history. Shabana won the World Open title four times and Ashour twice, although his recent form has been hampered by injury. Egypt's Nour El Sherbini has won the Women's World Championship twice and has been women's world number one for 16 consecutive months. On 30 April 2016, she became the youngest woman to win the Women's World Championship which was held in Malaysia. On April 2017 she retained her title by winning the Women's World Championship which was held in the Egyptian resort of El Gouna.
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President Mubarak inaugurated the new Cairo Opera House of the Egyptian National Cultural Centres on 10 October 1988, 17 years after the Royal Opera House had been destroyed by fire. The National Cultural Centre was built with the help of JICA, the Japan International Co-operation Agency and stands as a prominent feature for the Japanese-Egyptian co-operation and the friendship between the two nations.
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The Khedivial Opera House, or Royal Opera House, was the original opera house in Cairo. It was dedicated on 1 November 1869 and burned down on 28 October 1971. After the original opera house was destroyed, Cairo was without an opera house for nearly two decades until the opening of the new Cairo Opera House in 1988.
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Cairo held its first international film festival 16 August 1976, when the first Cairo International Film Festival was launched by the Egyptian Association of Film Writers and Critics, headed by Kamal El-Mallakh. The Association ran the festival for seven years until 1983.
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This achievement lead to the President of the Festival again contacting the FIAPF with the request that a competition should be included at the 1991 Festival. The request was granted.
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In 1998, the Festival took place under the presidency of one of Egypt's leading actors, Hussein Fahmy, who was appointed by the Minister of Culture, Farouk Hosni, after the death of Saad El-Din Wahba. Four years later, the journalist and writer Cherif El-Shoubashy became president.
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The Cairo Geniza is an accumulation of almost 200,000 Jewish manuscripts that were found in the genizah of the Ben Ezra synagogue (built 882) of Fustat, Egypt (now Old Cairo), the Basatin cemetery east of Old Cairo, and a number of old documents that were bought in Cairo in the later 19th century. These documents were written from about 870 to 1880 AD and have been archived in various American and European libraries. The Taylor-Schechter collection in the University of Cambridge runs to 140,000 manuscripts, a further 40,000 manuscripts are at the Jewish Theological Seminary of America.
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The majority of Cairenes make food for themselves and make use of local produce markets.[103] The restaurant scene includes traditional Middle Eastern cuisine as well as local staples such as kushari. The city's most exclusive restaurants are typically concentrated in Zamalek and around the luxury hotels lining the shore of the Nile near the Garden City district. Influence from modern western society is also evident, with American chains such as McDonald's, Arby's, Pizza Hut, Subway, and Kentucky Fried Chicken being easy to find in central areas.[103]
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Among the places of worship, they are predominantly Muslim mosques.[104] There are also Christian churches and temples: Coptic Orthodox Church, Coptic Catholic Church (Catholic Church), Evangelical Church of Egypt (Synod of the Nile) (World Communion of Reformed Churches).
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Cairo accounts for 11% of Egypt's population and 22% of its economy (PPP). The majority of the nation's commerce is generated there, or passes through the city. The great majority of publishing houses and media outlets and nearly all film studios are there, as are half of the nation's hospital beds and universities. This has fuelled rapid construction in the city—one building in five is less than 15 years old.
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This growth until recently surged well ahead of city services. Homes, roads, electricity, telephone and sewer services were all in short supply. Analysts trying to grasp the magnitude of the change coined terms like "hyper-urbanization".
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Tahrir Square was founded during the mid 19th century with the establishment of modern downtown Cairo. It was first named Ismailia Square, after the 19th-century ruler Khedive Ismail, who commissioned the new downtown district's 'Paris on the Nile' design. After the Egyptian Revolution of 1919 the square became widely known as Tahrir (Liberation) Square, though it was not officially renamed as such until after the 1952 Revolution which eliminated the monarchy. Several notable buildings surround the square including, the American University in Cairo's downtown campus, the Mogamma governmental administrative Building, the headquarters of the Arab League, the Nile Ritz Carlton Hotel, and the Egyptian Museum. Being at the heart of Cairo, the square witnessed several major protests over the years. However, the most notable event in the square was being the focal point of the 2011 Egyptian Revolution against former president Hosni Mubarak.
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The Museum of Egyptian Antiquities, known commonly as the Egyptian Museum, is home to the most extensive collection of ancient Egyptian antiquities in the world. It has 136,000 items on display, with many more hundreds of thousands in its basement storerooms. Among its most famous collections on display are the finds from the tomb of Tutankhamun.
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Much of the collection of the Museum of Egyptian Antiquities, including the Tutankhamun collection, are slated to be moved to the new Grand Egyptian Museum, under construction in Giza and due to open by the end of 2020.[112][113]
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The Cairo Tower is a free-standing tower with a revolving restaurant at the top. It provides a bird's eye view of Cairo to the restaurant patrons. It stands in the Zamalek district on Gezira Island in the Nile River, in the city centre. At 187 metres (614 feet), it is 44 metres (144 feet) higher than the Great Pyramid of Giza, which stands some 15 kilometres (9 miles) to the southwest.
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This area of Cairo is so-named as it contains the remains of the ancient Roman fortress of Babylon and also overlaps the original site of Fustat, the first Arab settlement in Egypt (7th century AD) and the predecessor of later Cairo. The area includes the Coptic Cairo, which holds a high concentration of old Christian churches such as the Hanging Church, the Greek Orthodox Church of St. George, and other Christian or Coptic buildings, most of which are located over the site of the ancient Roman fortress. It is also the location of the Coptic Museum, which showcases the history of Coptic art from Greco-Roman to Islamic times, and of the Ben Ezra Synagogue, the oldest and best-known synagogue in Cairo, where the important collection of Geniza documents were discovered in the 19th century.[114] To the north of this Coptic enclave is the Amr ibn al-'As Mosque, the first mosque in Egypt and the most important religious centre of what was formerly Fustat, founded in 642 AD right after the Arab conquest but rebuilt many times since.[115]
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Cairo holds one of the greatest concentrations of historical monuments of Islamic architecture in the world.[116] The areas around the old walled city and around the Citadel are characterized by hundreds of mosques, tombs, madrasas, mansions, caravanserais, and fortifications dating from the Islamic era and are often referred to as "Islamic Cairo", especially in English travel literature.[117] It is also the location of several important religious shrines such as the al-Hussein Mosque (whose shrine is believed to hold the head of Husayn ibn Ali), the Mausoleum of Imam al-Shafi'i (founder of the Shafi'i madhhab, one of the primary schools of thought in Sunni Islamic jurisprudence), the Tomb of Sayyida Ruqayya, the Mosque of Sayyida Nafisa, and others.[116]
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The first mosque in Egypt was the Mosque of Amr ibn al-As in what was formerly Fustat, the first Arab-Muslim settlement in the area. However, the Mosque of Ibn Tulun is the oldest mosque that still retains its original form and is a rare example of Abbasid architecture from the classical period of Islamic civilization. It was built in 876–879 AD in a style inspired by the Abbasid capital of Samarra in Iraq.[118] It is one of the largest mosques in Cairo and is often cited as one of the most beautiful.[119][120] Another Abbasid construction, the Nilometer on Rhoda Island, is the oldest original structure in Cairo, built in 862 AD. It was designed to measure the level of the Nile, which was important for agricultural and administrative purposes.[121]
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The settlement that was formally named Cairo (Arabic: al-Qahira) was founded to the northeast of Fustat in 959 AD by the victorious Fatimid army. The Fatimids built it as a separate palatial city which contained their palaces and institutions of government. It was enclosed by a circuit of walls, which were rebuilt in stone in the late 11th century AD by the vizir Badr al-Gamali,[122] parts of which survive today at Bab Zuwayla in the south and Bab al-Futuh and Bab al-Nasr in the north.
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One of the most important and lasting institutions founded in the Fatimid period was the Mosque of al-Azhar, founded in 970 AD, which competes with the Qarawiyyin in Fes for the title of oldest university in the world.[123] Today, al-Azhar University is the foremost Center of Islamic learning in the world and one of Egypt's largest universities with campuses across the country.[123] The mosque itself retains significant Fatimid elements but has been added to and expanded in subsequent centuries, notably by the Mamluk sultans Qaitbay and al-Ghuri and by Abd al-Rahman Katkhuda in the 18th century.
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Other extant monuments from the Fatimid era include the large Mosque of al-Hakim, the Aqmar Mosque, Juyushi Mosque, Lulua Mosque, and the Mosque of Al-Salih Tala'i.
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The most prominent architectural heritage of medieval Cairo, however, dates from the Mamluk period, from 1250 to 1517 AD. The Mamluk sultans and elites were eager patrons of religious and scholarly life, commonly building religious or funerary complexes whose functions could include a mosque, madrasa, khanqah (for Sufis), a sabil (water dispensary), and a mausoleum for themselves and their families.[124]
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Among the best-known examples of Mamluk monuments in Cairo are the huge Mosque-Madrasa of Sultan Hasan, the Mosque of Amir al-Maridani, the Mosque of Sultan al-Mu'ayyad (whose twin minarets were built above the gate of Bab Zuwayla), the Sultan Al-Ghuri complex, the funerary complex of Sultan Qaytbay in the Northern Cemetery, and the trio of monuments in the Bayn al-Qasrayn area comprising the complex of Sultan al-Mansur Qalawun, the Madrasa of al-Nasir Muhammad, and the Madrasa of Sultan Barquq. Some mosques include spolia (often columns or capitals) from earlier buildings built by the Romans, Byzantines, or Copts.[116]
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The Mamluks, and the later Ottomans, also built wikalas or caravanserais to house merchants and goods due to the important role of trade and commerce in Cairo's economy.[125] The most famous example still intact today is the Wikala al-Ghuri, which nowadays also hosts regular performances by the Al-Tannoura Egyptian Heritage Dance Troupe.[126] The famous Khan al-Khalili is a commercial hub which also integrated caravanserais (also known as khans).
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The Citadel is a fortified enclosure begun by Salah al-Din in 1176 AD on an outcrop of the Muqattam Hills as part of a large defensive system to protect both Cairo to the north and Fustat to the southwest.[125] It was the centre of Egyptian government and residence of its rulers until 1874, when Khedive Isma'il moved to 'Abdin Palace.[127] It is still occupied by the military today, but is now open as a tourist attraction comprising, notably, the National Military Museum, the 14th century Mosque of al-Nasir Muhammad, and the 19th century Mosque of Muhammad Ali which commands a dominant position on Cairo's skyline.
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Khan el-Khalili is an ancient bazaar, or marketplace adjacent to the Al-Hussein Mosque. It dates back to 1385, when Amir Jarkas el-Khalili built a large caravanserai, or khan. (A caravanserai is a hotel for traders, and usually the focal point for any surrounding area.) This original carvanserai building was demolished by Sultan al-Ghuri, who rebuilt it as a new commercial complex in the early 16th century, forming the basis for the network of souqs existing today.[128] Many medieval elements remain today, including the ornate Mamluk-style gateways.[129] Today, the Khan el-Khalili is a major tourist attraction and popular stop for tour groups.[130]
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Today, Cairo is heavily urbanized and most Cairenes now live in apartment buildings. Because of the influx of people into the city, lone standing houses are rare to find, and apartment buildings accommodate for the limited space and abundance of people. Single detached houses are symbolic of the wealthy.[citation needed] Formal education has also become very important. There are twelve years of formal education, and Cairenes also take an apprehension test similar to the SAT to help them further their education and become accepted to a higher institution. However, most children do not finish school and opt to pick up a trade to enter the work force.[131] Egypt still struggles with poverty, with almost half the population living on $2 or less a day [132] From the income the country does make, most of it does come from Cairo, as the majority of the countries manufacturing headquarters are located there.[citation needed][clarification needed]
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The civil rights movement for women in Cairo and Egypt has been a long battle for years. Women are reported to face constant discrimination, harassment, and abuse throughout Cairo. A 2013 UN study found that over 99% of Egyptian women reported experiencing sexual harassment at some point in their lives.[133] The problem has persisted in spite of new national laws since 2014 defining and criminalizing sexual harassment.[134] The situation is so severe that in 2017 Cairo was named by one poll as the most dangerous megacity for women in the world.[135]
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Cairo is an expanding city, which has led to many environmental problems. The air pollution in Cairo is a matter of serious concern. Greater Cairo's volatile aromatic hydrocarbon levels are higher than many other similar cities.[136] Air quality measurements in Cairo have also been recording dangerous levels of lead, carbon dioxide, sulphur dioxide, and suspended particulate matter concentrations due to decades of unregulated vehicle emissions, urban industrial operations, and chaff and trash burning. There are over 4,500,000 cars on the streets of Cairo, 60% of which are over 10 years old, and therefore lack modern emission cutting features. Cairo has a very poor dispersion factor because of its lack of rain and its layout of tall buildings and narrow streets, which create a bowl effect.[137]
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In recent years, a mysterious black cloud (as Egyptians refer to it) appeared over Cairo every autumn and causes serious respiratory diseases and eye irritations for the city's citizens. Tourists who are not familiar with such high levels of pollution must take extra care.[138]
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Cairo also has many unregistered lead and copper smelters which heavily pollute the city. The results of this has been a permanent haze over the city with particulate matter in the air reaching over three times normal levels. It is estimated that 10,000 to 25,000 people a year in Cairo die due to air pollution-related diseases. Lead has been shown to cause harm to the central nervous system and neurotoxicity particularly in children.[139] In 1995, the first environmental acts were introduced and the situation has seen some improvement with 36 air monitoring stations and emissions tests on cars. Twenty thousand buses have also been commissioned to the city to improve congestion levels, which are very high.[citation needed]
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The city also suffers from a high level of land pollution. Cairo produces 10,000 tons of waste material each day, 4,000 tons of which is not collected or managed. This once again is a huge health hazard and the Egyptian Government is looking for ways to combat this. The Cairo Cleaning and Beautification Agency was founded to collect and recycle the waste; however, they also work with the Zabbaleen (or Zabaleen), a community that has been collecting and recycling Cairo's waste since the turn of the 20th century and live in an area known locally as Manshiyat naser.[140] Both are working together to pick up as much waste as possible within the city limits, though it remains a pressing problem.[citation needed]
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Water pollution is also a serious problem in the city as the sewer system tends to fail and overflow. On occasion, sewage has escaped onto the streets to create a health hazard. This problem is hoped to be solved by a new sewer system funded by the European Union, which could cope with the demand of the city. The dangerously high levels of mercury in the city's water system has global health officials concerned over related health risks.
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The Headquarters of the Arab League is located in Tahrir Square, near the downtown business district of Cairo.
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Cairo has sister city agreements with nine cities in seven different countries:
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Lat. and Long. 30°3′29″N 31°13′44″E / 30.05806°N 31.22889°E / 30.05806; 31.22889
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A tumulus (plural tumuli) is a mound of earth and stones raised over a grave or graves. Tumuli are also known as barrows, burial mounds or kurgans, and may be found throughout much of the world. A cairn, which is a mound of stones built for various purposes, may also originally have been a tumulus.
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Tumuli are often categorised according to their external apparent shape. In this respect, a long barrow is a long tumulus, usually constructed on top of several burials, such as passage graves. A round barrow is a round tumulus, also commonly constructed on top of burials. The internal structure and architecture of both long and round barrows has a broad range; the categorization only refers to the external apparent shape.
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The method of inhumation may involve a dolmen, a cist, a mortuary enclosure, a mortuary house, or a chamber tomb. Examples of barrows include Duggleby Howe and Maeshowe.
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The word tumulus is Latin for 'mound' or 'small hill', which is derived from the Proto-Indo-European root *teuh2- with extended zero grade *tum-, 'to bulge, swell' also found in tomb, tumor, tumescent, thumb, thigh, and thousand.[4]
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The funeral of Patroclus is described in book 23 of the Iliad. Patroclus is burned on a pyre, and his bones are collected into a golden urn in two layers of fat. The barrow is built on the location of the pyre. Achilles then sponsors funeral games, consisting of a chariot race, boxing, wrestling, running, a duel between two champions to the first blood, discus throwing, archery and spear throwing.
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Beowulf's body is taken to Hronesness, where it is burned on a funeral pyre. During cremation, the Geats lament the death of their lord, a widow's lament being mentioned in particular, singing dirges as they circumambulate the barrow.
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Afterwards, a mound is built on top of a hill, overlooking the sea, and filled with treasure. A band of twelve of the best warriors ride around the barrow, singing dirges in praise of their lord.
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Parallels have also been drawn to the account of Attila's burial in Jordanes' Getica.[5] Jordanes tells that as Attila's body was lying in state, the best horsemen of the Huns circled it, as in circus games.
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An Old Irish Life of Columcille reports that every funeral procession "halted at a mound called Eala, whereupon the corpse was laid, and the mourners marched thrice solemnly round the spot."
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Archaeologists often classify tumuli according to their location, form, and date of construction (see also mound). Some British types are listed below:
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There is a contemporary revival in barrow building in the UK.[6] In 2015 the first long barrow in thousands of years, the Long Barrow at All Cannings, inspired by those built in the Neolithic era, was built on land just outside the village of All Cannings.[7] The barrow was designed to have a large number of private niches within the stone and earth structure to receive cremation urns.
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This was followed by new barrows at:
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Plans have also been announced for a barrow in Milton Keynes[16] and in Powis[17].
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The word kurgan is of Turkic origin, derives from Proto-Turkic *Kur- ("to erect (a building), to establish"). In Ukraine and Russia, there are royal kurgans of Varangian chieftains, such as the Black Grave in Ukrainian Chernihiv (excavated in the 19th century), Oleg's Grave in Russian Staraya Ladoga, and vast, intricate Rurik's Hill near Russian Novgorod. Other important kurgans are found in Ukraine and South Russia and are associated with much more ancient steppe peoples, notably the Scythians (e.g., Chortomlyk, Pazyryk) and early Indo-Europeans (e.g., Ipatovo kurgan) The steppe cultures found in Ukraine and South Russia naturally continue into Central Asia, in particular Kazakhstan.
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Salweyn in northern Somalia contains a very large field of cairns, which stretches for a distance of around 8 km.[18] An excavation of one of these tumuli by Georges Révoil in 1881 uncovered a tomb, beside which were artefacts pointing to an ancient, advanced civilization. The interred objects included pottery shards from Samos, some well-crafted enamels, and a mask of Ancient Greek design.[19]
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Tumuli are one of the most prominent types of prehistoric monuments spread throughout northern and southern Albania. Some well-known local tumuli are:
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More than 50 burial mounds were found in Kupres. Man from Kupres- the skeleton found in one of the tumuli is believed to be more than 3000 years old and it is kept in Gorica museum in Livno. Glasinac has many tumuli. During the Bronze and Iron Age it was a place of strong Glasinac culture, who buried their dead in tumulus.
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Hundreds of Thracian burial mounds are found throughout Bulgaria, including the Kazanlak and Sveshtari tombs, UNESCO World Heritage sites. Located near the ancient Thracian capital cities of Seuthopolis (of the Odrysian kingdom) and Daosdava or Helis (of the Getae), perhaps they represented royal burials. Other tombs contained offerings such as the Panagyurishte and Rogozen treasures.
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There are thousands of tumuli throughout all Croatia, built of stone (Croatian: gomila, gromila) in the carst areas (by the Adriatic Sea) or made of earth (Croatian: humak) in the inland plains and hills. Most of these prehistoric structures were built in the 2nd and 1st millennium BC, from the middle Bronze Age to the end of the Iron Age, by the Illyrians or their direct ancestors in the same place; the Liburnian inhumation of dead under tumuli was certainly inherited from the earlier times, as early as the Copper Age. Smaller tumuli were used as the burial mounds, while bigger (some up to 7 metres high with 60 metres long base) were the cenotaphs (empty tombs) and ritual places.[20]
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There are over 40,000 tumuli in the Great Hungarian Plain, the highest is Gödény-halom near the settlement of Békésszentandrás, in Békés county.[21]
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Sírhalom origins and forms are diverse: tells, graves, border barrows, watcher barrows.[22]
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In the United Kingdom, barrows of a wide range of types were in widespread use for burying the dead from the late Neolithic until the end of the Bronze Age, 2900–800 BC. Square barrows were occasionally used in the Iron Age (800 BC-43 AD) in the east of England. The traditional round barrow experienced a brief resurgence following the Anglo-Saxon conquests, with the introduction of northern Germanic burial practices from continental Europe. These later barrows were often built near older Bronze Age barrows. They included a few instances of ship burial. Barrow burial fell out of use during the 7th century as a result of the spread of Christianity.
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Early scholarly investigation of tumuli and theorising as to their origins was undertaken from the 17th century by antiquaries, notably John Aubrey, and William Stukeley. During the 19th century in England the excavation of tumuli was a popular pastime amongst the educated and wealthy upper classes, who became known as "barrow-diggers". This leisure activity played a key role in laying the foundations for the scientific study of the past in Britain but also resulted in untold damage to the sites.
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Notable British barrows include:
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During the early Middle Ages, Slavic tribesmen inhabiting what is now the Czech Republic used to bury their dead under barrows. This practice has been widespread in southern and eastern Bohemia and some neighbouring regions, like Upper Austria and Lusatia, which at that time have been also populated with Slavic people. There are no known Slavic barrows in the central part of the country (around Prague), nor are they found in Moravia. This has led some of the archaeologists to speculations about at least three distinct waves of Slavic settlers, who colonized Czech lands separately from each other, each wave bringing its customs with it (including burial rituals).
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At places where barrows have been constructed, they are usually found in groups (10 to 100 together), often forming several clearly distinct lines going from the west to the east. Only a few of them have been studied scientifically so far; in them, both burials by fire (with burnt ashes) and unburned skeletons have been found, even on the same site. It seems that builders of the barrows have at some time switched from burials by fire to burying of unburned corpses; the reason for such change is unknown. The barrows date too far back in history (700 AD to 800 AD) to contain any Christian influences.
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As Czech barrows usually served for burials of poor villagers, only a few objects are found in them except for cheap pottery. Only one Slavic barrow is known to have contained gold.
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Most of the Czech burial barrows have been damaged or destroyed by intense agriculture in the densely populated region. Those that remain are usually in forests, especially at hilltops in remote places. Therefore, there is no general knowledge about burial barrows among Czech population.
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The best Slavic barrow sites can be found near to Vitín, a small village close to České Budějovice. There are two groups of barrows close to Vitín, each containing about 80 barrows ordered in lines. Some of the barrows are as much as 2 metres high.
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There are also some prehistoric burial barrows in Czech Republic, built by unknown people. Unlike Slavic barrows, they can be found all across the country, though they are scarce. Distinguishing them from Slavic ones is not an easy task for the unskilled eye. Perhaps the most famous of them forms the top of the Žuráň hill near Slavkov u Brna; it is from here that Napoleon commanded his forces during the Battle of Austerlitz.
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Hügelgrab ("barrow", "burial mound" or "tumulus") sites in Germany dating to the Early and Middle Bronze Age.
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Barrows or tumuli sites in Germany dating to the Late Bronze and Iron Age.
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Barrows or tumuli sites in Germany dating to the Stone Age.
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Other Barrows/tumuli in Germany of unstated date.
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A tumulus can be found close to the Grianán of Aileach in County Donegal. It has been suggested by historians such as George Petrie, who surveyed the site in the early 19th century, that the tumulus may predate the ringfort of Aileach by many centuries possibly to the neolithic age. Surrounding stones were laid horizontally, and converged towards the centre. the mound had been excavated in Petrie's time, but nothing explaining its meaning was discovered. It was subsequently destroyed, but its former position is marked by a heap of broken stones. Similar mounds can be found at The Hill of Tara and there are several prominent tumuli at Brú na Bóinne in County Meath.
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Some large tumulus tombs can be found especially in the Etruscan culture. Smaller barrows are dated to the Villanova period (ninth-eighth centuries BC) but the biggest were used in the following centuries (from the seventh century afterwards) by the Etruscan aristocracy.
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The Etruscan tumuli were normally family tombs that were used for many generation of the same noble family, and the deceased were buried with many precious objects that had to be the "grave goods" or the furnishings for these "houses" in the Afterlife.
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Many tombs also hold paintings, that in many cases represent the funeral or scenes of real life.
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The most important graveyards (necropolises) with tumulus tombs are Veio, Cerveteri, Vetulonia, Populonia. Many isolated big barrows can be found in the whole Etruscan territory (mostly in Central Italy).
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Tumulus of Montopoli is relative of arcaic center Colli della Citta' along paratiberina way in Tiber valley.
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Burial mounds are the most numerous archaeological monuments in the Netherlands. In many places, these prehistoric graves are still clearly visible as low hills. The oldest tumuli (grafheuvels) in the Netherlands were built near Apeldoorn about 5,000 years ago. Concentrations of tumuli from the Bronze Age are located on the Veluwe and Drenthe.
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Early scholarly investigation of tumuli and hunebedden and theorising as to their origins was undertaken from the 17th century by notably Johan Picardt. Although many have disappeared over the centuries, some 3000 tumuli are known of which 636 are protected as Rijksmonument.[43] The largest tumulus in the Netherlands is the grave of a king near Oss. Rijksmuseum van Oudheden, Drents Museum, and Huis van Hilde have findings from tumuli in their collections.
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One of the densest manifestations of the megalithic phenomenon in Europe occurred in Portugal. In the north of the country there are more than 1000 late prehistoric barrows. They generally occur in clusters, forming a necropolis. The method of inhumation usually involves a dolmen. The tumuli, dated from c. 4450 to 1900 BC, are up to 3 metres high, with diameters from 6 to 30 metres. Most of them are mounds of earth and stones, but the more recent ones are composed largely or entirely of stones (cairns). In Portuguese, barrows are called mamoas, from the Latin mammulas, given to them by the Romans because of their shape, similar to the breast of a woman.
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Burial mounds were in use from the Stone Age until the 11th century in Scandinavia and figure heavily in Norse paganism. In their original state they usually appear as small, man-made hillocks, though many examples have been damaged by ploughing or plundering so that little visible evidence remains.
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The tumuli of Scandinavia is of a great variety of designs, depending on the cultural traditions of the era in which they were constructed. The tumuli tombs may contain single graves, collective graves and both inhumation and cremation was practiced, again depending on the era, but also on geography. Many tumuli in Scandinavia shows a continuation of use from Stone Age to Viking Age. In the Viking Age (and perhaps in earlier times as well) burning the deceased, was believed to transfer the person to Valhalla by the consuming force of fire. Archaeological finds testifies that the cremation fire could reach temperatures of up to 1500 °C. The remains were often covered with cobblestones and then a layer of gravel and sand and finally a thin layer of turf or placed in urns. The tumuli were used for ancestral worshipping, an important practice in Norse culture and many places shows continuation of use for millennia.
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Thus he (Odin) established by law that all dead men should be burned, and their belongings laid with them on the pile, and the ashes be cast into the sea or buried in the earth. Thus, said he, every one will come to Valhalla with the riches he had with him upon the pile, and he would also enjoy whatever he himself buried in the earth. For men of consequence a mound should be raised to their memory, and for all other warriors distinguished for manhood, a standing stone. This custom remained long after Odin's time. [...] It was their faith that the higher the smoke arose in the air, the higher he would be raised whose pile it was, and the richer he would be, the more property that was consumed with him.
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Denmark has about 20,000 preserved tumuli, with the oldest being around 5,000 years old. A great number of tumuli in Denmark has been destroyed in the course of history, ploughed down for agricultural fields or used for road or dyke constructions. Tumuli have been protected by law since 1937 and is officially supervised by the Danish Agency for Culture.[47] Examples of tumuli in Denmark are:[48][49][50]
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The Ahom kingdom in medieval Assam built octagonal tumuli called Maidams for their kings and high officials. The kings were buried in a hillock at Charaideo in Sibsagar district of Assam, whereas other Maidams are found scattered more widely.
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The damb was a type of mound, or small stone structure, found in Balochistan, including the coastal areas of Makran.
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Some of the world's most prominent Tumuli, the Macedonian tombs and a cist-grave at Vergina include the tomb of Philip II (359–336 BC), father of Alexander the Great (336–323 BC), as well as the tomb of Alexander IV (323–309 BC), son of Alexander the Great. A very large tumulus has been discovered in Amphipolis. Known as the Kasta Tomb, the tomb's occupant is presently unknown. Also numerous Mycenaean Greek Tombs are in all essence Tumuli, notably Agamemnon's site in Mycenae, and other sites in Tiryns, near Olympia and Pylos, and mostly in the Peloponnese peninsula near Mycenaean sites and Bronze Age settlements. Moreover, in Central Greece there are numerous Tumuli, some excavated, others not. A notable one is in Marathon, serving as a burial for the ones who fell during battle.
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As of October 2014 there are ongoing excavations at the Kasta Tomb in Amphipolis, Macedonia, Greece with the tumulus having a perimeter of 497 meters. The tomb within is assessed to be an ancient Macedonian burial monument of the last quarter of the 4th century BC.
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On the Anatolian peninsula, there are several sites where one can find the biggest specimens of these artificial mounds throughout the world. Three of these sites are especially important. Bin Tepeler (and other Lydian mounds of the Aegean inland), Phrygian mounds in Gordium (Central Anatolia), and the famous Commagene tumulus on the Mount Nemrut (Southeastern Anatolia).
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This is the most important of the enumerated sites with the number of specimens it has and with the dimensions of certain among them. It is in the Aegean inland of Turkey. The site is called "Bin Tepeler" (a thousand mounds in Turkish) and it is in the northwest of Salihli district of Manisa province. The site is very close to the southern shoreline of Lake Marmara (Lake Gyges or Gygaea). Bin Tepeler is a Lydian necropolis that dates back to 7th and 6th centuries BC. These mounds are called, "the pyramids of Anatolia," as a giant specimen among them is 355 metres in diameter, 1115 metres in perimeter and 69 metres high. According to Herodotus, this giant tumulus belongs to the famous Lydian King Alyattes who ruled between 619–560 BC. There is also another mound belonging to King Gyges. The Gyges mound was excavated but the burial chamber hasn't been found yet. In this site, there are 75 tumuli dating back to Lydian period that belong to the nobility. A large number of smaller artificial mounds can also be observed in the site. There are other Lydian tumuli sites around Eşme district of Uşak province. Certain mounds in these sites had been plundered by raiders in the late 1960s, and the Lydian treasures found in their burial chambers were smuggled to the United States, which later returned them to Turkish authorities after negotiations. These artifacts are now exhibited in the Archaeological Museum of Uşak.
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Gordium (Gordion) was the capital of the ancient kingdom of Phrygia. Its ruins are in the immediate vicinity of Polatlı, near the Turkish capital Ankara. At this site, approximately 80–90 tumuli date back to the Phrygian, Persian and Hellenistic periods. Around 35 tumuli have been excavated so far, ranging in date from the 8th century BC to the 3rd or 2nd century BC. The biggest tumulus at the site is believed to have covered the burial of the famous Phrygian King Midas or that of his father. This mound, called Tumulus MM (for "Midas Mound"), was excavated in 1957 by a team from the University of Pennsylvania Museum, led by Rodney Young and his graduate students. Among the many fine bronze artifacts recovered from the wooden burial chamber were 170 bronze vessels, including numerous "omphalos bowls," and more than 180 bronze "Phrygian fibulae" (ancient safety pins). The wooden furniture found in the tomb is especially noteworthy, as wood seldom survives from archaeological contexts: the collection included nine tables, one of them elaborately carved and inlaid, and two ceremonial serving stands inlaid with religious symbols and geometric patterns. Important bronze and wooden artifacts were also found in other tumulus burials at the site.
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The Mount Nemrut is 86 km in the east of Adıyaman province of Turkey. It is very close to Kahta district of the same province. The mountain has, at its peak, 3050 metres of height above the sea level. A tumulus that dates to the 1st century BC is at the peak of the mountain. This artificial mound has 150 metres of diameter and a height of 50 metres, which was originally 55 metres. It belongs to the Commagene King Antiochus I Theos of Commagene who ruled between 69–40 BC. This tumulus is made of broken stone pieces, which renders excavation attempts almost impossible. The tumulus is surrounded by ceremonial terraces in the east, west, and north. The east and west terraces have tremendous statues (reaching 8 to 10 meters of height) and bas reliefs of gods and goddesses from the Commagene pantheon where divine figures used to embody the Persian and Roman perceptions together.
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A tumulus forms the center of the ancient megalithic structure of Rujm el-Hiri in the Golan Heights. Rujm in Arabic can mean tumulus, cairn or stone heap. Near the western city limits of modern Jerusalem, 19 tumuli have been documented (Amiran, 1958). Though first noticed in the 1870s by early surveyors, the first one to be formally documented was Tumulus #2 in 1923 by William Foxwell Albright, and the most recent one (Tumulus #4) was excavated by Gabriel Barkay in 1983. The association of these tumuli with the Judean kings who ruled Jerusalem does not substantiate Biblical history since it is mere speculation. No inscriptions naming any specific Judean king have been excavated from a tumulus.
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The Chinese pyramids house the remains of some of China's former emperors.
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Before the expansion of Shang and Zhou culture through the region, many hundreds of tumuli were also constructed by the "Baiyue" peoples of the Yangtze valley and southeastern China.
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In Japan, powerful leaders built tumuli known as kofun. The Kofun period of Japanese history takes its name from these burial mounds.[51] The largest is Daisen-ryo Kofun, or more commonly Nintoku-ryo Kofun, with a length of 840 metres. In addition to other shapes, kofun include a keyhole shape, typically seen in Daisen Kofun. Foreign museums possesses some grave goods.
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see also Cheonmachong, the Heavenly Horse Tomb
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The first burial mounds in Korea were dolmens, which contained material from cultures of the 1st millennium AD, such as bronze-ware, pottery, and other symbols of society elite. The most famous tumuli in Korea, dating around 300 AD, are those left behind by the Korean Baekje, Goguryeo(Kogyuro/Koguryo), Silla, and Gaya states and are clustered around ancient capital cities in modern-day Pyongyang, Ji'an, Jilin, Seoul, and Gyeongju. The Goguryeo tombs, shaped like pyramids, are famous for the well-preserved wall murals like the ones at Anak Tomb No.3, which depict the culture and artistry of the people. The base of the tomb of King Gwanggaeto is 85 meters on each side, half of the size of the Great Pyramids.[52] Goguryeo Silla tombs are most noted for the fabulous offerings that have been excavated such as delicate golden crowns and glassware and beads that probably made their way to Korea via the Silk Road. Many indigenous Korean artifacts and culture were transmitted to the tomb builders of early Japan, such as horsetrappings, bronze mirrors, paintings and iron-ware.
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Human settlement in L'anse Amour dates back at least 7,500 years as evidenced by the burial mound of a Maritime Archaic boy. His body was wrapped in a shroud of bark or hide and placed face down with his head pointed to the west. The site was first excavated in the 1970s.
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The Augustine Mound is an important Mi'kmaq burial site in New Brunswick.
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Taber Hill is a Haudenosaunee burial mound in Toronto, Ontario.
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In the southern regions of Manitoba and Saskatchewan, evidence of ancient mound builders was discovered by archaeologists, beginning with excavations by Henry Youle Hind in 1857.[53][54][55]
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In Southwestern British Columbia, several types of burial mounds are known from the Salishan region (Hill-Tout 1895).
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Mound building was a central feature of the public architecture of many Native American and Mesoamerican cultures from Chile to Minnesota. Thousands of mounds in the United States have been destroyed as a result of farming, pot-hunting, amateur and professional archaeology, road-building and construction. Surviving mounds are still found in river valleys, especially along the Mississippi, Tennessee and Ohio Rivers, and as far west as Spiro Mounds in Oklahoma.[56]
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Mounds were used for burial, to support residential and religious structures, to represent a shared cosmology, and to unite and demarcate community. Common forms include conical mounds, ridge-top mounds, platform mounds, and animal effigy mounds, but there are many variations. Mound building in the USA is believed to date back to at least 3400 BC in the Southeast (see Watson Brake). The Adena and the Mississippian cultures are principally known for their mounds, as is the Hopewell tradition. The largest mound site north of Mexico is Cahokia Mounds, a vast World Heritage Site located just east of St. Louis, Missouri.
