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Antoine Marie Jean-Baptiste Roger, comte de Saint-Exupéry,[3] simply known as de Saint-Exupéry (UK: /ˌsæ̃tɪɡˈzuːpɛri/,[4] US: /-ɡzuːpeɪˈriː/,[5] French: [ɑ̃twan də sɛ̃t‿ɛɡzypeʁi]; 29 June 1900 – 31 July 1944), was a French writer, poet, aristocrat, journalist and pioneering aviator. He became a laureate of several of France's highest literary awards and also won the United States National Book Award.[6] He is best remembered for his novella The Little Prince (Le Petit Prince) and for his lyrical aviation writings, including Wind, Sand and Stars and Night Flight.
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Saint-Exupéry was a successful commercial pilot before World War II, working airmail routes in Europe, Africa, and South America. He joined the French Air Force at the start of the war, flying reconnaissance missions until France's armistice with Germany in 1940. After being demobilised from the French Air Force, he travelled to the United States to help persuade its government to enter the war against Nazi Germany.
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Saint-Exupéry spent 28 months in America, during which he wrote three of his most important works, then joined the Free French Air Force in North Africa—although he was far past the maximum age for such pilots and in declining health. He disappeared and is believed to have died while on a reconnaissance mission from Corsica over the Mediterranean on 31 July 1944.
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Prior to the war, Saint-Exupéry had achieved fame in France as an aviator. His literary works posthumously boosted his stature to national hero status in France,[7][8] including The Little Prince which has been translated into 300 languages.[9] He earned further widespread recognition with international translations of his other works. His 1939 philosophical memoir Terre des hommes (titled Wind, Sand and Stars in English) became the name of an international humanitarian group; it was also used as the central theme of Expo 67 in Montreal, Quebec.[10] His birthplace of Lyon also named its main airport after him.
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Saint-Exupéry was born in Lyon to an aristocratic Catholic family that could trace its lineage back several centuries. He was the third of five children of the Viscountess Marie de Fonscolombe and Viscount Jean de Saint-Exupéry (1863–1904).[11][12][13][Note 1] His father, an executive of the Le Soleil (The Sun) insurance brokerage, died of a stroke in Lyon's La Foux train station before his son's fourth birthday. His father's death affected the entire family, transforming their status to that of 'impoverished aristocrats'.[15]
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Saint-Exupéry had three sisters and a younger blond-haired brother, François, who at age 15 died of rheumatic fever contracted while both were attending the Marianist College Villa St. Jean in Fribourg, Switzerland, during World War I. Saint-Exupéry attended to his brother, his closest confidant, beside François' death bed, and later wrote that François "...remained motionless for an instant. He did not cry out. He fell as gently as a [young] tree falls", imagery which would much later be recrafted into the climactic ending of The Little Prince. At the age of 17, now the only man in the family following the death of his brother, the young author was left as distraught as his mother and sisters, but he soon assumed the mantle of a protector and took to consoling them.[16]
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After twice failing his final exams at a preparatory Naval Academy, Saint-Exupéry entered the École des Beaux-Arts as an auditor to study architecture for 15 months, again without graduating, and then fell into the habit of accepting odd jobs. In 1921, Saint-Exupéry began his military service as a basic-rank soldier with the 2e Régiment de chasseurs à cheval (2nd Regiment of light cavalry) and was sent to Neuhof, near Strasbourg.[17] While there he took private flying lessons and the following year was offered a transfer from the French Army to the French Air Force. He received his pilot's wings after being posted to the 37th Fighter Regiment in Casablanca, Morocco.
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Later, being reposted to the 34th Aviation Regiment at Le Bourget on the outskirts of Paris, and then experiencing the first of his many aircraft crashes, Saint-Exupéry bowed to the objections of the family of his fiancée, future novelist Louise Lévêque de Vilmorin, and left the air force to take an office job. The couple ultimately broke off their engagement and he worked at several more odd jobs without success over the next few years.[citation needed]
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By 1926, Saint-Exupéry was flying again. He became one of the pioneers of international postal flight, in the days when aircraft had few instruments. Later he complained that those who flew the more advanced aircraft had become more like accountants than pilots. He worked for Aéropostale between Toulouse and Dakar, and then also became the airline stopover manager for the Cape Juby airfield in the Spanish zone of South Morocco, in the Sahara desert. His duties included negotiating the safe release of downed fliers taken hostage by Saharan tribes, a perilous task which earned him his first Légion d'honneur from the French Government.[citation needed]
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In 1929, Saint-Exupéry was transferred to Argentina, where he was appointed director of the Aeroposta Argentina airline. He lived in Buenos Aires, in the Galería Güemes building. He surveyed new air routes across South America, negotiated agreements, and even occasionally flew the airmail as well as search missions looking for downed fliers. This period of his life is briefly explored in Wings of Courage, an IMAX film by French director Jean-Jacques Annaud.[18]
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Saint-Exupéry's first novella, L'Aviateur (The Aviator), was published in 1926 in a short-lived literary magazine Le Navire d'Argent (The Silver Ship).[21] In 1929, his first book, Courrier Sud (Southern Mail) was published; his career as an aviator and journalist was about to begin. That same year, Saint-Exupéry flew the Casablanca—Dakar route.[citation needed]
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The 1931 publication of Vol de nuit (Night Flight) established Saint-Exupéry as a rising star in the literary world. It was the first of his major works to gain widespread acclaim and won the prix Femina. The novel mirrored his experiences as a mail pilot and director of the Aeroposta Argentina airline, based in Buenos Aires, Argentina.[22] That same year, at Grasse, Saint-Exupéry married Consuelo Suncin (née Suncín Sandoval), a once-divorced, once-widowed Salvadoran writer and artist, who possessed a bohemian spirit and a "viper's tongue".
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Saint-Exupéry, thoroughly enchanted by the diminutive woman, would leave and then return to her many times—she was both his muse and, over the long term, the source of much of his angst.[23] It was a stormy union, with Saint-Exupéry travelling frequently and indulging in numerous affairs, most notably with the Frenchwoman Hélène de Vogüé (1908–2003), known as "Nelly" and referred to as "Madame de B." in Saint-Exupéry biographies.[24][Note 2] Vogüé became Saint-Exupéry's literary executrix after his death and also wrote her own Saint-Exupéry biography under a pseudonym, Pierre Chevrier.[26]
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Saint-Exupéry continued to write until the spring of 1943, when he left the United States with American troops bound for North Africa in the Second World War.[citation needed]
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On 30 December 1935, at 2:45 am, after 19 hours and 44 minutes in the air, Saint-Exupéry, along with his mechanic-navigator André Prévot, crashed in the Libyan desert,[27] during an attempt to break the speed record in a Paris-to-Saigon air race and win a prize of 150,000 francs.[28][Note 3] The crash site is thought to have been near the Wadi Natrun valley, close to the Nile Delta.[29]
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Both Saint-Exupéry and Prévot miraculously survived the crash, only to face rapid dehydration in the intense desert heat. Their maps were primitive and ambiguous, leaving them with no idea of their location. Lost among the sand dunes, their sole supplies consisted of some grapes, two oranges, a madeleine, a pint of coffee in a battered thermos and a half pint of white wine in another. They also had with them a small store of medicine: "a hundred grammes of ninety percent alcohol, the same of pure ether, and a small bottle of iodine."[30]
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The pair had only one day's worth of fluids.[31] They both saw mirages and experienced auditory hallucinations, which were quickly followed by more vivid hallucinations. By the second and third day, they were so dehydrated that they stopped sweating. On the fourth day, a Bedouin on a camel discovered them and administered a native rehydration treatment that saved their lives.[28] The near brush with death would figure prominently in his 1939 memoir, Wind, Sand and Stars, winner of several awards. Saint-Exupéry's classic novella The Little Prince, which begins with a pilot being stranded in the desert, is, in part, a reference to this experience.[citation needed]
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Following the German invasion of France in 1940, Saint-Exupéry flew a Bloch MB.174 with the Groupe de reconnaissance II/33 reconnaissance squadron of the Armée de l'Air.[citation needed]
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After France's armistice with Germany, Saint-Exupéry went into exile in North America, escaping through Portugal. He stayed in Estoril, at the Hotel Palácio, between 28 November and 20 December 1940.[32] He described his impressions of his stay in Lettre à un Otage.[33] On the same day that he checked out, he boarded the S.S. Siboney and arrived in New York City on the last day of 1940[34], with the intention of convincing the U.S. to enter the conflict against Nazi Germany quickly.[35] On 14 January 1941, at a Hotel Astor author luncheon attended by approximately 1,500, he belatedly received his National Book Award for Wind, Sand and Stars, won a year earlier while he was occupied witnessing the destruction of the French Army.[36] Consuelo followed him to New York City several months later after a chaotic migration to the southern French town of Oppède, where she lived in an artist's commune, the basis of her autobiography, Kingdom of the Rocks: Memories of Oppède.[37][38]
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Between January 1941 and April 1943, the Saint-Exupérys lived in New York City's Central Park South in twin penthouse apartments,[39] as well as The Bevin House mansion in Asharoken on Long Island, New York and a townhouse on Beekman Place in Manhattan.[40]
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Saint-Exupéry and Charles Lindbergh both became P-38 pilots during World War II, with a disgraced Lindbergh fighting in the Pacific War,[41] and with Saint-Exupéry fighting and dying over the Mediterranean.[42]
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It was after Saint-Exupéry's arrival in the United States that the author adopted the hyphen within his surname, as he was annoyed with Americans addressing him as "Mr. Exupéry".[3] It was also during this period that he authored Pilote de guerre (Flight to Arras), which earned widespread acclaim, and Lettre à un otage (Letter to a Hostage), dedicated to the 40 million French living under Nazi oppression, plus numerous shorter pieces in support of France. The Saint-Exupérys also resided in Quebec City, Canada for several weeks during the late spring of 1942, during which time they met a precocious eight-year-old boy with blond curly hair, Thomas, the son of philosopher Charles De Koninck, with whom the Saint-Exupérys resided.[43][44][Note 4]
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After he returned from his stay in Quebec, which had been fraught with illness and stress, the French wife of one of his publishers helped persuade Saint-Exupéry to produce a children's book,[45] hoping to calm his nerves and also compete with the new series of Mary Poppins stories by P.L. Travers. Saint-Exupéry wrote and illustrated The Little Prince in New York City and the village of Asharoken in mid-to-late 1942, with the manuscript being completed in October.[43] It would be first published months later in early 1943 in both English and French in the United States, and would only later appear in his native homeland posthumously after the liberation of France, as his works had been banned by the collaborationist Vichy Regime.[46][47][Note 5]
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In April 1943, following his 27 months in North America, Saint-Exupéry departed with an American military convoy for Algiers, to fly with the Free French Air Force and fight with the Allies in a Mediterranean-based squadron. Then 43, soon to be promoted to the rank of commandant (major), he was far older than most men in operational units. Although eight years over the age limit for such pilots, he had petitioned endlessly for an exemption which had finally been approved by General Dwight Eisenhower. However, Saint-Exupéry had been suffering pain and immobility due to his many previous crash injuries, to the extent that he could not dress himself in his own flight suit or even turn his head leftwards to check for enemy aircraft.[49]
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Saint-Exupéry was assigned with a number of other pilots to his former unit, renamed Groupe de reconnaissance 2/33 "Savoie", flying P-38 Lightnings, which an officer described as "war-weary, non-airworthy craft".[50] The Lightnings were also more sophisticated than models he previously flew, requiring him to undertake seven weeks of stringent training before his first mission. After wrecking a P-38 through engine failure on his second mission, he was grounded for eight months, but was then later reinstated to flight duty on the personal intervention of General Ira Eaker, Deputy Commander of the U.S. Army Air Forces.[51][42][Note 6]
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After Saint-Exupéry resumed flying, he also returned to his longtime habit of reading and writing while flying his single seat F-5B (a specially configured P-38 reconnaissance variant). His prodigious studies of literature gripped him and on occasion he continued his readings of literary works until moments before takeoff, with mechanics having warmed up and tested his aircraft for him in preparation for his flight. On one flight, to the chagrin of his colleagues awaiting his arrival, he circled the airport for an hour after returning, so that he could finish reading a novel. Saint-Exupéry frequently flew with a lined notebook (carnet) during his long solitary flights and some of his philosophical writings were created during such periods when he could reflect on the world below him.[53]
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Prior to his return to flight dutie with his squadron in North Africa, the collaborationist Vichy Regime unilaterally promoted Saint-Exupéry as one of its members – quite a shock to the author. Subsequently, French General (later French President) Charles de Gaulle, whom Saint-Exupéry and others held in low regard, publicly implied that the author-pilot was supporting Germany. Depressed at this, he began to drink heavily.[54] Additionally, his health, both physically and mentally, had been deteriorating. Saint-Exupéry was said to be intermittently subject to depression and there was discussion of taking him off flying status.[55][Note 7]
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Saint-Exupéry's last assigned reconnaissance mission was to collect intelligence on German troop movements in and around the Rhone Valley preceding the Allied invasion of southern France ("Operation Dragoon"). Although he had been reinstated to his old squadron with the provision that he was to fly only five missions,[56] on 31 July 1944, he took off in an unarmed P-38 on his ninth reconnaissance mission from an airbase on Corsica.[Note 8] To the great alarm of the squadron compatriots who revered him, he did not return, vanishing without a trace.[58][Note 9] Word of his disappearance shortly spread across the literary world and then into international headlines.[59][42] An unidentifiable body in a French uniform was found several days after his disappearance east of the Frioul archipelago south of Marseille and buried in Carqueiranne in September.[citation needed]
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In September 1998, to the east of Riou Island (south of Marseille) fisherman Jean-Claude Bianco found a silver identity bracelet (gourmette) bearing the names of Saint-Exupéry, his wife Consuelo[60] and his American publisher, Reynal & Hitchcock. The bracelet was hooked to a piece of fabric, presumably from his flight suit.[26] The recovery of his bracelet was an emotional event in France, where Saint-Exupéry had by then assumed the mantle of a national icon and some disputed its authenticity as it was found far from his intended flight path, implying that the aircraft might not have been shot down.[61]
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In May 2000, Luc Vanrell, a diver, found the partial remains of a Lockheed P-38 Lightning on the seabed off the coast of Marseille, near where the bracelet was previously found. The discovery galvanized the country, which for decades had conducted searches for his aircraft and speculated on Saint-Exupéry's fate.[62] After a two-year delay imposed by the French government, the remnants of the aircraft were recovered in October 2003.[60][Note 10]
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On 7 April 2004, Patrick Granjean, head of the French Ministry of Culture, Captain Frederic Solano of the French Air Force, plus investigators from the French Underwater Archaeological Department confirmed that the remnants of the crash wreckage were, indeed, from Saint-Exupéry's Lockheed F-5B.[62][64]
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No marks or holes attributable to gunfire were found; however, that was not considered significant as only a small portion of the aircraft was recovered.[63] In June 2004, the fragments were given to the Air and Space Museum in Le Bourget, Paris, where Saint-Exupéry's life is commemorated in a special exhibit.[65][66]
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The location of the crash site and the bracelet are less than 80 km by sea from where the unidentified French serviceman was found in Carqueiranne and it remains plausible, but has not been confirmed, that the body was carried there by sea currents after the crash over the course of several days.[citation needed]
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In 1948, former Luftwaffe telegrapher Rev. Hermann Korth published his war logs, noting an instance on 31 July around noon where a Focke-Wulf Fw 190 downed a P-38 Lightning. Korth's account ostensibly supported a shoot-down hypothesis for Saint-Exupéry.[67][68] The veracity of his log, however, was met with skepticism, as it could be describing a P-38 flown by Second Lieutenant Gene Meredith on 30 July, downed South of Nice.[67][69][Note 11]
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In 1972, the German magazine Der Landser quoted a letter from Luftwaffe reconnaissance pilot Robert Heichele, where he purportedly claimed to have shot down a P-38 on 31 July 1944.[71] His account, corroborated by a spotter, seemingly supported a shoot-down hypothesis of Saint-Exupéry.[72] However, Heichele's account was met with skepticism, as he described flying a Focke-Wulf Fw 190 D-9, a variant which had not yet entered Luftwaffe service.[73]
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In the lists held by the Bundesarchiv-Militärarchiv, no victory was accredited to Heichele or his unit in July or August 1944, and the decrypted report of the day's reconnaissance does not include any flights by 2./NAG 13's Fw 190s.[74] Heichele was shot down on 16 August 1944 and died five days later.[Note 12][75]
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In 2008, a French journalist from La Provence, investigating Saint-Exupéry's death, contacted former Luftwaffe pilots who flew in the area of Marseille, eventually getting an account from Horst Rippert.[65][76][77] An admirer of Saint-Exupéry's books, Rippert's memoirs expressed both fears and doubts that he was responsible, but in 2003 he stated he became certain he was responsible when he learned the location of Saint-Exupéry's wreckage.[78] Rippert claimed to have reported the kill over his radio, but there are no surviving records to verify this account.[68][69][Note 13][Note 14]
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Rippert's account, as discussed in two French and German books, was met with publicity and skepticism.[80][81] Luftwaffe comrades expressed doubts in Rippert's claim, given that he held it private for 64 years.[82][83][Note 15] Very little German documentation survived the war, and contemporary archival sources, consisting mostly of Allied intercepts of Luftwaffe signals, offer no evidence to directly verify Rippert's claim.[84][85][84] The entry and exit-points of Saint-Exupéry's mission were likely near Cannes, yet his wreckage was discovered South of Marseille.[79]
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Though it is possible that German fighters could have intercepted, or at least altered, Saint-Exupéry's flight path, the cause of his death remains unknown, and Rippert's account remains one hypothesis among many.[69][86][79][Note 16]
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While not precisely autobiographical, much of Saint-Exupéry's work is inspired by his experiences as a pilot. One notable example is his novella, The Little Prince, a poetic tale self-illustrated in watercolours in which a pilot stranded in the desert meets a young prince fallen to Earth from a tiny asteroid. The Little Prince is a philosophical story, including societal criticism, remarking on the strangeness of the adult world. One biographer wrote of his most famous work: "Rarely have an author and a character been so intimately bound together as Antoine de Saint-Exupéry and his Little Prince," and remarking of their dual fates, "...the two remain tangled together, twin innocents who fell from the sky." [26]
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Saint-Exupéry's notable literary works (published English translations in parentheses) include:[88]
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During the 1930s, Saint-Exupéry led a mixed life as an aviator, journalist, author and publicist for Air France, Aéropostale's successor. His journalistic writings for Paris-Soir, Marianne and other newspapers covered events in Indochina and the Far East (1934), the Mediterranean, Soviet Union and Moscow (1935), and the Spanish Civil War (1936–1937). Saint-Exupéry additionally wrote a number of shorter pieces, essays and commentaries for various other newspapers and magazines.[96]
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Notable among those during World War II was "An Open Letter to Frenchmen Everywhere", which was highly controversial in its attempt to rally support for France against Nazi oppression at a time when the French were sharply divided between support of the Gaullists and Vichy factions. It was published in The New York Times Magazine in November 1942,[97] in its original French in Le Canada, de Montréal at the same time, and in Pour la Victoire the following month.[89] Other shorter pieces include (in French except where translated by others to English):[93][97]
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Pilote de guerre (Flight To Arras), describing the German invasion of France, was slightly censored when it was released in its original French in his homeland, by removing a derogatory remark made of Hitler (which French publisher Gallimard failed to reinsert in subsequent editions after World War II). However, shortly after the book's release in France, Nazi appeasers and Vichy supporters objected to its praise of one of Saint-Exupéry's squadron colleagues, Captain Jean Israël, who was portrayed as being amongst the squadron's bravest defenders during the Battle of France.
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In support of their German occupiers and masters, Vichy authorities attacked the author as a defender of Jews (in racist terms) leading to the praised book being banned in France, along with prohibitions against further printings of Saint-Exupéry's other works.[47] Prior to France's liberation new printings of Saint-Exupéry's works were made available there only by means of covert print runs,[47][46] such as that of February 1943 when 1,000 copies of an underground version of Pilote de guerre were printed in Lyon.[98]
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A further complication occurred due to Saint-Exupéry's and others' view of General Charles de Gaulle, who was held in low regard. Early in the war, de Gaulle became the leader of the Free French Forces in exile, with his headquarters in London. Even though both men were working to free France from Nazi occupation, Saint-Exupéry viewed de Gaulle with apprehension as a possible post-war dictator, and consequently provided no public support to the General. In response, de Gaulle struck back at the author by implying that the author was a German supporter, and then had his literary works banned in France's North African colonies. Saint-Exupéry's writings were, with irony, banned simultaneously in both occupied France and Free France.[26][99]
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Due to Saint-Exupéry's wartime death, the French government awarded his estate the civil code designation Mort pour la France (English: Died for France) in 1948. Amongst the law's provisions is an increase of 30 years to the duration of the original copyright's duration of 70 years;[100] thus most of Saint-Exupéry's creative works will not fall out of copyright status in France for an extra 30 years.[101]
|
96 |
+
|
97 |
+
Commemorative inscription in the Panthéon of Paris.
|
98 |
+
|
99 |
+
Portrait and images from The Little Prince on a 50-franc banknote
|
100 |
+
|
101 |
+
Historical marker where the Saint-Exupérys resided in Quebec.
|
102 |
+
|
103 |
+
Museum exhibits, exhibitions and theme villages dedicated to both him and his diminutive Little Prince have been created in Le Bourget, Paris and other locations in France, as well as in the Republic of South Korea, Japan, Morocco, Brazil, the United States and Canada.[citation needed]
|
104 |
+
|
105 |
+
"Être homme, c'est précisément être responsable. C'est sentir, en posant sa pierre, que l'on contribue à bâtir le monde" (to be a man is to be responsible, to feel that by laying one's own stone, one contributes to building the world)
|
106 |
+
|
107 |
+
Numerous other tributes have been awarded to honour Saint-Exupéry and his most famous literary creation, his Little Prince:
|
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|
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In August 2011, Saint-Ex, a theatrical production of Saint-Exupéry's life, premiered in Weston, Vermont.[128]
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1 |
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Joanne Rowling CH, OBE, HonFRSE, FRCPE, FRSL (/ˈroʊlɪŋ/ ROH-ling;[1] born 31 July 1965), better known by her pen name J. K. Rowling, is a British author, screenwriter, producer, and philanthropist. She is best known for writing the Harry Potter fantasy series, which has won multiple awards and sold more than 500 million copies,[2][3] becoming the best-selling book series in history.[4] The books are the basis of a popular film series, over which Rowling had overall approval on the scripts[5] and was a producer on the final films.[6] She also writes crime fiction under the pen name Robert Galbraith.
|
4 |
+
|
5 |
+
Born in Yate, Gloucestershire, Rowling was working as a researcher and bilingual secretary for Amnesty International when she conceived the idea for the Harry Potter series while on a delayed train from Manchester to London in 1990.[7] The seven-year period that followed saw the death of her mother, birth of her first child, divorce from her first husband, and relative poverty until the first novel in the series, Harry Potter and the Philosopher's Stone, was published in 1997. There were six sequels, of which the last, Harry Potter and the Deathly Hallows, was released in 2007. Since then, Rowling has written five books for adult readers: The Casual Vacancy (2012) and—under the pseudonym Robert Galbraith—the crime fiction Cormoran Strike series, which consists of The Cuckoo's Calling (2013), The Silkworm (2014), Career of Evil (2015), and Lethal White (2018).[8] Between 26 May and 10 July 2020, her "political fairytale" for children, The Ickabog, was released in instalments in an online version.[9]
|
6 |
+
|
7 |
+
Rowling has lived a "rags to riches" life in which she progressed from living on benefits to being named the world's first billionaire author by Forbes.[10] However, Rowling disputed the assertion, saying she was not a billionaire.[11] Forbes reported that she lost her billionaire status after giving away much of her earnings to charity.[12] Her UK sales total in excess of £238 million, making her the best-selling living author in Britain.[13] The 2020 Sunday Times Rich List estimated Rowling's fortune at £795 million, ranking her as the 178th richest person in the UK.[14] Time named her a runner-up for its 2007 Person of the Year, noting the social, moral, and political inspiration she has given her fans.[15] Rowling was appointed a Member of the Order of the Companions of Honour (CH) at the 2017 Birthday Honours for services to literature and philanthropy. In October 2010, she was named the "Most Influential Woman in Britain" by leading magazine editors.[16] Rowling has supported multiple charities, including Comic Relief, One Parent Families, and Multiple Sclerosis Society of Great Britain, as well as launching her own charity, Lumos.
|
8 |
+
|
9 |
+
Although she writes under the pen name J. K. Rowling, before her remarriage, her name was Joanne Rowling. Her publishers asked that she use two initials rather than her full name, anticipating the possibility of the target audience of young boys not wanting to read a book written by a woman. As she had no middle name, she chose K (for Kathleen) as the second initial of her pen name, from her paternal grandmother.[17] She calls herself Jo.[18] Following her remarriage, she has sometimes used the name Joanne Murray when conducting personal business.[19][20] During the Leveson Inquiry, she gave evidence under the name of Joanne Kathleen Rowling[21] and her entry in Who's Who lists her name also as Joanne Kathleen Rowling.[22]
|
10 |
+
|
11 |
+
Joanne Rowling was born on 31 July 1965[23][24] in Yate, Gloucestershire,[25][26] the daughter of science technician Anne (née Volant) and Rolls-Royce aircraft engineer Peter James Rowling.[27][28] Her parents first met on a train departing from King's Cross Station bound for Arbroath in 1964.[29] They married on 14 March 1965.[29] One of Rowling's maternal great-grandfathers, Dugald Campbell, was a Scottish man from Lamlash.[30][31] Her mother's French paternal grandfather, Louis Volant,[32] was awarded the War Cross for exceptional bravery in defending the village of Courcelles-le-Comte during World War I. Rowling originally believed Volant had won the Legion of Honour during the war, as she said when she received it herself in 2009. She later discovered the truth when featured in an episode of the UK genealogy series Who Do You Think You Are? in which she found out it was a different Louis Volant who won the Legion of Honour. When she heard her grandfather's story of bravery and discovered that the War Cross was for "ordinary" soldiers like her grandfather, who had been a waiter, she stated the War Cross was "better" to her than the Legion of Honour.[33][34]
|
12 |
+
|
13 |
+
Rowling's sister Dianne[7] was born at their home when Rowling was 23 months old.[26] The family moved to the nearby village of Winterbourne when Rowling was four.[35] As a child, Rowling often wrote fantasy stories which she frequently read to her sister.[1] Aged nine, Rowling moved to Church Cottage in the Gloucestershire village of Tutshill, close to Chepstow, Wales.[26] When she was a young teenager, her great-aunt gave her a copy of Jessica Mitford's autobiography, Hons and Rebels.[36] Mitford became Rowling's heroine, and Rowling read all of her books.[37]
|
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+
|
15 |
+
Rowling has said that her teenage years were unhappy.[27] Her home life was complicated by her mother's diagnosis with multiple sclerosis[38] and a strained relationship with her father, with whom she is not on speaking terms.[27] Rowling later said that she based the character of Hermione Granger on herself when she was eleven.[39] Sean Harris, her best friend in the Upper Sixth, owned a turquoise Ford Anglia which she says inspired a flying version that appeared in Harry Potter and the Chamber of Secrets.[40] Like many teenagers, she became interested in rock music, listening to the Clash,[41] the Smiths, and Siouxsie Sioux, adopting the look of the latter with back-combed hair and black eyeliner, a look that she would still sport when beginning university.[29]
|
16 |
+
|
17 |
+
As a child, Rowling attended St Michael's Primary School, a school founded by abolitionist William Wilberforce and education reformer Hannah More.[42][43] Her headmaster at St Michael's, Alfred Dunn, has been suggested as the inspiration for the Harry Potter headmaster Albus Dumbledore.[44] She attended secondary school at Wyedean School and College, where her mother worked in the science department.[28] Steve Eddy, her first secondary school English teacher, remembers her as "not exceptional" but "one of a group of girls who were bright, and quite good at English".[27] Rowling took A-levels in English, French and German, achieving two As and a B[29] and was head girl.[27]
|
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+
|
19 |
+
In 1982, Rowling took the entrance exams for Oxford University but was not accepted[27] and earned a BA in French and Classics at the University of Exeter.[45][46][47] Martin Sorrell, a French professor at Exeter, remembers "a quietly competent student, with a denim jacket and dark hair, who, in academic terms, gave the appearance of doing what was necessary".[27] Rowling recalls doing little work, preferring to read Dickens and Tolkien.[27] After a year of study in Paris, Rowling graduated from Exeter in 1986.[27] In 1988, Rowling wrote a short essay about her time studying Classics titled "What was the Name of that Nymph Again? or Greek and Roman Studies Recalled"; it was published by the University of Exeter's journal Pegasus.[48]
|
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+
|
21 |
+
After working as a researcher and bilingual secretary in London for Amnesty International,[49] Rowling moved with her then boyfriend to Manchester,[26] where she worked at the Chamber of Commerce.[29] In 1990, while she was on a four-hour-delayed train trip from Manchester to London, the idea for a story of a young boy attending a school of wizardry "came fully formed" into her mind.[26][50]
|
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+
|
23 |
+
When she had reached her Clapham Junction flat, she began to write immediately.[26][51] In December, Rowling's mother, Anne, died after ten years suffering from multiple sclerosis.[26] Rowling was writing Harry Potter at the time and had never told her mother about it.[20] Her mother's death heavily affected Rowling's writing,[20] and she channelled her own feelings of loss by writing about Harry's own feelings of loss in greater detail in the first book.[52]
|
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+
|
25 |
+
An advertisement in The Guardian[29] led Rowling to move to Porto, Portugal, to teach English as a foreign language.[7][37] She taught at night and began writing in the day while listening to Tchaikovsky's Violin Concerto.[27] After 18 months in Porto, she met Portuguese television journalist Jorge Arantes in a bar and found they shared an interest in Jane Austen.[29] They married on 16 October 1992 and their child, Jessica Isabel Rowling Arantes (named after Jessica Mitford), was born on 27 July 1993 in Portugal.[29] Rowling had previously suffered a miscarriage.[29] The couple separated on 17 November 1993.[29][53] Biographers have suggested that Rowling suffered domestic abuse during her marriage,[29][54] which was later confirmed by Rowling herself,[55] and by her first husband, who, in an article for The Sun in June 2020, said he had slapped her and did not regret it.[56] The United Kingdom's domestic abuse commissioner Nicole Jacobs formally advised The Sun that it was unacceptable "to repeat and magnify the voice of someone who openly admits to violence against a partner".[57] In December 1993, Rowling and her then infant daughter moved to Edinburgh, Scotland, to be near Rowling's sister[26] with three chapters of what would become Harry Potter in her suitcase.[27]
|
26 |
+
|
27 |
+
Seven years after graduating from university, Rowling saw herself as a failure.[58] Her marriage had failed, and she was jobless with a dependent child, but she described her failure as liberating and allowing her to focus on writing.[58] During this period, Rowling was diagnosed with clinical depression and contemplated suicide.[59] Her illness inspired the characters known as Dementors, soul-sucking creatures introduced in the third book.[60] Rowling signed up for welfare benefits, describing her economic status as being "poor as it is possible to be in modern Britain, without being homeless."[27][58]
|
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+
|
29 |
+
Rowling was left in despair after her estranged husband arrived in Scotland, seeking both her and her daughter.[29] She obtained an Order of Restraint, and Arantes returned to Portugal, with Rowling filing for divorce in August 1994.[29] She began a teacher training course in August 1995 at the Moray House School of Education, at Edinburgh University,[61] after completing her first novel while living on state benefits.[62] She wrote in many cafés, especially Nicolson's Café (owned by her brother-in-law),[63][64] and the Elephant House,[65] wherever she could get Jessica to fall asleep.[26][66] In a 2001 BBC interview, Rowling denied the rumour that she wrote in local cafés to escape from her unheated flat, pointing out that it had heating. One of the reasons she wrote in cafés was that taking her baby out for a walk was the best way to make her fall asleep.[66]
|
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+
|
31 |
+
In 1995, Rowling finished her manuscript for Harry Potter and the Philosopher's Stone which was typed on an old manual typewriter.[68] Upon the enthusiastic response of Bryony Evens, a reader who had been asked to review the book's first three chapters, the Fulham-based Christopher Little Literary Agency agreed to represent Rowling in her quest for a publisher. The book was submitted to twelve publishing houses, all of which rejected the manuscript.[29] A year later, she was finally given the green light (and a £1,500 advance) by editor Barry Cunningham from Bloomsbury, a publishing house in London.[29][69] The decision to publish Rowling's book owes much to Alice Newton, the eight-year-old daughter of Bloomsbury's chairman, who was given the first chapter to review by her father and immediately demanded the next.[70] Although Bloomsbury agreed to publish the book, Cunningham says that he advised Rowling to get a day job, since she had little chance of making money in children's books.[71] Soon after, in 1997, Rowling received an £8,000 grant from the Scottish Arts Council to enable her to continue writing.[72]
|
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+
|
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+
In June 1997, Bloomsbury published Philosopher's Stone with an initial print run of 1,000 copies, 500 of which were distributed to libraries. Today, such copies are valued between £16,000 and £25,000.[73] Five months later, the book won its first award, a Nestlé Smarties Book Prize. In February, the novel won the British Book Award for Children's Book of the Year, and later, the Children's Book Award. In early 1998, an auction was held in the United States for the rights to publish the novel, and was won by Scholastic Inc., for US$105,000. Rowling said that she "nearly died" when she heard the news.[74] In October 1998, Scholastic published Philosopher's Stone in the US under the title of Harry Potter and the Sorcerer's Stone, a change Rowling says she now regrets and would have fought if she had been in a better position at the time.[75] Rowling moved from her flat with the money from the Scholastic sale, into 19 Hazelbank Terrace in Edinburgh.[63]
|
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+
|
35 |
+
Its sequel, Harry Potter and the Chamber of Secrets, was published in July 1998 and again Rowling won the Smarties Prize.[76] In December 1999, the third novel, Harry Potter and the Prisoner of Azkaban, won the Smarties Prize, making Rowling the first person to win the award three times running.[77] She later withdrew the fourth Harry Potter novel from contention to allow other books a fair chance. In January 2000, Prisoner of Azkaban won the inaugural Whitbread Children's Book of the Year award, though it lost the Book of the Year prize to Seamus Heaney's translation of Beowulf.[78]
|
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+
|
37 |
+
The fourth book, Harry Potter and the Goblet of Fire, was released simultaneously in the UK and the US on 8 July 2000 and broke sales records in both countries. 372,775 copies of the book were sold in its first day in the UK, almost equalling the number Prisoner of Azkaban sold during its first year.[79] In the US, the book sold three million copies in its first 48 hours, smashing all records.[79] Rowling said that she had had a crisis while writing the novel and had to rewrite one chapter many times to fix a problem with the plot.[80] Rowling was named Author of the Year in the 2000 British Book Awards.[81]
|
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|
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+
A wait of three years occurred between the release of Goblet of Fire and the fifth Harry Potter novel, Harry Potter and the Order of the Phoenix. This gap led to press speculation that Rowling had developed writer's block, speculations she later denied.[82] Rowling later said that writing the book was a chore, that it could have been shorter, and that she ran out of time and energy as she tried to finish it.[83]
|
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+
|
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+
The sixth book, Harry Potter and the Half-Blood Prince, was released on 16 July 2005. It too broke all sales records, selling nine million copies in its first 24 hours of release.[84] In 2006, Half-Blood Prince received the Book of the Year prize at the British Book Awards.[76]
|
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|
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+
The title of the seventh and final Harry Potter book was announced on 21 December 2006 as Harry Potter and the Deathly Hallows.[85] In February 2007, it was reported that Rowling wrote on a bust in her hotel room at the Balmoral Hotel in Edinburgh that she had finished the seventh book in that room on 11 January 2007.[86] Harry Potter and the Deathly Hallows was released on 21 July 2007 (0:01 BST)[87] and broke its predecessor's record as the fastest-selling book of all time.[88] It sold 11 million copies in the first day of release in the United Kingdom and United States.[88] The book's last chapter was one of the earliest things she wrote in the entire series.[89]
|
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|
45 |
+
Harry Potter is now a global brand worth an estimated US$15 billion,[90] and the last four Harry Potter books have consecutively set records as the fastest-selling books in history.[88][91] The series, totalling 4,195 pages,[92] has been translated, in whole or in part, into 65 languages.[93]
|
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|
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+
The Harry Potter books have also gained recognition for sparking an interest in reading among the young at a time when children were thought to be abandoning books for computers, television and video games,[94] although it is reported that despite the huge uptake of the books, adolescent reading has continued to decline.[95]
|
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|
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+
In October 1998, Warner Bros. purchased the film rights to the first two novels for a seven-figure sum.[96] A film adaptation of Harry Potter and the Philosopher's Stone was released on 16 November 2001, and Harry Potter and the Chamber of Secrets on 15 November 2002.[97] Both films were directed by Chris Columbus. The film version of Harry Potter and the Prisoner of Azkaban was released on 4 June 2004, directed by Alfonso Cuarón. The fourth film, Harry Potter and the Goblet of Fire, was directed by Mike Newell, and released on 18 November 2005. The film of Harry Potter and the Order of the Phoenix was released on 11 July 2007.[97] David Yates directed, and Michael Goldenberg wrote the screenplay, having taken over the position from Steve Kloves. Harry Potter and the Half-Blood Prince was released on 15 July 2009.[98] David Yates directed again, and Kloves returned to write the script.[99] Warner Bros. filmed the final instalment of the series, Harry Potter and the Deathly Hallows, in two segments, with part one being released on 19 November 2010 and part two being released on 15 July 2011. Yates directed both films.[100][101]
|
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|
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+
Warner Bros. took considerable notice of Rowling's desires when drafting her contract. One of her principal stipulations was the films be shot in Britain with an all-British cast,[102] which has been generally adhered to. Rowling also demanded that Coca-Cola, the winner in the race to tie in their products to the film series, donate US$18 million to the American charity Reading Is Fundamental, as well as several community charity programs.[103]
|
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+
Steve Kloves wrote the screenplays for all but the fifth film; Rowling assisted him in the writing process, ensuring that his scripts did not contradict future books in the series.[104] She told Alan Rickman (Severus Snape) and Robbie Coltrane (Hagrid) certain secrets about their characters before they were revealed in the books.[105] Daniel Radcliffe (Harry Potter) asked her if Harry died at any point in the series; Rowling answered him by saying, "You have a death scene", thereby not explicitly answering the question.[106] Director Steven Spielberg was approached to direct the first film, but dropped out. The press has repeatedly claimed that Rowling played a role in his departure, but Rowling stated that she had no say in who directed the films and would not have vetoed Spielberg.[107] Rowling's first choice for the director had been Monty Python member Terry Gilliam, but Warner Bros. wanted a family-friendly film and chose Columbus.[108]
|
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+
|
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+
Rowling had gained some creative control over the films, reviewing all the scripts[109] as well as acting as a producer on the final two-part instalment, Deathly Hallows.[110]
|
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+
|
57 |
+
Rowling, producers David Heyman and David Barron, along with directors David Yates, Mike Newell and Alfonso Cuarón collected the Michael Balcon Award for Outstanding British Contribution to Cinema at the 2011 British Academy Film Awards in honour of the Harry Potter film franchise.[111]
|
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+
|
59 |
+
In September 2013, Warner Bros. announced an "expanded creative partnership" with Rowling, based on a planned series of films about her character Newt Scamander, author of Fantastic Beasts and Where to Find Them. The first film was released in November 2016 and is set roughly 70 years before the events of the main series.[112] In 2016, it was announced that the series would consist of five films. The second, Fantastic Beasts: The Crimes of Grindelwald, was released in November 2018.[113]
|
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+
|
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+
In 2004, Forbes named Rowling as the first person to become a US-dollar billionaire by writing books,[114] the second-richest female entertainer and the 1,062nd richest person in the world.[115][116] Rowling disputed the calculations and said she had plenty of money, but was not a billionaire.[11] The 2020 Sunday Times Rich List estimated Rowling's fortune at £795 million, ranking her as the 178th richest person in the UK.[14] In 2012, Forbes removed Rowling from their rich list, claiming that her US$160 million in charitable donations and the high tax rate in the UK meant she was no longer a billionaire.[117] In February 2013, she was assessed as the 13th most powerful woman in the United Kingdom by Woman's Hour on BBC Radio 4.[118]
|
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+
|
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+
Rowling acquired the courtesy title of Laird of Killiechassie in 2001 when she purchased the historic Killiechassie House, and its surrounding estate situated on the banks of the River Tay, near Aberfeldy, in Perth and Kinross.[119][120] Rowling also owns a £4.5 million Georgian house in Kensington, west London, on a street with 24-hour security.[121]
|
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|
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+
Rowling was named the most highly paid author in the world with earnings of £72 million ($95 million) a year by Forbes in 2017.[122]
|
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+
|
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+
On 26 December 2001, Rowling married Neil Murray (born 30 June 1971), a Scottish doctor,[123] in a private ceremony at her home, Killiechassie House, in Scotland.[124] Their son, David Gordon Rowling Murray, was born on 24 March 2003.[125] Shortly after Rowling began writing Harry Potter and the Half-Blood Prince, she ceased working on the novel to care for David in his early infancy.[126]
|
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|
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Rowling is a friend of Sarah Brown, wife of former prime minister Gordon Brown, whom she met when they collaborated on a charitable project. When Sarah Brown's son Fraser was born in 2003, Rowling was one of the first to visit her in hospital.[127] Rowling's youngest child, daughter Mackenzie Jean Rowling Murray, to whom she dedicated Harry Potter and the Half-Blood Prince, was born on 23 January 2005.[128]
|
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|
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In October 2012, a New Yorker magazine article stated that the Rowling family lived in a seventeenth-century Edinburgh house, concealed at the front by tall conifer hedges. Prior to October 2012, Rowling lived near the author Ian Rankin, who later said she was quiet and introspective, and that she seemed in her element with children.[27][129] As of June 2014[update], the family resides in Scotland.[130]
|
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+
In July 2011, Rowling parted company with her agent, Christopher Little, moving to a new agency founded by one of his staff, Neil Blair.[27][131] On 23 February 2012, his agency, the Blair Partnership, announced on its website that Rowling was set to publish a new book targeted at adults. In a press release, Rowling said that her new book would be quite different from Harry Potter. In April 2012, Little, Brown and Company announced that the book was titled The Casual Vacancy and would be released on 27 September 2012.[132] Rowling gave several interviews and made appearances to promote The Casual Vacancy, including at the London Southbank Centre,[133] the Cheltenham Literature Festival,[134] Charlie Rose[135] and the Lennoxlove Book Festival.[136] In its first three weeks of release, The Casual Vacancy sold over 1 million copies worldwide.[137]
|
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On 3 December 2012, it was announced that the BBC would be adapting The Casual Vacancy into a television drama miniseries. Rowling's agent, Neil Blair acted as producer, through his independent production company and with Rick Senat serving as executive producer. Rowling collaborated on the adaptation, serving as an executive producer for the series. The series aired in three parts from 15 February to 1 March 2015.[138][139]
|
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In 2007, during the Edinburgh Book Festival, author Ian Rankin claimed that his wife spotted Rowling "scribbling away" at a detective novel in a café.[140] Rankin later retracted the story, claiming it was a joke,[141] but the rumour persisted, with a report in 2012 in The Guardian speculating that Rowling's next book would be a crime novel.[142] In an interview with Stephen Fry in 2005, Rowling had claimed that she would much prefer to write any subsequent books under a pseudonym, but had previously conceded to Jeremy Paxman in 2003 that if she did, the press would probably "find out in seconds".[143]
|
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In April 2013, Little Brown published The Cuckoo's Calling, the purported début novel of author Robert Galbraith, whom the publisher described as "a former plainclothes Royal Military Police investigator who had left in 2003 to work in the civilian security industry".[144] The novel, a detective story in which private investigator Cormoran Strike unravels the supposed suicide of a supermodel, sold 1,500 copies in hardback (although the matter was not resolved as of 21 July 2013[update]; later reports stated that this number is the number of copies that were printed for the first run, while the sales total was closer to 500)[145] and received acclaim from other crime writers[144] and critics[146]—a Publishers Weekly review called the book a "stellar debut",[147] while the Library Journal's mystery section pronounced the novel "the debut of the month".[148]
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India Knight, a novelist and columnist for The Sunday Times, tweeted on 9 July 2013 that she had been reading The Cuckoo's Calling and thought it was good for a début novel. In response, a tweeter called Jude Callegari said that the author was Rowling. Knight queried this but got no further reply.[149] Knight notified Richard Brooks, arts editor of the Sunday Times, who began his own investigation.[149][150] After discovering that Rowling and Galbraith had the same agent and editor, he sent the books for linguistic analysis which found similarities, and subsequently contacted Rowling's agent who confirmed it was Rowling's pseudonym.[150] Within days of Rowling being revealed as the author, sales of the book rose by 4,000%,[149] and Little Brown printed another 140,000 copies to meet the increase in demand.[151] As of 18 July 2013[update], a signed copy of the first edition sold for US$4,453 (£2,950), while an unsold signed first-edition copy was being offered for $6,188 (£3,950).[145]
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Rowling said that she had enjoyed working under a pseudonym.[152] On her Robert Galbraith website, Rowling explained that she took the name from one of her personal heroes, Robert Kennedy, and a childhood fantasy name she had invented for herself, Ella Galbraith.[153]
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Soon after the revelation, Brooks pondered whether Jude Callegari could have been Rowling as part of wider speculation that the entire affair had been a publicity stunt. Some also noted that many of the writers who had initially praised the book, such as Alex Gray or Val McDermid,[154] were within Rowling's circle of acquaintances; both vociferously denied any foreknowledge of Rowling's authorship.[149] Judith "Jude" Callegari was the best friend of the wife of Chris Gossage, a partner within Russells Solicitors, Rowling's legal representatives.[155][156] Rowling released a statement saying she was disappointed and angry;[155] Russells apologised for the leak, confirming it was not part of a marketing stunt and that "the disclosure was made in confidence to someone he [Gossage] trusted implicitly".[151] Russells made a donation to the Soldiers' Charity on Rowling's behalf and reimbursed her for her legal fees.[157] On 26 November 2013, the Solicitors Regulation Authority (SRA) issued Gossage a written rebuke and £1,000 fine for breaching privacy rules.[158]
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On 17 February 2014, Rowling announced that the second Cormoran Strike novel, named The Silkworm, would be released in June 2014. It sees Strike investigating the disappearance of a writer hated by many of his old friends for insulting them in his new novel.[159]
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In 2015, Rowling stated on Galbraith's website that the third Cormoran Strike novel would include "an insane amount of planning, the most I have done for any book I have written so far. I have colour-coded spreadsheets so I can keep a track of where I am going."[160] On 24 April 2015, Rowling announced that work on the third book was completed. Titled Career of Evil, it was released on 20 October 2015 in the United States, and on 22 October 2015 in the United Kingdom.[161]
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In 2017, the BBC released a Cormoran Strike television series, starring Tom Burke as Cormoran Strike, it was picked up by HBO for distribution in the United States and Canada.[162]
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In March 2017, Rowling revealed the fourth novel's title via Twitter in a game of "Hangman" with her followers. After many failed attempts, followers finally guessed correctly. Rowling confirmed that the next novel's title is Lethal White.[163] While intended for a 2017 release, Rowling tweeted the book was taking longer than expected and would be the longest book in the series thus far.[164][165] The book was released 18 September 2018.[166]
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The fifth novel in the series, titled Troubled Blood, is due to be published in September 2020.[167]
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Rowling has said it is unlikely she will write any more books in the Harry Potter series.[168] In October 2007, she stated that her future work was unlikely to be in the fantasy genre.[169] On 1 October 2010, in an interview with Oprah Winfrey, Rowling stated a new book on the saga might happen.[170]
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In 2007, Rowling stated that she planned to write an encyclopaedia of Harry Potter's wizarding world consisting of various unpublished material and notes.[171] Any profits from such a book would be given to charity.[172] During a news conference at Hollywood's Kodak Theatre in 2007, Rowling, when asked how the encyclopaedia was coming along, said, "It's not coming along, and I haven't started writing it. I never said it was the next thing I'd do."[173] At the end of 2007, Rowling said that the encyclopaedia could take up to ten years to complete.[174]
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In June 2011, Rowling announced that future Harry Potter projects, and all electronic downloads, would be concentrated in a new website, called Pottermore.[175] The site includes 18,000 words of information on characters, places and objects in the Harry Potter universe.[176]
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In October 2015, Rowling announced via Pottermore that a two-part play she had co-authored with playwrights Jack Thorne and John Tiffany, Harry Potter and the Cursed Child, was the "eighth Harry Potter story" and that it would focus on the life of Harry Potter's youngest son Albus after the epilogue of Harry Potter and the Deathly Hallows.[177] On 28 October 2015, the first round of tickets went on sale and sold out in several hours.[178]
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Starting on 26 May 2020 and running until 10 July 2020, Rowling published a new children's story online. The Ickabog was first mooted as a "political fairytale" for children in a 2007 Time magazine interview. Rowling shelved the story and decided to publish it for children as a response to the COVID-19 pandemic. A print edition is scheduled for November 2020 and will contain illustrations selected from entries to a competition running concurrently with the online publication.[9]
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In 2000, Rowling established the Volant Charitable Trust, which uses its annual budget of £5.1 million to combat poverty and social inequality. The fund also gives to organisations that aid children, one-parent families, and multiple sclerosis research.[179][180]
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Rowling, once a single parent, is now president of the charity Gingerbread (originally One Parent Families), having become their first Ambassador in 2000.[181][182] Rowling collaborated with Sarah Brown to write a book of children's stories to aid One Parent Families.[183]
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In 2001, the UK anti-poverty fundraiser Comic Relief asked three best-selling British authors—cookery writer and TV presenter Delia Smith, Bridget Jones creator Helen Fielding, and Rowling—to submit booklets related to their most famous works for publication.[184] Rowling's two booklets, Fantastic Beasts and Where to Find Them and Quidditch Through the Ages, are ostensibly facsimiles of books found in the Hogwarts library. Since going on sale in March 2001, the books have raised £15.7 million for the fund. The £10.8 million they have raised outside the UK have been channelled into a newly created International Fund for Children and Young People in Crisis.[185] In 2002, Rowling contributed a foreword to Magic, an anthology of fiction published by Bloomsbury Publishing, helping to raise money for the National Council for One Parent Families.[186]
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In 2005, Rowling and MEP Emma Nicholson founded the Children's High Level Group (now Lumos).[187] In January 2006, Rowling went to Bucharest to highlight the use of caged beds in mental institutions for children.[188] To further support the CHLG, Rowling auctioned one of seven handwritten and illustrated copies of The Tales of Beedle the Bard, a series of fairy tales referred to in Harry Potter and the Deathly Hallows. The book was purchased for £1.95 million by online bookseller Amazon.com on 13 December 2007, becoming the most expensive modern book ever sold at auction.[189][189][190] Rowling gave away the remaining six copies to those who have a close connection with the Harry Potter books.[189] In 2008, Rowling agreed to publish the book with the proceeds going to Lumos.[129] On 1 June 2010 (International Children's Day), Lumos launched an annual initiative—Light a Birthday Candle for Lumos.[191] In November 2013, Rowling handed over all earnings from the sale of The Tales of Beedle the Bard, totalling nearly £19 million.[192]
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In July 2012, Rowling was featured at the 2012 Summer Olympics opening ceremony in London, where she read a few lines from J. M. Barrie's Peter Pan as part of a tribute to Great Ormond Street Hospital for Children. An inflatable representation of Lord Voldemort and other children's literary characters accompanied her reading.[193]
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Rowling has contributed money and support for research and treatment of multiple sclerosis, from which her mother suffered before her death in 1990. In 2006, Rowling contributed a substantial sum toward the creation of a new Centre for Regenerative Medicine at Edinburgh University, later named the Anne Rowling Regenerative Neurology Clinic.[194] In 2010, she donated another £10 million to the centre,[195] and in 2019 a further £15 million.[196] For unknown reasons, Scotland, Rowling's country of adoption, has the highest rate of multiple sclerosis in the world. In 2003, Rowling took part in a campaign to establish a national standard of care for MS sufferers.[197] In April 2009, she announced that she was withdrawing her support for Multiple Sclerosis Society Scotland, citing her inability to resolve an ongoing feud between the organisation's northern and southern branches that had sapped morale and led to several resignations.[197]
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In May 2008, bookseller Waterstones asked Rowling and 12 other writers (Lisa Appignanesi, Margaret Atwood, Lauren Child, Sebastian Faulks, Richard Ford, Neil Gaiman, Nick Hornby, Doris Lessing, Michael Rosen, Axel Scheffler, Tom Stoppard and Irvine Welsh) to compose a short piece of their own choosing on a single A5 card, which would then be sold at auction in aid of the charities Dyslexia Action and English PEN. Rowling's contribution was an 800-word Harry Potter prequel that concerns Harry's father, James Potter, and godfather, Sirius Black, and takes place three years before Harry was born. The cards were collated and sold for charity in book form in August 2008.[198]
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On 1 and 2 August 2006, she read alongside Stephen King and John Irving at Radio City Music Hall in New York City. Profits from the event were donated to the Haven Foundation, a charity that aids artists and performers left uninsurable and unable to work, and the medical NGO Médecins Sans Frontières.[199] In May 2007, Rowling pledged a donation reported as over £250,000 to a reward fund started by the tabloid News of the World for the safe return of a young British girl, Madeleine McCann, who disappeared in Portugal.[200] Rowling, along with Nelson Mandela, Al Gore, and Alan Greenspan, wrote an introduction to a collection of Gordon Brown's speeches, the proceeds of which were donated to the Jennifer Brown Research Laboratory.[201] After her exposure as the true author of The Cuckoo's Calling led to a massive increase in sales, Rowling announced she would donate all her royalties to the Army Benevolent Fund, claiming she had always intended to but never expected the book to be a best-seller.[202]
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Rowling is a member of both English PEN and Scottish PEN. She was one of 50 authors to contribute to First Editions, Second Thoughts, a charity auction for English PEN. Each author hand annotated a first-edition copy of one of their books, in Rowling's case, Harry Potter and the Philosopher's Stone. The book was the highest-selling lot of the event and fetched £150,000 ($228,600).[203]
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Rowling is a supporter of the Shannon Trust, which runs the Toe by Toe Reading Plan and the Shannon Reading Plan in prisons across Britain, helping and giving tutoring to prisoners who cannot read.[204]
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Rowling has named civil rights activist Jessica Mitford as her greatest influence. She said "Jessica Mitford has been my heroine since I was 14 years old, when I overheard my formidable great-aunt discussing how Mitford had run away at the age of 19 to fight with the Reds in the Spanish Civil War", and claims what inspired her about Mitford was that she was "incurably and instinctively rebellious, brave, adventurous, funny and irreverent, she liked nothing better than a good fight, preferably against a pompous and hypocritical target".[36] Rowling has described Jane Austen as her favourite author,[205] calling Emma her favourite book in O, The Oprah Magazine.[206] As a child, Rowling has said her early influences included The Lion, The Witch and The Wardrobe by C.S. Lewis, The Little White Horse by Elizabeth Goudge, and Manxmouse by Paul Gallico.[207]
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To many, Rowling is known for her centre-left political views. In September 2008, on the eve of the Labour Party Conference, Rowling announced that she had donated £1 million to the Labour Party, and publicly endorsed Labour Prime Minister Gordon Brown over Conservative challenger David Cameron, praising Labour's policies on child poverty.[208] Rowling is a close friend of Sarah Brown, wife of Gordon Brown, whom she met when they collaborated on a charitable project for One Parent Families.[127]
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Entering the sphere of American politics, Rowling discussed the 2008 United States presidential election with the Spanish-language newspaper El País in February 2008, stating that the election would have a profound effect on the rest of the world. She also said that Barack Obama and Hillary Clinton would be "extraordinary" in the White House. In the same interview, Rowling identified Robert F. Kennedy as her hero.[209]
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Rowling, in April 2010, published an article in The Times, in which she criticised Cameron's plan to encourage married couples to stay together by offering them a £150 annual tax credit: "Nobody who has ever experienced the reality of poverty could say 'it's not the money, it's the message'. When your flat has been broken into, and you cannot afford a locksmith, it is the money. When you are two pence short of a tin of baked beans, and your child is hungry, it is the money. When you find yourself contemplating shoplifting to get nappies, it is the money."[210]
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As a resident of Scotland, Rowling was eligible to vote in the 2014 referendum on Scottish independence, and campaigned for the "No" vote.[211] She donated £1 million to the Better Together anti-independence campaign (run by her former neighbour Alistair Darling),[130] the largest donation it had received at the time. In a blog post, Rowling explained that an open letter from Scottish medical professionals raised problems with First Minister Alex Salmond's plans for a common research funding.[130] Rowling compared some Scottish Nationalists with the Death Eaters, characters from Harry Potter who are scornful of those without pure blood.[212]
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On 22 October 2015, a letter was published in The Guardian signed by Rowling (along with over 150 other figures from arts and politics) opposing the cultural boycott of Israel, and announcing the creation of a network for dialogue, called Culture for Coexistence.[213] Rowling later explained her position in more detail, saying that although she opposed most of Benjamin Netanyahu's actions she did not think the cultural boycott would bring about the removal of Israel's leader or help improve the situation in Israel and Palestine.[214]
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In June 2016, Rowling campaigned for the United Kingdom to stay in the European Union, in the run up to the referendum to leave the European Union, stating on her website that, "I'm the mongrel product of this European continent and I'm an internationalist. I was raised by a Francophile mother whose family was proud of their part-French heritage ... My values are not contained or proscribed by borders. The absence of a visa when I cross the channel has symbolic value to me. I might not be in my house, but I'm still in my hometown."[215] Rowling expressed concern that "racists and bigots" were directing parts of the Leave campaign. In a blog post, she added: "How can a retreat into selfish and insecure individualism be the right response when Europe faces genuine threats, when the bonds that tie us are so powerful, when we have come so far together? How can we hope to conquer the enormous challenges of terrorism and climate change without cooperation and collaboration?"[216]
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Over the years, some religious people, particularly Christians, have decried Rowling's books for supposedly promoting witchcraft. Rowling identifies as a Christian.[217] She once said, "I believe in God, not magic."[218] Early on, she felt that if readers knew of her Christian beliefs they would be able to predict plot lines of characters in her books.[219]
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In 2007, Rowling said she was the only one in her family who went regularly to church; she was an adherent of the Church of England. As a student, she became annoyed at the "smugness of religious people" and attended less often. Later, she started to attend a Church of Scotland congregation at the time she was writing Harry Potter.[220][221] Her eldest daughter, Jessica, was baptised there.[217]
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In a 2006 interview with Tatler, Rowling noted that, "like Graham Greene, my faith is sometimes about if my faith will return. It's important to me."[20] She has said that she has struggled with doubt, that she believes in an afterlife,[222] and that her faith plays a part in her books.[223][224][225] In a 2012 radio interview, she said that she was a member of the Scottish Episcopal Church, a province of the Anglican Communion.[226]
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In 2015, following the referendum on same-sex marriage in Ireland, Rowling joked that if Ireland legalised same-sex marriage, Dumbledore and Gandalf could get married there.[227] The Westboro Baptist Church, in response, stated that if the two got married, they would picket. Rowling responded by saying, "Alas, the sheer awesomeness of such a union in such a place would blow your tiny bigoted minds out of your thick sloping skulls."[228]
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Rowling has had a difficult relationship with the press. She admits to being "thin-skinned" and dislikes the fickle nature of reporting. Rowling disputes that she is a recluse who hates to be interviewed.[229]
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By 2011, Rowling had taken more than 50 actions against the press.[230] In 2001, the Press Complaints Commission upheld a complaint by Rowling over a series of unauthorised photographs of her with her daughter on the beach in Mauritius published in OK! magazine.[231] In 2007, Rowling's young son, David, assisted by Rowling and her husband, lost a court fight to ban publication of a photograph of David. The photo which was taken by a photographer using a long-range lens, was then published in a Sunday Express article featuring Rowling's family life and motherhood.[19] The judgement was overturned in David's favour in May 2008.[232]
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Rowling particularly dislikes the British tabloid the Daily Mail, which has conducted interviews with her estranged ex-husband. As one journalist noted, "Harry's Uncle Vernon is a grotesque philistine of violent tendencies and remarkably little brain. It is not difficult to guess which newspaper Rowling gives him to read [in Goblet of Fire]."[233] In 2014, she successfully sued the Mail for libel over an article about her time as a single mother.[234] Some have speculated that Rowling's fraught relationship with the press was the inspiration behind the character Rita Skeeter, a gossipy celebrity journalist who first appears in Goblet of Fire, but Rowling said in 2000 that the character predates her rise to fame.[235]
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In September 2011, Rowling was named a "core participant" in the Leveson Inquiry into the culture, practices and ethics of the British press, as one of dozens of celebrities who may have been the victim of phone hacking.[236] On 24 November 2011, Rowling gave evidence before the inquiry; although she was not suspected to have been the victim of phone hacking,[237] her testimony included accounts of photographers camping on her doorstep, her fiancé being duped into giving his home address to a journalist masquerading as a tax official,[237] her chasing a journalist a week after giving birth,[230] a journalist leaving a note inside her then-five-year-old daughter's schoolbag, and an attempt by The Sun to "blackmail" her into a photo opportunity in exchange for the return of a stolen manuscript.[238] Rowling claimed she had to leave her former home in Merchiston because of press intrusion.[238] In November 2012, Rowling wrote an article for The Guardian in reaction to David Cameron's decision not to implement the full recommendations of the Leveson inquiry, saying she felt "duped and angry".[239]
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In 2014, Rowling reaffirmed her support for "Hacked Off" and its campaign towards press self-regulation by co-signing with other British celebrities a declaration to "[safeguard] the press from political interference while also giving vital protection to the vulnerable."[240]
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In December 2019, Rowling tweeted her support for Maya Forstater, a British woman who lost her employment tribunal case against her former employer, the Center for Global Development, after her contract was not renewed due to her prejudicial comments about transgender people.[241][242][243] The court ruled that Forstater's statements about transgender people (such as "Men and boys are male. Women and girls are female. It is impossible to change sex"), and misgendering a person, promoted "an intimidating, hostile, degrading, humiliating or offensive environment", and were not protected beliefs under the Equality Act 2010.[244][245]
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On 6 June 2020, Rowling criticised an article's use of the phrase "people who menstruate" instead of "women". She went on to write, "If sex isn't real, there's no same-sex attraction. If sex isn't real, the lived reality of women globally is erased", while saying that she is empathetic to transgender people. The media advocacy group GLAAD called the tweets "anti-trans" and "cruel", and wrote: "JK Rowling continues to align herself with an ideology which willfully distorts facts about gender identity and people who are trans. In 2020, there is no excuse for targeting trans people."[246][247][248] Several actors known for portraying Rowling's characters criticised her views or spoke in support of trans rights, including Daniel Radcliffe, Emma Watson, Rupert Grint, Eddie Redmayne, Evanna Lynch, Bonnie Wright and Katie Leung, as did the fansites MuggleNet and The Leaky Cauldron.[248][249][250][251] Actress Noma Dumezweni initially expressed support for Rowling but rescinded her stance following backlash.[252] Radcliffe responded on behalf of The Trevor Project, writing: "Transgender women are women. Any statement to the contrary erases the identity and dignity of transgender people and goes against all advice given by professional health care associations who have far more expertise on this subject matter than either Jo or I."[253]
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On 10 June 2020, Rowling published a 3,600-word essay on her website in response to the criticism.[254][255] She said that she was a survivor of domestic abuse and sexual assault, and stated that allowing trans women access to single-sex spaces was a danger to women, while stating that most trans people were vulnerable and deserved protection. She also wrote that many women consider terms like "people who menstruate" to be demeaning.[256]
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The essay was criticised by, among others, the gender non-conforming children's charity Mermaids.[257][258] Rowling has been referred to as a trans-exclusionary radical feminist (TERF) on multiple occasions, though she rejects the label.[259] Rowling has received support from some feminists,[260] such as Ayaan Hirsi Ali[261] and radical feminist Julie Bindel.[260]
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Rowling, her publishers, and Time Warner, the owner of the rights to the Harry Potter films, have taken numerous legal actions to protect their copyright. The worldwide popularity of the Harry Potter series has led to the appearance of a number of locally produced, unauthorised sequels and other derivative works, sparking efforts to ban or contain them.[262]
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Another area of legal dispute involves a series of injunctions obtained by Rowling and her publishers to prohibit anyone from reading her books before their official release date.[263] The injunction drew fire from civil liberties and free speech campaigners and sparked debates over the "right to read".[264][265]
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Rowling has received honorary degrees from St Andrews University, the University of Edinburgh, Edinburgh Napier University, the University of Exeter (which she attended),[266] the University of Aberdeen,[267][268] and Harvard University, where she spoke at the 2008 commencement ceremony.[269] In 2009, Rowling was made a Chevalier de la Légion d'honneur by French President Nicolas Sarkozy.[33] In 2002, Rowling became an Honorary Fellow of the Royal Society of Edinburgh (HonFRSE)[270] as well a Fellow of the Royal Society of Literature (FRSL).[271] She was furthermore recognized as Fellow of the Royal College of Physicians of Edinburgh (FRCPE) in 2011 for services to Literature and Philanthropy.[272]
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Other awards include:[76]
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The Mona Lisa (/ˌmoʊnə ˈliːsə/; Italian: Monna Lisa [ˈmɔnna ˈliːza] or La Gioconda [la dʒoˈkonda]; French: La Joconde [la ʒɔkɔ̃d]) is a half-length portrait painting by the Italian artist Leonardo da Vinci. It is considered an archetypal masterpiece of the Italian Renaissance,[4][5] and has been described as "the best known, the most visited, the most written about, the most sung about, the most parodied work of art in the world".[6] The painting's novel qualities include the subject's expression, which is frequently described as enigmatic,[7] the monumentality of the composition, the subtle modelling of forms, and the atmospheric illusionism.[8]
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The painting is likely of the Italian noblewoman Lisa Gherardini,[9] the wife of Francesco del Giocondo, and is in oil on a white Lombardy poplar panel. It had been believed to have been painted between 1503 and 1506; however, Leonardo may have continued working on it as late as 1517. Recent academic work suggests that it would not have been started before 1513.[10][11][12][13] It was acquired by King Francis I of France and is now the property of the French Republic itself, on permanent display at the Louvre Museum in Paris since 1797.[14]
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The Mona Lisa is one of the most valuable paintings in the world. It holds the Guinness World Record for the highest known insurance valuation in history at US$100 million in 1962[15] (equivalent to $650 million in 2018).
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The title of the painting, which is known in English as Mona Lisa, comes from a description by Renaissance art historian Giorgio Vasari, who wrote "Leonardo undertook to paint, for Francesco del Giocondo, the portrait of Mona Lisa, his wife."[16][17] Mona in Italian is a polite form of address originating as ma donna – similar to Ma'am, Madam, or my lady in English. This became madonna, and its contraction mona. The title of the painting, though traditionally spelled Mona (as used by Vasari),[16] is also commonly spelled in modern Italian as Monna Lisa (mona being a vulgarity in some Italian dialects), but this is rare in English.[citation needed]
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Vasari's account of the Mona Lisa comes from his biography of Leonardo published in 1550, 31 years after the artist's death. It has long been the best-known source of information on the provenance of the work and identity of the sitter. Leonardo's assistant Salaì, at his death in 1524, owned a portrait which in his personal papers was named la Gioconda, a painting bequeathed to him by Leonardo.
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That Leonardo painted such a work, and its date, were confirmed in 2005 when a scholar at Heidelberg University discovered a marginal note in a 1477 printing of a volume by ancient Roman philosopher Cicero. Dated October 1503, the note was written by Leonardo's contemporary Agostino Vespucci. This note likens Leonardo to renowned Greek painter Apelles, who is mentioned in the text, and states that Leonardo was at that time working on a painting of Lisa del Giocondo.[18]
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In response to the announcement of the discovery of this document, Vincent Delieuvin, the Louvre representative, stated "Leonardo da Vinci was painting, in 1503, the portrait of a Florentine lady by the name of Lisa del Giocondo. About this we are now certain. Unfortunately, we cannot be absolutely certain that this portrait of Lisa del Giocondo is the painting of the Louvre."[19]
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The model, Lisa del Giocondo,[20][21]
|
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was a member of the Gherardini family of Florence and Tuscany, and the wife of wealthy Florentine silk merchant Francesco del Giocondo.[22] The painting is thought to have been commissioned for their new home, and to celebrate the birth of their second son, Andrea.[23] The Italian name for the painting, La Gioconda, means 'jocund' ('happy' or 'jovial') or, literally, 'the jocund one', a pun on the feminine form of Lisa's married name, Giocondo.[22][24] In French, the title La Joconde has the same meaning.
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Before that discovery, scholars had developed several alternative views as to the subject of the painting. Some argued that Lisa del Giocondo was the subject of a different portrait, identifying at least four other paintings as the Mona Lisa referred to by Vasari.[25][26]
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Several other women have been proposed as the subject of the painting.[27]
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Isabella of Aragon,[28] Cecilia Gallerani,[29] Costanza d'Avalos, Duchess of Francavilla,[27] Isabella d'Este, Pacifica Brandano or Brandino, Isabela Gualanda, Caterina Sforza, Bianca Giovanna Sforza—even Salaì and Leonardo himself—are all among the list of posited models portrayed in the painting.[30][31][32]
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The consensus of art historians in the 21st century maintains the long-held traditional opinion that the painting depicts Lisa del Giocondo.[18]
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Leonardo da Vinci had begun working on a portrait of Lisa del Giocondo, the model of the Mona Lisa, by October 1503.[18][19] It is believed by some that the Mona Lisa was begun in 1503 or 1504 in Florence.[33] Although the Louvre states that it was "doubtless painted between 1503 and 1506",[8] art historian Martin Kemp says that there are some difficulties in confirming the dates with certainty.[22] In addition, many Leonardo experts, such as Carlo Pedretti and Alessandro Vezzosi, are of the opinion that the painting is characteristic of Leonardo's style in the final years of his life, post-1513.[10][11] Other academics argue that, given the historical documentation, Leonardo would have painted the work from 1513.[13] According to Vasari, "after he had lingered over it four years, [he] left it unfinished".[17] In 1516, Leonardo was invited by King Francis I to work at the Clos Lucé near the Château d'Amboise; it is believed that he took the Mona Lisa with him and continued to work on it after he moved to France.[30] Art historian Carmen C. Bambach has concluded that Leonardo probably continued refining the work until 1516 or 1517.[34] Leonardo's right hand was paralytic circa 1517,[35] which may indicate why he left the Mona Lisa unfinished.[36][37][38][a]
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Circa 1505,[40] Raphael executed a pen-and-ink sketch, in which the columns flanking the subject are more apparent. Experts universally agree that it is based on Leonardo's portrait.[41][12][42] Other later copies of the Mona Lisa, such as those in the National Museum of Art, Architecture and Design and The Walters Art Museum, also display large flanking columns. As a result, it was thought that the Mona Lisa had been trimmed.[43][44][45][46] However, by 1993, Frank Zöllner observed that the painting surface had never been trimmed;[47] this was confirmed through a series of tests in 2004.[48] In view of this, Vincent Delieuvin [fr], curator of 16th-century Italian painting at the Louvre, states that the sketch and these other copies must have been inspired by another version,[49] while Zöllner states that the sketch may be after another Leonardo portrait of the same subject.[47]
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The record of an October 1517 visit by Louis d'Aragon states that the Mona Lisa was executed for the deceased Giuliano de' Medici, Leonardo's steward at the Belvedere Palace between 1513 and 1516[50][51][b]—but this was likely an error.[52][c] According to Vasari, the painting was created for the model's husband, Francesco del Giocondo.[53] A number of experts have argued that Leonardo made two versions (because of the uncertainty concerning its dating and commissioner, as well as its fate following Leonardo's death in 1519, and the difference of details in Raphael's sketch—which may be explained by the possibility that he made the sketch from memory).[40][42][12][54] The hypothetical first portrait, displaying prominent columns, would have been commissioned by Giocondo circa 1503, and left unfinished in Leonardo's pupil and assistant Salaì's possession until his death in 1524. The second, commissioned by Giuliano de' Medici circa 1513, would have been sold by Salaì to Francis I in 1518[d] and is the one in the Louvre today.[42][12][54][55]
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Other believe that there was only one true Mona Lisa, but are divided as to the two aforementioned fates.[22][56][57] At some point in the 16th century, a varnish was applied to the painting.[3]
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It was kept at the Palace of Fontainebleau until Louis XIV moved it to the Palace of Versailles, where it remained until the French Revolution.[58] In 1797, it went on permanent display at the Louvre.[14]
|
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+
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In the early 21st century, French scientist Pascal Cotte hypothesized a hidden portrait underneath the surface of the painting, circumstantial evidence for which was produced using reflective light technology.[59][60] The underlying portrait appears to be of a model looking to the side, but lacks the flanking columns drawn by Raphael.[61] Having been given access to the painting by the Louvre in 2004, Cotte spent ten years studying the painting with layer-amplification methods.[59][62]
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However, the alleged portrait does not fit with historical descriptions of the painting: both Vasari and Gian Paolo Lomazzo describe the subject as smiling,[16][63] unlike the subject in Cotte's portrait. Cotte admits that his reconstitution had been carried out only in support of his hypotheses and should not be considered as objective proof of an underlying portrait.[60][56]
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After the French Revolution, the painting was moved to the Louvre, but spent a brief period in the bedroom of Napoleon (d. 1821) in the Tuileries Palace.[58] The Mona Lisa was not widely known outside the art world, but in the 1860s, a portion of the French intelligentsia began to hail it as a masterwork of Renaissance painting.[64]
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During the Franco-Prussian War (1870–1871), the painting was moved from the Louvre to the Brest Arsenal.[65]
|
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In 1911, the painting was still not popular among the lay-public.[66] On 21 August 1911, the painting was stolen from the Louvre.[67] The missing painting was first noticed the next day by painter Louis Béroud. After some confusion as to whether the painting was being photographed somewhere, the Louvre was closed for a week for investigation. French poet Guillaume Apollinaire came under suspicion and was arrested and imprisoned. Apollinaire implicated his friend Pablo Picasso, who was brought in for questioning. Both were later exonerated.[68][69] The real culprit was Louvre employee Vincenzo Peruggia, who had helped construct the painting's glass case.[70] He carried out the theft by entering the building during regular hours, hiding in a broom closet, and walking out with the painting hidden under his coat after the museum had closed.[24]
|
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Peruggia was an Italian patriot who believed that Leonardo's painting should have been returned to an Italian museum. Peruggia may have been motivated by an associate whose copies of the original would significantly rise in value after the painting's theft.[71] After having kept the Mona Lisa in his apartment for two years, Peruggia grew impatient and was caught when he attempted to sell it to Giovanni Poggi, director of the Uffizi Gallery in Florence. It was exhibited in the Uffizi Gallery for over two weeks and returned to the Louvre on 4 January 1914.[72] Peruggia served six months in prison for the crime and was hailed for his patriotism in Italy.[69] A year after the theft, Saturday Evening Post journalist Karl Decker met an alleged accomplice named Eduardo de Valfierno, who claimed to have masterminded the theft. Forger Yves Chaudron was to have created six copies of the painting to sell in the US while concealing the location of the original.[71] Decker published this account of the theft in 1932.[73]
|
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During World War II, it was again removed from the Louvre and taken first to the Château d'Amboise, then to the Loc-Dieu Abbey and Château de Chambord, then finally to the Ingres Museum in Montauban.
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On 30 December 1956, Bolivian Ugo Ungaza Villegas threw a rock at the Mona Lisa while it was on display at the Louvre. He did so with such force that it shattered the glass case and dislodged a speck of pigment near the left elbow.[74] The painting was protected by glass because a few years earlier a man who claimed to be in love with the painting had cut it with a razor blade and tried to steal it.[75]
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Since then, bulletproof glass has been used to shield the painting from any further attacks. Subsequently, on 21 April 1974, while the painting was on display at the Tokyo National Museum, a woman sprayed it with red paint as a protest against that museum's failure to provide access for disabled people.[76] On 2 August 2009, a Russian woman, distraught over being denied French citizenship, threw a ceramic teacup purchased at the Louvre; the vessel shattered against the glass enclosure.[77][78] In both cases, the painting was undamaged.
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In recent decades, the painting has been temporarily moved to accommodate renovations to the Louvre on three occasions: between 1992 and 1995, from 2001 to 2005, and again in 2019.[79] A new queuing system introduced in 2019 reduces the amount of time museum visitors have to wait in line to see the painting. After going through the queue, a group has about 30 seconds to see the painting.[80]
|
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The Mona Lisa bears a strong resemblance to many Renaissance depictions of the Virgin Mary, who was at that time seen as an ideal for womanhood.[81]
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The woman sits markedly upright in a "pozzetto" armchair with her arms folded, a sign of her reserved posture. Her gaze is fixed on the observer. The woman appears alive to an unusual extent, which Leonardo achieved by his method of not drawing outlines (sfumato). The soft blending creates an ambiguous mood "mainly in two features: the corners of the mouth, and the corners of the eyes".[82]
|
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The depiction of the sitter in three-quarter profile is similar to late 15th-century works by Lorenzo di Credi and Agnolo di Domenico del Mazziere.[81] Zöllner notes that the sitter's general position can be traced back to Flemish models and that "in particular the vertical slices of columns at both sides of the panel had precedents in Flemish portraiture."[83] Woods-Marsden cites Hans Memling's portrait of Benedetto Portinari (1487) or Italian imitations such as Sebastiano Mainardi's pendant portraits for the use of a loggia, which has the effect of mediating between the sitter and the distant landscape, a feature missing from Leonardo's earlier portrait of Ginevra de' Benci.[84]
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The painting was one of the first portraits to depict the sitter in front of an imaginary landscape, and Leonardo was one of the first painters to use aerial perspective.[86] The enigmatic woman is portrayed seated in what appears to be an open loggia with dark pillar bases on either side. Behind her, a vast landscape recedes to icy mountains. Winding paths and a distant bridge give only the slightest indications of human presence. Leonardo has chosen to place the horizon line not at the neck, as he did with Ginevra de' Benci, but on a level with the eyes, thus linking the figure with the landscape and emphasizing the mysterious nature of the painting.[84]
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Mona Lisa has no clearly visible eyebrows or eyelashes. Some researchers claim that it was common at this time for genteel women to pluck these hairs, as they were considered unsightly.[87][88] In 2007, French engineer Pascal Cotte announced that his ultra-high resolution scans of the painting provide evidence that Mona Lisa was originally painted with eyelashes and with visible eyebrows, but that these had gradually disappeared over time, perhaps as a result of overcleaning.[89] Cotte discovered the painting had been reworked several times, with changes made to the size of the Mona Lisa's face and the direction of her gaze. He also found that in one layer the subject was depicted wearing numerous hairpins and a headdress adorned with pearls which was later scrubbed out and overpainted.[90]
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There has been much speculation regarding the painting's model and landscape. For example, Leonardo probably painted his model faithfully since her beauty is not seen as being among the best, "even when measured by late quattrocento (15th century) or even twenty-first century standards."[91] Some art historians in Eastern art, such as Yukio Yashiro, argue that the landscape in the background of the picture was influenced by Chinese paintings,[92] but this thesis has been contested for lack of clear evidence.[92]
|
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|
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Research in 2003 by Professor Margaret Livingstone of Harvard University said that Mona Lisa's smile disappears when observed with direct vision, known as foveal. Because of the way the human eye processes visual information, it is less suited to pick up shadows directly; however, peripheral vision can pick up shadows well.[93]
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Research in 2008 by a geomorphology professor at Urbino University and an artist-photographer revealed likenesses of Mona Lisa's landscapes to some views in the Montefeltro region in the Italian provinces of Pesaro and Urbino, and Rimini.[94][95]
|
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|
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The Mona Lisa has survived for more than 500 years, and an international commission convened in 1952 noted that "the picture is in a remarkable state of preservation."[48] It has never been fully restored,[96]
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so the current condition is partly due to a variety of conservation treatments the painting has undergone. A detailed analysis in 1933 by Madame de Gironde revealed that earlier restorers had "acted with a great deal of restraint."[48] Nevertheless, applications of varnish made to the painting had darkened even by the end of the 16th century, and an aggressive 1809 cleaning and revarnishing removed some of the uppermost portion of the paint layer, resulting in a washed-out appearance to the face of the figure. Despite the treatments, the Mona Lisa has been well cared for throughout its history, and although the panel's warping caused the curators "some worry",[97] the 2004–05 conservation team was optimistic about the future of the work.[48]
|
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|
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At some point, the Mona Lisa was removed from its original frame. The unconstrained poplar panel warped freely with changes in humidity, and as a result, a crack developed near the top of the panel, extending down to the hairline of the figure. In the mid-18th century to early 19th century, two butterfly-shaped walnut braces were inserted into the back of the panel to a depth of about one third the thickness of the panel. This intervention was skilfully executed, and successfully stabilized the crack. Sometime between 1888 and 1905, or perhaps during the picture's theft, the upper brace fell out. A later restorer glued and lined the resulting socket and crack with cloth.[citation needed]
|
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|
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The picture is kept under strict, climate-controlled conditions in its bulletproof glass case. The humidity is maintained at 50% ±10%, and the temperature is maintained between 18 and 21 °C. To compensate for fluctuations in relative humidity, the case is supplemented with a bed of silica gel treated to provide 55% relative humidity.[48]
|
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|
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Because the Mona Lisa's poplar support expands and contracts with changes in humidity, the picture has experienced some warping. In response to warping and swelling experienced during its storage during World War II, and to prepare the picture for an exhibit to honour the anniversary of Leonardo's 500th birthday, the Mona Lisa was fitted in 1951 with a flexible oak frame with beech crosspieces. This flexible frame, which is used in addition to the decorative frame described below, exerts pressure on the panel to keep it from warping further. In 1970, the beech crosspieces were switched to maple after it was found that the beechwood had been infested with insects. In 2004–05, a conservation and study team replaced the maple crosspieces with sycamore ones, and an additional metal crosspiece was added for scientific measurement of the panel's warp.[citation needed]
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|
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The Mona Lisa has had many different decorative frames in its history, owing to changes in taste over the centuries. In 1909, the art collector Comtesse de Béhague gave the portrait its current frame,[98] a Renaissance-era work consistent with the historical period of the Mona Lisa. The edges of the painting have been trimmed at least once in its history to fit the picture into various frames, but no part of the original paint layer has been trimmed.[48]
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|
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The first and most extensive recorded cleaning, revarnishing, and touch-up of the Mona Lisa was an 1809 wash and revarnishing undertaken by Jean-Marie Hooghstoel, who was responsible for restoration of paintings for the galleries of the Musée Napoléon. The work involved cleaning with spirits, touch-up of colour, and revarnishing the painting. In 1906, Louvre restorer Eugène Denizard performed watercolour retouches on areas of the paint layer disturbed by the crack in the panel. Denizard also retouched the edges of the picture with varnish, to mask areas that had been covered initially by an older frame. In 1913, when the painting was recovered after its theft, Denizard was again called upon to work on the Mona Lisa. Denizard was directed to clean the picture without solvent, and to lightly touch up several scratches to the painting with watercolour. In 1952, the varnish layer over the background in the painting was evened out. After the second 1956 attack, restorer Jean-Gabriel Goulinat was directed to touch up the damage to Mona Lisa's left elbow with watercolour.[48]
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|
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In 1977, a new insect infestation was discovered in the back of the panel as a result of crosspieces installed to keep the painting from warping. This was treated on the spot with carbon tetrachloride, and later with an ethylene oxide treatment. In 1985, the spot was again treated with carbon tetrachloride as a preventive measure.[48]
|
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|
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On 6 April 2005—following a period of curatorial maintenance, recording, and analysis—the painting was moved to a new location within the museum's Salle des États. It is displayed in a purpose-built, climate-controlled enclosure behind bulletproof glass.[99] Since 2005 the painting has been illuminated by an LED lamp, and in 2013 a new 20 watt LED lamp was installed, specially designed for this painting. The lamp has a Colour Rendering Index up to 98, and minimizes infrared and ultraviolet radiation which could otherwise degrade the painting.[100] The renovation of the gallery where the painting now resides was financed by the Japanese broadcaster Nippon Television.[101] About 6 million people view the painting at the Louvre each year.[30]
|
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|
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On the 500th anniversary of the master's death, the Louvre held the largest ever single exhibit of Da Vinci works, from 24 October 2019 to 24 February 2020. The Mona Lisa was not included because it is in such great demand among visitors to the museum; the painting remained on display in its gallery.[102][103]
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|
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Today the Mona Lisa is considered the most famous painting in the world, but until the 20th century it was simply one among many highly regarded artworks.[104]
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Once part of King Francis I of France's collection, the Mona Lisa was among the first artworks to be exhibited in the Louvre, which became a national museum after the French Revolution. Leonardo began to be revered as a genius, and the painting's popularity grew in the mid-19th century when French intelligentsia praised it as mysterious and a representation of the femme fatale.[105]
|
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The Baedeker guide in 1878 called it "the most celebrated work of Leonardo in the Louvre",[106] but the painting was known more by the intelligentsia than the general public.[citation needed]
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The 1911 theft of the Mona Lisa and its subsequent return was reported worldwide, leading to a massive increase in public recognition of the painting. During the 20th century it was an object for mass reproduction, merchandising, lampooning and speculation, and was claimed to have been reproduced in "300 paintings and 2,000 advertisements".[106] The Mona Lisa was regarded as "just another Leonardo until early last century, when the scandal of the painting's theft from the Louvre and subsequent return kept a spotlight on it over several years."[107]
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From December 1962 to March 1963, the French government lent it to the United States to be displayed in New York City and Washington, D.C.[108][109] It was shipped on the new ocean liner SS France.[110] In New York, an estimated 1.7 million people queued "in order to cast a glance at the Mona Lisa for 20 seconds or so."[106] While exhibited in the Metropolitan Museum of Art, the painting was nearly drenched in water because of a faulty sprinkler, but the painting's bullet-proof glass case protected it.[111]
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In 1974, the painting was exhibited in Tokyo and Moscow.[112]
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In 2014, 9.3 million people visited the Louvre.[113] Former director Henri Loyrette reckoned that "80 percent of the people only want to see the Mona Lisa."[114]
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Before the 1962–1963 tour, the painting was assessed for insurance at $100 million (equivalent to $650 million in 2018), making it, in practice, the most highly-valued painting in the world. The insurance was not purchased; instead, more was spent on security.[115]
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In 2014, a France 24 article suggested that the painting could be sold to help ease the national debt, although it was noted that the Mona Lisa and other such art works were prohibited from being sold due to French heritage law, which states that "Collections held in museums that belong to public bodies are considered public property and cannot be otherwise."[116]
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The Mona Lisa began influencing contemporary Florentine painting even before its completion. Raphael, who had been to Leonardo's workshop several times, promptly used elements of the portrait's composition and format in several of his works, such as Young Woman with Unicorn (c. 1506),[117] and Portrait of Maddalena Doni (c. 1506).[40] Later paintings by Raphael, such as La velata (1515–16) and Portrait of Baldassare Castiglione (c. 1514–15), continued to borrow from Leonardo's painting. Zollner states that "None of Leonardo's works would exert more influence upon the evolution of the genre than the Mona Lisa. It became the definitive example of the Renaissance portrait and perhaps for this reason is seen not just as the likeness of a real person, but also as the embodiment of an ideal."[118]
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Early commentators such as Vasari and André Félibien praised the picture for its realism, but by the Victorian era, writers began to regard the Mona Lisa as imbued with a sense of mystery and romance. In 1859, Théophile Gautier wrote that the Mona Lisa was a "sphinx of beauty who smiles so mysteriously" and that "Beneath the form expressed one feels a thought that is vague, infinite, inexpressible. One is moved, troubled ... repressed desires, hopes that drive one to despair, stir painfully." Walter Pater's famous essay of 1869 described the sitter as "older than the rocks among which she sits; like the vampire, she has been dead many times, and learned the secrets of the grave; and has been a diver in the deep seas, and keeps their fallen day about her."[119]
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By the early 20th century, some critics started to feel the painting had become a repository for subjective exegeses and theories.[120] Upon the painting's theft in 1911, Renaissance historian Bernard Berenson admitted that it had "simply become an incubus, and [he] was glad to be rid of her."[120][121] Jean Metzinger's Le goûter (Tea Time) was exhibited at the 1911 Salon d'Automne and was sarcastically described as "la Joconde à la cuiller" (Mona Lisa with a spoon) by art critic Louis Vauxcelles on the front page of Gil Blas.[122] André Salmon subsequently described the painting as "The Mona Lisa of Cubism".[123][124][125]
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The avant-garde art world has made note of the Mona Lisa's undeniable popularity. Because of the painting's overwhelming stature, Dadaists and Surrealists often produce modifications and caricatures. In 1883, Le rire, an image of a Mona Lisa smoking a pipe, by Sapeck (Eugène Bataille), was shown at the "Incoherents" show in Paris. In 1919, Marcel Duchamp, one of the most influential modern artists, created L.H.O.O.Q., a Mona Lisa parody made by adorning a cheap reproduction with a moustache and goatee. Duchamp added an inscription, which when read out loud in French sounds like "Elle a chaud au cul" meaning: "she has a hot ass", implying the woman in the painting is in a state of sexual excitement and intended as a Freudian joke.[126] According to Rhonda R. Shearer, the apparent reproduction is in fact a copy partly modelled on Duchamp's own face.[127]
|
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Salvador Dalí, famous for his surrealist work, painted Self portrait as Mona Lisa in 1954.[128] Andy Warhol created serigraph prints of multiple Mona Lisas, called Thirty Are Better than One, following the painting's visit to the United States in 1963.[129] The French urban artist known pseudonymously as Invader has created versions of the Mona Lisa on city walls in Paris and Tokyo using a mosaic style.[130] A 2014 New Yorker magazine cartoon parodies the supposed enigma of the Mona Lisa smile in an animation showing progressively more maniacal smiles.
|
111 |
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|
112 |
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Raphael's Young Woman with Unicorn, c. 1506
|
113 |
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|
114 |
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Raphael's Portrait of Baldassare Castiglione (c. 1514–15)
|
115 |
+
|
116 |
+
Le rire (The Laugh) by Eugène Bataille, or Sapeck (1883)
|
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|
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Jean Metzinger, 1911, Le goûter (Tea Time), oil on canvas, 75.9 x 70.2 cm, Philadelphia Museum of Art
|
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+
|
120 |
+
Marguerite Agniel "As Mona Lisa" by Robert Henri, c. 1929
|
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A version of Mona Lisa known as Mujer de mano de Leonardo Abince ("Woman by Leonardo da Vinci's hand") held in Madrid's Museo del Prado was for centuries considered to be a work by Leonardo. However, since its restoration in 2012, it is considered to have been executed by one of Leonardo's pupils in his studio at the same time as Mona Lisa was being painted.[131] The Prado's conclusion that the painting is probably by Salaì (1480–1524) or by Melzi (1493–1572) has been called into question by others.[132]
|
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The restored painting is from a slightly different perspective than the original Mona Lisa, leading to the speculation that it is part of the world's first stereoscopic pair.[133][134][135] However, a more recent report has demonstrated that this stereoscopic pair in fact gives no reliable stereoscopic depth.[136]
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A version of the Mona Lisa known as the Isleworth Mona Lisa and also known as the Earlier Mona Lisa was first bought by an English nobleman in 1778 and was rediscovered in 1913 by Hugh Blaker, an art connoisseur. The painting was presented to the media in 2012 by the Mona Lisa Foundation.[137] It is a painting of the same subject as Leonardo da Vinci's Mona Lisa. The painting is claimed by a majority of experts to be mostly an original work of Leonardo dating from the early 16th century.[12][13][42][54] Other experts, including Zöllner and Kemp, deny the attribution.[138][139]
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|
128 |
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Copy of Mona Lisa commonly attributed to Salaì
|
129 |
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130 |
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The Prado Museum La Gioconda
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The Isleworth Mona Lisa
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16th-century copy at the Hermitage by unknown artist
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Footnotes
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Citations
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The Winter Olympic Games (French: Jeux olympiques d'hiver)[nb 1] is a major international multi-sport event held once every four years for sports practiced on snow and ice. The first Winter Olympic Games, the 1924 Winter Olympics, were held in Chamonix, France. The modern Olympic Games were inspired by the ancient Olympic Games, which were held in Olympia, Greece, from the 8th century BC to the 4th century AD. Baron Pierre de Coubertin founded the International Olympic Committee (IOC) in 1894, leading to the first modern Summer Olympic Games in Athens, Greece in 1896. The IOC is the governing body of the Olympic Movement, with the Olympic Charter defining its structure and authority.
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The original five Winter Olympic sports (broken into nine disciplines) were bobsleigh, curling, ice hockey, Nordic skiing (consisting of the disciplines military patrol,[nb 2] cross-country skiing, Nordic combined, and ski jumping), and skating (consisting of the disciplines figure skating and speed skating).[nb 3] The Games were held every four years from 1924 to 1936, interrupted in 1940 and 1944 by World War II, and resumed in 1948. Until 1992, the Summer Olympic Games and the Winter Olympic Games were held in the same year, and in accordance with the 1986 decision by the IOC to place the Summer Olympic Games and the Winter Olympic Games on separate four-year cycles in alternating even-numbered years, the next Winter Olympic Games after 1992 were held in 1994.
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The Winter Olympic Games have evolved since their inception. Sports and disciplines have been added and some of them, such as Alpine skiing, luge, short track speed skating, freestyle skiing, skeleton, and snowboarding, have earned a permanent spot on the Olympic programme. Some others, including curling and bobsleigh, have been discontinued and later reintroduced; others have been permanently discontinued, such as military patrol, though the modern Winter Olympic sport of biathlon is descended from it.[nb 2] Still others, such as speed skiing, bandy and skijoring, were demonstration sports but never incorporated as Olympic sports. The rise of television as a global medium for communication enhanced the profile of the Games. It generated income via the sale of broadcast rights and advertising, which has become lucrative for the IOC. This allowed outside interests, such as television companies and corporate sponsors, to exert influence. The IOC has had to address numerous criticisms over the decades like internal scandals, the use of performance-enhancing drugs by Winter Olympians, as well as a political boycott of the Winter Olympic Games. Countries have used the Winter Olympic Games as well as the Summer Olympic Games to proclaim the superiority of their political systems.
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The Winter Olympic Games have been hosted on three continents by twelve different countries. They have been held four times in the United States (1932, 1960, 1980, and 2002), three times in France (1924, 1968, and 1992) and twice each in Austria (1964 and 1976), Canada (1988 and 2010), Japan (1972 and 1998), Italy (1956 and 2006), Norway (1952 and 1994) and Switzerland (1928 and 1948). Also, the Winter Olympic Games have been held just once each in Germany (1936), Yugoslavia (1984), Russia (2014), and South Korea (2018). The IOC has selected Beijing, China, to host the 2022 Winter Olympics and the Italian cities of Milan and Cortina d'Ampezzo to host the 2026 Winter Olympics.[6] As of 2018[update], no city in the Southern Hemisphere has applied to host the cold-weather-dependent Winter Olympic Games, which are held in February at the height of the Southern Hemisphere's summer.
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To date, twelve countries have participated in every Winter Olympic Games – Austria, Canada, Finland, France, Great Britain, Hungary, Italy, Norway, Poland, Sweden, Switzerland and the United States. Six of these countries have won medals at every Winter Olympic Games – Austria, Canada, Finland, Norway, Sweden, and the United States. The only country to have won a gold medal at every Winter Olympic Games is the United States. Norway leads the all-time Olympic Games medal table for Winter Olympic Games. When including defunct states, Germany (including the former countries of West Germany and East Germany) leads, followed by Norway and Russia (including the former Soviet Union).
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A predecessor, the Nordic Games, were organised by General Viktor Gustaf Balck in Stockholm, Sweden, in 1901 and were held again in 1903 and 1905 and then every fourth year thereafter until 1926.[7] Balck was a charter member of the IOC and a close friend of Olympic Games founder Pierre de Coubertin. He attempted to have winter sports, specifically figure skating, added to the Olympic programme but was unsuccessful until the 1908 Summer Olympics in London, United Kingdom.[7] Four figure skating events were contested, at which Ulrich Salchow (10-time world champion) and Madge Syers won the individual titles.[8][9]
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Three years later, Italian count Eugenio Brunetta d'Usseaux proposed that the IOC stage a week of winter sports included as part of the 1912 Summer Olympics in Stockholm, Sweden. The organisers opposed this idea because they desired to protect the integrity of the Nordic Games and were concerned about a lack of facilities for winter sports.[10][11][12]
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The idea was resurrected for the 1916 Games, which were to be held in Berlin, Germany. A winter sports week with speed skating, figure skating, ice hockey and Nordic skiing was planned, but the 1916 Olympics was cancelled after the outbreak of World War I.[11]
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The first Olympics after the war, the 1920 Summer Olympics, were held in Antwerp, Belgium, and featured figure skating[13] and an ice hockey tournament. Germany, Austria, Hungary, Bulgaria and Turkey were banned from competing in the games. At the IOC Congress held the following year it was decided that the host nation of the 1924 Summer Olympics, France, would host a separate "International Winter Sports Week" under the patronage of the IOC. Chamonix was chosen to host this week (actually 11 days) of events.
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The 1924 games in Chamonix proved to be a success when more than 250 athletes from 16 nations competed in 16 events.[14] Athletes from Finland and Norway won 28 medals, more than the rest of the participating nations combined.[15] The first gold medal awarded was won by Charles Jewtraw of the United States in the 500-meter speed skate. Sonja Henie of Norway, at just 11 years old, competed in the ladies' figure skating and, although finishing last, became popular with fans. Gillis Grafström of Sweden defended his 1920 gold medal[13] in men's figure skating, becoming the first Olympian to win gold medals in both Summer and Winter Olympics.[16]
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Germany remained banned until 1925, and instead hosted a series of games called Deutsche Kampfspiele, starting with the winter edition of 1922 (which predated the first Winter Olympics). In 1925 the IOC decided to create a separate winter event and the 1924 games in Chamonix was retroactively designated as the first Winter Olympics.[11][14]
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St. Moritz, Switzerland, was appointed by the IOC to host the second Winter Games in 1928.[17] Fluctuating weather conditions challenged the hosts. The opening ceremony was held in a blizzard while warm weather conditions plagued sporting events throughout the rest of the games.[18] Because of the weather the 10,000 metre speed-skating event had to be abandoned and officially cancelled.[19] The weather was not the only noteworthy aspect of the 1928 games: Sonja Henie of Norway returned to the Winter Olympics to make history when she won the ladies' figure skating at the age of 15. She became the youngest Olympic champion in history, a distinction she held for 70 years,[20] and went on to defend her title at the next two Winter Olympics.
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Gillis Grafström won his third consecutive figure skating gold[21] and went on to win silver in 1932,[22] becoming the most decorated men's figure skater to date.
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The next Winter Olympics, held in Lake Placid, New York, United States was the first to be hosted outside of Europe. Seventeen nations and 252 athletes participated.[23] This was less than in 1928, as the journey to Lake Placid was too long and expensive for some European nations that encountered financial problems in the midst of the Great Depression. The athletes competed in fourteen events in four sports.[23] Virtually no snow fell for two months before the Games, and there was not enough snow to hold all the events until mid-January.[24] Sonja Henie defended her Olympic title,[22] and Eddie Eagan of the United States, who had been an Olympic champion in boxing in 1920,[25] won the gold medal in the men's bobsleigh event[26] to join Gillis Grafström as the only athletes to have won gold medals in both the Summer and Winter Olympics.[23] Eagan has the distinction as the only Olympian as of 2020 to accomplish this feat in different sports.[27]
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The German towns of Garmisch and Partenkirchen joined to organise the 1936 edition of the Winter Games, held from 6–16 February.[28] This was the last time the Summer and Winter Olympics were held in the same country in the same year. Alpine skiing made its Olympic debut, but skiing teachers were barred from entering because they were considered to be professionals.[29] Because of this decision the Swiss and Austrian skiers refused to compete at the games.[29]
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World War II interrupted the holding of the Winter Olympics. The 1940 games had been awarded to Sapporo, Japan, but the decision was rescinded in 1938 because of the Japanese invasion of China. The games were then to be held at Garmisch-Partenkirchen, Germany, but the 1940 games were cancelled following the German invasion of Poland in 1939.[30] Due to the ongoing war, the 1944 games, originally scheduled for Cortina D'Ampezzo, Italy, were cancelled.[31]
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St. Moritz was selected to host the first post-war games, in 1948. Switzerland's neutrality had protected the town during World War II, and most of the venues were in place from the 1928 games, which made St. Moritz a logical choice. It became the first city to host a Winter Olympics twice.[32] Twenty-eight countries competed in Switzerland, but athletes from Germany and Japan were not invited.[33] Controversy erupted when two hockey teams from the United States arrived, both claiming to be the legitimate U.S. Olympic hockey representative. The Olympic flag presented at the 1920 Summer Olympics in Antwerp was stolen, as was its replacement. There was unprecedented parity at these games, during which 10 countries won gold medals—more than any games to that point.[34]
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The Olympic Flame for the 1952 games in Oslo, was lit in the fireplace by skiing pioneer Sondre Nordheim, and the torch relay was conducted by 94 participants entirely on skis.[35][36] Bandy, a popular sport in the Nordic countries, was featured as a demonstration sport, though only Norway, Sweden, and Finland fielded teams. Norwegian athletes won 17 medals, which outpaced all the other nations.[37] They were led by Hjalmar Andersen who won three gold medals in four events in the speed skating competition.[38]
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After not being able to host the games in 1944, Cortina d'Ampezzo was selected to organise the 1956 Winter Olympics. At the opening ceremonies the final torch bearer, Guido Caroli, entered the Olympic Stadium on ice skates. As he skated around the stadium his skate caught on a cable and he fell, nearly extinguishing the flame. He was able to recover and light the cauldron.[39] These were the first Winter Games to be televised, and the first Olympics ever broadcast to an international audience, though no television rights were sold until the 1960 Summer Olympics in Rome.[40] The Cortina games were used to test the feasibility of televising large sporting events.[40] The Soviet Union made its Olympic debut and had an immediate impact, winning more medals than any other nation.[41] The Soviets' immediate success might be explained by the advent of the state-sponsored "full-time amateur athlete". The USSR entered teams of athletes who were all nominally students, soldiers, or working in a profession, but many of whom were in reality paid by the state to train full-time.[42][43] Chiharu Igaya won the first Winter Olympics medal for Japan and the continent of Asia when he placed second in the slalom.[44]
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The IOC awarded the 1960 Olympics to Squaw Valley, United States. It was an undeveloped resort in 1955, so from 1956 to 1960 the infrastructure and all of the venues were built at a cost of US$80,000,000.[45][46] The opening and closing ceremonies were produced by Walt Disney.[47] The Squaw Valley Olympics was the first Winter Games to have a dedicated athletes' village,[citation needed][48] the first to use a computer (courtesy of IBM) to tabulate results, and the first to feature female speed skating events. The bobsleigh events were absent for the only time due to the cost of building a bobsleigh run.[47]
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The Austrian city of Innsbruck was the host in 1964. Although Innsbruck was a traditional winter sports resort, warm weather caused a lack of snow during the games and the Austrian army was enlisted to transport snow and ice to the sports venues.[47] Soviet speed-skater Lidia Skoblikova made history by winning all four speed skating events. Her career total of six gold medals set a record for Winter Olympics athletes.[47] Luge was first contested in 1964, but the sport received bad publicity when a competitor was killed in a pre-Olympic training run.[49][50]
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Held in the French town of Grenoble, the 1968 Winter Olympics were the first Olympic Games to be broadcast in colour. There were 1,158 athletes from 37 nations competing in 35 events.[51] French alpine ski racer Jean-Claude Killy became only the second person to win all the men's alpine skiing events. The organising committee sold television rights for US$2 million, which was more than twice the cost of the broadcast rights for the Innsbruck Games.[52] Venues were spread over long distances requiring three athletes' villages. The organisers claimed that this was necessary to accommodate technological advances, however critics disputed this, alleging that the layout would incorporate the best possible venues for television broadcasts at the athletes' expense.[52]
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The 1972 Winter Games, held in Sapporo, Japan, were the first to be hosted on a continent other than North America or Europe. The issue of professionalism was disputed during these Games when a number of alpine skiers were found to have participated in a ski camp at Mammoth Mountain in the United States; three days before the opening ceremony, IOC president Avery Brundage threatened to bar the skiers from competing in the Games as he insisted that they were no longer amateurs having benefited financially from their status as athletes.[53] Eventually only Austrian Karl Schranz, who earned more than the other skiers, was excluded from the competition.[54] Canada did not send teams to the 1972 or 1976 ice hockey tournaments in protest at not being able to use players from professional leagues.[55] It also accused the Soviet Union of using state-sponsored athletes, who were de facto professionals.[56] Francisco Fernández Ochoa became the first (and, as of 2018, only) Spaniard to win a Winter Olympic gold medal when he triumphed in the slalom.[57]
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The 1976 Winter Olympics had initially been awarded in 1970 to Denver, Colorado in the United States. These Games would have coincided with the year of Colorado's centennial and the United States Bicentennial. However, in November 1972 the people of Colorado voted against public funding of the Games by a 3:2 margin.[58][59] The IOC responded by offering the Games to Vancouver-Garibaldi, British Columbia, which had previously been an official candidate for the 1976 Games. However, a change in the provincial government resulted in an administration that did not support the Olympic bid, so the IOC's offer was rejected. Salt Lake City, previously a candidate for the 1972 Winter Olympics, then put itself forward, but the IOC opted instead to invite Innsbruck to host the 1976 Games, as most of the infrastructure from the 1964 Games had been maintained. Despite only having half the usual time to prepare for the Games, Innsbruck accepted the invitation to replace Denver in February 1973.[60] Two Olympic flames were lit because it was the second time that the Austrian town had hosted the Winter Games.[60] The 1976 Games featured the first combination bobsleigh and luge track, in neighbouring Igls.[57] The Soviet Union won its fourth consecutive ice hockey gold medal.[60]
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In 1980 the Winter Olympics returned to Lake Placid, which had hosted the 1932 Games. Cyprus made their Olympic debut at the games. The People's Republic of China and Costa Rica both made their Winter Olympic debut. The Republic of China refused to attend the Games over the IOC's recognition of the People's Republic of China as "China", and its request for the Republic of China to compete as "Chinese Taipei". The PRC, on the other hand, returned to the Olympics for the first time since 1952 and made its Winter Olympic debut.[61][62][62] American speed-skater Eric Heiden set either an Olympic or World record in every one of the five events in which he competed, winning a total of five individual gold medals and breaking the record for most individual golds in a single Olympics (both Summer and Winter).[63] Hanni Wenzel won both the slalom and giant slalom and her country, Liechtenstein, became the smallest nation to produce an Olympic gold medallist.[64] In the "Miracle on Ice", the American hockey team composed of college players beat the favoured seasoned professionals from the Soviet Union, and progressed to eventually win the gold medal.[65][nb 4]
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Sapporo, Japan, and Gothenburg, Sweden, were front-runners to host the 1984 Winter Olympics. It was therefore a surprise when Sarajevo, Yugoslavia, was selected as host.[68] The Games were well-organised and not affected by the run-up to the war that engulfed the country eight years later.[69] A total of 49 nations and 1,272 athletes participated in 39 events. Host nation Yugoslavia won its first Olympic medal when alpine skier Jure Franko won silver in the giant slalom. Another sporting highlight was the free dance performance of British ice dancers Jayne Torvill and Christopher Dean; their Boléro routine received unanimous perfect scores for artistic impression, earning them the gold medal.[69]
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In 1988, the Canadian city of Calgary hosted the first Winter Olympics to span three weekends, lasting for a total of 16 days.[70] New events were added in ski-jumping and speed skating, while future Olympic sports curling, short track speed skating and freestyle skiing made their debut appearance as demonstration sports. The speed skating events were held indoors for the first time, on the Olympic Oval. Dutch skater Yvonne van Gennip won three gold medals and set two world records, beating skaters from the favoured East German team in every race.[71] Her medal total was equalled by Finnish ski jumper Matti Nykänen, who won all three events in his sport. Alberto Tomba, an Italian skier, made his Olympic debut by winning both the giant slalom and slalom. East German Christa Rothenburger won the women's 1,000 metre speed skating event. Seven months later she would earn a silver in track cycling at the Summer Games in Seoul, to become the only athlete to win medals in both a Summer and Winter Olympics in the same year.[70]
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The 1992 Winter Games were the last to be held in the same year as the Summer Games.[72] They were hosted in the French Savoie region, with 18 events held in the city of Albertville and the remaining events spread out over the Savoie.[72] Political changes of the time were reflected in the composition of the Olympic teams competing in France: this was the first Games to be held after the fall of Communism and the fall of the Berlin Wall, and Germany competed as a single nation for the first time since the 1964 Games; former Yugoslavian republics Croatia and Slovenia made their debuts as independent nations; most of the former Soviet republics still competed as a single team known as the Unified Team, but the Baltic States made independent appearances for the first time since before World War II.[73] At 16 years old, Finnish ski jumper Toni Nieminen made history by becoming the youngest male Winter Olympic champion.[74] New Zealand skier Annelise Coberger became the first Winter Olympic medallist from the southern hemisphere when she won a silver medal in the women's slalom.
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The 1994 Winter Olympics, held in Lillehammer, Norway, were the first Winter Games to be held in a different year from the Summer Games. This change resulted from the decision reached in the 91st IOC Session (1986) to separate the Summer and Winter Games and place them in alternating even-numbered years.[75] Lillehammer is the northernmost city to ever host the Winter Games. It was the second time the Games were held in Norway, after the 1952 Winter Olympics in Oslo, and the first time the Olympic Truce was observed. As a result, after the dissolution of Czechoslovakia in 1993, the Czech Republic and Slovakia made their Olympic debuts.[76] The women's figure skating competition drew media attention when American skater Nancy Kerrigan was injured on 6 January 1994, in an assault planned by the ex-husband of opponent Tonya Harding.[77] Both skaters competed in the Games, but the gold medal was controversially won by Oksana Baiul who became Ukraine's first Olympic champion, while Kerrigan won the silver medal.[78][79] Johann Olav Koss of Norway won three gold medals, coming first in all of the distance speed skating events.[80] 13-year-old Kim Yoon-Mi became the youngest-ever Olympic gold medallist when South Korea won the women's 3,000 meter speed skating relay. Bjørn Dæhli of Norway won a medal in four out of five cross-country events, becoming the most decorated Winter Olympian until then. Russia won the most events, with eleven gold medals, while Norway achieved 26 podium finishes, collecting the most medals overall on home ground. Juan Antonio Samaranch described Lillehammer as "the best Olympic Winter Games ever" in his closing ceremony speech.[81]
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The 1998 Winter Olympics were held in the Japanese city of Nagano and were the first Games to host more than 2,000 athletes.[82] The National Hockey League allowed its players to participate in the men's ice hockey tournament for the first time. The Czech Republic won the tournament, the first winter gold medal in its history. Women's ice hockey made its debut and the United States won the gold medal.[83] Bjørn Dæhlie of Norway won three gold medals in Nordic skiing, becoming the most decorated Winter Olympic athlete, with eight gold medals and twelve medals overall.[82][84] Austrian Hermann Maier survived a crash during the downhill competition and returned to win gold in the super-G and the giant slalom.[82] Tara Lipinski of the United States, aged just 15, became the youngest ever female gold medallist in an individual event when she won the Ladies' Singles, a record that had stood since Sonja Henie of Norway won the same event, also aged 15, in St. Moritz in 1928. New world records were set in speed skating largely due to the introduction of the clap skate.[85]
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The 2002 Winter Olympics were held in Salt Lake City, United States, hosting 77 nations and 2,399 athletes in 78 events in 7 sports.[86] These Games were the first to take place since the September 11 attacks of 2001, which meant a higher degree of security to avoid a terrorist attack. The opening ceremony saw signs of the aftermath of the events of that day, including the flag that flew at Ground Zero, and honour guards of NYPD and FDNY members.[87]
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German Georg Hackl won a silver in the singles luge, becoming the first athlete in Olympic history to win medals in the same individual event in five consecutive Olympics.[86] Canada achieved an unprecedented double by winning both the men's and women's ice hockey gold medals.[86] Canada became embroiled with Russia in a controversy that involved the judging of the pairs figure skating competition. The Russian pair of Yelena Berezhnaya and Anton Sikharulidze competed against the Canadian pair of Jamie Salé and David Pelletier for the gold medal. The Canadians appeared to have skated well enough to win the competition, yet the Russians were awarded the gold. The French judge, Marie-Reine Le Gougne, awarded the gold to the Russians. An investigation revealed that she had been pressured to give the gold to the Russian pair regardless of how they skated; in return the Russian judge would look favourably on the French entrants in the ice dancing competition.[88] The IOC decided to award both pairs the gold medal in a second medal ceremony held later in the Games.[89] Australian Steven Bradbury became the first gold medallist from the southern hemisphere when he won the 1,000 metre short-track speed skating event.[90]
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The Italian city of Turin hosted the 2006 Winter Olympics. It was the second time that Italy had hosted the Winter Olympic Games. South Korean athletes won 10 medals, including 6 gold in the short-track speed skating events. Sun-Yu Jin won three gold medals while her teammate Hyun-Soo Ahn won three gold medals and a bronze.[91] In the women's Cross-Country team pursuit Canadian Sara Renner broke one of her poles and, when he saw her dilemma, Norwegian coach Bjørnar Håkensmoen decided to lend her a pole. In so doing she was able to help her team win a silver medal in the event at the expense of the Norwegian team, who finished fourth.[91][92] On winning the Super-G, Kjetil-Andre Aamodt of Norway became the most decorated ski racer of all time with 4 gold and 8 overall medals. He is also the only ski racer to have won the same event at three different Olympics, winning the Super-G in 1992, 2002 and 2006. Claudia Pechstein of Germany became the first speed skater to earn nine career medals.[91] In February 2009, Pechstein tested positive for "blood manipulation" and received a two-year suspension, which she appealed. The Court of Arbitration for Sport upheld her suspension but a Swiss court ruled that she could compete for a spot on the 2010 German Olympic team.[93] This ruling was brought to the Swiss Federal Tribunal, which overturned the lower court's ruling and precluded her from competing in Vancouver.[94]
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In 2003 the IOC awarded the 2010 Winter Olympics to Vancouver, thus allowing Canada to host its second Winter Olympics. With a population of more than 2.5 million people Vancouver is the largest metropolitan area to ever host a Winter Olympic Games.[95] Over 2,500 athletes from 82 countries participated in 86 events.[96] The death of Georgian luger Nodar Kumaritashvili in a training run on the day of the opening ceremonies resulted in the Whistler Sliding Centre changing the track layout on safety grounds.[97] Norwegian cross-country skier Marit Bjørgen won five medals in the six cross-country events on the women's programme. She finished the Olympics with three golds, a silver and a bronze.[98] For the first time, Canada won a gold medal at an Olympic Games it hosted, having failed to do so at both the 1976 Summer Olympics in Montreal and the 1988 Winter Olympics in Calgary. In contrast to the lack of gold medals at these previous Olympics, the Canadian team finished first overall in gold medal wins,[99] and became the first host nation—since Norway in 1952—to lead the gold medal count, with 14 medals. In doing so, it also broke the record for the most gold medals won by a NOC at a single Winter Olympics (the previous was 13, set by the Soviet Union in 1976 and matched by Norway in 2002).[100] The Vancouver Games were notable for the poor performance of the Russian athletes. From their first Winter Olympics in 1956 to the 2006 Games, a Soviet or Russian delegation had never been outside the top five medal-winning nations, but in 2010 they finished sixth in total medals and eleventh in gold medals. President Dmitry Medvedev called for the resignation of top sports officials immediately after the Games.[101] Russia's disappointing performance at Vancouver is cited as the reason behind the implementation of a doping scheme alleged to have been in operation at major events such as the 2014 Games at Sochi.[102] The success of Asian countries stood in stark contrast to the under-performing Russian team, with Vancouver marking a high point for medals won by Asian countries. In 1992 the Asian countries had won fifteen medals, three of which were gold. In Vancouver the total number of medals won by athletes from Asia had increased to thirty-one, with eleven of them being gold. The rise of Asian nations in Winter Olympics sports is due in part to the growth of winter sports programmes and the interest in winter sports in nations such as South Korea, Japan and China.[103][104]
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Sochi, Russia, was selected as the host city for the 2014 Winter Olympics over Salzburg, Austria, and Pyeongchang, South Korea. This was the first time that Russia had hosted a Winter Olympics.[105] The Games took place from 7 to 23 February 2014.[106] A record 2,800 athletes from 88 countries competed in 98 events. The Olympic Village and Olympic Stadium were located on the Black Sea coast. All of the mountain venues were 50 kilometres (31 miles) away in the alpine region known as Krasnaya Polyana.[105] The Games were the most expensive so far, with a cost of £30 billion (USD 51 billion).
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On the snow, Norwegian biathlete Ole Einar Bjørndalen took two golds to bring his total tally of Olympic medals to 13, overtaking his compatriot Bjørn Dæhlie to become the most decorated Winter Olympian of all time. Another Norwegian, cross-country skier Marit Bjørgen took three golds; her total of ten Olympic medals tied her as the female Winter Olympian with most medals, alongside Raisa Smetanina and Stefania Belmondo. Snowboarder Ayumu Hirano became the youngest medallist on snow at the Winter Games when he took a silver in the halfpipe competition at the age of fifteen. On the ice, the Dutch dominated the speed skating events, taking 23 medals, four clean sweeps of the podium places and at least one medal in each of the twelve medal events. Ireen Wüst was their most successful competitor, taking two golds and three silvers. In figure skating, Yuzuru Hanyu became the first skater to break the 100-point barrier in the short programme on the way to winning the gold medal. Among the sledding disciplines, luger Armin Zöggeler took a bronze, becoming the first Winter Olympian to secure a medal in six consecutive Games.[105]
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Following their disappointing performance at the 2010 Games, and an investment of £600 million in elite sport, Russia initially topped the medal table, taking 33 medals including thirteen golds.[107] However Grigory Rodchenkov, the former head of the Russian national anti-doping laboratory, subsequently claimed that he had been involved in doping dozens of Russian competitors for the Games, and that he had been assisted by the Russian Federal Security Service in opening and re-sealing bottles containing urine samples so that samples with banned substances could be replaced with "clean" urine. A subsequent investigation commissioned by the World Anti-Doping Agency led by Richard McLaren concluded that a state-sponsored doping programme had operated in Russia from "at least late 2011 to 2015" across the "vast majority" of Summer and Winter Olympic sports.[108] On 5 December 2017, the IOC announced that Russia would be banned from the 2018 Winter Olympics with immediate effect[109] and by the end of 2017 the IOC Disciplinary Commission had disqualified 43 Russian athletes, stripping thirteen medals and knocking Russia from the top of the medal table, thus putting Norway in the lead.[110][111][112] However, nine medals were later returned to Russia, meaning that country returned to the first place.
|
74 |
+
|
75 |
+
On 6 July 2011, Pyeongchang, South Korea, was selected to host the 2018 Winter Olympics over Munich, Germany, and Annecy, France.[113] This was the first time that South Korea had been selected to host a Winter Olympics and it was the second time the Olympics were held in the country overall, after the 1988 Summer Olympics in Seoul. The Games took place from 9 to 25 February 2018. More than 2,900 athletes from 92 countries participated in 102 events. The Olympic Stadium and many of the sports venues were situated in the Alpensia Resort in Daegwallyeong-myeon, Pyeongchang, while a number of other sports venues were located in the Gangneung Olympic Park in Pyeongchang's neighboring city of Gangneung.
|
76 |
+
|
77 |
+
The lead-up to the 2018 Winter Olympics was affected by the tensions between North and South Korea and the ongoing Russian doping scandal. Despite tense relations, North Korea agreed to participate in the Games, enter with South Korea during the opening ceremony as a unified Korea, and field a unified team in women's ice hockey. Russian athletes, who complied with the IOC's doping regulations, were given the option to compete in Pyeongchang as "Olympic Athletes from Russia" (OAR).[109]
|
78 |
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|
79 |
+
The Games saw the addition of big air snowboarding, mass start speed skating, mixed doubles curling, and mixed team alpine skiing to the programme. On the ice, the Netherlands again dominated the speed skating, winning gold medals in seven of the ten individual events. Dutch speed skater Sven Kramer won gold in the men's 5000m event, becoming the only male speed skater to win the same Olympic event three times. On the snow, Norway led the medal tally in cross-country skiing, with Marit Bjørgen winning bronze in the women's team sprint and gold in the 30 kilometre classical event, bringing her total Olympic medal haul to fifteen, the most won by any athlete (male or female) in Winter Olympics history. Johannes Høsflot Klæbo became the youngest ever male to win an Olympic gold in cross-country skiing when he won the men's sprint at age 21. Noriaki Kasai of Japan became the first athlete in history to participate in eight Winter Olympics when he took part in the ski jumping qualification the day before the opening of the Games. Ester Ledecká of the Czech Republic won gold in the skiing super-G event and another gold in the snowboarding parallel giant slalom, making her the first female athlete to win Olympic gold medals in two different sports at a single Winter Games.
|
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Norway led the total medal standings with 39, the highest number of medals by a nation in any Winter Olympics, followed by Germany's 31 and Canada's 29. Host nation South Korea won seventeen medals, its highest medal haul at a Winter Olympics.
|
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The host city for the 2022 Winter Olympics is Beijing, the capital of the People's Republic of China, elected on 31 July 2015 at the 128th IOC Session in Kuala Lumpur. Beijing will be the first city ever to have hosted both the Summer and Winter Olympics. The 2022 Winter Olympics will take place between 4 and 20 February 2022. The 2026 Winter Olympics will be in Milan-Cortina d'Ampezzo, Italy and take place between 6 and 22 February 2026.
|
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|
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The process for awarding host city honours came under intense scrutiny after Salt Lake City had been awarded the right to host the 2002 Games.[114] Soon after the host city had been announced it was discovered that the organisers had engaged in an elaborate bribery scheme to curry favour with IOC officials.[114] Gifts and other financial considerations were given to those who would evaluate and vote on Salt Lake City's bid. These gifts included medical treatment for relatives, a college scholarship for one member's son and a land deal in Utah. Even IOC president Juan Antonio Samaranch received two rifles valued at $2,000. Samaranch defended the gift as inconsequential since, as president, he was a non-voting member.[115] Nevertheless, from sporting and business standpoints, Salt Lake 2002 was one of the most successful Winter Olympiads in history; records were set in both the broadcasting and marketing programs. Over 2 billion viewers watched more than 13 billion viewer-hours.[116] The Games were also financially successful relying exclusively on private sponsorship with no governmental investments and raising more money with fewer sponsors than any prior Olympic Games, which left SLOC with a surplus of $40 million. The surplus was used to create the Utah Athletic Foundation, which maintains and operates many of the remaining Olympic venues.[116] The subsequent investigation uncovered inconsistencies in the bids for every Olympics (both Summer and Winter) since 1988.[117] For example, the gifts received by IOC members from the Japanese Organising Committee for Nagano's bid for the 1998 Winter Olympics were described by the investigation committee as "astronomical".[118] Although nothing strictly illegal had been done, the IOC feared that corporate sponsors would lose faith in the integrity of the process and that the Olympic brand would be tarnished to such an extent that advertisers would begin to pull their support.[119] The investigation resulted in the expulsion of 10 IOC members and the sanctioning of another 10. New terms and age limits were established for IOC membership, and 15 former Olympic athletes were added to the committee. Stricter rules for future bids were imposed, with ceilings imposed on the value of gifts IOC members could accept from bid cities.[120][121][122]
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According to the IOC, the host city for the Winter Olympics is responsible for "...establishing functions and services for all aspects of the Games, such as sports planning, venues, finance, technology, accommodation, catering, media services, etc., as well as operations during the Games."[123] Due to the cost of hosting the Games, most host cities never realise a profit on their investment.[124] For example, the 2006 Winter Olympics in Turin, Italy, cost $3.6 billion to host. By comparison, the 1998 Winter Olympics in Nagano, Japan, cost $12.5 billion.[125] The organisers of the Nagano Games claimed that the cost of extending the bullet train service from Tokyo to Nagano was responsible for the large price tag.[125] The organising committee had hoped that the exposure gained from hosting the Winter Olympics, and the improved access to Nagano from Tokyo, would benefit the local economy for years afterwards. In actual fact, Nagano's economy did experience a post-Olympic boom for a year or two, but the long-term effects have not materialised as anticipated.[125] The likelihood of heavy debt is a deterrent to prospective host cities, as well as the prospect of unused sports venues and infrastructure saddling the local community with upkeep costs into the future with no appreciable post-Olympic value.[126]
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The Winter Olympics has the added problem of the alpine events requiring a mountain location; the men's downhill needs an 800-meter altitude difference along a suitable course. As this is a focal event that is central to the Games, the IOC has previously not agreed to it taking place a great distance from the main host city.[127] (In opposite to the Summer games where sailing and horse sports have taken place more than 1000 km away) The requirement for a mountain location also means that venues such as hockey arenas often have to be built in sparsely populated areas with little future need for a large arena and for the hotels and infrastructure needed for all olympic visitors. Due to cost issues, the only candidate cities for the 2022 Winter Olympics were in dictatorship countries, and a number of European countries declined due to political doubt over costs. Both the 2006 and 2010 Games, which were hosted in countries where large cities are located close to suitable mountain regions, had lower costs since more venues, hotels and transport infrastructure already existed. In contrast the 2014 games had large cost due to most installations had to be built.
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The IOC has enacted several initiatives to mitigate these concerns. Firstly, the commission has agreed to fund part of the host city's budget for staging the Games.[128] Secondly, the qualifying host countries are limited to those that have the resources and infrastructure to successfully host an Olympic Games without negatively impacting the region or nation; this consequently rules out a large portion of the developing world.[129] Finally, any prospective host city planning to bid for the Games is required to add a "legacy plan" to their proposal, with a view to the long-term economic and environmental impact that hosting the Olympics will have on the region.[130]
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For the 2022 Winter Games, IOC allowed a longer distance between the alpine events and other events. The Oslo bid had 220 kilometres (140 mi) to the Kvitfjell downhill arena. For the 2026 Winter Games, IOC allowed Stockholm to have the alpine event in Åre, 620 kilometres (390 mi) away (road distance).
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+
In 1967 the IOC began enacting drug testing protocols. They started by randomly testing athletes at the 1968 Winter Olympics.[131] The first Winter Games athlete to test positive for a banned substance was Alois Schloder, a West German hockey player,[132] but his team was still allowed to compete.[133] During the 1970s testing outside of competition was escalated because it was found to deter athletes from using performance-enhancing drugs.[134] The problem with testing during this time was a lack of standardisation of the test procedures, which undermined the credibility of the tests. It was not until the late 1980s that international sporting federations began to coordinate efforts to standardise the drug-testing protocols.[135] The IOC took the lead in the fight against steroids when it established the independent World Anti-Doping Agency (WADA) in November 1999.[136][137]
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|
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+
The 2006 Winter Olympics in Turin became notable for a scandal involving the emerging trend of blood doping, the use of blood transfusions or synthetic hormones such as Erythropoietin (EPO) to improve oxygen flow and thus reduce fatigue.[138] The Italian police conducted a raid on the Austrian cross-country ski team's residence during the Games where they seized blood-doping specimens and equipment.[139] This event followed the pre-Olympics suspension of 12 cross-country skiers who tested positive for unusually high levels of haemoglobin, which is evidence of blood doping.[138]
|
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The 2014 Winter Olympics in Sochi's Russian Doping Scandal has resulted in the International Olympic Committee to begin disciplinary proceedings against 28 (later increased to 46) Russian athletes who competed at the 2014 Winter Games in Sochi, Russia, acting on evidence that their urine samples were tampered with.[140][141][142][143][144]
|
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+
The Winter Olympics have been an ideological front in the Cold War since the Soviet Union first participated at the 1956 Winter Games. It did not take long for the Cold War combatants to discover what a powerful propaganda tool the Olympic Games could be. The advent of the state-sponsored "full-time amateur athlete" of the Eastern Bloc countries further eroded the ideology of the pure amateur, as it put the self-financed amateurs of the Western countries at a disadvantage. The Soviet Union entered teams of athletes who were all nominally students, soldiers, or working in a profession, but many of whom were in reality paid by the state to train on a full-time basis.[42] Nevertheless, the IOC held to the traditional rules regarding amateurism until the '90s.[43]
|
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|
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+
The Cold War created tensions amongst countries allied to the two superpowers. The strained relationship between East and West Germany created a difficult political situation for the IOC. Because of its role in World War II, Germany was not allowed to compete at the 1948 Winter Olympics.[33] In 1950 the IOC recognised the West German Olympic Committee, and invited East and West Germany to compete as a unified team at the 1952 Winter Games.[145] East Germany declined the invitation and instead sought international legitimacy separate from West Germany.[146] In 1955 the Soviet Union recognised East Germany as a sovereign state, thereby giving more credibility to East Germany's campaign to become an independent participant at the Olympics. The IOC agreed to provisionally accept the East German National Olympic Committee with the condition that East and West Germans compete on one team.[147] The situation became tenuous when the Berlin Wall was constructed by East Germany in 1962 and Western European nations began refusing visas to East German athletes.[148] The uneasy compromise of a unified team held until the 1968 Grenoble Games when the IOC officially split the teams and threatened to reject the host-city bids of any country that refused entry visas to East German athletes.[149]
|
104 |
+
|
105 |
+
The Winter Games have had only one national team boycott when Taiwan decided not to participate in the 1980 Winter Olympics held in Lake Placid. Prior to the Games the IOC agreed to allow China to compete in the Olympics for the first time since 1952. China was given permission to compete as the "People's Republic of China" (PRC) and to use the PRC flag and anthem. Until 1980 the island of Taiwan had been competing under the name "Republic of China" (ROC) and had been using the ROC flag and anthem.[62] The IOC attempted to have the countries compete together but when this proved to be unacceptable the IOC demanded that Taiwan cease to call itself the "Republic of China".[150][151] The IOC renamed the island "Chinese Taipei" and demanded that it adopt a different flag and national anthem, stipulations that Taiwan would not agree to. Despite numerous appeals and court hearings the IOC's decision stood. When the Taiwanese athletes arrived at the Olympic village with their Republic of China identification cards they were not admitted. They subsequently left the Olympics in protest, just before the opening ceremonies.[62] Taiwan returned to Olympic competition at the 1984 Winter Games in Sarajevo as Chinese Taipei. The country agreed to compete under a flag bearing the emblem of their National Olympic Committee and to play the anthem of their National Olympic Committee should one of their athletes win a gold medal. The agreement remains in place to this day.[152]
|
106 |
+
|
107 |
+
The Olympic Charter limits winter sports to "those ... which are practised on snow or ice."[153] Since 1992 a number of new sports have been added to the Olympic programme; which include short track speed skating, snowboarding, freestyle and moguls skiing. The addition of these events has broadened the appeal of the Winter Olympics beyond Europe and North America. While European powers such as Norway and Germany still dominate the traditional Winter Olympic sports, countries such as South Korea, Australia and Canada are finding success in the new sports. The results are: more parity in the national medal tables; more interest in the Winter Olympics; and higher global television ratings.[154]
|
108 |
+
|
109 |
+
Demonstration sports have historically provided a venue for host countries to attract publicity to locally popular sports by having a competition without granting medals. Demonstration sports were discontinued after 1992.[170] Military patrol, a precursor to the biathlon, was a medal sport in 1924 and was demonstrated in 1928, 1936 and 1948, becoming an official sport in 1960.[171] The special figures figure skating event was only contested at the 1908 Summer Olympics.[172] Bandy (Russian hockey) is a sport popular in the Nordic countries and Russia. In the latter it's considered a national sport.[173] It was demonstrated at the Oslo Games.[174] Ice stock sport, a German variant of curling, was demonstrated in 1936 in Germany and 1964 in Austria.[29] The ski ballet event, later known as ski-acro, was demonstrated in 1988 and 1992.[175] Skijöring, skiing behind dogs, was a demonstration sport in St. Moritz in 1928.[174] A sled-dog race was held at Lake Placid in 1932.[174] Speed skiing was demonstrated in Albertville at the 1992 Winter Olympics.[176] Winter pentathlon, a variant of the modern pentathlon, was included as a demonstration event at the 1948 Games in Switzerland. It included cross-country skiing, shooting, downhill skiing, fencing and horse riding.[156]
|
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+
|
111 |
+
The table below uses official data provided by the IOC.
|
112 |
+
|
113 |
+
Unlike the Summer Olympics, the cancelled 1940 Winter Olympics and 1944 Winter Olympics are not included in the official Roman numeral counts for the Winter Games. While the official titles of the Summer Games count Olympiads, the titles of the Winter Games only count the Games themselves.
|
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|
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Bibliography
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en/2893.html.txt
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Running is a method of terrestrial locomotion allowing humans and other animals to move rapidly on foot. Running is a type of gait characterized by an aerial phase in which all feet are above the ground (though there are exceptions).[1] This is in contrast to walking, where one foot is always in contact with the ground, the legs are kept mostly straight and the center of gravity vaults over the stance leg or legs in an inverted pendulum fashion.[2] A feature of a running body from the viewpoint of spring-mass mechanics is that changes in kinetic and potential energy within a stride occur simultaneously, with energy storage accomplished by springy tendons and passive muscle elasticity.[3] The term running can refer to any of a variety of speeds ranging from jogging to sprinting.
|
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+
Running in humans is associated with improved health and life expectancy.[4]
|
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+
It is assumed that the ancestors of humankind developed the ability to run for long distances about 2.6 million years ago, probably in order to hunt animals.[5] Competitive running grew out of religious festivals in various areas. Records of competitive racing date back to the Tailteann Games in Ireland between 632 BCE and 1171 BCE,[6][7][8] while the first recorded Olympic Games took place in 776 BCE. Running has been described as the world's most accessible sport.[9]
|
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It is thought that human running evolved at least four and a half million years ago out of the ability of the ape-like Australopithecus, an early ancestor of humans, to walk upright on two legs.[10]
|
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11 |
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Early humans most likely developed into endurance runners from the practice of persistence hunting of animals, the activity of following and chasing until a prey is too exhausted to flee, succumbing to "chase myopathy" (Sears 2001), and that human features such as the nuchal ligament, abundant sweat glands, the Achilles tendons, big knee joints and muscular glutei maximi, were changes caused by this type of activity (Bramble & Lieberman 2004, et al.).[11][12][13] The theory as first proposed used comparative physiological evidence and the natural habits of animals when running, indicating the likelihood of this activity as a successful hunting method. Further evidence from observation of modern-day hunting practice also indicated this likelihood (Carrier et al. 1984).
|
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[13][14] According to Sears (p. 12) scientific investigation (Walker & Leakey 1993) of the Nariokotome Skeleton provided further evidence for the Carrier theory.[15]
|
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+
|
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+
Competitive running grew out of religious festivals in various areas such as Greece, Egypt, Asia, and the East African Rift in Africa. The Tailteann Games, an Irish sporting festival in honor of the goddess Tailtiu, dates back to 1829 BCE, and is one of the earliest records of competitive running.[citation needed] The origins of the Olympics and Marathon running are shrouded by myth and legend, though the first recorded games took place in 776 BCE.[16] Running in Ancient Greece can be traced back to these games of 776 BCE.
|
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...I suspect that the sun, moon, earth, stars, and heaven, which are still the gods of many barbarians, were the only gods known to the aboriginal Hellenes. Seeing that they were always moving and running, from their running nature they were called gods or runners (Thus, Theontas)...
|
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+
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Running gait can be divided into two phases in regard to the lower extremity: stance and swing.[18][19][20][21] These can be further divided into absorption, propulsion, initial swing and terminal swing. Due to the continuous nature of running gait, no certain point is assumed to be the beginning. However, for simplicity, it will be assumed that absorption and footstrike mark the beginning of the running cycle in a body already in motion.
|
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+
|
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+
Footstrike occurs when a plantar portion of the foot makes initial contact with the ground. Common footstrike types include forefoot, midfoot and heel strike types.[22][23][24] These are characterized by initial contact of the ball of the foot, ball and heel of the foot simultaneously and heel of the foot respectively. During this time the hip joint is undergoing extension from being in maximal flexion from the previous swing phase. For proper force absorption, the knee joint should be flexed upon footstrike and the ankle should be slightly in front of the body.[25] Footstrike begins the absorption phase as forces from initial contact are attenuated throughout the lower extremity. Absorption of forces continues as the body moves from footstrike to midstance due to vertical propulsion from the toe-off during a previous gait cycle.
|
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+
|
22 |
+
Midstance is defined as the time at which the lower extremity limb of focus is in knee flexion directly underneath the trunk, pelvis and hips. It is at this point that propulsion begins to occur as the hips undergo hip extension, the knee joint undergoes extension and the ankle undergoes plantar flexion. Propulsion continues until the leg is extended behind the body and toe off occurs. This involves maximal hip extension, knee extension and plantar flexion for the subject, resulting in the body being pushed forward from this motion and the ankle/foot leaves the ground as initial swing begins.
|
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Most recent research, particularly regarding the footstrike debate, has focused solely on the absorption phases for injury identification and prevention purposes. The propulsion phase of running involves the movement beginning at midstance until toe off.[19][20][26] From a full stride length model however, components of the terminal swing and footstrike can aid in propulsion.[21][27]
|
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+
Set up for propulsion begins at the end of terminal swing as the hip joint flexes, creating the maximal range of motion for the hip extensors to accelerate through and produce force. As the hip extensors change from reciporatory inhibitors to primary muscle movers, the lower extremity is brought back toward the ground, although aided greatly by the stretch reflex and gravity.[21] Footstrike and absorption phases occur next with two types of outcomes. This phase can be only a continuation of momentum from the stretch reflex reaction to hip flexion, gravity and light hip extension with a heel strike, which does little to provide force absorption through the ankle joint.[26][28][29] With a mid/forefoot strike, loading of the gastro-soleus complex from shock absorption will serve to aid in plantar flexion from midstance to toe-off.[29][30]
|
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+
As the lower extremity enters midstance, true propulsion begins.[26] The hip extensors continue contracting along with help from the acceleration of gravity and the stretch reflex left over from maximal hip flexion during the terminal swing phase. Hip extension pulls the ground underneath the body, thereby pulling the runner forward. During midstance, the knee should be in some degree of knee flexion due to elastic loading from the absorption and footstrike phases to preserve forward momentum.[31][32][33] The ankle joint is in dorsiflexion at this point underneath the body, either elastically loaded from a mid/forefoot strike or preparing for stand-alone concentric plantar flexion.
|
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+
All three joints perform the final propulsive movements during toe-off.[26][28][29][30] The plantar flexors plantar flex, pushing off from the ground and returning from dorsiflexion in midstance. This can either occur by releasing the elastic load from an earlier mid/forefoot strike or concentrically contracting from a heel strike. With a forefoot strike, both the ankle and knee joints will release their stored elastic energy from the footstrike/absorption phase.[31][32][33] The quadriceps group/knee extensors go into full knee extension, pushing the body off of the ground. At the same time, the knee flexors and stretch reflex pull the knee back into flexion, adding to a pulling motion on the ground and beginning the initial swing phase. The hip extensors extend to maximum, adding the forces pulling and pushing off of the ground. The movement and momentum generated by the hip extensors also contributes to knee flexion and the beginning of the initial swing phase.
|
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+
|
29 |
+
Initial swing is the response of both stretch reflexes and concentric movements to the propulsion movements of the body. Hip flexion and knee flexion occur beginning the return of the limb to the starting position and setting up for another footstrike. Initial swing ends at midswing, when the limb is again directly underneath the trunk, pelvis and hip with the knee joint flexed and hip flexion continuing. Terminal swing then begins as hip flexion continues to the point of activation of the stretch reflex of the hip extensors. The knee begins to extend slightly as it swings to the anterior portion of the body. The foot then makes contact with the ground with footstrike, completing the running cycle of one side of the lower extremity.
|
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+
Each limb of the lower extremity works opposite to the other. When one side is in toe-off/propulsion, the other hand is in the swing/recovery phase preparing for footstrike.[18][19][20][21] Following toe-off and the beginning of the initial swing of one side, there is a flight phase where neither extremity is in contact with the ground due to the opposite side finishing terminal swing. As the footstrike of the one hand occurs, initial swing continues. The opposing limbs meet with one in midstance and midswing, beginning the propulsion and terminal swing phases.
|
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+
|
32 |
+
Upper extremity function serves mainly in providing balance in conjunction with the opposing side of the lower extremity.[19] The movement of each leg is paired with the opposite arm which serves to counterbalance the body, particularly during the stance phase.[26] The arms move most effectively (as seen in elite athletes) with the elbow joint at an approximately 90 degrees or less, the hands swinging from the hips up to mid chest level with the opposite leg, the Humerus moving from being parallel with the trunk to approximately 45 degrees shoulder extension (never passing the trunk in flexion) and with as little movement in the transverse plane as possible.[34] The trunk also rotates in conjunction with arm swing. It mainly serves as a balance point from which the limbs are anchored. Thus trunk motion should remain mostly stable with little motion except for slight rotation as excessive movement would contribute to transverse motion and wasted energy.
|
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+
|
34 |
+
Recent research into various forms of running has focused on the differences, in the potential injury risks and shock absorption capabilities between heel and mid/forefoot footstrikes. It has been shown that heel striking is generally associated with higher rates of injury and impact due to inefficient shock absorption and inefficient biomechanical compensations for these forces.[22] This is due to forces from a heel strike traveling through bones for shock absorption rather than being absorbed by muscles. Since bones cannot disperse forces easily, the forces are transmitted to other parts of the body, including ligaments, joints and bones in the rest of the lower extremity all the way up to the lower back.[35] This causes the body to use abnormal compensatory motions in an attempt to avoid serious bone injuries.[36] These compensations include internal rotation of the tibia, knee and hip joints. Excessive amounts of compensation over time have been linked to higher risk of injuries in those joints as well as the muscles involved in those motions.[28] Conversely, a mid/forefoot strike has been associated with greater efficiency and lower injury risk due to the triceps surae being used as a lever system to absorb forces with the muscles eccentrically rather than through the bone.[22] Landing with a mid/forefoot strike has also been shown to not only properly attenuate shock but allows the triceps surae to aid in propulsion via reflexive plantarflexion after stretching to absorb ground contact forces.[27][37] Thus a mid/forefoot strike may aid in propulsion.
|
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However, even among elite athletes there are variations in self selected footstrike types.[38] This is especially true in longer distance events, where there is a prevalence of heel strikers.[39] There does tend however to be a greater percentage of mid/forefoot striking runners in the elite fields, particularly in the faster racers and the winning individuals or groups.[34] While one could attribute the faster speeds of elite runners compared to recreational runners with similar footstrikes to physiological differences, the hip and joints have been left out of the equation for proper propulsion. This brings up the question as to how heel striking elite distance runners are able to keep up such high paces with a supposedly inefficient and injurious foot strike technique.
|
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+
|
37 |
+
Biomechanical factors associated with elite runners include increased hip function, use and stride length over recreational runners.[34][40] An increase in running speeds causes increased ground reaction forces and elite distance runners must compensate for this to maintain their pace over long distances.[41]
|
38 |
+
These forces are attenuated through increased stride length via increased hip flexion and extension through decreased ground contact time and more force being used in propulsion.[41][42][43] With increased propulsion in the horizontal plane, less impact occurs from decreased force in the vertical plane.[44] Increased hip flexion allows for increased use of the hip extensors through midstance and toe-off, allowing for more force production.[26]
|
39 |
+
The difference even between world-class and national-level 1500-m runners has been associated with more efficient hip joint function.[45] The increase in velocity likely comes from the increased range of motion in hip flexion and extension, allowing for greater acceleration and velocity. The hip extensors and hip extension have been linked to more powerful knee extension during toe-off, which contributes to propulsion.[34]
|
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+
Stride length must be properly increased with some degree of knee flexion maintained through the terminal swing phases, as excessive knee extension during this phase along with footstrike has been associated with higher impact forces due to braking and an increased prevalence of heel striking.[46] Elite runners tend to exhibit some degree of knee flexion at footstrike and midstance, which first serves to eccentrically absorb impact forces in the quadriceps muscle group.[45][47][48] Secondly it allows for the knee joint to concentrically contract and provides major aid in propulsion during toe-off as the quadriceps group is capable of produce large amounts of force.[26]
|
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+
Recreational runners have been shown to increase stride length through increased knee extension rather than increased hip flexion as exhibited by elite runners, which serves instead to provide an intense braking motion with each step and decrease the rate and efficiency of knee extension during toe-off, slowing down speed.[40] Knee extension however contributes to additional stride length and propulsion during toe-off and is seen more frequently in elite runners as well.[34]
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Leaning forward places a runner's center of mass on the front part of the foot, which avoids landing on the heel and facilitates the use of the spring mechanism of the foot. It also makes it easier for the runner to avoid landing the foot in front of the center of mass and the resultant braking effect. While upright posture is essential, a runner should maintain a relaxed frame and use their core to keep posture upright and stable. This helps prevent injury as long as the body is neither rigid nor tense. The most common running mistakes are tilting the chin up and scrunching shoulders.[49]
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Exercise physiologists have found that the stride rates are extremely consistent across professional runners, between 185 and 200 steps per minute. The main difference between long- and short-distance runners is the length of stride rather than the rate of stride.[50][51]
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During running, the speed at which the runner moves may be calculated by multiplying the cadence (steps per minute) by the stride length. Running is often measured in terms of pace[52] in minutes per mile or kilometer. Different types of stride are necessary for different types of running. When sprinting, runners stay on their toes bringing their legs up, using shorter and faster strides. Long distance runners tend to have more relaxed strides that vary.