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Cinsaut or Cinsault (/ˈsænsoʊ/ SAN-soh) is a red wine grape, whose heat tolerance and productivity make it important in Languedoc-Roussillon and the former French colonies of Algeria, Lebanon and Morocco. It is often blended with grapes such as Grenache and Carignan to add softness and bouquet.[1]
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3 |
+
It has many synonyms, of which perhaps the most confusing is its sale as a table grape called 'Oeillade', although it is different from the "true" Oeillade which is no longer cultivated. In South Africa, it was known as "Hermitage", hence the name of its most famous cross Pinotage.
|
4 |
+
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5 |
+
Cinsaut appears to be an ancient variety that may have originated in the Hérault, but could equally have been brought by traders from the eastern Mediterranean.
|
6 |
+
|
7 |
+
Cinsaut is popular in Algeria for its drought resistance, and is used to make large volumes of wine.
|
8 |
+
|
9 |
+
Cinsaut is grown under a variety of names such as Black Prince, Blue Imperial, Oeillade and Ulliade.
|
10 |
+
|
11 |
+
Cinsaut is the fourth most widely planted grape variety in France, and is especially important in Languedoc-Roussillon. It is also widely used for rosé wines in Provence.
|
12 |
+
|
13 |
+
Known as Ottavianello, there is one tiny DOC devoted to Cinsaut - Ostuni Ottavianello, with a total production of less than 1000 cases a year.[2] However, Cinsaut has long been used in Apulian blends and has also begun to attract the attention of winemakers interested in reviving old varieties.[3]
|
14 |
+
|
15 |
+
Cinsaut is an important component in the blend of Lebanon's Chateau Musar.
|
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+
|
17 |
+
As in Algeria, Cinsaut is popular in Morocco and Tunisia for its drought resistance.
|
18 |
+
|
19 |
+
A lot of Cinsaut is grown in South Africa much of which is blended with Cabernet Sauvignon. It holds a special place in the country's viticulture alongside Pinot noir as one of the parents of Pinotage. Of all the grape varieties planted in the Cape, Cinsault has claimed a significant "Cinderella" turnaround in recent history. Historically, it was favored for its heat tolerance and productivity to be used in bulk blends but winemakers of late have been experimenting with the grape. Many new labels can be found on the market offering crunchy red berry flavors at low alcohols, it is still a very useful blending component with other Rhone varietals, while also adding some fruity brightness to Cabernet Sauvignon.[4]
|
20 |
+
|
21 |
+
The oldest continuous Cinsaut vineyard is said to be the Bechtold vineyard in Lodi, California, which was planted in 1885 by Joseph Spenker.[5]
|
22 |
+
|
23 |
+
Some Cinsaut is planted in California as Black Malvoisie.
|
24 |
+
|
25 |
+
Cinsaut is planted in the North Coast AVA in California, most specifically in the Red Hills Lake County AVA.
|
26 |
+
|
27 |
+
Cinsaut is planted in the Yakima Valley AVA in Washington.
|
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+
|
29 |
+
Cinsaut is planted in Texas, specifically in the Texas High Plains A.V.A.
|
30 |
+
|
31 |
+
The vine can produce heavy crops, but wines are much better if yields are controlled. Cinsaut is very drought resistant but can be susceptible to disease, so appreciates a dry climate. It produces large cylindrical bunches of black grapes with fairly thick skins.
|
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|
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+
Black Malvoisie, Blue Imperial, Bourdales Kek, Budales, Calibre, Chainette, Cincout, Cinq-sao, Cinquien, Cinsanet, Cinsault, Cubilier, Cubillier, Cuviller, Espagne, Espagnol, Froutignan, Grappu De La Dordogne, Hermitage, Malaga Kek, Marocain, Maurange, Mavro Kara Melkii, Milhau, Morterille noire, Moustardier Noir, Navarro, Negru De Sarichioi, Oeillade noire, Ottavianello, Ottaviano, Ottavianello, Pampous, Papadou, Passerille, Pedaire, Picardan noir, Piquepoul D'Uzes, Pis De Chevre, Plant D Arles Boudales, Plant D'Arles, Plant De Broqui, Plant De Broquies, Poupe De Crabe, Pousse De Chevre Rouge, Prunaley, Prunelas, Prunella, Prunellas noir, Salerne, Samsó, Samson, Senso, Sensu, Sinsó, Strum, Takopulo Kara, Ulliaou, West's White Prolific,[6] Black Prince, Boudales, Oeillade, Picardin noir and Ulliade.
|
34 |
+
|
35 |
+
While Cinsault is known under the synonym Oeillade noire, especially when it is sold as a table grape, it is not related to the Languedoc and Provence wine grape Oeillade noire.[7]
|
en/797.html.txt
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1 |
+
Calcite is a carbonate mineral and the most stable polymorph of calcium carbonate (CaCO3). The Mohs scale of mineral hardness, based on scratch hardness comparison, defines value 3 as "calcite".
|
2 |
+
|
3 |
+
Other polymorphs of calcium carbonate are the minerals aragonite and vaterite. Aragonite will change to calcite over timescales of days or less at temperatures exceeding 300 °C,[5][6] and vaterite is even less stable.
|
4 |
+
|
5 |
+
Calcite is derived from the German Calcit, a term coined in the 19th century from the Latin word for lime, calx (genitive calcis) with the suffix -ite used to name minerals. It is thus etymologically related to chalk.[7]
|
6 |
+
|
7 |
+
When applied by archaeologists and stone trade professionals, the term alabaster is used not just as in geology and mineralogy, where it is reserved for a variety of gypsum; but also for a similar-looking, translucent variety of fine-grained banded deposit of calcite.[8]
|
8 |
+
|
9 |
+
In publications, two different sets of Miller indices are used to describe directions in calcite crystals - the hexagonal system with three indices h, k, l and the rhombohedral system with four indices h, k, l, i. To add to the complications, there are also two definitions of unit cell for calcite. One, an older "morphological" unit cell, was inferred by measuring angles between faces of crystals and looking for the smallest numbers that fit. Later, a "structural" unit cell was determined using X-ray crystallography. The morphological unit cell has approximate dimensions a = 10 Å and c = 8.5 Å, while for the structural unit cell they are a = 5 Å and c = 17 Å. For the same orientation, c must be multiplied by 4 to convert from morphological to structural units. As an example, the cleavage is given as "perfect on {1 0 1 1}" in morphological coordinates and "perfect on {1 0 1 4}" in structural units. (In hexagonal indices, these are {1 0 1} and {1 0 4}.) Twinning, cleavage and crystal forms are always given in morphological units.[3][9]
|
10 |
+
|
11 |
+
Over 800 forms of calcite crystals have been identified. Most common are scalenohedra, with faces in the hexagonal {2 1 1} directions (morphological unit cell) or {2 1 4} directions (structural unit cell); and rhombohedral, with faces in the {1 0 1} or {1 0 4} directions (the most common cleavage plane).[9] Habits include acute to obtuse rhombohedra, tabular forms, prisms, or various scalenohedra. Calcite exhibits several twinning types adding to the variety of observed forms. It may occur as fibrous, granular, lamellar, or compact. A fibrous, efflorescent form is known as lublinite.[10] Cleavage is usually in three directions parallel to the rhombohedron form. Its fracture is conchoidal, but difficult to obtain.
|
12 |
+
|
13 |
+
Scalenohedral faces are chiral and come in pairs with mirror-image symmetry; their growth can be influenced by interaction with chiral biomolecules such as L- and D-amino acids. Rhombohedral faces are achiral.[9]
|
14 |
+
|
15 |
+
It has a defining Mohs hardness of 3, a specific gravity of 2.71, and its luster is vitreous in crystallized varieties. Color is white or none, though shades of gray, red, orange, yellow, green, blue, violet, brown, or even black can occur when the mineral is charged with impurities.
|
16 |
+
|
17 |
+
Calcite is transparent to opaque and may occasionally show phosphorescence or fluorescence. A transparent variety called Iceland spar is used for optical purposes. Acute scalenohedral crystals are sometimes referred to as "dogtooth spar" while the rhombohedral form is sometimes referred to as "nailhead spar".
|
18 |
+
|
19 |
+
Single calcite crystals display an optical property called birefringence (double refraction). This strong birefringence causes objects viewed through a clear piece of calcite to appear doubled. The birefringent effect (using calcite) was first described by the Danish scientist Rasmus Bartholin in 1669. At a wavelength of ≈590 nm calcite has ordinary and extraordinary refractive indices of 1.658 and 1.486, respectively.[11] Between 190 and 1700 nm, the ordinary refractive index varies roughly between 1.9 and 1.5, while the extraordinary refractive index varies between 1.6 and 1.4.[12]
|
20 |
+
|
21 |
+
Calcite, like most carbonates, will dissolve with most forms of acid. Calcite can be either dissolved by groundwater or precipitated by groundwater, depending on several factors including the water temperature, pH, and dissolved ion concentrations. Although calcite is fairly insoluble in cold water, acidity can cause dissolution of calcite and release of carbon dioxide gas. Ambient carbon dioxide, due to its acidity, has a slight solubilizing effect on calcite. Calcite exhibits an unusual characteristic called retrograde solubility in which it becomes less soluble in water as the temperature increases. When conditions are right for precipitation, calcite forms mineral coatings that cement the existing rock grains together or it can fill fractures. When conditions are right for dissolution, the removal of calcite can dramatically increase the porosity and permeability of the rock, and if it continues for a long period of time may result in the formation of caves. On a landscape scale, continued dissolution of calcium carbonate-rich rocks can lead to the expansion and eventual collapse of cave systems, resulting in various forms of karst topography.
|
22 |
+
|
23 |
+
Ancient Egyptians carved many items out of calcite, relating it to their goddess Bast, whose name contributed to the term alabaster because of the close association. Many other cultures have used the material for similar carved objects and applications.
|
24 |
+
|
25 |
+
A transparent variety of calcite known as Iceland spar may have been used by Vikings for navigating on cloudy days.[13]
|
26 |
+
|
27 |
+
High-grade optical calcite was used in World War II for gun sights, specifically in bomb sights and anti-aircraft weaponry.[14] Also, experiments have been conducted to use calcite for a cloak of invisibility.[15]
|
28 |
+
|
29 |
+
Microbiologically precipitated calcite has a wide range of applications, such as soil remediation, soil stabilization and concrete repair.
|
30 |
+
|
31 |
+
Calcite, obtained from an 80 kg sample of Carrara marble,[16] is used as the IAEA-603 isotopic standard in mass spectrometry for the calibration of δ18O and δ13C.[17]
|
32 |
+
|
33 |
+
Calcite is a common constituent of sedimentary rocks, limestone in particular, much of which is formed from the shells of dead marine organisms. Approximately 10% of sedimentary rock is limestone. It is the primary mineral in metamorphic marble. It also occurs in deposits from hot springs as a vein mineral; in caverns as stalactites and stalagmites; and in volcanic or mantle-derived rocks such as carbonatites, kimberlites, or rarely in peridotites.
|
34 |
+
|
35 |
+
Calcite is often the primary constituent of the shells of marine organisms, e.g., plankton (such as coccoliths and planktic foraminifera), the hard parts of red algae, some sponges, brachiopods, echinoderms, some serpulids, most bryozoa, and parts of the shells of some bivalves (such as oysters and rudists). Calcite is found in spectacular form in the Snowy River Cave of New Mexico as mentioned above, where microorganisms are credited with natural formations. Trilobites, which became extinct a quarter billion years ago, had unique compound eyes that used clear calcite crystals to form the lenses.[18]
|
36 |
+
|
37 |
+
The largest documented single crystal of calcite originated from Iceland, measured 7×7×2 m and 6×6×3 m and weighed about 250 tons.[19]
|
38 |
+
|
39 |
+
Calcite formation can proceed by several pathways, from the classical terrace ledge kink model[20] to the crystallization of poorly ordered precursor phases (amorphous calcium carbonate, ACC) via an Ostwald ripening process, or via the agglomeration of nanocrystals.[21]
|
40 |
+
|
41 |
+
The crystallization of ACC can occur in two stages: first, the ACC nanoparticles rapidly dehydrate and crystallize to form individual particles of vaterite. Secondly, the vaterite transforms to calcite via a dissolution and reprecipitation mechanism with the reaction rate controlled by the surface area of calcite.[22] The second stage of the reaction is approximately 10 times slower. However, the crystallization of calcite has been observed to be dependent on the starting pH and presence of Mg in solution.[23] A neutral starting pH during mixing promotes the direct transformation of ACC into calcite. Conversely, when ACC forms in a solution that starts with a basic initial pH, the transformation to calcite occurs via metastable vaterite, which forms via a spherulitic growth mechanism.[24] In a second stage this vaterite transforms to calcite via a surface-controlled dissolution and recrystallization mechanism. Mg has a noteworthy effect on both the stability of ACC and its transformation to crystalline CaCO3, resulting in the formation of calcite directly from ACC, as this ion destabilizes the structure of vaterite.
|
42 |
+
|
43 |
+
Calcite may form in the subsurface in response to activity of microorganisms, such as during sulfate-dependent anaerobic oxidation of methane, where methane is oxidized and sulfate is reduced by a consortium of methane oxidizers and sulfate reducers, leading to precipitation of calcite and pyrite from the produced bicarbonate and sulfide. These processes can be traced by the specific carbon isotope composition of the calcites, which are extremely depleted in the 13C isotope, by as much as −125 per mil PDB (δ13C).[25]
|
44 |
+
|
45 |
+
Calcite seas existed in Earth history when the primary inorganic precipitate of calcium carbonate in marine waters was low-magnesium calcite (lmc), as opposed to the aragonite and high-magnesium calcite (hmc) precipitated today. Calcite seas alternated with aragonite seas over the Phanerozoic, being most prominent in the Ordovician and Jurassic. Lineages evolved to use whichever morph of calcium carbonate was favourable in the ocean at the time they became mineralised, and retained this mineralogy for the remainder of their evolutionary history.[26] Petrographic evidence for these calcite sea conditions consists of calcitic ooids, lmc cements, hardgrounds, and rapid early seafloor aragonite dissolution.[27] The evolution of marine organisms with calcium carbonate shells may have been affected by the calcite and aragonite sea cycle.[28]
|
46 |
+
|
47 |
+
Calcite is one of the minerals that has been shown to catalyze an important biological reaction, the formose reaction, and may have had a role in the origin of life.[9] Interaction of its chiral surfaces (see Form) with aspartic acid molecules results in a slight bias in chirality; this is one possible mechanism for the origin of homochirality in living cells.[29]
|
48 |
+
|
49 |
+
Calcite with mottramite
|
50 |
+
|
51 |
+
Trilobite eyes employed calcite
|
52 |
+
|
53 |
+
Calcite crystals inside a test of the cystoid Echinosphaerites aurantium (Middle Ordovician, northeastern Estonia)
|
54 |
+
|
55 |
+
Rhombohedrons of calcite that appear almost as books of petals, piled up 3-dimensionally on the matrix
|
56 |
+
|
57 |
+
Calcite crystal canted at an angle, with little balls of hematite and crystals of chalcopyrite both on its surface and included just inside the surface of the crystal
|
58 |
+
|
59 |
+
Thin section of calcite crystals inside a recrystallized bivalve shell in a biopelsparite
|
60 |
+
|
61 |
+
Several well formed milky white casts, made up of many small sharp calcite crystals, from the sulfur mines at Agrigento, Sicily
|
62 |
+
|
63 |
+
Reddish rhombohedral calcite crystals from China. Its red color is due to the presence of iron
|
64 |
+
|
65 |
+
Calcite (var.: Cobaltoan calcite)
|
66 |
+
|
67 |
+
Sand calcites (calcites heavily included with desert sand) in South Dakota
|
68 |
+
|
69 |
+
Calcite, butterfly twin, 4,0 × 3,3 × 1,6 cm. José María Patoni, San Juan del Río, Durango (Mexico)
|
70 |
+
|
71 |
+
Calcite and dolomite look similar under a microscope, but thin sections can be etched and stained in order to identify the minerals. Photomicrograph of a thin section in cross and plane polarised light: the brighter mineral grains in the picture are dolomite, and the darker grains are calcite.
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1 |
+
|
2 |
+
|
3 |
+
Calcium is a chemical element with the symbol Ca and atomic number 20. As an alkaline earth metal, calcium is a reactive metal that forms a dark oxide-nitride layer when exposed to air. Its physical and chemical properties are most similar to its heavier homologues strontium and barium. It is the fifth most abundant element in Earth's crust and the third most abundant metal, after iron and aluminium. The most common calcium compound on Earth is calcium carbonate, found in limestone and the fossilised remnants of early sea life; gypsum, anhydrite, fluorite, and apatite are also sources of calcium. The name derives from Latin calx "lime", which was obtained from heating limestone.
|
4 |
+
|
5 |
+
Some calcium compounds were known to the ancients, though their chemistry was unknown until the seventeenth century. Pure calcium was isolated in 1808 via electrolysis of its oxide by Humphry Davy, who named the element. Calcium compounds are widely used in many industries: in foods and pharmaceuticals for calcium supplementation, in the paper industry as bleaches, as components in cement and electrical insulators, and in the manufacture of soaps. On the other hand, the metal in pure form has few applications due to its high reactivity; still, in small quantities it is often used as an alloying component in steelmaking, and sometimes, as a calcium–lead alloy, in making automotive batteries.
|
6 |
+
|
7 |
+
Calcium is the most abundant metal and the fifth-most abundant element in the human body.[5] As electrolytes, calcium ions play a vital role in the physiological and biochemical processes of organisms and cells: in signal transduction pathways where they act as a second messenger; in neurotransmitter release from neurons; in contraction of all muscle cell types; as cofactors in many enzymes; and in fertilization.[5] Calcium ions outside cells are important for maintaining the potential difference across excitable cell membranes, protein synthesis, and bone formation.[5][6]
|
8 |
+
|
9 |
+
Calcium is a very ductile silvery metal (sometimes described as pale yellow) whose properties are very similar to the heavier elements in its group, strontium, barium, and radium. A calcium atom has twenty electrons, arranged in the electron configuration [Ar]4s2. Like the other elements placed in group 2 of the periodic table, calcium has two valence electrons in the outermost s-orbital, which are very easily lost in chemical reactions to form a dipositive ion with the stable electron configuration of a noble gas, in this case argon. Hence, calcium is almost always divalent in its compounds, which are usually ionic. Hypothetical univalent salts of calcium would be stable with respect to their elements, but not to disproportionation to the divalent salts and calcium metal, because the enthalpy of formation of MX2 is much higher than those of the hypothetical MX. This occurs because of the much greater lattice energy afforded by the more highly charged Ca2+ cation compared to the hypothetical Ca+ cation.[7]
|
10 |
+
|
11 |
+
Calcium, strontium, barium, and radium are always considered to be alkaline earth metals; the lighter beryllium and magnesium, also in group 2 of the periodic table, are often included as well. Nevertheless, beryllium and magnesium differ significantly from the other members of the group in their physical and chemical behaviour: they behave more like aluminium and zinc respectively and have some of the weaker metallic character of the post-transition metals, which is why the traditional definition of the term "alkaline earth metal" excludes them.[8] This classification is mostly obsolete in English-language sources, but is still used in other countries such as Japan.[9] As a result, comparisons with strontium and barium are more germane to calcium chemistry than comparisons with magnesium.[7]
|
12 |
+
|
13 |
+
Calcium metal melts at 842 °C and boils at 1494 °C; these values are higher than those for magnesium and strontium, the neighbouring group 2 metals. It crystallises in the face-centered cubic arrangement like strontium; above 450 °C, it changes to an anisotropic hexagonal close-packed arrangement like magnesium. Its density of 1.55 g/cm3 is the lowest in its group.[7] Calcium is harder than lead but can be cut with a knife with effort. While calcium is a poorer conductor of electricity than copper or aluminium by volume, it is a better conductor by mass than both due to its very low density.[10] While calcium is infeasible as a conductor for most terrestrial applications as it reacts quickly with atmospheric oxygen, its use as such in space has been considered.[11]
|
14 |
+
|
15 |
+
The chemistry of calcium is that of a typical heavy alkaline earth metal. For example, calcium spontaneously reacts with water more quickly than magnesium and less quickly than strontium to produce calcium hydroxide and hydrogen gas. It also reacts with the oxygen and nitrogen in the air to form a mixture of calcium oxide and calcium nitride.[12] When finely divided, it spontaneously burns in air to produce the nitride. In bulk, calcium is less reactive: it quickly forms a hydration coating in moist air, but below 30% relative humidity it may be stored indefinitely at room temperature.[13]
|
16 |
+
|
17 |
+
Besides the simple oxide CaO, the peroxide CaO2 can be made by direct oxidation of calcium metal under a high pressure of oxygen, and there is some evidence for a yellow superoxide Ca(O2)2.[14] Calcium hydroxide, Ca(OH)2, is a strong base, though it is not as strong as the hydroxides of strontium, barium or the alkali metals.[15] All four dihalides of calcium are known.[16] Calcium carbonate (CaCO3) and calcium sulfate (CaSO4) are particularly abundant minerals.[17] Like strontium and barium, as well as the alkali metals and the divalent lanthanides europium and ytterbium, calcium metal dissolves directly in liquid ammonia to give a dark blue solution.[7]
|
18 |
+
|
19 |
+
Due to the large size of the Ca2+ ion, high coordination numbers are common, up to 24 in some intermetallic compounds such as CaZn13.[18] Calcium is readily complexed by oxygen chelates such as EDTA and polyphosphates, which are useful in analytic chemistry and removing calcium ions from hard water. In the absence of steric hindrance, smaller group 2 cations tend to form stronger complexes, but when large polydentate macrocycles are involved the trend is reversed.[17]
|
20 |
+
|
21 |
+
Although calcium is in the same group as magnesium and organomagnesium compounds are very commonly used throughout chemistry, organocalcium compounds are not similarly widespread because they are more difficult to make and more reactive, although they have recently been investigated as possible catalysts.[19][20][21][22][23] Organocalcium compounds tend to be more similar to organoytterbium compounds due to the similar ionic radii of Yb2+ (102 pm) and Ca2+ (100 pm). Most of these compounds can only be prepared at low temperatures; bulky ligands tend to favor stability. For example, calcium dicyclopentadienyl, Ca(C5H5)2, must be made by directly reacting calcium metal with mercurocene or cyclopentadiene itself; replacing the C5H5 ligand with the bulkier C5(CH3)5 ligand on the other hand increases the compound's solubility, volatility, and kinetic stability.[24]
|
22 |
+
|
23 |
+
Natural calcium is a mixture of five stable isotopes (40Ca, 42Ca, 43Ca, 44Ca, and 46Ca) and one isotope with a half-life so long that it can be considered stable for all practical purposes (48Ca, with a half-life of about 4.3 × 1019 years). Calcium is the first (lightest) element to have six naturally occurring isotopes.[12]
|
24 |
+
|
25 |
+
By far the most common isotope of calcium in nature is 40Ca, which makes up 96.941% of all natural calcium. It is produced in the silicon-burning process from fusion of alpha particles and is the heaviest stable nuclide with equal proton and neutron numbers; its occurrence is also supplemented slowly by the decay of primordial 40K. Adding another alpha particle leads to unstable 44Ti, which quickly decays via two successive electron captures to stable 44Ca; this makes up 2.806% of all natural calcium and is the second-most common isotope. The other four natural isotopes, 42Ca, 43Ca, 46Ca, and 48Ca, are significantly rarer, each comprising less than 1% of all natural calcium. The four lighter isotopes are mainly products of the oxygen-burning and silicon-burning processes, leaving the two heavier ones to be produced via neutron capture processes. 46Ca is mostly produced in a "hot" s-process, as its formation requires a rather high neutron flux to allow short-lived 45Ca to capture a neutron. 48Ca is produced by electron capture in the r-process in type Ia supernovae, where high neutron excess and low enough entropy ensures its survival.[25][26]
|
26 |
+
|
27 |
+
46Ca and 48Ca are the first "classically stable" nuclides with a six-neutron or eight-neutron excess respectively. Although extremely neutron-rich for such a light element, 48Ca is very stable because it is a doubly magic nucleus, having 20 protons and 28 neutrons arranged in closed shells. Its beta decay to 48Sc is very hindered because of the gross mismatch of nuclear spin: 48Ca has zero nuclear spin, being even–even, while 48Sc has spin 6+, so the decay is forbidden by the conservation of angular momentum. While two excited states of 48Sc are available for decay as well, they are also forbidden due to their high spins. As a result, when 48Ca does decay, it does so by double beta decay to 48Ti instead, being the lightest nuclide known to undergo double beta decay.[27][28] The heavy isotope 46Ca can also theoretically undergo double beta decay to 46Ti as well, but this has never been observed; the lightest and most common isotope 40Ca is also doubly magic and could undergo double electron capture to 40Ar, but this has likewise never been observed. Calcium is the only element to have two primordial doubly magic isotopes. The experimental lower limits for the half-lives of 40Ca and 46Ca are 5.9 × 1021 years and 2.8 × 1015 years respectively.[27]
|
28 |
+
|
29 |
+
Apart from the practically stable 48Ca, the longest lived radioisotope of calcium is 41Ca. It decays by electron capture to stable 41K with a half-life of about a hundred thousand years. Its existence in the early Solar System as an extinct radionuclide has been inferred from excesses of 41K: traces of 41Ca also still exist today, as it is a cosmogenic nuclide, continuously reformed through neutron activation of natural 40Ca.[26] Many other calcium radioisotopes are known, ranging from 35Ca to 60Ca. They are all much shorter-lived than 41Ca, the most stable among them being 45Ca (half-life 163 days) and 47Ca (half-life 4.54 days). The isotopes lighter than 42Ca usually undergo beta plus decay to isotopes of potassium, and those heavier than 44Ca usually undergo beta minus decay to isotopes of scandium, although near the nuclear drip lines, proton emission and neutron emission begin to be significant decay modes as well.[27]
|
30 |
+
|
31 |
+
Like other elements, a variety of processes alter the relative abundance of calcium isotopes.[29] The best studied of these processes is the mass-dependent fractionation of calcium isotopes that accompanies the precipitation of calcium minerals such as calcite, aragonite and apatite from solution. Lighter isotopes are preferentially incorporated into these minerals, leaving the surrounding solution enriched in heavier isotopes at a magnitude of roughly 0.025% per atomic mass unit (amu) at room temperature. Mass-dependent differences in calcium isotope composition are conventionally expressed by the ratio of two isotopes (usually 44Ca/40Ca) in a sample compared to the same ratio in a standard reference material. 44Ca/40Ca varies by about 1% among common earth materials.[30]
|
32 |
+
|
33 |
+
Calcium compounds were known for millennia, although their chemical makeup was not understood until the 17th century.[31] Lime as a building material[32] and as plaster for statues was used as far back as around 7000 BC.[33] The first dated lime kiln dates back to 2500 BC and was found in Khafajah, Mesopotamia.[34][35] At about the same time, dehydrated gypsum (CaSO4·2H2O) was being used in the Great Pyramid of Giza; this material would later be used for the plaster in the tomb of Tutankhamun. The ancient Romans instead used lime mortars made by heating limestone (CaCO3); the name "calcium" itself derives from the Latin word calx "lime".[31] Vitruvius noted that the lime that resulted was lighter than the original limestone, attributing this to the boiling of the water; in 1755, Joseph Black proved that this was due to the loss of carbon dioxide, which as a gas had not been recognised by the ancient Romans.[36]
|
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+
|
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+
In 1787, Antoine Lavoisier suspected that lime might be an oxide of a fundamental chemical element. In his table of the elements, Lavoisier listed five "salifiable earths" (i.e., ores that could be made to react with acids to produce salts (salis = salt, in Latin): chaux (calcium oxide), magnésie (magnesia, magnesium oxide), baryte (barium sulfate), alumine (alumina, aluminium oxide), and silice (silica, silicon dioxide)). About these "elements", Lavoisier speculated:
|
36 |
+
|
37 |
+
We are probably only acquainted as yet with a part of the metallic substances existing in nature, as all those which have a stronger affinity to oxygen than carbon possesses, are incapable, hitherto, of being reduced to a metallic state, and consequently, being only presented to our observation under the form of oxyds, are confounded with earths. It is extremely probable that barytes, which we have just now arranged with earths, is in this situation; for in many experiments it exhibits properties nearly approaching to those of metallic bodies. It is even possible that all the substances we call earths may be only metallic oxyds, irreducible by any hitherto known process.[37]
|
38 |
+
|
39 |
+
Calcium, along with its congeners magnesium, strontium, and barium, was first isolated by Humphry Davy in 1808. Following the work of Jöns Jakob Berzelius and Magnus Martin af Pontin on electrolysis, Davy isolated calcium and magnesium by putting a mixture of the respective metal oxides with mercury(II) oxide on a platinum plate which was used as the anode, the cathode being a platinum wire partially submerged into mercury. Electrolysis then gave calcium–mercury and magnesium–mercury amalgams, and distilling off the mercury gave the metal.[31][38] However, pure calcium cannot be prepared in bulk by this method and a workable commercial process for its production was not found until over a century later.[36]
|
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+
|
41 |
+
At 3%, calcium is the fifth most abundant element in the Earth's crust, and the third most abundant metal behind aluminium and iron.[31] It is also the fourth most abundant element in the lunar highlands.[13] Sedimentary calcium carbonate deposits pervade the Earth's surface as fossilized remains of past marine life; they occur in two forms, the rhombohedral calcite (more common) and the orthorhombic aragonite (forming in more temperate seas). Minerals of the first type include limestone, dolomite, marble, chalk, and iceland spar; aragonite beds make up the Bahamas, the Florida Keys, and the Red Sea basins. Corals, sea shells, and pearls are mostly made up of calcium carbonate. Among the other important minerals of calcium are gypsum (CaSO4·2H2O), anhydrite (CaSO4), fluorite (CaF2), and apatite ([Ca5(PO4)3F]).[31]
|
42 |
+
|
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+
The major producers of calcium are China (about 10000 to 12000 tonnes per year), Russia (about 6000 to 8000 tonnes per year), and the United States (about 2000 to 4000 tonnes per year). Canada and France are also among the minor producers. In 2005, about 24000 tonnes of calcium were produced; about half of the world's extracted calcium is used by the United States, with about 80% of the output used each year.[11] In Russia and China, Davy's method of electrolysis is still used, but is instead applied to molten calcium chloride.[11] Since calcium is less reactive than strontium or barium, the oxide–nitride coating that results in air is stable and lathe machining and other standard metallurgical techniques are suitable for calcium.[39] In the United States and Canada, calcium is instead produced by reducing lime with aluminium at high temperatures.[11]
|
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+
|
45 |
+
Calcium cycling provides a link between tectonics, climate, and the carbon cycle. In the simplest terms, uplift of mountains exposes calcium-bearing rocks to chemical weathering and releases Ca2+ into surface water. These ions are transported to the ocean where they react with dissolved CO2 to form limestone (CaCO3), which in turn settles to the sea floor where it is incorporated into new rocks. Dissolved CO2, along with carbonate and bicarbonate ions, are termed "dissolved inorganic carbon" (DIC).[40]
|
46 |
+
|
47 |
+
The actual reaction is more complicated and involves the bicarbonate ion (HCO−3) that forms when CO2 reacts with water at seawater pH:
|
48 |
+
|
49 |
+
At seawater pH, most of the CO2 is immediately converted back into HCO−3. The reaction results in a net transport of one molecule of CO2 from the ocean/atmosphere into the lithosphere.[41] The result is that each Ca2+ ion released by chemical weathering ultimately removes one CO2 molecule from the surficial system (atmosphere, ocean, soils and living organisms), storing it in carbonate rocks where it is likely to stay for hundreds of millions of years. The weathering of calcium from rocks thus scrubs CO2 from the ocean and atmosphere, exerting a strong long-term effect on climate.[40][42]
|
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+
|
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+
The largest use of metallic calcium is in steelmaking, due to its strong chemical affinity for oxygen and sulfur. Its oxides and sulfides, once formed, give liquid lime aluminate and sulfide inclusions in steel which float out; on treatment, these inclusions disperse throughout the steel and became small and spherical, improving castability, cleanliness and general mechanical properties. Calcium is also used in maintenance-free automotive batteries, in which the use of 0.1% calcium–lead alloys instead of the usual antimony–lead alloys leads to lower water loss and lower self-discharging. Due to the risk of expansion and cracking, aluminium is sometimes also incorporated into these alloys. These lead–calcium alloys are also used in casting, replacing lead–antimony alloys.[43] Calcium is also used to strengthen aluminium alloys used for bearings, for the control of graphitic carbon in cast iron, and to remove bismuth impurities from lead.[39] Calcium metal is found in some drain cleaners, where it functions to generate heat and calcium hydroxide that saponifies the fats and liquefies the proteins (for example, those in hair) that block drains.[44] Besides metallurgy, the reactivity of calcium is exploited to remove nitrogen from high-purity argon gas and as a getter for oxygen and nitrogen. It is also used as a reducing agent in the production of chromium, zirconium, thorium, and uranium. It can also be used to store hydrogen gas, as it reacts with hydrogen to form solid calcium hydride, from which the hydrogen can easily be re-extracted.[39]
|
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+
|
53 |
+
Calcium isotope fractionation during mineral formation has led to several applications of calcium isotopes. In particular, the 1997 observation by Skulan and DePaolo[45] that calcium minerals are isotopically lighter than the solutions from which the minerals precipitate is the basis of analogous applications in medicine and in paleooceanography. In animals with skeletons mineralized with calcium, the calcium isotopic composition of soft tissues reflects the relative rate of formation and dissolution of skeletal mineral. In humans, changes in the calcium isotopic composition of urine have been shown to be related to changes in bone mineral balance. When the rate of bone formation exceeds the rate of bone resorption, the 44Ca/40Ca ratio in soft tissue rises and vice versa. Because of this relationship, calcium isotopic measurements of urine or blood may be useful in the early detection of metabolic bone diseases like osteoporosis.[46] A similar system exists in seawater, where 44Ca/40Ca tends to rise when the rate of removal of Ca2+ by mineral precipitation exceeds the input of new calcium into the ocean. In 1997, Skulan and DePaolo presented the first evidence of change in seawater 44Ca/40Ca over geologic time, along with a theoretical explanation of these changes. More recent papers have confirmed this observation, demonstrating that seawater Ca2+ concentration is not constant, and that the ocean is never in a "steady state" with respect to calcium input and output. This has important climatological implications, as the marine calcium cycle is closely tied to the carbon cycle.[47][48]
|
54 |
+
|
55 |
+
Many calcium compounds are used in food, as pharmaceuticals, and in medicine, among others. For example, calcium and phosphorus are supplemented in foods through the addition of calcium lactate, calcium diphosphate, and tricalcium phosphate. The last is also used as a polishing agent in toothpaste and in antacids. Calcium lactobionate is a white powder that is used as a suspending agent for pharmaceuticals. In baking, calcium monophosphate is used as a leavening agent. Calcium sulfite is used as a bleach in papermaking and as a disinfectant, calcium silicate is used as a reinforcing agent in rubber, and calcium acetate is a component of liming rosin and is used to make metallic soaps and synthetic resins.[43]
|
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+
|
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+
Foods rich in calcium include dairy products, such as yogurt and cheese, sardines, salmon, soy products, kale, and fortified breakfast cereals.[6]
|
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+
|
59 |
+
Because of concerns for long-term adverse side effects, including calcification of arteries and kidney stones, both the U.S. Institute of Medicine (IOM) and the European Food Safety Authority (EFSA) set Tolerable Upper Intake Levels (ULs) for combined dietary and supplemental calcium. From the IOM, people of ages 9–18 years are not to exceed 3 g/day combined intake; for ages 19–50, not to exceed 2.5 g/day; for ages 51 and older, not to exceed 2 g/day.[49] EFSA set the UL for all adults at 2.5 g/day, but decided the information for children and adolescents was not sufficient to determine ULs.[50]
|
60 |
+
|
61 |
+
Calcium is an essential element needed in large quantities.[5][6] The Ca2+ ion acts as an electrolyte and is vital to the health of the muscular, circulatory, and digestive systems; is indispensable to the building of bone; and supports synthesis and function of blood cells. For example, it regulates the contraction of muscles, nerve conduction, and the clotting of blood. As a result, intra- and extracellular calcium levels are tightly regulated by the body. Calcium can play this role because the Ca2+ ion forms stable coordination complexes with many organic compounds, especially proteins; it also forms compounds with a wide range of solubilities, enabling the formation of the skeleton.[5][53]
|
62 |
+
|
63 |
+
Calcium ions may be complexed by proteins through binding the carboxyl groups of glutamic acid or aspartic acid residues; through interacting with phosphorylated serine, tyrosine, or threonine residues; or by being chelated by γ-carboxylated amino acid residues. Trypsin, a digestive enzyme, uses the first method; osteocalcin, a bone matrix protein, uses the third. Some other bone matrix proteins such as osteopontin and bone sialoprotein use both the first and the second. Direct activation of enzymes by binding calcium is common; some other enzymes are activated by noncovalent association with direct calcium-binding enzymes. Calcium also binds to the phospholipid layer of the cell membrane, anchoring proteins associated with the cell surface.[53]
|
64 |
+
|
65 |
+
As an example of the wide range of solubility of calcium compounds, monocalcium phosphate is very soluble in water, 85% of extracellular calcium is as dicalcium phosphate with a solubility of 2.0 mM and the hydroxyapatite of bones in an organic matrix is tricalcium phosphate at 100 μM.[53]
|
66 |
+
|
67 |
+
Calcium is a common constituent of multivitamin dietary supplements,[5] but the composition of calcium complexes in supplements may affect its bioavailability which varies by solubility of the salt involved: calcium citrate, malate, and lactate are highly bioavailable, while the oxalate is less. Other calcium preparations include calcium carbonate, calcium citrate malate, and calcium gluconate.[5] The intestine absorbs about one-third of calcium eaten as the free ion, and plasma calcium level is then regulated by the kidneys.[5]
|
68 |
+
|
69 |
+
Parathyroid hormone and vitamin D promote the formation of bone by allowing and enhancing the deposition of calcium ions there, allowing rapid bone turnover without affecting bone mass or mineral content.[5] When plasma calcium levels fall, cell surface receptors are activated and the secretion of parathyroid hormone occurs; it then proceeds to stimulate the entry of calcium into the plasma pool by taking it from targeted kidney, gut, and bone cells, with the bone-forming action of parathyroid hormone being antagonised by calcitonin, whose secretion increases with increasing plasma calcium levels.[53]
|
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+
|
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+
Excess intake of calcium may cause hypercalcemia. However, because calcium is absorbed rather inefficiently by the intestines, high serum calcium is more likely caused by excessive secretion of parathyroid hormone (PTH) or possibly by excessive intake of vitamin D, both which facilitate calcium absorption. All these conditions result in excess calcium salts being deposited in the heart, blood vessels, or kidneys. Symptoms include anorexia, nausea, vomiting, memory loss, confusion, muscle weakness, increased urination, dehydration, and metabolic bone disease. Chronic hypercalcaemia typically leads to calcification of soft tissue and its serious consequences: for example, calcification can cause loss of elasticity of vascular walls and disruption of laminar blood flow—and thence to plaque rupture and thrombosis. Conversely, inadequate calcium or vitamin D intakes may result in hypocalcemia, often caused also by inadequate secretion of parathyroid hormone or defective PTH receptors in cells. Symptoms include neuromuscular excitability, which potentially causes tetany and disruption of conductivity in cardiac tissue.[53]
|
72 |
+
|
73 |
+
Excessive dietary calcium intake increases the risk of kidney stones, a painful condition resulting from formation of calcium oxalate crystals lodging in the urinary tract.[5][6]
|
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+
|
75 |
+
As calcium is required for bone development, many bone diseases can be traced to the organic matrix or the hydroxyapatite in molecular structure or organization of bone. Osteoporosis is a reduction in mineral content of bone per unit volume, and can be treated by supplementation of calcium, vitamin D, and bisphosphonates.[5][6] Inadequate amounts of calcium, vitamin D, or phosphates can lead to softening of bones, called osteomalacia.[53]
|
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+
|
77 |
+
Because calcium reacts exothermically with water and acids, calcium metal coming into contact with bodily moisture results in severe corrosive irritation.[55] When swallowed, calcium metal has the same effect on the mouth, oesophagus, and stomach, and can be fatal.[44] However, long-term exposure is not known to have distinct adverse effects.[55]
|
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1 |
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An electronic calculator is typically a portable electronic device used to perform calculations, ranging from basic arithmetic to complex mathematics.
|
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|
5 |
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The first solid-state electronic calculator was created in the early 1960s. Pocket-sized devices became available in the 1970s, especially after the Intel 4004, the first microprocessor, was developed by Intel for the Japanese calculator company Busicom. They later became used commonly within the petroleum industry (oil and gas).
|
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|
7 |
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Modern electronic calculators vary from cheap, give-away, credit-card-sized models to sturdy desktop models with built-in printers. They became popular in the mid-1970s as the incorporation of integrated circuits reduced their size and cost. By the end of that decade, prices had dropped to the point where a basic calculator was affordable to most and they became common in schools.
|
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|
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Computer operating systems as far back as early Unix have included interactive calculator programs such as dc and hoc, and calculator functions are included in almost all personal digital assistant (PDA) type devices, the exceptions being a few dedicated address book and dictionary devices.
|
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+
|
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+
In addition to general purpose calculators, there are those designed for specific markets. For example, there are scientific calculators which include trigonometric and statistical calculations. Some calculators even have the ability to do computer algebra. Graphing calculators can be used to graph functions defined on the real line, or higher-dimensional Euclidean space. As of 2016[update], basic calculators cost little, but scientific and graphing models tend to cost more.
|
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+
|
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In 1986, calculators still represented an estimated 41% of the world's general-purpose hardware capacity to compute information. By 2007, this had diminished to less than 0.05%.[1]
|
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|
15 |
+
Electronic calculators contain a keyboard with buttons for digits and arithmetical operations; some even contain "00" and "000" buttons to make larger or smaller numbers easier to enter. Most basic calculators assign only one digit or operation on each button; however, in more specific calculators, a button can perform multi-function working with key combinations.
|
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|
17 |
+
Calculators usually have liquid-crystal displays (LCD) as output in place of historical light-emitting diode (LED) displays and vacuum fluorescent displays (VFD); details are provided in the section Technical improvements.
|
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+
|
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+
Large-sized figures are often used to improve readability; while using decimal separator (usually a point rather than a comma) instead of or in addition to vulgar fractions. Various symbols for function commands may also be shown on the display. Fractions such as 1⁄3 are displayed as decimal approximations, for example rounded to 0.33333333. Also, some fractions (such as 1⁄7, which is 0.14285714285714; to 14 significant figures) can be difficult to recognize in decimal form; as a result, many scientific calculators are able to work in vulgar fractions or mixed numbers.
|
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|
21 |
+
Calculators also have the ability to store numbers into computer memory. Basic calculators usually store only one number at a time; more specific types are able to store many numbers represented in variables. The variables can also be used for constructing formulas. Some models have the ability to extend memory capacity to store more numbers; the extended memory address is termed an array index.
|
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|
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+
Power sources of calculators are: batteries, solar cells or mains electricity (for old models), turning on with a switch or button. Some models even have no turn-off button but they provide some way to put off (for example, leaving no operation for a moment, covering solar cell exposure, or closing their lid). Crank-powered calculators were also common in the early computer era.
|
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|
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+
The following keys are common to most pocket calculators. While the arrangement of the digits is standard, the positions of other keys vary from model to model; the illustration is an example.
|
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+
|
27 |
+
In general, a basic electronic calculator consists of the following components:[2]
|
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|
29 |
+
Clock rate of a processor chip refers to the frequency at which the central processing unit (CPU) is running. It is used as an indicator of the processor's speed, and is measured in clock cycles per second or the SI unit hertz (Hz). For basic calculators, the speed can vary from a few hundred hertz to the kilohertz range.
|
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|
31 |
+
A basic explanation as to how calculations are performed in a simple four-function calculator:
|
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+
|
33 |
+
To perform the calculation 25 + 9, one presses keys in the following sequence on most calculators: 2 5 + 9 =.
|
34 |
+
|
35 |
+
Other functions are usually performed using repeated additions or subtractions.
|
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+
|
37 |
+
Most pocket calculators do all their calculations in BCD rather than a floating-point representation. BCD is common in electronic systems where a numeric value is to be displayed, especially in systems consisting solely of digital logic, and not containing a microprocessor. By employing BCD, the manipulation of numerical data for display can be greatly simplified by treating each digit as a separate single sub-circuit. This matches much more closely the physical reality of display hardware—a designer might choose to use a series of separate identical seven-segment displays to build a metering circuit, for example. If the numeric quantity were stored and manipulated as pure binary, interfacing to such a display would require complex circuitry. Therefore, in cases where the calculations are relatively simple, working throughout with BCD can lead to a simpler overall system than converting to and from binary.
|
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+
|
39 |
+
The same argument applies when hardware of this type uses an embedded microcontroller or other small processor. Often, smaller code results when representing numbers internally in BCD format, since a conversion from or to binary representation can be expensive on such limited processors. For these applications, some small processors feature BCD arithmetic modes, which assist when writing routines that manipulate BCD quantities.[3][4]
|
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+
|
41 |
+
Where calculators have added functions (such as square root, or trigonometric functions), software algorithms are required to produce high precision results. Sometimes significant design effort is needed to fit all the desired functions in the limited memory space available in the calculator chip, with acceptable calculation time.[5]
|
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+
|
43 |
+
The fundamental difference between a calculator and computer is that a computer can be programmed in a way that allows the program to take different branches according to intermediate results, while calculators are pre-designed with specific functions (such as addition, multiplication, and logarithms) built in. The distinction is not clear-cut: some devices classed as programmable calculators have programming functions, sometimes with support for programming languages (such as RPL or TI-BASIC).
|
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+
|
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+
For instance, instead of a hardware multiplier, a calculator might implement floating point mathematics with code in read-only memory (ROM), and compute trigonometric functions with the CORDIC algorithm because CORDIC does not require much multiplication. Bit serial logic designs are more common in calculators whereas bit parallel designs dominate general-purpose computers, because a bit serial design minimizes chip complexity, but takes many more clock cycles. This distinction blurs with high-end calculators, which use processor chips associated with computer and embedded systems design, more so the Z80, MC68000, and ARM architectures, and some custom designs specialized for the calculator market.
|
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+
|
47 |
+
The first known tools used to aid arithmetic calculations were: bones (used to tally items), pebbles, and counting boards, and the abacus, known to have been used by Sumerians and Egyptians before 2000 BC.[6] Except for the Antikythera mechanism (an "out of the time" astronomical device), development of computing tools arrived near the start of the 17th century: the geometric-military compass (by Galileo), logarithms and Napier bones (by Napier), and the slide rule (by Edmund Gunter).
|
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+
|
49 |
+
In 1642, the Renaissance saw the invention of the mechanical calculator (by Wilhelm Schickard[7] and several decades later Blaise Pascal[8]), a device that was at times somewhat over-promoted as being able to perform all four arithmetic operations with minimal human intervention.[9] Pascal's calculator could add and subtract two numbers directly and thus, if the tedium could be borne, multiply and divide by repetition. Schickard's machine, constructed several decades earlier, used a clever set of mechanised multiplication tables to ease the process of multiplication and division with the adding machine as a means of completing this operation. (Because they were different inventions with different aims a debate about whether Pascal or Schickard should be credited as the "inventor" of the adding machine (or calculating machine) is probably pointless.[10]) Schickard and Pascal were followed by Gottfried Leibniz who spent forty years designing a four-operation mechanical calculator, the stepped reckoner, inventing in the process his leibniz wheel, but who couldn't design a fully operational machine.[11] There were also five unsuccessful attempts to design a calculating clock in the 17th century.[12]
|
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+
|
51 |
+
The 18th century saw the arrival of some notable improvements, first by Poleni with the first fully functional calculating clock and four-operation machine, but these machines were almost always one of the kind. Luigi Torchi invented the first direct multiplication machine in 1834: this was also the second key-driven machine in the world, following that of James White (1822).[13] It was not until the 19th century and the Industrial Revolution that real developments began to occur. Although machines capable of performing all four arithmetic functions existed prior to the 19th century, the refinement of manufacturing and fabrication processes during the eve of the industrial revolution made large scale production of more compact and modern units possible. The Arithmometer, invented in 1820 as a four-operation mechanical calculator, was released to production in 1851 as an adding machine and became the first commercially successful unit; forty years later, by 1890, about 2,500 arithmometers had been sold[14] plus a few hundreds more from two arithmometer clone makers (Burkhardt, Germany, 1878 and Layton, UK, 1883) and Felt and Tarrant, the only other competitor in true commercial production, had sold 100 comptometers.[15]
|
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+
|
53 |
+
It wasn't until 1902 that the familiar push-button user interface was developed, with the introduction of the Dalton Adding Machine, developed by James L. Dalton in the United States.
|
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+
|
55 |
+
In 1921, Edith Clarke invented the "Clarke calculator", a simple graph-based calculator for solving line equations involving hyperbolic functions. This allowed electrical engineers to simplify calculations for inductance and capacitance in power transmission lines.[16]
|
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+
|
57 |
+
The Curta calculator was developed in 1948 and, although costly, became popular for its portability. This purely mechanical hand-held device could do addition, subtraction, multiplication and division. By the early 1970s electronic pocket calculators ended manufacture of mechanical calculators, although the Curta remains a popular collectable item.
|
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|
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+
The first mainframe computers, using firstly vacuum tubes and later transistors in the logic circuits, appeared in the 1940s and 1950s. This technology was to provide a stepping stone to the development of electronic calculators.
|
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|
61 |
+
The Casio Computer Company, in Japan, released the Model 14-A calculator in 1957, which was the world's first all-electric (relatively) compact calculator. It did not use electronic logic but was based on relay technology, and was built into a desk.
|
62 |
+
|
63 |
+
In October 1961, the world's first all-electronic desktop calculator, the British Bell Punch/Sumlock Comptometer ANITA (A New Inspiration To Arithmetic/Accounting) was announced.[17][18] This machine used vacuum tubes, cold-cathode tubes and Dekatrons in its circuits, with 12 cold-cathode "Nixie" tubes for its display. Two models were displayed, the Mk VII for continental Europe and the Mk VIII for Britain and the rest of the world, both for delivery from early 1962. The Mk VII was a slightly earlier design with a more complicated mode of multiplication, and was soon dropped in favour of the simpler Mark VIII. The ANITA had a full keyboard, similar to mechanical comptometers of the time, a feature that was unique to it and the later Sharp CS-10A among electronic calculators. The ANITA weighed roughly 33 pounds (15 kg) due to its large tube system.[19] Bell Punch had been producing key-driven mechanical calculators of the comptometer type under the names "Plus" and "Sumlock", and had realised in the mid-1950s that the future of calculators lay in electronics. They employed the young graduate Norbert Kitz, who had worked on the early British Pilot ACE computer project, to lead the development. The ANITA sold well since it was the only electronic desktop calculator available, and was silent and quick.
|
64 |
+
|
65 |
+
The tube technology of the ANITA was superseded in June 1963 by the U.S. manufactured Friden EC-130, which had an all-transistor design, a stack of four 13-digit numbers displayed on a 5-inch (13 cm) cathode ray tube (CRT), and introduced Reverse Polish Notation (RPN) to the calculator market for a price of $2200, which was about three times the cost of an electromechanical calculator of the time. Like Bell Punch, Friden was a manufacturer of mechanical calculators that had decided that the future lay in electronics. In 1964 more all-transistor electronic calculators were introduced: Sharp introduced the CS-10A, which weighed 25 kilograms (55 lb) and cost 500,000 yen ($4528), and Industria Macchine Elettroniche of Italy introduced the IME 84, to which several extra keyboard and display units could be connected so that several people could make use of it (but apparently not at the same time).
|
66 |
+
|
67 |
+
There followed a series of electronic calculator models from these and other manufacturers, including Canon, Mathatronics, Olivetti, SCM (Smith-Corona-Marchant), Sony, Toshiba, and Wang. The early calculators used hundreds of germanium transistors, which were cheaper than silicon transistors, on multiple circuit boards. Display types used were CRT, cold-cathode Nixie tubes, and filament lamps. Memory technology was usually based on the delay line memory or the magnetic core memory, though the Toshiba "Toscal" BC-1411 appears to have used an early form of dynamic RAM built from discrete components. Already there was a desire for smaller and less power-hungry machines.
|
68 |
+
|
69 |
+
Bulgaria's ELKA 6521,[20][21] introduced in 1965, was developed by the Central Institute for Calculation Technologies and built at the Elektronika factory in Sofia. The name derives from ELektronen KAlkulator, and it weighed around 8 kg (18 lb). It is the first calculator in the world which includes the square root function. Later that same year were released the ELKA 22 (with a luminescent display)[20][22][23] and the ELKA 25, with an in-built printer. Several other models were developed until the first pocket model, the ELKA 101, was released in 1974. The writing on it was in Roman script, and it was exported to western countries.[20][24][25]
|
70 |
+
|
71 |
+
The first desktop programmable calculators were produced in the mid-1960s. They included the Mathatronics Mathatron (1964) and the Olivetti Programma 101 (late 1965) which were solid-state, desktop, printing, floating point, algebraic entry, programmable, stored-program electronic calculators.[26][27] Both could be programmed by the end user and print out their results. The Programma 101 saw much wider distribution and had the added feature of offline storage of programs via magnetic cards.[27]
|
72 |
+
|
73 |
+
Another early programmable desktop calculator (and maybe the first Japanese one) was the Casio (AL-1000) produced in 1967. It featured a nixie tubes display and had transistor electronics and ferrite core memory.[28]
|
74 |
+
|
75 |
+
The Monroe Epic programmable calculator came on the market in 1967. A large, printing, desk-top unit, with an attached floor-standing logic tower, it could be programmed to perform many computer-like functions. However, the only branch instruction was an implied unconditional branch (GOTO) at the end of the operation stack, returning the program to its starting instruction. Thus, it was not possible to include any conditional branch (IF-THEN-ELSE) logic. During this era, the absence of the conditional branch was sometimes used to distinguish a programmable calculator from a computer.
|
76 |
+
|
77 |
+
The first Soviet programmable desktop calculator ISKRA 123, powered by the power grid, was released at the start of the 1970s.
|
78 |
+
|
79 |
+
The electronic calculators of the mid-1960s were large and heavy desktop machines due to their use of hundreds of transistors on several circuit boards with a large power consumption that required an AC power supply. There were great efforts to put the logic required for a calculator into fewer and fewer integrated circuits (chips) and calculator electronics was one of the leading edges of semiconductor development. U.S. semiconductor manufacturers led the world in large scale integration (LSI) semiconductor development, squeezing more and more functions into individual integrated circuits. This led to alliances between Japanese calculator manufacturers and U.S. semiconductor companies: Canon Inc. with Texas Instruments, Hayakawa Electric (later renamed Sharp Corporation) with North-American Rockwell Microelectronics (later renamed Rockwell International), Busicom with Mostek and Intel, and General Instrument with Sanyo.
|
80 |
+
|
81 |
+
By 1970, a calculator could be made using just a few chips of low power consumption, allowing portable models powered from rechargeable batteries. The first handheld calculator was a 1967 prototype called "Cal Tech", whose development was led by Jack Kilby at Texas Instruments in a research project to produce a portable calculator. It could add, multiply, subtract, and divide, and its output device was a paper tape.[29][30][31][32][33][34] As a result of the "Cal-Tech" project, Texas Instruments was granted master patents on portable calculators.
|
82 |
+
|
83 |
+
The first commercially produced portable calculators appeared in Japan in 1970, and were soon marketed around the world. These included the Sanyo ICC-0081 "Mini Calculator", the Canon Pocketronic, and the Sharp QT-8B "micro Compet". The Canon Pocketronic was a development from the "Cal-Tech" project. It had no traditional display; numerical output was on thermal paper tape.
|
84 |
+
|
85 |
+
Sharp put in great efforts in size and power reduction and introduced in January 1971 the Sharp EL-8, also marketed as the Facit 1111, which was close to being a pocket calculator. It weighed 1.59 pounds (721 grams), had a vacuum fluorescent display, rechargeable NiCad batteries, and initially sold for US $395.
|
86 |
+
|
87 |
+
However, integrated circuit development efforts culminated in early 1971 with the introduction of the first "calculator on a chip", the MK6010 by Mostek,[35] followed by Texas Instruments later in the year. Although these early hand-held calculators were very costly, these advances in electronics, together with developments in display technology (such as the vacuum fluorescent display, LED, and LCD), led within a few years to the cheap pocket calculator available to all.
|
88 |
+
|
89 |
+
In 1971 Pico Electronics.[36] and General Instrument also introduced their first collaboration in ICs, a full single chip calculator IC for the Monroe Royal Digital III calculator. Pico was a spinout by five GI design engineers whose vision was to create single chip calculator ICs. Pico and GI went on to have significant success in the burgeoning handheld calculator market.
|
90 |
+
|
91 |
+
The first truly pocket-sized electronic calculator was the Busicom LE-120A "HANDY", which was marketed early in 1971.[37] Made in Japan, this was also the first calculator to use an LED display, the first hand-held calculator to use a single integrated circuit (then proclaimed as a "calculator on a chip"), the Mostek MK6010, and the first electronic calculator to run off replaceable batteries. Using four AA-size cells the LE-120A measures 4.9 by 2.8 by 0.9 inches (124 mm × 71 mm × 23 mm).
|
92 |
+
|
93 |
+
The first European-made pocket-sized calculator, DB 800[38][39] is made in May 1971 by Digitron in Buje, Croatia (former Yugoslavia) with four functions and an eight-digit display and special characters for a negative number and a warning that the calculation has too many digits to display.
|
94 |
+
|
95 |
+
The first American-made pocket-sized calculator, the Bowmar 901B (popularly termed The Bowmar Brain), measuring 5.2 by 3.0 by 1.5 inches (132 mm × 76 mm × 38 mm), came out in the Autumn of 1971, with four functions and an eight-digit red LED display, for $240, while in August 1972 the four-function Sinclair Executive became the first slimline pocket calculator measuring 5.4 by 2.2 by 0.35 inches (137.2 mm × 55.9 mm × 8.9 mm) and weighing 2.5 ounces (71 g). It retailed for around £79 ($194 at the time). By the end of the decade, similar calculators were priced less than £5 ($6.67).
|
96 |
+
|
97 |
+
The first Soviet Union made pocket-sized calculator, the Elektronika B3-04[40] was developed by the end of 1973 and sold at the start of 1974.
|
98 |
+
|
99 |
+
One of the first low-cost calculators was the Sinclair Cambridge, launched in August 1973. It retailed for £29.95 ($39.93), or £5 ($6.67) less in kit form. The Sinclair calculators were successful because they were far cheaper than the competition; however, their design led to slow and inaccurate computations of transcendental functions.[41]
|
100 |
+
|
101 |
+
Meanwhile, Hewlett-Packard (HP) had been developing a pocket calculator. Launched in early 1972, it was unlike the other basic four-function pocket calculators then available in that it was the first pocket calculator with scientific functions that could replace a slide rule. The $395 HP-35, along with nearly all later HP engineering calculators, used reverse Polish notation (RPN), also called postfix notation. A calculation like "8 plus 5" is, using RPN, performed by pressing 8, Enter↑, 5, and +; instead of the algebraic infix notation: 8, +, 5, =. It had 35 buttons and was based on Mostek Mk6020 chip.
|
102 |
+
|
103 |
+
The first Soviet scientific pocket-sized calculator the "B3-18" was completed by the end of 1975.
|
104 |
+
|
105 |
+
In 1973, Texas Instruments (TI) introduced the SR-10, (SR signifying slide rule) an algebraic entry pocket calculator using scientific notation for $150. Shortly after the SR-11 featured an added key for entering Pi (π). It was followed the next year by the SR-50 which added log and trig functions to compete with the HP-35, and in 1977 the mass-marketed TI-30 line which is still produced.
|
106 |
+
|
107 |
+
In 1978 a new company, Calculated Industries arose which focused on specialized markets. Their first calculator, the Loan Arranger[42] (1978) was a pocket calculator marketed to the Real Estate industry with preprogrammed functions to simplify the process of calculating payments and future values. In 1985, CI launched a calculator for the construction industry called the Construction Master[43] which came preprogrammed with common construction calculations (such as angles, stairs, roofing math, pitch, rise, run, and feet-inch fraction conversions). This would be the first in a line of construction related calculators.
|
108 |
+
|
109 |
+
Adler 81S pocket calculator with vacuum fluorescent display (VFD) from the mid-1970s.
|
110 |
+
|
111 |
+
The Casio CM-602 Mini electronic calculator provided basic functions in the 1970s.
|
112 |
+
|
113 |
+
The 1972 Sinclair Executive pocket calculator.
|
114 |
+
|
115 |
+
The HP-35, the world's first scientific pocket calculator by Hewlett Packard (1972).
|
116 |
+
|
117 |
+
The first programmable pocket calculator was the HP-65, in 1974; it had a capacity of 100 instructions, and could store and retrieve programs with a built-in magnetic card reader. Two years later the HP-25C introduced continuous memory, i.e., programs and data were retained in CMOS memory during power-off. In 1979, HP released the first alphanumeric, programmable, expandable calculator, the HP-41C. It could be expanded with random access memory (RAM, for memory) and read-only memory (ROM, for software) modules, and peripherals like bar code readers, microcassette and floppy disk drives, paper-roll thermal printers, and miscellaneous communication interfaces (RS-232, HP-IL, HP-IB).
|
118 |
+
|
119 |
+
The first Soviet pocket battery-powered programmable calculator, Elektronika B3-21, was developed by the end of 1976 and released at the start of 1977.[44] The successor of B3-21, the Elektronika B3-34 wasn't backward compatible with B3-21, even if it kept the reverse Polish notation (RPN). Thus B3-34 defined a new command set, which later was used in a series of later programmable Soviet calculators. Despite very limited abilities (98 bytes of instruction memory and about 19 stack and addressable registers), people managed to write all kinds of programs for them, including adventure games and libraries of calculus-related functions for engineers. Hundreds, perhaps thousands, of programs were written for these machines, from practical scientific and business software, which were used in real-life offices and labs, to fun games for children. The Elektronika MK-52 calculator (using the extended B3-34 command set, and featuring internal EEPROM memory for storing programs and external interface for EEPROM cards and other periphery) was used in Soviet spacecraft program (for Soyuz TM-7 flight) as a backup of the board computer.
|
120 |
+
|
121 |
+
This series of calculators was also noted for a large number of highly counter-intuitive mysterious undocumented features, somewhat similar to "synthetic programming" of the American HP-41, which were exploited by applying normal arithmetic operations to error messages, jumping to nonexistent addresses and other methods. A number of respected monthly publications, including the popular science magazine Nauka i Zhizn (Наука и жизнь, Science and Life), featured special columns, dedicated to optimization methods for calculator programmers and updates on undocumented features for hackers, which grew into a whole esoteric science with many branches, named "yeggogology" ("еггогология"). The error messages on those calculators appear as a Russian word "YEGGOG" ("ЕГГОГ") which, unsurprisingly, is translated to "Error".
|
122 |
+
|
123 |
+
A similar hacker culture in the USA revolved around the HP-41, which was also noted for a large number of undocumented features and was much more powerful than B3-34.
|
124 |
+
|
125 |
+
Through the 1970s the hand-held electronic calculator underwent rapid development. The red LED and blue/green vacuum fluorescent displays consumed a lot of power and the calculators either had a short battery life (often measured in hours, so rechargeable nickel-cadmium batteries were common) or were large so that they could take larger, higher capacity batteries. In the early 1970s liquid-crystal displays (LCDs) were in their infancy and there was a great deal of concern that they only had a short operating lifetime. Busicom introduced the Busicom LE-120A "HANDY" calculator, the first pocket-sized calculator and the first with an LED display, and announced the Busicom LC with LCD. However, there were problems with this display and the calculator never went on sale. The first successful calculators with LCDs were manufactured by Rockwell International and sold from 1972 by other companies under such names as: Dataking LC-800, Harden DT/12, Ibico 086, Lloyds 40, Lloyds 100, Prismatic 500 (a.k.a. P500), Rapid Data Rapidman 1208LC. The LCDs were an early form using the Dynamic Scattering Mode DSM with the numbers appearing as bright against a dark background. To present a high-contrast display these models illuminated the LCD using a filament lamp and solid plastic light guide, which negated the low power consumption of the display. These models appear to have been sold only for a year or two.
|
126 |
+
|
127 |
+
A more successful series of calculators using a reflective DSM-LCD was launched in 1972 by Sharp Inc with the Sharp EL-805, which was a slim pocket calculator. This, and another few similar models, used Sharp's Calculator On Substrate (COS) technology. An extension of one glass plate needed for the liquid crystal display was used as a substrate to mount the needed chips based on a new hybrid technology. The COS technology may have been too costly since it was only used in a few models before Sharp reverted to conventional circuit boards.
|
128 |
+
|
129 |
+
In the mid-1970s the first calculators appeared with field-effect, twisted nematic (TN) LCDs with dark numerals against a grey background, though the early ones often had a yellow filter over them to cut out damaging ultraviolet rays. The advantage of LCDs is that they are passive light modulators reflecting light, which require much less power than light-emitting displays such as LEDs or VFDs. This led the way to the first credit-card-sized calculators, such as the Casio Mini Card LC-78 of 1978, which could run for months of normal use on button cells.
|
130 |
+
|
131 |
+
There were also improvements to the electronics inside the calculators. All of the logic functions of a calculator had been squeezed into the first "calculator on a chip" integrated circuits (ICs) in 1971, but this was leading edge technology of the time and yields were low and costs were high. Many calculators continued to use two or more ICs, especially the scientific and the programmable ones, into the late 1970s.
|
132 |
+
|
133 |
+
The power consumption of the integrated circuits was also reduced, especially with the introduction of CMOS technology. Appearing in the Sharp "EL-801" in 1972, the transistors in the logic cells of CMOS ICs only used any appreciable power when they changed state. The LED and VFD displays often required added driver transistors or ICs, whereas the LCDs were more amenable to being driven directly by the calculator IC itself.
|
134 |
+
|
135 |
+
With this low power consumption came the possibility of using solar cells as the power source, realised around 1978 by calculators such as the Royal Solar 1, Sharp EL-8026, and Teal Photon.
|
136 |
+
|
137 |
+
The interior of a Casio fx-20 scientific calculator from the mid-1970s, using a VFD. The processor integrated circuit (IC) is made by NEC. Discrete electronic components like capacitors and resistors and the IC are mounted on a printed circuit board (PCB). This calculator uses a battery pack as a power source.
|
138 |
+
|
139 |
+
The processor chip (integrated circuit package) inside a 1981 Sharp pocket calculator, marked SC6762 1•H. An LCD is directly under the chip. This was a PCB-less design. No discrete components are used. The battery compartment at the top can hold two button cells.
|
140 |
+
|
141 |
+
Inside a Casio scientific calculator from the mid-1990s, showing the processor chip (small square, top-middle, left), keypad contacts, right (with matching contacts on the left), the back of the LCD (top, marked 4L102E), battery compartment, and other components. The solar cell assembly is under the chip.
|
142 |
+
|
143 |
+
The interior of a newer (ca. 2000) pocket calculator. It uses a button battery in combination with a solar cell. The processor is a "Chip on Board" type, covered with dark epoxy.
|
144 |
+
|
145 |
+
At the start of the 1970s, hand-held electronic calculators were very costly, at two or three weeks' wages, and so were a luxury item. The high price was due to their construction requiring many mechanical and electronic components which were costly to produce, and production runs that were too small to exploit economies of scale. Many firms saw that there were good profits to be made in the calculator business with the margin on such high prices. However, the cost of calculators fell as components and their production methods improved, and the effect of economies of scale was felt.
|
146 |
+
|
147 |
+
By 1976, the cost of the cheapest four-function pocket calculator had dropped to a few dollars, about 1/20th of the cost five years before. The results of this were that the pocket calculator was affordable, and that it was now difficult for the manufacturers to make a profit from calculators, leading to many firms dropping out of the business or closing down. The firms that survived making calculators tended to be those with high outputs of higher quality calculators, or producing high-specification scientific and programmable calculators.[citation needed]
|
148 |
+
|
149 |
+
The first calculator capable of symbolic computing was the HP-28C, released in 1987. It could, for example, solve quadratic equations symbolically. The first graphing calculator was the Casio fx-7000G released in 1985.
|
150 |
+
|
151 |
+
The two leading manufacturers, HP and TI, released increasingly feature-laden calculators during the 1980s and 1990s. At the turn of the millennium, the line between a graphing calculator and a handheld computer was not always clear, as some very advanced calculators such as the TI-89, the Voyage 200 and HP-49G could differentiate and integrate functions, solve differential equations, run word processing and PIM software, and connect by wire or IR to other calculators/computers.
|
152 |
+
|
153 |
+
The HP 12c financial calculator is still produced. It was introduced in 1981 and is still being made with few changes. The HP 12c featured the reverse Polish notation mode of data entry. In 2003 several new models were released, including an improved version of the HP 12c, the "HP 12c platinum edition" which added more memory, more built-in functions, and the addition of the algebraic mode of data entry.
|
154 |
+
|
155 |
+
Calculated Industries competed with the HP 12c in the mortgage and real estate markets by differentiating the key labeling; changing the “I”, “PV”, “FV” to easier labeling terms such as "Int", "Term", "Pmt", and not using the reverse Polish notation. However, CI's more successful calculators involved a line of construction calculators, which evolved and expanded in the 1990s to present. According to Mark Bollman,[45] a mathematics and calculator historian and associate professor of mathematics at Albion College, the "Construction Master is the first in a long and profitable line of CI construction calculators" which carried them through the 1980s, 1990s, and to the present.
|
156 |
+
|
157 |
+
Personal computers often come with a calculator utility program that emulates the appearance and functions of a calculator, using the graphical user interface to portray a calculator. One such example is Windows Calculator. Most personal data assistants (PDAs) and smartphones also have such a feature.
|
158 |
+
|
159 |
+
In most countries, students use calculators for schoolwork. There was some initial resistance to the idea out of fear that basic or elementary arithmetic skills would suffer. There remains disagreement about the importance of the ability to perform calculations in the head, with some curricula restricting calculator use until a certain level of proficiency has been obtained, while others concentrate more on teaching estimation methods and problem-solving. Research suggests that inadequate guidance in the use of calculating tools can restrict the kind of mathematical thinking that students engage in.[46] Others have argued[who?] that calculator use can even cause core mathematical skills to atrophy, or that such use can prevent understanding of advanced algebraic concepts.[47] In December 2011 the UK's Minister of State for Schools, Nick Gibb, voiced concern that children can become "too dependent" on the use of calculators.[48] As a result, the use of calculators is to be included as part of a review of the Curriculum.[48] In the United States, many math educators and boards of education have enthusiastically endorsed the National Council of Teachers of Mathematics (NCTM) standards and actively promoted the use of classroom calculators from kindergarten through high school.
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1 |
+
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2 |
+
|
3 |
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|
4 |
+
|
5 |
+
|
6 |
+
|
7 |
+
Apiformes (from Latin 'apis')
|
8 |
+
|
9 |
+
Bees are flying insects closely related to wasps and ants, known for their role in pollination and, in the case of the best-known bee species, the western honey bee, for producing honey. Bees are a monophyletic lineage within the superfamily Apoidea. They are presently considered a clade, called Anthophila. There are over 16,000 known species of bees in seven recognized biological families.[1][2] Some species — including honey bees, bumblebees, and stingless bees — live socially in colonies while some species — including mason bees, carpenter bees, leafcutter bees, and sweat bees — are solitary.
|
10 |
+
|
11 |
+
Bees are found on every continent except for Antarctica, in every habitat on the planet that contains insect-pollinated flowering plants. The most common bees in the Northern Hemisphere are the Halictidae, or sweat bees, but they are small and often mistaken for wasps or flies. Bees range in size from tiny stingless bee species, whose workers are less than 2 millimetres (0.08 in) long, to Megachile pluto, the largest species of leafcutter bee, whose females can attain a length of 39 millimetres (1.54 in).
|
12 |
+
|
13 |
+
Bees feed on nectar and pollen, the former primarily as an energy source and the latter primarily for protein and other nutrients. Most pollen is used as food for their larvae. Vertebrate predators of bees include birds such as bee-eaters; insect predators include beewolves and dragonflies.
|
14 |
+
|
15 |
+
Bee pollination is important both ecologically and commercially, and the decline in wild bees has increased the value of pollination by commercially managed hives of honey bees. The analysis of 353 wild bee and hoverfly species across Britain from 1980 to 2013 found the insects have been lost from a quarter of the places they inhabited in 1980.[3]
|
16 |
+
|
17 |
+
Human beekeeping or apiculture has been practised for millennia, since at least the times of Ancient Egypt and Ancient Greece. Bees have appeared in mythology and folklore, through all phases of art and literature from ancient times to the present day, although primarily focused in the Northern Hemisphere where beekeeping is far more common.
|
18 |
+
|
19 |
+
The ancestors of bees were wasps in the family Crabronidae, which were predators of other insects. The switch from insect prey to pollen may have resulted from the consumption of prey insects which were flower visitors and were partially covered with pollen when they were fed to the wasp larvae. This same evolutionary scenario may have occurred within the vespoid wasps, where the pollen wasps evolved from predatory ancestors. Until recently, the oldest non-compression bee fossil had been found in New Jersey amber, Cretotrigona prisca of Cretaceous age, a corbiculate bee.[4] A bee fossil from the early Cretaceous (~100 mya), Melittosphex burmensis, is considered "an extinct lineage of pollen-collecting Apoidea sister to the modern bees".[5] Derived features of its morphology (apomorphies) place it clearly within the bees, but it retains two unmodified ancestral traits (plesiomorphies) of the legs (two mid-tibial spurs, and a slender hind basitarsus), showing its transitional status.[5] By the Eocene (~45 mya) there was already considerable diversity among eusocial bee lineages.[6][a]
|
20 |
+
|
21 |
+
The highly eusocial corbiculate Apidae appeared roughly 87 Mya, and the Allodapini (within the Apidae) around 53 Mya.[9]
|
22 |
+
The Colletidae appear as fossils only from the late Oligocene (~25 Mya) to early Miocene.[10]
|
23 |
+
The Melittidae are known from Palaeomacropis eocenicus in the Early Eocene.[11]
|
24 |
+
The Megachilidae are known from trace fossils (characteristic leaf cuttings) from the Middle Eocene.[12]
|
25 |
+
The Andrenidae are known from the Eocene-Oligocene boundary, around 34 Mya, of the Florissant shale.[13]
|
26 |
+
The Halictidae first appear in the Early Eocene[14] with species[15][16] found in amber. The Stenotritidae are known from fossil brood cells of Pleistocene age.[17]
|
27 |
+
|
28 |
+
The earliest animal-pollinated flowers were shallow, cup-shaped blooms pollinated by insects such as beetles, so the syndrome of insect pollination was well established before the first appearance of bees. The novelty is that bees are specialized as pollination agents, with behavioral and physical modifications that specifically enhance pollination, and are the most efficient pollinating insects. In a process of coevolution, flowers developed floral rewards[18] such as nectar and longer tubes, and bees developed longer tongues to extract the nectar.[19] Bees also developed structures known as scopal hairs and pollen baskets to collect and carry pollen. The location and type differ among and between groups of bees. Most species have scopal hairs on their hind legs or on the underside of their abdomens. Some species in the family Apidae have pollen baskets on their hind legs, while very few lack these and instead collect pollen in their crops.[2] The appearance of these structures drove the adaptive radiation of the angiosperms, and, in turn, bees themselves.[7] Bees coevolved not only with flowers but it is believed that some species coevolved with mites. Some provide tufts of hairs called acarinaria that appear to provide lodgings for mites; in return, it is believed that mites eat fungi that attack pollen, so the relationship in this case may be mutualistc.[20][21]
|
29 |
+
|
30 |
+
This phylogenetic tree is based on Debevic et al, 2012, which used molecular phylogeny to demonstrate that the bees (Anthophila) arose from deep within the Crabronidae, which is therefore paraphyletic. The placement of the Heterogynaidae is uncertain.[22] The small subfamily Mellininae was not included in this analysis.
|
31 |
+
|
32 |
+
Ampulicidae (Cockroach wasps)
|
33 |
+
|
34 |
+
Heterogynaidae (possible placement #1)
|
35 |
+
|
36 |
+
Sphecidae (sensu stricto)
|
37 |
+
|
38 |
+
Crabroninae (part of "Crabronidae")
|
39 |
+
|
40 |
+
Bembicini
|
41 |
+
|
42 |
+
Nyssonini, Astatinae
|
43 |
+
|
44 |
+
Heterogynaidae (possible placement #2)
|
45 |
+
|
46 |
+
Pemphredoninae, Philanthinae
|
47 |
+
|
48 |
+
Anthophila (bees)
|
49 |
+
|
50 |
+
This cladogram of the bee families is based on Hedtke et al., 2013, which places the former families Dasypodaidae and Meganomiidae as subfamilies inside the Melittidae.[23] English names, where available, are given in parentheses.
|
51 |
+
|
52 |
+
Melittidae (inc. Dasypodainae, Meganomiinae) at least 50 Mya
|
53 |
+
|
54 |
+
Apidae (inc. honeybees, cuckoo bees, carpenter bees) ≈87 Mya
|
55 |
+
|
56 |
+
Megachilidae (mason, leafcutter bees) ≈50 Mya
|
57 |
+
|
58 |
+
Andrenidae (mining bees) ≈34 Mya
|
59 |
+
|
60 |
+
Halictidae (sweat bees) ≈50 Mya
|
61 |
+
|
62 |
+
Colletidae (plasterer bees) ≈25 Mya
|
63 |
+
|
64 |
+
Stenotritidae (large Australian bees) ≈2 Mya
|
65 |
+
|
66 |
+
Bees differ from closely related groups such as wasps by having branched or plume-like setae (hairs), combs on the forelimbs for cleaning their antennae, small anatomical differences in limb structure, and the venation of the hind wings; and in females, by having the seventh dorsal abdominal plate divided into two half-plates.[24]
|
67 |
+
|
68 |
+
Bees have the following characteristics:
|
69 |
+
|
70 |
+
The largest species of bee is thought to be Wallace's giant bee Megachile pluto, whose females can attain a length of 39 millimetres (1.54 in).[26] The smallest species may be dwarf stingless bees in the tribe Meliponini whose workers are less than 2 millimetres (0.08 in) in length.[27]
|
71 |
+
|
72 |
+
According to inclusive fitness theory, organisms can gain fitness not just through increasing their own reproductive output, but also that of close relatives. In evolutionary terms, individuals should help relatives when Cost < Relatedness * Benefit. The requirements for eusociality are more easily fulfilled by haplodiploid species such as bees because of their unusual relatedness structure.[28]
|
73 |
+
|
74 |
+
In haplodiploid species, females develop from fertilized eggs and males from unfertilized eggs. Because a male is haploid (has only one copy of each gene), his daughters (which are diploid, with two copies of each gene) share 100% of his genes and 50% of their mother's. Therefore, they share 75% of their genes with each other. This mechanism of sex determination gives rise to what W. D. Hamilton termed "supersisters", more closely related to their sisters than they would be to their own offspring.[29] Workers often do not reproduce, but they can pass on more of their genes by helping to raise their sisters (as queens) than they would by having their own offspring (each of which would only have 50% of their genes), assuming they would produce similar numbers. This unusual situation has been proposed as an explanation of the multiple (at least 9) evolutions of eusociality within Hymenoptera.[30][31]
|
75 |
+
|
76 |
+
Haplodiploidy is neither necessary nor sufficient for eusociality. Some eusocial species such as termites are not haplodiploid. Conversely, all bees are haplodiploid but not all are eusocial, and among eusocial species many queens mate with multiple males, creating half-sisters that share only 25% of each-other's genes.[32] But, monogamy (queens mating singly) is the ancestral state for all eusocial species so far investigated, so it is likely that haplodiploidy contributed to the evolution of eusociality in bees.[30]
|
77 |
+
|
78 |
+
Bees may be solitary or may live in various types of communities. Eusociality appears to have originated from at least three independent origins in halictid bees.[33] The most advanced of these are species with eusocial colonies; these are characterised by cooperative brood care and a division of labour into reproductive and non-reproductive adults, plus overlapping generations.[34] This division of labour creates specialized groups within eusocial societies which are called castes. In some species, groups of cohabiting females may be sisters, and if there is a division of labour within the group, they are considered semisocial. The group is called eusocial if, in addition, the group consists of a mother (the queen) and her daughters (workers). When the castes are purely behavioural alternatives, with no morphological differentiation other than size, the system is considered primitively eusocial, as in many paper wasps; when the castes are morphologically discrete, the system is considered highly eusocial.[19]
|
79 |
+
|
80 |
+
True honey bees (genus Apis, of which seven species are currently recognized) are highly eusocial, and are among the best known insects. Their colonies are established by swarms, consisting of a queen and several hundred workers. There are 29 subspecies of one of these species, Apis mellifera, native to Europe, the Middle East, and Africa. Africanized bees are a hybrid strain of A. mellifera that escaped from experiments involving crossing European and African subspecies; they are extremely defensive.[35]
|
81 |
+
|
82 |
+
Stingless bees are also highly eusocial. They practise mass provisioning, with complex nest architecture and perennial colonies also established via swarming.[36]
|
83 |
+
|
84 |
+
Many bumblebees are eusocial, similar to the eusocial Vespidae such as hornets in that the queen initiates a nest on her own rather than by swarming. Bumblebee colonies typically have from 50 to 200 bees at peak population, which occurs in mid to late summer. Nest architecture is simple, limited by the size of the pre-existing nest cavity, and colonies rarely last more than a year.[37] In 2011, the International Union for Conservation of Nature set up the Bumblebee Specialist Group to review the threat status of all bumblebee species worldwide using the IUCN Red List criteria.[38]
|
85 |
+
|
86 |
+
There are many more species of primitively eusocial than highly eusocial bees, but they have been studied less often. Most are in the family Halictidae, or "sweat bees". Colonies are typically small, with a dozen or fewer workers, on average. Queens and workers differ only in size, if at all. Most species have a single season colony cycle, even in the tropics, and only mated females hibernate. A few species have long active seasons and attain colony sizes in the hundreds, such as Halictus hesperus.[39] Some species are eusocial in parts of their range and solitary in others,[40] or have a mix of eusocial and solitary nests in the same population.[41] The orchid bees (Apidae) include some primitively eusocial species with similar biology. Some allodapine bees (Apidae) form primitively eusocial colonies, with progressive provisioning: a larva's food is supplied gradually as it develops, as is the case in honey bees and some bumblebees.[42]
|
87 |
+
|
88 |
+
Most other bees, including familiar insects such as carpenter bees, leafcutter bees and mason bees are solitary in the sense that every female is fertile, and typically inhabits a nest she constructs herself. There is no division of labor so these nests lack queens and worker bees for these species. Solitary bees typically produce neither honey nor beeswax.
|
89 |
+
Bees collect pollen to feed their young, and have the necessary adaptations to do this. However, certain wasp species such as pollen wasps have similar behaviours, and a few species of bee scavenge from carcases to feed their offspring.[24] Solitary bees are important pollinators; they gather pollen to provision their nests with food for their brood. Often it is mixed with nectar to form a paste-like consistency. Some solitary bees have advanced types of pollen-carrying structures on their bodies. Very few species of solitary bee are being cultured for commercial pollination. Most of these species belong to a distinct set of genera which are commonly known by their nesting behavior or preferences, namely: carpenter bees, sweat bees, mason bees, plasterer bees, squash bees, dwarf carpenter bees, leafcutter bees, alkali bees and digger bees.[43]
|
90 |
+
|
91 |
+
Most solitary bees nest in the ground in a variety of soil textures and conditions while others create nests in hollow reeds or twigs, holes in wood. The female typically creates a compartment (a "cell") with an egg and some provisions for the resulting larva, then seals it off. A nest may consist of numerous cells. When the nest is in wood, usually the last (those closer to the entrance) contain eggs that will become males. The adult does not provide care for the brood once the egg is laid, and usually dies after making one or more nests. The males typically emerge first and are ready for mating when the females emerge. Solitary bees are either stingless or very unlikely to sting (only in self-defense, if ever).[44][45]
|
92 |
+
|
93 |
+
While solitary, females each make individual nests. Some species, such as the European mason bee Hoplitis anthocopoides,[46] and the Dawson's Burrowing bee, Amegilla dawsoni,[47] are gregarious, preferring to make nests near others of the same species, and giving the appearance of being social. Large groups of solitary bee nests are called aggregations, to distinguish them from colonies. In some species, multiple females share a common nest, but each makes and provisions her own cells independently. This type of group is called "communal" and is not uncommon. The primary advantage appears to be that a nest entrance is easier to defend from predators and parasites when there are multiple females using that same entrance on a regular basis.[46]
|
94 |
+
|
95 |
+
The life cycle of a bee, be it a solitary or social species, involves the laying of an egg, the development through several moults of a legless larva, a pupation stage during which the insect undergoes complete metamorphosis, followed by the emergence of a winged adult. Most solitary bees and bumble bees in temperate climates overwinter as adults or pupae and emerge in spring when increasing numbers of flowering plants come into bloom. The males usually emerge first and search for females with which to mate. The sex of a bee is determined by whether or not the egg is fertilised; after mating, a female stores the sperm, and determines which sex is required at the time each individual egg is laid, fertilised eggs producing female offspring and unfertilised eggs, males. Tropical bees may have several generations in a year and no diapause stage.[48][49][50][51]
|
96 |
+
|
97 |
+
The egg is generally oblong, slightly curved and tapering at one end. Solitary bees, lay each egg in a separate cell with a supply of mixed pollen and nectar next to it. This may be rolled into a pellet or placed in a pile and is known as mass provisioning. Social bee species provision progressively, that is, they feed the larva regularly while it grows. The nest varies from a hole in the ground or in wood, in solitary bees, to a substantial structure with wax combs in bumblebees and honey bees.[52]
|
98 |
+
|
99 |
+
In most species, larvae are whitish grubs, roughly oval and bluntly-pointed at both ends. They have 15 segments and spiracles in each segment for breathing. They have no legs but move within the cell, helped by tubercles on their sides. They have short horns on the head, jaws for chewing food and an appendage on either side of the mouth tipped with a bristle. There is a gland under the mouth that secretes a viscous liquid which solidifies into the silk they use to produce a cocoon. The cocoon is semi-transparent and the pupa can be seen through it. Over the course of a few days, the larva undergoes metamorphosis into a winged adult. When ready to emerge, the adult splits its skin dorsally and climbs out of the exuviae and breaks out of the cell.[52]
|
100 |
+
|
101 |
+
Nest of common carder bumblebee, wax canopy removed to show winged workers and pupae in irregularly placed wax cells
|
102 |
+
|
103 |
+
Carpenter bee nests in a cedar wood beam (sawn open)
|
104 |
+
|
105 |
+
Honeybees on brood comb with eggs and larvae in cells
|
106 |
+
|
107 |
+
Antoine Magnan's 1934 book Le vol des insectes, says that he and André Sainte-Laguë had applied the equations of air resistance to insects and found that their flight could not be explained by fixed-wing calculations, but that "One shouldn't be surprised that the results of the calculations don't square with reality".[53] This has led to a common misconception that bees "violate aerodynamic theory". In fact it merely confirms that bees do not engage in fixed-wing flight, and that their flight is explained by other mechanics, such as those used by helicopters.[54] In 1996 it was shown that vortices created by many insects' wings helped to provide lift.[55] High-speed cinematography[56] and robotic mock-up of a bee wing[57] showed that lift was generated by "the unconventional combination of short, choppy wing strokes, a rapid rotation of the wing as it flops over and reverses direction, and a very fast wing-beat frequency". Wing-beat frequency normally increases as size decreases, but as the bee's wing beat covers such a small arc, it flaps approximately 230 times per second, faster than a fruitfly (200 times per second) which is 80 times smaller.[58]
|
108 |
+
|
109 |
+
The ethologist Karl von Frisch studied navigation in the honey bee. He showed that honey bees communicate by the waggle dance, in which a worker indicates the location of a food source to other workers in the hive. He demonstrated that bees can recognize a desired compass direction in three different ways: by the sun, by the polarization pattern of the blue sky, and by the earth's magnetic field. He showed that the sun is the preferred or main compass; the other mechanisms are used under cloudy skies or inside a dark beehive.[59] Bees navigate using spatial memory with a "rich, map-like organization".[60]
|
110 |
+
|
111 |
+
The gut of bees is relatively simple, but multiple metabolic strategies exist in the gut microbiota.[61] Pollinating bees consume nectar and pollen, which require different digestion strategies by somewhat specialized bacteria. While nectar is a liquid of mostly monosaccharide sugars and so easily absorbed, pollen contains complex polysaccharides: branching pectin and hemicellulose.[62] Approximately five groups of bacteria are involved in digestion. Three groups specialize in simple sugars (Snodgrassella and two groups of Lactobacillus), and two other groups in complex sugars (Gilliamella and Bifidobacterium). Digestion of pectin and hemicellulose is dominated by bacterial clades Gilliamella and Bifidobacterium respectively. Bacteria that cannot digest polysaccharides obtain enzymes from their neighbors, and bacteria that lack certain amino acids do the same, creating multiple ecological niches.[63]
|
112 |
+
|
113 |
+
Although most bee species are nectarivorous and palynivorous, some are not. Particularly unusual are vulture bees in the genus Trigona, which consume carrion and wasp brood, turning meat into a honey-like substance.[64]
|
114 |
+
|
115 |
+
Most bees are polylectic (generalist) meaning they collect pollen from a range of flowering plants, but some are oligoleges (specialists), in that they only gather pollen from one or a few species or genera of closely related plants.[65] Specialist pollinators also include bee species which gather floral oils instead of pollen, and male orchid bees, which gather aromatic compounds from orchids (one of the few cases where male bees are effective pollinators). Bees are able to sense the presence of desirable flowers through ultraviolet patterning on flowers, floral odors,[66] and even electromagnetic fields.[67] Once landed, a bee then uses nectar quality[66] and pollen taste[68] to determine whether to continue visiting similar flowers.