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While there exists the potential for injury while running (just as there is in any sport), there are many benefits. Some of these benefits include potential weight loss, improved cardiovascular and respiratory health (reducing the risk of cardiovascular and respiratory diseases), improved cardiovascular fitness, reduced total blood cholesterol, strengthening of bones (and potentially increased bone density), possible strengthening of the immune system and an improved self-esteem and emotional state.[53] Running, like all forms of regular exercise, can effectively slow[54] or reverse[55] the effects of aging. Even people who have already experienced a heart attack are 20% less likely to develop serious heart problems if more engaged in running or any type of aerobic activity.[56]
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Although an optimal amount of vigorous aerobic exercise such as running might bring benefits related to lower cardiovascular disease and life extension, an excessive dose (e.g., marathons) might have an opposite effect associated with cardiotoxicity.[57]
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Running can assist people in losing weight, staying in shape and improving body composition. Research suggests that the person of average weight will burn approximately 100 calories per mile run.[58] Running increases one's metabolism, even after running; one will continue to burn an increased level of calories for a short time after the run.[59] Different speeds and distances are appropriate for different individual health and fitness levels. For new runners, it takes time to get into shape. The key is consistency and a slow increase in speed and distance.[58] While running, it is best to pay attention to how one's body feels. If a runner is gasping for breath or feels exhausted while running, it may be beneficial to slow down or try a shorter distance for a few weeks. If a runner feels that the pace or distance is no longer challenging, then the runner may want to speed up or run farther.[60]
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Running can also have psychological benefits, as many participants in the sport report feeling an elated, euphoric state, often referred to as a "runner's high".[61] Running is frequently recommended as therapy for people with clinical depression and people coping with addiction.[62] A possible benefit may be the enjoyment of nature and scenery, which also improves psychological well-being[63] (see Ecopsychology § Practical benefits).
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In animal models, running has been shown to increase the number of newly created neurons within the brain.[64] This finding could have significant implications in aging as well as learning and memory. A recent study published in Cell Metabolism has also linked running with improved memory and learning skills.[65]
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Running is an effective way to reduce stress, anxiety, depression, and tension. It helps people who struggle with seasonal affective disorder by running outside when it's sunny and warm. Running can improve mental alertness and also improves sleep, which is needed for good mental health. Both research and clinical experience have shown that exercise can be a treatment for serious depression and anxiety even some physicians prescribe exercise to most of their patients. Running can have a longer lasting effect than anti-depressants.[66]
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Many injuries are associated with running because of its high-impact nature. Change in running volume may lead to development of patellofemoral pain syndrome, iliotibial band syndrome, patellar tendinopathy, plica syndrome, and medial tibial stress syndrome. Change in running pace may cause Achilles Tendinitis, gastrocnemius injuries, and plantar fasciitis.[67] Repetitive stress on the same tissues without enough time for recovery or running with improper form can lead to many of the above. Runners generally attempt to minimize these injuries by warming up before exercise,[25] focusing on proper running form, performing strength training exercises, eating a well balanced diet, allowing time for recovery, and "icing" (applying ice to sore muscles or taking an ice bath).
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Some runners may experience injuries when running on concrete surfaces. The problem with running on concrete is that the body adjusts to this flat surface running, and some of the muscles will become weaker, along with the added impact of running on a harder surface. Therefore, it is advised[by whom?] to change terrain occasionally – such as trail, beach, or grass running. This is more unstable ground and allows the legs to strengthen different muscles. Runners should be wary of twisting their ankles on such terrain. Running downhill also increases knee stress and should, therefore, be avoided. Reducing the frequency and duration can also prevent injury.
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Barefoot running has been promoted as a means of reducing running related injuries,[68] but this remains controversial and a majority of professionals advocate the wearing of appropriate shoes as the best method for avoiding injury.[69] However, a study in 2013 concluded that wearing neutral shoes is not associated with increased injuries.[70]
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Another common, running-related injury is chafing, caused by repetitive rubbing of one piece of skin against another, or against an article of clothing. One common location for chafe to occur is the runner's upper thighs. The skin feels coarse and develops a rash-like look. A variety of deodorants and special anti-chafing creams are available to treat such problems. Chafe is also likely to occur on the nipple. There are a variety of home remedies that runners use to deal with chafing while running such as band-aids and using grease to reduce friction. Prevention is key which is why form fitting clothes are important.[71]
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An iliotibial band is a muscle and tendon that is attached to the hip and runs the length of the thigh to attach to the upper part of the tibia, and the band is what helps the knee to bend. This is an injury that is located at the knee and shows symptoms of swelling outside the knee. Iliotibial band syndrome is also known as "runner's knee" or "jogger's knee" because it can be caused by jogging or running. Once pain or swelling is noticeable it is important to put ice on it immediately and it's recommended to rest the knee for better healing.[72] Most knee injuries can be treated by light activity and much rest for the knee. In more serious cases, arthroscopy is the most common to help repair ligaments but severe situations reconstructive surgery would be needed.[73] A survey was taken in 2011 with knee injuries being 22.7% of the most common injuries.[74]
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A more known injury is medial tibial stress syndrome (MTSS) which is the accurate name for shin splints. This is caused during running when the muscle is being overused along the front of the lower leg with symptoms that affect 2 to 6 inches of the muscle. Shin Splints have sharp, splinter-like pain, that is typically X-rayed by doctors but is not necessary for shin splints to be diagnosed. To help prevent shin splints it's commonly known to stretch before and after a workout session, and also avoid heavy equipment especially during the first couple of workout sessions.[75] Also to help prevent shin splints don't increase the intensity of a workout more than 10% a week.[76] To treat shin splints it's important to rest with the least amount of impact on your legs and apply ice to the area. A survey showed that shin splints 12.7% of the most common injuries in running with blisters being the top percentage at 30.9%.[74]
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Running is both a competition and a type of training for sports that have running or endurance components. As a sport, it is split into events divided by distance and sometimes includes permutations such as the obstacles in steeplechase and hurdles. Running races are contests to determine which of the competitors is able to run a certain distance in the shortest time. Today, competitive running events make up the core of the sport of athletics. Events are usually grouped into several classes, each requiring substantially different athletic strengths and involving different tactics, training methods, and types of competitors.
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Running competitions have probably existed for most of humanity's history and were a key part of the ancient Olympic Games as well as the modern Olympics. The activity of running went through a period of widespread popularity in the United States during the running boom of the 1970s. Over the next two decades, as many as 25 million Americans were doing some form of running or jogging – accounting for roughly one tenth of the population.[77] Today, road racing is a popular sport among non-professional athletes, who included over 7.7 million people in America alone in 2002.[78]
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Footspeed, or sprint speed, is the maximum speed at which a human can run. It is affected by many factors, varies greatly throughout the population, and is important in athletics and many sports.
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The fastest human footspeed on record is 44.7 km/h (12.4 m/s, 27.8 mph), seen during a 100-meter sprint (average speed between the 60th and the 80th meter) by Usain Bolt.[79]
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(see Category:Athletics (track and field) record progressions)
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Track running events are individual or relay events with athletes racing over specified distances on an oval running track. The events are categorized as sprints, middle and long-distance, and hurdling.
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Road running takes place on a measured course over an established road (as opposed to track and cross country running). These events normally range from distances of 5 kilometers to longer distances such as half marathons and marathons, and they may involve scores of runners or wheelchair entrants.
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Cross country running takes place over the open or rough terrain. The courses used for these events may include grass, mud, woodlands, hills, flat ground and water. It is a popular participatory sport and is one of the events which, along with track and field, road running, and racewalking, makes up the umbrella sport of athletics.
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The majority of popular races do not incorporate a significant change in elevation as a key component of a course. There are several, disparate variations that feature significant inclines or declines. These fall into two main groups.
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The naturalistic group is based on outdoor racing over geographical features. Among these are the cross country-related sports of fell running (a tradition associated with Northern Europe) and trail running (mainly ultramarathon distances), the running/climbing combination of skyrunning (organised by the International Skyrunning Federation with races across North America, Europe and East Asia) and the mainly trail- and road-centred mountain running (governed by the World Mountain Running Association and based mainly in Europe).
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The second variety of vertical running is based on human structures, such as stairs and man-made slopes. The foremost type of this is tower running, which sees athletes compete indoors, running up steps within very tall structures such as the Eiffel Tower or Empire State Building.
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Sprints are short running events in athletics and track and field. Races over short distances are among the oldest running competitions. The first 13 editions of the Ancient Olympic Games featured only one event – the stadion race, which was a race from one end of the stadium to the other.[80] There are three sprinting events which are currently held at the Olympics and outdoor World Championships: the 100 metres, 200 metres, and 400 metres. These events have their roots in races of imperial measurements which were later altered to metric: the 100 m evolved from the 100-yard dash,[81] the 200 m distances came from the furlong (or 1/8 of a mile),[82] and the 400 m was the successor to the 440-yard dash or quarter-mile race.[83]
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At the professional level, sprinters begin the race by assuming a crouching position in the starting blocks before leaning forward and gradually moving into an upright position as the contest progresses and momentum is gained.[84] Athletes remain in the same lane on the running track throughout all sprinting events,[83] with the sole exception of the 400 m indoors. Races up to 100 m are largely focused upon acceleration to an athlete's maximum speed.[84] All sprints beyond this distance increasingly incorporate an element of endurance.[85] Human physiology dictates that a runner's near-top speed cannot be maintained for more than thirty seconds or so as lactic acid builds up, and leg muscles begin to be deprived of oxygen.[83]
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The 60 metres is a common indoor event and it an indoor world championship event. Other less-common events include the 50 metres, 55 metres, 300 metres and 500 metres which are used in some high and collegiate competitions in the United States. The 150 metres, is rarely competed: Pietro Mennea set a world best in 1983,[86] Olympic champions Michael Johnson and Donovan Bailey went head-to-head over the distance in 1997,[87] and Usain Bolt improved Mennea's record in 2009.[86]
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Middle distance running events are track races longer than sprints up to 3000 metres. The standard middle distances are the 800 metres, 1500 metres and mile run, although the 3000 metres may also be classified as a middle distance event.[88] The 880-yard run, or half-mile, was the forebear to the 800 m distance and it has its roots in competitions in the United Kingdom in the 1830s.[89] The 1500 m came about as a result of running three laps of a 500 m track, which was commonplace in continental Europe in the 1900s.[90]
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Examples of longer-distance running events are long distance track races, marathons, ultramarathons, and multiday races.
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Johannes Brahms (German: [joˈhanəs ˈbʁaːms]; 7 May 1833 – 3 April 1897) was a German composer, pianist, and conductor of the Romantic period. Born in Hamburg into a Lutheran family, Brahms spent much of his professional life in Vienna. His reputation and status as a composer are such that he is sometimes grouped with Johann Sebastian Bach and Ludwig van Beethoven as one of the "Three Bs" of music, a comment originally made by the nineteenth-century conductor Hans von Bülow.
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Brahms composed for symphony orchestra, chamber ensembles, piano, organ, and voice and chorus. A virtuoso pianist, he premiered many of his own works. He worked with some of the leading performers of his time, including the pianist Clara Schumann and the violinist Joseph Joachim (the three were close friends). Many of his works have become staples of the modern concert repertoire. An uncompromising perfectionist, Brahms destroyed some of his works and left others unpublished.
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Brahms has been considered, by his contemporaries and by later writers, as both a traditionalist and an innovator. His music is firmly rooted in the structures and compositional techniques of the Classical masters. While many contemporaries found his music too academic, his contribution and craftsmanship have been admired by subsequent figures as diverse as Arnold Schoenberg and Edward Elgar. The diligent, highly constructed nature of Brahms's works was a starting point and an inspiration for a generation of composers. Embedded within his meticulous structures, however, are deeply romantic motifs.
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Brahms's father, Johann Jakob Brahms (1806–72), was from the town of Heide in Holstein. The family name was also sometimes spelt 'Brahmst' or 'Brams', and derives from 'Bram', the German word for the shrub broom.[1] Against the family's will, Johann Jakob pursued a career in music, arriving in Hamburg in 1826, where he found work as a jobbing musician and a string and wind player. In 1830, he married Johanna Henrika Christiane Nissen (1789–1865), a seamstress 17 years older than he was. In the same year he was appointed as a horn player in the Hamburg militia.[2] Eventually he became a double-bass player in the Stadttheater Hamburg and the Hamburg Philharmonic Society. As Johann Jakob prospered, the family moved over the years to ever better accommodation in Hamburg.[3] Johannes Brahms was born in 1833; his sister Elisabeth (Elise) had been born in 1831 and a younger brother Fritz Friedrich (Fritz) was born in 1835.[4] Fritz also became a pianist; overshadowed by his brother, he emigrated to Caracas in 1867, and later returned to Hamburg as a teacher.[5]
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Johann Jakob gave his son his first musical training; Johannes also learnt to play the violin and the basics of playing the cello. From 1840 he studied piano with Otto Friedrich Willibald Cossel (1813–1865). Cossel complained in 1842 that Brahms "could be such a good player, but he will not stop his never-ending composing." At the age of 10, Brahms made his debut as a performer in a private concert including Beethoven's quintet for piano and winds Op. 16 and a piano quartet by Mozart. He also played as a solo work an étude of Henri Herz. By 1845 he had written a piano sonata in G minor.[6] His parents disapproved of his early efforts as a composer, feeling that he had better career prospects as a performer.[7]
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From 1845 to 1848 Brahms studied with Cossel's teacher, the pianist and composer Eduard Marxsen (1806–1887). Marxsen had been a personal acquaintance of Beethoven and Schubert, admired the works of Mozart and Haydn, and was a devotee of the music of J. S. Bach. Marxsen conveyed to Brahms the tradition of these composers and ensured that Brahms's own compositions were grounded in that tradition.[8] In 1847 Brahms made his first public appearance as a solo pianist in Hamburg, playing a fantasy by Sigismund Thalberg. His first full piano recital, in 1848, included a fugue by Bach as well as works by Marxsen and contemporary virtuosi such as Jacob Rosenhain. A second recital in April 1849 included Beethoven's Waldstein sonata and a waltz fantasia of his own composition, and garnered favourable newspaper reviews.[9]
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Brahms's compositions at this period are known to have included piano music, chamber music and works for male voice choir. Under the pseudonym 'G. W. Marks', some piano arrangements and fantasies were published by the Hamburg firm of Cranz in 1849. The earliest of Brahms's works which he acknowledged (his Scherzo Op. 4 and the song Heimkehr Op. 7 no. 6) date from 1851. However Brahms was later assiduous in eliminating all his early works; even as late as 1880 he wrote to his friend Elise Giesemann to send him his manuscripts of choral music so that they could be destroyed.[10]
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Persistent stories of the impoverished adolescent Brahms playing in bars and brothels have only anecdotal provenance,[11] and many modern scholars dismiss them; the Brahms family was relatively prosperous, and Hamburg legislation very strictly forbade music in, or the admittance of minors to, brothels.[12][13]
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In 1850 Brahms met the Hungarian violinist Ede Reményi and accompanied him in a number of recitals over the next few years. This was his introduction to "gypsy-style" music such as the csardas, which was later to prove the foundation of his most lucrative and popular compositions, the two sets of Hungarian Dances (1869 and 1880).[14][15] 1850 also marked Brahms's first contact (albeit a failed one) with Robert Schumann; during Schumann's visit to Hamburg that year, friends persuaded Brahms to send the former some of his compositions, but the package was returned unopened.[16]
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In 1853 Brahms went on a concert tour with Reményi. In late May the two visited the violinist and composer Joseph Joachim at Hanover. Brahms had earlier heard Joachim playing the solo part in Beethoven's violin concerto and been deeply impressed.[17] Brahms played some of his own solo piano pieces for Joachim, who remembered fifty years later: "Never in the course of my artist's life have I been more completely overwhelmed".[18] This was the beginning of a friendship which was lifelong, albeit temporarily derailed when Brahms took the side of Joachim's wife in their divorce proceedings of 1883.[19] Brahms also admired Joachim as a composer, and in 1856 they were to embark on a mutual training exercise to improve their skills in (in Brahms's words) "double counterpoint, canons, fugues, preludes or whatever".[20] Bozarth notes that "products of Brahms's study of counterpoint and early music over the next few years included "dance pieces, preludes and fugues for organ, and neo-Renaissance and neo-Baroque choral works."[21]
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After meeting Joachim, Brahms and Reményi visited Weimar, where Brahms met Franz Liszt, Peter Cornelius, and Joachim Raff, and where Liszt performed Brahms's Op. 4 Scherzo at sight. Reményi claimed that Brahms then slept during Liszt's performance of his own Sonata in B minor; this and other disagreements led Reményi and Brahms to part company.[22]
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Brahms visited Düsseldorf in October 1853, and, with a letter of introduction from Joachim,[23] was welcomed by Schumann and his wife Clara. Schumann, greatly impressed and delighted by the 20-year-old's talent, published an article entitled "Neue Bahnen" ("New Paths") in the 28 October issue of the journal Neue Zeitschrift für Musik nominating Brahms as one who was "fated to give expression to the times in the highest and most ideal manner".[24] This praise may have aggravated Brahms's self-critical standards of perfection and dented his confidence. He wrote to Schumann in November 1853 that his praise "will arouse such extraordinary expectations by the public that I don't know how I can begin to fulfil them".[25] While in Düsseldorf, Brahms participated with Schumann and Schumann's pupil Albert Dietrich in writing a movement each of a violin sonata for Joachim, the "F-A-E Sonata", the letters representing the initials of Joachim's personal motto Frei aber einsam ("Free but lonely").[26]
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Schumann's accolade led to the first publication of Brahms's works under his own name. Brahms went to Leipzig where Breitkopf & Härtel published his Opp. 1–4 (the Piano Sonatas nos. 1 and 2, the Six Songs Op. 3, and the Scherzo Op. 4), whilst Bartholf Senff published the Third Piano Sonata Op. 5 and the Six Songs Op. 6. In Leipzig, he gave recitals including his own first two piano sonatas, and met with among others Ferdinand David, Ignaz Moscheles, and Hector Berlioz.[21][27]
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After Schumann's attempted suicide and subsequent confinement in a mental sanatorium near Bonn in February 1854 (where he died of pneumonia in 1856), Brahms based himself in Düsseldorf, where he supported the household and dealt with business matters on Clara's behalf. Clara was not allowed to visit Robert until two days before his death, but Brahms was able to visit him and acted as a go-between. Brahms began to feel deeply for Clara, who to him represented an ideal of womanhood. Their intensely emotional platonic relationship lasted until Clara's death. In June 1854 Brahms dedicated to Clara his Op. 9, the Variations on a Theme of Schumann.[21] Clara continued to support Brahms's career by programming his music in her recitals.[28]
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After the publication of his Op. 10 Ballades for piano, Brahms published no further works until 1860. His major project of this period was the Piano Concerto in D minor, which he had begun as a work for two pianos in 1854 but soon realized needed a larger-scale format. Based in Hamburg at this time, he gained, with Clara's support, a position as musician to the tiny court of Detmold, the capital of the Principality of Lippe, where he spent the winters of 1857 to 1860 and for which he wrote his two Serenades (1858 and 1859, Opp. 11 and 16). In Hamburg he established a women's choir for which he wrote music and conducted. To this period also belong his first two Piano Quartets (Op. 25 and Op. 26) and the first movement of the third Piano Quartet, which eventually appeared in 1875.[21]
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The end of the decade brought professional setbacks for Brahms. The premiere of the First Piano Concerto in Hamburg on 22 January 1859, with the composer as soloist, was poorly received. Brahms wrote to Joachim that the performance was "a brilliant and decisive – failure...[I]t forces one to concentrate one's thoughts and increases one's courage...But the hissing was too much of a good thing..."[29] At a second performance, audience reaction was so hostile that Brahms had to be restrained from leaving the stage after the first movement.[30] As a consequence of these reactions Breitkopf and Härtel declined to take on his new compositions. Brahms consequently established a relationship with other publishers, including Simrock, who eventually became his major publishing partner.[21] Brahms further made an intervention in 1860 in the debate on the future of German music which seriously misfired. Together with Joachim and others, he prepared an attack on Liszt's followers, the so-called "New German School" (although Brahms himself was sympathetic to the music of Richard Wagner, the School's leading light). In particular they objected to the rejection of traditional musical forms and to the "rank, miserable weeds growing from Liszt-like fantasias". A draft was leaked to the press, and the Neue Zeitschrift für Musik published a parody which ridiculed Brahms and his associates as backward-looking. Brahms never again ventured into public musical polemics.[31]
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Brahms's personal life was also troubled. In 1859 he became engaged to Agathe von Siebold. The engagement was soon broken off, but even after this Brahms wrote to her: "I love you! I must see you again, but I am incapable of bearing fetters. Please write me ... whether ... I may come again to clasp you in my arms, to kiss you, and tell you that I love you." They never saw one another again, and Brahms later confirmed to a friend that Agathe was his "last love".[32]
|
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Brahms had hoped to be given the conductorship of the Hamburg Philharmonic, but in 1862 this post was given to the baritone Julius Stockhausen. (Brahms continued to hope for the post; but when he was finally offered the directorship in 1893, he demurred as he had "got used to the idea of having to go along other paths".)[33] In autumn 1862 Brahms made his first visit to Vienna, staying there over the winter. There he became an associate of two close members of Wagner's circle, his earlier friend Peter Cornelius and Karl Tausig, and of Joseph Hellmesberger Sr. and Julius Epstein, respectively the Director and head of violin studies, and the head of piano studies, at the Vienna Conservatoire. Brahms's circle grew to include the notable critic (and opponent of the 'New German School') Eduard Hanslick, the conductor Hermann Levi and the surgeon Theodor Billroth, who were to become amongst his greatest advocates.[34][35]
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In January 1863 Brahms met Richard Wagner for the first time, for whom he played his Handel Variations Op. 24, which he had completed the previous year. The meeting was cordial, although Wagner was in later years to make critical, and even insulting, comments on Brahms's music.[36] Brahms however retained at this time and later a keen interest in Wagner's music, helping with preparations for Wagner's Vienna concerts in 1862/63,[35] and being rewarded by Tausig with a manuscript of part of Wagner's Tannhäuser (which Wagner demanded back in 1875).[37] The Handel Variations also featured, together with the first Piano Quartet, in his first Viennese recitals, in which his performances were better-received by the public and critics than his music.[38]
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Although Brahms entertained the idea of taking up conducting posts elsewhere, he based himself increasingly in Vienna and soon made it his home. In 1863, he was appointed conductor of the Wiener Singakademie. He surprised his audiences by programming much work of the early German masters such as Heinrich Schütz and J. S. Bach, and other early composers such as Giovanni Gabrieli; more recent music was represented by works of Beethoven and Felix Mendelssohn. Brahms also wrote works for the choir, including his Motet, Op. 29. Finding however that the post encroached too much of the time he needed for composing, he left the choir in June 1864.[39] From 1864 to 1876 he spent many of his summers in Lichtental, today part of Baden-Baden, where Clara Schumann and her family also spent some time. His house in Lichtental, where he worked on many of his major compositions including A German Requiem and his middle-period chamber works, is preserved as a museum.[40]
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In February 1865 Brahms's mother died, and he began to compose his large choral work A German Requiem Op. 45, of which six movements were completed by 1866. Premieres of the first three movements were given in Vienna, but the complete work was first given in Bremen in 1868 to great acclaim. A seventh movement (the soprano solo "Ihr habt nun Traurigkeit") was added for the equally successful Leipzig premiere (February 1869), and the work went on to receive concert and critical acclaim throughout Germany and also in England, Switzerland and Russia, marking effectively Brahms's arrival on the world stage.[35] Brahms also experienced at this period popular success with works such as his first set of Hungarian Dances (1869), the Liebeslieder Walzer, Op. 52, (1868/69), and his collections of lieder (Opp. 43 and 46–49).[35] Following such successes he finally completed a number of works that he had wrestled with over many years such as the cantata Rinaldo (1863–1868), his first two string quartets Op. 51 nos. 1 and 2 (1865–1873), the third piano quartet (1855–1875), and most notably his first symphony which appeared in 1876, but which had been begun as early as 1855.[41][42] During 1869 Brahms had felt himself falling in love with the Schumann's daughter Julie (then aged 24 to his 36) but did not declare himself; when later that year Julie's engagement to Count Marmorito was announced, he wrote and gave to Clara the manuscript of his Alto Rhapsody (Op. 53). Clara wrote in her diary that "he called it his wedding song" and noted "the profound pain in the text and the music."[43]
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From 1872 to 1875, Brahms was director of the concerts of the Vienna Gesellschaft der Musikfreunde. He ensured that the orchestra was staffed only by professionals, and conducted a repertoire which ran from Bach to the nineteenth century composers who were not of the 'New German School'; these included Beethoven, Franz Schubert, Mendelssohn, Schumann, Joachim, Ferdinand Hiller, Max Bruch and himself (notably his large scale choral works, the German Requiem, the Alto Rhapsody, and the patriotic Triumphlied, Op. 55, which celebrated Prussia's victory in the 1870/71 Franco-Prussian War).[42] 1873 saw the premiere of his orchestral Variations on a Theme by Haydn, originally conceived for two pianos, which has become one of his most popular works.[42][44]
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Brahms's first symphony, Op. 68, appeared in 1876, though it had been begun (and a version of the first movement had been announced by Brahms to Clara and to Albert Dietrich) in the early 1860s. During the decade it evolved very gradually; the finale may not have begun its conception until 1868.[45] Brahms was cautious and typically self-deprecating about the symphony during its creation, writing to his friends that it was "long and difficult", "not exactly charming" and, significantly "long and in C Minor", which, as Richard Taruskin points out, made it clear "that Brahms was taking on the model of models [for a symphony]: Beethoven's Fifth."[46]
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In May 1876, Cambridge University offered to grant honorary degrees of Doctor of Music to both Brahms and Joachim, provided that they composed new pieces as "theses" and were present in Cambridge to receive their degrees. Brahms was averse to traveling to England, and requested to receive the degree 'in absentia', offering as his thesis the previously performed (November 1876) symphony.[47] But of the two, only Joachim went to England and only he was granted a degree. Brahms "acknowledged the invitation" by giving the manuscript score and parts of his first symphony to Joachim, who led the performance at Cambridge 8 March 1877 (English premiere).[48]
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Despite the warm reception the first symphony received, Brahms remained dissatisfied and extensively revised the second movement before the work was published. There followed a succession of well-received orchestral works; the Second Symphony Op. 73 (1877), the Violin Concerto Op. 77 (1878), dedicated to Joachim who was consulted closely during its composition, and the Academic Festival Overture (written following the conferring of an honorary degree by the University of Breslau) and Tragic Overture of 1880. The commendation of Brahms by Breslau as "the leader in the art of serious music in Germany today" led to a bilious comment from Wagner in his essay "On Poetry and Composition": "I know of some famous composers who in their concert masquerades don the disguise of a street-singer one day, the hallelujah periwig of Handel the next, the dress of a Jewish Czardas-fiddler another time, and then again the guise of a highly respectable symphony dressed up as Number Ten" (referring to Brahms's First Symphony as a putative tenth symphony of Beethoven).[49]
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Brahms was now recognised as a major figure in the world of music. He had been on the jury which awarded the Vienna State Prize to the (then little-known) composer Antonín Dvořák three times, first in February 1875, and later in 1876 and 1877 and had successfully recommended Dvořák to his publisher, Simrock. The two men met for the first time in 1877, and Dvořák dedicated to Brahms his String Quartet, Op. 44 of that year.[50] He also began to be the recipient of a variety of honours; Ludwig II of Bavaria awarded him the Maximilian Order for Science and Art in 1874, and the music loving Duke George of Meiningen awarded him in 1881 the Commander's Cross of the Order of the House of Meiningen.[51]
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At this time Brahms also chose to change his image. Having been always clean-shaven, in 1878 he surprised his friends by growing a beard, writing in September to the conductor Bernhard Scholz "I am coming with a large beard! Prepare your wife for a most awful sight."[52] The singer George Henschel recalled that after a concert "I saw a man unknown to me, rather stout, of middle height, with long hair and a full beard. In a very deep and hoarse voice he introduced himself as 'Musikdirektor Müller'... an instant later, we all found ourselves laughing heartily at the perfect success of Brahms's disguise". The incident also displays Brahms's love of practical jokes.[53]
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In 1882 Brahms completed his Piano Concerto No. 2, Op. 83, dedicated to his teacher Marxsen.[42] Brahms was invited by Hans von Bülow to undertake a premiere of the work with the Meiningen Court Orchestra; this was the beginning of his collaboration with Meiningen and with von Bülow, who was to rank Brahms as one of the 'Three Bs'; in a letter to his wife he wrote "You know what I think of Brahms: after Bach and Beethoven the greatest, the most sublime of all composers."[54] The following years saw the premieres of his Third Symphony Op. 90 (1883) and his Fourth Symphony Op. 98 (1885). Richard Strauss, who had been appointed assistant to von Bülow at Meiningen, and had been uncertain about Brahms's music, found himself converted by the Third Symphony and was enthusiastic about the Fourth: "a giant work, great in concept and invention."[55] Another, but cautious, supporter from the younger generation was Gustav Mahler who first met Brahms in 1884 and remained a close acquaintance; he rated Brahms as superior to Anton Bruckner, but more earth-bound than Wagner and Beethoven.[56]
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In 1889, Theo Wangemann, a representative of the American inventor Thomas Edison, visited the composer in Vienna and invited him to make an experimental recording. Brahms played an abbreviated version of his first Hungarian Dance and of Josef Strauss's Die Libelle on the piano. Although the spoken introduction to the short piece of music is quite clear, the piano playing is largely inaudible due to heavy surface noise.[57]
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In that same year, Brahms was named an honorary citizen of Hamburg.[58]
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Brahms had become acquainted with Johann Strauss II, who was eight years his senior, in the 1870s, but their close friendship belongs to the years 1889 and after. Brahms admired much of Strauss's music, and encouraged the composer to sign up with his publisher Simrock. In autographing a fan for Strauss's wife Adele, Brahms wrote the opening notes of The Blue Danube waltz, adding the words "unfortunately not by Johannes Brahms".[59]
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After the successful Vienna premiere of his Second String Quintet, op. 111, in 1890, the 57-year-old Brahms came to think that he might retire from composition, telling a friend that he "had achieved enough; here I had before me a carefree old age and could enjoy it in peace."[60] He also began to find solace in escorting the mezzo-soprano Alice Barbi and may have proposed to her (she was only 28).[61] His admiration for Richard Mühlfeld, clarinettist with the Meiningen orchestra, revived his interest in composing and led him to write the Clarinet Trio, Op. 114, Clarinet Quintet, Op. 115 (1891), and the two Clarinet Sonatas, Op. 120 (1894). Brahms also wrote at this time his final cycles of piano pieces, Opp. 116–19, the Vier ernste Gesänge (Four Serious Songs), Op. 121 (1896) (which were prompted by the death of Clara Schumann),[62] and the Eleven Chorale Preludes for organ, Op. 122 (1896). The last of these is a setting of "O Welt ich muss dich lassen", ("O world I must leave thee"), and are the last notes that Brahms wrote.[63] Many of these works were written in his house in Bad Ischl, where Brahms had first visited in 1882 and where he spent every summer from 1889 onwards.[64]
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In the summer of 1896 Brahms was diagnosed as having jaundice, and later in the year his Viennese doctor diagnosed him as having cancer of the liver (from which his father Jakob had died).[65] His last public appearance was on 7 March 1897 when he saw Hans Richter conduct his Symphony No. 4; there was an ovation after each of the four movements.[66] He made the effort, three weeks before his death, to attend the premiere of Johann Strauss's operetta Die Göttin der Vernunft (The Goddess of Reason) in March 1897.[59] His condition gradually worsened and he died on 3 April 1897, in Vienna, aged 63. Brahms is buried in the Zentralfriedhof in Vienna, under a monument designed by Victor Horta with sculpture by Ilse von Twardowski.[67]
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Brahms maintained a classical sense of form and order in his works, in contrast to the opulence of the music of many of his contemporaries. Thus, many admirers (though not necessarily Brahms himself) saw him as the champion of traditional forms and "pure music", as opposed to the "New German" embrace of programme music.
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Brahms venerated Beethoven; in the composer's home, a marble bust of Beethoven looked down on the spot where he composed, and some passages in his works are reminiscent of Beethoven's style. Brahms's First Symphony bears strongly the influence of Beethoven's Fifth Symphony, as the two works are both in C minor and end in the struggle towards a C major triumph. The main theme of the finale of the First Symphony is also reminiscent of the main theme of the finale of Beethoven's Ninth, and when this resemblance was pointed out to Brahms he replied that any dunce[68] could see that. In 1876, when the work was premiered in Vienna, it was immediately hailed as "Beethoven's Tenth". Indeed, the similarity of Brahms's music to that of late Beethoven had first been noted as early as November 1853 in a letter from Albert Dietrich to Ernst Naumann.[69][70]
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Brahms was a master of counterpoint. "For Brahms, ... the most complicated forms of counterpoint were a natural means of expressing his emotions," writes Geiringer. "As Palestrina or Bach succeeded in giving spiritual significance to their technique, so Brahms could turn a canon in motu contrario or a canon per augmentationem into a pure piece of lyrical poetry."[71] Writers on Brahms have commented on his use of counterpoint. For example, of Op. 9, Variations on a Theme by Robert Schumann, Geiringer writes that Brahms "displays all the resources of contrapuntal art".[72] In the A major piano quartet Opus 26, Jan Swafford notes that the third movement is "demonic-canonic", echoing Haydn's famous minuet for string quartet called the 'Witch's Round'."[73] Swafford further opines that "thematic development, counterpoint, and form were the dominant technical terms in which Brahms... thought about music".[74]
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Allied to his skill in counterpoint was his subtle handling of rhythm and meter. The New Grove Dictionary of Music speculates that the his contact with Hungarian and gypsy folk music as a teenager led to "his lifelong fascination with the irregular rhythms, triplet figures and use of rubato" in his compositions.[75] The Hungarian Dances are among Brahms's most-appreciated pieces.[76] According to Musgrave (1985, p. 269) "only one composer rivals him in the advanced nature of his rhythmic thinking, and that is Stravinsky."[77]
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His consummate skills in counterpoint and rhythm are richly present in A German Requiem, a work that was partially inspired by his mother's death in 1865 (at which time he composed a funeral march that was to become the basis of Part Two, "Denn alles Fleisch"), but which also incorporates material from a symphony which he started in 1854 but abandoned following Schumann's suicide attempt. He once wrote that the Requiem "belonged to Schumann". The first movement of this abandoned symphony was re-worked as the first movement of the First Piano Concerto.
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Brahms loved the classical composers Mozart and Haydn. He especially admired Mozart, so much so that in his final years, he reportedly declared Mozart as the greatest composer. In January 10, 1896, Brahms conducted the Academic Festival Overture and both piano concertos in Berlin, and during the following celebration, Brahms interrupted Joachim's toast with "Ganz recht; auf Mozart's Wohl" (Quite right; here's Mozart's health).[78]. Brahms also compared Mozart with Beethoven to the latter's disadvantage, in a letter to Richard Heuberger, in 1896: "Dissonance, true dissonance as Mozart used it, is not to be found in Beethoven. Look at Idomeneo. Not only is it a marvel, but as Mozart was still quite young and brash when he wrote it, it was a completely new thing. You couldn't commission great music from Beethoven since he created only lesser works on commission—his more conventional pieces, his variations and the like."[79]
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Brahms collected first editions and autographs of Mozart and Haydn's works and edited performing editions. He studied the music of pre-classical composers, including Giovanni Gabrieli, Johann Adolph Hasse, Heinrich Schütz, Domenico Scarlatti, George Frideric Handel, and, especially, Johann Sebastian Bach. His friends included leading musicologists, and, with Friedrich Chrysander, he edited an edition of the works of François Couperin. Brahms also edited works by C. P. E. Bach and W. F. Bach. He looked to older music for inspiration in the art of counterpoint; the themes of some of his works are modelled on Baroque sources such as Bach's The Art of Fugue in the fugal finale of Cello Sonata No. 1 or the same composer's Cantata No. 150 in the passacaglia theme of the Fourth Symphony's finale. Peter Phillips (2007) hears affinities between Brahms's rhythmically charged contrapuntal textures and those of Renaissance masters such as Giovanni Gabrieli and William Byrd. Referring to Byrd's Though Amaryllis dance, Philips remarks that “the cross-rhythms in this piece so excited E. H. Fellowes that he likened them to Brahms's compositional style.”[80]
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The early Romantic composers had a major influence on Brahms, particularly Schumann, who encouraged Brahms as a young composer. During his stay in Vienna in 1862–63, Brahms became particularly interested in the music of Franz Schubert.[81] The latter's influence may be identified in works by Brahms dating from the period, such as the two piano quartets Op. 25 and Op. 26, and the Piano Quintet which alludes to Schubert's String Quintet and Grand Duo for piano four hands.[81][82] The influence of Chopin and Mendelssohn on Brahms is less obvious, although occasionally one can find in his works what seems to be an allusion to one of theirs (for example, Brahms's Scherzo, Op. 4, alludes to Chopin's Scherzo in B-flat minor;[83] the scherzo movement in Brahms's Piano Sonata in F minor, Op. 5, alludes to the finale of Mendelssohn's Piano Trio in C minor).[84]
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Brahms considered giving up composition when it seemed that other composers' innovations in extended tonality resulted in the rule of tonality being broken altogether. Although Wagner became fiercely critical of Brahms as the latter grew in stature and popularity, he was enthusiastically receptive of the early Variations and Fugue on a Theme by Handel; Brahms himself, according to many sources,[85] deeply admired Wagner's music, confining his ambivalence only to the dramaturgical precepts of Wagner's theory.
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Brahms wrote settings for piano and voice of 144 German folk songs, and many of his lieder reflect folk themes or depict scenes of rural life.
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Brahms wrote a number of major works for orchestra, including two Serenades, four symphonies, two piano concertos (No. 1 in D minor; No. 2 in B-flat major), a Violin Concerto, a Double Concerto for violin and cello, and two companion orchestral overtures, the Academic Festival Overture and the Tragic Overture.
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His large choral work A German Requiem is not a setting of the liturgical Missa pro defunctis but a setting of texts which Brahms selected from the Luther Bible. The work was composed in three major periods of his life. An early version of the second movement was first composed in 1854, not long after Robert Schumann's attempted suicide, and this was later used in his first piano concerto. The majority of the Requiem was composed after his mother's death in 1865. The fifth movement was added after the official premiere in 1868, and the work was published in 1869.
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His works in variation form include, among others, the Variations and Fugue on a Theme by Handel and the Paganini Variations, both for solo piano, and the Variations on a Theme by Haydn (now sometimes called the Saint Anthony Variations) in versions for two pianos and for orchestra. The final movement of the Fourth Symphony, Op. 98, is formally a passacaglia.
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His chamber works include three string quartets, two string quintets, two string sextets, a clarinet quintet, a clarinet trio, a horn trio, a piano quintet, three piano quartets, and four piano trios (the fourth being published posthumously). He composed several instrumental sonatas with piano, including three for violin, two for cello, and two for clarinet (which were subsequently arranged for viola by the composer). His solo piano works range from his early piano sonatas and ballades to his late sets of character pieces. Brahms was a significant Lieder composer, who wrote over 200 of them. His chorale preludes for organ, Op. 122, which he wrote shortly before his death, have become an important part of the organ repertoire. They were published posthumously in 1902. The last of this set is a setting of the chorale, "O Welt ich muss dich lassen", "O world I now must leave thee" and were the last notes he wrote.
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Brahms was an extreme perfectionist. He destroyed many early works – including a violin sonata he had performed with Reményi and violinist Ferdinand David – and once claimed to have destroyed 20 string quartets before he issued his official First in 1873. Over the course of several years, he changed an original project for a symphony in D minor into his first piano concerto. In another instance of devotion to detail, he laboured over the official First Symphony for almost fifteen years, from about 1861 to 1876. Even after its first few performances, Brahms destroyed the original slow movement and substituted another before the score was published.
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Another factor that contributed to his perfectionism was Schumann's early enthusiasm,[24] which Brahms was determined to live up to.
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Brahms strongly preferred writing absolute music that does not refer to an explicit scene or narrative, and he never wrote an opera or a symphonic poem.
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Brahms looked both backward and forward; his output was often bold in its exploration of harmony and rhythm. As a result, he was an influence on composers of both conservative and modernist tendencies. Within his lifetime, his idiom left an imprint on several composers within his personal circle, who strongly admired his music, such as Heinrich von Herzogenberg, Robert Fuchs, and Julius Röntgen, as well as on Gustav Jenner, who was his only formal composition pupil. Antonín Dvořák, who received substantial assistance from Brahms, deeply admired his music and was influenced by it in several works, such as the Symphony No. 7 in D minor and the F minor Piano Trio. Features of the "Brahms style" were absorbed in a more complex synthesis with other contemporary (chiefly Wagnerian) trends by Hans Rott, Wilhelm Berger, Max Reger and Franz Schmidt, whereas the British composers Hubert Parry and Edward Elgar and the Swede Wilhelm Stenhammar all testified to learning much from Brahms. As Elgar said, "I look at the Third Symphony of Brahms, and I feel like a pygmy."[86]
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Ferruccio Busoni's early music shows much Brahmsian influence, and Brahms took an interest in him, though Busoni later tended to disparage Brahms. Towards the end of his life, Brahms offered substantial encouragement to Ernő Dohnányi and to Alexander von Zemlinsky. Their early chamber works (and those of Béla Bartók, who was friendly with Dohnányi) show a thoroughgoing absorption of the Brahmsian idiom. Zemlinsky, moreover, was in turn the teacher of Arnold Schoenberg, and Brahms was apparently impressed by drafts of two movements of Schoenberg's early Quartet in D major which Zemlinsky showed him in 1897. In 1933, Schoenberg wrote an essay "Brahms the Progressive" (re-written 1947), which drew attention to his fondness for motivic saturation and irregularities of rhythm and phrase; in his last book (Structural Functions of Harmony, 1948), he analysed Brahms's "enriched harmony" and exploration of remote tonal regions. These efforts paved the way for a re-evaluation of his reputation in the 20th century. Schoenberg went so far as to orchestrate one of Brahms's piano quartets. Schoenberg's pupil Anton Webern, in his 1933 lectures, posthumously published under the title The Path to the New Music, claimed Brahms as one who had anticipated the developments of the Second Viennese School, and Webern's own Op. 1, an orchestral passacaglia, is clearly in part a homage to, and development of, the variation techniques of the passacaglia-finale of Brahms's Fourth Symphony. Ann Scott[87] has shown how Brahms anticipated the procedures of the serialists by redistributing melodic fragments between instruments, as in the first movement of the Clarinet Sonata, Op.120 No. 2.
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Brahms was honoured in the German hall of fame, the Walhalla memorial. On 14 September 2000, he was introduced there as the 126th "rühmlich ausgezeichneter Teutscher" and 13th composer among them, with a bust by sculptor Milan Knobloch [de].[88]
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Brahms was baptised into the Lutheran church as an infant, and was confirmed at aged fifteen (at St. Michael's Church, Hamburg),[89][90] but has been described as an agnostic and a humanist.[91][92] The devout Catholic Antonín Dvořák wrote in a letter: "Such a man, such a fine soul – and he believes in nothing! He believes in nothing!"[93] When asked by conductor Karl Reinthaler to add additional explicitly religious text to his German Requiem, Brahms is reported to have responded, "As far as the text is concerned, I confess that I would gladly omit even the word German and instead use Human; also with my best knowledge and will I would dispense with passages like John 3:16. On the other hand, I have chosen one thing or another because I am a musician, because I needed it, and because with my venerable authors I can't delete or dispute anything. But I had better stop before I say too much."[94]
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Photographs
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en/2895.html.txt
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Johannes Gensfleisch zur Laden zum Gutenberg (/ˈɡuːtənbɜːrɡ/;[1] c. 1400[2] – February 3, 1468) was a German goldsmith, inventor, printer, and publisher who introduced printing to Europe with the printing press. His introduction of mechanical movable type printing to Europe started the Printing Revolution and is regarded as a milestone of the second millennium, ushering in the modern period of human history.[3] It played a key role in the development of the Renaissance, Reformation, the Age of Enlightenment, and the scientific revolution and laid the material basis for the modern knowledge-based economy and the spread of learning to the masses.[4]
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Gutenberg in 1439 was the first European to use movable type. Among his many contributions to printing are: the invention of a process for mass-producing movable type; the use of oil-based ink for printing books;[5] adjustable molds;[6] mechanical movable type; and the use of a wooden printing press similar to the agricultural screw presses of the period.[7] His truly epochal invention was the combination of these elements into a practical system that allowed the mass production of printed books and was economically viable for printers and readers alike. Gutenberg's method for making type is traditionally considered to have included a type metal alloy and a hand mould for casting type. The alloy was a mixture of lead, tin, and antimony that melted at a relatively low temperature for faster and more economical casting, cast well, and created a durable type.
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In Renaissance Europe, the arrival of mechanical movable type printing introduced the era of mass communication which permanently altered the structure of society. The relatively unrestricted circulation of information—including revolutionary ideas—transcended borders, captured the masses in the Reformation and threatened the power of political and religious authorities; the sharp increase in literacy broke the monopoly of the literate elite on education and learning and bolstered the emerging middle class. Across Europe, the increasing cultural self-awareness of its people led to the rise of proto-nationalism, accelerated by the flowering of the European vernacular languages to the detriment of Latin's status as lingua franca. In the 19th century, the replacement of the hand-operated Gutenberg-style press by steam-powered rotary presses allowed printing on an industrial scale, while Western-style printing was adopted all over the world, becoming practically the sole medium for modern bulk printing.
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The use of movable type was a marked improvement on the handwritten manuscript, which was the existing method of book production in Europe, and upon woodblock printing, and revolutionized European book-making. Gutenberg's printing technology spread rapidly throughout Europe and later the world. His major work, the Gutenberg Bible (also known as the 42-line Bible), was the first printed version of the Bible and has been acclaimed for its high aesthetic and technical quality.
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Gutenberg was born in the German city of Mainz, Rhine-Main area, the youngest son of the patrician merchant Friele Gensfleisch zur Laden, and his second wife, Else Wyrich, who was the daughter of a shopkeeper. It is assumed that he was baptized in the area close to his birthplace of St. Christoph.[8] According to some accounts, Friele was a goldsmith for the bishop at Mainz, but most likely, he was involved in the cloth trade.[9] Gutenberg's year of birth is not precisely known, but it was sometime between the years of 1394 and 1404. In the 1890s the city of Mainz declared his official and symbolic date of birth to be June 24, 1400.[10]
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John Lienhard, technology historian, says "Most of Gutenberg's early life is a mystery. His father worked with the ecclesiastic mint. Gutenberg grew up knowing the trade of goldsmithing."[11] This is supported by historian Heinrich Wallau, who adds, "In the 14th and 15th centuries his [ancestors] claimed a hereditary position as ... retainers of the household of the master of the archiepiscopal mint. In this capacity they doubtless acquired considerable knowledge and technical skill in metal working. They supplied the mint with the metal to be coined, changed the various species of coins, and had a seat at the assizes in forgery cases."[12]
|
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Wallau adds, "His surname was derived from the house inhabited by his father and his paternal ancestors 'zu Laden, zu Gutenberg'. The house of Gänsfleisch was one of the patrician families of the town, tracing its lineage back to the thirteenth century."[12] Patricians (the wealthy and political elite) in Mainz were often named after houses they owned. Around 1427, the name zu Gutenberg, after the family house in Mainz, is documented to have been used for the first time.[9]
|
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In 1411, there was an uprising in Mainz against the patricians, and more than a hundred families were forced to leave. As a result, the Gutenbergs are thought to have moved to Eltville am Rhein (Alta Villa), where his mother had an inherited estate. According to historian Heinrich Wallau, "All that is known of his youth is that he was not in Mainz in 1430. It is presumed that he migrated for political reasons to Strasbourg, where the family probably had connections."[12] He is assumed to have studied at the University of Erfurt, where there is a record of the enrolment of a student called Johannes de Altavilla in 1418—Altavilla is the Latin form of Eltville am Rhein.[13][14]
|
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Nothing is now known of Gutenberg's life for the next fifteen years, but in March 1434, a letter by him indicates that he was living in Strasbourg, where he had some relatives on his mother's side. He also appears to have been a goldsmith member enrolled in the Strasbourg militia. In 1437, there is evidence that he was instructing a wealthy tradesman on polishing gems, but where he had acquired this knowledge is unknown. In 1436/37 his name also comes up in court in connection with a broken promise of marriage to a woman from Strasbourg, Ennelin.[15] Whether the marriage actually took place is not recorded. Following his father's death in 1419, he is mentioned in the inheritance proceedings.
|
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Around 1439, Gutenberg was involved in a financial misadventure making polished metal mirrors (which were believed to capture holy light from religious relics) for sale to pilgrims to Aachen: in 1439 the city was planning to exhibit its collection of relics from Emperor Charlemagne but the event was delayed by one year due to a severe flood and the capital already spent could not be repaid. When the question of satisfying the investors came up, Gutenberg is said to have promised to share a "secret". It has been widely speculated that this secret may have been the idea of printing with movable type. Also around 1439–40, the Dutch Laurens Janszoon Coster came up with the idea of printing.[17] Legend has it that the idea came to him "like a ray of light".[18]
|
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Until at least 1444 Gutenberg lived in Strasbourg, most likely in the St. Arbogast parish. It was in Strasbourg in 1440 that he is said to have perfected and unveiled the secret of printing based on his research, mysteriously entitled Aventur und Kunst (enterprise and art). It is not clear what work he was engaged in, or whether some early trials with printing from movable type may have been conducted there. After this, there is a gap of four years in the record. In 1448, he was back in Mainz, where he took out a loan from his brother-in-law Arnold Gelthus, quite possibly for a printing press or related paraphernalia. By this date, Gutenberg may have been familiar with intaglio printing; it is claimed that he had worked on copper engravings with an artist known as the Master of Playing Cards.[19]
|
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Future pope Pius II in a letter to Cardinal Carvajal, March 1455[10]
|
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By 1450, the press was in operation, and a German poem had been printed, possibly the first item to be printed there.[20] Gutenberg was able to convince the wealthy moneylender Johann Fust for a loan of 800 guilders. Peter Schöffer, who became Fust's son-in-law, also joined the enterprise. Schöffer had worked as a scribe in Paris and is believed to have designed some of the first typefaces.
|
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Gutenberg's workshop was set up at Hof Humbrecht, a property belonging to a distant relative. It is not clear when Gutenberg conceived the Bible project, but for this he borrowed another 800 guilders from Fust, and work commenced in 1452. At the same time, the press was also printing other, more lucrative texts (possibly Latin grammars). There is also some speculation that there may have been two presses, one for the pedestrian texts, and one for the Bible. One of the profit-making enterprises of the new press was the printing of thousands of indulgences for the church, documented from 1454 to 1455.[21]
|
30 |
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|
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In 1455 Gutenberg completed his 42-line Bible, known as the Gutenberg Bible. About 180 copies were printed, most on paper and some on vellum.
|
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Some time in 1456, there was a dispute between Gutenberg and Fust, and Fust demanded his money back, accusing Gutenberg of misusing the funds. Gutenberg's two rounds of financing from Fust, a total of 1,600 guilders at 6% interest, now amounted to 2,026 guilders.[22] Fust sued at the archbishop's court. A November 1455 legal document records that there was a partnership for a "project of the books," the funds for which Gutenberg had used for other purposes, according to Fust. The court decided in favor of Fust, giving him control over the Bible printing workshop and half of all printed Bibles.
|
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+
Thus Gutenberg was effectively bankrupt, but it appears he retained (or restarted) a small printing shop, and participated in the printing of a Bible in the town of Bamberg around 1459, for which he seems at least to have supplied the type. But since his printed books never carry his name or a date, it is difficult to be certain, and there is consequently a considerable scholarly debate on this subject. It is also possible that the large Catholicon dictionary, 300 copies of 754 pages, printed in Mainz in 1460, was executed in his workshop.
|
36 |
+
|
37 |
+
Meanwhile, the Fust–Schöffer shop was the first in Europe to bring out a book with the printer's name and date, the Mainz Psalter of August 1457, and while proudly proclaiming the mechanical process by which it had been produced, it made no mention of Gutenberg.
|
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|
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In 1462, during the devastating Mainz Diocesan Feud, Mainz was sacked by archbishop Adolph von Nassau, and Gutenberg was exiled. An old man by now, he moved to Eltville where he may have initiated and supervised a new printing press belonging to the brothers Bechtermünze.[12]
|
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|
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In January 1465, Gutenberg's achievements were recognized and he was given the title Hofmann (gentleman of the court) by von Nassau. This honor included a stipend, an annual court outfit, as well as 2,180 litres of grain and 2,000 litres of wine tax-free.[23] It is believed he may have moved back to Mainz around this time, but this is not certain.
|
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Gutenberg died in 1468 and was buried in the Franciscan church at Mainz, his contributions largely unknown. This church and the cemetery were later destroyed, and Gutenberg's grave is now lost.[23]
|
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|
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In 1504, he was mentioned as the inventor of typography in a book by Professor Ivo Wittig. It was not until 1567 that the first portrait of Gutenberg, almost certainly an imaginary reconstruction, appeared in Heinrich Pantaleon's biography of famous Germans.[23]
|
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|
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Between 1450 and 1455, Gutenberg printed several texts, some of which remain unidentified; his texts did not bear the printer's name or date, so attribution is possible only from typographical evidence and external references. Certainly several church documents including a papal letter and two indulgences were printed, one of which was issued in Mainz. In view of the value of printing in quantity, seven editions in two styles were ordered, resulting in several thousand copies being printed.[24] Some printed editions of Ars Minor, a schoolbook on Latin grammar by Aelius Donatus may have been printed by Gutenberg; these have been dated either 1451–52 or 1455.
|
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In 1455, Gutenberg completed copies of a beautifully executed folio Bible (Biblia Sacra), with 42 lines on each page. Copies sold for 30 florins each,[25] which was roughly three years' wages for an average clerk. Nonetheless, it was significantly cheaper than a manuscript Bible that could take a single scribe over a year to prepare. After printing, some copies were rubricated or hand-illuminated in the same elegant way as manuscript Bibles from the same period.
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48 substantially complete copies are known to survive, including two at the British Library that can be viewed and compared online.[26] The text lacks modern features such as page numbers, indentations, and paragraph breaks.
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An undated 36-line edition of the Bible was printed, probably in Bamberg in 1458–60, possibly by Gutenberg. A large part of it was shown to have been set from a copy of Gutenberg's Bible, thus disproving earlier speculation that it was the earlier of the two.[27]
|
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+
Gutenberg's early printing process, and what texts he printed with movable type, are not known in great detail. His later Bibles were printed in such a way as to have required large quantities of type, some estimates suggesting as many as 100,000 individual sorts.[30] Setting each page would take, perhaps, half a day, and considering all the work in loading the press, inking the type, pulling the impressions, hanging up the sheets, distributing the type, etc., it is thought that the Gutenberg–Fust shop might have employed as many as 25 craftsmen.
|
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Gutenberg's technique of making movable type remains unclear. In the following decades, punches and copper matrices became standardized in the rapidly disseminating printing presses across Europe. Whether Gutenberg used this sophisticated technique or a somewhat primitive version has been the subject of considerable debate.
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In the standard process of making type, a hard metal punch (made by punchcutting, with the letter carved back to front) is hammered into a softer copper bar, creating a matrix. This is then placed into a hand-held mould and a piece of type, or "sort", is cast by filling the mould with molten type-metal; this cools almost at once, and the resulting piece of type can be removed from the mould. The matrix can be reused to create hundreds, or thousands, of identical sorts so that the same character appearing anywhere within the book will appear very uniform, giving rise, over time, to the development of distinct styles of typefaces or fonts. After casting, the sorts are arranged into type cases, and used to make up pages which are inked and printed, a procedure which can be repeated hundreds, or thousands, of times. The sorts can be reused in any combination, earning the process the name of "movable type". (For details, see Typography.)
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The invention of the making of types with punch, matrix and mold has been widely attributed to Gutenberg. However, recent evidence suggests that Gutenberg's process was somewhat different. If he used the punch and matrix approach, all his letters should have been nearly identical, with some variation due to miscasting and inking. However, the type used in Gutenberg's earliest work shows other variations.[citation needed]
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In 2001, the physicist Blaise Agüera y Arcas and Princeton librarian Paul Needham, used digital scans of a Papal bull in the Scheide Library, Princeton, to carefully compare the same letters (types) appearing in different parts of the printed text.[31][32] The irregularities in Gutenberg's type, particularly in simple characters such as the hyphen, suggested that the variations could not have come either from ink smear or from wear and damage on the pieces of metal on the types themselves. Although some identical types are clearly used on other pages, other variations, subjected to detailed image analysis, suggested that they could not have been produced from the same matrix. Transmitted light pictures of the page also appeared to reveal substructures in the type that could not arise from traditional punchcutting techniques. They hypothesized that the method involved impressing simple shapes to create alphabets in "cuneiform" style in a matrix made of some soft material, perhaps sand. Casting the type would destroy the mould, and the matrix would need to be recreated to make each additional sort. This could explain the variations in the type, as well as the substructures observed in the printed images.
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Thus, they speculated that "the decisive factor for the birth of typography", the use of reusable moulds for casting type, was a more progressive process than was previously thought.[33] They suggested that the additional step of using the punch to create a mould that could be reused many times was not taken until twenty years later, in the 1470s. Others have not accepted some or all of their suggestions, and have interpreted the evidence in other ways, and the truth of the matter remains uncertain.[34]
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A 1568 history by Hadrianus Junius of Holland claims that the basic idea of the movable type came to Gutenberg from Laurens Janszoon Coster via Fust, who was apprenticed to Coster in the 1430s and may have brought some of his equipment from Haarlem to Mainz. While Coster appears to have experimented with moulds and castable metal type, there is no evidence that he had actually printed anything with this technology. He was an inventor and a goldsmith. However, there is one indirect supporter of the claim that Coster might be the inventor. The author of the Cologne Chronicle of 1499 quotes Ulrich Zell, the first printer of Cologne, that printing was performed in Mainz in 1450, but that some type of printing of lower quality had previously occurred in the Netherlands. However, the chronicle does not mention the name of Coster,[27][35] while it actually credits Gutenberg as the "first inventor of printing" in the very same passage (fol. 312). The first securely dated book by Dutch printers is from 1471,[35] and the Coster connection is today regarded as a mere legend.[36]
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The 19th-century printer and typefounder Fournier Le Jeune suggested that Gutenberg was not using type cast with a reusable matrix, but wooden types that were carved individually. A similar suggestion was made by Nash in 2004.[37] This remains possible, albeit entirely unproven.
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It has also been questioned whether Gutenberg used movable types at all. In 2004, Italian professor Bruno Fabbiani claimed that examination of the 42-line Bible revealed an overlapping of letters, suggesting that Gutenberg did not in fact use movable type (individual cast characters) but rather used whole plates made from a system somewhat like a modern typewriter, whereby the letters were stamped successively into the plate and then printed. However, most specialists regard the occasional overlapping of type as caused by paper movement over pieces of type of slightly unequal height.
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American writer Mark Twain (1835−1910)[38]
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Although Gutenberg was financially unsuccessful in his lifetime, the printing technologies spread quickly, and news and books began to travel across Europe much faster than before. It fed the growing Renaissance, and since it greatly facilitated scientific publishing, it was a major catalyst for the later scientific revolution.
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The capital of printing in Europe shifted to Venice, where visionary printers like Aldus Manutius ensured widespread availability of the major Greek and Latin texts. The claims of an Italian origin for movable type have also focused on this rapid rise of Italy in movable-type printing. This may perhaps be explained by the prior eminence of Italy in the paper and printing trade. Additionally, Italy's economy was growing rapidly at the time, facilitating the spread of literacy. Christopher Columbus had a geography book (printed with movable type) bought by his father. That book is in a Spanish museum, the Biblioteca Colombina in Seville. Finally, the city of Mainz was sacked in 1462, driving many (including a number of printers and punch cutters) into exile.
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Printing was also a factor in the Reformation. Martin Luther's Ninety-five Theses were printed and circulated widely; subsequently he issued broadsheets outlining his anti-indulgences position (certificates of indulgences were one of the first items Gutenberg had printed). The broadsheet contributed to development of the newspaper.
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In the decades after Gutenberg, many conservative patrons looked down on cheap printed books; books produced by hand were considered more desirable.
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Today there is a large antique market for the earliest printed objects. Books printed prior to 1500 are known as incunabula.
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There are many statues of Gutenberg in Germany, including the famous one by Bertel Thorvaldsen (1837) at Gutenbergplatz in Mainz, home to the eponymous Johannes Gutenberg University of Mainz and the Gutenberg Museum on the history of early printing. The latter publishes the Gutenberg-Jahrbuch, the leading periodical in the field.
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Project Gutenberg, the oldest digital library,[39] commemorates Gutenberg's name. The Mainzer Johannisnacht commemorates the person Johannes Gutenberg in his native city since 1968.
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In 1952, the United States Postal Service issued a five hundredth anniversary stamp commemorating Johannes Gutenberg invention of the movable-type printing press.
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In 1961 the Canadian philosopher and scholar Marshall McLuhan entitled his pioneering study in the fields of print culture, cultural studies, and media ecology, The Gutenberg Galaxy: The Making of Typographic Man.
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Regarded as one of the most influential people in human history, Gutenberg remains a towering figure in the popular image. In 1999, the A&E Network ranked Gutenberg the No. 1 most influential person of the second millennium on their "Biographies of the Millennium" countdown. In 1997, Time–Life magazine picked Gutenberg's invention as the most important of the second millennium.[3]
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In space, he is commemorated in the name of the asteroid 777 Gutemberga.
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Two operas based on Gutenberg are G, Being the Confession and Last Testament of Johannes Gensfleisch, also known as Gutenberg, Master Printer, formerly of Strasbourg and Mainz, from 2001 with music by Gavin Bryars;[40] and La Nuit de Gutenberg, with music by Philippe Manoury, premiered in 2011 in Strasbourg.[41]
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In 2018, WordPress, the open-source CMS platform, named its new editing system Gutenberg in tribute to him.[42]
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Johannes Gensfleisch zur Laden zum Gutenberg (/ˈɡuːtənbɜːrɡ/;[1] c. 1400[2] – February 3, 1468) was a German goldsmith, inventor, printer, and publisher who introduced printing to Europe with the printing press. His introduction of mechanical movable type printing to Europe started the Printing Revolution and is regarded as a milestone of the second millennium, ushering in the modern period of human history.[3] It played a key role in the development of the Renaissance, Reformation, the Age of Enlightenment, and the scientific revolution and laid the material basis for the modern knowledge-based economy and the spread of learning to the masses.[4]
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Gutenberg in 1439 was the first European to use movable type. Among his many contributions to printing are: the invention of a process for mass-producing movable type; the use of oil-based ink for printing books;[5] adjustable molds;[6] mechanical movable type; and the use of a wooden printing press similar to the agricultural screw presses of the period.[7] His truly epochal invention was the combination of these elements into a practical system that allowed the mass production of printed books and was economically viable for printers and readers alike. Gutenberg's method for making type is traditionally considered to have included a type metal alloy and a hand mould for casting type. The alloy was a mixture of lead, tin, and antimony that melted at a relatively low temperature for faster and more economical casting, cast well, and created a durable type.
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In Renaissance Europe, the arrival of mechanical movable type printing introduced the era of mass communication which permanently altered the structure of society. The relatively unrestricted circulation of information—including revolutionary ideas—transcended borders, captured the masses in the Reformation and threatened the power of political and religious authorities; the sharp increase in literacy broke the monopoly of the literate elite on education and learning and bolstered the emerging middle class. Across Europe, the increasing cultural self-awareness of its people led to the rise of proto-nationalism, accelerated by the flowering of the European vernacular languages to the detriment of Latin's status as lingua franca. In the 19th century, the replacement of the hand-operated Gutenberg-style press by steam-powered rotary presses allowed printing on an industrial scale, while Western-style printing was adopted all over the world, becoming practically the sole medium for modern bulk printing.
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The use of movable type was a marked improvement on the handwritten manuscript, which was the existing method of book production in Europe, and upon woodblock printing, and revolutionized European book-making. Gutenberg's printing technology spread rapidly throughout Europe and later the world. His major work, the Gutenberg Bible (also known as the 42-line Bible), was the first printed version of the Bible and has been acclaimed for its high aesthetic and technical quality.
|
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Gutenberg was born in the German city of Mainz, Rhine-Main area, the youngest son of the patrician merchant Friele Gensfleisch zur Laden, and his second wife, Else Wyrich, who was the daughter of a shopkeeper. It is assumed that he was baptized in the area close to his birthplace of St. Christoph.[8] According to some accounts, Friele was a goldsmith for the bishop at Mainz, but most likely, he was involved in the cloth trade.[9] Gutenberg's year of birth is not precisely known, but it was sometime between the years of 1394 and 1404. In the 1890s the city of Mainz declared his official and symbolic date of birth to be June 24, 1400.[10]
|
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John Lienhard, technology historian, says "Most of Gutenberg's early life is a mystery. His father worked with the ecclesiastic mint. Gutenberg grew up knowing the trade of goldsmithing."[11] This is supported by historian Heinrich Wallau, who adds, "In the 14th and 15th centuries his [ancestors] claimed a hereditary position as ... retainers of the household of the master of the archiepiscopal mint. In this capacity they doubtless acquired considerable knowledge and technical skill in metal working. They supplied the mint with the metal to be coined, changed the various species of coins, and had a seat at the assizes in forgery cases."[12]
|
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Wallau adds, "His surname was derived from the house inhabited by his father and his paternal ancestors 'zu Laden, zu Gutenberg'. The house of Gänsfleisch was one of the patrician families of the town, tracing its lineage back to the thirteenth century."[12] Patricians (the wealthy and political elite) in Mainz were often named after houses they owned. Around 1427, the name zu Gutenberg, after the family house in Mainz, is documented to have been used for the first time.[9]
|
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In 1411, there was an uprising in Mainz against the patricians, and more than a hundred families were forced to leave. As a result, the Gutenbergs are thought to have moved to Eltville am Rhein (Alta Villa), where his mother had an inherited estate. According to historian Heinrich Wallau, "All that is known of his youth is that he was not in Mainz in 1430. It is presumed that he migrated for political reasons to Strasbourg, where the family probably had connections."[12] He is assumed to have studied at the University of Erfurt, where there is a record of the enrolment of a student called Johannes de Altavilla in 1418—Altavilla is the Latin form of Eltville am Rhein.[13][14]
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Nothing is now known of Gutenberg's life for the next fifteen years, but in March 1434, a letter by him indicates that he was living in Strasbourg, where he had some relatives on his mother's side. He also appears to have been a goldsmith member enrolled in the Strasbourg militia. In 1437, there is evidence that he was instructing a wealthy tradesman on polishing gems, but where he had acquired this knowledge is unknown. In 1436/37 his name also comes up in court in connection with a broken promise of marriage to a woman from Strasbourg, Ennelin.[15] Whether the marriage actually took place is not recorded. Following his father's death in 1419, he is mentioned in the inheritance proceedings.
|
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+
|
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+
Around 1439, Gutenberg was involved in a financial misadventure making polished metal mirrors (which were believed to capture holy light from religious relics) for sale to pilgrims to Aachen: in 1439 the city was planning to exhibit its collection of relics from Emperor Charlemagne but the event was delayed by one year due to a severe flood and the capital already spent could not be repaid. When the question of satisfying the investors came up, Gutenberg is said to have promised to share a "secret". It has been widely speculated that this secret may have been the idea of printing with movable type. Also around 1439–40, the Dutch Laurens Janszoon Coster came up with the idea of printing.[17] Legend has it that the idea came to him "like a ray of light".[18]
|
22 |
+
|
23 |
+
Until at least 1444 Gutenberg lived in Strasbourg, most likely in the St. Arbogast parish. It was in Strasbourg in 1440 that he is said to have perfected and unveiled the secret of printing based on his research, mysteriously entitled Aventur und Kunst (enterprise and art). It is not clear what work he was engaged in, or whether some early trials with printing from movable type may have been conducted there. After this, there is a gap of four years in the record. In 1448, he was back in Mainz, where he took out a loan from his brother-in-law Arnold Gelthus, quite possibly for a printing press or related paraphernalia. By this date, Gutenberg may have been familiar with intaglio printing; it is claimed that he had worked on copper engravings with an artist known as the Master of Playing Cards.[19]
|
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|
25 |
+
Future pope Pius II in a letter to Cardinal Carvajal, March 1455[10]
|
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27 |
+
By 1450, the press was in operation, and a German poem had been printed, possibly the first item to be printed there.[20] Gutenberg was able to convince the wealthy moneylender Johann Fust for a loan of 800 guilders. Peter Schöffer, who became Fust's son-in-law, also joined the enterprise. Schöffer had worked as a scribe in Paris and is believed to have designed some of the first typefaces.
|
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+
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Gutenberg's workshop was set up at Hof Humbrecht, a property belonging to a distant relative. It is not clear when Gutenberg conceived the Bible project, but for this he borrowed another 800 guilders from Fust, and work commenced in 1452. At the same time, the press was also printing other, more lucrative texts (possibly Latin grammars). There is also some speculation that there may have been two presses, one for the pedestrian texts, and one for the Bible. One of the profit-making enterprises of the new press was the printing of thousands of indulgences for the church, documented from 1454 to 1455.[21]
|
30 |
+
|
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In 1455 Gutenberg completed his 42-line Bible, known as the Gutenberg Bible. About 180 copies were printed, most on paper and some on vellum.
|
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+
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33 |
+
Some time in 1456, there was a dispute between Gutenberg and Fust, and Fust demanded his money back, accusing Gutenberg of misusing the funds. Gutenberg's two rounds of financing from Fust, a total of 1,600 guilders at 6% interest, now amounted to 2,026 guilders.[22] Fust sued at the archbishop's court. A November 1455 legal document records that there was a partnership for a "project of the books," the funds for which Gutenberg had used for other purposes, according to Fust. The court decided in favor of Fust, giving him control over the Bible printing workshop and half of all printed Bibles.
|
34 |
+
|
35 |
+
Thus Gutenberg was effectively bankrupt, but it appears he retained (or restarted) a small printing shop, and participated in the printing of a Bible in the town of Bamberg around 1459, for which he seems at least to have supplied the type. But since his printed books never carry his name or a date, it is difficult to be certain, and there is consequently a considerable scholarly debate on this subject. It is also possible that the large Catholicon dictionary, 300 copies of 754 pages, printed in Mainz in 1460, was executed in his workshop.
|
36 |
+
|
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+
Meanwhile, the Fust–Schöffer shop was the first in Europe to bring out a book with the printer's name and date, the Mainz Psalter of August 1457, and while proudly proclaiming the mechanical process by which it had been produced, it made no mention of Gutenberg.
|
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In 1462, during the devastating Mainz Diocesan Feud, Mainz was sacked by archbishop Adolph von Nassau, and Gutenberg was exiled. An old man by now, he moved to Eltville where he may have initiated and supervised a new printing press belonging to the brothers Bechtermünze.[12]
|
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|
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In January 1465, Gutenberg's achievements were recognized and he was given the title Hofmann (gentleman of the court) by von Nassau. This honor included a stipend, an annual court outfit, as well as 2,180 litres of grain and 2,000 litres of wine tax-free.[23] It is believed he may have moved back to Mainz around this time, but this is not certain.
|
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Gutenberg died in 1468 and was buried in the Franciscan church at Mainz, his contributions largely unknown. This church and the cemetery were later destroyed, and Gutenberg's grave is now lost.[23]
|
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|
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+
In 1504, he was mentioned as the inventor of typography in a book by Professor Ivo Wittig. It was not until 1567 that the first portrait of Gutenberg, almost certainly an imaginary reconstruction, appeared in Heinrich Pantaleon's biography of famous Germans.[23]
|
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Between 1450 and 1455, Gutenberg printed several texts, some of which remain unidentified; his texts did not bear the printer's name or date, so attribution is possible only from typographical evidence and external references. Certainly several church documents including a papal letter and two indulgences were printed, one of which was issued in Mainz. In view of the value of printing in quantity, seven editions in two styles were ordered, resulting in several thousand copies being printed.[24] Some printed editions of Ars Minor, a schoolbook on Latin grammar by Aelius Donatus may have been printed by Gutenberg; these have been dated either 1451–52 or 1455.
|
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In 1455, Gutenberg completed copies of a beautifully executed folio Bible (Biblia Sacra), with 42 lines on each page. Copies sold for 30 florins each,[25] which was roughly three years' wages for an average clerk. Nonetheless, it was significantly cheaper than a manuscript Bible that could take a single scribe over a year to prepare. After printing, some copies were rubricated or hand-illuminated in the same elegant way as manuscript Bibles from the same period.
|
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48 substantially complete copies are known to survive, including two at the British Library that can be viewed and compared online.[26] The text lacks modern features such as page numbers, indentations, and paragraph breaks.
|
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+
An undated 36-line edition of the Bible was printed, probably in Bamberg in 1458–60, possibly by Gutenberg. A large part of it was shown to have been set from a copy of Gutenberg's Bible, thus disproving earlier speculation that it was the earlier of the two.[27]
|
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Gutenberg's early printing process, and what texts he printed with movable type, are not known in great detail. His later Bibles were printed in such a way as to have required large quantities of type, some estimates suggesting as many as 100,000 individual sorts.[30] Setting each page would take, perhaps, half a day, and considering all the work in loading the press, inking the type, pulling the impressions, hanging up the sheets, distributing the type, etc., it is thought that the Gutenberg–Fust shop might have employed as many as 25 craftsmen.
|
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Gutenberg's technique of making movable type remains unclear. In the following decades, punches and copper matrices became standardized in the rapidly disseminating printing presses across Europe. Whether Gutenberg used this sophisticated technique or a somewhat primitive version has been the subject of considerable debate.
|
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In the standard process of making type, a hard metal punch (made by punchcutting, with the letter carved back to front) is hammered into a softer copper bar, creating a matrix. This is then placed into a hand-held mould and a piece of type, or "sort", is cast by filling the mould with molten type-metal; this cools almost at once, and the resulting piece of type can be removed from the mould. The matrix can be reused to create hundreds, or thousands, of identical sorts so that the same character appearing anywhere within the book will appear very uniform, giving rise, over time, to the development of distinct styles of typefaces or fonts. After casting, the sorts are arranged into type cases, and used to make up pages which are inked and printed, a procedure which can be repeated hundreds, or thousands, of times. The sorts can be reused in any combination, earning the process the name of "movable type". (For details, see Typography.)
|
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The invention of the making of types with punch, matrix and mold has been widely attributed to Gutenberg. However, recent evidence suggests that Gutenberg's process was somewhat different. If he used the punch and matrix approach, all his letters should have been nearly identical, with some variation due to miscasting and inking. However, the type used in Gutenberg's earliest work shows other variations.[citation needed]
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In 2001, the physicist Blaise Agüera y Arcas and Princeton librarian Paul Needham, used digital scans of a Papal bull in the Scheide Library, Princeton, to carefully compare the same letters (types) appearing in different parts of the printed text.[31][32] The irregularities in Gutenberg's type, particularly in simple characters such as the hyphen, suggested that the variations could not have come either from ink smear or from wear and damage on the pieces of metal on the types themselves. Although some identical types are clearly used on other pages, other variations, subjected to detailed image analysis, suggested that they could not have been produced from the same matrix. Transmitted light pictures of the page also appeared to reveal substructures in the type that could not arise from traditional punchcutting techniques. They hypothesized that the method involved impressing simple shapes to create alphabets in "cuneiform" style in a matrix made of some soft material, perhaps sand. Casting the type would destroy the mould, and the matrix would need to be recreated to make each additional sort. This could explain the variations in the type, as well as the substructures observed in the printed images.
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Thus, they speculated that "the decisive factor for the birth of typography", the use of reusable moulds for casting type, was a more progressive process than was previously thought.[33] They suggested that the additional step of using the punch to create a mould that could be reused many times was not taken until twenty years later, in the 1470s. Others have not accepted some or all of their suggestions, and have interpreted the evidence in other ways, and the truth of the matter remains uncertain.[34]
|
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A 1568 history by Hadrianus Junius of Holland claims that the basic idea of the movable type came to Gutenberg from Laurens Janszoon Coster via Fust, who was apprenticed to Coster in the 1430s and may have brought some of his equipment from Haarlem to Mainz. While Coster appears to have experimented with moulds and castable metal type, there is no evidence that he had actually printed anything with this technology. He was an inventor and a goldsmith. However, there is one indirect supporter of the claim that Coster might be the inventor. The author of the Cologne Chronicle of 1499 quotes Ulrich Zell, the first printer of Cologne, that printing was performed in Mainz in 1450, but that some type of printing of lower quality had previously occurred in the Netherlands. However, the chronicle does not mention the name of Coster,[27][35] while it actually credits Gutenberg as the "first inventor of printing" in the very same passage (fol. 312). The first securely dated book by Dutch printers is from 1471,[35] and the Coster connection is today regarded as a mere legend.[36]
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The 19th-century printer and typefounder Fournier Le Jeune suggested that Gutenberg was not using type cast with a reusable matrix, but wooden types that were carved individually. A similar suggestion was made by Nash in 2004.[37] This remains possible, albeit entirely unproven.
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It has also been questioned whether Gutenberg used movable types at all. In 2004, Italian professor Bruno Fabbiani claimed that examination of the 42-line Bible revealed an overlapping of letters, suggesting that Gutenberg did not in fact use movable type (individual cast characters) but rather used whole plates made from a system somewhat like a modern typewriter, whereby the letters were stamped successively into the plate and then printed. However, most specialists regard the occasional overlapping of type as caused by paper movement over pieces of type of slightly unequal height.
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American writer Mark Twain (1835−1910)[38]
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Although Gutenberg was financially unsuccessful in his lifetime, the printing technologies spread quickly, and news and books began to travel across Europe much faster than before. It fed the growing Renaissance, and since it greatly facilitated scientific publishing, it was a major catalyst for the later scientific revolution.
|
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The capital of printing in Europe shifted to Venice, where visionary printers like Aldus Manutius ensured widespread availability of the major Greek and Latin texts. The claims of an Italian origin for movable type have also focused on this rapid rise of Italy in movable-type printing. This may perhaps be explained by the prior eminence of Italy in the paper and printing trade. Additionally, Italy's economy was growing rapidly at the time, facilitating the spread of literacy. Christopher Columbus had a geography book (printed with movable type) bought by his father. That book is in a Spanish museum, the Biblioteca Colombina in Seville. Finally, the city of Mainz was sacked in 1462, driving many (including a number of printers and punch cutters) into exile.
|
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|
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Printing was also a factor in the Reformation. Martin Luther's Ninety-five Theses were printed and circulated widely; subsequently he issued broadsheets outlining his anti-indulgences position (certificates of indulgences were one of the first items Gutenberg had printed). The broadsheet contributed to development of the newspaper.
|
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In the decades after Gutenberg, many conservative patrons looked down on cheap printed books; books produced by hand were considered more desirable.
|
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|
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Today there is a large antique market for the earliest printed objects. Books printed prior to 1500 are known as incunabula.
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There are many statues of Gutenberg in Germany, including the famous one by Bertel Thorvaldsen (1837) at Gutenbergplatz in Mainz, home to the eponymous Johannes Gutenberg University of Mainz and the Gutenberg Museum on the history of early printing. The latter publishes the Gutenberg-Jahrbuch, the leading periodical in the field.
|
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Project Gutenberg, the oldest digital library,[39] commemorates Gutenberg's name. The Mainzer Johannisnacht commemorates the person Johannes Gutenberg in his native city since 1968.
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In 1952, the United States Postal Service issued a five hundredth anniversary stamp commemorating Johannes Gutenberg invention of the movable-type printing press.
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In 1961 the Canadian philosopher and scholar Marshall McLuhan entitled his pioneering study in the fields of print culture, cultural studies, and media ecology, The Gutenberg Galaxy: The Making of Typographic Man.
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Regarded as one of the most influential people in human history, Gutenberg remains a towering figure in the popular image. In 1999, the A&E Network ranked Gutenberg the No. 1 most influential person of the second millennium on their "Biographies of the Millennium" countdown. In 1997, Time–Life magazine picked Gutenberg's invention as the most important of the second millennium.[3]
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In space, he is commemorated in the name of the asteroid 777 Gutemberga.
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Two operas based on Gutenberg are G, Being the Confession and Last Testament of Johannes Gensfleisch, also known as Gutenberg, Master Printer, formerly of Strasbourg and Mainz, from 2001 with music by Gavin Bryars;[40] and La Nuit de Gutenberg, with music by Philippe Manoury, premiered in 2011 in Strasbourg.[41]
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In 2018, WordPress, the open-source CMS platform, named its new editing system Gutenberg in tribute to him.[42]
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1 |
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Johann Sebastian Bach[a] (31 March [O.S. 21 March] 1685 – 28 July 1750) was a German composer and musician of the Baroque period. He is known for instrumental compositions such as the Brandenburg Concertos and the Goldberg Variations, and for vocal music such as the St Matthew Passion and the Mass in B minor. Since the 19th-century Bach Revival he has been generally regarded as one of the greatest composers of all time.[3][4]
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The Bach family already counted several composers when Johann Sebastian was born as the last child of a city musician in Eisenach. After being orphaned at age 10, he lived for five years with his eldest brother Johann Christoph, after which he continued his musical formation in Lüneburg. From 1703 he was back in Thuringia, working as a musician for Protestant churches in Arnstadt and Mühlhausen and, for longer stretches of time, at courts in Weimar, where he expanded his organ repertory, and Köthen, where he was mostly engaged with chamber music. From 1723 he was employed as Thomaskantor (cantor at St. Thomas) in Leipzig. He composed music for the principal Lutheran churches of the city, and for its university's student ensemble Collegium Musicum. From 1726 he published some of his keyboard and organ music. In Leipzig, as had happened during some of his earlier positions, he had difficult relations with his employer, a situation that was little remedied when he was granted the title of court composer by his sovereign, Augustus, Elector of Saxony and King of Poland, in 1736. In the last decades of his life he reworked and extended many of his earlier compositions. He died of complications after eye surgery in 1750 at the age of 65.
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Bach enriched established German styles through his mastery of counterpoint, harmonic and motivic organisation, and his adaptation of rhythms, forms, and textures from abroad, particularly from Italy and France. Bach's compositions include hundreds of cantatas, both sacred and secular. He composed Latin church music, Passions, oratorios, and motets. He often adopted Lutheran hymns, not only in his larger vocal works, but for instance also in his four-part chorales and his sacred songs. He wrote extensively for organ and for other keyboard instruments. He composed concertos, for instance for violin and for harpsichord, and suites, as chamber music as well as for orchestra. Many of his works employ the genres of canon and fugue.
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Throughout the 18th century Bach was primarily valued as an organist, while his keyboard music, such as The Well-Tempered Clavier, was appreciated for its didactic qualities. The 19th century saw the publication of some major Bach biographies, and by the end of that century all of his known music had been printed. Dissemination of scholarship on the composer continued through periodicals (and later also websites) exclusively devoted to him, and other publications such as the Bach-Werke-Verzeichnis (BWV, a numbered catalogue of his works) and new critical editions of his compositions. His music was further popularised through a multitude of arrangements, including, for instance, the Air on the G String, and of recordings, such as three different box sets with complete performances of the composer's oeuvre marking the 250th anniversary of his death.
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Bach was born in 1685 in Eisenach, in the duchy of Saxe-Eisenach, into an extensive musical family. His father, Johann Ambrosius Bach, was the director of the town musicians, and all of his uncles were professional musicians. His father probably taught him to play the violin and harpsichord, and his brother Johann Christoph Bach taught him the clavichord and exposed him to much of the contemporary music.[5] Apparently on his own initiative, Bach attended St. Michael's School in Lüneburg for two years. After graduating, he held several musical posts across Germany, including Kapellmeister (director of music) to Leopold, Prince of Anhalt-Köthen, and Thomaskantor in Leipzig, a position of music director at the main Lutheran churches and educator at the Thomasschule. He received the title of "Royal Court Composer" from Augustus III in 1736.[6][7] Bach's health and vision declined in 1749, and he died on 28 July 1750.
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Johann Sebastian Bach was born in Eisenach, the capital of the duchy of Saxe-Eisenach, in present-day Germany, on 21 March 1685 O.S. (31 March 1685 N.S.). He was the son of Johann Ambrosius Bach, the director of the town musicians, and Maria Elisabeth Lämmerhirt.[10] He was the eighth and youngest child of Johann Ambrosius,[11] who likely taught him violin and basic music theory.[12] His uncles were all professional musicians, whose posts included church organists, court chamber musicians, and composers. One uncle, Johann Christoph Bach (1645–1693), introduced him to the organ, and an older second cousin, Johann Ludwig Bach (1677–1731), was a well-known composer and violinist.[13]
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+
Bach's mother died in 1694, and his father died eight months later.[7] The 10-year-old Bach moved in with his eldest brother, Johann Christoph Bach (1671–1721), the organist at St. Michael's Church in Ohrdruf, Saxe-Gotha-Altenburg.[14] There he studied, performed, and copied music, including his own brother's, despite being forbidden to do so because scores were so valuable and private, and blank ledger paper of that type was costly.[15][16] He received valuable teaching from his brother, who instructed him on the clavichord. J. C. Bach exposed him to the works of great composers of the day, including South German composers such as Johann Pachelbel (under whom Johann Christoph had studied) and Johann Jakob Froberger; North German composers;[5] Frenchmen, such as Jean-Baptiste Lully, Louis Marchand, and Marin Marais; and the Italian clavierist Girolamo Frescobaldi. Also during this time, he was taught theology, Latin, Greek, French, and Italian at the local gymnasium.[17]
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+
By 3 April 1700, Bach and his schoolfriend Georg Erdmann—who was two years Bach's elder—were enrolled in the prestigious St. Michael's School in Lüneburg, some two weeks' travel north of Ohrdruf.[18][19] Their journey was probably undertaken mostly on foot.[17][19] His two years there were critical in exposing Bach to a wider range of European culture. In addition to singing in the choir, he played the school's three-manual organ and harpsichords.[17] He came into contact with sons of aristocrats from northern Germany who were sent to the highly selective school to prepare for careers in other disciplines.
|
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+
While in Lüneburg, Bach had access to St. John's Church and possibly used the church's famous organ from 1553, since it was played by his organ teacher Georg Böhm.[20] Because of his musical talent, Bach had significant contact with Böhm while a student in Lüneburg, and he also took trips to nearby Hamburg where he observed "the great North German organist Johann Adam Reincken".[20][21] Stauffer reports the discovery in 2005 of the organ tablatures that Bach wrote, while still in his teens, of works by Reincken and Dieterich Buxtehude, showing "a disciplined, methodical, well-trained teenager deeply committed to learning his craft".[20]
|
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In January 1703, shortly after graduating from St. Michael's and being turned down for the post of organist at Sangerhausen,[23] Bach was appointed court musician in the chapel of Duke Johann Ernst III in Weimar.[24] His role there is unclear, but it probably included menial, non-musical duties. During his seven-month tenure at Weimar, his reputation as a keyboardist spread so much that he was invited to inspect the new organ and give the inaugural recital at the New Church (now Bach Church) in Arnstadt, located about 30 kilometres (19 mi) southwest of Weimar.[25] In August 1703, he became the organist at the New Church,[26] with light duties, a relatively generous salary, and a new organ tuned in a temperament that allowed music written in a wider range of keys to be played.[citation needed]
|
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+
Despite strong family connections and a musically enthusiastic employer, tension built up between Bach and the authorities after several years in the post. Bach was dissatisfied with the standard of singers in the choir. He called one of them a "Zippel Fagottist" (weenie bassoon player). Late one evening this student, named Geyersbach, went after Bach with a stick. Bach filed a complaint against Geyersbach with the authorities. They acquitted Geyersbach with a minor reprimand and ordered Bach to be more moderate regarding the musical qualities he expected from his students. Some months later Bach upset his employer by a prolonged absence from Arnstadt: after obtaining leave for four weeks, he was absent for around four months in 1705–1706 to visit the organist and composer Dieterich Buxtehude in the northern city of Lübeck. The visit to Buxtehude involved a 450-kilometre (280 mi) journey each way, reportedly on foot.[27][28]
|
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+
In 1706, Bach applied for a post as organist at the Blasius Church in Mühlhausen.[29][30] As part of his application, he had a cantata performed on Easter, 24 April 1707, likely an early version of his Christ lag in Todes Banden.[31] A month later Bach's application was accepted and he took up the post in July.[29] The position included significantly higher remuneration, improved conditions, and a better choir. Four months after arriving at Mühlhausen, Bach married Maria Barbara Bach, his second cousin. Bach was able to convince the church and town government at Mühlhausen to fund an expensive renovation of the organ at the Blasius Church. In 1708 Bach wrote Gott ist mein König, a festive cantata for the inauguration of the new council, which was published at the council's expense.[17]
|
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+
Bach left Mühlhausen in 1708, returning to Weimar this time as organist and from 1714 Konzertmeister (director of music) at the ducal court, where he had an opportunity to work with a large, well-funded contingent of professional musicians.[17] Bach and his wife moved into a house close to the ducal palace.[32] Later the same year, their first child, Catharina Dorothea, was born, and Maria Barbara's elder, unmarried sister joined them. She remained to help run the household until her death in 1729. Three sons were also born in Weimar: Wilhelm Friedemann, Carl Philipp Emanuel, and Johann Gottfried Bernhard. Johann Sebastian and Maria Barbara had three more children, who however did not live to their first birthday, including twins born in 1713.[33]
|
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Bach's time in Weimar was the start of a sustained period of composing keyboard and orchestral works. He attained the proficiency and confidence to extend the prevailing structures and include influences from abroad. He learned to write dramatic openings and employ the dynamic rhythms and harmonic schemes found in the music of Italians such as Vivaldi, Corelli, and Torelli. Bach absorbed these stylistic aspects in part by transcribing Vivaldi's string and wind concertos for harpsichord and organ; many of these transcribed works are still regularly performed. Bach was particularly attracted to the Italian style, in which one or more solo instruments alternate section-by-section with the full orchestra throughout a movement.[34]
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In Weimar, Bach continued to play and compose for the organ and perform concert music with the duke's ensemble.[17] He also began to write the preludes and fugues which were later assembled into his monumental work The Well-Tempered Clavier ("clavier" meaning clavichord or harpsichord),[35] consisting of two books,[36] each containing 24 preludes and fugues in every major and minor key. Bach also started work on the Little Organ Book in Weimar, containing traditional Lutheran chorale tunes set in complex textures. In 1713, Bach was offered a post in Halle when he advised the authorities during a renovation by Christoph Cuntzius of the main organ in the west gallery of the Market Church of Our Dear Lady.[37][38]
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In the spring of 1714, Bach was promoted to Konzertmeister, an honour that entailed performing a church cantata monthly in the castle church.[39] The first three cantatas in the new series Bach composed in Weimar were Himmelskönig, sei willkommen, BWV 182, for Palm Sunday, which coincided with the Annunciation that year; Weinen, Klagen, Sorgen, Zagen, BWV 12, for Jubilate Sunday; and Erschallet, ihr Lieder, erklinget, ihr Saiten! BWV 172 for Pentecost.[40] Bach's first Christmas cantata, Christen, ätzet diesen Tag, BWV 63, was premiered in 1714 or 1715.[41][42]
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In 1717, Bach eventually fell out of favour in Weimar and, according to a translation of the court secretary's report, was jailed for almost a month before being unfavourably dismissed: "On November 6, [1717], the quondam concertmaster and organist Bach was confined to the County Judge's place of detention for too stubbornly forcing the issue of his dismissal and finally on December 2 was freed from arrest with notice of his unfavourable discharge."[43]
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Leopold, Prince of Anhalt-Köthen, hired Bach to serve as his Kapellmeister (director of music) in 1717. Prince Leopold, himself a musician, appreciated Bach's talents, paid him well and gave him considerable latitude in composing and performing. The prince was a Calvinist and did not use elaborate music in his worship; accordingly, most of Bach's work from this period was secular,[44] including the orchestral suites, cello suites, sonatas and partitas for solo violin, and Brandenburg Concertos.[45] Bach also composed secular cantatas for the court, such as Die Zeit, die Tag und Jahre macht, BWV 134a. A significant influence upon Bach's musical development during his years with the prince is recorded by Stauffer as Bach's "complete embrace of dance music, perhaps the most important influence on his mature style other than his adoption of Vivaldi's music in Weimar."[20]
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Despite being born in the same year and only about 130 kilometres (80 mi) apart, Bach and Handel never met. In 1719, Bach made the 35-kilometre (22 mi) journey from Köthen to Halle with the intention of meeting Handel; however, Handel had left the town.[46] In 1730, Bach's oldest son, Wilhelm Friedemann, travelled to Halle to invite Handel to visit the Bach family in Leipzig, but the visit did not take place.[47]
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On 7 July 1720, while Bach was away in Carlsbad with Prince Leopold, Bach's wife suddenly died.[48] The following year, he met Anna Magdalena Wilcke, a young, highly gifted soprano 16 years his junior, who performed at the court in Köthen; they married on 3 December 1721.[49] Together they had 13 more children, 6 of whom survived into adulthood: Gottfried Heinrich; Elisabeth Juliane Friederica (1726–1781); Johann Christoph Friedrich and Johann Christian, who both, especially Johann Christian, became significant musicians; Johanna Carolina (1737–1781); and Regina Susanna (1742–1809).[50]
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In 1723, Bach was appointed Thomaskantor, Cantor of the Thomasschule at the Thomaskirche (St. Thomas Church) in Leipzig, which provided music for four churches in the city: the Thomaskirche and Nikolaikirche (St. Nicholas Church) and to a lesser extent the Neue Kirche (New Church) and Peterskirche (St. Peter's Church).[52] This was "the leading cantorate in Protestant Germany",[53] located in the mercantile city in the Electorate of Saxony, which he held for 27 years until his death. During that time he gained further prestige through honorary appointments at the courts of Köthen and Weissenfels, as well as that of the Elector Frederick Augustus (who was also King of Poland) in Dresden.[53] Bach frequently disagreed with his employer, Leipzig's city council, which he regarded as "penny-pinching".[54]
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Johann Kuhnau had been Thomaskantor in Leipzig from 1701 until his death on 5 June 1722. Bach had visited Leipzig during Kuhnau's tenure: in 1714 he attended the service at the St. Thomas Church on the first Sunday of Advent,[55] and in 1717 he had tested the organ of the Paulinerkirche.[56] In 1716 Bach and Kuhnau had met on the occasion of the testing and inauguration of an organ in Halle.[38]
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After being offered the position, Bach was invited to Leipzig only after Georg Philipp Telemann indicated that he would not be interested in relocating to Leipzig.[57] Telemann went to Hamburg, where he "had his own struggles with the city's senate".[58]
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Bach was required to instruct the students of the Thomasschule in singing and provide church music for the main churches in Leipzig. He was also assigned to teach Latin but was allowed to employ four "prefects" (deputies) to do this instead. The prefects also aided with musical instruction.[59] A cantata was required for the church services on Sundays and additional church holidays during the liturgical year.
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Bach usually led performances of his cantatas, most of which were composed within three years of his relocation to Leipzig. The first was Die Elenden sollen essen, BWV 75, performed in the Nikolaikirche on 30 May 1723, the first Sunday after Trinity. Bach collected his cantatas in annual cycles. Five are mentioned in obituaries, three are extant.[40] Of the more than 300 cantatas which Bach composed in Leipzig, over 100 have been lost to posterity.[60] Most of these works expound on the Gospel readings prescribed for every Sunday and feast day in the Lutheran year. Bach started a second annual cycle the first Sunday after Trinity of 1724 and composed only chorale cantatas, each based on a single church hymn. These include O Ewigkeit, du Donnerwort, BWV 20, Wachet auf, ruft uns die Stimme, BWV 140, Nun komm, der Heiden Heiland, BWV 62, and Wie schön leuchtet der Morgenstern, BWV 1.
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Bach drew the soprano and alto choristers from the school and the tenors and basses from the school and elsewhere in Leipzig. Performing at weddings and funerals provided extra income for these groups; it was probably for this purpose, and for in-school training, that he wrote at least six motets.[61] As part of his regular church work, he performed other composers' motets, which served as formal models for his own.[62]
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Bach's predecessor as cantor, Johann Kuhnau, had also been music director for the Paulinerkirche, the church of Leipzig University. But when Bach was installed as cantor in 1723, he was put in charge only of music for festal (church holiday) services at the Paulinerkirche; his petition to also provide music for regular Sunday services there (for a corresponding salary increase) went all the way to the Elector but was denied. After this, in 1725, Bach "lost interest" in working even for festal services at the Paulinerkirche and appeared there only on "special occasions".[63] The Paulinerkirche had a much better and newer (1716) organ than did the Thomaskirche or the Nikolaikirche.[64] Bach was not required to play any organ in his official duties, but it is believed he liked to play on the Paulinerkirche organ "for his own pleasure".[65]
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Bach broadened his composing and performing beyond the liturgy by taking over, in March 1729, the directorship of the Collegium Musicum, a secular performance ensemble started by Telemann. This was one of the dozens of private societies in the major German-speaking cities that were established by musically active university students; these societies had become increasingly important in public musical life and were typically led by the most prominent professionals in a city. In the words of Christoph Wolff, assuming the directorship was a shrewd move that "consolidated Bach's firm grip on Leipzig's principal musical institutions".[66] Year round, Leipzig's Collegium Musicum performed regularly in venues such as the Café Zimmermann, a coffeehouse on Catherine Street off the main market square. Many of Bach's works during the 1730s and 1740s were written for and performed by the Collegium Musicum; among these were parts of his Clavier-Übung (Keyboard Practice) and many of his violin and keyboard concertos.[17]
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In 1733, Bach composed a Kyrie–Gloria Mass in B minor which he later incorporated in his Mass in B minor. He presented the manuscript to the Elector in an eventually successful bid to persuade the prince to give him the title of Court Composer.[6] He later extended this work into a full mass by adding a Credo, Sanctus, and Agnus Dei, the music for which was partly based on his own cantatas and partly original. Bach's appointment as Court Composer was an element of his long-term struggle to achieve greater bargaining power with the Leipzig council. Between 1737 and 1739, Bach's former pupil Carl Gotthelf Gerlach held the directorship of the Collegium Musicum.
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In 1735 Bach started to prepare his first publication of organ music, which was printed as the third Clavier-Übung in 1739.[67] From around that year he started to compile and compose the set of preludes and fugues for harpsichord that would become his second book of The Well-Tempered Clavier.[68]
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From 1740 to 1748 Bach copied, transcribed, expanded or programmed music in an older polyphonic style (stile antico) by, among others, Palestrina (BNB I/P/2),[69] Kerll (BWV 241),[70] Torri (BWV Anh. 30),[71] Bassani (BWV 1081),[72] Gasparini (Missa Canonica)[73] and Caldara (BWV 1082).[74] Bach's own style shifted in the last decade of his life, showing an increased integration of polyphonic structures and canons and other elements of the stile antico.[75] His fourth and last Clavier-Übung volume, the Goldberg Variations, for two-manual harpsichord, contained nine canons and was published in 1741.[76] Throughout this period, Bach also continued to adopt music of contemporaries such as Handel (BNB I/K/2)[77] and Stölzel (BWV 200),[78] and gave many of his own earlier compositions, such as the St Matthew and St John Passions and the Great Eighteen Chorale Preludes,[79] their final revisions. He also programmed and adapted music by composers of a younger generation, including Pergolesi (BWV 1083)[80] and his own students such as Goldberg (BNB I/G/2).[81]
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In 1746 Bach was preparing to enter Lorenz Christoph Mizler's Society of Musical Sciences [de].[82] In order to be admitted Bach had to submit a composition, for which he chose his Canonic Variations on "Vom Himmel hoch da komm' ich her", and a portrait, which was painted by Elias Gottlob Haussmann and featured Bach's Canon triplex á 6 Voc.[83] In May 1747, Bach visited the court of King Frederick II of Prussia in Potsdam. The king played a theme for Bach and challenged him to improvise a fugue based on his theme. Bach obliged, playing a three-part fugue on one of Frederick's fortepianos, which was a new type of instrument at the time. Upon his return to Leipzig he composed a set of fugues and canons, and a trio sonata, based on the Thema Regium (theme of the king). Within a few weeks this music was published as The Musical Offering and dedicated to Frederick. The Schübler Chorales, a set of six chorale preludes transcribed from cantata movements Bach had composed some two decades earlier, were published within a year.[84][85] Around the same time, the set of five canonic variations which Bach had submitted when entering Mizler's society in 1747 were also printed.[86]
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Two large-scale compositions occupied a central place in Bach's last years. From around 1742 he wrote and revised the various canons and fugues of The Art of Fugue, which he continued to prepare for publication until shortly before his death.[87][88] After extracting a cantata, BWV 191, from his 1733 Kyrie-Gloria Mass for the Dresden court in the mid 1740s, Bach expanded that setting into his Mass in B minor in the last years of his life. Stauffer describes it as "Bach's most universal church work. Consisting mainly of recycled movements from cantatas written over a thirty-five-year period, it allowed Bach to survey his vocal pieces one last time and pick select movements for further revision and refinement."[20] Although the complete mass was never performed during the composer's lifetime, it is considered to be among the greatest choral works in history.[89]
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In January 1749, Bach's daughter Elisabeth Juliane Friederica married his pupil Johann Christoph Altnickol. Bach's health was, however, declining. On 2 June, Heinrich von Brühl wrote to one of the Leipzig burgomasters to request that his music director, Johann Gottlob Harrer, fill the Thomaskantor and Director musices posts "upon the eventual ... decease of Mr. Bach".[90] Becoming blind, Bach underwent eye surgery, in March 1750 and again in April, by the British eye surgeon John Taylor, a man widely understood today as a charlatan and believed to have blinded hundreds of people.[91] Bach died on 28 July 1750 from complications due to the unsuccessful treatment.[92][93][94] An inventory drawn up a few months after Bach's death shows that his estate included five harpsichords, two lute-harpsichords, three violins, three violas, two cellos, a viola da gamba, a lute and a spinet, along with 52 "sacred books", including works by Martin Luther and Josephus.[95] The composer's son Carl Philipp Emanuel saw to it that The Art of Fugue, although still unfinished, was published in 1751.[96] Together with one of the composer's former students, Johann Friedrich Agricola, the son also wrote the obituary ("Nekrolog"), which was published in Mizler's Musikalische Bibliothek [de], the organ of the Society of Musical Sciences, in 1754.[97]
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From an early age, Bach studied the works of his musical contemporaries of the Baroque period and those of prior generations, and those influences were reflected in his music.[98] Like his contemporaries Handel, Telemann and Vivaldi, Bach composed concertos, suites, recitatives, da capo arias, and four-part choral music and employed basso continuo. Bach's music was harmonically more innovative than his peer composers, employing surprisingly dissonant chords and progressions, often with extensive exploration of harmonic possibilities within one piece.[99]
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The hundreds of sacred works Bach created are usually seen as manifesting not just his craft but also a truly devout relationship with God.[100][101] He had taught Luther's Small Catechism as the Thomaskantor in Leipzig, and some of his pieces represent it.[102] The Lutheran chorale was the basis of much of his work. In elaborating these hymns into his chorale preludes, he wrote more cogent and tightly integrated works than most, even when they were massive and lengthy.[citation needed] The large-scale structure of every major Bach sacred vocal work is evidence of subtle, elaborate planning to create a religiously and musically powerful expression. For example, the St Matthew Passion, like other works of its kind, illustrated the Passion with Bible text reflected in recitatives, arias, choruses, and chorales, but in crafting this work, Bach created an overall experience that has been found over the intervening centuries to be both musically thrilling and spiritually profound.[103]
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Bach published or carefully compiled in manuscript many collections of pieces that explored the range of artistic and technical possibilities inherent in almost every genre of his time except opera. For example, The Well-Tempered Clavier comprises two books, each of which presents a prelude and fugue in every major and minor key, displaying a dizzying variety of structural, contrapuntal and fugal techniques.[104]
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Four-part harmonies predate Bach, but he lived during a time when modal music in Western tradition was largely supplanted in favour of the tonal system. In this system a piece of music progresses from one chord to the next according to certain rules, each chord being characterised by four notes. The principles of four-part harmony are found not only in Bach's four-part choral music: he also prescribes it for instance for the figured bass accompaniment.[105] The new system was at the core of Bach's style, and his compositions are to a large extent considered as laying down the rules for the evolving scheme that would dominate musical expression in the next centuries. Some examples of this characteristic of Bach's style and its influence:
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Bach's insistence on the tonal system and contribution to shaping it did not imply he was less at ease with the older modal system and the genres associated with it: more than his contemporaries (who had "moved on" to the tonal system without much exception), Bach often returned to the then-antiquated modi and genres. His Chromatic Fantasia and Fugue, emulating the chromatic fantasia genre as used by earlier composers such as Dowland and Sweelinck in D dorian mode (comparable to D minor in the tonal system), is an example of this.
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Modulation, or changing key in the course of a piece, is another style characteristic where Bach goes beyond what was usual in his time. Baroque instruments vastly limited modulation possibilities: keyboard instruments, prior to a workable system of temperament, limited the keys that could be modulated to, and wind instruments, especially brass instruments such as trumpets and horns, about a century before they were fitted with valves, were tied to the key of their tuning. Bach pushed the limits: he added "strange tones" in his organ playing, confusing the singing, according to an indictment he had to face in Arnstadt,[108] and Louis Marchand, another early experimenter with modulation, seems to have avoided confrontation with Bach because the latter went further than anyone had done before.[109] In the "Suscepit Israel" of his 1723 Magnificat, he had the trumpets in E-flat play a melody in the enharmonic scale of C minor.[110]
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The major development taking place in Bach's time, and to which he contributed in no small way, was a temperament for keyboard instruments that allowed their use in all available keys (12 major and 12 minor) and also modulation without retuning. His Capriccio on the departure of a beloved brother, a very early work, showed a gusto for modulation unlike any contemporary work this composition has been compared to,[111] but the full expansion came with the Well-Tempered Clavier, using all keys, which Bach apparently had been developing since around 1720, the Klavierbüchlein für Wilhelm Friedemann Bach being one of its earliest examples.[112]
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The second page of the Klavierbüchlein für Wilhelm Friedemann Bach is an ornament notation and performance guide that Bach wrote for his eldest son, who was nine years old at the time. Bach was generally quite specific on ornamentation in his compositions (where in his time much of the ornamentation was not written out by composers but rather considered a liberty of the performer),[113] and his ornamentation was often quite elaborate. For instance, the "Aria" of the Goldberg Variations has rich ornamentation in nearly every measure. Bach's dealing with ornamentation can also be seen in a keyboard arrangement he made of Marcello's Oboe Concerto: he added explicit ornamentation, which some centuries later is played by oboists when performing the concerto.
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Although Bach did not write any operas, he was not averse to the genre or its ornamented vocal style. In church music, Italian composers had imitated the operatic vocal style in genres such as the Neapolitan mass. In Protestant surroundings, there was more reluctance to adopt such a style for liturgical music. For instance, Kuhnau, Bach's predecessor in Leipzig, had notoriously shunned opera and Italian virtuoso vocal music.[114] Bach was less moved. One of the comments after a performance of his St Matthew Passion was that it all sounded much like opera.[115]
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In concerted playing in Bach's time the basso continuo, consisting of instruments such as organ, viola da gamba or harpsichord, usually had the role of accompaniment, providing the harmonic and rhythmic foundation of a piece. From the late 1720s, Bach had the organ play concertante (i.e. as a soloist) with the orchestra in instrumental cantata movements,[116] a decade before Handel published his first organ concertos.[117] Apart from the 5th Brandenburg Concerto and the Triple Concerto, which already had harpsichord soloists in the 1720s, Bach wrote and arranged his harpsichord concertos in the 1730s,[118] and in his sonatas for viola da gamba and harpsichord neither instrument plays a continuo part: they are treated as equal soloists, far beyond the figured bass. In this sense, Bach played a key role in the development of genres such as the keyboard concerto.[119]
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Bach wrote virtuoso music for specific instruments as well as music independent of instrumentation. For instance, the sonatas and partitas for solo violin are considered the pinnacle of what has been written for this instrument, only within reach of accomplished players. The music fits the instrument, pushing it to the full scale of its possibilities and requiring virtuosity of the player but without bravura. Notwithstanding that the music and the instrument seem inseparable, Bach made transcriptions for other instruments of some pieces of this collection. Similarly, for the cello suites, the virtuoso music seems tailored for the instrument, the best of what is offered for it, yet Bach made an arrangement for lute of one of these suites. The same applies to much of his most virtuoso keyboard music. Bach exploited the capabilities of an instrument to the fullest while keeping the core of such music independent of the instrument on which it is performed.
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In this sense, it is no surprise that Bach's music is easily and often performed on instruments it was not necessarily written for, that it is transcribed so often, and that his melodies turn up in unexpected places such as jazz music. Apart from this, Bach left a number of compositions without specified instrumentation: the canons BWV 1072–1078 fall in that category, as well as the bulk of the Musical Offering and the Art of Fugue.[120]
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Another characteristic of Bach's style is his extensive use of counterpoint, as opposed to the homophony used in his four-part Chorale settings, for example. Bach's canons, and especially his fugues, are most characteristic of this style, which Bach did not invent but contributed to so fundamentally that he defined it to a large extent. Fugues are as characteristic to Bach's style as, for instance, the Sonata form is characteristic to the composers of the Classical period.[121]
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These strictly contrapuntal compositions, and most of Bach's music in general, are characterised by distinct melodic lines for each of the voices, where the chords formed by the notes sounding at a given point follow the rules of four-part harmony. Forkel, Bach's first biographer, gives this description of this feature of Bach's music, which sets it apart from most other music:[122]
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If the language of music is merely the utterance of a melodic line, a simple sequence of musical notes, it can justly be accused of poverty. The addition of a Bass puts it upon a harmonic foundation and clarifies it, but defines rather than gives it added richness. A melody so accompanied—even though all the notes are not those of the true Bass—or treated with simple embellishments in the upper parts, or with simple chords, used to be called "homophony." But it is a very different thing when two melodies are so interwoven that they converse together like two persons upon a footing of pleasant equality. In the first case the accompaniment is subordinate, and serves merely to support the first or principal part. In the second case the two parts are not similarly related. New melodic combinations spring from their interweaving, out of which new forms of musical expression emerge. If more parts are interwoven in the same free and independent manner, the apparatus of language is correspondingly enlarged, and becomes practically inexhaustible if, in addition, varieties of form and rhythm are introduced. Hence harmony becomes no longer a mere accompaniment of melody, but rather a potent agency for augmenting the richness and expressiveness of musical conversation. To serve that end a simple accompaniment will not suffice. True harmony is the interweaving of several melodies, which emerge now in the upper, now in the middle, and now in the lower parts.
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From about the year 1720, when he was thirty-five, until his death in 1750, Bach's harmony consists in this melodic interweaving of independent melodies, so perfect in their union that each part seems to constitute the true melody. Herein Bach excels all the composers in the world. At least, I have found no one to equal him in music known to me. Even in his four-part writing we can, not infrequently, leave out the upper and lower parts and still find the middle parts melodious and agreeable.
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Bach devoted more attention than his contemporaries to the structure of compositions. This can be seen in minor adjustments he made when adapting someone else's composition, such as his earliest version of the "Keiser" St Mark Passion, where he enhances scene transitions,[123] and in the architecture of his own compositions such as his Magnificat[110] and Leipzig Passions. In the last years of his life, Bach revised several of his prior compositions. Often the recasting of such previously composed music in an enhanced structure was the most visible change, as in the Mass in B minor. Bach's known preoccupation with structure led (peaking around the 1970s) to various numerological analyses of his compositions, although many such over-interpretations were later rejected, especially when wandering off into symbolism-ridden hermeneutics.[124][125]
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The librettos, or lyrics, of his vocal compositions played an important role for Bach. He sought collaboration with various text authors for his cantatas and major vocal compositions, possibly writing or adapting such texts himself to make them fit the structure of the composition he was designing when he could not rely on the talents of other text authors. His collaboration with Picander for the St Matthew Passion libretto is best known, but there was a similar process in achieving a multi-layered structure for his St John Passion libretto a few years earlier.[126]
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In 1950, Wolfgang Schmieder published a thematic catalogue of Bach's compositions called the Bach-Werke-Verzeichnis (Bach Works Catalogue).[127] Schmieder largely followed the Bach-Gesellschaft-Ausgabe, a comprehensive edition of the composer's works that was produced between 1850 and 1900. The first edition of the catalogue listed 1,080 surviving compositions indisputably composed by Bach.[128]
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BWV 1081–1126 were added to the catalogue in the second half of the 20th century, and BWV 1127 and higher were still later additions.[129][130][131]
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Bach composed Passions for Good Friday services and oratorios such as the Christmas Oratorio, which is a set of six cantatas for use in the liturgical season of Christmas.[132][133][134] Shorter oratorios are the Easter Oratorio and the Ascension Oratorio.
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With its double choir and orchestra, the St Matthew Passion is one of Bach's most extended works.
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The St John Passion was the first Passion Bach composed during his tenure as Thomaskantor in Leipzig.
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According to his obituary, Bach would have composed five year-cycles of sacred cantatas, and additional church cantatas for weddings and funerals, for example.[97] Approximately 200 of these sacred works are extant, an estimated two thirds of the total number of church cantatas he composed.[60][135] The Bach Digital website lists 50 known secular cantatas by the composer,[136] about half of which are extant or largely reconstructable.[137]
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Bach's cantatas vary greatly in form and instrumentation, including those for solo singers, single choruses, small instrumental groups, and grand orchestras. Many consist of a large opening chorus followed by one or more recitative-aria pairs for soloists (or duets) and a concluding chorale. The melody of the concluding chorale often appears as a cantus firmus in the opening movement.[citation needed]
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Bach's earliest cantatas date from his years in Arnstadt and Mühlhausen. The earliest one with a known date is Christ lag in Todes Banden, BWV 4, for Easter 1707, which is one of his chorale cantatas.[138] Gottes Zeit ist die allerbeste Zeit, BWV 106, also known as Actus Tragicus, is a funeral cantata from the Mühlhausen period.[139] Around 20 church cantatas are extant from his later years in Weimar, for instance, Ich hatte viel Bekümmernis, BWV 21.[140]
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After taking up his office as Thomaskantor in late May 1723, Bach performed a cantata each Sunday and feast day, corresponding to the lectionary readings of the week.[17] His first cantata cycle ran from the first Sunday after Trinity of 1723 to Trinity Sunday the next year. For instance, the Visitation cantata Herz und Mund und Tat und Leben, BWV 147, containing the chorale that is known in English as "Jesu, Joy of Man's Desiring", belongs to this first cycle. The cantata cycle of his second year in Leipzig is called the chorale cantata cycle as it consists mainly of works in the chorale cantata format. His third cantata cycle was developed over a period of several years, followed by the Picander cycle of 1728–29.
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Later church cantatas include the chorale cantatas Ein feste Burg ist unser Gott, BWV 80 (final version)[141] and Wachet auf, ruft uns die Stimme, BWV 140.[142] Only the first three Leipzig cycles are more or less completely extant. Apart from his own work, Bach also performed cantatas by Telemann and by his distant relative Johann Ludwig Bach.[17]
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Bach also wrote secular cantatas, for instance for members of the royal Polish and prince-electoral Saxonian families (e.g. Trauer-Ode),[143] or other public or private occasions (e.g. Hunting Cantata).[144] The text of these cantatas was occasionally in dialect (e.g. Peasant Cantata)[145] or Italian (e.g. Amore traditore).[146] Many of the secular cantatas were lost, but for some of them the text and occasion are known, for instance when Picander later published their librettos (e.g. BWV Anh. 11–12).[147] Some of the secular cantatas had a plot involving mythological figures of Greek antiquity (e.g. Der Streit zwischen Phoebus und Pan),[148] and others were almost miniature buffo operas (e.g. Coffee Cantata).[149]
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Bach's a cappella music includes motets and chorale harmonisations.
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Bach's motets (BWV 225–231) are pieces on sacred themes for choir and continuo, with instruments playing colla parte. Several of them were composed for funerals.[150] The six motets definitely composed by Bach are Singet dem Herrn ein neues Lied, Der Geist hilft unser Schwachheit auf, Jesu, meine Freude, Fürchte dich nicht, Komm, Jesu, komm, and Lobet den Herrn, alle Heiden. The motet Sei Lob und Preis mit Ehren (BWV 231) is part of the composite motet Jauchzet dem Herrn, alle Welt (BWV Anh. 160), other parts of which may be based on work by Telemann.[151]
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Bach wrote hundreds of four-part harmonisations of Lutheran chorales.
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Bach's church music in Latin includes the Magnificat, four Kyrie–Gloria Masses, and the Mass in B minor.
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The first version of Bach's Magnificat dates from 1723, but the work is best known in its D major version of 1733.
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In 1733 Bach composed a Kyrie–Gloria Mass for the Dresden court. Near the end of his life, around 1748–1749, he expanded this composition into the large-scale Mass in B minor. The work was never performed in full during Bach's lifetime.[152][153]
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Bach wrote for organ and for stringed keyboard instruments such as harpsichord, clavichord and lute-harpsichord.
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Bach was best known during his lifetime as an organist, organ consultant, and composer of organ works in both the traditional German free genres (such as preludes, fantasias, and toccatas) and stricter forms (such as chorale preludes and fugues).[17] At a young age, he established a reputation for creativity and ability to integrate foreign styles into his organ works. A decidedly North German influence was exerted by Georg Böhm, with whom Bach came into contact in Lüneburg, and Dieterich Buxtehude, whom the young organist visited in Lübeck in 1704 on an extended leave of absence from his job in Arnstadt. Around this time, Bach copied the works of numerous French and Italian composers to gain insights into their compositional languages, and later arranged violin concertos by Vivaldi and others for organ and harpsichord. During his most productive period (1708–1714) he composed about a dozen pairs of preludes and fugues, five toccatas and fugues, and the Little Organ Book, an unfinished collection of 46 short chorale preludes that demonstrate compositional techniques in the setting of chorale tunes. After leaving Weimar, Bach wrote less for organ, although some of his best-known works (the six Organ Sonatas, the German Organ Mass in Clavier-Übung III from 1739, and the Great Eighteen Chorale Preludes, revised late in his life) were composed after leaving Weimar. Bach was extensively engaged later in his life in consulting on organ projects, testing new organs and dedicating organs in afternoon recitals.[154][155] The Canonic Variations on "Vom Himmel hoch da komm' ich her" and the Schübler Chorales are organ works Bach published in the last years of his life.
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Bach wrote many works for harpsichord, some of which may also have been played on the clavichord or lute-harpsichord. Some of his larger works, such as Clavier-Übung II and IV, are intended for a harpsichord with two manuals: performing them on a keyboard instrument with a single manual (like a piano) may present technical difficulties for the crossing of hands.
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Among Bach's lesser known keyboard works are seven toccatas (BWV 910–916), four duets (BWV 802–805), sonatas for keyboard (BWV 963–967), the Six Little Preludes (BWV 933–938), and the Aria variata alla maniera italiana (BWV 989).
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Bach wrote for single instruments, duets, and small ensembles. Many of his solo works, such as the six sonatas and partitas for violin (BWV 1001–1006) and the six cello suites (BWV 1007–1012), are widely considered to be among the most profound in the repertoire.[163] He wrote sonatas for a solo instrument such as the viola de gamba accompanied by harpsichord or continuo, as well as trio sonatas (two instruments and continuo).
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The Musical Offering and The Art of Fugue are late contrapuntal works containing pieces for unspecified instruments or combinations of instruments.
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Surviving works in the concerto form include two violin concertos (BWV 1041 in A minor and BWV 1042 in E major) and a concerto for two violins in D minor, BWV 1043, often referred to as Bach's "double concerto".
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Bach's best-known orchestral works are the Brandenburg Concertos, so named because he submitted them in the hope of gaining employment from Margrave Christian Ludwig of Brandenburg-Schwedt in 1721; his application was unsuccessful.[17] These works are examples of the concerto grosso genre.
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Bach composed and transcribed concertos for one to four harpsichords. Many of the harpsichord concertos were not original works but arrangements of his concertos for other instruments, now lost.[164] A number of violin, oboe, and flute concertos have been reconstructed from these.
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In addition to concertos, Bach wrote four orchestral suites, each suite being a series of stylised dances for orchestra, preceded by a French overture.[165]
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In his early youth, Bach copied pieces by other composers to learn from them.[166] Later, he copied and arranged music for performance or as study material for his pupils. Some of these pieces, like "Bist du bei mir" (copied not by Bach but by Anna Magdalena), became famous before being dissociated with Bach. Bach copied and arranged Italian masters such as Vivaldi (e.g. BWV 1065), Pergolesi (BWV 1083) and Palestrina (Missa Sine nomine), French masters such as François Couperin (BWV Anh. 183), and, closer to home, various German masters including Telemann (e.g. BWV 824=TWV 32:14) and Handel (arias from Brockes Passion), and music from members of his own family. He also often copied and arranged his own music (e.g. movements from cantatas for his short masses BWV 233–236), as his music was likewise copied and arranged by others. Some of these arrangements, like the late 19th-century "Air on the G String", helped in popularising Bach's music.
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Sometimes "who copied whom" is not clear. For instance, Forkel mentions a Mass for double chorus among the works composed by Bach. The work was published and performed in the early 19th century, and although a score partially in Bach's handwriting exists, the work was later considered spurious.[167] In 1950, the design of the Bach-Werke-Verzeichnis was to keep such works out of the main catalogue: if there was a strong association with Bach they could be listed in its appendix (German: Anhang, abbreviated as Anh.). Thus, for instance, the aforementioned Mass for double chorus became BWV Anh. 167. But this was far from the end of the attribution issues. For instance, Schlage doch, gewünschte Stunde, BWV 53, was later attributed to Melchior Hoffmann. For other works, Bach's authorship was put in doubt without a generally accepted answer to the question of whether or not he composed it: the best known organ composition in the BWV catalogue, the Toccata and Fugue in D minor, BWV 565, was indicated as one of these uncertain works in the late 20th century.[168]
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Throughout the 18th century, the appreciation of Bach's music was mostly limited to distinguished connoisseurs. The 19th century started with publication of the first biography of the composer and ended with the completion of the publication of all of Bach's known works by the Bach Gesellschaft. A Bach Revival had started from Mendelssohn's performance of the St Matthew Passion in 1829. Soon after that performance, Bach started to become regarded as one of the greatest composers of all times, if not the greatest, a reputation he has retained ever since. A new extensive Bach biography was published in the second half of the 19th century.
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In the 20th century, Bach's music was widely performed and recorded, while the Neue Bachgesellschaft, among others, published research on the composer. Modern adaptations of Bach's music contributed greatly to his popularisation in the second half of the 20th century. Among these were the Swingle Singers' versions of Bach pieces (for instance, the Air from Orchestral Suite No. 3, or the Wachet auf... chorale prelude) and Wendy Carlos' 1968 Switched-On Bach, which used the Moog electronic synthesiser.
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By the end of the 20th century, more classical performers were gradually moving away from the performance style and instrumentation that were established in the romantic era: they started to perform Bach's music on period instruments of the baroque era, studied and practised playing techniques and tempi as established in his time, and reduced the size of instrumental ensembles and choirs to what he would have employed. The BACH motif, used by the composer in his own compositions, was used in dozens of tributes to the composer from the 19th century to the 21st. In the 21st century, the complete extant output of the composer became available on-line, with several websites exclusively dedicated to him.
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In his own time, Bach's reputation equalled that of Telemann, Graun and Handel.[169] During his life, Bach received public recognition, such as the title of court composer by Augustus III of Poland and the appreciation he was shown by Frederick the Great and Hermann Karl von Keyserling. Such highly placed appreciation contrasted with the humiliations he had to cope with, for instance in his hometown of Leipzig.[170] Also in the contemporary press, Bach had his detractors, such as Johann Adolf Scheibe, suggesting he write less complex music, and his supporters, such as Johann Mattheson and Lorenz Christoph Mizler.[171][172][173]
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After his death, Bach's reputation as a composer at first declined: his work was regarded as old-fashioned compared to the emerging galant style.[174] Initially, he was remembered more as a virtuoso player of the organ and as a teacher. The bulk of the music that had been printed during the composer's lifetime, at least the part that was remembered, was for the organ and the harpsichord. Thus, his reputation as a composer was initially mostly limited to his keyboard music, and that even fairly limited to its value in music education.
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Bach's surviving family members, who inherited a large part of his manuscripts, were not all equally concerned with preserving them, leading to considerable losses.[175] Carl Philipp Emanuel, his second eldest son, was most active in safeguarding his father's legacy: he co-authored his father's obituary, contributed to the publication of his four-part chorales,[176] staged some of his works, and the bulk of previously unpublished works of his father were preserved with his help.[177] Wilhelm Friedemann, the eldest son, performed several of his father's cantatas in Halle but after becoming unemployed sold part of the large collection of his father's works he owned.[178][179][180] Several students of the old master, such as his son-in-law Johann Christoph Altnickol, Johann Friedrich Agricola, Johann Kirnberger, and Johann Ludwig Krebs, contributed to the dissemination of his legacy. The early devotees were not all musicians; for example, in Berlin, Daniel Itzig, a high official of Frederick the Great's court, venerated Bach.[181] His eldest daughters took lessons from Kirnberger and their sister Sara from Wilhelm Friedemann Bach, who was in Berlin from 1774 to 1784.[181][182] Sara Itzig Levy became an avid collector of works by Johann Sebastian Bach and his sons and was a "patron" of CPE Bach.[182]
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While in Leipzig, performances of Bach's church music were limited to some of his motets, and under cantor Doles some of his Passions.[183] A new generation of Bach aficionados emerged: they studiously collected and copied his music, including some of his large-scale works such as the Mass in B minor and performed it privately. One such connoisseur was Gottfried van Swieten, a high-ranking Austrian official who was instrumental in passing Bach's legacy on to the composers of the Viennese school. Haydn owned manuscript copies of the Well-Tempered Clavier and the Mass in B minor and was influenced by Bach's music. Mozart owned a copy of one of Bach's motets,[184] transcribed some of his instrumental works (K. 404a, 405),[185][186] and wrote contrapuntal music influenced by his style.[187][188] Beethoven played the entire Well-Tempered Clavier by the time he was 11 and described Bach as Urvater der Harmonie (progenitor of harmony).[189][190][191][192][193]
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In 1802, Johann Nikolaus Forkel published Ueber Johann Sebastian Bachs Leben, Kunst und Kunstwerke, the first biography of the composer, which contributed to his becoming known to a wider public.[194] In 1805, Abraham Mendelssohn, who had married one of Itzig's granddaughters, bought a substantial collection of Bach manuscripts that had come down from C. P. E. Bach, and donated it to the Berlin Sing-Akademie.[181] The Sing-Akademie occasionally performed Bach's works in public concerts, for instance his first keyboard concerto, with Sara Itzig Levy at the piano.[181]
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The first decades of the 19th century saw an increasing number of first publications of Bach's music: Breitkopf started publishing chorale preludes,[195] Hoffmeister harpsichord music,[196] and the Well-Tempered Clavier was printed concurrently by Simrock (Germany), Nägeli (Switzerland) and Hoffmeister (Germany and Austria) in 1801.[197] Vocal music was also published: motets in 1802 and 1803, followed by the E♭ major version of the Magnificat, the Kyrie-Gloria Mass in A major, and the cantata Ein feste Burg ist unser Gott (BWV 80).[198] In 1818, Hans Georg Nägeli called the Mass in B minor the greatest composition ever.[189] Bach's influence was felt in the next generation of early Romantic composers.[190] When Felix Mendelssohn, Abraham's son, aged 13, produced his first Magnificat setting in 1822, it is clear that he was inspired by the then unpublished D major version of Bach's Magnificat.[199]
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Felix Mendelssohn significantly contributed to the renewed interest in Bach's work with his 1829 Berlin performance of the St Matthew Passion, which was instrumental in setting off what has been called the Bach Revival. The St John Passion saw its 19th-century premiere in 1833, and the first performance of the Mass in B minor followed in 1844. Besides these and other public performances and an increased coverage on the composer and his compositions in printed media, the 1830s and 1840s also saw the first publication of more vocal works by Bach: six cantatas, the St Matthew Passion, and the Mass in B minor. A series of organ compositions saw their first publication in 1833.[200] Chopin started composing his 24 Preludes, Op. 28, inspired by the Well-Tempered Clavier, in 1835, and Schumann published his Sechs Fugen über den Namen B-A-C-H in 1845. Bach's music was transcribed and arranged to suit contemporary tastes and performance practice by composers such as Carl Friedrich Zelter, Robert Franz, and Franz Liszt, or combined with new music such as the melody line of Charles Gounod's Ave Maria.[189][201] Brahms, Bruckner, and Wagner were among the composers who promoted Bach's music or wrote glowingly about it.
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In 1850, the Bach-Gesellschaft (Bach Society) was founded to promote Bach's music. In the second half of the 19th century, the Society published a comprehensive edition of the composer's works. Also in the second half of the 19th century, Philipp Spitta published Johann Sebastian Bach, the standard work on Bach's life and music.[202] By that time, Bach was known as the first of the three Bs in music. Throughout the 19th century, 200 books were published on Bach. By the end of the century, local Bach societies were established in several cities, and his music had been performed in all major musical centres.[189]
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In Germany all throughout the century, Bach was coupled to nationalist feelings, and the composer was inscribed in a religious revival. In England, Bach was coupled to an existing revival of religious and baroque music. By the end of the century, Bach was firmly established as one of the greatest composers, recognised for both his instrumental and his vocal music.[189]
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During the 20th century, the process of recognising the musical as well as the pedagogic value of some of the works continued, as in the promotion of the cello suites by Pablo Casals, the first major performer to record these suites.[203] Leading performers of classical music such as Willem Mengelberg, Edwin Fischer, Georges Enescu, Leopold Stokowski, Herbert von Karajan, Arthur Grumiaux, Helmut Walcha, Wanda Landowska, Karl Richter, I Musici, Dietrich Fischer-Dieskau, Glenn Gould recorded his music.[204]
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A significant development in the later part of the 20th century was the momentum gained by the historically informed performance practice, with forerunners such as Nikolaus Harnoncourt acquiring prominence by their performances of Bach's music. His keyboard music was again performed more on the instruments Bach was familiar with, rather than on modern pianos and 19th-century romantic organs. Ensembles playing and singing Bach's music not only kept to the instruments and the performance style of his day but were also reduced to the size of the groups Bach used for his performances.[205] But that was far from the only way Bach's music came to the forefront in the 20th century: his music was heard in versions ranging from Ferruccio Busoni's late romantic piano transcriptions to jazzy interpretations such as those by The Swingle Singers, orchestrations like the one opening Walt Disney's Fantasia movie, and synthesiser performances such as Wendy Carlos' Switched-On Bach recordings.