|
116 |
+
|
117 |
+
In rare cases, a plant species may only be effectively pollinated by a single bee species, and some plants are endangered at least in part because their pollinator is also threatened. But, there is a pronounced tendency for oligolectic bees to be associated with common, widespread plants visited by multiple pollinator species. For example, the creosote bush in the arid parts of the United States southwest is associated with some 40 oligoleges.[69]
|
118 |
+
|
119 |
+
Many bees are aposematically coloured, typically orange and black, warning of their ability to defend themselves with a powerful sting. As such they are models for Batesian mimicry by non-stinging insects such as bee-flies, robber flies and hoverflies,[70] all of which gain a measure of protection by superficially looking and behaving like bees.[70]
|
120 |
+
|
121 |
+
Bees are themselves Müllerian mimics of other aposematic insects with the same colour scheme, including wasps, lycid and other beetles, and many butterflies and moths (Lepidoptera) which are themselves distasteful, often through acquiring bitter and poisonous chemicals from their plant food. All the Müllerian mimics, including bees, benefit from the reduced risk of predation that results from their easily recognised warning coloration.[71]
|
122 |
+
|
123 |
+
Bees are also mimicked by plants such as the bee orchid which imitates both the appearance and the scent of a female bee; male bees attempt to mate (pseudocopulation) with the furry lip of the flower, thus pollinating it.[72]
|
124 |
+
|
125 |
+
Brood parasites occur in several bee families including the apid subfamily Nomadinae.[73] Females of these species lack pollen collecting structures (the scopa) and do not construct their own nests. They typically enter the nests of pollen collecting species, and lay their eggs in cells provisioned by the host bee. When the "cuckoo" bee larva hatches, it consumes the host larva's pollen ball, and often the host egg also.[74] In particular, the Arctic bee species, Bombus hyperboreus is an aggressive species that attacks and enslaves other bees of the same subgenus. However, unlike many other bee brood parasites, they have pollen baskets and often collect pollen.[75]
|
126 |
+
|
127 |
+
In Southern Africa, hives of African honeybees (A. mellifera scutellata) are being destroyed by parasitic workers of the Cape honeybee, A. m. capensis. These lay diploid eggs ("thelytoky"), escaping normal worker policing, leading to the colony's destruction; the parasites can then move to other hives.[76]
|
128 |
+
|
129 |
+
The cuckoo bees in the Bombus subgenus Psithyrus are closely related to, and resemble, their hosts in looks and size. This common pattern gave rise to the ecological principle "Emery's rule". Others parasitize bees in different families, like Townsendiella, a nomadine apid, two species of which are cleptoparasites of the dasypodaid genus Hesperapis,[77] while the other species in the same genus attacks halictid bees.[78]
|
130 |
+
|
131 |
+
Four bee families (Andrenidae, Colletidae, Halictidae, and Apidae) contain some species that are crepuscular. Most are tropical or subtropical, but some live in arid regions at higher latitudes. These bees have greatly enlarged ocelli, which are extremely sensitive to light and dark, though incapable of forming images. Some have refracting superposition compound eyes: these combine the output of many elements of their compound eyes to provide enough light for each retinal photoreceptor. Their ability to fly by night enables them to avoid many predators, and to exploit flowers that produce nectar only or also at night.[79]
|
132 |
+
|
133 |
+
Vertebrate predators of bees include bee-eaters, shrikes and flycatchers, which make short sallies to catch insects in flight.[80] Swifts and swallows[80] fly almost continually, catching insects as they go. The honey buzzard attacks bees' nests and eats the larvae.[81] The greater honeyguide interacts with humans by guiding them to the nests of wild bees. The humans break open the nests and take the honey and the bird feeds on the larvae and the wax.[82] Among mammals, predators such as the badger dig up bumblebee nests and eat both the larvae and any stored food.[83]
|
134 |
+
|
135 |
+
Specialist ambush predators of visitors to flowers include crab spiders, which wait on flowering plants for pollinating insects; predatory bugs, and praying mantises,[80] some of which (the flower mantises of the tropics) wait motionless, aggressive mimics camouflaged as flowers.[84] Beewolves are large wasps that habitually attack bees;[80] the ethologist Niko Tinbergen estimated that a single colony of the beewolf Philanthus triangulum might kill several thousand honeybees in a day: all the prey he observed were honeybees.[85] Other predatory insects that sometimes catch bees include robber flies and dragonflies.[80] Honey bees are affected by parasites including acarine and Varroa mites.[86] However, some bees are believed to have a mutualistic relationship with mites.[21]
|
136 |
+
|
137 |
+
Homer's Hymn to Hermes describes three bee-maidens with the power of divination and thus speaking truth, and identifies the food of the gods as honey. Sources associated the bee maidens with Apollo and, until the 1980s, scholars followed Gottfried Hermann (1806) in incorrectly identifying the bee-maidens with the Thriae.[87] Honey, according to a Greek myth, was discovered by a nymph called Melissa ("Bee"); and honey was offered to the Greek gods from Mycenean times. Bees were also associated with the Delphic oracle and the prophetess was sometimes called a bee.[88]
|
138 |
+
|
139 |
+
The image of a community of honey bees has been used from ancient to modern times, in Aristotle and Plato; in Virgil and Seneca; in Erasmus and Shakespeare; Tolstoy, and by political and social theorists such as Bernard Mandeville and Karl Marx as a model for human society.[89] In English folklore, bees would be told of important events in the household, in a custom known as "Telling the bees".[90]
|
140 |
+
|
141 |
+
Some of the oldest examples of bees in art are rock paintings in Spain which have been dated to 15,000 BC.[91]
|
142 |
+
|
143 |
+
W. B. Yeats's poem The Lake Isle of Innisfree (1888) contains the couplet "Nine bean rows will I have there, a hive for the honey bee, / And live alone in the bee loud glade." At the time he was living in Bedford Park in the West of London.[92] Beatrix Potter's illustrated book The Tale of Mrs Tittlemouse (1910) features Babbity Bumble and her brood (pictured). Kit Williams' treasure hunt book The Bee on the Comb (1984) uses bees and beekeeping as part of its story and puzzle. Sue Monk Kidd's The Secret Life of Bees (2004), and the 2009 film starring Dakota Fanning, tells the story of a girl who escapes her abusive home and finds her way to live with a family of beekeepers, the Boatwrights.
|
144 |
+
|
145 |
+
The humorous 2007 animated film Bee Movie used Jerry Seinfeld's first script and was his first work for children; he starred as a bee named Barry B. Benson, alongside Renée Zellweger. Critics found its premise awkward and its delivery tame.[93] Dave Goulson's A Sting in the Tale (2014) describes his efforts to save bumblebees in Britain, as well as much about their biology. The playwright Laline Paull's fantasy The Bees (2015) tells the tale of a hive bee named Flora 717 from hatching onwards.[94]
|
146 |
+
|
147 |
+
Humans have kept honey bee colonies, commonly in hives, for millennia. Beekeepers collect honey, beeswax, propolis, pollen, and royal jelly from hives; bees are also kept to pollinate crops and to produce bees for sale to other beekeepers.
|
148 |
+
|
149 |
+
Depictions of humans collecting honey from wild bees date to 15,000 years ago; efforts to domesticate them are shown in Egyptian art around 4,500 years ago.[95] Simple hives and smoke were used;[96][97] jars of honey were found in the tombs of pharaohs such as Tutankhamun. From the 18th century, European understanding of the colonies and biology of bees allowed the construction of the moveable comb hive so that honey could be harvested without destroying the colony.[98][99] Among Classical Era authors, beekeeping with the use of smoke is described in Aristotle's History of Animals Book 9.[100] The account mentions that bees die after stinging; that workers remove corpses from the hive, and guard it; castes including workers and non-working drones, but "kings" rather than queens; predators including toads and bee-eaters; and the waggle dance, with the "irresistible suggestion" of άpοσειονται ("aroseiontai", it waggles) and παρακολουθούσιν ("parakolouthousin", they watch).[101][b]
|
150 |
+
|
151 |
+
Beekeeping is described in detail by Virgil in his Eclogues; it is also mentioned in his Aeneid, and in Pliny's Natural History.[101]
|
152 |
+
|
153 |
+
Bees play an important role in pollinating flowering plants, and are the major type of pollinator in many ecosystems that contain flowering plants. It is estimated that one third of the human food supply depends on pollination by insects, birds and bats, most of which is accomplished by bees, whether wild or domesticated.[102][103] Over the last half century, there has been a general decline in the species richness of wild bees and other pollinators, probably attributable to stress from increased parasites and disease, the use of pesticides, and a general decrease in the number of wild flowers. Climate change probably exacerbates the problem.[104]
|
154 |
+
|
155 |
+
Contract pollination has overtaken the role of honey production for beekeepers in many countries. After the introduction of Varroa mites, feral honey bees declined dramatically in the US, though their numbers have since recovered.[105][106] The number of colonies kept by beekeepers declined slightly, through urbanization, systematic pesticide use, tracheal and Varroa mites, and the closure of beekeeping businesses. In 2006 and 2007 the rate of attrition increased, and was described as colony collapse disorder.[107] In 2010 invertebrate iridescent virus and the fungus Nosema ceranae were shown to be in every killed colony, and deadly in combination.[108][109][110][111] Winter losses increased to about 1/3.[112][113] Varroa mites were thought to be responsible for about half the losses.[114]
|
156 |
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|
157 |
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Apart from colony collapse disorder, losses outside the US have been attributed to causes including pesticide seed dressings, using neonicotinoids such as Clothianidin, Imidacloprid and Thiamethoxam.[115][116] From 2013 the European Union restricted some pesticides to stop bee populations from declining further.[117] In 2014 the Intergovernmental Panel on Climate Change report warned that bees faced increased risk of extinction because of global warming.[118] In 2018 the European Union decided to ban field use of all three major neonicotinoids; they remain permitted in veterinary, greenhouse, and vehicle transport usage.[119]
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Farmers have focused on alternative solutions to mitigate these problems. By raising native plants, they provide food for native bee pollinators like Lasioglossum vierecki[120] and L. leucozonium,[121] leading to less reliance on honey bee populations.
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Honey is a natural product produced by bees and stored for their own use, but its sweetness has always appealed to humans. Before domestication of bees was even attempted, humans were raiding their nests for their honey. Smoke was often used to subdue the bees and such activities are depicted in rock paintings in Spain dated to 15,000 BC.[91]
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Honey bees are used commercially to produce honey.[122] They also produce some substances used as dietary supplements with possible health benefits, pollen,[123] propolis,[124] and royal jelly,[125] though all of these can also cause allergic reactions.
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Bees are partly considered edible insects. Indigenous people in many countries eat insects, including the larvae and pupae of bees, mostly stingless species. They also gather larvae, pupae and surrounding cells, known as bee brood, for consumption.[126] In the Indonesian dish botok tawon from Central and East Java, bee larvae are eaten as a companion to rice, after being mixed with shredded coconut, wrapped in banana leaves, and steamed.[127][128]
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Bee brood (pupae and larvae) although low in calcium, has been found to be high in protein and carbohydrate, and a useful source of phosphorus, magnesium, potassium, and trace minerals iron, zinc, copper, and selenium. In addition, while bee brood was high in fat, it contained no fat soluble vitamins (such as A, D, and E) but it was a good source of most of the water-soluble B-vitamins including choline as well as vitamin C. The fat was composed mostly of saturated and monounsaturated fatty acids with 2.0% being polyunsaturated fatty acids.[129][130]
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Apitherapy is a branch of alternative medicine that uses honey bee products, including raw honey, royal jelly, pollen, propolis, beeswax and apitoxin (Bee venom).[131] The claim that apitherapy treats cancer, which some proponents of apitherapy make, remains unsupported by evidence-based medicine.[132][133]
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The painful stings of bees are mostly associated with the poison gland and the Dufour's gland which are abdominal exocrine glands containing various chemicals. In Lasioglossum leucozonium, the Dufour's Gland mostly contains octadecanolide as well as some eicosanolide. There is also evidence of n-triscosane, n-heptacosane,[134] and 22-docosanolide.[135] However, the secretions of these glands could also be used for nest construction.[134]
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Agriculture is the science and art of cultivating plants and livestock.[1] Agriculture was the key development in the rise of sedentary human civilization, whereby farming of domesticated species created food surpluses that enabled people to live in cities. The history of agriculture began thousands of years ago. After gathering wild grains beginning at least 105,000 years ago, nascent farmers began to plant them around 11,500 years ago. Pigs, sheep and cattle were domesticated over 10,000 years ago. Plants were independently cultivated in at least 11 regions of the world. Industrial agriculture based on large-scale monoculture in the twentieth century came to dominate agricultural output, though about 2 billion people still depended on subsistence agriculture into the twenty-first.
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Modern agronomy, plant breeding, agrochemicals such as pesticides and fertilizers, and technological developments have sharply increased yields, while causing widespread ecological and environmental damage. Selective breeding and modern practices in animal husbandry have similarly increased the output of meat, but have raised concerns about animal welfare and environmental damage. Environmental issues include contributions to global warming, depletion of aquifers, deforestation, antibiotic resistance, and growth hormones in industrial meat production. Genetically modified organisms are widely used, although some are banned in certain countries.
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The major agricultural products can be broadly grouped into foods, fibers, fuels and raw materials (such as rubber). Food classes include cereals (grains), vegetables, fruits, oils, meat, milk, fungi and eggs. Over one-third of the world's workers are employed in agriculture, second only to the service sector, although the number of agricultural workers in developed countries has decreased significantly over the centuries.
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The word agriculture is a late Middle English adaptation of Latin agricultūra, from ager, "field", and cultūra, "cultivation" or "growing".[2] While agriculture usually refers to human activities, certain species of ant,[3][4] termite and beetle have been cultivating crops for up to 60 million years.[5] Agriculture is defined with varying scopes, in its broadest sense using natural resources to "produce commodities which maintain life, including food, fiber, forest products, horticultural crops, and their related services".[6] Thus defined, it includes arable farming, horticulture, animal husbandry and forestry, but horticulture and forestry are in practice often excluded.[6]
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The development of agriculture enabled the human population to grow many times larger than could be sustained by hunting and gathering.[9] Agriculture began independently in different parts of the globe,[10] and included a diverse range of taxa, in at least 11 separate centres of origin.[7] Wild grains were collected and eaten from at least 105,000 years ago.[11] From around 11,500 years ago, the eight Neolithic founder crops, emmer and einkorn wheat, hulled barley, peas, lentils, bitter vetch, chick peas and flax were cultivated in the Levant. Rice was domesticated in China between 11,500 and 6,200 BC with the earliest known cultivation from 5,700 BC,[12] followed by mung, soy and azuki beans. Sheep were domesticated in Mesopotamia between 13,000 and 11,000 years ago.[13] Cattle were domesticated from the wild aurochs in the areas of modern Turkey and Pakistan some 10,500 years ago.[14] Pig production emerged in Eurasia, including Europe, East Asia and Southwest Asia,[15] where wild boar were first domesticated about 10,500 years ago.[16] In the Andes of South America, the potato was domesticated between 10,000 and 7,000 years ago, along with beans, coca, llamas, alpacas, and guinea pigs. Sugarcane and some root vegetables were domesticated in New Guinea around 9,000 years ago. Sorghum was domesticated in the Sahel region of Africa by 7,000 years ago. Cotton was domesticated in Peru by 5,600 years ago,[17] and was independently domesticated in Eurasia. In Mesoamerica, wild teosinte was bred into maize by 6,000 years ago.[18]
|
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Scholars have offered multiple hypotheses to explain the historical origins of agriculture. Studies of the transition from hunter-gatherer to agricultural societies indicate an initial period of intensification and increasing sedentism; examples are the Natufian culture in the Levant, and the Early Chinese Neolithic in China. Then, wild stands that had previously been harvested started to be planted, and gradually came to be domesticated.[19][20][21]
|
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18 |
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In Eurasia, the Sumerians started to live in villages from about 8,000 BC, relying on the Tigris and Euphrates rivers and a canal system for irrigation. Ploughs appear in pictographs around 3,000 BC; seed-ploughs around 2,300 BC. Farmers grew wheat, barley, vegetables such as lentils and onions, and fruits including dates, grapes, and figs.[22] Ancient Egyptian agriculture relied on the Nile River and its seasonal flooding. Farming started in the predynastic period at the end of the Paleolithic, after 10,000 BC. Staple food crops were grains such as wheat and barley, alongside industrial crops such as flax and papyrus.[23][24] In India, wheat, barley and jujube were domesticated by 9,000 BC, soon followed by sheep and goats.[25] Cattle, sheep and goats were domesticated in Mehrgarh culture by 8,000–6,000 BC.[26][27][27][28] Cotton was cultivated by the 5th–4th millennium BC.[29] Archeological evidence indicates an animal-drawn plough from 2,500 BC in the Indus Valley Civilisation.[30]
|
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In China, from the 5th century BC there was a nationwide granary system and widespread silk farming.[31] Water-powered grain mills were in use by the 1st century BC,[32] followed by irrigation.[33] By the late 2nd century, heavy ploughs had been developed with iron ploughshares and mouldboards.[34][35] These spread westwards across Eurasia.[36] Asian rice was domesticated 8,200–13,500 years ago – depending on the molecular clock estimate that is used[37] – on the Pearl River in southern China with a single genetic origin from the wild rice Oryza rufipogon.[38] In Greece and Rome, the major cereals were wheat, emmer, and barley, alongside vegetables including peas, beans, and olives. Sheep and goats were kept mainly for dairy products.[39][40]
|
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In the Americas, crops domesticated in Mesoamerica (apart from teosinte) include squash, beans, and cocoa.[41] Cocoa was being domesticated by the Mayo Chinchipe of the upper Amazon around 3,000 BC.[42]
|
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The turkey was probably domesticated in Mexico or the American Southwest.[43] The Aztecs developed irrigation systems, formed terraced hillsides, fertilized their soil, and developed chinampas or artificial islands. The Mayas used extensive canal and raised field systems to farm swampland from 400 BC.[44][45][46][47][48] Coca was domesticated in the Andes, as were the peanut, tomato, tobacco, and pineapple.[41] Cotton was domesticated in Peru by 3,600 BC.[49] Animals including llamas, alpacas, and guinea pigs were domesticated there.[50] In North America, the indigenous people of the East domesticated crops such as sunflower, tobacco,[51] squash and Chenopodium.[52][53] Wild foods including wild rice and maple sugar were harvested.[54] The domesticated strawberry is a hybrid of a Chilean and a North American species, developed by breeding in Europe and North America.[55] The indigenous people of the Southwest and the Pacific Northwest practiced forest gardening and fire-stick farming. The natives controlled fire on a regional scale to create a low-intensity fire ecology that sustained a low-density agriculture in loose rotation; a sort of "wild" permaculture.[56][57][58][59] A system of companion planting called the Three Sisters was developed on the Great Plains. The three crops were winter squash, maize, and climbing beans.[60][61]
|
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Indigenous Australians, long supposed to have been nomadic hunter-gatherers, practised systematic burning to enhance natural productivity in fire-stick farming.[62] The Gunditjmara and other groups developed eel farming and fish trapping systems from some 5,000 years ago.[63] There is evidence of 'intensification' across the whole continent over that period.[64] In two regions of Australia, the central west coast and eastern central, early farmers cultivated yams, native millet, and bush onions, possibly in permanent settlements.[65][21]
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In the Middle Ages, both in the Islamic world and in Europe, agriculture transformed with improved techniques and the diffusion of crop plants, including the introduction of sugar, rice, cotton and fruit trees (such as the orange) to Europe by way of Al-Andalus.[66][67] After 1492 the Columbian exchange brought New World crops such as maize, potatoes, tomatoes, sweet potatoes and manioc to Europe, and Old World crops such as wheat, barley, rice and turnips, and livestock (including horses, cattle, sheep and goats) to the Americas.[68]
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Irrigation, crop rotation, and fertilizers advanced from the 17th century with the British Agricultural Revolution, allowing global population to rise significantly. Since 1900 agriculture in developed nations, and to a lesser extent in the developing world, has seen large rises in productivity as mechanization replaces human labor, and assisted by synthetic fertilizers, pesticides, and selective breeding. The Haber-Bosch method allowed the synthesis of ammonium nitrate fertilizer on an industrial scale, greatly increasing crop yields and sustaining a further increase in global population.[69][70] Modern agriculture has raised or encountered ecological, political, and economic issues including water pollution, biofuels, genetically modified organisms, tariffs and farm subsidies, leading to alternative approaches such as the organic movement.[71][72]
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Pastoralism involves managing domesticated animals. In nomadic pastoralism, herds of livestock are moved from place to place in search of pasture, fodder, and water. This type of farming is practised in arid and semi-arid regions of Sahara, Central Asia and some parts of India.[73]
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In shifting cultivation, a small area of forest is cleared by cutting and burning the trees. The cleared land is used for growing crops for a few years until the soil becomes too infertile, and the area is abandoned. Another patch of land is selected and the process is repeated. This type of farming is practiced mainly in areas with abundant rainfall where the forest regenerates quickly. This practice is used in Northeast India, Southeast Asia, and the Amazon Basin.[74]
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Subsistence farming is practiced to satisfy family or local needs alone, with little left over for transport elsewhere. It is intensively practiced in Monsoon Asia and South-East Asia.[75] An estimated 2.5 billion subsistence farmers worked in 2018, cultivating about 60% of the earth's arable land.[76]
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Intensive farming is cultivation to maximise productivity, with a low fallow ratio and a high use of inputs (water, fertilizer, pesticide and automation). It is practiced mainly in developed countries.[77][78]
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From the twentieth century, intensive agriculture increased productivity. It substituted synthetic fertilizers and pesticides for labor, but caused increased water pollution, and often involved farm subsidies. In recent years there has been a backlash against the environmental effects of conventional agriculture, resulting in the organic, regenerative, and sustainable agriculture movements.[71][80] One of the major forces behind this movement has been the European Union, which first certified organic food in 1991 and began reform of its Common Agricultural Policy (CAP) in 2005 to phase out commodity-linked farm subsidies,[81] also known as decoupling. The growth of organic farming has renewed research in alternative technologies such as integrated pest management, selective breeding,[82] and controlled-environment agriculture.[83][84] Recent mainstream technological developments include genetically modified food.[85] Demand for non-food biofuel crops,[86] development of former farm lands, rising transportation costs, climate change, growing consumer demand in China and India, and population growth,[87] are threatening food security in many parts of the world.[88][89][90][91][92] The International Fund for Agricultural Development posits that an increase in smallholder agriculture may be part of the solution to concerns about food prices and overall food security, given the favorable experience of Vietnam.[93] Soil degradation and diseases such as stem rust are major concerns globally;[94] approximately 40% of the world's agricultural land is seriously degraded.[95][96] By 2015, the agricultural output of China was the largest in the world, followed by the European Union, India and the United States.[79] Economists measure the total factor productivity of agriculture and by this measure agriculture in the United States is roughly 1.7 times more productive than it was in 1948.[97]
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Following the three-sector theory, the number of people employed in agriculture and other primary activities (such as fishing) can be more than 80% in the least developed countries, and less than 2% in the most highly developed countries.[98] Since the Industrial Revolution, many countries have made the transition to developed economies, and the proportion of people working in agriculture has steadily fallen. During the 16th century in Europe, for example, between 55 and 75% of the population was engaged in agriculture; by the 19th century, this had dropped to between 35 and 65%.[99] In the same countries today, the figure is less than 10%.[98]
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At the start of the 21st century, some one billion people, or over 1/3 of the available work force, were employed in agriculture. It constitutes approximately 70% of the global employment of children, and in many countries employs the largest percentage of women of any industry.[100] The service sector overtook the agricultural sector as the largest global employer in 2007.[101]
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Agriculture, specifically farming, remains a hazardous industry, and farmers worldwide remain at high risk of work-related injuries, lung disease, noise-induced hearing loss, skin diseases, as well as certain cancers related to chemical use and prolonged sun exposure. On industrialized farms, injuries frequently involve the use of agricultural machinery, and a common cause of fatal agricultural injuries in developed countries is tractor rollovers.[102] Pesticides and other chemicals used in farming can also be hazardous to worker health, and workers exposed to pesticides may experience illness or have children with birth defects.[103] As an industry in which families commonly share in work and live on the farm itself, entire families can be at risk for injuries, illness, and death.[104] Ages 0–6 may be an especially vulnerable population in agriculture;[105] common causes of fatal injuries among young farm workers include drowning, machinery and motor accidents, including with all-terrain vehicles.[104][105][106]
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The International Labour Organization considers agriculture "one of the most hazardous of all economic sectors".[100] It estimates that the annual work-related death toll among agricultural employees is at least 170,000, twice the average rate of other jobs. In addition, incidences of death, injury and illness related to agricultural activities often go unreported.[107] The organization has developed the Safety and Health in Agriculture Convention, 2001, which covers the range of risks in the agriculture occupation, the prevention of these risks and the role that individuals and organizations engaged in agriculture should play.[100]
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In the United States, agriculture has been identified by the National Institute for Occupational Safety and Health as a priority industry sector in the National Occupational Research Agenda to identify and provide intervention strategies for occupational health and safety issues.[108][109]
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In the European Union, the European Agency for Safety and Health at Work has issued guidelines on implementing health and safety directives in agriculture, livestock farming, horticulture, and forestry.[110] The Agricultural Safety and Health Council of America (ASHCA) also holds a yearly summit to discuss safety.[111]
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Overall production varies by country as listed.
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The twenty largest countries by agricultural output (in nominal terms) at peak level as of 2018, according to the IMF and CIA World Factbook.
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Cropping systems vary among farms depending on the available resources and constraints; geography and climate of the farm; government policy; economic, social and political pressures; and the philosophy and culture of the farmer.[113][114]
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Shifting cultivation (or slash and burn) is a system in which forests are burnt, releasing nutrients to support cultivation of annual and then perennial crops for a period of several years.[115] Then the plot is left fallow to regrow forest, and the farmer moves to a new plot, returning after many more years (10–20). This fallow period is shortened if population density grows, requiring the input of nutrients (fertilizer or manure) and some manual pest control. Annual cultivation is the next phase of intensity in which there is no fallow period. This requires even greater nutrient and pest control inputs.[115]
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Further industrialization led to the use of monocultures, when one cultivar is planted on a large acreage. Because of the low biodiversity, nutrient use is uniform and pests tend to build up, necessitating the greater use of pesticides and fertilizers.[114] Multiple cropping, in which several crops are grown sequentially in one year, and intercropping, when several crops are grown at the same time, are other kinds of annual cropping systems known as polycultures.[115]
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In subtropical and arid environments, the timing and extent of agriculture may be limited by rainfall, either not allowing multiple annual crops in a year, or requiring irrigation. In all of these environments perennial crops are grown (coffee, chocolate) and systems are practiced such as agroforestry. In temperate environments, where ecosystems were predominantly grassland or prairie, highly productive annual farming is the dominant agricultural system.[115]
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Important categories of food crops include cereals, legumes, forage, fruits and vegetables.[116] Natural fibers include cotton, wool, hemp, silk and flax.[117] Specific crops are cultivated in distinct growing regions throughout the world. Production is listed in millions of metric tons, based on FAO estimates.[116]
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Animal husbandry is the breeding and raising of animals for meat, milk, eggs, or wool, and for work and transport.[118] Working animals, including horses, mules, oxen, water buffalo, camels, llamas, alpacas, donkeys, and dogs, have for centuries been used to help cultivate fields, harvest crops, wrangle other animals, and transport farm products to buyers.[119]
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Livestock production systems can be defined based on feed source, as grassland-based, mixed, and landless.[120] As of 2010[update], 30% of Earth's ice- and water-free area was used for producing livestock, with the sector employing approximately 1.3 billion people. Between the 1960s and the 2000s, there was a significant increase in livestock production, both by numbers and by carcass weight, especially among beef, pigs and chickens, the latter of which had production increased by almost a factor of 10. Non-meat animals, such as milk cows and egg-producing chickens, also showed significant production increases. Global cattle, sheep and goat populations are expected to continue to increase sharply through 2050.[121] Aquaculture or fish farming, the production of fish for human consumption in confined operations, is one of the fastest growing sectors of food production, growing at an average of 9% a year between 1975 and 2007.[122]
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During the second half of the 20th century, producers using selective breeding focused on creating livestock breeds and crossbreeds that increased production, while mostly disregarding the need to preserve genetic diversity. This trend has led to a significant decrease in genetic diversity and resources among livestock breeds, leading to a corresponding decrease in disease resistance and local adaptations previously found among traditional breeds.[123]
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Grassland based livestock production relies upon plant material such as shrubland, rangeland, and pastures for feeding ruminant animals. Outside nutrient inputs may be used, however manure is returned directly to the grassland as a major nutrient source. This system is particularly important in areas where crop production is not feasible because of climate or soil, representing 30–40 million pastoralists.[115] Mixed production systems use grassland, fodder crops and grain feed crops as feed for ruminant and monogastric (one stomach; mainly chickens and pigs) livestock. Manure is typically recycled in mixed systems as a fertilizer for crops.[120]
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Landless systems rely upon feed from outside the farm, representing the de-linking of crop and livestock production found more prevalently in Organisation for Economic Co-operation and Development member countries. Synthetic fertilizers are more heavily relied upon for crop production and manure utilization becomes a challenge as well as a source for pollution.[120] Industrialized countries use these operations to produce much of the global supplies of poultry and pork. Scientists estimate that 75% of the growth in livestock production between 2003 and 2030 will be in confined animal feeding operations, sometimes called factory farming. Much of this growth is happening in developing countries in Asia, with much smaller amounts of growth in Africa.[121] Some of the practices used in commercial livestock production, including the usage of growth hormones, are controversial.[124]
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Tillage is the practice of breaking up the soil with tools such as the plow or harrow to prepare for planting, for nutrient incorporation, or for pest control. Tillage varies in intensity from conventional to no-till. It may improve productivity by warming the soil, incorporating fertilizer and controlling weeds, but also renders soil more prone to erosion, triggers the decomposition of organic matter releasing CO2, and reduces the abundance and diversity of soil organisms.[125][126]
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Pest control includes the management of weeds, insects, mites, and diseases. Chemical (pesticides), biological (biocontrol), mechanical (tillage), and cultural practices are used. Cultural practices include crop rotation, culling, cover crops, intercropping, composting, avoidance, and resistance. Integrated pest management attempts to use all of these methods to keep pest populations below the number which would cause economic loss, and recommends pesticides as a last resort.[127]
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Nutrient management includes both the source of nutrient inputs for crop and livestock production, and the method of utilization of manure produced by livestock. Nutrient inputs can be chemical inorganic fertilizers, manure, green manure, compost and minerals.[128] Crop nutrient use may also be managed using cultural techniques such as crop rotation or a fallow period. Manure is used either by holding livestock where the feed crop is growing, such as in managed intensive rotational grazing, or by spreading either dry or liquid formulations of manure on cropland or pastures.[129][125]
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Water management is needed where rainfall is insufficient or variable, which occurs to some degree in most regions of the world.[115] Some farmers use irrigation to supplement rainfall. In other areas such as the Great Plains in the U.S. and Canada, farmers use a fallow year to conserve soil moisture to use for growing a crop in the following year.[130] Agriculture represents 70% of freshwater use worldwide.[131]
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According to a report by the International Food Policy Research Institute, agricultural technologies will have the greatest impact on food production if adopted in combination with each other; using a model that assessed how eleven technologies could impact agricultural productivity, food security and trade by 2050, the International Food Policy Research Institute found that the number of people at risk from hunger could be reduced by as much as 40% and food prices could be reduced by almost half.[132]
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Payment for ecosystem services is a method of providing additional incentives to encourage farmers to conserve some aspects of the environment. Measures might include paying for reforestation upstream of a city, to improve the supply of fresh water.[133]
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Crop alteration has been practiced by humankind for thousands of years, since the beginning of civilization. Altering crops through breeding practices changes the genetic make-up of a plant to develop crops with more beneficial characteristics for humans, for example, larger fruits or seeds, drought-tolerance, or resistance to pests. Significant advances in plant breeding ensued after the work of geneticist Gregor Mendel. His work on dominant and recessive alleles, although initially largely ignored for almost 50 years, gave plant breeders a better understanding of genetics and breeding techniques. Crop breeding includes techniques such as plant selection with desirable traits, self-pollination and cross-pollination, and molecular techniques that genetically modify the organism.[134]
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Domestication of plants has, over the centuries increased yield, improved disease resistance and drought tolerance, eased harvest and improved the taste and nutritional value of crop plants. Careful selection and breeding have had enormous effects on the characteristics of crop plants. Plant selection and breeding in the 1920s and 1930s improved pasture (grasses and clover) in New Zealand. Extensive X-ray and ultraviolet induced mutagenesis efforts (i.e. primitive genetic engineering) during the 1950s produced the modern commercial varieties of grains such as wheat, corn (maize) and barley.[135][136]
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The Green Revolution popularized the use of conventional hybridization to sharply increase yield by creating "high-yielding varieties". For example, average yields of corn (maize) in the US have increased from around 2.5 tons per hectare (t/ha) (40 bushels per acre) in 1900 to about 9.4 t/ha (150 bushels per acre) in 2001. Similarly, worldwide average wheat yields have increased from less than 1 t/ha in 1900 to more than 2.5 t/ha in 1990. South American average wheat yields are around 2 t/ha, African under 1 t/ha, and Egypt and Arabia up to 3.5 to 4 t/ha with irrigation. In contrast, the average wheat yield in countries such as France is over 8 t/ha. Variations in yields are due mainly to variation in climate, genetics, and the level of intensive farming techniques (use of fertilizers, chemical pest control, growth control to avoid lodging).[137][138][139]
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Genetically modified organisms (GMO) are organisms whose genetic material has been altered by genetic engineering techniques generally known as recombinant DNA technology. Genetic engineering has expanded the genes available to breeders to utilize in creating desired germlines for new crops. Increased durability, nutritional content, insect and virus resistance and herbicide tolerance are a few of the attributes bred into crops through genetic engineering.[140] For some, GMO crops cause food safety and food labeling concerns. Numerous countries have placed restrictions on the production, import or use of GMO foods and crops.[141] Currently a global treaty, the Biosafety Protocol, regulates the trade of GMOs. There is ongoing discussion regarding the labeling of foods made from GMOs, and while the EU currently requires all GMO foods to be labeled, the US does not.[142]
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Herbicide-resistant seed has a gene implanted into its genome that allows the plants to tolerate exposure to herbicides, including glyphosate. These seeds allow the farmer to grow a crop that can be sprayed with herbicides to control weeds without harming the resistant crop. Herbicide-tolerant crops are used by farmers worldwide.[143] With the increasing use of herbicide-tolerant crops, comes an increase in the use of glyphosate-based herbicide sprays. In some areas glyphosate resistant weeds have developed, causing farmers to switch to other herbicides.[144][145] Some studies also link widespread glyphosate usage to iron deficiencies in some crops, which is both a crop production and a nutritional quality concern, with potential economic and health implications.[146]
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Other GMO crops used by growers include insect-resistant crops, which have a gene from the soil bacterium Bacillus thuringiensis (Bt), which produces a toxin specific to insects. These crops resist damage by insects.[147] Some believe that similar or better pest-resistance traits can be acquired through traditional breeding practices, and resistance to various pests can be gained through hybridization or cross-pollination with wild species. In some cases, wild species are the primary source of resistance traits; some tomato cultivars that have gained resistance to at least 19 diseases did so through crossing with wild populations of tomatoes.[148]
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Agriculture imposes multiple external costs upon society through effects such as pesticide damage to nature (especially herbicides and insecticides), nutrient runoff, excessive water usage, and loss of natural environment. A 2000 assessment of agriculture in the UK determined total external costs for 1996 of £2,343 million, or £208 per hectare.[149] A 2005 analysis of these costs in the US concluded that cropland imposes approximately $5 to $16 billion ($30 to $96 per hectare), while livestock production imposes $714 million.[150] Both studies, which focused solely on the fiscal impacts, concluded that more should be done to internalize external costs. Neither included subsidies in their analysis, but they noted that subsidies also influence the cost of agriculture to society.[149][150]
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Agriculture seeks to increase yield and to reduce costs. Yield increases with inputs such as fertilisers and removal of pathogens, predators, and competitors (such as weeds). Costs decrease with increasing scale of farm units, such as making fields larger; this means removing hedges, ditches and other areas of habitat. Pesticides kill insects, plants and fungi. These and other measures have cut biodiversity to very low levels on intensively farmed land.[151]
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In 2010, the International Resource Panel of the United Nations Environment Programme assessed the environmental impacts of consumption and production. It found that agriculture and food consumption are two of the most important drivers of environmental pressures, particularly habitat change, climate change, water use and toxic emissions. Agriculture is the main source of toxins released into the environment, including insecticides, especially those used on cotton.[152] The 2011 UNEP Green Economy report states that "[a]agricultural operations, excluding land use changes, produce approximately 13 per cent of anthropogenic global GHG emissions. This includes GHGs emitted by the use of inorganic fertilizers agro-chemical pesticides and herbicides; (GHG emissions resulting from production of these inputs are included in industrial emissions); and fossil fuel-energy inputs.[153] "On average we find that the total amount of fresh residues from agricultural and forestry production for second- generation biofuel production amounts to 3.8 billion tonnes per year between 2011 and 2050 (with an average annual growth rate of 11 per cent throughout the period analysed, accounting for higher growth during early years, 48 per cent for 2011–2020 and an average 2 per cent annual expansion after 2020)."[153]
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A senior UN official, Henning Steinfeld, said that "Livestock are one of the most significant contributors to today's most serious environmental problems".[154] Livestock production occupies 70% of all land used for agriculture, or 30% of the land surface of the planet. It is one of the largest sources of greenhouse gases, responsible for 18% of the world's greenhouse gas emissions as measured in CO2 equivalents. By comparison, all transportation emits 13.5% of the CO2. It produces 65% of human-related nitrous oxide (which has 296 times the global warming potential of CO2,) and 37% of all human-induced methane (which is 23 times as warming as CO2.) It also generates 64% of the ammonia emission. Livestock expansion is cited as a key factor driving deforestation; in the Amazon basin 70% of previously forested area is now occupied by pastures and the remainder used for feedcrops.[155] Through deforestation and land degradation, livestock is also driving reductions in biodiversity. Furthermore, the UNEP states that "methane emissions from global livestock are projected to increase by 60 per cent by 2030 under current practices and consumption patterns."[153]
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Land transformation, the use of land to yield goods and services, is the most substantial way humans alter the Earth's ecosystems, and is considered the driving force in the loss of biodiversity. Estimates of the amount of land transformed by humans vary from 39 to 50%.[156] Land degradation, the long-term decline in ecosystem function and productivity, is estimated to be occurring on 24% of land worldwide, with cropland overrepresented.[157] The UN-FAO report cites land management as the driving factor behind degradation and reports that 1.5 billion people rely upon the degrading land. Degradation can be deforestation, desertification, soil erosion, mineral depletion, or chemical degradation (acidification and salinization).[115]
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Agriculture lead to rise in Zoonotic disease like the Coronavirus disease 2019, by degrading natural buffers between humans and animals, reducing biodiversity and creating big groups of genetically similar animals[158][159].