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Bach's music has influenced other genres. For instance, jazz musicians have adopted Bach's music, with Jacques Loussier, Ian Anderson, Uri Caine, and the Modern Jazz Quartet among those creating jazz versions of his works.[206] Several 20th-century composers referred to Bach or his music, for example Eugène Ysaÿe in Six Sonatas for solo violin, Dmitri Shostakovich in 24 Preludes and Fugues and Heitor Villa-Lobos in Bachianas Brasileiras. All kinds of publications involved Bach: not only were there the Bach Jahrbuch publications of the Neue Bachgesellschaft, various other biographies and studies by among others Albert Schweitzer, Charles Sanford Terry, Alfred Dürr, Christoph Wolff. Peter Williams, John Butt,[207]
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and the 1950 first edition of the Bach-Werke-Verzeichnis; but also books such as Gödel, Escher, Bach put the composer's art in a wider perspective. Bach's music was extensively listened to, performed, broadcast, arranged, adapted, and commented upon in the 1990s.[208] Around 2000, the 250th anniversary of Bach's death, three record companies issued box sets with complete recordings of Bach's music.[209][210][211]
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Bach's music features three times—more than that of any other composer—on the Voyager Golden Record, a gramophone record containing a broad sample of the images, common sounds, languages, and music of Earth, sent into outer space with the two Voyager probes.[212] Tributes to Bach in the 20th century include statues erected in his honour and a variety of things such as streets and space objects being named after him.[213][214] Also, a multitude of musical ensembles such as the Bach Aria Group, Deutsche Bachsolisten, Bachchor Stuttgart, and Bach Collegium Japan adopted the composer's name. Bach festivals were held on several continents, and competitions and prizes such as the International Johann Sebastian Bach Competition and the Royal Academy of Music Bach Prize were named after the composer. While by the end of the 19th century Bach had been inscribed in nationalism and religious revival, the late 20th century saw Bach as the subject of a secularised art-as-religion (Kunstreligion).[189][208]
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In the 21st century, Bach's compositions have become available online, for instance at the International Music Score Library Project.[215] High-resolution facsimiles of Bach's autographs became available at the Bach Digital website.[216] 21st-century biographers include Christoph Wolff, Peter Williams and John Eliot Gardiner.[217]
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In 2019, Bach was named the greatest composer of all time in a poll conducted among 174 living composers.[218]
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Bach was originally buried at Old St. John's Cemetery in Leipzig. His grave went unmarked for nearly 150 years, but in 1894 his remains were located and moved to a vault in St. John's Church. This building was destroyed by Allied bombing during World War II, so in 1950 Bach's remains were taken to their present grave in St. Thomas Church.[17] Later research has called into question whether the remains in the grave are actually those of Bach.[219]
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The liturgical calendar of the Episcopal Church remembers Bach annually with a feast day on 28 July, together with George Frideric Handel and Henry Purcell; on the same day, the Calendar of Saints of the Lutheran Church remembers Bach and Handel with Heinrich Schütz.[citation needed]
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Footnotes
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Citations
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Biographies
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Other
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Scores
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Recordings
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Deoxyribonucleic acid (/diːˈɒksɪˌraɪboʊnjuːˌkliːɪk, -ˌkleɪ-/ (listen);[1] DNA) is a molecule composed of two polynucleotide chains that coil around each other to form a double helix carrying genetic instructions for the development, functioning, growth and reproduction of all known organisms and many viruses. DNA and ribonucleic acid (RNA) are nucleic acids. Alongside proteins, lipids and complex carbohydrates (polysaccharides), nucleic acids are one of the four major types of macromolecules that are essential for all known forms of life.
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The two DNA strands are known as polynucleotides as they are composed of simpler monomeric units called nucleotides.[2][3] Each nucleotide is composed of one of four nitrogen-containing nucleobases (cytosine [C], guanine [G], adenine [A] or thymine [T]), a sugar called deoxyribose, and a phosphate group. The nucleotides are joined to one another in a chain by covalent bonds (known as the phospho-diester linkage) between the sugar of one nucleotide and the phosphate of the next, resulting in an alternating sugar-phosphate backbone. The nitrogenous bases of the two separate polynucleotide strands are bound together, according to base pairing rules (A with T and C with G), with hydrogen bonds to make double-stranded DNA. The complementary nitrogenous bases are divided into two groups, pyrimidines and purines. In DNA, the pyrimidines are thymine and cytosine; the purines are adenine and guanine.
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Both strands of double-stranded DNA store the same biological information. This information is replicated as and when the two strands separate. A large part of DNA (more than 98% for humans) is non-coding, meaning that these sections do not serve as patterns for protein sequences. The two strands of DNA run in opposite directions to each other and are thus antiparallel. Attached to each sugar is one of four types of nucleobases (informally, bases). It is the sequence of these four nucleobases along the backbone that encodes genetic information. RNA strands are created using DNA strands as a template in a process called transcription, where DNA bases are exchanged for their corresponding bases except in the case of thymine (T), for which RNA substitutes uracil (U).[4] Under the genetic code, these RNA strands specify the sequence of amino acids within proteins in a process called translation.
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Within eukaryotic cells, DNA is organized into long structures called chromosomes. Before typical cell division, these chromosomes are duplicated in the process of DNA replication, providing a complete set of chromosomes for each daughter cell. Eukaryotic organisms (animals, plants, fungi and protists) store most of their DNA inside the cell nucleus as nuclear DNA, and some in the mitochondria as mitochondrial DNA or in chloroplasts as chloroplast DNA.[5] In contrast, prokaryotes (bacteria and archaea) store their DNA only in the cytoplasm, in circular chromosomes. Within eukaryotic chromosomes, chromatin proteins, such as histones, compact and organize DNA. These compacting structures guide the interactions between DNA and other proteins, helping control which parts of the DNA are transcribed.
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DNA was first isolated by Friedrich Miescher in 1869. Its molecular structure was first identified by Francis Crick and James Watson at the Cavendish Laboratory within the University of Cambridge in 1953, whose model-building efforts were guided by X-ray diffraction data acquired by Raymond Gosling, who was a post-graduate student of Rosalind Franklin at King's College London. DNA is used by researchers as a molecular tool to explore physical laws and theories, such as the ergodic theorem and the theory of elasticity. The unique material properties of DNA have made it an attractive molecule for material scientists and engineers interested in micro- and nano-fabrication. Among notable advances in this field are DNA origami and DNA-based hybrid materials.[6]
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DNA is a long polymer made from repeating units called nucleotides, each of which is usually symbolized by a single letter: either A, T, C, or G.[7][8] The structure of DNA is dynamic along its length, being capable of coiling into tight loops and other shapes.[9] In all species it is composed of two helical chains, bound to each other by hydrogen bonds. Both chains are coiled around the same axis, and have the same pitch of 34 angstroms (Å) (3.4 nanometres). The pair of chains has a radius of 10 angstroms (1.0 nanometre).[10] According to another study, when measured in a different solution, the DNA chain measured 22 to 26 angstroms wide (2.2 to 2.6 nanometres), and one nucleotide unit measured 3.3 Å (0.33 nm) long.[11] Although each individual nucleotide is very small, a DNA polymer can be very large and contain hundreds of millions, such as in chromosome 1. Chromosome 1 is the largest human chromosome with approximately 220 million base pairs, and would be 85 mm long if straightened.[12]
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DNA does not usually exist as a single strand, but instead as a pair of strands that are held tightly together.[10][13] These two long strands coil around each other, in the shape of a double helix. The nucleotide contains both a segment of the backbone of the molecule (which holds the chain together) and a nucleobase (which interacts with the other DNA strand in the helix). A nucleobase linked to a sugar is called a nucleoside, and a base linked to a sugar and to one or more phosphate groups is called a nucleotide. A biopolymer comprising multiple linked nucleotides (as in DNA) is called a polynucleotide.[14]
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The backbone of the DNA strand is made from alternating phosphate and sugar groups.[15] The sugar in DNA is 2-deoxyribose, which is a pentose (five-carbon) sugar. The sugars are joined together by phosphate groups that form phosphodiester bonds between the third and fifth carbon atoms of adjacent sugar rings. These are known as the 3′-end (three prime end), and 5′-end (five prime end) carbons, the prime symbol being used to distinguish these carbon atoms from those of the base to which the deoxyribose forms a glycosidic bond. Therefore, any DNA strand normally has one end at which there is a phosphate group attached to the 5′ carbon of a ribose (the 5′ phosphoryl) and another end at which there is a free hydroxyl group attached to the 3′ carbon of a ribose (the 3′ hydroxyl). The orientation of the 3′ and 5′ carbons along the sugar-phosphate backbone confers directionality (sometimes called polarity) to each DNA strand. In a nucleic acid double helix, the direction of the nucleotides in one strand is opposite to their direction in the other strand: the strands are antiparallel. The asymmetric ends of DNA strands are said to have a directionality of five prime end (5′ ), and three prime end (3′), with the 5′ end having a terminal phosphate group and the 3′ end a terminal hydroxyl group. One major difference between DNA and RNA is the sugar, with the 2-deoxyribose in DNA being replaced by the alternative pentose sugar ribose in RNA.[13]
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The DNA double helix is stabilized primarily by two forces: hydrogen bonds between nucleotides and base-stacking interactions among aromatic nucleobases.[17] The four bases found in DNA are adenine (A), cytosine (C), guanine (G) and thymine (T). These four bases are attached to the sugar-phosphate to form the complete nucleotide, as shown for adenosine monophosphate. Adenine pairs with thymine and guanine pairs with cytosine, forming A-T and G-C base pairs.[18][19]
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The nucleobases are classified into two types: the purines, A and G, which are fused five- and six-membered heterocyclic compounds, and the pyrimidines, the six-membered rings C and T.[13] A fifth pyrimidine nucleobase, uracil (U), usually takes the place of thymine in RNA and differs from thymine by lacking a methyl group on its ring. In addition to RNA and DNA, many artificial nucleic acid analogues have been created to study the properties of nucleic acids, or for use in biotechnology.[20]
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Modified bases occur in DNA. The first of these recognised was 5-methylcytosine, which was found in the genome of Mycobacterium tuberculosis in 1925.[21] The reason for the presence of these noncanonical bases in bacterial viruses (bacteriophages) is to avoid the restriction enzymes present in bacteria. This enzyme system acts at least in part as a molecular immune system protecting bacteria from infection by viruses.[22] Modifications of the bases cytosine and adenine the more common and modified DNA bases plays vital roles in the epigenetic control of gene expression in plants and animals.[23]
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A number of non canonical bases are known to occur in DNA.[24] Most of these are modifications of the canonical bases plus uracil.
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Twin helical strands form the DNA backbone. Another double helix may be found tracing the spaces, or grooves, between the strands. These voids are adjacent to the base pairs and may provide a binding site. As the strands are not symmetrically located with respect to each other, the grooves are unequally sized. One groove, the major groove, is 22 angstroms (Å) wide and the other, the minor groove, is 12 Å wide.[25] The width of the major groove means that the edges of the bases are more accessible in the major groove than in the minor groove. As a result, proteins such as transcription factors that can bind to specific sequences in double-stranded DNA usually make contact with the sides of the bases exposed in the major groove.[26] This situation varies in unusual conformations of DNA within the cell (see below), but the major and minor grooves are always named to reflect the differences in size that would be seen if the DNA is twisted back into the ordinary B form.
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In a DNA double helix, each type of nucleobase on one strand bonds with just one type of nucleobase on the other strand. This is called complementary base pairing. Purines form hydrogen bonds to pyrimidines, with adenine bonding only to thymine in two hydrogen bonds, and cytosine bonding only to guanine in three hydrogen bonds. This arrangement of two nucleotides binding together across the double helix is called a Watson-Crick base pair. DNA with high GC-content is more stable than DNA with low GC-content. A Hoogsteen base pair is a rare variation of base-pairing.[27] As hydrogen bonds are not covalent, they can be broken and rejoined relatively easily. The two strands of DNA in a double helix can thus be pulled apart like a zipper, either by a mechanical force or high temperature.[28] As a result of this base pair complementarity, all the information in the double-stranded sequence of a DNA helix is duplicated on each strand, which is vital in DNA replication. This reversible and specific interaction between complementary base pairs is critical for all the functions of DNA in organisms.[8]
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As noted above, most DNA molecules are actually two polymer strands, bound together in a helical fashion by noncovalent bonds; this double-stranded (dsDNA) structure is maintained largely by the intrastrand base stacking interactions, which are strongest for G,C stacks. The two strands can come apart—a process known as melting—to form two single-stranded DNA (ssDNA) molecules. Melting occurs at high temperature, low salt and high pH (low pH also melts DNA, but since DNA is unstable due to acid depurination, low pH is rarely used).
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The stability of the dsDNA form depends not only on the GC-content (% G,C basepairs) but also on sequence (since stacking is sequence specific) and also length (longer molecules are more stable). The stability can be measured in various ways; a common way is the "melting temperature", which is the temperature at which 50% of the ds molecules are converted to ss molecules; melting temperature is dependent on ionic strength and the concentration of DNA. As a result, it is both the percentage of GC base pairs and the overall length of a DNA double helix that determines the strength of the association between the two strands of DNA. Long DNA helices with a high GC-content have stronger-interacting strands, while short helices with high AT content have weaker-interacting strands.[29] In biology, parts of the DNA double helix that need to separate easily, such as the TATAAT Pribnow box in some promoters, tend to have a high AT content, making the strands easier to pull apart.[30]
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In the laboratory, the strength of this interaction can be measured by finding the temperature necessary to break half of the hydrogen bonds, their melting temperature (also called Tm value). When all the base pairs in a DNA double helix melt, the strands separate and exist in solution as two entirely independent molecules. These single-stranded DNA molecules have no single common shape, but some conformations are more stable than others.[31]
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A DNA sequence is called a "sense" sequence if it is the same as that of a messenger RNA copy that is translated into protein.[32] The sequence on the opposite strand is called the "antisense" sequence. Both sense and antisense sequences can exist on different parts of the same strand of DNA (i.e. both strands can contain both sense and antisense sequences). In both prokaryotes and eukaryotes, antisense RNA sequences are produced, but the functions of these RNAs are not entirely clear.[33] One proposal is that antisense RNAs are involved in regulating gene expression through RNA-RNA base pairing.[34]
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A few DNA sequences in prokaryotes and eukaryotes, and more in plasmids and viruses, blur the distinction between sense and antisense strands by having overlapping genes.[35] In these cases, some DNA sequences do double duty, encoding one protein when read along one strand, and a second protein when read in the opposite direction along the other strand. In bacteria, this overlap may be involved in the regulation of gene transcription,[36] while in viruses, overlapping genes increase the amount of information that can be encoded within the small viral genome.[37]
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DNA can be twisted like a rope in a process called DNA supercoiling. With DNA in its "relaxed" state, a strand usually circles the axis of the double helix once every 10.4 base pairs, but if the DNA is twisted the strands become more tightly or more loosely wound.[38] If the DNA is twisted in the direction of the helix, this is positive supercoiling, and the bases are held more tightly together. If they are twisted in the opposite direction, this is negative supercoiling, and the bases come apart more easily. In nature, most DNA has slight negative supercoiling that is introduced by enzymes called topoisomerases.[39] These enzymes are also needed to relieve the twisting stresses introduced into DNA strands during processes such as transcription and DNA replication.[40]
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DNA exists in many possible conformations that include A-DNA, B-DNA, and Z-DNA forms, although, only B-DNA and Z-DNA have been directly observed in functional organisms.[15] The conformation that DNA adopts depends on the hydration level, DNA sequence, the amount and direction of supercoiling, chemical modifications of the bases, the type and concentration of metal ions, and the presence of polyamines in solution.[41]
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The first published reports of A-DNA X-ray diffraction patterns—and also B-DNA—used analyses based on Patterson transforms that provided only a limited amount of structural information for oriented fibers of DNA.[42][43] An alternative analysis was then proposed by Wilkins et al., in 1953, for the in vivo B-DNA X-ray diffraction-scattering patterns of highly hydrated DNA fibers in terms of squares of Bessel functions.[44] In the same journal, James Watson and Francis Crick presented their molecular modeling analysis of the DNA X-ray diffraction patterns to suggest that the structure was a double-helix.[10]
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Although the B-DNA form is most common under the conditions found in cells,[45] it is not a well-defined conformation but a family of related DNA conformations[46] that occur at the high hydration levels present in cells. Their corresponding X-ray diffraction and scattering patterns are characteristic of molecular paracrystals with a significant degree of disorder.[47][48]
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Compared to B-DNA, the A-DNA form is a wider right-handed spiral, with a shallow, wide minor groove and a narrower, deeper major groove. The A form occurs under non-physiological conditions in partly dehydrated samples of DNA, while in the cell it may be produced in hybrid pairings of DNA and RNA strands, and in enzyme-DNA complexes.[49][50] Segments of DNA where the bases have been chemically modified by methylation may undergo a larger change in conformation and adopt the Z form. Here, the strands turn about the helical axis in a left-handed spiral, the opposite of the more common B form.[51] These unusual structures can be recognized by specific Z-DNA binding proteins and may be involved in the regulation of transcription.[52] A 2020 study concluded that DNA turned right-handed due to ionization by cosmic rays.[53]
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For many years, exobiologists have proposed the existence of a shadow biosphere, a postulated microbial biosphere of Earth that uses radically different biochemical and molecular processes than currently known life. One of the proposals was the existence of lifeforms that use arsenic instead of phosphorus in DNA. A report in 2010 of the possibility in the bacterium GFAJ-1, was announced,[54][54][55] though the research was disputed,[55][56] and evidence suggests the bacterium actively prevents the incorporation of arsenic into the DNA backbone and other biomolecules.[57]
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At the ends of the linear chromosomes are specialized regions of DNA called telomeres. The main function of these regions is to allow the cell to replicate chromosome ends using the enzyme telomerase, as the enzymes that normally replicate DNA cannot copy the extreme 3′ ends of chromosomes.[58] These specialized chromosome caps also help protect the DNA ends, and stop the DNA repair systems in the cell from treating them as damage to be corrected.[59] In human cells, telomeres are usually lengths of single-stranded DNA containing several thousand repeats of a simple TTAGGG sequence.[60]
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These guanine-rich sequences may stabilize chromosome ends by forming structures of stacked sets of four-base units, rather than the usual base pairs found in other DNA molecules. Here, four guanine bases, known as a guanine tetrad, form a flat plate. These flat four-base units then stack on top of each other to form a stable G-quadruplex structure.[62] These structures are stabilized by hydrogen bonding between the edges of the bases and chelation of a metal ion in the centre of each four-base unit.[63] Other structures can also be formed, with the central set of four bases coming from either a single strand folded around the bases, or several different parallel strands, each contributing one base to the central structure.
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In addition to these stacked structures, telomeres also form large loop structures called telomere loops, or T-loops. Here, the single-stranded DNA curls around in a long circle stabilized by telomere-binding proteins.[64] At the very end of the T-loop, the single-stranded telomere DNA is held onto a region of double-stranded DNA by the telomere strand disrupting the double-helical DNA and base pairing to one of the two strands. This triple-stranded structure is called a displacement loop or D-loop.[62]
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In DNA, fraying occurs when non-complementary regions exist at the end of an otherwise complementary double-strand of DNA. However, branched DNA can occur if a third strand of DNA is introduced and contains adjoining regions able to hybridize with the frayed regions of the pre-existing double-strand. Although the simplest example of branched DNA involves only three strands of DNA, complexes involving additional strands and multiple branches are also possible.[65] Branched DNA can be used in nanotechnology to construct geometric shapes, see the section on uses in technology below.
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Several artificial nucleobases have been synthesized, and successfully incorporated in the eight-base DNA analogue named Hachimoji DNA. Dubbed S, B, P, and Z, these artificial bases are capable of bonding with each other in a predictable way (S–B and P–Z), maintain the double helix structure of DNA, and be transcribed to RNA. Their existence implies that there is nothing special about the four natural nucleobases that evolved on Earth.[66][67]
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The expression of genes is influenced by how the DNA is packaged in chromosomes, in a structure called chromatin. Base modifications can be involved in packaging, with regions that have low or no gene expression usually containing high levels of methylation of cytosine bases. DNA packaging and its influence on gene expression can also occur by covalent modifications of the histone protein core around which DNA is wrapped in the chromatin structure or else by remodeling carried out by chromatin remodeling complexes (see Chromatin remodeling). There is, further, crosstalk between DNA methylation and histone modification, so they can coordinately affect chromatin and gene expression.[68]
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For one example, cytosine methylation produces 5-methylcytosine, which is important for X-inactivation of chromosomes.[69] The average level of methylation varies between organisms—the worm Caenorhabditis elegans lacks cytosine methylation, while vertebrates have higher levels, with up to 1% of their DNA containing 5-methylcytosine.[70] Despite the importance of 5-methylcytosine, it can deaminate to leave a thymine base, so methylated cytosines are particularly prone to mutations.[71] Other base modifications include adenine methylation in bacteria, the presence of 5-hydroxymethylcytosine in the brain,[72] and the glycosylation of uracil to produce the "J-base" in kinetoplastids.[73][74]
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DNA can be damaged by many sorts of mutagens, which change the DNA sequence. Mutagens include oxidizing agents, alkylating agents and also high-energy electromagnetic radiation such as ultraviolet light and X-rays. The type of DNA damage produced depends on the type of mutagen. For example, UV light can damage DNA by producing thymine dimers, which are cross-links between pyrimidine bases.[76] On the other hand, oxidants such as free radicals or hydrogen peroxide produce multiple forms of damage, including base modifications, particularly of guanosine, and double-strand breaks.[77] A typical human cell contains about 150,000 bases that have suffered oxidative damage.[78] Of these oxidative lesions, the most dangerous are double-strand breaks, as these are difficult to repair and can produce point mutations, insertions, deletions from the DNA sequence, and chromosomal translocations.[79] These mutations can cause cancer. Because of inherent limits in the DNA repair mechanisms, if humans lived long enough, they would all eventually develop cancer.[80][81] DNA damages that are naturally occurring, due to normal cellular processes that produce reactive oxygen species, the hydrolytic activities of cellular water, etc., also occur frequently. Although most of these damages are repaired, in any cell some DNA damage may remain despite the action of repair processes. These remaining DNA damages accumulate with age in mammalian postmitotic tissues. This accumulation appears to be an important underlying cause of aging.[82][83][84]
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Many mutagens fit into the space between two adjacent base pairs, this is called intercalation. Most intercalators are aromatic and planar molecules; examples include ethidium bromide, acridines, daunomycin, and doxorubicin. For an intercalator to fit between base pairs, the bases must separate, distorting the DNA strands by unwinding of the double helix. This inhibits both transcription and DNA replication, causing toxicity and mutations.[85] As a result, DNA intercalators may be carcinogens, and in the case of thalidomide, a teratogen.[86] Others such as benzo[a]pyrene diol epoxide and aflatoxin form DNA adducts that induce errors in replication.[87] Nevertheless, due to their ability to inhibit DNA transcription and replication, other similar toxins are also used in chemotherapy to inhibit rapidly growing cancer cells.[88]
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DNA usually occurs as linear chromosomes in eukaryotes, and circular chromosomes in prokaryotes. The set of chromosomes in a cell makes up its genome; the human genome has approximately 3 billion base pairs of DNA arranged into 46 chromosomes.[89] The information carried by DNA is held in the sequence of pieces of DNA called genes. Transmission of genetic information in genes is achieved via complementary base pairing. For example, in transcription, when a cell uses the information in a gene, the DNA sequence is copied into a complementary RNA sequence through the attraction between the DNA and the correct RNA nucleotides. Usually, this RNA copy is then used to make a matching protein sequence in a process called translation, which depends on the same interaction between RNA nucleotides. In alternative fashion, a cell may simply copy its genetic information in a process called DNA replication. The details of these functions are covered in other articles; here the focus is on the interactions between DNA and other molecules that mediate the function of the genome.
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Genomic DNA is tightly and orderly packed in the process called DNA condensation, to fit the small available volumes of the cell. In eukaryotes, DNA is located in the cell nucleus, with small amounts in mitochondria and chloroplasts. In prokaryotes, the DNA is held within an irregularly shaped body in the cytoplasm called the nucleoid.[90] The genetic information in a genome is held within genes, and the complete set of this information in an organism is called its genotype. A gene is a unit of heredity and is a region of DNA that influences a particular characteristic in an organism. Genes contain an open reading frame that can be transcribed, and regulatory sequences such as promoters and enhancers, which control transcription of the open reading frame.
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In many species, only a small fraction of the total sequence of the genome encodes protein. For example, only about 1.5% of the human genome consists of protein-coding exons, with over 50% of human DNA consisting of non-coding repetitive sequences.[91] The reasons for the presence of so much noncoding DNA in eukaryotic genomes and the extraordinary differences in genome size, or C-value, among species, represent a long-standing puzzle known as the "C-value enigma".[92] However, some DNA sequences that do not code protein may still encode functional non-coding RNA molecules, which are involved in the regulation of gene expression.[93]
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Some noncoding DNA sequences play structural roles in chromosomes. Telomeres and centromeres typically contain few genes but are important for the function and stability of chromosomes.[59][95] An abundant form of noncoding DNA in humans are pseudogenes, which are copies of genes that have been disabled by mutation.[96] These sequences are usually just molecular fossils, although they can occasionally serve as raw genetic material for the creation of new genes through the process of gene duplication and divergence.[97]
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A gene is a sequence of DNA that contains genetic information and can influence the phenotype of an organism. Within a gene, the sequence of bases along a DNA strand defines a messenger RNA sequence, which then defines one or more protein sequences. The relationship between the nucleotide sequences of genes and the amino-acid sequences of proteins is determined by the rules of translation, known collectively as the genetic code. The genetic code consists of three-letter 'words' called codons formed from a sequence of three nucleotides (e.g. ACT, CAG, TTT).
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In transcription, the codons of a gene are copied into messenger RNA by RNA polymerase. This RNA copy is then decoded by a ribosome that reads the RNA sequence by base-pairing the messenger RNA to transfer RNA, which carries amino acids. Since there are 4 bases in 3-letter combinations, there are 64 possible codons (43 combinations). These encode the twenty standard amino acids, giving most amino acids more than one possible codon. There are also three 'stop' or 'nonsense' codons signifying the end of the coding region; these are the TAA, TGA, and TAG codons.
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Cell division is essential for an organism to grow, but, when a cell divides, it must replicate the DNA in its genome so that the two daughter cells have the same genetic information as their parent. The double-stranded structure of DNA provides a simple mechanism for DNA replication. Here, the two strands are separated and then each strand's complementary DNA sequence is recreated by an enzyme called DNA polymerase. This enzyme makes the complementary strand by finding the correct base through complementary base pairing and bonding it onto the original strand. As DNA polymerases can only extend a DNA strand in a 5′ to 3′ direction, different mechanisms are used to copy the antiparallel strands of the double helix.[98] In this way, the base on the old strand dictates which base appears on the new strand, and the cell ends up with a perfect copy of its DNA.
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Naked extracellular DNA (eDNA), most of it released by cell death, is nearly ubiquitous in the environment. Its concentration in soil may be as high as 2 μg/L, and its concentration in natural aquatic environments may be as high at 88 μg/L.[99] Various possible functions have been proposed for eDNA: it may be involved in horizontal gene transfer;[100] it may provide nutrients;[101] and it may act as a buffer to recruit or titrate ions or antibiotics.[102] Extracellular DNA acts as a functional extracellular matrix component in the biofilms of several bacterial species. It may act as a recognition factor to regulate the attachment and dispersal of specific cell types in the biofilm;[103] it may contribute to biofilm formation;[104] and it may contribute to the biofilm's physical strength and resistance to biological stress.[105]
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Cell-free fetal DNA is found in the blood of the mother, and can be sequenced to determine a great deal of information about the developing fetus.[106]
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Under the name of environmental DNA eDNA has seen increased use in the natural sciences as a survey tool for ecology, monitoring the movements and presence of species in water, air, or on land, and assessing an area's biodiversity.[107][108]
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All the functions of DNA depend on interactions with proteins. These protein interactions can be non-specific, or the protein can bind specifically to a single DNA sequence. Enzymes can also bind to DNA and of these, the polymerases that copy the DNA base sequence in transcription and DNA replication are particularly important.
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Structural proteins that bind DNA are well-understood examples of non-specific DNA-protein interactions. Within chromosomes, DNA is held in complexes with structural proteins. These proteins organize the DNA into a compact structure called chromatin. In eukaryotes, this structure involves DNA binding to a complex of small basic proteins called histones, while in prokaryotes multiple types of proteins are involved.[109][110] The histones form a disk-shaped complex called a nucleosome, which contains two complete turns of double-stranded DNA wrapped around its surface. These non-specific interactions are formed through basic residues in the histones, making ionic bonds to the acidic sugar-phosphate backbone of the DNA, and are thus largely independent of the base sequence.[111] Chemical modifications of these basic amino acid residues include methylation, phosphorylation, and acetylation.[112] These chemical changes alter the strength of the interaction between the DNA and the histones, making the DNA more or less accessible to transcription factors and changing the rate of transcription.[113] Other non-specific DNA-binding proteins in chromatin include the high-mobility group proteins, which bind to bent or distorted DNA.[114] These proteins are important in bending arrays of nucleosomes and arranging them into the larger structures that make up chromosomes.[115]
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A distinct group of DNA-binding proteins is the DNA-binding proteins that specifically bind single-stranded DNA. In humans, replication protein A is the best-understood member of this family and is used in processes where the double helix is separated, including DNA replication, recombination, and DNA repair.[116] These binding proteins seem to stabilize single-stranded DNA and protect it from forming stem-loops or being degraded by nucleases.
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In contrast, other proteins have evolved to bind to particular DNA sequences. The most intensively studied of these are the various transcription factors, which are proteins that regulate transcription. Each transcription factor binds to one particular set of DNA sequences and activates or inhibits the transcription of genes that have these sequences close to their promoters. The transcription factors do this in two ways. Firstly, they can bind the RNA polymerase responsible for transcription, either directly or through other mediator proteins; this locates the polymerase at the promoter and allows it to begin transcription.[118] Alternatively, transcription factors can bind enzymes that modify the histones at the promoter. This changes the accessibility of the DNA template to the polymerase.[119]
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As these DNA targets can occur throughout an organism's genome, changes in the activity of one type of transcription factor can affect thousands of genes.[120] Consequently, these proteins are often the targets of the signal transduction processes that control responses to environmental changes or cellular differentiation and development. The specificity of these transcription factors' interactions with DNA come from the proteins making multiple contacts to the edges of the DNA bases, allowing them to "read" the DNA sequence. Most of these base-interactions are made in the major groove, where the bases are most accessible.[26]
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Nucleases are enzymes that cut DNA strands by catalyzing the hydrolysis of the phosphodiester bonds. Nucleases that hydrolyse nucleotides from the ends of DNA strands are called exonucleases, while endonucleases cut within strands. The most frequently used nucleases in molecular biology are the restriction endonucleases, which cut DNA at specific sequences. For instance, the EcoRV enzyme shown to the left recognizes the 6-base sequence 5′-GATATC-3′ and makes a cut at the horizontal line. In nature, these enzymes protect bacteria against phage infection by digesting the phage DNA when it enters the bacterial cell, acting as part of the restriction modification system.[122] In technology, these sequence-specific nucleases are used in molecular cloning and DNA fingerprinting.
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Enzymes called DNA ligases can rejoin cut or broken DNA strands.[123] Ligases are particularly important in lagging strand DNA replication, as they join together the short segments of DNA produced at the replication fork into a complete copy of the DNA template. They are also used in DNA repair and genetic recombination.[123]
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Topoisomerases are enzymes with both nuclease and ligase activity. These proteins change the amount of supercoiling in DNA. Some of these enzymes work by cutting the DNA helix and allowing one section to rotate, thereby reducing its level of supercoiling; the enzyme then seals the DNA break.[39] Other types of these enzymes are capable of cutting one DNA helix and then passing a second strand of DNA through this break, before rejoining the helix.[124] Topoisomerases are required for many processes involving DNA, such as DNA replication and transcription.[40]
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Helicases are proteins that are a type of molecular motor. They use the chemical energy in nucleoside triphosphates, predominantly adenosine triphosphate (ATP), to break hydrogen bonds between bases and unwind the DNA double helix into single strands.[125] These enzymes are essential for most processes where enzymes need to access the DNA bases.
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Polymerases are enzymes that synthesize polynucleotide chains from nucleoside triphosphates. The sequence of their products is created based on existing polynucleotide chains—which are called templates. These enzymes function by repeatedly adding a nucleotide to the 3′ hydroxyl group at the end of the growing polynucleotide chain. As a consequence, all polymerases work in a 5′ to 3′ direction.[126] In the active site of these enzymes, the incoming nucleoside triphosphate base-pairs to the template: this allows polymerases to accurately synthesize the complementary strand of their template. Polymerases are classified according to the type of template that they use.
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In DNA replication, DNA-dependent DNA polymerases make copies of DNA polynucleotide chains. To preserve biological information, it is essential that the sequence of bases in each copy are precisely complementary to the sequence of bases in the template strand. Many DNA polymerases have a proofreading activity. Here, the polymerase recognizes the occasional mistakes in the synthesis reaction by the lack of base pairing between the mismatched nucleotides. If a mismatch is detected, a 3′ to 5′ exonuclease activity is activated and the incorrect base removed.[127] In most organisms, DNA polymerases function in a large complex called the replisome that contains multiple accessory subunits, such as the DNA clamp or helicases.[128]
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RNA-dependent DNA polymerases are a specialized class of polymerases that copy the sequence of an RNA strand into DNA. They include reverse transcriptase, which is a viral enzyme involved in the infection of cells by retroviruses, and telomerase, which is required for the replication of telomeres.[58][129] For example, HIV reverse transcriptase is an enzyme for AIDS virus replication.[129] Telomerase is an unusual polymerase because it contains its own RNA template as part of its structure. It synthesizes telomeres at the ends of chromosomes. Telomeres prevent fusion of the ends of neighboring chromosomes and protect chromosome ends from damage.[59]
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Transcription is carried out by a DNA-dependent RNA polymerase that copies the sequence of a DNA strand into RNA. To begin transcribing a gene, the RNA polymerase binds to a sequence of DNA called a promoter and separates the DNA strands. It then copies the gene sequence into a messenger RNA transcript until it reaches a region of DNA called the terminator, where it halts and detaches from the DNA. As with human DNA-dependent DNA polymerases, RNA polymerase II, the enzyme that transcribes most of the genes in the human genome, operates as part of a large protein complex with multiple regulatory and accessory subunits.[130]
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A DNA helix usually does not interact with other segments of DNA, and in human cells, the different chromosomes even occupy separate areas in the nucleus called "chromosome territories".[132] This physical separation of different chromosomes is important for the ability of DNA to function as a stable repository for information, as one of the few times chromosomes interact is in chromosomal crossover which occurs during sexual reproduction, when genetic recombination occurs. Chromosomal crossover is when two DNA helices break, swap a section and then rejoin.
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Recombination allows chromosomes to exchange genetic information and produces new combinations of genes, which increases the efficiency of natural selection and can be important in the rapid evolution of new proteins.[133] Genetic recombination can also be involved in DNA repair, particularly in the cell's response to double-strand breaks.[134]
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The most common form of chromosomal crossover is homologous recombination, where the two chromosomes involved share very similar sequences. Non-homologous recombination can be damaging to cells, as it can produce chromosomal translocations and genetic abnormalities. The recombination reaction is catalyzed by enzymes known as recombinases, such as RAD51.[135] The first step in recombination is a double-stranded break caused by either an endonuclease or damage to the DNA.[136] A series of steps catalyzed in part by the recombinase then leads to joining of the two helices by at least one Holliday junction, in which a segment of a single strand in each helix is annealed to the complementary strand in the other helix. The Holliday junction is a tetrahedral junction structure that can be moved along the pair of chromosomes, swapping one strand for another. The recombination reaction is then halted by cleavage of the junction and re-ligation of the released DNA.[137] Only strands of like polarity exchange DNA during recombination. There are two types of cleavage: east-west cleavage and north–south cleavage. The north–south cleavage nicks both strands of DNA, while the east–west cleavage has one strand of DNA intact. The formation of a Holliday junction during recombination makes it possible for genetic diversity, genes to exchange on chromosomes, and expression of wild-type viral genomes.
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DNA contains the genetic information that allows all forms of life to function, grow and reproduce. However, it is unclear how long in the 4-billion-year history of life DNA has performed this function, as it has been proposed that the earliest forms of life may have used RNA as their genetic material.[138][139] RNA may have acted as the central part of early cell metabolism as it can both transmit genetic information and carry out catalysis as part of ribozymes.[140] This ancient RNA world where nucleic acid would have been used for both catalysis and genetics may have influenced the evolution of the current genetic code based on four nucleotide bases. This would occur, since the number of different bases in such an organism is a trade-off between a small number of bases increasing replication accuracy and a large number of bases increasing the catalytic efficiency of ribozymes.[141] However, there is no direct evidence of ancient genetic systems, as recovery of DNA from most fossils is impossible because DNA survives in the environment for less than one million years, and slowly degrades into short fragments in solution.[142] Claims for older DNA have been made, most notably a report of the isolation of a viable bacterium from a salt crystal 250 million years old,[143] but these claims are controversial.[144][145]
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Building blocks of DNA (adenine, guanine, and related organic molecules) may have been formed extraterrestrially in outer space.[146][147][148] Complex DNA and RNA organic compounds of life, including uracil, cytosine, and thymine, have also been formed in the laboratory under conditions mimicking those found in outer space, using starting chemicals, such as pyrimidine, found in meteorites. Pyrimidine, like polycyclic aromatic hydrocarbons (PAHs), the most carbon-rich chemical found in the universe, may have been formed in red giants or in interstellar cosmic dust and gas clouds.[149]
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Methods have been developed to purify DNA from organisms, such as phenol-chloroform extraction, and to manipulate it in the laboratory, such as restriction digests and the polymerase chain reaction. Modern biology and biochemistry make intensive use of these techniques in recombinant DNA technology. Recombinant DNA is a man-made DNA sequence that has been assembled from other DNA sequences. They can be transformed into organisms in the form of plasmids or in the appropriate format, by using a viral vector.[150] The genetically modified organisms produced can be used to produce products such as recombinant proteins, used in medical research,[151] or be grown in agriculture.[152][153]
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Forensic scientists can use DNA in blood, semen, skin, saliva or hair found at a crime scene to identify a matching DNA of an individual, such as a perpetrator.[154] This process is formally termed DNA profiling, also called DNA fingerprinting. In DNA profiling, the lengths of variable sections of repetitive DNA, such as short tandem repeats and minisatellites, are compared between people. This method is usually an extremely reliable technique for identifying a matching DNA.[155] However, identification can be complicated if the scene is contaminated with DNA from several people.[156] DNA profiling was developed in 1984 by British geneticist Sir Alec Jeffreys,[157] and first used in forensic science to convict Colin Pitchfork in the 1988 Enderby murders case.[158]
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The development of forensic science and the ability to now obtain genetic matching on minute samples of blood, skin, saliva, or hair has led to re-examining many cases. Evidence can now be uncovered that was scientifically impossible at the time of the original examination. Combined with the removal of the double jeopardy law in some places, this can allow cases to be reopened where prior trials have failed to produce sufficient evidence to convince a jury. People charged with serious crimes may be required to provide a sample of DNA for matching purposes. The most obvious defense to DNA matches obtained forensically is to claim that cross-contamination of evidence has occurred. This has resulted in meticulous strict handling procedures with new cases of serious crime.
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DNA profiling is also used successfully to positively identify victims of mass casualty incidents,[159] bodies or body parts in serious accidents, and individual victims in mass war graves, via matching to family members.
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DNA profiling is also used in DNA paternity testing to determine if someone is the biological parent or grandparent of a child with the probability of parentage is typically 99.99% when the alleged parent is biologically related to the child. Normal DNA sequencing methods happen after birth, but there are new methods to test paternity while a mother is still pregnant.[160]
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Deoxyribozymes, also called DNAzymes or catalytic DNA, were first discovered in 1994.[161] They are mostly single stranded DNA sequences isolated from a large pool of random DNA sequences through a combinatorial approach called in vitro selection or systematic evolution of ligands by exponential enrichment (SELEX). DNAzymes catalyze variety of chemical reactions including RNA-DNA cleavage, RNA-DNA ligation, amino acids phosphorylation-dephosphorylation, carbon-carbon bond formation, and etc. DNAzymes can enhance catalytic rate of chemical reactions up to 100,000,000,000-fold over the uncatalyzed reaction.[162] The most extensively studied class of DNAzymes is RNA-cleaving types which have been used to detect different metal ions and designing therapeutic agents. Several metal-specific DNAzymes have been reported including the GR-5 DNAzyme (lead-specific),[161] the CA1-3 DNAzymes (copper-specific),[163] the 39E DNAzyme (uranyl-specific) and the NaA43 DNAzyme (sodium-specific).[164] The NaA43 DNAzyme, which is reported to be more than 10,000-fold selective for sodium over other metal ions, was used to make a real-time sodium sensor in cells.
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Bioinformatics involves the development of techniques to store, data mine, search and manipulate biological data, including DNA nucleic acid sequence data. These have led to widely applied advances in computer science, especially string searching algorithms, machine learning, and database theory.[165] String searching or matching algorithms, which find an occurrence of a sequence of letters inside a larger sequence of letters, were developed to search for specific sequences of nucleotides.[166] The DNA sequence may be aligned with other DNA sequences to identify homologous sequences and locate the specific mutations that make them distinct. These techniques, especially multiple sequence alignment, are used in studying phylogenetic relationships and protein function.[167] Data sets representing entire genomes' worth of DNA sequences, such as those produced by the Human Genome Project, are difficult to use without the annotations that identify the locations of genes and regulatory elements on each chromosome. Regions of DNA sequence that have the characteristic patterns associated with protein- or RNA-coding genes can be identified by gene finding algorithms, which allow researchers to predict the presence of particular gene products and their possible functions in an organism even before they have been isolated experimentally.[168] Entire genomes may also be compared, which can shed light on the evolutionary history of particular organism and permit the examination of complex evolutionary events.
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DNA nanotechnology uses the unique molecular recognition properties of DNA and other nucleic acids to create self-assembling branched DNA complexes with useful properties.[169] DNA is thus used as a structural material rather than as a carrier of biological information. This has led to the creation of two-dimensional periodic lattices (both tile-based and using the DNA origami method) and three-dimensional structures in the shapes of polyhedra.[170] Nanomechanical devices and algorithmic self-assembly have also been demonstrated,[171] and these DNA structures have been used to template the arrangement of other molecules such as gold nanoparticles and streptavidin proteins.[172]
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Because DNA collects mutations over time, which are then inherited, it contains historical information, and, by comparing DNA sequences, geneticists can infer the evolutionary history of organisms, their phylogeny.[173] This field of phylogenetics is a powerful tool in evolutionary biology. If DNA sequences within a species are compared, population geneticists can learn the history of particular populations. This can be used in studies ranging from ecological genetics to anthropology.
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DNA as a storage device for information has enormous potential since it has much higher storage density compared to electronic devices. However, high costs, extremely slow read and write times (memory latency), and insufficient reliability has prevented its practical use.[174][175]
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DNA was first isolated by the Swiss physician Friedrich Miescher who, in 1869, discovered a microscopic substance in the pus of discarded surgical bandages. As it resided in the nuclei of cells, he called it "nuclein".[176][177] In 1878, Albrecht Kossel isolated the non-protein component of "nuclein", nucleic acid, and later isolated its five primary nucleobases.[178][179]
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In 1909, Phoebus Levene identified the base, sugar, and phosphate nucleotide unit of the RNA (then named "yeast nucleic acid").[180][181][182] In 1929, Levene identified deoxyribose sugar in "thymus nucleic acid" (DNA).[183] Levene suggested that DNA consisted of a string of four nucleotide units linked together through the phosphate groups ("tetranucleotide hypothesis"). Levene thought the chain was short and the bases repeated in a fixed order.
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In 1927, Nikolai Koltsov proposed that inherited traits would be inherited via a "giant hereditary molecule" made up of "two mirror strands that would replicate in a semi-conservative fashion using each strand as a template".[184][185] In 1928, Frederick Griffith in his experiment discovered that traits of the "smooth" form of Pneumococcus could be transferred to the "rough" form of the same bacteria by mixing killed "smooth" bacteria with the live "rough" form.[186][187] This system provided the first clear suggestion that DNA carries genetic information.
|
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In 1933, while studying virgin sea urchin eggs, Jean Brachet suggested that DNA is found in the cell nucleus and that RNA is present exclusively in the cytoplasm. At the time, "yeast nucleic acid" (RNA) was thought to occur only in plants, while "thymus nucleic acid" (DNA) only in animals. The latter was thought to be a tetramer, with the function of buffering cellular pH.[188][189]
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In 1937, William Astbury produced the first X-ray diffraction patterns that showed that DNA had a regular structure.[190]
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In 1943, Oswald Avery, along with co-workers Colin MacLeod and Maclyn McCarty, identified DNA as the transforming principle, supporting Griffith's suggestion (Avery–MacLeod–McCarty experiment).[191] DNA's role in heredity was confirmed in 1952 when Alfred Hershey and Martha Chase in the Hershey–Chase experiment showed that DNA is the genetic material of the enterobacteria phage T2.[192]
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Late in 1951, Francis Crick started working with James Watson at the Cavendish Laboratory within the University of Cambridge. In February 1953, Linus Pauling and Robert Corey proposed a model for nucleic acids containing three intertwined chains, with the phosphates near the axis, and the bases on the outside.[193] In May 1952, Raymond Gosling a graduate student working under the supervision of Rosalind Franklin took an X-ray diffraction image, labeled as "Photo 51",[194] at high hydration levels of DNA. This photo was given to Watson and Crick by Maurice Wilkins and was critical to their obtaining the correct structure of DNA. Franklin told Crick and Watson that the backbones had to be on the outside. Before then, Linus Pauling, and Watson and Crick, had erroneous models with the chains inside and the bases pointing outwards. Her identification of the space group for DNA crystals revealed to Crick that the two DNA strands were antiparallel.[195]
|
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In February 1953, Watson and Crick completed their model, which is now accepted as the first correct model of the double-helix of DNA. On 28 February 1953 Crick interrupted patrons' lunchtime at The Eagle pub in Cambridge to announce that he and Watson had "discovered the secret of life".[196]
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In the 25 April 1953 issue of the journal Nature, were published a series of five articles giving the Watson and Crick double-helix structure DNA, and evidence supporting it.[197] The structure was reported in a letter titled "MOLECULAR STRUCTURE OF NUCLEIC ACIDS A Structure for Deoxyribose Nucleic Acid", in which they said, "It has not escaped our notice that the specific pairing we have postulated immediately suggests a possible copying mechanism for the genetic material."[10] Followed by a letter from Franklin and Gosling, which was the first publication of their own X-ray diffraction data, and of their original analysis method.[43][198] Then followed a letter by Wilkins, and two of his colleagues, which contained an analysis of in vivo B-DNA X-ray patterns, and supported the presence in vivo of the Watson and Crick structure.[44]
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In 1962, after Franklin's death, Watson, Crick, and Wilkins jointly received the Nobel Prize in Physiology or Medicine.[199] Nobel Prizes are awarded only to living recipients. A debate continues about who should receive credit for the discovery.[200]
|
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In an influential presentation in 1957, Crick laid out the central dogma of molecular biology, which foretold the relationship between DNA, RNA, and proteins, and articulated the "adaptor hypothesis".[201] Final confirmation of the replication mechanism that was implied by the double-helical structure followed in 1958 through the Meselson–Stahl experiment.[202] Further work by Crick and co-workers showed that the genetic code was based on non-overlapping triplets of bases, called codons, allowing Har Gobind Khorana, Robert W. Holley, and Marshall Warren Nirenberg to decipher the genetic code.[203] These findings represent the birth of molecular biology.[204]
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Antoine Marie Jean-Baptiste Roger, comte de Saint-Exupéry,[3] simply known as de Saint-Exupéry (UK: /ˌsæ̃tɪɡˈzuːpɛri/,[4] US: /-ɡzuːpeɪˈriː/,[5] French: [ɑ̃twan də sɛ̃t‿ɛɡzypeʁi]; 29 June 1900 – 31 July 1944), was a French writer, poet, aristocrat, journalist and pioneering aviator. He became a laureate of several of France's highest literary awards and also won the United States National Book Award.[6] He is best remembered for his novella The Little Prince (Le Petit Prince) and for his lyrical aviation writings, including Wind, Sand and Stars and Night Flight.
|
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Saint-Exupéry was a successful commercial pilot before World War II, working airmail routes in Europe, Africa, and South America. He joined the French Air Force at the start of the war, flying reconnaissance missions until France's armistice with Germany in 1940. After being demobilised from the French Air Force, he travelled to the United States to help persuade its government to enter the war against Nazi Germany.
|
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Saint-Exupéry spent 28 months in America, during which he wrote three of his most important works, then joined the Free French Air Force in North Africa—although he was far past the maximum age for such pilots and in declining health. He disappeared and is believed to have died while on a reconnaissance mission from Corsica over the Mediterranean on 31 July 1944.
|
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Prior to the war, Saint-Exupéry had achieved fame in France as an aviator. His literary works posthumously boosted his stature to national hero status in France,[7][8] including The Little Prince which has been translated into 300 languages.[9] He earned further widespread recognition with international translations of his other works. His 1939 philosophical memoir Terre des hommes (titled Wind, Sand and Stars in English) became the name of an international humanitarian group; it was also used as the central theme of Expo 67 in Montreal, Quebec.[10] His birthplace of Lyon also named its main airport after him.
|
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Saint-Exupéry was born in Lyon to an aristocratic Catholic family that could trace its lineage back several centuries. He was the third of five children of the Viscountess Marie de Fonscolombe and Viscount Jean de Saint-Exupéry (1863–1904).[11][12][13][Note 1] His father, an executive of the Le Soleil (The Sun) insurance brokerage, died of a stroke in Lyon's La Foux train station before his son's fourth birthday. His father's death affected the entire family, transforming their status to that of 'impoverished aristocrats'.[15]
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Saint-Exupéry had three sisters and a younger blond-haired brother, François, who at age 15 died of rheumatic fever contracted while both were attending the Marianist College Villa St. Jean in Fribourg, Switzerland, during World War I. Saint-Exupéry attended to his brother, his closest confidant, beside François' death bed, and later wrote that François "...remained motionless for an instant. He did not cry out. He fell as gently as a [young] tree falls", imagery which would much later be recrafted into the climactic ending of The Little Prince. At the age of 17, now the only man in the family following the death of his brother, the young author was left as distraught as his mother and sisters, but he soon assumed the mantle of a protector and took to consoling them.[16]
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After twice failing his final exams at a preparatory Naval Academy, Saint-Exupéry entered the École des Beaux-Arts as an auditor to study architecture for 15 months, again without graduating, and then fell into the habit of accepting odd jobs. In 1921, Saint-Exupéry began his military service as a basic-rank soldier with the 2e Régiment de chasseurs à cheval (2nd Regiment of light cavalry) and was sent to Neuhof, near Strasbourg.[17] While there he took private flying lessons and the following year was offered a transfer from the French Army to the French Air Force. He received his pilot's wings after being posted to the 37th Fighter Regiment in Casablanca, Morocco.
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Later, being reposted to the 34th Aviation Regiment at Le Bourget on the outskirts of Paris, and then experiencing the first of his many aircraft crashes, Saint-Exupéry bowed to the objections of the family of his fiancée, future novelist Louise Lévêque de Vilmorin, and left the air force to take an office job. The couple ultimately broke off their engagement and he worked at several more odd jobs without success over the next few years.[citation needed]
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By 1926, Saint-Exupéry was flying again. He became one of the pioneers of international postal flight, in the days when aircraft had few instruments. Later he complained that those who flew the more advanced aircraft had become more like accountants than pilots. He worked for Aéropostale between Toulouse and Dakar, and then also became the airline stopover manager for the Cape Juby airfield in the Spanish zone of South Morocco, in the Sahara desert. His duties included negotiating the safe release of downed fliers taken hostage by Saharan tribes, a perilous task which earned him his first Légion d'honneur from the French Government.[citation needed]
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In 1929, Saint-Exupéry was transferred to Argentina, where he was appointed director of the Aeroposta Argentina airline. He lived in Buenos Aires, in the Galería Güemes building. He surveyed new air routes across South America, negotiated agreements, and even occasionally flew the airmail as well as search missions looking for downed fliers. This period of his life is briefly explored in Wings of Courage, an IMAX film by French director Jean-Jacques Annaud.[18]
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Saint-Exupéry's first novella, L'Aviateur (The Aviator), was published in 1926 in a short-lived literary magazine Le Navire d'Argent (The Silver Ship).[21] In 1929, his first book, Courrier Sud (Southern Mail) was published; his career as an aviator and journalist was about to begin. That same year, Saint-Exupéry flew the Casablanca—Dakar route.[citation needed]
|
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The 1931 publication of Vol de nuit (Night Flight) established Saint-Exupéry as a rising star in the literary world. It was the first of his major works to gain widespread acclaim and won the prix Femina. The novel mirrored his experiences as a mail pilot and director of the Aeroposta Argentina airline, based in Buenos Aires, Argentina.[22] That same year, at Grasse, Saint-Exupéry married Consuelo Suncin (née Suncín Sandoval), a once-divorced, once-widowed Salvadoran writer and artist, who possessed a bohemian spirit and a "viper's tongue".
|
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Saint-Exupéry, thoroughly enchanted by the diminutive woman, would leave and then return to her many times—she was both his muse and, over the long term, the source of much of his angst.[23] It was a stormy union, with Saint-Exupéry travelling frequently and indulging in numerous affairs, most notably with the Frenchwoman Hélène de Vogüé (1908–2003), known as "Nelly" and referred to as "Madame de B." in Saint-Exupéry biographies.[24][Note 2] Vogüé became Saint-Exupéry's literary executrix after his death and also wrote her own Saint-Exupéry biography under a pseudonym, Pierre Chevrier.[26]
|
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Saint-Exupéry continued to write until the spring of 1943, when he left the United States with American troops bound for North Africa in the Second World War.[citation needed]
|
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On 30 December 1935, at 2:45 am, after 19 hours and 44 minutes in the air, Saint-Exupéry, along with his mechanic-navigator André Prévot, crashed in the Libyan desert,[27] during an attempt to break the speed record in a Paris-to-Saigon air race and win a prize of 150,000 francs.[28][Note 3] The crash site is thought to have been near the Wadi Natrun valley, close to the Nile Delta.[29]
|
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Both Saint-Exupéry and Prévot miraculously survived the crash, only to face rapid dehydration in the intense desert heat. Their maps were primitive and ambiguous, leaving them with no idea of their location. Lost among the sand dunes, their sole supplies consisted of some grapes, two oranges, a madeleine, a pint of coffee in a battered thermos and a half pint of white wine in another. They also had with them a small store of medicine: "a hundred grammes of ninety percent alcohol, the same of pure ether, and a small bottle of iodine."[30]
|
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The pair had only one day's worth of fluids.[31] They both saw mirages and experienced auditory hallucinations, which were quickly followed by more vivid hallucinations. By the second and third day, they were so dehydrated that they stopped sweating. On the fourth day, a Bedouin on a camel discovered them and administered a native rehydration treatment that saved their lives.[28] The near brush with death would figure prominently in his 1939 memoir, Wind, Sand and Stars, winner of several awards. Saint-Exupéry's classic novella The Little Prince, which begins with a pilot being stranded in the desert, is, in part, a reference to this experience.[citation needed]
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Following the German invasion of France in 1940, Saint-Exupéry flew a Bloch MB.174 with the Groupe de reconnaissance II/33 reconnaissance squadron of the Armée de l'Air.[citation needed]
|
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After France's armistice with Germany, Saint-Exupéry went into exile in North America, escaping through Portugal. He stayed in Estoril, at the Hotel Palácio, between 28 November and 20 December 1940.[32] He described his impressions of his stay in Lettre à un Otage.[33] On the same day that he checked out, he boarded the S.S. Siboney and arrived in New York City on the last day of 1940[34], with the intention of convincing the U.S. to enter the conflict against Nazi Germany quickly.[35] On 14 January 1941, at a Hotel Astor author luncheon attended by approximately 1,500, he belatedly received his National Book Award for Wind, Sand and Stars, won a year earlier while he was occupied witnessing the destruction of the French Army.[36] Consuelo followed him to New York City several months later after a chaotic migration to the southern French town of Oppède, where she lived in an artist's commune, the basis of her autobiography, Kingdom of the Rocks: Memories of Oppède.[37][38]
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Between January 1941 and April 1943, the Saint-Exupérys lived in New York City's Central Park South in twin penthouse apartments,[39] as well as The Bevin House mansion in Asharoken on Long Island, New York and a townhouse on Beekman Place in Manhattan.[40]
|
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Saint-Exupéry and Charles Lindbergh both became P-38 pilots during World War II, with a disgraced Lindbergh fighting in the Pacific War,[41] and with Saint-Exupéry fighting and dying over the Mediterranean.[42]
|
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It was after Saint-Exupéry's arrival in the United States that the author adopted the hyphen within his surname, as he was annoyed with Americans addressing him as "Mr. Exupéry".[3] It was also during this period that he authored Pilote de guerre (Flight to Arras), which earned widespread acclaim, and Lettre à un otage (Letter to a Hostage), dedicated to the 40 million French living under Nazi oppression, plus numerous shorter pieces in support of France. The Saint-Exupérys also resided in Quebec City, Canada for several weeks during the late spring of 1942, during which time they met a precocious eight-year-old boy with blond curly hair, Thomas, the son of philosopher Charles De Koninck, with whom the Saint-Exupérys resided.[43][44][Note 4]
|
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After he returned from his stay in Quebec, which had been fraught with illness and stress, the French wife of one of his publishers helped persuade Saint-Exupéry to produce a children's book,[45] hoping to calm his nerves and also compete with the new series of Mary Poppins stories by P.L. Travers. Saint-Exupéry wrote and illustrated The Little Prince in New York City and the village of Asharoken in mid-to-late 1942, with the manuscript being completed in October.[43] It would be first published months later in early 1943 in both English and French in the United States, and would only later appear in his native homeland posthumously after the liberation of France, as his works had been banned by the collaborationist Vichy Regime.[46][47][Note 5]
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In April 1943, following his 27 months in North America, Saint-Exupéry departed with an American military convoy for Algiers, to fly with the Free French Air Force and fight with the Allies in a Mediterranean-based squadron. Then 43, soon to be promoted to the rank of commandant (major), he was far older than most men in operational units. Although eight years over the age limit for such pilots, he had petitioned endlessly for an exemption which had finally been approved by General Dwight Eisenhower. However, Saint-Exupéry had been suffering pain and immobility due to his many previous crash injuries, to the extent that he could not dress himself in his own flight suit or even turn his head leftwards to check for enemy aircraft.[49]
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Saint-Exupéry was assigned with a number of other pilots to his former unit, renamed Groupe de reconnaissance 2/33 "Savoie", flying P-38 Lightnings, which an officer described as "war-weary, non-airworthy craft".[50] The Lightnings were also more sophisticated than models he previously flew, requiring him to undertake seven weeks of stringent training before his first mission. After wrecking a P-38 through engine failure on his second mission, he was grounded for eight months, but was then later reinstated to flight duty on the personal intervention of General Ira Eaker, Deputy Commander of the U.S. Army Air Forces.[51][42][Note 6]
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After Saint-Exupéry resumed flying, he also returned to his longtime habit of reading and writing while flying his single seat F-5B (a specially configured P-38 reconnaissance variant). His prodigious studies of literature gripped him and on occasion he continued his readings of literary works until moments before takeoff, with mechanics having warmed up and tested his aircraft for him in preparation for his flight. On one flight, to the chagrin of his colleagues awaiting his arrival, he circled the airport for an hour after returning, so that he could finish reading a novel. Saint-Exupéry frequently flew with a lined notebook (carnet) during his long solitary flights and some of his philosophical writings were created during such periods when he could reflect on the world below him.[53]
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Prior to his return to flight dutie with his squadron in North Africa, the collaborationist Vichy Regime unilaterally promoted Saint-Exupéry as one of its members – quite a shock to the author. Subsequently, French General (later French President) Charles de Gaulle, whom Saint-Exupéry and others held in low regard, publicly implied that the author-pilot was supporting Germany. Depressed at this, he began to drink heavily.[54] Additionally, his health, both physically and mentally, had been deteriorating. Saint-Exupéry was said to be intermittently subject to depression and there was discussion of taking him off flying status.[55][Note 7]
|
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Saint-Exupéry's last assigned reconnaissance mission was to collect intelligence on German troop movements in and around the Rhone Valley preceding the Allied invasion of southern France ("Operation Dragoon"). Although he had been reinstated to his old squadron with the provision that he was to fly only five missions,[56] on 31 July 1944, he took off in an unarmed P-38 on his ninth reconnaissance mission from an airbase on Corsica.[Note 8] To the great alarm of the squadron compatriots who revered him, he did not return, vanishing without a trace.[58][Note 9] Word of his disappearance shortly spread across the literary world and then into international headlines.[59][42] An unidentifiable body in a French uniform was found several days after his disappearance east of the Frioul archipelago south of Marseille and buried in Carqueiranne in September.[citation needed]
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In September 1998, to the east of Riou Island (south of Marseille) fisherman Jean-Claude Bianco found a silver identity bracelet (gourmette) bearing the names of Saint-Exupéry, his wife Consuelo[60] and his American publisher, Reynal & Hitchcock. The bracelet was hooked to a piece of fabric, presumably from his flight suit.[26] The recovery of his bracelet was an emotional event in France, where Saint-Exupéry had by then assumed the mantle of a national icon and some disputed its authenticity as it was found far from his intended flight path, implying that the aircraft might not have been shot down.[61]
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In May 2000, Luc Vanrell, a diver, found the partial remains of a Lockheed P-38 Lightning on the seabed off the coast of Marseille, near where the bracelet was previously found. The discovery galvanized the country, which for decades had conducted searches for his aircraft and speculated on Saint-Exupéry's fate.[62] After a two-year delay imposed by the French government, the remnants of the aircraft were recovered in October 2003.[60][Note 10]
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On 7 April 2004, Patrick Granjean, head of the French Ministry of Culture, Captain Frederic Solano of the French Air Force, plus investigators from the French Underwater Archaeological Department confirmed that the remnants of the crash wreckage were, indeed, from Saint-Exupéry's Lockheed F-5B.[62][64]
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No marks or holes attributable to gunfire were found; however, that was not considered significant as only a small portion of the aircraft was recovered.[63] In June 2004, the fragments were given to the Air and Space Museum in Le Bourget, Paris, where Saint-Exupéry's life is commemorated in a special exhibit.[65][66]
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The location of the crash site and the bracelet are less than 80 km by sea from where the unidentified French serviceman was found in Carqueiranne and it remains plausible, but has not been confirmed, that the body was carried there by sea currents after the crash over the course of several days.[citation needed]
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In 1948, former Luftwaffe telegrapher Rev. Hermann Korth published his war logs, noting an instance on 31 July around noon where a Focke-Wulf Fw 190 downed a P-38 Lightning. Korth's account ostensibly supported a shoot-down hypothesis for Saint-Exupéry.[67][68] The veracity of his log, however, was met with skepticism, as it could be describing a P-38 flown by Second Lieutenant Gene Meredith on 30 July, downed South of Nice.[67][69][Note 11]
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In 1972, the German magazine Der Landser quoted a letter from Luftwaffe reconnaissance pilot Robert Heichele, where he purportedly claimed to have shot down a P-38 on 31 July 1944.[71] His account, corroborated by a spotter, seemingly supported a shoot-down hypothesis of Saint-Exupéry.[72] However, Heichele's account was met with skepticism, as he described flying a Focke-Wulf Fw 190 D-9, a variant which had not yet entered Luftwaffe service.[73]
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In the lists held by the Bundesarchiv-Militärarchiv, no victory was accredited to Heichele or his unit in July or August 1944, and the decrypted report of the day's reconnaissance does not include any flights by 2./NAG 13's Fw 190s.[74] Heichele was shot down on 16 August 1944 and died five days later.[Note 12][75]
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In 2008, a French journalist from La Provence, investigating Saint-Exupéry's death, contacted former Luftwaffe pilots who flew in the area of Marseille, eventually getting an account from Horst Rippert.[65][76][77] An admirer of Saint-Exupéry's books, Rippert's memoirs expressed both fears and doubts that he was responsible, but in 2003 he stated he became certain he was responsible when he learned the location of Saint-Exupéry's wreckage.[78] Rippert claimed to have reported the kill over his radio, but there are no surviving records to verify this account.[68][69][Note 13][Note 14]
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Rippert's account, as discussed in two French and German books, was met with publicity and skepticism.[80][81] Luftwaffe comrades expressed doubts in Rippert's claim, given that he held it private for 64 years.[82][83][Note 15] Very little German documentation survived the war, and contemporary archival sources, consisting mostly of Allied intercepts of Luftwaffe signals, offer no evidence to directly verify Rippert's claim.[84][85][84] The entry and exit-points of Saint-Exupéry's mission were likely near Cannes, yet his wreckage was discovered South of Marseille.[79]
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Though it is possible that German fighters could have intercepted, or at least altered, Saint-Exupéry's flight path, the cause of his death remains unknown, and Rippert's account remains one hypothesis among many.[69][86][79][Note 16]
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While not precisely autobiographical, much of Saint-Exupéry's work is inspired by his experiences as a pilot. One notable example is his novella, The Little Prince, a poetic tale self-illustrated in watercolours in which a pilot stranded in the desert meets a young prince fallen to Earth from a tiny asteroid. The Little Prince is a philosophical story, including societal criticism, remarking on the strangeness of the adult world. One biographer wrote of his most famous work: "Rarely have an author and a character been so intimately bound together as Antoine de Saint-Exupéry and his Little Prince," and remarking of their dual fates, "...the two remain tangled together, twin innocents who fell from the sky." [26]
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Saint-Exupéry's notable literary works (published English translations in parentheses) include:[88]
|
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During the 1930s, Saint-Exupéry led a mixed life as an aviator, journalist, author and publicist for Air France, Aéropostale's successor. His journalistic writings for Paris-Soir, Marianne and other newspapers covered events in Indochina and the Far East (1934), the Mediterranean, Soviet Union and Moscow (1935), and the Spanish Civil War (1936–1937). Saint-Exupéry additionally wrote a number of shorter pieces, essays and commentaries for various other newspapers and magazines.[96]
|
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Notable among those during World War II was "An Open Letter to Frenchmen Everywhere", which was highly controversial in its attempt to rally support for France against Nazi oppression at a time when the French were sharply divided between support of the Gaullists and Vichy factions. It was published in The New York Times Magazine in November 1942,[97] in its original French in Le Canada, de Montréal at the same time, and in Pour la Victoire the following month.[89] Other shorter pieces include (in French except where translated by others to English):[93][97]
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Pilote de guerre (Flight To Arras), describing the German invasion of France, was slightly censored when it was released in its original French in his homeland, by removing a derogatory remark made of Hitler (which French publisher Gallimard failed to reinsert in subsequent editions after World War II). However, shortly after the book's release in France, Nazi appeasers and Vichy supporters objected to its praise of one of Saint-Exupéry's squadron colleagues, Captain Jean Israël, who was portrayed as being amongst the squadron's bravest defenders during the Battle of France.
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In support of their German occupiers and masters, Vichy authorities attacked the author as a defender of Jews (in racist terms) leading to the praised book being banned in France, along with prohibitions against further printings of Saint-Exupéry's other works.[47] Prior to France's liberation new printings of Saint-Exupéry's works were made available there only by means of covert print runs,[47][46] such as that of February 1943 when 1,000 copies of an underground version of Pilote de guerre were printed in Lyon.[98]
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A further complication occurred due to Saint-Exupéry's and others' view of General Charles de Gaulle, who was held in low regard. Early in the war, de Gaulle became the leader of the Free French Forces in exile, with his headquarters in London. Even though both men were working to free France from Nazi occupation, Saint-Exupéry viewed de Gaulle with apprehension as a possible post-war dictator, and consequently provided no public support to the General. In response, de Gaulle struck back at the author by implying that the author was a German supporter, and then had his literary works banned in France's North African colonies. Saint-Exupéry's writings were, with irony, banned simultaneously in both occupied France and Free France.[26][99]
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Due to Saint-Exupéry's wartime death, the French government awarded his estate the civil code designation Mort pour la France (English: Died for France) in 1948. Amongst the law's provisions is an increase of 30 years to the duration of the original copyright's duration of 70 years;[100] thus most of Saint-Exupéry's creative works will not fall out of copyright status in France for an extra 30 years.[101]
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Commemorative inscription in the Panthéon of Paris.
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Portrait and images from The Little Prince on a 50-franc banknote
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Historical marker where the Saint-Exupérys resided in Quebec.
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Museum exhibits, exhibitions and theme villages dedicated to both him and his diminutive Little Prince have been created in Le Bourget, Paris and other locations in France, as well as in the Republic of South Korea, Japan, Morocco, Brazil, the United States and Canada.[citation needed]
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"Être homme, c'est précisément être responsable. C'est sentir, en posant sa pierre, que l'on contribue à bâtir le monde" (to be a man is to be responsible, to feel that by laying one's own stone, one contributes to building the world)
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Numerous other tributes have been awarded to honour Saint-Exupéry and his most famous literary creation, his Little Prince:
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In August 2011, Saint-Ex, a theatrical production of Saint-Exupéry's life, premiered in Weston, Vermont.[128]
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John Winston Ono Lennon[nb 1] MBE (born John Winston Lennon, 9 October 1940 – 8 December 1980) was an English singer, songwriter and peace activist[2] who gained worldwide fame as the founder, co-lead vocalist, and rhythm guitarist of the Beatles. His songwriting partnership with Paul McCartney remains the most successful in musical history.[3] In 1969, he started the Plastic Ono Band with his second wife, Yoko Ono. After the Beatles disbanded in 1970, Lennon continued as a solo artist and as Ono's collaborator.
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Born in Liverpool, Lennon became involved in the skiffle craze as a teenager. In 1956, he formed his first band, the Quarrymen, which evolved into the Beatles in 1960. He was initially the group's de facto leader, a role gradually ceded to McCartney. Lennon was characterised for the rebellious nature and acerbic wit in his music, writing, drawings, on film and in interviews. In the mid-1960s, he had two books published: In His Own Write and A Spaniard in the Works, both collections of nonsensical writings and line drawings. Starting with 1967's "All You Need Is Love", his songs were adopted as anthems by the anti-war movement and the larger counterculture.
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From 1968 to 1972, Lennon produced more than a dozen records with Ono, including a trilogy of avant-garde albums, his first solo LP John Lennon/Plastic Ono Band, and the international top 10 singles "Give Peace a Chance", "Instant Karma!", "Imagine" and "Happy Xmas (War Is Over)". Controversial through his political and peace activism, after moving to New York City in 1971, his criticism of the Vietnam War resulted in a three-year attempt by the Nixon administration to deport him. In 1975, Lennon disengaged from the music business to raise his infant son Sean, and in 1980, returned with the Ono collaboration Double Fantasy. He was shot and killed in the archway of his Manhattan apartment building by a Beatles fan, Mark David Chapman, three weeks after the album's release.
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In 2002, Lennon was voted eighth in a BBC poll of the 100 Greatest Britons, and in 2008, Rolling Stone ranked him the fifth-greatest singer of all time. In 1987, he was inducted into the Songwriters Hall of Fame. Lennon was inducted into the Rock and Roll Hall of Fame twice, as a member of the Beatles in 1988 and as a solo artist in 1994.[4]
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Lennon was born on 9 October 1940 at Liverpool Maternity Hospital to Julia (née Stanley) (1914–1958) and Alfred Lennon (1912–1976). Alfred was a merchant seaman of Irish descent who was away at the time of his son's birth.[5] His parents named him John Winston Lennon after his paternal grandfather, John "Jack" Lennon, and Prime Minister Winston Churchill.[6] His father was often away from home but sent regular pay cheques to 9 Newcastle Road, Liverpool, where Lennon lived with his mother;[7] the cheques stopped when he went absent without leave in February 1944.[8][9] When he eventually came home six months later, he offered to look after the family, but Julia, by then pregnant with another man's child, rejected the idea.[10] After her sister Mimi complained to Liverpool's Social Services twice, Julia gave her custody of Lennon. In July 1946, Lennon's father visited her and took his son to Blackpool, secretly intending to emigrate to New Zealand with him.[11] Julia followed them – with her partner at the time, Bobby Dykins – and after a heated argument, his father forced the five-year-old to choose between them. In one account of this incident, Lennon twice chose his father, but as his mother walked away, he began to cry and followed her.[12] According to author Mark Lewisohn, however, Lennon's parents agreed that Julia should take him and give him a home. A witness who was there that day, Billy Hall, has said that the dramatic portrayal of a young John Lennon being forced to make a decision between his parents is inaccurate.[13] Lennon had no further contact with Alf for close to 20 years.[14]
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Throughout the rest of his childhood and adolescence, Lennon lived at Mendips, 251 Menlove Avenue, Woolton, with Mimi and her husband George Toogood Smith, who had no children of their own.[15] His aunt purchased volumes of short stories for him, and his uncle, a dairyman at his family's farm, bought him a mouth organ and engaged him in solving crossword puzzles.[16] Julia visited Mendips on a regular basis, and when John was 11 years old, he often visited her at 1 Blomfield Road, Liverpool, where she played him Elvis Presley records, taught him the banjo, and showed him how to play "Ain't That a Shame" by Fats Domino.[17] In September 1980, Lennon commented about his family and his rebellious nature:
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A part of me would like to be accepted by all facets of society and not be this loudmouthed lunatic poet/musician. But I cannot be what I am not ... I was the one who all the other boys' parents – including Paul's father – would say, "Keep away from him" ... The parents instinctively recognised I was a troublemaker, meaning I did not conform and I would influence their children, which I did. I did my best to disrupt every friend's home ... Partly out of envy that I didn't have this so-called home ... but I did ... There were five women that were my family. Five strong, intelligent, beautiful women, five sisters. One happened to be my mother. [She] just couldn't deal with life. She was the youngest and she had a husband who ran away to sea and the war was on and she couldn't cope with me, and I ended up living with her elder sister. Now those women were fantastic ... And that was my first feminist education ... I would infiltrate the other boys' minds. I could say, "Parents are not gods because I don't live with mine and, therefore, I know."[18]
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He regularly visited his cousin, Stanley Parkes, who lived in Fleetwood and took him on trips to local cinemas.[19] During the school holidays Parkes often visited Lennon with Leila Harvey, another cousin, and the threesome often travelled to Blackpool two or three times a week to watch shows. They would visit the Blackpool Tower Circus and see artists such as Dickie Valentine, Arthur Askey, Max Bygraves and Joe Loss, with Parkes recalling that Lennon particularly liked George Formby.[20] After Parkes's family moved to Scotland, the three cousins often spent their school holidays together there. Parkes recalled, "John, cousin Leila and I were very close. From Edinburgh we would drive up to the family croft at Durness, which was from about the time John was nine years old until he was about 16."[21] Lennon's uncle George died of a liver haemorrhage on 5 June 1955, aged 52.[22]
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Lennon was raised as an Anglican and attended Dovedale Primary School.[23] After passing his eleven-plus exam, he attended Quarry Bank High School in Liverpool from September 1952 to 1957, and was described by Harvey at the time as a "happy-go-lucky, good-humoured, easy going, lively lad".[24] He often drew comical cartoons that appeared in his own, self-made school magazine called the Daily Howl.[25][nb 2]
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In 1956, Julia bought John his first guitar. The instrument was an inexpensive Gallotone Champion acoustic for which she lent her son five pounds and ten shillings on the condition that the guitar be delivered to her own house and not Mimi's, knowing well that her sister was not supportive of her son's musical aspirations.[27] Mimi was sceptical of his claim that he would be famous one day, and she hoped that he would grow bored with music, often telling him, "The guitar's all very well, John, but you'll never make a living out of it."[28]
|
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On 15 July 1958, Julia Lennon was struck and killed by a car while she was walking home after visiting the Smiths' house.[29] His mother's death traumatised the teenage Lennon, who, for the next two years, drank heavily and frequently got into fights, consumed by a "blind rage".[30] Julia's memory would later serve as a major creative inspiration for Lennon, inspiring songs such as the 1968 Beatles song "Julia".[31]
|
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Lennon's senior school years were marked by a shift in his behaviour. Teachers at Quarry Bank High School described him thus: "He has too many wrong ambitions and his energy is often misplaced", and "His work always lacks effort. He is content to “drift” instead of using his abilities."[32] Lennon's misbehaviour created a rift in his relationship with his aunt.
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Lennon failed his O-level examinations, and was accepted into the Liverpool College of Art after his aunt and headmaster intervened.[33] At the college he began wearing Teddy Boy clothes and was threatened with expulsion for his behaviour.[34] In the description of Cynthia Powell, Lennon's fellow student and subsequently his wife, he was "thrown out of the college before his final year".[35]
|
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At the age of 15, Lennon formed a skiffle group, the Quarrymen. Named after Quarry Bank High School, the group was established by Lennon in September 1956.[36] By the summer of 1957, the Quarrymen played a "spirited set of songs" made up of half-skiffle and half-rock and roll.[37] Lennon first met Paul McCartney at the Quarrymen's second performance, which was held in Woolton on 6 July at the St Peter's Church garden fête. Lennon then asked McCartney to join the band.[38]
|
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McCartney said that Aunt Mimi "was very aware that John's friends were lower class", and would often patronise him when he arrived to visit Lennon.[39] According to McCartney's brother Mike, their father similarly disapproved of Lennon, declaring that Lennon would get his son "into trouble".[40] McCartney's father nevertheless allowed the fledgling band to rehearse in the family's front room at 20 Forthlin Road.[41][42] During this time Lennon wrote his first song, "Hello Little Girl", which became a UK top 10 hit for the Fourmost in 1963.[43]
|
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McCartney recommended his friend George Harrison to be the lead guitarist.[44] Lennon thought that Harrison, then 14 years old, was too young. McCartney engineered an audition on the upper deck of a Liverpool bus, where Harrison played "Raunchy" for Lennon and was asked to join.[45] Stuart Sutcliffe, Lennon's friend from art school, later joined as bassist.[46] Lennon, McCartney, Harrison and Sutcliffe became "The Beatles" in early 1960. In August that year, the Beatles were engaged for a 48-night residency in Hamburg, in West Germany, and were desperately in need of a drummer. They asked Pete Best to join them.[47] Lennon's aunt, horrified when he told her about the trip, pleaded with Lennon to continue his art studies instead.[48] After the first Hamburg residency, the band accepted another in April 1961, and a third in April 1962. As with the other band members, Lennon was introduced to Preludin while in Hamburg,[49] and regularly took the drug as a stimulant during their long, overnight performances.[50]
|
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Brian Epstein managed the Beatles from 1962 until his death in 1967. He had no previous experience managing artists, but he had a strong influence on the group's dress code and attitude on stage.[51] Lennon initially resisted his attempts to encourage the band to present a professional appearance, but eventually complied, saying "I'll wear a bloody balloon if somebody's going to pay me."[52] McCartney took over on bass after Sutcliffe decided to stay in Hamburg, and Best was replaced with drummer Ringo Starr; this completed the four-piece line-up that would remain until the group's break-up in 1970. The band's first single, "Love Me Do", was released in October 1962 and reached No. 17 on the British charts. They recorded their debut album, Please Please Me, in under 10 hours on 11 February 1963,[53] a day when Lennon was suffering the effects of a cold,[54] which is evident in the vocal on the last song to be recorded that day, "Twist and Shout".[55] The Lennon–McCartney songwriting partnership yielded eight of its fourteen tracks. With a few exceptions, one being the album title itself, Lennon had yet to bring his love of wordplay to bear on his song lyrics, saying: "We were just writing songs ... pop songs with no more thought of them than that – to create a sound. And the words were almost irrelevant".[53] In a 1987 interview, McCartney said that the other Beatles idolised Lennon: "He was like our own little Elvis ... We all looked up to John. He was older and he was very much the leader; he was the quickest wit and the smartest."[56]
|
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The Beatles achieved mainstream success in the UK early in 1963. Lennon was on tour when his first son, Julian, was born in April. During their Royal Variety Show performance, which was attended by the Queen Mother and other British royalty, Lennon poked fun at the audience: "For our next song, I'd like to ask for your help. For the people in the cheaper seats, clap your hands ... and the rest of you, if you'll just rattle your jewellery."[57] After a year of Beatlemania in the UK, the group's historic February 1964 US debut appearance on The Ed Sullivan Show marked their breakthrough to international stardom. A two-year period of constant touring, filmmaking, and songwriting followed, during which Lennon wrote two books, In His Own Write and A Spaniard in the Works.[58] The Beatles received recognition from the British establishment when they were appointed Members of the Order of the British Empire (MBE) in the 1965 Queen's Birthday Honours.[59]
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Lennon grew concerned that fans who attended Beatles concerts were unable to hear the music above the screaming of fans, and that the band's musicianship was beginning to suffer as a result.[60] Lennon's "Help!" expressed his own feelings in 1965: "I meant it ... It was me singing 'help'".[61] He had put on weight (he would later refer to this as his "Fat Elvis" period),[62] and felt he was subconsciously seeking change.[63] In March that year he and Harrison were unknowingly introduced to LSD when a dentist, hosting a dinner party attended by the two musicians and their wives, spiked the guests' coffee with the drug.[64] When they wanted to leave, their host revealed what they had taken, and strongly advised them not to leave the house because of the likely effects. Later, in a lift at a nightclub, they all believed it was on fire; Lennon recalled: "We were all screaming ... hot and hysterical."[65]
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In March 1966, during an interview with Evening Standard reporter Maureen Cleave, Lennon remarked, "Christianity will go. It will vanish and shrink ... We're more popular than Jesus now – I don't know which will go first, rock and roll or Christianity."[66] The comment went virtually unnoticed in England but caused great offence in the US when quoted by a magazine there five months later. The furore that followed, which included the burning of Beatles records, Ku Klux Klan activity and threats against Lennon, contributed to the band's decision to stop touring.[67]
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After the band's final concert on 29 August 1966, Lennon filmed the anti-war black comedy How I Won the War – his only appearance in a non-Beatles feature film – before rejoining his bandmates for an extended period of recording, beginning in November.[68] Lennon had increased his use of LSD[69] and, according to author Ian MacDonald, his continuous use of the drug in 1967 brought him "close to erasing his identity".[70] The year 1967 saw the release of "Strawberry Fields Forever", hailed by Time magazine for its "astonishing inventiveness",[71] and the group's landmark album Sgt. Pepper's Lonely Hearts Club Band, which revealed lyrics by Lennon that contrasted strongly with the simple love songs of the group's early years.[72] In late June, the Beatles performed Lennon's "All You Need Is Love" as Britain's contribution to the Our World satellite broadcast, before an international audience estimated at up to 400 million.[73] Intentionally simplistic in its message,[74] the song formalised his pacifist stance and provided an anthem for the Summer of Love.[75]
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After the Beatles were introduced to the Maharishi Mahesh Yogi, the group attended an August weekend of personal instruction at his Transcendental Meditation seminar in Bangor, Wales.[76] During the seminar, they were informed of Epstein's death. "I knew we were in trouble then", Lennon said later. "I didn't have any misconceptions about our ability to do anything other than play music. I was scared – I thought, 'We've fucking had it now.'"[77] McCartney organised the group's first post-Epstein project,[78] the self-written, -produced and -directed television film Magical Mystery Tour, which was released in December that year. While the film itself proved to be their first critical flop, its soundtrack release, featuring Lennon's Lewis Carroll-inspired "I Am the Walrus", was a success.[79][80]
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Led by Harrison and Lennon's interest, the Beatles travelled to the Maharishi's ashram in India in February 1968 for further guidance.[81] While there, they composed most of the songs for their double album The Beatles,[82] but the band members' mixed experience with Transcendental Meditation signalled a sharp divergence in the group's camaraderie.[83] On their return to London, they became increasingly involved in business activities with the formation of Apple Corps, a multimedia corporation composed of Apple Records and several other subsidiary companies. Lennon described the venture as an attempt to achieve "artistic freedom within a business structure".[84] Released amid a period of civic unrest and protests, the band's debut single for the Apple label included Lennon's B-side "Revolution", in which he called for a "plan" rather than committing to Maoist revolution. The song's pacifist message led to ridicule from political radicals in the New Left press.[85] Adding to the tensions at the Beatles' recording sessions that year, Lennon insisted on having his new girlfriend, the Japanese artist Yoko Ono, beside him, thereby contravening the band's policy regarding wives and girlfriends in the studio. He was especially pleased with his songwriting contributions to the double album and identified it as a superior work to Sgt. Pepper.[86] At the end of 1968, Lennon participated in The Rolling Stones Rock and Roll Circus, a television special that was not broadcast. Lennon performed with the Dirty Mac, a supergroup composed of Lennon, Eric Clapton, Keith Richards and Mitch Mitchell. The group also backed a vocal performance by Ono. A film version was released in 1996.[87]
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By late 1968, Lennon's increased drug use and growing preoccupation with Ono, combined with the Beatles' inability to agree on how the company should be run, left Apple in need of professional management. Lennon asked Lord Beeching to take on the role, but he declined, advising Lennon to go back to making records. Lennon was approached by Allen Klein, who had managed the Rolling Stones and other bands during the British Invasion. In early 1969, Klein was appointed as Apple's chief executive by Lennon, Harrison and Starr,[88] but McCartney never signed the management contract.[89] Lennon and Ono were married on 20 March 1969, and soon released a series of 14 lithographs called "Bag One" depicting scenes from their honeymoon,[90] eight of which were deemed indecent and most of which were banned and confiscated.[91] Lennon's creative focus continued to move beyond the Beatles, and between 1968 and 1969 he and Ono recorded three albums of experimental music together: Unfinished Music No. 1: Two Virgins[92] (known more for its cover than for its music), Unfinished Music No. 2: Life with the Lions and Wedding Album. In 1969, they formed the Plastic Ono Band, releasing Live Peace in Toronto 1969. Between 1969 and 1970, Lennon released the singles "Give Peace a Chance", which was widely adopted as an anti-Vietnam War anthem,[93] "Cold Turkey", which documented his withdrawal symptoms after he became addicted to heroin,[94] and "Instant Karma!".
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In protest at Britain's involvement in "the Nigeria-Biafra thing"[96] (namely, the Nigerian Civil War),[97] its support of America in the Vietnam War and (perhaps jokingly) against "Cold Turkey" slipping down the charts,[98] Lennon returned his MBE medal to the Queen. This gesture had no effect on his MBE status, which could not be renounced.[99] The medal, together with Lennon's letter, is held at the Central Chancery of the Orders of Knighthood.[100]
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Lennon left the Beatles in September 1969,[101] but agreed not to inform the media while the group renegotiated their recording contract. He was outraged that McCartney publicised his own departure on releasing his debut solo album in April 1970. Lennon's reaction was, "Jesus Christ! He gets all the credit for it!"[102] He later wrote, "I started the band. I disbanded it. It's as simple as that."[103] In a December 1970 interview with Jann Wenner of Rolling Stone magazine, he revealed his bitterness towards McCartney, saying, "I was a fool not to do what Paul did, which was use it to sell a record."[104] Lennon also spoke of the hostility he perceived the other members had towards Ono, and of how he, Harrison and Starr "got fed up with being sidemen for Paul ... After Brian Epstein died we collapsed. Paul took over and supposedly led us. But what is leading us when we went round in circles?"[105]
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—John Lennon[106]
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In 1970, Lennon and Ono went through primal therapy with Arthur Janov in Los Angeles, California. Designed to release emotional pain from early childhood, the therapy entailed two half-days a week with Janov for four months; he had wanted to treat the couple for longer, but they felt no need to continue and returned to London.[107] Lennon's debut solo album, John Lennon/Plastic Ono Band (1970), was received with praise by many music critics, but its highly personal lyrics and stark sound limited its commercial performance.[108] Critic Greil Marcus remarked, "John's singing in the last verse of 'God' may be the finest in all of rock."[109] The album featured the song "Mother", in which Lennon confronted his feelings of childhood rejection,[110] and the Dylanesque "Working Class Hero", a bitter attack against the bourgeois social system which, due to the lyric "you're still fucking peasants", fell foul of broadcasters.[111][112] In January 1971, Tariq Ali expressed his revolutionary political views when he interviewed Lennon, who immediately responded by writing "Power to the People". In his lyrics to the song, Lennon reversed the non-confrontational approach he had espoused in "Revolution", although he later disowned "Power to the People", saying that it was borne out of guilt and a desire for approval from radicals such as Ali.[113] Lennon became involved with Ali in a protest against the prosecution of Oz magazine for alleged obscenity. Lennon denounced the proceedings as "disgusting fascism", and he and Ono (as Elastic Oz Band) released the single "God Save Us/Do the Oz" and joined marches in support of the magazine.[114]
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—John Lennon[115]
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Eager for a major commercial success, Lennon adopted a more accessible sound for his next album, Imagine (1971).[118] Rolling Stone reported that "it contains a substantial portion of good music" but warned of the possibility that "his posturings will soon seem not merely dull but irrelevant".[119] The album's title track later became an anthem for anti-war movements,[120] while the song "How Do You Sleep?" was a musical attack on McCartney in response to lyrics on Ram that Lennon felt, and McCartney later confirmed,[121] were directed at him and Ono.[122][nb 3] In "Jealous Guy", Lennon addressed his demeaning treatment of women, acknowledging that his past behaviour was the result of long-held insecurity.[124] In gratitude for his guitar contributions to Imagine, Lennon initially agreed to perform at Harrison's Concert for Bangladesh benefit shows in New York.[125] Harrison refused to allow Ono to participate at the concerts, however, which resulted in the couple having a heated argument and Lennon pulling out of the event.[126]
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Lennon and Ono moved to New York in August 1971 and immediately embraced US radical left politics. The couple released their "Happy Xmas (War Is Over)" single in December.[127] During the new year, the Nixon administration took what it called a "strategic counter-measure" against Lennon's anti-war and anti-Nixon propaganda. The administration embarked on what would be a four-year attempt to deport him.[128][129] Lennon was embroiled in a continuing legal battle with the immigration authorities, and he was denied permanent residency in the US; the issue would not be resolved until 1976.[130]
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Some Time in New York City was recorded as a collaboration with Ono and was released in 1972 with backing from the New York band Elephant's Memory. A double LP, it contained songs about women's rights, race relations, Britain's role in Northern Ireland and Lennon's difficulties in obtaining a green card.[131] The album was a commercial failure and was maligned by critics, who found its political sloganeering heavy-handed and relentless.[132] The NME's review took the form of an open letter in which Tony Tyler derided Lennon as a "pathetic, ageing revolutionary".[133] In the US, "Woman Is the Nigger of the World" was released as a single from the album and was televised on 11 May, on The Dick Cavett Show. Many radio stations refused to broadcast the song because of the word "nigger".[134] Lennon and Ono gave two benefit concerts with Elephant's Memory and guests in New York in aid of patients at the Willowbrook State School mental facility.[135] Staged at Madison Square Garden on 30 August 1972, they were his last full-length concert appearances.[136] After George McGovern lost the 1972 presidential election to Richard Nixon, Lennon and Ono attended a post-election wake held in the New York home of activist Jerry Rubin.[128] Lennon was depressed and got intoxicated; he left Ono embarrassed after he had sex with a female guest. Ono's song "Death of Samantha" was inspired by the incident.[137]
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While Lennon was recording Mind Games in 1973, he and Ono decided to separate. The ensuing 18-month period apart, which he later called his "lost weekend",[138] was spent in Los Angeles and New York City in the company of May Pang. Mind Games, credited to the "Plastic U.F.Ono Band", was released in November 1973. Lennon also contributed "I'm the Greatest" to Starr's album Ringo (1973), released the same month. With Harrison joining Starr and Lennon at the recording session for the song, it marked the only occasion when three former Beatles recorded together between the band's break-up and Lennon's death.[139][nb 4]
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In early 1974, Lennon was drinking heavily and his alcohol-fuelled antics with Harry Nilsson made headlines. In March, two widely publicised incidents occurred at The Troubadour club. In the first incident, Lennon stuck an unused menstrual pad on his forehead and scuffled with a waitress. The second incident occurred two weeks later, when Lennon and Nilsson were ejected from the same club after heckling the Smothers Brothers.[141] Lennon decided to produce Nilsson's album Pussy Cats, and Pang rented a Los Angeles beach house for all the musicians.[142] After a month of further debauchery, the recording sessions were in chaos, and Lennon returned to New York with Pang to finish work on the album. In April, Lennon had produced the Mick Jagger song "Too Many Cooks (Spoil the Soup)" which was, for contractual reasons, to remain unreleased for more than 30 years. Pang supplied the recording for its eventual inclusion on The Very Best of Mick Jagger (2007).[143]
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Lennon had settled back in New York when he recorded the album Walls and Bridges. Released in October 1974, it included "Whatever Gets You thru the Night", which featured Elton John on backing vocals and piano, and became Lennon's only single as a solo artist to top the US Billboard Hot 100 chart during his lifetime.[144][nb 5] A second single from the album, "#9 Dream", followed before the end of the year. Starr's Goodnight Vienna (1974) again saw assistance from Lennon, who wrote the title track and played piano.[146] On 28 November, Lennon made a surprise guest appearance at Elton John's Thanksgiving concert at Madison Square Garden, in fulfilment of his promise to join the singer in a live show if "Whatever Gets You thru the Night", a song whose commercial potential Lennon had doubted, reached number one. Lennon performed the song along with "Lucy in the Sky with Diamonds" and "I Saw Her Standing There", which he introduced as "a song by an old estranged fiancé of mine called Paul".[147]
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Lennon co-wrote "Fame", David Bowie's first US number one, and provided guitar and backing vocals for the January 1975 recording.[148] In the same month, Elton John topped the charts with his cover of "Lucy in the Sky with Diamonds", featuring Lennon on guitar and back-up vocals; Lennon is credited on the single under the moniker of "Dr. Winston O'Boogie". He and Ono were reunited shortly afterwards. Lennon released Rock 'n' Roll (1975), an album of cover songs, in February. "Stand by Me", taken from the album and a US and UK hit, became his last single for five years.[149] He made what would be his final stage appearance in the ATV special A Salute to Lew Grade, recorded on 18 April and televised in June.[150] Playing acoustic guitar and backed by an eight-piece band, Lennon performed two songs from Rock 'n' Roll ("Stand by Me", which was not broadcast, and "Slippin' and Slidin'") followed by "Imagine".[150] The band, known as Etc., wore masks behind their heads, a dig by Lennon, who thought Grade was two-faced.[151]
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Sean was Lennon's only child with Ono. Sean was born on 9 October 1975 (Lennon's thirty-fifth birthday), and John took on the role of househusband. Lennon began what would be a five-year hiatus from the music industry, during which time, he later said, he "baked bread" and "looked after the baby".[152] He devoted himself to Sean, rising at 6 am daily to plan and prepare his meals and to spend time with him.[153] He wrote "Cookin' (In the Kitchen of Love)" for Starr's Ringo's Rotogravure (1976), performing on the track in June in what would be his last recording session until 1980.[154] He formally announced his break from music in Tokyo in 1977, saying, "we have basically decided, without any great decision, to be with our baby as much as we can until we feel we can take time off to indulge ourselves in creating things outside of the family."[155] During his career break he created several series of drawings, and drafted a book containing a mix of autobiographical material and what he termed "mad stuff",[156] all of which would be published posthumously.
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Lennon emerged from his five-year interruption in music recording in October 1980, when he released the single "(Just Like) Starting Over". The following month saw the release of Double Fantasy, which contained songs written during the summer of 1980, spent in Bermuda. Lennon sailed a 43-foot sailing boat with his younger son in June 1980 journey to the British colony, where they briefly lived at Knapton Hill before local businessman Rolf Oskar Luthi vacated his Undercliff, his home at Fairylands, to enable the Lennons to take up temporary residence.[157][158][159][160]
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The music reflected Lennon's fulfilment in his new-found stable family life.[161] Sufficient additional material was recorded for a planned follow-up album Milk and Honey, which was released posthumously, in 1984.[162] Double Fantasy was jointly released by Lennon and Ono very shortly before his death; the album was not well received and drew comments such as Melody Maker's "indulgent sterility ... a godawful yawn".[163]
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At approximately 5:00 p.m. on 8 December 1980, Lennon autographed a copy of Double Fantasy for fan Mark David Chapman before leaving The Dakota with Yoko for a recording session at the Record Plant.[164] After the session, Lennon and Ono returned to their Manhattan apartment in a limousine at around 10:50 p.m. EST. They exited the vehicle and walked through the archway of the building when Chapman shot Lennon four times in the back at close range. Lennon was rushed in a police cruiser to the emergency room of Roosevelt Hospital, where he was pronounced dead on arrival at 11:00 p.m. (EST).[165]
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Ono issued a statement the next day, saying "There is no funeral for John", ending it with the words, "John loved and prayed for the human race. Please do the same for him."[166] His remains were cremated at Ferncliff Cemetery in Hartsdale, New York. Ono scattered his ashes in New York's Central Park, where the Strawberry Fields memorial was later created.[167] Chapman avoided going to trial when he ignored his attorney's advice and pleaded guilty to second-degree murder and was sentenced to 20-years-to-life.[168][nb 6]
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In the weeks following the murder, "(Just Like) Starting Over" and Double Fantasy topped the charts in the UK and the US.[170] In a further example of the public outpouring of grief, "Imagine" hit number one in the UK in January 1981 and "Happy Xmas" peaked at number two.[171] Later that year, Roxy Music's cover version of "Jealous Guy", recorded as a tribute to Lennon, was also a UK number-one.[23]
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Lennon met Cynthia Powell (1939–2015) in 1957, when they were fellow students at the Liverpool College of Art.[172] Although Powell was intimidated by Lennon's attitude and appearance, she heard that he was obsessed with the French actress Brigitte Bardot, so she dyed her hair blonde. Lennon asked her out, but when she said that she was engaged, he shouted, "I didn't ask you to fuckin' marry me, did I?"[173] She often accompanied him to Quarrymen gigs and travelled to Hamburg with McCartney's girlfriend to visit him.[174] Lennon was jealous by nature and eventually grew possessive, often terrifying Powell with his anger and physical violence.[175] Lennon later said that until he met Ono, he had never questioned his chauvinistic attitude towards women. He said that the Beatles song "Getting Better" told his own story, "I used to be cruel to my woman, and physically – any woman. I was a hitter. I couldn't express myself and I hit. I fought men and I hit women. That is why I am always on about peace."[176]
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Recalling his July 1962 reaction when he learned that Cynthia was pregnant, Lennon said, "There's only one thing for it Cyn. We'll have to get married."[177] The couple wed on 23 August at the Mount Pleasant Register Office in Liverpool, with Brian Epstein serving as best man. His marriage began just as Beatlemania was taking off across the UK. He performed on the evening of his wedding day and would continue to do so almost daily from then on.[178] Epstein feared that fans would be alienated by the idea of a married Beatle, and he asked the Lennons to keep their marriage secret. Julian was born on 8 April 1963; Lennon was on tour at the time and did not see his infant son until three days later.[179]
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Cynthia attributed the start of the marriage breakdown to Lennon's use of LSD, and she felt that he slowly lost interest in her as a result of his use of the drug.[180] When the group travelled by train to Bangor, Wales in 1967 for the Maharishi Yogi's Transcendental Meditation seminar, a policeman did not recognise her and stopped her from boarding. She later recalled how the incident seemed to symbolise the end of their marriage.[181] After Cynthia arrived home at Kenwood, she found Lennon with Ono and left the house to stay with friends. Alexis Mardas later claimed to have had sex with her that night, and a few weeks later he informed her that Lennon was seeking a divorce and custody of Julian on the grounds of her adultery with him. After negotiations, Lennon capitulated and agreed to let her divorce him on the same grounds. The case was settled out of court in November 1968, with Lennon giving her £100,000 ($240,000 in US dollars at the time), a small annual payment and custody of Julian.[182]
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The Beatles were performing at Liverpool's Cavern Club in November 1961 when they were introduced to Brian Epstein after a midday concert. Epstein was homosexual, and according to biographer Philip Norman, one of Epstein's reasons for wanting to manage the group was that he was attracted to Lennon. Almost as soon as Julian was born, Lennon went on holiday to Spain with Epstein, which led to speculation about their relationship. When he was later questioned about it, Lennon said, "Well, it was almost a love affair, but not quite. It was never consummated. But it was a pretty intense relationship. It was my first experience with a homosexual that I was conscious was homosexual. We used to sit in a café in Torremolinos looking at all the boys and I'd say, 'Do you like that one? Do you like this one?' I was rather enjoying the experience, thinking like a writer all the time: I am experiencing this."[183] Soon after their return from Spain, at McCartney's twenty-first birthday party in June 1963, Lennon physically attacked Cavern Club master of ceremonies Bob Wooler for saying "How was your honeymoon, John?" The MC, known for his wordplay and affectionate but cutting remarks, was making a joke,[184] but ten months had passed since Lennon's marriage, and the deferred honeymoon was still two months in the future.[185] Lennon was drunk at the time and the matter was simple: "He called me a queer so I battered his bloody ribs in."[186]
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Lennon delighted in mocking Epstein for his homosexuality and for the fact that he was Jewish.[187] When Epstein invited suggestions for the title of his autobiography, Lennon offered Queer Jew; on learning of the eventual title, A Cellarful of Noise, he parodied, "More like A Cellarful of Boys".[188] He demanded of a visitor to Epstein's flat, "Have you come to blackmail him? If not, you're the only bugger in London who hasn't."[187] During the recording of "Baby, You're a Rich Man", he sang altered choruses of "Baby, you're a rich fag Jew".[189][190]
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During his marriage to Cynthia, Lennon's first son Julian was born at the same time that his commitments with the Beatles were intensifying at the height of Beatlemania. Lennon was touring with the Beatles when Julian was born on 8 April 1963. Julian's birth, like his mother Cynthia's marriage to Lennon, was kept secret because Epstein was convinced that public knowledge of such things would threaten the Beatles' commercial success. Julian recalled that as a small child in Weybridge some four years later, "I was trundled home from school and came walking up with one of my watercolour paintings. It was just a bunch of stars and this blonde girl I knew at school. And Dad said, 'What's this?' I said, 'It's Lucy in the sky with diamonds.'"[191] Lennon used it as the title of a Beatles song, and though it was later reported to have been derived from the initials LSD, Lennon insisted, "It's not an acid song."[192] Lennon was distant from Julian, who felt closer to McCartney than to his father. During a car journey to visit Cynthia and Julian during Lennon's divorce, McCartney composed a song, "Hey Jules", to comfort him. It would evolve into the Beatles song "Hey Jude". Lennon later said, "That's his best song. It started off as a song about my son Julian ... he turned it into 'Hey Jude'. I always thought it was about me and Yoko but he said it wasn't."[193]
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Lennon's relationship with Julian was already strained, and after Lennon and Ono moved to New York in 1971, Julian did not see his father again until 1973.[194] With Pang's encouragement, arrangements were made for Julian and his mother to visit Lennon in Los Angeles, where they went to Disneyland.[195] Julian started to see his father regularly, and Lennon gave him a drumming part on a Walls and Bridges track.[196] He bought Julian a Gibson Les Paul guitar and other instruments, and encouraged his interest in music by demonstrating guitar chord techniques.[196] Julian recalls that he and his father "got on a great deal better" during the time he spent in New York: "We had a lot of fun, laughed a lot and had a great time in general."[197]
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In a Playboy interview with David Sheff shortly before his death, Lennon said, "Sean is a planned child, and therein lies the difference. I don't love Julian any less as a child. He's still my son, whether he came from a bottle of whiskey or because they didn't have pills in those days. He's here, he belongs to me, and he always will."[198] He said he was trying to reestablish a connection with the then 17-year-old, and confidently predicted, "Julian and I will have a relationship in the future."[198] After his death it was revealed that he had left Julian very little in his will.[199]
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Lennon first met Yoko Ono on 9 November 1966 at the Indica Gallery in London, where Ono was preparing her conceptual art exhibit. They were introduced by gallery owner John Dunbar.[200] Lennon was intrigued by Ono's "Hammer A Nail": patrons hammered a nail into a wooden board, creating the art piece. Although the exhibition had not yet begun, Lennon wanted to hammer a nail into the clean board, but Ono stopped him. Dunbar asked her, "Don't you know who this is? He's a millionaire! He might buy it." According to Lennon's recollection in 1980, Ono had not heard of the Beatles, but she relented on condition that Lennon pay her five shillings, to which Lennon said he replied, "I'll give you an imaginary five shillings and hammer an imaginary nail in."[201] Ono subsequently related that Lennon had taken a bite out of the apple on display in her work Apple, much to her fury.[202][nb 7]
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Ono began to telephone and visit Lennon at his home. When Cynthia asked him for an explanation, Lennon explained that Ono was only trying to obtain money for her "avant-garde bullshit".[205] While his wife was on holiday in Greece in May 1968, Lennon invited Ono to visit. They spent the night recording what would become the Two Virgins album, after which, he said, they "made love at dawn".[206] When Lennon's wife returned home she found Ono wearing her bathrobe and drinking tea with Lennon who simply said, "Oh, hi."[207] Ono became pregnant in 1968 and miscarried a male child on 21 November 1968,[167] a few weeks after Lennon's divorce from Cynthia was granted.[208]
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Two years before the Beatles disbanded, Lennon and Ono began public protests against the Vietnam War. They were married in Gibraltar on 20 March 1969,[209] and spent their honeymoon at the Hilton Amsterdam, campaigning with a week-long Bed-In for Peace. They planned another Bed-In in the United States, but were denied entry,[210] so held one instead at the Queen Elizabeth Hotel in Montreal, where they recorded "Give Peace a Chance".[211] They often combined advocacy with performance art, as in their "Bagism", first introduced during a Vienna press conference. Lennon detailed this period in the Beatles song "The Ballad of John and Yoko".[212] Lennon changed his name by deed poll on 22 April 1969, adding "Ono" as a middle name. The brief ceremony took place on the roof of the Apple Corps building, where the Beatles had performed their rooftop concert three months earlier. Although he used the name John Ono Lennon thereafter, official documents referred to him as John Winston Ono Lennon, since he was not permitted to revoke a name given at birth.[1] The couple settled at Tittenhurst Park at Sunninghill in Berkshire.[213] After Ono was injured in a car accident, Lennon arranged for a king-size bed to be brought to the recording studio as he worked on the Beatles' last album, Abbey Road.[214]
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Ono and Lennon moved to New York, to a flat on Bank Street, Greenwich Village. Looking for somewhere with better security, they relocated in 1973 to the more secure Dakota overlooking Central Park at 1 West 72nd Street.[215]
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ABKCO Industries was formed in 1968 by Allen Klein as an umbrella company to ABKCO Records. Klein hired May Pang as a receptionist in 1969. Through involvement in a project with ABKCO, Lennon and Ono met her the following year. She became their personal assistant. In 1973, after she had been working with the couple for three years, Ono confided that she and Lennon were becoming estranged. She went on to suggest that Pang should begin a physical relationship with Lennon, telling her, "He likes you a lot." Astounded by Ono's proposition, Pang nevertheless agreed to become Lennon's companion. The pair soon left for Los Angeles, beginning an 18-month period he later called his "lost weekend".[138] In Los Angeles, Pang encouraged Lennon to develop regular contact with Julian, whom he had not seen for two years. He also rekindled friendships with Starr, McCartney, Beatles roadie Mal Evans, and Harry Nilsson. While Lennon was drinking with Nilsson, he misunderstood something that Pang had said and attempted to strangle her. Lennon relented only after he was physically restrained by Nilsson.[216]
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In June, Lennon and Pang returned to Manhattan in their newly rented penthouse apartment where they prepared a spare room for Julian when he visited them.[216] Lennon, who had been inhibited by Ono in this regard, began to reestablish contact with other relatives and friends. By December, he and Pang were considering a house purchase, and he refused to accept Ono's telephone calls. In January 1975, he agreed to meet Ono, who claimed to have found a cure for smoking. After the meeting, he failed to return home or call Pang. When Pang telephoned the next day, Ono told her that Lennon was unavailable because he was exhausted after a hypnotherapy session. Two days later, Lennon reappeared at a joint dental appointment; he was stupefied and confused to such an extent that Pang believed he had been brainwashed. Lennon told Pang that his separation from Ono was now over, although Ono would allow him to continue seeing her as his mistress.[217]
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Ono had previously suffered three miscarriages in her attempt to have a child with Lennon. When Ono and Lennon were reunited, she became pregnant again. She initially said that she wanted to have an abortion but changed her mind and agreed to allow the pregnancy to continue on condition that Lennon adopt the role of househusband, which he agreed to do.[218]
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Following Sean's birth, Lennon's subsequent hiatus from the music industry would span five years. He had a photographer take pictures of Sean every day of his first year and created numerous drawings for him, which were posthumously published as Real Love: The Drawings for Sean. Lennon later proudly declared, "He didn't come out of my belly but, by God, I made his bones, because I've attended to every meal, and to how he sleeps, and to the fact that he swims like a fish."[219]
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While Lennon and Starr remained consistently friendly during the years that followed the Beatles' break-up in 1970, his relationships with McCartney and Harrison varied. He was initially close to Harrison, but the two drifted apart after Lennon moved to the US in 1971. When Harrison was in New York for his December 1974 Dark Horse tour, Lennon agreed to join him on stage, but failed to appear after an argument over Lennon's refusal to sign an agreement that would finally dissolve the Beatles' legal partnership.[220][nb 8] Harrison later said that when he visited Lennon during his five years away from music, he sensed that Lennon was trying to communicate, but his bond with Ono prevented him.[221] Harrison offended Lennon in 1980 when he published an autobiography that made little mention of him.[222] Lennon told Playboy, "I was hurt by it. By glaring omission ... my influence on his life is absolutely zilch ... he remembers every two-bit sax player or guitarist he met in subsequent years. I'm not in the book."[223]
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Lennon's most intense feelings were reserved for McCartney. In addition to attacking him with the lyrics of "How Do You Sleep?", Lennon argued with him through the press for three years after the group split. The two later began to reestablish something of the close friendship they had once known, and in 1974, they even played music together again before eventually growing apart once more. During McCartney's final visit in April 1976, Lennon said that they watched the episode of Saturday Night Live in which Lorne Michaels made a $3,000 offer to get the Beatles to reunite on the show.[224] According to Lennon, the pair considered going to the studio to make a joke appearance, attempting to claim their share of the money, but were too tired.[225] Lennon summarised his feelings towards McCartney in an interview three days before his death: "Throughout my career, I've selected to work with ... only two people: Paul McCartney and Yoko Ono ... That ain't bad picking."[226]
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Along with his estrangement from McCartney, Lennon always felt a musical competitiveness with him and kept an ear on his music. During his career break from 1975 until shortly before his death, according to Fred Seaman, Lennon and Ono's assistant at the time, Lennon was content to sit back as long as McCartney was producing what Lennon saw as mediocre material.[227] Lennon took notice when McCartney released "Coming Up" in 1980, which was the year Lennon returned to the studio. "It's driving me crackers!" he jokingly complained, because he could not get the tune out of his head.[227] That same year, Lennon was asked whether the group were dreaded enemies or the best of friends, and he replied that they were neither, and that he had not seen any of them in a long time. But he also said, "I still love those guys. The Beatles are over, but John, Paul, George and Ringo go on."[228]
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Lennon and Ono used their honeymoon as a Bed-In for Peace at the Amsterdam Hilton Hotel; the March 1969 event attracted worldwide media ridicule.[229][230] During a second Bed-In three months later at the Queen Elizabeth Hotel in Montreal,[231] Lennon wrote and recorded "Give Peace a Chance". Released as a single, the song was quickly interpreted as an anti-war anthem and sung by a quarter of a million demonstrators against the Vietnam War in Washington, DC, on 15 November, the second Vietnam Moratorium Day.[93][232] In December, they paid for billboards in 10 cities around the world which declared, in the national language, "War Is Over! If You Want It".[233]
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During the year, Lennon and Ono began to support efforts by the family of James Hanratty to prove his innocence.[234] Hanratty had been hanged in 1962. According to Lennon, those who had condemned Hanratty were "the same people who are running guns to South Africa and killing blacks in the streets ... The same bastards are in control, the same people are running everything, it's the whole bullshit bourgeois scene."[235] In London, Lennon and Ono staged a "Britain Murdered Hanratty" banner march and a "Silent Protest For James Hanratty",[236] and produced a 40-minute documentary on the case. At an appeal hearing more than thirty years later, Hanratty's conviction was upheld after DNA evidence was found to match.[237]
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Lennon and Ono showed their solidarity with the Clydeside UCS workers' work-in of 1971 by sending a bouquet of red roses and a cheque for £5,000.[238] On moving to New York City in August that year, they befriended two of the Chicago Seven, Yippie peace activists Jerry Rubin and Abbie Hoffman.[239] Another political activist, John Sinclair, poet and co-founder of the White Panther Party, was serving ten years in prison for selling two joints of marijuana after previous convictions for possession of the drug.[240] In December 1971 at Ann Arbor, Michigan, 15,000 people attended the "John Sinclair Freedom Rally", a protest and benefit concert with contributions from Lennon, Stevie Wonder, Bob Seger, Bobby Seale of the Black Panther Party, and others.[241] Lennon and Ono, backed by David Peel and Jerry Rubin, performed an acoustic set of four songs from their forthcoming Some Time in New York City album including "John Sinclair", whose lyrics called for his release. The day before the rally, the Michigan Senate passed a bill that significantly reduced the penalties for possession of marijuana and four days later Sinclair was released on an appeal bond.[242] The performance was recorded and two of the tracks later appeared on John Lennon Anthology (1998).[243]
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Following the Bloody Sunday incident in Northern Ireland in 1972, in which fourteen unarmed civil rights protesters were shot dead by the British Army, Lennon said that given the choice between the army and the IRA (who were not involved in the incident) he would side with the latter. Lennon and Ono wrote two songs protesting British presence and actions in Ireland for their Some Time in New York City album: "The Luck of the Irish" and "Sunday Bloody Sunday". In 2000, David Shayler, a former member of Britain's domestic security service MI5, suggested that Lennon had given money to the IRA, though this was swiftly denied by Ono.[244] Biographer Bill Harry records that following Bloody Sunday, Lennon and Ono financially supported the production of the film The Irish Tapes, a political documentary with an Irish Republican slant.[245]
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—John Lennon[246]
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According to FBI surveillance reports, and confirmed by Tariq Ali in 2006, Lennon was sympathetic to the International Marxist Group, a Trotskyist group formed in Britain in 1968.[247] However, the FBI considered Lennon to have limited effectiveness as a revolutionary, as he was "constantly under the influence of narcotics".[248]
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In 1973, Lennon contributed a limerick called "Why Make It Sad to Be Gay?" to Len Richmond's The Gay Liberation Book.[249] Lennon's last act of political activism was a statement in support of the striking minority sanitation workers in San Francisco on 5 December 1980. He and Ono planned to join the workers' protest on 14 December.[250]
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Following the impact of "Give Peace a Chance" and "Happy Xmas (War Is Over)" on the anti-war movement, the Nixon administration heard rumours of Lennon's involvement in a concert to be held in San Diego at the same time as the Republican National Convention and[251] tried to have him deported. Nixon believed that Lennon's anti-war activities could cost him his reelection;[252] Republican Senator Strom Thurmond suggested in a February 1972 memo that "deportation would be a strategic counter-measure" against Lennon.[253] The next month the United States Immigration and Naturalization Service (INS) began deportation proceedings, arguing that his 1968 misdemeanour conviction for cannabis possession in London had made him ineligible for admission to the United States. Lennon spent the next three-and-a-half years in and out of deportation hearings until 8 October 1975, when a court of appeals barred the deportation attempt, stating "the courts will not condone selective deportation based upon secret political grounds".[254][131] While the legal battle continued, Lennon attended rallies and made television appearances. He and Ono co-hosted The Mike Douglas Show for a week in February 1972, introducing guests such as Jerry Rubin and Bobby Seale to mid-America.[255] In 1972, Bob Dylan wrote a letter to the INS defending Lennon, stating:
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John and Yoko add a great voice and drive to the country's so-called art institution. They inspire and transcend and stimulate and by doing so, only help others to see pure light and in doing that, put an end to this dull taste of petty commercialism which is being passed off as Artist Art by the overpowering mass media. Hurray for John and Yoko. Let them stay and live here and breathe. The country's got plenty of room and space. Let John and Yoko stay![256][257]
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On 23 March 1973, Lennon was ordered to leave the US within 60 days.[258] Ono, meanwhile, was granted permanent residence. In response, Lennon and Ono held a press conference on 1 April 1973 at the New York City Bar Association, where they announced the formation of the state of Nutopia; a place with "no land, no boundaries, no passports, only people".[259] Waving the white flag of Nutopia (two handkerchiefs), they asked for political asylum in the US. The press conference was filmed, and appeared in a 2006 documentary, The US vs. John Lennon.[260][nb 9] Soon after the press conference, Nixon's involvement in a political scandal came to light, and in June the Watergate hearings began in Washington, DC. They led to the president's resignation 14 months later.[262] In December 1974, when he and members of his tour entourage visited the White House, Harrison asked Gerald Ford, Nixon's successor, to intercede in the matter.[263] Ford's administration showed little interest in continuing the battle against Lennon, and the deportation order was overturned in 1975. The following year, Lennon received his "green card" certifying his permanent residency, and when Jimmy Carter was inaugurated as president in January 1977, Lennon and Ono attended the Inaugural Ball.[262]
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After Lennon's death, historian Jon Wiener filed a Freedom of Information Act request for FBI files that documented the Bureau's role in the deportation attempt.[264] The FBI admitted it had 281 pages of files on Lennon, but refused to release most of them on the grounds that they contained national security information. In 1983, Wiener sued the FBI with the help of the American Civil Liberties Union of Southern California. It took 14 years of litigation to force the FBI to release the withheld pages.[265] The ACLU, representing Wiener, won a favourable decision in their suit against the FBI in the Ninth Circuit in 1991.[266] The Justice Department appealed the decision to the Supreme Court in April 1992, but the court declined to review the case.[267] In 1997, respecting President Bill Clinton's newly instigated rule that documents should be withheld only if releasing them would involve "foreseeable harm", the Justice Department settled most of the outstanding issues outside court by releasing all but 10 of the contested documents.[267]
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Wiener published the results of his 14-year campaign in January 2000. Gimme Some Truth: The John Lennon FBI Files contained facsimiles of the documents, including "lengthy reports by confidential informants detailing the daily lives of anti-war activists, memos to the White House, transcripts of TV shows on which Lennon appeared, and a proposal that Lennon be arrested by local police on drug charges".[268] The story is told in the documentary The US vs. John Lennon. The final 10 documents in Lennon's FBI file, which reported on his ties with London anti-war activists in 1971 and had been withheld as containing "national security information provided by a foreign government under an explicit promise of confidentiality", were released in December 2006. They contained no indication that the British government had regarded Lennon as a serious threat; one example of the released material was a report that two prominent British leftists had hoped Lennon would finance a left-wing bookshop and reading room.[269]
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Beatles biographer Bill Harry wrote that Lennon began drawing and writing creatively at an early age with the encouragement of his uncle. He collected his stories, poetry, cartoons and caricatures in a Quarry Bank High School exercise book that he called the Daily Howl. The drawings were often of crippled people, and the writings satirical, and throughout the book was an abundance of wordplay. According to classmate Bill Turner, Lennon created the Daily Howl to amuse his best friend and later Quarrymen bandmate Pete Shotton, to whom he would show his work before he let anyone else see it. Turner said that Lennon "had an obsession for Wigan Pier. It kept cropping up", and in Lennon's story A Carrot in a Potato Mine, "the mine was at the end of Wigan Pier." Turner described how one of Lennon's cartoons depicted a bus stop sign annotated with the question, "Why?" Above was a flying pancake, and below, "a blind man wearing glasses leading along a blind dog – also wearing glasses".[270]
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Lennon's love of wordplay and nonsense with a twist found a wider audience when he was 24. Harry writes that In His Own Write (1964) was published after "Some journalist who was hanging around the Beatles came to me and I ended up showing him the stuff. They said, 'Write a book' and that's how the first one came about". Like the Daily Howl it contained a mix of formats including short stories, poetry, plays and drawings. One story, "Good Dog Nigel", tells the tale of "a happy dog, urinating on a lamp post, barking, wagging his tail – until he suddenly hears a message that he will be killed at three o'clock". The Times Literary Supplement considered the poems and stories "remarkable ... also very funny ... the nonsense runs on, words and images prompting one another in a chain of pure fantasy". Book Week reported, "This is nonsense writing, but one has only to review the literature of nonsense to see how well Lennon has brought it off. While some of his homonyms are gratuitous word play, many others have not only double meaning but a double edge." Lennon was not only surprised by the positive reception, but that the book was reviewed at all, and suggested that readers "took the book more seriously than I did myself. It just began as a laugh for me".[271]
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In combination with A Spaniard in the Works (1965), In His Own Write formed the basis of the stage play The John Lennon Play: In His Own Write, co-adapted by Victor Spinetti and Adrienne Kennedy. After negotiations between Lennon, Spinetti and the artistic director of the National Theatre, Sir Laurence Olivier, the play opened at The Old Vic in 1968. Lennon and Ono attended the opening night performance, their second public appearance together.[272] In 1969, Lennon wrote "Four in Hand", a skit based on his teenage experiences of group masturbation, for Kenneth Tynan's play Oh! Calcutta![273] After Lennon's death, further works were published, including Skywriting by Word of Mouth (1986), Ai: Japan Through John Lennon's Eyes: A Personal Sketchbook (1992), with Lennon's illustrations of the definitions of Japanese words, and Real Love: The Drawings for Sean (1999). The Beatles Anthology (2000) also presented examples of his writings and drawings.
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Lennon played a mouth organ during a bus journey to visit his cousin in Scotland; the music caught the driver's ear. Impressed, the driver told Lennon of a harmonica he could have if he came to Edinburgh the following day, where one had been stored in the bus depot since a passenger had left it on a bus.[274] The professional instrument quickly replaced Lennon's toy. He would continue to play the harmonica, often using the instrument during the Beatles' Hamburg years, and it became a signature sound in the group's early recordings. His mother taught him how to play the banjo, later buying him an acoustic guitar. At 16, he played rhythm guitar with the Quarrymen.[275]
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As his career progressed, he played a variety of electric guitars, predominantly the Rickenbacker 325, Epiphone Casino and Gibson J-160E, and, from the start of his solo career, the Gibson Les Paul Junior.[276][277] Double Fantasy producer Jack Douglas claimed that since his Beatle days Lennon habitually tuned his D-string slightly flat, so his Aunt Mimi could tell which guitar was his on recordings.[278] Occasionally he played a six-string bass guitar, the Fender Bass VI, providing bass on some Beatles numbers ("Back in the U.S.S.R.", "The Long and Winding Road", "Helter Skelter") that occupied McCartney with another instrument.[279] His other instrument of choice was the piano, on which he composed many songs, including "Imagine", described as his best-known solo work.[280] His jamming on a piano with McCartney in 1963 led to the creation of the Beatles' first US number one, "I Want to Hold Your Hand".[281] In 1964, he became one of the first British musicians to acquire a Mellotron keyboard, though it was not heard on a Beatles recording until "Strawberry Fields Forever" in 1967.[282]
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When the Beatles recorded "Twist and Shout", the final track during the mammoth one-day session that produced the band's 1963 debut album, Please Please Me, Lennon's voice, already compromised by a cold, came close to giving out. Lennon said, "I couldn't sing the damn thing, I was just screaming."[283] In the words of biographer Barry Miles, "Lennon simply shredded his vocal cords in the interests of rock 'n' roll."[284] The Beatles' producer, George Martin, tells how Lennon "had an inborn dislike of his own voice which I could never understand. He was always saying to me: 'DO something with my voice! ... put something on it ... Make it different.'"[285] Martin obliged, often using double-tracking and other techniques.
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As his Beatles era segued into his solo career, his singing voice found a widening range of expression. Biographer Chris Gregory writes of Lennon "tentatively beginning to expose his insecurities in a number of acoustic-led 'confessional' ballads, so beginning the process of 'public therapy' that will eventually culminate in the primal screams of 'Cold Turkey' and the cathartic John Lennon/Plastic Ono Band."[286] Music critic Robert Christgau calls this Lennon's "greatest vocal performance ... from scream to whine, is modulated electronically ... echoed, filtered, and double tracked."[287] David Stuart Ryan notes Lennon's vocal delivery to range from "extreme vulnerability, sensitivity and even naivety" to a hard "rasping" style.[288] Wiener too describes contrasts, saying the singer's voice can be "at first subdued; soon it almost cracks with despair".[289] Music historian Ben Urish recalls hearing the Beatles' Ed Sullivan Show performance of "This Boy" played on the radio a few days after Lennon's murder: "As Lennon's vocals reached their peak ... it hurt too much to hear him scream with such anguish and emotion. But it was my emotions I heard in his voice. Just like I always had."[290]
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Music historians Schinder and Schwartz wrote of the transformation in popular music styles that took place between the 1950s and the 1960s. They said that the Beatles' influence cannot be overstated: having "revolutionised the sound, style, and attitude of popular music and opened rock and roll's doors to a tidal wave of British rock acts", the group then "spent the rest of the 1960s expanding rock's stylistic frontiers".[291] Liam Gallagher and his group Oasis were among the many who acknowledged the band's influence; he identified Lennon as a hero. In 1999, he named his first son Lennon Gallagher in tribute.[292] On National Poetry Day in 1999, the BBC conducted a poll to identify the UK's favourite song lyric and announced "Imagine" as the winner.[117]
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In 1997, Yoko Ono and the BMI Foundation established an annual music competition programme for songwriters of contemporary musical genres to honour John Lennon's memory and his large creative legacy.[293] Over $400,000 have been given through BMI Foundation's John Lennon Scholarships to talented young musicians in the United States.[293]
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In a 2006 Guardian article, Jon Wiener wrote: "For young people in 1972, it was thrilling to see Lennon's courage in standing up to [US President] Nixon. That willingness to take risks with his career, and his life, is one reason why people still admire him today."[294] For music historians Urish and Bielen, Lennon's most significant effort was "the self-portraits ... in his songs [which] spoke to, for, and about, the human condition."[295]
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In 2013, Downtown Music Publishing signed a publishing administration agreement for the US with Lenono Music and Ono Music, home to the song catalogues of John Lennon and Yoko Ono respectively. Under the terms of the agreement, Downtown represents Lennon's solo works, including "Imagine", "Instant Karma (We All Shine On)", "Power to the People", "Happy Xmas (War Is Over)", "Jealous Guy", "(Just Like) Starting Over" and others.[296]
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Lennon continues to be mourned throughout the world and has been the subject of numerous memorials and tributes. In 2002, the airport in Lennon's home town was renamed the Liverpool John Lennon Airport.[297] On what would have been Lennon's 70th birthday in 2010, Cynthia and Julian Lennon unveiled the John Lennon Peace Monument in Chavasse Park, Liverpool.[298] The sculpture, entitled Peace & Harmony, exhibits peace symbols and carries the inscription "Peace on Earth for the Conservation of Life · In Honour of John Lennon 1940–1980".[299] In December 2013, the International Astronomical Union named one of the craters on Mercury after Lennon.[300]
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The Lennon–McCartney songwriting partnership is regarded as one of the most influential and successful of the 20th century. As performer, writer or co-writer, Lennon had 25 number one singles in the US Hot 100 chart.[nb 10] His album sales in the US stand at 14 million units.[306] Double Fantasy was his best-selling solo album,[307] at three million shipments in the US.[308] Released shortly before his death, it won the 1981 Grammy Award for Album of the Year.[309] The following year, the BRIT Award for Outstanding Contribution to Music was given to Lennon.[310]
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Participants in a 2002 BBC poll voted him eighth of "100 Greatest Britons".[311] Between 2003 and 2008, Rolling Stone recognised Lennon in several reviews of artists and music, ranking him fifth of "100 Greatest Singers of All Time"[312] and 38th of "100 Greatest Artists of All Time",[313] and his albums John Lennon/Plastic Ono Band and Imagine, 22nd and 76th respectively of "Rolling Stone's 500 Greatest Albums of All Time".[313][314] He was appointed Member of the Order of the British Empire (MBE) with the other Beatles in 1965 (returned in 1969).[315][316] Lennon was posthumously inducted into the Songwriters Hall of Fame in 1987[317] and into the Rock and Roll Hall of Fame in 1994.[318]
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All releases after his death in 1980 use archival footage.
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John Sidney McCain III (August 29, 1936 – August 25, 2018) was an American politician and military officer, who served as a United States Senator for Arizona from 1987 until his death in 2018. He previously served two terms in the United States House of Representatives and was the Republican nominee for president of the United States in the 2008 election, which he lost to Barack Obama.
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McCain graduated from the United States Naval Academy in 1958 and received a commission in the United States Navy. He became a naval aviator and flew ground-attack aircraft from aircraft carriers. During the Vietnam War, McCain almost died in the 1967 USS Forrestal fire. While on a bombing mission during Operation Rolling Thunder over Hanoi in October 1967, he was shot down, seriously injured, and captured by the North Vietnamese. McCain was a prisoner of war until 1973. He experienced episodes of torture and refused an out-of-sequence early release. During the war, McCain sustained wounds that left him with lifelong physical disabilities. He retired from the Navy as a captain in 1981 and moved to Arizona, where he entered politics.
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In 1982, McCain was elected to the United States House of Representatives, where he served two terms. He entered the U.S. Senate in 1987 and easily won reelection five times. While generally adhering to conservative principles, McCain also had a reputation as a "maverick" for his willingness to break from his party on certain issues. His supportive stances on LGBT rights, gun regulations, and campaign finance reform were significantly more liberal than those of the party's base. McCain was investigated and largely exonerated in a political influence scandal of the 1980s as one of the Keating Five; he then made regulating the financing of political campaigns one of his signature concerns, which eventually resulted in passage of the McCain–Feingold Act in 2002. He was also known for his work in the 1990s to restore diplomatic relations with Vietnam. McCain chaired the Senate Commerce Committee and opposed pork barrel spending. He belonged to the bipartisan "Gang of 14", which played a key role in alleviating a crisis over judicial nominations.
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McCain entered the race for the Republican nomination for president in 2000, but lost a heated primary season contest to Governor George W. Bush of Texas. He secured the Republican presidential nomination in 2008, but lost the general election. McCain subsequently adopted more orthodox conservative stances and attitudes and largely opposed actions of the Obama administration, especially with regard to foreign policy matters. In 2015, he became Chairman of the Senate Armed Services Committee. He refused to support then-Republican presidential nominee Donald Trump in 2016. While McCain opposed the Affordable Care Act, he cast the deciding vote against the ACA-repealing American Health Care Act of 2017.
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After being diagnosed with brain cancer in 2017, McCain reduced his role in the Senate in order to focus on treatment. He died on August 25, 2018 at age 81. Following his death, McCain lay in state in the Arizona State Capitol rotunda and then in the United States Capitol rotunda. His funeral was televised from the Washington National Cathedral, with former U.S. Presidents George W. Bush and Barack Obama giving eulogies.
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John Sidney McCain III was born on August 29, 1936, at Coco Solo Naval Air Station in the Panama Canal Zone, to naval officer John S. McCain Jr. and Roberta (Wright) McCain. He had an older sister Sandy and a younger brother Joe.[1] At that time, the Panama Canal was under U.S. control.[2]
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McCain's family tree includes Scots-Irish and English ancestors.[3] His great-great-great grandparents owned High Rock Farm, a plantation in Rockingham County, North Carolina.[4] His father and his paternal grandfather, John S. McCain Sr., were also Naval Academy graduates and both became four-star admirals in the United States Navy.[5] The McCain family moved with their father as he took various naval postings in the United States and in the Pacific.[1][6]
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As a result, he attended a total of about 20 schools.[7] In 1951, the family settled in Northern Virginia, and McCain attended Episcopal High School, a private preparatory boarding school in Alexandria.[8][9] He excelled at wrestling and graduated in 1954.[10][11] He referred to himself as an Episcopalian as recently as June 2007 after which date he said he came to identify as a Baptist.[12]
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Following in the footsteps of his father and grandfather, McCain entered the United States Naval Academy, where he was a friend and informal leader for many of his classmates[13] and sometimes stood up for targets of bullying.[5] He also fought as a lightweight boxer.[14] McCain did well in academic subjects that interested him, such as literature and history, but studied only enough to pass subjects that gave him difficulty, such as mathematics.[5][15] He came into conflict with higher-ranking personnel and did not always obey the rules, which contributed to a low class rank (894 of 899), despite a high IQ.[13][16] McCain graduated in 1958.[13]
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McCain began his early military career when he was commissioned as an ensign and started two and a half years of training at Pensacola to become a naval aviator.[17] While there, he earned a reputation as a man who partied.[7] He completed flight school in 1960 and became a naval pilot of ground-attack aircraft; he was assigned to A-1 Skyraider squadrons[18] aboard the aircraft carriers USS Intrepid and USS Enterprise[19] in the Caribbean and Mediterranean Seas.[20] McCain began as a sub-par flier[20] who was at times careless and reckless;[21] during the early to mid-1960s, two of his flight missions crashed and a third mission collided with power lines, but he received no major injuries.[21] His aviation skills improved over time,[20] and he was seen as a good pilot, albeit one who tended to "push the envelope" in his flying.[21]
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On July 3, 1965, McCain was 28 when he married Carol Shepp, who had worked as a runway model and secretary.[22] McCain adopted her two young children Douglas and Andrew.[19][23] He and Carol then had a daughter whom they named Sidney.[24][25]
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McCain requested a combat assignment[26] and was assigned to the aircraft carrier USS Forrestal flying A-4 Skyhawks.[27] His combat duty began when he was 30 years old in mid-1967, when Forrestal was assigned to a bombing campaign, Operation Rolling Thunder, during the Vietnam War.[22][28] Stationed in the Gulf of Tonkin, McCain and his fellow pilots became frustrated by micromanagement from Washington, and he later wrote, "In all candor, we thought our civilian commanders were complete idiots who didn't have the least notion of what it took to win the war."[28][29]
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On July 29, 1967, McCain was a lieutenant commander when he was near the center of the USS Forrestal fire. He escaped from his burning jet and was trying to help another pilot escape when a bomb exploded;[30] McCain was struck in the legs and chest by fragments.[31] The ensuing fire killed 134 sailors and took 24 hours to control.[32][33] With the Forrestal out of commission, McCain volunteered for assignment with the USS Oriskany, another aircraft carrier employed in Operation Rolling Thunder.[34] There he was awarded the Navy Commendation Medal and the Bronze Star Medal for missions flown over North Vietnam.[35]
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McCain was taken prisoner of war on October 26, 1967. He was flying his 23rd bombing mission over North Vietnam when his A-4E Skyhawk was shot down by a missile over Hanoi.[36][37] McCain fractured both arms and a leg when he ejected from the aircraft[38] and nearly drowned after he parachuted into Trúc Bạch Lake. Some North Vietnamese pulled him ashore, then others crushed his shoulder with a rifle butt and bayoneted him.[36] McCain was then transported to Hanoi's main Hỏa Lò Prison, nicknamed the "Hanoi Hilton".[37]
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Although McCain was seriously wounded and injured, his captors refused to treat him. They beat and interrogated him to get information, and he was given medical care only when the North Vietnamese discovered that his father was an admiral.[39] His status as a prisoner of war (POW) made the front pages of major American newspapers.[40][41]
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McCain spent six weeks in the hospital, where he received marginal care. He had lost 50 pounds (23 kg), he was in a chest cast, and his gray hair had turned white.[36] McCain was sent to a different camp on the outskirts of Hanoi.[42] In December 1967, McCain was placed in a cell with two other Americans who did not expect him to live more than a week.[43] In March 1968, McCain was placed into solitary confinement, where he remained for two years.[44]
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In mid-1968, his father John S. McCain Jr. was named commander of all U.S. forces in the Vietnam theater, and the North Vietnamese offered McCain early release[45] because they wanted to appear merciful for propaganda purposes[46] and also to show other POWs that elite prisoners were willing to be treated preferentially.[45] McCain refused repatriation unless every man taken in before him was also released. Such early release was prohibited by the POWs' interpretation of the military Code of Conduct which states in Article III: "I will accept neither parole nor special favors from the enemy".[47] To prevent the enemy from using prisoners for propaganda, officers were to agree to be released in the order in which they were captured.[36]
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Beginning in August 1968, McCain was subjected to a program of severe torture.[48] He was bound and beaten every two hours; this punishment occurred at the same time that he was suffering from heat and dysentery.[36][48] Further injuries brought McCain to "the point of suicide", but his preparations were interrupted by guards. Eventually, McCain made an anti-U.S. propaganda "confession".[36] He had always felt that his statement was dishonorable, but as he later wrote, "I had learned what we all learned over there: every man has his breaking point. I had reached mine."[49][50] Many U.S. POWs were tortured and maltreated in order to extract "confessions" and propaganda statements;[51] virtually all of them eventually yielded something to their captors.[52] McCain received two to three beatings weekly because of his continued refusal to sign additional statements.[53]
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McCain refused to meet various anti-war groups seeking peace in Hanoi, wanting to give neither them nor the North Vietnamese a propaganda victory.[54] From late 1969, treatment of McCain and many of the other POWs became more tolerable,[55] while McCain continued to resist the camp authorities.[56] McCain and other prisoners cheered the U.S. "Christmas Bombing" campaign of December 1972, viewing it as a forceful measure to push North Vietnam to terms.[50][57]
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McCain was a prisoner of war in North Vietnam for five and a half years until his release on March 14, 1973, along with 108 other prisoners of war.[58] His wartime injuries left him permanently incapable of raising his arms above his head.[59] After the war, McCain returned to the site with his wife Cindy and family on a few occasions to try to come to terms with what had happened to him there during his capture.[60]
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McCain was reunited with his family when he returned to the United States. His wife Carol had been crippled by an automobile accident in December 1969. As a returned POW, he became a celebrity of sorts.[61]
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McCain underwent treatment for his injuries that included months of physical therapy.[62] He attended the National War College at Fort McNair in Washington, D.C. during 1973–1974.[63] He was rehabilitated by late 1974 and his flight status was reinstated. In 1976, he became Commanding Officer of a training squadron that was stationed in Florida.[61][64] He improved the unit's flight readiness and safety records,[65] and won the squadron its first-ever Meritorious Unit Commendation.[64] During this period in Florida, he had extramarital affairs and his marriage began to falter, about which he later stated, "The blame was entirely mine".[66][67]
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McCain served as the Navy's liaison to the U.S. Senate beginning in 1977.[68] In retrospect, he said that this represented his "real entry into the world of politics and the beginning of my second career as a public servant."[61] His key behind-the-scenes role gained congressional financing for a new supercarrier against the wishes of the Carter administration.[62][69]
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In April 1979,[62] McCain met Cindy Lou Hensley, a teacher from Phoenix, Arizona, whose father had founded a large beer distributorship.[67] They began dating, and he urged his wife Carol to grant him a divorce, which she did in February 1980; the uncontested divorce took effect in April 1980.[23][62] The settlement included two houses, and financial support for her ongoing medical treatments due to her 1969 car accident; they remained on good terms.[67] McCain and Hensley were married on May 17, 1980, with Senators William Cohen and Gary Hart attending as groomsmen.[22][67] McCain's children did not attend, and several years passed before they reconciled.[25][62] John and Cindy McCain entered into a prenuptial agreement that kept most of her family's assets under her name; they kept their finances apart and filed separate income tax returns.[70]
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McCain decided to leave the Navy. It was doubtful whether he would ever be promoted to the rank of full admiral, as he had poor annual physicals and had not been given a major sea command.[71] His chances of being promoted to rear admiral were better, but he declined that prospect, as he had already made plans to run for Congress and said he could "do more good there."[72][73]
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McCain retired from the Navy as a captain on April 1, 1981.[35][74] He was designated as disabled and awarded a disability pension.[75] Upon leaving the military, he moved to Arizona. His numerous military decorations and awards include the Silver Star, two Legion of Merits, Distinguished Flying Cross, three Bronze Star Medals, two Purple Hearts, two Navy and Marine Corps Commendation Medals, and the Prisoner of War Medal.[35]
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McCain set his sights on becoming a representative because he was interested in current events, was ready for a new challenge, and had developed political ambitions during his time as Senate liaison.[67][76][77] Living in Phoenix, he went to work for Hensley & Co., his new father-in-law Jim Hensley's large Anheuser-Busch beer distributorship.[67] As vice president of public relations at the distributorship, he gained political support among the local business community, meeting powerful figures such as banker Charles Keating Jr., real estate developer Fife Symington III (later Governor of Arizona) and newspaper publisher Darrow "Duke" Tully.[68] In 1982, McCain ran as a Republican for an open seat in Arizona's 1st congressional district, which was being vacated by 30-year incumbent Republican John Jacob Rhodes.[78] A newcomer to the state, McCain was hit with charges of being a carpetbagger.[67] McCain responded to a voter making that charge with what a Phoenix Gazette columnist later described as "the most devastating response to a potentially troublesome political issue I've ever heard":[67]
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Listen, pal. I spent 22 years in the Navy. My father was in the Navy. My grandfather was in the Navy. We in the military service tend to move a lot. We have to live in all parts of the country, all parts of the world. I wish I could have had the luxury, like you, of growing up and living and spending my entire life in a nice place like the First District of Arizona, but I was doing other things. As a matter of fact, when I think about it now, the place I lived longest in my life was Hanoi.[67][79]
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McCain won a highly contested primary election with the assistance of local political endorsements, his Washington connections, and money that his wife lent to his campaign.[67][68] He then easily won the general election in the heavily Republican district.[67]
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In 1983, McCain was elected to lead the incoming group of Republican representatives,[67] and was assigned to the House Committee on Interior Affairs. Also that year, he opposed creation of a federal Martin Luther King Jr. Day, but admitted in 2008: "I was wrong and eventually realized that, in time to give full support [in 1990] for a state holiday in Arizona."[80][81]
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At this point, McCain's politics were mainly in line with those of President Ronald Reagan; this included support for Reaganomics, and he was active on Indian Affairs bills.[82] He supported most aspects of the foreign policy of the Reagan administration, including its hardline stance against the Soviet Union and policy towards Central American conflicts, such as backing the Contras in Nicaragua.[82] McCain opposed keeping U.S. Marines deployed in Lebanon, citing unattainable objectives, and subsequently criticized President Reagan for pulling out the troops too late; in the interim, the 1983 Beirut barracks bombing killed hundreds.[67][83] McCain won re-election to the House easily in 1984,[67] and gained a spot on the House Foreign Affairs Committee.[84] In 1985, he made his first return trip to Vietnam,[85] and also traveled to Chile where he met with its military junta ruler, General Augusto Pinochet.[86][87][88]
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In 1984, McCain and Cindy had their first child, daughter Meghan, followed two years later by son John IV and in 1988 by son James.[89] In 1991, Cindy brought an abandoned three-month-old girl needing medical treatment to the U.S. from a Bangladeshi orphanage run by Mother Teresa.[90] The McCains decided to adopt her and she was named Bridget.[91]
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McCain's Senate career began in January 1987, after he defeated his Democratic opponent, former state legislator Richard Kimball, by 20 percentage points in the 1986 election.[68][92] McCain succeeded longtime American conservative icon and Arizona fixture Barry Goldwater upon the latter's retirement as U.S. senator from Arizona.[92] In January 1988, McCain voted in favor of the Civil Rights Restoration Act of 1987,[93] and voted to override President Reagan's veto of that legislation the following March.[94]
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Senator McCain became a member of the Armed Services Committee, with which he had formerly done his Navy liaison work; he also joined the Commerce Committee and the Indian Affairs Committee.[92] He continued to support the Native American agenda.[95] As first a House member and then a senator—and as a lifelong gambler with close ties to the gambling industry[96]—McCain was one of the main authors of the 1988 Indian Gaming Regulatory Act,[97][98] which codified rules regarding Native American gambling enterprises.[99] McCain was also a strong supporter of the Gramm-Rudman legislation that enforced automatic spending cuts in the case of budget deficits.[100]
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McCain soon gained national visibility. He delivered a well-received speech at the 1988 Republican National Convention, was mentioned by the press as a short list vice-presidential running mate for Republican nominee George H. W. Bush, and was named chairman of Veterans for Bush.[92][101]
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McCain became embroiled in a scandal during the 1980s, as one of five United States senators comprising the so-called Keating Five.[102] Between 1982 and 1987, McCain had received $112,000 in lawful[103] political contributions from Charles Keating Jr. and his associates at Lincoln Savings and Loan Association, along with trips on Keating's jets[102] that McCain belatedly repaid, in 1989.[104] In 1987, McCain was one of the five senators whom Keating contacted in order to prevent the government's seizure of Lincoln, and McCain met twice with federal regulators to discuss the government's investigation of Lincoln.[102] In 1999, McCain said: "The appearance of it was wrong. It's a wrong appearance when a group of senators appear in a meeting with a group of regulators, because it conveys the impression of undue and improper influence. And it was the wrong thing to do."[105] In the end, McCain was cleared by the Senate Ethics Committee of acting improperly or violating any law or Senate rule, but was mildly rebuked for exercising "poor judgment".[103][105][106]
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In his 1992 re-election bid, the Keating Five affair was not a major issue,[107] and he won handily, gaining 56 percent of the vote to defeat Democratic community and civil rights activist Claire Sargent and independent former governor, Evan Mecham.[108]
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McCain developed a reputation for independence during the 1990s.[109] He took pride in challenging party leadership and establishment forces, becoming difficult to categorize politically.[109]
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As a member of the 1991–1993 Senate Select Committee on POW/MIA Affairs, chaired by fellow Vietnam War veteran and Democrat, John Kerry, McCain investigated the Vietnam War POW/MIA issue, to determine the fate of U.S. service personnel listed as missing in action during the Vietnam War.[110] The committee's unanimous report stated there was "no compelling evidence that proves that any American remains alive in captivity in Southeast Asia."[111] Helped by McCain's efforts, in 1995 the U.S. normalized diplomatic relations with Vietnam.[112] McCain was vilified by some POW/MIA activists who, despite the committee's unanimous report, believed large numbers of Americans were still held against their will in Southeast Asia.[112][113][114] From January 1993 until his death, McCain was Chairman of the International Republican Institute, an organization partly funded by the U.S. government that supports the emergence of political democracy worldwide.[115]
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In 1993 and 1994, McCain voted to confirm President Clinton's nominees Stephen Breyer and Ruth Bader Ginsburg whom he considered to be qualified for the U.S. Supreme Court. He later explained that "under our Constitution, it is the president's call to make."[116] McCain had also voted to confirm nominees of Presidents Ronald Reagan and George H.W. Bush, including Robert Bork and Clarence Thomas.[117]
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McCain attacked what he saw as the corrupting influence of large political contributions—from corporations, labor unions, other organizations, and wealthy individuals—and he made this his signature issue.[118] Starting in 1994, he worked with Democratic Wisconsin Senator Russ Feingold on campaign finance reform; their McCain–Feingold bill attempted to put limits on "soft money".[118] The efforts of McCain and Feingold were opposed by some of the moneyed interests targeted, by incumbents in both parties, by those who felt spending limits impinged on free political speech and might be unconstitutional as well, and by those who wanted to counterbalance the power of what they saw as media bias.[118][119] Despite sympathetic coverage in the media, initial versions of the McCain–Feingold Act were filibustered and never came to a vote.[120]
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The term "maverick Republican" became a label frequently applied to McCain, and he also used it himself.[118][121][122] In 1993, McCain opposed military operations in Somalia.[123] Another target of his was pork barrel spending by Congress, and he actively supported the Line Item Veto Act of 1996, which gave the president power to veto individual spending items[118] but was ruled unconstitutional by the Supreme Court in 1998.[124]
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In the 1996 presidential election, McCain was again on the short list of possible vice-presidential picks, this time for Republican nominee Bob Dole.[107][125] The following year, Time magazine named McCain as one of the "25 Most Influential People in America".[126]
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In 1997, McCain became chairman of the powerful Senate Commerce Committee; he was criticized for accepting funds from corporations and businesses under the committee's purview, but in response said the small contributions he received were not part of the big-money nature of the campaign finance problem.[118] McCain took on the tobacco industry in 1998, proposing legislation that would increase cigarette taxes in order to fund anti-smoking campaigns, discourage teenage smokers, increase money for health research studies, and help states pay for smoking-related health care costs.[118][127] Supported by the Clinton administration but opposed by the industry and most Republicans, the bill failed to gain cloture.[127]
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In November 1998, McCain won re-election to a third Senate term; he prevailed in a landslide over his Democratic opponent, environmental lawyer Ed Ranger.[118] In the February 1999 Senate trial following the impeachment of Bill Clinton, McCain voted to convict the president on both the perjury and obstruction of justice counts, saying Clinton had violated his sworn oath of office.[128] In March 1999, McCain voted to approve the NATO bombing campaign against the Federal Republic of Yugoslavia, saying that the ongoing genocide of the Kosovo War must be stopped and criticizing past Clinton administration inaction.[129] Later in 1999, McCain shared the Profile in Courage Award with Feingold for their work in trying to enact their campaign finance reform,[130] although the bill was still failing repeated attempts to gain cloture.[120]
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In August 1999, McCain's memoir Faith of My Fathers, co-authored with Mark Salter, was published;[131] a reviewer observed that its appearance "seems to have been timed to the unfolding Presidential campaign."[132] The most successful of his writings, it received positive reviews,[133] became a bestseller,[134] and was later made into a TV film.[135] The book traces McCain's family background and childhood, covers his time at Annapolis and his service before and during the Vietnam War, concluding with his release from captivity in 1973. According to one reviewer, it describes "the kind of challenges that most of us can barely imagine. It's a fascinating history of a remarkable military family."[136]
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McCain announced his candidacy for president on September 27, 1999, in Nashua, New Hampshire, saying he was staging "a fight to take our government back from the power brokers and special interests, and return it to the people and the noble cause of freedom it was created to serve".[131][137] The frontrunner for the Republican nomination was Texas Governor George W. Bush, who had the political and financial support of most of the party establishment.[138]
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McCain focused on the New Hampshire primary, where his message appealed to independents.[139] He traveled on a campaign bus called the Straight Talk Express.[131] He held many town hall meetings, answering every question voters asked, in a successful example of "retail politics", and he used free media to compensate for his lack of funds.[131] One reporter later recounted that, "McCain talked all day long with reporters on his Straight Talk Express bus; he talked so much that sometimes he said things that he shouldn't have, and that's why the media loved him."[140] On February 1, 2000, he won New Hampshire's primary with 49 percent of the vote to Bush's 30 percent. The Bush campaign and the Republican establishment feared that a McCain victory in the crucial South Carolina primary might give his campaign unstoppable momentum.[131][141]
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The Arizona Republic wrote that the McCain–Bush primary contest in South Carolina "has entered national political lore as a low-water mark in presidential campaigns", while The New York Times called it "a painful symbol of the brutality of American politics".[131][143][144] A variety of interest groups, which McCain had challenged in the past, ran negative ads.[131][145] Bush borrowed McCain's earlier language of reform,[146] and declined to dissociate himself from a veterans activist who accused McCain (in Bush's presence) of having "abandoned the veterans" on POW/MIA and Agent Orange issues.[131][147]
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Incensed,[147] McCain ran ads accusing Bush of lying and comparing the governor to Bill Clinton, which Bush said was "about as low a blow as you can give in a Republican primary".[131] An anonymous smear campaign began against McCain, delivered by push polls, faxes, e-mails, flyers, and audience plants.[131][148] The smears claimed that McCain had fathered a black child out of wedlock (the McCains' dark-skinned daughter was adopted from Bangladesh), that his wife Cindy was a drug addict, that he was a homosexual, and that he was a "Manchurian Candidate" who was either a traitor or mentally unstable from his North Vietnam POW days.[131][143] The Bush campaign strongly denied any involvement with the attacks.[143][149]
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McCain lost South Carolina on February 19, with 42 percent of the vote to Bush's 53 percent,[150] in part because Bush mobilized the state's evangelical voters[131][151] and outspent McCain.[152] The win allowed Bush to regain lost momentum.[150] McCain said of the rumor spreaders, "I believe that there is a special place in hell for people like those."[91] According to one acquaintance, the South Carolina experience left him in a "very dark place".[143]
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McCain's campaign never completely recovered from his South Carolina defeat, although he did rebound partially by winning in Arizona and Michigan a few days later.[153] He made a speech in Virginia Beach that criticized Christian leaders, including Pat Robertson and Jerry Falwell, as divisive conservatives,[143] declaring "... we embrace the fine members of the religious conservative community. But that does not mean that we will pander to their self-appointed leaders."[154] McCain lost the Virginia primary on February 29,[155] and on March 7 lost nine of the thirteen primaries on Super Tuesday to Bush.[156] With little hope of overcoming Bush's delegate lead, McCain withdrew from the race on March 9, 2000.[157] He endorsed Bush two months later,[158] and made occasional appearances with the Texas governor during the general election campaign.[131]
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McCain began 2001 by breaking with the new George W. Bush administration on a number of matters, including HMO reform, climate change, and gun control legislation; McCain–Feingold was opposed by Bush as well.[120][159] In May 2001, McCain was one of only two Senate Republicans to vote against the Bush tax cuts.[159][160] Besides the differences with Bush on ideological grounds, there was considerable antagonism between the two remaining from the previous year's campaign.[161][162] Later, when a Republican senator, Jim Jeffords, became an Independent, thereby throwing control of the Senate to the Democrats, McCain defended Jeffords against "self-appointed enforcers of party loyalty".[159] Indeed, there was speculation at the time, and in years since, about McCain himself leaving the Republican Party, but McCain had always adamantly denied that he ever considered doing so.[159][163][164] Beginning in 2001, McCain used political capital gained from his presidential run, as well as improved legislative skills and relationships with other members, to become one of the Senate's most influential members.[165]
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After the September 11, 2001, attacks, McCain supported Bush and the U.S.-led war in Afghanistan.[159][166] He and Democratic senator Joe Lieberman wrote the legislation that created the 9/11 Commission,[167] while he and Democratic senator Fritz Hollings co-sponsored the Aviation and Transportation Security Act that federalized airport security.[168]
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In March 2002, McCain–Feingold, officially known as the Bipartisan Campaign Reform Act of 2002, passed in both Houses of Congress and was signed into law by President Bush.[120][159] Seven years in the making, it was McCain's greatest legislative achievement.[159][169]
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Meanwhile, in discussions over proposed U.S. action against Iraq, McCain was a strong supporter of the Bush administration's position.[159] He stated that Iraq was "a clear and present danger to the United States of America", and voted accordingly for the Iraq War Resolution in October 2002.[159] He predicted that U.S. forces would be treated as liberators by a large number of the Iraqi people.[170] In May 2003, McCain voted against the second round of Bush tax cuts, saying it was unwise at a time of war.[160] By November 2003, after a trip to Iraq, he was publicly questioning Secretary of Defense Donald Rumsfeld, saying that more U.S. troops were needed; the following year, McCain announced that he had lost confidence in Rumsfeld.[171][172]
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In October 2003, McCain and Lieberman co-sponsored the Climate Stewardship Act that would have introduced a cap and trade system aimed at returning greenhouse gas emissions to 2000 levels; the bill was defeated with 55 votes to 43 in the Senate.[173] They reintroduced modified versions of the Act two additional times, for the final time in January 2007 with the co-sponsorship of Barack Obama, among others.[174]
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In the 2004 U.S. presidential election campaign, McCain was once again frequently mentioned for the vice-presidential slot, only this time as part of the Democratic ticket under nominee John Kerry.[175][176][177] McCain said that Kerry had never formally offered him the position and that he would not have accepted it if he had.[176][177][178] At the 2004 Republican National Convention, McCain supported Bush for re-election, praising Bush's management of the War on Terror since the September 11 attacks.[179] At the same time, he defended Kerry's Vietnam War record.[180] By August 2004, McCain had the best favorable-to-unfavorable rating (55 percent to 19 percent) of any national politician;[179] he campaigned for Bush much more than he had four years previously, though the two remained situational allies rather than friends.[161]
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McCain was also up for re-election as senator, in 2004. He defeated little-known Democratic schoolteacher Stuart Starky with his biggest margin of victory, garnering 77 percent of the vote.[181]
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In May 2005, McCain led the so-called Gang of 14 in the Senate, which established a compromise that preserved the ability of senators to filibuster judicial nominees, but only in "extraordinary circumstances".[182] The compromise took the steam out of the filibuster movement, but some Republicans remained disappointed that the compromise did not eliminate filibusters of judicial nominees in all circumstances.[183] McCain subsequently cast Supreme Court confirmation votes in favor of John Roberts and Samuel Alito, calling them "two of the finest justices ever appointed to the United States Supreme Court."[117]
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Breaking from his 2001 and 2003 votes, McCain supported the Bush tax cut extension in May 2006, saying not to do so would amount to a tax increase.[160] Working with Democratic Senator Ted Kennedy, McCain was a strong proponent of comprehensive immigration reform, which would involve legalization, guest worker programs, and border enforcement components. The Secure America and Orderly Immigration Act was never voted on in 2005, while the Comprehensive Immigration Reform Act of 2006 passed the Senate in May 2006 but failed in the House.[172] In June 2007, President Bush, McCain, and others made the strongest push yet for such a bill, the Comprehensive Immigration Reform Act of 2007, but it aroused intense grassroots opposition among talk radio listeners and others, some of whom furiously characterized the proposal as an "amnesty" program,[184] and the bill twice failed to gain cloture in the Senate.[185]
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By the middle of the 2000s (decade), the increased Indian gaming that McCain had helped bring about was a $23 billion industry.[98] He was twice chairman of the Senate Indian Affairs Committee, in 1995–1997 and 2005–2007, and his Committee helped expose the Jack Abramoff Indian lobbying scandal.[186][187] By 2005 and 2006, McCain was pushing for amendments to the Indian Gaming Regulatory Act which would have limited creation of off-reservation casinos,[98] and also limited the movement of tribes across state lines to build casinos.[188]
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Owing to his time as a POW, McCain was recognized for his sensitivity to the detention and interrogation of detainees in the War on Terror. An opponent of the Bush administration's use of torture and detention without trial at Guantánamo Bay, saying: "some of these guys are terrible, terrible killers and the worst kind of scum of humanity. But, one, they deserve to have some adjudication of their cases ... even Adolf Eichmann got a trial".[189] In October 2005, McCain introduced the McCain Detainee Amendment to the Defense Appropriations bill for 2005, and the Senate voted 90–9 to support the amendment.[190] It prohibits inhumane treatment of prisoners, including prisoners at Guantánamo, by confining military interrogations to the techniques in the U.S. Army Field Manual on Interrogation. Although Bush had threatened to veto the bill if McCain's amendment was included,[191] the President announced in December 2005 that he accepted McCain's terms and would "make it clear to the world that this government does not torture and that we adhere to the international convention of torture, whether it be here at home or abroad".[192] This stance, among others, led to McCain being named by Time magazine in 2006 as one of America's 10 Best Senators.[193] McCain voted in February 2008 against a bill containing a ban on waterboarding,[194] which provision was later narrowly passed and vetoed by Bush. However, the bill in question contained other provisions to which McCain objected, and his spokesman stated: "This wasn't a vote on waterboarding. This was a vote on applying the standards of the [Army] field manual to CIA personnel."[194]
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Meanwhile, McCain continued questioning the progress of the war in Iraq. In September 2005, he remarked upon Chairman of the Joint Chiefs of Staff Richard Myers' optimistic outlook on the war's progress: "Things have not gone as well as we had planned or expected, nor as we were told by you, General Myers."[195] In August 2006, he criticized the administration for continually understating the effectiveness of the insurgency: "We [have] not told the American people how tough and difficult this could be."[172] From the beginning, McCain strongly supported the Iraq troop surge of 2007.[196] The strategy's opponents labeled it "McCain's plan"[197] and University of Virginia political science professor Larry Sabato said, "McCain owns Iraq just as much as Bush does now."[172] The surge and the war were unpopular during most of the year, even within the Republican Party,[198] as McCain's presidential campaign was underway; faced with the consequences, McCain frequently responded, "I would much rather lose a campaign than a war."[199] In March 2008, McCain credited the surge strategy with reducing violence in Iraq, as he made his eighth trip to that country since the war began.[200]
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McCain formally announced his intention to run for President of the United States on April 25, 2007, in Portsmouth, New Hampshire.[201] He stated that: "I'm not running for president to be somebody, but to do something; to do the hard but necessary things, not the easy and needless things."[202]
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McCain's oft-cited strengths as a presidential candidate for 2008 included national name recognition, sponsorship of major lobbying and campaign finance reform initiatives, his ability to reach across the aisle, his well-known military service and experience as a POW, his experience from the 2000 presidential campaign, and an expectation that he would capture Bush's top fundraisers.[203] During the 2006 election cycle, McCain had attended 346 events[59] and helped raise more than $10.5 million on behalf of Republican candidates. McCain also became more willing to ask business and industry for campaign contributions, while maintaining that such contributions would not affect any official decisions he would make.[204] Despite being considered the front-runner for the nomination by pundits as 2007 began,[205] McCain was in second place behind former Mayor of New York City Rudy Giuliani in national Republican polls as the year progressed.
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McCain had fundraising problems in the first half of 2007, due in part to his support for the Comprehensive Immigration Reform Act of 2007, which was unpopular among the Republican base electorate.[206][207] Large-scale campaign staff downsizing took place in early July, but McCain said that he was not considering dropping out of the race.[207] Later that month, the candidate's campaign manager and campaign chief strategist both departed.[208] McCain slumped badly in national polls, often running third or fourth with 15 percent or less support.
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The Arizona senator subsequently resumed his familiar position as a political underdog,[209] riding the Straight Talk Express and taking advantage of free media such as debates and sponsored events.[210] By December 2007, the Republican race was unsettled, with none of the top-tier candidates dominating the race and all of them possessing major vulnerabilities with different elements of the Republican base electorate.[211] McCain was showing a resurgence, in particular with renewed strength in New Hampshire—the scene of his 2000 triumph—and was bolstered further by the endorsements of The Boston Globe, the New Hampshire Union Leader, and almost two dozen other state newspapers,[212] as well as from Senator Lieberman (now an Independent Democrat).[213][214] McCain decided not to campaign significantly in the January 3, 2008, Iowa caucuses, which saw a win by former Governor of Arkansas Mike Huckabee.
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McCain's comeback plan paid off when he won the New Hampshire primary on January 8, defeating former Governor of Massachusetts Mitt Romney in a close contest, to once again become one of the front-runners in the race.[215] In mid-January, McCain placed first in the South Carolina primary, narrowly defeating Mike Huckabee.[216] Pundits credited the third-place finisher, Tennessee's former U.S. Senator Fred Thompson, with drawing votes from Huckabee in South Carolina, thereby giving a narrow win to McCain.[217]
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A week later, McCain won the Florida primary,[218] beating Romney again in a close contest; Giuliani then dropped out and endorsed McCain.[219]
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On February 5, McCain won both the majority of states and delegates in the Super Tuesday Republican primaries, giving him a commanding lead toward the Republican nomination. Romney departed from the race on February 7.[220] McCain's wins in the March 4 primaries clinched a majority of the delegates, and he became the presumptive Republican nominee.[221]
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McCain was born in the Panama Canal Zone. Had he been elected, he would have become the first president who was born outside the contiguous forty-eight states. This raised a potential legal issue, since the United States Constitution requires the president to be a natural-born citizen of the United States. A bipartisan legal review,[222] and a unanimous but non-binding Senate resolution,[223] both concluded that he was a natural-born citizen. If inaugurated in 2009 at the age of 72 years and 144 days, he would have been the oldest person to become president.[224]
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McCain addressed concerns about his age and past health issues, stating in 2005 that his health was "excellent".[225] He had been treated for melanoma and an operation in 2000 for that condition left a noticeable mark on the left side of his face.[226] McCain's prognosis appeared favorable, according to independent experts, especially because he had already survived without a recurrence for more than seven years.[226] In May 2008, McCain's campaign briefly let the press review his medical records, and he was described as appearing cancer-free, having a strong heart, and in general being in good health.[227]
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McCain clinched enough delegates for the nomination and his focus shifted toward the general election, while Barack Obama and Hillary Clinton fought a prolonged battle for the Democratic nomination.[228] McCain introduced various policy proposals, and sought to improve his fundraising.[229][230] Cindy McCain, who accounted for most of the couple's wealth with an estimated net worth of $100 million,[70] made part of her tax returns public in May.[231] After facing criticism about lobbyists on staff, the McCain campaign issued new rules in May 2008 to avoid conflicts of interest, causing five top aides to leave.[232][233]
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When Obama became the Democrats' presumptive nominee in early June, McCain proposed joint town hall meetings, but Obama instead requested more traditional debates for the fall.[234] In July, a staff shake-up put Steve Schmidt in full operational control of the McCain campaign.[235] Rick Davis remained as campaign manager but with a reduced role. Davis had also managed McCain's 2000 presidential campaign; in 2005 and 2006, U.S. intelligence warned McCain's Senate staff about Davis's Russian links but gave no further warnings.[236][237][238][239]
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Throughout the summer of 2008, Obama typically led McCain in national polls by single-digit margins,[240] and also led in several key swing states.[241] McCain reprised his familiar underdog role, which was due at least in part to the overall challenges Republicans faced in the election year.[209][241] McCain accepted public financing for the general election campaign, and the restrictions that go with it, while criticizing his Democratic opponent for becoming the first major party candidate to opt out of such financing for the general election since the system was implemented in 1976.[242][243] The Republican's broad campaign theme focused on his experience and ability to lead, compared to Obama's.[244]
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On August 29, 2008, McCain revealed Alaska Governor Sarah Palin as his surprise choice for a running mate.[245] McCain was only the second U.S. major-party presidential nominee (after Walter Mondale, who chose Geraldine Ferraro) to select a woman as his running mate and the first Republican to do so. On September 3, 2008, McCain and Palin became the Republican Party's presidential and vice presidential nominees at the 2008 Republican National Convention in Saint Paul, Minnesota. McCain surged ahead of Obama in national polls following the convention, as the Palin pick energized core Republican voters who had previously been wary of him.[246] However, by the campaign's own later admission, the rollout of Palin to the national media went poorly,[247] and voter reactions to Palin grew increasingly negative, especially among independents and other voters concerned about her qualifications.[248]
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McCain's decision to choose Sarah Palin as his running mate was criticized; New York Times journalist David Brooks said that "he took a disease that was running through the Republican party – anti-intellectualism, disrespect for facts – and he put it right at the centre of the party".[249] Laura McGann in Vox says that McCain gave the "reality TV politics" and Tea Party movement more political legitimacy, as well as solidifying "the Republican Party's comfort with a candidate who would say absurdities ... unleashing a political style and a values system that animated the Tea Party movement and laid the groundwork for a Trump presidency."[250] Although McCain later expressed regret for not choosing the independent Senator Joe Lieberman as his VP candidate instead, he consistently defended Palin's performances at his events.[251]
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On September 24, McCain said he was temporarily suspending his campaign activities, called on Obama to join him, and proposed delaying the first of the general election debates with Obama, in order to work on the proposed U.S. financial system bailout before Congress, which was targeted at addressing the subprime mortgage crisis and the financial crisis of 2007–2008.[252][253] McCain's intervention helped to give dissatisfied House Republicans an opportunity to propose changes to the plan that was otherwise close to agreement.[254][255] After Obama declined McCain's suspension suggestion, McCain went ahead with the debate on September 26.[256] On October 1, McCain voted in favor of a revised $700 billion rescue plan.[257] Another debate was held on October 7; like the first one, polls afterward suggested that Obama had won it.[258] A final presidential debate occurred on October 15.[259] Down the stretch, McCain was outspent by Obama by a four-to-one margin.[260]
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During and after the final debate, McCain compared Obama's proposed policies to socialism and often invoked "Joe the Plumber" as a symbol of American small business dreams that would be thwarted by an Obama presidency.[261][262] He barred using the Jeremiah Wright controversy in ads against Obama,[263] but the campaign did frequently criticize Obama regarding his purported relationship with Bill Ayers.[264] His rallies became increasingly vitriolic,[265] with attendees denigrating Obama and displaying a growing anti-Muslim and anti-African-American sentiment.[266] During a campaign rally in Minnesota, Gayle Quinnell, a McCain supporter, told him she did not trust Obama because "he's an Arab".[267] He replied, "No ma'am. He's a decent family man, citizen, that I just happen to have disagreements with on fundamental issues."[266] McCain's response was considered one of the finer moments of the campaign and was still being viewed several years later as a marker for civility in American politics.[265][268] Meghan McCain said that she cannot "go a day without someone bringing up (that) moment," and noted that at the time "there were a lot of people really trying to get my dad to go (against Obama) with ... you're a Muslim, you're not an American aspect of that," but that her father had refused. "I can remember thinking that it was a morally amazing and beautiful moment, but that maybe there would be people in the Republican Party that would be quite angry," she said.[269]
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The election took place on November 4, and Barack Obama was declared the projected winner at about 11:00 pm Eastern Standard Time; McCain delivered his concession speech in Phoenix, Arizona about twenty minutes later.[270] In it, he noted the historic and special significance of Obama being elected the nation's first African American president.[270] In the end, McCain won 173 electoral votes to Obama's 365;[271] McCain failed to win most of the battleground states and lost some traditionally Republican ones.[272] McCain gained 46 percent of the nationwide popular vote, compared to Obama's 53 percent.[272]
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Following his defeat, McCain returned to the Senate amid varying views about what role he might play there.[273] In mid-November 2008 he met with President-elect Obama, and the two discussed issues they had commonality on.[274] Around the same time, McCain indicated that he intended to run for re-election to his Senate seat in 2010.[275] As the inauguration neared, Obama consulted with McCain on a variety of matters, to an extent rarely seen between a president-elect and his defeated rival,[276] and President Obama's inauguration speech contained an allusion to McCain's theme of finding a purpose greater than oneself.[277]
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Nevertheless, McCain emerged as a leader of the Republican opposition to the Obama economic stimulus package of 2009, saying it had too much spending for too little stimulative effect.[278] McCain also voted against Obama's Supreme Court nomination of Sonia Sotomayor—saying that while undeniably qualified, "I do not believe that she shares my belief in judicial restraint"[279]—and by August 2009 was siding more often with his Republican Party on closely divided votes than ever before in his senatorial career.[280] McCain reasserted that the War in Afghanistan was winnable[281] and criticized Obama for a slow process in deciding whether to send additional U.S. troops there.[282]
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McCain also harshly criticized Obama for scrapping construction of the U.S. missile defense complex in Poland, declined to enter negotiations over climate change legislation similar to what he had proposed in the past, and strongly opposed the Obama health care plan.[282][283] McCain led a successful filibuster of a measure that would allow repeal of the military's "Don't ask, don't tell" policy towards gays.[284] Factors involved in McCain's new direction included Senate staffers leaving, a renewed concern over national debt levels and the scope of federal government, a possible Republican primary challenge from conservatives in 2010, and McCain's campaign edge being slow to wear off.[282][283] As one longtime McCain advisor said, "A lot of people, including me, thought he might be the Republican building bridges to the Obama Administration. But he's been more like the guy blowing up the bridges."[282]
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In early 2010, a primary challenge from radio talk show host and former U.S. Congressman J. D. Hayworth materialized in the 2010 U.S. Senate election in Arizona and drew support from some but not all elements of the Tea Party movement.[285][286] With Hayworth using the campaign slogan "The Consistent Conservative", McCain said—despite his own past use of the term on a number of occasions[286][287]—"I never considered myself a maverick. I consider myself a person who serves the people of Arizona to the best of his abilities."[288] The primary challenge coincided with McCain reversing or muting his stance on some issues such as the bank bailouts, closing of the Guantánamo Bay detention camp, campaign finance restrictions, and gays in the military.[285]
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When the health care plan, now called the Patient Protection and Affordable Care Act, passed Congress and became law in March 2010, McCain strongly opposed the landmark legislation not only on its merits but also on the way it had been handled in Congress. As a consequence, he warned that congressional Republicans would not work with Democrats on anything else: "There will be no cooperation for the rest of the year. They have poisoned the well in what they've done and how they've done it."[289] McCain became a vocal defender of Arizona SB 1070, the April 2010 tough anti-illegal immigration state law that aroused national controversy, saying that the state had been forced to take action given the federal government's inability to control the border.[286][290] In the August 24 primary, McCain beat Hayworth by a 56 to 32 percent margin.[291] McCain proceeded to easily defeat Democratic Tucson city councilman Rodney Glassman in the general election.[292]
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In the lame duck session of the 111th Congress, McCain voted for the compromise Tax Relief, Unemployment Insurance Reauthorization, and Job Creation Act of 2010,[293] but against the DREAM Act (which he had once sponsored) and the New START Treaty.[294] Most prominently, he continued to lead the eventually losing fight against "Don't ask, don't tell" repeal.[295] In his opposition, he sometimes fell into anger or hostility on the Senate floor, and called its passage "a very sad day" that would compromise the battle effectiveness of the military.[294][295]
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While control of the House of Representatives went over to the Republicans in the 112th Congress, the Senate stayed Democratic and McCain continued to be the ranking member of the Senate Armed Services Committee. As the Arab Spring took center stage, McCain urged that the embattled Egyptian president, Hosni Mubarak, step down and thought the U.S. should push for democratic reforms in the region despite the associated risks of religious extremists gaining power.[296] McCain was an especially vocal supporter of the 2011 military intervention in Libya. In April of that year he visited the Anti-Gaddafi forces and National Transitional Council in Benghazi, the highest-ranking American to do so, and said that the rebel forces were "my heroes".[297] In June, he joined with Senator Kerry in offering a resolution that would have authorized the military intervention, and said: "The administration's disregard for the elected representatives of the American people on this matter has been troubling and counterproductive."[298][299] In August, McCain voted for the Budget Control Act of 2011 that resolved the U.S. debt ceiling crisis.[300] In November, McCain and Senator Carl Levin were leaders in efforts to codify in the National Defense Authorization Act for Fiscal Year 2012 that terrorism suspects, no matter where captured, could be detained by the U.S. military and its tribunal system; following objections by civil libertarians, some Democrats, and the White House, McCain and Levin agreed to language making it clear that the bill would not pertain to U.S. citizens.[301][302]
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In the 2012 Republican Party presidential primaries, McCain endorsed former 2008 rival Mitt Romney and campaigned for him, but compared the contest to a Greek tragedy due to its drawn-out nature with massive super PAC-funded attack ads damaging all the contenders.[303] He labeled the Supreme Court's 2010 Citizens United v. Federal Election Commission decision as "uninformed, arrogant, naïve", and, decrying its effects and the future scandals he thought it would bring, said it would become considered the court's "worst decision ... in the 21st century".[304] McCain took the lead in opposing the defense spending sequestrations brought on by the Budget Control Act of 2011 and gained attention for defending State Department aide Huma Abedin against charges brought by a few House Republicans that she had ties to the Muslim Brotherhood.[305]
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McCain continued to be one of the most frequently appearing guests on the Sunday morning news talk shows.[305]
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He became one of the most vocal critics of the Obama administration's handling of the September 11, 2012, attack on the U.S. diplomatic mission in Benghazi, saying it was a "debacle" that featured either "a massive cover-up or incompetence that is not acceptable" and that it was worse than the Watergate scandal.[307] As an outgrowth of this strong opposition, he and a few other senators were successful in blocking the planned nomination of Ambassador to the UN Susan Rice to succeed Hillary Rodham Clinton as U.S. Secretary of State; McCain's friend and colleague John Kerry was nominated instead.[308]
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Regarding the Syrian civil war that had begun in 2011, McCain repeatedly argued for the U.S. intervening militarily in the conflict on the side of the anti-government forces. He staged a visit to rebel forces inside Syria in May 2013, the first senator to do so, and called for arming the Free Syrian Army with heavy weapons and for the establishment of a no-fly zone over the country. Following reports that two of the people he posed for pictures with had been responsible for the kidnapping of eleven Lebanese Shiite pilgrims the year before, McCain disputed one of the identifications and said he had not met directly with the other.[309] Following the 2013 Ghouta chemical weapons attack, McCain argued again for strong American military action against the government of the Syrian president, Bashar al-Assad, and in September 2013 cast a Foreign Relations committee vote in favor of Obama's request to Congress that it authorize a military response.[310] McCain took the lead in criticizing a growing non-interventionist movement within the Republican Party, exemplified by his March 2013 comment that Senators Rand Paul and Ted Cruz and Representative Justin Amash were "wacko birds".[311]
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During 2013, McCain was a member of a bi-partisan group of senators, the "Gang of Eight", which announced principles for another try at comprehensive immigration reform.[312] The resulting Border Security, Economic Opportunity, and Immigration Modernization Act of 2013 passed the Senate by a 68–32 margin, but faced an uncertain future in the House.[313] In July 2013, McCain was at the forefront of an agreement among senators to drop filibusters against Obama administration executive nominees without Democrats resorting to the "nuclear option" that would disallow such filibusters altogether.[314][315] However, the option would be imposed later in the year anyway, to the senator's displeasure.[316] These developments and some other negotiations showed that McCain now had improved relations with the Obama administration, including the president himself, as well as with Democratic Senate Majority Leader Harry Reid, and that he had become the leader of a power center in the Senate for cutting deals in an otherwise bitterly partisan environment.[317][318][319] They also led some observers to conclude that the "maverick" McCain had returned.[315][319]
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McCain was publicly skeptical about the Republican strategy that precipitated the U.S. federal government shutdown of 2013 and U.S. debt-ceiling crisis of 2013 in order to defund or delay the Affordable Care Act; in October 2013 he voted in favor of the Continuing Appropriations Act, 2014, which resolved them and said, "Republicans have to understand we have lost this battle, as I predicted weeks ago, that we would not be able to win because we were demanding something that was not achievable."[320] Similarly, he was one of nine Republican senators who voted for the Bipartisan Budget Act of 2013 at the end of the year.[321] By early 2014, McCain's apostasies were enough that the Arizona Republican Party formally censured him for having what they saw as a liberal record that had been "disastrous and harmful".[322] McCain remained stridently opposed to many aspects of Obama's foreign policy, however, and in June 2014, following major gains by the Islamic State in Iraq and the Levant in the 2014 Northern Iraq offensive, decried what he saw as a U.S. failure to protect its past gains in Iraq and called on the president's entire national security team to resign. McCain said, "Could all this have been avoided? ... The answer is absolutely yes. If I sound angry it's because I am angry."[323]
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McCain was a supporter of the Euromaidan protests against Ukrainian President Viktor Yanukovych and his government, and appeared in Independence Square in Kiev in December 2013.[324] Following the overthrow of Yanukovych and subsequent 2014 Russian military intervention in Ukraine, McCain became a vocal supporter of providing arms to Ukrainian military forces, saying the sanctions imposed against Russia were not enough.[325] In 2014, McCain led the opposition to the appointments of Colleen Bell, Noah Mamet, and George Tsunis to the ambassadorships in Hungary, Argentina, and Norway, respectively, arguing they were unqualified appointees being rewarded for their political fundraising.[326] Unlike many Republicans, McCain supported the release and contents of the Senate Intelligence Committee report on CIA torture in December 2014, saying "The truth is sometimes a hard pill to swallow. It sometimes causes us difficulties at home and abroad. It is sometimes used by our enemies in attempts to hurt us. But the American people are entitled to it, nonetheless."[327] He added that the CIA's practices following the September 11 attacks had "stained our national honor" while doing "much harm and little practical good" and that "Our enemies act without conscience. We must not."[328] He opposed the Obama administration's December 2014 decision to normalize relations with Cuba.[329]
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The 114th United States Congress assembled in January 2015 with Republicans in control of the Senate, and McCain achieved one of his longtime goals when he became chairman of the Armed Services Committee.[330] In this position, he led the writing of proposed Senate legislation that sought to modify parts of the Goldwater-Nichols Act of 1986 in order to return responsibility for major weapons systems acquisition back to the individual armed services and their secretaries and away from the Under Secretary of Defense for Acquisition, Technology and Logistics.[331] As chair, McCain tried to maintain a bipartisan approach and forged a good relationship with ranking member Jack Reed.[330] In April 2015, McCain announced that he would run for a sixth term in Arizona's 2016 Senate election.[332] While there was still conservative and Tea Party anger at him, it was unclear if they would mount an effective primary challenge against him.[333] During 2015, McCain strongly opposed the Obama administration's proposed comprehensive agreement on the Iranian nuclear program (later finalized as the Joint Comprehensive Plan of Action (JCPOA)), saying that Secretary of State Kerry was "delusional" and "giv[ing] away the store" in negotiations with Iran.[334] McCain supported the Saudi Arabian-led military intervention in Yemen against the Shia Houthis and forces loyal to former President Ali Abdullah Saleh,[335] saying: "I'm sure civilians die in war. Not nearly as many as the Houthis have executed."[336]
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McCain accused President Obama of being "directly responsible" for the 2016 Orlando nightclub shooting "because when he pulled everybody out of Iraq, al-Qaeda went to Syria, became ISIS, and ISIS is what it is today thanks to Barack Obama's failures."[337][338]
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During the 2016 Republican primaries, McCain said he would support the Republican nominee even if it was Donald Trump, but following Mitt Romney's 2016 anti-Trump speech, McCain endorsed the sentiments expressed in that speech, saying he had serious concerns about Trump's "uninformed and indeed dangerous statements on national security issues".[339] Relations between the two had been fraught since early in the Donald Trump presidential campaign, 2016, when McCain referred to a room full of Trump supporters as "crazies", and the real estate mogul then said of McCain: "He insulted me, and he insulted everyone in that room ... He is a war hero because he was captured. I like people who weren't captured ... perhaps he was a war hero, but right now he's said a lot of very bad things about a lot of people."[339][340] Following Trump becoming the presumptive nominee of the party on May 3, McCain said that Republican voters had spoken and he would support Trump.[341]
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McCain himself faced a primary challenge from Kelli Ward, a fervent Trump supporter, and then was expected to face a potentially strong challenge from Democratic Congresswoman Ann Kirkpatrick in the general election.[342] The senator privately expressed worry over the effect that Trump's unpopularity among Hispanic voters might have on his own chances but also was concerned with more conservative pro-Trump voters; he thus kept his endorsement of Trump in place but tried to speak of him as little as possible given their disagreements.[343][344][345] However McCain defeated Ward in the primary by a double-digit percentage point margin and gained a similar lead over Kirkpatrick in general election polls, and when the Donald Trump Access Hollywood controversy broke, he felt secure enough to on October 8 withdraw his endorsement of Trump.[342] McCain stated that Trump's "demeaning comments about women and his boasts about sexual assaults" made it "impossible to continue to offer even conditional support" and added that he would not vote for Hillary Clinton, but would instead "write in the name of some good conservative Republican who is qualified to be president."[346][347] McCain, at 80 years of age, went on to defeat Kirkpatrick, securing a sixth term as United States Senator from Arizona.[348]
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In November 2016, McCain learned of the existence of a dossier regarding the Trump presidential campaign's links to Russia compiled by Christopher Steele. McCain sent a representative to gather more information, who obtained a copy of the dossier.[349] In December 2016, McCain passed on the dossier to FBI Director James Comey in a 1-on-1 meeting. McCain later wrote that he felt the dossier's "allegations were disturbing" but unverifiable by himself, so he let the FBI investigate.[350]
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On December 31, 2016, in Tbilisi, Georgia, McCain stated that the United States should strengthen its sanctions against Russia.[351] One year later, on December 23, 2017, the State Department announced that the United States would provide Ukraine with "enhanced defensive capabilities".[352]
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McCain chaired the January 5, 2017, hearing of the Senate Armed Services Committee where Republican and Democratic senators and intelligence officers, including James R. Clapper Jr., the Director of National Intelligence, Michael S. Rogers, the head of the National Security Agency and United States Cyber Command presented a "united front" that "forcefully reaffirmed the conclusion that the Russian government used hacking and leaks to try to influence the presidential election."[354]
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In June 2017, McCain voted to support President Trump's controversial arms deal with Saudi Arabia.[355][356]
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Repeal and replacement of Obamacare (the Patient Protection and Affordable Care Act) was a centerpiece of McCain's 2016 re-election campaign, and in July 2017 he said, "Have no doubt: Congress must replace Obamacare, which has hit Arizonans with some of the highest premium increases in the nation and left 14 of Arizona's 15 counties with only one provider option on the exchanges this year." He added that he supports affordable and quality health care, but objected that the pending Senate bill did not do enough to shield the Medicaid system in Arizona.[357]
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In response to the death of Chinese Nobel Peace Prize laureate Liu Xiaobo, who died of organ failure while in government custody, McCain said that "this is only the latest example of Communist China's assault on human rights, democracy, and freedom."[358]
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In September 2017, as the Rohingya crisis in Myanmar became ethnic cleansing of the Rohingya Muslim minority, McCain announced moves to scrap planned future military cooperation with Myanmar.[359]
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In October 2017, McCain praised President Trump's decision to decertify Iran's compliance with the Iran nuclear deal (JCPOA) while not yet withdrawing the U.S. from the agreement, saying that the Obama-era policy failed "to meet the multifaceted threat Iran poses. The goals President Trump presented in his speech today are a welcomed long overdue change."[360]
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On July 14, 2017, McCain underwent a minimally invasive craniotomy at Mayo Clinic Hospital in Phoenix, Arizona, in order to remove a blood clot above his left eye. His absence prompted Senate Majority Leader Mitch McConnell to delay a vote on the Better Care Reconciliation Act.[361] Five days later, Mayo Clinic doctors announced that the laboratory results from the surgery confirmed the presence of a glioblastoma, which is a very aggressive cancerous brain tumor.[362] Standard treatment options for this tumor include chemotherapy and radiation, although even with treatment, average survival time is approximately 14 months.[362] McCain was a survivor of previous cancers, including melanoma.[226][363]
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President Donald Trump publicly wished Senator McCain well,[364] as did many others, including former President Obama.[365] On July 19, McCain's senatorial office issued a statement that he "appreciates the outpouring of support he has received over the last few days. He is in good spirits as he continues to recover at home with his family in Arizona. He is grateful to the doctors and staff at Mayo Clinic for their outstanding care, and is confident that any future treatment will be effective." On July 24, McCain announced via Twitter that he would return to the United States Senate the following day.[366]
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McCain returned to the Senate on July 25, less than two weeks after brain surgery. He cast a deciding vote allowing the Senate to begin consideration of bills to replace the Affordable Care Act. Along with that vote, he delivered a speech criticizing the party-line voting process used by the Republicans, as well as by the Democrats in passing the Affordable Care Act to begin with, and McCain also urged a "return to regular order" utilizing the usual committee hearings and deliberations.[367][368][369] On July 28, he cast the decisive vote against the Republicans' final proposal that month, the so-called "skinny repeal" option, which failed 49–51.[370]
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McCain did not vote in the Senate after December 2017, remaining instead in Arizona to undergo cancer treatment. On April 15, 2018, he underwent surgery for an infection relating to diverticulitis and the following day was reported to be in stable condition.[371]
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On August 24, 2018, McCain's family announced that he would no longer receive treatment for his cancer.[374] He died the following day at 4:28 p.m. MST (11:28 p.m. UTC), with his wife and family beside him, at his home in Cornville, Arizona.[375][376]
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McCain lay in state in the Arizona State Capitol in Phoenix on August 29, which would have been his 82nd birthday. This was followed by a service at North Phoenix Baptist Church on August 30. His remains were then moved to Washington, D.C. to lie in state in the rotunda of the United States Capitol[377] on August 31, which was followed by a service at the Washington National Cathedral on September 1. He was a "lifelong Episcopalian" who attended, but did not join, a Southern Baptist church for at least 17 years; memorial services were scheduled in both denominations.[378][379] Prior to his death, McCain requested that former Presidents George W. Bush and Barack Obama deliver eulogies at his funeral, and asked that both President Donald Trump and former Alaska Governor and 2008 vice presidential nominee Sarah Palin not attend any of the services.[380][381] McCain himself planned the funeral arrangements and selected his pallbearers for the service in Washington; the pallbearers included former Vice President Joe Biden, former Wisconsin Senator Russ Feingold, former Secretary of Defense William Cohen, actor Warren Beatty, and Russian dissident Vladimir Vladimirovich Kara-Murza.[382]
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Multiple foreign leaders attended McCain's service: Secretary General of NATO Jens Stoltenberg, President of Ukraine Petro Poroshenko, Speaker of Taiwan's Congress Su Jia-chyuan, National Defense Minister of Canada Harjit Sajjan, Defense Minister Jüri Luik and Foreign Minister Sven Mikser of Estonia, Foreign Minister of Latvia Edgars Rinkēvičs, Foreign Minister of Lithuania Linas Antanas Linkevičius, and Foreign Affairs Minister of Saudi Arabia Adel al-Jubeir.[383][384][385]
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Dignitaries who gave eulogies at the Memorial Service in Washington National Cathedral included Barack Obama, George W. Bush, Henry Kissinger, Joe Lieberman, and his daughter Meghan McCain. The New Yorker described the service as the biggest meeting of anti-Trump figures during his presidency.[386]
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Many American political figures paid tribute at the funeral. Those who attended included former United States Presidents Obama, Bush, Clinton, Carter; First Ladies Michelle, Laura, Hillary, Rosalyn; and former Vice Presidents Biden, Cheney, Gore, and Quayle. Former President George H.W. Bush (who died 3 months and 5 days after McCain) was too ill to attend the service, and President Trump was not invited. Many figures from political life, both current and former and from both political parties, attended. Figures included John F. Kelly, Jim Mattis, Bob Dole, Madeleine Albright, John Kerry, Mitch McConnell, Paul Ryan, Nancy Pelosi, Chuck Schumer, Mitt Romney, Lindsey Graham, Jeff Flake, Elizabeth Warren, and Jon Huntsman. Ivanka Trump and Jared Kushner attended to the displeasure of Meghan McCain.[387] Journalists Carl Bernstein, Tom Brokaw, and Charlie Rose, as well as actors Warren Beatty and Annette Bening and comedians Jay Leno and Joy Behar also attended the funeral.[388]
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On September 2, the funeral cortege traveled from Washington, D.C. through Annapolis, Maryland, where the streets were lined with crowds of onlookers, to the Naval Academy.[389] A private service was held at the Naval Academy Chapel, attended by the brigade of midshipmen and McCain's classmates. After the chapel service, McCain was buried at the United States Naval Academy Cemetery, next to his Naval Academy classmate and lifelong friend Admiral Charles R. Larson.[390]
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Many celebrities paid tribute to the late Senator on Twitter. Those included, Tom Hanks who tweeted "Duty. Honor. Country. Our nation thanks you, John McCain. There has been no finer son of America". Whoopi Goldberg, Ellen DeGeneres, Reese Witherspoon, Jimmy Kimmel, and Khloe Kardashian also tweeted out remembrances of the late Senator.[391]
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Arizona Governor Doug Ducey was empowered to appoint McCain's interim replacement until a special election is held in 2020 to determine who is to serve out the remainder of McCain's term, which ends in January 2023 and thus appointed the then former Arizona U.S. Senator Jon Kyl to fill the vacancy.[392][393] Under Arizona law, the appointed replacement must be of the same party as McCain, a Republican.[394] Newspaper speculation about potential appointees has included McCain's widow Cindy, former Senator Jon Kyl, and former Representatives Matt Salmon and John Shadegg.[395][396] Ducey said that he would not make a formal appointment until after McCain's final funeral and burial; on September 4, two days after McCain was buried, Ducey appointed Kyl to fill McCain's seat.[397][398]
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McCain received many tributes and condolences, including from Congressional colleagues, all living former Presidents – Jimmy Carter, George H. W. Bush, Bill Clinton, George W. Bush, Barack Obama – and former Vice President Joe Biden, as well as Vice President Mike Pence and President Richard Nixon's daughters Tricia Nixon Cox and Julie Nixon Eisenhower.[399][400][401][402] French President Emmanuel Macron, Taiwanese President Tsai Ing-wen, Ukrainian President Petro Poroshenko and Prime Minister Volodymyr Groysman, Australian Prime Minister Scott Morrison, who had just taken office the previous day, and former Prime Minister Malcolm Turnbull, British Prime Minister Theresa May and former Prime Minister David Cameron, Canadian Prime Minister Justin Trudeau and former Prime Minister Stephen Harper, German Chancellor Angela Merkel and foreign minister Heiko Maas, Israeli Prime Minister Benjamin Netanyahu, Indian Prime Minister Narendra Modi, Afghanistan chief executive Abdullah Abdullah, Pakistani foreign minister Shah Mehmood Qureshi, the 14th Dalai Lama, and former Vietnamese ambassador to Washington Nguyễn Quốc Cường also sent condolences.[403][404][405][406][407][408]
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Colonel Trần Trọng Duyệt, who ran the Hỏa Lò Prison when McCain was held there, remarked, "At that time I liked him personally for his toughness and strong stance. Later on, when he became a US Senator, he and Senator John Kerry greatly contributed to promote Vietnam-US relations so I was very fond of him. When I learnt about his death early this morning, I feel very sad. I would like to send condolences to his family."[409] In a TV interview, Senator Lindsey Graham said McCain's last words to him were "I love you, I have not been cheated."[410] His daughter, Meghan McCain, shared her grief, stating that she was present at the moment he died.[411]
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At the 70th Primetime Emmy Awards, McCain was recognized in the "In Memoriam" segment, right before Aretha Franklin. Many fans questioned the inclusion of McCain in the segment because he wasn't known for television. He had, however, appeared in various television projects, including hosting and several cameo appearances on Saturday Night Live. He also made appearances on Parks and Recreation and 24.[412]
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Senate Minority Leader Chuck Schumer (D-NY) announced that he would introduce a resolution to rename the Russell Senate Office Building after McCain.[413] A quarter peal of Grandsire Caters in memory of McCain was rung by the bellringers of Washington National Cathedral the day following his death.[414] Another memorial quarter peal was rung on September 6 on the Bells of Congress at the Old Post Office in Washington.[415]
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President Trump reportedly rejected the White House's plans to release a statement praising McCain's life, and he initially said nothing about McCain himself in a tweet that extended condolences to McCain's family.[416] In addition, the flag at the White House, which had been lowered to half-staff the day of McCain's death (August 25), was raised back to full-staff at 12:01 a.m. on August 27.[417] Trump reportedly felt that media coverage of McCain's death was excessive given that McCain was never president.[418] In contrast with the White House's initial decision, many governors, both Democratic and Republican, had ordered flags in their states to fly at half-staff until McCain's interment, and Senate leaders Mitch McConnell and Chuck Schumer requested support from the Defense Department so that flags would be flown at half-staff on all government buildings.[419][420] Following public backlash from the American Legion and AMVETS, Trump relented and ordered the White House flag back to half-staff later in the day on August 27. Trump belatedly issued a statement praising McCain's service to the country, and he signed a proclamation ordering flags to be flown at half-staff until McCain's interment at the Naval Academy Cemetery.[421][422]
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In March 2019—seven months after McCain's death—Trump issued a series of public statements that criticized McCain at least four times in five days.[423] Trump also claimed that he approved McCain's funeral but was not thanked for it. However, the Washington National Cathedral responded that no governmental or presidential approval was needed for McCain's funeral because he was not a former president. McCain's lying in state was approved by the Senate, while Trump did approve the transport for McCain's body.[424][425][426] Trump also described himself as having "got the job done" on the Veterans Choice Act while claiming McCain failed on the same issue. However, McCain was actually one of the two main authors of the bill, which President Barack Obama signed into law in 2014. Trump had signed the VA MISSION Act of 2018 (S. 2372), an expansion of that law worked on by McCain that includes McCain's name in its full title. Trump also claimed that McCain graduated "last in his class", though McCain was actually fifth from last.[427][428]
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Various advocacy groups have given McCain scores or grades as to how well his votes align with the positions of each group.[430] The American Conservative Union awarded McCain a lifetime rating of 82 percent through 2015, while McCain registered an average lifetime 12 percent "Liberal Quotient" from Americans for Democratic Action through 2015.[431] CrowdPac, which rates politicians based on donations made and received, gave Senator McCain a score of 4.3C with 10C being the most conservative and 10L being the most liberal.[432]
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The non-partisan National Journal rates a Senator's votes by what percentage of the Senate voted more liberally than him or her, and what percentage more conservatively, in three policy areas: economic, social, and foreign. For 2005–2006 (as reported in the 2008 Almanac of American Politics), McCain's average ratings were as follows: economic policy: 59 percent conservative and 41 percent liberal; social policy: 54 percent conservative and 38 percent liberal; and foreign policy: 56 percent conservative and 43 percent liberal.[433] In 2012, the National Journal gave McCain a composite score of 73 percent conservative and 27 percent liberal,[434] while in 2013 he received a composite score of 60 percent conservative and 40 percent liberal.[435]
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Columnists such as Robert Robb and Matthew Continetti used a formulation devised by William F. Buckley Jr. to describe McCain as "conservative" but not "a conservative", meaning that while McCain usually tended towards conservative positions, he was not "anchored by the philosophical tenets of modern American conservatism".[436][437] Following his 2008 presidential election loss, McCain began adopting more orthodox conservative views; the magazine National Journal rated McCain along with seven of his colleagues as the "most conservative" Senators for 2010[438] and he achieved his first 100 percent rating from the American Conservative Union for that year.[429] During Barack Obama's presidency, McCain was one of the top five Republicans most likely to vote with Obama's position on significant votes; McCain voted with Obama's position on such votes more than half the time in 2013 and was "censured by the Arizona Republican party for a so-called 'liberal' voting record".[439]
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From the late 1990s until 2008, McCain was a board member of Project Vote Smart which was set up by Richard Kimball, his 1986 Senate opponent.[440] The project provides non-partisan information about the political positions of McCain[441] and other candidates for political office. Additionally, McCain used his Senate website to describe his political positions.[442]
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McCain's personal character was a dominant feature of his public image.[444] This image includes the military service of both himself and his family,[445] the circumstances and tensions surrounding the end of his first marriage and beginning of second,[25] his maverick political persona,[118] his temper,[446] his admitted problem of occasional ill-considered remarks,[92] and his close ties to his children from both his marriages.[25]
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McCain's political appeal was more nonpartisan and less ideological compared to many other national politicians.[447] His stature and reputation stemmed partly from his service in the Vietnam War.[448] He also carried physical vestiges of his war wounds, as well as his melanoma surgery.[449] When campaigning, he quipped: "I am older than dirt and have more scars than Frankenstein."[450]
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Writers often extolled McCain for his courage not just in war but in politics, and wrote sympathetically about him.[59][444][448][451] McCain's shift of political stances and attitudes during and especially after the 2008 presidential campaign, including his self-repudiation of the maverick label, left many writers expressing sadness and wondering what had happened to the McCain they thought they had known.[452][453][454][455] By 2013, some aspects of the older McCain had returned, and his image became that of a kaleidoscope of contradictory tendencies, including as a Republican In Name Only or a "traitor" to his party [456] and, as one writer listed, "the maverick, the former maverick, the curmudgeon, the bridge builder, the war hero bent on transcending the call of self-interest to serve a cause greater than himself, the sore loser, old bull, last lion, loose cannon, happy warrior, elder statesman, lion in winter."[316]
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In his own estimation, McCain was straightforward and direct, but impatient.[457] His other traits included a penchant for lucky charms,[458] a fondness for hiking,[459] and a sense of humor that sometimes backfired spectacularly, as when he made a joke in 1998 about the Clintons that was widely deemed not fit to print in newspapers: "Do you know why Chelsea Clinton is so ugly? – Because Janet Reno is her father."[460][461] McCain subsequently apologized profusely,[462] and the Clinton White House accepted his apology.[463] McCain did not shy away from addressing his shortcomings, and he apologized for them.[92][464] He was known for sometimes being prickly[465] and hot-tempered[466] with Senate colleagues, but his relations with his own Senate staff were more cordial, and inspired loyalty towards him.[467][468] He formed a strong bond with two senators, Joe Lieberman and Lindsey Graham, over hawkish foreign policy and overseas travel, and they became dubbed the "Three Amigos".[306]
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McCain acknowledged having said intemperate things in years past,[469] though he also said that many stories have been exaggerated.[470] One psychoanalytic comparison suggested that McCain was not the first presidential candidate to have a temper,[471] and cultural critic Julia Keller argued that voters want leaders who are passionate, engaged, fiery, and feisty.[446] McCain employed both profanity[472] and shouting on occasion, although such incidents became less frequent over the years.[473][474] Lieberman made this observation: "It is not the kind of anger that is a loss of control. He is a very controlled person."[473] Senator Thad Cochran, who knew McCain for decades and had battled him over earmarks,[475][476] expressed concern about a McCain presidency: "He is erratic. He is hotheaded. He loses his temper and he worries me."[473] Yet Cochran supported McCain for president when it was clear he would win the nomination.[477] The Chicago Tribune editorial board called McCain a patriot, who although sometimes wrong was fearless, and that he deserves to be thought of among the few US senators in history, whose names are more recognizable than some presidents.[478]
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All McCain's family members were on good terms with him,[25] and he defended them against some of the negative consequences of his high-profile political lifestyle.[479][480] His family's military tradition extends to the latest generation: son John Sidney IV ("Jack") graduated from the U.S. Naval Academy in 2009, becoming the fourth generation John S. McCain to do so, and is a helicopter pilot; son James served two tours with the Marines in the Iraq War; and son Doug flew jets in the navy.[25][481][482] His daughter Meghan became a blogging and Twittering presence in the debate about the future of the Republican Party following the 2008 elections, and showed some of his maverick tendencies.[483][484] In 2017 Meghan joined the cast of the popular ABC talk show The View as a co-host.[485] Senator McCain himself also appeared as a guest on the program.[486]
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McCain appeared in several television shows and films while he was a sitting senator. He made uncredited cameo appearances in Wedding Crashers and 24 and had two uncredited cameos in Parks and Recreation. McCain also hosted Saturday Night Live in 2002 and appeared in two episodes in 2008.[487]
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In addition to his military honors and decorations, McCain was granted a number of civilian awards and honors.
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In 1997, Time magazine named McCain as one of the "25 Most Influential People in America".[126]
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In 1999, McCain shared the Profile in Courage Award with Senator Russ Feingold for their work towards campaign finance reform.[130] The following year, the same pair shared the Paul H. Douglas Award for Ethics in Government.[488] In 2005, The Eisenhower Institute awarded McCain the Eisenhower Leadership Prize.[489] The prize recognizes individuals whose lifetime accomplishments reflect Dwight D. Eisenhower's legacy of integrity and leadership. In 2006, the Bruce F. Vento Public Service Award was bestowed upon McCain by the National Park Trust.[490] The same year, McCain was awarded the Henry M. Jackson Distinguished Service Award by the Jewish Institute for National Security Affairs, in honor of Senator Henry M. "Scoop" Jackson.[491] In 2007, the World Leadership Forum presented McCain with the Policymaker of the Year Award; it is given internationally to someone who has "created, inspired or strongly influenced important policy or legislation".[492] In 2010, President Mikheil Saakashvili of Georgia awarded McCain the Order of National Hero, an award never previously given to a non-Georgian.[493] In 2015, the Kiev Patriarchate awarded McCain its own version of the Order of St. Vladimir.[494] In 2016, Allegheny College awarded McCain, along with Vice President Joe Biden, its Prize for Civility in Public Life.[495] In August 2016, Petro Poroshenko, the President of Ukraine, awarded McCain with the highest award for foreigners, the Order of Liberty.[496] In 2017, Hashim Thaçi, the President of Kosovo, awarded McCain the "Urdhër i Lirisë" (Order of Freedom) medal for his contribution to the freedom and independence of Kosovo, and its partnership with the U.S.[497] McCain also received the Liberty Medal from the National Constitution Center in 2017.[498] In the spring of 2018 McCain was decorated with the Grand Cordon of the Order of the Rising Sun from the Japanese Emperor for 'strengthening bilateral relations and promoting friendship between Japan and the United States'.[499]
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McCain received several honorary degrees from colleges and universities in the United States and internationally. These include ones from Colgate University (LL.D 2000),[500] The Citadel (DPA 2002),[501] Wake Forest University (LL.D May 20, 2002),[502][503] the University of Southern California (DHL May 2004),[504] Northwestern University (LL.D June 17, 2005),[505][506] Liberty University (2006),[507] The New School (2006),[508] and the Royal Military College of Canada (D.MSc June 27, 2013).[509][510][511] He was also made an Honorary Patron of the University Philosophical Society at Trinity College Dublin in 2005.[512]
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On July 11, 2018, USS John S. McCain, originally named in honor of the Senator's father and grandfather, was rededicated in the Senator's name also.[513][514]
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On November 29, 2017, the Phoenix City Council unanimously voted to name Terminal 3 at Phoenix Sky Harbor International Airport in Honor of the Senator which opened on January 7, 2019 after his death in August 2018.[515]
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John Christopher Depp II (born June 9, 1963) is an American actor, producer, and musician. He has been nominated for ten Golden Globe Awards, winning one for Best Actor for his performance of the title role in Sweeney Todd: The Demon Barber of Fleet Street (2007), and has been nominated for three Academy Awards for Best Actor, among other accolades. He is regarded as one of the world's biggest film stars.[1][2] Depp made his film debut in the 1984 film A Nightmare on Elm Street, before rising to prominence as a teen idol on the television series 21 Jump Street (1987–1990). He had a supporting role in Oliver Stone's 1986 war film Platoon and played the title character in the 1990 romantic fantasy Edward Scissorhands.
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Depp has gained critical praise for his portrayals of inept screenwriter-director Ed Wood in the film of the same name (1994), undercover FBI agent Joseph D. Pistone in Donnie Brasco (1997), author J. M. Barrie in Finding Neverland (2004) and Boston gangster Whitey Bulger in Black Mass (2015). He has starred in a number of successful films, including Cry-Baby (1990), Dead Man (1995), Sleepy Hollow (1999), Charlie and the Chocolate Factory (2005), Corpse Bride (2005), Public Enemies (2009), Alice in Wonderland (2010) and its 2016 sequel, The Tourist (2010), Rango (2011), Dark Shadows (2012), Into the Woods (2014), and Fantastic Beasts: The Crimes of Grindelwald (2018). Depp also plays Jack Sparrow in the swashbuckler film series Pirates of the Caribbean (2003–present).
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Depp is the tenth highest-grossing actor worldwide, as films featuring Depp have grossed over US$3.7 billion at the United States box office and over US$10 billion worldwide.[3] He has been listed in the 2012 Guinness World Records as the world's highest-paid actor, with earnings of US$75 million.[4][5] Depp has collaborated on eight films with director, producer, and friend Tim Burton. He was inducted as a Disney Legend in 2015.[6] In addition to acting, Depp has also worked as a musician. He has performed in numerous musical groups, including forming the rock supergroup Hollywood Vampires along with Alice Cooper and Joe Perry.
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Depp was born on June 9, 1963,[7] in Owensboro, Kentucky,[8][9] the youngest of four children of waitress Betty Sue Palmer (née Wells)[10] and civil engineer John Christopher Depp.[11][12] Depp moved frequently during his childhood. He and his siblings lived in more than 20 different places, eventually settling in Miramar, Florida in 1970.[13] Depp's parents divorced in 1978 when he was 15.[13][14] His mother married Robert Palmer, whom Depp has called "an inspiration". At the 2016 Grammys Depp played a song in tribute to Palmer, stating, "So the words of the song was this toast by my stepfather, who made his exit about 15 years ago. He was this really cool guy. He was a bit of a rounder. He spent about half his life in prison, in Statesville Ill. And he had this toast. 'Here’s to you, as good as you are. Here’s to me, as bad as I am. You're still as good as you are, as bad as I am.' "[15][16] With the gift of a guitar from his mother when he was 12, Depp began playing in various bands.[13] A year after his parents' divorce, he dropped out of Miramar High School to become a rock musician; he attempted to go back to school two weeks later, but the principal told him to follow his dream of being a musician.[13] He played with The Kids, a band that enjoyed modest local success, from 1980 to 1984. The Kids set out together for Los Angeles in pursuit of a record deal, changing their name to Six Gun Method, but the group split up before signing a record deal. Depp subsequently collaborated with the band Rock City Angels[17] and co-wrote their song "Mary", which appeared on their debut Geffen Records album Young Man's Blues.[18] On December 20, 1983, Depp married Lori Anne Allison,[9] the sister of his band's bassist and singer. During their marriage, she worked as a makeup artist while he worked a variety of odd jobs, including as a telemarketer for a pen company. His wife introduced him to actor Nicolas Cage, who advised him to pursue an acting career.[13] Depp and Allison divorced in 1985.[9]
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Depp is primarily of English descent, with some French, German, and Irish ancestry.[19] He is descended from a French Huguenot immigrant (Pierre Dieppe, who settled in Virginia around 1700) and from colonial freedom fighter Elizabeth Key Grinstead (1630–1665), daughter of an English planter and his African slave.[20][21][22][20] In interviews in 2002 and 2011, Depp claimed to have Native American ancestry, stating, "I guess I have some Native American somewhere down the line. My great-grandmother was quite a bit of Native American, she grew up Cherokee or maybe Creek Indian. Makes sense in terms of coming from Kentucky, which is rife with Cherokee and Creek Indian."[23][24][25] Depp's claims came under scrutiny when Indian Country Today stated that Depp had never inquired about his heritage nor was he recognized as a member of the Cherokee Nation.[26] This led to criticism from the Native American community, as Depp has no documented Native ancestry,[26] and Native community leaders refer to him as "a non-Indian".[26][27] Depp's choice to portray Tonto, a Native American character, in The Lone Ranger was criticized,[26][27] along with his choice to name his rock band "Tonto's Giant Nuts".[28][29][30][31] During the promotion for The Lone Ranger, on May 22, 2012, Depp was adopted as an honorary son by LaDonna Harris, a member of the Comanche Nation, making him an honorary member of her family but not a member of any tribe.[32] Critical response to his claims from the Native community increased after this, including satirical portrayals of Depp by Native comedians.[29][30][31] An ad featuring Depp and Native American imagery, by Dior for the fragrance "Sauvage", was pulled on August 30, 2019 after charges of cultural appropriation and racism.[33][34][35][36]
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Depp's first film role was in the horror film A Nightmare on Elm Street (1984), in which he played the boyfriend of heroine Nancy Thompson (Heather Langenkamp) and one of Freddy Krueger's victims.[13] After a starring role in the comedy Private Resort (1985), Depp was cast in the lead role of the skating drama Thrashin' (1986) by the film's director, but the decision was later overridden by its producer.[37][38] Instead, Depp appeared in a minor supporting role as a Vietnamese-speaking private in Oliver Stone's Vietnam War drama Platoon (1986).
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Depp became a popular teen idol during the late 1980s, when he starred as an undercover police officer in a high school operation in the Fox television series 21 Jump Street, which premiered in 1987.[13] He accepted this role to work with actor Frederic Forrest, who inspired him. Despite his success, Depp felt that the series "forced [him] into the role of product."[39] He subsequently decided to appear only in films that he felt were right for him.[39]
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In 1990, Depp played the title character in Tim Burton's film Edward Scissorhands, in which he starred opposite Dianne Wiest and Winona Ryder. The film was a critical and commercial success that established him as a leading Hollywood actor[citation needed] and began his long association with Burton. Producer Scott Rudin has stated that "basically Johnny Depp is playing Tim Burton in all his movies";[40] although Burton disapproved of the comment, Depp agrees with it. In his introduction to Burton on Burton, a book of interviews with the director, Depp called Burton "... a brother, a friend, ... and [a] brave soul".[41] Depp's first film release in 1990 was John Waters' Cry-Baby, a musical comedy set in the 1950s. Although it was not a box office success upon its initial release,[citation needed] over the years it has gained cult classic status.[42]
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Depp had no film releases in the following two years, with the exception of a brief cameo in Freddy's Dead: The Final Nightmare (1991), the sixth installment in the A Nightmare of Elm Street franchise. He appeared in three films in 1993. In the romantic comedy Benny and Joon, he played an eccentric and illiterate silent film fan who befriends a mentally ill woman and her brother; it became a sleeper hit. He then starred alongside Leonardo DiCaprio and Juliette Lewis in Lasse Hallström's What's Eating Gilbert Grape, a drama about a dysfunctional family. In his review of the film, Todd McCarthy of Variety said that "Depp manages to command center screen with a greatly affable, appealing characterization."[43] Depp's final 1993 release was Emir Kusturica's surrealist comedy-drama Arizona Dream, which opened to positive reviews.
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In 1994, Depp reunited with director Tim Burton, playing the title role in Ed Wood, a biographical film about one of history's most inept film directors. Depp later stated that he was at the time depressed about films and filmmaking, but that "within 10 minutes of hearing about the project, I was committed."[44] He found that the role gave him a "chance to stretch out and have some fun" and that working with Martin Landau, who played Bela Lugosi, "rejuvenated my love for acting".[44] Ed Wood received critical acclaim, with Janet Maslin of The New York Times writing that Depp had "proved himself as an established, certified great actor" and "captured all the can-do optimism that kept Ed Wood going, thanks to an extremely funny ability to look at the silver lining of any cloud."[45] Depp was nominated for Golden Globe Award for Best Actor – Motion Picture Musical or Comedy for his performance.
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The following year, Depp starred in three films. He played opposite Marlon Brando in the box-office hit Don Juan DeMarco, as a man who believes he is Don Juan, the world's greatest lover. He then starred in Jim Jarmusch's Dead Man, a Western shot entirely in black-and-white; it was not a commercial success and had mixed critical reviews. Depp's final film of the year was in the financial and critical failure Nick of Time, a thriller in which he played an accountant who is told to kill a politician to save his kidnapped daughter.
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In 1997, Depp starred alongside Al Pacino in the crime drama Donnie Brasco, directed by Mike Newell. He portrayed Joseph D. Pistone, an undercover FBI Agent who assumes the name 'Donnie Brasco' in order to infiltrate the mafia in New York City. To prepare for the role, Depp spent time with the real-life Joe Pistone, on whose memoirs the film was based. Donnie Brasco was a commercial and critical success, and is considered to contain one of Depp's finest performances.[citation needed] In 1997, Depp also debuted as a director and screenwriter with The Brave. He starred in it as a poor Native American man who accepts a proposal from a wealthy man, played by Marlon Brando, to appear in a snuff film in exchange for money for his family.
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Depp was a fan and friend of writer Hunter S. Thompson, and played his alter ego Raoul Duke in Fear and Loathing in Las Vegas (1998), Terry Gilliam's film adaptation of Thompson's pseudobiographical novel of the same name.[a]
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Depp's next venture with Burton was the period film Sleepy Hollow (1999), in which he played Ichabod Crane opposite Christina Ricci and Christopher Walken. For his performance, Depp took inspiration from Angela Lansbury, Roddy McDowall and Basil Rathbone.[40] He stated that he "always thought of Ichabod as a very delicate, fragile person who was maybe a little too in touch with his feminine side, like a frightened little girl."[48]
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Depp has generally chosen roles which he found interesting, rather than those he thought would succeed at the box office.[49] Critics[who?] have often described Depp's characters as "iconic loners".[49] Depp has referred to some of his less-successful films as "studio-defined failures" and "box office poison",[50] and said that he thought the studios neither understood the films nor did a good job of marketing them.[49]
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In 2003, Depp starred in the Walt Disney Pictures adventure film Pirates of the Caribbean: The Curse of the Black Pearl, which was a major box office success.[49] He earned widespread acclaim for his comic performance as pirate Captain Jack Sparrow, and received a nomination for the Academy Award for Best Actor. Depp has said that Sparrow is "definitely a big part of me",[51] and that he modeled the character after The Rolling Stones guitarist Keith Richards[52] and cartoon skunk Pepé Le Pew.[53] Studio executives had at first been ambivalent about Depp's portrayal,[54] but the character became popular with audiences.[49] According to a survey taken by Fandango, Depp was a major draw for audiences.[55]
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Depp was again nominated for the Best Actor Academy Award for his performance as Scottish author J. M. Barrie in the film Finding Neverland (2004). The following year he starred as Willy Wonka in Charlie and the Chocolate Factory, which reunited him with director Tim Burton, with whom he had not collaborated since Sleepy Hollow. The film was a box office success and had a positive critical reception,[56][57] with Depp being nominated for the Golden Globe Award for Best Actor – Motion Picture Musical or Comedy.[52][58] Chocolate Factory was followed by another Burton project, stop-motion animation Corpse Bride (2005), in which Depp voiced the character Victor Van Dort.[59]
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Depp reprised the role of Jack Sparrow in the Pirates sequels Dead Man's Chest (2006) and At World's End (2007), both of which were major box office successes.[60] He also voiced the character in the video game Pirates of the Caribbean: The Legend of Jack Sparrow.[61] In 2007, Depp also collaborated with Burton for their sixth film together, this time playing murderous barber Sweeney Todd in the musical Sweeney Todd: The Demon Barber of Fleet Street (2007). Burton had first given him an original cast recording of the 1979 stage musical in 2000, and although not a fan of the musical genre, Depp had grown to like the tale's treatment. He cited Peter Lorre in Mad Love (1935) as his main influence for the role.[62] Although he had performed in musical groups, Depp was initially unsure that he would be able to perform the role, which required him to sing. He recorded demos and worked with Bruce Witkin to shape his vocals without a qualified voice coach. In the DVD Reviews section, Entertainment Weekly's Chris Nashawaty gave the film an A minus, stating, "Depp's soaring voice makes you wonder what other tricks he's been hiding ... Watching Depp's barber wield his razors ... it's hard not to be reminded of Edward Scissorhands frantically shaping hedges into animal topiaries 18 years ago ... and all of the twisted beauty we would've missed out on had [Burton and Depp] never met."[63] Depp won the Golden Globe Award for Best Actor – Motion Picture Musical or Comedy for the role, and was nominated for the third time for the Academy Award for Best Actor.
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In director Terry Gilliam's 2009 film The Imaginarium of Doctor Parnassus, Depp, Jude Law, and Colin Farrell each played the character initially portrayed by their friend Heath Ledger, who died before the film was completed. All three actors gave their salaries to Ledger's daughter Matilda.[64] Depp next starred in Michael Mann's 2009 crime film Public Enemies, in which he portrayed real-life gangster John Dillinger.[65] The next Depp-Burton collaboration was Alice in Wonderland (2010), in which he played the Mad Hatter alongside Helena Bonham Carter, Anne Hathaway and Alan Rickman. The following year saw the release of the fourth installment in the Pirates series, On Stranger Tides (2011), which was again a box office success.[60] Depp also voiced the title character, a lizard, in the animated film Rango (2011).[66] Depp returned to Hunter S. Thompson's work with a film adaptation of the novel The Rum Diary, which also became the first project undertaken by his production company, Infinitum Nihil.[67]
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Depp next starred in the Burton-directed Dark Shadows (2012) alongside fellow Tim Burton regular Helena Bonham Carter, Michelle Pfeiffer, and Eva Green.[68] The film was based on a Gothic soap opera of the same name, which had aired in 1966–1971 and had been one of his favorites as a child. Depp and Graham King produced the film with David Kennedy.[69] The film's poor reception in the United States brought Depp's star appeal into question.[70] In 2012, Depp and his 21 Jump Street co-stars Peter DeLuise and Holly Robinson briefly reprised their roles in cameo appearances in the series' 2012 feature film adaptation, which featured a much more comedic tone than the TV series.[71]
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Depp starred as Tonto in The Lone Ranger (2013), opposite Armie Hammer as the title character.[72] Depp's casting as a Native American in that film brought about whitewashing controversy, and the film was a box office bomb that caused Walt Disney Studios to take a US$190 million loss.[73][74][75] The next year, Depp appeared in a minor supporting role as The Wolf in film adaptation of the musical Into the Woods in 2014.[76][77][78] Depp played convicted Boston crime boss Whitey Bulger in director Scott Cooper's Black Mass (2015), which earned him his third nomination for the Screen Actors Guild Award for Outstanding Performance by a Male Actor in a Leading Role.[79] Depp also filmed a cameo appearance for the film London Fields, which remained unreleased until 2018.[80][81]
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In 2016, Depp played businessman and United States presidential candidate Donald Trump in a Funny or Die satire film entitled Donald Trump's The Art of the Deal: The Movie. He earned praise for the role, with a headline from The A.V. Club declaring "Who knew Donald Trump was the comeback role Johnny Depp needed?"[82] The same year, Depp reprised the role of the Mad Hatter in Alice Through the Looking Glass, the sequel to Alice in Wonderland.[83][84] Depp was secretly cast to play Gellert Grindelwald in a cameo appearance in the 2016 film Fantastic Beasts and Where to Find Them, a role he is expected to reprise in all future sequels. Grindelwald is a dark wizard who once shared a close relationship with Albus Dumbledore, a major character in the Harry Potter film series.[85][86] Depp was also cast as Dr. Jack Griffin / The Invisible Man in Universal Studios' upcoming shared film universe entitled the Dark Universe, a rebooted version of their classic Universal Monsters franchise. Depp was slated to appear throughout the series' installments, as well as in the film The Invisible Man (2020), which is intended to be a reboot of the 1933 film The Invisible Man.[87] However, after the first film set in the Dark Universe The Mummy received generally negative reviews from critics and performed below the studio's expectations at the box office, producers Alex Kurtzman and Chris Morgan left the franchise.[88] As a result, Universal put a hold on future projects while they create a plan for future releases.[89] In March 2019, it was reported that Depp was no longer attached to the project.[90]
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In November 2016, Depp teamed with David Lynch, J. K. Simmons, Laura Dern, Penelope Ann Miller, Chad Coleman, Richard Chamberlain, Catherine Hardwicke, Theodore Melfi, Sam Raimi, Peter Farrelly, and the non-profit Make A Film Foundation for a volunteer project entitled The Black Ghiandola, a short film written by Anthony Conti. The movie is "a story about a young man risking his life to save a young girl he has grown to love, after his family has been killed in the Apocalyptic world of Zombies."[91][92] The film was released in April 2017.[93] Depp reprised his role as Captain Jack Sparrow in the 2017 sequel Pirates of the Caribbean: Dead Men Tell No Tales,[94] the fifth film in the series. The film was directed by Joachim Rønning and Espen Sandberg, and co-starred Javier Bardem (as Captain Salazar), Geoffrey Rush, Brenton Thwaites, Kaya Scodelario, and Orlando Bloom (returning as Will Turner). Depp co-starred in the mystery drama Murder on the Orient Express (2017),[95] as Edward Ratchett.[96] Principal photography began in November 2016 in the United Kingdom.[97] Kenneth Branagh directed the film, an adaptation of the classic novel of the same name by Agatha Christie, and also played detective Hercule Poirot.[98][99][100]
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Depp voiced the title character Sherlock Gnomes in the animated movie Gnomeo & Juliet: Sherlock Gnomes, the sequel to Gnomeo & Juliet, directed by John Stevenson. The film was released on January 12, 2018.[101][102] He starred in City of Lies, the film adaptation of the book LAbyrinth by Randall Sullivan. Depp portrayed Russell Poole, an LAPD detective who—with ally "Jack" Jackson (Forest Whitaker), an investigative journalist—attempts to solve the murders of rappers Tupac Shakur and The Notorious B.I.G.. The film was set for release on September 7, 2018, before being pulled one month before it was scheduled to open.[103]
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City of Lies was later screened out of competition at the Noir Film Festival.[104] Depp then starred in the comedy-drama Richard Says Goodbye, which premiered at the Zurich Film Festival on October 5, 2018.[105] Depp also reprised his role as Gellert Grindelwald in Fantastic Beasts: The Crimes of Grindelwald, the sequel to Fantastic Beasts and Where to Find Them. Depp's casting received some criticism from fans of the series due to the domestic violence allegations against him.[106][107] The film was released on November 16, 2018.[108]
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Depp stated in a BBC radio interview on July 29, 2013 that he hoped to be involved with "quieter things" at some point in the near future, implying that he would retire from acting. Depp explained, "I wouldn't say I'm dropping out any second, but I would say it's probably not too far away. When you add up the amount of dialogue that you say per year and you realise that you've said written words more than you've had a chance to say your own words, you start thinking about that as an insane option for a human being."[109]
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On March 27, 2017, Depp was cast to portray antivirus software developer John McAfee in a forthcoming film entitled King of the Jungle.[110] The role has subsequently gone to Michael Keaton.[111] Glenn Ficarra and John Requa will direct the film, while Scott Alexander and Larry Karaszewski will write the script.
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Depp is set to return as Gellert Grindelwald in the third Fantastic Beasts film, which is scheduled for release on November 12, 2021.[112][113][114]
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Variety reported in 2018 that Depp will portray W. Eugene Smith in an independent film drama called Minamata.[115]
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In 2004, Depp formed his production company Infinitum Nihil to develop projects where he will serve as actor or producer. Depp is the founder and CEO, while his sister, Christi Dembrowski, serves as president.[116][117] The company's first production came in 2011 with The Rum Diary, adapted from the novel of the same name by Hunter S. Thompson. The film is written and directed by Bruce Robinson. Also in 2011, Hugo, directed by Martin Scorsese, was released.[118] Dark Shadows, directed by Tim Burton, was released in 2012.[119]
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Depp played slide guitar on the Oasis song "Fade In-Out" (from Be Here Now, 1997), as well as on "Fade Away (Warchild Version)" (B-side of the "Don't Go Away" single). He also played acoustic guitar in the film Chocolat and on the soundtrack to Once Upon a Time in Mexico. "He's playing guitar around the fire," observed Depp's friend and future Hollywood Vampires bandmate Joe Perry of Chocolat. "And that's really him playing the guitar. He was playing Django Reinhardt stuff that I didn't have a clue about… In some ways, he's a better guitar player than I am."[120]
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He is a friend of The Pogues' Shane MacGowan, and performed on MacGowan's first solo album. He was also a member of P, a group featuring Butthole Surfers singer Gibby Haynes, Red Hot Chili Peppers bassist Flea and Sex Pistols guitarist Steve Jones.
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He has appeared in music videos for Tom Petty & The Heartbreakers' "Into the Great Wide Open", The Lemonheads' "It's a Shame About Ray", Avril Lavigne's "Alice" (as the Mad Hatter) in 2010, and "My Valentine" from Kisses on the Bottom by Paul McCartney released in February 2012, along with Natalie Portman.[121]
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He played lead guitar and drums on a cover of Carly Simon's "You're So Vain" – a bonus cut on Marilyn Manson's 2012 album Born Villain[122][123] – and performed several songs with Manson at the Revolver Golden Gods Awards in 2012.[124]
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Depp traded licks with Aerosmith guitarist Joe Perry on "The Brooklyn Shuffle", a song from Steve Hunter and The Manhattan Blues Project, which was scheduled for release on April 30, 2013.[125] In 2014, Depp played electric guitar on the "Kansas City" track of Lost on the River, the Bob Dylan lyrics collaboration album by The New Basement Tapes. He filled in for Elvis Costello, who could not attend a recording session because of a previously scheduled concert with The Roots in Las Vegas.[126]
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In 2015, Depp formed the supergroup Hollywood Vampires with Alice Cooper and Joe Perry, where he also reunited with Bruce Witkin from his early 1980s band The Kids. They released their self-titled debut studio album on September 11, 2015, which featured eleven classic rock covers, as well as three original songs (all co-written by Depp).[127] The band made their live debut at The Roxy in Los Angeles on September 16, 2015.[128] Later that same month the group played at the Rock in Rio festival in Brazil.[128] In February 2016, Hollywood Vampires performed at the Grammy Award ceremony as a tribute to Lemmy, who had died at the end of 2015.[129] Later that summer, the band embarked on their first world tour.[130] In 2018, they embarked on another world tour, during which Depp sang David Bowie's "Heroes" as a tribute to the late singer.[131][132] Hollywood Vampires have released their second studio album Rise on June 21, 2019. Unlike their debut, Rise consists mostly of original material, including songs written by Depp. The album also features a cover version of David Bowie's "Heroes" sung by Depp.[133]
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In 2020, Depp released a cover of John Lennon's "Isolation" with guitarist Jeff Beck. The pair are expected to release more music in the future as well.[134]
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Depp and Paradis grew grapes and had wine making facilities in their vineyard in Plan-de-la-Tour north of Saint-Tropez.[135] Along with Sean Penn, John Malkovich and Mick Hucknall, Depp co-owned the French restaurant-bar Man Ray, located near the Champs-Élysées in Paris.[136]
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In July 2012, Depp announced he would be co-editor, alongside Douglas Brinkley, of folk singer Woody Guthrie's novel House of Earth,[137] which was published in 2013.[138]
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Depp married makeup artist Lori Anne Allison on December 20, 1983; they divorced in 1985.[9] He was later engaged to actresses Jennifer Grey[9] and Sherilyn Fenn[9] in the late 1980s before proposing in 1990 to his Edward Scissorhands co-star Winona Ryder,[9] for whom he tattooed "WINONA FOREVER" on his right arm.[139]
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From 1994 until 1998, he was in a relationship with English supermodel Kate Moss. Following his breakup from Moss, Depp began a relationship with French actress and singer Vanessa Paradis, whom he met while filming The Ninth Gate in France in 1998. They have two children, daughter Lily-Rose Melody Depp (born 1999) and son John Christopher "Jack" Depp III (born 2002).[140] Depp stated that having children has given him "real foundation, a real strong place to stand in life, in work, in everything. ... You cannot plan the kind of deep love that results in children. Fatherhood was not a conscious decision. It was part of the wonderful ride I was on. It was destiny. All the math finally worked."[51] In 2007, Depp's daughter was hospitalized at the Great Ormond Street Hospital in London due to a serious E. coli infection, which resulted in temporary kidney failure.[141] To show his gratitude for her recovery, Depp visited the hospital in November 2007, dressed in his Captain Jack Sparrow outfit, and spent four hours reading stories to the children. He also donated £1 million to the hospital the following year.[142]
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Depp and Paradis announced their separation in June 2012,[143] and Depp subsequently began dating actress and model Amber Heard, whom he had met on the set of The Rum Diary in 2009.[144] They were married in a private civil ceremony at their home in Los Angeles in February 2015.[145] Heard filed for divorce from Depp on May 23, 2016, and obtained a temporary restraining order against him, stating in her court declaration that he had been "verbally and physically abusive" throughout their relationship.[146][147][148][149] In response, Depp's lawyers alleged that she was "attempting to secure a premature financial resolution by alleging abuse."[146][150] Heard testified about the abuse under oath at a divorce court deposition.[149] Evidence of the alleged abuse from her court filings was also published in the media.[150][146] A settlement was reached on August 16, 2016,[151] and the divorce was finalized in January 2017.[152] Heard dismissed the restraining order, and the former couple issued a joint statement saying that their "relationship was intensely passionate and at times volatile, but always bound by love. Neither party has made false accusations for financial gain. There was never any intent of physical or emotional harm."[151] Depp paid Heard a settlement of US$7 million, which she donated to charity.[151][153][154]
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In early 2019, Depp sued Heard for US$50 million for defamation over an op-ed she wrote for The Washington Post in December 2018, which "depended on the central premise that Ms. Heard was a domestic abuse victim and that Mr. Depp perpetrated domestic violence against her,"[155][156] despite it not mentioning Depp or any of the alleged incidences of violence perpetrated by him.[149] Heard has asked a judge to dismiss the lawsuit—which Depp filed in Virginia—so that the case could be tried in California, where some of the incidents took place and most of the witnesses reside.[157][158] As part of the suit, Depp submitted documents claiming that Heard had in fact physically abused him during the marriage rather than the other way around, a claim which Heard denies.[158]
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In early 2020, Depp released audio recordings of conversations between himself and Heard which he alleges corroborate some of the claims he had previously made in his lawsuit.[159]
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Depp has experienced alcoholism and addiction for much of his life. Depp has stated that he began smoking at age 12 and began using alcohol and drugs shortly thereafter.[160] In a 1997 interview, Depp acknowledged past abuse of alcohol during the filming of What's Eating Gilbert Grape?[160] In a 2008 interview, Depp stated that he had "poisoned" himself with alcohol "for years".[160] In 2013, Depp declared that he had stopped drinking alcohol, adding that he "pretty much got everything [he] could get out of it"; Depp also said, "I investigated wine and spirits thoroughly, and they certainly investigated me as well, and we found out that we got along beautifully, but maybe too well."[161] Regarding his breakup with longtime partner Vanessa Paradis, Depp said that he "definitely wasn't going to rely on the drink to ease things or cushion the blow or cushion the situation...[because] that could have been fatal."[161]
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In 2016, then-wife Amber Heard claimed that Depp "plunged into the depths of paranoia and violence after bingeing on drugs and alcohol,"[162] although a joint statement issued by Heard and Depp in connection with their divorce denied that either party intended "physical or emotional harm" to the other.[151] In 2018, reporter Stephen Rodrick of Rolling Stone wrote that Depp had used hashish in his presence and described Depp as "alternately hilarious, sly and incoherent"; Rodrick also quoted Depp as stating that a claim that he had spent US$30,000 per month on wine was "insulting" because he had spent "far more" than that amount.[163]
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Depp was arrested in Vancouver in 1989 for assaulting a security guard after the police were called to end a loud party at his hotel room.[164] He was also arrested in New York City in 1994 after causing significant damage to his room at The Mark Hotel, where he was staying with Kate Moss. The charges were dropped against him after he agreed to pay US$9,767 in damages.[165] Depp was arrested again in 1999 for brawling with paparazzi outside a restaurant while dining in London with Paradis.[166]
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In 2012, disabled UC Irvine medical professor Robin Eckert sued Depp and three security firms, claiming to have been attacked by his bodyguards at a concert in Los Angeles in 2011. During the incident, she was allegedly hand-cuffed and dragged 40 feet across the floor, resulting in injuries including a dislocated elbow.[167] She argued in court that, as the security guards' direct manager, Depp failed to intervene, even though he did not actively take part in the battery.[168] In October 2012, it was decided that Eckert could seek compensation and punitive damages from Depp, with a trial date set for August 12, 2013.[167] Depp ultimately settled with Eckert for an undisclosed sum, according to TMZ.[169]
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In April 2015, Heard and Depp breached Australia's strict biosecurity laws when they failed to declare their two Yorkshire Terriers to the Australian Customs Service when they flew by private jet into Queensland, where he was working on the fifth Pirates installment.[170] Australian quarantine regulations, which are aimed at keeping rabies out of the country, require dogs from outside the country be quarantined a minimum of ten days.[171] Heard was charged with two counts of illegally importing the dogs into the country and one count of producing a false document.[172] Shortly afterward, Agriculture Minister Barnaby Joyce said, "If we start letting movie stars even though they've been the 'sexiest man alive' twice to come into our nation, then why don't we just break the laws for everybody? It's time that Pistol and Boo [the dogs] buggered off back to the United States."[173] In September 2015, when promoting his film Black Mass at a press conference for its world premiere in Venice, Depp joked that he "killed his dogs and ate them ... under direct orders from some kind of sweaty big-gutted man from Australia."[174]
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In April 2016, Heard appeared in the Southport Magistrates Court and pleaded guilty to falsifying quarantine documents, stating that she was sleep deprived and made a mistake.[175] The two biosecurity charges were dropped, and she was placed on a one-month good behaviour bond, paying an A$1,000 fine for producing a false document.[176][177] Heard and Depp also released a video in which they apologized for their behavior and urged people to adhere to the biosecurity laws.[176] The Guardian called the case the "highest profile criminal quarantine case" in Australian history.[176]
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In March 2016, Depp cut ties with his management company, the Management Group, and accused them of improperly managing his money.[178] The Management Group later sued Depp for unpaid fees and countersued him for damages alleging that Depp was responsible for his own fiscal mismanagement.[179] Depp filed new papers, including receipts from the U.S. Internal Revenue Service (IRS), to have the countersuit dismissed.[180] On July 16, 2018, Deadline Hollywood reported that Depp and TMG had agreed to settle their lawsuit, and though details of the settlement were not released, both sides were reportedly happy with the outcome.[181]
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In July 2018, Depp was sued for allegedly punching a crew member twice in the ribs during a foul-mouthed tirade on the set of City of Lies. Court documents stated that the actor "reeked of alcohol" and took drugs on set.[182]
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Depp stated to the German magazine Stern in 2003 that "America is dumb, is something like a dumb puppy that has big teeth—that can bite and hurt you, aggressive."[183] Although he later asserted that the magazine misquoted him and his words were taken out of context, Stern stood by its story, as did CNN.com in its coverage of the interview. CNN added his remark that he would like his children "to see America as a toy, a broken toy. Investigate it a little, check it out, get this feeling and then get out."[184] The July 17, 2006, edition of Newsweek reprinted the "dumb puppy" quotation, verbatim, in the context of a Letter to the Magazine. Depp has also disagreed with subsequent media reports that perceived him as a "European wannabe", saying that he liked the anonymity of living in France while in a relationship with Paradis and his simpler life there.[183] Depp became a U.S. resident again in 2011, because France wanted him to become a permanent resident, which he said would require him to pay income tax in both countries.[185]
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On the October 16, 2011, episode of Larry King Live, when asked if he had faith, Depp replied, "Yes. I have faith in my kids. And I have—I have faith, you know, that as long as you keep moving forward, just keep walking forward, things will be all right, I suppose, you know. Faith in terms of religion, I don't—religion is not my specialty, you know."[186]
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In November 2016, Depp joined the campaign Imprisoned for Art to call for the release of Ukrainian filmmaker Oleg Sentsov, who was being held in custody in Russia.[187]
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At the Glastonbury Festival 2017, Depp ranted against U.S. President Donald Trump. Depp controversially asked "When was the last time an actor assassinated a President?", before adding "I want to clarify: I'm not an actor. I lie for a living. However, it's been awhile and maybe it's time." He then said that he was "not insinuating anything". The comment seemed to reference John Wilkes Booth, the actor who assassinated Abraham Lincoln. Shawn Holtzclaw of the Secret Service told CNN that they were "aware" of Depp's comment, but said, "For security reasons, we cannot discuss specifically nor in general terms the means and methods of how we perform our protective responsibilities".[188][189] The next day, Depp apologized for making these remarks, saying, "It did not come out as intended, and I intended no malice. I was only trying to amuse, not to harm anyone."[190]
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Footnotes
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Citations
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John Quincy Adams (/ˈkwɪnzi/ (listen);[a] July 11, 1767 – February 23, 1848) was an American statesman, diplomat, lawyer, and diarist who served as the sixth president of the United States, from 1825 to 1829. He previously served as the eighth United States Secretary of State from 1817 to 1825. During his long diplomatic and political career, Adams also served as an ambassador, and as a member of the United States Senate and United States House of Representatives representing Massachusetts. He was the eldest son of John Adams, who served as the second US president from 1797 to 1801, and First Lady Abigail Adams. Initially a Federalist like his father, he won election to the presidency as a member of the Democratic-Republican Party, and in the mid-1830s became affiliated with the Whig Party.
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Born in what is now Quincy, Massachusetts[3] (then part of the town of Braintree), Adams spent much of his youth in Europe, where his father served as a diplomat. After returning to the United States, Adams established a successful legal practice in Boston. In 1794, President George Washington appointed Adams as the U.S. ambassador to the Netherlands, and Adams would serve in high-ranking diplomatic posts until 1801, when Thomas Jefferson took office as president. Federalist leaders in Massachusetts arranged for Adams's election to the United States Senate in 1802, but Adams broke with the Federalist Party over foreign policy and was denied re-election. In 1809, Adams was appointed as the U.S. ambassador to Russia by President James Madison, a member of the Democratic-Republican Party. Adams held diplomatic posts for the duration of Madison's presidency, and he served as part of the American delegation that negotiated an end to the War of 1812. In 1817, newly-elected President James Monroe selected Adams as his Secretary of State. In that role, Adams negotiated the Adams–Onís Treaty, which provided for the American acquisition of Florida. He also helped formulate the Monroe Doctrine, which became a key tenet of U.S. foreign policy.
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The 1824 presidential election was contested by Adams, Andrew Jackson, William H. Crawford, and Henry Clay, all of whom were members of the Democratic-Republican Party. As no candidate won a majority of the electoral vote, the House of Representatives held a contingent election to determine the president, and Adams won that contingent election with the support of Clay. As president, Adams called for an ambitious agenda that included federally-funded infrastructure projects, the establishment of a national university, and engagement with the countries of Latin America, but many of his initiatives were defeated in Congress. During Adams's presidency, the Democratic-Republican Party polarized into two major camps: one group, known as the National Republican Party, supported President Adams, while the other group, known as the Democratic Party, was led by Andrew Jackson. The Democrats proved to be more effective political organizers than Adams and his National Republican supporters, and Jackson decisively defeated Adams in the 1828 presidential election.
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Rather than retiring from public service, Adams won election to the House of Representatives, where he would serve from 1831 to his death in 1848. He joined the Anti-Masonic Party in the early 1830s before becoming a member of the Whig Party, which united those opposed to President Jackson. During his time in Congress, Adams became increasingly critical of slavery and of the Southern leaders whom he believed controlled the Democratic Party. He was particularly opposed to the annexation of Texas and the Mexican–American War, which he saw as a war to extend slavery. He also led the repeal of the "gag rule", which had prevented the House of Representatives from debating petitions to abolish slavery. Historians generally concur that Adams was one of the greatest diplomats and secretaries of state in American history. They typically rank him as a mediocre president who had an ambitious agenda but could not get it passed by Congress.
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John Quincy Adams was born on July 11, 1767, to John and Abigail Adams (née Smith) in a part of Braintree, Massachusetts that is now Quincy.[4] He was named for his mother's maternal grandfather, Colonel John Quincy, after whom Quincy, Massachusetts, is named.[5] Young Adams was educated by private tutors – his cousin James Thaxter and his father's law clerk, Nathan Rice.[6][page needed] He soon began to exhibit his literary skills, and in 1779 he initiated a diary which he kept until just before he died in 1848.[7] Until the age of ten, Adams grew up on the family farm in Braintree, largely in the care of his mother. Though frequently absent due to his participation in the American Revolution, John Adams maintained a correspondence with his son, encouraging him to read works by authors such as Thucydides and Hugo Grotius.[8] With his father's encouragement, Adams would also translate classical authors such as Virgil, Horace, Plutarch, and Aristotle.[9]
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In 1778, Adams and his father departed for Europe, where John Adams would serve as part of American diplomatic missions in France and the Netherlands.[10] During this period, Adams studied French, Greek, and Latin, and attended several schools, including Leiden University.[11] In 1781, Adams traveled to Saint Petersburg, Russia, where he served as the secretary of American diplomat Francis Dana.[12] He returned to the Netherlands in 1783, and accompanied his father to Great Britain in 1784.[13] Though Adams enjoyed Europe, he and his family decided he needed to return to the United States to complete his education and eventually launch a political career.[14]
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Adams returned to the United States in 1785 and earned admission as a member of the junior class of Harvard College the following year. He was elected to Phi Beta Kappa and excelled academically, graduating second in his class in 1787.[15] After graduating from Harvard, he studied law with Theophilus Parsons in Newburyport, Massachusetts, from 1787 to 1789.[16] Adams initially opposed the ratification of the United States Constitution, but he ultimately came to accept the document, and in 1789 his father was elected as the first Vice President of the United States.[17] In 1790, Adams opened his own legal practice in Boston. Despite some early struggles, he was successful as an attorney and established financial independence from his parents.[18]
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Adams initially avoided becoming directly involved in politics, instead focusing on building his legal career. In 1791, he wrote a series of pseudonymously-published essays arguing that Britain provided a better governmental model than France. Two years later, he published another series of essays attacking Edmond-Charles Genêt, a French diplomat who sought to undermine President George Washington's policy of neutrality in the French Revolutionary Wars.[19] In 1794, Washington appointed Adams as the U.S. ambassador to the Netherlands; Adams considered declining the role but ultimately took the position at the advice of his father.[20] While abroad, Adams continued to urge neutrality, arguing that the United States would benefit economically by staying out of the ongoing French Revolutionary Wars.[21] His chief duty as the ambassador to the Netherlands was to secure and maintain loans essential to U.S. finances. On his way to the Netherlands, he met with John Jay, who was then negotiating the Jay Treaty with Great Britain. Adams supported the Jay Treaty, but it proved unpopular with many in the United States, contributing to a growing partisan split between the Federalist Party of Alexander Hamilton and the Democratic-Republican Party of Thomas Jefferson.[22]
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Adams spent the winter of 1795–96 in London, where he met Louisa Catherine Johnson, the second daughter of American merchant Joshua Johnson. In April 1796, Louisa accepted Adams's proposal of marriage. Adams's parents disapproved of his decision to marry a woman who had grown up in England, but he informed his parents that he would not reconsider his decision.[23] Adams initially wanted to delay his wedding to Louisa until he returned to the United States, but they were married in All Hallows-by-the-Tower in July 1797.[24][b] Shortly after the wedding, Joshua Johnson fled England to escape his creditors, and Adams did not receive the dowry that Johnson had promised him, much to the embarrassment of Louisa. Nonetheless, Adams noted in his own diary that he had no regrets about his decision to marry Louisa.[26]
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In 1796, Washington appointed Adams as the U.S. ambassador to Portugal.[27] Later in that same year, John Adams defeated Jefferson in the 1796 presidential election. When the elder Adams became president, he appointed his son as the U.S. ambassador to Prussia.[28] Though concerned that his appointment would be criticized as nepotistic, Adams accepted the position and traveled to the Prussian capital of Berlin with his wife and his younger brother, Thomas Boylston Adams. The State Department charged Adams with developing commercial relations with Prussia and Sweden, but President Adams also asked his son to write him frequently about affairs in Europe.[29] In 1799, Adams negotiated a new trade agreement between the United States and Prussia, though he was never able to complete an agreement with Sweden.[30] He frequently wrote to family members in the United States, and in 1801 his letters about the Prussian region of Silesia were published in a book titled Letters on Silesia.[31] In the 1800 presidential election, Jefferson defeated John Adams, and both Adams and his son left office in early 1801.[32]
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On his return to the United States, Adams re-established a legal practice in Boston, and in April 1802 he was elected to the Massachusetts Senate.[33] In November of that same year he ran unsuccessfully for the United States House of Representatives.[34] In February 1803, the Massachusetts legislature elected Adams to the United States Senate. Though somewhat reluctant to affiliate with any political party, Adams joined the Federalist minority in Congress.[35] Like his Federalist colleagues, he opposed the impeachment of Associate Justice Samuel Chase, an outspoken supporter of the Federalist Party.[36]
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Adams had strongly opposed Jefferson's 1800 presidential candidacy, but he gradually became alienated from the Federalist Party. His disaffection was driven by the party's declining popularity, disagreements over foreign policy, and Adams's hostility to Timothy Pickering, a Federalist Party leader whom Adams viewed as overly favorable to Britain. Unlike other New England Federalists, Adams supported the Jefferson administration's Louisiana Purchase and generally favored expansionist policies.[37] Adams was the lone Federalist in Congress to vote for the Non-importation Act of 1806, which was designed to punish Britain for its attacks on American shipping during the ongoing Napoleonic Wars. Adams became increasingly frustrated with the unwillingness of other Federalists to condemn British actions, including impressment, and he moved closer to the Jefferson administration. After Adams supported the Embargo Act of 1807, the Federalist-controlled Massachusetts legislature elected Adams's successor several months before the end of his term and Adams resigned from the Senate shortly thereafter.[38]
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While a member of the Senate, Adams served as a professor of logic at Brown University[39] and as the Boylston Professor of Rhetoric and Oratory at Harvard University. Adams's devotion to classical rhetoric shaped his response to public issues, and he would remain inspired by those rhetorical ideals long after the neo-classicalism and deferential politics of the founding generation were eclipsed by the commercial ethos and mass democracy of the Jacksonian Era. Many of Adams's idiosyncratic positions were rooted in his abiding devotion to the Ciceronian ideal of the citizen-orator "speaking well" to promote the welfare of the polis.[40] He was also influenced by the classical republican ideal of civic eloquence espoused by British philosopher David Hume.[41] Adams adapted these classical republican ideals of public oratory to the American debate, viewing its multilevel political structure as ripe for "the renaissance of Demosthenic eloquence." His Lectures on Rhetoric and Oratory (1810) looks at the fate of ancient oratory, the necessity of liberty for it to flourish, and its importance as a unifying element for a new nation of diverse cultures and beliefs. Just as civic eloquence failed to gain popularity in Britain, in the United States interest faded in the second decade of the 19th century, as the "public spheres of heated oratory" disappeared in favor of the private sphere.[42]
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After resigning from the Senate, Adams was ostracized by Massachusetts Federalist leaders, but he declined Democratic-Republican entreaties to seek office.[43] In 1809, he argued before the Supreme Court of the United States in the case of Fletcher v. Peck, and the Supreme Court ultimately agreed with Adams's argument that the Constitution's Contract Clause prevented the state of Georgia from invalidating a land sale to out-of-state companies.[44] Later that year, President James Madison appointed Adams as the first United States Minister to Russia in 1809. Though Adams had only recently broken with the Federalist Party, his support of Jefferson's foreign policy had earned him goodwill with the Madison Administration.[45] Adams was well-qualified for the role after his experiences in Europe generally and Russia specifically.[46]
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After a difficult passage through the Baltic Sea, Adams arrived in the Russian capital of St. Petersburg in October 1809. He quickly established a productive working relationship with Russian official Nikolay Rumyantsev and eventually befriended Tsar Alexander I of Russia. Adams continued to favor American neutrality between France and Britain during the Napoleonic War.[47] Louisa was initially distraught at the prospect of living in Russia, but she became a popular figure at the Russian court.[48] From his diplomatic post, Adams observed the French Emperor Napoleon's invasion of Russia, which ended in defeat for the French.[49] In February 1811, Adams was nominated by President Madison as an Associate Justice of the United States Supreme Court.[50] The nomination was unanimously confirmed by the Senate, but Adams declined the seat, preferring a career in politics and diplomacy, so Joseph Story took the seat instead.[51]
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Adams had long feared that the United States would enter a war it could not win against Britain, and by early 1812 he saw such a war as inevitable due to the constant British attacks on American shipping and the British practice of impressment. In mid-1812, the United States declared war against Britain, beginning the War of 1812. Tsar Alexander attempted to mediate the conflict between Britain and the United States, and President Madison appointed Adams, Secretary of the Treasury Albert Gallatin, and Federalist Senator James A. Bayard to a delegation charged with negotiating an end to the war. Gallatin and Bayard arrived in St. Petersburg in July 1813, but the British declined Tsar Alexander's offer of mediation. Hoping to commence the negotiations at another venue, Adams left Russia in April 1814.[52] Negotiations finally began in mid-1814 in Ghent, where Adams, Gallatin, and Bayard were joined by two additional American delegates, Jonathan Russell and former Speaker of the House Henry Clay.[53] Adams, the nominal head of the delegation, got along well with Gallatin, Bayard, and Russell, but he occasionally clashed with Clay.[54]
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The British delegation initially treated the United States as a defeated power, demanding the creation of an Indian barrier state from American territory near the Great Lakes. The American delegation unanimously rejected this offer, and their negotiating position was bolstered by the American victory in the Battle of Plattsburgh.[55] By November 1814, the government of Lord Liverpool decided to seek an end to hostilities with the U.S. on the basis of status quo ante bellum. Adams and his fellow commissioners had hoped for similar terms, even though a return to the status quo would mean the continuation of British practice of impressment. The treaty was signed on December 24, 1814. The United States did not gain any concessions from the treaty but could boast that it had survived a war against the strongest power in the world. Following the signing of the treaty, Adams traveled to Paris, where he witnessed first-hand the Hundred Days of Napoleon's restoration.[56]
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In May 1815, Adams learned that President Madison had appointed him as the U.S. ambassador to Britain.[57] With the aid of Clay and Gallatin, Adams negotiated a limited trade agreement with Britain. Following the conclusion of the trade agreement, much of Adams's time as ambassador was spent helping stranded American sailors and prisoners of war.[58] In pursuit of national unity, newly-elected President James Monroe decided a Northerner would be optimal for the position of Secretary of State, and he chose the respected and experienced Adams for the role.[59] Having spent several years in Europe, Adams returned to the United States in August 1817.[58]
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Adams served as Secretary of State throughout Monroe's eight-year presidency, from 1817 to 1825. Many of his successes as secretary, such as the convention of 1818 with Great Britain, the Transcontinental Treaty with Spain, and the Monroe Doctrine, were not preplanned strategy but responses to unexpected events. Adams wanted to delay American recognition of the newly independent republics of Latin America to avoid the risk of war with Spain and its European allies. However, Andrew Jackson's military campaign in Florida, and Henry Clay's threats in Congress, forced Spain to cut a deal, which Adams negotiated successfully. Biographer James Lewis says, "He managed to play the cards that he had been dealt – cards that he very clearly had not wanted – in ways that forced the Spanish cabinet to recognize the weakness of its own hand." [60] Apart from the Monroe doctrine, his last four years the Secretary of State were less successful, since he was absorbed in his presidential campaign and refused to make compromises with other nations that might have weakened his candidacy; The result was a small scale trade war, but a successful election to the White House.
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Taking office in the aftermath of the War of 1812, Adams thought that the country had been fortunate in avoiding territorial losses, and he prioritized avoiding another war with a European power, particularly Britain.[61] He also sought to avoid exacerbating sectional tensions, which had been a major issue for the country during the War of 1812.[62][c] One of the major challenges confronting Adams was how to respond to the power vacuum in Latin America that arose from Spain's weakness following the Peninsular War.[64] In addition to his foreign policy role, Adams held several domestic duties, including overseeing the 1820 Census.[65]
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Monroe and Adams agreed on most of the major foreign policy issues: both favored neutrality in the Latin American wars of independence, peace with Great Britain, denial of a trade agreement with the French, and expansion, peacefully if possible, into the North American territories of the Spanish Empire.[66] The president and his secretary of state developed a strong working relationship, and while Adams often influenced Monroe's policies, he respected that Monroe made the final decisions on major issues.[67] Monroe met regularly with his five-person cabinet, which initially consisted of Adams, Secretary of the Treasury William H. Crawford, Secretary of War John C. Calhoun, Secretary of the Navy Benjamin Crowninshield, and Attorney General William Wirt.[68] Adams developed a strong respect for Calhoun but believed that Crawford was unduly focused on succeeding Monroe in 1824.[69]
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During his time as ambassador to Britain, Adams had begun negotiations over several contentious issues that had not been solved by the War of 1812 or the Treaty of Ghent. In 1817, the two countries agreed to the Rush–Bagot Treaty, which limited naval armaments on the Great Lakes. Negotiations between the two powers continued, resulting in the Treaty of 1818, which defined the Canada–United States border west of the Great Lakes. The boundary was set at the 49th parallel to the Rocky Mountains, while the territory to the west of the mountains, known as Oregon Country, would be jointly occupied. The agreement represented a turning point in United Kingdom–United States relations, as the U.S. turned its attention to its southern and western borders and British fears over American expansionism waned.[70]
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When Adams took office, Spanish possessions bordered the United States to the South and West. In the South, Spain retained control of Florida, which the U.S. had long sought to purchase. Spain struggled to control the Indian tribes active in Florida, and some of those tribes raided U.S. territory. In the West, New Spain bordered the territory acquired by the U.S. in the Louisiana Purchase, but no clear boundary had been established between U.S. and Spanish territory.[61] After taking office, Adams began negotiations with Luis de Onís, the Spanish minister to the United States, for the purchase of Florida and the settlement of a border between the U.S. and New Spain. The negotiations were interrupted by an escalation of the Seminole War, and in December 1818 Monroe ordered General Andrew Jackson to enter Florida and retaliate against Seminoles that had raided Georgia. Exceeding his orders, Jackson captured the Spanish outposts of St. Marks and Pensacola and executed two Englishmen. While the rest of the cabinet was outraged by Jackson's actions, Adams defended them as necessary to the country's self-defense, and he eventually convinced Monroe and most of the cabinet to support Jackson.[71] Adams informed Spain that Jackson had been compelled to act by Spain's failure to police its own territory, and he advised Spain to either secure the region or sell it to the United States.[72] The British, meanwhile, declined to risk their recent rapprochement with the United States, and did not make a major diplomatic issue out of Jackson's execution of two British nationals.[73]
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Negotiations between Spain and the United States continued, and Spain agreed to cede Florida. The determination of the western boundary of the United States proved more difficult. American expansionists favored setting the border at the Rio Grande, but Spain, intent on protecting its colony of Mexico from American encroachment, insisted on setting the boundary at the Sabine River. At Monroe's direction, Adams agreed to the Sabine River boundary, but he insisted that Spain cede its claims on Oregon Country.[74] Adams was deeply interested in establishing American control over the Oregon Country, partly because he believed that control of that region would spur trade with Asia. The acquisition of Spanish claims to the Pacific Northwest also allowed the Monroe administration to pair the acquisition of Florida, which was chiefly sought by Southerners, with territorial gains favored primarily by those in the North.[75] After extended negotiations, Spain and the United States agreed to the Adams–Onís Treaty, which was ratified in February 1821.[71] Adams was deeply proud of the treaty, though he privately was concerned by the potential expansion of slavery into the newly-acquired territories.[76] In 1824, the Monroe administration would further bolster U.S. claims to Oregon by reaching the Russo-American Treaty of 1824, which set the southern border of Russian Alaska at the parallel 54°40′ north.[77]
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As the Spanish Empire continued to fracture during Monroe's second term, Adams and Monroe became increasingly concerned that the "Holy Alliance" of Prussia, Austria, and Russia would seek to bring Spain's erstwhile colonies under their control. In 1822, following the conclusion of the Adams–Onís Treaty, the Monroe administration recognized the independence of several Latin American countries, including Argentina and Mexico. In 1823, British Foreign Secretary George Canning suggested that the U.S. and Britain should work together to preserve the independence of these fledgling republics. The cabinet debated whether to accept the offer, but Adams opposed it. Instead, Adams urged Monroe to publicly declare U.S. opposition to any European attempt to colonize or re-take control of territory in the Americas, while also committing the U.S. to neutrality in European affairs. In his December 1823 annual message to Congress, Monroe laid out the Monroe Doctrine, which was largely built upon Adams's ideas.[78] In issuing the Monroe Doctrine, the United States displayed a new level of assertiveness in international relations, as the doctrine represented the country's first claim to a sphere of influence. It also marked the country's shift in psychological orientation away from Europe and towards the Americas. Debates over foreign policy would no longer center on relations with Britain and France, but would instead focus on western expansion and relations with Native Americans.[79] The doctrine became one of the foundational principles of U.S. foreign policy.[78]
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Immediately upon becoming Secretary of State, Adams emerged as one of Monroe's most likely successors, as the last three presidents had all served in the role at some point before taking office. As the 1824 election approached, Henry Clay, John C. Calhoun (who later dropped out of the race), and William H. Crawford appeared to be Adams's primary competition to succeed Monroe.[80] Crawford favored state sovereignty and a strict constructionist view of the Constitution, while Clay, Calhoun, and Adams embraced federally-funded internal improvements, high tariffs, and the Second Bank of the United States, which was also known as the national bank.[81] Because the Federalist Party had all but collapsed after the War of 1812, all the major presidential candidates were members of the Democratic-Republican Party.[82] Adams felt that his own election as president would vindicate his father, while also allowing him to pursue an ambitious domestic policy. Though he lacked the charisma of his competitors, Adams was widely respected and benefited from the lack of other prominent Northern political leaders.[83]
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Adams's top choice for the role of vice president was General Andrew Jackson; Adams noted that "the Vice-Presidency was a station in which [Jackson] could hang no one, and in which he would need to quarrel with no one."[84] However, as the 1824 election approached, Jackson jumped into the race for president.[82] While the other candidates based their candidacies on their long tenure as congressmen, ambassadors, or members of the cabinet, Jackson's appeal rested on his military service, especially in the Battle of New Orleans.[85] The congressional nominating caucus had decided upon previous Democratic-Republican presidential nominees, but it had become largely discredited by 1824. Candidates were instead nominated by state legislatures or nominating conventions, and Adams received the endorsement of the New England legislatures.[86] The regional strength of each candidate played an important role in the election; Adams was popular in New England, Clay and Jackson were strong in the West, and Jackson and Crawford competed for the South.[87]
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In the 1824 presidential election, Jackson won a plurality in the Electoral College, taking 99 of the 261 electoral votes, while Adams won 84, Crawford won 41, and Clay took 37. Calhoun, meanwhile, won a majority of the electoral votes for vice president.[87] Adams nearly swept the electoral votes of New England and won a majority of the electoral votes in New York, but he won a total of just six electoral votes from the slave states. Most of Jackson's support came from slave-holding states, but he also won New Jersey, Pennsylvania, and some electoral votes from the Northwest.[88] As no candidate won a majority of the electoral votes, the House was required to hold a contingent election under the terms of the Twelfth Amendment. The House would decide among the top three electoral vote winners, with each state's delegation having one vote; thus, unlike his three rivals, Clay was not eligible to be elected by the House.[87]
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Adams knew that his own victory in the contingent election would require the support of Clay, who wielded immense influence in the House of Representatives.[89] Though they were quite different in temperament and had clashed in the past, Adams and Clay shared similar views on national issues. By contrast, Clay viewed Jackson as a dangerous demagogue, and he was unwilling to support Crawford due to the latter's health issues.[90] Adams and Clay met before the contingent election, and Clay agreed to support Adams in the election.[91] Adams also met with Federalists such as Daniel Webster, promising that he would not deny governmental positions to members of their party.[92] On February 9, 1825, Adams won the contingent election on the first ballot, taking 13 of the 24 state delegations. Adams won the House delegations of all the states in which he or Clay had won a majority of the electoral votes, as well as the delegations of Illinois, Louisiana, and Maryland.[91] Adams's victory made him the first child of a president to serve as president himself.[d] After the election, many of Jackson's supporters claimed that Adams and Clay had reached a "Corrupt Bargain" whereby Adams promised Clay the position of Secretary of State in return for Clay's support.[91]
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Adams was inaugurated on March 4, 1825. He took the oath of office on a book of constitutional law, instead of the more traditional Bible.[93] In his inaugural address, he adopted a post-partisan tone, promising that he would avoid party-building and politically-motivated appointments. He also proposed an elaborate program of "internal improvements": roads, ports, and canals. Though some worried about the constitutionality of such federal projects, Adams argued that the General Welfare Clause provided for broad constitutional authority. He promised that he would ask Congress to authorize many such projects.[94]
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Adams presided over a harmonious and productive cabinet that he met with on a weekly basis.[95] Like Monroe, Adams sought a geographically-balanced cabinet that would represent the various party factions, and he asked the members of the Monroe cabinet to remain in place for his own administration.[96] Samuel L. Southard of New Jersey stayed on as Secretary of the Navy, William Wirt kept his post of Attorney General,[97] and John McLean of Ohio continued to serve as the Postmaster General, an important position that was not part of the cabinet.[98] Adams's first choices for Secretary of War and Secretary of the Treasury were Andrew Jackson and William Crawford, but each declined to serve in the administration. Adams instead selected James Barbour of Virginia, a prominent supporter of Crawford, to lead the War Department. Leadership of the Treasury Department went to Richard Rush of Pennsylvania, who would become a prominent advocate of internal improvements and protective tariffs within the administration.[99] Adams chose Henry Clay as Secretary of State, angering those who believed that Clay had offered his support in the 1824 election for the most prestigious position in the cabinet.[100] Though Clay would later regret accepting the position since it reinforced the "Corrupt Bargain" accusation, Clay's strength in the West and interest in foreign policy made him a natural choice for the top cabinet position.[101]
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In his 1825 annual message to Congress,[102] Adams presented a comprehensive and ambitious agenda. He called for major investments in internal improvements as well as the creation of a national university, a naval academy, and a national astronomical observatory. Noting the healthy status of the treasury and the possibility for more revenue via land sales, Adams argued for the completion of several projects that were in various stages of construction or planning, including a road from Washington to New Orleans.[103] He also proposed the establishment of a Department of the Interior as a new cabinet-level department that would preside over these internal improvements.[104] Adams hoped to fund these measures primarily through Western land sales, rather than increased taxes or public debt.[81] The domestic agenda of Adams and Clay, which would come to be known as the American System, was designed to unite disparate regional interests in the promotion of a thriving national economy.[105]
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Adams's programs faced opposition from various quarters. Many disagreed with his broad interpretation of the constitution and preferred that power be concentrated in state governments rather than the federal government. Others disliked interference from any level of government and were opposed to central planning.[106] Some in the South feared that Adams was secretly an abolitionist and that he sought to subordinate the states to the federal government.[107] Most of the president's proposals were defeated in Congress. Adams's ideas for a national university, national observatory, and the establishment of a uniform system of weights and measures never received congressional votes.[108] His proposal for the creation of a naval academy won the approval of the Senate, but was defeated in the House; opponents objected to the naval academy's cost and worried that the establishment of such an institution would "produce degeneracy and corruption of the public morality."[109] Adams's proposal to establish a national bankruptcy law was also defeated.[108]
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Unlike other aspects of his domestic agenda, Adams won congressional approval for several ambitious infrastructure projects.[110] Between 1824 and 1828, the United States Army Corps of Engineers conducted surveys for a bevy of potential roads, canals, railroads, and improvements in river navigation. Adams presided over major repairs and further construction on the National Road, and shortly after he left office the National Road extended from Cumberland, Maryland, to Zanesville, Ohio.[111] The Adams administration also saw the beginning of the Chesapeake and Ohio Canal; the construction of the Chesapeake and Delaware Canal and the Louisville and Portland Canal around the falls of the Ohio; the connection of the Great Lakes to the Ohio River system in Ohio and Indiana; and the enlargement and rebuilding of the Dismal Swamp Canal in North Carolina.[112] Additionally, the first passenger railroad in the United States, the Baltimore and Ohio Railroad, was constructed during Adams's presidency. Though many of these projects were undertaken by private actors, the government often provided money or land to aid the completion of such projects.[113]
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In the immediate aftermath of the 1825 contingent election, Jackson was gracious to Adams.[114] Nevertheless, Adams's appointment of Clay rankled Jackson, who received a flood of letters encouraging him to run. In 1825, Jackson accepted the presidential nomination of the Tennessee legislature for the 1828 election.[115] Though he had been close with Adams during Monroe's presidency, Vice President Calhoun was also politically alienated from the president by the appointment of Clay, since that appointment established Clay as the natural heir to Adams.[116] Adams's ambitious December 1825 annual message to Congress further galvanized the opposition, with important figures such as Francis Preston Blair of Kentucky and Thomas Hart Benton of Missouri breaking with the Adams administration.[117] By the end of the first session of the 19th United States Congress, an anti-Adams congressional coalition consisting of Jacksonians (led by Benton and Hugh Lawson White), Crawfordites (led by Martin Van Buren and Nathaniel Macon), and Calhounites (led by Robert Y. Hayne and George McDuffie) had emerged.[118] Aside from Clay, Adams lacked strong supporters outside of the North, and Edward Everett, John Taylor, and Daniel Webster served as his strongest advocates in Congress.[119] Supporters of Adams began calling themselves National Republicans, while supporters of Jackson began calling themselves Democrats.[120] In the press, they were often described as "Adams Men" and "Jackson Men."[121]
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In the 1826 elections, Adams's opponents picked up seats throughout the country, as allies of Adams failed to coordinate among themselves.[122] Pro-Adams Speaker of the House John Taylor was replaced by Andrew Stevenson, a Jackson supporter;[123] as Adams himself noted, the U.S. had never seen a Congress that was firmly under the control of political opponents of the president.[124] After the elections, Van Buren and Calhoun agreed to throw their support behind Jackson in 1828, with Van Buren bringing along many of Crawford's supporters.[125] Though Jackson did not articulate a detailed political platform in the same way that Adams did, his coalition was united in opposition to Adams's reliance on government planning.[126] Adams, meanwhile, clung to the hope of a non-partisan nation, and he refused to make full use of the power of patronage to build up his own party structure.[127]
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During the first half of his administration, Adams avoided taking a strong stand on tariffs, partly because he wanted to avoid alienating his allies in the South and New England.[128] After Jacksonians took power in 1827, they devised a tariff bill designed to appeal to Western states while instituting high rates on imported materials important to the economy of New England. It is unclear whether Van Buren, who shepherded the bill through Congress, meant for the bill to pass, or if he had deliberately designed it to force Adams and his allies to oppose it.[129] Regardless, Adams signed the Tariff of 1828, which became known as the "Tariff of Abominations" by opponents. Adams was denounced in the South, and he received little credit for the tariff in the North.[130]
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Adams sought the gradual assimilation of Native Americans via consensual agreements, a priority shared by few whites in the 1820s. Yet Adams was also deeply committed to the westward expansion of the United States. Settlers on the frontier, constantly seeking to move westward, cried for a more expansionist policy that disregarded the concerns of Native Americans. Early in his term, Adams suspended the Treaty of Indian Springs after learning that the Governor of Georgia, George Troup, had forced the treaty on the Muscogee.[131] Adams signed a new treaty with the Muscogee in January 1826 that allowed the Muscogee to stay but ceded most of their land to Georgia. Troup refused to accept its terms, and authorized all Georgian citizens to evict the Muscogee.[132] A showdown between Georgia and the federal government was only averted after the Muscogee agreed to a third treaty.[133] Though many saw Troup as unreasonable in his dealings with the federal government and the Native Americans, the administration's handling of the incident alienated those in the Deep South who favored immediate Indian removal.[134]
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One of the major foreign policy goals of the Adams administration was the expansion of American trade.[135] His administration reached reciprocity treaties with a number of nations, including Denmark, the Hanseatic League, the Scandinavian countries, Prussia, and the Federal Republic of Central America. The administration also reached commercial agreements with the Kingdom of Hawaii and the Kingdom of Tahiti.[136] Agreements with Denmark and Sweden opened their colonies to American trade, but Adams was especially focused on opening trade with the British West Indies. The United States had reached a commercial agreement with Britain in 1815, but that agreement excluded British possessions in the Western Hemisphere. In response to U.S. pressure, the British had begun to allow a limited amount of American imports to the West Indies in 1823, but U.S. leaders continued to seek an end to Britain's protective Imperial Preference system.[137] In 1825, Britain banned U.S. trade with the British West Indies, dealing a blow to Adams's prestige.[138] The Adams administration negotiated extensively with the British to lift this ban, but the two sides were unable to come to an agreement.[139] Despite the loss of trade with the British West Indies, the other commercial agreements secured by Adams helped expand the overall volume of U.S. exports.[140]
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Aside from an unsuccessful attempt to purchase Texas from Mexico, President Adams did not seek to expand into Latin America or North America.[141] Adams and Clay instead sought engagement with Latin America to prevent it from falling under the British Empire's economic influence.[142] As part of this goal, the administration favored sending a U.S. delegation to the Congress of Panama, an 1826 conference of New World republics organized by Simón Bolívar.[143] Clay and Adams hoped that the conference would inaugurate a "Good Neighborhood Policy" among the independent states of the Americas.[144] However, the funding for a delegation and the confirmation of delegation nominees became entangled in a political battle over Adams's domestic policies, with opponents such as Van Buren impeding the process of confirming a delegation.[106] Van Buren saw the Panama Congress as an unwelcome deviation from the more isolationist foreign policy established by President Washington,[144] while many Southerners opposed involvement with any conference attended by delegates of Haiti, a republic that had been established through a slave revolt.[145] Though the U.S. delegation finally won confirmation from the Senate, it never reached the Congress of Panama due to the Senate's delay.[146]
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The Jacksonians formed an effective party apparatus that adopted many modern campaign techniques. Rather than focusing on issues, they emphasized Jackson's popularity and the supposed corruption of Adams and the federal government. Jackson himself described the campaign as a "struggle between the virtue of the people and executive patronage."[147] Adams, meanwhile, refused to adapt to the new reality of political campaigns, and he avoided public functions and refused to invest in pro-administration tools such as newspapers.[148] In early 1827, Jackson was publicly accused of having encouraged his wife, Rachel, to desert her first husband.[149] In response, followers of Jackson attacked Adams's personal life, and the campaign turned increasingly nasty.[150] The Jacksonian press portrayed Adams as an out-of-touch elitist,[151] while pro-Adams newspapers attacked Jackson's past involvement in various duels and scuffles, portraying him as too emotional and impetuous for the presidency. Though Adams and Clay had hoped that the campaign would focus on the American System, it was instead dominated by the personalities of Jackson and Adams.[152]
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Vice President Calhoun joined Jackson's ticket, while Adams turned to Secretary of the Treasury Richard Rush as his running mate.[153] The 1828 election thus marked the first time in U.S. history that a presidential ticket composed of two Northerners faced off against a presidential ticket composed of two Southerners.[154] In the election, Jackson won 178 of the 261 electoral votes and just under 56 percent of the popular vote.[155] Jackson won 50.3 percent of the popular vote in the free states, but 72.6 percent of the vote in the slave states.[156] No future presidential candidate would match Jackson's proportion of the popular vote until Theodore Roosevelt's 1904 campaign, while Adams's loss made him the second one-term president, after his own father.[155] By 1828, only two states did not hold a popular vote for president, and the number of votes in the 1828 election was triple that in the 1824 election. This increase in votes was due not only to the recent wave of democratization, but also because of increased interest in elections and the growing ability of the parties to mobilize voters.[157]
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Adams considered permanently retiring from public life after his 1828 defeat, and he was deeply hurt by the suicide of his son, George Washington Adams, in 1829.[158] He was appalled by many of the Jackson administration's actions, including its embrace of the spoils system.[159] Though they had once maintained a cordial relationship, Adams and Jackson each came to loathe the other in the decades after the 1828 election.[160] Adams grew bored of his retirement and still felt that his career was unfinished, so he ran for and won a seat in the United States House of Representatives in the 1830 elections.[161] His election went against the generally held opinion, shared by his own wife and youngest son, that former presidents should not run for public office.[162] Nonetheless, he would win election to nine terms, serving from 1831 until his death in 1848.[1] Adams and Andrew Johnson are the only former presidents to serve in Congress.[163] After winning election, Adams became affiliated with the Anti-Masonic Party, partly because the National Republican Party's leadership in Massachusetts included many of the former Federalists that Adams had clashed with earlier in his career. The Anti-Masonic Party originated as a movement against Freemasonry, but it developed into the country's first third party and embraced a general program of anti-elitism.[164]
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Adams expected a light workload when he returned to Washington at 64 years old, but Speaker Andrew Stevenson selected Adams chairman of the Committee on Commerce and Manufactures.[165] Though he identified as a member of the Anti-Masonic Party, Congress was broadly polarized into allies of Jackson and opponents of Jackson, and Adams generally aligned with the latter camp.[166] Stevenson, an ally of Jackson, expected that the committee chairmanship would keep Adams busy defending the tariff even while the Jacksonian majority on the committee would prevent Adams from accruing any real power.[167] As chairman of the committee charged with writing tariff laws, Adams became an important player in the Nullification Crisis, which stemmed largely from Southern objections to the high rates imposed by the Tariff of 1828. South Carolina leaders argued that states could nullify federal laws, and they announced that the federal government would be barred from enforcing the tariff in their state.[168] Adams helped pass the Tariff of 1832, which lowered rates, but not enough to mollify the South Carolina nullifiers. The crisis was ended when Clay and Calhoun agreed to another tariff bill, the Tariff of 1833, that furthered lower tariff rates. Adams was appalled by the Nullification Crisis's outcome, as he felt that the Southern states had unfairly benefited from challenging federal law.[169] After the crisis, Adams increasingly came to believe that Southerners exercised an undue degree of influence over the federal government, largely through their control of Jackson's Democratic Party.[170]
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The Anti-Masonic Party nominated Adams in the 1833 Massachusetts gubernatorial election in a four-way race between Adams, the National Republican candidate, the Democratic candidate, and a candidate of the Working Men's Party. The National Republican candidate, John Davis, won 40% of the vote, while Adams finished in second place with 29%. Because no candidate won a majority of the vote, the state legislature decided the election. Rather than seek election by the legislature, Adams withdrew his name from contention, and the legislature selected Davis.[171] Adams was nearly elected to the Senate in 1835 by a coalition of Anti-Masons and National Republicans, but his support for Jackson in a minor foreign policy matter annoyed National Republican leaders enough that they dropped their support for his candidacy.[172] After 1835, Adams never again sought higher office, focusing instead on his service in the House of Representatives.[173]
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In the mid-1830s, the Anti-Masonic Party, the National Republicans, and other groups opposed to Jackson coalesced into the Whig Party.[174] In the 1836 presidential election Democrats put forward Martin Van Buren, while the Whigs fielded multiple presidential candidates. Because he disdained all the major party contenders for president, Adams did not take part in the campaign; Van Buren won the election.[175] Nonetheless, Adams became aligned with the Whig Party in Congress.[176] Adams generally opposed the initiatives of President Van Buren, long a political adversary, though they maintained a cordial public relationship.[177]
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The Republic of Texas won its independence from Mexico in the Texas Revolution of 1835–1836. Texas had largely been settled by Americans from the Southern United States, and many of those settlers owned slaves despite an 1829 Mexican law that abolished slavery. Many in the United States and Texas thus favored the admission of Texas into the union as a slave state. Adams considered the issue of Texas to be "a question of far deeper root and more overshadowing branches than any or all others that agitate the country", and he emerged as one of the leading congressional opponents of annexation. Adams had sought to acquire Texas when he served as secretary of state, but he argued that, because Mexico had abolished slavery, the acquisition of Texas would transform the region from a free territory into a slave state. He also feared that the annexation of Texas would encourage Southern expansionists to pursue other potential slave states, including Cuba. Adams's strong stance may have played a role in discouraging Van Buren from pushing for the annexation of Texas during his presidency.[178]
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Whig nominee William Henry Harrison defeated Van Buren in the 1840 presidential election, and the Whigs gained control of both houses of Congress for the first time. Despite his low regard for Harrison as a person, Adams was enthusiastic about the new Whig administration and the end of the long-standing Democratic dominance of the federal government.[179] However, Harrison died in April 1841 and was succeeded by Vice President John Tyler, a Southerner who, unlike Adams, Henry Clay, and many other prominent Whigs, did not embrace the American System. Adams saw Tyler as an agent of "the slave-driving, Virginia, Jeffersonian school, principled against all improvement." After Tyler vetoed a bill to restore the national bank, Whig congressmen expelled Tyler from the party. Adams was appointed chairman of a special committee that explored impeaching Tyler, and Adams presented a scathing report of Tyler that argued that his actions warranted impeachment. The impeachment process did not move forward, though, in large part because the Whigs did not believe that the Senate would vote to remove Tyler from office.[180]
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Tyler made the annexation of Texas the main foreign policy priority of the later stages of his administration.[181] He attempted to win ratification of an annexation treaty in 1844, but, to Adams's surprise and relief, the treaty was rejected by the Senate.[182] The annexation of Texas became the central issue of the 1844 presidential election, and Southerners blocked the nomination of Van Buren at the 1844 Democratic National Convention due to the latter's opposition to annexation; the party instead nominated James K. Polk, an acolyte of Andrew Jackson.[183] Though he once again did not take part in the campaigning, Adams was deeply disappointed that Polk defeated his old ally, Henry Clay, in the 1844 election. He attributed the outcome of the election partly to the Liberty Party, a small, abolitionist third party that may have siphoned votes from Clay in the crucial state of New York.[184] After the election, Tyler, whose term would end in March 1845, once again submitted an annexation treaty to Congress.[e] Adams strongly attacked the treaty, arguing that the annexation of Texas would involve the United States in "a war for slavery." Despite Adams's opposition, both houses of Congress approved the treaty, with most Democrats voting for annexation and most Whigs voting against it. Texas thus joined the United States as a slave state in 1845.[186]
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Adams had served with James K. Polk in the House of Representatives, and Adams loathed the new president, seeing him as another expansionist, pro-slavery Southern Democrat.[187] Adams favored the annexation of the entirety of Oregon Country, a disputed region occupied by both the United States and Britain, and was disappointed when President Polk signed the Oregon Treaty, which divided the land between the two claimants at the 49th parallel.[188] Polk's expansionist aims were centered instead on the Mexican province of Alta California, and he attempted to buy the province from Mexico. The Mexican government refused to sell California or recognize the independence and subsequent American annexation of Texas. Polk deployed a military detachment led by General Zachary Taylor to back up his assertion that the Rio Grande constituted the Southern border of both Texas and the United States. After Taylor's forces clashed with Mexican soldiers north of the Rio Grande, Polk asked for a declaration of war in early 1846, asserting that Mexico had invaded American territory. Though some Whigs questioned whether Mexico had started an aggressive war, both houses of Congress declared war, with the House voting 174-to-14 to approve the declaration. Adams, who believed that Polk was seeking to wage an offensive to expand slavery, was one of the 14 dissenting votes.[189] After the start of the war, he supported the Wilmot Proviso, an unsuccessful legislative proposal that would have banned slavery in any territory ceded by Mexico.[190] After 1846, ill health increasingly affected Adams, but he continued to oppose the Mexican–American War until his death in 1848.[191]
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In the 1830s, slavery emerged as an increasingly polarizing issue in the United States.[192] A longtime opponent of slavery, Adams used his new role in Congress to fight it, and he became the most prominent national leader opposing slavery.[193] After one of his reelection victories, he said that he must "bring about a day prophesied when slavery and war shall be banished from the face of the earth." He wrote in his private journal in 1820:[194]
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The discussion of this Missouri question has betrayed the secret of their souls. In the abstract they admit that slavery is an evil, they disclaim it, and cast it all upon the shoulder of…Great Britain. But when probed to the quick upon it, they show at the bottom of their souls pride and vainglory in their condition of masterdom. They look down upon the simplicity of a Yankee's manners, because he has no habits of overbearing like theirs and cannot treat negroes like dogs. It is among the evils of slavery that it taints the very sources of moral principle. It establishes false estimates of virtue and vice: for what can be more false and heartless than this doctrine which makes the first and holiest rights of humanity to depend upon the color of the skin?