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Eutrophication, excessive nutrients in aquatic ecosystems resulting in algal bloom and anoxia, leads to fish kills, loss of biodiversity, and renders water unfit for drinking and other industrial uses. Excessive fertilization and manure application to cropland, as well as high livestock stocking densities cause nutrient (mainly nitrogen and phosphorus) runoff and leaching from agricultural land. These nutrients are major nonpoint pollutants contributing to eutrophication of aquatic ecosystems and pollution of groundwater, with harmful effects on human populations.[160] Fertilisers also reduce terrestrial biodiversity by increasing competition for light, favouring those species that are able to benefit from the added nutrients.[161]
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Agriculture accounts for 70 percent of withdrawals of freshwater resources.[162] Agriculture is a major draw on water from aquifers, and currently draws from those underground water sources at an unsustainable rate. It is long known that aquifers in areas as diverse as northern China, the Upper Ganges and the western US are being depleted, and new research extends these problems to aquifers in Iran, Mexico and Saudi Arabia.[163] Increasing pressure is being placed on water resources by industry and urban areas, meaning that water scarcity is increasing and agriculture is facing the challenge of producing more food for the world's growing population with reduced water resources.[164] Agricultural water usage can also cause major environmental problems, including the destruction of natural wetlands, the spread of water-borne diseases, and land degradation through salinization and waterlogging, when irrigation is performed incorrectly.[165]
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Pesticide use has increased since 1950 to 2.5 million short tons annually worldwide, yet crop loss from pests has remained relatively constant.[166] The World Health Organization estimated in 1992 that three million pesticide poisonings occur annually, causing 220,000 deaths.[167] Pesticides select for pesticide resistance in the pest population, leading to a condition termed the "pesticide treadmill" in which pest resistance warrants the development of a new pesticide.[168]
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An alternative argument is that the way to "save the environment" and prevent famine is by using pesticides and intensive high yield farming, a view exemplified by a quote heading the Center for Global Food Issues website: 'Growing more per acre leaves more land for nature'.[169][170] However, critics argue that a trade-off between the environment and a need for food is not inevitable,[171] and that pesticides simply replace good agronomic practices such as crop rotation.[168] The Push–pull agricultural pest management technique involves intercropping, using plant aromas to repel pests from crops (push) and to lure them to a place from which they can then be removed (pull).[172]
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Global warming and agriculture are interrelated on a global scale. Global warming affects agriculture through changes in average temperatures, rainfall, and weather extremes (like storms and heat waves); changes in pests and diseases; changes in atmospheric carbon dioxide and ground-level ozone concentrations; changes in the nutritional quality of some foods;[173] and changes in sea level.[174] Global warming is already affecting agriculture, with effects unevenly distributed across the world.[175] Future climate change will probably negatively affect crop production in low latitude countries, while effects in northern latitudes may be positive or negative.[175] Global warming will probably increase the risk of food insecurity for some vulnerable groups, such as the poor.[176]
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Animal husbandry is also responsible for greenhouse gas production of CO2 and a percentage of the world's methane, and future land infertility, and the displacement of wildlife. Agriculture contributes to climate change by anthropogenic emissions of greenhouse gases, and by the conversion of non-agricultural land such as forest for agricultural use.[177] Agriculture, forestry and land-use change contributed around 20 to 25% to global annual emissions in 2010.[178] A range of policies can reduce the risk of negative climate change impacts on agriculture,[179][180] and greenhouse gas emissions from the agriculture sector.[181][182][183]
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Current farming methods have resulted in over-stretched water resources, high levels of erosion and reduced soil fertility. There is not enough water to continue farming using current practices; therefore how critical water, land, and ecosystem resources are used to boost crop yields must be reconsidered. A solution would be to give value to ecosystems, recognizing environmental and livelihood tradeoffs, and balancing the rights of a variety of users and interests.[184] Inequities that result when such measures are adopted would need to be addressed, such as the reallocation of water from poor to rich, the clearing of land to make way for more productive farmland, or the preservation of a wetland system that limits fishing rights.[185]
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Technological advancements help provide farmers with tools and resources to make farming more sustainable.[186] Technology permits innovations like conservation tillage, a farming process which helps prevent land loss to erosion, reduces water pollution, and enhances carbon sequestration.[187] Other potential practices include conservation agriculture, agroforestry, improved grazing, avoided grassland conversion, and biochar.[188][189] Current mono-crop farming practices in the United States preclude widespread adoption of sustainable practices, such as 2-3 crop rotations that incorporate grass or hay with annual crops, unless negative emission goals such as soil carbon sequestration become policy.[190]
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According to a report by the International Food Policy Research Institute (IFPRI),[132] agricultural technologies will have the greatest impact on food production if adopted in combination with each other; using a model that assessed how eleven technologies could impact agricultural productivity, food security and trade by 2050, IFPRI found that the number of people at risk from hunger could be reduced by as much as 40% and food prices could be reduced by almost half.[132] The caloric demand of Earth's projected population, with current climate change predictions, can be satisfied by additional improvement of agricultural methods, expansion of agricultural areas, and a sustainability-oriented consumer mindset.[191]
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Since the 1940s, agricultural productivity has increased dramatically, due largely to the increased use of energy-intensive mechanization, fertilizers and pesticides. The vast majority of this energy input comes from fossil fuel sources.[192] Between the 1960s and the 1980s, the Green Revolution transformed agriculture around the globe, with world grain production increasing significantly (between 70% and 390% for wheat and 60% to 150% for rice, depending on geographic area)[193] as world population doubled. Heavy reliance on petrochemicals has raised concerns that oil shortages could increase costs and reduce agricultural output.[194]
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Industrialized agriculture depends on fossil fuels in two fundamental ways: direct consumption on the farm and manufacture of inputs used on the farm. Direct consumption includes the use of lubricants and fuels to operate farm vehicles and machinery.[194]
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Indirect consumption includes the manufacture of fertilizers, pesticides, and farm machinery.[194] In particular, the production of nitrogen fertilizer can account for over half of agricultural energy usage.[198] Together, direct and indirect consumption by US farms accounts for about 2% of the nation's energy use. Direct and indirect energy consumption by U.S. farms peaked in 1979, and has since gradually declined.[194] Food systems encompass not just agriculture but off-farm processing, packaging, transporting, marketing, consumption, and disposal of food and food-related items. Agriculture accounts for less than one-fifth of food system energy use in the US.[199][196]
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Agricultural economics is economics as it relates to the "production, distribution and consumption of [agricultural] goods and services".[200] Combining agricultural production with general theories of marketing and business as a discipline of study began in the late 1800s, and grew significantly through the 20th century.[201] Although the study of agricultural economics is relatively recent, major trends in agriculture have significantly affected national and international economies throughout history, ranging from tenant farmers and sharecropping in the post-American Civil War Southern United States[202] to the European feudal system of manorialism.[203] In the United States, and elsewhere, food costs attributed to food processing, distribution, and agricultural marketing, sometimes referred to as the value chain, have risen while the costs attributed to farming have declined. This is related to the greater efficiency of farming, combined with the increased level of value addition (e.g. more highly processed products) provided by the supply chain. Market concentration has increased in the sector as well, and although the total effect of the increased market concentration is likely increased efficiency, the changes redistribute economic surplus from producers (farmers) and consumers, and may have negative implications for rural communities.[204]
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National government policies can significantly change the economic marketplace for agricultural products, in the form of taxation, subsidies, tariffs and other measures.[206] Since at least the 1960s, a combination of trade restrictions, exchange rate policies and subsidies have affected farmers in both the developing and the developed world. In the 1980s, non-subsidized farmers in developing countries experienced adverse effects from national policies that created artificially low global prices for farm products. Between the mid-1980s and the early 2000s, several international agreements limited agricultural tariffs, subsidies and other trade restrictions.[207]
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However, as of 2009[update], there was still a significant amount of policy-driven distortion in global agricultural product prices. The three agricultural products with the greatest amount of trade distortion were sugar, milk and rice, mainly due to taxation. Among the oilseeds, sesame had the greatest amount of taxation, but overall, feed grains and oilseeds had much lower levels of taxation than livestock products. Since the 1980s, policy-driven distortions have seen a greater decrease among livestock products than crops during the worldwide reforms in agricultural policy.[206] Despite this progress, certain crops, such as cotton, still see subsidies in developed countries artificially deflating global prices, causing hardship in developing countries with non-subsidized farmers.[208] Unprocessed commodities such as corn, soybeans, and cattle are generally graded to indicate quality, affecting the price the producer receives. Commodities are generally reported by production quantities, such as volume, number or weight.[209]
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Agricultural science is a broad multidisciplinary field of biology that encompasses the parts of exact, natural, economic and social sciences used in the practice and understanding of agriculture. It covers topics such as agronomy, plant breeding and genetics, plant pathology, crop modelling, soil science, entomology, production techniques and improvement, study of pests and their management, and study of adverse environmental effects such as soil degradation, waste management, and bioremediation.[210][211]
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The scientific study of agriculture began in the 18th century, when Johann Friedrich Mayer conducted experiments on the use of gypsum (hydrated calcium sulphate) as a fertilizer.[212] Research became more systematic when in 1843, John Lawes and Henry Gilbert began a set of long-term agronomy field experiments at Rothamsted Research Station in England; some of them, such as the Park Grass Experiment, are still running.[213][214] In America, the Hatch Act of 1887 provided funding for what it was the first to call "agricultural science", driven by farmers' interest in fertilizers.[215] In agricultural entomology, the USDA began to research biological control in 1881; it instituted its first large program in 1905, searching Europe and Japan for natural enemies of the gypsy moth and brown-tail moth, establishing parasitoids (such as solitary wasps) and predators of both pests in the USA.[216][217][218]
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Agricultural policy is the set of government decisions and actions relating to domestic agriculture and imports of foreign agricultural products. Governments usually implement agricultural policies with the goal of achieving a specific outcome in the domestic agricultural product markets. Some overarching themes include risk management and adjustment (including policies related to climate change, food safety and natural disasters), economic stability (including policies related to taxes), natural resources and environmental sustainability (especially water policy), research and development, and market access for domestic commodities (including relations with global organizations and agreements with other countries).[220] Agricultural policy can also touch on food quality, ensuring that the food supply is of a consistent and known quality, food security, ensuring that the food supply meets the population's needs, and conservation. Policy programs can range from financial programs, such as subsidies, to encouraging producers to enroll in voluntary quality assurance programs.[221]
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There are many influences on the creation of agricultural policy, including consumers, agribusiness, trade lobbies and other groups. Agribusiness interests hold a large amount of influence over policy making, in the form of lobbying and campaign contributions. Political action groups, including those interested in environmental issues and labor unions, also provide influence, as do lobbying organizations representing individual agricultural commodities.[222] The Food and Agriculture Organization of the United Nations (FAO) leads international efforts to defeat hunger and provides a forum for the negotiation of global agricultural regulations and agreements. Dr. Samuel Jutzi, director of FAO's animal production and health division, states that lobbying by large corporations has stopped reforms that would improve human health and the environment. For example, proposals in 2010 for a voluntary code of conduct for the livestock industry that would have provided incentives for improving standards for health, and environmental regulations, such as the number of animals an area of land can support without long-term damage, were successfully defeated due to large food company pressure.[223]
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An electronic calculator is typically a portable electronic device used to perform calculations, ranging from basic arithmetic to complex mathematics.
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The first solid-state electronic calculator was created in the early 1960s. Pocket-sized devices became available in the 1970s, especially after the Intel 4004, the first microprocessor, was developed by Intel for the Japanese calculator company Busicom. They later became used commonly within the petroleum industry (oil and gas).
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Modern electronic calculators vary from cheap, give-away, credit-card-sized models to sturdy desktop models with built-in printers. They became popular in the mid-1970s as the incorporation of integrated circuits reduced their size and cost. By the end of that decade, prices had dropped to the point where a basic calculator was affordable to most and they became common in schools.
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Computer operating systems as far back as early Unix have included interactive calculator programs such as dc and hoc, and calculator functions are included in almost all personal digital assistant (PDA) type devices, the exceptions being a few dedicated address book and dictionary devices.
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In addition to general purpose calculators, there are those designed for specific markets. For example, there are scientific calculators which include trigonometric and statistical calculations. Some calculators even have the ability to do computer algebra. Graphing calculators can be used to graph functions defined on the real line, or higher-dimensional Euclidean space. As of 2016[update], basic calculators cost little, but scientific and graphing models tend to cost more.
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In 1986, calculators still represented an estimated 41% of the world's general-purpose hardware capacity to compute information. By 2007, this had diminished to less than 0.05%.[1]
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Electronic calculators contain a keyboard with buttons for digits and arithmetical operations; some even contain "00" and "000" buttons to make larger or smaller numbers easier to enter. Most basic calculators assign only one digit or operation on each button; however, in more specific calculators, a button can perform multi-function working with key combinations.
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Calculators usually have liquid-crystal displays (LCD) as output in place of historical light-emitting diode (LED) displays and vacuum fluorescent displays (VFD); details are provided in the section Technical improvements.
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Large-sized figures are often used to improve readability; while using decimal separator (usually a point rather than a comma) instead of or in addition to vulgar fractions. Various symbols for function commands may also be shown on the display. Fractions such as 1⁄3 are displayed as decimal approximations, for example rounded to 0.33333333. Also, some fractions (such as 1⁄7, which is 0.14285714285714; to 14 significant figures) can be difficult to recognize in decimal form; as a result, many scientific calculators are able to work in vulgar fractions or mixed numbers.
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Calculators also have the ability to store numbers into computer memory. Basic calculators usually store only one number at a time; more specific types are able to store many numbers represented in variables. The variables can also be used for constructing formulas. Some models have the ability to extend memory capacity to store more numbers; the extended memory address is termed an array index.
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Power sources of calculators are: batteries, solar cells or mains electricity (for old models), turning on with a switch or button. Some models even have no turn-off button but they provide some way to put off (for example, leaving no operation for a moment, covering solar cell exposure, or closing their lid). Crank-powered calculators were also common in the early computer era.
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The following keys are common to most pocket calculators. While the arrangement of the digits is standard, the positions of other keys vary from model to model; the illustration is an example.
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In general, a basic electronic calculator consists of the following components:[2]
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Clock rate of a processor chip refers to the frequency at which the central processing unit (CPU) is running. It is used as an indicator of the processor's speed, and is measured in clock cycles per second or the SI unit hertz (Hz). For basic calculators, the speed can vary from a few hundred hertz to the kilohertz range.
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A basic explanation as to how calculations are performed in a simple four-function calculator:
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To perform the calculation 25 + 9, one presses keys in the following sequence on most calculators: 2 5 + 9 =.
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Other functions are usually performed using repeated additions or subtractions.
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Most pocket calculators do all their calculations in BCD rather than a floating-point representation. BCD is common in electronic systems where a numeric value is to be displayed, especially in systems consisting solely of digital logic, and not containing a microprocessor. By employing BCD, the manipulation of numerical data for display can be greatly simplified by treating each digit as a separate single sub-circuit. This matches much more closely the physical reality of display hardware—a designer might choose to use a series of separate identical seven-segment displays to build a metering circuit, for example. If the numeric quantity were stored and manipulated as pure binary, interfacing to such a display would require complex circuitry. Therefore, in cases where the calculations are relatively simple, working throughout with BCD can lead to a simpler overall system than converting to and from binary.
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The same argument applies when hardware of this type uses an embedded microcontroller or other small processor. Often, smaller code results when representing numbers internally in BCD format, since a conversion from or to binary representation can be expensive on such limited processors. For these applications, some small processors feature BCD arithmetic modes, which assist when writing routines that manipulate BCD quantities.[3][4]
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Where calculators have added functions (such as square root, or trigonometric functions), software algorithms are required to produce high precision results. Sometimes significant design effort is needed to fit all the desired functions in the limited memory space available in the calculator chip, with acceptable calculation time.[5]
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The fundamental difference between a calculator and computer is that a computer can be programmed in a way that allows the program to take different branches according to intermediate results, while calculators are pre-designed with specific functions (such as addition, multiplication, and logarithms) built in. The distinction is not clear-cut: some devices classed as programmable calculators have programming functions, sometimes with support for programming languages (such as RPL or TI-BASIC).
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For instance, instead of a hardware multiplier, a calculator might implement floating point mathematics with code in read-only memory (ROM), and compute trigonometric functions with the CORDIC algorithm because CORDIC does not require much multiplication. Bit serial logic designs are more common in calculators whereas bit parallel designs dominate general-purpose computers, because a bit serial design minimizes chip complexity, but takes many more clock cycles. This distinction blurs with high-end calculators, which use processor chips associated with computer and embedded systems design, more so the Z80, MC68000, and ARM architectures, and some custom designs specialized for the calculator market.
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The first known tools used to aid arithmetic calculations were: bones (used to tally items), pebbles, and counting boards, and the abacus, known to have been used by Sumerians and Egyptians before 2000 BC.[6] Except for the Antikythera mechanism (an "out of the time" astronomical device), development of computing tools arrived near the start of the 17th century: the geometric-military compass (by Galileo), logarithms and Napier bones (by Napier), and the slide rule (by Edmund Gunter).
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49 |
+
In 1642, the Renaissance saw the invention of the mechanical calculator (by Wilhelm Schickard[7] and several decades later Blaise Pascal[8]), a device that was at times somewhat over-promoted as being able to perform all four arithmetic operations with minimal human intervention.[9] Pascal's calculator could add and subtract two numbers directly and thus, if the tedium could be borne, multiply and divide by repetition. Schickard's machine, constructed several decades earlier, used a clever set of mechanised multiplication tables to ease the process of multiplication and division with the adding machine as a means of completing this operation. (Because they were different inventions with different aims a debate about whether Pascal or Schickard should be credited as the "inventor" of the adding machine (or calculating machine) is probably pointless.[10]) Schickard and Pascal were followed by Gottfried Leibniz who spent forty years designing a four-operation mechanical calculator, the stepped reckoner, inventing in the process his leibniz wheel, but who couldn't design a fully operational machine.[11] There were also five unsuccessful attempts to design a calculating clock in the 17th century.[12]
|
50 |
+
|
51 |
+
The 18th century saw the arrival of some notable improvements, first by Poleni with the first fully functional calculating clock and four-operation machine, but these machines were almost always one of the kind. Luigi Torchi invented the first direct multiplication machine in 1834: this was also the second key-driven machine in the world, following that of James White (1822).[13] It was not until the 19th century and the Industrial Revolution that real developments began to occur. Although machines capable of performing all four arithmetic functions existed prior to the 19th century, the refinement of manufacturing and fabrication processes during the eve of the industrial revolution made large scale production of more compact and modern units possible. The Arithmometer, invented in 1820 as a four-operation mechanical calculator, was released to production in 1851 as an adding machine and became the first commercially successful unit; forty years later, by 1890, about 2,500 arithmometers had been sold[14] plus a few hundreds more from two arithmometer clone makers (Burkhardt, Germany, 1878 and Layton, UK, 1883) and Felt and Tarrant, the only other competitor in true commercial production, had sold 100 comptometers.[15]
|
52 |
+
|
53 |
+
It wasn't until 1902 that the familiar push-button user interface was developed, with the introduction of the Dalton Adding Machine, developed by James L. Dalton in the United States.
|
54 |
+
|
55 |
+
In 1921, Edith Clarke invented the "Clarke calculator", a simple graph-based calculator for solving line equations involving hyperbolic functions. This allowed electrical engineers to simplify calculations for inductance and capacitance in power transmission lines.[16]
|
56 |
+
|
57 |
+
The Curta calculator was developed in 1948 and, although costly, became popular for its portability. This purely mechanical hand-held device could do addition, subtraction, multiplication and division. By the early 1970s electronic pocket calculators ended manufacture of mechanical calculators, although the Curta remains a popular collectable item.
|
58 |
+
|
59 |
+
The first mainframe computers, using firstly vacuum tubes and later transistors in the logic circuits, appeared in the 1940s and 1950s. This technology was to provide a stepping stone to the development of electronic calculators.
|
60 |
+
|
61 |
+
The Casio Computer Company, in Japan, released the Model 14-A calculator in 1957, which was the world's first all-electric (relatively) compact calculator. It did not use electronic logic but was based on relay technology, and was built into a desk.
|
62 |
+
|
63 |
+
In October 1961, the world's first all-electronic desktop calculator, the British Bell Punch/Sumlock Comptometer ANITA (A New Inspiration To Arithmetic/Accounting) was announced.[17][18] This machine used vacuum tubes, cold-cathode tubes and Dekatrons in its circuits, with 12 cold-cathode "Nixie" tubes for its display. Two models were displayed, the Mk VII for continental Europe and the Mk VIII for Britain and the rest of the world, both for delivery from early 1962. The Mk VII was a slightly earlier design with a more complicated mode of multiplication, and was soon dropped in favour of the simpler Mark VIII. The ANITA had a full keyboard, similar to mechanical comptometers of the time, a feature that was unique to it and the later Sharp CS-10A among electronic calculators. The ANITA weighed roughly 33 pounds (15 kg) due to its large tube system.[19] Bell Punch had been producing key-driven mechanical calculators of the comptometer type under the names "Plus" and "Sumlock", and had realised in the mid-1950s that the future of calculators lay in electronics. They employed the young graduate Norbert Kitz, who had worked on the early British Pilot ACE computer project, to lead the development. The ANITA sold well since it was the only electronic desktop calculator available, and was silent and quick.
|
64 |
+
|
65 |
+
The tube technology of the ANITA was superseded in June 1963 by the U.S. manufactured Friden EC-130, which had an all-transistor design, a stack of four 13-digit numbers displayed on a 5-inch (13 cm) cathode ray tube (CRT), and introduced Reverse Polish Notation (RPN) to the calculator market for a price of $2200, which was about three times the cost of an electromechanical calculator of the time. Like Bell Punch, Friden was a manufacturer of mechanical calculators that had decided that the future lay in electronics. In 1964 more all-transistor electronic calculators were introduced: Sharp introduced the CS-10A, which weighed 25 kilograms (55 lb) and cost 500,000 yen ($4528), and Industria Macchine Elettroniche of Italy introduced the IME 84, to which several extra keyboard and display units could be connected so that several people could make use of it (but apparently not at the same time).
|
66 |
+
|
67 |
+
There followed a series of electronic calculator models from these and other manufacturers, including Canon, Mathatronics, Olivetti, SCM (Smith-Corona-Marchant), Sony, Toshiba, and Wang. The early calculators used hundreds of germanium transistors, which were cheaper than silicon transistors, on multiple circuit boards. Display types used were CRT, cold-cathode Nixie tubes, and filament lamps. Memory technology was usually based on the delay line memory or the magnetic core memory, though the Toshiba "Toscal" BC-1411 appears to have used an early form of dynamic RAM built from discrete components. Already there was a desire for smaller and less power-hungry machines.
|
68 |
+
|
69 |
+
Bulgaria's ELKA 6521,[20][21] introduced in 1965, was developed by the Central Institute for Calculation Technologies and built at the Elektronika factory in Sofia. The name derives from ELektronen KAlkulator, and it weighed around 8 kg (18 lb). It is the first calculator in the world which includes the square root function. Later that same year were released the ELKA 22 (with a luminescent display)[20][22][23] and the ELKA 25, with an in-built printer. Several other models were developed until the first pocket model, the ELKA 101, was released in 1974. The writing on it was in Roman script, and it was exported to western countries.[20][24][25]
|
70 |
+
|
71 |
+
The first desktop programmable calculators were produced in the mid-1960s. They included the Mathatronics Mathatron (1964) and the Olivetti Programma 101 (late 1965) which were solid-state, desktop, printing, floating point, algebraic entry, programmable, stored-program electronic calculators.[26][27] Both could be programmed by the end user and print out their results. The Programma 101 saw much wider distribution and had the added feature of offline storage of programs via magnetic cards.[27]
|
72 |
+
|
73 |
+
Another early programmable desktop calculator (and maybe the first Japanese one) was the Casio (AL-1000) produced in 1967. It featured a nixie tubes display and had transistor electronics and ferrite core memory.[28]
|
74 |
+
|
75 |
+
The Monroe Epic programmable calculator came on the market in 1967. A large, printing, desk-top unit, with an attached floor-standing logic tower, it could be programmed to perform many computer-like functions. However, the only branch instruction was an implied unconditional branch (GOTO) at the end of the operation stack, returning the program to its starting instruction. Thus, it was not possible to include any conditional branch (IF-THEN-ELSE) logic. During this era, the absence of the conditional branch was sometimes used to distinguish a programmable calculator from a computer.
|
76 |
+
|
77 |
+
The first Soviet programmable desktop calculator ISKRA 123, powered by the power grid, was released at the start of the 1970s.
|
78 |
+
|
79 |
+
The electronic calculators of the mid-1960s were large and heavy desktop machines due to their use of hundreds of transistors on several circuit boards with a large power consumption that required an AC power supply. There were great efforts to put the logic required for a calculator into fewer and fewer integrated circuits (chips) and calculator electronics was one of the leading edges of semiconductor development. U.S. semiconductor manufacturers led the world in large scale integration (LSI) semiconductor development, squeezing more and more functions into individual integrated circuits. This led to alliances between Japanese calculator manufacturers and U.S. semiconductor companies: Canon Inc. with Texas Instruments, Hayakawa Electric (later renamed Sharp Corporation) with North-American Rockwell Microelectronics (later renamed Rockwell International), Busicom with Mostek and Intel, and General Instrument with Sanyo.
|
80 |
+
|
81 |
+
By 1970, a calculator could be made using just a few chips of low power consumption, allowing portable models powered from rechargeable batteries. The first handheld calculator was a 1967 prototype called "Cal Tech", whose development was led by Jack Kilby at Texas Instruments in a research project to produce a portable calculator. It could add, multiply, subtract, and divide, and its output device was a paper tape.[29][30][31][32][33][34] As a result of the "Cal-Tech" project, Texas Instruments was granted master patents on portable calculators.
|
82 |
+
|
83 |
+
The first commercially produced portable calculators appeared in Japan in 1970, and were soon marketed around the world. These included the Sanyo ICC-0081 "Mini Calculator", the Canon Pocketronic, and the Sharp QT-8B "micro Compet". The Canon Pocketronic was a development from the "Cal-Tech" project. It had no traditional display; numerical output was on thermal paper tape.
|
84 |
+
|
85 |
+
Sharp put in great efforts in size and power reduction and introduced in January 1971 the Sharp EL-8, also marketed as the Facit 1111, which was close to being a pocket calculator. It weighed 1.59 pounds (721 grams), had a vacuum fluorescent display, rechargeable NiCad batteries, and initially sold for US $395.
|
86 |
+
|
87 |
+
However, integrated circuit development efforts culminated in early 1971 with the introduction of the first "calculator on a chip", the MK6010 by Mostek,[35] followed by Texas Instruments later in the year. Although these early hand-held calculators were very costly, these advances in electronics, together with developments in display technology (such as the vacuum fluorescent display, LED, and LCD), led within a few years to the cheap pocket calculator available to all.
|
88 |
+
|
89 |
+
In 1971 Pico Electronics.[36] and General Instrument also introduced their first collaboration in ICs, a full single chip calculator IC for the Monroe Royal Digital III calculator. Pico was a spinout by five GI design engineers whose vision was to create single chip calculator ICs. Pico and GI went on to have significant success in the burgeoning handheld calculator market.
|
90 |
+
|
91 |
+
The first truly pocket-sized electronic calculator was the Busicom LE-120A "HANDY", which was marketed early in 1971.[37] Made in Japan, this was also the first calculator to use an LED display, the first hand-held calculator to use a single integrated circuit (then proclaimed as a "calculator on a chip"), the Mostek MK6010, and the first electronic calculator to run off replaceable batteries. Using four AA-size cells the LE-120A measures 4.9 by 2.8 by 0.9 inches (124 mm × 71 mm × 23 mm).
|
92 |
+
|
93 |
+
The first European-made pocket-sized calculator, DB 800[38][39] is made in May 1971 by Digitron in Buje, Croatia (former Yugoslavia) with four functions and an eight-digit display and special characters for a negative number and a warning that the calculation has too many digits to display.
|
94 |
+
|
95 |
+
The first American-made pocket-sized calculator, the Bowmar 901B (popularly termed The Bowmar Brain), measuring 5.2 by 3.0 by 1.5 inches (132 mm × 76 mm × 38 mm), came out in the Autumn of 1971, with four functions and an eight-digit red LED display, for $240, while in August 1972 the four-function Sinclair Executive became the first slimline pocket calculator measuring 5.4 by 2.2 by 0.35 inches (137.2 mm × 55.9 mm × 8.9 mm) and weighing 2.5 ounces (71 g). It retailed for around £79 ($194 at the time). By the end of the decade, similar calculators were priced less than £5 ($6.67).
|
96 |
+
|
97 |
+
The first Soviet Union made pocket-sized calculator, the Elektronika B3-04[40] was developed by the end of 1973 and sold at the start of 1974.
|
98 |
+
|
99 |
+
One of the first low-cost calculators was the Sinclair Cambridge, launched in August 1973. It retailed for £29.95 ($39.93), or £5 ($6.67) less in kit form. The Sinclair calculators were successful because they were far cheaper than the competition; however, their design led to slow and inaccurate computations of transcendental functions.[41]
|
100 |
+
|
101 |
+
Meanwhile, Hewlett-Packard (HP) had been developing a pocket calculator. Launched in early 1972, it was unlike the other basic four-function pocket calculators then available in that it was the first pocket calculator with scientific functions that could replace a slide rule. The $395 HP-35, along with nearly all later HP engineering calculators, used reverse Polish notation (RPN), also called postfix notation. A calculation like "8 plus 5" is, using RPN, performed by pressing 8, Enter↑, 5, and +; instead of the algebraic infix notation: 8, +, 5, =. It had 35 buttons and was based on Mostek Mk6020 chip.
|
102 |
+
|
103 |
+
The first Soviet scientific pocket-sized calculator the "B3-18" was completed by the end of 1975.
|
104 |
+
|
105 |
+
In 1973, Texas Instruments (TI) introduced the SR-10, (SR signifying slide rule) an algebraic entry pocket calculator using scientific notation for $150. Shortly after the SR-11 featured an added key for entering Pi (π). It was followed the next year by the SR-50 which added log and trig functions to compete with the HP-35, and in 1977 the mass-marketed TI-30 line which is still produced.
|
106 |
+
|
107 |
+
In 1978 a new company, Calculated Industries arose which focused on specialized markets. Their first calculator, the Loan Arranger[42] (1978) was a pocket calculator marketed to the Real Estate industry with preprogrammed functions to simplify the process of calculating payments and future values. In 1985, CI launched a calculator for the construction industry called the Construction Master[43] which came preprogrammed with common construction calculations (such as angles, stairs, roofing math, pitch, rise, run, and feet-inch fraction conversions). This would be the first in a line of construction related calculators.
|
108 |
+
|
109 |
+
Adler 81S pocket calculator with vacuum fluorescent display (VFD) from the mid-1970s.
|
110 |
+
|
111 |
+
The Casio CM-602 Mini electronic calculator provided basic functions in the 1970s.
|
112 |
+
|
113 |
+
The 1972 Sinclair Executive pocket calculator.
|
114 |
+
|
115 |
+
The HP-35, the world's first scientific pocket calculator by Hewlett Packard (1972).
|
116 |
+
|
117 |
+
The first programmable pocket calculator was the HP-65, in 1974; it had a capacity of 100 instructions, and could store and retrieve programs with a built-in magnetic card reader. Two years later the HP-25C introduced continuous memory, i.e., programs and data were retained in CMOS memory during power-off. In 1979, HP released the first alphanumeric, programmable, expandable calculator, the HP-41C. It could be expanded with random access memory (RAM, for memory) and read-only memory (ROM, for software) modules, and peripherals like bar code readers, microcassette and floppy disk drives, paper-roll thermal printers, and miscellaneous communication interfaces (RS-232, HP-IL, HP-IB).
|
118 |
+
|
119 |
+
The first Soviet pocket battery-powered programmable calculator, Elektronika B3-21, was developed by the end of 1976 and released at the start of 1977.[44] The successor of B3-21, the Elektronika B3-34 wasn't backward compatible with B3-21, even if it kept the reverse Polish notation (RPN). Thus B3-34 defined a new command set, which later was used in a series of later programmable Soviet calculators. Despite very limited abilities (98 bytes of instruction memory and about 19 stack and addressable registers), people managed to write all kinds of programs for them, including adventure games and libraries of calculus-related functions for engineers. Hundreds, perhaps thousands, of programs were written for these machines, from practical scientific and business software, which were used in real-life offices and labs, to fun games for children. The Elektronika MK-52 calculator (using the extended B3-34 command set, and featuring internal EEPROM memory for storing programs and external interface for EEPROM cards and other periphery) was used in Soviet spacecraft program (for Soyuz TM-7 flight) as a backup of the board computer.
|
120 |
+
|
121 |
+
This series of calculators was also noted for a large number of highly counter-intuitive mysterious undocumented features, somewhat similar to "synthetic programming" of the American HP-41, which were exploited by applying normal arithmetic operations to error messages, jumping to nonexistent addresses and other methods. A number of respected monthly publications, including the popular science magazine Nauka i Zhizn (Наука и жизнь, Science and Life), featured special columns, dedicated to optimization methods for calculator programmers and updates on undocumented features for hackers, which grew into a whole esoteric science with many branches, named "yeggogology" ("еггогология"). The error messages on those calculators appear as a Russian word "YEGGOG" ("ЕГГОГ") which, unsurprisingly, is translated to "Error".
|
122 |
+
|
123 |
+
A similar hacker culture in the USA revolved around the HP-41, which was also noted for a large number of undocumented features and was much more powerful than B3-34.
|
124 |
+
|
125 |
+
Through the 1970s the hand-held electronic calculator underwent rapid development. The red LED and blue/green vacuum fluorescent displays consumed a lot of power and the calculators either had a short battery life (often measured in hours, so rechargeable nickel-cadmium batteries were common) or were large so that they could take larger, higher capacity batteries. In the early 1970s liquid-crystal displays (LCDs) were in their infancy and there was a great deal of concern that they only had a short operating lifetime. Busicom introduced the Busicom LE-120A "HANDY" calculator, the first pocket-sized calculator and the first with an LED display, and announced the Busicom LC with LCD. However, there were problems with this display and the calculator never went on sale. The first successful calculators with LCDs were manufactured by Rockwell International and sold from 1972 by other companies under such names as: Dataking LC-800, Harden DT/12, Ibico 086, Lloyds 40, Lloyds 100, Prismatic 500 (a.k.a. P500), Rapid Data Rapidman 1208LC. The LCDs were an early form using the Dynamic Scattering Mode DSM with the numbers appearing as bright against a dark background. To present a high-contrast display these models illuminated the LCD using a filament lamp and solid plastic light guide, which negated the low power consumption of the display. These models appear to have been sold only for a year or two.
|
126 |
+
|
127 |
+
A more successful series of calculators using a reflective DSM-LCD was launched in 1972 by Sharp Inc with the Sharp EL-805, which was a slim pocket calculator. This, and another few similar models, used Sharp's Calculator On Substrate (COS) technology. An extension of one glass plate needed for the liquid crystal display was used as a substrate to mount the needed chips based on a new hybrid technology. The COS technology may have been too costly since it was only used in a few models before Sharp reverted to conventional circuit boards.
|
128 |
+
|
129 |
+
In the mid-1970s the first calculators appeared with field-effect, twisted nematic (TN) LCDs with dark numerals against a grey background, though the early ones often had a yellow filter over them to cut out damaging ultraviolet rays. The advantage of LCDs is that they are passive light modulators reflecting light, which require much less power than light-emitting displays such as LEDs or VFDs. This led the way to the first credit-card-sized calculators, such as the Casio Mini Card LC-78 of 1978, which could run for months of normal use on button cells.
|
130 |
+
|
131 |
+
There were also improvements to the electronics inside the calculators. All of the logic functions of a calculator had been squeezed into the first "calculator on a chip" integrated circuits (ICs) in 1971, but this was leading edge technology of the time and yields were low and costs were high. Many calculators continued to use two or more ICs, especially the scientific and the programmable ones, into the late 1970s.
|
132 |
+
|
133 |
+
The power consumption of the integrated circuits was also reduced, especially with the introduction of CMOS technology. Appearing in the Sharp "EL-801" in 1972, the transistors in the logic cells of CMOS ICs only used any appreciable power when they changed state. The LED and VFD displays often required added driver transistors or ICs, whereas the LCDs were more amenable to being driven directly by the calculator IC itself.
|
134 |
+
|
135 |
+
With this low power consumption came the possibility of using solar cells as the power source, realised around 1978 by calculators such as the Royal Solar 1, Sharp EL-8026, and Teal Photon.
|
136 |
+
|
137 |
+
The interior of a Casio fx-20 scientific calculator from the mid-1970s, using a VFD. The processor integrated circuit (IC) is made by NEC. Discrete electronic components like capacitors and resistors and the IC are mounted on a printed circuit board (PCB). This calculator uses a battery pack as a power source.
|
138 |
+
|
139 |
+
The processor chip (integrated circuit package) inside a 1981 Sharp pocket calculator, marked SC6762 1•H. An LCD is directly under the chip. This was a PCB-less design. No discrete components are used. The battery compartment at the top can hold two button cells.
|
140 |
+
|
141 |
+
Inside a Casio scientific calculator from the mid-1990s, showing the processor chip (small square, top-middle, left), keypad contacts, right (with matching contacts on the left), the back of the LCD (top, marked 4L102E), battery compartment, and other components. The solar cell assembly is under the chip.
|
142 |
+
|
143 |
+
The interior of a newer (ca. 2000) pocket calculator. It uses a button battery in combination with a solar cell. The processor is a "Chip on Board" type, covered with dark epoxy.
|
144 |
+
|
145 |
+
At the start of the 1970s, hand-held electronic calculators were very costly, at two or three weeks' wages, and so were a luxury item. The high price was due to their construction requiring many mechanical and electronic components which were costly to produce, and production runs that were too small to exploit economies of scale. Many firms saw that there were good profits to be made in the calculator business with the margin on such high prices. However, the cost of calculators fell as components and their production methods improved, and the effect of economies of scale was felt.
|
146 |
+
|
147 |
+
By 1976, the cost of the cheapest four-function pocket calculator had dropped to a few dollars, about 1/20th of the cost five years before. The results of this were that the pocket calculator was affordable, and that it was now difficult for the manufacturers to make a profit from calculators, leading to many firms dropping out of the business or closing down. The firms that survived making calculators tended to be those with high outputs of higher quality calculators, or producing high-specification scientific and programmable calculators.[citation needed]
|
148 |
+
|
149 |
+
The first calculator capable of symbolic computing was the HP-28C, released in 1987. It could, for example, solve quadratic equations symbolically. The first graphing calculator was the Casio fx-7000G released in 1985.
|
150 |
+
|
151 |
+
The two leading manufacturers, HP and TI, released increasingly feature-laden calculators during the 1980s and 1990s. At the turn of the millennium, the line between a graphing calculator and a handheld computer was not always clear, as some very advanced calculators such as the TI-89, the Voyage 200 and HP-49G could differentiate and integrate functions, solve differential equations, run word processing and PIM software, and connect by wire or IR to other calculators/computers.
|
152 |
+
|
153 |
+
The HP 12c financial calculator is still produced. It was introduced in 1981 and is still being made with few changes. The HP 12c featured the reverse Polish notation mode of data entry. In 2003 several new models were released, including an improved version of the HP 12c, the "HP 12c platinum edition" which added more memory, more built-in functions, and the addition of the algebraic mode of data entry.
|
154 |
+
|
155 |
+
Calculated Industries competed with the HP 12c in the mortgage and real estate markets by differentiating the key labeling; changing the “I”, “PV”, “FV” to easier labeling terms such as "Int", "Term", "Pmt", and not using the reverse Polish notation. However, CI's more successful calculators involved a line of construction calculators, which evolved and expanded in the 1990s to present. According to Mark Bollman,[45] a mathematics and calculator historian and associate professor of mathematics at Albion College, the "Construction Master is the first in a long and profitable line of CI construction calculators" which carried them through the 1980s, 1990s, and to the present.
|
156 |
+
|
157 |
+
Personal computers often come with a calculator utility program that emulates the appearance and functions of a calculator, using the graphical user interface to portray a calculator. One such example is Windows Calculator. Most personal data assistants (PDAs) and smartphones also have such a feature.
|
158 |
+
|
159 |
+
In most countries, students use calculators for schoolwork. There was some initial resistance to the idea out of fear that basic or elementary arithmetic skills would suffer. There remains disagreement about the importance of the ability to perform calculations in the head, with some curricula restricting calculator use until a certain level of proficiency has been obtained, while others concentrate more on teaching estimation methods and problem-solving. Research suggests that inadequate guidance in the use of calculating tools can restrict the kind of mathematical thinking that students engage in.[46] Others have argued[who?] that calculator use can even cause core mathematical skills to atrophy, or that such use can prevent understanding of advanced algebraic concepts.[47] In December 2011 the UK's Minister of State for Schools, Nick Gibb, voiced concern that children can become "too dependent" on the use of calculators.[48] As a result, the use of calculators is to be included as part of a review of the Curriculum.[48] In the United States, many math educators and boards of education have enthusiastically endorsed the National Council of Teachers of Mathematics (NCTM) standards and actively promoted the use of classroom calculators from kindergarten through high school.
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Kolkata (/kɒlˈkɑːtə/[15] or /kɒlˈkʌtə/,[16] Bengali: [ˈkolkata] (listen), also rendered Calcutta /kælˈkʌtə/,[16] the official name until 2001) is the capital of the Indian state of West Bengal, located on the eastern bank of the Hooghly River, approximately 80 kilometres (50 mi) west of the border with Bangladesh. According to the 2011 Indian census, Kolkata is the seventh-most populous city in India, with a population of 4.5 million residents within the city limits, and a population of over 14.1 million residents in the Kolkata Metropolitan Area, making it the third-most populous metropolitan area in India. The Port of Kolkata is India's oldest operating port and its sole major riverine port. Kolkata is occasionally called the "Cultural capital of India".[1] As the principal commercial, cultural and educational centre of East India, Kolkata has the third-largest urban economy of India.[13]
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In the late 17th century, the three villages that predated Calcutta were ruled by the Nawab of Bengal under Mughal suzerainty. After the Nawab granted the East India Company a trading licence in 1690,[17] the area was developed by the Company into an increasingly fortified trading post. Nawab Siraj ud-Daulah occupied Calcutta in 1756, and the East India Company retook it the following year. In 1793 the East India company was strong enough to abolish rule, and assumed full sovereignty of the region. Under the company rule and later under the British Raj, Calcutta served as the capital of British-held territories in India until 1911, when its perceived geographical disadvantages, combined with growing nationalism in Bengal, led to a shift of the capital to New Delhi. Calcutta was the centre for the Indian independence movement. Following independence in 1947, Kolkata, which was once the centre of Indian commerce, culture, and politics, suffered many decades of political violence and economic stagnation.[18]
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A demographically diverse city, the culture of Kolkata features idiosyncrasies that include distinctively close-knit neighbourhoods (paras) and freestyle conversations (adda). Kolkata is home to West Bengal's film industry Tollywood, and cultural institutions, such as the Academy of Fine Arts, the Victoria Memorial, the Asiatic Society, the Indian Museum and the National Library of India. Among scientific institutions, Kolkata hosts the Agri Horticultural Society of India, the Geological Survey of India, the Botanical Survey of India, the Calcutta Mathematical Society, the Indian Science Congress Association, the Zoological Survey of India, the Institution of Engineers, the Anthropological Survey of India and the Indian Public Health Association. Though home to major cricketing venues and franchises, Kolkata differs from other Indian cities by focusing on association football and other sports.
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The word Kolkata derives from Kôlikata (Bengali: কলিকাতা) [ˈkɔliˌkat̪a], the Bengali name of one of three villages that predated the arrival of the British, in the area where the city was eventually established; the other two villages were Sutanuti and Govindapur.[19]
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There are several explanations for the etymology of this name:
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Although the city's name has always been pronounced Kolkata [ˈkolˌkat̪a] (Bengali: কলকাতা) or Kôlikata [ˈkɔliˌkat̪a] (Bengali: কলিকাতা) in Bengali, the anglicised form Calcutta was the official name until 2001, when it was changed to Kolkata in order to match Bengali pronunciation.[23]
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The discovery and archaeological study of Chandraketugarh, 35 kilometres (22 mi) north of Kolkata, provide evidence that the region in which the city stands has been inhabited for over two millennia.[24][25] Kolkata's recorded history began in 1690 with the arrival of the English East India Company, which was consolidating its trade business in Bengal. Job Charnock, an administrator who worked for the company, was formerly credited as the founder of the city;[26] In response to a public petition,[27] the Calcutta High Court ruled in 2003 that the city does not have a founder.[28] The area occupied by the present-day city encompassed three villages: Kalikata, Gobindapur and Sutanuti. Kalikata was a fishing village; Sutanuti was a riverside weavers' village. They were part of an estate belonging to the Mughal emperor; the jagirdari (a land grant bestowed by a king on his noblemen) taxation rights to the villages were held by the Sabarna Roy Choudhury family of landowners, or zamindars. These rights were transferred to the East India Company in 1698.[29]:1
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In 1712, the British completed the construction of Fort William, located on the east bank of the Hooghly River to protect their trading factory.[30] Facing frequent skirmishes with French forces, the British began to upgrade their fortifications in 1756. The Nawab of Bengal, Siraj ud-Daulah, condemned the militarisation and tax evasion by the company. His warning went unheeded, and the Nawab attacked; he captured Fort William which led to the killings of several East India company officials in the Black Hole of Calcutta.[31] A force of Company soldiers (sepoys) and British troops led by Robert Clive recaptured the city the following year.[31] Per the 1765 Treaty of Allahabad following the battle of Buxar, East India company was appointed imperial tax collector of the Mughal emperor in the province of Bengal, Bihar and Orissa, while Mughal-appointed Nawabs continued to rule the province.[32] Declared a presidency city, Calcutta became the headquarters of the East India Company by 1773.[33]
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In 1793, ruling power of the Nawabs were abolished and East India company took complete control of the city and the province. In the early 19th century, the marshes surrounding the city were drained; the government area was laid out along the banks of the Hooghly River. Richard Wellesley, Governor-General of the Presidency of Fort William between 1797 and 1805, was largely responsible for the development of the city and its public architecture.[34] Throughout the late 18th and 19th century, the city was a centre of the East India Company's opium trade.[35] A census in 1837 records the population of the city proper as 229,700, of which the British residents made up only 3,138.[36] The same source says another 177,000 resided in the suburbs and neighbouring villages, making the entire population of greater Calcutta 406,700.
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In 1864, a typhoon struck the city and killed about 60,000 in Kolkata.[37]
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By the 1850s, Calcutta had two areas: White Town, which was primarily British and centred on Chowringhee and Dalhousie Square; and Black Town, mainly Indian and centred on North Calcutta.[38] The city underwent rapid industrial growth starting in the early 1850s, especially in the textile and jute industries; this encouraged British companies to massively invest in infrastructure projects, which included telegraph connections and Howrah railway station. The coalescence of British and Indian culture resulted in the emergence of a new babu class of urbane Indians, whose members were often bureaucrats, professionals, newspaper readers, and Anglophiles; they usually belonged to upper-caste Hindu communities.[39] In the 19th century, the Bengal Renaissance brought about an increased sociocultural sophistication among city denizens. In 1883, Calcutta was host to the first national conference of the Indian National Association, the first avowed nationalist organisation in India.[40]
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The partition of Bengal in 1905 along religious lines led to mass protests, making Calcutta a less hospitable place for the British.[41][42] The capital was moved to New Delhi in 1911.[43] Calcutta continued to be a centre for revolutionary organisations associated with the Indian independence movement. The city and its port were bombed several times by the Japanese between 1942 and 1944, during World War II.[44][45] Coinciding with the war, millions starved to death during the Bengal famine of 1943 due to a combination of military, administrative, and natural factors.[46] Demands for the creation of a Muslim state led in 1946 to an episode of communal violence that killed over 4,000.[47][48][49] The partition of India led to further clashes and a demographic shift—many Muslims left for East Pakistan (present day Bangladesh), while hundreds of thousands of Hindus fled into the city.[50]
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During the 1960s and 1970s, severe power shortages, strikes and a violent Marxist–Maoist movement by groups known as the Naxalites damaged much of the city's infrastructure, resulting in economic stagnation.[18] The Bangladesh Liberation War of 1971 led to a massive influx of thousands of refugees, many of them penniless, that strained Kolkata's infrastructure.[51] During the mid-1980s, Mumbai (then called Bombay) overtook Kolkata as India's most populous city. In 1985, prime minister Rajiv Gandhi dubbed Kolkata a "dying city" in light of its socio-political woes.[52] In the period 1977–2011, West Bengal was governed from Kolkata by the Left Front, which was dominated by the Communist Party of India (CPM). It was the world's longest-serving democratically elected communist government, during which Kolkata was a key base for Indian communism.[53][54][55] In the 2011 West Bengal Legislative Assembly election, Left Front was defeated by the Trinamool Congress. The city's economic recovery gathered momentum after the 1990s, when India began to institute pro-market reforms. Since 2000, the information technology (IT) services sector has revitalised Kolkata's stagnant economy. The city is also experiencing marked growth in its manufacturing base.[56]
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Spread roughly north–south along the east bank of the Hooghly River, Kolkata sits within the lower Ganges Delta of eastern India approximately 75 km (47 mi) west of the international border with Bangladesh; the city's elevation is 1.5–9 m (5–30 ft).[57] Much of the city was originally a wetland that was reclaimed over the decades to accommodate a burgeoning population.[58] The remaining undeveloped areas, known as the East Kolkata Wetlands, were designated a "wetland of international importance" by the Ramsar Convention (1975).[59] As with most of the Indo-Gangetic Plain, the soil and water are predominantly alluvial in origin. Kolkata is located over the "Bengal basin", a pericratonic tertiary basin.[60] Bengal basin comprises three structural units: shelf or platform in the west; central hinge or shelf/slope break; and deep basinal part in the east and southeast. Kolkata is located atop the western part of the hinge zone which is about 25 km (16 mi) wide at a depth of about 45,000 m (148,000 ft) below the surface.[60] The shelf and hinge zones have many faults, among them some are active. Total thickness of sediment below Kolkata is nearly 7,500 m (24,600 ft) above the crystalline basement; of these the top 350–450 m (1,150–1,480 ft) is Quaternary, followed by 4,500–5,500 m (14,760–18,040 ft) of Tertiary sediments, 500–700 m (1,640–2,300 ft) trap wash of Cretaceous trap and 600–800 m (1,970–2,620 ft) Permian-Carboniferous Gondwana rocks.[60] The quaternary sediments consist of clay, silt and several grades of sand and gravel. These sediments are sandwiched between two clay beds: the lower one at a depth of 250–650 m (820–2,130 ft); the upper one 10–40 m (30–130 ft) in thickness.[61] According to the Bureau of Indian Standards, on a scale ranging from I to V in order of increasing susceptibility to earthquakes, the city lies inside seismic zone III.[62]
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The Kolkata metropolitan area is spread over 1,886.67 km2 (728.45 sq mi)[63]:7 and comprises 4 municipal corporations (including Kolkata Municipal Corporation), 37 local municipalities and 24 panchayat samitis, as of 2011.[63]:7 The urban agglomeration encompassed 72 cities and 527 towns and villages, as of 2006.[64] Suburban areas in the Kolkata metropolitan area incorporate parts of the following districts: North 24 Parganas, South 24 Parganas, Howrah, Hooghly and Nadia.[65]:15 Kolkata, which is under the jurisdiction of the Kolkata Municipal Corporation (KMC), has an area of 206.08 km2 (80 sq mi).[64] The east–west dimension of the city is comparatively narrow, stretching from the Hooghly River in the west to roughly the Eastern Metropolitan Bypass in the east—a span of 9–10 km (5.6–6.2 mi).[66] The north–south distance is greater, and its axis is used to section the city into North, Central, South and East Kolkata.
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North Kolkata is the oldest part of the city. Characterised by 19th-century architecture and narrow alleyways, it includes areas such as Jorasanko, Rajabazar, Maniktala, Ultadanga, Shyambazar, Shobhabazar, Bagbazar, Cossipore, Sinthee etc. The north suburban areas like Dum Dum, Baranagar, Belgharia, Sodepur, Khardaha, New Barrackpore, Madhyamgram, Barrackpore, Barasat etc. are also within the city of Kolkata (as a metropolitan structure).[65]:65–66 Central Kolkata hosts the central business district. It contains B.B.D. Bagh, formerly known as Dalhousie Square, and the Esplanade on its east; Strand Road is on its west.[67] The West Bengal Secretariat, General Post Office, Reserve Bank of India, Calcutta High Court, Lalbazar Police Headquarters and several other government and private offices are located there. Another business hub is the area south of Park Street, which comprises thoroughfares such as Chowringhee Road, Camac Street, Wood Street, Loudon Street, Shakespeare Sarani and AJC Bose Road.[68] South Kolkata developed after India gained independence in 1947; it includes upscale neighbourhoods such as Bhawanipore, Alipore, Ballygunge, Kasba, Dhakuria, Santoshpur, Garia, Golf Green, Tollygunge, New Alipore, Behala etc. The south suburban areas like Maheshtala, Budge Budge, Rajpur Sonarpur, Baruipur etc. are also within the city of Kolkata (as a metropolitan structure).[19] The Maidan is a large open field in the heart of the city that has been called the "lungs of Kolkata"[69] and accommodates sporting events and public meetings.[70] The Victoria Memorial and Kolkata Race Course are located at the southern end of the Maidan. Among the other parks are Central Park in Bidhannagar and Millennium Park on Strand Road, along the Hooghly River.
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Two planned townships in the greater Kolkata region are Bidhannagar, also known as Salt Lake City and located north-east of the city; and Rajarhat, also called New Town and located east of Bidhannagar.[19][71] In the 2000s, Sector V in Bidhannagar developed into a business hub for information technology and telecommunication companies.[72][73] Both Bidhannagar and New Town are situated outside the Kolkata Municipal Corporation limits, in their own municipalities.[71]
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Kolkata is subject to a tropical wet-and-dry climate that is designated Aw under the Köppen climate classification. According to a United Nations Development Programme report, its wind and cyclone zone is "very high damage risk".[62]
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The annual mean temperature is 26.8 °C (80.2 °F); monthly mean temperatures are 19–30 °C (66–86 °F). Summers (March–June) are hot and humid, with temperatures in the low 30s Celsius; during dry spells, maximum temperatures often exceed 40 °C (104 °F) in May and June.[74] Winter lasts for roughly two-and-a-half months, with seasonal lows dipping to 9–11 °C (48–52 °F) in December and January. May is the hottest month, with daily temperatures ranging from 27–37 °C (81–99 °F); January, the coldest month, has temperatures varying from 12–23 °C (54–73 °F). The highest recorded temperature is 43.9 °C (111.0 °F), and the lowest is 5 °C (41 °F).[74] The winter is mild and very comfortable weather pertains over the city throughout this season.
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Often, in April–June, the city is struck by heavy rains or dusty squalls that are followed by thunderstorms or hailstorms, bringing cooling relief from the prevailing humidity. These thunderstorms are convective in nature, and are known locally as kal bôishakhi (কালবৈশাখী), or "Nor'westers" in English.[75]
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Rains brought by the Bay of Bengal branch of the south-west summer monsoon[76] lash Kolkata between June and September, supplying it with most of its annual rainfall of about 1,850 mm (73 in). The highest monthly rainfall total occurs in July and August. In these months often incessant rain for days brings life to a stall for the city dwellers. The city receives 2,107 hours of sunshine per year, with maximum sunlight exposure occurring in April.[77] Kolkata has been hit by several cyclones; these include systems occurring in 1737 and 1864 that killed thousands.[78][79] In 2009, Severe Cyclone Aila and in 2020 Extremely Severe Cyclone Amphan caused widespread damage to Kolkata by bringing catastrophic winds and torrential rainfall.
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Pollution is a major concern in Kolkata. As of 2008[update], sulphur dioxide and nitrogen dioxide annual concentration were within the national ambient air quality standards of India, but respirable suspended particulate matter levels were high, and on an increasing trend for five consecutive years, causing smog and haze.[84][85] Severe air pollution in the city has caused a rise in pollution-related respiratory ailments, such as lung cancer.[86]
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Kolkata is the commercial and financial hub of East and North-East India[65] and home to the Calcutta Stock Exchange.[87][88] It is a major commercial and military port, and is the only city in eastern India, apart from Bhubaneswar to have an international airport. Once India's leading city, Kolkata experienced a steady economic decline in the decades following India's independence due to steep population increases and a rise in militant trade-unionism, which included frequent strikes that were backed by left-wing parties.[56] From the 1960s to the late 1990s, several factories were closed and businesses relocated.[56] The lack of capital and resources added to the depressed state of the city's economy and gave rise to an unwelcome sobriquet: the "dying city".[89] The city's fortunes improved after the Indian economy was liberalised in the 1990s and changes in economic policy were enacted by the West Bengal state government.[56] Recent estimates of the economy of Kolkata's metropolitan area have ranged from $60 to $150 billion (PPP GDP), and have ranked it third-most productive metro area of India.[13]
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Flexible production has been the norm in Kolkata, which has an informal sector that employs more than 40% of the labour force.[19] One unorganised group, roadside hawkers, generated business worth ₹ 87.72 billion (US$ 2 billion) in 2005.[90] As of 2001[update], around 0.81% of the city's workforce was employed in the primary sector (agriculture, forestry, mining, etc.); 15.49% worked in the secondary sector (industrial and manufacturing); and 83.69% worked in the tertiary sector (service industries).[65]:19 As of 2003[update], the majority of households in slums were engaged in occupations belonging to the informal sector; 36.5% were involved in servicing the urban middle class (as maids, drivers, etc.) and 22.2% were casual labourers.[91]:11 About 34% of the available labour force in Kolkata slums were unemployed.[91]:11 According to one estimate, almost a quarter of the population live on less than 27 rupees (equivalent to 45 US cents) per day.[92]
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As in many other Indian cities, information technology became a high-growth sector in Kolkata starting in the late 1990s; the city's IT sector grew at 70% per annum—a rate that was twice the national average.[56] The 2000s saw a surge of investments in the real estate, infrastructure, retail, and hospitality sectors; several large shopping malls and hotels were launched.[93][94][95][96][97] Companies such as ITC Limited, CESC Limited, Exide Industries, Emami, Eveready Industries India, Lux Industries, Rupa Company, Berger Paints, Birla Corporation and Britannia Industries are headquartered in the city. Philips India, PricewaterhouseCoopers India, Tata Global Beverages, Tata Steel have their registered office and zonal headquarters in Kolkata. Kolkata hosts the headquarters of three major public-sector banks: Allahabad Bank, UCO Bank, and the United Bank of India; and a private bank Bandhan Bank. Reserve Bank of India has its eastern zonal office in Kolkata, and India Government Mint, Kolkata is one of the four mints in India. Some of the oldest public sector companies are headquartered in the city such as the Coal India Limited, National Insurance Company, Garden Reach Shipbuilders & Engineers, Tea Board of India, Geological Survey of India, Zoological Survey of India, Botanical Survey of India, Jute Corporation of India, National Test House, Hindustan Copper and the Ordnance Factories Board of the Indian Ministry of Defence.
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The demonym for residents of Kolkata are Calcuttan and Kolkatan.[99][100] According to provisional results of the 2011 national census, Kolkata district, which occupies an area of 185 km2 (71 sq mi), had a population of
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4,486,679;[101] its population density was 24,252/km2 (62,810/sq mi).[101] This represents a decline of 1.88% during the decade 2001–11. The sex ratio is 899 females per 1000 males—lower than the national average.[102] The ratio is depressed by the influx of working males from surrounding rural areas, from the rest of West Bengal; these men commonly leave their families behind.[103] Kolkata's literacy rate of 87.14%[102] exceeds the national average of 74%.[104] The final population totals of census 2011 stated the population of city as 4,496,694.[9] The urban agglomeration had a population of 14,112,536 in 2011.[10]
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Bengali Hindus form the majority of Kolkata's population; Marwaris, Biharis and Muslims compose large minorities.[105] Among Kolkata's smaller communities are Chinese, Tamils, Nepalis, Pathans/Afghans (locally known as Kabuliwala[106]) Odias, Telugus, Assamese, Gujaratis, Anglo-Indians, Armenians, Greeks, Tibetans, Maharashtrians, Konkanis, Malayalees, Punjabis and Parsis.[29]:3 The number of Armenians, Greeks, Jews and other foreign-origin groups declined during the 20th century.[107] The Jewish population of Kolkata was 5,000 during World War II, but declined after Indian independence and the establishment of Israel;[108] by 2013, there were 25 Jews in the city.[109] India's sole Chinatown is in eastern Kolkata;[107] once home to 20,000 ethnic Chinese, its population dropped to around 2,000 as of 2009[update][107] as a result of multiple factors including repatriation and denial of Indian citizenship following the 1962 Sino-Indian War, and immigration to foreign countries for better economic opportunities.[110] The Chinese community traditionally worked in the local tanning industry and ran Chinese restaurants.[107][111]
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Bengali, the official state language, is the dominant language in Kolkata.[113] English is also used, particularly by the white-collar workforce. Hindi and Urdu are spoken by a sizeable minority.[114][115] According to the 2011 census, 76.51% of the population is Hindu, 20.60% Muslim, 0.88% Christian and 0.47% Jain.[116] The remainder of the population includes Sikhs, Buddhists, and other religions which accounts for 0.45% of the population; 1.09% did not state a religion in the census.[116] Kolkata reported 67.6% of Special and Local Laws crimes registered in 35 large Indian cities during 2004.[117] The Kolkata police district registered 15,510 Indian Penal Code cases in 2010, the 8th-highest total in the country.[118] In 2010, the crime rate was 117.3 per 100,000, below the national rate of 187.6; it was the lowest rate among India's largest cities.[119]
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As of 2003[update], about one-third of the population, or 1.5 million people, lived in 3,500 unregistered squatter-occupied and 2,011 registered slums.[91]:4[120]:92 The authorised slums (with access to basic services like water, latrines, trash removal by the Kolkata Municipal Corporation) can be broadly divided into two groups—bustees, in which slum dwellers have some long term tenancy agreement with the landowners; and udbastu colonies, settlements which had been leased to refugees from present-day Bangladesh by the government.[120][91]:5 The unauthorised slums (devoid of basic services provided by the municipality) are occupied by squatters who started living on encroached lands—mainly along canals, railway lines and roads.[120]:92[91]:5 According to the 2005 National Family Health Survey, around 14% of the households in Kolkata were poor, while 33% lived in slums, indicating a substantial proportion of households in slum areas were better off economically than the bottom quarter of urban households in terms of wealth status.[121]:23 Mother Teresa was awarded the Nobel Peace Prize for founding and working with the Missionaries of Charity in Kolkata—an organisation "whose primary task was to love and care for those persons nobody was prepared to look after".[122]
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Kolkata is administered by several government agencies. The Kolkata Municipal Corporation, or KMC, oversees and manages the civic infrastructure of the city's 16 boroughs, which together encompass 144 wards.[113] Each ward elects a councillor to the KMC. Each borough has a committee of councillors, each of whom is elected to represent a ward. By means of the borough committees, the corporation undertakes urban planning and maintains roads, government-aided schools, hospitals, and municipal markets.[123] As Kolkata's apex body, the corporation discharges its functions through the mayor-in-council, which comprises a mayor, a deputy mayor, and ten other elected members of the KMC.[124] The functions of the KMC include water supply, drainage and sewerage, sanitation, solid waste management, street lighting, and building regulation.[123]
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Kolkata's administrative agencies have areas of jurisdiction that do not coincide. Listed in ascending order by area, they are: Kolkata district; the Kolkata Police area and the Kolkata Municipal Corporation area, or "Kolkata city";[125] and the Kolkata metropolitan area, which is the city's urban agglomeration. The agency overseeing the latter, the Kolkata Metropolitan Development Authority, is responsible for the statutory planning and development of greater Kolkata.[126] The Kolkata Municipal Corporation was ranked 1st out of 21 Cities for best governance & administrative practices in India in 2014. It scored 4.0 on 10 compared to the national average of 3.3.[127]
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The Kolkata Port Trust, an agency of the central government, manages the city's river port. As of 2012[update], the All India Trinamool Congress controls the KMC; the mayor is Firhad Hakim, while the deputy mayor is Atin Ghosh.[128] The city has an apolitical titular post, that of the Sheriff of Kolkata, which presides over various city-related functions and conferences.[129]
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As the seat of the Government of West Bengal, Kolkata is home to not only the offices of the local governing agencies, but also the West Bengal Legislative Assembly; the state secretariat, which is housed in the Writers' Building; and the Calcutta High Court. Most government establishments and institutions are housed in the centre of the city in B. B. D. Bagh (formerly known as Dalhousie Square). The Calcutta High Court is the oldest High Court in India. It was preceded by the Supreme Court of Judicature at Fort William which was established in 1774. The Calcutta High Court has jurisdiction over the state of West Bengal and the Union Territory of the Andaman and Nicobar Islands. Kolkata has lower courts: the Court of Small Causes and the City Civil Court decide civil matters; the Sessions Court rules in criminal cases.[130][131][132] The Kolkata Police, headed by a police commissioner, is overseen by the West Bengal Ministry of Home Affairs.[133][134] The Kolkata district elects two representatives to India's lower house, the Lok Sabha, and 11 representatives to the state legislative assembly.[135]
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The Kolkata Municipal Corporation supplies the city with potable water that is sourced from the Hooghly River;[136] most of it is treated and purified at the Palta pumping station located in North 24 Parganas district.[137][failed verification] Roughly 95% of the 4,000 tonnes of refuse produced daily by the city is transported to the dumping grounds in Dhapa, which is east of the town.[138][139] To promote the recycling of garbage and sewer water, agriculture is encouraged on the dumping grounds.[140] Parts of the city lack proper sewerage, leading to unsanitary methods of waste disposal.[77]
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In 1856 the Bengal Government appointed George Turnbull to be the Commissioner of Drainage and Sewerage to improve the city's sewerage. Turnbull's main job was to be the Chief Engineer of the East Indian Railway Company responsible for building the first railway 541 miles from Howrah to Varanasi (then Benares).
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Electricity is supplied by the privately operated Calcutta Electric Supply Corporation, or CESC, to the city proper; the West Bengal State Electricity Board supplies it in the suburbs.[141][142] Fire services are handled by the West Bengal Fire Service, a state agency.[143] As of 2012[update], the city had 16 fire stations.[144]
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State-owned Bharat Sanchar Nigam Limited, or BSNL, as well as private enterprises, among them Vodafone, Bharti Airtel, Reliance, Idea Cellular, Aircel, Tata DoCoMo, Tata Teleservices, Virgin Mobile, and MTS India, are the leading telephone and cell phone service providers in the city.[145]:25–26:179 with Kolkata being the first city in India to have cell phone and 4G connectivity, the GSM and CDMA cellular coverage is extensive.[146][147] As of 2010[update], Kolkata has 7 percent of the total Broadband internet consumers in India; BSNL, VSNL, Tata Indicom, Sify, Airtel, and Reliance are among the main vendors.[148][149]
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The Eastern Command of the Indian Army is based in the city.
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Being one of India's major city and the largest city in eastern and north-eastern India, Kolkata hosts diplomatic missions of many countries such as Australia, Bangladesh, Bhutan, Canada, People's Republic of China, France, Germany, Italy, Japan, Myanmar, Nepal, Russia, Sri Lanka, Switzerland, Thailand, United Kingdom and United States. The U.S Consulate in Kolkata is the US Department of State's second-oldest Consulate and dates from 19 November 1792.[150]
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The Diplomatic representation of more than 65 Countries and International Organization is present in Kolkata as Consulate office, honorary Consulate office, Cultural Centre, Deputy High Commission and Economic section and Trade Representation office.[151]
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Public transport is provided by the Kolkata Suburban Railway, the Kolkata Metro, trams, rickshaws, taxis and buses. The suburban rail network connects the city's distant suburbs.
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According to a 2013 survey conducted by the International Association of Public Transport, in terms of a public transport system, Kolkata ranks among the top of the six Indian cities surveyed.[152][153] The Kolkata Metro, in operation since 1984, is the oldest underground mass transit system in India.[154] It spans the north–south length of the city. In 2020, part of the Second line was inaugurated to cover part of Salt Lake. This east–west line will connect Salt Lake with Howrah The 2 lines cover a distance of 33.02 km (21 mi). As of 2020[update], four Metro rail lines were under construction.[155] Kolkata has five long-distance railway stations, located at Howrah (the largest railway complex in India), Sealdah, Chitpur, Shalimar and Santragachi, which connect Kolkata by rail to most cities in West Bengal and to other major cities in India.[156] The city serves as the headquarters of three railway Zone out of Eighteen of the Indian Railways regional divisions—the Kolkata Metro Railways, Eastern Railway and the South-Eastern Railway.[157] Kolkata has rail and road connectivity with Dhaka, the capital of Bangladesh.[158][159][160]
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Buses, which are the most commonly used mode of transport, are run by government agencies and private operators.[161] Kolkata is the only Indian city with a tram network, which is operated by the Calcutta Tramways Company.[162] The slow-moving tram services are restricted to certain areas of the city. Water-logging, caused by heavy rains during the summer monsoon, sometimes interrupt transportation networks.[163][164] Hired public conveyances include auto rickshaws, which often ply specific routes, and yellow metered taxis. Almost all of Kolkata's taxis are antiquated Hindustan Ambassadors by make; newer air-conditioned radio taxis are in service as well.[165][166] In parts of the city, cycle rickshaws and hand-pulled rickshaws are patronised by the public for short trips.[167]
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Due to its diverse and abundant public transportation, privately owned vehicles are not as common in Kolkata as in other major Indian cities.[168] The city has witnessed a steady increase in the number of registered vehicles; 2002 data showed an increase of 44% over a period of seven years.[169] As of 2004[update], after adjusting for population density, the city's "road space" was only 6% compared to 23% in Delhi and 17% in Mumbai.[170] The Kolkata Metro has somewhat eased traffic congestion, as has the addition of new roads and flyovers. Agencies operating long-distance bus services include the Calcutta State Transport Corporation, the South Bengal State Transport Corporation, the North Bengal State Transport Corporation and various private operators. The city's main bus terminals are located at Esplanade and Babughat.[171] The Kolkata–Delhi and Kolkata–Chennai prongs of the Golden Quadrilateral, and National Highway 12 start from the city.[172]
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Netaji Subhas Chandra Bose International Airport, located in Dum Dum, about 16 km (9.9 mi) north-east of the city centre, operates domestic and international flights. In 2013, the airport was upgraded to handle increased air traffic.[173][174]
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The Port of Kolkata, established in 1870, is India's oldest and the only major river port.[175] The Kolkata Port Trust manages docks in Kolkata and Haldia.[176] The port hosts passenger services to Port Blair, capital of the Andaman and Nicobar Islands; freighter service to ports throughout India and around the world is operated by the Shipping Corporation of India.[175][177] Ferry services connect Kolkata with its twin city of Howrah, located across the Hooghly River.[178][179]
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As of 2011[update], the health care system in Kolkata consists of 48 government hospitals, mostly under the Department of Health & Family Welfare, Government of West Bengal, and 366 private medical establishments;[180] these establishments provide the city with 27,687 hospital beds.[180] For every 10,000 people in the city, there are 61.7 hospital beds,[181] which is higher than the national average of 9 hospital beds per 10,000.[182] Ten medical and dental colleges are located in the Kolkata metropolitan area which act as tertiary referral hospitals in the state.[183][184] The Calcutta Medical College, founded in 1835, was the first institution in Asia to teach modern medicine.[185] However, These facilities are inadequate to meet the healthcare needs of the city.[186][187][188] More than 78% in Kolkata prefer the private medical sector over the public medical sector,[121]:109 due to the overburdening of the public health sector, the lack of a nearby facility, and excessive waiting times at government facilities.[121]:61
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According to the Indian 2005 National Family Health Survey, only a small proportion of Kolkata households were covered under any health scheme or health insurance.[121]:41 The total fertility rate in Kolkata was 1.4, The lowest among the eight cities surveyed.[121]:45 In Kolkata, 77% of the married women used contraceptives, which was the highest among the cities surveyed, but use of modern contraceptive methods was the lowest (46%).[121]:47 The infant mortality rate in Kolkata was 41 per 1,000 live births, and the mortality rate for children under five was 49 per 1,000 live births.[121]:48
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Among the surveyed cities, Kolkata stood second (5%) for children who had not had any vaccinations under the Universal Immunization Programme as of 2005[update].[121]:48 Kolkata ranked second with access to an anganwadi centre under the Integrated Child Development Services (ICDS) programme for 57% of the children between 0 and 71 months.[121]:51 The proportion of malnourished, anaemic and underweight children in Kolkata was less in comparison to other surveyed cities.[121]:54–55
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About 18% of the men and 30% of the women in Kolkata are obese—the majority of them belonging to the non-poor strata of society.[121]:105 In 2005, Kolkata had the highest percentage (55%) among the surveyed cities of anaemic women, while 20% of the men in Kolkata were anaemic.[121]:56–57 Diseases like diabetes, asthma, goitre and other thyroid disorders were found in large numbers of people.[121]:57–59 Tropical diseases like malaria, dengue and chikungunya are prevalent in Kolkata, though their incidence is decreasing.[189][190] Kolkata is one of the districts in India with a high number of people with AIDS; it has been designated a district prone to high risk.[191][192] As of 2014, because of higher air pollution, the life expectancy of a person born in the city is four years fewer than in the suburbs.[193]
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Kolkata's schools are run by the state government or private organisations, many of which are religious. Bengali and English are the primary languages of instruction; Urdu and Hindi are also used, particularly in central Kolkata.[194][195] Schools in Kolkata follow the "10+2+3" plan. After completing their secondary education, students typically enroll in schools that have a higher secondary facility and are affiliated with the West Bengal Council of Higher Secondary Education, the ICSE, or the CBSE.[194] They usually choose a focus on liberal arts, business, or science. Vocational programs are also available.[194] Some Kolkata schools, for example La Martiniere Calcutta, Calcutta Boys' School, South Point School, St. James' School (Kolkata), St. Xavier's Collegiate School and Loreto House, have been ranked amongst the best schools in the country.[196]
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As of 2010[update], the Kolkata urban agglomeration is home to 14 universities run by the state government.[197] The colleges are each affiliated with a university or institution based either in Kolkata or elsewhere in India. Aliah University which was founded in 1780 as Mohammedan College of Calcutta is the oldest post-secondary educational institution of the city.[198] The University of Calcutta, founded in 1857, is the first modern university in South Asia.[199] Presidency College, Kolkata (formerly Hindu College between 1817 and 1855), founded in 1855, was one of the oldest and most eminent colleges in India. It was affiliated with the University of Calcutta until 2010 when it was converted to Presidency University, Kolkata in 2010. Bengal Engineering and Science University (BESU) is the second oldest engineering institution of the country located in Howrah.[200] An Institute of National Importance, BESU was converted to India's first IIEST. Jadavpur University is known for its arts, science, and engineering faculties.[201] The Indian Institute of Management Calcutta, which was the first of the Indian Institutes of Management, was established in 1961 at Joka, a locality in the south-western suburbs. Kolkata also houses the prestigious Indian Institute of Foreign Trade, which was started here in the year 2006.[202] The West Bengal National University of Juridical Sciences is one of India's autonomous law schools,[203][204] and the Indian Statistical Institute is a public research institute and university. State owned Maulana Abul Kalam Azad University of Technology, West Bengal (MAKAUT, WB), formerly West Bengal University of Technology (WBUT) is the largest Technological University in terms of student enrollment and number of Institutions affiliated by it. Private institutions include the Ramakrishna Mission Vivekananda Educational and Research Institute and University of Engineering & Management (UEM).
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Notable scholars who were born, worked or studied in Kolkata include physicists Satyendra Nath Bose, Meghnad Saha,[205] and Jagadish Chandra Bose;[206] chemist Prafulla Chandra Roy;[205] statisticians Prasanta Chandra Mahalanobis and Anil Kumar Gain;[205] physician Upendranath Brahmachari;[205] educator Ashutosh Mukherjee;[207] and Nobel laureates Rabindranath Tagore,[208] C. V. Raman,[206] and Amartya Sen.[209]
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Kolkata houses many premier research institutes like Indian Association for the Cultivation of Science (IACS), Indian Institute of Chemical Biology (IICB), Indian Institute of Science Education and Research (IISER), Bose Institute, Saha Institute of Nuclear Physics (SINP), Centre for Studies in Social Sciences, Calcutta, All India Institute of Hygiene and Public Health, Central Glass and Ceramic Research Institute (CGCRI), S.N. Bose National Centre for Basic Sciences (SNBNCBS), Indian Institute of Social Welfare and Business Management (IISWBM), National Institute of Pharmaceutical Education and Research, Kolkata, Variable Energy Cyclotron Centre (VECC) and Indian Centre for Space Physics. Nobel laureate Sir C. V. Raman did his groundbreaking work in Raman effect in IACS.
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Kolkata is known for its literary, artistic and revolutionary heritage; as the former capital of India, it was the birthplace of modern Indian literary and artistic thought.[210] Kolkata has been called the "City of Furious, Creative Energy"[211] as well as the "cultural [or literary] capital of India".[212][213] The presence of paras, which are neighbourhoods that possess a strong sense of community, is characteristic of the city.[214] Typically, each para has its own community club and on occasion, a playing field.[214] Residents engage in addas, or leisurely chats, that often take the form of freestyle intellectual conversation.[215][216] The city has a tradition of political graffiti depicting everything from outrageous slander to witty banter and limericks, caricatures and propaganda.[217][218]
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Kolkata has many buildings adorned with Indo-Islamic and Indo-Saracenic architectural motifs. Several well-maintained major buildings from the colonial period have been declared "heritage structures";[219] others are in various stages of decay.[220][221] Established in 1814 as the nation's oldest museum, the Indian Museum houses large collections that showcase Indian natural history and Indian art.[222] Marble Palace is a classic example of a European mansion that was built in the city. The Victoria Memorial, a place of interest in Kolkata, has a museum documenting the city's history. The National Library of India is the leading public library in the country while Science City is the largest science centre in the Indian subcontinent.[223]
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The popularity of commercial theatres in the city has declined since the 1980s.[224]:99[225] Group theatres of Kolkata, a cultural movement that started in the 1940s contrasting with the then-popular commercial theatres, are theatres that are not professional or commercial, and are centres of various experiments in theme, content, and production;[226] group theatres use the proscenium stage to highlight socially relevant messages.[224]:99[227] Chitpur locality of the city houses multiple production companies of jatra, a tradition of folk drama popular in rural Bengal.[228][229] Kolkata is the home of the Bengali cinema industry, dubbed "Tollywood" for Tollygunj, where most of the state's film studios are located.[230] Its long tradition of art films includes globally acclaimed film directors such as Academy Award-winning director Satyajit Ray, Ritwik Ghatak, Mrinal Sen, Tapan Sinha and contemporary directors such as Aparna Sen, Buddhadeb Dasgupta, Goutam Ghose and Rituparno Ghosh.[231]
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During the 19th and 20th centuries, Bengali literature was modernised through the works of authors such as Ishwar Chandra Vidyasagar, Bankim Chandra Chattopadhyay, Michael Madhusudan Dutt, Rabindranath Tagore, Kazi Nazrul Islam and Sarat Chandra Chattopadhyay.[232] Coupled with social reforms led by Ram Mohan Roy, Swami Vivekananda and others, this constituted a major part of the Bengal Renaissance.[233] The middle and latter parts of the 20th century witnessed the arrival of post-modernism, as well as literary movements such as those espoused by the Kallol movement, hungryalists and the little magazines.[234] Large majority of publishers of the city is concentrated in and around College Street, "... a half-mile of bookshops and bookstalls spilling over onto the pavement", selling new and used books.[235]
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Kalighat painting originated in 19th century Kolkata as a local style that reflected a variety of themes including mythology and quotidian life.[236] The Government College of Art and Craft, founded in 1864, has been the cradle as well as workplace of eminent artists including Abanindranath Tagore, Jamini Roy and Nandalal Bose.[237] The art college was the birthplace of the Bengal school of art that arose as an avant garde and nationalist movement reacting against the prevalent academic art styles in the early 20th century.[238][239] The Academy of Fine Arts and other art galleries hold regular art exhibitions. The city is recognised for its appreciation of Rabindra sangeet (songs written by Rabindranath Tagore) and Indian classical music, with important concerts and recitals, such as Dover Lane Music Conference, being held throughout the year; Bengali popular music, including baul folk ballads, kirtans and Gajan festival music; and modern music, including Bengali-language adhunik songs.[240][241] Since the early 1990s, new genres have emerged, including one comprising alternative folk–rock Bengali bands.[240] Another new style, jibonmukhi gaan ("songs about life"), is based on realism.[224]:105 Key elements of Kolkata's cuisine include rice and a fish curry known as machher jhol,[242] which can be accompanied by desserts such as roshogolla, sandesh, and a sweet yoghurt known as mishti dohi. Bengal's large repertoire of seafood dishes includes various preparations of ilish, a fish that is a favourite among Calcuttans. Street foods such as beguni (fried battered eggplant slices), kati roll (flatbread roll with vegetable or chicken, mutton or egg stuffing), phuchka (a deep-fried crêpe with tamarind sauce) and Indian Chinese cuisine from Chinatown are popular.[243][244][245][246]
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Though Bengali women traditionally wear the sari, the shalwar kameez and Western attire is gaining acceptance among younger women.[247] Western-style dress has greater acceptance among men, although the traditional dhoti and kurta are seen during festivals. Durga Puja, held in September–October, is Kolkata's most important and largest festival; it is an occasion for glamorous celebrations and artistic decorations.[248][249] The Bengali New Year, known as Poila Boishak, as well as the harvest festival of Poush Parbon are among the city's other festivals; also celebrated are Kali Puja, Diwali, Holi, Jagaddhatri Puja, Saraswati Puja, Rathayatra, Janmashtami, Maha Shivratri, Vishwakarma Puja, Lakshmi Puja, Ganesh Chathurthi, Makar Sankranti, Gajan, Kalpataru Day, Bhai Phonta, Maghotsab, Eid, Muharram, Christmas, Buddha Purnima and Mahavir Jayanti. Cultural events include the Rabindra Jayanti, Independence Day (15 August), Republic Day (26 January), Kolkata Book Fair, the Dover Lane Music Festival, the Kolkata Film Festival, Nandikar's National Theatre Festival, Statesman Vintage & Classic Car Rally and Gandhi Jayanti.
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Dance accompanied by Rabindra Sangeet, a music genre started by Rabindranath Tagore
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Sandesh, a typical Bengali sweet made from chhena
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A murti, or representation, of the goddess Durga shown during the Durga Puja festival
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Dakshineswar Kali Temple, a Hindu temple
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The first newspaper in India, the Bengal Gazette started publishing from the city in 1780.[250] Among Kolkata's widely circulated Bengali-language newspapers are Anandabazar Patrika, Bartaman, Ei Samay Sangbadpatra, Sangbad Pratidin, Aajkaal, Dainik Statesman and Ganashakti.[251] The Statesman and The Telegraph are two major English-language newspapers that are produced and published from Kolkata. Other popular English-language newspapers published and sold in Kolkata include The Times of India, Hindustan Times, The Hindu, The Indian Express and the Asian Age.[251] As the largest trading centre in East India, Kolkata has several high-circulation financial dailies, including The Economic Times, The Financial Express, Business Line and Business Standard.[251][252] Vernacular newspapers, such as those in the Hindi, Urdu, Gujarati, Odia, Punjabi and Chinese languages, are read by minorities.[251][107] Major periodicals based in Kolkata include Desh, Sananda, Saptahik Bartaman, Unish-Kuri, Anandalok and Anandamela.[251] Historically, Kolkata has been the centre of the Bengali little magazine movement.[253][254]
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All India Radio, the national state-owned radio broadcaster, airs several AM radio stations in the city. Kolkata has 10 local radio stations broadcasting on FM, including three from AIR. India's state-owned television broadcaster, Doordarshan, provides two free-to-air terrestrial channels,[255] while a mix of Bengali, Hindi, English, and other regional channels are accessible via cable subscription, direct-broadcast satellite services, or internet-based television.[256][257][258] Bengali-language 24-hour television news channels include ABP Ananda, Tara Newz, Kolkata TV, 24 Ghanta and Kolkata TV.[259]
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The most popular sports in Kolkata are football and cricket. Unlike most parts of India, the residents show significant passion for football.[260] The city is home to top national football clubs such as Mohun Bagan A.C., East Bengal F.C. and the Mohammedan Sporting Club.[261][262] Calcutta Football League, which was started in 1898, is the oldest football league in Asia.[263] Mohun Bagan A.C., one of the oldest football clubs in Asia, is the only organisation to be dubbed a "National Club of India".[264][265] Football matches between Mohun Bagan and East Bengal, dubbed as the Kolkata derby, witness large audience attendance and rivalry between patrons.[266] The multi-use Salt Lake Stadium, also known as Yuva Bharati Krirangan, is India's largest stadium by seating capacity. Most matches of the 2017 FIFA U-17 World Cup were played in the Salt Lake Stadium including both Semi-final matches and the Final match. Kolkata also accounted for 45% of total attendance in 2017 FIFA U-17 World Cup with an average of 55,345 spectators.[267] The Calcutta Cricket and Football Club is the second-oldest cricket club in the world.[268][269]
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As in the rest of India, cricket is popular in Kolkata and is played on grounds and in streets throughout the city.[270][271] Kolkata has the Indian Premier League franchise Kolkata Knight Riders; the Cricket Association of Bengal, which regulates cricket in West Bengal, is also based in the city. Kolkata also has an Indian Super League franchise known as Atlético de Kolkata. Tournaments, especially those involving cricket, football, badminton and carrom, are regularly organised on an inter-locality or inter-club basis.[214] The Maidan, a vast field that serves as the city's largest park, hosts several minor football and cricket clubs and coaching institutes.[272] Eden Gardens, which has a capacity of 68,000 as of 2017[update],[273] hosted the final match of the 1987 Cricket World Cup. It is home to the Bengal cricket team and the Kolkata Knight Riders.
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Kolkata's Netaji Indoor Stadium served as host of the 1981 Asian Basketball Championship, where India's national basketball team finished 5th, ahead of teams that belong to Asia's basketball elite, such as Iran. The city has three 18-hole golf courses. The oldest is at the Royal Calcutta Golf Club, the first golf club built outside the United Kingdom.[274][275] The other two are located at the Tollygunge Club and at Fort William. The Royal Calcutta Turf Club hosts horse racing and polo matches.[276] The Calcutta Polo Club is considered the oldest extant polo club in the world.[277][278][279] The Calcutta Racket Club is a squash and racquet club in Kolkata. It was founded in 1793, making it one of the oldest rackets clubs in the world, and the first in the Indian subcontinent.[280][281] The Calcutta South Club is a venue for national and international tennis tournaments; it held the first grass-court national championship in 1946.[282][283] In the period 2005–2007, Sunfeast Open, a tier-III tournament on the Women's Tennis Association circuit, was held in the Netaji Indoor Stadium; it has since been discontinued.[284][285]
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The Calcutta Rowing Club hosts rowing heats and training events. Kolkata, considered the leading centre of rugby union in India, gives its name to the oldest international tournament in rugby union, the Calcutta Cup.[286][287][288] The Automobile Association of Eastern India, established in 1904,[289][290] and the Bengal Motor Sports Club are involved in promoting motor sports and car rallies in Kolkata and West Bengal.[291][292] The Beighton Cup, an event organised by the Bengal Hockey Association and first played in 1895, is India's oldest field hockey tournament; it is usually held on the Mohun Bagan Ground of the Maidan.[293][294] Athletes from Kolkata include Sourav Ganguly, Pankaj Roy and Jhulan Goswami, who are former captains of the Indian national cricket team; Olympic tennis bronze medalist Leander Paes, golfer Arjun Atwal, and former footballers Sailen Manna, Chuni Goswami, P. K. Banerjee and Subrata Bhattacharya.