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In 1836, partially in response to Adams's consistent presentation of citizen petitions requesting the abolition of slavery in the District of Columbia, the House of Representatives imposed a "gag rule" that immediately tabled any petitions about slavery. The rule was favored by Democrats and Southern Whigs but was largely opposed by Northern Whigs like Adams.[195] In late 1836, Adams began a campaign to ridicule slave owners and the gag rule. He frequently attempted to present anti-slavery petitions, often in ways that provoked strong reactions from Southern representatives.[196] Though the gag rule remained in place,[197] the discussion ignited by his actions and the attempts of others to quiet him raised questions of the right to petition, the right to legislative debate, and the morality of slavery. Adams fought actively against the gag rule for another seven years, eventually moving the resolution that led to its repeal in 1844.[198]
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In 1841, at the request of Lewis Tappan and Ellis Gray Loring, Adams joined the case of United States v. The Amistad. Adams went before the Supreme Court on behalf of African slaves who had revolted and seized the Spanish ship Amistad. Adams appeared on February 24, 1841, and spoke for four hours. His argument succeeded: the Court ruled that the Africans were free and they returned to their homes.[199]
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Adams also became a leading force for the promotion of science. In 1829, British scientist James Smithson died, and he left his fortune for the "increase and diffusion of knowledge." In Smithson's will, he stated that should his nephew, Henry James Hungerford, die without heirs, the Smithson estate would go to the government of the United States to create an "Establishment for the increase & diffusion of Knowledge among men." After the nephew died without heirs in 1835, President Andrew Jackson informed Congress of the bequest, which amounted to about US$500,000 ($75,000,000 in 2008 U.S. dollars after inflation). Adams realized that this might allow the United States to realize his dream of building a national institution of science and learning. Adams thus became Congress's primary supporter of the future Smithsonian Institution.[200]
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The money was invested in shaky state bonds, which quickly defaulted. After heated debate in Congress, Adams successfully argued to restore the lost funds with interest.[201] Though Congress wanted to use the money for other purposes, Adams successfully persuaded Congress to preserve the money for an institution of science and learning. Congress also debated whether the federal government had the authority to accept the gift, though with Adams leading the initiative, Congress decided to accept the legacy bequeathed to the nation and pledged the faith of the United States to the charitable trust on July 1, 1836.[202] Partly due to Adams's efforts, Congress voted to establish the Smithsonian Institution in 1846. A nonpolitical board of regents was established to lead the institution, which included a museum, art gallery, library, and laboratory.[203]
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In mid-November 1846, the 78-year-old former president suffered a stroke that left him partially paralyzed. After a few months of rest, he made a full recovery and resumed his duties in Congress. When Adams entered the House chamber on February 13, 1848, everyone "stood up and applauded."[204]
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On February 21, 1848, the House of Representatives was discussing the matter of honoring U.S. Army officers who served in the Mexican–American War. Adams had been a vehement critic of the war, and as Congressmen rose up to say, "Aye!" in favor of the measure, he instead yelled, "No!"[205] He rose to answer a question put forth by Speaker of the House Robert Charles Winthrop.[206] Immediately thereafter, Adams collapsed, having suffered a massive cerebral hemorrhage.[207] Two days later, on February 23, he died at 7:20 p.m. with his wife at his side in the Speaker's Room inside the Capitol Building in Washington, D.C.; his only living child, Charles Francis, did not arrive in time to see his father alive. His last words were "This is the last of earth. I am content."[206] Among those present for his death was Abraham Lincoln, then a freshman representative from Illinois.[208]
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His original interment was temporary, in the public vault at the Congressional Cemetery in Washington, D.C. Later, he was interred in the family burial ground in Quincy, Massachusetts, across from the First Parish Church, called Hancock Cemetery. After Louisa's death in 1852, his son had his parents reinterred in the expanded family crypt in the United First Parish Church across the street, next to John and Abigail. Both tombs are viewable by the public. Adams's original tomb at Hancock Cemetery is still there and marked simply "J.Q. Adams".[209]
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Adams and Louisa had three sons and a daughter. Their daughter, Louisa, was born in 1811 but died in 1812.[210] They named their first son George Washington Adams (1801–1829) after the first president. This decision upset Adams's mother, and, by her account, his father as well.[211] Both George and their second son, John (1803–1834), led troubled lives and died in early adulthood.[212][213] George, who had long suffered from alcoholism, died in 1829 after going overboard on a steamboat; it is not clear whether he fell or purposely jumped from the boat.[214] John, who ran an unprofitable flour and grist mill owned by his father, died of an unknown illness in 1834.[215] Adams's youngest son, Charles Francis Adams Sr., was an important leader of the "Conscience Whigs", a Northern, anti-slavery faction of the Whig Party.[191] Charles served as the Free Soil Party's vice presidential candidate in the 1848 presidential election and later became a prominent member of the Republican Party.[216]
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Adams's personality and political beliefs were much like his father's.[217] He always preferred secluded reading to social engagements, and several times had to be pressured by others to remain in public service. Historian Paul Nagel states that, like Abraham Lincoln after him, Adams often suffered from depression, for which he sought some form of treatment in early years. Adams thought his depression was due to the high expectations demanded of him by his father and mother. Throughout his life he felt inadequate and socially awkward because of his depression, and was constantly bothered by his physical appearance.[217] He was closer to his father, whom he spent much of his early life with abroad, than he was to his mother. When he was younger and the American Revolution was going on, his mother told her children what their father was doing, and what he was risking, and because of this Adams grew to greatly respect his father.[217] His relationship with his mother was rocky; she had high expectations of him and was afraid her children might end up dead alcoholics like her brother.[217] His biographer, Nagel, concludes that his mother's disapproval of Louisa Johnson motivated him to marry Johnson in 1797, despite Adams's reservations that Johnson, like his mother, had a strong personality.[217]
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Though Adams wore a powdered wig in his youth,[218] he abandoned this fashion and became the first president to adopt a short haircut instead of long hair tied in a queue and to regularly wear long trousers instead of knee breeches.[219][220] It has been suggested that John Quincy Adams had the highest I.Q. of any U.S. president.[221][222] Dean Simonton, a professor of psychology at UC Davis, estimated his I.Q. score at 165.[223]
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Adams is widely regarded as one of the most effective diplomats and secretaries of state in American history,[224][225] but scholars generally rank him as an average president.[226][227] Adams is remembered as a man eminently qualified for the presidency, yet hopelessly weakened in his presidential leadership potential because of the 1824 election. Most importantly, Adams is remembered as a poor politician in an era when politics had begun to matter more. He spoke of trying to serve as a man above the "baneful weed of party strife" at the precise moment in history when the Second Party System was emerging with nearly revolutionary force.[163] Biographer and historian William J. Cooper notes that Adams "does not loom large in the American imagination", but that he has received more public attention since the late 20th century due to his anti-slavery stances. Cooper writes that Adams was the first "major public figure" to publicly question whether the United States could remain united so long as the institution of slavery persisted.[224] Historian Daniel Walker Howe writes that Adams's "intellectual ability and courage were above reproach, and his wisdom in perceiving the national interest has stood the test of time."[228] Historians have often included Adams among the leading conservatives of his day.[229][230][231][232] Russell Kirk, however, sees Adams as a flawed conservative who was imprudent in opposing slavery.[229]
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John Quincy Adams Birthplace is now part of Adams National Historical Park and open to the public. Adams House, one of twelve undergraduate residential Houses at Harvard University, is named for John Adams, John Quincy Adams, and other members of the Adams family associated with Harvard.[233] In 1870, Charles Francis built the first presidential library in the United States, to honor his father. The Stone Library includes over 14,000 books written in twelve languages. The library is located in the "Old House" at Adams National Historical Park in Quincy, Massachusetts.
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Adams's middle name of Quincy has been used by several locations in the United States, including the town of Quincy, Illinois. Adams County, Illinois and Adams County, Indiana are also named after Adams. Adams County, Iowa, and Adams County, Wisconsin, were each named for either John Adams or John Quincy Adams.
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Some sources contend that in 1843 Adams sat for the earliest confirmed photograph of a U.S. president, although others maintain that William Henry Harrison had posed even earlier for his portrait, in 1841.[234] The original daguerreotype is in the collection of the National Portrait Gallery of the Smithsonian Institution.[235]
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Adams occasionally is featured in the mass media. In the PBS miniseries The Adams Chronicles (1976), he was portrayed by David Birney, William Daniels, Marcel Trenchard, Steven Grover and Mark Winkworth. He was also portrayed by Anthony Hopkins in the 1997 film Amistad, and again by Ebon Moss-Bachrach and Steven Hinkle in the 2008 HBO television miniseries John Adams; the HBO series received criticism for needless historical and temporal distortions in its portrayal.[236]
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1 |
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John Ronald Reuel Tolkien CBE FRSL (/ruːl ˈtɒlkiːn/;[a] 3 January 1892 – 2 September 1973) was an English writer, poet, philologist, and academic. He was the author of the high fantasy works The Hobbit and The Lord of the Rings.
|
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|
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He served as the Rawlinson and Bosworth Professor of Anglo-Saxon and Fellow of Pembroke College, Oxford, from 1925 to 1945 and Merton Professor of English Language and Literature and Fellow of Merton College, Oxford, from 1945 to 1959.[3] He was at one time a close friend of C. S. Lewis—they were both members of the informal literary discussion group known as the Inklings. Tolkien was appointed a Commander of the Order of the British Empire by Queen Elizabeth II on 28 March 1972.
|
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|
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+
After Tolkien's death, his son Christopher published a series of works based on his father's extensive notes and unpublished manuscripts, including The Silmarillion. These, together with The Hobbit and The Lord of the Rings, form a connected body of tales, poems, fictional histories, invented languages, and literary essays about a fantasy world called Arda and Middle-earth[b] within it. Between 1951 and 1955, Tolkien applied the term legendarium to the larger part of these writings.[4]
|
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|
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While many other authors had published works of fantasy before Tolkien,[5] the great success of The Hobbit and The Lord of the Rings led directly to a popular resurgence of the genre. This has caused Tolkien to be popularly identified as the "father" of modern fantasy literature[6][7]—or, more precisely, of high fantasy.[8] In 2008, The Times ranked him sixth on a list of "The 50 greatest British writers since 1945".[9] Forbes ranked him the fifth top-earning "dead celebrity" in 2009.[10]
|
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Tolkien's immediate paternal ancestors were middle-class craftsmen who made and sold clocks, watches and pianos in London and Birmingham. The Tolkien family originated in the East Prussian town Kreuzburg near Königsberg, which was founded during medieval German eastward expansion, where his earliest-known paternal ancestor Michel Tolkien was born around 1620. Michel's son Christianus Tolkien (1663–1746) was a wealthy miller in Kreuzburg. His son Christian Tolkien (1706–1791) moved from Kreuzburg to nearby Danzig, and his two sons Daniel Gottlieb Tolkien (1747–1813) and Johann (later known as John) Benjamin Tolkien (1752–1819) emigrated to London in the 1770s and became the ancestors of the English family; the younger brother was J. R. R. Tolkien's second great-grandfather. In 1792 John Benjamin Tolkien and William Gravell took over the Erdley Norton manufacture in London, which from then on sold clocks and watches under the name Gravell & Tolkien. Daniel Gottlieb obtained British citizenship in 1794, but John Benjamin apparently never became a British citizen. Other German relatives also joined the two brothers in London. Several people with the surname Tolkien or similar spelling, some of them members of the same family as J. R. R. Tolkien, live in northern Germany, but most of them are descendants of people who evacuated East Prussia in 1945, at the end of World War II.[11][12][13][14]
|
14 |
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|
15 |
+
According to Ryszard Derdziński the Tolkien name is of Low Prussian origin and probably means "son/descendant of Tolk."[11][12] Tolkien mistakenly believed his surname derived from the German word tollkühn, meaning "foolhardy",[15] and jokingly inserted himself as a "cameo" into The Notion Club Papers under the literally translated name Rashbold.[16] However, Derdziński has demonstrated this to be a false etymology.[11][12] While J. R. R. Tolkien was aware of the Tolkien family's German origin, his knowledge of the family's history was limited because he was "early isolated from the family of his prematurely deceased father".[11][12]
|
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|
17 |
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John Ronald Reuel Tolkien was born on 3 January 1892 in Bloemfontein in the Orange Free State (now Free State Province in South Africa), which was later annexed by the British Empire, to Arthur Reuel Tolkien (1857–1896), an English bank manager, and his wife Mabel, née Suffield (1870–1904). The couple had left England when Arthur was promoted to head the Bloemfontein office of the British bank for which he worked. Tolkien had one sibling, his younger brother, Hilary Arthur Reuel Tolkien, who was born on 17 February 1894.[17]
|
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|
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+
As a child, Tolkien was bitten by a large baboon spider in the garden, an event some think later echoed in his stories, although he admitted no actual memory of the event and no special hatred of spiders as an adult. In another incident, a young family servant, who thought Tolkien a beautiful child, took the baby to his kraal to show him off, returning him the next morning.[18]
|
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|
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+
When he was three, he went to England with his mother and brother on what was intended to be a lengthy family visit. His father, however, died in South Africa of rheumatic fever before he could join them.[19] This left the family without an income, so Tolkien's mother took him to live with her parents in Kings Heath,[20] Birmingham. Soon after, in 1896, they moved to Sarehole (now in Hall Green), then a Worcestershire village, later annexed to Birmingham.[21] He enjoyed exploring Sarehole Mill and Moseley Bog and the Clent, Lickey and Malvern Hills, which would later inspire scenes in his books, along with nearby towns and villages such as Bromsgrove, Alcester, and Alvechurch and places such as his aunt Jane's farm Bag End, the name of which he used in his fiction.[22]
|
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|
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Mabel Tolkien taught her two children at home. Ronald, as he was known in the family, was a keen pupil.[23] She taught him a great deal of botany and awakened in him the enjoyment of the look and feel of plants. Young Tolkien liked to draw landscapes and trees, but his favourite lessons were those concerning languages, and his mother taught him the rudiments of Latin very early.[24]
|
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|
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Tolkien could read by the age of four and could write fluently soon afterwards. His mother allowed him to read many books. He disliked Treasure Island and The Pied Piper and thought Alice's Adventures in Wonderland by Lewis Carroll was "amusing but disturbing". He liked stories about "Red Indians" (Native Americans) and the fantasy works by George MacDonald.[25] In addition, the "Fairy Books" of Andrew Lang were particularly important to him and their influence is apparent in some of his later writings.[26]
|
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|
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Mabel Tolkien was received into the Roman Catholic Church in 1900 despite vehement protests by her Baptist family,[28] which stopped all financial assistance to her. In 1904, when J. R. R. Tolkien was 12, his mother died of acute diabetes at Fern Cottage in Rednal, which she was renting. She was then about 34 years of age, about as old as a person with diabetes mellitus type 1 could live without treatment—insulin would not be discovered until two decades later. Nine years after her death, Tolkien wrote, "My own dear mother was a martyr indeed, and it is not to everybody that God grants so easy a way to his great gifts as he did to Hilary and myself, giving us a mother who killed herself with labour and trouble to ensure us keeping the faith."[28]
|
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+
Before her death, Mabel Tolkien had assigned the guardianship of her sons to her close friend, Fr. Francis Xavier Morgan of the Birmingham Oratory, who was assigned to bring them up as good Catholics. In a 1965 letter to his son Michael, Tolkien recalled the influence of the man whom he always called "Father Francis": "He was an upper-class Welsh-Spaniard Tory, and seemed to some just a pottering old gossip. He was—and he was not. I first learned charity and forgiveness from him; and in the light of it pierced even the 'liberal' darkness out of which I came, knowing more [i.e. Tolkien having grown up knowing more] about 'Bloody Mary' than the Mother of Jesus—who was never mentioned except as an object of wicked worship by the Romanists."[29]
|
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|
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+
After his mother's death, Tolkien grew up in the Edgbaston area of Birmingham and attended King Edward's School, Birmingham, and later St. Philip's School. In 1903, he won a Foundation Scholarship and returned to King Edward's. While a pupil there, Tolkien was one of the cadets from the school's Officers Training Corps who helped "line the route" for the 1910 coronation parade of King George V. Like the other cadets from King Edward's, Tolkien was posted just outside the gates of Buckingham Palace.[30]
|
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|
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In Edgbaston, Tolkien lived there in the shadow of Perrott's Folly and the Victorian tower of Edgbaston Waterworks, which may have influenced the images of the dark towers within his works.[31][32] Another strong influence was the romantic medievalist paintings of Edward Burne-Jones and the Pre-Raphaelite Brotherhood; the Birmingham Museum and Art Gallery had a large collection of works on public display.[33]
|
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|
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While in his early teens, Tolkien had his first encounter with a constructed language, Animalic, an invention of his cousins, Mary and Marjorie Incledon. At that time, he was studying Latin and Anglo-Saxon. Their interest in Animalic soon died away, but Mary and others, including Tolkien himself, invented a new and more complex language called Nevbosh. The next constructed language he came to work with, Naffarin, would be his own creation.[34][35]
|
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Tolkien learned Esperanto some time before 1909. Around 10 June 1909 he composed "The Book of the Foxrook", a sixteen-page notebook, where the "earliest example of one of his invented alphabets" appears.[36] Short texts in this notebook are written in Esperanto.[37]
|
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In 1911, while they were at King Edward's School, Tolkien and three friends, Rob Gilson, Geoffrey Bache Smith and Christopher Wiseman, formed a semi-secret society they called the T.C.B.S. The initials stood for Tea Club and Barrovian Society, alluding to their fondness for drinking tea in Barrow's Stores near the school and, secretly, in the school library.[38][39] After leaving school, the members stayed in touch and, in December 1914, they held a "council" in London at Wiseman's home. For Tolkien, the result of this meeting was a strong dedication to writing poetry.
|
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In 1911, Tolkien went on a summer holiday in Switzerland, a trip that he recollects vividly in a 1968 letter,[30] noting that Bilbo's journey across the Misty Mountains ("including the glissade down the slithering stones into the pine woods") is directly based on his adventures as their party of 12 hiked from Interlaken to Lauterbrunnen and on to camp in the moraines beyond Mürren. Fifty-seven years later, Tolkien remembered his regret at leaving the view of the eternal snows of Jungfrau and Silberhorn, "the Silvertine (Celebdil) of my dreams". They went across the Kleine Scheidegg to Grindelwald and on across the Grosse Scheidegg to Meiringen. They continued across the Grimsel Pass, through the upper Valais to Brig and on to the Aletsch glacier and Zermatt.[40]
|
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In October of the same year, Tolkien began studying at Exeter College, Oxford. He initially studied classics but changed his course in 1913 to English language and literature, graduating in 1915 with first-class honours.[41]
|
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+
|
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At the age of 16, Tolkien met Edith Mary Bratt, who was three years his senior, when he and his brother Hilary moved into the boarding house where she lived in Duchess Road, Edgbaston. According to Humphrey Carpenter,
|
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|
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+
Edith and Ronald took to frequenting Birmingham teashops, especially one which had a balcony overlooking the pavement. There they would sit and throw sugarlumps into the hats of passers-by, moving to the next table when the sugar bowl was empty. ... With two people of their personalities and in their position, romance was bound to flourish. Both were orphans in need of affection, and they found that they could give it to each other. During the summer of 1909, they decided that they were in love.[42]
|
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|
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His guardian, Father Morgan, viewed Edith as the reason for Tolkien's having "muffed" his exams and considered it "altogether unfortunate"[43] that his surrogate son was romantically involved with an older, Protestant woman. He prohibited him from meeting, talking to, or even corresponding with her until he was 21. He obeyed this prohibition to the letter,[44] with one notable early exception, over which Father Morgan threatened to cut short his university career if he did not stop.[45]
|
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|
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+
In a 1941 letter to his son Michael, Tolkien recalled:
|
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|
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+
I had to choose between disobeying and grieving (or deceiving) a guardian who had been a father to me, more than most fathers ... and "dropping" the love-affair until I was 21. I don't regret my decision, though it was very hard on my lover. But it was not my fault. She was completely free and under no vow to me, and I should have had no just complaint (except according to the unreal romantic code) if she had got married to someone else. For very nearly three years I did not see or write to my lover. It was extremely hard, especially at first. The effects were not wholly good: I fell back into folly and slackness and misspent a good deal of my first year at college.[43]
|
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|
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+
On the evening of his 21st birthday, Tolkien wrote to Edith, who was living with family friend C. H. Jessop at Cheltenham. He declared that he had never ceased to love her, and asked her to marry him. Edith replied that she had already accepted the proposal of George Field, the brother of one of her closest schoolfriends. But Edith said she had agreed to marry Field only because she felt "on the shelf" and had begun to doubt that Tolkien still cared for her. She explained that, because of Tolkien's letter, everything had changed.
|
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|
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+
On 8 January 1913, Tolkien travelled by train to Cheltenham and was met on the platform by Edith. The two took a walk into the countryside, sat under a railway viaduct, and talked. By the end of the day, Edith had agreed to accept Tolkien's proposal. She wrote to Field and returned her engagement ring. Field was "dreadfully upset at first", and the Field family was "insulted and angry".[46] Upon learning of Edith's new plans, Jessop wrote to her guardian, "I have nothing to say against Tolkien, he is a cultured gentleman, but his prospects are poor in the extreme, and when he will be in a position to marry I cannot imagine. Had he adopted a profession it would have been different."[47]
|
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|
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+
Following their engagement, Edith reluctantly announced that she was converting to Catholicism at Tolkien's insistence. Jessop, "like many others of his age and class ... strongly anti-Catholic", was infuriated, and he ordered Edith to find other lodgings.[48]
|
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|
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Edith Bratt and Ronald Tolkien were formally engaged at Birmingham in January 1913, and married at St. Mary Immaculate Roman Catholic Church, Warwick, on 22 March 1916.[49] In his 1941 letter to Michael, Tolkien expressed admiration for his wife's willingness to marry a man with no job, little money, and no prospects except the likelihood of being killed in the Great War.[43]
|
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|
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In August 1914, Britain entered the First World War. Tolkien's relatives were shocked when he elected not to volunteer immediately for the British Army. In a 1941 letter to his son Michael, Tolkien recalled: "In those days chaps joined up, or were scorned publicly. It was a nasty cleft to be in for a young man with too much imagination and little physical courage."[43]
|
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|
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Instead, Tolkien, "endured the obloquy",[43] and entered a programme by which he delayed enlistment until completing his degree. By the time he passed his finals in July 1915, Tolkien recalled that the hints were "becoming outspoken from relatives".[43] He was commissioned as a temporary second lieutenant in the Lancashire Fusiliers on 15 July 1915.[50][51] He trained with the 13th (Reserve) Battalion on Cannock Chase, Staffordshire, for 11 months. In a letter to Edith, Tolkien complained: "Gentlemen are rare among the superiors, and even human beings rare indeed."[52] Following their wedding, Lieutenant and Mrs. Tolkien took up lodgings near the training camp.
|
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On 2 June 1916, Tolkien received a telegram summoning him to Folkestone for posting to France. The Tolkiens spent the night before his departure in a room at the Plough & Harrow Hotel in Edgbaston, Birmingham.
|
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|
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He later wrote: "Junior officers were being killed off, a dozen a minute. Parting from my wife then ... it was like a death."[53]
|
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|
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On 5 June 1916, Tolkien boarded a troop transport for an overnight voyage to Calais. Like other soldiers arriving for the first time, he was sent to the British Expeditionary Force's (BEF) base depot at Étaples. On 7 June, he was informed that he had been assigned as a signals officer to the 11th (Service) Battalion, Lancashire Fusiliers. The battalion was part of the 74th Brigade, 25th Division.
|
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|
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While waiting to be summoned to his unit, Tolkien sank into boredom. To pass the time, he composed a poem entitled The Lonely Isle, which was inspired by his feelings during the sea crossing to Calais. To evade the British Army's postal censorship, he also developed a code of dots by which Edith could track his movements.[54]
|
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|
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He left Étaples on 27 June 1916 and joined his battalion at Rubempré, near Amiens.[55] He found himself commanding enlisted men who were drawn mainly from the mining, milling, and weaving towns of Lancashire.[56] According to John Garth, he "felt an affinity for these working class men", but military protocol prohibited friendships with "other ranks". Instead, he was required to "take charge of them, discipline them, train them, and probably censor their letters ... If possible, he was supposed to inspire their love and loyalty."[57]
|
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Tolkien later lamented, "The most improper job of any man ... is bossing other men. Not one in a million is fit for it, and least of all those who seek the opportunity."[57]
|
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|
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Tolkien arrived at the Somme in early July 1916. In between terms behind the lines at Bouzincourt, he participated in the assaults on the Schwaben Redoubt and the Leipzig salient. Tolkien's time in combat was a terrible stress for Edith, who feared that every knock on the door might carry news of her husband's death. Edith could track her husband's movements on a map of the Western Front. According to the memoirs of the Reverend Mervyn S. Evers, Anglican chaplain to the Lancashire Fusiliers:
|
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|
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On one occasion I spent the night with the Brigade Machine Gun Officer and the Signals Officer in one of the captured German dugouts ... We dossed down for the night in the hopes of getting some sleep, but it was not to be. We no sooner lay down than hordes of lice got up. So we went round to the Medical Officer, who was also in the dugout with his equipment, and he gave us some ointment which he assured us would keep the little brutes away. We anointed ourselves all over with the stuff and again lay down in great hopes, but it was not to be, because instead of discouraging them it seemed to act like a kind of hors d'oeuvre and the little beggars went at their feast with renewed vigour.[58]
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On 27 October 1916, as his battalion attacked Regina Trench, Tolkien contracted trench fever, a disease carried by the lice. He was invalided to England on 8 November 1916.[59] Many of his dearest school friends were killed in the war. Among their number were Rob Gilson of the Tea Club and Barrovian Society, who was killed on the first day of the Somme while leading his men in the assault on Beaumont Hamel. Fellow T.C.B.S. member Geoffrey Smith was killed during the same battle when a German artillery shell landed on a first aid post. Tolkien's battalion was almost completely wiped out following his return to England.
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Tolkien might well have been killed himself, but he had suffered from health problems and had been removed from combat multiple times.[60]
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According to John Garth:
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Although Kitchener's army enshrined old social boundaries, it also chipped away at the class divide by throwing men from all walks of life into a desperate situation together. Tolkien wrote that the experience taught him, "a deep sympathy and feeling for the Tommy; especially the plain soldier from the agricultural counties". He remained profoundly grateful for the lesson. For a long time, he had been imprisoned in a tower, not of pearl, but of ivory.[61]
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In later years, Tolkien indignantly declared that those who searched his works for parallels to the Second World War were entirely mistaken:
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One has indeed personally to come under the shadow of war to feel fully its oppression; but as the years go by it seems now often forgotten that to be caught in youth by 1914 was no less hideous an experience than to be involved in 1939 and the following years. By 1918 all but one of my close friends were dead.[62]
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A weak and emaciated Tolkien spent the remainder of the war alternating between hospitals and garrison duties, being deemed medically unfit for general service.[63][64][65]
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During his recovery in a cottage in Little Haywood, Staffordshire, he began to work on what he called The Book of Lost Tales, beginning with The Fall of Gondolin. Lost Tales represented Tolkien's attempt to create a mythology for England, a project he would abandon without ever completing.[66] Throughout 1917 and 1918 his illness kept recurring, but he had recovered enough to do home service at various camps. It was at this time that Edith bore their first child, John Francis Reuel Tolkien. In a 1941 letter, Tolkien described his son John as "(conceived and carried during the starvation-year of 1917 and the great U-Boat campaign) round about the Battle of Cambrai, when the end of the war seemed as far off as it does now".[43]
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Tolkien was promoted to the temporary rank of lieutenant on 6 January 1918.[67] When he was stationed at Kingston upon Hull, he and Edith went walking in the woods at nearby Roos, and Edith began to dance for him in a clearing among the flowering hemlock. After his wife's death in 1971, Tolkien remembered,
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I never called Edith Luthien—but she was the source of the story that in time became the chief part of the Silmarillion. It was first conceived in a small woodland glade filled with hemlocks[68] at Roos in Yorkshire (where I was for a brief time in command of an outpost of the Humber Garrison in 1917, and she was able to live with me for a while). In those days her hair was raven, her skin clear, her eyes brighter than you have seen them, and she could sing—and dance. But the story has gone crooked, & I am left, and I cannot plead before the inexorable Mandos.[69]
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This incident inspired the account of the meeting of Beren and Lúthien.[70]
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On 16 July 1919 Tolkien was officially demobilized, at Fovant, on Salisbury Plain, with a temporary disability pension.[71]
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On 3 November 1920, Tolkien was demobilized and left the army, retaining his rank of lieutenant.[72] His first civilian job after World War I was at the Oxford English Dictionary, where he worked mainly on the history and etymology of words of Germanic origin beginning with the letter W.[73] In 1920, he took up a post as reader in English language at the University of Leeds, becoming the youngest professor there.[74] While at Leeds, he produced A Middle English Vocabulary and a definitive edition of Sir Gawain and the Green Knight with E. V. Gordon; both became academic standard works for several decades. He translated Sir Gawain, Pearl, and Sir Orfeo. In 1925, he returned to Oxford as Rawlinson and Bosworth Professor of Anglo-Saxon, with a fellowship at Pembroke College.
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In mid-1919, he began to tutor undergraduates privately, most importantly those of Lady Margaret Hall and St Hugh's College, given that the women's colleges were in great need of good teachers in their early years, and Tolkien as a married professor (then still not common) was considered suitable, as a bachelor don would not have been.[75]
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During his time at Pembroke College Tolkien wrote The Hobbit and the first two volumes of The Lord of the Rings, while living at 20 Northmoor Road in North Oxford (where a blue plaque was placed in 2002). He also published a philological essay in 1932 on the name "Nodens", following Sir Mortimer Wheeler's unearthing of a Roman Asclepeion at Lydney Park, Gloucestershire, in 1928.[76]
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In the 1920s, Tolkien undertook a translation of Beowulf, which he finished in 1926, but did not publish. It was finally edited by his son and published in 2014, more than 40 years after Tolkien's death and almost 90 years after its completion.[77]
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Ten years after finishing his translation, Tolkien gave a highly acclaimed lecture on the work, "Beowulf: The Monsters and the Critics", which had a lasting influence on Beowulf research.[78] Lewis E. Nicholson said that the article Tolkien wrote about Beowulf is "widely recognized as a turning point in Beowulfian criticism", noting that Tolkien established the primacy of the poetic nature of the work as opposed to its purely linguistic elements.[79] At the time, the consensus of scholarship deprecated Beowulf for dealing with childish battles with monsters rather than realistic tribal warfare; Tolkien argued that the author of Beowulf was addressing human destiny in general, not as limited by particular tribal politics, and therefore the monsters were essential to the poem.[80] Where Beowulf does deal with specific tribal struggles, as at Finnsburg, Tolkien argued firmly against reading in fantastic elements.[81] In the essay, Tolkien also revealed how highly he regarded Beowulf: "Beowulf is among my most valued sources", and this influence may be seen throughout his Middle-earth legendarium.[82]
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According to Humphrey Carpenter, Tolkien had an ingenious means of beginning his series of lectures on Beowulf:
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He would come silently into the room, fix the audience with his gaze, and suddenly begin to declaim in a resounding voice the opening lines of the poem in the original Anglo-Saxon, commencing with a great cry of Hwæt! (the first word of this and several other Old English poems), which some undergraduates took to be "Quiet!" It was not so much a recitation as a dramatic performance, an impersonation of an Anglo-Saxon bard in a mead hall, and it impressed generations of students because it brought home to them that Beowulf was not just a set text to be read for the purposes of examination, but a powerful piece of dramatic poetry.[83]
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Decades later, W. H. Auden wrote to his former professor,
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I don't think that I have ever told you what an unforgettable experience it was for me as an undergraduate, hearing you recite Beowulf. The voice was the voice of Gandalf.[83]
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In the run-up to the Second World War, Tolkien was earmarked as a codebreaker.[84][85] In January 1939, he was asked whether he would be prepared to serve in the cryptographic department of the Foreign Office in the event of national emergency.[84][85] He replied in the affirmative and, beginning on 27 March, took an instructional course at the London HQ of the Government Code and Cypher School.[84][85] A record of his training was found which included the notation "keen" next to his name,[86] although Tolkien scholar Anders Stenström suggested that "In all likelihood, that is not a record of Tolkien's interest, but a note about how to pronounce the name."[87] He was informed in October that his services would not be required.[84][85]
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In 1945, Tolkien moved to Merton College, Oxford, becoming the Merton Professor of English Language and Literature,[88] in which post he remained until his retirement in 1959. He served as an external examiner for University College, Dublin, for many years. In 1954 Tolkien received an honorary degree from the National University of Ireland (of which U.C.D. was a constituent college). Tolkien completed The Lord of the Rings in 1948, close to a decade after the first sketches.
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Tolkien also translated the Book of Jonah for the Jerusalem Bible, which was published in 1966.[89]
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The Tolkiens had four children: John Francis Reuel Tolkien (17 November 1917 – 22 January 2003), Michael Hilary Reuel Tolkien (22 October 1920 – 27 February 1984), Christopher John Reuel Tolkien (21 November 1924 – 15 January 2020) and Priscilla Mary Anne Reuel Tolkien (born 18 June 1929). Tolkien was very devoted to his children and sent them illustrated letters from Father Christmas when they were young. Each year more characters were added, such as the North Polar Bear (Father Christmas's helper), the Snow Man (his gardener), Ilbereth the elf (his secretary), and various other, minor characters. The major characters would relate tales of Father Christmas's battles against goblins who rode on bats and the various pranks committed by the North Polar Bear.[90]
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During his life in retirement, from 1959 up to his death in 1973, Tolkien received steadily increasing public attention and literary fame. In 1961, his friend C. S. Lewis even nominated him for the Nobel Prize in Literature.[91] The sales of his books were so profitable that he regretted that he had not chosen early retirement.[24] At first, he wrote enthusiastic answers to readers' enquiries, but he became increasingly unhappy about the sudden popularity of his books with the 1960s counter-culture movement.[92] In a 1972 letter, he deplored having become a cult-figure, but admitted that "even the nose of a very modest idol ... cannot remain entirely untickled by the sweet smell of incense!"[93]
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Fan attention became so intense that Tolkien had to take his phone number out of the public directory,[94] and eventually he and Edith moved to Bournemouth, which was then a seaside resort patronized by the British upper middle class. Tolkien's status as a best-selling author gave them easy entry into polite society, but Tolkien deeply missed the company of his fellow Inklings. Edith, however, was overjoyed to step into the role of a society hostess, which had been the reason that Tolkien selected Bournemouth in the first place.
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According to Humphrey Carpenter:
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Those friends who knew Ronald and Edith Tolkien over the years never doubted that there was deep affection between them. It was visible in the small things, the almost absurd degree in which each worried about the other's health, and the care in which they chose and wrapped each other's birthday presents; and in the large matters, the way in which Ronald willingly abandoned such a large part of his life in retirement to give Edith the last years in Bournemouth that he felt she deserved, and the degree in which she showed pride in his fame as an author. A principal source of happiness to them was their shared love of their family. This bound them together until the end of their lives, and it was perhaps the strongest force in the marriage. They delighted to discuss and mull over every detail of the lives of their children, and later their grandchildren.[95]
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Edith Tolkien died on 29 November 1971, at the age of 82. According to Simon Tolkien:
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My grandmother died two years before my grandfather and he came back to live in Oxford. Merton College gave him rooms just off the High Street. I went there frequently and he'd take me to lunch in the Eastgate Hotel. Those lunches were rather wonderful for a 12-year-old boy spending time with his grandfather, but sometimes he seemed sad. There was one visit when he told me how much he missed my grandmother. It must have been very strange for him being alone after they had been married for more than 50 years.[96]
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Tolkien was appointed by Queen Elizabeth II a Commander of the Order of the British Empire in the 1972 New Year Honours[97] and received the insignia of the Order at Buckingham Palace on 28 March 1972.[98] In the same year Oxford University conferred upon him an honorary Doctorate of Letters.[41][99]
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Tolkien had the name Lúthien engraved on Edith's tombstone at Wolvercote Cemetery, Oxford. When Tolkien died 21 months later on 2 September 1973 from a bleeding ulcer and chest infection,[100] at the age of 81,[101] he was buried in the same grave, with Beren added to his name. The engravings read:
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Wolvercote Cemetery, Oxford
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In Tolkien's Middle-earth legendarium, Lúthien was the most beautiful of all the Children of Ilúvatar, and forsook her immortality for her love of the mortal warrior Beren. After Beren was captured by the forces of the Dark Lord Morgoth, Lúthien rode to his rescue upon the talking wolfhound Huan. Ultimately, when Beren was slain in battle against the demonic wolf Carcharoth, Lúthien, like Orpheus, approached the Valar, the angelic order of beings placed in charge of the world by Eru (God), and persuaded them to restore her beloved to life.
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Tolkien's will was proven on 20 December 1973, with his estate valued at £190,577 (equivalent to £2,321,707 in 2019[102]).[103]
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Tolkien was a devout Roman Catholic, and in his religious and political views he was mostly a traditionalist moderate, with libertarian, distributist, and monarchist leanings, in the sense of favouring established conventions and orthodoxies over innovation and modernization, whilst castigating government bureaucracy; in 1943 he wrote, "My political opinions lean more and more to Anarchy (philosophically understood, meaning abolition of control not whiskered men with bombs)—or to 'unconstitutional' Monarchy."[104]
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Although he did not often write or speak about it, Tolkien advocated the dismantling of the British Empire and even of the United Kingdom. In a 1936 letter to a former student, the Belgian linguist Simonne d'Ardenne, he wrote, "The political situation is dreadful... I have the greatest sympathy with Belgium—which is about the right size of any country! I wish my own were bounded still by the seas of the Tweed and the walls of Wales... we folk do at least know something of mortality and eternity and when Hitler (or a Frenchman) says 'Germany (or France) must live forever' we know that he lies."[105]
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Tolkien had an intense hatred for the side effects of industrialization, which he considered to be devouring the English countryside and simpler life. For most of his adult life, he was disdainful of cars, preferring to ride a bicycle.[106] This attitude can be seen in his work, most famously in the portrayal of the forced "industrialization" of the Shire in The Lord of the Rings.[107]
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Many commentators[108] have remarked on a number of potential parallels between the Middle-earth saga and events in Tolkien's lifetime. The Lord of the Rings is often thought to represent England during and immediately after the Second World War. Tolkien ardently rejected this opinion in the foreword to the second edition of the novel, stating he preferred applicability to allegory.[108] This theme is taken up at greater length in his essay "On Fairy-Stories", where he argues that fairy-stories are so apt because they are consistent both within themselves and with some truths about reality. He concludes that Christianity itself follows this pattern of inner consistency and external truth. His belief in the fundamental truths of Christianity leads commentators to find Christian themes in The Lord of the Rings. Tolkien objected strongly to C. S. Lewis's use of religious references in his stories, which were often overtly allegorical.[109] However, Tolkien wrote that the Mount Doom scene exemplified lines from the Lord's Prayer.[110][111]
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His love of myths and his devout faith came together in his assertion that he believed mythology to be the divine echo of "the Truth".[112] This view was expressed in his poem and essay entitled Mythopoeia.[113] His theory that myths held "fundamental truths" became a central theme of the Inklings in general.
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Tolkien's devout Roman Catholic faith was a significant factor in the conversion of C. S. Lewis from atheism to Christianity, although Tolkien was dismayed that Lewis chose to join the Church of England.[114]
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He once wrote in a letter to Rayner Unwin's daughter Camilla, who wished to know what the purpose of life was, that "[i]t may be said that the chief purpose of life, for any one of us, is to increase according to our capacity our knowledge of God by all the means we have, and to be moved by it to praise and thanks."[115]
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According to his grandson Simon Tolkien, Tolkien in the last years of his life was disappointed by some of the liturgical reforms and changes implemented after the Second Vatican Council:
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I vividly remember going to church with him in Bournemouth. He was a devout Roman Catholic and it was soon after the Church had changed the liturgy from Latin to English. My grandfather obviously didn't agree with this and made all the responses very loudly in Latin while the rest of the congregation answered in English. I found the whole experience quite excruciating, but my grandfather was oblivious. He simply had to do what he believed to be right.[96]
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Tolkien voiced support for the Nationalists (eventually led by Franco during the Spanish Civil War) upon hearing that communist Republicans were destroying churches and killing priests and nuns.[116]
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Tolkien was contemptuous of Joseph Stalin. During World War II, Tolkien referred to Stalin as "that bloodthirsty old murderer".[117] However, in 1961, Tolkien sharply criticized a Swedish commentator who suggested that The Lord of the Rings was an anti-communist parable and identified Sauron with Stalin. Tolkien said, "I utterly repudiate any such reading, which angers me. The situation was conceived long before the Russian revolution. Such allegory is entirely foreign to my thought."[118]
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Tolkien vocally opposed Adolf Hitler and the Nazi Party before the Second World War, and was known to especially despise Nazi racist and anti-semitic ideology. In 1938, the publishing house Rütten & Loening Verlag was preparing to release The Hobbit in Nazi Germany. To Tolkien's outrage, he was asked beforehand whether he was of Aryan origin. In a letter to his British publisher Stanley Unwin, he condemned Nazi "race-doctrine" as "wholly pernicious and unscientific". He added that he had many Jewish friends and was considering "letting a German translation go hang".[119] He provided two letters to Rütten & Loening and instructed Unwin to send whichever he preferred. The more tactful letter was sent and was lost during the later bombing of Germany. In the unsent letter, Tolkien makes the point that "Aryan" is a linguistic term, denoting speakers of Indo-Iranian languages. He continued,
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But if I am to understand that you are enquiring whether I am of Jewish origin, I can only reply that I regret that I appear to have no ancestors of that gifted people. My great-great-grandfather came to England in the 18th century from Germany: the main part of my descent is therefore purely English, and I am an English subject—which should be sufficient. I have been accustomed, nonetheless, to regard my German name with pride, and continued to do so throughout the period of the late regrettable war, in which I served in the English army. I cannot, however, forbear to comment that if impertinent and irrelevant inquiries of this sort are to become the rule in matters of literature, then the time is not far distant when a German name will no longer be a source of pride.[120]
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In a 1941 letter to his son Michael, he expressed his resentment at the distortion of Germanic history in "Nordicism":
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You have to understand the good in things, to detect the real evil. But no one ever calls on me to "broadcast" or do a postscript. Yet I suppose I know better than most what is the truth about this "Nordic" nonsense. Anyway, I have in this war a burning private grudge ... against that ruddy little ignoramus Adolf Hitler ... Ruining, perverting, misapplying, and making for ever accursed, that noble northern spirit, a supreme contribution to Europe, which I have ever loved, and tried to present in its true light. Nowhere, incidentally, was it nobler than in England, nor more early sanctified and Christianized.[121]
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In 1968, he objected to a description of Middle-earth as "Nordic", a term he said he disliked because of its association with racialist theories.[122]
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Tolkien criticized Allied use of total-war tactics against civilians of Nazi Germany and Imperial Japan. In a 1945 letter to his son Christopher, he wrote:
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We were supposed to have reached a stage of civilization in which it might still be necessary to execute a criminal, but not to gloat, or to hang his wife and child by him while the orc-crowd hooted. The destruction of Germany, be it 100 times merited, is one of the most appalling world-catastrophes. Well, well,—you and I can do nothing about it. And that [should] be a measure of the amount of guilt that can justly be assumed to attach to any member of a country who is not a member of its actual Government. Well the first War of the Machines seems to be drawing to its final inconclusive chapter—leaving, alas, everyone the poorer, many bereaved or maimed and millions dead, and only one thing triumphant: the Machines.[123]
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He also reacted with anger to the excesses of anti-German propaganda during World War II. In an earlier, 1944 letter to Christopher, he wrote:
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...it is distressing to see the press grovelling in the gutter as low as Goebbels in his prime, shrieking that any German commander who holds out in a desperate situation (when, too, the military needs of his side clearly benefit) is a drunkard, and a besotted fanatic. ... There was a solemn article in the local paper seriously advocating systematic exterminating of the entire German nation as the only proper course after military victory: because, if you please, they are rattlesnakes, and don't know the difference between good and evil! (What of the writer?) The Germans have just as much right to declare the Poles and Jews exterminable vermin, subhuman, as we have to select the Germans: in other words, no right, whatever they have done.[124]
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Tolkien was horrified by the 1945 atomic bombings of Hiroshima and Nagasaki, referring to the scientists of the Manhattan Project as "these lunatic physicists" and "Babel-builders".[125]
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During most of his own life conservationism was not yet on the political agenda, and Tolkien himself did not directly express conservationist views—except in some private letters, in which he tells about his fondness for forests and sadness at tree-felling. In later years, a number of authors of biographies or literary analyses of Tolkien conclude that during his writing of The Lord of the Rings, Tolkien gained increased interest in the value of wild and untamed nature, and in protecting what wild nature was left in the industrialized world.[126][127][128]
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Tolkien devised several themes that were reused in successive drafts of his legendarium, beginning with The Book of Lost Tales, written while recuperating from illnesses contracted during The Battle of the Somme. The two most prominent stories, the tale of Beren and Lúthien and that of Túrin, were carried forward into long narrative poems (published in The Lays of Beleriand).
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One of the greatest influences on Tolkien was the Arts and Crafts polymath William Morris. Tolkien wished to imitate Morris's prose and poetry romances,[129] from which he took hints for the names of features such as the Dead Marshes in The Lord of the Rings[130] and Mirkwood,[131] along with some general aspects of approach.
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Edward Wyke-Smith's The Marvellous Land of Snergs, with its "table-high" title characters, strongly influenced the incidents, themes, and depiction of Bilbo's race in The Hobbit.[132]
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Tolkien also cited H. Rider Haggard's novel She in a telephone interview: "I suppose as a boy She interested me as much as anything—like the Greek shard of Amyntas [Amenartas], which was the kind of machine by which everything got moving."[133] A supposed facsimile of this potsherd appeared in Haggard's first edition, and the ancient inscription it bore, once translated, led the English characters to She's ancient kingdom. Critics have compared this device to the Testament of Isildur in The Lord of the Rings[134] and to Tolkien's efforts to produce as an illustration a realistic page from the Book of Mazarbul.[135] Critics starting with Edwin Muir[136] have found resemblances between Haggard's romances and Tolkien's.[137][138][139]
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Tolkien wrote of being impressed as a boy by S. R. Crockett's historical novel The Black Douglas and of basing the battle with the wargs in The Fellowship of the Ring partly on an incident in it.[140] Incidents in both The Hobbit and The Lord of the Rings are similar in narrative and style to the novel,[141] and its overall style and imagery have been suggested as an influence on Tolkien.[142]
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Tolkien was inspired by early Germanic, especially Old English, literature, poetry, and mythology, which were his chosen and much-loved areas of expertise. These sources of inspiration included Old English literature such as Beowulf, Norse sagas such as the Volsunga saga and the Hervarar saga,[143] the Poetic Edda, the Prose Edda, the Nibelungenlied, and numerous other culturally related works.[144] Despite the similarities of his work to the Volsunga saga and the Nibelungenlied, which were the basis for Richard Wagner's opera cycle Der Ring des Nibelungen, Tolkien dismissed critics' direct comparisons to Wagner, telling his publisher, "Both rings were round, and there the resemblance ceases." However, some critics[145][146][147] believe that Tolkien was, in fact, indebted to Wagner for elements such as the "concept of the Ring as giving the owner mastery of the world ..."[148] Two of the characteristics possessed by the One Ring, its inherent malevolence and corrupting power upon minds and wills, were not present in the mythical sources but have a central role in Wagner's opera.
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Tolkien also acknowledged several non-Germanic influences or sources for some of his stories and ideas. Sophocles' play Oedipus Rex he cited as inspiring elements of The Silmarillion and The Children of Húrin. In addition, Tolkien first read William Forsell Kirby's translation of the Finnish national epic, the Kalevala, while attending King Edward's School. He described its character of Väinämöinen as one of his influences for Gandalf the Grey. The Kalevala's antihero Kullervo was further described as an inspiration for Túrin Turambar.[149] Dimitra Fimi, Douglas A. Anderson, John Garth, and many other prominent Tolkien scholars believe that Tolkien also drew influence from a variety of Celtic (Irish, Scottish and Welsh) history and legends.[150][151] However, after the Silmarillion manuscript was rejected, in part for its "eye-splitting" Celtic names, Tolkien denied their Celtic origin:
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Needless to say they are not Celtic! Neither are the tales. I do know Celtic things (many in their original languages Irish and Welsh), and feel for them a certain distaste: largely for their fundamental unreason. They have bright colour, but are like a broken stained glass window reassembled without design. They are in fact "mad" as your reader says—but I don't believe I am.[152][153]
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Fimi pointed out that despite his dismissive remarks about "Celtic things" in 1937 that Tolkien was fluent in medieval Welsh (though not modern Welsh) and declared when delivering the first O'Donnell lectures at Oxford in 1954 about the influences of Celtic languages on the English language that "Welsh is beautiful".[150]
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One of Tolkien's purposes when writing his Middle-earth books was to create what his biographer Humphrey Carpenter called a "mythology for England" with Carpenter citing in support Tolkien's letter to Milton Waldman complaining of the "poverty of my country: it had no stories of its own (bound up with its tongue and soil)" unlike the Celtic nations of Scotland, Ireland and Wales, which all had their own well developed mythologies.[150] Tolkien himself never used the exact phrase "a mythology for England", but he often made statements to that effect, writing to one reader that his intention in writing the Middle-earth stories was "to restore to the English an epic tradition and present them with a mythology of their own".[150] In the early 20th century, proponents of Irish nationalism like the poet William Butler Yeats, Lady Gregory and others had succeeded in linking in the public mind traditional Irish folk tales of fairies and elves to Irish national identity while denigrating English folk tales as being merely derivative of Irish folk tales.[150] This had prompted a backlash by English writers, leading to a savage war of words about which nation had the more authentic and better fairy tales with for example the English essayist G. K. Chesterton engaging in a series of polemical essays with Yeats over the question of the superiority of Irish vs. English fairy tales.[150] Even though there is nothing innately anti-English about Irish folklore, the way in which Irish mythology became associated with Irish nationalism, being promoted most enthusiastically by those favouring Irish independence, led many to perceive Irish mythology and folklore as Anglophobic.[150] Tolkien with his determination to write a "mythology for England" was for this reason disinclined to admit to Celtic influences.[150] Fimi noted in particular that the story of the Noldor, the Elves who fled Valinor for Middle-earth, resembles the story related in the Lebor Gabála Érenn of the semi-divine Tuatha Dé Danann who fled from what is variously described as a place in the north or Greece to conquer Ireland.[150] Like Tolkien's Elves, the Tuatha Dé Danann are inferior to the gods, but superior to humans; being endowed with extraordinary skills as craftsmen, poets, warriors, and magicians.[150] Likewise, after the triumph of humanity, both the Elves and the Tuatha Dé Danann are driven underground, which causes their "fading", leading them to become diminutive and pale.[150]
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Catholic theology and imagery played a part in fashioning Tolkien's creative imagination, suffused as it was by his deeply religious spirit.[144][154] Tolkien acknowledged this himself:
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The Lord of the Rings is of course a fundamentally religious and Catholic work; unconsciously so at first, but consciously in the revision. That is why I have not put in, or have cut out, practically all references to anything like "religion", to cults or practices, in the imaginary world. For the religious element is absorbed into the story and the symbolism.[155]
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Specifically, Paul H. Kocher argues that Tolkien describes evil in the orthodox Christian way as the absence of good. He cites many examples in The Lord of the Rings, such as Sauron's "Lidless Eye": "the black slit of its pupil opened on a pit, a window into nothing". Kocher sees Tolkien's source as Thomas Aquinas, "whom it is reasonable to suppose that Tolkien, as a medievalist and a Catholic, knows well".[156] Tom Shippey makes the same point, but, instead of referring to Aquinas, says Tolkien was very familiar with Alfred the Great's Anglo-Saxon translation of Boethius' Consolation of Philosophy, known as the Lays of Boethius. Shippey contends that this Christian view of evil is most clearly stated by Boethius: "evil is nothing". He says Tolkien used the corollary that evil cannot create as the basis of Frodo's remark, "the Shadow ... can only mock, it cannot make: not real new things of its own", and related remarks by Treebeard and Elrond.[157] He goes on to argue that in The Lord of the Rings evil does sometimes seem to be an independent force, more than merely the absence of good, and suggests that Alfred's additions to his translation of Boethius may have inspired that view.[158]
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Stratford Caldecott also interpreted the Ring in theological terms: "The Ring of Power exemplifies the dark magic of the corrupted will, the assertion of self in disobedience to God. It appears to give freedom, but its true function is to enslave the wearer to the Fallen Angel. It corrodes the human will of the wearer, rendering him increasingly 'thin' and unreal; indeed, its gift of invisibility symbolizes this ability to destroy all natural human relationships and identity. You could say the Ring is sin itself: tempting and seemingly harmless to begin with, increasingly hard to give up and corrupting in the long run."[159]
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As well as his fiction, Tolkien was also a leading author of academic literary criticism. His seminal 1936 lecture, later published as an article, revolutionized the treatment of the Anglo-Saxon epic Beowulf by literary critics. The essay remains highly influential in the study of Old English literature to this day. Beowulf is one of the most significant influences upon Tolkien's later fiction, with major details of both The Hobbit and The Lord of the Rings being adapted from the poem. The piece reveals many of the aspects of Beowulf which Tolkien found most inspiring, most prominently the role of monsters in literature, particularly that of the dragon which appears in the final third of the poem:
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As for the poem, one dragon, however hot, does not make a summer, or a host; and a man might well exchange for one good dragon what he would not sell for a wilderness. And dragons, real dragons, essential both to the machinery and the ideas of a poem or tale, are actually rare.[160]
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This essay discusses the fairy-story as a literary form. It was initially written as the 1939 Andrew Lang Lecture at the University of St Andrews, Scotland.
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Tolkien focuses on Andrew Lang's work as a folklorist and collector of fairy tales. He disagreed with Lang's broad inclusion, in his Fairy Book collections, of traveller's tales, beast fables, and other types of stories. Tolkien held a narrower perspective, viewing fairy stories as those that took place in Faerie, an enchanted realm, with or without fairies as characters. He viewed them as the natural development of the interaction of human imagination and human language.
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In addition to his mythopoeic compositions, Tolkien enjoyed inventing fantasy stories to entertain his children.[161] He wrote annual Christmas letters from Father Christmas for them, building up a series of short stories (later compiled and published as The Father Christmas Letters). Other works included Mr. Bliss and Roverandom (for children), and Leaf by Niggle (part of Tree and Leaf), The Adventures of Tom Bombadil, Smith of Wootton Major and Farmer Giles of Ham. Roverandom and Smith of Wootton Major, like The Hobbit, borrowed ideas from his legendarium.
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Tolkien never expected his stories to become popular, but by sheer accident a book called The Hobbit, which he had written some years before for his own children, came in 1936 to the attention of Susan Dagnall, an employee of the London publishing firm George Allen & Unwin, who persuaded Tolkien to submit it for publication.[101] When it was published a year later, the book attracted adult readers as well as children, and it became popular enough for the publishers to ask Tolkien to produce a sequel.
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The request for a sequel prompted Tolkien to begin what would become his most famous work: the epic novel The Lord of the Rings (originally published in three volumes 1954–1955). Tolkien spent more than ten years writing the primary narrative and appendices for The Lord of the Rings, during which time he received the constant support of the Inklings, in particular his closest friend C. S. Lewis, the author of The Chronicles of Narnia. Both The Hobbit and The Lord of the Rings are set against the background of The Silmarillion, but in a time long after it.
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Tolkien at first intended The Lord of the Rings to be a children's tale in the style of The Hobbit, but it quickly grew darker and more serious in the writing.[162] Though a direct sequel to The Hobbit, it addressed an older audience, drawing on the immense backstory of Beleriand that Tolkien had constructed in previous years, and which eventually saw posthumous publication in The Silmarillion and other volumes. Tolkien's influence weighs heavily on the fantasy genre that grew up after the success of The Lord of the Rings.
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The Lord of the Rings became immensely popular in the 1960s and has remained so ever since, ranking as one of the most popular works of fiction of the 20th century, judged by both sales and reader surveys.[163] In the 2003 "Big Read" survey conducted by the BBC, The Lord of the Rings was found to be the UK's "Best-loved Novel".[164] Australians voted The Lord of the Rings "My Favourite Book" in a 2004 survey conducted by the Australian ABC.[165] In a 1999 poll of Amazon.com customers, The Lord of the Rings was judged to be their favourite "book of the millennium".[166] In 2002 Tolkien was voted the 92nd "greatest Briton" in a poll conducted by the BBC, and in 2004 he was voted 35th in the SABC3's Great South Africans, the only person to appear in both lists. His popularity is not limited to the English-speaking world: in a 2004 poll inspired by the UK's "Big Read" survey, about 250,000 Germans found The Lord of the Rings to be their favourite work of literature.[167]
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Tolkien wrote a brief "Sketch of the Mythology", which included the tales of Beren and Lúthien and of Túrin; and that sketch eventually evolved into the Quenta Silmarillion, an epic history that Tolkien started three times but never published. Tolkien desperately hoped to publish it along with The Lord of the Rings, but publishers (both Allen & Unwin and Collins) declined. Moreover, printing costs were very high in 1950s Britain, requiring The Lord of the Rings to be published in three volumes.[168] The story of this continuous redrafting is told in the posthumous series The History of Middle-earth, edited by Tolkien's son, Christopher Tolkien. From around 1936, Tolkien began to extend this framework to include the tale of The Fall of Númenor, which was inspired by the legend of Atlantis.
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Tolkien had appointed his son Christopher to be his literary executor, and he (with assistance from Guy Gavriel Kay, later a well-known fantasy author in his own right) organized some of this material into a single coherent volume, published as The Silmarillion in 1977. It received the Locus Award for Best Fantasy novel in 1978.[169]
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In 1980, Christopher Tolkien published a collection of more fragmentary material, under the title Unfinished Tales of Númenor and Middle-earth. In subsequent years (1983–1996), he published a large amount of the remaining unpublished materials, together with notes and extensive commentary, in a series of twelve volumes called The History of Middle-earth. They contain unfinished, abandoned, alternative, and outright contradictory accounts, since they were always a work in progress for Tolkien and he only rarely settled on a definitive version for any of the stories. There is not complete consistency between The Lord of the Rings and The Hobbit, the two most closely related works, because Tolkien never fully integrated all their traditions into each other. He commented in 1965, while editing The Hobbit for a third edition, that he would have preferred to rewrite the book completely because of the style of its prose.[170]
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More recently, in 2007, The Children of Húrin was published by HarperCollins (in the UK and Canada) and Houghton Mifflin (in the US). The novel tells the story of Túrin Turambar and his sister Nienor, children of Húrin Thalion. The material was compiled by Christopher Tolkien from The Silmarillion, Unfinished Tales, The History of Middle-earth, and unpublished manuscripts.
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The Legend of Sigurd and Gudrún, which was released worldwide on 5 May 2009 by HarperCollins and Houghton Mifflin Harcourt, retells the legend of Sigurd and the fall of the Niflungs from Germanic mythology. It is a narrative poem composed in alliterative verse and is modelled after the Old Norse poetry of the Elder Edda. Christopher Tolkien supplied copious notes and commentary upon his father's work.
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According to Christopher Tolkien, it is no longer possible to trace the exact date of the work's composition. On the basis of circumstantial evidence, he suggests that it dates from the 1930s. In his foreword he wrote, "He scarcely ever (to my knowledge) referred to them. For my part, I cannot recall any conversation with him on the subject until very near the end of his life, when he spoke of them to me, and tried unsuccessfully to find them."[171] In a 1967 letter to W. H. Auden, Tolkien wrote,
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Thank you for your wonderful effort in translating and reorganising The Song of the Sibyl. In return again I hope to send you, if I can lay my hands on it (I hope it isn't lost), a thing I did many years ago when trying to learn the art of writing alliterative poetry: an attempt to unify the lays about the Völsungs from the Elder Edda, written in the old eight-line fornyrðislag stanza.[172]
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The Fall of Arthur, published on 23 May 2013, is a long narrative poem composed by Tolkien in the early-1930s. It is alliterative, extending to almost 1,000 lines imitating the Old English Beowulf metre in Modern English. Though inspired by high medieval Arthurian fiction, the historical setting of the poem is during the Post-Roman Migration Period, both in form (using Germanic verse) and in content, showing Arthur as a British warlord fighting the Saxon invasion, while it avoids the high medieval aspects of the Arthurian cycle (such as the Grail, and the courtly setting); the poem begins with a British "counter-invasion" to the Saxon lands (Arthur eastward in arms purposed).[173]
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Beowulf: A Translation and Commentary, published on 22 May 2014, is a prose translation of the early medieval epic poem Beowulf from Old English to modern English. Translated by Tolkien from 1920 to 1926, it was edited by his son Christopher. The translation is followed by over 200 pages of commentary on the poem; this commentary was the basis of Tolkien's acclaimed 1936 lecture "Beowulf: The Monsters and the Critics".[174] The book also includes the previously unpublished "Sellic Spell" and two versions of "The Lay of Beowulf". The former is a fantasy piece on Beowulf's biographical background, while the latter is a poem on the Beowulf theme.[175]
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The Story of Kullervo, first published in Tolkien Studies in 2010 and reissued with additional material in 2015, is a retelling of a 19th-century Finnish poem. It was written in 1915 while Tolkien was studying at Oxford.[176]
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The Tale of Beren and Lúthien is one of the oldest and most often revised in Tolkien's legendarium. The story is one of three contained within The Silmarillion which Tolkien believed to warrant their own long-form narratives. It was published as a standalone book, edited by Christopher Tolkien, under the title Beren and Lúthien in 2017.[177]
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The Fall of Gondolin is a tale of a beautiful, mysterious city destroyed by dark forces, which Tolkien called "the first real story" of Middle-earth, was published on 30 August 2018[178] as a standalone book, edited by Christopher Tolkien and illustrated by Alan Lee.[179]
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Before his death, Tolkien negotiated the sale of the manuscripts, drafts, proofs and other materials related to his then-published works—including The Lord of the Rings, The Hobbit and Farmer Giles of Ham—to the Department of Special Collections and University Archives at Marquette University's John P. Raynor, S.J., Library in Milwaukee, Wisconsin.[180] After his death his estate donated the papers containing Tolkien's Silmarillion mythology and his academic work to the Bodleian Library at Oxford University.[181] The Library held an exhibition of his work in 2018, including more than 60 items which had never been seen in public before.[182]
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In 2009, a partial draft of Language and Human Nature, which Tolkien had begun co-writing with C. S. Lewis but had never completed, was discovered at the Bodleian Library.[183]
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Both Tolkien's academic career and his literary production are inseparable from his love of language and philology. He specialized in English philology at university and in 1915 graduated with Old Norse as his special subject. He worked on the Oxford English Dictionary from 1918 and is credited with having worked on a number of words starting with the letter W, including walrus, over which he struggled mightily.[184] In 1920, he became Reader in English Language at the University of Leeds, where he claimed credit for raising the number of students of linguistics from five to twenty. He gave courses in Old English heroic verse, history of English, various Old English and Middle English texts, Old and Middle English philology, introductory Germanic philology, Gothic, Old Icelandic, and Medieval Welsh. When in 1925, aged thirty-three, Tolkien applied for the Rawlinson and Bosworth Professorship of Anglo-Saxon at Pembroke College, Oxford, he boasted that his students of Germanic philology in Leeds had even formed a "Viking Club".[185] He also had a certain, if imperfect, knowledge of Finnish.[186]
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Privately, Tolkien was attracted to "things of racial and linguistic significance", and in his 1955 lecture English and Welsh, which is crucial to his understanding of race and language, he entertained notions of "inherent linguistic predilections", which he termed the "native language" as opposed to the "cradle-tongue" which a person first learns to speak.[187] He considered the West Midlands dialect of Middle English to be his own "native language", and, as he wrote to W. H. Auden in 1955, "I am a West-midlander by blood (and took to early west-midland Middle English as a known tongue as soon as I set eyes on it)."[188]
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Parallel to Tolkien's professional work as a philologist, and sometimes overshadowing this work, to the effect that his academic output remained rather thin, was his affection for constructing languages. The most developed of these are Quenya and Sindarin, the etymological connection between which formed the core of much of Tolkien's legendarium. Language and grammar for Tolkien was a matter of esthetics and euphony, and Quenya in particular was designed from "phonaesthetic" considerations; it was intended as an "Elvenlatin", and was phonologically based on Latin, with ingredients from Finnish, Welsh, English, and Greek.[153] A notable addition came in late 1945 with Adûnaic or Númenórean, a language of a "faintly Semitic flavour", connected with Tolkien's Atlantis legend, which by The Notion Club Papers ties directly into his ideas about the inability of language to be inherited, and via the "Second Age" and the story of Eärendil was grounded in the legendarium, thereby providing a link of Tolkien's 20th-century "real primary world" with the legendary past of his Middle-earth.
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Tolkien considered languages inseparable from the mythology associated with them, and he consequently took a dim view of auxiliary languages: in 1930 a congress of Esperantists were told as much by him, in his lecture A Secret Vice,[189] "Your language construction will breed a mythology", but by 1956 he had concluded that "Volapük, Esperanto, Ido, Novial, &c, &c, are dead, far deader than ancient unused languages, because their authors never invented any Esperanto legends".[190]
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The popularity of Tolkien's books has had a small but lasting effect on the use of language in fantasy literature in particular, and even on mainstream dictionaries, which today commonly accept Tolkien's idiosyncratic spellings dwarves and dwarvish (alongside dwarfs and dwarfish), which had been little used since the mid-19th century and earlier. (In fact, according to Tolkien, had the Old English plural survived, it would have been dwarrows or dwerrows.) He also coined the term eucatastrophe, though it remains mainly used in connection with his own work.
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Tolkien was an accomplished artist, who learned to paint and draw as a child and continued to do so all his life.[191] From early in his writing career, the development of his stories was accompanied by drawings and paintings, especially of landscapes, and by maps of the lands in which the tales were set. He also produced pictures to accompany the stories told to his own children, including those later published in Mr Bliss and Roverandom, and sent them elaborately illustrated letters purporting to come from Father Christmas. Although he regarded himself as an amateur, the publisher used the author's own cover art, maps, and full-page illustrations for the early editions of The Hobbit. Much of his artwork was collected and published in 1995 as a book: J. R. R. Tolkien: Artist and Illustrator. The book discusses Tolkien's paintings, drawings, and sketches, and reproduces approximately 200 examples of his work.[192]
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In a 1951 letter to publisher Milton Waldman (1895–1976), Tolkien wrote about his intentions to create a "body of more or less connected legend", of which "[t]he cycles should be linked to a majestic whole, and yet leave scope for other minds and hands, wielding paint and music and drama".[193] The hands and minds of many artists have indeed been inspired by Tolkien's legends. Personally known to him were Pauline Baynes (Tolkien's favourite illustrator of The Adventures of Tom Bombadil and Farmer Giles of Ham) and Donald Swann (who set the music to The Road Goes Ever On). Queen Margrethe II of Denmark created illustrations to The Lord of the Rings in the early 1970s. She sent them to Tolkien, who was struck by the similarity they bore in style to his own drawings.[194]
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However, Tolkien was not fond of all the artistic representation of his works that were produced in his lifetime, and was sometimes harshly disapproving. In 1946, he rejected suggestions for illustrations by Horus Engels for the German edition of The Hobbit as "too Disnified ... Bilbo with a dribbling nose, and Gandalf as a figure of vulgar fun rather than the Odinic wanderer that I think of".[195]
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Tolkien was sceptical of the emerging Tolkien fandom in the United States, and in 1954 he returned proposals for the dust jackets of the American edition of The Lord of the Rings:
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Thank you for sending me the projected "blurbs", which I return. The Americans are not as a rule at all amenable to criticism or correction; but I think their effort is so poor that I feel constrained to make some effort to improve it.[153]
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He had dismissed dramatic representations of fantasy in his essay "On Fairy-Stories", first presented in 1939:
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In human art Fantasy is a thing best left to words, to true literature. ... Drama is naturally hostile to Fantasy. Fantasy, even of the simplest kind, hardly ever succeeds in Drama, when that is presented as it should be, visibly and audibly acted.[196]
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Tolkien scholar James Dunning coined the word Tollywood, a portmanteau derived from "Tolkien Hollywood", to describe attempts to create a cinematographic adaptation of the stories in Tolkien's legendarium aimed at generating good box office results, rather than at fidelity to the idea of the original.[197]
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On receiving a screenplay for a proposed film adaptation of The Lord of the Rings by Morton Grady Zimmerman, Tolkien wrote:
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I would ask them to make an effort of imagination sufficient to understand the irritation (and on occasion the resentment) of an author, who finds, increasingly as he proceeds, his work treated as it would seem carelessly in general, in places recklessly, and with no evident signs of any appreciation of what it is all about.[198]
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Tolkien went on to criticize the script scene by scene ("yet one more scene of screams and rather meaningless slashings"). He was not implacably opposed to the idea of a dramatic adaptation, however, and sold the film, stage and merchandise rights of The Hobbit and The Lord of the Rings to United Artists in 1968. United Artists never made a film, although director John Boorman was planning a live-action film in the early 1970s. In 1976, the rights were sold to Tolkien Enterprises, a division of the Saul Zaentz Company, and the first film adaptation of The Lord of the Rings was released in 1978 as an animated rotoscoping film directed by Ralph Bakshi with screenplay by the fantasy writer Peter S. Beagle. It covered only the first half of the story of The Lord of the Rings.[199] In 1977, an animated musical television film of The Hobbit was made by Rankin-Bass, and in 1980, they produced the animated musical television film The Return of the King, which covered some of the portions of The Lord of the Rings that Bakshi was unable to complete.
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From 2001 to 2003, New Line Cinema released The Lord of the Rings as a trilogy of live-action films that were filmed in New Zealand and directed by Peter Jackson. The series was successful, performing extremely well commercially and winning numerous Oscars.[200]
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From 2012 to 2014, Warner Bros. and New Line Cinema released The Hobbit, a series of three films based on The Hobbit, with Peter Jackson serving as executive producer, director, and co-writer.[201] The first instalment, The Hobbit: An Unexpected Journey, was released in December 2012;[202] the second, The Hobbit: The Desolation of Smaug, in December 2013;[203] and the last instalment, The Hobbit: The Battle of the Five Armies, in December 2014.[204]
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A biographical film Tolkien was released on 10 May 2019. It focused on Tolkien's early life and war experiences.[205] The Tolkien family and estate have stated that they did not "approve of, authorise or participate in the making of" the film.[206]
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In 2017, Amazon acquired the global television rights to The Lord of the Rings. The series will introduce new stories set before The Fellowship of the Ring.[207] The press release referred to "previously unexplored stories based on J. R. R. Tolkien's original writings". Amazon will be the producer in conjunction with the Tolkien Estate and The Tolkien Trust, HarperCollins and New Line Cinema.[208]
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Tolkien and the characters and places from his works have become eponyms of various things around the world. These include street names, mountains, companies, and species of animals and plants as well as other notable objects.
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By convention, certain classes of features on Saturn's moon Titan are named after elements from Middle-earth.[209] Colles (small hills or knobs) are named for characters,[210] while montes (mountains) are named for mountains of Middle-earth.[211] There are also asteroids named for Bilbo Baggins and Tolkien himself.[212][213]
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Three mountains in the Cadwallader Range of British Columbia, Canada, have been named after Tolkien's characters. These are Mount Shadowfax, Mount Gandalf and Mount Aragorn.[214][215] Nearby Tolkien Peak is named for him.[216] On 1 December 2012, it was announced in the New Zealand press that a bid was launched for the New Zealand Geographic Board to name a mountain peak near Milford Sound after Tolkien for historical and literary reasons and to mark Tolkien's 121st birthday.[217]
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The "Tolkien Road" in Eastbourne, East Sussex, was named after Tolkien whereas the "Tolkien Way" in Stoke-on-Trent is named after Tolkien's eldest son, Fr. John Francis Tolkien, who was the priest in charge at the nearby Roman Catholic Church of Our Lady of the Angels and St. Peter in Chains.[218] In the Hall Green and Moseley areas of Birmingham there are a number of parks and walkways dedicated to J. R. R. Tolkien—most notably, the Millstream Way and Moseley Bog.[219] Collectively the parks are known as the Shire Country Parks.[219] Also in Weston-super-Mare, Somerset, England there are a collection of roads in the 'Weston Village' named after locales of Middle Earth, namely Hobbiton Road, Bree Close, Arnor Close, Rivendell, Westmarch Way and Buckland Green.
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In the Dutch town of Geldrop, near Eindhoven, the streets of an entire new neighbourhood are named after Tolkien himself ("Laan van Tolkien") and some of the best-known characters from his books.
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In the Silicon Valley towns of Saratoga and San Jose in California, there are two housing developments with street names drawn from Tolkien's works. About a dozen Tolkien-derived street names also appear scattered throughout the town of Lake Forest, California. The Columbia, Maryland, neighbourhood of Hobbit's Glen and its street names (including Rivendell Lane, Tooks Way, and Oakenshield Circle) come from Tolkien's works.[220]
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In the field of taxonomy, over 80 taxa (genera and species) have been given scientific names honouring, or deriving from, characters or other fictional elements from The Lord of the Rings, The Hobbit, and other works set in Middle-earth.[221]
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Several taxa have been named after the character Gollum (also known as Sméagol), as well as for various hobbits, the small humanlike creatures such as Bilbo and Frodo Baggins. Various elves, dwarves, and other creatures that appear in his writings, as well as Tolkien himself, have been honoured in the names of several species, including the amphipod Leucothoe tolkieni, and the wasp Shireplitis tolkieni. In 2004, the extinct hominid Homo floresiensis was described, and quickly earned the nickname "hobbit" due to its small size.[222] In 1978, paleontologist Leigh Van Valen named over 20 taxa of extinct mammals after Tolkien lore in a single paper.[223][224] In 1999, entomologist Lauri Kaila described 48 new species of Elachista moths and named 37 of them after Tolkien mythology.[221][225] It has been noted that "Tolkien has been accorded formal taxonomic commemoration like no other author."[226]
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Since 2003, The Tolkien Society has organized Tolkien Reading Day, which takes place on 25 March in schools around the world.[227]
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In 2013, Pembroke College, Oxford University established an annual lecture on fantasy literature in Tolkien's honour.[228]
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There are seven blue plaques in England that commemorate places associated with Tolkien: one in Oxford, one in Bournemouth, four in Birmingham and one in Leeds. One of the Birmingham plaques commemorates the inspiration provided by Sarehole Mill, near which he lived between the ages of four and eight, while two mark childhood homes up to the time he left to attend Oxford University and the other marks a hotel he stayed at before leaving for France during World War I. The plaque in West Park, Leeds, commemorates the five years Tolkien enjoyed at Leeds as Reader and then Professor of English Language at the University. The Oxford plaque commemorates the residence where Tolkien wrote The Hobbit and most of The Lord of the Rings.
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Another two plaques marking buildings associated with Tolkien are:-
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In 2012, Tolkien was among the British cultural icons selected by artist Sir Peter Blake to appear in a new version of his most famous artwork—the Beatles' Sgt. Pepper's Lonely Hearts Club Band album cover—to celebrate the British cultural figures of his life that he most admires.[237][238]
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Unlike other authors of the genre, Tolkien never favoured signing his works. Owing to his popularity, handsigned copies of his letters or of the first editions of his individual writings have however achieved high values at auctions, and forged autographs may occur on the market. For example, the signed first hardback edition of The Hobbit from 1937 has reportedly been offered for $85,000. Collectibles also include non-fiction books with hand-written annotations from Tolkien's private library.[239]
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On 2 September 2017, the Oxford Oratory, Tolkien's parish church during his time in Oxford, offered its first Mass for the intention of Tolkien's cause for beatification to be opened.[240][241]
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A prayer was written for his cause:
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O Blessed Trinity, we thank You for having graced the Church with John Ronald Reuel Tolkien and for allowing the poetry of Your Creation, the mystery of the Passion of Your Son, and the symphony of the Holy Spirit, to shine through him and his sub-creative imagination. Trusting fully in Your infinite mercy and in the maternal intercession of Mary, he has given us a living image of Jesus the Wisdom of God Incarnate, and has shown us that holiness is the necessary measure of ordinary Christian life and is the way of achieving eternal communion with You. Grant us, by his intercession, and according to Your will, the graces we implore [....], hoping that he will soon be numbered among Your saints. Amen.[240]
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A small selection of books about Tolkien and his works:
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John Tyler (March 29, 1790 – January 18, 1862)[2] was the tenth president of the United States from 1841 to 1845 after briefly serving as the tenth vice president in 1841; he was elected vice president on the 1840 Whig ticket with President William Henry Harrison. Tyler ascended to the presidency after Harrison's death in April 1841, only a month after the start of the new administration. He was a stalwart supporter and advocate of states' rights, and he adopted nationalistic policies as president only when they did not infringe on the powers of the states. His unexpected rise to the presidency posed a threat to the presidential ambitions of Henry Clay and other politicians, and left Tyler estranged from both major political parties.
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Tyler was born to a prominent Virginia family and became a national figure at a time of political upheaval. In the 1820s, the nation's only political party was the Democratic-Republican Party, and it split into factions. Tyler was initially a Democrat, but he opposed Andrew Jackson during the Nullification Crisis, seeing Jackson's actions as infringing on states' rights, and he criticized Jackson's expansion of executive power during the Bank War. This led Tyler to ally with the Whig Party. He served as a Virginia state legislator, governor, U.S. representative, and U.S. senator. He was put on the 1840 presidential ticket to attract states' rights Southerners to a Whig coalition to defeat Martin Van Buren's re-election bid.
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President Harrison died just one month after taking office, and Tyler became the first vice president to succeed to the presidency without election. He served longer than any other president in U.S. history not elected to the office. To forestall constitutional uncertainty, Tyler immediately took the oath of office, moved into the White House, and assumed full presidential powers—a precedent that governed future successions and was codified in the Twenty-fifth Amendment. Tyler signed into law some of the Whig-controlled Congress's bills, but he was a strict constructionist and vetoed the party's bills to create a national bank and raise the tariff rates. He believed that the president should set policy rather than Congress, and he sought to bypass the Whig establishment, most notably senator Henry Clay of Kentucky. Most of Tyler's Cabinet resigned soon into his term, and the Whigs dubbed him His Accidency and expelled him from the party. Tyler was the first president to see his veto of legislation overridden by Congress. He faced a stalemate on domestic policy, although he had several foreign-policy achievements, including the Webster–Ashburton Treaty with Britain and the Treaty of Wanghia with Qing China.
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The Republic of Texas separated from Mexico in 1836. Tyler was a firm believer in manifest destiny and saw its annexation as providing an economic advantage to the United States, so he worked diligently to make it happen. He initially sought election to a full term as president, but he failed to gain the support of either Whigs or Democrats and withdrew in support of Democrat James K. Polk, who favored the annexation of Texas. Polk won the election, Tyler signed a bill to annex Texas three days before leaving office, and Polk completed the process. When the American Civil War began in 1861, Tyler sided with the Confederacy and won election to the Confederate House of Representatives shortly before his death. Some scholars have praised Tyler's political resolve, but historians have generally ranked his presidency lowly. Seldom remembered when compared to others who have held the same office, he maintains only a limited presence in contemporary American cultural memory.[3]
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John Tyler was born on March 29, 1790; like his future running mate, William Henry Harrison, Tyler hailed from Charles City County, Virginia, and was descended from aristocratic and politically entrenched families of English ancestry.[4][5] The Tyler family traced its lineage to colonial Williamsburg in the 17th century. John Tyler Sr., commonly known as Judge Tyler, was a friend and college roommate of Thomas Jefferson and served in the Virginia House of Delegates alongside Benjamin Harrison V, father of William. The elder Tyler served four years as Speaker of the House of Delegates before becoming a state court judge. He subsequently served as governor and as a judge on the U.S. District Court at Richmond. His wife, Mary Marot (Armistead), was the daughter of a prominent plantation owner, Robert Booth Armistead. She died of a stroke when her son John was seven years old.[6]
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With two brothers and five sisters, Tyler was reared on Greenway Plantation, a 1,200-acre (5 km2) estate with a six-room manor house his father had built.[b] The Tylers' forty slaves grew various crops, including wheat, corn and tobacco.[7] Judge Tyler paid high wages for tutors who challenged his children academically.[8] Tyler was of frail health, thin and prone to diarrhea throughout life.[9] At the age of twelve, he entered the preparatory branch of the elite College of William and Mary, continuing the Tyler family's tradition of attending the college. Tyler graduated from the school's collegiate branch in 1807, at age seventeen. Among the books that formed his economic views was Adam Smith's The Wealth of Nations, and he acquired a lifelong love of Shakespeare. His political opinions were shaped by Bishop James Madison, the college's president and namesake of the future president; the bishop served as a second father and mentor to Tyler.[10]
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After graduation Tyler read the law with his father, a state judge at the time, and later with Edmund Randolph, former United States Attorney General. Tyler was erroneously admitted to the Virginia bar at the premature age of 19—the admitting judge neglected to ask his age. By this time his father was serving as Governor of Virginia (1808–1811), and the young Tyler started a practice in Richmond, the state capital.[11] In 1813 he purchased Woodburn plantation, and resided there until 1821.[12]
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In 1811, at age 21, Tyler was elected to represent Charles City County in the House of Delegates. He served five successive one-year terms and sat on the Courts and Justice committee. The young politician's defining positions were on display by the end of his first term in 1816—strong, staunch support of states' rights and opposition to a national bank. He joined fellow legislator Benjamin W. Leigh in supporting the censure of U.S. senators William Branch Giles and Richard Brent of Virginia who had, against the Virginia legislature's instructions,[c] voted for the recharter of the First Bank of the United States.[14]
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Tyler, like most Americans of his day, was anti-British, and at the onset of the War of 1812 he urged support for military action in a speech to the House of Delegates. After the British capture of Hampton, Virginia, in the summer of 1813, Tyler eagerly organized a militia company, the Charles City Rifles, to defend Richmond, which he commanded with the rank of captain.[15] No attack came, and he dissolved the company two months later.[16] For his military service, Tyler received a land grant near what later became Sioux City, Iowa.[17]
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Tyler's father died in 1813, and Tyler inherited thirteen slaves along with his father's plantation.[18] In 1816, he resigned his legislative seat to serve on the Governor's Council of State, a group of eight advisers elected by the General Assembly.[14]
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The death of U.S. Representative John Clopton in September 1816 created a vacancy in Virginia's 23rd congressional district. Tyler sought the seat, as did his friend and political ally Andrew Stevenson. Since the two men were politically alike, the race was for the most part a popularity contest.[19] Tyler's political connections and campaigning skills narrowly won him the election. He was sworn into the Fourteenth Congress on December 17, 1816, to serve as a Democratic-Republican,[d] the major political party in the Era of Good Feelings.[20]
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While the Democratic-Republicans had supported states' rights, in the wake of the War of 1812 many members urged a stronger central government. A majority in Congress wanted to see the federal government help to fund internal improvements such as ports and roadways. Tyler held fast to his strict constructionist beliefs, rejecting such proposals on both constitutional and personal grounds. He believed each state should construct necessary projects within its borders using locally generated funds. Virginia was not "in so poor a condition as to require a charitable donation from Congress", he contended.[20] He was chosen to participate in an audit of the Second Bank of the United States in 1818 as part of a five-man committee, and was appalled by corruption he perceived within the bank. He argued for the revocation of the bank charter, although Congress rejected any such proposal. His first clash with General Andrew Jackson followed Jackson's 1818 invasion of Florida during the First Seminole War. While praising Jackson's character, Tyler condemned him as overzealous for the execution of two British subjects. Tyler was elected for a full term without opposition in early 1819.[21]
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The major issue of the Sixteenth Congress (1819–21) was whether Missouri should be admitted to the Union, and whether slavery would be permitted in the new state.[22] Acknowledging the ills of slavery, he hoped that by letting it expand, there would be fewer slaves in the east as slave and master journeyed west, making it feasible to consider abolishing the institution in Virginia. Thus, slavery would be abolished through the action of individual states as the practice became rare, as had been done in some Northern states.[22] Tyler believed that Congress did not have the power to regulate slavery and that admitting states based on whether they were slave or free was a recipe for sectional conflict;[23] therefore, the Missouri Compromise was enacted without Tyler's support. It admitted Missouri as a slave state and Maine as a free one, and it also forbade slavery in states formed from the northern part of the territories. Throughout his time in Congress, he voted against bills which would restrict slavery in the territories.[22]
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Tyler declined to seek renomination in late 1820, citing ill health. He privately acknowledged his dissatisfaction with the position, as his opposing votes were largely symbolic and did little to change the political culture in Washington; he also observed that funding his children's education would be difficult on a congressman's low salary. He left office on March 3, 1821, endorsing his former opponent Stevenson for the seat, and returned to private law practice full-time.[24]
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Restless and bored after two years at home practicing law, Tyler sought election to the House of Delegates in 1823. Neither member from Charles City County was seeking re-election, and Tyler was elected easily that April, finishing first among the three candidates seeking the two seats.[25] At the term's start in December, he found the chamber in debate over the impending presidential election of 1824. The congressional nominating caucus, an early system for choosing presidential candidates, was still used despite its growing unpopularity. Tyler tried to convince the lower house to endorse the caucus system and choose William H. Crawford as the Democratic-Republican candidate. Crawford captured the legislature's support, but Tyler's proposal was defeated. His most enduring effort in this second legislative tenure was saving the College of William and Mary, which risked closure from waning enrollment. Rather than move it from rural Williamsburg to the populous capital of Richmond, as some suggested, Tyler proposed that a series of administrative and financial reforms be enacted. These were passed into law and were successful; by 1840 the school achieved its highest-ever enrollment.[26]
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Tyler's political fortunes were growing; he was considered as a possible candidate in the legislative deliberation for the 1824 U.S. Senate election.[27] He was nominated in December 1825 for governor of Virginia, a position which was then appointed by the legislature. Tyler was elected 131–81 over John Floyd. The office of governor was powerless under the original Virginia Constitution (1776–1830), lacking even veto authority. Tyler enjoyed a prominent oratorical platform but could do little to influence the legislature. His most visible act as governor was delivering the funeral address for former president Jefferson, a Virginian, who had died on July 4, 1826.[e] Tyler was deeply devoted to Jefferson, and his eloquent eulogy was well received.[28]
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Tyler's governorship was otherwise uneventful. He promoted states' rights and adamantly opposed any concentration of federal power. In order to thwart federal infrastructure proposals, he suggested Virginia actively expand its own road system. A proposal was made to expand the state's poorly funded public school system, but no significant action was taken.[29] Tyler was re-elected unanimously to a second one-year term in December 1826.[30]
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In 1829, Tyler was elected as a delegate to the Virginia Constitutional Convention of 1829–1830 from the Senate District that included Chief Justice John Marshall. He was appointed to the Committee on the Legislature. His service in various capacities at a state level included as president of the Virginia Colonization Society, and as rector and chancellor of the College of William and Mary.[31]
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In January 1827, the General Assembly considered whether to elect U.S. Senator John Randolph for a full six-year term. Randolph was a contentious figure; although he shared the staunch states' rights views held by most of the Virginia legislature, he had a reputation for fiery rhetoric and erratic behavior on the Senate floor, which put his allies in an awkward position. Furthermore, he had made enemies by fiercely opposing President John Quincy Adams and Kentucky Senator Henry Clay. The nationalists of the Democratic-Republican Party, who supported Adams and Clay, were a sizable minority in the Virginia legislature. They hoped to unseat Randolph by capturing the vote of states' rights supporters who were uncomfortable with the senator's reputation. They approached Tyler, and promised their endorsement if he sought the seat. Tyler repeatedly declined the offer, endorsing Randolph as the best candidate, but the political pressure continued to mount. Eventually he agreed to accept the seat if chosen. On the day of the vote, one assemblyman argued there was no political difference between the two candidates—Tyler was merely more agreeable than Randolph. The incumbent's supporters, though, contended that Tyler's election would be a tacit endorsement of the Adams administration. The legislature selected Tyler in a vote of 115–110, and he resigned his governorship on March 4, 1827, as his Senate term began.[32]
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By the time of Tyler's senatorial election, the 1828 campaign for president was in progress. Adams, the incumbent president, was challenged by Gen. Andrew Jackson. The Democratic-Republicans had splintered into Adams' National Republicans and Jackson's Democrats. Tyler disliked both candidates for their willingness to increase the power of the federal government, but he was increasingly drawn to Jackson, hoping that he would not seek to spend as much federal money on internal improvements as Adams. Of Jackson he wrote, "Turning to him I may at least indulge in hope; looking on Adams I must despair."[33]
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When the Twentieth Congress began in December 1827,[f] Tyler served alongside his Virginia colleague and friend Littleton Waller Tazewell, who shared his strict constructionist views and uneasy support of Jackson. Throughout his tenure, Sen. Tyler vigorously opposed national infrastructure bills, feeling these were matters for individual states to decide. He and his Southern colleagues unsuccessfully opposed the protectionist Tariff of 1828, known to its detractors as the "Tariff of Abominations". Tyler suggested that the Tariff's only positive outcome would be a national political backlash, restoring a respect for states' rights.[34] Tyler remained a strong supporter of states' rights, stating "they may strike the Federal Government out of existence by a word; demolish the Constitution and scatter its fragments to the winds".[35]
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Tyler was soon at odds with President Jackson, frustrated by Jackson's newly emerging spoils system, describing it as an "electioneering weapon". He voted against many of the President's nominations when they appeared to be unconstitutional or motivated by patronage. Opposing the nominations of a president of his own party was considered "an act of insurgency" against his party.[36] Tyler was particularly offended by Jackson's use of the recess appointment power to name three treaty commissioners to meet with emissaries from the Ottoman Empire, and introduced a bill chastising the president for this.[37]
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In some matters Tyler was on good terms with Jackson. He defended Jackson for vetoing the Maysville Road funding project, which Jackson considered unconstitutional.[38] He voted to confirm several of the president's appointments, including Jackson's future running mate Martin Van Buren as United States Minister to Britain.[39] The leading issue in the 1832 presidential election was the recharter of the Second Bank of the United States, which both Tyler and Jackson opposed. Congress voted to recharter the bank in July 1832, and Jackson vetoed the bill for both constitutional and practical reasons. Tyler voted to sustain the veto and endorsed the president in his successful bid for re-election.[40]
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Tyler's uneasy relationship with his party came to a head during the 22nd Congress, as the Nullification Crisis of 1832–33 began. South Carolina, threatening secession, passed the Ordinance of Nullification in November 1832, declaring the "Tariff of Abominations" null and void within its borders. This raised the constitutional question of whether states could nullify federal laws. President Jackson, who denied such a right, prepared to sign a Force Bill allowing the federal government to use military action to enforce the tariff. Tyler, who sympathized with South Carolina's reasons for nullification, rejected Jackson's use of military force against a state and gave a speech in February 1833 outlining his views. He supported Clay's Compromise Tariff, enacted that year, to gradually reduce the tariff over ten years, alleviating tensions between the states and the federal government.[41]
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In voting against the Force Bill, Tyler knew he would permanently alienate the pro-Jackson faction of the Virginia legislature, even those who had tolerated his irregularity up to this point. This jeopardized his re-election in February 1833, in which he faced the pro-administration Democrat James McDowell; however, with Clay's endorsement, Tyler was re-elected by a margin of 12 votes.[42]
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Jackson further offended Tyler by moving to dissolve the Bank by executive fiat. In September 1833, Jackson issued an executive order directing Treasury Secretary Roger B. Taney to transfer federal funds from the Bank to state-chartered banks without delay. Tyler saw this as "a flagrant assumption of power", a breach of contract, and a threat to the economy. After months of agonizing, he decided to join with Jackson's opponents. Sitting on the Senate Finance Committee, he voted for two censure resolutions against the president in March 1834.[43] By this time, Tyler had become affiliated with Clay's newly formed Whig Party, which held control of the Senate. On March 3, 1835, with only hours remaining in the congressional session, the Whigs voted Tyler President pro tempore of the Senate as a symbolic gesture of approval.[44] He is the only U.S. president to have held this office.[45]
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Shortly thereafter, the Democrats took control of the Virginia House of Delegates. Tyler was offered a judgeship in exchange for resigning his seat, but he declined. Tyler understood what was to come: he would soon be forced by the legislature to cast a vote that went against his constitutional beliefs. Senator Thomas Hart Benton of Missouri had introduced a bill expunging the censure of Jackson. By resolution of the Democratic-controlled legislature, Tyler could be instructed to vote for the bill. If he disregarded the instructions, he would be violating his own principles: "the first act of my political life was a censure on Messrs. Giles and Brent for opposition to instructions", he noted.[46] Over the next few months he sought the counsel of his friends, who gave him conflicting advice. By mid-February he felt that his Senate career was likely at an end. He issued a letter of resignation to the Vice President, Van Buren, on February 29, 1836, saying in part:[47]
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I shall carry with me into retirement the principles which I brought with me into public life, and by the surrender of the high station to which I was called by the voice of the people of Virginia, I shall set an example to my children which shall teach them to regard as nothing place and office, when either is to be attained or held at the sacrifice of honor.
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While Tyler wished to attend to his private life and family, he was soon occupied with the 1836 presidential election. He had been suggested as a vice presidential candidate since early 1835, and the same day the Virginia Democrats issued the expunging instruction, the Virginia Whigs nominated him as their candidate. The new Whig Party was not organized enough to hold a national convention and name a single ticket against Van Buren, Jackson's chosen successor. Instead, Whigs in various regions put forth their own preferred tickets, reflecting the party's tenuous coalition: the Massachusetts Whigs nominated Daniel Webster and Francis Granger, the Anti-Masons of the Northern and border states backed William Henry Harrison and Granger, and the states' rights advocates of the middle and lower South nominated Hugh Lawson White and John Tyler.[48] In Maryland, the Whig ticket was Harrison and Tyler and in South Carolina it was Willie P. Mangum and Tyler. The Whigs wanted to deny Van Buren a majority in the Electoral College, throwing the election into the House of Representatives, where deals could be made. Tyler hoped electors would be unable to elect a vice president, and that he would be one of the top two vote-getters, from whom the Senate, under the Twelfth Amendment, must choose.[49]
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Following the custom of the times—that candidates not appear to seek the office—Tyler stayed home throughout the campaign, and made no speeches.[49] Tyler received only 47 electoral votes, from Georgia, South Carolina and Tennessee, in the November 1836 election, trailing both Granger and the Democratic candidate, Richard Mentor Johnson of Kentucky. Harrison was the leading Whig candidate for president, but he lost to Van Buren.[48] The presidential election was settled by the Electoral College, but for the only time in American history, the vice presidential election was decided by the Senate, which selected Johnson over Granger on the first ballot.[50]
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Tyler had been drawn into Virginia politics as a U.S. Senator. From October 1829 to January 1830, he served as a member of the state constitutional convention, a role which he had been reluctant to accept. The original Virginia Constitution gave outsize influence to the state's more conservative eastern counties, as it allocated an equal number of legislators to each county (regardless of population) and only granted suffrage to property owners. The convention gave the more populous and liberal counties of western Virginia an opportunity to expand their influence. Tyler, a slaveowner from eastern Virginia, supported the existing system. He largely remained on the sidelines during the debate, however, not wishing to alienate any of the state's political factions. He was focused on his Senate career, which required a broad base of support, and gave speeches during the convention promoting compromise and unity.[51]
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After the 1836 election, Tyler thought his political career was at an end, and planned to return to private law practice. In the fall of 1837 a friend sold him a sizable property in Williamsburg. Unable to remain away from politics, Tyler successfully sought election to the House of Delegates and took his seat in 1838. He was a national political figure by this point, and his third delegate service touched on such national issues as the sale of public lands.[52]
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Tyler's successor in the Senate was William Cabell Rives, a conservative Democrat. In February 1839, the General Assembly considered who should fill that seat, which was to expire the following month. Rives had drifted away from his party, signalling a possible alliance with the Whigs. As Tyler had already fully rejected the Democrats, he expected the Whigs would support him. Still, many Whigs found Rives a more politically expedient choice, as they hoped to ally with the conservative wing of the Democratic Party in the 1840 presidential election. This strategy was supported by Whig leader Henry Clay, who nevertheless admired Tyler at that time. With the vote split among three candidates, including Rives and Tyler, the Senate seat remained vacant for almost two years, until January 1841.[53]
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When the 1839 Whig National Convention convened in Harrisburg, Pennsylvania, to choose the party's ticket, the United States was in the third year of a serious recession following the Panic of 1837. President Van Buren's ineffective efforts to deal with the situation cost him public support. With the Democratic Party torn into factions, the head of the Whig ticket would likely be the next president. Harrison, Clay, and General Winfield Scott all sought the nomination. Tyler attended the convention and was with the Virginia delegation, although he had no official status. Because of bitterness over the unresolved Senate election, the Virginia delegation refused to make Tyler its favorite son candidate for vice president. Tyler himself did nothing to aid his chances. If his favored candidate for the presidential nomination, Clay, were successful, he would likely not be chosen for the second place on the ticket, which would probably go to a Northerner to assure geographic balance.[54]
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+
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The convention deadlocked among the three main candidates, with Virginia's votes going to Clay. Many Northern Whigs opposed Clay, and some, including Pennsylvania's Thaddeus Stevens, showed the Virginians a letter written by Scott in which he apparently displayed abolitionist sentiments. The influential Virginia delegation then announced that Harrison was its second choice, causing most Scott supporters to abandon him in favor of Harrison, who gained the presidential nomination.[54]
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+
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The vice presidential nomination was considered immaterial; no president had failed to complete his elected term. Not much attention was given to the choice, and the specifics of how Tyler came to gain it are unclear. Chitwood pointed out that Tyler was a logical candidate: as a Southern slaveowner, he balanced the ticket and also assuaged the fears of Southerners who felt Harrison might have abolitionist leanings. Tyler had been a vice-presidential candidate in 1836, and having him on the ticket might win Virginia, the most populous state in the South. One of the convention managers, New York publisher Thurlow Weed, alleged that "Tyler was finally taken because we could get nobody else to accept"—though he did not say this until after the subsequent break between President Tyler and the Whig Party.[55] Other Tyler foes claimed that he had wept himself into the White House, after crying at Clay's defeat; this was unlikely, as the Kentuckian had backed Tyler's opponent Rives in the Senate election.[56] Tyler's name was submitted in the balloting, and though Virginia abstained, he received the necessary majority. Tyler, as president, was accused of having gained the nomination by concealing his views, and responded that he had not been asked about them. His biographer, Robert Seager II, held that Tyler was selected because of a dearth of alternative candidates. Seager concluded, "He was put on the ticket to draw the South to Harrison. No more, no less."[57]
|
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+
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There was no Whig platform—the party leaders decided that trying to put one together would tear the party apart. So the Whigs ran on their opposition to Van Buren, blaming him and his Democrats for the recession.[58] In campaign materials, Tyler was praised for integrity in resigning over the state legislature's instructions.[59] The Whigs initially hoped to muzzle Harrison and Tyler, lest they make policy statements that alienated segments of the party. But after Tyler's Democratic rival, Vice President Johnson, made a successful speaking tour, Tyler was called upon to travel from Williamsburg to Columbus, Ohio, and there address a local convention, in a speech intended to assure Northerners that he shared Harrison's views. In his journey of nearly two months, Tyler made speeches at rallies. He could not avoid questions, and after being heckled into an admission that he supported the Compromise Tariff (many Whigs did not), resorted to quoting from Harrison's vague speeches. In his two-hour speech at Columbus, Tyler entirely avoided the issue of the Bank of the United States, one of the major questions of the day.[60]
|
78 |
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What has caused this great commotion, motion,
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Our country through?
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+
It is the ball a-rolling on,
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For Tippecanoe and Tyler too, Tippecanoe and Tyler too.
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And with them, we'll beat the little Van, Van, Van
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+
Van is a used-up man.
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— Campaign song from the 1840 election[61]
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To win the election, Whig leaders decided they had to mobilize people across the country, including women, who could not then vote. This was the first time that an American political party included women in campaign activities on a widespread scale, and women in Tyler's Virginia were active on his behalf.[62] The party hoped to avoid issues and win through public enthusiasm, with torchlight processions and alcohol-fueled political rallies.[63] The interest in the campaign was unprecedented, with many public events. When the Democratic press depicted Harrison as an old soldier, who would turn aside from his campaign if given a barrel of hard cider to drink in his log cabin, the Whigs eagerly seized on the image, and the log cabin campaign was born. The fact that Harrison lived on a palatial estate along the Ohio River and that Tyler was well-to-do were ignored, while log cabin images appeared everywhere, from banners to whiskey bottles. Cider was the favored beverage of many farmers and tradesmen, and Whigs claimed that Harrison preferred that drink of the common man.[64] Democrats complained that the Harrison/Tyler campaign's liberal provision of hard cider at rallies was encouraging drunkenness.[65]
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+
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The presidential candidate's military service was emphasized, thus the well known campaign jingle, "Tippecanoe and Tyler Too", referring to Harrison's victory at the Battle of Tippecanoe. Glee clubs sprouted all over the country, singing patriotic and inspirational songs: one Democratic editor stated that he found the songfests in support of the Whig Party to be unforgettable. Among the lyrics sung were "We shall vote for Tyler therefore/Without a why or wherefore".[64] Louis Hatch, in his history of the vice presidency, noted, "the Whigs roared, sang, and hard-cidered the 'hero of Tippecanoe' into the White House".[66]
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+
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Clay, though embittered by another of his many defeats for the presidency, was appeased by Tyler's withdrawal from the still-unresolved Senate race, which would permit the election of Rives, and campaigned in Virginia for the Harrison/Tyler ticket.[63] Tyler predicted the Whigs would easily take Virginia; he was embarrassed when he was proved wrong,[67] but was consoled by an overall victory—Harrison and Tyler won by an electoral vote of 234–60 and with 53 percent of the popular vote. Van Buren took only seven scattered states out of 26. The Whigs gained control of both houses of Congress.[68]
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+
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As vice president-elect, Tyler remained quietly at his home in Williamsburg. He privately expressed hopes that Harrison would prove decisive and not allow intrigue in the Cabinet, especially in the first days of the administration.[69] Tyler did not participate in selecting the Cabinet, and did not recommend anyone for federal office in the new Whig administration. Harrison, beset by office seekers and the demands of Senator Clay, twice sent letters to Tyler asking his advice as to whether a Van Buren appointee should be dismissed. In both cases, Tyler recommended against, and Harrison wrote, "Mr. Tyler says they ought not to be removed, and I will not remove them."[70] The two men met briefly in Richmond in February, and reviewed a parade together,[69] though they did not discuss politics.[71]
|
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+
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Tyler was sworn in on March 4, 1841, in the Senate chamber, and delivered a three-minute speech about states' rights before swearing in the new senators and then attending Harrison's inauguration. Following the new president's two-hour speech before a large crowd in freezing weather, Tyler returned to the Senate to receive the president's Cabinet nominations, presiding over the confirmations the following day—a total of two hours as president of the Senate. Expecting few responsibilities, he then left Washington, quietly returning to his home in Williamsburg.[72] Seager later wrote, "Had William Henry Harrison lived, John Tyler would undoubtedly have been as obscure as any vice-president in American history."[71]
|
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+
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Harrison, meanwhile, struggled to keep up with the demands of Henry Clay and others who sought offices and influence in his administration. Harrison's age and fading health were no secret during the campaign, and the question of the presidential succession was on every politician's mind. The first few weeks of the presidency took a toll on Harrison's health, and after being caught in a rainstorm in late March he came down with pneumonia and pleurisy.[73] Secretary of State Daniel Webster sent word to Tyler of Harrison's illness on April 1; two days later, Richmond attorney James Lyons wrote with the news that the president had taken a turn for the worse, remarking that "I shall not be surprised to hear by tomorrow's mail that Gen'l Harrison is no more."[74] Tyler decided not to travel to Washington, not wanting to appear unseemly in anticipating the president's death. At dawn on April 5, Webster's son Fletcher, chief clerk of the State Department, arrived at Tyler's plantation to officially inform Tyler of Harrison's death the morning before.[74]
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Harrison's death in office was an unprecedented event that caused considerable uncertainty regarding presidential succession. Article II, Section 1, Clause 6 of the United States Constitution, which governed intra-term presidential succession at the time (now superseded by the Twenty-fifth Amendment), states that:
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In Case of the Removal of the President from Office, or of his Death, Resignation, or Inability to discharge the Powers and Duties of the said Office, the Same shall devolve on the Vice President ....[75]
|
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+
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+
Interpreting this Constitutional prescription led to the question of whether the actual office of president devolved upon Vice President Tyler, or merely its powers and duties.[76] The Cabinet met within an hour of Harrison's death and, according to a later account, determined that Tyler would be "vice-president acting president".[77] However, Tyler firmly and decisively asserted that the Constitution gave him full and unqualified powers of office and had himself sworn in immediately as president, setting a critical precedent for an orderly transfer of power following a president's death.[78] The presidential oath was administered by Judge William Cranch in Tyler's hotel room. He considered the oath redundant to his oath as vice president, but wished to quell any doubt over his accession.[76] When he took office, Tyler, at 51, became the youngest president to that point.[79] His record was in turn surpassed by his immediate successor James Polk, who was inaugurated in 1845 at the age of 49.
|
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+
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+
"Fearing that he would alienate Harrison's supporters, Tyler decided to keep Harrison's entire cabinet even though several members were openly hostile to him and resented his assumption of the office."[78] At his first cabinet meeting, Webster informed him of Harrison's practice of making policy by a majority vote. (This was a dubious assertion, since Harrison had held few cabinet meetings and had baldly asserted his authority over the cabinet in at least one.[80]) The Cabinet fully expected the new president to continue this practice. Tyler was astounded and immediately corrected them:
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+
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I beg your pardon, gentlemen; I am very glad to have in my Cabinet such able statesmen as you have proved yourselves to be. And I shall be pleased to avail myself of your counsel and advice. But I can never consent to being dictated to as to what I shall or shall not do. I, as president, shall be responsible for my administration. I hope to have your hearty co-operation in carrying out its measures. So long as you see fit to do this, I shall be glad to have you with me. When you think otherwise, your resignations will be accepted.[81]
|
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+
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+
Tyler delivered an inaugural address before the Congress on April 9, in which he reasserted his belief in fundamental tenets of Jeffersonian democracy and limited federal power. Tyler's claim to be president was not immediately accepted by opposition members of Congress such as John Quincy Adams, who felt that Tyler should be a caretaker under the title of "acting president", or remain vice president in name.[82] Among those who questioned Tyler's authority was Clay, who had planned to be "the real power behind a fumbling throne" while Harrison was alive, and intended the same for Tyler.[83] Clay saw Tyler as the "vice-president" and his presidency as a mere "regency".[83]
|
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+
|
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+
Ratification of the decision by Congress came through the customary notification that it makes to the president, that it is in session and available to receive messages. In both houses, unsuccessful amendments were offered to strike the word "president" in favor of language including the term "vice president" to refer to Tyler. Mississippi Senator Robert J. Walker, in opposition, stated that the idea that Tyler was still vice president and could preside over the Senate was absurd.[84]
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+
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+
Tyler's opponents never fully accepted him as president. He was referred to by many mocking nicknames, including "His Accidency".[85] However, Tyler never wavered from his conviction that he was the rightful president; when his political opponents sent correspondence to the White House addressed to the "vice president" or "acting president", Tyler had it returned unopened.[86]
|
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+
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+
Harrison had been expected to adhere to Whig Party policies and to defer to party congressional leaders, particularly Clay. When Tyler succeeded him, he initially concurred with the new Whig Congress, signing into law the preemption bill granting "squatters' sovereignty" to settlers on public land, a Distribution Act (discussed below), a new bankruptcy law, and the repeal of the Independent Treasury. But when it came to the great banking question, Tyler was soon at odds with the Congressional Whigs, and twice vetoed Clay's legislation for a national banking act. Although the second bill was originally tailored to meet his objections in the first veto, its final version did not. This practice, designed to protect Clay from having a successful incumbent president as a rival for the Whig nomination in 1844, became known as "heading Captain Tyler", a term coined by Whig Representative John Minor Botts of Virginia. Tyler proposed an alternative fiscal plan known as the "Exchequer", but Clay's friends who controlled the Congress would have none of it.[87]
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+
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+
On September 11, 1841 after the second bank veto, members of the cabinet entered Tyler's office one by one and resigned—an orchestration by Clay to force Tyler's resignation and place his own lieutenant, Senate President pro tempore Samuel L. Southard, in the White House. The only exception was Webster, who remained to finalize what became the 1842 Webster–Ashburton Treaty, and to demonstrate his independence from Clay.[88] When told by Webster that he was willing to stay, Tyler is reported to have said, "Give me your hand on that, and now I will say to you that Henry Clay is a doomed man."[89] On September 13, when the president did not resign or give in, the Whigs in Congress expelled Tyler from the party. Tyler was lambasted by Whig newspapers and received hundreds of letters threatening his assassination.[90] Whigs in Congress were so angry with Tyler that they refused to allocate funds to fix the White House, which had fallen into disrepair.[89]
|
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+
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+
By mid-1841, the federal government faced a projected budget deficit of $11 million. Tyler recognized the need for higher tariffs, but wished to stay within the 20 percent rate created by the 1833 Compromise Tariff. He also supported a plan to distribute to the states any revenue from the sales of public land, as an emergency measure to manage the states' growing debt, even though this would cut federal revenue. The Whigs supported high protectionist tariffs and national funding of state infrastructure, and so there was enough overlap to forge a compromise. The Distribution Act of 1841 created a distribution program, with a ceiling on tariffs at 20 percent; a second bill increased tariffs to that figure on previously low-tax goods. Despite these measures, by March 1842 it had become clear that the federal government was still in dire fiscal straits.[91]
|
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+
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+
The root of the trouble was an economic crisis—initiated by the Panic of 1837—which was entering its sixth year in 1842. A speculative bubble had burst in 1836–39, causing a collapse of the financial sector and a subsequent depression. The country became deeply divided over the best response to the crisis. Conditions got even worse in early 1842 because a deadline was looming. A decade earlier, when the economy was strong, Congress had promised Southern states that there would be a reduction in hated federal tariffs. Northern states welcomed tariffs, which protected their infant industries. But the South had no industrial base and depended on open access to British markets for their cotton.[91] In a recommendation to Congress, Tyler lamented that it would be necessary to override the Compromise Tariff of 1833 and raise rates beyond the 20 percent limit. Under the previous deal, this would suspend the distribution program, with all revenues going to the federal government.[92]
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+
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The defiant Whig Congress would not raise tariffs in a way that would affect the distribution of funds to states. In June 1842 they passed two bills that would raise tariffs and unconditionally extend the distribution program. Believing it improper to continue distribution at a time when federal revenue shortage necessitated increasing the tariff, Tyler vetoed both bills, burning any remaining bridges between himself and the Whigs.[93] Congress tried again, combining the two into one bill; Tyler vetoed it again, to the dismay of many in Congress, who nevertheless failed to override the veto. As some action was necessary, Whigs in Congress, led by the House Ways and Means chairman Millard Fillmore, passed in each house (by one vote) a bill restoring tariffs to 1832 levels and ending the distribution program. Tyler signed the Tariff of 1842 on August 30, pocket vetoing a separate bill to restore distribution.[94]
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+
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+
Shortly after the tariff vetoes, Whigs in the House of Representatives initiated that body's first impeachment proceedings against a president. The congressional ill will towards Tyler derived from the basis for his vetoes; until the presidency of the Whigs' arch-enemy Andrew Jackson, presidents rarely vetoed bills, and then only on grounds of constitutionality. Tyler's actions were in opposition to the presumed authority of Congress to make policy.[95] Congressman John Botts, who opposed Tyler, introduced an impeachment resolution on July 10, 1842. It levied several charges against Tyler and called for a nine-member committee to investigate his behavior, with the expectation of a formal impeachment recommendation. Clay found this measure prematurely aggressive, and favored a more moderate progression toward Tyler's "inevitable" impeachment. The Botts resolution was tabled until the following January when it was rejected by a vote of 127 to 83.[96]
|
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+
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+
A House select committee headed by John Quincy Adams, an ardent abolitionist who disliked slaveholders like Tyler, condemned the president's use of the veto and assailed his character. While the committee's report did not formally recommend impeachment, it clearly established the possibility, and in August 1842 the House endorsed the committee's report. Adams sponsored a constitutional amendment to change both houses' two-thirds requirement for overriding vetoes to a simple majority, but neither house approved.[97] The Whigs were unable to pursue further impeachment proceedings in the subsequent 28th Congress—in the elections of 1842 they retained a majority in the Senate but lost control of the House. On the last day of Tyler's term in office, on March 3, 1845, Congress overrode his veto of a minor bill relating to revenue cutters—the first override of a presidential veto.[98]
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+
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+
The battles between Tyler and the Whigs in Congress resulted in a number of his cabinet nominees being rejected. He received little support from Democrats and, without much support from either major party in Congress, a number of his nominations were rejected without regard for the qualifications of the nominee. It was then unprecedented to reject a president's nominees for his Cabinet (though in 1809, James Madison withheld the nomination of Albert Gallatin as Secretary of State because of opposition in the Senate). Four of Tyler's Cabinet nominees were rejected, the most of any president. These were Caleb Cushing (Treasury), David Henshaw (Navy) James Porter (War), and James S. Green (Treasury). Henshaw and Porter served as recess appointees before their rejections. Tyler repeatedly renominated Cushing, who was rejected three times in one day, March 3, 1843, the last day of the 27th Congress.[100] No cabinet nomination failed after Tyler's term until Henry Stanbery's nomination as Attorney General was rejected by the Senate in 1868.[101]
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Tyler's difficulties in domestic policy contrasted with notable accomplishments in foreign policy. He had long been an advocate of expansionism toward the Pacific and free trade, and was fond of evoking themes of national destiny and the spread of liberty in support of these policies.[102] His positions were largely in line with Jackson's earlier efforts to promote American commerce across the Pacific.[103] Eager to compete with Great Britain in international markets, he sent lawyer Caleb Cushing to China, where he negotiated the terms of the Treaty of Wanghia (1844).[104] The same year, he sent Henry Wheaton as a minister to Berlin, where he negotiated and signed a trade agreement with the Zollverein, a coalition of German states that managed tariffs. This treaty was rejected by the Whigs, mainly as a show of hostility toward the Tyler administration.
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+
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+
In an 1842 special message to Congress, the president also applied the Monroe Doctrine to Hawaii (dubbed the "Tyler Doctrine"),[105] told Britain not to interfere there, and began a process that led to the eventual annexation of Hawaii by the United States.[106]
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+
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In 1842 Secretary of State Daniel Webster negotiated with Britain the Webster–Ashburton Treaty, which determined the border between Maine and Canada. That issue had caused tension between the United States and Britain for decades and had brought the two countries to the brink of war on several occasions. Though the treaty improved Anglo-American diplomatic relations,[107] Tyler was nevertheless unsuccessful in concluding a treaty with the British to fix the boundaries of Oregon.[108] On Tyler's last full day in office, March 3, 1845, Florida was admitted to the Union as the 27th state.[109]
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+
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+
Tyler advocated an increase in military strength and this drew praise from naval leaders, who saw a marked increase in warships. Tyler brought the long, bloody Second Seminole War to an end in 1842, and expressed interest in the forced cultural assimilation of Native Americans.[110] He also advocated the establishment of a chain of American forts from Council Bluffs, Iowa to the Pacific.[111]
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In May 1842 when the Dorr Rebellion in Rhode Island came to a head, Tyler pondered the request of the governor and legislature to send in federal troops to help suppress it. The insurgents under Thomas Dorr had armed themselves and proposed to install a new state constitution. Before such acts, Rhode Island had been following the same constitutional structure that was established in 1663. Tyler called for calm on both sides, and recommended that the governor enlarge the franchise to let most men vote. Tyler promised that in case an actual insurrection should break out in Rhode Island he would employ force to aid the regular, or Charter, government. He made it clear that federal assistance would be given only to put down an insurrection once underway, and would not be available until violence had taken place. After listening to reports from his confidential agents, Tyler decided that the 'lawless assemblages' had dispersed and expressed his confidence in a "temper of conciliation as well as of energy and decision" without need of federal forces. The rebels fled the state when the state militia marched against them, but the incident led to broader suffrage in the state.[112]
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Two vacancies occurred on the Supreme Court during Tyler's presidency, as Justices Smith Thompson and Henry Baldwin died in 1843 and 1844, respectively. Tyler, ever at odds with Congress—including the Whig-controlled Senate—nominated several men to the Supreme Court to fill these seats. However, the Senate successively voted against confirming John C. Spencer, Reuben Walworth, Edward King and John M. Read (Walworth was rejected three times, King rejected twice). One reason cited for the Senate's actions was the hope that Clay would fill the vacancies after winning the 1844 presidential election.[100] Tyler's four unsuccessful nominees are the most by a president.[113]
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+
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Finally, in February 1845, with less than a month remaining in his term, Tyler's nomination of Samuel Nelson to Thompson's seat was confirmed by the Senate—Nelson, a Democrat, had a reputation as a careful and noncontroversial jurist. Still, his confirmation came as a surprise. Baldwin's seat remained vacant until James K. Polk's nominee, Robert Grier, was confirmed in 1846.[113]
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+
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Tyler was able to appoint only six other federal judges, all to United States district courts.[114]
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Tyler made the annexation of the Republic of Texas part of his agenda soon after becoming president. Texas had declared independence from Mexico in the Texas Revolution of 1836, although Mexico still refused to acknowledge its sovereignty. The people of Texas actively pursued joining the Union, but Jackson and Van Buren had been reluctant to inflame tensions over slavery by annexing another Southern state. Though Tyler intended annexation to be the focal point of his administration, Secretary Webster was opposed, and convinced Tyler to concentrate on Pacific initiatives until later in his term.[115] Tyler's desire for western expansionism is acknowledged by historians and scholars, but views differ regarding the motivations behind it. Biographer Edward C. Crapol notes that during the presidency of James Monroe, Tyler (then in the House of Representatives) had suggested slavery was a "dark cloud" hovering over the Union, and that it would be "well to disperse this cloud" so that with fewer blacks in the older slave states, a process of gradual emancipation would begin in Virginia and other upper Southern states.[116] Historian William W. Freehling, however, wrote that Tyler's official motivation in annexing Texas was to outmaneuver suspected efforts by Great Britain to promote an emancipation of slaves in Texas that would weaken the institution in the United States.[117]
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In early 1843, having completed the Webster–Ashburton treaty and other diplomatic efforts, Tyler felt ready to pursue Texas. Now lacking a party base, he saw annexation of the republic as his only pathway to independent re-election in 1844. For the first time in his career he was willing to play "political hardball" to see it through. As a trial balloon he dispatched his ally Thomas Walker Gilmer, then a U.S. Representative from Virginia, to publish a letter defending annexation, which was well received. Despite his successful relationship with Webster, Tyler knew he would need a Secretary of State who supported the Texas initiative. With the work on the British treaty now completed, he forced Webster's resignation and installed Hugh S. Legaré of South Carolina as an interim successor.[118]
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With the help of newly appointed Treasury Secretary John C. Spencer, Tyler cleared out an array of officeholders, replacing them with pro-annexation partisans, in a reversal of his former stand against patronage. He elicited the help of political organizer Michael Walsh to build a political machine in New York. In exchange for an appointment as consul to Hawaii, journalist Alexander G. Abell wrote a flattering biography, Life of John Tyler, which was printed in large quantities and given to postmasters to distribute.[119] Seeking to rehabilitate his public image, Tyler embarked on a nationwide tour in the spring of 1843. The positive reception of the public at these events contrasted with his ostracism back in Washington. The tour centered on the dedication of the Bunker Hill Monument in Boston, Massachusetts. Shortly after the dedication, Tyler learned of Legaré's sudden death, which dampened the festivities and caused him to cancel the rest of the tour.[120]
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Tyler appointed Abel P. Upshur, a popular Secretary of the Navy and close adviser, as his new Secretary of State, and nominated Gilmer to fill Upshur's former office. Tyler and Upshur began quiet negotiations with the Texas government, promising military protection from Mexico in exchange for a commitment to annexation. Secrecy was necessary, as the Constitution required congressional approval for such military commitments. Upshur planted rumors of possible British designs on Texas to garner support among Northern voters, who were wary of admitting a new pro-slavery state.[121] By January 1844 Upshur told the Texas government that he had found a large majority of senators in favor of an annexation treaty. The republic remained skeptical, and finalization of the treaty took until the end of February.[122]
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A ceremonial cruise down the Potomac River was held aboard the newly built USS Princeton on February 28, 1844, the day after completion of the annexation treaty. Aboard the ship were 400 guests, including Tyler and his cabinet, as was the world's largest naval gun, the "Peacemaker". The gun was ceremoniously fired several times in the afternoon to the great delight of the onlookers, who then filed downstairs to offer a toast. Several hours later, Captain Robert F. Stockton was convinced by the crowd to fire one more shot. As the guests moved up to the deck, Tyler paused briefly to watch his son-in-law, William Waller, sing a ditty.[123]
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At once an explosion was heard from above: the gun had malfunctioned. Tyler was unhurt, having remained safely below deck, but a number of others were killed instantly, including his crucial cabinet members, Gilmer and Upshur. Also killed or mortally wounded were Virgil Maxcy of Maryland, Rep. David Gardiner of New York, Commodore Beverley Kennon, Chief of Construction of the United States Navy, and Armistead, Tyler's black slave and body servant. The death of David Gardiner had a devastating effect on his daughter, Julia, who fainted and was carried to safety by the president himself.[123] Julia later recovered from her grief and married Tyler on June 26.[124]
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For Tyler, any hope of completing the Texas plan before November (and with it, any hope of re-election) was instantly dashed. Historian Edward P. Crapol later wrote that "Prior to the Civil War and the assassination of Abraham Lincoln", the Princeton disaster "unquestionably was the most severe and debilitating tragedy ever to confront a President of the United States".[122]
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In what the Miller Center of Public Affairs considers "a serious tactical error that ruined the scheme [of establishing political respectability for him]",[125] Tyler appointed former Vice President John C. Calhoun in early March 1844 as his Secretary of State. Tyler's good friend, Virginia Representative Henry A. Wise, wrote that following the Princeton disaster, Wise on his own volition extended Calhoun the position as a self-appointed emissary of the president and Calhoun accepted. When Wise went to tell Tyler what he had done, the president was angry but felt that the action had to stand. Calhoun was a leading advocate of slavery, and his attempts to get an annexation treaty passed were resisted by abolitionists as a result. When the text of the treaty was leaked to the public, it met political opposition from the Whigs, who opposed anything that might enhance Tyler's status, as well as from foes of slavery and those who feared a confrontation with Mexico, which had announced that it would view annexation as a hostile act by the United States. Both Clay and Van Buren, the respective frontrunners for the Whig and Democratic nominations, decided in a private meeting at Van Buren's home to come out against annexation.[126] Knowing this, Tyler was pessimistic when he sent the treaty to the Senate for ratification in April 1844.[127]
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Following Tyler's break with the Whigs in 1841, he attempted a return to his old Democratic party, but its members, especially the followers of Van Buren, were not ready to accept him. He knew that, with little chance of election, the only way to salvage his presidential legacy was to move public opinion in favor of the Texas issue. He formed a third party, the Democratic-Republicans, using the officeholders and political networks he had built over the previous year. Multiple supportive newspapers across the country issued editorials promoting his candidacy throughout the early months of 1844. Reports of meetings held throughout the country suggest that support for the president was not limited to officeholders, as is widely assumed. Just as the Democratic Party was holding its presidential nomination in Baltimore, Maryland, the Tyler supporters, in that very city, were holding signs reading "Tyler and Texas!", and with their own high visibility and energy they gave Tyler their nomination. His new Democratic-Republican Party renominated Tyler for the presidency on May 27, 1844.[128]
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Regular Democrats were forced to call for annexation of Texas in their platform, but there was a bitter battle for the presidential nomination. Ballot after ballot, Van Buren failed to win the necessary super-majority of Democratic votes, and slowly fell in the rankings. It was not until the ninth ballot that the Democrats turned their sights to James K. Polk, a less prominent candidate who supported annexation. They found him to be perfectly suited for their platform, and he was nominated with two-thirds of the vote. Tyler considered his work vindicated, and implied in an acceptance letter that annexation was his true priority rather than election.[128]
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Tyler was unfazed when the Whig-controlled Senate rejected his treaty by a vote of 16–35 in June 1844; he felt that annexation was now within reach by joint resolution rather than by treaty, and made that request to the congress. Former President Andrew Jackson, a staunch supporter of annexation, persuaded Polk to welcome Tyler back into the Democratic party and ordered Democratic editors to cease their attacks on him. Satisfied by these developments, Tyler dropped out of the race in August and endorsed Polk for the presidency. Polk's narrow victory over Clay in the November election was seen by the Tyler administration as a mandate for completing the resolution. Tyler announced in his annual message to Congress that "a controlling majority of the people and a large majority of the states have declared in favor of immediate annexation".[129] In late February 1845, the House approved a joint resolution offering annexation to Texas by a substantial margin—the Senate approved by a bare 27–25 majority, and three days before the end of his term, Tyler signed the bill into law.[130] After some debate,[131] Texas accepted the terms and entered the union on December 29, 1845, as the 28th state.[132]
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Tyler fathered more children than any other American president.[133] His first wife was Letitia Christian (November 12, 1790 – September 10, 1842), with whom he had eight children: Mary (1815–1847), Robert (1816–1877), John (1819–1896), Letitia (1821–1907), Elizabeth (1823–1850), Anne (1825–1825), Alice (1827–1854) and Tazewell (1830–1874).[134]
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Tyler's first wife Letitia died of a stroke in the White House in September 1842. His second wife was Julia Gardiner (July 23, 1820 – July 10, 1889), with whom he had seven children: David (1846–1927), John Alexander (1848–1883), Julia (1849–1871), Lachlan (1851–1902), Lyon (1853–1935), Robert Fitzwalter (1856–1927) and Pearl (1860–1947).[135]
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Although Tyler's family was dear to him, during his political rise he was often away from home for extended periods. When Tyler chose not to seek re-election to the House of Representatives in 1821 because of illness, he wrote that he would soon be called upon to educate his growing family. It was difficult to practice law while away in Washington part of the year, and his plantation was more profitable when Tyler was available to manage it himself.[136] By the time he entered the Senate in 1827, he had resigned himself to spending part of the year away from his family. Still, he sought to remain close to his children through letters.[137]
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Tyler was a slaveholder, at one point keeping forty slaves at Greenway.[138] Although he regarded slavery as an evil, and did not attempt to justify it, he never freed any of his slaves. Tyler considered slavery a part of states' rights, and therefore the federal government lacked the authority to abolish it. The living conditions of his slaves are not well documented, but historians surmise that he cared for their well-being and abstained from physical violence against them.[138] In December 1841, Tyler was attacked by abolitionist publisher Joshua Leavitt, with the unsubstantiated allegation that Tyler had fathered several sons with his slaves, and later sold them. A number of African American families today maintain a belief in their descent from Tyler, but there is no evidence of such genealogy.[139]
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As of August 2019[update], Tyler has two living grandsons through his son Lyon Gardiner Tyler, making him the earliest former president with living grandchildren. Lyon Gardiner Tyler Jr. was born in 1924, and Harrison Ruffin Tyler was born in 1928. Lyon Tyler Jr. resides in Franklin, Tennessee, and Harrison Tyler maintains the family home, Sherwood Forest Plantation, in Charles City County, Virginia.[140][141][142][143][144][145]
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Tyler retired to a Virginia plantation, originally named Walnut Grove (or "the Grove"), located on the James River in Charles City County. He renamed it Sherwood Forest, in a reference to the folk legend Robin Hood, to signify that he had been "outlawed" by the Whig Party.[146] He did not take farming lightly and worked hard to maintain large yields.[147] His neighbors, largely Whigs, appointed him to the minor office of overseer of roads in 1847 in an effort to mock him. To their displeasure he treated the job seriously, frequently summoning his neighbors to provide their slaves for road work, and continuing to insist on carrying out his duties even after his neighbors asked him to stop.[148]
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The former president spent his time in a manner common to Virginia's First Families, with parties, visiting or being visited by other aristocrats, and spending summers at the family's seaside home, "Villa Margaret".[149] He withdrew from politics, rarely receiving visits from his former allies, and was not sought out as an adviser. Occasionally requested to deliver a public speech, Tyler spoke during the unveiling of a monument to Henry Clay. He acknowledged their political battles, but spoke highly of his former colleague, whom he had always admired for bringing about the Compromise Tariff of 1833.[150]
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After John Brown's raid on Harpers Ferry ignited fears of an abolitionist attempt to free the slaves, or an actual slave rebellion, several Virginia communities organized militia units, or reenergized existing ones. Tyler's community organized a cavalry troop and a home guard company; Tyler was chosen to command the home guard troops with the rank of captain.[151]
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On the eve of the Civil War, Tyler re-entered public life as presiding officer of the Virginia Peace Conference held in Washington, D.C., in February 1861 as an effort to devise means to prevent a war. The convention sought a compromise to avoid civil war even as the Confederate Constitution was being drawn up at the Montgomery Convention. Despite his leadership role in the Peace Conference, Tyler opposed its final resolutions. He felt that they were written by the free state delegates, did not protect the rights of slave owners in the territories, and would do little to bring back the lower South and restore the Union. He voted against the conference's seven resolutions, which the conference sent to Congress for approval late in February 1861 as a proposed Constitutional amendment.
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On the same day the Peace Conference started, local voters elected Tyler to the Virginia Secession Convention. He presided over the opening session on February 13, 1861, while the Peace Conference was still under way. Tyler abandoned hope of compromise and saw secession as the only option, predicting that a clean split of all Southern states would not result in war.[152] In mid-March he spoke against the Peace Conference resolutions, and on April 4 he voted for secession even when the convention rejected it. On April 17, after the attack on Fort Sumter and Lincoln's call for troops, Tyler voted with the new majority for secession. He headed a committee that negotiated the terms for Virginia's entry into the Confederate States of America and helped set the pay rate for military officers. On June 14, Tyler signed the Ordinance of Secession, and one week later the convention unanimously elected him to the Provisional Confederate Congress. Tyler was seated in the Confederate Congress on August 1, 1861, and he served until just before his death in 1862.[153] In November 1861, he was elected to the Confederate House of Representatives but he died of a stroke in his room at the Ballard Hotel in Richmond before the first session could open in February 1862.[149][154]
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Throughout his life, Tyler suffered from poor health. As he aged, he suffered more frequently from colds during the winter. On January 12, 1862, after complaining of chills and dizziness, he vomited and collapsed. Despite treatment, his health failed to improve, and he made plans to return to Sherwood Forest by the 18th. As he lay in bed the night before, he began suffocating, and Julia summoned his doctor. Just after midnight, Tyler took a sip of brandy, and told his doctor, "Doctor, I am going", to which the doctor replied, "I hope not, Sir."[155] Tyler then said, "Perhaps it is best."[155] He died shortly thereafter, most likely due to a stroke. He was 71. [156]
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Tyler's death was the only one in presidential history not to be officially recognized in Washington, because of his allegiance to the Confederate States of America. He had requested a simple burial, but Confederate President Jefferson Davis devised a grand, politically pointed funeral, painting Tyler as a hero to the new nation. Accordingly, at his funeral, the coffin of the tenth president of the United States was draped with a Confederate flag; he remains the only U.S. president ever laid to rest under a flag not of the United States.[157]
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Tyler was buried in Hollywood Cemetery in Richmond, Virginia, near the gravesite of former President James Monroe.[157] Tyler has since been the namesake of several U.S. locations, including the city of Tyler, Texas, named for him because of his role in the annexation of Texas.[158]
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Tyler's presidency has provoked highly divided responses among political commentators. It is generally held in low esteem by historians; Edward P. Crapol began his biography John Tyler, the Accidental President (2006) by noting: "Other biographers and historians have argued that John Tyler was a hapless and inept chief executive whose presidency was seriously flawed."[159] In The Republican Vision of John Tyler (2003), Dan Monroe observed that the Tyler presidency "is generally ranked as one of the least successful".[160] Seager wrote that Tyler "was neither a great president nor a great intellectual", adding that despite a few achievements, "his administration has been and must be counted an unsuccessful one by any modern measure of accomplishment".[3] A survey of historians conducted by C-SPAN in 2017 ranked Tyler as 39th of 43 men to hold the office.[161]
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Tyler's assumption of complete presidential powers "set a hugely important precedent", according to a biographical sketch by the University of Virginia's Miller Center of Public Affairs.[3] Tyler's successful insistence that he was president, and not a caretaker or acting president, was a model for the succession of seven other presidents over the 19th and 20th centuries. The propriety of Tyler's action in assuming both the title of the presidency and its full powers was legally affirmed in 1967, when it was codified in the Twenty-fifth Amendment to the United States Constitution.[162]
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Some scholars in recent years have praised Tyler's foreign policy. Monroe credits him with "achievements like the Webster–Ashburton treaty which heralded the prospect of improved relations with Great Britain, and the annexation of Texas, which added millions of acres to the national domain". Crapol argued that Tyler "was a stronger and more effective president than generally remembered", while Seager wrote, "I find him to be a courageous, principled man, a fair and honest fighter for his beliefs. He was a president without a party."[3] Author Ivan Eland, in an update of his 2008 book Recarving Rushmore, rated all 44 US presidents by the criteria of peace, prosperity, and liberty; with the finished ratings, John Tyler was ranked the best president of all time.[163] Louis Kleber, in his article in History Today, pointed out that Tyler brought integrity to the White House at a time when many in politics lacked it, and refused to compromise his principles to avoid the anger of his opponents.[149] Crapol argues that Tyler's allegiance to the Confederacy overshadows much of the good he did as president: "John Tyler's historical reputation has yet to fully recover from that tragic decision to betray his loyalty and commitment to what he had once defined as 'the first great American interest'—the preservation of the Union."[164]
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Norma Lois Peterson, in her book on Tyler's presidency, suggested that Tyler's general lack of success as president was due to external factors that would have affected whoever was in the White House. Chief among them was Henry Clay, who was determined to realize the vision he had for America, and who would brook no opposition. In the aftermath of Jackson's determined use of the powers of the Executive Branch, the Whigs wanted the president to be dominated by Congress, and Clay treated Tyler as a subordinate. Tyler resented this, leading to the conflict between the branches that dominated his presidency.[165] Pointing to Tyler's advances in foreign policy, she deemed Tyler's presidency "flawed ... but ... not a failure".[166]
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While academics have both praised and criticized Tyler, the general American public has little awareness of him at all. Several writers have portrayed Tyler as among the nation's most obscure presidents. As Seager remarked: "His countrymen generally remember him, if they have heard of him at all, as the rhyming end of a catchy campaign slogan."[3]
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John Tyler is not one of the famous or better-known American presidents. ... Other biographers and historians have argued that John Tyler was a hapless and inept chief executive whose presidency was seriously flawed. Although acknowledging that Tyler was not a great president, I believe he was a stronger and more effective President than generally remembered.
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Miller Center, U. Va., "Impact and Legacy":
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Miller Center, U. Va., "Foreign affairs":
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Monroe, p. 3:
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Seager, p. xiii:
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ibid, p. xvi:
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Books
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Archival collections
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The modern Olympic Games or Olympics (French: Jeux olympiques[1][2]) are leading international sporting events featuring summer and winter sports competitions in which thousands of athletes from around the world participate in a variety of competitions. The Olympic Games are considered the world's foremost sports competition with more than 200 nations participating.[3] The Olympic Games are normally held every four years, alternating between the Summer and Winter Games every two years in the four-year period.
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Their creation was inspired by the ancient Olympic Games (Ancient Greek: Ὀλυμπιακοί Ἀγῶνες), which were held in Olympia, Greece, from the 8th century BC to the 4th century AD. Baron Pierre de Coubertin founded the International Olympic Committee (IOC) in 1894, leading to the first modern Games in Athens in 1896. The IOC is the governing body of the Olympic Movement, with the Olympic Charter defining its structure and authority.
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The evolution of the Olympic Movement during the 20th and 21st centuries has resulted in several changes to the Olympic Games. Some of these adjustments include the creation of the Winter Olympic Games for snow and ice sports, the Paralympic Games for athletes with a disability, the Youth Olympic Games for athletes aged 14 to 18, the five Continental games (Pan American, African, Asian, European, and Pacific), and the World Games for sports that are not contested in the Olympic Games. The Deaflympics and Special Olympics are also endorsed by the IOC. The IOC has had to adapt to a variety of economic, political, and technological advancements. The abuse of amateur rules by the Eastern Bloc nations prompted the IOC to shift away from pure amateurism, as envisioned by Coubertin, to allowing participation of professional athletes. The growing importance of mass media created the issue of corporate sponsorship and commercialisation of the Games. World wars led to the cancellation of the 1916, 1940, and 1944 Games. Large-scale boycotts during the Cold War limited participation in the 1980 and 1984 Games,[4] and the 2020 Games were postponed to 2021 due to the COVID-19 pandemic.
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The Olympic Movement consists of international sports federations (IFs), National Olympic Committees (NOCs), and organising committees for each specific Olympic Games. As the decision-making body, the IOC is responsible for choosing the host city for each Games, and organises and funds the Games according to the Olympic Charter. The IOC also determines the Olympic programme, consisting of the sports to be contested at the Games. There are several Olympic rituals and symbols, such as the Olympic flag and torch, as well as the opening and closing ceremonies. Over 14,000 athletes competed at the 2016 Summer Olympics and 2018 Winter Olympics combined, in 35 different sports and over 400 events.[5][6] The first, second, and third-place finishers in each event receive Olympic medals: gold, silver, and bronze, respectively.
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The Games have grown so much that nearly every nation is now represented. This growth has created numerous challenges and controversies, including boycotts, doping, bribery, and a terrorist attack in 1972. Every two years the Olympics and its media exposure provide athletes with the chance to attain national and sometimes international fame. The Games also constitute an opportunity for the host city and country to showcase themselves to the world.
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The Ancient Olympic Games were religious and athletic festivals held every four years at the sanctuary of Zeus in Olympia, Greece. Competition was among representatives of several city-states and kingdoms of Ancient Greece. These Games featured mainly athletic but also combat sports such as wrestling and the pankration, horse and chariot racing events. It has been widely written that during the Games, all conflicts among the participating city-states were postponed until the Games were finished. This cessation of hostilities was known as the Olympic peace or truce.[7] This idea is a modern myth because the Greeks never suspended their wars. The truce did allow those religious pilgrims who were travelling to Olympia to pass through warring territories unmolested because they were protected by Zeus.[8] The origin of the Olympics is shrouded in mystery and legend;[9] one of the most popular myths identifies Heracles and his father Zeus as the progenitors of the Games.[10][11][12] According to legend, it was Heracles who first called the Games "Olympic" and established the custom of holding them every four years.[13] The myth continues that after Heracles completed his twelve labours, he built the Olympic Stadium as an honour to Zeus. Following its completion, he walked in a straight line for 200 steps and called this distance a "stadion" (Greek: στάδιον, Latin: stadium, "stage"), which later became a unit of distance. The most widely accepted inception date for the Ancient Olympics is 776 BC; this is based on inscriptions, found at Olympia, listing the winners of a footrace held every four years starting in 776 BC.[14] The Ancient Games featured running events, a pentathlon (consisting of a jumping event, discus and javelin throws, a foot race, and wrestling), boxing, wrestling, pankration, and equestrian events.[15][16] Tradition has it that Coroebus, a cook from the city of Elis, was the first Olympic champion.[17]
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The Olympics were of fundamental religious importance, featuring sporting events alongside ritual sacrifices honouring both Zeus (whose famous statue by Phidias stood in his temple at Olympia) and Pelops, divine hero and mythical king of Olympia. Pelops was famous for his chariot race with King Oenomaus of Pisatis.[18] The winners of the events were admired and immortalised in poems and statues.[19] The Games were held every four years, and this period, known as an Olympiad, was used by Greeks as one of their units of time measurement. The Games were part of a cycle known as the Panhellenic Games, which included the Pythian Games, the Nemean Games, and the Isthmian Games.[20]
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The Olympic Games reached their zenith in the 6th and 5th centuries BC, but then gradually declined in importance as the Romans gained power and influence in Greece. While there is no scholarly consensus as to when the Games officially ended, the most commonly held date is 393 AD, when the emperor Theodosius I decreed that all pagan cults and practices be eliminated.[21] Another date commonly cited is 426 AD, when his successor, Theodosius II, ordered the destruction of all Greek temples.[22]
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Various uses of the term "Olympic" to describe athletic events in the modern era have been documented since the 17th century. The first such event was the Cotswold Games or "Cotswold Olimpick Games", an annual meeting near Chipping Campden, England, involving various sports. It was first organised by the lawyer Robert Dover between 1612 and 1642, with several later celebrations leading up to the present day. The British Olympic Association, in its bid for the 2012 Olympic Games in London, mentioned these games as "the first stirrings of Britain's Olympic beginnings".[23]
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L'Olympiade de la République, a national Olympic festival held annually from 1796 to 1798 in Revolutionary France also attempted to emulate the ancient Olympic Games.[24] The competition included several disciplines from the ancient Greek Olympics. The 1796 Games also marked the introduction of the metric system into sport.[24]
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In 1834 and 1836, Olympic games were held in Ramlösa [sv] (Olympiska spelen i Ramlösa), and an additional in Stockholm, Sweden in 1843, all organised by Gustaf Johan Schartau and others. At most 25,000 spectators saw the games.[25]
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In 1850, an Olympian Class was started by William Penny Brookes at Much Wenlock, in Shropshire, England. In 1859, Brookes changed the name to the Wenlock Olympian Games. This annual sports festival continues to this day.[26] The Wenlock Olympian Society was founded by Brookes on 15 November 1860.[27]
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Between 1862 and 1867, Liverpool held an annual Grand Olympic Festival. Devised by John Hulley and Charles Melly, these games were the first to be wholly amateur in nature and international in outlook, although only 'gentlemen amateurs' could compete.[28][29] The programme of the first modern Olympiad in Athens in 1896 was almost identical to that of the Liverpool Olympics.[30] In 1865 Hulley, Brookes and E.G. Ravenstein founded the National Olympian Association in Liverpool, a forerunner of the British Olympic Association. Its articles of foundation provided the framework for the International Olympic Charter.[31] In 1866, a national Olympic Games in Great Britain was organised at London's Crystal Palace.[32]
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Greek interest in reviving the Olympic Games began with the Greek War of Independence from the Ottoman Empire in 1821. It was first proposed by poet and newspaper editor Panagiotis Soutsos in his poem "Dialogue of the Dead", published in 1833.[33] Evangelos Zappas, a wealthy Greek-Romanian philanthropist, first wrote to King Otto of Greece, in 1856, offering to fund a permanent revival of the Olympic Games.[34] Zappas sponsored the first Olympic Games in 1859, which was held in an Athens city square. Athletes participated from Greece and the Ottoman Empire. Zappas funded the restoration of the ancient Panathenaic Stadium so that it could host all future Olympic Games.[34]
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The stadium hosted Olympics in 1870 and 1875.[35] Thirty thousand spectators attended that Games in 1870, though no official attendance records are available for the 1875 Games.[36] In 1890, after attending the Olympian Games of the Wenlock Olympian Society, Baron Pierre de Coubertin was inspired to found the International Olympic Committee (IOC).[37] Coubertin built on the ideas and work of Brookes and Zappas with the aim of establishing internationally rotating Olympic Games that would occur every four years.[37] He presented these ideas during the first Olympic Congress of the newly created International Olympic Committee. This meeting was held from 16 to 23 June 1894, at the University of Paris. On the last day of the Congress, it was decided that the first Olympic Games to come under the auspices of the IOC would take place in Athens in 1896.[38] The IOC elected the Greek writer Demetrius Vikelas as its first president.[39]
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The first Games held under the auspices of the IOC was hosted in the Panathenaic Stadium in Athens in 1896. The Games brought together 14 nations and 241 athletes who competed in 43 events.[40] Zappas and his cousin Konstantinos Zappas had left the Greek government a trust to fund future Olympic Games. This trust was used to help finance the 1896 Games.[41][42][43] George Averoff contributed generously for the refurbishment of the stadium in preparation for the Games.[44] The Greek government also provided funding, which was expected to be recouped through the sale of tickets and from the sale of the first Olympic commemorative stamp set.[44]
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Greek officials and the public were enthusiastic about the experience of hosting an Olympic Games. This feeling was shared by many of the athletes, who even demanded that Athens be the permanent Olympic host city. The IOC intended for subsequent Games to be rotated to various host cities around the world. The second Olympics was held in Paris.[45]
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After the success of the 1896 Games, the Olympics entered a period of stagnation that threatened their survival. The Olympic Games held at the Paris Exposition in 1900 and the Louisiana Purchase Exposition at St. Louis in 1904 were side shows. This period was a low point for the Olympic Movement.[46] The Games rebounded when the 1906 Intercalated Games (so-called because they were the second Games held within the third Olympiad) were held in Athens. These Games were, but are not now, officially recognised by the IOC and no Intercalated Games have been held since. The Games attracted a broad international field of participants and generated great public interest. This marked the beginning of a rise in both the popularity and the size of the Olympics.[47]
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The Winter Olympics was created to feature snow and ice sports that were logistically impossible to hold during the Summer Games. Figure skating (in 1908 and 1920) and ice hockey (in 1920) were featured as Olympic events at the Summer Olympics. The IOC desired to expand this list of sports to encompass other winter activities. At the 1921 Olympic Congress in Lausanne, it was decided to hold a winter version of the Olympic Games. A winter sports week (it was actually 11 days) was held in 1924 in Chamonix, France, in connection with the Paris Games held three months later; this event became the first Winter Olympic Games.[48] Although it was intended that the same country host both the Winter and Summer Games in a given year, this idea was quickly abandoned. The IOC mandated that the Winter Games be celebrated every four years in the same year as their summer counterpart.[49] This tradition was upheld through the 1992 Games in Albertville, France; after that, beginning with the 1994 Games, the Winter Olympics were held every four years, two years after each Summer Olympics.[50]
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In 1948, Sir Ludwig Guttmann, determined to promote the rehabilitation of soldiers after World War II, organised a multi-sport event between several hospitals to coincide with the 1948 London Olympics. Guttmann's event, known then as the Stoke Mandeville Games, became an annual sports festival. Over the next twelve years, Guttmann and others continued their efforts to use sports as an avenue to healing. For the 1960 Olympic Games in Rome, Guttmann brought 400 athletes to compete in the "Parallel Olympics", which became known as the first Paralympics. Since then, the Paralympics have been held in every Olympic year. Since the 1988 Summer Olympics in Seoul, South Korea, the host city for the Olympics has also played host to the Paralympics.[51][D] In 2001 the International Olympic Committee (IOC) and the International Paralympic Committee (IPC) signed an agreement guaranteeing that host cities would be contracted to manage both the Olympic and Paralympic Games.[52][53] The agreement came into effect at the 2008 Summer Games in Beijing, and at the 2010 Winter Games in Vancouver.Two years before the 2012 Summer Games,the chairman of the LOCOG, Lord Coe, said about the Paralympics and Olympics in London that,
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We want to change public attitudes towards disability, celebrate the excellence of Paralympic sport and to enshrine from the very outset that the two Games are an integrated whole.[54]
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In 2010, the Olympic Games were complemented by the Youth Games, which give athletes between the ages of 14 and 18 the chance to compete. The Youth Olympic Games were conceived by IOC president Jacques Rogge in 2001 and approved during the 119th Congress of the IOC.[55][56] The first Summer Youth Games were held in Singapore from 14–26 August 2010, while the inaugural Winter Games were hosted in Innsbruck, Austria, two years later.[57] These Games will be shorter than the senior Games; the summer version will last twelve days, while the winter version will last nine days.[58] The IOC allows 3,500 athletes and 875 officials to participate at the Summer Youth Games, and 970 athletes and 580 officials at the Winter Youth Games.[59][60] The sports to be contested will coincide with those scheduled for the senior Games, however there will be variations on the sports including mixed NOC and mixed gender teams as well as a reduced number of disciplines and events.[61]
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From 241 participants representing 14 nations in 1896, the Games have grown to about 10,500 competitors from 204 nations at the 2012 Summer Olympics.[62] The scope and scale of the Winter Olympics is smaller. For example, Sochi hosted 2,873 athletes from 88 nations competing in 98 events during the 2014 Winter Olympics. During the Games most athletes and officials are housed in the Olympic Village. This village is intended to be a self-contained home for all the Olympic participants, and is furnished with cafeterias, health clinics, and locations for religious expression.[63]
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The IOC allowed the formation of National Olympic Committees representing nations that did not meet the strict requirements for political sovereignty that other international organisations demand. As a result, colonies and dependencies are permitted to compete at Olympic Games. Examples of this include territories such as Puerto Rico, Bermuda, and Hong Kong, all of which compete as separate nations despite being legally a part of another country.[64] The current version of the Charter allows for the establishment of new National Olympic Committees to represent nations which qualify as "an independent State recognised by the international community".[65] Therefore, it did not allow the formation of National Olympic Committees for Sint Maarten and Curaçao when they gained the same constitutional status as Aruba in 2010, although the IOC had recognised the Aruban Olympic Committee in 1986.[66][67] After 2012, Netherlands Antilles athletes can choose to represent either the Netherlands or Aruba.[68]
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The Oxford Olympics Study 2016 found that sports-related costs for the Summer Games since 1960 were on average US$5.2 billion and for the Winter Games $3.1 billion. This does not include wider infrastructure costs like roads, urban rail, and airports, which often cost as much or more than the sports-related costs. The most expensive Summer Games were Beijing 2008 at US$40–44[69] billion and the most expensive Winter Games were Sochi 2014 at US$51 billion.[70][71] As of 2016, costs per athlete were, on average, US$599,000 for the Summer Games and $1.3 million for the Winter Games. For London 2012, cost per athlete was $1.4 million; for Sochi 2014, $7.9 million.[71]
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Where ambitious construction for the 1976 games in Montreal and 1980 games in Moscow had saddled organisers with expenses greatly in excess of revenues, 1984 host Los Angeles strictly controlled expenses by using existing facilities that were paid for by corporate sponsors. The Olympic Committee led by Peter Ueberroth used some of the profits to endow the LA84 Foundation to promote youth sports in Southern California, educate coaches and maintain a sports library. The 1984 Summer Olympics are often considered the most financially successful modern Olympics and a model for future Games.[72]
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Budget overruns are common for the Games. Average overrun for Games since 1960 is 156% in real terms,[73] which means that actual costs turned out to be on average 2.56 times the budget that was estimated at the time of winning the bid to host the Games. Montreal 1976 had the highest cost overrun for Summer Games, and for any Games, at 720%; Lake Placid 1980 had the highest cost overrun for Winter Games, at 324%. London 2012 had a cost overrun of 76%, Sochi 2014 of 289%.[71]
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Many economists are sceptical about the economic benefits of hosting the Olympic Games, emphasising that such "mega-events" often have large costs while yielding relatively few tangible benefits in the long run.[74] Conversely hosting (or even bidding for) the Olympics appears to increase the host country's exports, as the host or candidate country sends a signal about trade openness when bidding to host the Games.[75] Moreover, research suggests that hosting the Summer Olympics has a strong positive effect on the philanthropic contributions of corporations headquartered in the host city, which seems to benefit the local nonprofit sector. This positive effect begins in the years leading up to the Games and might persist for several years afterwards, although not permanently. This finding suggests that hosting the Olympics might create opportunities for cities to influence local corporations in ways that benefit the local nonprofit sector and civil society.[76]
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The Games have also had significant negative effects on host communities; for example, the Centre on Housing Rights and Evictions reports that the Olympics displaced more than two million people over two decades, often disproportionately affecting disadvantaged groups.[77] The 2014 Winter Olympics in Sochi were the most expensive Olympic Games in history, costing in excess of US$50 billion. According to a report by the European Bank for Reconstruction and Development that was released at the time of the games, this cost will not boost Russia's national economy, but may attract business to Sochi and the southern Krasnodar region of Russia in the future as a result of improved services.[78] But by December 2014, The Guardian stated that Sochi "now feels like a ghost town", citing the spread-out nature of the stadiums and arenas, the still-unfinished construction, and the overall effects of Russia's political and economic turmoil.[79] Furthermore, at least four cities withdrew their bids for the 2022 Winter Olympics, citing the high costs or the lack of local support,[80] resulting in only a two-city race between Almaty, Kazakhstan and Beijing, China. Thus in July 2016, The Guardian stated that the biggest threat to the future of the Olympics is that very few cities want to host them.[81] Bidding for the 2024 Summer Olympics also became a two-city race between Paris and Los Angeles, so the IOC took the unusual step of simultaneously awarding both the 2024 Games to Paris and the 2028 Games to Los Angeles.[82] The 2028 Los Angeles bid was praised by the IOC for using a record-breaking number of existing and temporary facilities and relying on corporate money.[83]
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The Olympic Movement encompasses a large number of national and international sporting organisations and federations, recognised media partners, as well as athletes, officials, judges, and every other person and institution that agrees to abide by the rules of the Olympic Charter.[84] As the umbrella organisation of the Olympic Movement, the International Olympic Committee (IOC) is responsible for selecting the host city, overseeing the planning of the Olympic Games, updating and approving the sports program, and negotiating sponsorship and broadcasting rights.[85]
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The Olympic Movement is made of three major elements:
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French and English are the official languages of the Olympic Movement. The other language used at each Olympic Games is the language of the host country (or languages, if a country has more than one official language apart from French or English). Every proclamation (such as the announcement of each country during the parade of nations in the opening ceremony) is spoken in these three (or more) languages, or the main two depending on whether the host country is an English or French speaking country: French is always spoken first, followed by an English translation, and then the dominant language of the host nation (when this is not English or French).[89]
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The IOC has often been criticised for being an intractable organisation, with several members on the committee for life. The presidential terms of Avery Brundage and Juan Antonio Samaranch were especially controversial. Brundage fought strongly for amateurism and against the commercialization of the Olympic Games, even as these stands came to be seen as incongruous with the realities of modern sports. The advent of the state-sponsored athlete of the Eastern Bloc countries further eroded the ideology of the pure amateur, as it put self-financed amateurs of the Western countries at a disadvantage.[90] Brundage was accused of both racism, for resisting exclusion of apartheid South Africa, and antisemitism.[91] Under the Samaranch presidency, the office was accused of both nepotism and corruption.[92] Samaranch's ties with the Franco regime in Spain were also a source of criticism.[93]
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In 1998, it was reported that several IOC members had taken gifts from members of the Salt Lake City bid committee for the hosting of the 2002 Winter Olympics. Soon four independent investigations were underway: by the IOC, the United States Olympic Committee (USOC), the SLOC, and the United States Department of Justice. Although nothing strictly illegal had been done, it was felt that the acceptance of the gifts was morally dubious. As a result of the investigation, ten members of the IOC were expelled and another ten were sanctioned.[94] Stricter rules were adopted for future bids, and caps were put into place as to how much IOC members could accept from bid cities. Additionally, new term and age limits were put into place for IOC membership, and fifteen former Olympic athletes were added to the committee. Nevertheless, from sporting and business standpoints, the 2002 Olympics were one of the most successful Winter Olympiads in history; records were set in both the broadcasting and marketing programs. Over 2 billion viewers watched more than 13 billion viewer-hours.[95] The Games were also financially successful raising more money with fewer sponsors than any prior Olympic Games, which left SLOC with a surplus of $40 million. The surplus was used to create the Utah Athletic Foundation, which maintains and operates many of the remaining Olympic venues.[95]
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The 1999, it was reported that the Nagano Olympic bid committee had spent approximately $14 million to entertain the 62 IOC members and many of their companions. The precise figures are unknown since Nagano, after the IOC asked that the entertainment expenditures not be made public, destroyed the financial records.[96][97]
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A BBC documentary entitled Panorama: Buying the Games, aired in August 2004, investigated the taking of bribes in the bidding process for the 2012 Summer Olympics.[98] The documentary claimed it was possible to bribe IOC members into voting for a particular candidate city. After being narrowly defeated in their bid for the 2012 Summer Games,[99] Parisian mayor Bertrand Delanoë specifically accused the British prime minister Tony Blair and the London Bid Committee (headed by former Olympic champion Sebastian Coe) of breaking the bid rules. He cited French president Jacques Chirac as a witness; Chirac gave guarded interviews regarding his involvement.[100] The allegation was never fully explored. The Turin bid for the 2006 Winter Olympics was also shrouded in controversy. A prominent IOC member, Marc Hodler, strongly connected with the rival bid of Sion, Switzerland, alleged bribery of IOC officials by members of the Turin Organising Committee. These accusations led to a wide-ranging investigation. The allegations also served to sour many IOC members against Sion's bid and potentially helped Turin to capture the host city nomination.[101]
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In July 2012, the Anti-Defamation League called the continued refusal by the International Olympic Committee to hold a moment of silence at the opening ceremony for the eleven Israeli athletes killed by Palestinian terrorists at the 1972 Munich Olympics, "a continuing stubborn insensitivity and callousness to the memory of the murdered Israeli athletes."[102]
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The Olympics have been commercialised to various degrees since the initial 1896 Summer Olympics in Athens, when a number of companies paid for advertising,[103] including Kodak.[104][105] In 1908, Oxo, Odol mouthwash and Indian Foot Powder became official sponsors of the London Olympic Games.[106][107][108] Coca-Cola sponsored the 1928 Summer Olympics, and has subsequently remained a sponsor to the current time.[103] Before the IOC took control of sponsorship, national organising committees were responsible for negotiating their own contracts for sponsorship and the use of the Olympic symbols.[109]
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The IOC originally resisted funding by corporate sponsors. It was not until the retirement of IOC President Avery Brundage, in 1972, that the IOC began to explore the potential of the television medium and the lucrative advertising markets available to them.[109] Under the leadership of Juan Antonio Samaranch the Games began to shift toward international sponsors who sought to link their products to the Olympic brand.[110]
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During the first half of the 20th century, the IOC ran on a small budget.[110][111] As president of the IOC from 1952 to 1972, Avery Brundage rejected all attempts to link the Olympics with commercial interest.[109] Brundage believed the lobby of corporate interests would unduly impact the IOC's decision-making.[109] Brundage's resistance to this revenue stream meant the IOC left organising committees to negotiate their own sponsorship contracts and use the Olympic symbols.[109] When Brundage retired the IOC had US$2 million in assets; eight years later the IOC coffers had swelled to US$45 million.[109] This was primarily due to a shift in ideology toward expansion of the Games through corporate sponsorship and the sale of television rights.[109] When Juan Antonio Samaranch was elected IOC president in 1980 his desire was to make the IOC financially independent.[111]
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The 1984 Summer Olympics became a watershed moment in Olympic history. The Los Angeles-based organising committee, led by Peter Ueberroth, was able to generate a surplus of US$225 million, which was an unprecedented amount at that time.[112] The organising committee had been able to create such a surplus in part by selling exclusive sponsorship rights to select companies.[112] The IOC sought to gain control of these sponsorship rights. Samaranch helped to establish The Olympic Programme (TOP) in 1985, in order to create an Olympic brand.[110] Membership in TOP was, and is, very exclusive and expensive. Fees cost US$50 million for a four-year membership.[111] Members of TOP received exclusive global advertising rights for their product category, and use of the Olympic symbol, the interlocking rings, in their publications and advertisements.[113]
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The 1936 Summer Olympics in Berlin were the first Games to be broadcast on television, though only to local audiences.[114] The 1956 Winter Olympics were the first internationally televised Olympic Games,[115] and the following Winter Games had their broadcasting rights sold for the first time to specialised television broadcasting networks—CBS paid US$394,000 for the American rights.[116][110] In the following decades the Olympics became one of the ideological fronts of the Cold War, and the IOC wanted to take advantage of this heightened interest via the broadcast medium.[116] The sale of broadcast rights enabled the IOC to increase the exposure of the Olympic Games, thereby generating more interest, which in turn created more appeal to advertisers time on television. This cycle allowed the IOC to charge ever-increasing fees for those rights.[116] For example, CBS paid US$375 million for the American broadcast rights of the 1998 Nagano Games,[117] while NBC spent US$3.5 billion for the American rights of all the Olympic Games from 2000 to 2012.[110] In 2011, NBC agreed to a $4.38 billion contract with the International Olympic Committee to broadcast the Olympics through the 2020 games, the most expensive television rights deal in Olympic history.[118] NBC then agreed to a $7.75 billion contract extension on May 7, 2014, to air the Olympics through the 2032 games.[119] NBC also acquired the American television rights to the Youth Olympic Games, beginning in 2014,[120] and the Paralympic Games.[121] More than half of the Olympic Committee's global sponsors are American companies,[122] and NBC is one of the major sources of revenue for the IOC.[122]
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Viewership increased exponentially from the 1960s until the end of the century. This was due to the use of satellites to broadcast live television worldwide in 1964, and the introduction of colour television in 1968.[123] Global audience estimates for the 1968 Mexico City Games was 600 million, whereas at the Los Angeles Games of 1984, the audience numbers had increased to 900 million; that number swelled to 3.5 billion by the 1992 Summer Olympics in Barcelona.[124][125][126][127][128] With such high costs charged to broadcast the Games, the added pressure of the internet, and increased competition from cable, the television lobby demanded concessions from the IOC to boost ratings. The IOC responded by making a number of changes to the Olympic program. At the Summer Games, the gymnastics competition was expanded from seven to nine nights, and a Champions Gala was added to draw greater interest.[129] The IOC also expanded the swimming and diving programs, both popular sports with a broad base of television viewers.[129] Due to the substantial fees NBC has paid for rights to the Olympics, the IOC has allowed NBC to have influence on event scheduling to maximize U.S. television ratings when possible.[130][127][131][132]
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The sale of the Olympic brand has been controversial. The argument is that the Games have become indistinguishable from any other commercialised sporting spectacle.[113][133][133] Another criticism is that the Games are funded by host cities and national governments; the IOC incurs none of the cost, yet controls all the rights and profits from the Olympic symbols. The IOC also takes a percentage of all sponsorship and broadcast income.[113] Host cities continue to compete ardently for the right to host the Games, even though there is no certainty that they will earn back their investments.[134] Research has shown that trade is around 30 percent higher for countries that have hosted the Olympics.[135]
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The Olympic Movement uses symbols to represent the ideals embodied in the Olympic Charter. The Olympic symbol, better known as the Olympic rings, consists of five intertwined rings and represents the unity of the five inhabited continents (Africa, the Americas (when considered one continent), Asia, Europe, and Oceania). The coloured version of the rings—blue, yellow, black, green, and red—over a white field forms the Olympic flag. These colours were chosen because every nation had at least one of them on its national flag. The flag was adopted in 1914 but flown for the first time only at the 1920 Summer Olympics in Antwerp, Belgium. It has since been hoisted during each celebration of the Games.[136][137]
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The Olympic motto, Citius, Altius, Fortius, a Latin expression meaning "Faster, Higher, Stronger" was proposed by Pierre de Coubertin in 1894 and has been official since 1924. The motto was coined by Coubertin's friend, the Dominican priest Henri Didon OP, for a Paris youth gathering of 1891.[138]
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Coubertin's Olympic ideals are expressed in the Olympic creed:
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The most important thing in the Olympic Games is not to win but to take part, just as the most important thing in life is not the triumph but the struggle. The essential thing is not to have conquered but to have fought well.[136]
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Months before each Games, the Olympic Flame is lit at the Temple of Hera in Olympia in a ceremony that reflects ancient Greek rituals. A female performer, acting as a priestess joined by ten female performers as Vestal Virgins, ignites a torch by placing it inside a parabolic mirror which focuses the sun's rays; she then lights the torch of the first relay bearer, thus initiating the Olympic torch relay that will carry the flame to the host city's Olympic stadium, where it plays an important role in the opening ceremony.[139] Though the flame has been an Olympic symbol since 1928, the torch relay was only introduced at the 1936 Summer Games to promote the Third Reich.[136][140]
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The Olympic mascot, an animal or human figure representing the cultural heritage of the host country, was introduced in 1968. It has played an important part of the Games' identity promotion since the 1980 Summer Olympics, when the Soviet bear cub Misha reached international stardom. The mascot of the Summer Olympics in London was named Wenlock after the town of Much Wenlock in Shropshire. Much Wenlock still hosts the Wenlock Olympian Games, which were an inspiration to Pierre de Coubertin for the Olympic Games.[141]
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As mandated by the Olympic Charter, various elements frame the opening ceremony of the Olympic Games. This ceremony takes place before the events have occurred.[142][143] Most of these rituals were established at the 1920 Summer Olympics in Antwerp.[144] The ceremony typically starts with the entrance of the president of the host country followed by the hoisting of the host country's flag and a performance of its national anthem.[142][143] The host nation then presents artistic displays of music, singing, dance, and theatre representative of its culture.[144] The artistic presentations have grown in scale and complexity as successive hosts attempt to provide a ceremony that outlasts its predecessor's in terms of memorability. The opening ceremony of the Beijing Games reportedly cost $100 million, with much of the cost incurred in the artistic segment.[145]
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After the artistic portion of the ceremony, the athletes parade into the stadium grouped by nation. Greece is traditionally the first nation to enter in order to honour the origins of the Olympics. Nations then enter the stadium alphabetically according to the host country's chosen language, with the host country's athletes being the last to enter. During the 2004 Summer Olympics, which was hosted in Athens, Greece, the Greek flag entered the stadium first, while the Greek delegation entered last. Speeches are given, formally opening the Games. Finally, the Olympic torch is brought into the stadium and passed on until it reaches the final torch carrier, often a successful Olympic athlete from the host nation, who lights the Olympic flame in the stadium's cauldron.[142][143]
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The closing ceremony of the Olympic Games takes place after all sporting events have concluded. Flag-bearers from each participating country enter the stadium, followed by the athletes who enter together, without any national distinction.[146] Three national flags are hoisted while the corresponding national anthems are played: the flag of the current host country; the flag of Greece, to honour the birthplace of the Olympic Games; and the flag of the country hosting the next Summer or Winter Olympic Games.[146] The president of the organising committee and the IOC president make their closing speeches, the Games are officially closed, and the Olympic flame is extinguished.[147] In what is known as the Antwerp Ceremony, the mayor of the city that organised the Games transfers a special Olympic flag to the president of the IOC, who then passes it on to the mayor of the city hosting the next Olympic Games.[148] The next host nation then also briefly introduces itself with artistic displays of dance and theatre representative of its culture.[146]
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As is customary, the last medal presentation of the Games is held as part of the closing ceremony. Typically, the marathon medals are presented at the Summer Olympics,[146][149] while the cross-country skiing mass start medals are awarded at the Winter Olympics.[150]
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A medal ceremony is held after each Olympic event is concluded. The winner, second and third-place competitors or teams stand on top of a three-tiered rostrum to be awarded their respective medals.[151] After the medals are given out by an IOC member, the national flags of the three medallists are raised while the national anthem of the gold medallist's country plays.[152] Volunteering citizens of the host country also act as hosts during the medal ceremonies, as they aid the officials who present the medals and act as flag-bearers.[153] While in the Summer Olympics this ceremony is held on the ground where the event is played,[154] in the Winter Games it is usually held in a special "plaza".[155]
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The Olympic Games programme consists of 35 sports, 30 disciplines and 408 events. For example, wrestling is a Summer Olympic sport, comprising two disciplines: Greco-Roman and Freestyle. It is further broken down into fourteen events for men and four events for women, each representing a different weight class.[156] The Summer Olympics programme includes 26 sports, while the Winter Olympics programme features 15 sports.[157] Athletics, swimming, fencing, and artistic gymnastics are the only summer sports that have never been absent from the Olympic programme. Cross-country skiing, figure skating, ice hockey, Nordic combined, ski jumping, and speed skating have been featured at every Winter Olympics programme since its inception in 1924. Current Olympic sports, like badminton, basketball, and volleyball, first appeared on the programme as demonstration sports, and were later promoted to full Olympic sports. Some sports that were featured in earlier Games were later dropped from the programme.[158]
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Olympic sports are governed by international sports federations (IFs) recognised by the IOC as the global supervisors of those sports. There are 35 federations represented at the IOC.[159] There are sports recognised by the IOC that are not included on the Olympic program. These sports are not considered Olympic sports, but they can be promoted to this status during a programme revision that occurs in the first IOC session following a celebration of the Olympic Games.[160][161] During such revisions, sports can be excluded or included in the programme on the basis of a two-thirds majority vote of the members of the IOC.[162] There are recognised sports that have never been on an Olympic programme in any capacity, including chess and surfing.[163]
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In October and November 2004, the IOC established an Olympic Programme Commission, which was tasked with reviewing the sports on the Olympic programme and all non-Olympic recognised sports. The goal was to apply a systematic approach to establishing the Olympic programme for each celebration of the Games.[164] The commission formulated seven criteria to judge whether a sport should be included on the Olympic programme.[164] These criteria are history and tradition of the sport, universality, popularity of the sport, image, athletes' health, development of the International Federation that governs the sport, and costs of holding the sport.[164] From this study five recognised sports emerged as candidates for inclusion at the 2012 Summer Olympics: golf, karate, rugby sevens, roller sports and squash.[164] These sports were reviewed by the IOC Executive Board and then referred to the General Session in Singapore in July 2005. Of the five sports recommended for inclusion only two were selected as finalists: karate and squash.[164] Neither sport attained the required two-thirds vote and consequently they were not promoted to the Olympic programme.[164] In October 2009 the IOC voted to instate golf and rugby sevens as Olympic sports for the 2016 and 2020 Summer Olympic Games.[165]
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The 114th IOC Session, in 2002, limited the Summer Games programme to a maximum of 28 sports, 301 events, and 10,500 athletes.[164] Three years later, at the 117th IOC Session, the first major programme revision was performed, which resulted in the exclusion of baseball and softball from the official programme of the 2012 London Games. Since there was no agreement in the promotion of two other sports, the 2012 programme featured just 26 sports.[164] The 2016 and 2020 Games will return to the maximum of 28 sports given the addition of rugby and golf.[165]
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The ethos of the aristocracy as exemplified in the English public school greatly influenced Pierre de Coubertin.[166] The public schools subscribed to the belief that sport formed an important part of education, an attitude summed up in the saying mens sana in corpore sano, a sound mind in a sound body. In this ethos, a gentleman was one who became an all-rounder, not the best at one specific thing. There was also a prevailing concept of fairness, in which practising or training was considered tantamount to cheating.[166] Those who practised a sport professionally were considered to have an unfair advantage over those who practised it merely as a hobby.[166]
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The exclusion of professionals caused several controversies throughout the history of the modern Olympics. The 1912 Olympic pentathlon and decathlon champion Jim Thorpe was stripped of his medals when it was discovered that he had played semi-professional baseball before the Olympics. His medals were posthumously restored by the IOC in 1983 on compassionate grounds.[167] Swiss and Austrian skiers boycotted the 1936 Winter Olympics in support of their skiing teachers, who were not allowed to compete because they earned money with their sport and were thus considered professionals.[168]
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As class structure evolved through the 20th century, the definition of the amateur athlete as an aristocratic gentleman became outdated.[166] The advent of the state-sponsored "full-time amateur athlete" of the Eastern Bloc countries further eroded the ideology of the pure amateur, as it put the self-financed amateurs of the Western countries at a disadvantage.[169] Beginning in the 1970s, amateurism requirements were gradually phased out of the Olympic Charter. After the 1988 Games, the IOC decided to make all professional athletes eligible for the Olympics, subject to the approval of the IFs.[170]
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Near the end of the 1960s, the Canadian Amateur Hockey Association (CAHA) felt their amateur players could no longer be competitive against the Soviet team's full-time athletes and the other constantly improving European teams. They pushed for the ability to use players from professional leagues but met opposition from the IIHF and IOC. At the IIHF Congress in 1969, the IIHF decided to allow Canada to use nine non-NHL professional hockey players[171] at the 1970 World Championships in Montreal and Winnipeg, Manitoba, Canada.[172] The decision was reversed in January 1970 after Brundage said that ice hockey's status as an Olympic sport would be in jeopardy if the change was made.[171] In response, Canada withdrew from international ice hockey competition and officials stated that they would not return until "open competition" was instituted.[171][173] Günther Sabetzki became president of the IIHF in 1975 and helped to resolve the dispute with the CAHA. In 1976, the IIHF agreed to allow "open competition" between all players in the World Championships. However, NHL players were still not allowed to play in the Olympics until 1988, because of the IOC's amateur-only policy.[174]
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Greece, Australia, France, and United Kingdom are the only countries to be represented at every Olympic Games since their inception in 1896. While countries sometimes miss an Olympics due to a lack of qualified athletes, some choose to boycott a celebration of the Games for various reasons. The Olympic Council of Ireland boycotted the 1936 Berlin Games, because the IOC insisted its team needed to be restricted to the Irish Free State rather than representing the entire island of Ireland.[175]
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There were three boycotts of the 1956 Melbourne Olympics: the Netherlands, Spain, and Switzerland refused to attend because of the repression of the Hungarian uprising by the Soviet Union, but did send an equestrian delegation to Stockholm; Cambodia, Egypt, Iraq, and Lebanon boycotted the Games because of the Suez Crisis; and the People's Republic of China boycotted the Games due to the participation of the Republic of China, composed of athletes coming from Taiwan.[176]
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In 1972 and 1976 a large number of African countries threatened the IOC with a boycott to force them to ban South Africa and Rhodesia, because of their segregationist rule. New Zealand was also one of the African boycott targets, because its national rugby union team had toured apartheid-ruled South Africa. The IOC conceded in the first two cases, but refused to ban New Zealand on the grounds that rugby was not an Olympic sport.[177] Fulfilling their threat, twenty African countries were joined by Guyana and Iraq in a withdrawal from the Montreal Games, after a few of their athletes had already competed.[177][178]
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The Republic of China (Taiwan) was excluded from the 1976 Games by order of Pierre Elliott Trudeau, the prime minister of Canada. Trudeau's action was widely condemned as having brought shame on Canada for having succumbed to political pressure to keep the Chinese delegation from competing under its name.[179] The ROC refused a proposed compromise that would have still allowed them to use the ROC flag and anthem as long as the name was changed.[180] Athletes from Taiwan did not participate again until 1984, when they returned under the name of Chinese Taipei and with a special flag and anthem.[181]
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In 1980 and 1984, the Cold War opponents boycotted each other's Games. The United States and sixty-five other countries boycotted the Moscow Olympics in 1980 because of the Soviet invasion of Afghanistan. This boycott reduced the number of nations participating to 80, the lowest number since 1956.[182] The Soviet Union and 15 other nations countered by boycotting the Los Angeles Olympics of 1984. Although a boycott led by the Soviet Union depleted the field in certain sports, 140 National Olympic Committees took part, which was a record at the time.[4] The fact that Romania, a Warsaw Pact country, opted to compete despite Soviet demands led to a warm reception of the Romanian team by the United States. When the Romanian athletes entered during the opening ceremonies, they received a standing ovation from the spectators, which comprised mostly U.S. citizens. The boycotting nations of the Eastern Bloc staged their own alternate event, the Friendship Games, in July and August.[183][184]
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There had been growing calls for boycotts of Chinese goods and the 2008 Olympics in Beijing in protest of China's human rights record, and in response to Tibetan disturbances. Ultimately, no nation supported a boycott.[185][186] In August 2008, the government of Georgia called for a boycott of the 2014 Winter Olympics, set to be held in Sochi, Russia, in response to Russia's participation in the 2008 South Ossetia war.[187][188]
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The Olympic Games have been used as a platform to promote political ideologies almost from its inception. Nazi Germany wished to portray the National Socialist Party as benevolent and peace-loving when they hosted the 1936 Games, though they used the Games to display Aryan superiority.[189] Germany was the most successful nation at the Games, which did much to support their allegations of Aryan supremacy, but notable victories by African American Jesse Owens, who won four gold medals, and Hungarian Jew Ibolya Csák, blunted the message.[190] The Soviet Union did not participate until the 1952 Summer Olympics in Helsinki. Instead, starting in 1928, the Soviets organised an international sports event called Spartakiads. During the interwar period of the 1920s and 1930s, communist and socialist organisations in several countries, including the United States, attempted to counter what they called the "bourgeois" Olympics with the Workers Olympics.[191][192] It was not until the 1956 Summer Games that the Soviets emerged as a sporting superpower and, in doing so, took full advantage of the publicity that came with winning at the Olympics.[193] Soviet Union's success might be attributed to a heavy state's investment in sports to fulfill its political agenda on an international stage.[194][195][195]
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Individual athletes have also used the Olympic stage to promote their own political agenda. At the 1968 Summer Olympics in Mexico City, two American track and field athletes, Tommie Smith and John Carlos, who finished first and third in the 200 metres, performed the Black Power salute on the victory stand. The second-place finisher, Peter Norman of Australia, wore an Olympic Project for Human Rights badge in support of Smith and Carlos. In response to the protest, IOC president Avery Brundage ordered Smith and Carlos suspended from the US team and banned from the Olympic Village. When the US Olympic Committee refused, Brundage threatened to ban the entire US track team. This threat led to the expulsion of the two athletes from the Games.[196] In another notable incident in the gymnastics competition, while standing on the medal podium after the balance beam event final, in which Natalia Kuchinskaya of the Soviet Union had controversially taken the gold, Czechoslovakian gymnast Věra Čáslavská quietly turned her head down and away during the playing of the Soviet national anthem. The action was Čáslavská's silent protest against the recent Soviet invasion of Czechoslovakia. Her protest was repeated when she accepted her medal for her floor exercise routine when the judges changed the preliminary scores of the Soviet Larisa Petrik to allow her to tie with Čáslavská for the gold. While Čáslavská's countrymen supported her actions and her outspoken opposition to Communism (she had publicly signed and supported Ludvik Vaculik's "Two Thousand Words" manifesto), the new regime responded by banning her from both sporting events and international travel for many years and made her an outcast from society until the fall of communism.
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Currently, the government of Iran has taken steps to avoid any competition between its athletes and those from Israel. An Iranian judoka, Arash Miresmaeili, did not compete in a match against an Israeli during the 2004 Summer Olympics. Although he was officially disqualified for being overweight, Miresmaeli was awarded US$125,000 in prize money by the Iranian government, an amount paid to all Iranian gold medal winners. He was officially cleared of intentionally avoiding the bout, but his receipt of the prize money raised suspicion.[197]
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In the early 20th century, many Olympic athletes began using drugs to improve their athletic abilities. For example, in 1904, Thomas Hicks, a gold medallist in the marathon, was given strychnine by his coach (at the time, taking different substances was allowed, as there was no data regarding the effect of these substances on a body of an athlete).[198] The only Olympic death linked to performance enhancing occurred at the 1960 Rome games. A Danish cyclist, Knud Enemark Jensen, fell from his bicycle and later died. A coroner's inquiry found that he was under the influence of amphetamines.[199] By the mid-1960s, sports federations started to ban the use of performance-enhancing drugs; in 1967 the IOC followed suit.[200]
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According to British journalist Andrew Jennings, a KGB colonel stated that the agency's officers had posed as anti-doping authorities from the International Olympic Committee to undermine doping tests and that Soviet athletes were "rescued with [these] tremendous efforts".[201] On the topic of the 1980 Summer Olympics, a 1989 Australian study said "There is hardly a medal winner at the Moscow Games, certainly not a gold medal winner, who is not on one sort of drug or another: usually several kinds. The Moscow Games might as well have been called the Chemists' Games."[201]
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Documents obtained in 2016 revealed the Soviet Union's plans for a statewide doping system in track and field in preparation for the 1984 Summer Olympics in Los Angeles. Dated prior to the country's decision to boycott the Games, the document detailed the existing steroids operations of the program, along with suggestions for further enhancements.[202] The communication, directed to the Soviet Union's head of track and field, was prepared by Dr. Sergei Portugalov of the Institute for Physical Culture. Portugalov was also one of the main figures involved in the implementation of the Russian doping program prior to the 2016 Summer Olympics.[202]
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The first Olympic athlete to test positive for the use of performance-enhancing drugs was Hans-Gunnar Liljenwall, a Swedish pentathlete at the 1968 Summer Olympics, who lost his bronze medal for alcohol use.[203] One of the most publicised doping-related disqualifications occurred after the 1988 Summer Olympics where Canadian sprinter, Ben Johnson (who won the 100-metre dash) tested positive for stanozolol.[204]
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In 1999 the IOC formed the World Anti-Doping Agency (WADA) in an effort to systematise the research and detection of performance-enhancing drugs. There was a sharp increase in positive drug tests at the 2000 Summer Olympics and 2002 Winter Olympics due to improved testing conditions. Several medallists in weightlifting and cross-country skiing from post-Soviet states were disqualified because of doping offences. The IOC-established drug testing regimen (now known as the Olympic Standard) has set the worldwide benchmark that other sporting federations attempt to emulate.[205] During the Beijing games, 3,667 athletes were tested by the IOC under the auspices of the World Anti-Doping Agency. Both urine and blood tests were used to detect banned substances.[199][206] In London over 6,000 Olympic and Paralympic athletes were tested. Prior to the Games 107 athletes tested positive for banned substances and were not allowed to compete.[207][208][209]
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Doping in Russian sports has a systemic nature. Russia has had 44 Olympic medals stripped for doping violations – the most of any country, more than three times the number of the runner-up, and more than a quarter of the global total. From 2011 to 2015, more than a thousand Russian competitors in various sports, including summer, winter, and Paralympic sports, benefited from a cover-up.[210][211][212][213] Russia was partially banned from the 2016 Summer Olympics and was banned from the 2018 Winter Olympics (while being allowed to participate as the Olympic Athletes from Russia) due to the state-sponsored doping programme.[214][215]
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In December 2019, Russia got banned for four years from all major sporting events for systematic doping and lying to WADA.[216] The World Anti-Doping Agency (WADA) issued the ban on 9 December 2019, and the Russian anti-doping agency RUSADA has 21 days to make an appeal to the Court of Arbitration for Sport (CAS). The ban means Russian athletes will be allowed to compete under the Olympic flag. Russia is appealing the decision in CAS.[217]
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Women were first allowed to compete at the 1900 Summer Olympics in Paris, but at the 1992 Summer Olympics 35 countries were still only fielding all-male delegations.[218] This number dropped rapidly over the following years. In 2000, Bahrain sent two women competitors for the first time: Fatema Hameed Gerashi and Mariam Mohamed Hadi Al Hilli.[219] In 2004, Robina Muqimyar and Fariba Rezayee became the first women to compete for Afghanistan at the Olympics.[220] In 2008, the United Arab Emirates sent female athletes (Maitha Al Maktoum competed in taekwondo, and Latifa Al Maktoum in equestrian) to the Olympic Games for the first time. Both athletes were from Dubai's ruling family.[221]
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By 2010, only three countries had never sent female athletes to the Games: Brunei, Saudi Arabia, and Qatar. Brunei had taken part in only three celebrations of the Games, sending a single athlete on each occasion, but Saudi Arabia and Qatar had been competing regularly with all-male teams. In 2010, the International Olympic Committee announced it would "press" these countries to enable and facilitate the participation of women for the 2012 Summer Olympics. Anita DeFrantz, chair of the IOC's Women and Sports Commission, suggested that countries be barred if they prevented women from competing. Shortly thereafter, the Qatar Olympic Committee announced that it "hoped to send up to four female athletes in shooting and fencing" to the 2012 Summer Games in London.[222]
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In 2008, Ali Al-Ahmed, director of the Institute for Gulf Affairs, likewise called for Saudi Arabia to be barred from the Games, describing its ban on women athletes as a violation of the International Olympic Committee charter. He noted: "For the last 15 years, many international nongovernmental organisations worldwide have been trying to lobby the IOC for better enforcement of its own laws banning gender discrimination. ... While their efforts did result in increasing numbers of women Olympians, the IOC has been reluctant to take a strong position and threaten the discriminating countries with suspension or expulsion."[218] In July 2010, The Independent reported: "Pressure is growing on the International Olympic Committee to kick out Saudi Arabia, who are likely to be the only major nation not to include women in their Olympic team for 2012. ... Should Saudi Arabia ... send a male-only team to London, we understand they will face protests from equal rights and women's groups which threaten to disrupt the Games".[223]
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At the 2012 Olympic Games in London, United Kingdom, for the first time in Olympic history, every country competing included female athletes.[224] Saudi Arabia included two female athletes in its delegation; Qatar, four; and Brunei, one (Maziah Mahusin, in the 400m hurdles). Qatar made one of its first female Olympians, Bahiya al-Hamad (shooting), its flagbearer at the 2012 Games,[225] and runner Maryam Yusuf Jamal of Bahrain became the first Gulf female athlete to win a medal when she won a bronze for her showing in the 1500 m race.[226]
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The only sport on the Olympic programme that features men and women competing together is the equestrian disciplines. There is no "Women's Eventing", or 'Men's Dressage'. As of 2008, there were still more medal events for men than women. With the addition of women's boxing to the programme in the 2012 Summer Olympics, however, female athletes were able to compete in all the same sports as men.[227] In the winter Olympics, women are still unable to compete in the Nordic combined.[228] There are currently two Olympic events in which male athletes may not compete: synchronised swimming and rhythmic gymnastics.[229]
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Three Olympiads had to pass without a celebration of the Games because of war: the 1916 Games were cancelled because of World War I, and the summer and winter games of 1940 and 1944 were cancelled because of World War II. The Russo-Georgian War between Georgia and Russia erupted on the opening day of the 2008 Summer Olympics in Beijing. Both President Bush and Prime Minister Putin were attending the Olympics at that time and spoke together about the conflict at a luncheon hosted by Chinese president Hu Jintao.[230][231]
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Terrorism most directly affected the Olympic Games in 1972. When the Summer Games were held in Munich, Germany, eleven members of the Israeli Olympic team were taken hostage by the Palestinian terrorist group Black September in what is now known as the Munich massacre. The terrorists killed two of the athletes soon after they had taken them hostage and killed the other nine during a failed liberation attempt. A German police officer and five terrorists also perished.[232] Following the selection of Barcelona, Spain to host the 1992 Summer Olympics, the separatist ETA terrorist organisation launched attacks in the region, including the 1991 Vic bombing that killed ten people in a town that would also hold events.[233][234]
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Terrorism affected the last two Olympic Games held in the United States. During the Summer Olympics in 1996 in Atlanta, Georgia, a bomb was detonated at the Centennial Olympic Park, which killed two and injured 111 others. The bomb was set by Eric Rudolph, an American domestic terrorist, who is currently serving a life sentence for the bombing.[235] The 2002 Winter Olympics in Salt Lake City, Utah, took place just five months after the September 11 attacks, which meant a higher level of security than ever before provided for an Olympic Games. The opening ceremonies of the Games featured symbols of the day's events. They included the flag that flew at Ground Zero and honour guards of NYPD and FDNY members.[236]
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The Olympic Games have been criticized as upholding (and in some cases increasing) the colonial policies and practices of some host nations and cities either in the name of the Olympics by associated parties or directly by official Olympic bodies, such as the International Olympic Committee, host organising committees and official sponsors.
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Critics have argued that the Olympics have engaged in or caused: erroneous anthropological and colonial knowledge production; erasure; commodification[237] and appropriation of indigenous ceremonies and symbolism; theft and inappropriate display of indigenous objects; further encroachment on and support of the theft of indigenous lands; and neglect and/or intensification of poor social conditions for indigenous peoples. Such practices have been observed at: the 1904 Summer Olympics in St. Louis, MO; the 1976 Summer Olympics in Montreal, Quebec; the 1988 Winter Olympics in Calgary, Alberta; the 2008 Summer Olympics in Beijing, China; the 2010 Winter Olympics in Vancouver, BC; the 2012 Summer Olympics in London, England; the 2014 Winter Olympics in Sochi, Krasnodar Krai and the 2022 Winter Olympics in Beijing, China.
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The Olympic Charter requires that an athlete be a national of the country for which they compete. Dual nationals may compete for either country, as long as three years have passed since the competitor competed for the former country. However, if the NOCs and IF involved agree, then the IOC Executive Board may reduce or cancel this period.[238] This waiting period exists only for athletes who previously competed for one nation and want to compete for another. If an athlete gains a new or second nationality, then they do not need to wait any designated amount of time before participating for the new or second nation. The IOC is only concerned with issues of citizenship and nationality after individual nations have granted citizenship to athletes.[239]
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Athletes will sometimes become citizens of a different nation so they are able to compete in the Olympics. This is often because they are drawn to sponsorships or training facilities. It could also be because an athlete is unable to qualify from within their original country. In preparation for the 2014 Winter Games in Sochi Russian Olympic Committee naturalized a Korean-born short-track speed-skater Ahn Hyun-soo and an American-born snowboarder Vic Wild. They won a total of 5 golds and 1 bronze in Sochi.[240]
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One of the most famous cases of changing nationality for the Olympics was Zola Budd, a South African runner who emigrated to the United Kingdom because there was an apartheid-era ban on the Olympics in South Africa. Budd was eligible for British citizenship because her grandfather was born in Britain, but British citizens accused the government of expediting the citizenship process for her.[241]
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Other notable examples include Kenyan runner Bernard Lagat, who became a United States citizen in May 2004. The Kenyan constitution required that one renounce their Kenyan citizenship when they became a citizen of another nation. Lagat competed for Kenya in the 2004 Athens Olympics even though he had already become a United States citizen. According to Kenya, he was no longer a Kenyan citizen, jeopardising his silver medal. Lagat said he started the citizenship process in late 2003 and did not expect to become an American citizen until after the Athens games.[242]
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The athletes or teams who place first, second, or third in each event receive medals. The winners receive gold medals, which were solid gold until 1912, then made of gilded silver and now gold-plated silver. Every gold medal however must contain at least six grams of pure gold.[243] The runners-up receive silver medals and the third-place athletes are awarded bronze medals. In events contested by a single-elimination tournament (most notably boxing), third place might not be determined and both semifinal losers receive bronze medals. At the 1896 Olympics only the first two received a medal; silver for first and bronze for second. The current three-medal format was introduced at the 1904 Olympics.[244] From 1948 onward athletes placing fourth, fifth, and sixth have received certificates, which became officially known as Olympic diplomas; in 1984 Olympic diplomas for seventh- and eighth-place finishers were added. At the 2004 Summer Olympics in Athens, the gold, silver, and bronze medal winners were also given olive wreaths.[245] The IOC does not keep statistics of medals won on a national level (except for team sports), but NOCs and the media record medal statistics as a measure of success.[246]
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As of the 2016 Games in Rio de Janeiro, all of the current 206 NOCs and 19 obsolete NOCs have participated in at least one edition of the Summer Olympics. Competitors from Australia, France,[A] Great Britain,[B] Greece, and Switzerland[C] have competed in all twenty-eight Summer Olympic Games. Athletes competing under the Olympic flag, Mixed Teams and the Refugee Team have competed at six Games.
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A total of 119 NOCs (110 of the current 206 NOCs and nine obsolete NOCs) have participated in at least one Winter Games, and athletes from fourteen nations (Austria, Canada, Czech Republic, Finland, France, Great Britain, Hungary, Italy, Norway, Poland, Slovakia, Sweden, Switzerland, and the United States) have participated in all twenty-three Winter Games to date.
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The host city for an Olympic Games is usually chosen seven to eight years ahead of their celebration.[247] The process of selection is carried out in two phases that span a two-year period. The prospective host city applies to its country's National Olympic Committee; if more than one city from the same country submits a proposal to its NOC, the national committee typically holds an internal selection, since only one city per NOC can be presented to the International Olympic Committee for consideration. Once the deadline for submission of proposals by the NOCs is reached, the first phase (Application) begins with the applicant cities asked to complete a questionnaire regarding several key criteria related to the organisation of the Olympic Games.[248] In this form, the applicants must give assurances that they will comply with the Olympic Charter and with any other regulations established by the IOC Executive Committee.[247] The evaluation of the filled questionnaires by a specialised group provides the IOC with an overview of each applicant's project and their potential to host the Games. On the basis of this technical evaluation, the IOC Executive Board selects the applicants that will proceed to the candidature stage.[248]
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Once the candidate cities are selected, they must submit to the IOC a bigger and more detailed presentation of their project as part of a candidature file. Each city is thoroughly analysed by an evaluation commission. This commission will also visit the candidate cities, interviewing local officials and inspecting prospective venue sites, and submit a report on its findings one month prior to the IOC's final decision. During the interview process the candidate city must also guarantee that it will be able to fund the Games.[247] After the work of the evaluation commission, a list of candidates is presented to the General Session of the IOC, which must assemble in a country that does not have a candidate city in the running. The IOC members gathered in the Session have the final vote on the host city. Once elected, the host city bid committee (together with the NOC of the respective country) signs a Host City Contract with the IOC, officially becoming an Olympic host nation and host city.[247]
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By 2016, the Olympic Games will have been hosted by 44 cities in 23 countries. Since the 1988 Summer Olympics in Seoul, South Korea, the Olympics have been held in Asia or Oceania four times, a sharp increase compared to the previous 92 years of modern Olympic history. The 2016 Games in Rio de Janeiro were the first Olympics for a South American country. No bids from countries in Africa have succeeded.
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The United States hosted four Summer Games, more than any other nation. The British capital London holds the distinction of hosting three Olympic Games, all Summer, more than any other city. Paris, which previously hosted in 1900 and 1924, is due to host the Summer Games for a third time in 2024, and Los Angeles, which previously hosted in 1932 and 1984, is due to host the Summer Games for a third time in 2028. The other nations hosting the Summer Games at least twice are Germany, Australia, France and Greece. The other cities hosting the Summer Games at least twice are Los Angeles, Paris and Athens. With the 2020 Summer Olympic Games, Japan and Tokyo, respectively, will hold these statuses.
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The United States hosted four Winter Games, more than any other nation. The other nations hosting multiple Winter Games are France with three, while Switzerland, Austria, Norway, Japan, Canada and Italy have hosted twice. Among host cities, Lake Placid, Innsbruck and St. Moritz have played host to the Winter Olympic Games more than once, each holding that honour twice. The most recent Winter Games were held in Pyeongchang in 2018, South Korea's first Winter Olympics and second Olympics overall (including the 1988 Summer Olympics in Seoul).
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Beijing is due to host the 2022 Winter Olympics, which will make it the first city to host both the Summer and Winter Games.
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The Jonas Brothers are an American pop rock band. Formed in 2005, they gained popularity from their appearances on the Disney Channel television network. They consist of three brothers: Kevin Jonas, Joe Jonas, and Nick Jonas.[1][2][3] Raised in Wyckoff, New Jersey, the Jonas Brothers moved to Little Falls, New Jersey, in 2005, where they wrote their first record that made its Hollywood Records release.[4] In the summer of 2008, they starred in the Disney Channel Original Movie Camp Rock and its sequel, Camp Rock 2: The Final Jam. They also starred as Kevin, Joe, and Nick Lucas from the band, JONAS, in their own Disney Channel series Jonas, which was rebranded as Jonas L.A. after the first season and cancelled after the second. The band have released five albums: It's About Time (2006), Jonas Brothers (2007), A Little Bit Longer (2008), Lines, Vines and Trying Times (2009), and Happiness Begins (2019).
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In 2008, the group was nominated for the Best New Artist award at the 51st Grammy Awards and won the award for Breakthrough Artist at the American Music Awards. As of May 2009, before the release of Lines, Vines and Trying Times, they had sold over eight million albums worldwide.[5] After a hiatus during 2010 and 2011 to pursue solo-projects, the group reconciled in 2012 to record a new album, which was cancelled following their break-up on October 29, 2013.
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They have sold over 17 million albums worldwide as of 2013.[6][7] Six years following their split, the group reunited with the release of "Sucker" on March 1, 2019.[8] The song became the 34th song in history to debut at number one on the Billboard Hot 100, and became the Jonas Brothers' first number one single on the chart.[9] Their fifth studio album, Happiness Begins, was released on June 7, 2019, topping the US Billboard 200.[10]
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In 2005, Joe, Kevin and Nick recorded "Please Be Mine", their first song recorded.[11] Upon hearing the song, the Columbia Records president Steve Greenberg decided to sign the brothers as a group.[12] They considered naming their group "Sons of Jonas" before settling on the name Jonas Brothers.[13] While working on their debut studio album, the band toured throughout 2005 with artists such as Jump5, Kelly Clarkson, Jesse McCartney, the Backstreet Boys, and The Click Five among others.[14] They spent the latter portion of the year on a tour with Aly & AJ and The Cheetah Girls. Additionally, they opened for The Veronicas in early 2006. For their first album, titled It's About Time, the band collaborated with several writers, including Adam Schlesinger (Fountains of Wayne), Michael Mangini (Joss Stone), Desmond Child (Aerosmith, Bon Jovi), Billy Mann (Destiny's Child, Jessica Simpson) and Steve Greenberg. The album was initially supposed to be released in February 2006, but was pushed back several times, due to executive changes at Sony (the parent company of Columbia) and the executives' desire to have "another lead single" on the album. For the album, the Jonas Brothers covered two hit songs by UK band Busted – "Year 3000" and "What I Go to School For". The Jonas Brothers' first single, "Mandy", was released on December 27, 2005. Its music video was shown on MTV's Total Request Live on February 22, 2006 and reached number four. Another song, "Time for Me to Fly", was released on the Aquamarine soundtrack, also in February. In March, "Mandy" was featured in the Nickelodeon television film Zoey 101: Spring Break-Up and the Zoey 101: Music Mix soundtrack album, with Nicholas Jonas listed as the artist name. The group's music was also featured on Cartoon Network's Friday night programming block Fridays.[14]
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The band covered "Yo Ho (A Pirate's Life for Me)" from Pirates of the Caribbean for the Disneymania 4 album, released on April 4, 2006.[15] Over the summer of 2006, the Jonas Brothers went on tour with Aly & AJ. The Jonas Brothers also created the theme song for the second season of American Dragon: Jake Long, airing from June 2006 to September 2007 on the Disney Channel.[16] It's About Time was finally released on August 8, 2006.[17] According to the band's manager, it was only a "limited release" of 50,000 copies, so the album's price can rise as high as $200–$300 USD on auction sites like eBay. Because Sony was not interested in further promoting the band, the Jonas Brothers considered switching labels. On October 3, 2006, Nick's 2004 solo single, "Joy to the World (A Christmas Prayer)", was re-released on Joy to the World: The Ultimate Christmas Collection.[18] The same month, the Jonas Brothers covered "Poor Unfortunate Souls" from The Little Mermaid. Along with a music video, the song was released on a two-disc special-edition release of The Little Mermaid soundtrack.[19] The second single from It's About Time was "Year 3000", the music video of which premiered on the Disney Channel in January 2007. The band was ultimately dropped by Columbia Records in early 2007.
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After being without a label for a short time, the Jonas Brothers signed with Hollywood Records in February 2007.[20] Around the same time, the brothers began appearing in commercials for Baby Bottle Pops, singing the jingle.[21] On March 24, two additional songs on two different albums were released: "Kids of the Future", from the Meet the Robinsons soundtrack[22] (based on Kim Wilde's "Kids in America"), and "I Wanna Be Like You", from Disneymania 5.[23] The Jonas Brothers made their first appearance at the White House on Monday, April 9, 2007, during the annual White House Easter Egg Roll, where they sang the National Anthem.[24] They returned on Wednesday June 27, 2007, during a Celebrating Women in Sports Tee Ball game on the South Lawn. They sang the National Anthem again, and, after the game, the Jonas Brothers entertained at the picnic-reception with a selection of their hits.[25] Their self-titled second album was released on August 7, 2007.[26] It reached number five on the Billboard Hot 200 chart in its first week. Two singles with music videos were also released around this time — "Hold On" two weeks before, and "S.O.S.", four days before the release of the album. In August 2007, the Jonas Brothers made several appearances on television. On August 17, they guest-starred in an episode of the Disney Channel show Hannah Montana titled "Me and Mr. Jonas and Mr. Jonas and Mr. Jonas".
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They also performed "We Got the Party" with Miley Cyrus in the episode, which premiered after High School Musical 2 and was viewed by 10.7 million people that night. On August 24, the Jonas Brothers performed two songs at the Miss Teen USA contest.[27] On August 26, the Jonas Brothers co-presented an award with Miley Cyrus at the Teen Choice Awards. On November 18, 2007, they performed at the American Music Awards, performing the song "S.O.S." On November 22, the brothers appeared in the 81st annual Macy's Thanksgiving Day Parade. For their final performance of 2007, the three brothers performed their singles "Hold On" and "S.O.S." at Dick Clark's New Year's Rockin' Eve. The Jonas Brothers kicked off their Look Me In The Eyes Tour on January 31, 2008, in Tucson, Arizona. They performed several new songs on the tour that were slated to be on their third studio album, A Little Bit Longer. The Jonas Brothers made their acting debut in Season 2 of the Disney Channel series Hannah Montana, where they guest starred and performed "We Got The Party With Us" on the episode "Me and Mr. Jonas and Mr. Jonas and Mr. Jonas". In 2008, they collaborated with Miley Cyrus on her 3D concert film Hannah Montana & Miley Cyrus: Best of Both Worlds Concert, filmed during Cyrus' Best of Both Worlds Tour, where they sang "We Got The Party With Us" with Cyrus as Hannah Montana. While on the Look Me in the Eyes Tour, the Jonas Brothers filmed a Disney Channel reality short series entitled, Jonas Brothers: Living the Dream, that premiered on Disney Channel.
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The Jonas Brothers' third studio album, A Little Bit Longer, was released in the United States on August 12, 2008. On June 24, 2008, iTunes announced that it would release four songs from A Little Bit Longer, one roughly every two weeks.[28] The purchase of each of the songs applies to the cost of the entire album, which could be purchased via iTunes' Complete the Album feature after release. Each song released also featured a podcast. Each song occupied the number one spot on iTunes for at least three days. After the Look Me In The Eyes Tour ended on March 22, 2008, the Jonas Brothers announced that they would be opening up for Avril Lavigne's Best Damn Tour along with Boys Like Girls, for the second leg of the tour in Europe, which lasted from late May to late June 2008.[29] While filming Camp Rock, the Jonas Brothers co-wrote and co-produced six songs for fellow Disney Channel star and close friend Demi Lovato, for her upcoming album, Don't Forget.[30] The album, co-produced by the Jonas Brothers, was released on September 23, 2008.[31] A soundtrack was released for the film Camp Rock on June 17, 2008, debuting at No. 3 on the Billboard 200 with 188,000 copies sold in its first week.[32] The Jonas Brothers also did a half-hour variety special on Disney Channel special entitled, Studio DC: Almost Live, that featured The Muppets and other Disney Channel stars. During this time, the Jonas Brothers also appeared on the Olympics-based special miniseries the Disney Channel Games, for the third annual show.
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During the summer of 2008, the Jonas Brothers started the Burnin' Up Tour in North America, promoting A Little Bit Longer. The tour began on July 4, 2008, at Molson Amphitheatre in Toronto, Ontario. The band made their film debut in the Disney Channel Original Movie Camp Rock, in which they played a band called Connect Three. Joe Jonas plays the lead male role and lead singer Shane Gray, Nick Jonas plays the role of Nate, a guitarist, and Kevin Jonas plays the role of Jason, another guitarist. The film premiered on June 20, 2008, in the United States on Disney Channel, and Canada on Family, receiving mixed reviews. A Disney Digital 3-D production crew filmed the two shows of their Burnin' Up Tour in Anaheim on July 13 and 14, 2008. Both shows and additional footage recorded while on tour were used for the theatrical release of their 3D concert biopic Jonas Brothers: The 3D Concert Experience on February 22, 2009.[33] A Disney Digital 3-D production crew filmed the two shows of theirs Burnin' Up Tour in Anaheim on July 13 and 14, 2008, including a performance by Lovato with the Jonas Brothers on "This Is Me" and Taylor Swift with the brothers on "Should've Said No". Both shows and additional footage recorded while on tour were used for the theatrical release of their 3D concert biopic, Jonas Brothers: The 3D Concert Experience, on February 22, 2009.[34]
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On July 14, they announced on stage that the band had already written five songs for their fourth studio album. The band was featured in the July 2008 issue of Rolling Stone magazine and became the youngest band to be on the cover of the magazine. The Jonas Brothers visited downtown Cleveland, Ohio's Rock and Roll Hall of Fame before their sold-out concert on the evening of August 22, 2008, at Blossom Music Center. They presented the suits and pants they wore on the cover artwork of A Little Bit Longer to Jim Henke, vice president of the Rock and Roll Hall of Fame. The suits are part of the Right Here, Right Now! exhibit.[35] In December 2008, the Jonas Brothers were nominated for the Best New Artist award at the 51st Grammy Awards. It was confirmed that the brothers were collaborating with R&B producer Timbaland on a song called "Dumb" for his new album Shock Value 2. In an interview, Chris Brown told JustJared.com that he was collaborating with the Jonas Brothers, saying, "I'm possibly doing something with them. If they want me on the record, I'll stay on the record, but I just wanted to write a record for those guys." The Jonas Brothers appeared as musical guest on Saturday Night Live's 34th season on February 14, 2009, making their SNL debut.[36] The band also announced on March 11, 2009, that they will be embarking on a world tour in mid-2009. They were joined by the popular Korean girl band Wonder Girls, who debuted in America, as their opening act.[37] In April 2009, the Jonas Brothers finished filming the first season of their Disney Channel Original Series, Jonas and was premiered on May 2, 2009. The Jonas Brothers also voiced three stone cherubs in the film Night at the Museum: Battle of the Smithsonian, which was released on May 22, 2009.
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The brothers finished recording their fourth studio album, Lines, Vines and Trying Times, and began to talk about the album in the beginning of 2009. They said on several occasions that they had been working on writing and recording songs since their Burnin' Up tour in mid-2008. On March 11, 2009, the Jonas Brothers announced that their fourth studio album, Lines, Vines and Trying Times, would be released on June 15, 2009.[38] They said about the title in the interview with Rolling Stone that, "Lines are something that someone feeds you, vines are the things that get in the way, and trying times, well, that's obvious." They also told Billboard, "We're trying to learn as much as we can, continuing to grow." Kevin added that, "The overall message is it's the same old Jonas Brothers, in a sense, but we're adding more and more music, including different musical instruments that are going to add and build to the sound we already have." Nick also said the songs on the album are "our journal in songs, about all things we've gone through, personal experiences we get inspiration from. We've also been working on trying to use metaphors.. to kind of mask a literal thing that happens to us.". Before the release of Lines, Vines and Trying Times, they released two singles, "Paranoid" (a month before) and "Fly with Me" (seven days before). Lines, Vines and Trying Times became their second No. 1 album.[39] It debuted at number one.
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On July 7, 2009, the Jonas Brothers announced that they had signed Honor Society to the record label they started with Hollywood Records. A month later, "Send It On" was released on Radio Disney. The radio single was performed with Selena Gomez, Miley Cyrus, and Demi Lovato for Disney's Friends for Change. On August 9, 2009, the Jonas Brothers hosted and performed on the 2009 Teen Choice Awards.[40] Hollywood Records announced via YouTube Demi Lovato and Jonas Brothers' Walmart CD+DVD Soundcheck. Joe was a guest judge on American Idol during the Dallas auditions, which aired January 27, 2010.[41][42] After the success of Camp Rock, a sequel was in immediate development.[43] Production on the film began on September 3, 2009 and wrapped on October 16, 2009.[44] The film, entitled Camp Rock 2: The Final Jam, was aired on Disney Channel on September 3, 2010. The movie was filmed in Ontario, Canada.[41] In late 2010, the Brothers took part in a concert at the White House honoring Paul McCartney's reception of a Gershwin Prize for Popular Music by U.S. President Barack Obama. As a personal request from McCartney, they covered "Drive My Car" from The Beatles' Rubber Soul.
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In 2011, the brothers took a hiatus to focus on their solo careers – Joe released his debut album Fastlife, Nick embarked on 2011 Tour with his band Nick Jonas & the Administration and Kevin studied music production.[45] In addition, they parted ways with Hollywood Records, who had been their label since February 2007. In December 2011, a new song leaked on the internet, "Dance Until Tomorrow", but they never released it.[46][47] Despite rumors that they had split, Kevin said the band would release new material in the future: "I think the tides are perfectly lining up for the future of the Jonas Brothers again".[48][49] In August 2012, Kevin starred the E! reality series Married to Jonas alongside his wife Danielle and brothers Nick and Joe, documenting the young couple's domestic.[50]
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On August 17, 2012, after two years of their last work together, they announced a new concert tour, the World Tour 2012/2013.[51][52][53] On October 3, 2012, a preview of the song "Meet You In Paris" was released on Cambio.[54][55] The new tour started on October 11, 2012 at Radio City Music Hall in New York City, where they performed several songs from their previous albums along with a new song entitled "Let's Go".[56] During the reunion concert, they also performed other new songs: "Wedding Bells", "First Time" and "Neon".[57][58][59][60] They performed at Jingle Ball at L.A. Live on December 1, 2012, and announced several tour dates to take place in South America. They performed at the Viña del Mar International Song Festival on February 28, 2013, in Chile.[61] Their fifth studio album, which would have been their first not to be released through Hollywood Records since 2006 and their first record since 2009's Lines, Vines and Trying Times, was scheduled to be released in 2013.[62] The album would be titled V (pronounced: Five), the Roman numeral for five. The lead single, "Pom Poms" was released on April 2, 2013.[63] The music video for the song was filmed in February 2013 in New Orleans, Louisiana and premiered on E! on April 2, 2013.[64] "First Time", the second single from their fifth album, was released on June 25, 2013.[65] In June they embarked at Live Tour to promote the new songs.
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On October 9, 2013, the group cancelled 23 tour dates between October and December, citing a "deep rift within the band" over "creative differences".[66] On October 29, 2013, the Jonas Brothers officially confirmed their split.[67] During an interview, Nick Jonas stated that the album wouldn't be released but decided to release songs in a live album: "We want to do something special for our fans because they've been so supportive of us for so many years. What we've decided to do is package an album with 10 live tracks from the summer tour and four of the songs that would have been on 'V', and if you count 'Pom Poms' and 'First Time', it's actually 6 songs that would have been on 'V'. We’ll be sending that out soon for the fans."[68] The album was released with the title Live, noting the letter "V" in caps as a reference to their would-be fifth studio album of the same name.
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On February 28, 2019, the Jonas Brothers announced their comeback via social media.[69]
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On March 1, they released a new single, "Sucker" under Republic Records.[70][71] They appeared on The Late Late Show with James Corden each night from March 4 to 7 to promote the track.[71] The song debuted at number one on the Billboard Hot 100 and the US Hot Digital Songs chart, with 88,000 copies sold in its first week, becoming the Jonas Brothers' first number-one song and the first number one by a boy band on the chart since 2003's "Bump, Bump, Bump" by B2K.[72] It became the band's first entry on the chart since 2013's "Pom Poms" and their first top 10 since 2008's "Tonight". The Jonas Brothers also became the second group in a lead role in history to have a song debut at number one after Aerosmith's "I Don't Want to Miss a Thing" and the first group in this century to achieve this.[9] In its April 13, 2019 issue, "Sucker" became the Jonas' first top 10 on Dance/Mix Show Airplay, surging 20–6 in its third week of charting.[73] On April 5, the group released the single "Cool".[74] [75] On April 22, the band announced their upcoming album Happiness Begins, which was released on June 7, 2019[76] and preceded by a documentary titled Chasing Happiness, which premiered on June 4 on Amazon Prime Video.[77] The album debuted at number one on the Billboard 200 chart, marked the biggest debut of 2019[78] and maintained the record until Taylor Swift's Lover was released on August 23.[79]
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On June 8, the band performed at Capital's Summertime Ball 2019 in the United Kingdom; the setlist included performing "Year 3000" with the original band behind the song, Busted.[80] On June 18, the band released the promotional single "Greenlight" from their episode of Songland.[81] On June 21, they were featured on Latino singers Sebastián Yatra, Daddy Yankee, and Natti Natasha's single called "Runaway".[82] On July 2, the band released "Only Human", the third single off Happiness Begins, followed by the music video on August 13.[83] At the 2019 Teen Choice Awards on August 11, the group won two awards for Choice Summer Group and the Decade Award.[84] On September 27, Diplo released a single titled "Lonely", which featured the Jonas Brothers.[85] On November 8, the group released a Christmas song titled "Like It's Christmas".[86]
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On January 17, 2020, the band released the single "What a Man Gotta Do".[87] On January 24, they announced a residency show in Las Vegas named Jonas Brothers in Vegas at the Park Theater at Park MGM beginning on April 1, with eight other dates during the month keeping them in place until the 18th.[88] The residency was ultimately cancelled due to the coronavirus pandemic.[89] The band performed at the 62nd Annual Grammy Awards on January 26, revealing a new song titled "Five More Minutes".[90] On May 15, they released a two track EP titled XV, which contained "X", featuring Colombian singer Karol G, and "Five More Minutes".[91]
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— Jonas about the success process.
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The Jonas Brothers earned an estimated $12 million in 2007, and have donated 10% of their earnings to their charity, Change for the Children Foundation.[92][93] Change for the Children Foundation, started by the Jonas Brothers, has contributors donate to charities such as Nothing But Nets, American Diabetes Foundation, St. Jude Children's Research Hospital, Children's Hospital Los Angeles, and Summer Stars Camp for the Performing Arts. Since August 6, 2008, Bayer Diabetes Care has partnered with Nick Jonas as a diabetes ambassador to promote the idea that young people should manage their diabetes, as Nick was diagnosed with Type 1 diabetes when he was 13.[94] Jonas testified in the U.S. Senate to promote more research funding for the disease.[95]
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The Jonas Brothers have been strong supporters of Do Something. In 2007, the brothers filmed a public service announcement raising awareness about teenage homelessness and encouraging teens to begin "jeans drives" in their communities to donate to the homeless. In 2010, Nick further volunteered his efforts for Do Something by offering his time as a prize to teens who donated jeans to Do Something and Aeropostale's "Teens for Jeans" campaign.[96] Further, Nick filmed another public service announcement, this one in support of Do Something's "Battle of the Bands" campaign for the advancement of music education in schools.
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The Jonas Brothers have made several appearances at WE Day, an event that encourages young people to do local and global acts of charity.[97][98] In a post on Twitter, the band also announced that a portion of every ticket purchased for their Toronto show would be donated to WE to help provide secondary school scholarships to young girls in Kenya.[99]
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The Jonas Brothers' musical style has generally been described as rock,[100][101] pop rock,[67][102][103][104] pop punk,[105] and power pop.[106]
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Current members
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Current touring members
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Former touring members
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Antonio Lucio Vivaldi (UK: /vɪˈvældi/, US: /vɪˈvɑːldi, -ˈvɔːl-/;[2][3][4][5] Italian: [anˈtɔːnjo ˈluːtʃo viˈvaldi] (listen); 4 March 1678 – 28 July 1741) was an Italian[6] Baroque musical composer, virtuoso violinist, teacher, and Roman Catholic priest. Born in Venice, the capital of the Venetian Republic, he is regarded as one of the greatest Baroque composers, and his influence during his lifetime was widespread across Europe. He composed many instrumental concertos, for the violin and a variety of other musical instruments, as well as sacred choral works and more than forty operas. His best-known work is a series of violin concertos known as the Four Seasons.
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Many of his compositions were written for the all-female music ensemble of the Ospedale della Pietà, a home for abandoned children. Vivaldi had worked there as a Catholic priest for 1 1/2 years and was employed there from 1703 to 1715 and from 1723 to 1740. Vivaldi also had some success with expensive stagings of his operas in Venice, Mantua and Vienna. After meeting the Emperor Charles VI, Vivaldi moved to Vienna, hoping for royal support. However, the Emperor died soon after Vivaldi's arrival, and Vivaldi himself died in poverty less than a year later.
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Antonio Lucio Vivaldi was born on 4 March 1678 in Venice,[7] then the capital of the Venetian Republic. He was baptized immediately after his birth at his home by the midwife, which led to a belief that his life was somehow in danger. Though the reasons for the child's immediate baptism are not known for certain, it was done most likely due either to his poor health or to an earthquake that shook the city that day. In the trauma of the earthquake, Vivaldi's mother may have dedicated him to the priesthood.[8] The ceremonies which had been omitted were supplied two months later.[9]
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Vivaldi's parents were Giovanni Battista Vivaldi and Camilla Calicchio, as recorded in the register of San Giovanni in Bragora.[10] Vivaldi had five known siblings: Bonaventura Tomaso Vivaldi, Margarita Gabriela Vivaldi, Cecilia Maria Vivaldi, Francesco Gaetano Vivaldi, and Zanetta Anna Vivaldi.[11] Giovanni Battista, who was a barber before becoming a professional violinist, taught Antonio to play the violin and then toured Venice playing the violin with his young son. Antonio was probably taught at an early age, judging by the extensive musical knowledge he had acquired by the age of 24, when he started working at the Ospedale della Pietà.[12] Giovanni Battista was one of the founders of the Sovvegno dei musicisti di Santa Cecilia, an association of musicians.[13]
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The president of the Sovvegno was Giovanni Legrenzi, an early Baroque composer and the maestro di cappella at St Mark's Basilica. It is possible that Legrenzi gave the young Antonio his first lessons in composition. The Luxembourg scholar Walter Kolneder has discerned the influence of Legrenzi's style in Vivaldi's early liturgical work Laetatus sum (RV Anh 31), written in 1691 at the age of thirteen. Vivaldi's father may have been a composer himself: in 1689, an opera titled La Fedeltà sfortunata was composed by a Giovanni Battista Rossi—the name under which Vivaldi's father had joined the Sovvegno di Santa Cecilia.[14]
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Vivaldi's health was problematic. One of his symptoms, strettezza di petto ("tightness of the chest"), has been interpreted as a form of asthma.[9] This did not prevent him from learning to play the violin, composing, or taking part in musical activities,[9] although it did stop him from playing wind instruments. In 1693, at the age of fifteen, he began studying to become a priest.[15] He was ordained in 1703, aged 25, and was soon nicknamed il Prete Rosso, "The Red Priest".[16] (Rosso is Italian for "red", and would have referred to the color of his hair, a family trait.)
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Not long after his ordination, in 1704, he was given a dispensation from celebrating Mass most likely because of his ill health. Vivaldi said Mass as a priest only a few times, and appeared to have withdrawn from liturgical duties, though he remained a member of the priesthood. It is thought that this is also due to his habit of composing while performing mass. He seems to have remained committed to Catholicism, since the entry in the Vienna death records for him reads, "Antonio Vivaldi, Secular Priest".[17] It is thought that he remained a devout Catholic, indeed, in 1792, the Protestant composer Ernst Ludwig Gerber, wrote of the aged Vivaldi that "the rosary never left his hand except when he picked up the pen to write an opera".[18]
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In September 1703, Vivaldi became maestro di violino (master of violin) at an orphanage called the Pio Ospedale della Pietà (Devout Hospital of Mercy) in Venice.[7] While Vivaldi is most famous as a composer, he was regarded as an exceptional technical violinist as well. The German architect Johann Friedrich Armand von Uffenbach referred to Vivaldi as "the famous composer and violinist" and said that "Vivaldi played a solo accompaniment excellently, and at the conclusion he added a free fantasy [an improvised cadenza] which absolutely astounded me, for it is hardly possible that anyone has ever played, or ever will play, in such a fashion."[19]
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Vivaldi was only 25 when he started working at the orphanage. Over the next thirty years he composed most of his major works while working there.[20] There were four similar institutions in Venice; their purpose was to give shelter and education to children who were abandoned or orphaned, or whose families could not support them. They were financed by funds provided by the Republic.[21] The boys learned a trade and had to leave when they reached the age of fifteen. The girls received a musical education, and the most talented among them stayed and became members of the Ospedale's renowned orchestra and choir.
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Shortly after Vivaldi's appointment, the orphans began to gain appreciation and esteem abroad, too. Vivaldi wrote concertos, cantatas and sacred vocal music for them.[22] These sacred works, which number over 60, are varied: they included solo motets and large-scale choral works for soloists, double chorus, and orchestra.[23] In 1704, the position of teacher of viola all'inglese was added to his duties as violin instructor.[24] The position of maestro di coro, which was at one time filled by Vivaldi, required a lot of time and work. He had to compose an oratorio or concerto at every feast and teach the orphans both music theory and how to play certain instruments.[25]
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His relationship with the board of directors of the Ospedale was often strained. The board had to take a vote every year on whether to keep a teacher. The vote on Vivaldi was seldom unanimous, and went 7 to 6 against him in 1709.[26] After a year as a freelance musician, he was recalled by the Ospedale with a unanimous vote in 1711; clearly during his year's absence the board had realized the importance of his role.[26] He became responsible for all of the musical activity of the institution[27] when he was promoted to maestro de' concerti (music director) in 1716.[28]
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In 1705, the first collection (Connor Cassara) of his works was published by Giuseppe Sala:[29] his Opus 1 is a collection of 12 sonatas for two violins and basso continuo, in a conventional style.[24] In 1709, a second collection of 12 sonatas for violin and basso continuo appeared—Opus 2.[30] A real breakthrough as a composer came with his first collection of 12 concerti for one, two, and four violins with strings, L'estro armonico (Opus 3), which was published in Amsterdam in 1711 by Estienne Roger,[31] dedicated to Grand Prince Ferdinand of Tuscany. The prince sponsored many musicians including Alessandro Scarlatti and George Frideric Handel. He was a musician himself, and Vivaldi probably met him in Venice.[32] L'estro armonico was a resounding success all over Europe. It was followed in 1714 by La stravaganza (Opus 4), a collection of concerti for solo violin and strings,[33] dedicated to an old violin student of Vivaldi's, the Venetian noble Vettor Dolfin.[34]
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In February 1711, Vivaldi and his father traveled to Brescia, where his setting of the Stabat Mater (RV 621) was played as part of a religious festival. The work seems to have been written in haste: the string parts are simple, the music of the first three movements is repeated in the next three, and not all the text is set. Nevertheless, perhaps in part because of the forced essentiality of the music, the work is considered to be one of his early masterpieces.
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Despite his frequent travels from 1718, the Ospedale paid him 2 sequins to write two concerti a month for the orchestra and to rehearse with them at least five times when in Venice. The orphanage's records show that he was paid for 140 concerti between 1723 and 1733.
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In early 18th-century Venice, opera was the most popular musical entertainment. It proved most profitable for Vivaldi. There were several theaters competing for the public's attention. Vivaldi started his career as an opera composer as a sideline: his first opera, Ottone in villa (RV 729) was performed not in Venice, but at the Garzerie Theater in Vicenza in 1713.[36] The following year, Vivaldi became the impresario of the Teatro San Angelo in Venice, where his opera Orlando finto pazzo (RV 727) was performed. The work was not to the public's taste, and it closed after a couple of weeks, being replaced with a repeat of a different work already given the previous year.[32]
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In 1715, he presented Nerone fatto Cesare (RV 724, now lost), with music by seven different composers, of which he was the leader. The opera contained eleven arias, and was a success. In the late season, Vivaldi planned to put on an opera entirely of his own creation, Arsilda, regina di Ponto (RV 700), but the state censor blocked the performance. The main character, Arsilda, falls in love with another woman, Lisea, who is pretending to be a man.[32] Vivaldi got the censor to accept the opera the following year, and it was a resounding success.
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During this period, the Pietà commissioned several liturgical works. The most important were two oratorios. Moyses Deus Pharaonis, (RV 643) is now lost. The second, Juditha triumphans (RV 644), celebrates the victory of the Republic of Venice against the Turks and the recapture of the island of Corfu. Composed in 1716, it is one of his sacred masterpieces. All eleven singing parts were performed by girls of the orphanage, both the female and male roles. Many of the arias include parts for solo instruments—recorders, oboes, violas d'amore, and mandolins—that showcased the range of talents of the girls.[37]
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Also in 1716, Vivaldi wrote and produced two more operas, L'incoronazione di Dario (RV 719) and La costanza trionfante degli amori e degli odi (RV 706). The latter was so popular that it performed two years later, re-edited and retitled Artabano re dei Parti (RV 701, now lost). It was also performed in Prague in 1732. In the years that followed, Vivaldi wrote several operas that were performed all over Italy.
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His progressive operatic style caused him some trouble with more conservative musicians such as Benedetto Marcello, a magistrate and amateur musician who wrote a pamphlet denouncing Vivaldi and his operas. The pamphlet, Il teatro alla moda, attacks the composer even as it does not mention him directly. The cover drawing shows a boat (the Sant'Angelo), on the left end of which stands a little angel wearing a priest's hat and playing the violin. The Marcello family claimed ownership of the Teatro Sant'Angelo, and a long legal battle had been fought with the management for its restitution, without success. The obscure text under the engraving mentions non-existent places and names: for example, ALDIVIVA is an anagram of "A. Vivaldi".
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In a letter written by Vivaldi to his patron Marchese Bentivoglio in 1737, he makes reference to his "94 operas". Only around 50 operas by Vivaldi have been discovered, and no other documentation of the remaining operas exists. Although Vivaldi may have been exaggerating, it is plausible that, in his dual role of composer and impresario, he may have either written or been responsible for the production of as many as 94 operas—given that his career had by then spanned almost 25 years.[38] While Vivaldi certainly composed many operas in his time, he never attained the prominence of other great composers such as Alessandro Scarlatti, Johann Adolph Hasse, Leonardo Leo, and Baldassare Galuppi, as evidenced by his inability to keep a production running for an extended period of time in any major opera house.[39]
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In 1717 or 1718, Vivaldi was offered a prestigious new position as Maestro di Cappella of the court of prince Philip of Hesse-Darmstadt, governor of Mantua, in the northwest of Italy.[40] He moved there for three years and produced several operas, among them Tito Manlio (RV 738). In 1721, he was in Milan, where he presented the pastoral drama La Silvia (RV 734); nine arias from it survive. He visited Milan again the following year with the oratorio L'adorazione delli tre re magi al bambino Gesù (RV 645, now lost). In 1722 he moved to Rome, where he introduced his operas' new style. The new pope Benedict XIII invited Vivaldi to play for him. In 1725, Vivaldi returned to Venice, where he produced four operas in the same year.
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During this period Vivaldi wrote the Four Seasons, four violin concertos that give musical expression to the seasons of the year. Though three of the concerti are wholly original, the first, "Spring", borrows motifs from a Sinfonia in the first act of Vivaldi's contemporaneous opera Il Giustino. The inspiration for the concertos was probably the countryside around Mantua. They were a revolution in musical conception: in them Vivaldi represented flowing creeks, singing birds (of different species, each specifically characterized), barking dogs, buzzing mosquitoes, crying shepherds, storms, drunken dancers, silent nights, hunting parties from both the hunters' and the prey's point of view, frozen landscapes, ice-skating children, and warming winter fires. Each concerto is associated with a sonnet, possibly by Vivaldi, describing the scenes depicted in the music. They were published as the first four concertos in a collection of twelve, Il cimento dell'armonia e dell'inventione, Opus 8, published in Amsterdam by Michel-Charles Le Cène in 1725.
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During his time in Mantua, Vivaldi became acquainted with an aspiring young singer Anna Tessieri Girò, who would become his student, protégée, and favorite prima donna.[41] Anna, along with her older half-sister Paolina, moved in with Vivaldi and regularly accompanied him on his many travels. There was speculation as to the nature of Vivaldi's and Girò's relationship, but no evidence exists to indicate anything beyond friendship and professional collaboration. Vivaldi, in fact, adamantly denied any romantic relationship with Girò in a letter to his patron Bentivoglio dated 16 November 1737.[42]
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At the height of his career, Vivaldi received commissions from European nobility and royalty. The serenata (cantata) Gloria e Imeneo (RV 687) was commissioned in 1725 by the French ambassador to Venice in celebration of the marriage of Louis XV. The following year, another serenata, La Sena festeggiante (RV 694), was written for and premiered at the French embassy as well, celebrating the birth of the French royal princesses, Henriette and Louise Élisabeth. Vivaldi's Opus 9, La cetra, was dedicated to Emperor Charles VI. In 1728, Vivaldi met the emperor while the emperor was visiting Trieste to oversee the construction of a new port. Charles admired the music of the Red Priest so much that he is said to have spoken more with the composer during their one meeting than he spoke to his ministers in over two years. He gave Vivaldi the title of knight, a gold medal and an invitation to Vienna. Vivaldi gave Charles a manuscript copy of La cetra, a set of concerti almost completely different from the set of the same title published as Opus 9. The printing was probably delayed, forcing Vivaldi to gather an improvised collection for the emperor.
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Accompanied by his father, Vivaldi traveled to Vienna and Prague in 1730, where his opera Farnace (RV 711) was presented;[43] it garnered six revivals.[39] Some of his later operas were created in collaboration with two of Italy's major writers of the time. L'Olimpiade and Catone in Utica were written by Pietro Metastasio, the major representative of the Arcadian movement and court poet in Vienna. La Griselda was rewritten by the young Carlo Goldoni from an earlier libretto by Apostolo Zeno.
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Like many composers of the time, Vivaldi faced financial difficulties in his later years. His compositions were no longer held in such high esteem as they once had been in Venice; changing musical tastes quickly made them outmoded. In response, Vivaldi chose to sell off sizeable numbers of his manuscripts at paltry prices to finance his migration to Vienna.[44] The reasons for Vivaldi's departure from Venice are unclear, but it seems likely that, after the success of his meeting with Emperor Charles VI, he wished to take up the position of a composer in the imperial court. On his way to Vienna, Vivaldi may have stopped in Graz to see Anna Girò.[45]
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It is also likely that Vivaldi went to Vienna to stage operas, especially as he took up residence near the Kärntnertortheater. Shortly after his arrival in Vienna, Charles VI died, which left the composer without any royal protection or a steady source of income. Soon afterwards, Vivaldi became impoverished[47][48] and died during the night of 27/28 July 1741, aged 63,[49] of "internal infection", in a house owned by the widow of a Viennese saddlemaker. On 28 July, Vivaldi was buried in a simple grave in a burial ground that was owned by the public hospital fund. His funeral took place at St. Stephen's Cathedral. Contrary to popular legend, the young Joseph Haydn had nothing to do with his burial, since no music was performed on that occasion.[50] The cost of his funeral with a 'Kleingeläut' was 19 Gulden 45 Kreuzer which was rather expensive for the lowest class of peal of bells.[citation needed]
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Vivaldi was buried next to Karlskirche, a baroque church in an area which is now part of the site of the TU Wien. The house where he lived in Vienna has since been destroyed; the Hotel Sacher is built on part of the site. Memorial plaques have been placed at both locations, as well as a Vivaldi "star" in the Viennese Musikmeile and a monument at the Rooseveltplatz.
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Only two, possibly three original portraits of Vivaldi are known to survive: an engraving, an ink sketch and an oil painting. The engraving, which was the basis of several copies produced later by other artists, was made in 1725 by François Morellon de La Cave for the first edition of Il cimento dell'armonia e dell'inventione, and shows Vivaldi holding a sheet of music.[51] The ink sketch, a caricature, was done by Ghezzi in 1723 and shows Vivaldi's head and shoulders in profile. It exists in two versions: a first jotting kept at the Vatican Library, and a much lesser-known, slightly more detailed copy recently discovered in Moscow.[52] The oil painting, which can be seen in the International Museum and Library of Music of Bologna, is anonymous and is thought to depict Vivaldi due to its strong resemblance to the La Cave engraving.[53]
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Vivaldi's music was innovative. He brightened the formal and rhythmic structure of the concerto, in which he looked for harmonic contrasts and innovative melodies and themes. Many of his compositions are flamboyantly exuberant.[citation needed]
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Johann Sebastian Bach was deeply influenced by Vivaldi's concertos and arias (recalled in his St John Passion, St Matthew Passion, and cantatas). Bach transcribed six of Vivaldi's concerti for solo keyboard, three for organ, and one for four harpsichords, strings, and basso continuo (BWV 1065) based upon the concerto for four violins, two violas, cello, and basso continuo (RV 580).[7][54]
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During his lifetime, Vivaldi was popular in many countries throughout Europe, including France, but after his death his popularity dwindled. After the end of the Baroque period, Vivaldi's published concerti became relatively unknown, and were largely ignored. Even his most famous work, The Four Seasons, was unknown in its original edition during the Classical and Romantic periods.
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In the early 20th century, Fritz Kreisler's Concerto in C, in the Style of Vivaldi (which he passed off as an original Vivaldi work) helped revive Vivaldi's reputation. This spurred the French scholar Marc Pincherle to begin an academic study of Vivaldi's oeuvre. Many Vivaldi manuscripts were rediscovered, which were acquired by the Turin National University Library as a result of the generous sponsorship of Turinese businessmen Roberto Foa and Filippo Giordano, in memory of their sons. This led to a renewed interest in Vivaldi by, among others, Mario Rinaldi, Alfredo Casella, Ezra Pound, Olga Rudge, Desmond Chute, Arturo Toscanini, Arnold Schering and Louis Kaufman, all of whom were instrumental in the revival of Vivaldi throughout the 20th century.
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In 1926, in a monastery in Piedmont, researchers discovered fourteen folios of Vivaldi's work that were previously thought to have been lost during the Napoleonic Wars. Some missing volumes in the numbered set were discovered in the collections of the descendants of the Grand Duke Durazzo, who had acquired the monastery complex in the 18th century. The volumes contained 300 concertos, 19 operas and over 100 vocal-instrumental works.[55]
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The resurrection of Vivaldi's unpublished works in the 20th century is mostly due to the efforts of Alfredo Casella, who in 1939 organized the historic Vivaldi Week, in which the rediscovered Gloria (RV 589) and l'Olimpiade were revived. Since World War II, Vivaldi's compositions have enjoyed wide success. Historically informed performances, often on "original instruments", have increased Vivaldi's fame still further.
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Recent rediscoveries of works by Vivaldi include two psalm settings of Nisi Dominus (RV 803, in eight movements) and Dixit Dominus (RV 807, in eleven movements). These were identified in 2003 and 2005 respectively, by the Australian scholar Janice Stockigt. The Vivaldi scholar Michael Talbot described RV 807 as "arguably the best nonoperatic work from Vivaldi's pen to come to light since […] the 1920s".[56] Vivaldi's 1730 opera Argippo (RV 697), which had been considered lost, was rediscovered in 2006 by the harpsichordist and conductor Ondřej Macek, whose Hofmusici orchestra performed the work at Prague Castle on 3 May 2008—its first performance since 1730.
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A composition by Vivaldi is identified by RV number, which refers to its place in the "Ryom-Verzeichnis" or "Répertoire des oeuvres d'Antonio Vivaldi", a catalog created in the 20th century by the musicologist Peter Ryom.
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Le quattro stagioni (The Four Seasons) of 1723 is his most famous work. Part of Il cimento dell'armonia e dell'inventione ("The Contest between Harmony and Invention"), it depicts moods and scenes from each of the four seasons. This work has been described as an outstanding instance of pre-19th century program music.[57]
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Vivaldi wrote more than 500 other concertos. About 350 of these are for solo instrument and strings, of which 230 are for violin, the others being for bassoon, cello, oboe, flute, viola d'amore, recorder, lute, or mandolin. About forty concertos are for two instruments and strings, and about thirty are for three or more instruments and strings.
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As well as about 46 operas, Vivaldi composed a large body of sacred choral music, such as Magnificat. Other works include sinfonias, about 90 sonatas and chamber music.
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Some sonatas for flute, published as Il Pastor Fido, have been erroneously attributed to Vivaldi, but were composed by Nicolas Chédeville.
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Vivaldi's works attracted cataloging efforts befitting a major composer. Scholarly work intended to increase the accuracy and variety of Vivaldi performances also supported new discoveries which made old catalogs incomplete. Works still in circulation today may be numbered under several different systems (some earlier catalogs are mentioned here).
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Because the simply consecutive Complete Edition (CE) numbers did not reflect the individual works (Opus numbers) into which compositions were grouped, numbers assigned by Antonio Fanna were often used in conjunction with CE numbers. Combined Complete Edition (CE)/Fanna numbering was especially common in the work of Italian groups driving the mid-20th century revival of Vivaldi, such as Gli Accademici di Milano under Piero Santi. For example, the Bassoon Concerto in B♭ major, "La Notte" RV 501, became CE 12, F. VIII,1
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Despite the awkwardness of having to overlay Fanna numbers onto the Complete Edition number for meaningful grouping of Vivaldi's oeuvre, these numbers displaced the older Pincherle numbers as the (re-)discovery of more manuscripts had rendered older catalogs obsolete.
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This cataloging work was led by the Istituto Italiano Antonio Vivaldi, where Gian Francesco Malipiero was both the director and the editor of the published scores (Edizioni G. Ricordi). His work built on that of Antonio Fanna, a Venetian businessman and the Institute's founder, and thus formed a bridge to the scholarly catalog dominant today.
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Compositions by Vivaldi are identified today by RV number, the number assigned by Danish musicologist Peter Ryom in works published mostly in the 1970s, such as the "Ryom-Verzeichnis" or "Répertoire des oeuvres d'Antonio Vivaldi". Like the Complete Edition before it, the RV does not typically assign its single, consecutive numbers to "adjacent" works that occupy one of the composer's single opus numbers. Its goal as a modern catalog is to index the manuscripts and sources that establish the existence and nature of all known works.[a]
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The movie Vivaldi, a Prince in Venice [fr] was completed in 2005 as an Italian-French co-production under the direction of Jean-Louis Guillermou [fr].[58] In 2005, ABC Radio National commissioned a radio play about Vivaldi, which was written by Sean Riley. Entitled The Angel and the Red Priest, the play was later adapted for the stage and was performed at the Adelaide Festival of the Arts.[59]
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The Jonas Brothers are an American pop rock band. Formed in 2005, they gained popularity from their appearances on the Disney Channel television network. They consist of three brothers: Kevin Jonas, Joe Jonas, and Nick Jonas.[1][2][3] Raised in Wyckoff, New Jersey, the Jonas Brothers moved to Little Falls, New Jersey, in 2005, where they wrote their first record that made its Hollywood Records release.[4] In the summer of 2008, they starred in the Disney Channel Original Movie Camp Rock and its sequel, Camp Rock 2: The Final Jam. They also starred as Kevin, Joe, and Nick Lucas from the band, JONAS, in their own Disney Channel series Jonas, which was rebranded as Jonas L.A. after the first season and cancelled after the second. The band have released five albums: It's About Time (2006), Jonas Brothers (2007), A Little Bit Longer (2008), Lines, Vines and Trying Times (2009), and Happiness Begins (2019).
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In 2008, the group was nominated for the Best New Artist award at the 51st Grammy Awards and won the award for Breakthrough Artist at the American Music Awards. As of May 2009, before the release of Lines, Vines and Trying Times, they had sold over eight million albums worldwide.[5] After a hiatus during 2010 and 2011 to pursue solo-projects, the group reconciled in 2012 to record a new album, which was cancelled following their break-up on October 29, 2013.
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They have sold over 17 million albums worldwide as of 2013.[6][7] Six years following their split, the group reunited with the release of "Sucker" on March 1, 2019.[8] The song became the 34th song in history to debut at number one on the Billboard Hot 100, and became the Jonas Brothers' first number one single on the chart.[9] Their fifth studio album, Happiness Begins, was released on June 7, 2019, topping the US Billboard 200.[10]
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In 2005, Joe, Kevin and Nick recorded "Please Be Mine", their first song recorded.[11] Upon hearing the song, the Columbia Records president Steve Greenberg decided to sign the brothers as a group.[12] They considered naming their group "Sons of Jonas" before settling on the name Jonas Brothers.[13] While working on their debut studio album, the band toured throughout 2005 with artists such as Jump5, Kelly Clarkson, Jesse McCartney, the Backstreet Boys, and The Click Five among others.[14] They spent the latter portion of the year on a tour with Aly & AJ and The Cheetah Girls. Additionally, they opened for The Veronicas in early 2006. For their first album, titled It's About Time, the band collaborated with several writers, including Adam Schlesinger (Fountains of Wayne), Michael Mangini (Joss Stone), Desmond Child (Aerosmith, Bon Jovi), Billy Mann (Destiny's Child, Jessica Simpson) and Steve Greenberg. The album was initially supposed to be released in February 2006, but was pushed back several times, due to executive changes at Sony (the parent company of Columbia) and the executives' desire to have "another lead single" on the album. For the album, the Jonas Brothers covered two hit songs by UK band Busted – "Year 3000" and "What I Go to School For". The Jonas Brothers' first single, "Mandy", was released on December 27, 2005. Its music video was shown on MTV's Total Request Live on February 22, 2006 and reached number four. Another song, "Time for Me to Fly", was released on the Aquamarine soundtrack, also in February. In March, "Mandy" was featured in the Nickelodeon television film Zoey 101: Spring Break-Up and the Zoey 101: Music Mix soundtrack album, with Nicholas Jonas listed as the artist name. The group's music was also featured on Cartoon Network's Friday night programming block Fridays.[14]
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The band covered "Yo Ho (A Pirate's Life for Me)" from Pirates of the Caribbean for the Disneymania 4 album, released on April 4, 2006.[15] Over the summer of 2006, the Jonas Brothers went on tour with Aly & AJ. The Jonas Brothers also created the theme song for the second season of American Dragon: Jake Long, airing from June 2006 to September 2007 on the Disney Channel.[16] It's About Time was finally released on August 8, 2006.[17] According to the band's manager, it was only a "limited release" of 50,000 copies, so the album's price can rise as high as $200–$300 USD on auction sites like eBay. Because Sony was not interested in further promoting the band, the Jonas Brothers considered switching labels. On October 3, 2006, Nick's 2004 solo single, "Joy to the World (A Christmas Prayer)", was re-released on Joy to the World: The Ultimate Christmas Collection.[18] The same month, the Jonas Brothers covered "Poor Unfortunate Souls" from The Little Mermaid. Along with a music video, the song was released on a two-disc special-edition release of The Little Mermaid soundtrack.[19] The second single from It's About Time was "Year 3000", the music video of which premiered on the Disney Channel in January 2007. The band was ultimately dropped by Columbia Records in early 2007.
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After being without a label for a short time, the Jonas Brothers signed with Hollywood Records in February 2007.[20] Around the same time, the brothers began appearing in commercials for Baby Bottle Pops, singing the jingle.[21] On March 24, two additional songs on two different albums were released: "Kids of the Future", from the Meet the Robinsons soundtrack[22] (based on Kim Wilde's "Kids in America"), and "I Wanna Be Like You", from Disneymania 5.[23] The Jonas Brothers made their first appearance at the White House on Monday, April 9, 2007, during the annual White House Easter Egg Roll, where they sang the National Anthem.[24] They returned on Wednesday June 27, 2007, during a Celebrating Women in Sports Tee Ball game on the South Lawn. They sang the National Anthem again, and, after the game, the Jonas Brothers entertained at the picnic-reception with a selection of their hits.[25] Their self-titled second album was released on August 7, 2007.[26] It reached number five on the Billboard Hot 200 chart in its first week. Two singles with music videos were also released around this time — "Hold On" two weeks before, and "S.O.S.", four days before the release of the album. In August 2007, the Jonas Brothers made several appearances on television. On August 17, they guest-starred in an episode of the Disney Channel show Hannah Montana titled "Me and Mr. Jonas and Mr. Jonas and Mr. Jonas".
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They also performed "We Got the Party" with Miley Cyrus in the episode, which premiered after High School Musical 2 and was viewed by 10.7 million people that night. On August 24, the Jonas Brothers performed two songs at the Miss Teen USA contest.[27] On August 26, the Jonas Brothers co-presented an award with Miley Cyrus at the Teen Choice Awards. On November 18, 2007, they performed at the American Music Awards, performing the song "S.O.S." On November 22, the brothers appeared in the 81st annual Macy's Thanksgiving Day Parade. For their final performance of 2007, the three brothers performed their singles "Hold On" and "S.O.S." at Dick Clark's New Year's Rockin' Eve. The Jonas Brothers kicked off their Look Me In The Eyes Tour on January 31, 2008, in Tucson, Arizona. They performed several new songs on the tour that were slated to be on their third studio album, A Little Bit Longer. The Jonas Brothers made their acting debut in Season 2 of the Disney Channel series Hannah Montana, where they guest starred and performed "We Got The Party With Us" on the episode "Me and Mr. Jonas and Mr. Jonas and Mr. Jonas". In 2008, they collaborated with Miley Cyrus on her 3D concert film Hannah Montana & Miley Cyrus: Best of Both Worlds Concert, filmed during Cyrus' Best of Both Worlds Tour, where they sang "We Got The Party With Us" with Cyrus as Hannah Montana. While on the Look Me in the Eyes Tour, the Jonas Brothers filmed a Disney Channel reality short series entitled, Jonas Brothers: Living the Dream, that premiered on Disney Channel.
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The Jonas Brothers' third studio album, A Little Bit Longer, was released in the United States on August 12, 2008. On June 24, 2008, iTunes announced that it would release four songs from A Little Bit Longer, one roughly every two weeks.[28] The purchase of each of the songs applies to the cost of the entire album, which could be purchased via iTunes' Complete the Album feature after release. Each song released also featured a podcast. Each song occupied the number one spot on iTunes for at least three days. After the Look Me In The Eyes Tour ended on March 22, 2008, the Jonas Brothers announced that they would be opening up for Avril Lavigne's Best Damn Tour along with Boys Like Girls, for the second leg of the tour in Europe, which lasted from late May to late June 2008.[29] While filming Camp Rock, the Jonas Brothers co-wrote and co-produced six songs for fellow Disney Channel star and close friend Demi Lovato, for her upcoming album, Don't Forget.[30] The album, co-produced by the Jonas Brothers, was released on September 23, 2008.[31] A soundtrack was released for the film Camp Rock on June 17, 2008, debuting at No. 3 on the Billboard 200 with 188,000 copies sold in its first week.[32] The Jonas Brothers also did a half-hour variety special on Disney Channel special entitled, Studio DC: Almost Live, that featured The Muppets and other Disney Channel stars. During this time, the Jonas Brothers also appeared on the Olympics-based special miniseries the Disney Channel Games, for the third annual show.
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During the summer of 2008, the Jonas Brothers started the Burnin' Up Tour in North America, promoting A Little Bit Longer. The tour began on July 4, 2008, at Molson Amphitheatre in Toronto, Ontario. The band made their film debut in the Disney Channel Original Movie Camp Rock, in which they played a band called Connect Three. Joe Jonas plays the lead male role and lead singer Shane Gray, Nick Jonas plays the role of Nate, a guitarist, and Kevin Jonas plays the role of Jason, another guitarist. The film premiered on June 20, 2008, in the United States on Disney Channel, and Canada on Family, receiving mixed reviews. A Disney Digital 3-D production crew filmed the two shows of their Burnin' Up Tour in Anaheim on July 13 and 14, 2008. Both shows and additional footage recorded while on tour were used for the theatrical release of their 3D concert biopic Jonas Brothers: The 3D Concert Experience on February 22, 2009.[33] A Disney Digital 3-D production crew filmed the two shows of theirs Burnin' Up Tour in Anaheim on July 13 and 14, 2008, including a performance by Lovato with the Jonas Brothers on "This Is Me" and Taylor Swift with the brothers on "Should've Said No". Both shows and additional footage recorded while on tour were used for the theatrical release of their 3D concert biopic, Jonas Brothers: The 3D Concert Experience, on February 22, 2009.[34]
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On July 14, they announced on stage that the band had already written five songs for their fourth studio album. The band was featured in the July 2008 issue of Rolling Stone magazine and became the youngest band to be on the cover of the magazine. The Jonas Brothers visited downtown Cleveland, Ohio's Rock and Roll Hall of Fame before their sold-out concert on the evening of August 22, 2008, at Blossom Music Center. They presented the suits and pants they wore on the cover artwork of A Little Bit Longer to Jim Henke, vice president of the Rock and Roll Hall of Fame. The suits are part of the Right Here, Right Now! exhibit.[35] In December 2008, the Jonas Brothers were nominated for the Best New Artist award at the 51st Grammy Awards. It was confirmed that the brothers were collaborating with R&B producer Timbaland on a song called "Dumb" for his new album Shock Value 2. In an interview, Chris Brown told JustJared.com that he was collaborating with the Jonas Brothers, saying, "I'm possibly doing something with them. If they want me on the record, I'll stay on the record, but I just wanted to write a record for those guys." The Jonas Brothers appeared as musical guest on Saturday Night Live's 34th season on February 14, 2009, making their SNL debut.[36] The band also announced on March 11, 2009, that they will be embarking on a world tour in mid-2009. They were joined by the popular Korean girl band Wonder Girls, who debuted in America, as their opening act.[37] In April 2009, the Jonas Brothers finished filming the first season of their Disney Channel Original Series, Jonas and was premiered on May 2, 2009. The Jonas Brothers also voiced three stone cherubs in the film Night at the Museum: Battle of the Smithsonian, which was released on May 22, 2009.
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The brothers finished recording their fourth studio album, Lines, Vines and Trying Times, and began to talk about the album in the beginning of 2009. They said on several occasions that they had been working on writing and recording songs since their Burnin' Up tour in mid-2008. On March 11, 2009, the Jonas Brothers announced that their fourth studio album, Lines, Vines and Trying Times, would be released on June 15, 2009.[38] They said about the title in the interview with Rolling Stone that, "Lines are something that someone feeds you, vines are the things that get in the way, and trying times, well, that's obvious." They also told Billboard, "We're trying to learn as much as we can, continuing to grow." Kevin added that, "The overall message is it's the same old Jonas Brothers, in a sense, but we're adding more and more music, including different musical instruments that are going to add and build to the sound we already have." Nick also said the songs on the album are "our journal in songs, about all things we've gone through, personal experiences we get inspiration from. We've also been working on trying to use metaphors.. to kind of mask a literal thing that happens to us.". Before the release of Lines, Vines and Trying Times, they released two singles, "Paranoid" (a month before) and "Fly with Me" (seven days before). Lines, Vines and Trying Times became their second No. 1 album.[39] It debuted at number one.
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On July 7, 2009, the Jonas Brothers announced that they had signed Honor Society to the record label they started with Hollywood Records. A month later, "Send It On" was released on Radio Disney. The radio single was performed with Selena Gomez, Miley Cyrus, and Demi Lovato for Disney's Friends for Change. On August 9, 2009, the Jonas Brothers hosted and performed on the 2009 Teen Choice Awards.[40] Hollywood Records announced via YouTube Demi Lovato and Jonas Brothers' Walmart CD+DVD Soundcheck. Joe was a guest judge on American Idol during the Dallas auditions, which aired January 27, 2010.[41][42] After the success of Camp Rock, a sequel was in immediate development.[43] Production on the film began on September 3, 2009 and wrapped on October 16, 2009.[44] The film, entitled Camp Rock 2: The Final Jam, was aired on Disney Channel on September 3, 2010. The movie was filmed in Ontario, Canada.[41] In late 2010, the Brothers took part in a concert at the White House honoring Paul McCartney's reception of a Gershwin Prize for Popular Music by U.S. President Barack Obama. As a personal request from McCartney, they covered "Drive My Car" from The Beatles' Rubber Soul.
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In 2011, the brothers took a hiatus to focus on their solo careers – Joe released his debut album Fastlife, Nick embarked on 2011 Tour with his band Nick Jonas & the Administration and Kevin studied music production.[45] In addition, they parted ways with Hollywood Records, who had been their label since February 2007. In December 2011, a new song leaked on the internet, "Dance Until Tomorrow", but they never released it.[46][47] Despite rumors that they had split, Kevin said the band would release new material in the future: "I think the tides are perfectly lining up for the future of the Jonas Brothers again".[48][49] In August 2012, Kevin starred the E! reality series Married to Jonas alongside his wife Danielle and brothers Nick and Joe, documenting the young couple's domestic.[50]
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On August 17, 2012, after two years of their last work together, they announced a new concert tour, the World Tour 2012/2013.[51][52][53] On October 3, 2012, a preview of the song "Meet You In Paris" was released on Cambio.[54][55] The new tour started on October 11, 2012 at Radio City Music Hall in New York City, where they performed several songs from their previous albums along with a new song entitled "Let's Go".[56] During the reunion concert, they also performed other new songs: "Wedding Bells", "First Time" and "Neon".[57][58][59][60] They performed at Jingle Ball at L.A. Live on December 1, 2012, and announced several tour dates to take place in South America. They performed at the Viña del Mar International Song Festival on February 28, 2013, in Chile.[61] Their fifth studio album, which would have been their first not to be released through Hollywood Records since 2006 and their first record since 2009's Lines, Vines and Trying Times, was scheduled to be released in 2013.[62] The album would be titled V (pronounced: Five), the Roman numeral for five. The lead single, "Pom Poms" was released on April 2, 2013.[63] The music video for the song was filmed in February 2013 in New Orleans, Louisiana and premiered on E! on April 2, 2013.[64] "First Time", the second single from their fifth album, was released on June 25, 2013.[65] In June they embarked at Live Tour to promote the new songs.
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On October 9, 2013, the group cancelled 23 tour dates between October and December, citing a "deep rift within the band" over "creative differences".[66] On October 29, 2013, the Jonas Brothers officially confirmed their split.[67] During an interview, Nick Jonas stated that the album wouldn't be released but decided to release songs in a live album: "We want to do something special for our fans because they've been so supportive of us for so many years. What we've decided to do is package an album with 10 live tracks from the summer tour and four of the songs that would have been on 'V', and if you count 'Pom Poms' and 'First Time', it's actually 6 songs that would have been on 'V'. We’ll be sending that out soon for the fans."[68] The album was released with the title Live, noting the letter "V" in caps as a reference to their would-be fifth studio album of the same name.
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On February 28, 2019, the Jonas Brothers announced their comeback via social media.[69]
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On March 1, they released a new single, "Sucker" under Republic Records.[70][71] They appeared on The Late Late Show with James Corden each night from March 4 to 7 to promote the track.[71] The song debuted at number one on the Billboard Hot 100 and the US Hot Digital Songs chart, with 88,000 copies sold in its first week, becoming the Jonas Brothers' first number-one song and the first number one by a boy band on the chart since 2003's "Bump, Bump, Bump" by B2K.[72] It became the band's first entry on the chart since 2013's "Pom Poms" and their first top 10 since 2008's "Tonight". The Jonas Brothers also became the second group in a lead role in history to have a song debut at number one after Aerosmith's "I Don't Want to Miss a Thing" and the first group in this century to achieve this.[9] In its April 13, 2019 issue, "Sucker" became the Jonas' first top 10 on Dance/Mix Show Airplay, surging 20–6 in its third week of charting.[73] On April 5, the group released the single "Cool".[74] [75] On April 22, the band announced their upcoming album Happiness Begins, which was released on June 7, 2019[76] and preceded by a documentary titled Chasing Happiness, which premiered on June 4 on Amazon Prime Video.[77] The album debuted at number one on the Billboard 200 chart, marked the biggest debut of 2019[78] and maintained the record until Taylor Swift's Lover was released on August 23.[79]
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On June 8, the band performed at Capital's Summertime Ball 2019 in the United Kingdom; the setlist included performing "Year 3000" with the original band behind the song, Busted.[80] On June 18, the band released the promotional single "Greenlight" from their episode of Songland.[81] On June 21, they were featured on Latino singers Sebastián Yatra, Daddy Yankee, and Natti Natasha's single called "Runaway".[82] On July 2, the band released "Only Human", the third single off Happiness Begins, followed by the music video on August 13.[83] At the 2019 Teen Choice Awards on August 11, the group won two awards for Choice Summer Group and the Decade Award.[84] On September 27, Diplo released a single titled "Lonely", which featured the Jonas Brothers.[85] On November 8, the group released a Christmas song titled "Like It's Christmas".[86]
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On January 17, 2020, the band released the single "What a Man Gotta Do".[87] On January 24, they announced a residency show in Las Vegas named Jonas Brothers in Vegas at the Park Theater at Park MGM beginning on April 1, with eight other dates during the month keeping them in place until the 18th.[88] The residency was ultimately cancelled due to the coronavirus pandemic.[89] The band performed at the 62nd Annual Grammy Awards on January 26, revealing a new song titled "Five More Minutes".[90] On May 15, they released a two track EP titled XV, which contained "X", featuring Colombian singer Karol G, and "Five More Minutes".[91]
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— Jonas about the success process.
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The Jonas Brothers earned an estimated $12 million in 2007, and have donated 10% of their earnings to their charity, Change for the Children Foundation.[92][93] Change for the Children Foundation, started by the Jonas Brothers, has contributors donate to charities such as Nothing But Nets, American Diabetes Foundation, St. Jude Children's Research Hospital, Children's Hospital Los Angeles, and Summer Stars Camp for the Performing Arts. Since August 6, 2008, Bayer Diabetes Care has partnered with Nick Jonas as a diabetes ambassador to promote the idea that young people should manage their diabetes, as Nick was diagnosed with Type 1 diabetes when he was 13.[94] Jonas testified in the U.S. Senate to promote more research funding for the disease.[95]
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The Jonas Brothers have been strong supporters of Do Something. In 2007, the brothers filmed a public service announcement raising awareness about teenage homelessness and encouraging teens to begin "jeans drives" in their communities to donate to the homeless. In 2010, Nick further volunteered his efforts for Do Something by offering his time as a prize to teens who donated jeans to Do Something and Aeropostale's "Teens for Jeans" campaign.[96] Further, Nick filmed another public service announcement, this one in support of Do Something's "Battle of the Bands" campaign for the advancement of music education in schools.
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The Jonas Brothers have made several appearances at WE Day, an event that encourages young people to do local and global acts of charity.[97][98] In a post on Twitter, the band also announced that a portion of every ticket purchased for their Toronto show would be donated to WE to help provide secondary school scholarships to young girls in Kenya.[99]
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The Jonas Brothers' musical style has generally been described as rock,[100][101] pop rock,[67][102][103][104] pop punk,[105] and power pop.[106]
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Current members
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Current touring members
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Former touring members
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Jordan (Arabic: الأردن; tr. Al-ʾUrdunn [al.ʔur.dunː]), officially the Hashemite Kingdom of Jordan (Arabic: المملكة الأردنية الهاشمية; tr. Al-Mamlakah al-’Urdunniyyah Al-Hāshimiyyah), is an Arab country in Western Asia, on the East Bank of the Jordan River. Jordan is bordered by Saudi Arabia to the south and the east, Iraq to the north-east, Syria to the north and Israel and Palestine to the west. The Dead Sea is located along its western borders and the country has a 26-kilometre (16 mi) coastline on the Red Sea in its extreme south-west.[7] Jordan is strategically located at the crossroads of Asia, Africa and Europe.[8] The capital, Amman, is Jordan's most populous city as well as the country's economic, political and cultural centre.[9]
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What is now Jordan has been inhabited by humans since the Paleolithic period. Three stable kingdoms emerged there at the end of the Bronze Age: Ammon, Moab and Edom. Later rulers include the Nabataean Kingdom, the Roman Empire, and the Ottoman Empire. After the Great Arab Revolt against the Ottomans in 1916 during World War I, the Ottoman Empire was partitioned by Britain and France. The Emirate of Transjordan was established in 1921 by the Hashemite, then Emir, Abdullah I, and the emirate became a British protectorate. In 1946, Jordan became an independent state officially known as the Hashemite Kingdom of Transjordan, but was renamed in 1949 to the Hashemite Kingdom of Jordan after the country captured the West Bank during the 1948 Arab–Israeli War and annexed it until it was lost to Israel in 1967. Jordan renounced its claim to the territory in 1988, and became one of two Arab states to sign a peace treaty with Israel in 1994.[10] Jordan is a founding member of the Arab League and the Organisation of Islamic Co-operation. The sovereign state is a constitutional monarchy, but the king holds wide executive and legislative powers.
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Jordan is a relatively small, semi-arid, almost landlocked country with an area of 89,342 km2 (34,495 sq mi) and a population numbering 10 million, making it the 11th-most populous Arab country. Sunni Islam, practiced by around 95% of the population, is the dominant religion and coexists with an indigenous Christian minority. Jordan has been repeatedly referred to as an "oasis of stability" in a turbulent region. It has been mostly unscathed by the violence that swept the region following the Arab Spring in 2010.[11] From as early as 1948, Jordan has accepted refugees from multiple neighbouring countries in conflict. An estimated 2.1 million Palestinian and 1.4 million Syrian refugees are present in Jordan as of a 2015 census.[3] The kingdom is also a refuge to thousands of Iraqi Christians fleeing persecution by ISIL.[12] While Jordan continues to accept refugees, the recent large influx from Syria placed substantial strain on national resources and infrastructure.[13]
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Jordan is classified as a country of "high human development" with an "upper middle income" economy. The Jordanian economy, one of the smallest economies in the region, is attractive to foreign investors based upon a skilled workforce.[14] The country is a major tourist destination, also attracting medical tourism due to its well developed health sector.[15] Nonetheless, a lack of natural resources, large flow of refugees and regional turmoil have hampered economic growth.[16]
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Jordan takes its name from the Jordan River which forms much of the country's northwestern border.[17] While several theories for the origin of the river's name have been proposed, it is most plausible that it derives from the Semitic word Yarad, meaning "the descender", reflecting the river's declivity.[18] Much of the area that makes up modern Jordan was historically called Transjordan, meaning "across the Jordan", used to denote the lands east of the river.[18] The Old Testament refers to the area as "the other side of the Jordan".[18] Early Arab chronicles referred to the river as Al-Urdunn, corresponding to the Semitic Yarden.[19] Jund Al-Urdunn was a military district around the river in the early Islamic era.[19] Later, during the Crusades in the beginning of the second millennium, a lordship was established in the area under the name of Oultrejordain.[20]
|
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The oldest evidence of hominid habitation in Jordan dates back at least 200,000 years.[21] Jordan is rich in Paleolithic (up to 20,000 years ago) remains due to its location within the Levant where expansions of hominids out of Africa converged.[22] Past lakeshore environments attracted different hominids, and several remains of tools have been found from this period.[22] The world's oldest evidence of bread-making was found in a 14,500 years old Natufian site in Jordan's northeastern desert.[23] The transition from hunter-gatherer to establishing populous agricultural villages occurred during the Neolithic period (10,000–4,500 BC).[24] 'Ain Ghazal, one such village located in today's eastern Amman, is one of the largest known prehistoric settlements in the Near East.[25] Dozens of plaster statues of the human form dating to 7250 BC or earlier were uncovered there and they are among the oldest ever found.[26] Other than the usual Chalcolithic (4500–3600 BC) villages such as Tulaylet Ghassul in the Jordan Valley,[27] a series of circular stone enclosures in the eastern basalt desert−whose purpose remains uncertain–have baffled archaeologists.[28]
|
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Fortified towns and urban centers first emerged in the southern Levant early on in the Bronze Age (3600–1200 BC).[29] Wadi Feynan became a regional center for copper extraction, which was exploited on a large-scale to produce bronze.[30] Trade and movement of people in the Middle East peaked, spreading and refining civilizations.[31] Villages in Transjordan expanded rapidly in areas with reliable water resources and agricultural land.[31] Ancient Egyptians expanded towards the Levant and controlled both banks of the Jordan River.[32] During the Iron Age (1200–332 BC) after the withdrawal of the Egyptians, Transjordan was home to Ammon, Edom and Moab.[33] They spoke Semitic languages of the Canaanite group, and are considered to be tribal kingdoms rather than states.[33] Ammon was located in the Amman plateau; Moab in the highlands east of the Dead Sea; and Edom in the area around Wadi Araba down south.[33]
|
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The Transjordanian kingdoms of Ammon, Edom and Moab were in continuous conflict with the neighbouring Hebrew kingdoms of Israel and Judah, centered west of the Jordan River.[34] One record of this is the Mesha Stele erected by the Moabite king Mesha in 840 BC on which he lauds himself for the building projects that he initiated in Moab and commemorates his glory and victory against the Israelites.[35] The stele constitutes one of the most important direct accounts of Biblical history.[36] Around 700 BC, the kingdoms benefited from trade between Syria and Arabia when the Assyrian Empire increasingly controlled the Levant.[37] Babylonians took over the empire after its disintegration in 627 BC.[37] Although the kingdoms supported the Babylonians against Judah in the 597 BC sack of Jerusalem, they rebelled against them a decade later.[37] The kingdoms were reduced to vassals, which they remained under the Persian and Hellenic Empires.[37] By the beginning of Roman rule around 63 BC, the kingdoms of Ammon, Edom and Moab had lost their distinct identities, and were assimilated into the Roman culture.[33]
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Alexander the Great's conquest of the Persian Empire in 332 BC introduced Hellenistic culture to the Middle East.[38] After Alexander's death in 323 BC, the empire split among his generals, and in the end much of Transjordan was disputed between the Ptolemies based in Egypt and the Seleucids based in Syria.[38] The Nabataeans, nomadic Arabs based south of Edom, managed to establish an independent kingdom in 169 BC by exploiting the struggle between the two Greek powers.[38] The Nabataean Kingdom controlled much of the trade routes of the region, and it stretched south along the Red Sea coast into the Hejaz desert, up to as far north as Damascus, which it controlled for a short period (85–71) BC.[39] The Nabataeans massed a fortune from their control of the trade routes, often drawing the envy of their neighbors.[40] Petra, Nabataea's barren capital, flourished in the 1st century AD, driven by its extensive water irrigation systems and agriculture.[41] The Nabataeans were also talented stone carvers, building their most elaborate structure, Al-Khazneh, in the first century AD.[42] It is believed to be the mausoleum of the Arab Nabataean King Aretas IV.[42]
|
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Roman legions under Pompey conquered much of the Levant in 63 BC, inaugurating a period of Roman rule that lasted four centuries.[43] In 106 AD, Emperor Trajan annexed Nabataea unopposed, and rebuilt the King's Highway which became known as the Via Traiana Nova road.[43] The Romans gave the Greek cities of Transjordan–Philadelphia (Amman), Gerasa (Jerash), Gedara (Umm Qays), Pella (Tabaqat Fahl) and Arbila (Irbid)–and other Hellenistic cities in Palestine and southern Syria, a level of autonomy by forming the Decapolis, a ten-city league.[44] Jerash is one of the best preserved Roman cities in the East; it was even visited by Emperor Hadrian during his journey to Palestine.[45]
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In 324 AD, the Roman Empire split, and the Eastern Roman Empire–later known as the Byzantine Empire–continued to control or influence the region until 636 AD.[46] Christianity had become legal within the empire in 313 AD after Emperor Constantine converted to Christianity.[46] The Edict of Thessalonka made Christianity the official state religion in 380 AD. Transjordan prospered during the Byzantine era, and Christian churches were built everywhere.[47] The Aqaba Church in Ayla was built during this era, it is considered to be the world's first purpose built Christian church.[48] Umm ar-Rasas in southern Amman contains at least 16 Byzantine churches.[49] Meanwhile, Petra's importance declined as sea trade routes emerged, and after a 363 earthquake destroyed many structures, it declined further, eventually being abandoned.[42] The Sassanian Empire in the east became the Byzantines' rivals, and frequent confrontations sometimes led to the Sassanids controlling some parts of the region, including Transjordan.[50]
|
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In 629 AD, during the Battle of Mu'tah in what is today Al-Karak, the Byzantines and their Arab Christian clients, the Ghassanids, staved off an attack by a Muslim Rashidun force that marched northwards towards the Levant from the Hejaz (in modern-day Saudi Arabia).[51] The Byzantines however were defeated by the Muslims in 636 AD at the decisive Battle of Yarmouk just north of Transjordan.[51] Transjordan was an essential territory for the conquest of Damascus.[52] The first, or Rashidun, caliphate was followed by that of the Ummayads (661–750).[52] Under the Umayyad Caliphate, several desert castles were constructed in Transjordan, including: Qasr Al-Mshatta and Qasr Al-Hallabat.[52] The Abbasid Caliphate's campaign to take over the Umayyad's began in Transjordan.[53] A powerful 749 AD earthquake is thought to have contributed to the Umayyads defeat to the Abbasids, who moved the caliphate's capital from Damascus to Baghdad.[53] During Abbasid rule (750–969), several Arab tribes moved northwards and settled in the Levant.[52] As had happened during the Roman era, growth of maritime trade diminished Transjordan's central position, and the area became increasingly impoverished.[54] After the decline of the Abbasids, Transjordan was ruled by the Fatimid Caliphate (969–1070), then by the Crusader Kingdom of Jerusalem (1115–1187).[55]
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The Crusaders constructed several Crusader castles as part of the Lordship of Oultrejordain, including those of Montreal and Al-Karak.[56] The Ayyubids built the Ajloun Castle and rebuilt older castles, to be used as military outposts against the Crusaders.[57] During the Battle of Hattin (1187) near Lake Tiberias just north of Transjordan, the Crusaders lost to Saladin, the founder of the Ayyubid dynasty (1187–1260).[57] Villages in Transjordan under the Ayyubids became important stops for Muslim pilgrims going to Mecca who travelled along the route that connected Syria to the Hejaz.[58] Several of the Ayyubid castles were used and expanded by the Mamluks (1260–1516), who divided Transjordan between the provinces of Karak and Damascus.[59] During the next century Transjordan experienced Mongol attacks, but the Mongols were ultimately repelled by the Mamluks after the Battle of Ain Jalut (1260).[60]
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In 1516, the Ottoman Caliphate's forces conquered Mamluk territory.[61] Agricultural villages in Transjordan witnessed a period of relative prosperity in the 16th century, but were later abandoned.[62] Transjordan was of marginal importance to the Ottoman authorities.[63] As a result, Ottoman presence was virtually absent and reduced to annual tax collection visits.[62] More Arab Bedouin tribes moved into Transjordan from Syria and the Hejaz during the first three centuries of Ottoman rule, including the Adwan, the Bani Sakhr and the Howeitat.[64] These tribes laid claims to different parts of the region, and with the absence of a meaningful Ottoman authority, Transjordan slid into a state of anarchy that continued till the 19th century.[65] This led to a short-lived occupation by the Wahhabi forces (1803–1812), an ultra-orthodox Islamic movement that emerged in Najd (in modern-day Saudi Arabia).[66] Ibrahim Pasha, son of the governor of the Egypt Eyalet under the request of the Ottoman sultan, rooted out the Wahhabis by 1818.[67] In 1833 Ibrahim Pasha turned on the Ottomans and established his rule over the Levant.[68] His oppressive policies led to the unsuccessful peasants' revolt in Palestine in 1834.[68] Transjordanian cities of Al-Salt and Al-Karak were destroyed by Ibrahim Pasha's forces for harbouring a peasants' revolt leader.[68] Egyptian rule was forcibly ended in 1841, with Ottoman rule restored.[68]
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Only after Ibrahim Pasha's campaign did the Ottoman Empire try to solidify its presence in the Syria Vilayet, which Transjordan was part of.[69] A series of tax and land reforms (Tanzimat) in 1864 brought some prosperity back to agriculture and to abandoned villages; the end of virtually autonomy predictably provoked a backlash in other areas of Transjordan.[69] Muslim Circassians and Chechens, fleeing Russian persecution, sought refuge in the Levant.[70] In Transjordan and with Ottoman support, Circassians first settled in the long-abandoned vicinity of Amman in 1867, and later in the surrounding villages.[70] After having established its administration, conscription and heavy taxation policies by the Ottoman authorities led to revolts in the areas it controlled.[71] Transjordan's tribes in particular revolted during the Shoubak (1905) and the Karak Revolts (1910), which were brutally suppressed.[70] The construction of the Hejaz Railway in 1908–stretching across the length of Transjordan and linking Mecca with Istanbul helped the population economically, as Transjordan became a stopover for pilgrims.[70] However, increasing policies of Turkification and centralization adopted by the Ottoman Empire disenchanted the Arabs of the Levant.
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Four centuries of stagnation during Ottoman rule came to an end during World War I by the 1916 Arab Revolt, driven by long-term resentment towards the Ottoman authorities and growing Arab nationalism.[70] The revolt was led by Sharif Hussein of Mecca, and his sons Abdullah, Faisal and Ali, members of the Hashemite family of the Hejaz, descendants of the Prophet Muhammad.[70] Locally, the revolt garnered the support of the Transjordanian tribes, including Bedouins, Circassians and Christians.[72] The Allies of World War I, including Britain and France, whose imperial interests converged with the Arabist cause, offered support.[73] The revolt started on 5 June 1916 from Medina and pushed northwards until the fighting reached Transjordan in the Battle of Aqaba on 6 July 1917.[74] The revolt reached its climax when Faisal entered Damascus in October 1918, and established an Arab-led military administration in OETA East, later declared as the Arab Kingdom of Syria, both of which Transjordan was part of.[72] During this period, the southernmost region of the country, including Ma'an and Aqaba, was also claimed by the neighboring Kingdom of Hejaz.