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The Gregorian calendar is the calendar used in most of the world.[1] It is named after Pope Gregory XIII, who introduced it in October 1582.
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The calendar spaces leap years to make its average year 365.2425 days long, approximating the 365.2422-day tropical year that is determined by the Earth's revolution around the Sun. The rule for leap years is:
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Every year that is exactly divisible by four is a leap year, except for years that are exactly divisible by 100, but these centurial years are leap years if they are exactly divisible by 400. For example, the years 1700, 1800, and 1900 are not leap years, but the years 1600 and 2000 are.[2]
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The calendar was a revision of the Julian calendar and had two aspects.[Note 1] It shortened the average (calendar) year by 0.0075 days to stop the drift of the calendar with respect to the equinoxes.[3] To deal with the drift since the Julian calendar was fixed, the date was advanced 10 days; Thursday 4 October 1582 was followed by Friday 15 October 1582.[Note 2] There was continuity in the cycle of weekdays and the Anno Domini calendar era.[Note 3] The reform also altered the lunar cycle used by the Church to calculate the date for Easter (computus), restoring it to the time of the year as originally celebrated by the early Church. This calendar era has the alternative secular name of "Common Era".
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The reform was adopted initially by the Catholic countries of Europe and their overseas possessions. Over the next three centuries, the Protestant and Eastern Orthodox countries also moved to what they called the Improved calendar, with Greece being the last European country to adopt the calendar in 1923.[5] To unambiguously specify a date during the transition period (or in history texts), dual dating is sometimes used to specify Old Style and New Style dates (abbreviated as O.S and N.S.). During the 20th century, most non-Western countries also adopted the calendar, at least for civil purposes.
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The Gregorian calendar is a solar calendar with 12 months of 28–31 days each. A regular Gregorian year consists of 365 days, but in certain years known as leap years, a leap day is added to February. Gregorian years are identified by consecutive year numbers.[6] A calendar date is fully specified by the year (numbered according to a calendar era, in this case Anno Domini or Common Era), the month (identified by name or number), and the day of the month (numbered sequentially starting from 1). Although the calendar year currently runs from 1 January to 31 December, at previous times year numbers were based on a different starting point within the calendar (see the "beginning of the year" section below).
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In the Julian calendar, a leap year occurred every 4 years, and the leap day was inserted by doubling 24 February. The Gregorian reform omitted a leap day in three of every 400 years and left the leap day unchanged. However, it has become customary in the modern period to number the days sequentially with no gaps, and 29 February is typically considered as the leap day. Before the 1969 revision of the Roman Calendar, the Roman Catholic Church delayed February feasts after the 23rd by one day in leap years; Masses celebrated according to the previous calendar still reflect this delay.[7]
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Calendar cycles repeat completely every 400 years, which equals 146,097 days.[Note 4][Note 5] Of these 400 years, 303 are regular years of 365 days and 97 are leap years of 366 days. A mean calendar year is 365+97/400 days = 365.2425 days, or 365 days, 5 hours, 49 minutes and 12 seconds.[Note 6]
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Christopher Clavius (1538–1612), one of the main authors of the reform
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Pope Gregory XIII, portrait by Lavinia Fontana, 16C.
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First page of the papal bull Inter gravissimas
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Detail of the pope's tomb by Camillo Rusconi (completed 1723); Antonio Lilio is genuflecting before the pope, presenting his printed calendar.
|
28 |
+
|
29 |
+
The Gregorian calendar was a reform of the Julian calendar. It was instituted by papal bull Inter gravissimas dated 24 February 1582 by Pope Gregory XIII, after whom the calendar is named.[3] The motivation for the adjustment was to bring the date for the celebration of Easter to the time of year in which it was celebrated when it was introduced by the early Church. The error in the Julian calendar (its assumption that there are exactly 365.25 days in a year) had led to the date of the equinox according to the calendar drifting from the observed reality, and thus an error had been introduced into the calculation of the date of Easter. Although a recommendation of the First Council of Nicaea in 325 specified that all Christians should celebrate Easter on the same day, it took almost five centuries before virtually all Christians achieved that objective by adopting the rules of the Church of Alexandria (see Easter for the issues which arose).[Note 7]
|
30 |
+
|
31 |
+
Because the date of Easter is a function – the computus – of the date of the (northern hemisphere) spring equinox, the Catholic Church considered unacceptable the increasing divergence between the canonical date of the equinox and observed reality. Easter is celebrated on the Sunday after the ecclesiastical full moon on or after 21 March, which was adopted as approximation to the March equinox.[9] European scholars had been well aware of the calendar drift since the early medieval period.
|
32 |
+
|
33 |
+
Bede, writing in the 8th century, showed that the accumulated error in his time was more than three days. Roger Bacon in c. 1200 estimated the error at seven or eight days. Dante, writing c. 1300, was aware of the need of a calendar reform. The first attempt to go forward with such a reform was undertaken by Pope Sixtus IV, who in 1475 invited Regiomontanus to the Vatican for this purpose. However, the project was interrupted by the death of Regiomontanus shortly after his arrival in Rome.[10]
|
34 |
+
The increase of astronomical knowledge and the precision of observations towards the end of the 15th century made the question more pressing. Numerous publications over the following decades called for a calendar reform, among them two papers sent to the Vatican by the University of Salamanca in 1515 and 1578,[11]
|
35 |
+
but the project was not taken up again until the 1540s, and implemented only under Pope Gregory XIII (r. 1572–1585).
|
36 |
+
|
37 |
+
In 1545, the Council of Trent authorised Pope Paul III to reform the calendar, requiring that the date of the vernal equinox be restored to that which it held at the time of the First Council of Nicaea in 325 and that an alteration to the calendar be designed to prevent future drift. This would allow for a more consistent and accurate scheduling of the feast of Easter.
|
38 |
+
|
39 |
+
In 1577, a Compendium was sent to expert mathematicians outside the reform commission for comments. Some of these experts, including Giambattista Benedetti and Giuseppe Moleto, believed Easter should be computed from the true motions of the Sun and Moon, rather than using a tabular method, but these recommendations were not adopted.[12] The reform adopted was a modification of a proposal made by the Calabrian doctor Aloysius Lilius (or Lilio).[13]
|
40 |
+
|
41 |
+
Lilius's proposal included reducing the number of leap years in four centuries from 100 to 97, by making three out of four centurial years common instead of leap years. He also produced an original and practical scheme for adjusting the epacts of the Moon when calculating the annual date of Easter, solving a long-standing obstacle to calendar reform.
|
42 |
+
|
43 |
+
Ancient tables provided the Sun's mean longitude.[14] The German mathematician Christopher Clavius, the architect of the Gregorian calendar, noted that the tables agreed neither on the time when the Sun passed through the vernal equinox nor on the length of the mean tropical year. Tycho Brahe also noticed discrepancies.[15] The Gregorian leap year rule (97 leap years in 400 years) was put forward by Petrus Pitatus of Verona in 1560. He noted that it is consistent with the tropical year of the Alfonsine tables and with the mean tropical year of Copernicus (De revolutionibus) and Erasmus Reinhold (Prutenic tables). The three mean tropical years in Babylonian sexagesimals as the excess over 365 days (the way they would have been extracted from the tables of mean longitude) were 0;14,33,9,57 (Alfonsine), 0;14,33,11,12 (Copernicus) and 0;14,33,9,24 (Reinhold). In decimal notation, these are equal to 0.24254606, 0.24255185, and 0.24254352, respectively. All values are the same to two sexagesimal places (0;14,33, equal to decimal 0.2425) and this is also the mean length of the Gregorian year. Thus Pitatus' solution would have commended itself to the astronomers.[16]
|
44 |
+
|
45 |
+
Lilius's proposals had two components. First, he proposed a correction to the length of the year. The mean tropical year is 365.24219 days long.[17] A commonly used value in Lilius's time, from the Alfonsine tables, is 365.2425463 days.[18] As the average length of a Julian year is 365.25 days, the Julian year is almost 11 minutes longer than the mean tropical year. The discrepancy results in a drift of about three days every 400 years. Lilius's proposal resulted in an average year of 365.2425 days (see Accuracy). At the time of Gregory's reform there had already been a drift of 10 days since the Council of Nicaea, resulting in the vernal equinox falling on 10 or 11 March instead of the ecclesiastically fixed date of 21 March, and if unreformed it would have drifted further. Lilius proposed that the 10-day drift should be corrected by deleting the Julian leap day on each of its ten occurrences over a period of forty years, thereby providing for a gradual return of the equinox to 21 March.
|
46 |
+
|
47 |
+
Lilius's work was expanded upon by Christopher Clavius in a closely argued, 800-page volume. He would later defend his and Lilius's work against detractors. Clavius's opinion was that the correction should take place in one move, and it was this advice which prevailed with Gregory.
|
48 |
+
|
49 |
+
The second component consisted of an approximation which would provide an accurate yet simple, rule-based calendar. Lilius's formula was a 10-day correction to revert the drift since the Council of Nicaea, and the imposition of a leap day in only 97 years in 400 rather than in 1 year in 4. The proposed rule was that years divisible by 100 would be leap years only if they were divisible by 400 as well.
|
50 |
+
|
51 |
+
The 19-year cycle used for the lunar calendar was also to be corrected by one day every 300 or 400 years (8 times in 2500 years) along with corrections for the years that are no longer leap years (i.e. 1700, 1800, 1900, 2100, etc.) In fact, a new method for computing the date of Easter was introduced.
|
52 |
+
|
53 |
+
When the new calendar was put in use, the error accumulated in the 13 centuries since the Council of Nicaea was corrected by a deletion of 10 days. The Julian calendar day Thursday, 4 October 1582 was followed by the first day of the Gregorian calendar, Friday, 15 October 1582 (the cycle of weekdays was not affected).
|
54 |
+
|
55 |
+
A month after having decreed the reform, the pope (with a brief of 3 April 1582) granted to one Antoni Lilio the exclusive right to publish the calendar for a period of ten years. The Lunario Novo secondo la nuova riforma[a] was printed by Vincenzo Accolti, one of the first calendars printed in Rome after the reform, notes at the bottom that it was signed with papal authorization and by Lilio (Con licentia delli Superiori... et permissu Ant(onii) Lilij). The papal brief was revoked on 20 September 1582, because Antonio Lilio proved unable to keep up with the demand for copies.[19]
|
56 |
+
|
57 |
+
Although Gregory's reform was enacted in the most solemn of forms available to the Church, the bull had no authority beyond the Catholic Church and the Papal States. The changes that he was proposing were changes to the civil calendar, over which he had no authority. They required adoption by the civil authorities in each country to have legal effect.
|
58 |
+
|
59 |
+
The bull Inter gravissimas became the law of the Catholic Church in 1582, but it was not recognised by Protestant Churches, Eastern Orthodox Churches, Oriental Orthodox Churches, and a few others. Consequently, the days on which Easter and related holidays were celebrated by different Christian Churches again diverged.
|
60 |
+
|
61 |
+
On 29 September 1582, Philip II of Spain decreed the change from the Julian to the Gregorian calendar.[20] This affected much of Roman Catholic Europe, as Philip was at the time ruler over Spain and Portugal as well as much of Italy. In these territories, as well as in the Polish–Lithuanian Commonwealth[citation needed] (ruled by Anna Jagiellon) and in the Papal States, the new calendar was implemented on the date specified by the bull, with Julian Thursday, 4 October 1582, being followed by Gregorian Friday, 15 October 1582. The Spanish and Portuguese colonies followed somewhat later de facto because of delay in communication.[21]
|
62 |
+
|
63 |
+
Many Protestant countries initially objected to adopting a Catholic innovation; some Protestants feared the new calendar was part of a plot to return them to the Catholic fold. For example, the British could not bring themselves to adopt the Catholic system explicitly: the Annexe to their Calendar (New Style) Act 1750 established a computation for the date of Easter that achieved the same result as Gregory's rules, without actually referring to him.[22]
|
64 |
+
|
65 |
+
Britain and the British Empire (including the eastern part of what is now the United States) adopted the Gregorian calendar in 1752. Sweden followed in 1753.
|
66 |
+
|
67 |
+
Prior to 1917, Turkey used the lunar Islamic calendar with the Hegira era for general purposes and the Julian calendar for fiscal purposes. The start of the fiscal year was eventually fixed at 1 March and the year number was roughly equivalent to the Hegira year (see Rumi calendar). As the solar year is longer than the lunar year this originally entailed the use of "escape years" every so often when the number of the fiscal year would jump. From 1 March 1917 the fiscal year became Gregorian, rather than Julian. On 1 January 1926 the use of the Gregorian calendar was extended to include use for general purposes and the number of the year became the same as in most other countries.
|
68 |
+
|
69 |
+
This section always places the intercalary day on 29 February even though it was always obtained by doubling 24 February (the bissextum (twice sixth) or bissextile day) until the late Middle Ages. The Gregorian calendar is proleptic before 1582 (assumed to exist before 1582), and the difference between Gregorian and Julian calendar dates increases by three days every four centuries (all date ranges are inclusive).
|
70 |
+
|
71 |
+
The following equation gives the number of days (actually, dates) that the Gregorian calendar is ahead of the Julian calendar, called the secular difference between the two calendars. A negative difference means the Julian calendar is ahead of the Gregorian calendar.[24]
|
72 |
+
|
73 |
+
where
|
74 |
+
|
75 |
+
|
76 |
+
|
77 |
+
D
|
78 |
+
|
79 |
+
|
80 |
+
{\displaystyle D}
|
81 |
+
|
82 |
+
is the secular difference and
|
83 |
+
|
84 |
+
|
85 |
+
|
86 |
+
Y
|
87 |
+
|
88 |
+
|
89 |
+
{\displaystyle Y}
|
90 |
+
|
91 |
+
is the year using astronomical year numbering, that is, use (year BC) − 1 for BC years.
|
92 |
+
|
93 |
+
|
94 |
+
|
95 |
+
|
96 |
+
⌊
|
97 |
+
|
98 |
+
x
|
99 |
+
|
100 |
+
⌋
|
101 |
+
|
102 |
+
|
103 |
+
|
104 |
+
{\displaystyle \left\lfloor {x}\right\rfloor }
|
105 |
+
|
106 |
+
means that if the result of the division is not an integer it is rounded down to the nearest integer. Thus during the 1900s, 1900/400 = 4, while during the −500s, −500/400 = −2.
|
107 |
+
|
108 |
+
The general rule, in years which are leap years in the Julian calendar but not the Gregorian, is:
|
109 |
+
|
110 |
+
Up to 28 February in the calendar being converted from, add one day less or subtract one day more than the calculated value. Give February the appropriate number of days for the calendar being converted into. When subtracting days to calculate the Gregorian equivalent of 29 February (Julian), 29 February is discounted. Thus if the calculated value is −4 the Gregorian equivalent of this date is 24 February.[25]
|
111 |
+
|
112 |
+
The year used in dates during the Roman Republic and the Roman Empire was the consular year, which began on the day when consuls first entered office—probably 1 May before 222 BC, 15 March from 222 BC and 1 January from 153 BC.[36] The Julian calendar, which began in 45 BC, continued to use 1 January as the first day of the new year. Even though the year used for dates changed, the civil year always displayed its months in the order January to December from the Roman Republican period until the present.
|
113 |
+
|
114 |
+
During the Middle Ages, under the influence of the Catholic Church, many Western European countries moved the start of the year to one of several important Christian festivals—25 December (supposed Nativity of Jesus), 25 March (Annunciation), or Easter (France),[37] while the Byzantine Empire began its year on 1 September and Russia did so on 1 March until 1492 when the new year was moved to 1 September.[38]
|
115 |
+
|
116 |
+
In common usage, 1 January was regarded as New Year's Day and celebrated as such,[39] but from the 12th century until 1751 the legal year in England began on 25 March (Lady Day).[40] So, for example, the Parliamentary record lists the execution of Charles I on 30 January as occurring in 1648 (as the year did not end until 24 March),[41] although later histories adjust the start of the year to 1 January and record the execution as occurring in 1649.[42]
|
117 |
+
|
118 |
+
Most Western European countries changed the start of the year to 1 January before they adopted the Gregorian calendar. For example, Scotland changed the start of the Scottish New Year to 1 January in 1600 (this means that 1599 was a short year). England, Ireland and the British colonies changed the start of the year to 1 January in 1752 (so 1751 was a short year with only 282 days) though in England the start of the tax year remained at 25 March (O.S.), 5 April (N.S.) until 1800, when it moved to 6 April. Later in 1752 in September the Gregorian calendar was introduced throughout Britain and the British colonies (see the section Adoption). These two reforms were implemented by the Calendar (New Style) Act 1750.[43]
|
119 |
+
|
120 |
+
In some countries, an official decree or law specified that the start of the year should be 1 January. For such countries a specific year when a 1 January-year became the norm can be identified. In other countries the customs varied, and the start of the year moved back and forth as fashion and influence from other countries dictated various customs.
|
121 |
+
|
122 |
+
Neither the papal bull nor its attached canons explicitly fix such a date, though it is implied by two tables of saint's days, one labelled 1582 which ends on 31 December, and another for any full year that begins on 1 January. It also specifies its epact relative to 1 January, in contrast with the Julian calendar, which specified it relative to 22 March. The old date was derived from the Greek system: the earlier Supputatio Romana specified it relative to 1 January.
|
123 |
+
|
124 |
+
During the period between 1582, when the first countries adopted the Gregorian calendar, and 1923, when the last European country adopted it, it was often necessary to indicate the date of some event in both the Julian calendar and in the Gregorian calendar, for example, "10/21 February 1750/51", where the dual year accounts for some countries already beginning their numbered year on 1 January while others were still using some other date. Even before 1582, the year sometimes had to be double dated because of the different beginnings of the year in various countries. Woolley, writing in his biography of John Dee (1527–1608/9), notes that immediately after 1582 English letter writers "customarily" used "two dates" on their letters, one OS and one NS.[44]
|
125 |
+
|
126 |
+
"Old Style" (OS) and "New Style" (NS) are sometimes added to dates to identify which calendar reference system is used for the date given. In Britain and its colonies, where the Calendar Act of 1750 altered the start of the year,[Note 11] and also aligned the British calendar with the Gregorian calendar, there is some confusion as to what these terms mean. They can indicate that the start of the Julian year has been adjusted to start on 1 January (NS) even though contemporary documents use a different start of year (OS); or to indicate that a date conforms to the Julian calendar (OS), formerly in use in many countries, rather than the Gregorian calendar (NS).[42][45]
|
127 |
+
|
128 |
+
Extending the Gregorian calendar backwards to dates preceding its official introduction produces a proleptic calendar, which should be used with some caution. For ordinary purposes, the dates of events occurring prior to 15 October 1582 are generally shown as they appeared in the Julian calendar, with the year starting on 1 January, and no conversion to their Gregorian equivalents. For example, the Battle of Agincourt is universally considered to have been fought on 25 October 1415 which is Saint Crispin's Day.
|
129 |
+
|
130 |
+
Usually, the mapping of new dates onto old dates with a start of year adjustment works well with little confusion for events that happened before the introduction of the Gregorian calendar. But for the period between the first introduction of the Gregorian calendar on 15 October 1582 and its introduction in Britain on 14 September 1752, there can be considerable confusion between events in continental western Europe and in British domains in English language histories.
|
131 |
+
|
132 |
+
Events in continental western Europe are usually reported in English language histories as happening under the Gregorian calendar. For example, the Battle of Blenheim is always given as 13 August 1704. Confusion occurs when an event affects both. For example, William III of England set sail from the Netherlands on 11 November 1688 (Gregorian calendar) and arrived at Brixham in England on 5 November 1688 (Julian calendar).
|
133 |
+
|
134 |
+
Shakespeare and Cervantes seemingly died on exactly the same date (23 April 1616), but Cervantes predeceased Shakespeare by ten days in real time (as Spain used the Gregorian calendar, but Britain used the Julian calendar). This coincidence encouraged UNESCO to make 23 April the World Book and Copyright Day.
|
135 |
+
|
136 |
+
Astronomers avoid this ambiguity by the use of the Julian day number.
|
137 |
+
|
138 |
+
For dates before the year 1, unlike the proleptic Gregorian calendar used in the international standard ISO 8601, the traditional proleptic Gregorian calendar (like the Julian calendar) does not have a year 0 and instead uses the ordinal numbers 1, 2, ... both for years AD and BC. Thus the traditional time line is 2 BC, 1 BC, AD 1, and AD 2. ISO 8601 uses astronomical year numbering which includes a year 0 and negative numbers before it. Thus the ISO 8601 time line is −0001, 0000, 0001, and 0002.
|
139 |
+
|
140 |
+
|
141 |
+
|
142 |
+
The Gregorian calendar continued to employ the Julian months, which have Latinate names and irregular numbers of days:
|
143 |
+
|
144 |
+
Europeans sometimes attempt to remember the number of days in each month by memorizing some form of the traditional verse "Thirty Days Hath September". It appears in Latin,[63] Italian,[64] and French,[65] and belongs to a broad oral tradition but the earliest currently attested form of the poem is the English marginalia inserted into a calendar of saints c. 1425:[66][67]
|
145 |
+
|
146 |
+
Thirti dayes hath novembir
|
147 |
+
April june and Septembir.
|
148 |
+
Of xxviij is but oon
|
149 |
+
And alle the remenaunt xxx and j.[66]
|
150 |
+
|
151 |
+
Thirty days have November,
|
152 |
+
April, June, and September.
|
153 |
+
Of 28 is but one
|
154 |
+
And all the remnant 30 and 1.
|
155 |
+
|
156 |
+
Variations appeared in Mother Goose and continue to be taught at schools. The unhelpfulness of such involved mnemonics has been parodied as "Thirty days hath September / But all the rest I can't remember"[68] but it has also been called "probably the only sixteenth-century poem most ordinary citizens know by heart".[69] A common nonverbal alternative is the knuckle mnemonic, considering the knuckles of one's hands as months with 31 days and the lower spaces between them as the months with fewer days. Using two hands, one may start from either pinkie knuckle as January and count across, omitting the space between the index knuckles (July and August). The same procedure can be done using the knuckles of a single hand, returning from the last (July) to the first (August) and continuing through. A similar mnemonic is to move up a piano keyboard in semitones from an F key, taking the white keys as the longer months and the black keys as the shorter ones.
|
157 |
+
|
158 |
+
|
159 |
+
|
160 |
+
In conjunction with the system of months there is a system of weeks. A physical or electronic calendar provides conversion from a given date to the weekday, and shows multiple dates for a given weekday and month. Calculating the day of the week is not very simple, because of the irregularities in the Gregorian system. When the Gregorian calendar was adopted by each country, the weekly cycle continued uninterrupted. For example, in the case of the few countries that adopted the reformed calendar on the date proposed by Gregory XIII for the calendar's adoption, Friday, 15 October 1582, the preceding date was Thursday, 4 October 1582 (Julian calendar).
|
161 |
+
|
162 |
+
Opinions vary about the numbering of the days of the week. ISO 8601, in common use worldwide, starts with Monday=1; printed monthly calendar grids often list Mondays in the first (left) column of dates and Sundays in the last. In North America, the week typically begins on Sunday and ends on Saturday.
|
163 |
+
|
164 |
+
The Gregorian calendar improves the approximation made by the Julian calendar by skipping three Julian leap days in every 400 years, giving an average year of 365.2425 mean solar days long.[70] This approximation has an error of about one day per 3,030 years[71] with respect to the current value of the mean tropical year. However, because of the precession of the equinoxes, which is not constant, and the movement of the perihelion (which affects the Earth's orbital speed) the error with respect to the astronomical vernal equinox is variable; using the average interval between vernal equinoxes near 2000 of 365.24237 days[72] implies an error closer to 1 day every 7,700 years. By any criterion, the Gregorian calendar is substantially more accurate than the 1 day in 128 years error of the Julian calendar (average year 365.25 days).
|
165 |
+
|
166 |
+
In the 19th century, Sir John Herschel proposed a modification to the Gregorian calendar with 969 leap days every 4000 years, instead of 970 leap days that the Gregorian calendar would insert over the same period.[73] This would reduce the average year to 365.24225 days. Herschel's proposal would make the year 4000, and multiples thereof, common instead of leap. While this modification has often been proposed since, it has never been officially adopted.[74]
|
167 |
+
|
168 |
+
On time scales of thousands of years, the Gregorian calendar falls behind the astronomical seasons. This is because the Earth's speed of rotation is gradually slowing down, which makes each day slightly longer over time (see tidal acceleration and leap second) while the year maintains a more uniform duration.
|
169 |
+
|
170 |
+
|
171 |
+
|
172 |
+
This image shows the difference between the Gregorian calendar and the astronomical seasons.
|
173 |
+
|
174 |
+
The y-axis is the date in June and the x-axis is Gregorian calendar years.
|
175 |
+
|
176 |
+
Each point is the date and time of the June solstice in that particular year. The error shifts by about a quarter of a day per year. Centurial years are ordinary years, unless they are divisible by 400, in which case they are leap years. This causes a correction in the years 1700, 1800, 1900, 2100, 2200, and 2300.
|
177 |
+
|
178 |
+
For instance, these corrections cause 23 December 1903 to be the latest December solstice, and 20 December 2096 to be the earliest solstice—about 2.35 days of variation compared with the seasonal event.
|
179 |
+
|
180 |
+
The following are proposed reforms of the Gregorian calendar:
|
181 |
+
|
182 |
+
Precursors of the Gregorian reform
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|
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A calendar is a system of organizing days for social, religious, commercial or administrative purposes. This is done by giving names to periods of time, typically days, weeks, months and years. A date is the designation of a single, specific day within such a system. A calendar is also a physical record (often paper) of such a system. A calendar can also mean a list of planned events, such as a court calendar or a partly or fully chronological list of documents, such as a calendar of wills.
|
4 |
+
|
5 |
+
Periods in a calendar (such as years and months) are usually, though not necessarily, synchronized with the cycle of the sun or the moon. The most common type of pre-modern calendar was the lunisolar calendar, a lunar calendar that occasionally adds one intercalary month to remain synchronized with the solar year over the long term.
|
6 |
+
|
7 |
+
The term calendar is taken from calendae, the term for the first day of the month in the Roman calendar, related to the verb calare "to call out", referring to the "calling" of the new moon when it was first seen.[1] Latin calendarium meant "account book, register" (as accounts were settled and debts were collected on the calends of each month). The Latin term was adopted in Old French as calendier and from there in Middle English as calender by the 13th century (the spelling calendar is early modern).
|
8 |
+
|
9 |
+
The course of the sun and the moon are the most salient natural, regularly recurring events useful for timekeeping, thus in pre-modern societies worldwide lunation and the year were most commonly used as time units. Nevertheless, the Roman calendar contained remnants of a very ancient pre-Etruscan 10-month solar year.[2] The first recorded physical calendars, dependent on the development of writing in the Ancient Near East, are the Bronze Age Egyptian and Sumerian calendars.[3]
|
10 |
+
|
11 |
+
A large number of Ancient Near East calendar systems based on the Babylonian calendar date from the Iron Age, among them the calendar system of the Persian Empire, which in turn gave rise to the Zoroastrian calendar and the Hebrew calendar.[4]
|
12 |
+
|
13 |
+
A great number of Hellenic calendars developed in Classical Greece, and in the Hellenistic period gave rise to both the ancient Roman calendar and to various Hindu calendars.[5]
|
14 |
+
|
15 |
+
Calendars in antiquity were lunisolar, depending on the introduction of intercalary months to align the solar and the lunar years. This was mostly based on observation, but there may have been early attempts to model the pattern of intercalation algorithmically, as evidenced in the fragmentary 2nd-century Coligny calendar.
|
16 |
+
|
17 |
+
The Roman calendar was reformed by Julius Caesar in 46 BC.[6]. The Julian calendar was no longer dependent on the observation of the new moon but simply followed an algorithm of introducing a leap day every four years. This created a dissociation of the calendar month from the lunation.
|
18 |
+
|
19 |
+
The Islamic calendar is based on the prohibition of intercalation (nasi') by Muhammad, in Islamic tradition dated to a sermon held on 9 Dhu al-Hijjah AH 10 (Julian date: 6 March 632). This resulted in an observation-based lunar calendar that shifts relative to the seasons of the solar year.
|
20 |
+
|
21 |
+
The first calendar reform of the early modern era was the Gregorian calendar, introduced in 1582 based on the observation of a long-term shift between the Julian calendar and the solar year.
|
22 |
+
|
23 |
+
There have been a number of modern proposals for reform of the calendar, such as the World Calendar, International Fixed Calendar, Holocene calendar, and, recently, the Hanke-Henry Permanent Calendar. Such ideas are mooted from time to time but have failed to gain traction because of the loss of continuity, massive upheaval in implementation, and religious objections.
|
24 |
+
|
25 |
+
A full calendar system has a different calendar date for every day. Thus the week cycle is by itself not a full calendar system; neither is a system to name the days within a year without a system for identifying the years.
|
26 |
+
|
27 |
+
The simplest calendar system just counts time periods from a reference date. This applies for the Julian day or Unix Time. Virtually the only possible variation is using a different reference date, in particular, one less distant in the past to make the numbers smaller. Computations in these systems are just a matter of addition and subtraction.
|
28 |
+
|
29 |
+
Other calendars have one (or multiple) larger units of time.
|
30 |
+
|
31 |
+
Calendars that contain one level of cycles:
|
32 |
+
|
33 |
+
Calendars with two levels of cycles:
|
34 |
+
|
35 |
+
Cycles can be synchronized with periodic phenomena:
|
36 |
+
|
37 |
+
Very commonly a calendar includes more than one type of cycle or has both cyclic and non-cyclic elements.
|
38 |
+
|
39 |
+
Most calendars incorporate more complex cycles. For example, the vast majority of them track years, months, weeks and days. The seven-day week is practically universal, though its use varies. It has run uninterrupted for millennia.[7]
|
40 |
+
|
41 |
+
Solar calendars assign a date to each solar day. A day may consist of the period between sunrise and sunset, with a following period of night, or it may be a period between successive events such as two sunsets. The length of the interval between two such successive events may be allowed to vary slightly during the year, or it may be averaged into a mean solar day. Other types of calendar may also use a solar day.
|
42 |
+
|
43 |
+
Not all calendars use the solar year as a unit. A lunar calendar is one in which days are numbered within each lunar phase cycle. Because the length of the lunar month is not an even fraction of the length of the tropical year, a purely lunar calendar quickly drifts against the seasons, which do not vary much near the equator. It does, however, stay constant with respect to other phenomena, notably tides. An example is the Islamic calendar.
|
44 |
+
Alexander Marshack, in a controversial reading,[8] believed that marks on a bone baton (c. 25,000 BC) represented a lunar calendar. Other marked bones may also represent lunar calendars. Similarly, Michael Rappenglueck believes that marks on a 15,000-year-old cave painting represent a lunar calendar.[9]
|
45 |
+
|
46 |
+
A lunisolar calendar is a lunar calendar that compensates by adding an extra month as needed to realign the months with the seasons. Prominent examples of lunisolar calendar are Hindu calendar and Buddhist calendar that are popular in South Asia and Southeast Asia. Another example is the Hebrew calendar which uses a 19-year cycle.
|
47 |
+
|
48 |
+
Nearly all calendar systems group consecutive days into "months" and also into "years". In a solar calendar a year approximates Earth's tropical year (that is, the time it takes for a complete cycle of seasons), traditionally used to facilitate the planning of agricultural activities. In a lunar calendar, the month approximates the cycle of the moon phase. Consecutive days may be grouped into other periods such as the week.
|
49 |
+
|
50 |
+
Because the number of days in the tropical year is not a whole number, a solar calendar must have a different number of days in different years. This may be handled, for example, by adding an extra day in leap years. The same applies to months in a lunar calendar and also the number of months in a year in a lunisolar calendar. This is generally known as intercalation. Even if a calendar is solar, but not lunar, the year cannot be divided entirely into months that never vary in length.
|
51 |
+
|
52 |
+
Cultures may define other units of time, such as the week, for the purpose of scheduling regular activities that do not easily coincide with months or years. Many cultures use different baselines for their calendars' starting years. Historically, several countries have based their calendars on regnal years, a calendar based on the reign of their current sovereign. For example, the year 2006 in Japan is year 18 Heisei, with Heisei being the era name of Emperor Akihito.
|
53 |
+
|
54 |
+
An astronomical calendar is based on ongoing observation; examples are the religious Islamic calendar and the old religious Jewish calendar in the time of the Second Temple. Such a calendar is also referred to as an observation-based calendar. The advantage of such a calendar is that it is perfectly and perpetually accurate. The disadvantage is that working out when a particular date would occur is difficult.
|
55 |
+
|
56 |
+
An arithmetic calendar is one that is based on a strict set of rules; an example is the current Jewish calendar. Such a calendar is also referred to as a rule-based calendar. The advantage of such a calendar is the ease of calculating when a particular date occurs. The disadvantage is imperfect accuracy. Furthermore, even if the calendar is very accurate, its accuracy diminishes slowly over time, owing to changes in Earth's rotation. This limits the lifetime of an accurate arithmetic calendar to a few thousand years. After then, the rules would need to be modified from observations made since the invention of the calendar.
|
57 |
+
|
58 |
+
Calendars may be either complete or incomplete. Complete calendars provide a way of naming each consecutive day, while incomplete calendars do not. The early Roman calendar, which had no way of designating the days of the winter months other than to lump them together as "winter", is an example of an incomplete calendar, while the Gregorian calendar is an example of a complete calendar.
|
59 |
+
|
60 |
+
The primary practical use of a calendar is to identify days: to be informed about or to agree on a future event and to record an event that has happened. Days may be significant for agricultural, civil, religious or social reasons. For example, a calendar provides a way to determine when to start planting or harvesting, which days are religious or civil holidays, which days mark the beginning and end of business accounting periods, and which days have legal significance, such as the day taxes are due or a contract expires. Also a calendar may, by identifying a day, provide other useful information about the day such as its season.
|
61 |
+
|
62 |
+
Calendars are also used to help people manage their personal schedules, time and activities, particularly when individuals have numerous work, school, and family commitments. People frequently use multiple systems and may keep both a business and family calendar to help prevent them from overcommitting their time.
|
63 |
+
|
64 |
+
Calendars are also used as part of a complete timekeeping system: date and time of day together specify a moment in time. In the modern world, timekeepers can show time, date and weekday. Some may also show lunar phase.
|
65 |
+
|
66 |
+
The Gregorian calendar is the de facto international standard and is used almost everywhere in the world for civil purposes. It is a purely solar calendar, with a cycle of leap days in a 400-year cycle designed to keep the duration of the year aligned with the solar year.
|
67 |
+
|
68 |
+
Each Gregorian year has either 365 or 366 days (the leap day being inserted as 29 February), amounting to an average Gregorian year of 365.2425 days (compared to a solar year of 365.2422 days). It was introduced in 1582 as a refinement to the Julian calendar which had been in use throughout the European Middle Ages, amounting to a 0.002% correction in the length of the year.
|
69 |
+
|
70 |
+
During the Early Modern period, however, its adoption was mostly limited to Roman Catholic nations, but by the 19th century, it became widely adopted worldwide for the sake of convenience in international trade. The last European country to adopt the reform was Greece, in 1923.
|
71 |
+
|
72 |
+
The calendar epoch used by the Gregorian calendar is inherited from the medieval convention established by Dionysius Exiguus and associated with the Julian calendar. The year number is variously given as AD (for Anno Domini) or CE (for Common Era or, indeed, Christian Era).
|
73 |
+
|
74 |
+
The most important use of pre-modern calendars is keeping track of the liturgical year and the observation of religious feast days.
|
75 |
+
|
76 |
+
While the Gregorian calendar is itself historically motivated in relation to the calculation of the Easter date, it is now in worldwide secular use as the de facto standard. Alongside the use of the Gregorian calendar for secular matters, there remain a number of calendars in use for religious purposes.
|
77 |
+
|
78 |
+
Eastern Christians, including the Orthodox Church, use the Julian calendar.
|
79 |
+
|
80 |
+
The Islamic calendar or Hijri calendar, is a lunar calendar consisting of 12 lunar months in a year of 354 or 355 days. It is used to date events in most of the Muslim countries (concurrently with the Gregorian calendar), and used by Muslims everywhere to determine the proper day on which to celebrate Islamic holy days and festivals. Its epoch is the Hijra (corresponding to AD 622)
|
81 |
+
With an annual drift of 11 or 12 days, the seasonal relation is repeated approximately every 33 Islamic years.
|
82 |
+
|
83 |
+
Various Hindu calendars remain in use in the Indian subcontinent, including the Nepali calendars, Bengali calendar, Malayalam calendar, Tamil calendar, Vikrama Samvat used in Northern India, and Shalivahana calendar in the Deccan states.
|
84 |
+
|
85 |
+
The Buddhist calendar and the traditional lunisolar calendars of Cambodia, Laos, Myanmar, Sri Lanka and Thailand are also based on an older version of the Hindu calendar.
|
86 |
+
|
87 |
+
Most of the Hindu calendars are inherited from a system first enunciated in Vedanga Jyotisha of Lagadha, standardized in the Sūrya Siddhānta and subsequently reformed by astronomers such as Āryabhaṭa (AD 499), Varāhamihira (6th century) and Bhāskara II (12th century).
|
88 |
+
|
89 |
+
The Hebrew calendar is used by Jews worldwide for religious and cultural affairs, also influences civil matters in Israel (such as national holidays) and can be used business dealings (such as for the dating of cheques).
|
90 |
+
|
91 |
+
Bahá'ís worldwide use the Bahá'í calendar. The Baha'i Calendar, also known as the Badi Calendar was first established by the Bab in the Kitab-i-Asma. The Baha'i Calendar is also purely a solar calendar and comprises 19 months each having nineteen days.
|
92 |
+
|
93 |
+
The Chinese, Hebrew, Hindu, and Julian calendars are widely used for religious and social purposes.
|
94 |
+
|
95 |
+
The Iranian (Persian) calendar is used in Iran and some parts of Afghanistan. The Assyrian calendar is in use by the members of the Assyrian community in the Middle East (mainly Iraq, Syria, Turkey and Iran) and the diaspora. The first year of the calendar is exactly 4750 years prior to the start of the Gregorian calendar. The Ethiopian calendar or Ethiopic calendar is the principal calendar used in Ethiopia and Eritrea, with the Oromo calendar also in use in some areas. In neighboring Somalia, the Somali calendar co-exists alongside the Gregorian and Islamic calendars. In Thailand, where the Thai solar calendar is used, the months and days have adopted the western standard, although the years are still based on the traditional Buddhist calendar.
|
96 |
+
|
97 |
+
A fiscal calendar generally means the accounting year of a government or a business. It is used for budgeting, keeping accounts and taxation. It is a set of 12 months that may start at any date in a year. The US government's fiscal year starts on 1 October and ends on 30 September. The government of India's fiscal year starts on 1 April and ends on 31 March. Small traditional businesses in India start the fiscal year on Diwali festival and end the day before the next year's Diwali festival.
|
98 |
+
|
99 |
+
In accounting (and particularly accounting software), a fiscal calendar (such as a 4/4/5 calendar) fixes each month at a specific number of weeks to facilitate comparisons from month to month and year to year. January always has exactly 4 weeks (Sunday through Saturday), February has 4 weeks, March has 5 weeks, etc. Note that this calendar will normally need to add a 53rd week to every 5th or 6th year, which might be added to December or might not be, depending on how the organization uses those dates. There exists an international standard way to do this (the ISO week). The ISO week starts on a Monday and ends on a Sunday. Week 1 is always the week that contains 4 January in the Gregorian calendar.
|
100 |
+
|
101 |
+
The term calendar applies not only to a given scheme of timekeeping but also to a specific record or device displaying such a scheme, for example, an appointment book in the form of a pocket calendar (or personal organizer), desktop calendar, a wall calendar, etc.
|
102 |
+
|
103 |
+
In a paper calendar, one or two sheets can show a single day, a week, a month, or a year. If a sheet is for a single day, it easily shows the date and the weekday. If a sheet is for multiple days it shows a conversion table to convert from weekday to date and back. With a special pointing device, or by crossing out past days, it may indicate the current date and weekday. This is the most common usage of the word.
|
104 |
+
|
105 |
+
In the US Sunday is considered the first day of the week and so appears on the far left and Saturday the last day of the week appearing on the far right. In Britain, the weekend may appear at the end of the week so the first day is Monday and the last day is Sunday. The US calendar display is also used in Britain.
|
106 |
+
|
107 |
+
It is common to display the Gregorian calendar in separate monthly grids of seven columns (from Monday to Sunday, or Sunday to Saturday depending on which day is considered to start the week – this varies according to country) and five to six rows (or rarely, four rows when the month of February contains 28 days in common years beginning on the first day of the week), with the day of the month numbered in each cell, beginning with 1. The sixth row is sometimes eliminated by marking 23/30 and 24/31 together as necessary.
|
108 |
+
|
109 |
+
When working with weeks rather than months, a continuous format is sometimes more convenient, where no blank cells are inserted to ensure that the first day of a new month begins on a fresh row.
|
110 |
+
|
111 |
+
Calendaring software provides users with an electronic version of a calendar, and may additionally provide an appointment book, address book or contact list.
|
112 |
+
Calendaring is a standard feature of many PDAs, EDAs, and smartphones. The software may be a local package designed for individual use (e.g., Lightning extension for Mozilla Thunderbird, Microsoft Outlook without Exchange Server, or Windows Calendar) or may be a networked package that allows for the sharing of information between users (e.g., Mozilla Sunbird, Windows Live Calendar, Google Calendar, or Microsoft Outlook with Exchange Server).