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The nascent Hashemite Kingdom over Greater Syria was forced to surrender to French troops on 24 July 1920 during the Battle of Maysalun;[75] the French occupied only the northern part of the Syrian Kingdom, leaving Transjordan in a period of interregnum. Arab aspirations failed to gain international recognition, due mainly to the secret 1916 Sykes–Picot Agreement, which divided the region into French and British spheres of influence, and the 1917 Balfour Declaration, which promised Palestine to Jews.[76] This was seen by the Hashemites and the Arabs as a betrayal of their previous agreements with the British,[77] including the 1915 McMahon–Hussein Correspondence, in which the British stated their willingness to recognize the independence of a unified Arab state stretching from Aleppo to Aden under the rule of the Hashemites.[78]
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The British High Commissioner, Herbert Samuel, travelled to Transjordan on 21 August 1920 to meet with Al-Salt's residents. He there declared to a crowd of six hundred Transjordanian notables that the British government would aid the establishment of local governments in Transjordan, which is to be kept separate from that of Palestine. The second meeting took place in Umm Qais on 2 September, where the British government representative Major Fitzroy Somerset received a petition that demanded: an independent Arab government in Transjordan to be led by an Arab prince (emir); land sale in Transjordan to Jews be stopped as well as the prevention of Jewish immigration there; that Britiain establish and fund a national army; and that free trade be maintained between Transjordan and the rest of the region.[79]
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Abdullah, the second son of Sharif Hussein, arrived from Hejaz by train in Ma'an in southern Transjordan on 21 November 1920 to redeem the Greater Syrian Kingdom his brother had lost.[80] Transjordan then was in disarray, widely considered to be ungovernable with its dysfunctional local governments.[81] Abdullah gained the trust of Transjordan's tribal leaders before scrambling to convince them of the benefits of an organized government.[82] Abdullah's successes drew the envy of the British, even when it was in their interest.[83] The British reluctantly accepted Abdullah as ruler of Transjordan after having given him a six-month trial.[84] In March 1921, the British decided to add Transjordan to their Mandate for Palestine, in which they would implement their "Sharifian Solution" policy without applying the provisions of the mandate dealing with Jewish settlement. On 11 April 1921, the Emirate of Transjordan was established with Abdullah as Emir.[85]
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In September 1922, the Council of the League of Nations recognised Transjordan as a state under the terms of the Transjordan memorandum.[86][87] Transjordan remained a British mandate until 1946, but it had been granted a greater level of autonomy than the region west of the Jordan River.[88] Multiple difficulties emerged upon the assumption of power in the region by the Hashemite leadership.[89] In Transjordan, small local rebellions at Kura in 1921 and 1923 were suppressed by the Emir's forces with the help of the British.[89] Wahhabis from Najd regained strength and repeatedly raided the southern parts of his territory in (1922–1924), seriously threatening the Emir's position.[89] The Emir was unable to repel those raids without the aid of the local Bedouin tribes and the British, who maintained a military base with a small RAF detachment close to Amman.[89]
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The Treaty of London, signed by the British Government and the Emir of Transjordan on 22 March 1946, recognised the independence of Transjordan upon ratification by both countries' parliaments.[90] On 25 May 1946, the day that the treaty was ratified by the Transjordan parliament, Transjordan was raised to the status of a kingdom under the name of the Hashemite Kingdom of Transjordan, with Abdullah as its first king.[91] The name was shortened to the Hashemite Kingdom of Jordan on 26 April 1949.[10] 25 May is now celebrated as the nation's Independence Day, a public holiday.[92] Jordan became a member of the United Nations on 14 December 1955.[10]
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On 15 May 1948, as part of the 1948 Arab–Israeli War, Jordan invaded Palestine together with many other Arab states.[93] Following the war, Jordan controlled the West Bank and on 24 April 1950 Jordan formally annexed these territories after the Jericho conference.[94][95] In response, some Arab countries demanded Jordan's expulsion from the Arab League.[94] On 12 June 1950, the Arab League declared that the annexation was a temporary, practical measure and that Jordan was holding the territory as a "trustee" pending a future settlement.[96] King Abdullah was assassinated at the Al-Aqsa Mosque in 1951 by a Palestinian militant, amid rumours he intended to sign a peace treaty with Israel.[97]
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Abdullah was succeeded by his son Talal, who would soon abdicate due to illness in favour of his eldest son Hussein.[98] Talal established the country's modern constitution in 1952.[98] Hussein ascended to the throne in 1953 at the age of 17.[97] Jordan witnessed great political uncertainty in the following period.[99] The 1950s were a period of political upheaval, as Nasserism and Pan-Arabism swept the Arab World.[99] On 1 March 1956, King Hussein Arabized the command of the Army by dismissing a number of senior British officers, an act made to remove remaining foreign influence in the country.[100] In 1958, Jordan and neighbouring Hashemite Iraq formed the Arab Federation as a response to the formation of the rival United Arab Republic between Nasser's Egypt and Syria.[101] The union lasted only six months, being dissolved after Iraqi King Faisal II (Hussein's cousin) was deposed by a bloody military coup on 14 July 1958.[101]
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Jordan signed a military pact with Egypt just before Israel launched a preemptive strike on Egypt to begin the Six-Day War in June 1967, where Jordan and Syria joined the war.[102] The Arab states were defeated and Jordan lost control of the West Bank to Israel.[102] The War of Attrition with Israel followed, which included the 1968 Battle of Karameh where the combined forces of the Jordanian Armed Forces and the Palestine Liberation Organization (PLO) repelled an Israeli attack on the Karameh camp on the Jordanian border with the West Bank.[102] Despite the fact that the Palestinians had limited involvement against the Israeli forces, the events at Karameh gained wide recognition and acclaim in the Arab world.[103] As a result, the time period following the battle witnessed an upsurge of support for Palestinian paramilitary elements (the fedayeen) within Jordan from other Arab countries.[103] The fedayeen activities soon became a threat to Jordan's rule of law.[103] In September 1970, the Jordanian army targeted the fedayeen and the resultant fighting led to the expulsion of Palestinian fighters from various PLO groups into Lebanon, in a conflict that became known as Black September.[103]
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In 1973, Egypt and Syria waged the Yom Kippur War on Israel, and fighting occurred along the 1967 Jordan River cease-fire line.[103] Jordan sent a brigade to Syria to attack Israeli units on Syrian territory but did not engage Israeli forces from Jordanian territory.[103] At the Rabat summit conference in 1974, in the aftermath of the Yom-Kippur War, Jordan agreed, along with the rest of the Arab League, that the PLO was the "sole legitimate representative of the Palestinian people".[103] Subsequently, Jordan renounced its claims to the West Bank in 1988.[103]
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At the 1991 Madrid Conference, Jordan agreed to negotiate a peace treaty sponsored by the US and the Soviet Union.[103] The Israel-Jordan Treaty of Peace was signed on 26 October 1994.[103] In 1997, in retribution for a bombing, Israeli agents entered Jordan using Canadian passports and poisoned Khaled Meshal, a senior Hamas leader living in Jordan.[103] Bowing to intense international pressure, Israel provided an antidote to the poison and released dozens of political prisoners, including Sheikh Ahmed Yassin, after King Hussein threatened to annul the peace treaty.[103]
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On 7 February 1999, Abdullah II ascended the throne upon the death of his father Hussein, who had ruled for nearly 50 years.[104] Abdullah embarked on economic liberalisation when he assumed the throne, and his reforms led to an economic boom which continued until 2008.[105] Abdullah II has been credited with increasing foreign investment, improving public-private partnerships and providing the foundation for Aqaba's free-trade zone and Jordan's flourishing information and communication technology (ICT) sector.[105] He also set up five other special economic zones.[105] However, during the following years Jordan's economy experienced hardship as it dealt with the effects of the Great Recession and spillover from the Arab Spring.[106]
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Al-Qaeda under Abu Musab al-Zarqawi's leadership launched coordinated explosions in three hotel lobbies in Amman on 9 November 2005, resulting in 60 deaths and 115 injured.[107] The bombings, which targeted civilians, caused widespread outrage among Jordanians.[107] The attack is considered to be a rare event in the country, and Jordan's internal security was dramatically improved afterwards.[107] No major terrorist attacks have occurred since then.[108] Abdullah and Jordan are viewed with contempt by Islamic extremists for the country's peace treaty with Israel and its relationship with the West.[109]
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The Arab Spring were large-scale protests that erupted in the Arab World in 2011, demanding economic and political reforms.[110] Many of these protests tore down regimes in some Arab nations, leading to instability that ended with violent civil wars.[110] In Jordan, in response to domestic unrest, Abdullah replaced his prime minister and introduced a number of reforms including: reforming the Constitution, and laws governing public freedoms and elections.[110] Proportional representation was re-introduced to the Jordanian parliament in the 2016 general election, a move which he said would eventually lead to establishing parliamentary governments.[111] Jordan was left largely unscathed from the violence that swept the region despite an influx of 1.4 million Syrian refugees into the natural resources-lacking country and the emergence of the Islamic State of Iraq and the Levant (ISIL).[111]
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Jordan sits strategically at the crossroads of the continents of Asia, Africa and Europe,[8] in the Levant area of the Fertile Crescent, a cradle of civilization.[112] It is 89,341 square kilometres (34,495 sq mi) large, and 400 kilometres (250 mi) long between its northernmost and southernmost points; Umm Qais and Aqaba respectively.[17] The kingdom lies between 29° and 34° N, and 34° and 40° E. The east is an arid plateau irrigated by oases and seasonal water streams.[17] Major cities are overwhelmingly located on the north-western part of the kingdom due to its fertile soils and relatively abundant rainfall.[113] These include Irbid, Jerash and Zarqa in the northwest, the capital Amman and Al-Salt in the central west, and Madaba, Al-Karak and Aqaba in the southwest.[113] Major towns in the eastern part of the country are the oasis towns of Azraq and Ruwaished.[112]
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In the west, a highland area of arable land and Mediterranean evergreen forestry drops suddenly into the Jordan Rift Valley.[112] The rift valley contains the Jordan River and the Dead Sea, which separates Jordan from Israel.[112] Jordan has a 26 kilometres (16 mi) shoreline on the Gulf of Aqaba in the Red Sea, but is otherwise landlocked.[7] The Yarmouk River, an eastern tributary of the Jordan, forms part of the boundary between Jordan and Syria (including the occupied Golan Heights) to the north.[7] The other boundaries are formed by several international and local agreements and do not follow well-defined natural features.[112] The highest point is Jabal Umm al Dami, at 1,854 m (6,083 ft) above sea level, while the lowest is the Dead Sea −420 m (−1,378 ft), the lowest land point on earth.[112]
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Jordan has a diverse range of habitats, ecosystems and biota due to its varied landscapes and environments.[114] The Royal Society for the Conservation of Nature was set up in 1966 to protect and manage Jordan's natural resources.[115] Nature reserves in Jordan include the Dana Biosphere Reserve, the Azraq Wetland Reserve, the Shaumari Wildlife Reserve and the Mujib Nature Reserve.[115]
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The climate in Jordan varies greatly. Generally, the further inland from the Mediterranean, there are greater contrasts in temperature occur and less rainfall.[17] The country's average elevation is 812 m (2,664 ft) (SL).[17] The highlands above the Jordan Valley, mountains of the Dead Sea and Wadi Araba and as far south as Ras Al-Naqab are dominated by a Mediterranean climate, while the eastern and northeastern areas of the country are arid desert.[116] Although the desert parts of the kingdom reach high temperatures, the heat is usually moderated by low humidity and a daytime breeze, while the nights are cool.[117]
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Summers, lasting from May to September, are hot and dry, with temperatures averaging around 32 °C (90 °F) and sometimes exceeding 40 °C (104 °F) between July and August.[117] The winter, lasting from November to March, is relatively cool, with temperatures averaging around 13 °C (55 °F).[116] Winter also sees frequent showers and occasional snowfall in some western elevated areas.[116]
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Over 2,000 plant species have been recorded in Jordan.[118] Many of the flowering plants bloom in the spring after the winter rains and the type of vegetation depends largely on the levels of precipitation. The mountainous regions in the northwest are clothed in forests, while further south and east the vegetation becomes more scrubby and transitions to steppe-type vegetation.[119] Forests cover 1.5 million dunums (1,500 km2), less than 2% of Jordan, making Jordan among the world's least forested countries, the international average being 15%.[120]
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Plant species and genera include the Aleppo pine, Sarcopoterium, Salvia dominica, black iris, Tamarix, Anabasis, Artemisia, Acacia, Mediterranean cypress and Phoenecian juniper.[121] The mountainous regions in the northwest are clothed in natural forests of pine, deciduous oak, evergreen oak, pistachio and wild olive.[122] Mammal and reptile species include, the long-eared hedgehog, Nubian ibex, wild boar, fallow deer, Arabian wolf, desert monitor, honey badger, glass snake, caracal, golden jackal and the roe deer, among others.[123][124][125] Bird include the hooded crow, Eurasian jay, lappet-faced vulture, barbary falcon, hoopoe, pharaoh eagle-owl, common cuckoo, Tristram's starling, Palestine sunbird, Sinai rosefinch, lesser kestrel, house crow and the white-spectacled bulbul.[126]
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Jordan is a unitary state under a constitutional monarchy. Jordan's constitution, adopted in 1952 and amended a number of times since, is the legal framework that governs the monarch, government, bicameral legislature and judiciary.[127] The king retains wide executive and legislative powers from the government and parliament.[128] The king exercises his powers through the government that he appoints for a four-year term, which is responsible before the parliament that is made up of two chambers: the Senate and the House of Representatives. The judiciary is independent according to the constitution.[127]
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The king is the head of state and commander-in-chief of the army. He can declare war and peace, ratify laws and treaties, convene and close legislative sessions, call and postpone elections, dismiss the government and dissolve the parliament.[127] The appointed government can also be dismissed through a majority vote of no confidence by the elected House of Representatives. After a bill is proposed by the government, it must be approved by the House of Representatives then the Senate, and becomes law after being ratified by the king. A royal veto on legislation can be overridden by a two-thirds vote in a joint session of both houses. The parliament also has the right of interpellation.[127]
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The 65 members of the upper Senate are directly appointed by the king, the constitution mandates that they be veteran politicians, judges and generals who previously served in the government or in the House of Representatives.[129] The 130 members of the lower House of Representatives are elected through party-list proportional representation in 23 constituencies for a 4-year term.[130] Minimum quotas exist in the House of Representatives for women (15 seats, though they won 20 seats in the 2016 election), Christians (9 seats) and Circassians and Chechens (3 seats).[131]
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Courts are divided into three categories: civil, religious, and special.[132] The civil courts deal with civil and criminal matters, including cases brought against the government.[132] The civil courts include Magistrate Courts, Courts of First Instance, Courts of Appeal,[132] High Administrative Courts which hear cases relating to administrative matters,[133] and the Constitutional Court which was set up in 2012 in order to hear cases regarding the constitutionality of laws.[134] Although Islam is the state religion, the constitution preserves religious and personal freedoms. Religious law only extends to matters of personal status such as divorce and inheritance in religious courts, and is partially based on Islamic Sharia law.[135] The special court deals with cases forwarded by the civil one.[136]
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The capital city of Jordan is Amman, located in north-central Jordan.[9] Jordan is divided into 12 governorates (muhafazah) (informally grouped into three regions: northern, central, southern). These are subdivided into a total of 52 districts (Liwaa'), which are further divided into neighbourhoods in urban areas or into towns in rural ones.[137]
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The current monarch, Abdullah II, ascended to the throne in February 1999 after the death of his father King Hussein. Abdullah re-affirmed Jordan's commitment to the peace treaty with Israel and its relations with the United States. He refocused the government's agenda on economic reform, during his first year. King Abdullah's eldest son, Prince Hussein, is the current Crown Prince of Jordan.[138] The current prime minister is Omar Razzaz who received his position on 4 June 2018 after his predecessor's austerity measures forced widespread protests.[139] Abdullah had announced his intentions of turning Jordan into a parliamentary system, where the largest bloc in parliament forms a government. However, the underdevelopment of political parties in the country has hampered such moves.[140] Jordan has around 50 political parties representing nationalist, leftist, Islamist, and liberal ideologies.[141] Political parties contested a fifth of the seats in the 2016 elections, the remainder belonging to independent politicians.[142]
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According to Freedom House, Jordan is ranked as the 3rd freest Arab country, and as "partly free" in the Freedom in the World 2019 report.[143] The 2010 Arab Democracy Index from the Arab Reform Initiative ranked Jordan first in the state of democratic reforms out of 15 Arab countries.[144] Jordan ranked first among the Arab states and 78th globally in the Human Freedom Index in 2015,[145] and ranked 55th out of 175 countries in the Corruption Perceptions Index (CPI) issued by Transparency International in 2014, where 175th is most corrupt.[146] In the 2016 Press Freedom Index maintained by Reporters Without Borders, Jordan ranked 135th out of 180 countries worldwide, and 5th of 19 countries in the Middle East and North Africa region. Jordan's score was 44 on a scale from 0 (most free) to 105 (least free). The report added "the Arab Spring and the Syrian conflict have led the authorities to tighten their grip on the media and, in particular, the Internet, despite an outcry from civil society".[147] Jordanian media consists of public and private institutions. Popular Jordanian newspapers include Al Ghad and the Jordan Times. Al-Mamlaka, Ro'ya and Jordan TV are some Jordanian TV channels.[148] Internet penetration in Jordan reached 76% in 2015.[149] There are concerns that the government will use the COVID-19 pandemic in Jordan to silence dissidents.[150][151]
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The first level subdivision in Jordan is the muhafazah or governorate. The governorates are divided into liwa or districts, which are often further subdivided into qda or sub-districts.[153] Control for each administrative unit is in a "chief town" (administrative centre) known as a nahia.[153]
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The kingdom has followed a pro-Western foreign policy and maintained close relations with the United States and the United Kingdom. During the first Gulf War (1990), these relations were damaged by Jordan's neutrality and its maintenance of relations with Iraq. Later, Jordan restored its relations with Western countries through its participation in the enforcement of UN sanctions against Iraq and in the Southwest Asia peace process. After King Hussein's death in 1999, relations between Jordan and the Persian Gulf countries greatly improved.[154]
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Jordan is a key ally of the US and UK and, together with Egypt, is one of only two Arab nations to have signed peace treaties with Israel, Jordan's direct neighbour.[155] Jordan views an independent Palestinian state with the 1967 borders, as part of the two-state solution and of supreme national interest.[156] The ruling Hashemite dynasty has had custodianship over holy sites in Jerusalem since 1924, a position re-inforced in the Israel–Jordan peace treaty. Turmoil in Jerusalem's Al-Aqsa mosque between Israelis and Palestinians created tensions between Jordan and Israel concerning the former's role in protecting the Muslim and Christian sites in Jerusalem.[157]
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Jordan is a founding member of the Organisation of Islamic Cooperation and of the Arab League.[158][159] It enjoys "advanced status" with the European Union and is part of the European Neighbourhood Policy (ENP), which aims to increase links between the EU and its neighbours.[160] Jordan and Morocco tried to join the Gulf Cooperation Council (GCC) in 2011, but the Gulf countries offered a five-year development aid programme instead.[161]
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The first organised army in Jordan was established on 22 October 1920, and was named the "Arab Legion".[89] The Legion grew from 150 men in 1920 to 8,000 in 1946.[162] Jordan's capture of the West Bank during the 1948 Arab–Israeli War proved that the Arab Legion, known today as the Jordan Armed Forces, was the most effective among the Arab troops involved in the war.[162] The Royal Jordanian Army, which boasts around 110,000 personnel, is considered to be among the most professional in the region, due to being particularly well-trained and organised.[162] The Jordanian military enjoys strong support and aid from the United States, the United Kingdom and France. This is due to Jordan's critical position in the Middle East.[162] The development of Special Operations Forces has been particularly significant, enhancing the capability of the military to react rapidly to threats to homeland security, as well as training special forces from the region and beyond.[163] Jordan provides extensive training to the security forces of several Arab countries.[164]
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There are about 50,000 Jordanian troops working with the United Nations in peacekeeping missions across the world. Jordan ranks third internationally in participation in U.N. peacekeeping missions,[165] with one of the highest levels of peacekeeping troop contributions of all U.N. member states.[166] Jordan has dispatched several field hospitals to conflict zones and areas affected by natural disasters across the region.[167]
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In 2014, Jordan joined an aerial bombardment campaign by an international coalition led by the United States against the Islamic State as part of its intervention in the Syrian Civil War.[168] In 2015, Jordan participated in the Saudi Arabian-led military intervention in Yemen against the Shia Houthis and forces loyal to former President Ali Abdullah Saleh, who was deposed in the 2011 uprising.[169]
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Jordan's law enforcement is under the purview of the Public Security Directorate (which includes approximately 50,000 persons) and the General Directorate of Gendarmerie, both of which are subordinate to the country's Ministry of Interior. The first police force in the Jordanian state was organised after the fall of the Ottoman Empire on 11 April 1921.[170] Until 1956 police duties were carried out by the Arab Legion and the Transjordan Frontier Force. After that year the Public Safety Directorate was established.[170] The number of female police officers is increasing. In the 1970s, it was the first Arab country to include females in its police force.[171] Jordan's law enforcement was ranked 37th in the world and 3rd in the Middle East, in terms of police services' performance, by the 2016 World Internal Security and Police Index.[11][172]
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Jordan is classified by the World Bank as an "upper-middle income" country.[173] However, approximately 14.4% of the population lives below the national poverty line on a longterm basis (as of 2010[update]),[173] while almost a third fell below the national poverty line during some time of the year—known as transient poverty.[174] The economy, which has a GDP of $39.453 billion (as of 2016[update]),[4] grew at an average rate of 8% per annum between 2004 and 2008, and around 2.6% 2010 onwards.[17] GDP per capita rose by 351% in the 1970s, declined 30% in the 1980s, and rose 36% in the 1990s—currently $9,406 per capita by purchasing power parity.[175] The Jordanian economy is one of the smallest economies in the region, and the country's populace suffers from relatively high rates of unemployment and poverty.[17]
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Jordan's economy is relatively well diversified. Trade and finance combined account for nearly one-third of GDP; transportation and communication, public utilities, and construction account for one-fifth, and mining and manufacturing constitute nearly another fifth.[16] Net official development assistance to Jordan in 2009 totalled US$761 million; according to the government, approximately two-thirds of this was allocated as grants, of which half was direct budget support.[176]
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The official currency is the Jordanian dinar, which is pegged to the IMF's special drawing rights (SDRs), equivalent to an exchange rate of 1 US$ ≡ 0.709 dinar, or approximately 1 dinar ≡ 1.41044 dollars.[177] In 2000, Jordan joined the World Trade Organization and signed the Jordan–United States Free Trade Agreement, thus becoming the first Arab country to establish a free trade agreement with the United States. Jordan enjoys advanced status with the EU, which has facilitated greater access to export to European markets.[178] Due to slow domestic growth, high energy and food subsidies and a bloated public-sector workforce, Jordan usually runs annual budget deficits.[179]
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The Great Recession and the turmoil caused by the Arab Spring have depressed Jordan's GDP growth, damaging trade, industry, construction and tourism.[17] Tourist arrivals have dropped sharply since 2011.[180] Since 2011, the natural gas pipeline in Sinai supplying Jordan from Egypt was attacked 32 times by Islamic State affiliates. Jordan incurred billions of dollars in losses because it had to substitute more expensive heavy-fuel oils to generate electricity.[181] In November 2012, the government cut subsidies on fuel, increasing its price.[182] The decision, which was later revoked, caused large scale protests to break out across the country.[179][180]
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Jordan's total foreign debt in 2011 was $19 billion, representing 60% of its GDP. In 2016, the debt reached $35.1 billion representing 93% of its GDP.[106] This substantial increase is attributed to effects of regional instability causing: decrease in tourist activity; decreased foreign investments; increased military expenditure; attacks on Egyptian pipeline; the collapse of trade with Iraq and Syria; expenses from hosting Syrian refugees and accumulated interests from loans.[106] According to the World Bank, Syrian refugees have cost Jordan more than $2.5 billion a year, amounting to 6% of the GDP and 25% of the government's annual revenue.[183] Foreign aid covers only a small part of these costs, 63% of the total costs are covered by Jordan.[184] An austerity programme was adopted by the government which aims to reduce Jordan's debt-to-GDP ratio to 77 percent by 2021.[185] The programme succeeded in preventing the debt from rising above 95% in 2018.[186]
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The proportion of well-educated and skilled workers in Jordan is among the highest in the region in sectors such as ICT and industry, due to a relatively modern educational system. This has attracted large foreign investments to Jordan and has enabled the country to export its workforce to Persian Gulf countries.[14] Flows of remittances to Jordan grew rapidly, particularly during the end of the 1970s and 1980s, and remains an important source of external funding.[187] Remittances from Jordanian expatriates were $3.8 billion in 2015, a notable rise in the amount of transfers compared to 2014 where remittances reached over $3.66 billion listing Jordan as fourth largest recipient in the region.[188]
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Jordan is ranked as having the 35th best infrastructure in the world, one of the highest rankings in the developing world, according to the 2010 World Economic Forum's Index of Economic Competitiveness. This high infrastructural development is necessitated by its role as a transit country for goods and services to Palestine and Iraq. Palestinians use Jordan as a transit country due to the Israeli restrictions and Iraqis use Jordan due to the instability in Iraq.[189]
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According to data from the Jordanian Ministry of Public Works and Housing, as of 2011[update], the Jordanian road network consisted of 2,878 km (1,788 mi) of main roads; 2,592 km (1,611 mi) of rural roads and 1,733 km (1,077 mi) of side roads. The Hejaz Railway built during the Ottoman Empire which extended from Damascus to Mecca will act as a base for future railway expansion plans. Currently, the railway has little civilian activity; it is primarily used for transporting goods. A national railway project is currently undergoing studies and seeking funding sources.[190]
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Jordan has three commercial airports, all receiving and dispatching international flights. Two are in Amman and the third is in Aqaba, King Hussein International Airport. Amman Civil Airport serves several regional routes and charter flights while Queen Alia International Airport is the major international airport in Jordan and is the hub for Royal Jordanian Airlines, the flag carrier. Queen Alia International Airport expansion was completed in 2013 with new terminals costing $700 million, to handle over 16 million passengers annually.[191] It is now considered a state-of-the-art airport and was awarded 'the best airport by region: Middle East' for 2014 and 2015 by Airport Service Quality (ASQ) survey, the world's leading airport passenger satisfaction benchmark programme.[192]
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The Port of Aqaba is the only port in Jordan. In 2006, the port was ranked as being the "Best Container Terminal" in the Middle East by Lloyd's List. The port was chosen due to it being a transit cargo port for other neighbouring countries, its location between four countries and three continents, being an exclusive gateway for the local market and for the improvements it has recently witnessed.[193]
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The tourism sector is considered a cornerstone of the economy and is a large source of employment, hard currency, and economic growth. In 2010, there were 8 million visitors to Jordan. The majority of tourists coming to Jordan are from European and Arab countries.[15] The tourism sector in Jordan has been severely affected by regional turbulence.[194] The most recent blow to the tourism sector was caused by the Arab Spring, which scared off tourists from the entire region. Jordan experienced a 70% decrease in the number of tourists from 2010 to 2016.[195] Tourist numbers started to recover as of 2017.[195]
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According to the Ministry of Tourism and Antiquities, Jordan is home to around 100,000 archaeological and tourist sites.[196] Some very well preserved historical cities include Petra and Jerash, the former being Jordan's most popular tourist attraction and an icon of the kingdom.[195] Jordan is part of the Holy Land and has several biblical attractions that attract pilgrimage activities. Biblical sites include: Al-Maghtas—a traditional location for the Baptism of Jesus, Mount Nebo, Umm ar-Rasas, Madaba and Machaerus.[197] Islamic sites include shrines of the prophet Muhammad's companions such as 'Abd Allah ibn Rawahah, Zayd ibn Harithah and Muadh ibn Jabal.[198] Ajlun Castle built by Muslim Ayyubid leader Saladin in the 12th century AD during his wars with the Crusaders, is also a popular tourist attraction.[8]
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Modern entertainment, recreation and souqs in urban areas, mostly in Amman, also attract tourists. Recently, the nightlife in Amman, Aqaba and Irbid has started to emerge and the number of bars, discos and nightclubs is on the rise.[199] Alcohol is widely available in tourist restaurants, liquor stores and even some supermarkets.[200] Valleys including Wadi Mujib and hiking trails in different parts of the country attract adventurers. Hiking is getting more and more popular among tourists and locals. Places such as Dana Biosphere Reserve and Petra offer numerous signposted hiking trails. Moreover, seaside recreation is present on the shores of Aqaba and the Dead Sea through several international resorts.[201]
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Jordan has been a medical tourism destination in the Middle East since the 1970s. A study conducted by Jordan's Private Hospitals Association found that 250,000 patients from 102 countries received treatment in Jordan in 2010, compared to 190,000 in 2007, bringing over $1 billion in revenue. Jordan is the region's top medical tourism destination, as rated by the World Bank, and fifth in the world overall.[202] The majority of patients come from Yemen, Libya and Syria due to the ongoing civil wars in those countries. Jordanian doctors and medical staff have gained experience in dealing with war patients through years of receiving such cases from various conflict zones in the region.[203] Jordan also is a hub for natural treatment methods in both Ma'in Hot Springs and the Dead Sea. The Dead Sea is often described as a 'natural spa'. It contains 10 times more salt than the average ocean, which makes it impossible to sink in. The high salt concentration of the Dead Sea has been proven therapeutic for many skin diseases.[citation needed] The uniqueness of this lake attracts several Jordanian and foreign vacationers, which boosted investments in the hotel sector in the area.[204] The Jordan Trail, a 650 km (400 mi) hiking trail stretching the entire country from north to south, crossing several of Jordan's attractions was established in 2015.[205] The trail aims to revive the Jordanian tourism sector.[205]
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Jordan is the world's second poorest country in terms of water resources per capita, and scarce water resources were aggravated by the influx of Syrian refugees.[206] Water from Disi aquifer and ten major dams historically played a large role in providing Jordan's need for fresh water.[207] The Jawa Dam in northeastern Jordan, which dates back to the fourth millennium BC, is the world's oldest dam.[208] The Dead Sea is receding at an alarming rate. Multiple canals and pipelines were proposed to reduce its recession, which had begun causing sinkholes. The Red Sea–Dead Sea Water Conveyance project, carried out by Jordan, will provide water to the country and to Israel and Palestine, while the brine will be carried to the Dead Sea to help stabilise its levels. The first phase of the project is scheduled to begin in 2019 and to be completed in 2021.[209]
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Natural gas was discovered in Jordan in 1987, however, the estimated size of the reserve discovered was about 230 billion cubic feet, a minuscule quantity compared with its oil-rich neighbours. The Risha field, in the eastern desert beside the Iraqi border, produces nearly 35 million cubic feet of gas a day, which is sent to a nearby power plant to generate a small amount of Jordan's electricity needs.[210] This led to a reliance on importing oil to generate almost all of its electricity. Regional instability over the decades halted oil and gas supply to the kingdom from various sources, making it incur billions of dollars in losses. Jordan built a liquified natural gas port in Aqaba in 2012 to temporarily substitute the supply, while formulating a strategy to rationalize energy consumption and to diversify its energy sources. Jordan receives 330 days of sunshine per year, and wind speeds reach over 7 m/s in the mountainous areas, so renewables proved a promising sector.[211] King Abdullah inaugurated large-scale renewable energy projects in the 2010s including: the 117 MW Tafila Wind Farm, the 53 MW Shams Ma'an and the 103 MW Quweira solar power plants, with several more projects planned. By early 2019, it was reported that more than 1090 MW of renewable energy projects had been completed, contributing to 8% of Jordan's electricity up from 3% in 2011, while 92% was generated from gas.[212] After having initially set the percentage of renewable energy Jordan aimed to generate by 2020 at 10%, the government announced in 2018 that it sought to beat that figure and aim for 20%.[213]
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Jordan has the 5th largest oil-shale reserves in the world, which could be commercially exploited in the central and northwestern regions of the country.[214] Official figures estimate the kingdom's oil shale reserves at more than 70 billion tonnes. The extraction of oil-shale had been delayed a couple of years due to technological difficulties and the relatively higher costs.[215] The government overcame the difficulties and in 2017 laid the groundbreaking for the Attarat Power Plant, a $2.2 billion oil shale-dependent power plant that is expected to generate 470 MW after it is completed in 2020.[216] Jordan also aims to benefit from its large uranium reserves by tapping nuclear energy. The original plan involved constructing two 1000 MW reactors but has been scrapped due to financial constraints.[217] Currently, the country's Atomic Energy Commission is considering building small modular reactors instead, whose capacities hover below 500 MW and can provide new water sources through desalination. In 2018, the commission announced that Jordan was in talks with multiple companies to build the country's first commercial nuclear plant, a Helium-cooled reactor that is scheduled for completion by 2025.[218] Phosphate mines in the south have made Jordan one of the largest producers and exporters of the mineral in the world.[219]
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Jordan's well developed industrial sector, which includes mining, manufacturing, construction, and power, accounted for approximately 26% of the GDP in 2004 (including manufacturing, 16.2%; construction, 4.6%; and mining, 3.1%). More than 21% of Jordan's labor force was employed in industry in 2002. In 2014, industry accounted for 6% of the GDP.[220] The main industrial products are potash, phosphates, cement, clothes, and fertilisers. The most promising segment of this sector is construction. Petra Engineering Industries Company, which is considered to be one of the main pillars of Jordanian industry, has gained international recognition with its air-conditioning units reaching NASA.[221] Jordan is now considered to be a leading pharmaceuticals manufacturer in the MENA region led by Jordanian pharmaceutical company Hikma.[222]
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Jordan's military industry thrived after the King Abdullah Design and Development Bureau (KADDB) defence company was established by King Abdullah II in 1999, to provide an indigenous capability for the supply of scientific and technical services to the Jordanian Armed Forces, and to become a global hub in security research and development. It manufactures all types of military products, many of which are presented at the bi-annually held international military exhibition SOFEX. In 2015, KADDB exported $72 million worth of industries to over 42 countries.[223]
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Science and technology is the country's fastest developing economic sector. This growth is occurring across multiple industries, including information and communications technology (ICT) and nuclear technology. Jordan contributes 75% of the Arabic content on the Internet.[225] In 2014, the ICT sector accounted for more than 84,000 jobs and contributed to 12% of the GDP. More than 400 companies are active in telecom, information technology and video game development. There are 600 companies operating in active technologies and 300 start-up companies.[225]
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Nuclear science and technology is also expanding. The Jordan Research and Training Reactor, which began working in 2016, is a 5 MW training reactor located at the Jordan University of Science and Technology in Ar Ramtha.[226] The facility is the first nuclear reactor in the country and will provide Jordan with radioactive isotopes for medical usage and provide training to students to produce a skilled workforce for the country's planned commercial nuclear reactors.[226]
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Jordan was also selected as the location for the Synchrotron-Light for Experimental Science and Applications in the Middle East (SESAME) facility, supported by UNESCO and CERN.[227] This particle accelerator that was opened in 2017 will allow collaboration between scientists from various rival Middle Eastern countries.[227] The facility is the only particle accelerator in the Middle East, and one of only 60 synchrotron radiation facilities in the world.[227]
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The 2015 census showed Jordan's population to be 9,531,712 (Female: 47%; Males: 53%). Around 2.9 million (30%) were non-citizens, a figure including refugees, and illegal immigrants.[3] There were 1,977,534 households in Jordan in 2015, with an average of 4.8 persons per household (compared to 6.7 persons per household for the census of 1979).[3] The capital and largest city of Jordan is Amman, which is one of the world's oldest continuously inhabited cities and one of the most modern in the Arab world.[229] The population of Amman was 65,754 in 1946, but exceeded 4 million by 2015.
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Arabs make up about 98% of the population. The remaining 2% consist largely of peoples from the Caucasus including Circassians, Armenians, and Chechens, along with smaller minority groups.[17] About 84.1% of the population live in urban areas.[17]
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Jordan is a home to 2,175,491 Palestinian refugees as of December 2016; most of them, but not all, were granted Jordanian citizenship.[230] The first wave of Palestinian refugees arrived during the 1948 Arab–Israeli War and peaked in the 1967 Six-Day War and the 1990 Gulf War. In the past, Jordan had given many Palestinian refugees citizenship, however recently Jordanian citizenship is given only in rare cases. 370,000 of these Palestinians live in UNRWA refugee camps.[230] Following the capture of the West Bank by Israel in 1967, Jordan revoked the citizenship of thousands of Palestinians to thwart any attempt to permanently resettle from the West Bank to Jordan. West Bank Palestinians with family in Jordan or Jordanian citizenship were issued yellow cards guaranteeing them all the rights of Jordanian citizenship if requested.[231]
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Up to 1,000,000 Iraqis moved to Jordan following the Iraq War in 2003,[232] and most of them have returned. In 2015, their number in Jordan was 130,911. Many Iraqi Christians (Assyrians/Chaldeans) however settled temporarily or permanently in Jordan.[233] Immigrants also include 15,000 Lebanese who arrived following the 2006 Lebanon War.[234] Since 2010, over 1.4 million Syrian refugees have fled to Jordan to escape the violence in Syria,[3] the largest population being in the Zaatari refugee camp. The kingdom has continued to demonstrate hospitality, despite the substantial strain the flux of Syrian refugees places on the country. The effects are largely affecting Jordanian communities, as the vast majority of Syrian refugees do not live in camps. The refugee crisis effects include competition for job opportunities, water resources and other state provided services, along with the strain on the national infrastructure.[13]
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In 2007, there were up to 150,000 Assyrian Christians; most are Eastern Aramaic speaking refugees from Iraq.[235] Kurds number some 30,000, and like the Assyrians, many are refugees from Iraq, Iran and Turkey.[236] Descendants of Armenians that sought refuge in the Levant during the 1915 Armenian Genocide number approximately 5,000 persons, mainly residing in Amman.[237] A small number of ethnic Mandeans also reside in Jordan, again mainly refugees from Iraq.[238] Around 12,000 Iraqi Christians have sought refuge in Jordan after the Islamic State took the city of Mosul in 2014.[239] Several thousand Libyans, Yemenis and Sudanese have also sought asylum in Jordan to escape instability and violence in their respective countries.[13] The 2015 Jordanian census recorded that there were 1,265,000 Syrians, 636,270 Egyptians, 634,182 Palestinians, 130,911 Iraqis, 31,163 Yemenis, 22,700 Libyans and 197,385 from other nationalities residing in the country.[3]
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There are around 1.2 million illegal, and 500,000 legal, migrant workers in the kingdom.[240] Thousands of foreign women, mostly from the Middle East and Eastern Europe, work in nightclubs, hotels and bars across the kingdom.[241][242][243] American and European expatriate communities are concentrated in the capital, as the city is home to many international organizations and diplomatic missions.[200]
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Sunni Islam is the dominant religion in Jordan. Muslims make up about 95% of the country's population; in turn, 93% of those self-identify as Sunnis.[244] There are also a small number of Ahmadi Muslims,[245] and some Shiites. Many Shia are Iraqi and Lebanese refugees.[246] Muslims who convert to another religion as well as missionaries from other religions face societal and legal discrimination.[247]
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Jordan contains some of the oldest Christian communities in the world, dating as early as the 1st century AD after the crucifixion of Jesus.[248] Christians today make up about 4% of the population,[249] down from 20% in 1930, though their absolute number has grown.[12] This is due to high immigration rates of Muslims into Jordan, higher emigration rates of Christians to the West and higher birth rates for Muslims.[250] Jordanian Christians number around 250,000, all of whom are Arabic-speaking, according to a 2014 estimate by the Orthodox Church, though the study excluded minority Christian groups and the thousands of Western, Iraqi and Syrian Christians residing in Jordan.[249] Christians are exceptionally well integrated in the Jordanian society and enjoy a high level of freedom.[251] Christians traditionally occupy two cabinet posts, and are reserved nine seats out of the 130 in the parliament.[252] The highest political position reached by a Christian is the Deputy Prime Minister, currently held by Rajai Muasher.[253] Christians are also influential in the media.[254] Smaller religious minorities include Druze, Bahá'ís and Mandaeans. Most Jordanian Druze live in the eastern oasis town of Azraq, some villages on the Syrian border, and the city of Zarqa, while most Jordanian Bahá'ís live in the village of Adassiyeh bordering the Jordan Valley.[255] It is estimated that 1,400 Mandaeans live in Amman, they came from Iraq after the 2003 invasion fleeing persecution.[256]
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The official language is Modern Standard Arabic, a literary language taught in the schools.[257] Most Jordanians natively speak one of the non-standard Arabic dialects known as Jordanian Arabic. Jordanian Sign Language is the language of the deaf community. English, though without official status, is widely spoken throughout the country and is the de facto language of commerce and banking, as well as a co-official status in the education sector; almost all university-level classes are held in English and almost all public schools teach English along with Standard Arabic.[257] Chechen, Circassian, Armenian, Tagalog, and Russian are popular among their communities.[258] French is offered as an elective in many schools, mainly in the private sector.[257] German is an increasingly popular language; it has been introduced at a larger scale since the establishment of the German-Jordanian University in 2005.[259]
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Many institutions in Jordan aim to increase cultural awareness of Jordanian Art and to represent Jordan's artistic movements in fields such as paintings, sculpture, graffiti and photography.[260] The art scene has been developing in the past few years[261] and Jordan has been a haven for artists from surrounding countries.[262] In January 2016, for the first time ever, a Jordanian film called Theeb was nominated for the Academy Awards for Best Foreign Language Film.[263]
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The largest museum in Jordan is The Jordan Museum. It contains much of the valuable archaeological findings in the country, including some of the Dead Sea Scrolls, the Neolithic limestone statues of 'Ain Ghazal and a copy of the Mesha Stele.[264] Most museums in Jordan are located in Amman including The Children's Museum Jordan, The Martyr's Memorial and Museum and the Royal Automobile Museum. Museums outside Amman include the Aqaba Archaeological Museum.[265] The Jordan National Gallery of Fine Arts is a major contemporary art museum located in Amman.[265]
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Music in Jordan is now developing with a lot of new bands and artists, who are now popular in the Middle East. Artists such as Omar Al-Abdallat, Toni Qattan, Diana Karazon and Hani Metwasi have increased the popularity of Jordanian music.[266] The Jerash Festival is an annual music event that features popular Arab singers.[266] Pianist and composer Zade Dirani has gained wide international popularity.[267] There is also an increasing growth of alternative Arabic rock bands, who are dominating the scene in the Arab World, including: El Morabba3, Autostrad, JadaL, Akher Zapheer and Aziz Maraka.[268]
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Jordan unveiled its first underwater military museum off the coast of Aqaba. Several military vehicles, including tanks, troop carriers and a helicopter are in the museum.[269]
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Several Jordanian writers and poets have gained fame in the Arab world including Mustafa Wahbi Tal (Arar), Tayseer Sboul, Nahed Hattar, Fadi Zaghmout and others.
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While both team and individual sports are widely played in Jordan, the Kingdom has enjoyed its biggest international achievements in Taekwondo. The highlight came at the 2016 Rio Olympic Games when Ahmad Abu Ghaush won Jordan's first ever medal[270] of any colour at the Games by taking gold in the -67 kg weight.[271] Medals have continued to be won at World and Asian level in the sport since to establish Taekwondo as the Kingdom's favourite sport alongside football[200] and basketball.[272]
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Football is the most popular sport in Jordan.[273] The national football team came within a play-off of reaching the 2014 World Cup in Brazil[274] when they lost a two-legged play-off against Uruguay.[275] They previously reached the quarter-finals of the Asian Cup in 2004 and 2011.
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Jordan has a strong policy for inclusive sport and invests heavily in encouraging girls and women to participate in all sports. The women's football team gaining reputation,[276] and in March 2016 ranked 58th in the world.[277] In 2016, Jordan hosted the FIFA U-17 Women's World Cup, with 16 teams representing six continents. The tournament was held in four stadiums in the three Jordanian cities of Amman, Zarqa and Irbid. It was the first women's sports tournament in the Middle East.[278]
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Basketball is another sport that Jordan continues to punch above its weight in, having qualified to the FIBA 2010 World Basketball Cup and more recently reaching the 2019 World Cup in China.[279] Jordan came within a point of reaching the 2012 Olympics after losing the final of the 2010 Asian Cup to China by the narrowest of margins, 70–69, and settling for silver instead. Jordan's national basketball team is participating in various international and Middle Eastern tournaments. Local basketball teams include: Al-Orthodoxi Club, Al-Riyadi, Zain, Al-Hussein and Al-Jazeera.[280]
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Boxing, Karate, Kickboxing, Muay-Thai and Ju-Jitsu are also popular. Less common sports are gaining popularity. Rugby is increasing in popularity, a Rugby Union is recognized by the Jordan Olympic Committee which supervises three national teams.[281] Although cycling is not widespread in Jordan, the sport is developing as a lifestyle and a new way to travel especially among the youth.[282] In 2014, a NGO Make Life Skate Life completed construction of the 7Hills Skatepark, the first skatepark in the country located in Downtown Amman.[283]
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As the 8th largest producer of olives in the world, olive oil is the main cooking oil in Jordan.[284] A common appetizer is hummus, which is a puree of chick peas blended with tahini, lemon, and garlic. Ful medames is another well-known appetiser. A typical worker's meal, it has since made its way to the tables of the upper class. A typical Jordanian meze often contains koubba maqliya, labaneh, baba ghanoush, tabbouleh, olives and pickles.[285] Meze is generally accompanied by the Levantine alcoholic drink arak, which is made from grapes and aniseed and is similar to ouzo, rakı and pastis. Jordanian wine and beer are also sometimes used. The same dishes, served without alcoholic drinks, can also be termed "muqabbilat" (starters) in Arabic.[200]
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The most distinctive Jordanian dish is mansaf, the national dish of Jordan. The dish is a symbol for Jordanian hospitality and is influenced by the Bedouin culture. Mansaf is eaten on different occasions such as funerals, weddings and on religious holidays. It consists of a plate of rice with meat that was boiled in thick yogurt, sprayed with pine nuts and sometimes herbs. As an old tradition, the dish is eaten using one's hands, but the tradition is not always used.[285] Simple fresh fruit is often served towards the end of a Jordanian meal, but there is also dessert, such as baklava, hareeseh, knafeh, halva and qatayef, a dish made specially for Ramadan. In Jordanian cuisine, drinking coffee and tea flavoured with na'na or meramiyyeh is almost a ritual.[286]
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Life expectancy in Jordan was around 74.8 years in 2017.[17] The leading cause of death is cardiovascular diseases, followed by cancer.[288] Childhood immunization rates have increased steadily over the past 15 years; by 2002 immunisations and vaccines reached more than 95% of children under five.[289] In 1950, water and sanitation was available to only 10% of the population; in 2015 it reached 98% of Jordanians.[290]
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Jordan prides itself on its health services, some of the best in the region.[291] Qualified medics, a favourable investment climate and Jordan's stability has contributed to the success of this sector.[292] The country's health care system is divided between public and private institutions. On 1 June 2007, Jordan Hospital (as the biggest private hospital) was the first general specialty hospital to gain the international accreditation JCAHO.[289] The King Hussein Cancer Center is a leading cancer treatment center.[293] 66% of Jordanians have medical insurance.[3]
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The Jordanian educational system comprises 2 years of pre-school education, 10 years of compulsory basic education, and two years of secondary academic or vocational education, after which the students sit for the General Certificate of Secondary Education Exam (Tawjihi) exams.[294] Scholars may attend either private or public schools. According to the UNESCO, the literacy rate in 2015 was 98.01% and is considered to be the highest in the Middle East and the Arab world, and one of the highest in the world.[287] UNESCO ranked Jordan's educational system 18th out of 94 nations for providing gender equality in education.[295] Jordan has the highest number of researchers in research and development per million people among all the 57 countries that are members of the Organisation of Islamic Cooperation (OIC). In Jordan there are 8060 researchers per million people, while the world average is 2532 per million.[296] Primary education is free in Jordan.[297]
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Jordan has 10 public universities, 19 private universities and 54 community colleges, of which 14 are public, 24 private and others affiliated with the Jordanian Armed Forces, the Civil Defense Department, the Ministry of Health and UNRWA.[298] There are over 200,000 Jordanian students enrolled in universities each year. An additional 20,000 Jordanians pursue higher education abroad primarily in the United States and Europe.[299] According to the Webometrics Ranking of World Universities, the top-ranking universities in the country are the University of Jordan (UJ) (1,220th worldwide), Jordan University of Science & Technology (JUST) (1,729th) and Hashemite University (2,176th).[300] UJ and JUST occupy 8th and 10th between Arab universities.[301] Jordan has 2,000 researchers per million people.[302]
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Coordinates: 31°14′N 36°31′E / 31.24°N 36.51°E / 31.24; 36.51
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Jean-Baptiste Joseph Fourier (/ˈfʊrieɪ, -iər/;[1] French: [fuʁje]; 21 March 1768 – 16 May 1830) was a French mathematician and physicist born in Auxerre and best known for initiating the investigation of Fourier series, which eventually developed into Fourier analysis and harmonic analysis, and their applications to problems of heat transfer and vibrations. The Fourier transform and Fourier's law of conduction are also named in his honour. Fourier is also generally credited with the discovery of the greenhouse effect.[2]
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Fourier was born at Auxerre (now in the Yonne département of France), the son of a tailor. He was orphaned at the age of nine. Fourier was recommended to the Bishop of Auxerre and, through this introduction, he was educated by the Benedictine Order of the Convent of St. Mark. The commissions in the scientific corps of the army were reserved for those of good birth, and being thus ineligible, he accepted a military lectureship on mathematics. He took a prominent part in his own district in promoting the French Revolution, serving on the local Revolutionary Committee. He was imprisoned briefly during the Terror but, in 1795, was appointed to the École Normale and subsequently succeeded Joseph-Louis Lagrange at the École Polytechnique.
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Fourier accompanied Napoleon Bonaparte on his Egyptian expedition in 1798, as scientific adviser, and was appointed secretary of the Institut d'Égypte. Cut off from France by the British fleet, he organized the workshops on which the French army had to rely for their munitions of war. He also contributed several mathematical papers to the Egyptian Institute (also called the Cairo Institute) which Napoleon founded at Cairo, with a view of weakening British influence in the East. After the British victories and the capitulation of the French under General Menou in 1801, Fourier returned to France.
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In 1801,[4] Napoleon appointed Fourier Prefect (Governor) of the Department of Isère in Grenoble, where he oversaw road construction and other projects. However, Fourier had previously returned home from the Napoleon expedition to Egypt to resume his academic post as professor at École Polytechnique when Napoleon decided otherwise in his remark
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... the Prefect of the Department of Isère having recently died, I would like to express my confidence in citizen Fourier by appointing him to this place.[4]
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Hence being faithful to Napoleon, he took the office of Prefect.[4] It was while at Grenoble that he began to experiment on the propagation of heat. He presented his paper On the Propagation of Heat in Solid Bodies to the Paris Institute on December 21, 1807. He also contributed to the monumental Description de l'Égypte.[5]
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In 1822, Fourier succeeded Jean Baptiste Joseph Delambre as Permanent Secretary of the French Academy of Sciences. In 1830, he was elected a foreign member of the Royal Swedish Academy of Sciences.
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In 1830, his diminished health began to take its toll:
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Fourier had already experienced, in Egypt and Grenoble, some attacks of aneurism of the heart. At Paris, it was impossible to be mistaken with respect to the primary cause of the frequent suffocations which he experienced. A fall, however, which he sustained on the 4th of May 1830, while descending a flight of stairs, aggravated the malady to an extent beyond what could have been ever feared.[6]
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Shortly after this event, he died in his bed on 16 May 1830.
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Fourier was buried in the Père Lachaise Cemetery in Paris, a tomb decorated with an Egyptian motif to reflect his position as secretary of the Cairo Institute, and his collation of Description de l'Égypte. His name is one of the 72 names inscribed on the Eiffel Tower.
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A bronze statue was erected in Auxerre in 1849, but it was melted down for armaments during World War II.[a] Joseph Fourier University in Grenoble is named after him.
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In 1822 Fourier published his work on heat flow in Théorie analytique de la chaleur (The Analytical Theory of Heat),[7] in which he based his reasoning on Newton's law of cooling, namely, that the flow of heat between two adjacent molecules is proportional to the extremely small difference of their temperatures. This book was translated,[8] with editorial 'corrections',[9] into English 56 years later by Freeman (1878).[10] The book was also edited, with many editorial corrections, by Darboux and republished in French in 1888.[9]
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There were three important contributions in this work, one purely mathematical, two essentially physical. In mathematics, Fourier claimed that any function of a variable, whether continuous or discontinuous, can be expanded in a series of sines of multiples of the variable. Though this result is not correct without additional conditions, Fourier's observation that some discontinuous functions are the sum of infinite series was a breakthrough. The question of determining when a Fourier series converges has been fundamental for centuries. Joseph-Louis Lagrange had given particular cases of this (false) theorem, and had implied that the method was general, but he had not pursued the subject. Peter Gustav Lejeune Dirichlet was the first to give a satisfactory demonstration of it with some restrictive conditions. This work provides the foundation for what is today known as the Fourier transform.
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One important physical contribution in the book was the concept of dimensional homogeneity in equations; i.e. an equation can be formally correct only if the dimensions match on either side of the equality; Fourier made important contributions to dimensional analysis.[11] The other physical contribution was Fourier's proposal of his partial differential equation for conductive diffusion of heat. This equation is now taught to every student of mathematical physics.
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Fourier left an unfinished work on determining and locating real roots of polynomials, which was edited by Claude-Louis Navier and published in 1831. This work contains much original matter—in particular, Fourier's theorem on polynomial real roots, published in 1820.[12] François Budan, in 1807 and 1811, had published independently his theorem (also known by the name of Fourier), which is very close to Fourier's theorem (each theorem is a corollary of the other). Fourier's proof[12] is the one that was usually given, during 19th century, in textbooks on the theory of equations.[b] A complete solution of the problem was given in 1829 by Jacques Charles François Sturm.
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In the 1820s Fourier calculated that an object the size of the Earth, and at its distance from the Sun, should be considerably colder than the planet actually is if warmed by only the effects of incoming solar radiation. He examined various possible sources of the additional observed heat in articles published in 1824[13] and 1827.[14] While he ultimately suggested that interstellar radiation might be responsible for a large portion of the additional warmth, Fourier's consideration of the possibility that the Earth's atmosphere might act as an insulator of some kind is widely recognized as the first proposal of what is now known as the greenhouse effect,[15] although Fourier never called it that.[16][17]
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In his articles, Fourier referred to an experiment by de Saussure, who lined a vase with blackened cork. Into the cork, he inserted several panes of transparent glass, separated by intervals of air. Midday sunlight was allowed to enter at the top of the vase through the glass panes. The temperature became more elevated in the more interior compartments of this device. Fourier concluded that gases in the atmosphere could form a stable barrier like the glass panes.[14] This conclusion may have contributed to the later use of the metaphor of the "greenhouse effect" to refer to the processes that determine atmospheric temperatures.[18] Fourier noted that the actual mechanisms that determine the temperatures of the atmosphere included convection, which was not present in de Saussure's experimental device.
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Franz Joseph Haydn[a] (/ˈhaɪdən/; German: [ˈfʁants ˈjoːzɛf ˈhaɪdn̩] (listen); 31 March[b] 1732 – 31 May 1809) was an Austrian composer of the Classical period. He was instrumental in the development of chamber music such as the piano trio.[2] His contributions to musical form have earned him the epithets "Father of the Symphony" and "Father of the String Quartet".[3][failed verification]
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Haydn spent much of his career as a court musician for the wealthy Esterházy family at their remote estate. Until the later part of his life, this isolated him from other composers and trends in music so that he was, as he put it, "forced to become original".[c] Yet his music circulated widely, and for much of his career he was the most celebrated composer in Europe.
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He was a friend and mentor of Mozart, a tutor of Beethoven, and the older brother of composer Michael Haydn.
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Joseph Haydn was born in Rohrau, Austria, a village that at that time stood on the border with Hungary. His father was Mathias Haydn, a wheelwright who also served as "Marktrichter", an office akin to village mayor. Haydn's mother Maria, née Koller, had previously worked as a cook in the palace of Count Harrach, the presiding aristocrat of Rohrau. Neither parent could read music;[d] however, Mathias was an enthusiastic folk musician, who during the journeyman period of his career had taught himself to play the harp. According to Haydn's later reminiscences, his childhood family was extremely musical, and frequently sang together and with their neighbours.[4]
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Haydn's parents had noticed that their son was musically gifted and knew that in Rohrau he would have no chance to obtain serious musical training. It was for this reason that, around the time Haydn turned six, they accepted a proposal from their relative Johann Matthias Frankh, the schoolmaster and choirmaster in Hainburg, that Haydn be apprenticed to Frankh in his home to train as a musician. Haydn therefore went off with Frankh to Hainburg and he never again lived with his parents.
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Life in the Frankh household was not easy for Haydn, who later remembered being frequently hungry[5] and humiliated by the filthy state of his clothing.[6] He began his musical training there, and could soon play both harpsichord and violin. The people of Hainburg heard him sing treble parts in the church choir.
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There is reason to think that Haydn's singing impressed those who heard him, because in 1739[e] he was brought to the attention of Georg von Reutter, the director of music in St. Stephen's Cathedral in Vienna, who happened to be visiting Hainburg and was looking for new choirboys. Haydn passed his audition with Reutter, and after several months of further training moved to Vienna (1740), where he worked for the next nine years as a chorister.
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Haydn lived in the Kapellhaus next to the cathedral, along with Reutter, Reutter's family, and the other four choirboys, which after 1745 included his younger brother Michael.[7] The choirboys were instructed in Latin and other school subjects as well as voice, violin, and keyboard.[8] Reutter was of little help to Haydn in the areas of music theory and composition, giving him only two lessons in his entire time as chorister.[9] However, since St. Stephen's was one of the leading musical centres in Europe, Haydn learned a great deal simply by serving as a professional musician there.[10]
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Like Frankh before him, Reutter did not always bother to make sure Haydn was properly fed. As he later told his biographer Albert Christoph Dies, Haydn was motivated to sing well, in hopes of gaining more invitations to perform before aristocratic audiences—where the singers were usually served refreshments.[11]
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By 1749, Haydn had matured physically to the point that he was no longer able to sing high choral parts. Empress Maria Theresa herself complained to Reutter about his singing, calling it "crowing".[12] One day, Haydn carried out a prank, snipping off the pigtail of a fellow chorister.[12] This was enough for Reutter: Haydn was first caned, then summarily dismissed and sent into the streets.[13] He had the good fortune to be taken in by a friend, Johann Michael Spangler, who shared his family's crowded garret room with Haydn for a few months. Haydn immediately began his pursuit of a career as a freelance musician.
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Haydn struggled at first, working at many different jobs: as a music teacher, as a street serenader, and eventually, in 1752, as valet–accompanist for the Italian composer Nicola Porpora, from whom he later said he learned "the true fundamentals of composition".[14] He was also briefly in Count Friedrich Wilhelm von Haugwitz's employ, playing the organ in the Bohemian Chancellery chapel at the Judenplatz.[15]
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While a chorister, Haydn had not received any systematic training in music theory and composition. As a remedy, he worked his way through the counterpoint exercises in the text Gradus ad Parnassum by Johann Joseph Fux and carefully studied the work of Carl Philipp Emanuel Bach, whom he later acknowledged as an important influence.[16] As his skills increased, Haydn began to acquire a public reputation, first as the composer of an opera, Der krumme Teufel, "The Limping Devil", written for the comic actor Johann Joseph Felix Kurz, whose stage name was "Bernardon". The work was premiered successfully in 1753, but was soon closed down by the censors due to "offensive remarks".[17] Haydn also noticed, apparently without annoyance, that works he had simply given away were being published and sold in local music shops.[18] Between 1754 and 1756 Haydn also worked freelance for the court in Vienna. He was among several musicians who were paid for services as supplementary musicians at balls given for the imperial children during carnival season, and as supplementary singers in the imperial chapel (the Hofkapelle) in Lent and Holy Week.[19]
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With the increase in his reputation, Haydn eventually obtained aristocratic patronage, crucial for the career of a composer in his day. Countess Thun,[f] having seen one of Haydn's compositions, summoned him and engaged him as her singing and keyboard teacher.[g] In 1756, Baron Carl Josef Fürnberg employed Haydn at his country estate, Weinzierl, where the composer wrote his first string quartets. Fürnberg later recommended Haydn to Count Morzin, who, in 1757,[h] became his first full-time employer.[20]
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Haydn's job title under Count Morzin was Kapellmeister, that is, music director. He led the count's small orchestra in Unterlukawitz and wrote his first symphonies for this ensemble. In 1760, with the security of a Kapellmeister position, Haydn married. His wife was the former Maria Anna Theresia Keller (1729–1800),[21] the sister of Therese (b. 1733), with whom Haydn had previously been in love. Haydn and his wife had a completely unhappy marriage,[22] from which time permitted no escape. They produced no children, and both took lovers.[i]
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Count Morzin soon suffered financial reverses that forced him to dismiss his musical establishment, but Haydn was quickly offered a similar job (1761) by Prince Paul Anton, head of the immensely wealthy Esterházy family. Haydn's job title was only Vice-Kapellmeister, but he was immediately placed in charge of most of the Esterházy musical establishment, with the old Kapellmeister Gregor Werner retaining authority only for church music. When Werner died in 1766, Haydn was elevated to full Kapellmeister.
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As a "house officer" in the Esterházy establishment, Haydn wore livery and followed the family as they moved among their various palaces, most importantly the family's ancestral seat Schloss Esterházy in Kismarton (today Eisenstadt, Austria) and later on Esterháza, a grand new palace built in rural Hungary in the 1760s. Haydn had a huge range of responsibilities, including composition, running the orchestra, playing chamber music for and with his patrons, and eventually the mounting of operatic productions. Despite this backbreaking workload,[j] the job was in artistic terms a superb opportunity for Haydn.[23][24] The Esterházy princes (Paul Anton, then from 1762–1790 Nikolaus I) were musical connoisseurs who appreciated his work and gave him daily access to his own small orchestra. During the nearly thirty years that Haydn worked at the Esterházy court, he produced a flood of compositions, and his musical style continued to develop.
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Much of Haydn's activity at the time followed the musical taste of his patron Prince Nikolaus. In about 1765, the prince obtained and began to learn to play the baryton, an uncommon musical instrument similar to the bass viol, but with a set of plucked sympathetic strings. Haydn was commanded to provide music for the prince to play, and over the next ten years produced about 200 works for this instrument in various ensembles, the most notable of which are the 126 baryton trios. Around 1775, the prince abandoned the baryton and took up a new hobby: opera productions, previously a sporadic event for special occasions, became the focus of musical life at court, and the opera theater the prince had built at Esterháza came to host a major season, with multiple productions each year. Haydn served as company director, recruiting and training the singers and preparing and leading the performances. He wrote several of the operas performed and wrote substitution arias to insert into the operas of other composers.
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1779 was a watershed year for Haydn, as his contract was renegotiated: whereas previously all his compositions were the property of the Esterházy family, he now was permitted to write for others and sell his work to publishers. Haydn soon shifted his emphasis in composition to reflect this (fewer operas, and more quartets and symphonies) and he negotiated with multiple publishers, both Austrian and foreign. His new employment contract "acted as a catalyst in the next stage in Haydn's career, the achievement of international popularity. By 1790 Haydn was in the paradoxical position ... of being Europe's leading composer, but someone who spent his time as a duty-bound Kapellmeister in a remote palace in the Hungarian countryside."[25] The new publication campaign resulted in the composition of a great number of new string quartets (the six-quartet sets of Op. 33, 50, 54/55, and 64). Haydn also composed in response to commissions from abroad: the Paris symphonies (1785–1786) and the original orchestral version of The Seven Last Words of Christ (1786), a commission from Cádiz, Spain.
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The remoteness of Esterháza, which was farther from Vienna than Kismarton, led Haydn gradually to feel more isolated and lonely.[26] He longed to visit Vienna because of his friendships there.[27] Of these, a particularly important one was with Maria Anna von Genzinger (1754–1793), the wife of Prince Nikolaus's personal physician in Vienna, who began a close, platonic relationship with the composer in 1789. Haydn wrote to Mrs. Genzinger often, expressing his loneliness at Esterháza and his happiness for the few occasions on which he was able to visit her in Vienna. Later on, Haydn wrote to her frequently from London. Her premature death in 1793 was a blow to Haydn, and his F minor variations for piano, Hob. XVII:6, may have been written in response to her death.[28]
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Another friend in Vienna was Wolfgang Amadeus Mozart, whom Haydn had met sometime around 1784. According to later testimony by Michael Kelly and others, the two composers occasionally played in string quartets together.[29][30] Haydn was hugely impressed with Mozart's work and praised it unstintingly to others. Mozart evidently returned the esteem, as seen in his dedication of a set of six quartets, now called the "Haydn" quartets, to his friend. In 1785 Haydn was admitted to the same Masonic lodge as Mozart, the "Zur wahren Eintracht [de]" in Vienna.[31][k]
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In 1790, Prince Nikolaus died and was succeeded as prince by his son Anton. Following a trend of the time,[33] Anton sought to economize by dismissing most of the court musicians. Haydn retained a nominal appointment with Anton, at a reduced salary of 400 florins, as well as a 1000-florin pension from Nikolaus.[34] Since Anton had little need of Haydn's services, he was willing to let him travel, and the composer accepted a lucrative offer from Johann Peter Salomon, a German violinist and impresario, to visit England and conduct new symphonies with a large orchestra.
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The choice was a sensible one because Haydn was already a very popular composer there. Since the death of Johann Christian Bach in 1782, Haydn's music had dominated the concert scene in London; "hardly a concert did not feature a work by him".[35] Haydn's work was widely distributed by publishers in London, including Forster (who had their own contract with Haydn) and Longman & Broderip (who served as agent in England for Haydn's Vienna publisher Artaria).[35] Efforts to bring Haydn to London had been undertaken since 1782, though Haydn's loyalty to Prince Nikolaus had prevented him from accepting.[35]
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After fond farewells from Mozart and other friends,[36] Haydn departed Vienna with Salomon on 15 December 1790, arriving in Calais in time to cross the English Channel on New Year's Day of 1791. It was the first time that the 58-year-old composer had seen the ocean. Arriving in London, Haydn stayed with Salomon in Great Pulteney Street (London, near Piccadilly Circus)[37] working in a borrowed studio at the Broadwood piano firm nearby.[37]
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It was the start of a very auspicious period for Haydn; both the 1791–1792 journey, along with a repeat visit in 1794–1795, were greatly successful. Audiences flocked to Haydn's concerts; he augmented his fame and made large profits, thus becoming financially secure.[l] Charles Burney reviewed the first concert thus: "Haydn himself presided at the piano-forte; and the sight of that renowned composer so electrified the audience, as to excite an attention and a pleasure superior to any that had ever been caused by instrumental music in England."[m] Haydn made many new friends and, for a time, was involved in a romantic relationship with Rebecca Schroeter.
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Musically, Haydn's visits to England generated some of his best-known work, including the Surprise, Military, Drumroll and London symphonies; the Rider quartet; and the "Gypsy Rondo" piano trio. The great success of the overall enterprise does not mean that the journeys were free of trouble. Notably, his very first project, the commissioned opera L'anima del filosofo was duly written during the early stages of the trip, but the opera's impresario John Gallini was unable to obtain a license to permit opera performances in the theater he directed, the King's Theatre. Haydn was well paid for the opera (£300) but much time was wasted.[n] Thus only two new symphonies, no. 95 and no. 96 Miracle, could be premiered in the 12 concerts of Salomon's spring concert series. Another problem arose from the jealously competitive efforts of a senior, rival orchestra, the Professional Concerts, who recruited Haydn's old pupil Ignaz Pleyel as a rival visiting composer; the two composers, refusing to play along with the concocted rivalry, dined together and put each other's symphonies on their concert programs.
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The end of Salomon's series in June gave Haydn a rare period of relative leisure. He spent some of the time in the country (Hertingfordbury), but also had time to travel, notably to Oxford, where he was awarded an honorary doctorate by the University. The symphony performed for the occasion, no. 92 has since come to be known as the Oxford Symphony, although it had been written in 1789.[38]
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While traveling to London in 1790, Haydn had met the young Ludwig van Beethoven in his native city of Bonn. On Haydn's return, Beethoven came to Vienna and was Haydn's pupil up until the second London journey. Haydn took Beethoven with him to Eisenstadt for the summer, where Haydn had little to do, and taught Beethoven some counterpoint.[39] While in Vienna, Haydn purchased a house for himself and his wife in the suburbs and started remodeling it. He also arranged for the performance of some of his London symphonies in local concerts.
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By the time he arrived on his second journey to England, (1794–1795), Haydn had become a familiar figure on the London concert scene. The 1794 season was dominated by Salomon's ensemble, as the Professional Concerts had abandoned their efforts. The concerts included the premieres of the 99th, 100th, and 101st symphonies. For 1795, Salomon had abandoned his own series, citing difficulty in obtaining "vocal performers of the first rank from abroad", and Haydn joined forces with the Opera Concerts, headed by the violinist Giovanni Battista Viotti. These were the venue of the last three symphonies, 102, 103, and 104. The final benefit concert for Haydn ("Dr. Haydn's night") at the end of the 1795 season was a great success and was perhaps the peak of his English career. Haydn's biographer Griesinger wrote that Haydn "considered the days spent in England the happiest of his life. He was everywhere appreciated there; it opened a new world to him".[40]
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Haydn returned to Vienna in 1795. Prince Anton had died, and his successor Nikolaus II proposed that the Esterházy musical establishment be revived with Haydn serving again as Kapellmeister. Haydn took up the position on a part-time basis. He spent his summers with the Esterházys in Eisenstadt, and over the course of several years wrote six masses for them.
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By this time Haydn had become a public figure in Vienna. He spent most of his time in his home, a large house in the suburb of Windmühle,[o] and wrote works for public performance. In collaboration with his librettist and mentor Gottfried van Swieten, and with funding from van Swieten's Gesellschaft der Associierten, he composed his two great oratorios, The Creation (1798) and The Seasons (1801). Both were enthusiastically received. Haydn frequently appeared before the public, often leading performances of The Creation and The Seasons for charity benefits, including Tonkünstler-Societät programs with massed musical forces. He also composed instrumental music: the popular Trumpet Concerto, and the last nine in his long series of string quartets, including the Fifths, Emperor, and Sunrise. Directly inspired by hearing audiences sing God Save the King in London, in 1797 Haydn wrote a patriotic "Emperor's Hymn" Gott erhalte Franz den Kaiser, ("God Save Emperor Francis"). This achieved great success and became "the enduring emblem of Austrian identity right up to the First World War" (Jones)[incomplete short citation]. The melody was used for von Fallersleben's Deutschlandlied (1841), which was written as part of the German unification movement and whose third stanza is today the national anthem of the Federal Republic of Germany. (Modern Austria uses an anthem with music by Mozart.)
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During the later years of this successful period, Haydn faced incipient old age and fluctuating health, and he had to struggle to complete his final works. His last major work, from 1802, was the sixth mass for the Esterházys, the Harmoniemesse.
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By the end of 1803, Haydn's condition had declined to the point that he became physically unable to compose. He suffered from weakness, dizziness, inability to concentrate and painfully swollen legs. Since diagnosis was uncertain in Haydn's time, it is unlikely that the precise illness can ever be identified, though Jones suggests arteriosclerosis.[41] The illness was especially hard for Haydn because the flow of fresh musical ideas continued unabated, although he could no longer work them out as compositions.[p] His biographer Dies reported Haydn saying in 1806:
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"I must have something to do—usually musical ideas are pursuing me, to the point of torture, I cannot escape them, they stand like walls before me. If it's an allegro that pursues me, my pulse keeps beating faster, I can get no sleep. If it's an adagio, then I notice my pulse beating slowly. My imagination plays on me as if I were a clavier."[q] Haydn smiled, the blood rushed to his face, and he said "I am really just a living clavier."
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The winding down of Haydn's career was gradual. The Esterházy family kept him on as Kapellmeister to the very end (much as they had with his predecessor Werner long before), but they appointed new staff to lead their musical establishment: Johann Michael Fuchs in 1802 as Vice-Kapellmeister[42] and Johann Nepomuk Hummel as Konzertmeister in 1804.[43] Haydn's last summer in Eisenstadt was in 1803,[42] and his last appearance before the public as a conductor was a charity performance of The Seven Last Words on 26 December 1803. As debility set in, he made largely futile efforts at composition, attempting to revise a rediscovered Missa brevis from his teenage years and complete his final string quartet. The latter project was abandoned for good in 1805, and the quartet was published with just two movements.[44]
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Haydn was well cared for by his servants, and he received many visitors and public honors during his last years, but they could not have been very happy years for him.[45] During his illness, Haydn often found solace by sitting at the piano and playing his "Emperor's Hymn". A final triumph occurred on 27 March 1808 when a performance of The Creation was organized in his honour. The very frail composer was brought into the hall on an armchair to the sound of trumpets and drums and was greeted by Beethoven, Salieri (who led the performance) and by other musicians and members of the aristocracy. Haydn was both moved and exhausted by the experience and had to depart at intermission.[46]
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Haydn lived on for 14 more months. His final days were hardly serene, as in May 1809 the French army under Napoleon launched an attack on Vienna and on 10 May bombarded his neighborhood. According to Griesinger, "Four case shots fell, rattling the windows and doors of his house. He called out in a loud voice to his alarmed and frightened people, 'Don't be afraid, children, where Haydn is, no harm can reach you!'. But the spirit was stronger than the flesh, for he had hardly uttered the brave words when his whole body began to tremble."[47] More bombardments followed until the city fell to the French on 13 May.[48] Haydn, was, however, deeply moved and appreciative when on 17 May a French cavalry officer named Sulémy came to pay his respects and sang, skillfully, an aria from The Creation.[49]
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On 26 May Haydn played his "Emperor's Hymn" with unusual gusto three times; the same evening he collapsed and was taken to what proved to be to his deathbed.[47] He died peacefully in his own home at 12:40 a.m. on 31 May 1809, aged 77.[48] On 15 June, a memorial service was held in the Schottenkirche at which Mozart's Requiem was performed. Haydn's remains were interred in the local Hundsturm cemetery until 1820, when they were moved to Eisenstadt by Prince Nikolaus. His head took a different journey; it was stolen by phrenologists shortly after burial, and the skull was reunited with the other remains only in 1954.
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James Webster writes of Haydn's public character thus: "Haydn's public life exemplified the Enlightenment ideal of the honnête homme (honest man): the man whose good character and worldly success enable and justify each other. His modesty and probity were everywhere acknowledged. These traits were not only prerequisites to his success as Kapellmeister, entrepreneur and public figure, but also aided the favorable reception of his music."[50] Haydn was especially respected by the Esterházy court musicians whom he supervised, as he maintained a cordial working atmosphere and effectively represented the musicians' interests with their employer; see Papa Haydn and the tale of the "Farewell" Symphony. Haydn had a robust sense of humor, evident in his love of practical jokes[51] and often apparent in his music, and he had many friends. For much of his life he benefited from a "happy and naturally cheerful temperament",[52] but in his later life, there is evidence for periods of depression, notably in the correspondence with Mrs. Genzinger and in Dies's biography, based on visits made in Haydn's old age.
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Haydn was a devout Catholic who often turned to his rosary when he had trouble composing, a practice that he usually found to be effective.[53] He normally began the manuscript of each composition with "in nomine Domini" ("in the name of the Lord") and ended with "Laus Deo" ("praise be to God").[54]
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Haydn's early years of poverty and awareness of the financial precariousness of musical life made him astute and even sharp in his business dealings. Some contemporaries (usually, it has to be said, wealthy ones) were surprised and even shocked at this. Webster writes: "As regards money, Haydn…always attempted to maximize his income, whether by negotiating the right to sell his music outside the Esterházy court, driving hard bargains with publishers or selling his works three and four times over [to publishers in different countries]; he regularly engaged in 'sharp practice'” which nowadays might be regarded as plain fraud.[55] But those were days when copyright was in its infancy, and the pirating of musical works was common. Publishers had few qualms about attaching Haydn's name to popular works by lesser composers, an arrangement that effectively robbed the lesser musician of livelihood. Webster notes that Haydn's ruthlessness in business might be viewed more sympathetically in light of his struggles with poverty during his years as a freelancer—and that outside of the world of business, in his dealings, for example, with relatives, musicians and servants, and in volunteering his services for charitable concerts, Haydn was a generous man – offering to teach the two infant sons of Mozart for free after their father's death.[55] When Haydn died he was certainly comfortably off, but by middle class rather than aristocratic standards.
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Haydn was short in stature, perhaps as a result of having been underfed throughout most of his youth. He was not handsome, and like many in his day he was a survivor of smallpox; his face was pitted with the scars of this disease.[s] His biographer Dies wrote: "he couldn't understand how it happened that in his life he had been loved by many a pretty woman. 'They couldn't have been led to it by my beauty.'"[56]
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His nose, large and aquiline, was disfigured by the polyps he suffered during much of his adult life,[57] an agonizing and debilitating disease that at times prevented him from writing music.[58]
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James Webster summarizes Haydn's role in the history of classical music as follows: "He excelled in every musical genre. ... He is familiarly known as the 'father of the symphony' and could with greater justice be thus regarded for the string quartet; no other composer approaches his combination of productivity, quality and historical importance in these genres."[59]
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A central characteristic of Haydn's music is the development of larger structures out of very short, simple musical motifs, often derived from standard accompanying figures. The music is often quite formally concentrated, and the important musical events of a movement can unfold rather quickly.[t]
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Haydn's work was central to the development of what came to be called sonata form. His practice, however, differed in some ways from that of Mozart and Beethoven, his younger contemporaries who likewise excelled in this form of composition. Haydn was particularly fond of the so-called monothematic exposition, in which the music that establishes the dominant key is similar or identical to the opening theme. Haydn also differs from Mozart and Beethoven in his recapitulation sections, where he often rearranges the order of themes compared to the exposition and uses extensive thematic development.[u]
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Haydn's formal inventiveness also led him to integrate the fugue into the classical style and to enrich the rondo form with more cohesive tonal logic (see sonata rondo form). Haydn was also the principal exponent of the double variation form—variations on two alternating themes, which are often major- and minor-mode versions of each other.
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Perhaps more than any other composer's, Haydn's music is known for its humor.[v] The most famous example is the sudden loud chord in the slow movement of his "Surprise" symphony; Haydn's many other musical jokes include numerous false endings (e.g., in the quartets Op. 33 No. 2 and Op. 50 No. 3), and the remarkable rhythmic illusion placed in the trio section of the third movement of Op. 50 No. 1.[60]
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Much of the music was written to please and delight a prince, and its emotional tone is correspondingly upbeat.[citation needed] This tone also reflects, perhaps, Haydn's fundamentally healthy and well-balanced personality. Occasional minor-key works, often deadly serious in character, form striking exceptions to the general rule. Haydn's fast movements tend to be rhythmically propulsive and often impart a great sense of energy, especially in the finales. Some characteristic examples of Haydn's "rollicking" finale type are found in the "London" Symphony No. 104, the String Quartet Op. 50 No. 1, and the Piano Trio Hob XV: 27. Haydn's early slow movements are usually not too slow in tempo, relaxed, and reflective. Later on, the emotional range of the slow movements increases, notably in the deeply felt slow movements of the quartets Op. 76 Nos. 3 and 5, the Symphonies No. 98 and 102, and the Piano Trio Hob XV: 23. The minuets tend to have a strong downbeat and a clearly popular character. Over time, Haydn turned some of his minuets into "scherzi" which are much faster, at one beat to the bar.
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One of the most apt tributes to Haydn was spoken by the poet John Keats. Keats, dying of tuberculosis, was brought to Rome by his friends in November 1820, in the hope that the climate might help to mitigate his suffering. (The poet died a few weeks later on 23 February 1821, at the age of 24.) According to his friend Joseph Severn: “About this time he expressed a strong desire that we had a pianoforte, so that I might play to him, for not only was he passionately fond of music, but found that his constant pain and o'erfretted nerves were much soothed by it. This I managed to obtain on loan, and Dr. Clark procured me many volumes and pieces of music, and Keats had thus a welcome solace in the dreary hours he had to pass. Among the volumes was one of Haydn's Symphonies, and these were his delight, and he would exclaim enthusiastically, 'This Haydn is like a child, for there is no knowing what he will do next.'” [61]
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Haydn's early work dates from a period in which the compositional style of the High Baroque (seen in J. S. Bach and Handel) had gone out of fashion. This was a period of exploration and uncertainty, and Haydn, born 18 years before the death of Bach, was himself one of the musical explorers of this time.[62] An older contemporary whose work Haydn acknowledged as an important influence was Carl Philipp Emanuel Bach.[16]
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Tracing Haydn's work over the six decades in which it was produced (roughly from 1749 to 1802), one finds a gradual but steady increase in complexity and musical sophistication, which developed as Haydn learned from his own experience and that of his colleagues. Several important landmarks have been observed in the evolution of Haydn's musical style.
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In the late 1760s and early 1770s, Haydn entered a stylistic period known as "Sturm und Drang" ("storm and stress"). This term is taken from a literary movement of about the same time, though it appears that the musical development actually preceded the literary one by a few years.[w] The musical language of this period is similar to what went before, but it is deployed in work that is more intensely expressive, especially in the works in minor keys. James Webster describes the works of this period as "longer, more passionate, and more daring".[63] Some of the most famous compositions of this time are the "Trauer" (Mourning) Symphony No. 44, "Farewell" Symphony No. 45, the Piano Sonata in C minor (Hob. XVI/20, L. 33), and the six "Sun" Quartets Op. 20, all from c. 1771–72. It was also around this time that Haydn became interested in writing fugues in the Baroque style, and three of the Op. 20 quartets end with a fugue.
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Following the climax of the "Sturm und Drang", Haydn returned to a lighter, more overtly entertaining style. There are no quartets from this period, and the symphonies take on new features: the scoring often includes trumpets and timpani. These changes are often related to a major shift in Haydn's professional duties, which moved him away from "pure" music and toward the production of comic operas. Several of the operas were Haydn's own work (see List of operas by Joseph Haydn); these are seldom performed today. Haydn sometimes recycled his opera music in symphonic works,[64] which helped him continue his career as a symphonist during this hectic decade.
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In 1779, an important change in Haydn's contract permitted him to publish his compositions without prior authorization from his employer. This may have encouraged Haydn to rekindle his career as a composer of "pure" music. The change made itself felt most dramatically in 1781, when Haydn published the six Op. 33 String Quartets, announcing (in a letter to potential purchasers) that they were written in "a new and completely special way".[x] Charles Rosen has argued that this assertion on Haydn's part was not just sales talk but meant quite seriously, and he points out a number of important advances in Haydn's compositional technique that appear in these quartets, advances that mark the advent of the Classical style in full flower. These include a fluid form of phrasing, in which each motif emerges from the previous one without interruption, the practice of letting accompanying material evolve into melodic material, and a kind of "Classical counterpoint" in which each instrumental part maintains its own integrity. These traits continue in the many quartets that Haydn wrote after Op. 33.[y]
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In the 1790s, stimulated by his England journeys, Haydn developed what Rosen calls his "popular style", a method of composition that, with unprecedented success, created music having great popular appeal but retaining a learned and rigorous musical structure.[z] An important element of the popular style was the frequent use of folk or folk-like material (see Haydn and folk music). Haydn took care to deploy this material in appropriate locations, such as the endings of sonata expositions or the opening themes of finales. In such locations, the folk material serves as an element of stability, helping to anchor the larger structure.[65] Haydn's popular style can be heard in virtually all of his later work, including the twelve "London" symphonies, the late quartets and piano trios, and the two late oratorios.
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The return to Vienna in 1795 marked the last turning point in Haydn's career. Although his musical style evolved little, his intentions as a composer changed. While he had been a servant, and later a busy entrepreneur, Haydn wrote his works quickly and in profusion, with frequent deadlines. As a rich man, Haydn now felt that he had the privilege of taking his time and writing for posterity. This is reflected in the subject matter of The Creation (1798) and The Seasons (1801), which address such weighty topics as the meaning of life and the purpose of humankind and represent an attempt to render the sublime in music. Haydn's new intentions also meant that he was willing to spend much time on a single work: both oratorios took him over a year to complete. Haydn once remarked that he had worked on The Creation so long because he wanted it to last.[66]
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The change in Haydn's approach was important in the history of classical music, as other composers were soon following his lead. Notably, Beethoven adopted the practice of taking his time and aiming high.[aa]
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Anthony van Hoboken prepared a comprehensive catalogue of Haydn's works. The Hoboken catalogue assigns a catalog number to each work, called its Hoboken number (abbreviated H. or Hob.). These Hoboken numbers are often used in identifying Haydn's compositions.
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Haydn's string quartets also have Hoboken numbers, but they are usually identified instead by their opus numbers, which have the advantage of indicating the groups of six quartets that Haydn published together. For example, the string quartet Opus 76, No. 3 is the third of the six quartets published in 1799 as Opus 76.
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A toy is an item that is used in play, especially one designed for such use. Playing with toys can be an enjoyable means of training young children for life in society. Different materials like wood, clay, paper, and plastic are used to make toys. Many items are designed to serve as toys, but goods produced for other purposes can also be used. For instance, a small child may fold an ordinary piece of paper into an airplane shape and "fly it". Newer forms of toys include interactive digital entertainment. Some toys are produced primarily as collectors' items and are intended for display only.
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The origin of toys is prehistoric; dolls representing infants, animals, and soldiers, as well as representations of tools used by adults are readily found at archaeological sites. The origin of the word "toy" is unknown, but it is believed that it was first used in the 14th century. Toys are mainly made for children.[1] The oldest known doll toy is thought to be 4,000 years old.[2]
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Playing with toys is considered to be important when it comes to growing up and learning about the world around us. Younger children use toys to discover their identity, help their bodies grow strong, learn cause and effect, explore relationships, and practice skills they will need as adults. Adults on occasion use toys to form and strengthen social bonds, teach, help in therapy, and to remember and reinforce lessons from their youth.
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Most children have been said[weasel words] to play with whatever they can find, such as sticks and rocks.
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Toys and games have been unearthed from the sites of ancient civilizations. They have been written about in some of the oldest literature. Toys excavated from the Indus valley civilization (3010–1500 BCE) include small carts, whistles shaped like birds, and toy monkeys which could slide down a string.[3]
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The earliest toys are made from materials found in nature, such as rocks, sticks, and clay. Thousands of years ago, Egyptian children played with dolls that had wigs and movable limbs which were made from stone, pottery, and wood.[4] Given their love of games, it is highly likely that the ancient Egyptians also had children's toys, but they are exceptionally difficult to identify with certainty in the archaeological record. Small figurines and models found in tombs are usually interpreted as ritual objects; those from settlements sites are more easily labelled as toys. They include spinning tops, balls of spring, and wooden models of animals with movable parts.[5]
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In Ancient Greece and Ancient Rome, children played with dolls made of wax or terracotta, sticks, bows and arrows, and yo-yos. When Greek children, especially girls, came of age it was customary for them to sacrifice the toys of their childhood to the gods. On the eve of their wedding, young girls around fourteen would offer their dolls in a temple as a rite of passage into adulthood.[6][7]
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The oldest known mechanical puzzle also comes from Greece and appeared in the 3rd century BCE. The game consisted of a square divided into 14 parts, and the aim was to create different shapes from these pieces. In Iran "puzzle-locks" were made as early as the 17th century (AD).
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Toys became more widespread with the changing attitudes towards children engendered by the Enlightenment. Children began to be seen as people in and of themselves, as opposed to extensions of their household and that they had a right to flourish and enjoy their childhood. The variety and number of toys that were manufactured during the 18th century steadily rose; John Spilsbury invented the first jigsaw puzzle in 1767 to help children learn geography. He created puzzles on eight themes – the World, Europe, Asia, Africa, America, England and Wales, Ireland and Scotland. The rocking horse (on bow rockers) was developed at the same time in England, especially with the wealthy as it was thought to develop children's balance for riding real horses.[8]
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Blowing bubbles from leftover washing up soap became a popular pastime, as shown in the painting The Soap Bubble (1739) by Jean-Baptiste-Siméon Chardin. Other popular toys included hoops, toy wagons, kites, spinning wheels and puppets. Many board games were produced by John Jefferys in the 1750s, including A Journey Through Europe.[9] The game was very similar to modern board games; players moved along a track with the throw of a die (a teetotum was actually used) and landing on different spaces would either help or hinder the player.[10]
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In the nineteenth century, the emphasis was put on toys that had an educational purpose to them, such as puzzles, books, cards and board games. Religiously themed toys were also popular, including a model Noah's Ark with miniature animals and objects from other Bible scenes. With growing prosperity among the middle class, children had more leisure time on their hands, which led to the application of industrial methods to the manufacture of toys.[10]
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More complex mechanical and optics-based toys were also invented. Carpenter and Westley began to mass-produce the kaleidoscope, invented by Sir David Brewster in 1817, and had sold over 200,000 items within three months in London and Paris. The company was also able to mass-produce magic lanterns for use in phantasmagoria and galanty shows, by developing a method of mass production using a copper plate printing process. Popular imagery on the lanterns included royalty, flora and fauna, and geographical/man-made structures from around the world.[11] The modern zoetrope was invented in 1833 by British mathematician William George Horner and was popularized in the 1860s.[12] Wood and porcelain dolls in miniature doll houses were popular with middle-class girls, while boys played with marbles and toy trains.
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The golden age of toy development was at the turn of the 20th century. Real wages were rising steadily in the Western world, allowing even working-class families to afford toys for their children, and industrial techniques of precision engineering and mass production was able to provide the supply to meet this rising demand. Intellectual emphasis was also increasingly being placed on the importance of a wholesome and happy childhood for the future development of children. William Harbutt, an English painter, invented plasticine in 1897, and in 1900 commercial production of the material as a children's toy began. Frank Hornby was a visionary in toy development and manufacture and was responsible for the invention and production of three of the most popular lines of toys based on engineering principles in the twentieth century: Meccano, Hornby Model Railways and Dinky Toys.
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Meccano was a model construction system that consisted of re-usable metal strips, plates, angle girders, wheels, axles and gears, with nuts and bolts to connect the pieces and enabled the building of working models and mechanical devices. Dinky Toys pioneered the manufacture of die-cast toys with the production of toy cars, trains and ships and model train sets became popular in the 1920s. The Britain's company revolutionized the production of toy soldiers with the invention of the process of hollow casting in lead in 1893[13] – the company's products remained the industry standard for many years.
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Puzzles became greatly fashionable as well. In 1893, the English lawyer Angelo John Lewis, writing under the pseudonym of Professor Hoffman, wrote a book called Puzzles Old and New.[14] It contained, amongst other things, more than 40 descriptions of puzzles with secret opening mechanisms. This book grew into a reference work for puzzle games and was very popular at the time. The Tangram puzzle, originally from China, spread to Europe and America in the 19th century.
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During the Second World War, some new types of toys were created through accidental innovation. After trying to create a replacement for synthetic rubber, the American Earl L. Warrick inadvertently invented "nutty putty" during World War II. Later, Peter Hodgson recognized the potential as a childhood plaything and packaged it as Silly Putty. Similarly, Play-Doh was originally created as a wallpaper cleaner.[15] In 1943 Richard James was experimenting with springs as part of his military research when he saw one come loose and fall to the floor. He was intrigued by the way it flopped around on the floor. He spent two years fine-tuning the design to find the best gauge of steel and coil; the result was the Slinky, which went on to sell in stores throughout the United States.
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After the Second World War as society became ever more affluent and new technology and materials (plastics) for toy manufacture became available, toys became cheap and ubiquitous in households across the Western World. Among the more well known products of the 1950s there was the Danish company Lego's line of colourful interlocking plastic brick construction sets, Rubik's Cube, Mr. Potato Head, the Barbie doll and Action Man.[16] Today there are computerized dolls that can recognize and identify objects, the voice of their owner, and choose among hundreds of pre-programmed phrases with which to respond.[17] The materials that toys are made from have changed, what toys can do has changed, but the fact that children play with toys has not.
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The act of children's play with toys embodies the values set forth by the adults of their specific community, but through the lens of the child's perspective. Within cultural societies, toys are a medium to enhance a child's cognitive, social, and linguistic learning.[18]
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In some cultures, societies utilize toys as a way to enhance a child's skillset within the traditional boundaries of their future roles in the community. In Saharan and North African cultures, play is facilitated by children through the use of toys to enact scenes recognizable in their community such as hunting and herding. The value is placed in a realistic version of development in preparing a child for the future they are likely to grow up into. This allows the child to imagine and create a personal interpretation of how they view the adult world.[19]
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However, in other cultures, toys are used to expand the development of a child's cognition in an idealistic fashion. In these communities, adults place the value of play with toys to be on the aspirations they set forth for their child. In the Western culture, the Barbie and Action-Man represent lifelike figures but in an imaginative state out of reach from the society of these children and adults. These toys give way to a unique world in which children's play is isolated and independent of the social constraints placed on society leaving the children free to delve into the imaginary and idealized version of what their development in life could be.[19]
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In addition, children from differing communities may treat their toys in different ways based on their cultural practices. Children in more affluent communities may tend to be possessive of their toys, while children from poorer communities may be more willing to share and interact more with other children. The importance the child places on possession is dictated by the values in place within the community that the children observe on a daily basis.[20]
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Toys, like play itself, serve multiple purposes in both humans and animals. They provide entertainment while fulfilling an educational role. Toys enhance cognitive behavior and stimulate creativity. They aid in the development of physical and mental skills which are necessary in later life.
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One of the simplest toys, a set of simple wooden blocks is also one of the best toys for developing minds.[citation needed] Andrew Witkin, director of marketing for Mega Brands told Investor's Business Daily that, "They help develop hand-eye coordination, math and science skills and also let kids be creative."[21] Other toys like marbles, jackstones, and balls serve similar functions in child development, allowing children to use their minds and bodies to learn about spatial relationships, cause and effect, and a wide range of other skills.
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One example of the dramatic ways that toys can influence child development involves clay sculpting toys such as Play-Doh and Silly Putty and their home-made counterparts. Mary Ucci, Educational Director of the Child Study Center of Wellesley College, has demonstrated how such toys positively impact the physical development, cognitive development, emotional development, and social development of children.[22]
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Toys for infants often make use of distinctive sounds, bright colors, and unique textures. Through play with toys infants begin to recognize shapes and colors. Repetition reinforces memory. Play-Doh, Silly Putty and other hands-on materials allow the child to make toys of their own.
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Educational toys for school age children of often contain a puzzle, problem-solving technique, or mathematical proposition. Often toys designed for older audiences, such as teenagers or adults, demonstrate advanced concepts. Newton's cradle, a desk toy designed by Simon Prebble, demonstrates the conservation of momentum and energy.
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Not all toys are appropriate for all ages of children.[23] Even some toys which are marketed for a specific age range can even harm the development of children in that range.[citation needed]
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Age compression is the modern trend of children moving through play stages faster than was the case in the past. Children have a desire to progress to more complex toys at a faster pace, girls in particular. Barbie dolls, for example, were once marketed to girls around 8 years old but have been found to be more popular in recent years with girls around 3 years old.[24] The packaging for the dolls labels them appropriate for ages 3 and up. Boys, in contrast, apparently enjoy toys and games over a longer timespan, gravitating towards toys that meet their interest in assembling and disassembling mechanical toys, and toys that "move fast and things that fight". An industry executive points out that girls have entered the "tween" phase by the time they are 8 years old and want non-traditional toys, whereas boys have been maintaining an interest in traditional toys until they are 12 years old, meaning the traditional toy industry holds onto their boy customers for 50% longer than their girl customers.[24]
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Girls gravitate towards "music, clothes, make-up, television talent shows and celebrities". As young children are more exposed to and drawn to music intended for older children and teens, companies are having to rethink how they develop and market their products.[25] Girls also demonstrate a longer loyalty to characters in toys and games marketed towards them.[26] A variety of global toy companies have marketed themselves to this aspect of girls' development, for example, the Hello Kitty brand, and the Disney Princess franchise. Boys have shown an interest in computer games at an ever-younger age in recent years.
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Certain toys, such as Barbie dolls and toy soldiers, are often perceived as being more acceptable for one gender than the other. The turning point for the addition of gender to toys came about in the 1960s and 1970s. Before 1975, only about two percent of toys were labeled by gender, whereas today on the Disney store's website, considered a dominating global force for toys by researcher Claire Miller, all toys are labeled by gender.[27] The journal Sex Roles began publishing research on this topic in 1975, focusing on the effects of gender in youth. Too, many psychological textbooks began to address this new issue. Along with these publications, researchers also started to challenge the ideas of male and female as being opposites, even going as far as to claim toys which have characteristics of both gender are preferable.[28]
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A milestone for research on gender is the use of meta-analysis, which provides a way to assess patterns in a systematic way, which is especially relevant for a topic such as gender, which can be difficult to quantify.[28] Nature and nurture have historically been analyzed when looking at gender in play, as well as reinforcement by peers and parents of typical gender roles and consequently, gender play.[28] Toy companies have often promoted the segregation by gender in toys because it enables them to customize the same toy for each gender, which ultimately doubles their revenue. For example, Legos added more colors to certain sets of toys in the 1990s, including colors commonly attributed to girls such as lavender.[29]
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It has been noted by researchers that, "Children as young as 18 months display sex-stereotyped toy choices".[30] When eye movement is tracked in young infants, infant girls show a visual preference for a doll over a toy truck (d > 1.0). Boys showed no preference for the truck over the doll. However, they did fixate on the truck more than the girls (d = .78).[31] This small study suggests that even before any self-awareness of gender identity has emerged, children already prefer sex-typical toys. These differences in toy choice are well established within the child by the age of three.[32]
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Another study done by Jeffrey Trawick-Smith took 60 different children ages three to four and observed them playing with nine different toys deemed best for development. They were allowed to play with the toys in a typical environment, a preschool classroom, which allowed for the results to be more authentic compared to research done in a lab. The researchers then quantified play quality of the children with each toy based on factors such as learning, problem solving, curiosity, creativity, imagination, and peer interaction. The results revealed that boys generally received higher scores for overall play quality than girls, and the toys with the best play quality were those identified as the most gender neutral, such as building blocks and bricks along with pieces modeling people. Trawick-Smith then concluded that the study encourages a focus on toys which are beneficial to both genders in order to create a better balance.[33]
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While some parents promote gender neutral play, many parents encourage their sons and daughters to participate in sex-typed activities, including doll playing and engaging in housekeeping activities for girls and playing with trucks and engaging in sports activities for boys.[34] Researcher Susan Witt said that parents are the primary influencer on the gender roles of their children.[35] Parents, siblings, peers, and even teachers have been shown to react more positively to children engaging in sex-typical behavior and playing with sex-typical toys.[36] This is often done through encouragement or discouragement, as well as suggestions[35] and imitation.[29] Additionally, sons are more likely to be reinforced for sex-typical play and discouraged from atypical play.[36] However, it is generally not as looked down upon for females to play with toys designed "for boys", an activity which has also become more common in recent years.[37] Fathers are also more likely to reinforce typical play and discourage atypical play than mothers are.[38] A study done by researcher Susan Witt suggests that stereotypes are oftentimes only strengthened by the environment, which perpetuates them to linger in older life.[35]
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This stereotypical attribution of sex-typical toys for girls and boys is gradually changing, with toys companies creating more gender neutral toys, as the benefits associated with allowing children to play with toys that appeal to them far outweighs controlling their individual preferences.[39] For example, many stores are beginning to change their gender labels on children's play items. Target removed all identification related to gender from their toy aisles and Disney did the same for their costumes.[27] The Disney store is an especially prevalent example of gender in play because they are a global identity in the toy world. A study done regarding their website found that though they have removed gender labels from their costumes, the toys online reflect more stereotypical gender identities. For example, males were associated with physicality and females were associated with beauty, housing, and caring.[40] Too, though they promote their toys as being for both genders, there is no section for boys and girls combined on their website. Those which are generally deemed for both genders more closely resemble what many would label "boy toys," as they relate closer to the stereotype of masculinity within play.[40]
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Traditions within various cultures promote the passing down of certain toys to their children based on the child's gender. In South American Indian communities, boys receive a toy bow and arrow from their father while young girls receive a toy basket from their mother.[18] In North African and Saharan cultural communities, gender plays a role in the creation of self-made dolls. While female dolls are used to represent brides, mothers, and wives, male dolls are used to represent horsemen and warriors. This contrast stems from the various roles of men and women within the Saharan and North African communities. There are differences in the toys that are intended for girls and boys within various cultures, which is reflective of the differing roles of men and women within a specific cultural community.[19]
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Research on the repercussions of gender in toys suggests that play should be encouraged to be more gender neutral in order to work towards a desegregation of the genders.[33] Too, researcher Carol Auster and Claire Mansbach promote that allowing children to play with toys which more closely fit their talents would help them to better develop their skills.[40] In terms of parental influence, a study found that parents who demonstrated some androgynous behavior have higher scores in support, warmth, and self-worth in regards to the treatment of their children.[35] Even as this debate is evolving and children are becoming more inclined to cross barriers in terms of gender with their toys, girls are typically more encouraged to do so than boys because of the societal value of masculinity.[27]
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With toys comprising such a large and important part of human existence, it makes sense that the toy industry would have a substantial economic impact. Sales of toys often increase around holidays where gift-giving is a tradition. Some of these holidays include Christmas, Easter, Saint Nicholas Day, and Three Kings Day.
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In 2005, toy sales in the United States totaled about $22.9 billion.[21] Money spent on children between the ages of 8 and twelve alone totals approximately $221 million annually in the U.S.[41] It was estimated that in 2011, 88% of toy sales was in the age group 0–11 years.[42]
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Toy companies change and adapt their toys to meet the changing demands of children thereby gaining a larger share of the substantial market. In recent years many toys have become more complicated with flashing lights and sounds in an effort to appeal to children raised around television and the internet. According to Mattel's president, Neil Friedman, "Innovation is key in the toy industry and to succeed one must create a 'wow' moment for kids by designing toys that have fun, innovative features and include new technologies and engaging content."
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In an effort to reduce costs, many mass-producers of toys locate their factories in areas where wages are lower. China manufactures about 70 percent of the world's toys and is home to more than 8,000 toy firms, most of which are located in the Pearl River Delta of Guangdong Province.[43] 75% of all toys sold in the U.S., for example, are manufactured in China.[21] Issues and events such as power outages, supply of raw materials, supply of labor, and raising wages that impact areas where factories are located often have an enormous impact on the toy industry in importing countries.
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Many traditional toy makers have been losing sales to video game makers for years. Because of this, some traditional toy makers have entered the field of electronic games and even turning audio games into toys, and are enhancing the brands that they have by introducing interactive extensions or internet connectivity to their current toys.[44]
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In addition, the rise of distributed manufacturing enables consumers to make their own toys from open source designs with a 3-D printer.[45] As of 2017 consumers were already offsetting 10s of millions of dollars per year by 3D printing their own toys from MyMiniFactory, a single repository.[46][47]
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The Greek philosopher Plato wrote that the future architect should play at building houses as a child.[48] A construction set is a collection of separate pieces that can be joined together to create models. Popular models to make include cars, spaceships, and houses. The things that are built are sometimes used as toys once completed, but generally speaking, the object is to build things of one's own design, and old models often are broken up and the pieces reused in new models.
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The oldest and, perhaps most common construction toy is a set of simple wooden blocks, which are often painted in bright colors and given to babies and toddlers. Construction sets such as Lego bricks and Lincoln Logs are designed for slightly older children and have been quite popular in the last century.
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Construction sets appeal to children (and adults) who like to work with their hands, puzzle solvers, and imaginative sorts.
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Some other examples include Bayko, Konstruk-Tubes, K'Nex, Erector Sets, Tinkertoys, and Meccano, and generic construction toys such as Neodymium magnet toys.
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A doll is a model of a human (often a baby), a humanoid (like Bert and Ernie), or an animal. Modern dolls are often made of cloth or plastic. Other materials that are, or have been, used in the manufacture of dolls include cornhusks, bone, stone, wood, porcelain (sometimes called china), bisque, celluloid, wax, and even apples. Often people will make dolls out of whatever materials are available to them.
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Sometimes intended as decorations, keepsakes, or collectibles for older children and adults, most dolls are intended as toys for children, usually girls, to play with. Dolls have been found in Egyptian tombs which date to as early as 2000 BCE.[4]
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Dolls are usually miniatures, but baby dolls may be of true size and weight. A doll or stuffed animal of soft material is sometimes called a plush toy or plushie. A popular toy of this type is the Teddy Bear.
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A distinction is often made between dolls and action figures, which are generally of plastic or semi-metallic construction and poseable to some extent, and often are merchandising from television shows or films which feature the characters. Modern action figures, such as Action Man, are often marketed towards boys, whereas dolls are often marketed towards girls.
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Toy soldiers, perhaps a precursor to modern action figures, have been a popular toy for centuries. They allow children to act out battles, often with toy military equipment and a castle or fort. Miniature animal figures are also widespread, with children perhaps acting out farm activities with animals and equipment centered on a toy farm.
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Children have played with miniature versions of vehicles since ancient times, with toy two-wheeled carts being depicted on ancient Greek vases.[48] Wind-up toys have also played a part in the advancement of toy vehicles. Modern equivalents include toy cars such as those produced by Matchbox or Hot Wheels, miniature aircraft, toy boats, military vehicles, and trains. Examples of the latter range from wooden sets for younger children such as BRIO to more complicated realistic train models like those produced by Lionel, Doepke and Hornby. Larger die-cast vehicles, 1:18 scale, have become popular toys; these vehicles are produced with a great attention to detail.[citation needed]
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A puzzle is a problem or enigma that challenges ingenuity. Solutions to puzzle may require recognizing patterns and creating a particular order. People with a high inductive reasoning aptitude may be better at solving these puzzles than others. Puzzles based on the process of inquiry and discovery to complete may be solved faster by those with good deduction skills. A popular puzzle toy is the Rubik's Cube, invented by Hungarian Ernő Rubik in 1974. Popularized in the 1980s, solving the cube requires planning and problem-solving skills and involves algorithms.
|
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There are many different types of puzzles, for example a maze is a type of tour puzzle. Other categories include; construction puzzles, stick puzzles, tiling puzzles, disentanglement puzzles, sliding puzzles, logic puzzles, picture puzzles, lock puzzles and mechanical puzzles.
|
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Some toys, such as Beanie Babies, attract large numbers of enthusiasts, eventually becoming collectibles. Other toys, such as Boyds Bears are marketed to adults as collectibles. Some people spend large sums of money in an effort to acquire larger and more complete collections. The record for a single Pez dispenser at auction, for example, is US$1100.[49]
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Many successful films, television programs, books and sport teams have official merchandise, which often includes related toys. Some notable examples are Star Wars (a space fantasy franchise) and Arsenal, an English football club.
|
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Promotional toys can fall into any of the other toy categories; for example they can be dolls or action figures based on the characters of movies or professional athletes, or they can be balls, yo-yos, and lunch boxes with logos on them. Sometimes they are given away for free as a form of advertising. Model aircraft are often toys that are used by airlines to promote their brand, just as toy cars and trucks and model trains are used by trucking, railroad and other companies as well. Many food manufacturers run promotions where a toy is included with the main product as a prize. Toys are also used as premiums, where consumers redeem proofs of purchase from a product and pay shipping and handling fees to get the toy. Some people go to great lengths to collect these sorts of promotional toys.
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Digital toys are toys that incorporate some form of interactive digital technology.[50] Examples of digital toys include virtual pets and handheld electronic games. Among the earliest digital toys are Mattel Auto Race and the Little Professor, both released in 1976. The concept of using technology in a way that bridges the digital with the physical world, providing unique interactive experiences for the user has also been referred to as "Phygital."[51]
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A great many toys are part of active play. These include traditional toys such as hoops, tops, jump ropes and balls, as well as more modern toys like Frisbees, foot bags, astrojax, and Myachi.
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Playing with these sorts of toys allows children to exercise, building strong bones and muscles and aiding in physical fitness. Throwing and catching balls and frisbees can improve hand–eye coordination. Jumping rope, (also known as skipping) and playing with foot bags can improve balance.
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Many countries have passed safety standards limiting the types of toys that can be sold. Most of these seek to limit potential hazards, such as choking or fire hazards that could cause injury. Children, especially very small ones, often put toys into their mouths, so the materials used to make a toy are regulated to prevent poisoning. Materials are also regulated to prevent fire hazards. Children have not yet learned to judge what is safe and what is dangerous, and parents do not always think of all possible situations, so such warnings and regulations are important on toys.
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For toy safety, every country has their own regulations. But since the globalization and opening of markets, most of them try to harmonize their regulations. The most common action for younger children is to put toys in their mouths. This is why it is of utmost importance to regulate chemicals which are contained in the paintings and other materials children's products are made of. Countries or trade zones such as the European Union regularly publish lists to regulate the quantities or ban chemicals from toys and juvenile products.
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There have also been issues of toy safety regarding lead paint. Some toy factories, when projects become too large for them to handle, outsource production to other less known factories, often in other countries. Recently, there were some in China that America had to send back. The subcontractors may not be watched as closely and sometimes use improper manufacturing methods. The U.S. government, along with mass market stores, is now moving towards requiring companies to submit their products to testing before they end up on shelves.[52]
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When toys have been outgrown or are no longer wanted, reuse is sometimes considered.[citation needed] They can be donated via many charities such as Goodwill Industries and the Salvation Army, sold at garage sales, auctioned, sometimes even donated to museums. However, when toys are broken, worn out or otherwise unfit for use, care should be taken when disposing of them. Donated or resold toys should be gently used, clean and have all parts.[53] Before disposal of any battery-operated toy, batteries should be removed and recycled; some communities demand this be done. Some manufacturers, such as Little Tikes, will take back and recycle their products.
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In 2007, massive recalls of toys produced in China[54] led many U.S.-based charities to cut back on, or even discontinue, their acceptance of used toys. Goodwill stopped accepting donations of any toys except stuffed animals, and other charities checked all toys against government-issued checklists.[55]
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The WEEE directive (Waste Electrical and Electronic Equipment), which aims at increasing re-use and recycling and reducing electronic waste, applies to toys in the United Kingdom as of 2 January 2007.[56]
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It is not unusual for some animals to play with toys. An example of this is a dolphin being trained to nudge a ball through a hoop. Young chimpanzees use sticks as dolls – the social aspect is seen by the fact that young females more often use a stick this way than young male chimpanzees.[57][58] They carry their chosen stick and put it in their nest. Such behaviour is also seen in some adult female chimpanzees, but never after they have become mothers.
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+
A day is approximately the period of time during which the Earth completes one rotation around its axis.[1] A solar day is the length of time which elapses between the Sun reaching its highest point in the sky two consecutive times.[2] Days on other planets are defined similarly and vary in length due to differing rotation periods, that of Mars being slightly longer and sometimes called a sol.
|
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+
In 1960, the second was redefined in terms of the orbital motion of the Earth in the year 1900, and was designated the SI base unit of time. The unit of measurement "day", was redefined as 86,400 SI seconds and symbolized d. In 1967, the second and so the day were redefined by atomic electron transition.[3] A civil day is usually 24 hours, plus or minus a possible leap second in Coordinated Universal Time (UTC), and occasionally plus or minus an hour in those locations that change from or to daylight saving time.
|
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|
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Day can be defined as each of the twenty-four-hour periods, reckoned from one midnight to the next, into which a week, month, or year is divided, and corresponding to a rotation of the earth on its axis.[4] However, its use depends on its context; for example, when people say 'day and night', 'day' will have a different meaning: the interval of light between two successive nights, the time between sunrise and sunset;[5] the time of light between one night and the next.[6] For clarity when meaning 'day' in that sense, the word "daytime" may be used instead,[7][8] though context and phrasing often makes the meaning clear. The word day may also refer to a day of the week or to a calendar date, as in answer to the question, "On which day?" The life patterns (circadian rhythms) of humans and many other species are related to Earth's solar day and the day-night cycle.
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|
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+
Several definitions of this universal human concept are used according to context, need and convenience. Besides the day of 24 hours (86,400 seconds), the word day is used for several different spans of time based on the rotation of the Earth around its axis. An important one is the solar day, defined as the time it takes for the Sun to return to its culmination point (its highest point in the sky). Because celestial orbits are not perfectly circular, and thus objects travel at different speeds at various positions in their orbit, a solar day is not the same length of time throughout the orbital year. Because the Earth orbits the Sun elliptically as the Earth spins on an inclined axis, this period can be up to 7.9 seconds more than (or less than) 24 hours. In recent decades, the average length of a solar day on Earth has been about 86,400.002 seconds[9]
|
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+
(24.000 000 6 hours) and there are currently about 365.242199 solar days in one mean tropical year.
|
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|
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Ancient custom has a new day start at either the rising or setting of the Sun on the local horizon (Italian reckoning, for example, being 24 hours from sunset, oldstyle).[10] The exact moment of, and the interval between, two sunrises or sunsets depends on the geographical position (longitude as well as latitude), and the time of year (as indicated by ancient hemispherical sundials).
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A more constant day can be defined by the Sun passing through the local meridian, which happens at local noon (upper culmination) or midnight (lower culmination). The exact moment is dependent on the geographical longitude, and to a lesser extent on the time of the year. The length of such a day is nearly constant (24 hours ± 30 seconds). This is the time as indicated by modern sundials.
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A further improvement defines a fictitious mean Sun that moves with constant speed along the celestial equator; the speed is the same as the average speed of the real Sun, but this removes the variation over a year as the Earth moves along its orbit around the Sun (due to both its velocity and its axial tilt).
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A day, understood as the span of time it takes for the Earth to make one entire rotation[11] with respect to the celestial background or a distant star (assumed to be fixed), is called a stellar day. This period of rotation is about 4 minutes less than 24 hours (23 hours 56 minutes and 4.09 seconds) and there are about 366.2422 stellar days in one mean tropical year (one stellar day more than the number of solar days). Other planets and moons have stellar and solar days of different lengths from Earth's.
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Besides a stellar day on Earth, there are related such days for bodies in the Solar System other than the Earth.[12]
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A day, in the sense of daytime that is distinguished from night time, is commonly defined as the period during which sunlight directly reaches the ground, assuming that there are no local obstacles. The length of daytime averages slightly more than half of the 24-hour day. Two effects make daytime on average longer than nights. The Sun is not a point, but has an apparent size of about 32 minutes of arc. Additionally, the atmosphere refracts sunlight in such a way that some of it reaches the ground even when the Sun is below the horizon by about 34 minutes of arc. So the first light reaches the ground when the centre of the Sun is still below the horizon by about 50 minutes of arc.[13] Thus, daytime is on average around 7 minutes longer than 12 hours.[14]
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The term comes from the Old English dæg, with its cognates such as dagur in Icelandic, Tag in German, and dag in Norwegian, Danish, Swedish and Dutch. All of them from the Indo-European root dyau which explains the similarity with Latin dies though the word is known to come from the Germanic branch. As of October 17, 2015[update], day is the 205th most common word in US English,[15] and the 210th most common in UK English.[15]
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A day, symbol d, defined as 86,400 seconds, is not an SI unit, but is accepted for use with SI.[16] The second is the base unit of time in SI units.
|
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+
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+
In 1967–68, during the 13th CGPM (Resolution 1),[17] the International Bureau of Weights and Measures (BIPM) redefined a second as
|
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|
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+
... the duration of 9 192 631 770 periods of the radiation corresponding to the transition between two hyperfine levels of the ground state of the caesium 133 atom.[18]
|
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+
This makes the SI-based day last exactly 794, 243, 384, 928, 000 of those periods.
|
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Mainly due to tidal effects, the Earth's rotational period is not constant, resulting in minor variations for both solar days and stellar "days". The Earth's day has increased in length over time due to tides raised by the Moon which slow Earth's rotation. Because of the way the second is defined, the mean length of a day is now about 86, 400.002 seconds, and is increasing by about 1.7 milliseconds per century (an average over the last 2, 700 years). The length of a day circa 620 million years ago has been estimated from rhythmites (alternating layers in sandstone) as having been about 21.9 hours.
|
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+
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In order to keep the civil day aligned with the apparent movement of the Sun, a day according to Coordinated Universal Time (UTC) can include a negative or positive leap second. Therefore, although typically 86,400 SI seconds in duration, a civil day can be either 86,401 or 86,399 SI seconds long on such a day.
|
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Leap seconds are announced in advance by the International Earth Rotation and Reference Systems Service (IERS), which measures the Earth's rotation and determines whether a leap second is necessary.
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+
For civil purposes, a common clock time is typically defined for an entire region based on the local mean solar time at a central meridian. Such time zones began to be adopted about the middle of the 19th century when railroads with regularly occurring schedules came into use, with most major countries having adopted them by 1929. As of 2015, throughout the world, 40 such zones are now in use: the central zone, from which all others are defined as offsets, is known as UTC±00, which uses Coordinated Universal Time (UTC).
|
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The most common convention starts the civil day at midnight: this is near the time of the lower culmination of the Sun on the central meridian of the time zone. Such a day may be referred to as a calendar day.
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A day is commonly divided into 24 hours of 60 minutes, with each minute composed of 60 seconds.
|
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+
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In the 19th century, an idea circulated to make a decimal fraction (1⁄10, 000 or 1⁄100, 000) of an astronomical day the base unit of time. This was an afterglow of the short-lived movement toward a decimalisation of timekeeping and the calendar, which had been given up already due to its difficulty in transitioning from traditional, more familiar units. The most successful alternative is the centiday, equal to 14.4 minutes (864 seconds), being not only a shorter multiple of an hour (0.24 vs 2.4) but also closer to the SI multiple kilosecond (1, 000 seconds) and equal to the traditional Chinese unit, kè.
|
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The word refers to various similarly defined ideas, such as:
|
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+
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+
For most diurnal animals, the day naturally begins at dawn and ends at sunset. Humans, with their cultural norms and scientific knowledge, have employed several different conceptions of the day's boundaries. Common convention among the ancient Romans,[20] ancient Chinese[21] and in modern times is for the civil day to begin at midnight, i.e. 00:00, and last a full 24 hours until 24:00 (i.e. 00:00 of the next day).
|
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In ancient Egypt, the day was reckoned from sunrise to sunrise. The Jewish day begins at either sunset or nightfall (when three second-magnitude stars appear).
|
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Medieval Europe also followed this tradition, known as Florentine reckoning: in this system, a reference like "two hours into the day" meant two hours after sunset and thus times during the evening need to be shifted back one calendar day in modern reckoning.[citation needed] Days such as Christmas Eve, Halloween, and the Eve of Saint Agnes are remnants of the older pattern when holidays began during the prior evening. Prior to 1926, Turkey had two time systems: Turkish (counting the hours from sunset) and French (counting the hours from midnight).
|
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Validity of tickets, passes, etc., for a day or a number of days may end at midnight, or closing time, when that is earlier. However, if a service (e.g., public transport) operates from for example, 6:00 to 1:00 the next day (which may be noted as 25:00), the last hour may well count as being part of the previous day. For services depending on the day ("closed on Sundays", "does not run on Fridays", and so on) there is a risk of ambiguity. For example, a day ticket on the Nederlandse Spoorwegen (Dutch Railways) is valid for 28 hours, from 0:00 to 28:00 (that is, 4:00 the next day); the validity of a pass on Transport for London (TfL) services is until the end of the "transport day" – that is to say, until 4:30 am on the day after the "expires" date stamped on the pass.
|
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In places which experience the midnight sun (polar day), daytime may extend beyond one 24-hour period and could even extend to months.
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New Year's Day, also simply called New Year, is observed on 1 January, the first day of the year on the modern Gregorian calendar as well as the Julian calendar.
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In pre-Christian Rome under the Julian calendar, the day was dedicated to Janus, god of gateways and beginnings, for whom January is also named. As a date in the Gregorian calendar of Christendom, New Year's Day liturgically marked the Feast of the Naming and Circumcision of Jesus, which is still observed as such in the Anglican Church and Lutheran Church.[2][3] The Roman Catholic Church celebrates on this day the Solemnity of Mary, Mother of God.
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In present day, with most countries now using the Gregorian calendar as their de facto calendar, New Year's Day is among the most celebrated public holidays in the world, often observed with fireworks at the stroke of midnight as the new year starts in each time zone. Other global New Year's Day traditions include making New Year's resolutions and calling one's friends and family.[1]
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Mesopotamia (modern-day Iraq) instituted the concept of celebrating the new year in 2000 BC and celebrated new year around the time of the vernal equinox, in mid-March.[4][5] The early Roman calendar designated 1 March as the first day of the year. The calendar had just 10 months, beginning with March. That the new year once began with the month of March is still reflected in some of the names of the months. September through to December, the ninth through to the twelfth months of the Gregorian calendar, were originally positioned as the seventh through to the tenth months. (Septem is Latin for "seven"; octo, "eight"; novem, "nine"; and decem, "ten".) Roman legend usually credited their second king Numa with the establishment of the two new months of Ianuarius and Februarius. These were first placed at the end of the year, but at some point came to be considered the first two months instead.[6]
|
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The January kalend (Latin: Kalendae Ianuariae), the start of the month of January, came to be celebrated as the new year at some point after it became the day for the inaugurating new consuls in 153 BC. Romans had long dated their years by these consulships, rather than sequentially, and making the kalends of January start the new year aligned this dating. Still, private and religious celebrations around the March new year continued for some time and there is no consensus on the question of the timing for 1 January's new status.[7] Once it became the new year, however, it became a time for family gatherings and celebrations. A series of disasters, notably including the failed rebellion of M. Aemilius Lepidus in 78 BC, established a superstition against allowing Rome's market days to fall on the kalends of January and the pontiffs employed intercalation to avoid its occurrence.[8][9]
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In 567 AD, the Council of Tours formally abolished 1 January as the beginning of the year.[citation needed] At various times and in various places throughout mediaeval Christian Europe, the new year was celebrated on 25 December in honour of the birth of Jesus; 1 March in the old Roman style; 25 March in honour of Lady Day and the Feast of the Annunciation; and on the movable feast of Easter. These days were also astronomically and astrologically significant since, at the time of the Julian reform, 25 March had been understood as the spring equinox and 25 December as the winter solstice. (The Julian calendar's small disagreement with the solar year, however, shifted these days earlier before the Council of Nicaea which formed the basis of the calculations used during the Gregorian reform of the calendar.[citation needed]) Mediaeval calendars nonetheless often continued to display the months running from January to December, despite their readers reckoning the transition from one year to the next on a different day.[citation needed]
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+
Among the 7th-century pagans of Flanders and the Netherlands, it was the custom to exchange gifts on the first day of the new year. This custom was deplored by Saint Eligius (died 659 or 660), who warned the Flemish and Dutch: "(Do not) make vetulas, [little figures of the Old Woman], little deer or iotticos or set tables [for the house-elf, compare Puck] at night or exchange New Year gifts or supply superfluous drinks [another Yule custom]."[10] However, on the date that European Christians celebrated the New Year, they exchanged Christmas presents because New Year's Day fell within the 12 days of the Christmas season in the Western Christian liturgical calendar;[11] the custom of exchanging Christmas gifts in a Christian context is traced back to the Biblical Magi who gave gifts to the Child Jesus.[12][13]
|
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+
|
19 |
+
Because of the leap year error in the Julian calendar, the date of Easter had drifted backward since the First Council of Nicaea decided the computation of the date of Easter in 325. By the sixteenth century, the drift from the observed equinox had become unacceptable. In 1582, Pope Gregory XIII declared the Gregorian calendar widely used today, correcting the error by a deletion of 10 days. The Gregorian calendar reform also (in effect) restored 1 January as New Year's Day. Although most Catholic countries adopted the Gregorian calendar almost immediately, it was only gradually adopted among Protestant countries. The British, for example, did not adopt the reformed calendar until 1752. Until then, the British Empire – and its American colonies – still celebrated the new year on 25 March.
|
20 |
+
|
21 |
+
Most nations of Western Europe officially adopted 1 January as New Year's Day somewhat before they adopted the Gregorian Calendar. In Tudor England, New Year's Day, along with Christmas Day and Twelfth Night, was celebrated as one of three main festivities among the twelve days of Christmastide.[14] There, until the adoption of the Gregorian Calendar in 1752, the first day of the new year was the Western Christian Feast of the Annunciation, on 25 March, also called "Lady Day". Dates predicated on the year beginning on 25 March became known as Annunciation Style dates, while dates of the Gregorian Calendar commencing on 1 January were distinguished as Circumcision Style dates,[15] because this was the date of the Feast of the Circumcision, the observed memorial of the eighth day of Jesus Christ's life after his birth, counted from the latter's observation on Christmas, 25 December. Pope Gregory acknowledged 1 January as the beginning of the new year according to his reform of the Catholic Liturgical Calendar.[16]
|
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+
|
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+
In cultures that traditionally or currently use calendars other than the Gregorian, New Year's Day is often also an important celebration. Some countries concurrently use Gregorian and another calendar. New Year's Day in the alternative calendar attracts alternative celebrations of that new year:
|
24 |
+
|
25 |
+
The first of January represents the fresh start of a new year after a period of remembrance of the passing year, including on radio, television, and in newspapers, which starts in early December in countries around the world. Publications have year-end articles that review the changes during the previous year. In some cases, publications may set their entire year work alight in the hope that the smoke emitted from the flame brings new life to the company. There are also articles on planned or expected changes in the coming year.
|
26 |
+
|
27 |
+
This day is traditionally a religious feast, but since the 1900s has also become an occasion to celebrate the night of 31 December—New Year's Eve—with parties, public celebrations (often involving fireworks shows) and other traditions focused on the impending arrival of midnight and the new year. Watchnight services are also still observed by many.[26]
|
28 |
+
|
29 |
+
The celebrations and activities held worldwide on 1 January as part of New Year's Day commonly include the following:
|
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+
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+
Music associated with New Year's Day comes in both classical and popular genres, and there is also Christmas song focus on the arrival of a new year during the Christmas and holiday season.
|
32 |
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33 |
+
A common image used, often as an editorial cartoon, is that of an incarnation of Father Time (or the "Old Year") wearing a sash across his chest with the previous year printed on it passing on his duties to the Baby New Year (or the "New Year"), an infant wearing a sash with the new year printed on it.[35]
|
34 |
+
|
35 |
+
Babies born on New Year's Day are commonly called New Year babies. Hospitals, such as the Dyersburg Regional Medical Center[36] in the US, give out prizes to the first baby born in that hospital in the new year. These prizes are often donated by local businesses. Prizes may include various baby-related items such as baby formula, baby blankets, diapers, and gift certificates to stores which specialise in baby-related merchandise.
|
36 |
+
|
37 |
+
The Anglican Church and the Lutheran Church celebrate the Feast of the Circumcision of Christ on 1 January, based on the belief that if Jesus was born on 25 December, then according to Hebrew tradition, his circumcision would have taken place on the eighth day of his life (1 January). The Roman Catholic Church celebrates on this day the Solemnity of Mary, Mother of God, which is also a Holy Day of Obligation. In the United States, New Year's Day is a postal holiday.[37]
|
38 |
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|
39 |
+
Johann Sebastian Bach composed several church cantatas for the double occasion:
|
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+
|
41 |
+
(federal) = federal holidays, (abbreviation) = state/territorial holidays, (religious) = religious holidays, (cultural) = holiday related to a specific racial/ethnic group or sexual minority, (week) = week-long holidays, (month) = month-long holidays, (36) = Title 36 Observances and Ceremonies
|
42 |
+
Bold indicates major holidays commonly celebrated in the United States, which often represent the major celebrations of the month.
|
en/2919.html.txt
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1 |
+
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2 |
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3 |
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New Year's Day, also simply called New Year, is observed on 1 January, the first day of the year on the modern Gregorian calendar as well as the Julian calendar.
|
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+
|
5 |
+
In pre-Christian Rome under the Julian calendar, the day was dedicated to Janus, god of gateways and beginnings, for whom January is also named. As a date in the Gregorian calendar of Christendom, New Year's Day liturgically marked the Feast of the Naming and Circumcision of Jesus, which is still observed as such in the Anglican Church and Lutheran Church.[2][3] The Roman Catholic Church celebrates on this day the Solemnity of Mary, Mother of God.
|
6 |
+
|
7 |
+
In present day, with most countries now using the Gregorian calendar as their de facto calendar, New Year's Day is among the most celebrated public holidays in the world, often observed with fireworks at the stroke of midnight as the new year starts in each time zone. Other global New Year's Day traditions include making New Year's resolutions and calling one's friends and family.[1]
|
8 |
+
|
9 |
+
|
10 |
+
|
11 |
+
Mesopotamia (modern-day Iraq) instituted the concept of celebrating the new year in 2000 BC and celebrated new year around the time of the vernal equinox, in mid-March.[4][5] The early Roman calendar designated 1 March as the first day of the year. The calendar had just 10 months, beginning with March. That the new year once began with the month of March is still reflected in some of the names of the months. September through to December, the ninth through to the twelfth months of the Gregorian calendar, were originally positioned as the seventh through to the tenth months. (Septem is Latin for "seven"; octo, "eight"; novem, "nine"; and decem, "ten".) Roman legend usually credited their second king Numa with the establishment of the two new months of Ianuarius and Februarius. These were first placed at the end of the year, but at some point came to be considered the first two months instead.[6]
|
12 |
+
|
13 |
+
The January kalend (Latin: Kalendae Ianuariae), the start of the month of January, came to be celebrated as the new year at some point after it became the day for the inaugurating new consuls in 153 BC. Romans had long dated their years by these consulships, rather than sequentially, and making the kalends of January start the new year aligned this dating. Still, private and religious celebrations around the March new year continued for some time and there is no consensus on the question of the timing for 1 January's new status.[7] Once it became the new year, however, it became a time for family gatherings and celebrations. A series of disasters, notably including the failed rebellion of M. Aemilius Lepidus in 78 BC, established a superstition against allowing Rome's market days to fall on the kalends of January and the pontiffs employed intercalation to avoid its occurrence.[8][9]
|
14 |
+
|
15 |
+
In 567 AD, the Council of Tours formally abolished 1 January as the beginning of the year.[citation needed] At various times and in various places throughout mediaeval Christian Europe, the new year was celebrated on 25 December in honour of the birth of Jesus; 1 March in the old Roman style; 25 March in honour of Lady Day and the Feast of the Annunciation; and on the movable feast of Easter. These days were also astronomically and astrologically significant since, at the time of the Julian reform, 25 March had been understood as the spring equinox and 25 December as the winter solstice. (The Julian calendar's small disagreement with the solar year, however, shifted these days earlier before the Council of Nicaea which formed the basis of the calculations used during the Gregorian reform of the calendar.[citation needed]) Mediaeval calendars nonetheless often continued to display the months running from January to December, despite their readers reckoning the transition from one year to the next on a different day.[citation needed]
|
16 |
+
|
17 |
+
Among the 7th-century pagans of Flanders and the Netherlands, it was the custom to exchange gifts on the first day of the new year. This custom was deplored by Saint Eligius (died 659 or 660), who warned the Flemish and Dutch: "(Do not) make vetulas, [little figures of the Old Woman], little deer or iotticos or set tables [for the house-elf, compare Puck] at night or exchange New Year gifts or supply superfluous drinks [another Yule custom]."[10] However, on the date that European Christians celebrated the New Year, they exchanged Christmas presents because New Year's Day fell within the 12 days of the Christmas season in the Western Christian liturgical calendar;[11] the custom of exchanging Christmas gifts in a Christian context is traced back to the Biblical Magi who gave gifts to the Child Jesus.[12][13]
|
18 |
+
|
19 |
+
Because of the leap year error in the Julian calendar, the date of Easter had drifted backward since the First Council of Nicaea decided the computation of the date of Easter in 325. By the sixteenth century, the drift from the observed equinox had become unacceptable. In 1582, Pope Gregory XIII declared the Gregorian calendar widely used today, correcting the error by a deletion of 10 days. The Gregorian calendar reform also (in effect) restored 1 January as New Year's Day. Although most Catholic countries adopted the Gregorian calendar almost immediately, it was only gradually adopted among Protestant countries. The British, for example, did not adopt the reformed calendar until 1752. Until then, the British Empire – and its American colonies – still celebrated the new year on 25 March.
|
20 |
+
|
21 |
+
Most nations of Western Europe officially adopted 1 January as New Year's Day somewhat before they adopted the Gregorian Calendar. In Tudor England, New Year's Day, along with Christmas Day and Twelfth Night, was celebrated as one of three main festivities among the twelve days of Christmastide.[14] There, until the adoption of the Gregorian Calendar in 1752, the first day of the new year was the Western Christian Feast of the Annunciation, on 25 March, also called "Lady Day". Dates predicated on the year beginning on 25 March became known as Annunciation Style dates, while dates of the Gregorian Calendar commencing on 1 January were distinguished as Circumcision Style dates,[15] because this was the date of the Feast of the Circumcision, the observed memorial of the eighth day of Jesus Christ's life after his birth, counted from the latter's observation on Christmas, 25 December. Pope Gregory acknowledged 1 January as the beginning of the new year according to his reform of the Catholic Liturgical Calendar.[16]
|
22 |
+
|
23 |
+
In cultures that traditionally or currently use calendars other than the Gregorian, New Year's Day is often also an important celebration. Some countries concurrently use Gregorian and another calendar. New Year's Day in the alternative calendar attracts alternative celebrations of that new year:
|
24 |
+
|
25 |
+
The first of January represents the fresh start of a new year after a period of remembrance of the passing year, including on radio, television, and in newspapers, which starts in early December in countries around the world. Publications have year-end articles that review the changes during the previous year. In some cases, publications may set their entire year work alight in the hope that the smoke emitted from the flame brings new life to the company. There are also articles on planned or expected changes in the coming year.
|
26 |
+
|
27 |
+
This day is traditionally a religious feast, but since the 1900s has also become an occasion to celebrate the night of 31 December—New Year's Eve—with parties, public celebrations (often involving fireworks shows) and other traditions focused on the impending arrival of midnight and the new year. Watchnight services are also still observed by many.[26]
|
28 |
+
|
29 |
+
The celebrations and activities held worldwide on 1 January as part of New Year's Day commonly include the following:
|
30 |
+
|
31 |
+
Music associated with New Year's Day comes in both classical and popular genres, and there is also Christmas song focus on the arrival of a new year during the Christmas and holiday season.
|
32 |
+
|
33 |
+
A common image used, often as an editorial cartoon, is that of an incarnation of Father Time (or the "Old Year") wearing a sash across his chest with the previous year printed on it passing on his duties to the Baby New Year (or the "New Year"), an infant wearing a sash with the new year printed on it.[35]
|
34 |
+
|
35 |
+
Babies born on New Year's Day are commonly called New Year babies. Hospitals, such as the Dyersburg Regional Medical Center[36] in the US, give out prizes to the first baby born in that hospital in the new year. These prizes are often donated by local businesses. Prizes may include various baby-related items such as baby formula, baby blankets, diapers, and gift certificates to stores which specialise in baby-related merchandise.
|
36 |
+
|
37 |
+
The Anglican Church and the Lutheran Church celebrate the Feast of the Circumcision of Christ on 1 January, based on the belief that if Jesus was born on 25 December, then according to Hebrew tradition, his circumcision would have taken place on the eighth day of his life (1 January). The Roman Catholic Church celebrates on this day the Solemnity of Mary, Mother of God, which is also a Holy Day of Obligation. In the United States, New Year's Day is a postal holiday.[37]
|
38 |
+
|
39 |
+
Johann Sebastian Bach composed several church cantatas for the double occasion:
|
40 |
+
|
41 |
+
(federal) = federal holidays, (abbreviation) = state/territorial holidays, (religious) = religious holidays, (cultural) = holiday related to a specific racial/ethnic group or sexual minority, (week) = week-long holidays, (month) = month-long holidays, (36) = Title 36 Observances and Ceremonies
|
42 |
+
Bold indicates major holidays commonly celebrated in the United States, which often represent the major celebrations of the month.
|
en/292.html.txt
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1 |
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B
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C
|
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D
|
10 |
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F
|
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G
|
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H
|
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I
|
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19 |
+
K
|
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|
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+
M
|
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N
|
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|
25 |
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P
|
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Q
|
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R
|
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S
|
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T
|
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U
|
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37 |
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W
|
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|
39 |
+
Anubis or Inpu, Anpu in Ancient Egyptian (/əˈnjuːbɪs/;[1] Ancient Greek: Ἄνουβις, Egyptian: inpw, Coptic: ⲁⲛⲟⲩⲡ Anoup) is the Greek name of the god of death, mummification, embalming, the afterlife, cemeteries, tombs, and the Underworld, in ancient Egyptian religion, usually depicted as a canine or a man with a canine head. Archeologists have identified Anubis's sacred animal as an Egyptian canid, the African golden wolf. The African wolf was formerly called the "African golden jackal", until a 2015 genetic analysis updated the taxonomy and the common name for the species.[2][3][4] As a result, Anubis is often referred to as having a "jackal" head, but this "jackal" is now more properly called a "wolf".
|
40 |
+
|
41 |
+
Like many ancient Egyptian deities, Anubis assumed different roles in various contexts. Depicted as a protector of graves as early as the First Dynasty (c. 3100 – c. 2890 BC), Anubis was also an embalmer. By the Middle Kingdom (c. 2055 – 1650 BC) he was replaced by Osiris in his role as lord of the underworld. One of his prominent roles was as a god who ushered souls into the afterlife. He attended the weighing scale during the "Weighing of the Heart," in which it was determined whether a soul would be allowed to enter the realm of the dead.[5] Despite being one of the most ancient and "one of the most frequently depicted and mentioned gods" in the Egyptian pantheon, Anubis played almost no role in Egyptian myths.[6]
|
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+
|
43 |
+
Anubis was depicted in black, a color that symbolized regeneration, life, the soil of the Nile River, and the discoloration of the corpse after embalming. Anubis is associated with his brother Wepwawet, another Egyptian god portrayed with a dog's head or in canine form, but with grey or white fur. Historians assume that the two figures were eventually combined.[7] Anubis' female counterpart is Anput. His daughter is the serpent goddess Kebechet.
|
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+
|
45 |
+
Anubis' name jnpw was possibly pronounced [a.ˈna.pʰa(w)], based on Coptic Anoup and the Akkadian transcription 𒀀𒈾𒉺<a-na-pa> in the name <ri-a-na-pa> "Reanapa" that appears in Amarna letter EA 315.[14][15] However, this transcription may also be interpreted as rˁ-nfr, a name similar to that of Prince Ranefer of the Fourth Dynasty.
|
46 |
+
|
47 |
+
In Egypt's Early Dynastic period (c. 3100 – c. 2686 BC), Anubis was portrayed in full animal form, with a "jackal" head and body.[16] A jackal god, probably Anubis, is depicted in stone inscriptions from the reigns of Hor-Aha, Djer, and other pharaohs of the First Dynasty.[17] Since Predynastic Egypt, when the dead were buried in shallow graves, jackals had been strongly associated with cemeteries because they were scavengers which uncovered human bodies and ate their flesh.[18] In the spirit of "fighting like with like," a jackal was chosen to protect the dead, because "a common problem (and cause of concern) must have been the digging up of bodies, shortly after burial, by jackals and other wild dogs which lived on the margins of the cultivation."[19]
|
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+
|
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+
In the Old Kingdom, Anubis was the most important god of the dead. He was replaced in that role by Osiris during the Middle Kingdom (2000–1700 BC).[20] In the Roman era, which started in 30 BC, tomb paintings depict him holding the hand of deceased persons to guide them to Osiris.[21]
|
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|
51 |
+
The parentage of Anubis varied between myths, times and sources. In early mythology, he was portrayed as a son of Ra.[22] In the Coffin Texts, which were written in the First Intermediate Period (c. 2181–2055 BC), Anubis is the son of either the cow goddess Hesat or the cat-headed Bastet.[23] Another tradition depicted him as the son of Ra and Nephthys.[22] The Greek Plutarch (c. 40–120 AD) stated that Anubis was the illegitimate son of Nephthys and Osiris, but that he was adopted by Osiris's wife Isis:[24]
|
52 |
+
|
53 |
+
For when Isis found out that Osiris loved her sister and had relations with her in mistaking her sister for herself, and when she saw a proof of it in the form of a garland of clover that he had left to Nephthys - she was looking for a baby, because Nephthys abandoned it at once after it had been born for fear of Seth; and when Isis found the baby helped by the dogs which with great difficulties lead her there, she raised him and he became her guard and ally by the name of Anubis.
|
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+
|
55 |
+
George Hart sees this story as an "attempt to incorporate the independent deity Anubis into the Osirian pantheon."[23] An Egyptian papyrus from the Roman period (30–380 AD) simply called Anubis the "son of Isis."[23]
|
56 |
+
|
57 |
+
In the Ptolemaic period (350–30 BC), when Egypt became a Hellenistic kingdom ruled by Greek pharaohs, Anubis was merged with the Greek god Hermes, becoming Hermanubis.[26][27] The two gods were considered similar because they both guided souls to the afterlife.[28] The center of this cult was in uten-ha/Sa-ka/ Cynopolis, a place whose Greek name means "city of dogs." In Book XI of The Golden Ass by Apuleius, there is evidence that the worship of this god was continued in Rome through at least the 2nd century. Indeed, Hermanubis also appears in the alchemical and hermetical literature of the Middle Ages and the Renaissance.
|
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+
|
59 |
+
Although the Greeks and Romans typically scorned Egyptian animal-headed gods as bizarre and primitive (Anubis was mockingly called "Barker" by the Greeks), Anubis was sometimes associated with Sirius in the heavens and Cerberus and Hades in the underworld.[29] In his dialogues, Plato often has Socrates utter oaths "by the dog" (kai me ton kuna), "by the dog of Egypt", and "by the dog, the god of the Egyptians", both for emphasis and to appeal to Anubis as an arbiter of truth in the underworld.[30]
|
60 |
+
|
61 |
+
In contrast to real wolves, Anubis was a protector of graves and cemeteries. Several epithets attached to his name in Egyptian texts and inscriptions referred to that role. Khenty-imentiu, which means "foremost of the westerners" and was also the name of a different canine funerary god, alluded to his protecting function because the dead were usually buried on the west bank of the Nile.[31] He took other names in connection with his funerary role, such as tpy-ḏw.f "He who is upon his mountain" (i.e. keeping guard over tombs from above) and nb-t3-ḏsr "Lord of the sacred land", which designates him as a god of the desert necropolis.[32][33]
|
62 |
+
|
63 |
+
The Jumilhac papyrus recounts another tale where Anubis protected the body of Osiris from Set. Set attempted to attack the body of Osiris by transforming himself into a leopard. Anubis stopped and subdued Set, however, and he branded Set's skin with a hot iron rod. Anubis then flayed Set and wore his skin as a warning against evil-doers who would desecrate the tombs of the dead.[34] Priests who attended to the dead wore leopard skin in order to commemorate Anubis' victory over Set. The legend of Anubis branding the hide of Set in leopard form was used to explain how the leopard got its spots.[35]
|
64 |
+
|
65 |
+
Most ancient tombs had prayers to Anubis carved on them.[36]
|
66 |
+
|
67 |
+
As jmy-wt "He who is in the place of embalming", Anubis was associated with mummification. He was also called ḫnty zḥ-nṯr "He who presides over the god's booth", in which "booth" could refer either to the place where embalming was carried out or the pharaoh's burial chamber.[32][33]
|
68 |
+
|
69 |
+
In the Osiris myth, Anubis helped Isis to embalm Osiris.[20] Indeed, when the Osiris myth emerged, it was said that after Osiris had been killed by Set, Osiris's organs were given to Anubis as a gift. With this connection, Anubis became the patron god of embalmers; during the rites of mummification, illustrations from the Book of the Dead often show a wolf-mask-wearing priest supporting the upright mummy.