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en/804.html.txt
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|
1 |
+
|
2 |
+
|
3 |
+
The Julian calendar, proposed by Julius Caesar in 708 Ab urbe condita (AUC) (46 BC), was a reform of the Roman calendar.[1] It took effect on 1 January 709 AUC (45 BC), by edict. It was designed with the aid of Greek mathematicians and Greek astronomers such as Sosigenes of Alexandria.
|
4 |
+
|
5 |
+
The calendar was the predominant calendar in the Roman world, most of Europe, and in European settlements in the Americas and elsewhere, until it was gradually replaced by the Gregorian calendar, promulgated in 1582 by Pope Gregory XIII. The Julian calendar is still used in parts of the Eastern Orthodox Church and in parts of Oriental Orthodoxy as well as by the Berbers.[2]
|
6 |
+
|
7 |
+
The Julian calendar has two types of year: a normal year of 365 days and a leap year of 366 days. They follow a simple cycle of three normal years and one leap year, giving an average year that is 365.25 days long. That is more than the actual solar year value of 365.24219 days, which means the Julian calendar gains a day every 128 years.
|
8 |
+
|
9 |
+
For any given event during the years from 1901 to 2099 inclusive, its date according to the Julian calendar is 13 days behind its corresponding Gregorian date.
|
10 |
+
|
11 |
+
The ordinary year in the previous Roman calendar consisted of 12 months, for a total of 355 days. In addition, a 27- or 28-day intercalary month, the Mensis Intercalaris, was sometimes inserted between February and March. This intercalary month was formed by inserting 22 or 23 days after the first 23 days of February; the last five days of February, which counted down toward the start of March, became the last five days of Intercalaris. The net effect was to add 22 or 23 days to the year, forming an intercalary year of 377 or 378 days.[5] Some say the mensis intercalaris always had 27 days and began on either the first or the second day after the Terminalia (23 February).[6]
|
12 |
+
|
13 |
+
According to the later writers Censorinus and Macrobius, the ideal intercalary cycle consisted of ordinary years of 355 days alternating with intercalary years, alternately 377 and 378 days long. In this system, the average Roman year would have had 366 1⁄4 days over four years, giving it an average drift of one day per year relative to any solstice or equinox. Macrobius describes a further refinement whereby, in one 8-year period within a 24-year cycle, there were only three intercalary years, each of 377 days (thus 11 intercalary years out of 24). This refinement averages the length of the year to 365.25 days over 24 years.
|
14 |
+
|
15 |
+
In practice, intercalations did not occur systematically according to any of these ideal systems, but were determined by the pontifices. So far as can be determined from the historical evidence, they were much less regular than these ideal schemes suggest. They usually occurred every second or third year, but were sometimes omitted for much longer, and occasionally occurred in two consecutive years.
|
16 |
+
|
17 |
+
If managed correctly this system could have allowed the Roman year to stay roughly aligned to a tropical year. However, since the pontifices were often politicians, and because a Roman magistrate's term of office corresponded with a calendar year, this power was prone to abuse: a pontifex could lengthen a year in which he or one of his political allies was in office, or refuse to lengthen one in which his opponents were in power.[7]
|
18 |
+
|
19 |
+
If too many intercalations were omitted, as happened after the Second Punic War and during the Civil Wars, the calendar would drift out of alignment with the tropical year. Moreover, because intercalations were often determined quite late, the average Roman citizen often did not know the date, particularly if he were some distance from the city. For these reasons, the last years of the pre-Julian calendar were later known as "years of confusion". The problems became particularly acute during the years of Julius Caesar's pontificate before the reform, 63–46 BC, when there were only five intercalary months (instead of eight), none of which were during the five Roman years before 46 BC.
|
20 |
+
|
21 |
+
Caesar's reform was intended to solve this problem permanently, by creating a calendar that remained aligned to the sun without any human intervention. This proved useful very soon after the new calendar came into effect. Varro used it in 37 BC to fix calendar dates for the start of the four seasons, which would have been impossible only 8 years earlier.[8] A century later, when Pliny dated the winter solstice to 25 December because the sun entered the 8th degree of Capricorn on that date,[9] this stability had become an ordinary fact of life.
|
22 |
+
|
23 |
+
Although the approximation of 365 1⁄4 days for the tropical year had been known for a long time[10] ancient solar calendars had used less precise periods, resulting in gradual misalignment of the calendar with the seasons.
|
24 |
+
|
25 |
+
The octaeteris, a cycle of 8 lunar years popularised by Cleostratus (and also commonly attributed to Eudoxus) which was used in some early Greek calendars, notably in Athens, is 1.53 days longer than eight Julian years. The length of nineteen years in the cycle of Meton was 6,940 days, six hours longer than the mean Julian year. The mean Julian year was the basis of the 76-year cycle devised by Callippus (a student under Eudoxus) to improve the Metonic cycle.
|
26 |
+
|
27 |
+
In Persia (Iran) after the reform in the Persian calendar by introduction of the Persian Zoroastrian (i. e. Young Avestan) calendar in 503 BC and afterwards, the first day of the year (1 Farvardin=Nowruz) slipped against the vernal equinox at the rate of approximately one day every four years.[11][12]
|
28 |
+
|
29 |
+
Likewise in the Egyptian calendar, a fixed year of 365 days was in use, drifting by one day against the sun in four years. An unsuccessful attempt to add an extra day every fourth year was made in 238 BC (Decree of Canopus). Caesar probably experienced this "wandering" or "vague" calendar in that country. He landed in the Nile delta in October 48 BC and soon became embroiled in the Ptolemaic dynastic war, especially after Cleopatra managed to be "introduced" to him in Alexandria.
|
30 |
+
|
31 |
+
Caesar imposed a peace, and a banquet was held to celebrate the event.[13] Lucan depicted Caesar talking to a wise man called Acoreus during the feast, stating his intention to create a calendar more perfect than that of Eudoxus[13] (Eudoxus was popularly credited with having determined the length of the year to be 365 1⁄4 days).[14] But the war soon resumed and Caesar was attacked by the Egyptian army for several months until he achieved victory. He then enjoyed a long cruise on the Nile with Cleopatra before leaving the country in June 47 BC.[15]
|
32 |
+
|
33 |
+
Caesar returned to Rome in 46 BC and, according to Plutarch, called in the best philosophers and mathematicians of his time to solve the problem of the calendar.[16] Pliny says that Caesar was aided in his reform by the astronomer Sosigenes of Alexandria[17] who is generally considered the principal designer of the reform. Sosigenes may also have been the author of the astronomical almanac published by Caesar to facilitate the reform.[18] Eventually, it was decided to establish a calendar that would be a combination between the old Roman months, the fixed length of the Egyptian calendar, and the 365 1⁄4 days of Greek astronomy. According to Macrobius, Caesar was assisted in this by a certain Marcus Flavius.[19]
|
34 |
+
|
35 |
+
Caesar's reform only applied to the Roman calendar. However, in the following decades many of the local civic and provincial calendars of the empire and neighbouring client kingdoms were aligned to the Julian calendar by transforming them into calendars with years of 365 days with an extra day intercalated every four years.[20][21] The reformed calendars typically retained many features of the unreformed calendars. In many cases, the New Year was not on 1 January, the leap day was not on the bissextile day, the old month names were retained, the lengths of the reformed months did not match the lengths of Julian months, and, even if they did, their first days did not match the first day of the corresponding Julian month. Nevertheless, since the reformed calendars had fixed relationships to each other and to the Julian calendar, the process of converting dates between them became quite straightforward, through the use of conversion tables known as hemerologia.[22] Several of the reformed calendars are only known through surviving hemerologia.
|
36 |
+
|
37 |
+
The three most important of these calendars are the Alexandrian calendar, the Asian calendar and the Syro-Macedonian calendar. Other reformed calendars are known from Cappadocia, Cyprus and the cities of Syria and Palestine. Most reformed calendars were adopted under Augustus, though the calendar of Nabatea was reformed after the kingdom became the Roman province of Arabia in AD 106. There is no evidence that local calendars were aligned to the Julian calendar in the western empire. Unreformed calendars continued to be used in Gaul, Greece, Macedon, the Balkans and parts of Palestine, most notably in Judea.
|
38 |
+
|
39 |
+
The Alexandrian calendar adapted the Egyptian calendar by adding a 6th epagomenal day as the last day of the year in every fourth year, falling on 29 August preceding a Julian bissextile day. It was otherwise identical to the Egyptian calendar. The first leap day was in 22 BC, and they occurred every four years from the beginning, even though Roman leap days occurred every three years at this time (see Leap year error). This calendar influenced the structure of several other reformed calendars, such as those of the cities of Gaza and Ascalon in Palestine, Salamis in Cyprus, and the province of Arabia. It was adopted by the Coptic church and remains in use both as the liturgical calendar of the Coptic church and as the civil calendar of Ethiopia.
|
40 |
+
|
41 |
+
The Asian calendar was an adaptation of the Macedonian calendar used in the province of Asia and, with minor variations, in nearby cities and provinces. It is known in detail through the survival of decrees promulgating it issued in 8 BC by the proconsul Paullus Fabius Maximus. It renamed the first month Dios as Kaisar, and arranged the months such that each month started on the ninth day before the kalends of the corresponding Roman month; thus the year began on 23 September, Augustus' birthday. Since Greek months typically had 29 or 30 days, the extra day of 31-day months was named Sebaste—the emperor's day—and was the first day of these months. The leap day was a second Sebaste day in the month of Xandikos, i.e., 24 February. This calendar remained in use at least until the middle of the fifth century AD.
|
42 |
+
|
43 |
+
The Syro-Macedonian calendar was an adaptation of the Macedonian calendar used in Antioch and other parts of Syria. The months were exactly aligned to the Julian calendar, but they retained their Macedonian names and the year began in Dios = November until the fifth century, when the start of the year was moved to Gorpiaios = September.
|
44 |
+
|
45 |
+
These reformed calendars generally remained in use until the fifth or sixth century. Around that time most of them were replaced as civil calendars by the Julian calendar, but with a year starting in September to reflect the year of the indiction cycle.
|
46 |
+
|
47 |
+
The Julian calendar spread beyond the borders of the Roman Empire through its use as the Christian liturgical calendar. When a people or a country was converted to Christianity, they generally also adopted the Christian calendar of the church responsible for conversion. Thus, Christian Nubia and Ethiopia adopted the Alexandrian calendar, while Christian Europe adopted the Julian calendar, in either the Catholic or Orthodox variant. Starting in the 16th century, European settlements in the Americas and elsewhere likewise inherited the Julian calendar of the mother country, until they adopted the Gregorian reform. The last country to adopt the Julian calendar was the Ottoman Empire, which used it for financial purposes for some time under the name Rumi calendar and dropped the "escape years" which tied it to Muslim chronology in 1840.
|
48 |
+
|
49 |
+
The first step of the reform was to realign the start of the calendar year (1 January) to the tropical year by making 46 BC (708 AUC) 445 days long, compensating for the intercalations which had been missed during Caesar's pontificate. This year had already been extended from 355 to 378 days by the insertion of a regular intercalary month in February. When Caesar decreed the reform, probably shortly after his return from the African campaign in late Quintilis (July), he added 67 more days by inserting two extraordinary intercalary months between November and December.[note 1]
|
50 |
+
|
51 |
+
These months are called Intercalaris Prior and Intercalaris Posterior in letters of Cicero written at the time; there is no basis for the statement sometimes seen that they were called "Undecimber" and "Duodecimber", terms that arose in the 18th century over a millennium after the Roman Empire's collapse.[note 2] Their individual lengths are unknown, as is the position of the Nones and Ides within them.[23]
|
52 |
+
|
53 |
+
Because 46 BC was the last of a series of irregular years, this extra-long year was, and is, referred to as the "last year of confusion". The new calendar began operation after the realignment had been completed, in 45 BC.[24]
|
54 |
+
|
55 |
+
The Julian months were formed by adding ten days to a regular pre-Julian Roman year of 355 days, creating a regular Julian year of 365 days. Two extra days were added to January, Sextilis (August) and December, and one extra day was added to April, June, September and November. February was not changed in ordinary years, and so continued to be the traditional 28 days. Thus, the ordinary (i.e., non-leap year) lengths of all of the months were set by the Julian calendar to the same values they still hold today. (See Sacrobosco's theory on month lengths (below) for stories purporting otherwise.)
|
56 |
+
|
57 |
+
The Julian reform did not change the method used to account days of the month in the pre-Julian calendar, based on the Kalends, Nones and Ides, nor did it change the positions of these three dates within the months. Macrobius states that the extra days were added immediately before the last day of each month to avoid disturbing the position of the established religious ceremonies relative to the Nones and Ides of the month.[25] However, since Roman dates after the Ides of the month counted down toward the start of the next month, the extra days had the effect of raising the initial value of the count of the day following the Ides in the lengthened months. Thus, in January, Sextilis and December the 14th day of the month became a.d. XIX Kal. instead of a.d. XVII Kal., while in April, June, September and November it became a.d. XVIII Kal.
|
58 |
+
|
59 |
+
Romans of the time born after the Ides of a month responded differently to the effect of this change on their birthdays. Mark Antony kept his birthday on 14 January, which changed its date from a.d. XVII Kal. Feb to a.d. XIX Kal. Feb, a date that had previously not existed. Livia kept the date of her birthday unchanged at a.d. III Kal. Feb., which moved it from 28 to 30 January, a day that had previously not existed. Augustus kept his on 23 September, but both the old date (a.d. VIII Kal. Oct.) and the new (a.d. IX Kal. Oct.) were celebrated in some places.
|
60 |
+
|
61 |
+
The inserted days were all initially characterised as dies fasti (F – see Roman calendar).[26] The character of a few festival days was changed. In the early Julio-Claudian period a large number of festivals were decreed to celebrate events of dynastic importance, which caused the character of the associated dates to be changed to NP. However, this practice was discontinued around the reign of Claudius, and the practice of characterising days fell into disuse around the end of the first century AD: the Antonine jurist Gaius speaks of dies nefasti as a thing of the past.[27]
|
62 |
+
|
63 |
+
The old intercalary month was abolished. The new leap day was dated as ante diem bis sextum Kalendas Martias ('the sixth doubled day before the Kalends of March'), usually abbreviated as a.d. bis VI Kal. Mart.; hence it is called in English the bissextile day. The year in which it occurred was termed annus bissextus, in English the bissextile year.
|
64 |
+
|
65 |
+
There is debate about the exact position of the bissextile day in the early Julian calendar. The earliest direct evidence is a statement of the 2nd century jurist Celsus, who states that there were two halves of a 48-hour day, and that the intercalated day was the "posterior" half. An inscription from AD 168 states that a.d. V Kal. Mart. was the day after the bissextile day. The 19th century chronologist Ideler argued that Celsus used the term "posterior" in a technical fashion to refer to the earlier of the two days, which requires the inscription to refer to the whole 48-hour day as the bissextile. Some later historians share this view. Others, following Mommsen, take the view that Celsus was using the ordinary Latin (and English) meaning of "posterior". A third view is that neither half of the 48-hour "bis sextum" was originally formally designated as intercalated, but that the need to do so arose as the concept of a 48-hour day became obsolete.[28]
|
66 |
+
|
67 |
+
There is no doubt that the bissextile day eventually became the earlier of the two days for most purposes. In 238 Censorinus stated that it was inserted after the Terminalia (23 February) and was followed by the last five days of February, i.e., a.d. VI, V, IV, III and prid. Kal. Mart. (which would be 24 to 28 February in a common year and the 25th to 29th in a leap year). Hence he regarded the bissextum as the first half of the doubled day. All later writers, including Macrobius about 430, Bede in 725, and other medieval computists (calculators of Easter) followed this rule, as does the liturgical calendar of the Roman Catholic Church. However, Celsus' definition continued to be used for legal purposes. It was incorporated into Justinian's Digest,[29] and in the English statute De anno et die bissextili of 1236,[30] which was not formally repealed until 1879.
|
68 |
+
|
69 |
+
The effect of the bissextile day on the nundinal cycle is not discussed in the sources. According to Dio Cassius, a leap day was inserted in 41 BC to ensure that the first market day of 40 BC did not fall on 1 January, which implies that the old 8-day cycle was not immediately affected by the Julian reform. However, he also reports that in AD 44, and on some previous occasions, the market day was changed to avoid a conflict with a religious festival. This may indicate that a single nundinal letter was assigned to both halves of the 48-hour bissextile day by this time, so that the Regifugium and the market day might fall on the same date but on different days. In any case, the 8-day nundinal cycle began to be displaced by the 7-day week in the first century AD, and dominical letters began to appear alongside nundinal letters in the fasti.[31]
|
70 |
+
|
71 |
+
During the late Middle Ages days in the month came to be numbered in consecutive day order. Consequently, the leap day was considered to be the last day in February in leap years, i.e., 29 February, which is its current position.
|
72 |
+
|
73 |
+
The Julian reform set the lengths of the months to their modern values. However, a 13th-century scholar, Sacrobosco, proposed a different explanation for the lengths of Julian months[32] which is still widely repeated but is certainly wrong.
|
74 |
+
|
75 |
+
According to Sacrobosco, the month lengths for ordinary years in the Roman Republican calendar, from January to December, were:
|
76 |
+
|
77 |
+
Sacrobosco then thought that Julius Caesar added one day to every month except February, a total of 11 more days to regular months, giving the ordinary Julian year of 365 days. A single leap day could now be added to this extra short February:
|
78 |
+
|
79 |
+
He then said Augustus changed this, by taking one day from February to add it to Sextilis, and then modifying the alternation of the following months, to:
|
80 |
+
|
81 |
+
so that the length of Augustus (August) would not be shorter than (and therefore inferior to) the length of Iulius (July), giving us the irregular month lengths which are still in use.
|
82 |
+
|
83 |
+
There is abundant evidence disproving this theory. First, a wall painting of a Roman calendar predating the Julian reform has survived,[33][34] which confirms the literary accounts that the months were already irregular before Julius Caesar reformed them, with an ordinary year of 355 days, not 354, with month lengths arranged as:
|
84 |
+
|
85 |
+
Also, the Julian reform did not change the dates of the Nones and Ides. In particular, the Ides were late (on the 15th rather than 13th) in March, May, July and October, showing that these months always had 31 days in the Roman calendar,[35] whereas Sacrobosco's theory requires that March, May and July were originally 30 days long and that the length of October was changed from 29 to 30 days by Caesar and to 31 days by Augustus. Further, Sacrobosco's theory is explicitly contradicted by the 3rd and 5th century authors Censorinus[36] and Macrobius,[37] and it is inconsistent with seasonal lengths given by Varro, writing in 37 BC,[8] before Sextilis was renamed for Augustus in 8 BC, with the 31-day Sextilis given by an Egyptian papyrus from 24 BC,[38] and with the 28-day February shown in the Fasti Caeretani, which is dated before 12 BC.[39]
|
86 |
+
|
87 |
+
The Julian calendar has two types of year: "normal" years of 365 days and "leap" years of 366 days. There is a simple cycle of three "normal" years followed by a leap year and this pattern repeats forever without exception. The Julian year is, therefore, on average 365.25 days long. Consequently, the Julian year drifts over time with respect to the tropical (solar) year (365.24217 days).[40]
|
88 |
+
|
89 |
+
Although Greek astronomers had known, at least since Hipparchus,[41] a century before the Julian reform, that the tropical year was slightly shorter than 365.25 days, the calendar did not compensate for this difference. As a result, the calendar year gains about three days every four centuries compared to observed equinox times and the seasons. This discrepancy was largely corrected by the Gregorian reform of 1582. The Gregorian calendar has the same months and month lengths as the Julian calendar, but, in the Gregorian calendar, year numbers evenly divisible by 100 are not leap years, except that those evenly divisible by 400 remain leap years.[42] (Even then, the Gregorian calendar diverges from astronomical observations by one day in 3,030 years).[40]
|
90 |
+
|
91 |
+
The difference in the average length of the year between Julian (365.25 days) and Gregorian (365.2425 days) is 0.002%, making the Julian 10.8 minutes longer. The accumulated effect of this difference over some 1600 years since the basis for calculation of the date of Easter was determined at the First Council of Nicea means for example that, from 29 February Julian (13 March Gregorian) 1900 and until 28 February Julian (13 March Gregorian) 2100, the Julian calendar is 13 days behind the Gregorian calendar; one day after (i.e. on 29 February Julian or 14 March Gregorian), the difference will be 14 days.
|
92 |
+
|
93 |
+
Although the new calendar was much simpler than the pre-Julian calendar, the pontifices initially added a leap day every three years, instead of every four. There are accounts of this in Solinus,[43] Pliny,[44] Ammianus,[45] Suetonius,[46] and Censorinus.[47]
|
94 |
+
|
95 |
+
Macrobius[48] gives the following account of the introduction of the Julian calendar:
|
96 |
+
|
97 |
+
Caesar’s regulation of the civil year to accord with his revised measurement was proclaimed publicly by edict, and the arrangement might have continued to stand had not the correction itself of the calendar led the priests to introduce a new error of their own; for they proceeded to insert the intercalary day, which represented the four quarter-days, at the beginning of each fourth year instead of at its end, although the intercalation ought to have been made at the end of each fourth year and before the beginning of the fifth.
|
98 |
+
|
99 |
+
This error continued for thirty-six years by which time twelve intercalary days had been inserted instead of the number actually due, namely nine. But when this error was at length recognised, it too was corrected, by an order of Augustus, that twelve years should be allowed to pass without an intercalary day, since the sequence of twelve such years would account for the three days which, in the course of thirty-six years, had been introduced by the premature actions of the priests.
|
100 |
+
|
101 |
+
So, according to Macrobius,
|
102 |
+
|
103 |
+
Some people have had different ideas as to how the leap years went. The above scheme is that of Scaliger (1583) in the table below. He established that the Augustan reform was instituted in 8 BC. The table shows for each reconstruction the implied proleptic Julian date for the first day of Caesar's reformed calendar (Kal. Ian. AUC 709) and the first Julian date on which the Roman calendar date matches the Julian calendar after the completion of Augustus' reform.
|
104 |
+
|
105 |
+
Alexander Jones says that the correct Julian calendar was in use in Egypt in 24 BC,[38] implying that the first day of the reform in both Egypt and Rome, 1 January 45 BC, was the Julian date 1 January if 45 BC was a leap year and 2 January if it was not. This necessitates fourteen leap days up to and including AD 8 if 45 BC was a leap year and thirteen if it was not.
|
106 |
+
|
107 |
+
Pierre Brind'Amour[51] argued that "only one day was intercalated between 1/1/45 and 1/1/40 (disregarding a momentary 'fiddling' in December of 41)[52] to avoid the nundinum falling on Kal. Ian."[53]
|
108 |
+
|
109 |
+
By the systems of Scaliger, Ideler and Bünting, the leap years prior to the suspension happen to be BC years that are divisible by 3, just as, after leap year resumption, they are the AD years divisible by 4.
|
110 |
+
|
111 |
+
In 1999, a papyrus was discovered which gives the dates of astronomical phenomena in 24 BC in both the Egyptian and Roman calendars. From 30 August 26 BC (Julian), Egypt had two calendars: the old Egyptian in which every year had 365 days and the new Alexandrian in which every fourth year had 366 days. Up to 28 August 22 BC (Julian) the date in both calendars was the same. The dates in the Alexandrian and Julian calendars are in one-to-one correspondence except for the period from 29 August in the year preceding a Julian leap year to the following 24 February.[62] From a comparison of the astronomical data with the Egyptian and Roman dates, Alexander Jones[38] concluded that the Egyptian astronomers (as opposed to travellers from Rome) used the correct Julian calendar.
|
112 |
+
|
113 |
+
An inscription has been discovered which orders a new calendar to be used in the Province of Asia to replace the previous Greek lunar calendar.[63] According to one translation
|
114 |
+
|
115 |
+
Intercalation shall commence on the day after 14 Peritius [a.d. IX Kal. Feb, which would have been 15 Peritius] as it is currently constituted in the third year following promulgation of the decree. Xanthicus shall have 32 days in this intercalary year.[64]
|
116 |
+
|
117 |
+
This is historically correct. It was decreed by the proconsul that the first day of the year in the new calendar shall be Augustus' birthday, a.d. IX Kal. Oct. Every month begins on the ninth day before the kalends. The date of introduction, the day after 14 Peritius, was 1 Dystrus, the next month. The month after that was Xanthicus. Thus Xanthicus began on a.d. IX Kal. Mart., and normally contained 31 days. In leap year, however, it contained an extra "Sebaste day", the Roman leap day, and thus had 32 days. From the lunar nature of the old calendar we can fix the starting date of the new one as 24 January, a.d. IX Kal. Feb 5 BC in the Julian calendar, which was a leap year. Thus from inception the dates of the reformed Asian calendar are in one-to-one correspondence with the Julian.
|
118 |
+
|
119 |
+
Another translation of this inscription is
|
120 |
+
|
121 |
+
Intercalation shall commence on the day after the fourteenth day in the current month of Peritius [a.d. IX Kal. Feb], occurring every third year. Xanthicus shall have 32 days in this intercalary year.[65]
|
122 |
+
|
123 |
+
This would move the starting date back three years to 8 BC, and from the lunar synchronism back to 26 January (Julian). But since the corresponding Roman date in the inscription is 24 January, this must be according to the incorrect calendar which in 8 BC Augustus had ordered to be corrected by the omission of leap days. As the authors of the previous[which?] paper point out, with the correct four-year cycle being used in Egypt and the three-year cycle abolished in Rome, it is unlikely that Augustus would have ordered the three-year cycle to be introduced in Asia.
|
124 |
+
|
125 |
+
The Julian reform did not immediately cause the names of any months to be changed. The old intercalary month was abolished and replaced with a single intercalary day at the same point (i.e., five days before the end of February). January continued to be the first month of the year.
|
126 |
+
|
127 |
+
The Romans later renamed months after Julius Caesar and Augustus, renaming Quintilis as "Iulius" (July)[3] in 44 BC and Sextilis as "Augustus" (August) in 8 BC. Quintilis was renamed to honour Caesar because it was the month of his birth.[66] According to a senatus consultum quoted by Macrobius, Sextilis was renamed to honour Augustus because several of the most significant events in his rise to power, culminating in the fall of Alexandria, occurred in that month.[67]
|
128 |
+
|
129 |
+
Other months were renamed by other emperors, but apparently none of the later changes survived their deaths. In AD 37, Caligula renamed September as "Germanicus" after his father;[68] in AD 65, Nero renamed April as "Neroneus", May as "Claudius" and June as "Germanicus";[69] and in AD 84 Domitian renamed September as "Germanicus" and October as "Domitianus".[70] Commodus was unique in renaming all twelve months after his own adopted names (January to December): "Amazonius", "Invictus", "Felix", "Pius", "Lucius", "Aelius", "Aurelius", "Commodus", "Augustus", "Herculeus", "Romanus", and "Exsuperatorius".[71] The emperor Tacitus is said to have ordered that September, the month of his birth and accession, be renamed after him, but the story is doubtful since he did not become emperor before November 275.[72] Similar honorific month names were implemented in many of the provincial calendars that were aligned to the Julian calendar.[73]
|
130 |
+
|
131 |
+
Other name changes were proposed but were never implemented. Tiberius rejected a senatorial proposal to rename September as "Tiberius" and October as "Livius", after his mother Livia.[74] Antoninus Pius rejected a senatorial decree renaming September as "Antoninus" and November as "Faustina", after his empress.[75]
|
132 |
+
|
133 |
+
Much more lasting than the ephemeral month names of the post-Augustan Roman emperors were the Old High German names introduced by Charlemagne. According to his biographer, Charlemagne renamed all of the months agriculturally into German.[76] These names were used until the 15th century, over 700 years after his rule, and continued, with some modifications, to see some use as "traditional" month names until the late 18th century. The names (January to December) were: Wintarmanoth ("winter month"), Hornung,[note 3] Lentzinmanoth ("spring month", "Lent month"), Ostarmanoth ("Easter month"), Wonnemanoth ("joy-month", a corruption of Winnimanoth "pasture-month"), Brachmanoth ("fallow-month"), Heuuimanoth ("hay month"), Aranmanoth ("reaping month"), Witumanoth ("wood month"), Windumemanoth ("vintage month"), Herbistmanoth ("harvest month"), and Heilagmanoth ("holy month").
|
134 |
+
|
135 |
+
The calendar month names used in western and northern Europe, in Byzantium, and by the Berbers, were derived from the Latin names. However, in eastern Europe older seasonal month names continued to be used into the 19th century, and in some cases are still in use, in many languages, including: Belarusian, Bulgarian, Croatian, Czech, Finnish,[77] Georgian, Lithuanian, Macedonian, Polish, Romanian, Slovene, Ukrainian. When the Ottoman Empire adopted the Julian calendar, in the form of the Rumi calendar, the month names reflected Ottoman tradition.
|
136 |
+
|
137 |
+
The principal method used by the Romans to identify a year for dating purposes was to name it after the two consuls who took office in it, the eponymous period in question being the consular year. Beginning in 153 BC, consuls began to take office on 1 January, thus synchronizing the commencement of the consular and calendar years. The calendar year has begun in January and ended in December since about 450 BC according to Ovid or since about 713 BC according to Macrobius and Plutarch (see Roman calendar). Julius Caesar did not change the beginning of either the consular year or the calendar year. In addition to consular years, the Romans sometimes used the regnal year of the emperor, and by the late 4th century documents were also being dated according to the 15-year cycle of the indiction. In 537, Justinian required that henceforth the date must include the name of the emperor and his regnal year, in addition to the indiction and the consul, while also allowing the use of local eras.
|
138 |
+
|
139 |
+
In 309 and 310, and from time to time thereafter, no consuls were appointed.[78] When this happened, the consular date was given a count of years since the last consul (so-called "post-consular" dating). After 541, only the reigning emperor held the consulate, typically for only one year in his reign, and so post-consular dating became the norm. Similar post-consular dates were also known in the west in the early 6th century. The system of consular dating, long obsolete, was formally abolished in the law code of Leo VI, issued in 888.
|
140 |
+
|
141 |
+
Only rarely did the Romans number the year from the founding of the city (of Rome), ab urbe condita (AUC). This method was used by Roman historians to determine the number of years from one event to another, not to date a year. Different historians had several different dates for the founding. The Fasti Capitolini, an inscription containing an official list of the consuls which was published by Augustus, used an epoch of 752 BC. The epoch used by Varro, 753 BC, has been adopted by modern historians. Indeed, Renaissance editors often added it to the manuscripts that they published, giving the false impression that the Romans numbered their years. Most modern historians tacitly assume that it began on the day the consuls took office, and ancient documents such as the Fasti Capitolini which use other AUC systems do so in the same way. However, Censorinus, writing in the 3rd century AD, states that, in his time, the AUC year began with the Parilia, celebrated on 21 April, which was regarded as the actual anniversary of the foundation of Rome.[79]
|
142 |
+
|
143 |
+
Many local eras, such as the Era of Actium and the Spanish Era, were adopted for the Julian calendar or its local equivalent in the provinces and cities of the Roman Empire. Some of these were used for a considerable time.[80] Perhaps the best known is the Era of Martyrs, sometimes also called Anno Diocletiani (after Diocletian), which was associated with the Alexandrian calendar and often used by the Alexandrian Christians to number their Easters during the 4th and 5th centuries, and continues to be used by the Coptic and Ethiopian churches.
|
144 |
+
|
145 |
+
In the eastern Mediterranean, the efforts of Christian chronographers such as Annianus of Alexandria to date the Biblical creation of the world led to the introduction of Anno Mundi eras based on this event.[81] The most important of these was the Etos Kosmou, used throughout the Byzantine world from the 10th century and in Russia until 1700. In the west, the kingdoms succeeding the empire initially used indictions and regnal years, alone or in combination. The chronicler Prosper of Aquitaine, in the fifth century, used an era dated from the Passion of Christ, but this era was not widely adopted. Dionysius Exiguus proposed the system of Anno Domini in 525. This era gradually spread through the western Christian world, once the system was adopted by Bede in the eighth century.
|
146 |
+
|
147 |
+
The Julian calendar was also used in some Muslim countries. The Rumi calendar, the Julian calendar used in the later years of the Ottoman Empire, adopted an era derived from the lunar AH year equivalent to AD 1840, i.e., the effective Rumi epoch was AD 585. In recent years, some users of the Berber calendar have adopted an era starting in 950 BC, the approximate date that the Libyan pharaoh Sheshonq I came to power in Egypt.
|
148 |
+
|
149 |
+
The Roman calendar began the year on 1 January, and this remained the start of the year after the Julian reform. However, even after local calendars were aligned to the Julian calendar, they started the new year on different dates. The Alexandrian calendar in Egypt started on 29 August (30 August after an Alexandrian leap year). Several local provincial calendars were aligned to start on the birthday of Augustus, 23 September. The indiction caused the Byzantine year, which used the Julian calendar, to begin on 1 September; this date is still used in the Eastern Orthodox Church for the beginning of the liturgical year. When the Julian calendar was adopted in AD 988 by Vladimir I of Kiev, the year was numbered Anno Mundi 6496, beginning on 1 March, six months after the start of the Byzantine Anno Mundi year with the same number. In 1492 (AM 7000), Ivan III, according to church tradition, realigned the start of the year to 1 September, so that AM 7000 only lasted for six months in Russia, from 1 March to 31 August 1492.[82]
|
150 |
+
|
151 |
+
During the Middle Ages 1 January retained the name New Year's Day (or an equivalent name) in all western European countries (affiliated with the Roman Catholic Church), since the medieval calendar continued to display the months from January to December (in twelve columns containing 28 to 31 days each), just as the Romans had. However, most of those countries began their numbered year on 25 December (the Nativity of Jesus), 25 March (the Incarnation of Jesus), or even Easter, as in France (see the Liturgical year article for more details).
|
152 |
+
|
153 |
+
In Anglo-Saxon England, the year most commonly began on 25 December, which, as (approximately) the winter solstice, had marked the start of the year in pagan times, though 25 March (the equinox) is occasionally documented in the 11th century. Sometimes the start of the year was reckoned as 24 September, the start of the so-called "western indiction" introduced by Bede.[83] These practices changed after the Norman conquest. From 1087 to 1155 the English year began on 1 January, and from 1155 to 1751 began on 25 March.[84] In 1752 it was moved back to 1 January. (See Calendar (New Style) Act 1750).
|
154 |
+
|
155 |
+
Even before 1752, 1 January was sometimes treated as the start of the new year – for example by Pepys[85] – while the "year starting 25th March was called the Civil or Legal Year".[86] To reduce misunderstandings on the date, it was not uncommon for a date between 1 January and 24 March to be written as "1661/62". This was to explain to the reader that the year was 1661 counting from March and 1662 counting from January as the start of the year.[87] (For more detail, see Dual dating).
|
156 |
+
|
157 |
+
Most western European countries shifted the first day of their numbered year to 1 January while they were still using the Julian calendar, before they adopted the Gregorian calendar, many during the 16th century. The following table shows the years in which various countries adopted 1 January as the start of the year. Eastern European countries, with populations showing allegiance to the Orthodox Church, began the year on 1 September from about 988. The Rumi calendar used in the Ottoman Empire began the civil year on 1 March until 1918.
|
158 |
+
|
159 |
+
The Julian calendar has been replaced as the civil calendar by the Gregorian calendar in all countries which officially used it apart from Greece, which now uses the Revised Julian calendar.[95] Turkey switched (for fiscal purposes) on 16 February/1 March 1917. Russia changed on 1/14 February 1918.[96] Greece made the change for civil purposes on 16 February/1 March 1923, but the national day (25 March), which was a religious holiday, was to remain on the old calendar. This provision became redundant on 10/23 March the following year when the calendar systems of church and state were unified.[note 8] Most Christian denominations in the west and areas evangelised by western churches have made the change to Gregorian for their liturgical calendars to align with the civil calendar.
|
160 |
+
|
161 |
+
A calendar similar to the Julian one, the Alexandrian calendar, is the basis for the Ethiopian calendar, which is still the civil calendar of Ethiopia. Egypt converted from the Alexandrian calendar to Gregorian on 1 Thaut 1592/11 September 1875.[98]
|
162 |
+
|
163 |
+
During the changeover between calendars and for some time afterwards, dual dating was used in documents and gave the date according to both systems. In contemporary as well as modern texts that describe events during the period of change, it is customary to clarify to which calendar a given date refers by using an O.S. or N.S. suffix (denoting Old Style, Julian or New Style, Gregorian).
|
164 |
+
|
165 |
+
The Julian calendar was in general use in Europe and northern Africa until 1582, when Pope Gregory XIII promulgated the Gregorian calendar. Reform was required because too many leap days are added with respect to the astronomical seasons on the Julian scheme. On average, the astronomical solstices and the equinoxes advance by 10.8 minutes per year against the Julian year. As a result, the calculated date of Easter gradually moved out of alignment with the March equinox.
|
166 |
+
|
167 |
+
While Hipparchus and presumably Sosigenes were aware of the discrepancy, although not of its correct value,[99] it was evidently felt to be of little importance at the time of the Julian reform (46 BC). However, it accumulated significantly over time: the Julian calendar gained a day every 128 years. By 1582, it was ten days out of alignment from where it supposedly had been in 325 during the Council of Nicaea.
|
168 |
+
|
169 |
+
The Gregorian calendar was soon adopted by most Catholic countries (e.g., Spain, Portugal, Poland, most of Italy). Protestant countries followed later, and some countries of eastern Europe even later. In the British Empire (including the American colonies), Wednesday 2 September 1752 was followed by Thursday 14 September 1752. For 12 years from 1700 Sweden used a modified Julian calendar, and adopted the Gregorian calendar in 1753.
|
170 |
+
|
171 |
+
Since the Julian and Gregorian calendars were long used simultaneously, although in different places, calendar dates in the transition period are often ambiguous, unless it is specified which calendar was being used. In some circumstances, double dates might be used, one in each calendar. The notation "Old Style" (O.S.) is sometimes used to indicate a date in the Julian calendar, as opposed to "New Style" (N.S.), which either represents the Julian date with the start of the year as 1 January or a full mapping onto the Gregorian calendar. This notation is used to clarify dates from countries which continued to use the Julian calendar after the Gregorian reform, such as Great Britain, which did not switch to the reformed calendar until 1752, or Russia, which did not switch until 1918. This is why the Russian Revolution of 7 November 1917 N.S. is known as the October Revolution, because it began on 25 October OS.
|
172 |
+
|
173 |
+
Throughout the long transition period, the Julian calendar has continued to diverge from the Gregorian. This has happened in whole-day steps, as leap days which were dropped in certain centennial years in the Gregorian calendar continued to be present in the Julian calendar. Thus, in the year 1700 the difference increased to 11 days; in 1800, 12; and in 1900, 13. Since 2000 was a leap year according to both the Julian and Gregorian calendars, the difference of 13 days did not change in that year: 29 February 2000 (Gregorian) fell on 16 February 2000 (Julian). This difference of 13 days will persist until Saturday 28 February 2100 (Julian), i.e. 13 March 2100 (Gregorian), since 2100 is not a Gregorian leap year, but is a Julian leap year; the next day the difference will be of 14 days: Sunday 29 February (Julian) will be Sunday 14 March (Gregorian); the next day Monday 1 March 2100 (Julian) falls on Monday 15 March 2100 (Gregorian).[100]
|
174 |
+
|
175 |
+
Although most Eastern Orthodox countries (most of them in eastern or southeastern Europe) had adopted the Gregorian calendar by 1924, their national churches had not. The "Revised Julian calendar" was endorsed by a synod in Constantinople in May 1923, consisting of a solar part which was and will be identical to the Gregorian calendar until the year 2800, and a lunar part which calculated Easter astronomically at Jerusalem. All Orthodox churches refused to accept the lunar part, so all Orthodox churches continue to celebrate Easter according to the Julian calendar, with the exception of the Finnish Orthodox Church, which uses the Gregorian Paschalion.[101][102]
|
176 |
+
|
177 |
+
The solar part of the Revised Julian calendar was accepted by only some Orthodox churches. Those that did accept it, with hope for improved dialogue and negotiations with the western denominations, were the Ecumenical Patriarchate of Constantinople, the Patriarchates of Alexandria, Antioch, the Orthodox Churches of Greece, Cyprus, Romania, Poland (from 1924 to 2014; it is still permitted to use the Revised Julian calendar in parishes that want it), Bulgaria (in 1963), and the Orthodox Church in America (although some OCA parishes are permitted to use the Julian calendar). Thus these churches celebrate the Nativity on the same day that western Christians do, 25 December Gregorian until 2799.
|
178 |
+
|
179 |
+
The Orthodox Churches of Jerusalem, Russia, Serbia, Montenegro, Poland (from 15 June 2014), North Macedonia, Georgia, Ukraine, and the Greek Old Calendarists and other groups continue to use the Julian calendar, thus they celebrate the Nativity on 25 December Julian (which is 7 January Gregorian until 2100). The Russian Orthodox Church has some parishes in the West which celebrate the Nativity on 25 December Gregorian until 2799.
|
180 |
+
|
181 |
+
Parishes of the Orthodox Church in America Bulgarian Diocese, both before and after the 1976 transfer of that diocese from the Russian Orthodox Church Outside Russia to the Orthodox Church in America, were permitted to use this date. Some Old Calendarist groups which stand in opposition to the state churches of their homelands will use the Great Feast of the Theophany (6 January Julian/19 January Gregorian) as a day for religious processions and the Great Blessing of Waters, to publicise their cause.[citation needed]
|
182 |
+
|
183 |
+
Most branches of the Eastern Orthodox Church use the Julian calendar for calculating the date of Easter, upon which the timing of all the other moveable feasts depends. Some such churches have adopted the Revised Julian calendar for the observance of fixed feasts, while such Orthodox churches retain the Julian calendar for all purposes.[103]
|
184 |
+
|
185 |
+
The Oriental Orthodox Churches generally use the local calendar of their homelands. However, when calculating the Nativity Feast, most observe the Julian calendar. This was traditionally for the sake of unity throughout Christendom. In the west, some Oriental Orthodox Churches either use the Gregorian calendar or are permitted to observe the Nativity according to it.
|
186 |
+
|
187 |
+
The Armenian Patriarchate of Jerusalem of Armenian Apostolic Orthodox Church uses Julian calendar, while the rest of Armenian Church uses Gregorian calendar. Both celebrate the Nativity as part of the Feast of Theophany according to their respective calendar.[104]
|
188 |
+
|
189 |
+
The Julian calendar is still used by the Berbers of the Maghreb in the form of the Berber calendar.[105]
|