|
70 |
+
|
71 |
+
By the late pharaonic era (664–332 BC), Anubis was often depicted as guiding individuals across the threshold from the world of the living to the afterlife.[37] Though a similar role was sometimes performed by the cow-headed Hathor, Anubis was more commonly chosen to fulfill that function.[38] Greek writers from the Roman period of Egyptian history designated that role as that of "psychopomp", a Greek term meaning "guide of souls" that they used to refer to their own god Hermes, who also played that role in Greek religion.[28] Funerary art from that period represents Anubis guiding either men or women dressed in Greek clothes into the presence of Osiris, who by then had long replaced Anubis as ruler of the underworld.[39]
|
72 |
+
|
73 |
+
One of the roles of Anubis was as the "Guardian of the Scales."[40] The critical scene depicting the weighing of the heart, in the Book of the Dead, shows Anubis performing a measurement that determined whether the person was worthy of entering the realm of the dead (the underworld, known as Duat). By weighing the heart of a deceased person against Ma'at (or "truth"), who was often represented as an ostrich feather, Anubis dictated the fate of souls. Souls heavier than a feather would be devoured by Ammit, and souls lighter than a feather would ascend to a heavenly existence.[41][42]
|
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+
|
75 |
+
Anubis was one of the most frequently represented deities in ancient Egyptian art.[6] He is depicted on royal tombs from the First Dynasty; however, he had an already developed cult following prior to his since it is believed he was added to the walls for protection of the dead.[10] The god is typically treating a king's corpse, providing sovereign to mummification rituals and funerals, or standing with fellow gods at the Weighing of the Heart of the Soul in the Hall of Two Truths.[11] One of his most popular representations is of him, with the body of a man and the head of a jackal with pointed ears, standing or kneeling, holding a gold scale while a heart of the soul is being weighed against Ma'at's white truth feather.[10]
|
76 |
+
|
77 |
+
In the early dynastic period, he was depicted in animal form, as a black canine.[43] Anubis's distinctive black color did not represent the animal, rather it had several symbolic meanings.[44] It represented "the discolouration of the corpse after its treatment with natron and the smearing of the wrappings with a resinous substance during mummification."[44] Being the color of the fertile silt of the River Nile, to Egyptians, black also symbolized fertility and the possibility of rebirth in the afterlife.[45] In the Middle Kingdom, Anubis was often portrayed as a man with the head of a jackal.[46] An extremely rare depiction of him in fully human form was found in the tomb of Ramesses II in Abydos.[44][9]
|
78 |
+
|
79 |
+
Anubis is often depicted wearing a ribbon and holding a nḫ3ḫ3 "flail" in the crook of his arm.[46] Another of Anubis's attributes was the jmy-wt or imiut fetish, named for his role in embalming.[47]
|
80 |
+
|
81 |
+
In funerary contexts, Anubis is shown either attending to a deceased person's mummy or sitting atop a tomb protecting it. New Kingdom tomb-seals also depict Anubis sitting atop the nine bows that symbolize his domination over the enemies of Egypt.[48]
|
82 |
+
|
83 |
+
Lintel of Amenemhat I and deities; 1981–1952 BC; painted limestone; 36.8 × 172 cm; Metropolitan Museum of Art (New York City)
|
84 |
+
|
85 |
+
The Anubis Shrine; 1336–1327 BC; painted wood and gold; 1.1 × 2.7 × 0.52 m; from the Valley of the Kings; Egyptian Museum (Cairo)
|
86 |
+
|
87 |
+
Stela with Anubis and a king; 14th century BC; painted limestone; from Saqqara (Egypt); Hermitage (Sankt Petersburg, Russia)
|
88 |
+
|
89 |
+
The king with Anubis, from the tomb of Haremhab; 1323-1295 BC; tempera on paper; Metropolitan Museum of Art
|
90 |
+
|
91 |
+
Anubis amulet; 664–30 BC; faience; height: 4.7 cm; Metropolitan Museum of Art
|
92 |
+
|
93 |
+
Recumbent Anubis; 664–30 BC; limestone, originally painted black; height: 38.1 cm, length: 64 cm, width: 16.5 cm; Metropolitan Museum of Art
|
94 |
+
|
95 |
+
Statuette of Anubis; 332–30 BC; plastered and painted wood; 42.3 cm; Metropolitan Museum of Art
|
96 |
+
|
97 |
+
Although he does not appear in many myths, he was extremely popular with Egyptians and those of other cultures.[10] The Greeks linked him to their god Hermes, the god who guided the dead to the afterlife. The pairing was later known as Hermanubis. Anubis was heavily worshipped because, despite modern beliefs, he gave the people hope. People marveled in the guarantee that their body would be respected at death, their soul would be protected and justly judged.[10]
|
98 |
+
|
99 |
+
Anubis had male priests who sported wood masks with the god's likeness when performing rituals.[10][11] His cult center was at Cynopolis in Upper Egypt but memorials were built everywhere and he was universally revered in every part of the land.[10]
|
100 |
+
|
101 |
+
In popular and media culture, Anubis is often falsely portrayed as the sinister god of the dead. He gained popularity during the 20th and 21st centuries through books, video games, and movies where artists would give him evil powers and a dangerous army. Despite his nefarious reputation, his image is still the most recognizable of the Egyptian gods and replicas of his statues and paintings remain popular.
|
en/2920.html.txt
ADDED
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1 |
+
A day is approximately the period of time during which the Earth completes one rotation around its axis.[1] A solar day is the length of time which elapses between the Sun reaching its highest point in the sky two consecutive times.[2] Days on other planets are defined similarly and vary in length due to differing rotation periods, that of Mars being slightly longer and sometimes called a sol.
|
2 |
+
|
3 |
+
In 1960, the second was redefined in terms of the orbital motion of the Earth in the year 1900, and was designated the SI base unit of time. The unit of measurement "day", was redefined as 86,400 SI seconds and symbolized d. In 1967, the second and so the day were redefined by atomic electron transition.[3] A civil day is usually 24 hours, plus or minus a possible leap second in Coordinated Universal Time (UTC), and occasionally plus or minus an hour in those locations that change from or to daylight saving time.
|
4 |
+
|
5 |
+
Day can be defined as each of the twenty-four-hour periods, reckoned from one midnight to the next, into which a week, month, or year is divided, and corresponding to a rotation of the earth on its axis.[4] However, its use depends on its context; for example, when people say 'day and night', 'day' will have a different meaning: the interval of light between two successive nights, the time between sunrise and sunset;[5] the time of light between one night and the next.[6] For clarity when meaning 'day' in that sense, the word "daytime" may be used instead,[7][8] though context and phrasing often makes the meaning clear. The word day may also refer to a day of the week or to a calendar date, as in answer to the question, "On which day?" The life patterns (circadian rhythms) of humans and many other species are related to Earth's solar day and the day-night cycle.
|
6 |
+
|
7 |
+
Several definitions of this universal human concept are used according to context, need and convenience. Besides the day of 24 hours (86,400 seconds), the word day is used for several different spans of time based on the rotation of the Earth around its axis. An important one is the solar day, defined as the time it takes for the Sun to return to its culmination point (its highest point in the sky). Because celestial orbits are not perfectly circular, and thus objects travel at different speeds at various positions in their orbit, a solar day is not the same length of time throughout the orbital year. Because the Earth orbits the Sun elliptically as the Earth spins on an inclined axis, this period can be up to 7.9 seconds more than (or less than) 24 hours. In recent decades, the average length of a solar day on Earth has been about 86,400.002 seconds[9]
|
8 |
+
(24.000 000 6 hours) and there are currently about 365.242199 solar days in one mean tropical year.
|
9 |
+
|
10 |
+
Ancient custom has a new day start at either the rising or setting of the Sun on the local horizon (Italian reckoning, for example, being 24 hours from sunset, oldstyle).[10] The exact moment of, and the interval between, two sunrises or sunsets depends on the geographical position (longitude as well as latitude), and the time of year (as indicated by ancient hemispherical sundials).
|
11 |
+
|
12 |
+
A more constant day can be defined by the Sun passing through the local meridian, which happens at local noon (upper culmination) or midnight (lower culmination). The exact moment is dependent on the geographical longitude, and to a lesser extent on the time of the year. The length of such a day is nearly constant (24 hours ± 30 seconds). This is the time as indicated by modern sundials.
|
13 |
+
|
14 |
+
A further improvement defines a fictitious mean Sun that moves with constant speed along the celestial equator; the speed is the same as the average speed of the real Sun, but this removes the variation over a year as the Earth moves along its orbit around the Sun (due to both its velocity and its axial tilt).
|
15 |
+
|
16 |
+
A day, understood as the span of time it takes for the Earth to make one entire rotation[11] with respect to the celestial background or a distant star (assumed to be fixed), is called a stellar day. This period of rotation is about 4 minutes less than 24 hours (23 hours 56 minutes and 4.09 seconds) and there are about 366.2422 stellar days in one mean tropical year (one stellar day more than the number of solar days). Other planets and moons have stellar and solar days of different lengths from Earth's.
|
17 |
+
|
18 |
+
Besides a stellar day on Earth, there are related such days for bodies in the Solar System other than the Earth.[12]
|
19 |
+
|
20 |
+
A day, in the sense of daytime that is distinguished from night time, is commonly defined as the period during which sunlight directly reaches the ground, assuming that there are no local obstacles. The length of daytime averages slightly more than half of the 24-hour day. Two effects make daytime on average longer than nights. The Sun is not a point, but has an apparent size of about 32 minutes of arc. Additionally, the atmosphere refracts sunlight in such a way that some of it reaches the ground even when the Sun is below the horizon by about 34 minutes of arc. So the first light reaches the ground when the centre of the Sun is still below the horizon by about 50 minutes of arc.[13] Thus, daytime is on average around 7 minutes longer than 12 hours.[14]
|
21 |
+
|
22 |
+
The term comes from the Old English dæg, with its cognates such as dagur in Icelandic, Tag in German, and dag in Norwegian, Danish, Swedish and Dutch. All of them from the Indo-European root dyau which explains the similarity with Latin dies though the word is known to come from the Germanic branch. As of October 17, 2015[update], day is the 205th most common word in US English,[15] and the 210th most common in UK English.[15]
|
23 |
+
|
24 |
+
A day, symbol d, defined as 86,400 seconds, is not an SI unit, but is accepted for use with SI.[16] The second is the base unit of time in SI units.
|
25 |
+
|
26 |
+
In 1967–68, during the 13th CGPM (Resolution 1),[17] the International Bureau of Weights and Measures (BIPM) redefined a second as
|
27 |
+
|
28 |
+
... the duration of 9 192 631 770 periods of the radiation corresponding to the transition between two hyperfine levels of the ground state of the caesium 133 atom.[18]
|
29 |
+
|
30 |
+
This makes the SI-based day last exactly 794, 243, 384, 928, 000 of those periods.
|
31 |
+
|
32 |
+
Mainly due to tidal effects, the Earth's rotational period is not constant, resulting in minor variations for both solar days and stellar "days". The Earth's day has increased in length over time due to tides raised by the Moon which slow Earth's rotation. Because of the way the second is defined, the mean length of a day is now about 86, 400.002 seconds, and is increasing by about 1.7 milliseconds per century (an average over the last 2, 700 years). The length of a day circa 620 million years ago has been estimated from rhythmites (alternating layers in sandstone) as having been about 21.9 hours.
|
33 |
+
|
34 |
+
In order to keep the civil day aligned with the apparent movement of the Sun, a day according to Coordinated Universal Time (UTC) can include a negative or positive leap second. Therefore, although typically 86,400 SI seconds in duration, a civil day can be either 86,401 or 86,399 SI seconds long on such a day.
|
35 |
+
|
36 |
+
Leap seconds are announced in advance by the International Earth Rotation and Reference Systems Service (IERS), which measures the Earth's rotation and determines whether a leap second is necessary.
|
37 |
+
|
38 |
+
For civil purposes, a common clock time is typically defined for an entire region based on the local mean solar time at a central meridian. Such time zones began to be adopted about the middle of the 19th century when railroads with regularly occurring schedules came into use, with most major countries having adopted them by 1929. As of 2015, throughout the world, 40 such zones are now in use: the central zone, from which all others are defined as offsets, is known as UTC±00, which uses Coordinated Universal Time (UTC).
|
39 |
+
|
40 |
+
The most common convention starts the civil day at midnight: this is near the time of the lower culmination of the Sun on the central meridian of the time zone. Such a day may be referred to as a calendar day.
|
41 |
+
|
42 |
+
A day is commonly divided into 24 hours of 60 minutes, with each minute composed of 60 seconds.
|
43 |
+
|
44 |
+
In the 19th century, an idea circulated to make a decimal fraction (1⁄10, 000 or 1⁄100, 000) of an astronomical day the base unit of time. This was an afterglow of the short-lived movement toward a decimalisation of timekeeping and the calendar, which had been given up already due to its difficulty in transitioning from traditional, more familiar units. The most successful alternative is the centiday, equal to 14.4 minutes (864 seconds), being not only a shorter multiple of an hour (0.24 vs 2.4) but also closer to the SI multiple kilosecond (1, 000 seconds) and equal to the traditional Chinese unit, kè.
|
45 |
+
|
46 |
+
The word refers to various similarly defined ideas, such as:
|
47 |
+
|
48 |
+
For most diurnal animals, the day naturally begins at dawn and ends at sunset. Humans, with their cultural norms and scientific knowledge, have employed several different conceptions of the day's boundaries. Common convention among the ancient Romans,[20] ancient Chinese[21] and in modern times is for the civil day to begin at midnight, i.e. 00:00, and last a full 24 hours until 24:00 (i.e. 00:00 of the next day).
|
49 |
+
In ancient Egypt, the day was reckoned from sunrise to sunrise. The Jewish day begins at either sunset or nightfall (when three second-magnitude stars appear).
|
50 |
+
|
51 |
+
Medieval Europe also followed this tradition, known as Florentine reckoning: in this system, a reference like "two hours into the day" meant two hours after sunset and thus times during the evening need to be shifted back one calendar day in modern reckoning.[citation needed] Days such as Christmas Eve, Halloween, and the Eve of Saint Agnes are remnants of the older pattern when holidays began during the prior evening. Prior to 1926, Turkey had two time systems: Turkish (counting the hours from sunset) and French (counting the hours from midnight).
|
52 |
+
|
53 |
+
Validity of tickets, passes, etc., for a day or a number of days may end at midnight, or closing time, when that is earlier. However, if a service (e.g., public transport) operates from for example, 6:00 to 1:00 the next day (which may be noted as 25:00), the last hour may well count as being part of the previous day. For services depending on the day ("closed on Sundays", "does not run on Fridays", and so on) there is a risk of ambiguity. For example, a day ticket on the Nederlandse Spoorwegen (Dutch Railways) is valid for 28 hours, from 0:00 to 28:00 (that is, 4:00 the next day); the validity of a pass on Transport for London (TfL) services is until the end of the "transport day" – that is to say, until 4:30 am on the day after the "expires" date stamped on the pass.
|
54 |
+
|
55 |
+
In places which experience the midnight sun (polar day), daytime may extend beyond one 24-hour period and could even extend to months.
|
en/2921.html.txt
ADDED
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1 |
+
A day is approximately the period of time during which the Earth completes one rotation around its axis.[1] A solar day is the length of time which elapses between the Sun reaching its highest point in the sky two consecutive times.[2] Days on other planets are defined similarly and vary in length due to differing rotation periods, that of Mars being slightly longer and sometimes called a sol.
|
2 |
+
|
3 |
+
In 1960, the second was redefined in terms of the orbital motion of the Earth in the year 1900, and was designated the SI base unit of time. The unit of measurement "day", was redefined as 86,400 SI seconds and symbolized d. In 1967, the second and so the day were redefined by atomic electron transition.[3] A civil day is usually 24 hours, plus or minus a possible leap second in Coordinated Universal Time (UTC), and occasionally plus or minus an hour in those locations that change from or to daylight saving time.
|
4 |
+
|
5 |
+
Day can be defined as each of the twenty-four-hour periods, reckoned from one midnight to the next, into which a week, month, or year is divided, and corresponding to a rotation of the earth on its axis.[4] However, its use depends on its context; for example, when people say 'day and night', 'day' will have a different meaning: the interval of light between two successive nights, the time between sunrise and sunset;[5] the time of light between one night and the next.[6] For clarity when meaning 'day' in that sense, the word "daytime" may be used instead,[7][8] though context and phrasing often makes the meaning clear. The word day may also refer to a day of the week or to a calendar date, as in answer to the question, "On which day?" The life patterns (circadian rhythms) of humans and many other species are related to Earth's solar day and the day-night cycle.
|
6 |
+
|
7 |
+
Several definitions of this universal human concept are used according to context, need and convenience. Besides the day of 24 hours (86,400 seconds), the word day is used for several different spans of time based on the rotation of the Earth around its axis. An important one is the solar day, defined as the time it takes for the Sun to return to its culmination point (its highest point in the sky). Because celestial orbits are not perfectly circular, and thus objects travel at different speeds at various positions in their orbit, a solar day is not the same length of time throughout the orbital year. Because the Earth orbits the Sun elliptically as the Earth spins on an inclined axis, this period can be up to 7.9 seconds more than (or less than) 24 hours. In recent decades, the average length of a solar day on Earth has been about 86,400.002 seconds[9]
|
8 |
+
(24.000 000 6 hours) and there are currently about 365.242199 solar days in one mean tropical year.
|
9 |
+
|
10 |
+
Ancient custom has a new day start at either the rising or setting of the Sun on the local horizon (Italian reckoning, for example, being 24 hours from sunset, oldstyle).[10] The exact moment of, and the interval between, two sunrises or sunsets depends on the geographical position (longitude as well as latitude), and the time of year (as indicated by ancient hemispherical sundials).
|
11 |
+
|
12 |
+
A more constant day can be defined by the Sun passing through the local meridian, which happens at local noon (upper culmination) or midnight (lower culmination). The exact moment is dependent on the geographical longitude, and to a lesser extent on the time of the year. The length of such a day is nearly constant (24 hours ± 30 seconds). This is the time as indicated by modern sundials.
|
13 |
+
|
14 |
+
A further improvement defines a fictitious mean Sun that moves with constant speed along the celestial equator; the speed is the same as the average speed of the real Sun, but this removes the variation over a year as the Earth moves along its orbit around the Sun (due to both its velocity and its axial tilt).
|
15 |
+
|
16 |
+
A day, understood as the span of time it takes for the Earth to make one entire rotation[11] with respect to the celestial background or a distant star (assumed to be fixed), is called a stellar day. This period of rotation is about 4 minutes less than 24 hours (23 hours 56 minutes and 4.09 seconds) and there are about 366.2422 stellar days in one mean tropical year (one stellar day more than the number of solar days). Other planets and moons have stellar and solar days of different lengths from Earth's.
|
17 |
+
|
18 |
+
Besides a stellar day on Earth, there are related such days for bodies in the Solar System other than the Earth.[12]
|
19 |
+
|
20 |
+
A day, in the sense of daytime that is distinguished from night time, is commonly defined as the period during which sunlight directly reaches the ground, assuming that there are no local obstacles. The length of daytime averages slightly more than half of the 24-hour day. Two effects make daytime on average longer than nights. The Sun is not a point, but has an apparent size of about 32 minutes of arc. Additionally, the atmosphere refracts sunlight in such a way that some of it reaches the ground even when the Sun is below the horizon by about 34 minutes of arc. So the first light reaches the ground when the centre of the Sun is still below the horizon by about 50 minutes of arc.[13] Thus, daytime is on average around 7 minutes longer than 12 hours.[14]
|
21 |
+
|
22 |
+
The term comes from the Old English dæg, with its cognates such as dagur in Icelandic, Tag in German, and dag in Norwegian, Danish, Swedish and Dutch. All of them from the Indo-European root dyau which explains the similarity with Latin dies though the word is known to come from the Germanic branch. As of October 17, 2015[update], day is the 205th most common word in US English,[15] and the 210th most common in UK English.[15]
|
23 |
+
|
24 |
+
A day, symbol d, defined as 86,400 seconds, is not an SI unit, but is accepted for use with SI.[16] The second is the base unit of time in SI units.
|
25 |
+
|
26 |
+
In 1967–68, during the 13th CGPM (Resolution 1),[17] the International Bureau of Weights and Measures (BIPM) redefined a second as
|
27 |
+
|
28 |
+
... the duration of 9 192 631 770 periods of the radiation corresponding to the transition between two hyperfine levels of the ground state of the caesium 133 atom.[18]
|
29 |
+
|
30 |
+
This makes the SI-based day last exactly 794, 243, 384, 928, 000 of those periods.
|
31 |
+
|
32 |
+
Mainly due to tidal effects, the Earth's rotational period is not constant, resulting in minor variations for both solar days and stellar "days". The Earth's day has increased in length over time due to tides raised by the Moon which slow Earth's rotation. Because of the way the second is defined, the mean length of a day is now about 86, 400.002 seconds, and is increasing by about 1.7 milliseconds per century (an average over the last 2, 700 years). The length of a day circa 620 million years ago has been estimated from rhythmites (alternating layers in sandstone) as having been about 21.9 hours.
|
33 |
+
|
34 |
+
In order to keep the civil day aligned with the apparent movement of the Sun, a day according to Coordinated Universal Time (UTC) can include a negative or positive leap second. Therefore, although typically 86,400 SI seconds in duration, a civil day can be either 86,401 or 86,399 SI seconds long on such a day.
|
35 |
+
|
36 |
+
Leap seconds are announced in advance by the International Earth Rotation and Reference Systems Service (IERS), which measures the Earth's rotation and determines whether a leap second is necessary.
|
37 |
+
|
38 |
+
For civil purposes, a common clock time is typically defined for an entire region based on the local mean solar time at a central meridian. Such time zones began to be adopted about the middle of the 19th century when railroads with regularly occurring schedules came into use, with most major countries having adopted them by 1929. As of 2015, throughout the world, 40 such zones are now in use: the central zone, from which all others are defined as offsets, is known as UTC±00, which uses Coordinated Universal Time (UTC).
|
39 |
+
|
40 |
+
The most common convention starts the civil day at midnight: this is near the time of the lower culmination of the Sun on the central meridian of the time zone. Such a day may be referred to as a calendar day.
|
41 |
+
|
42 |
+
A day is commonly divided into 24 hours of 60 minutes, with each minute composed of 60 seconds.
|
43 |
+
|
44 |
+
In the 19th century, an idea circulated to make a decimal fraction (1⁄10, 000 or 1⁄100, 000) of an astronomical day the base unit of time. This was an afterglow of the short-lived movement toward a decimalisation of timekeeping and the calendar, which had been given up already due to its difficulty in transitioning from traditional, more familiar units. The most successful alternative is the centiday, equal to 14.4 minutes (864 seconds), being not only a shorter multiple of an hour (0.24 vs 2.4) but also closer to the SI multiple kilosecond (1, 000 seconds) and equal to the traditional Chinese unit, kè.
|
45 |
+
|
46 |
+
The word refers to various similarly defined ideas, such as:
|
47 |
+
|
48 |
+
For most diurnal animals, the day naturally begins at dawn and ends at sunset. Humans, with their cultural norms and scientific knowledge, have employed several different conceptions of the day's boundaries. Common convention among the ancient Romans,[20] ancient Chinese[21] and in modern times is for the civil day to begin at midnight, i.e. 00:00, and last a full 24 hours until 24:00 (i.e. 00:00 of the next day).
|
49 |
+
In ancient Egypt, the day was reckoned from sunrise to sunrise. The Jewish day begins at either sunset or nightfall (when three second-magnitude stars appear).
|
50 |
+
|
51 |
+
Medieval Europe also followed this tradition, known as Florentine reckoning: in this system, a reference like "two hours into the day" meant two hours after sunset and thus times during the evening need to be shifted back one calendar day in modern reckoning.[citation needed] Days such as Christmas Eve, Halloween, and the Eve of Saint Agnes are remnants of the older pattern when holidays began during the prior evening. Prior to 1926, Turkey had two time systems: Turkish (counting the hours from sunset) and French (counting the hours from midnight).
|
52 |
+
|
53 |
+
Validity of tickets, passes, etc., for a day or a number of days may end at midnight, or closing time, when that is earlier. However, if a service (e.g., public transport) operates from for example, 6:00 to 1:00 the next day (which may be noted as 25:00), the last hour may well count as being part of the previous day. For services depending on the day ("closed on Sundays", "does not run on Fridays", and so on) there is a risk of ambiguity. For example, a day ticket on the Nederlandse Spoorwegen (Dutch Railways) is valid for 28 hours, from 0:00 to 28:00 (that is, 4:00 the next day); the validity of a pass on Transport for London (TfL) services is until the end of the "transport day" – that is to say, until 4:30 am on the day after the "expires" date stamped on the pass.
|
54 |
+
|
55 |
+
In places which experience the midnight sun (polar day), daytime may extend beyond one 24-hour period and could even extend to months.
|
en/2922.html.txt
ADDED
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A newspaper is a periodical publication containing written information about current events and is often typed in black ink with a white or gray background.
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Newspapers can cover a wide variety of fields such as politics, business, sports and art, and often include materials such as opinion columns, weather forecasts, reviews of local services, obituaries, birth notices, crosswords, editorial cartoons, comic strips, and advice columns.
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Most newspapers are businesses, and they pay their expenses with a mixture of subscription revenue, newsstand sales, and advertising revenue. The journalism organizations that publish newspapers are themselves often metonymically called newspapers.
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Newspapers have traditionally been published in print (usually on cheap, low-grade paper called newsprint). However, today most newspapers are also published on websites as online newspapers, and some have even abandoned their print versions entirely.
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Newspapers developed in the 17th century, as information sheets for merchants. By the early 19th century, many cities in Europe, as well as North and South America, published newspapers.
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Some newspapers with high editorial independence, high journalism quality, and large circulation are viewed as newspapers of record.
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Newspapers are typically published daily or weekly. News magazines are also weekly, but they have a magazine format. General-interest newspapers typically publish news articles and feature articles on national and international news as well as local news. The news includes political events and personalities, business and finance, crime, weather, and natural disasters; health and medicine, science, and computers and technology; sports; and entertainment, society, food and cooking, clothing and home fashion, and the arts.
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Usually the paper is divided into sections for each of those major groupings (labeled A, B, C, and so on, with pagination prefixes yielding page numbers A1-A20, B1-B20, C1-C20, and so on). Most traditional papers also feature an editorial page containing editorials written by an editor (or by the paper's editorial board) and expressing an opinion on a public issue, opinion articles called "op-eds" written by guest writers (which are typically in the same section as the editorial), and columns that express the personal opinions of columnists, usually offering analysis and synthesis that attempts to translate the raw data of the news into information telling the reader "what it all means" and persuading them to concur. Papers also include articles which have no byline; these articles are written by staff writers.
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A wide variety of material has been published in newspapers. Besides the aforementioned news, information and opinions, they include weather forecasts; criticism and reviews of the arts (including literature, film, television, theater, fine arts, and architecture) and of local services such as restaurants; obituaries, birth notices and graduation announcements; entertainment features such as crosswords, horoscopes, editorial cartoons, gag cartoons, and comic strips; advice columns, food, and other columns; and radio and television listings (program schedules). As of 2017, newspapers may also provide information about new movies and TV shows available on streaming video services like Netflix. Newspapers have classified ad sections where people and businesses can buy small advertisements to sell goods or services; as of 2013, the huge increase in Internet websites for selling goods, such as Craigslist and eBay has led to significantly less classified ad sales for newspapers.
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Most newspapers are businesses, and they pay their expenses with a mixture of subscription revenue, newsstand sales, and advertising revenue (other businesses or individuals pay to place advertisements in the pages, including display ads, classified ads, and their online equivalents). Some newspapers are government-run or at least government-funded; their reliance on advertising revenue and on profitability is less critical to their survival. The editorial independence of a newspaper is thus always subject to the interests of someone, whether owners, advertisers, or a government. Some newspapers with high editorial independence, high journalism quality, and large circulation are viewed as newspapers of record.
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Many newspapers, besides employing journalists on their own payrolls, also subscribe to news agencies (wire services) (such as the Associated Press, Reuters, or Agence France-Presse), which employ journalists to find, assemble, and report the news, then sell the content to the various newspapers. This is a way to avoid duplicating the expense of reporting from around the world. Circa 2005, there were approximately 6,580 daily newspaper titles in the world selling 395 million print copies a day (in the U.S., 1,450 titles selling 55 million copies).[1] The late 2000s–early 2010s global recession, combined with the rapid growth of free web-based alternatives, has helped cause a decline in advertising and circulation, as many papers had to retrench operations to stanch the losses.[2] Worldwide annual revenue approached $100 billion in 2005-7, then plunged during the worldwide financial crisis of 2008-9. Revenue in 2016 fell to only $53 billion, hurting every major publisher as their efforts to gain online income fell far short of the goal.[3]
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The decline in advertising revenues affected both the print and online media as well as all other mediums; print advertising was once lucrative but has greatly declined, and the prices of online advertising are often lower than those of their print precursors. Besides remodeling advertising, the internet (especially the web) has also challenged the business models of the print-only era by crowdsourcing both publishing in general (sharing information with others) and, more specifically, journalism (the work of finding, assembling, and reporting the news). In addition, the rise of news aggregators, which bundle linked articles from many online newspapers and other sources, influences the flow of web traffic. Increasing paywalling of online newspapers may be counteracting those effects. The oldest newspaper still published is the Ordinari Post Tijdender, which was established in Stockholm in 1645.
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Newspapers typically meet four criteria:[4][5]
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In Ancient Rome, Acta Diurna, or government announcement bulletins, were produced. They were carved in metal or stone and posted in public places. In China, early government-produced news-sheets, called Dibao, circulated among court officials during the late Han dynasty (second and third centuries AD). Between 713 and 734, the Kaiyuan Za Bao ("Bulletin of the Court") of the Chinese Tang Dynasty published government news; it was handwritten on silk and read by government officials. In 1582, there was the first reference to privately published newssheets in Beijing, during the late Ming Dynasty.[6]
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In early modern Europe, the increased cross-border interaction created a rising need for information which was met by concise handwritten news-sheets. In 1556, the government of Venice first published the monthly notizie scritte, which cost one gazette, a small coin.[7] These avvisi were handwritten newsletters and used to convey political, military, and economic news quickly and efficiently to Italian cities (1500–1700)—sharing some characteristics of newspapers though usually not considered true newspapers.[8] However, none of these publications fully met the classical criteria for proper newspapers, as they were typically not intended for the general public and restricted to a certain range of topics.
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The first mechanical, movable type printing that allowed the mass production of printed books was invented by Johann Gutenberg. In the 50 years after Gutenberg started printing, an estimated 500,000 books were in circulation, printed on about 1,000 presses across the continent. Gutenberg's invention was a simple device, but it launched a revolution marked by repeated advances in technology and, as a result, a popularization of the ideals of liberty and freedom of information exchange.[9]
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The emergence of the new media in the 17th century has to be seen in close connection with the spread of the printing press from which the publishing press derives its name.[10] The German-language Relation aller Fürnemmen und gedenckwürdigen Historien, printed from 1605 onwards by Johann Carolus in Strasbourg, is often recognized as the first newspaper.[11][12] At the time, Strasbourg was a free imperial city in the Holy Roman Empire of the German Nation; the first newspaper of modern Germany was the Avisa, published in 1609 in Wolfenbüttel. They distinguished themselves from other printed material by being published on a regular basis. They reported on a variety of current events to a broad public audience. Within a few decades, newspapers could be found in all the major cities of Europe, from Venice to London.
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The Dutch Courante uyt Italien, Duytslandt, &c. ('Courant from Italy, Germany, etc.') of 1618 was the first to appear in folio- rather than quarto-size. Amsterdam, a center of world trade, quickly became home to newspapers in many languages, often before they were published in their own country.[13] The first English-language newspaper, Corrant out of Italy, Germany, etc., was published in Amsterdam in 1620. A year and a half later, Corante, or weekely newes from Italy, Germany, Hungary, Poland, Bohemia, France and the Low Countreys. was published in England by an "N.B." (generally thought to be either Nathaniel Butter or Nicholas Bourne) and Thomas Archer.[14] The first newspaper in France was published in 1631, La Gazette (originally published as Gazette de France).[7]
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The first newspaper in Italy, in accordance with the oldest issue still preserved, was Di Genova published in 1639 in Genoa.[15] The first newspaper in Portugal, A Gazeta da Restauração, was published in 1641 in Lisbon.[16] The first Spanish newspaper, Gaceta de Madrid, was published in 1661.
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Post- och Inrikes Tidningar (founded as Ordinari Post Tijdender) was first published in Sweden in 1645, and is the oldest newspaper still in existence, though it now publishes solely online.[17] Opregte Haarlemsche Courant from Haarlem, first published in 1656, is the oldest paper still printed. It was forced to merge with the newspaper Haarlems Dagblad in 1942 when Germany occupied the Netherlands. Since then the Haarlems Dagblad has appeared with the subtitle Oprechte Haerlemse Courant 1656. Merkuriusz Polski Ordynaryjny was published in Kraków, Poland in 1661. The first successful English daily, The Daily Courant, was published from 1702 to 1735.[13][18]
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In Boston in 1690, Benjamin Harris published Publick Occurrences Both Forreign and Domestick. This is considered the first newspaper in the American colonies even though only one edition was published before the paper was suppressed by the government. In 1704, the governor allowed The Boston News-Letter to be published and it became the first continuously published newspaper in the colonies. Soon after, weekly papers began being published in New York and Philadelphia. These early newspapers followed the British format and were usually four pages long. They mostly carried news from Britain and content depended on the editor's interests. In 1783, the Pennsylvania Evening Post became the first American daily.[19]
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In 1752, John Bushell published the Halifax Gazette, which claims to be "Canada's first newspaper." However, its official descendant, the Royal Gazette, is a government publication for legal notices and proclamations rather than a proper newspaper; In 1764, the Quebec Gazette was first printed 21 June 1764 and remains the oldest continuously published newspaper in North America as the Quebec Chronicle-Telegraph. It is currently published as an English-language weekly from its offices at 1040 Belvédère, suite 218, Quebec City, Quebec, Canada. In 1808, the Gazeta do Rio de Janeiro[20] had its first edition, printed in devices brought from England, publishing news favourable for the government of the United Kingdom of Portugal, Brazil and the Algarves since it was produced by the official press service of the Portuguese crown.
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In 1821, after the ending of the ban of private newspaper circulation, appears the first non-imperial printed publication, Diário do Rio de Janeiro, though there existed already the Correio Braziliense, published by Hipólito José da Costa at the same time as the Gazeta, but from London and with forcefully advocated political and critical ideas, aiming to expose the administration's flaws. The first newspaper in Peru was El Peruano, established in October 1825 and still published today, but with several name changes.
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During the Tang Dynasty in China (618–906), the Kaiyuan Za Bao published the government news; it was block-printed onto paper. It is sometimes considered one of the earliest newspapers to be published.[21] The first recorded attempt to found a newspaper of the modern type in South Asia was by William Bolts, a Dutchman in the employ of the British East India Company in September 1768 in Calcutta. However, before he could begin his newspaper, he was deported back to Europe. In 1780 the first newsprint from this region, Hicky's Bengal Gazette, was published by an Irishman, James Augustus Hicky. He used it as a means to criticize the British rule through journalism.[22]
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The history of Middle Eastern newspapers goes back to the 19th century. Many editors were not only journalists but also writers, philosophers and politicians. With unofficial journals, these intellectuals encouraged public discourse on politics in the Ottoman and Persian Empires. Literary works of all genres were serialized and published in the press as well.
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The first newspapers in the Ottoman Empire were owned by foreigners living there who wanted to make propaganda about the Western world.[23] The earliest was printed in 1795 by the Palais de France in Pera. Indigenous Middle Eastern journalism started in 1828, when Muhammad Ali, Khedive of Egypt, ordered the local establishment of the gazette Vekayi-i Misriye (Egyptian Affairs).[24] It was first paper written in Ottoman Turkish and Arabic on opposite pages, and later in Arabic only, under the title "al-Waqa'i'a al-Masriya".[25]
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The first non-official Turkish newspaper, Ceride-i Havadis (Register of Events), was published by an Englishman, William Churchill, in 1840. The first private newspaper to be published by Turkish journalists, Tercüman-ı Ahvâl (Interpreter of Events), was founded by İbrahim Şinasi and Agah Efendi and issued in 1860.[26] The first newspaper in Iran, Kaghaz-e Akhbar (The Newspaper), was created for the government by Mirza Saleh Shirazi in 1837.[27] The first journals in the Arabian Peninsula appeared in Hijaz, once it had become independent of Ottoman rule, towards the end of World War I.One of the earliest women to sign her articles in the Arab press was the female medical practitioner Galila Tamarhan, who contributed articles to a medical magazine called "Ya'asub al-Tib" (Leader in Medicine) in the 1860s.[28]
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By the early 19th century, many cities in Europe, as well as North and South America, published newspaper-type publications though not all of them developed in the same way; content was vastly shaped by regional and cultural preferences.[29] Advances in printing technology related to the Industrial Revolution enabled newspapers to become an even more widely circulated means of communication, as new printing technologies made printing less expensive and more efficient. In 1814, The Times (London) acquired a printing press capable of making 1,100 impressions per hour.[30] Soon, this press was adapted to print on both sides of a page at once. This innovation made newspapers cheaper and thus available to a larger part of the population.
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In 1830, the first inexpensive "penny press" newspaper came to the market: Lynde M. Walter's Boston Transcript.[31] Penny press papers cost about one sixth the price of other newspapers and appealed to a wider audience, including less educated and lower-income people.[32] In France, Émile de Girardin started "La Presse" in 1836, introducing cheap, advertising-supported dailies to France. In 1848, August Zang, an Austrian who knew Girardin in Paris, returned to Vienna to introduce the same methods with "Die Presse" (which was named for and frankly copied Girardin's publication).[33]
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While most newspapers are aimed at a broad spectrum of readers, usually geographically defined, some focus on groups of readers defined more by their interests than their location: for example, there are daily and weekly business newspapers (e.g., The Wall Street Journal and India Today) and sports newspapers. More specialist still are some weekly newspapers, usually free and distributed within limited regional areas; these may serve communities as specific as certain immigrant populations, the local gay community or indie rock enthusiasts within a city or region.
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A daily newspaper is printed every day, sometimes with the exception of Sundays and occasionally Saturdays, (and some major holidays)[34] and often of some national holidays. Saturday and, where they exist, Sunday editions of daily newspapers tend to be larger, include more specialized sections (e.g., on arts, films, entertainment) and advertising inserts, and cost more. Typically, the majority of these newspapers' staff members work Monday to Friday, so the Sunday and Monday editions largely depend on content done in advance or content that is syndicated. Most daily newspapers are sold in the morning.
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Afternoon or evening papers, once common but now scarce, are aimed more at commuters and office workers. In practice (though this may vary according to country), a morning newspaper is available in early editions from before midnight on the night before its cover date, further editions being printed and distributed during the night. The later editions can include breaking news which was first revealed that day, after the morning edition was already printed. Previews of tomorrow's newspapers are often a feature of late night news programs, such as Newsnight in the United Kingdom. In 1650, the first daily newspaper appeared, Einkommende Zeitung,[35] published by Timotheus Ritzsch in Leipzig, Germany.[36]
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In the United Kingdom and some other Commonwealth countries, unlike most other countries, "daily" newspapers do not publish on Sundays. In the past there were independent Sunday newspapers; nowadays the same publisher often produces a Sunday newspaper, distinct in many ways from the daily, usually with a related name; e.g., The Times and The Sunday Times are distinct newspapers owned by the same company, and an article published in the latter would never be credited to The Times.
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In some cases a Sunday edition is an expanded version of a newspaper from the same publisher; in other cases, particularly in Britain, it may be a separate enterprise, e.g., The Observer, not affiliated with a daily newspaper from its founding in 1791 until it was acquired by The Guardian in 1993. Usually, it is a specially expanded edition, often several times the thickness and weight of the weekday editions and contain generally special sections not found in the weekday editions, such as Sunday comics, Sunday magazines (such as The New York Times Magazine and The Sunday Times Magazine).
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In some countries daily newspapers are not published on Christmas Day, but weekly newspapers would change their day e.g. Sunday newspapers are published on Saturday December 24, Christmas Eve when Christmas Day is falling on Sunday.
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Some newspapers are published two times a week and are known as semi-weekly publications.
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As the name suggests, a triweekly publishes three times a week. The Meridian Star is an example of such a publication.[37]
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Weekly newspapers are published once a week, and tend to be smaller than daily papers.
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Some publications are published, for example, fortnightly (or biweekly in American parlance). They have a change from normal weekly day of the week during the Christmas period depending the day of the week Christmas Day is falling on.
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A local newspaper serves a region such as a city, or part of a large city.
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Almost every market has one or two newspapers that dominate the area. Large metropolitan newspapers often have large distribution networks, and can be found outside their normal area, sometimes widely, sometimes from fewer sources.
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Most nations have at least one newspaper that circulates throughout the whole country: a national newspaper. Some national newspapers, such as the Financial Times and The Wall Street Journal, are specialised (in these examples, on financial matters). There are many national newspapers in the United Kingdom, but only a few in the United States and Canada. In Canada, The Globe and Mail is sold throughout the country. In the United States, in addition to national newspapers as such, The New York Times is available throughout the country.[38]
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There is also a small group of newspapers which may be characterized as international newspapers. Some, such as The New York Times International Edition, (formerly The International Herald Tribune) have always had that focus, while others are repackaged national newspapers or "international editions" of national or large metropolitan newspapers. In some cases, articles that might not interest the wider range of readers are omitted from international editions; in others, of interest to expatriates, significant national news is retained. As English became the international language of business and technology, many newspapers formerly published only in non-English languages have also developed English-language editions. In places as varied as Jerusalem and Mumbai, newspapers are printed for a local and international English-speaking public, and for tourists. The advent of the Internet has also allowed non-English-language newspapers to put out a scaled-down English version to give their newspaper a global outreach.
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Similarly, in many countries with a large foreign-language-speaking population or many tourists, newspapers in languages other than the national language are both published locally and imported. For example, newspapers and magazines from many countries, and locally published newspapers in many languages, are readily to be found on news-stands in central London. In the US state of Florida, so many tourists from the French-speaking Canadian province of Quebec visit for long stays during the winter ("snowbirds") that some newsstands and stores sell French-language newspapers such as Le Droit.
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General newspapers cover all topics, with different emphasis. While at least mentioning all topics, some might have good coverage of international events of importance; others might concentrate more on national or local entertainment or sports. Specialised newspapers might concentrate more specifically on, for example, financial matters. There are publications covering exclusively sports, or certain sports, horse-racing, theatre, and so on, although they may no longer be called newspapers.[citation needed]
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For centuries newspapers were printed on paper and supplied physically to readers either by local distribution, or in some cases by mail, for example for British expatriates living in India or Hong Kong who subscribed to British newspapers. Newspapers can be delivered to subscribers homes and/or businesses by a paper's own delivery people, sent via the mail, sold at newsstands, grocery stores and convenience stores, and delivered to libraries and bookstores. Newspaper organizations need a large distribution system to deliver their papers to these different distributors, which typically involves delivery trucks and delivery people.
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In recent years, newspapers and other media have adapted to the changing technology environment by starting to offer online editions to cater to the needs of the public. In the future, the trend towards more electronic delivery of the news will continue with more emphasis on the Internet, social media and other electronic delivery methods. However, while the method of delivery is changing, the newspaper and the industry still has a niche in the world.
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As of 2007, virtually all major printed newspapers have online editions distributed over the Internet which, depending on the country may be regulated by journalism organizations such as the Press Complaints Commission in the UK.[39] But as some publishers find their print-based models increasingly unsustainable,[40] Web-based "newspapers" have also started to appear, such as the Southport Reporter in the UK and the Seattle Post-Intelligencer, which stopped publishing in print after 149 years in March 2009 and became an online-only paper.
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Since 2005 in the UK more than 200 regional newspapers have closed down resulting in 50% decline in the number of regional journalists. A 2016 study done by King's College London found that the towns which lost their local newspapers receded from the democratic values and experienced the loss of public faith in the authorities.[41]
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A new trend in newspaper publishing is the introduction of personalization through on-demand printing technologies or with online news aggregator websites like Google news. Customized newspapers allow the reader to create their individual newspaper through the selection of individual pages from multiple publications. This "Best of" approach allows revival of the print-based model and opens up a new distribution channel to increase coverage beneath the usual boundaries of distribution. Customized newspapers online have been offered by MyYahoo, I-Google, CRAYON, ICurrent.com, Kibboko.com, Twitter. times and many others. With these online newspapers, the reader can select how much of each section (politics, sports, arts, etc.) they wish to see in their news.
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In the United States, the overall manager or chief executive of the newspaper is the publisher.[42] In small newspapers, the owner of the publication (or the largest shareholder in the corporation that owns the publication) is usually the publisher. Although he or she rarely or perhaps never writes stories, the publisher is legally responsible for the contents of the entire newspaper and also runs the business, including hiring editors, reporters, and other staff members. This title is less common outside the U.S. The equivalent position in the film industry and television news shows is the executive producer.[citation needed] Most newspapers have four main departments devoted to publishing the newspaper itself—editorial, production/printing, circulation, and advertising, although they are frequently referred to by a variety of other names—as well as the non-newspaper-specific departments also found in other businesses of comparable size, such as accounting, marketing, human resources, and IT.
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Throughout the English-speaking world, the person who selects the content for the newspaper is usually referred to as the editor. Variations on this title such as editor-in-chief, executive editor, and so on are common. For small newspapers, a single editor may be responsible for all content areas. At large newspapers, the most senior editor is in overall charge of the publication, while less senior editors may each focus on one subject area, such as local news or sports. These divisions are called news bureaus or "desks", and each is supervised by a designated editor. Most newspaper editors copy edit the stories for their part of the newspaper, but they may share their workload with proofreaders and fact checkers.
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Reporters are journalists who primarily report facts that they have gathered and those who write longer, less news-oriented articles may be called feature writers. Photographers and graphic artists provide images and illustrations to support articles. Journalists often specialize in a subject area, called a beat, such as sports, religion, or science. Columnists are journalists who write regular articles recounting their personal opinions and experiences. Printers and press operators physically print the newspaper. Printing is outsourced by many newspapers, partly because of the cost of an offset web press (the most common kind of press used to print newspapers) and also because a small newspaper's print run might require less than an hour of operation, meaning that if the newspaper had its own press it would sit idle most of the time. If the newspaper offers information online, webmasters and web designers may be employed to upload stories to the newspaper's website.
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The staff of the circulation department liaise with retailers who sell the newspaper; sell subscriptions; and supervise distribution of the printed newspapers through the mail, by newspaper carriers, at retailers, and through vending machines. Free newspapers do not sell subscriptions, but they still have a circulation department responsible for distributing the newspapers. Sales staff in the advertising department not only sell ad space to clients such as local businesses, but also help clients design and plan their advertising campaigns. Other members of the advertising department may include graphic designers, who design ads according to the customers' specifications and the department's policies. In an advertising-free newspaper, there is no advertising department.
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Newspapers often refine distribution of ads and news through zoning and editioning. Zoning occurs when advertising and editorial content change to reflect the location to which the product is delivered. The editorial content often may change merely to reflect changes in advertising—the quantity and layout of which affects the space available for editorial—or may contain region-specific news. In rare instances, the advertising may not change from one zone to another, but there will be different region-specific editorial content. As the content can vary widely, zoned editions are often produced in parallel. Editioning occurs in the main sections as news is updated throughout the night. The advertising is usually the same in each edition (with the exception of zoned regionals, in which it is often the 'B' section of local news that undergoes advertising changes). As each edition represents the latest news available for the next press run, these editions are produced linearly, with one completed edition being copied and updated for the next edition. The previous edition is always copied to maintain a Newspaper of Record and to fall back on if a quick correction is needed for the press. For example, both The New York Times and The Wall Street Journal offer a regional edition, printed through a local contractor, and featuring locale specific content. The Journal's global advertising rate card provides a good example of editioning.[43]
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See also Los Angeles Times suburban sections.
|
113 |
+
|
114 |
+
Most modern newspapers[44] are in one of three sizes:
|
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+
|
116 |
+
Newspapers are usually printed on cheap, off-white paper known as newsprint. Since the 1980s, the newspaper industry has largely moved away from lower-quality letterpress printing to higher-quality, four-color process, offset printing. In addition, desktop computers, word processing software, graphics software, digital cameras and digital prepress and typesetting technologies have revolutionized the newspaper production process. These technologies have enabled newspapers to publish color photographs and graphics, as well as innovative layouts and better design.
|
117 |
+
|
118 |
+
To help their titles stand out on newsstands, some newspapers are printed on coloured newsprint. For example, the Financial Times is printed on a distinctive salmon pink paper, and Sheffield's weekly sports publication derives its name, the Green 'Un, from the traditional colour of its paper. The Italian sports newspaper La Gazzetta dello Sport is also printed on pink paper while L'Équipe (formerly L'Auto) is printed on yellow paper. Both the latter promoted major cycling races and their newsprint colours were reflected in the colours of the jerseys used to denote the race leader; for example the leader in the Giro d'Italia wears a pink jersey.
|
119 |
+
|
120 |
+
The number of copies distributed, either on an average day or on particular days (typically Sunday), is called the newspaper's circulation and is one of the principal factors used to set advertising rates. Circulation is not necessarily the same as copies sold, since some copies or newspapers are distributed without cost. Readership figures may be higher than circulation figures because many copies are read by more than one person, although this is offset by the number of copies distributed but not read (especially for those distributed free). In the United States, the Alliance for Audited Media maintains historical and current data on average circulation of daily and weekly newspapers and other periodicals.
|
121 |
+
|
122 |
+
According to the Guinness Book of Records, the daily circulation of the Soviet newspaper Trud exceeded 21,500,000 in 1990, while the Soviet weekly Argumenty i Fakty boasted a circulation of 33,500,000 in 1991. According to United Nations data from 1995 Japan has three daily papers—the Yomiuri Shimbun, Asahi Shimbun, and Mainichi Shimbun—with circulations well above 5.5 million. Germany's Bild, with a circulation of 3.8 million, was the only other paper in that category. In the United Kingdom, The Sun is the top seller, with around 3.24 million copies distributed daily. In the U.S., The Wall Street Journal has a daily circulation of approximately 2.02 million, making it the most widely distributed paper in the country.[45]
|
123 |
+
|
124 |
+
While paid readership of print newspapers has been steadily declining in the developed OECD nations, it has been rising in the chief developing nations (Brazil, India, Indonesia, China and South Africa), whose paid daily circulation exceeded those of the developed nations for the first time in 2008.[46] In India,[47] The Times of India is the largest-circulation English newspaper, with 3.14 million copies daily. According to the 2009 Indian Readership Survey, the Dainik Jagran is the most-read, local-language (Hindi) newspaper, with 55.7 million readers.[48] According to Tom Standage of The Economist, India currently has daily newspaper circulation of 110 million copies.[49]
|
125 |
+
|
126 |
+
A common measure of a newspaper's health is market penetration, expressed as a percentage of households that receive a copy of the newspaper against the total number of households in the paper's market area. In the 1920s, on a national basis in the U.S., daily newspapers achieved market penetration of 123 percent (meaning the average U.S. household received 1.23 newspapers). As other media began to compete with newspapers, and as printing became easier and less expensive giving rise to a greater diversity of publications, market penetration began to decline. It wasn't until the early 1970s, however, that market penetration dipped below 100 percent. By 2000, it was 53 percent and still falling.[50] Many paid-for newspapers offer a variety of subscription plans. For example, someone might want only a Sunday paper, or perhaps only Sunday and Saturday, or maybe only a workweek subscription, or perhaps a daily subscription. Most newspapers provide some or all of their content on the Internet, either at no cost or for a fee. In some cases, free access is available only for a matter of days or weeks, or for a certain number of viewed articles, after which readers must register and provide personal data. In other cases, free archives are provided.
|
127 |
+
|
128 |
+
A newspaper typically generates 70–80% of its revenue from advertising, and the remainder from sales and subscriptions.[51] The portion of the newspaper that is not advertising is called editorial content, editorial matter, or simply editorial, although the last term is also used to refer specifically to those articles in which the newspaper and its guest writers express their opinions. (This distinction, however, developed over time – early publishers like Girardin (France) and Zang (Austria) did not always distinguish paid items from editorial content.). The business model of having advertising subsidize the cost of printing and distributing newspapers (and, it is always hoped, the making of a profit) rather than having subscribers cover the full cost was first done, it seems, in 1833 by The Sun, a daily paper that was published in New York City. Rather than charging 6 cents per copy, the price of a typical New York daily at the time, they charged 1-cent, and depended on advertising to make up the difference.[52]
|
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+
|
130 |
+
Newspapers in countries with easy access to the web have been hurt by the decline of many traditional advertisers. Department stores and supermarkets could be relied upon in the past to buy pages of newspaper advertisements, but due to industry consolidation are much less likely to do so now.[54] Additionally, newspapers are seeing traditional advertisers shift to new media platforms. The classified category is shifting to sites including Craigslist, employment websites, and auto sites. National advertisers are shifting to many types of digital content including websites, rich media platforms, and mobile.
|
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+
|
132 |
+
In recent years, the advertorial emerged. Advertorials are most commonly recognized as an opposite-editorial which third parties pay a fee to have included in the paper. Advertorials commonly advertise new products or techniques, such as a new design for golf equipment, a new form of laser surgery, or weight-loss drugs. The tone is usually closer to that of a press release than of an objective news story. Such articles are often clearly distinguished from editorial content through either the design and layout of the page or with a label declaring the article as an advertisement. However, there has been growing concern over the blurring of the line between editorial and advertorial content.[55]
|
133 |
+
|
134 |
+
Since newspapers began as a journal (record of current events), the profession involved in the making of newspapers began to be called journalism. In the yellow journalism era of the 19th century, many newspapers in the United States relied on sensational stories that were meant to anger or excite the public, rather than to inform. The restrained style of reporting that relies on fact checking and accuracy regained popularity around World War II. Criticism of journalism is varied and sometimes vehement. Credibility is questioned because of anonymous sources; errors in facts, spelling, and grammar; real or perceived bias; and scandals involving plagiarism and fabrication.
|
135 |
+
|
136 |
+
In the past, newspapers have often been owned by so-called press barons, and were used for gaining a political voice. After 1920 most major newspapers became parts of chains run by large media corporations such as Gannett, The McClatchy Company, Hearst Corporation, Cox Enterprises, Landmark Media Enterprises LLC, Morris Communications, The Tribune Company, Hollinger International, News Corporation, Swift Communications, etc. Newspapers have, in the modern world, played an important role in the exercise of freedom of expression. Whistle-blowers, and those who "leak" stories of corruption in political circles often choose to inform newspapers before other mediums of communication, relying on the perceived willingness of newspaper editors to expose the secrets and lies of those who would rather cover them. However, there have been many circumstances of the political autonomy of newspapers being curtailed. Recent research has examined the effects of a newspaper's closing on the reelection of incumbents, voter turnout, and campaign spending.[56]
|
137 |
+
|
138 |
+
Opinions of other writers and readers are expressed in the op-ed ("opposite the editorial page") and letters to the editors sections of the paper. Some ways newspapers have tried to improve their credibility are: appointing ombudsmen, developing ethics policies and training, using more stringent corrections policies, communicating their processes and rationale with readers, and asking sources to review articles after publication.
|
139 |
+
|
140 |
+
By the late 1990s, the availability of news via 24-hour television channels and the subsequent availability of online journalism posed an ongoing challenge to the business model of most newspapers in developed countries. Paid newspaper circulation has declined, while advertising revenue—the bulk of most newspapers' income—has been shifting from print to social media and news websites, resulting in a general decline. One of the challenges is that a number of online news websites are free to access. Other online news sites have a paywall and require paid subscription for access. In less-developed countries, cheaper printing and distribution, increased literacy, a growing middle class, and other factors have compensated for the emergence of electronic media, and newspaper circulation continues to grow.[57]
|
141 |
+
|
142 |
+
In April 1995, The American Reporter became the first daily Internet-based newspaper with its own paid reporters and original content.[58] The future of newspapers in countries with high levels of Internet access has been widely debated as the industry has faced down-soaring newsprint prices, slumping ad sales, the loss of much classified advertising, and precipitous drops in circulation. Since the late-1990s, the number of newspapers slated for closure, bankruptcy, or severe cutbacks has risen—especially in the United States, where the industry has shed a fifth of its journalists since 2001.[59]
|
143 |
+
|
144 |
+
The debate has become more urgent lately, as the 2008–2009 recession shaved newspapers' profits and as once-explosive growth in web revenue has leveled off, forestalling what the industry hoped would become an important source of revenue.[60] At issue is whether the newspaper industry faces a cyclical trough (or dip), or whether new technology has rendered print newspapers obsolete. As of 2017[update], an increasing percentage of millennials get their news from social media websites. In the 2010s, many traditional newspapers have begun offering "digital editions," accessible via computers and mobile devices. Online advertising allows news websites to show catered ads, based on a visitor's interests.
|
145 |
+
|
146 |
+
At the same time, then as the printing press in the physical technological sense was invented, 'the press' in the extended sense of the word also entered the historical stage. The phenomenon of publishing was now born.
|
en/2923.html.txt
ADDED
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1 |
+
|
2 |
+
|
3 |
+
A journalist is a person who collects, writes, or distributes news or other current information to the public. A journalist's work is called journalism.
|
4 |
+
|
5 |
+
A reporter is a type of journalist who researches, writes, and reports on information in order to present in sources, conduct interviews, engage in research, and make reports. The information-gathering part of a journalist's job is sometimes called reporting, in contrast to the production part of the job such as writing articles. Reporters may split their time between working in a newsroom and going out to witness events or interviewing people. Reporters may be assigned a specific beat or area of coverage.
|
6 |
+
|
7 |
+
Depending on the context, the term journalist may include various types of editors, editorial writers, columnists, and visual journalists, such as photojournalists (journalists who use the medium of photography).
|
8 |
+
|
9 |
+
Matthew C. Nisbet, who has written on science communication,[1] has defined a "knowledge journalist" as a public intellectual who, like Walter Lippmann, David Brooks, Fareed Zakaria, Naomi Klein, Michael Pollan, Thomas Friedman, and Andrew Revkin, sees their role as researching complicated issues of fact or science which most laymen would not have the time or access to information to research themselves, then communicating an accurate and understandable version to the public as a teacher and policy advisor.
|
10 |
+
|
11 |
+
In his best-known books, Public Opinion (1922) and The Phantom Public (1925), Lippmann argued that most individuals lacked the capacity, time, and motivation to follow and analyze news of the many complex policy questions that troubled society. Nor did they often directly experience most social problems, or have direct access to expert insights. These limitations were made worse by a news media that tended to over-simplify issues and to reinforce stereotypes, partisan viewpoints, and prejudices. As a consequence, Lippmann believed that the public needed journalists like himself who could serve as expert analysts, guiding “citizens to a deeper understanding of what was really important.”[2]
|
12 |
+
|
13 |
+
In 2018, the United States Department of Labor's Occupational Outlook Handbook reported that employment for the category, "reporters, correspondents and broadcast news analysts," will decline 9 percent between 2016 and 2026.[3]
|
14 |
+
|
15 |
+
Journalists sometimes expose themselves to danger, particularly when reporting in areas of armed conflict or in states that do not respect the freedom of the press. Organizations such as the Committee to Protect Journalists and Reporters Without Borders publish reports on press freedom and advocate for journalistic freedom. As of November 2011, the Committee to Protect Journalists reports that 887 journalists have been killed worldwide since 1992 by murder (71%), crossfire or combat (17%), or on dangerous assignment (11%). The "ten deadliest countries" for journalists since 1992 have been Iraq (230 deaths), Philippines (109), Russia (77), Colombia (76), Mexico (69), Algeria (61), Pakistan (59), India (49), Somalia (45), Brazil (31) and Sri Lanka (30).[4]
|
16 |
+
|
17 |
+
The Committee to Protect Journalists also reports that as of December 1, 2010, 145 journalists were jailed worldwide for journalistic activities. Current numbers are even higher. The ten countries with the largest number of currently-imprisoned journalists are Turkey (95),[5] China (34), Iran (34), Eritrea (17), Burma (13), Uzbekistan (6), Vietnam (5), Cuba (4), Ethiopia (4), and Sudan (3).[6]
|
18 |
+
|
19 |
+
Apart from physical harm, journalists are harmed psychologically. This applies especially to war reporters, but their editorial offices at home often do not know how to deal appropriately with the reporters they expose to danger. Hence, a systematic and sustainable way of psychological support for traumatized journalists is strongly needed. However, only little and fragmented support programs exist so far.[7]
|
20 |
+
|
21 |
+
The relationship between a professional journalist and a source can be rather complex, and a source can sometimes have an effect on an article written by the journalist. The article 'A Compromised Fourth Estate' uses Herbert Gans' metaphor to capture their relationship. He uses a dance metaphor, "The Tango," to illustrate the co-operative nature of their interactions inasmuch as "It takes two to tango". Herbert suggests that the source often leads, but journalists commonly object to this notion for two reasons:
|
22 |
+
|
23 |
+
The dance metaphor goes on to state:
|
24 |
+
|
25 |
+
A relationship with sources that is too cozy is potentially compromising of journalists’ integrity and risks becoming collusive. Journalists have typically favored a more robust, conflict model, based on a crucial assumption that if the media are to function as watchdogs of powerful economic and political interests, journalists must establish their independence of sources or risk the fourth estate being driven by the fifth estate of public relations.[8]
|
26 |
+
|
27 |
+
According to Reporters Without Borders' annual report, the year 2018 was the worst year on record for deadly violence and abuse toward journalists; there was a 15 per cent increase in such killings since 2017.[9][10]
|
28 |
+
Ruben Pat was gunned down outside a Mexican beach bar. Yaser Murtaja was shot by an Israeli army sniper. Bulgarian Viktoria Marinova was beaten, raped and strangled. Jamal Khashoggi was killed inside Saudi Arabia's consulate in Istanbul on Oct 2.[11]
|
29 |
+
|
30 |
+
A program director sets the task for TV journalists, 1998.
|
31 |
+
|
32 |
+
A reporter interviews a man in Helmand Province, Afghanistan, 2009.
|
33 |
+
|
34 |
+
Journalist interviews a cosplayer, 2012.
|
35 |
+
|
36 |
+
A reporter interviewing Boris Johnson when he was Mayor of London, 2014
|
37 |
+
|
38 |
+
Official tastes the water of a new well in front of journalists in Mogadishu, Somalia, 2014.
|
en/2924.html.txt
ADDED
@@ -0,0 +1,38 @@
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|
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|
|
|
|
|
1 |
+
|
2 |
+
|
3 |
+
A journalist is a person who collects, writes, or distributes news or other current information to the public. A journalist's work is called journalism.
|
4 |
+
|
5 |
+
A reporter is a type of journalist who researches, writes, and reports on information in order to present in sources, conduct interviews, engage in research, and make reports. The information-gathering part of a journalist's job is sometimes called reporting, in contrast to the production part of the job such as writing articles. Reporters may split their time between working in a newsroom and going out to witness events or interviewing people. Reporters may be assigned a specific beat or area of coverage.
|
6 |
+
|
7 |
+
Depending on the context, the term journalist may include various types of editors, editorial writers, columnists, and visual journalists, such as photojournalists (journalists who use the medium of photography).
|
8 |
+
|
9 |
+
Matthew C. Nisbet, who has written on science communication,[1] has defined a "knowledge journalist" as a public intellectual who, like Walter Lippmann, David Brooks, Fareed Zakaria, Naomi Klein, Michael Pollan, Thomas Friedman, and Andrew Revkin, sees their role as researching complicated issues of fact or science which most laymen would not have the time or access to information to research themselves, then communicating an accurate and understandable version to the public as a teacher and policy advisor.
|
10 |
+
|
11 |
+
In his best-known books, Public Opinion (1922) and The Phantom Public (1925), Lippmann argued that most individuals lacked the capacity, time, and motivation to follow and analyze news of the many complex policy questions that troubled society. Nor did they often directly experience most social problems, or have direct access to expert insights. These limitations were made worse by a news media that tended to over-simplify issues and to reinforce stereotypes, partisan viewpoints, and prejudices. As a consequence, Lippmann believed that the public needed journalists like himself who could serve as expert analysts, guiding “citizens to a deeper understanding of what was really important.”[2]
|
12 |
+
|
13 |
+
In 2018, the United States Department of Labor's Occupational Outlook Handbook reported that employment for the category, "reporters, correspondents and broadcast news analysts," will decline 9 percent between 2016 and 2026.[3]
|
14 |
+
|
15 |
+
Journalists sometimes expose themselves to danger, particularly when reporting in areas of armed conflict or in states that do not respect the freedom of the press. Organizations such as the Committee to Protect Journalists and Reporters Without Borders publish reports on press freedom and advocate for journalistic freedom. As of November 2011, the Committee to Protect Journalists reports that 887 journalists have been killed worldwide since 1992 by murder (71%), crossfire or combat (17%), or on dangerous assignment (11%). The "ten deadliest countries" for journalists since 1992 have been Iraq (230 deaths), Philippines (109), Russia (77), Colombia (76), Mexico (69), Algeria (61), Pakistan (59), India (49), Somalia (45), Brazil (31) and Sri Lanka (30).[4]
|
16 |
+
|
17 |
+
The Committee to Protect Journalists also reports that as of December 1, 2010, 145 journalists were jailed worldwide for journalistic activities. Current numbers are even higher. The ten countries with the largest number of currently-imprisoned journalists are Turkey (95),[5] China (34), Iran (34), Eritrea (17), Burma (13), Uzbekistan (6), Vietnam (5), Cuba (4), Ethiopia (4), and Sudan (3).[6]
|
18 |
+
|
19 |
+
Apart from physical harm, journalists are harmed psychologically. This applies especially to war reporters, but their editorial offices at home often do not know how to deal appropriately with the reporters they expose to danger. Hence, a systematic and sustainable way of psychological support for traumatized journalists is strongly needed. However, only little and fragmented support programs exist so far.[7]
|
20 |
+
|
21 |
+
The relationship between a professional journalist and a source can be rather complex, and a source can sometimes have an effect on an article written by the journalist. The article 'A Compromised Fourth Estate' uses Herbert Gans' metaphor to capture their relationship. He uses a dance metaphor, "The Tango," to illustrate the co-operative nature of their interactions inasmuch as "It takes two to tango". Herbert suggests that the source often leads, but journalists commonly object to this notion for two reasons:
|
22 |
+
|
23 |
+
The dance metaphor goes on to state:
|
24 |
+
|
25 |
+
A relationship with sources that is too cozy is potentially compromising of journalists’ integrity and risks becoming collusive. Journalists have typically favored a more robust, conflict model, based on a crucial assumption that if the media are to function as watchdogs of powerful economic and political interests, journalists must establish their independence of sources or risk the fourth estate being driven by the fifth estate of public relations.[8]
|
26 |
+
|
27 |
+
According to Reporters Without Borders' annual report, the year 2018 was the worst year on record for deadly violence and abuse toward journalists; there was a 15 per cent increase in such killings since 2017.[9][10]
|
28 |
+
Ruben Pat was gunned down outside a Mexican beach bar. Yaser Murtaja was shot by an Israeli army sniper. Bulgarian Viktoria Marinova was beaten, raped and strangled. Jamal Khashoggi was killed inside Saudi Arabia's consulate in Istanbul on Oct 2.[11]
|
29 |
+
|
30 |
+
A program director sets the task for TV journalists, 1998.
|
31 |
+
|
32 |
+
A reporter interviews a man in Helmand Province, Afghanistan, 2009.
|
33 |
+
|
34 |
+
Journalist interviews a cosplayer, 2012.
|
35 |
+
|
36 |
+
A reporter interviewing Boris Johnson when he was Mayor of London, 2014
|
37 |
+
|
38 |
+
Official tastes the water of a new well in front of journalists in Mogadishu, Somalia, 2014.
|
en/2925.html.txt
ADDED
@@ -0,0 +1,38 @@
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|
1 |
+
|
2 |
+
|
3 |
+
A journalist is a person who collects, writes, or distributes news or other current information to the public. A journalist's work is called journalism.
|
4 |
+
|
5 |
+
A reporter is a type of journalist who researches, writes, and reports on information in order to present in sources, conduct interviews, engage in research, and make reports. The information-gathering part of a journalist's job is sometimes called reporting, in contrast to the production part of the job such as writing articles. Reporters may split their time between working in a newsroom and going out to witness events or interviewing people. Reporters may be assigned a specific beat or area of coverage.
|
6 |
+
|
7 |
+
Depending on the context, the term journalist may include various types of editors, editorial writers, columnists, and visual journalists, such as photojournalists (journalists who use the medium of photography).
|
8 |
+
|
9 |
+
Matthew C. Nisbet, who has written on science communication,[1] has defined a "knowledge journalist" as a public intellectual who, like Walter Lippmann, David Brooks, Fareed Zakaria, Naomi Klein, Michael Pollan, Thomas Friedman, and Andrew Revkin, sees their role as researching complicated issues of fact or science which most laymen would not have the time or access to information to research themselves, then communicating an accurate and understandable version to the public as a teacher and policy advisor.
|
10 |
+
|
11 |
+
In his best-known books, Public Opinion (1922) and The Phantom Public (1925), Lippmann argued that most individuals lacked the capacity, time, and motivation to follow and analyze news of the many complex policy questions that troubled society. Nor did they often directly experience most social problems, or have direct access to expert insights. These limitations were made worse by a news media that tended to over-simplify issues and to reinforce stereotypes, partisan viewpoints, and prejudices. As a consequence, Lippmann believed that the public needed journalists like himself who could serve as expert analysts, guiding “citizens to a deeper understanding of what was really important.”[2]
|
12 |
+
|
13 |
+
In 2018, the United States Department of Labor's Occupational Outlook Handbook reported that employment for the category, "reporters, correspondents and broadcast news analysts," will decline 9 percent between 2016 and 2026.[3]
|
14 |
+
|
15 |
+
Journalists sometimes expose themselves to danger, particularly when reporting in areas of armed conflict or in states that do not respect the freedom of the press. Organizations such as the Committee to Protect Journalists and Reporters Without Borders publish reports on press freedom and advocate for journalistic freedom. As of November 2011, the Committee to Protect Journalists reports that 887 journalists have been killed worldwide since 1992 by murder (71%), crossfire or combat (17%), or on dangerous assignment (11%). The "ten deadliest countries" for journalists since 1992 have been Iraq (230 deaths), Philippines (109), Russia (77), Colombia (76), Mexico (69), Algeria (61), Pakistan (59), India (49), Somalia (45), Brazil (31) and Sri Lanka (30).[4]
|
16 |
+
|
17 |
+
The Committee to Protect Journalists also reports that as of December 1, 2010, 145 journalists were jailed worldwide for journalistic activities. Current numbers are even higher. The ten countries with the largest number of currently-imprisoned journalists are Turkey (95),[5] China (34), Iran (34), Eritrea (17), Burma (13), Uzbekistan (6), Vietnam (5), Cuba (4), Ethiopia (4), and Sudan (3).[6]
|
18 |
+
|
19 |
+
Apart from physical harm, journalists are harmed psychologically. This applies especially to war reporters, but their editorial offices at home often do not know how to deal appropriately with the reporters they expose to danger. Hence, a systematic and sustainable way of psychological support for traumatized journalists is strongly needed. However, only little and fragmented support programs exist so far.[7]
|
20 |
+
|
21 |
+
The relationship between a professional journalist and a source can be rather complex, and a source can sometimes have an effect on an article written by the journalist. The article 'A Compromised Fourth Estate' uses Herbert Gans' metaphor to capture their relationship. He uses a dance metaphor, "The Tango," to illustrate the co-operative nature of their interactions inasmuch as "It takes two to tango". Herbert suggests that the source often leads, but journalists commonly object to this notion for two reasons:
|
22 |
+
|
23 |
+
The dance metaphor goes on to state:
|
24 |
+
|
25 |
+
A relationship with sources that is too cozy is potentially compromising of journalists’ integrity and risks becoming collusive. Journalists have typically favored a more robust, conflict model, based on a crucial assumption that if the media are to function as watchdogs of powerful economic and political interests, journalists must establish their independence of sources or risk the fourth estate being driven by the fifth estate of public relations.[8]
|
26 |
+
|
27 |
+
According to Reporters Without Borders' annual report, the year 2018 was the worst year on record for deadly violence and abuse toward journalists; there was a 15 per cent increase in such killings since 2017.[9][10]
|
28 |
+
Ruben Pat was gunned down outside a Mexican beach bar. Yaser Murtaja was shot by an Israeli army sniper. Bulgarian Viktoria Marinova was beaten, raped and strangled. Jamal Khashoggi was killed inside Saudi Arabia's consulate in Istanbul on Oct 2.[11]
|
29 |
+
|
30 |
+
A program director sets the task for TV journalists, 1998.
|
31 |
+
|
32 |
+
A reporter interviews a man in Helmand Province, Afghanistan, 2009.
|
33 |
+
|
34 |
+
Journalist interviews a cosplayer, 2012.
|
35 |
+
|
36 |
+
A reporter interviewing Boris Johnson when he was Mayor of London, 2014
|
37 |
+
|
38 |
+
Official tastes the water of a new well in front of journalists in Mogadishu, Somalia, 2014.
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en/2926.html.txt
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A journalist is a person who collects, writes, or distributes news or other current information to the public. A journalist's work is called journalism.
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A reporter is a type of journalist who researches, writes, and reports on information in order to present in sources, conduct interviews, engage in research, and make reports. The information-gathering part of a journalist's job is sometimes called reporting, in contrast to the production part of the job such as writing articles. Reporters may split their time between working in a newsroom and going out to witness events or interviewing people. Reporters may be assigned a specific beat or area of coverage.
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Depending on the context, the term journalist may include various types of editors, editorial writers, columnists, and visual journalists, such as photojournalists (journalists who use the medium of photography).
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Matthew C. Nisbet, who has written on science communication,[1] has defined a "knowledge journalist" as a public intellectual who, like Walter Lippmann, David Brooks, Fareed Zakaria, Naomi Klein, Michael Pollan, Thomas Friedman, and Andrew Revkin, sees their role as researching complicated issues of fact or science which most laymen would not have the time or access to information to research themselves, then communicating an accurate and understandable version to the public as a teacher and policy advisor.
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In his best-known books, Public Opinion (1922) and The Phantom Public (1925), Lippmann argued that most individuals lacked the capacity, time, and motivation to follow and analyze news of the many complex policy questions that troubled society. Nor did they often directly experience most social problems, or have direct access to expert insights. These limitations were made worse by a news media that tended to over-simplify issues and to reinforce stereotypes, partisan viewpoints, and prejudices. As a consequence, Lippmann believed that the public needed journalists like himself who could serve as expert analysts, guiding “citizens to a deeper understanding of what was really important.”[2]
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In 2018, the United States Department of Labor's Occupational Outlook Handbook reported that employment for the category, "reporters, correspondents and broadcast news analysts," will decline 9 percent between 2016 and 2026.[3]
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Journalists sometimes expose themselves to danger, particularly when reporting in areas of armed conflict or in states that do not respect the freedom of the press. Organizations such as the Committee to Protect Journalists and Reporters Without Borders publish reports on press freedom and advocate for journalistic freedom. As of November 2011, the Committee to Protect Journalists reports that 887 journalists have been killed worldwide since 1992 by murder (71%), crossfire or combat (17%), or on dangerous assignment (11%). The "ten deadliest countries" for journalists since 1992 have been Iraq (230 deaths), Philippines (109), Russia (77), Colombia (76), Mexico (69), Algeria (61), Pakistan (59), India (49), Somalia (45), Brazil (31) and Sri Lanka (30).[4]
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The Committee to Protect Journalists also reports that as of December 1, 2010, 145 journalists were jailed worldwide for journalistic activities. Current numbers are even higher. The ten countries with the largest number of currently-imprisoned journalists are Turkey (95),[5] China (34), Iran (34), Eritrea (17), Burma (13), Uzbekistan (6), Vietnam (5), Cuba (4), Ethiopia (4), and Sudan (3).[6]
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Apart from physical harm, journalists are harmed psychologically. This applies especially to war reporters, but their editorial offices at home often do not know how to deal appropriately with the reporters they expose to danger. Hence, a systematic and sustainable way of psychological support for traumatized journalists is strongly needed. However, only little and fragmented support programs exist so far.[7]
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The relationship between a professional journalist and a source can be rather complex, and a source can sometimes have an effect on an article written by the journalist. The article 'A Compromised Fourth Estate' uses Herbert Gans' metaphor to capture their relationship. He uses a dance metaphor, "The Tango," to illustrate the co-operative nature of their interactions inasmuch as "It takes two to tango". Herbert suggests that the source often leads, but journalists commonly object to this notion for two reasons:
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The dance metaphor goes on to state:
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A relationship with sources that is too cozy is potentially compromising of journalists’ integrity and risks becoming collusive. Journalists have typically favored a more robust, conflict model, based on a crucial assumption that if the media are to function as watchdogs of powerful economic and political interests, journalists must establish their independence of sources or risk the fourth estate being driven by the fifth estate of public relations.[8]
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According to Reporters Without Borders' annual report, the year 2018 was the worst year on record for deadly violence and abuse toward journalists; there was a 15 per cent increase in such killings since 2017.[9][10]
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Ruben Pat was gunned down outside a Mexican beach bar. Yaser Murtaja was shot by an Israeli army sniper. Bulgarian Viktoria Marinova was beaten, raped and strangled. Jamal Khashoggi was killed inside Saudi Arabia's consulate in Istanbul on Oct 2.[11]
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A program director sets the task for TV journalists, 1998.
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A reporter interviews a man in Helmand Province, Afghanistan, 2009.
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Journalist interviews a cosplayer, 2012.
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A reporter interviewing Boris Johnson when he was Mayor of London, 2014
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Official tastes the water of a new well in front of journalists in Mogadishu, Somalia, 2014.
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en/2927.html.txt
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A newspaper is a periodical publication containing written information about current events and is often typed in black ink with a white or gray background.
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Newspapers can cover a wide variety of fields such as politics, business, sports and art, and often include materials such as opinion columns, weather forecasts, reviews of local services, obituaries, birth notices, crosswords, editorial cartoons, comic strips, and advice columns.
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Most newspapers are businesses, and they pay their expenses with a mixture of subscription revenue, newsstand sales, and advertising revenue. The journalism organizations that publish newspapers are themselves often metonymically called newspapers.
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|
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Newspapers have traditionally been published in print (usually on cheap, low-grade paper called newsprint). However, today most newspapers are also published on websites as online newspapers, and some have even abandoned their print versions entirely.
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Newspapers developed in the 17th century, as information sheets for merchants. By the early 19th century, many cities in Europe, as well as North and South America, published newspapers.
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Some newspapers with high editorial independence, high journalism quality, and large circulation are viewed as newspapers of record.
|
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Newspapers are typically published daily or weekly. News magazines are also weekly, but they have a magazine format. General-interest newspapers typically publish news articles and feature articles on national and international news as well as local news. The news includes political events and personalities, business and finance, crime, weather, and natural disasters; health and medicine, science, and computers and technology; sports; and entertainment, society, food and cooking, clothing and home fashion, and the arts.
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Usually the paper is divided into sections for each of those major groupings (labeled A, B, C, and so on, with pagination prefixes yielding page numbers A1-A20, B1-B20, C1-C20, and so on). Most traditional papers also feature an editorial page containing editorials written by an editor (or by the paper's editorial board) and expressing an opinion on a public issue, opinion articles called "op-eds" written by guest writers (which are typically in the same section as the editorial), and columns that express the personal opinions of columnists, usually offering analysis and synthesis that attempts to translate the raw data of the news into information telling the reader "what it all means" and persuading them to concur. Papers also include articles which have no byline; these articles are written by staff writers.
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A wide variety of material has been published in newspapers. Besides the aforementioned news, information and opinions, they include weather forecasts; criticism and reviews of the arts (including literature, film, television, theater, fine arts, and architecture) and of local services such as restaurants; obituaries, birth notices and graduation announcements; entertainment features such as crosswords, horoscopes, editorial cartoons, gag cartoons, and comic strips; advice columns, food, and other columns; and radio and television listings (program schedules). As of 2017, newspapers may also provide information about new movies and TV shows available on streaming video services like Netflix. Newspapers have classified ad sections where people and businesses can buy small advertisements to sell goods or services; as of 2013, the huge increase in Internet websites for selling goods, such as Craigslist and eBay has led to significantly less classified ad sales for newspapers.
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Most newspapers are businesses, and they pay their expenses with a mixture of subscription revenue, newsstand sales, and advertising revenue (other businesses or individuals pay to place advertisements in the pages, including display ads, classified ads, and their online equivalents). Some newspapers are government-run or at least government-funded; their reliance on advertising revenue and on profitability is less critical to their survival. The editorial independence of a newspaper is thus always subject to the interests of someone, whether owners, advertisers, or a government. Some newspapers with high editorial independence, high journalism quality, and large circulation are viewed as newspapers of record.
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Many newspapers, besides employing journalists on their own payrolls, also subscribe to news agencies (wire services) (such as the Associated Press, Reuters, or Agence France-Presse), which employ journalists to find, assemble, and report the news, then sell the content to the various newspapers. This is a way to avoid duplicating the expense of reporting from around the world. Circa 2005, there were approximately 6,580 daily newspaper titles in the world selling 395 million print copies a day (in the U.S., 1,450 titles selling 55 million copies).[1] The late 2000s–early 2010s global recession, combined with the rapid growth of free web-based alternatives, has helped cause a decline in advertising and circulation, as many papers had to retrench operations to stanch the losses.[2] Worldwide annual revenue approached $100 billion in 2005-7, then plunged during the worldwide financial crisis of 2008-9. Revenue in 2016 fell to only $53 billion, hurting every major publisher as their efforts to gain online income fell far short of the goal.[3]
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The decline in advertising revenues affected both the print and online media as well as all other mediums; print advertising was once lucrative but has greatly declined, and the prices of online advertising are often lower than those of their print precursors. Besides remodeling advertising, the internet (especially the web) has also challenged the business models of the print-only era by crowdsourcing both publishing in general (sharing information with others) and, more specifically, journalism (the work of finding, assembling, and reporting the news). In addition, the rise of news aggregators, which bundle linked articles from many online newspapers and other sources, influences the flow of web traffic. Increasing paywalling of online newspapers may be counteracting those effects. The oldest newspaper still published is the Ordinari Post Tijdender, which was established in Stockholm in 1645.
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|
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Newspapers typically meet four criteria:[4][5]
|
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+
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In Ancient Rome, Acta Diurna, or government announcement bulletins, were produced. They were carved in metal or stone and posted in public places. In China, early government-produced news-sheets, called Dibao, circulated among court officials during the late Han dynasty (second and third centuries AD). Between 713 and 734, the Kaiyuan Za Bao ("Bulletin of the Court") of the Chinese Tang Dynasty published government news; it was handwritten on silk and read by government officials. In 1582, there was the first reference to privately published newssheets in Beijing, during the late Ming Dynasty.[6]
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In early modern Europe, the increased cross-border interaction created a rising need for information which was met by concise handwritten news-sheets. In 1556, the government of Venice first published the monthly notizie scritte, which cost one gazette, a small coin.[7] These avvisi were handwritten newsletters and used to convey political, military, and economic news quickly and efficiently to Italian cities (1500–1700)—sharing some characteristics of newspapers though usually not considered true newspapers.[8] However, none of these publications fully met the classical criteria for proper newspapers, as they were typically not intended for the general public and restricted to a certain range of topics.
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The first mechanical, movable type printing that allowed the mass production of printed books was invented by Johann Gutenberg. In the 50 years after Gutenberg started printing, an estimated 500,000 books were in circulation, printed on about 1,000 presses across the continent. Gutenberg's invention was a simple device, but it launched a revolution marked by repeated advances in technology and, as a result, a popularization of the ideals of liberty and freedom of information exchange.[9]
|
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The emergence of the new media in the 17th century has to be seen in close connection with the spread of the printing press from which the publishing press derives its name.[10] The German-language Relation aller Fürnemmen und gedenckwürdigen Historien, printed from 1605 onwards by Johann Carolus in Strasbourg, is often recognized as the first newspaper.[11][12] At the time, Strasbourg was a free imperial city in the Holy Roman Empire of the German Nation; the first newspaper of modern Germany was the Avisa, published in 1609 in Wolfenbüttel. They distinguished themselves from other printed material by being published on a regular basis. They reported on a variety of current events to a broad public audience. Within a few decades, newspapers could be found in all the major cities of Europe, from Venice to London.
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|
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The Dutch Courante uyt Italien, Duytslandt, &c. ('Courant from Italy, Germany, etc.') of 1618 was the first to appear in folio- rather than quarto-size. Amsterdam, a center of world trade, quickly became home to newspapers in many languages, often before they were published in their own country.[13] The first English-language newspaper, Corrant out of Italy, Germany, etc., was published in Amsterdam in 1620. A year and a half later, Corante, or weekely newes from Italy, Germany, Hungary, Poland, Bohemia, France and the Low Countreys. was published in England by an "N.B." (generally thought to be either Nathaniel Butter or Nicholas Bourne) and Thomas Archer.[14] The first newspaper in France was published in 1631, La Gazette (originally published as Gazette de France).[7]
|
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The first newspaper in Italy, in accordance with the oldest issue still preserved, was Di Genova published in 1639 in Genoa.[15] The first newspaper in Portugal, A Gazeta da Restauração, was published in 1641 in Lisbon.[16] The first Spanish newspaper, Gaceta de Madrid, was published in 1661.
|
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|
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+
Post- och Inrikes Tidningar (founded as Ordinari Post Tijdender) was first published in Sweden in 1645, and is the oldest newspaper still in existence, though it now publishes solely online.[17] Opregte Haarlemsche Courant from Haarlem, first published in 1656, is the oldest paper still printed. It was forced to merge with the newspaper Haarlems Dagblad in 1942 when Germany occupied the Netherlands. Since then the Haarlems Dagblad has appeared with the subtitle Oprechte Haerlemse Courant 1656. Merkuriusz Polski Ordynaryjny was published in Kraków, Poland in 1661. The first successful English daily, The Daily Courant, was published from 1702 to 1735.[13][18]
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|
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In Boston in 1690, Benjamin Harris published Publick Occurrences Both Forreign and Domestick. This is considered the first newspaper in the American colonies even though only one edition was published before the paper was suppressed by the government. In 1704, the governor allowed The Boston News-Letter to be published and it became the first continuously published newspaper in the colonies. Soon after, weekly papers began being published in New York and Philadelphia. These early newspapers followed the British format and were usually four pages long. They mostly carried news from Britain and content depended on the editor's interests. In 1783, the Pennsylvania Evening Post became the first American daily.[19]
|
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In 1752, John Bushell published the Halifax Gazette, which claims to be "Canada's first newspaper." However, its official descendant, the Royal Gazette, is a government publication for legal notices and proclamations rather than a proper newspaper; In 1764, the Quebec Gazette was first printed 21 June 1764 and remains the oldest continuously published newspaper in North America as the Quebec Chronicle-Telegraph. It is currently published as an English-language weekly from its offices at 1040 Belvédère, suite 218, Quebec City, Quebec, Canada. In 1808, the Gazeta do Rio de Janeiro[20] had its first edition, printed in devices brought from England, publishing news favourable for the government of the United Kingdom of Portugal, Brazil and the Algarves since it was produced by the official press service of the Portuguese crown.
|
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+
|
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In 1821, after the ending of the ban of private newspaper circulation, appears the first non-imperial printed publication, Diário do Rio de Janeiro, though there existed already the Correio Braziliense, published by Hipólito José da Costa at the same time as the Gazeta, but from London and with forcefully advocated political and critical ideas, aiming to expose the administration's flaws. The first newspaper in Peru was El Peruano, established in October 1825 and still published today, but with several name changes.
|
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+
|
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During the Tang Dynasty in China (618–906), the Kaiyuan Za Bao published the government news; it was block-printed onto paper. It is sometimes considered one of the earliest newspapers to be published.[21] The first recorded attempt to found a newspaper of the modern type in South Asia was by William Bolts, a Dutchman in the employ of the British East India Company in September 1768 in Calcutta. However, before he could begin his newspaper, he was deported back to Europe. In 1780 the first newsprint from this region, Hicky's Bengal Gazette, was published by an Irishman, James Augustus Hicky. He used it as a means to criticize the British rule through journalism.[22]
|
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|
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The history of Middle Eastern newspapers goes back to the 19th century. Many editors were not only journalists but also writers, philosophers and politicians. With unofficial journals, these intellectuals encouraged public discourse on politics in the Ottoman and Persian Empires. Literary works of all genres were serialized and published in the press as well.
|
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|
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The first newspapers in the Ottoman Empire were owned by foreigners living there who wanted to make propaganda about the Western world.[23] The earliest was printed in 1795 by the Palais de France in Pera. Indigenous Middle Eastern journalism started in 1828, when Muhammad Ali, Khedive of Egypt, ordered the local establishment of the gazette Vekayi-i Misriye (Egyptian Affairs).[24] It was first paper written in Ottoman Turkish and Arabic on opposite pages, and later in Arabic only, under the title "al-Waqa'i'a al-Masriya".[25]
|
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The first non-official Turkish newspaper, Ceride-i Havadis (Register of Events), was published by an Englishman, William Churchill, in 1840. The first private newspaper to be published by Turkish journalists, Tercüman-ı Ahvâl (Interpreter of Events), was founded by İbrahim Şinasi and Agah Efendi and issued in 1860.[26] The first newspaper in Iran, Kaghaz-e Akhbar (The Newspaper), was created for the government by Mirza Saleh Shirazi in 1837.[27] The first journals in the Arabian Peninsula appeared in Hijaz, once it had become independent of Ottoman rule, towards the end of World War I.One of the earliest women to sign her articles in the Arab press was the female medical practitioner Galila Tamarhan, who contributed articles to a medical magazine called "Ya'asub al-Tib" (Leader in Medicine) in the 1860s.[28]
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By the early 19th century, many cities in Europe, as well as North and South America, published newspaper-type publications though not all of them developed in the same way; content was vastly shaped by regional and cultural preferences.[29] Advances in printing technology related to the Industrial Revolution enabled newspapers to become an even more widely circulated means of communication, as new printing technologies made printing less expensive and more efficient. In 1814, The Times (London) acquired a printing press capable of making 1,100 impressions per hour.[30] Soon, this press was adapted to print on both sides of a page at once. This innovation made newspapers cheaper and thus available to a larger part of the population.
|
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In 1830, the first inexpensive "penny press" newspaper came to the market: Lynde M. Walter's Boston Transcript.[31] Penny press papers cost about one sixth the price of other newspapers and appealed to a wider audience, including less educated and lower-income people.[32] In France, Émile de Girardin started "La Presse" in 1836, introducing cheap, advertising-supported dailies to France. In 1848, August Zang, an Austrian who knew Girardin in Paris, returned to Vienna to introduce the same methods with "Die Presse" (which was named for and frankly copied Girardin's publication).[33]
|
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While most newspapers are aimed at a broad spectrum of readers, usually geographically defined, some focus on groups of readers defined more by their interests than their location: for example, there are daily and weekly business newspapers (e.g., The Wall Street Journal and India Today) and sports newspapers. More specialist still are some weekly newspapers, usually free and distributed within limited regional areas; these may serve communities as specific as certain immigrant populations, the local gay community or indie rock enthusiasts within a city or region.
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A daily newspaper is printed every day, sometimes with the exception of Sundays and occasionally Saturdays, (and some major holidays)[34] and often of some national holidays. Saturday and, where they exist, Sunday editions of daily newspapers tend to be larger, include more specialized sections (e.g., on arts, films, entertainment) and advertising inserts, and cost more. Typically, the majority of these newspapers' staff members work Monday to Friday, so the Sunday and Monday editions largely depend on content done in advance or content that is syndicated. Most daily newspapers are sold in the morning.
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Afternoon or evening papers, once common but now scarce, are aimed more at commuters and office workers. In practice (though this may vary according to country), a morning newspaper is available in early editions from before midnight on the night before its cover date, further editions being printed and distributed during the night. The later editions can include breaking news which was first revealed that day, after the morning edition was already printed. Previews of tomorrow's newspapers are often a feature of late night news programs, such as Newsnight in the United Kingdom. In 1650, the first daily newspaper appeared, Einkommende Zeitung,[35] published by Timotheus Ritzsch in Leipzig, Germany.[36]
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In the United Kingdom and some other Commonwealth countries, unlike most other countries, "daily" newspapers do not publish on Sundays. In the past there were independent Sunday newspapers; nowadays the same publisher often produces a Sunday newspaper, distinct in many ways from the daily, usually with a related name; e.g., The Times and The Sunday Times are distinct newspapers owned by the same company, and an article published in the latter would never be credited to The Times.
|
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In some cases a Sunday edition is an expanded version of a newspaper from the same publisher; in other cases, particularly in Britain, it may be a separate enterprise, e.g., The Observer, not affiliated with a daily newspaper from its founding in 1791 until it was acquired by The Guardian in 1993. Usually, it is a specially expanded edition, often several times the thickness and weight of the weekday editions and contain generally special sections not found in the weekday editions, such as Sunday comics, Sunday magazines (such as The New York Times Magazine and The Sunday Times Magazine).
|
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|
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In some countries daily newspapers are not published on Christmas Day, but weekly newspapers would change their day e.g. Sunday newspapers are published on Saturday December 24, Christmas Eve when Christmas Day is falling on Sunday.
|
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|
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Some newspapers are published two times a week and are known as semi-weekly publications.
|
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|
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As the name suggests, a triweekly publishes three times a week. The Meridian Star is an example of such a publication.[37]
|
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|
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Weekly newspapers are published once a week, and tend to be smaller than daily papers.
|
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Some publications are published, for example, fortnightly (or biweekly in American parlance). They have a change from normal weekly day of the week during the Christmas period depending the day of the week Christmas Day is falling on.
|
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A local newspaper serves a region such as a city, or part of a large city.
|
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Almost every market has one or two newspapers that dominate the area. Large metropolitan newspapers often have large distribution networks, and can be found outside their normal area, sometimes widely, sometimes from fewer sources.
|
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Most nations have at least one newspaper that circulates throughout the whole country: a national newspaper. Some national newspapers, such as the Financial Times and The Wall Street Journal, are specialised (in these examples, on financial matters). There are many national newspapers in the United Kingdom, but only a few in the United States and Canada. In Canada, The Globe and Mail is sold throughout the country. In the United States, in addition to national newspapers as such, The New York Times is available throughout the country.[38]
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There is also a small group of newspapers which may be characterized as international newspapers. Some, such as The New York Times International Edition, (formerly The International Herald Tribune) have always had that focus, while others are repackaged national newspapers or "international editions" of national or large metropolitan newspapers. In some cases, articles that might not interest the wider range of readers are omitted from international editions; in others, of interest to expatriates, significant national news is retained. As English became the international language of business and technology, many newspapers formerly published only in non-English languages have also developed English-language editions. In places as varied as Jerusalem and Mumbai, newspapers are printed for a local and international English-speaking public, and for tourists. The advent of the Internet has also allowed non-English-language newspapers to put out a scaled-down English version to give their newspaper a global outreach.
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Similarly, in many countries with a large foreign-language-speaking population or many tourists, newspapers in languages other than the national language are both published locally and imported. For example, newspapers and magazines from many countries, and locally published newspapers in many languages, are readily to be found on news-stands in central London. In the US state of Florida, so many tourists from the French-speaking Canadian province of Quebec visit for long stays during the winter ("snowbirds") that some newsstands and stores sell French-language newspapers such as Le Droit.
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General newspapers cover all topics, with different emphasis. While at least mentioning all topics, some might have good coverage of international events of importance; others might concentrate more on national or local entertainment or sports. Specialised newspapers might concentrate more specifically on, for example, financial matters. There are publications covering exclusively sports, or certain sports, horse-racing, theatre, and so on, although they may no longer be called newspapers.[citation needed]
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For centuries newspapers were printed on paper and supplied physically to readers either by local distribution, or in some cases by mail, for example for British expatriates living in India or Hong Kong who subscribed to British newspapers. Newspapers can be delivered to subscribers homes and/or businesses by a paper's own delivery people, sent via the mail, sold at newsstands, grocery stores and convenience stores, and delivered to libraries and bookstores. Newspaper organizations need a large distribution system to deliver their papers to these different distributors, which typically involves delivery trucks and delivery people.
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In recent years, newspapers and other media have adapted to the changing technology environment by starting to offer online editions to cater to the needs of the public. In the future, the trend towards more electronic delivery of the news will continue with more emphasis on the Internet, social media and other electronic delivery methods. However, while the method of delivery is changing, the newspaper and the industry still has a niche in the world.
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As of 2007, virtually all major printed newspapers have online editions distributed over the Internet which, depending on the country may be regulated by journalism organizations such as the Press Complaints Commission in the UK.[39] But as some publishers find their print-based models increasingly unsustainable,[40] Web-based "newspapers" have also started to appear, such as the Southport Reporter in the UK and the Seattle Post-Intelligencer, which stopped publishing in print after 149 years in March 2009 and became an online-only paper.
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Since 2005 in the UK more than 200 regional newspapers have closed down resulting in 50% decline in the number of regional journalists. A 2016 study done by King's College London found that the towns which lost their local newspapers receded from the democratic values and experienced the loss of public faith in the authorities.[41]
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A new trend in newspaper publishing is the introduction of personalization through on-demand printing technologies or with online news aggregator websites like Google news. Customized newspapers allow the reader to create their individual newspaper through the selection of individual pages from multiple publications. This "Best of" approach allows revival of the print-based model and opens up a new distribution channel to increase coverage beneath the usual boundaries of distribution. Customized newspapers online have been offered by MyYahoo, I-Google, CRAYON, ICurrent.com, Kibboko.com, Twitter. times and many others. With these online newspapers, the reader can select how much of each section (politics, sports, arts, etc.) they wish to see in their news.
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In the United States, the overall manager or chief executive of the newspaper is the publisher.[42] In small newspapers, the owner of the publication (or the largest shareholder in the corporation that owns the publication) is usually the publisher. Although he or she rarely or perhaps never writes stories, the publisher is legally responsible for the contents of the entire newspaper and also runs the business, including hiring editors, reporters, and other staff members. This title is less common outside the U.S. The equivalent position in the film industry and television news shows is the executive producer.[citation needed] Most newspapers have four main departments devoted to publishing the newspaper itself—editorial, production/printing, circulation, and advertising, although they are frequently referred to by a variety of other names—as well as the non-newspaper-specific departments also found in other businesses of comparable size, such as accounting, marketing, human resources, and IT.
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Throughout the English-speaking world, the person who selects the content for the newspaper is usually referred to as the editor. Variations on this title such as editor-in-chief, executive editor, and so on are common. For small newspapers, a single editor may be responsible for all content areas. At large newspapers, the most senior editor is in overall charge of the publication, while less senior editors may each focus on one subject area, such as local news or sports. These divisions are called news bureaus or "desks", and each is supervised by a designated editor. Most newspaper editors copy edit the stories for their part of the newspaper, but they may share their workload with proofreaders and fact checkers.
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Reporters are journalists who primarily report facts that they have gathered and those who write longer, less news-oriented articles may be called feature writers. Photographers and graphic artists provide images and illustrations to support articles. Journalists often specialize in a subject area, called a beat, such as sports, religion, or science. Columnists are journalists who write regular articles recounting their personal opinions and experiences. Printers and press operators physically print the newspaper. Printing is outsourced by many newspapers, partly because of the cost of an offset web press (the most common kind of press used to print newspapers) and also because a small newspaper's print run might require less than an hour of operation, meaning that if the newspaper had its own press it would sit idle most of the time. If the newspaper offers information online, webmasters and web designers may be employed to upload stories to the newspaper's website.
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The staff of the circulation department liaise with retailers who sell the newspaper; sell subscriptions; and supervise distribution of the printed newspapers through the mail, by newspaper carriers, at retailers, and through vending machines. Free newspapers do not sell subscriptions, but they still have a circulation department responsible for distributing the newspapers. Sales staff in the advertising department not only sell ad space to clients such as local businesses, but also help clients design and plan their advertising campaigns. Other members of the advertising department may include graphic designers, who design ads according to the customers' specifications and the department's policies. In an advertising-free newspaper, there is no advertising department.
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Newspapers often refine distribution of ads and news through zoning and editioning. Zoning occurs when advertising and editorial content change to reflect the location to which the product is delivered. The editorial content often may change merely to reflect changes in advertising—the quantity and layout of which affects the space available for editorial—or may contain region-specific news. In rare instances, the advertising may not change from one zone to another, but there will be different region-specific editorial content. As the content can vary widely, zoned editions are often produced in parallel. Editioning occurs in the main sections as news is updated throughout the night. The advertising is usually the same in each edition (with the exception of zoned regionals, in which it is often the 'B' section of local news that undergoes advertising changes). As each edition represents the latest news available for the next press run, these editions are produced linearly, with one completed edition being copied and updated for the next edition. The previous edition is always copied to maintain a Newspaper of Record and to fall back on if a quick correction is needed for the press. For example, both The New York Times and The Wall Street Journal offer a regional edition, printed through a local contractor, and featuring locale specific content. The Journal's global advertising rate card provides a good example of editioning.[43]
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See also Los Angeles Times suburban sections.
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Most modern newspapers[44] are in one of three sizes:
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Newspapers are usually printed on cheap, off-white paper known as newsprint. Since the 1980s, the newspaper industry has largely moved away from lower-quality letterpress printing to higher-quality, four-color process, offset printing. In addition, desktop computers, word processing software, graphics software, digital cameras and digital prepress and typesetting technologies have revolutionized the newspaper production process. These technologies have enabled newspapers to publish color photographs and graphics, as well as innovative layouts and better design.
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To help their titles stand out on newsstands, some newspapers are printed on coloured newsprint. For example, the Financial Times is printed on a distinctive salmon pink paper, and Sheffield's weekly sports publication derives its name, the Green 'Un, from the traditional colour of its paper. The Italian sports newspaper La Gazzetta dello Sport is also printed on pink paper while L'Équipe (formerly L'Auto) is printed on yellow paper. Both the latter promoted major cycling races and their newsprint colours were reflected in the colours of the jerseys used to denote the race leader; for example the leader in the Giro d'Italia wears a pink jersey.
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The number of copies distributed, either on an average day or on particular days (typically Sunday), is called the newspaper's circulation and is one of the principal factors used to set advertising rates. Circulation is not necessarily the same as copies sold, since some copies or newspapers are distributed without cost. Readership figures may be higher than circulation figures because many copies are read by more than one person, although this is offset by the number of copies distributed but not read (especially for those distributed free). In the United States, the Alliance for Audited Media maintains historical and current data on average circulation of daily and weekly newspapers and other periodicals.
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According to the Guinness Book of Records, the daily circulation of the Soviet newspaper Trud exceeded 21,500,000 in 1990, while the Soviet weekly Argumenty i Fakty boasted a circulation of 33,500,000 in 1991. According to United Nations data from 1995 Japan has three daily papers—the Yomiuri Shimbun, Asahi Shimbun, and Mainichi Shimbun—with circulations well above 5.5 million. Germany's Bild, with a circulation of 3.8 million, was the only other paper in that category. In the United Kingdom, The Sun is the top seller, with around 3.24 million copies distributed daily. In the U.S., The Wall Street Journal has a daily circulation of approximately 2.02 million, making it the most widely distributed paper in the country.[45]
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While paid readership of print newspapers has been steadily declining in the developed OECD nations, it has been rising in the chief developing nations (Brazil, India, Indonesia, China and South Africa), whose paid daily circulation exceeded those of the developed nations for the first time in 2008.[46] In India,[47] The Times of India is the largest-circulation English newspaper, with 3.14 million copies daily. According to the 2009 Indian Readership Survey, the Dainik Jagran is the most-read, local-language (Hindi) newspaper, with 55.7 million readers.[48] According to Tom Standage of The Economist, India currently has daily newspaper circulation of 110 million copies.[49]
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A common measure of a newspaper's health is market penetration, expressed as a percentage of households that receive a copy of the newspaper against the total number of households in the paper's market area. In the 1920s, on a national basis in the U.S., daily newspapers achieved market penetration of 123 percent (meaning the average U.S. household received 1.23 newspapers). As other media began to compete with newspapers, and as printing became easier and less expensive giving rise to a greater diversity of publications, market penetration began to decline. It wasn't until the early 1970s, however, that market penetration dipped below 100 percent. By 2000, it was 53 percent and still falling.[50] Many paid-for newspapers offer a variety of subscription plans. For example, someone might want only a Sunday paper, or perhaps only Sunday and Saturday, or maybe only a workweek subscription, or perhaps a daily subscription. Most newspapers provide some or all of their content on the Internet, either at no cost or for a fee. In some cases, free access is available only for a matter of days or weeks, or for a certain number of viewed articles, after which readers must register and provide personal data. In other cases, free archives are provided.
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A newspaper typically generates 70–80% of its revenue from advertising, and the remainder from sales and subscriptions.[51] The portion of the newspaper that is not advertising is called editorial content, editorial matter, or simply editorial, although the last term is also used to refer specifically to those articles in which the newspaper and its guest writers express their opinions. (This distinction, however, developed over time – early publishers like Girardin (France) and Zang (Austria) did not always distinguish paid items from editorial content.). The business model of having advertising subsidize the cost of printing and distributing newspapers (and, it is always hoped, the making of a profit) rather than having subscribers cover the full cost was first done, it seems, in 1833 by The Sun, a daily paper that was published in New York City. Rather than charging 6 cents per copy, the price of a typical New York daily at the time, they charged 1-cent, and depended on advertising to make up the difference.[52]
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Newspapers in countries with easy access to the web have been hurt by the decline of many traditional advertisers. Department stores and supermarkets could be relied upon in the past to buy pages of newspaper advertisements, but due to industry consolidation are much less likely to do so now.[54] Additionally, newspapers are seeing traditional advertisers shift to new media platforms. The classified category is shifting to sites including Craigslist, employment websites, and auto sites. National advertisers are shifting to many types of digital content including websites, rich media platforms, and mobile.
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In recent years, the advertorial emerged. Advertorials are most commonly recognized as an opposite-editorial which third parties pay a fee to have included in the paper. Advertorials commonly advertise new products or techniques, such as a new design for golf equipment, a new form of laser surgery, or weight-loss drugs. The tone is usually closer to that of a press release than of an objective news story. Such articles are often clearly distinguished from editorial content through either the design and layout of the page or with a label declaring the article as an advertisement. However, there has been growing concern over the blurring of the line between editorial and advertorial content.[55]
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Since newspapers began as a journal (record of current events), the profession involved in the making of newspapers began to be called journalism. In the yellow journalism era of the 19th century, many newspapers in the United States relied on sensational stories that were meant to anger or excite the public, rather than to inform. The restrained style of reporting that relies on fact checking and accuracy regained popularity around World War II. Criticism of journalism is varied and sometimes vehement. Credibility is questioned because of anonymous sources; errors in facts, spelling, and grammar; real or perceived bias; and scandals involving plagiarism and fabrication.
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In the past, newspapers have often been owned by so-called press barons, and were used for gaining a political voice. After 1920 most major newspapers became parts of chains run by large media corporations such as Gannett, The McClatchy Company, Hearst Corporation, Cox Enterprises, Landmark Media Enterprises LLC, Morris Communications, The Tribune Company, Hollinger International, News Corporation, Swift Communications, etc. Newspapers have, in the modern world, played an important role in the exercise of freedom of expression. Whistle-blowers, and those who "leak" stories of corruption in political circles often choose to inform newspapers before other mediums of communication, relying on the perceived willingness of newspaper editors to expose the secrets and lies of those who would rather cover them. However, there have been many circumstances of the political autonomy of newspapers being curtailed. Recent research has examined the effects of a newspaper's closing on the reelection of incumbents, voter turnout, and campaign spending.[56]
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Opinions of other writers and readers are expressed in the op-ed ("opposite the editorial page") and letters to the editors sections of the paper. Some ways newspapers have tried to improve their credibility are: appointing ombudsmen, developing ethics policies and training, using more stringent corrections policies, communicating their processes and rationale with readers, and asking sources to review articles after publication.
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By the late 1990s, the availability of news via 24-hour television channels and the subsequent availability of online journalism posed an ongoing challenge to the business model of most newspapers in developed countries. Paid newspaper circulation has declined, while advertising revenue—the bulk of most newspapers' income—has been shifting from print to social media and news websites, resulting in a general decline. One of the challenges is that a number of online news websites are free to access. Other online news sites have a paywall and require paid subscription for access. In less-developed countries, cheaper printing and distribution, increased literacy, a growing middle class, and other factors have compensated for the emergence of electronic media, and newspaper circulation continues to grow.[57]
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In April 1995, The American Reporter became the first daily Internet-based newspaper with its own paid reporters and original content.[58] The future of newspapers in countries with high levels of Internet access has been widely debated as the industry has faced down-soaring newsprint prices, slumping ad sales, the loss of much classified advertising, and precipitous drops in circulation. Since the late-1990s, the number of newspapers slated for closure, bankruptcy, or severe cutbacks has risen—especially in the United States, where the industry has shed a fifth of its journalists since 2001.[59]
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The debate has become more urgent lately, as the 2008–2009 recession shaved newspapers' profits and as once-explosive growth in web revenue has leveled off, forestalling what the industry hoped would become an important source of revenue.[60] At issue is whether the newspaper industry faces a cyclical trough (or dip), or whether new technology has rendered print newspapers obsolete. As of 2017[update], an increasing percentage of millennials get their news from social media websites. In the 2010s, many traditional newspapers have begun offering "digital editions," accessible via computers and mobile devices. Online advertising allows news websites to show catered ads, based on a visitor's interests.
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At the same time, then as the printing press in the physical technological sense was invented, 'the press' in the extended sense of the word also entered the historical stage. The phenomenon of publishing was now born.
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A newspaper is a periodical publication containing written information about current events and is often typed in black ink with a white or gray background.
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Newspapers can cover a wide variety of fields such as politics, business, sports and art, and often include materials such as opinion columns, weather forecasts, reviews of local services, obituaries, birth notices, crosswords, editorial cartoons, comic strips, and advice columns.
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Most newspapers are businesses, and they pay their expenses with a mixture of subscription revenue, newsstand sales, and advertising revenue. The journalism organizations that publish newspapers are themselves often metonymically called newspapers.
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Newspapers have traditionally been published in print (usually on cheap, low-grade paper called newsprint). However, today most newspapers are also published on websites as online newspapers, and some have even abandoned their print versions entirely.
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Newspapers developed in the 17th century, as information sheets for merchants. By the early 19th century, many cities in Europe, as well as North and South America, published newspapers.
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Some newspapers with high editorial independence, high journalism quality, and large circulation are viewed as newspapers of record.
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Newspapers are typically published daily or weekly. News magazines are also weekly, but they have a magazine format. General-interest newspapers typically publish news articles and feature articles on national and international news as well as local news. The news includes political events and personalities, business and finance, crime, weather, and natural disasters; health and medicine, science, and computers and technology; sports; and entertainment, society, food and cooking, clothing and home fashion, and the arts.
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Usually the paper is divided into sections for each of those major groupings (labeled A, B, C, and so on, with pagination prefixes yielding page numbers A1-A20, B1-B20, C1-C20, and so on). Most traditional papers also feature an editorial page containing editorials written by an editor (or by the paper's editorial board) and expressing an opinion on a public issue, opinion articles called "op-eds" written by guest writers (which are typically in the same section as the editorial), and columns that express the personal opinions of columnists, usually offering analysis and synthesis that attempts to translate the raw data of the news into information telling the reader "what it all means" and persuading them to concur. Papers also include articles which have no byline; these articles are written by staff writers.
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A wide variety of material has been published in newspapers. Besides the aforementioned news, information and opinions, they include weather forecasts; criticism and reviews of the arts (including literature, film, television, theater, fine arts, and architecture) and of local services such as restaurants; obituaries, birth notices and graduation announcements; entertainment features such as crosswords, horoscopes, editorial cartoons, gag cartoons, and comic strips; advice columns, food, and other columns; and radio and television listings (program schedules). As of 2017, newspapers may also provide information about new movies and TV shows available on streaming video services like Netflix. Newspapers have classified ad sections where people and businesses can buy small advertisements to sell goods or services; as of 2013, the huge increase in Internet websites for selling goods, such as Craigslist and eBay has led to significantly less classified ad sales for newspapers.
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Most newspapers are businesses, and they pay their expenses with a mixture of subscription revenue, newsstand sales, and advertising revenue (other businesses or individuals pay to place advertisements in the pages, including display ads, classified ads, and their online equivalents). Some newspapers are government-run or at least government-funded; their reliance on advertising revenue and on profitability is less critical to their survival. The editorial independence of a newspaper is thus always subject to the interests of someone, whether owners, advertisers, or a government. Some newspapers with high editorial independence, high journalism quality, and large circulation are viewed as newspapers of record.
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Many newspapers, besides employing journalists on their own payrolls, also subscribe to news agencies (wire services) (such as the Associated Press, Reuters, or Agence France-Presse), which employ journalists to find, assemble, and report the news, then sell the content to the various newspapers. This is a way to avoid duplicating the expense of reporting from around the world. Circa 2005, there were approximately 6,580 daily newspaper titles in the world selling 395 million print copies a day (in the U.S., 1,450 titles selling 55 million copies).[1] The late 2000s–early 2010s global recession, combined with the rapid growth of free web-based alternatives, has helped cause a decline in advertising and circulation, as many papers had to retrench operations to stanch the losses.[2] Worldwide annual revenue approached $100 billion in 2005-7, then plunged during the worldwide financial crisis of 2008-9. Revenue in 2016 fell to only $53 billion, hurting every major publisher as their efforts to gain online income fell far short of the goal.[3]
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The decline in advertising revenues affected both the print and online media as well as all other mediums; print advertising was once lucrative but has greatly declined, and the prices of online advertising are often lower than those of their print precursors. Besides remodeling advertising, the internet (especially the web) has also challenged the business models of the print-only era by crowdsourcing both publishing in general (sharing information with others) and, more specifically, journalism (the work of finding, assembling, and reporting the news). In addition, the rise of news aggregators, which bundle linked articles from many online newspapers and other sources, influences the flow of web traffic. Increasing paywalling of online newspapers may be counteracting those effects. The oldest newspaper still published is the Ordinari Post Tijdender, which was established in Stockholm in 1645.
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Newspapers typically meet four criteria:[4][5]
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In Ancient Rome, Acta Diurna, or government announcement bulletins, were produced. They were carved in metal or stone and posted in public places. In China, early government-produced news-sheets, called Dibao, circulated among court officials during the late Han dynasty (second and third centuries AD). Between 713 and 734, the Kaiyuan Za Bao ("Bulletin of the Court") of the Chinese Tang Dynasty published government news; it was handwritten on silk and read by government officials. In 1582, there was the first reference to privately published newssheets in Beijing, during the late Ming Dynasty.[6]
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In early modern Europe, the increased cross-border interaction created a rising need for information which was met by concise handwritten news-sheets. In 1556, the government of Venice first published the monthly notizie scritte, which cost one gazette, a small coin.[7] These avvisi were handwritten newsletters and used to convey political, military, and economic news quickly and efficiently to Italian cities (1500–1700)—sharing some characteristics of newspapers though usually not considered true newspapers.[8] However, none of these publications fully met the classical criteria for proper newspapers, as they were typically not intended for the general public and restricted to a certain range of topics.
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The first mechanical, movable type printing that allowed the mass production of printed books was invented by Johann Gutenberg. In the 50 years after Gutenberg started printing, an estimated 500,000 books were in circulation, printed on about 1,000 presses across the continent. Gutenberg's invention was a simple device, but it launched a revolution marked by repeated advances in technology and, as a result, a popularization of the ideals of liberty and freedom of information exchange.[9]
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The emergence of the new media in the 17th century has to be seen in close connection with the spread of the printing press from which the publishing press derives its name.[10] The German-language Relation aller Fürnemmen und gedenckwürdigen Historien, printed from 1605 onwards by Johann Carolus in Strasbourg, is often recognized as the first newspaper.[11][12] At the time, Strasbourg was a free imperial city in the Holy Roman Empire of the German Nation; the first newspaper of modern Germany was the Avisa, published in 1609 in Wolfenbüttel. They distinguished themselves from other printed material by being published on a regular basis. They reported on a variety of current events to a broad public audience. Within a few decades, newspapers could be found in all the major cities of Europe, from Venice to London.
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The Dutch Courante uyt Italien, Duytslandt, &c. ('Courant from Italy, Germany, etc.') of 1618 was the first to appear in folio- rather than quarto-size. Amsterdam, a center of world trade, quickly became home to newspapers in many languages, often before they were published in their own country.[13] The first English-language newspaper, Corrant out of Italy, Germany, etc., was published in Amsterdam in 1620. A year and a half later, Corante, or weekely newes from Italy, Germany, Hungary, Poland, Bohemia, France and the Low Countreys. was published in England by an "N.B." (generally thought to be either Nathaniel Butter or Nicholas Bourne) and Thomas Archer.[14] The first newspaper in France was published in 1631, La Gazette (originally published as Gazette de France).[7]
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The first newspaper in Italy, in accordance with the oldest issue still preserved, was Di Genova published in 1639 in Genoa.[15] The first newspaper in Portugal, A Gazeta da Restauração, was published in 1641 in Lisbon.[16] The first Spanish newspaper, Gaceta de Madrid, was published in 1661.
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Post- och Inrikes Tidningar (founded as Ordinari Post Tijdender) was first published in Sweden in 1645, and is the oldest newspaper still in existence, though it now publishes solely online.[17] Opregte Haarlemsche Courant from Haarlem, first published in 1656, is the oldest paper still printed. It was forced to merge with the newspaper Haarlems Dagblad in 1942 when Germany occupied the Netherlands. Since then the Haarlems Dagblad has appeared with the subtitle Oprechte Haerlemse Courant 1656. Merkuriusz Polski Ordynaryjny was published in Kraków, Poland in 1661. The first successful English daily, The Daily Courant, was published from 1702 to 1735.[13][18]
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In Boston in 1690, Benjamin Harris published Publick Occurrences Both Forreign and Domestick. This is considered the first newspaper in the American colonies even though only one edition was published before the paper was suppressed by the government. In 1704, the governor allowed The Boston News-Letter to be published and it became the first continuously published newspaper in the colonies. Soon after, weekly papers began being published in New York and Philadelphia. These early newspapers followed the British format and were usually four pages long. They mostly carried news from Britain and content depended on the editor's interests. In 1783, the Pennsylvania Evening Post became the first American daily.[19]
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In 1752, John Bushell published the Halifax Gazette, which claims to be "Canada's first newspaper." However, its official descendant, the Royal Gazette, is a government publication for legal notices and proclamations rather than a proper newspaper; In 1764, the Quebec Gazette was first printed 21 June 1764 and remains the oldest continuously published newspaper in North America as the Quebec Chronicle-Telegraph. It is currently published as an English-language weekly from its offices at 1040 Belvédère, suite 218, Quebec City, Quebec, Canada. In 1808, the Gazeta do Rio de Janeiro[20] had its first edition, printed in devices brought from England, publishing news favourable for the government of the United Kingdom of Portugal, Brazil and the Algarves since it was produced by the official press service of the Portuguese crown.
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In 1821, after the ending of the ban of private newspaper circulation, appears the first non-imperial printed publication, Diário do Rio de Janeiro, though there existed already the Correio Braziliense, published by Hipólito José da Costa at the same time as the Gazeta, but from London and with forcefully advocated political and critical ideas, aiming to expose the administration's flaws. The first newspaper in Peru was El Peruano, established in October 1825 and still published today, but with several name changes.
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During the Tang Dynasty in China (618–906), the Kaiyuan Za Bao published the government news; it was block-printed onto paper. It is sometimes considered one of the earliest newspapers to be published.[21] The first recorded attempt to found a newspaper of the modern type in South Asia was by William Bolts, a Dutchman in the employ of the British East India Company in September 1768 in Calcutta. However, before he could begin his newspaper, he was deported back to Europe. In 1780 the first newsprint from this region, Hicky's Bengal Gazette, was published by an Irishman, James Augustus Hicky. He used it as a means to criticize the British rule through journalism.[22]
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The history of Middle Eastern newspapers goes back to the 19th century. Many editors were not only journalists but also writers, philosophers and politicians. With unofficial journals, these intellectuals encouraged public discourse on politics in the Ottoman and Persian Empires. Literary works of all genres were serialized and published in the press as well.
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The first newspapers in the Ottoman Empire were owned by foreigners living there who wanted to make propaganda about the Western world.[23] The earliest was printed in 1795 by the Palais de France in Pera. Indigenous Middle Eastern journalism started in 1828, when Muhammad Ali, Khedive of Egypt, ordered the local establishment of the gazette Vekayi-i Misriye (Egyptian Affairs).[24] It was first paper written in Ottoman Turkish and Arabic on opposite pages, and later in Arabic only, under the title "al-Waqa'i'a al-Masriya".[25]
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The first non-official Turkish newspaper, Ceride-i Havadis (Register of Events), was published by an Englishman, William Churchill, in 1840. The first private newspaper to be published by Turkish journalists, Tercüman-ı Ahvâl (Interpreter of Events), was founded by İbrahim Şinasi and Agah Efendi and issued in 1860.[26] The first newspaper in Iran, Kaghaz-e Akhbar (The Newspaper), was created for the government by Mirza Saleh Shirazi in 1837.[27] The first journals in the Arabian Peninsula appeared in Hijaz, once it had become independent of Ottoman rule, towards the end of World War I.One of the earliest women to sign her articles in the Arab press was the female medical practitioner Galila Tamarhan, who contributed articles to a medical magazine called "Ya'asub al-Tib" (Leader in Medicine) in the 1860s.[28]
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By the early 19th century, many cities in Europe, as well as North and South America, published newspaper-type publications though not all of them developed in the same way; content was vastly shaped by regional and cultural preferences.[29] Advances in printing technology related to the Industrial Revolution enabled newspapers to become an even more widely circulated means of communication, as new printing technologies made printing less expensive and more efficient. In 1814, The Times (London) acquired a printing press capable of making 1,100 impressions per hour.[30] Soon, this press was adapted to print on both sides of a page at once. This innovation made newspapers cheaper and thus available to a larger part of the population.
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In 1830, the first inexpensive "penny press" newspaper came to the market: Lynde M. Walter's Boston Transcript.[31] Penny press papers cost about one sixth the price of other newspapers and appealed to a wider audience, including less educated and lower-income people.[32] In France, Émile de Girardin started "La Presse" in 1836, introducing cheap, advertising-supported dailies to France. In 1848, August Zang, an Austrian who knew Girardin in Paris, returned to Vienna to introduce the same methods with "Die Presse" (which was named for and frankly copied Girardin's publication).[33]
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While most newspapers are aimed at a broad spectrum of readers, usually geographically defined, some focus on groups of readers defined more by their interests than their location: for example, there are daily and weekly business newspapers (e.g., The Wall Street Journal and India Today) and sports newspapers. More specialist still are some weekly newspapers, usually free and distributed within limited regional areas; these may serve communities as specific as certain immigrant populations, the local gay community or indie rock enthusiasts within a city or region.
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A daily newspaper is printed every day, sometimes with the exception of Sundays and occasionally Saturdays, (and some major holidays)[34] and often of some national holidays. Saturday and, where they exist, Sunday editions of daily newspapers tend to be larger, include more specialized sections (e.g., on arts, films, entertainment) and advertising inserts, and cost more. Typically, the majority of these newspapers' staff members work Monday to Friday, so the Sunday and Monday editions largely depend on content done in advance or content that is syndicated. Most daily newspapers are sold in the morning.
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Afternoon or evening papers, once common but now scarce, are aimed more at commuters and office workers. In practice (though this may vary according to country), a morning newspaper is available in early editions from before midnight on the night before its cover date, further editions being printed and distributed during the night. The later editions can include breaking news which was first revealed that day, after the morning edition was already printed. Previews of tomorrow's newspapers are often a feature of late night news programs, such as Newsnight in the United Kingdom. In 1650, the first daily newspaper appeared, Einkommende Zeitung,[35] published by Timotheus Ritzsch in Leipzig, Germany.[36]
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In the United Kingdom and some other Commonwealth countries, unlike most other countries, "daily" newspapers do not publish on Sundays. In the past there were independent Sunday newspapers; nowadays the same publisher often produces a Sunday newspaper, distinct in many ways from the daily, usually with a related name; e.g., The Times and The Sunday Times are distinct newspapers owned by the same company, and an article published in the latter would never be credited to The Times.
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In some cases a Sunday edition is an expanded version of a newspaper from the same publisher; in other cases, particularly in Britain, it may be a separate enterprise, e.g., The Observer, not affiliated with a daily newspaper from its founding in 1791 until it was acquired by The Guardian in 1993. Usually, it is a specially expanded edition, often several times the thickness and weight of the weekday editions and contain generally special sections not found in the weekday editions, such as Sunday comics, Sunday magazines (such as The New York Times Magazine and The Sunday Times Magazine).
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In some countries daily newspapers are not published on Christmas Day, but weekly newspapers would change their day e.g. Sunday newspapers are published on Saturday December 24, Christmas Eve when Christmas Day is falling on Sunday.
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Some newspapers are published two times a week and are known as semi-weekly publications.
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As the name suggests, a triweekly publishes three times a week. The Meridian Star is an example of such a publication.[37]
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Weekly newspapers are published once a week, and tend to be smaller than daily papers.
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Some publications are published, for example, fortnightly (or biweekly in American parlance). They have a change from normal weekly day of the week during the Christmas period depending the day of the week Christmas Day is falling on.
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A local newspaper serves a region such as a city, or part of a large city.
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Almost every market has one or two newspapers that dominate the area. Large metropolitan newspapers often have large distribution networks, and can be found outside their normal area, sometimes widely, sometimes from fewer sources.
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Most nations have at least one newspaper that circulates throughout the whole country: a national newspaper. Some national newspapers, such as the Financial Times and The Wall Street Journal, are specialised (in these examples, on financial matters). There are many national newspapers in the United Kingdom, but only a few in the United States and Canada. In Canada, The Globe and Mail is sold throughout the country. In the United States, in addition to national newspapers as such, The New York Times is available throughout the country.[38]
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There is also a small group of newspapers which may be characterized as international newspapers. Some, such as The New York Times International Edition, (formerly The International Herald Tribune) have always had that focus, while others are repackaged national newspapers or "international editions" of national or large metropolitan newspapers. In some cases, articles that might not interest the wider range of readers are omitted from international editions; in others, of interest to expatriates, significant national news is retained. As English became the international language of business and technology, many newspapers formerly published only in non-English languages have also developed English-language editions. In places as varied as Jerusalem and Mumbai, newspapers are printed for a local and international English-speaking public, and for tourists. The advent of the Internet has also allowed non-English-language newspapers to put out a scaled-down English version to give their newspaper a global outreach.
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Similarly, in many countries with a large foreign-language-speaking population or many tourists, newspapers in languages other than the national language are both published locally and imported. For example, newspapers and magazines from many countries, and locally published newspapers in many languages, are readily to be found on news-stands in central London. In the US state of Florida, so many tourists from the French-speaking Canadian province of Quebec visit for long stays during the winter ("snowbirds") that some newsstands and stores sell French-language newspapers such as Le Droit.
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General newspapers cover all topics, with different emphasis. While at least mentioning all topics, some might have good coverage of international events of importance; others might concentrate more on national or local entertainment or sports. Specialised newspapers might concentrate more specifically on, for example, financial matters. There are publications covering exclusively sports, or certain sports, horse-racing, theatre, and so on, although they may no longer be called newspapers.[citation needed]
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For centuries newspapers were printed on paper and supplied physically to readers either by local distribution, or in some cases by mail, for example for British expatriates living in India or Hong Kong who subscribed to British newspapers. Newspapers can be delivered to subscribers homes and/or businesses by a paper's own delivery people, sent via the mail, sold at newsstands, grocery stores and convenience stores, and delivered to libraries and bookstores. Newspaper organizations need a large distribution system to deliver their papers to these different distributors, which typically involves delivery trucks and delivery people.
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In recent years, newspapers and other media have adapted to the changing technology environment by starting to offer online editions to cater to the needs of the public. In the future, the trend towards more electronic delivery of the news will continue with more emphasis on the Internet, social media and other electronic delivery methods. However, while the method of delivery is changing, the newspaper and the industry still has a niche in the world.
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As of 2007, virtually all major printed newspapers have online editions distributed over the Internet which, depending on the country may be regulated by journalism organizations such as the Press Complaints Commission in the UK.[39] But as some publishers find their print-based models increasingly unsustainable,[40] Web-based "newspapers" have also started to appear, such as the Southport Reporter in the UK and the Seattle Post-Intelligencer, which stopped publishing in print after 149 years in March 2009 and became an online-only paper.
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Since 2005 in the UK more than 200 regional newspapers have closed down resulting in 50% decline in the number of regional journalists. A 2016 study done by King's College London found that the towns which lost their local newspapers receded from the democratic values and experienced the loss of public faith in the authorities.[41]
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A new trend in newspaper publishing is the introduction of personalization through on-demand printing technologies or with online news aggregator websites like Google news. Customized newspapers allow the reader to create their individual newspaper through the selection of individual pages from multiple publications. This "Best of" approach allows revival of the print-based model and opens up a new distribution channel to increase coverage beneath the usual boundaries of distribution. Customized newspapers online have been offered by MyYahoo, I-Google, CRAYON, ICurrent.com, Kibboko.com, Twitter. times and many others. With these online newspapers, the reader can select how much of each section (politics, sports, arts, etc.) they wish to see in their news.
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In the United States, the overall manager or chief executive of the newspaper is the publisher.[42] In small newspapers, the owner of the publication (or the largest shareholder in the corporation that owns the publication) is usually the publisher. Although he or she rarely or perhaps never writes stories, the publisher is legally responsible for the contents of the entire newspaper and also runs the business, including hiring editors, reporters, and other staff members. This title is less common outside the U.S. The equivalent position in the film industry and television news shows is the executive producer.[citation needed] Most newspapers have four main departments devoted to publishing the newspaper itself—editorial, production/printing, circulation, and advertising, although they are frequently referred to by a variety of other names—as well as the non-newspaper-specific departments also found in other businesses of comparable size, such as accounting, marketing, human resources, and IT.
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Throughout the English-speaking world, the person who selects the content for the newspaper is usually referred to as the editor. Variations on this title such as editor-in-chief, executive editor, and so on are common. For small newspapers, a single editor may be responsible for all content areas. At large newspapers, the most senior editor is in overall charge of the publication, while less senior editors may each focus on one subject area, such as local news or sports. These divisions are called news bureaus or "desks", and each is supervised by a designated editor. Most newspaper editors copy edit the stories for their part of the newspaper, but they may share their workload with proofreaders and fact checkers.
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Reporters are journalists who primarily report facts that they have gathered and those who write longer, less news-oriented articles may be called feature writers. Photographers and graphic artists provide images and illustrations to support articles. Journalists often specialize in a subject area, called a beat, such as sports, religion, or science. Columnists are journalists who write regular articles recounting their personal opinions and experiences. Printers and press operators physically print the newspaper. Printing is outsourced by many newspapers, partly because of the cost of an offset web press (the most common kind of press used to print newspapers) and also because a small newspaper's print run might require less than an hour of operation, meaning that if the newspaper had its own press it would sit idle most of the time. If the newspaper offers information online, webmasters and web designers may be employed to upload stories to the newspaper's website.
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The staff of the circulation department liaise with retailers who sell the newspaper; sell subscriptions; and supervise distribution of the printed newspapers through the mail, by newspaper carriers, at retailers, and through vending machines. Free newspapers do not sell subscriptions, but they still have a circulation department responsible for distributing the newspapers. Sales staff in the advertising department not only sell ad space to clients such as local businesses, but also help clients design and plan their advertising campaigns. Other members of the advertising department may include graphic designers, who design ads according to the customers' specifications and the department's policies. In an advertising-free newspaper, there is no advertising department.
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Newspapers often refine distribution of ads and news through zoning and editioning. Zoning occurs when advertising and editorial content change to reflect the location to which the product is delivered. The editorial content often may change merely to reflect changes in advertising—the quantity and layout of which affects the space available for editorial—or may contain region-specific news. In rare instances, the advertising may not change from one zone to another, but there will be different region-specific editorial content. As the content can vary widely, zoned editions are often produced in parallel. Editioning occurs in the main sections as news is updated throughout the night. The advertising is usually the same in each edition (with the exception of zoned regionals, in which it is often the 'B' section of local news that undergoes advertising changes). As each edition represents the latest news available for the next press run, these editions are produced linearly, with one completed edition being copied and updated for the next edition. The previous edition is always copied to maintain a Newspaper of Record and to fall back on if a quick correction is needed for the press. For example, both The New York Times and The Wall Street Journal offer a regional edition, printed through a local contractor, and featuring locale specific content. The Journal's global advertising rate card provides a good example of editioning.[43]
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See also Los Angeles Times suburban sections.
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Most modern newspapers[44] are in one of three sizes:
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Newspapers are usually printed on cheap, off-white paper known as newsprint. Since the 1980s, the newspaper industry has largely moved away from lower-quality letterpress printing to higher-quality, four-color process, offset printing. In addition, desktop computers, word processing software, graphics software, digital cameras and digital prepress and typesetting technologies have revolutionized the newspaper production process. These technologies have enabled newspapers to publish color photographs and graphics, as well as innovative layouts and better design.
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To help their titles stand out on newsstands, some newspapers are printed on coloured newsprint. For example, the Financial Times is printed on a distinctive salmon pink paper, and Sheffield's weekly sports publication derives its name, the Green 'Un, from the traditional colour of its paper. The Italian sports newspaper La Gazzetta dello Sport is also printed on pink paper while L'Équipe (formerly L'Auto) is printed on yellow paper. Both the latter promoted major cycling races and their newsprint colours were reflected in the colours of the jerseys used to denote the race leader; for example the leader in the Giro d'Italia wears a pink jersey.
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The number of copies distributed, either on an average day or on particular days (typically Sunday), is called the newspaper's circulation and is one of the principal factors used to set advertising rates. Circulation is not necessarily the same as copies sold, since some copies or newspapers are distributed without cost. Readership figures may be higher than circulation figures because many copies are read by more than one person, although this is offset by the number of copies distributed but not read (especially for those distributed free). In the United States, the Alliance for Audited Media maintains historical and current data on average circulation of daily and weekly newspapers and other periodicals.
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According to the Guinness Book of Records, the daily circulation of the Soviet newspaper Trud exceeded 21,500,000 in 1990, while the Soviet weekly Argumenty i Fakty boasted a circulation of 33,500,000 in 1991. According to United Nations data from 1995 Japan has three daily papers—the Yomiuri Shimbun, Asahi Shimbun, and Mainichi Shimbun—with circulations well above 5.5 million. Germany's Bild, with a circulation of 3.8 million, was the only other paper in that category. In the United Kingdom, The Sun is the top seller, with around 3.24 million copies distributed daily. In the U.S., The Wall Street Journal has a daily circulation of approximately 2.02 million, making it the most widely distributed paper in the country.[45]
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While paid readership of print newspapers has been steadily declining in the developed OECD nations, it has been rising in the chief developing nations (Brazil, India, Indonesia, China and South Africa), whose paid daily circulation exceeded those of the developed nations for the first time in 2008.[46] In India,[47] The Times of India is the largest-circulation English newspaper, with 3.14 million copies daily. According to the 2009 Indian Readership Survey, the Dainik Jagran is the most-read, local-language (Hindi) newspaper, with 55.7 million readers.[48] According to Tom Standage of The Economist, India currently has daily newspaper circulation of 110 million copies.[49]
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A common measure of a newspaper's health is market penetration, expressed as a percentage of households that receive a copy of the newspaper against the total number of households in the paper's market area. In the 1920s, on a national basis in the U.S., daily newspapers achieved market penetration of 123 percent (meaning the average U.S. household received 1.23 newspapers). As other media began to compete with newspapers, and as printing became easier and less expensive giving rise to a greater diversity of publications, market penetration began to decline. It wasn't until the early 1970s, however, that market penetration dipped below 100 percent. By 2000, it was 53 percent and still falling.[50] Many paid-for newspapers offer a variety of subscription plans. For example, someone might want only a Sunday paper, or perhaps only Sunday and Saturday, or maybe only a workweek subscription, or perhaps a daily subscription. Most newspapers provide some or all of their content on the Internet, either at no cost or for a fee. In some cases, free access is available only for a matter of days or weeks, or for a certain number of viewed articles, after which readers must register and provide personal data. In other cases, free archives are provided.
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A newspaper typically generates 70–80% of its revenue from advertising, and the remainder from sales and subscriptions.[51] The portion of the newspaper that is not advertising is called editorial content, editorial matter, or simply editorial, although the last term is also used to refer specifically to those articles in which the newspaper and its guest writers express their opinions. (This distinction, however, developed over time – early publishers like Girardin (France) and Zang (Austria) did not always distinguish paid items from editorial content.). The business model of having advertising subsidize the cost of printing and distributing newspapers (and, it is always hoped, the making of a profit) rather than having subscribers cover the full cost was first done, it seems, in 1833 by The Sun, a daily paper that was published in New York City. Rather than charging 6 cents per copy, the price of a typical New York daily at the time, they charged 1-cent, and depended on advertising to make up the difference.[52]
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Newspapers in countries with easy access to the web have been hurt by the decline of many traditional advertisers. Department stores and supermarkets could be relied upon in the past to buy pages of newspaper advertisements, but due to industry consolidation are much less likely to do so now.[54] Additionally, newspapers are seeing traditional advertisers shift to new media platforms. The classified category is shifting to sites including Craigslist, employment websites, and auto sites. National advertisers are shifting to many types of digital content including websites, rich media platforms, and mobile.
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In recent years, the advertorial emerged. Advertorials are most commonly recognized as an opposite-editorial which third parties pay a fee to have included in the paper. Advertorials commonly advertise new products or techniques, such as a new design for golf equipment, a new form of laser surgery, or weight-loss drugs. The tone is usually closer to that of a press release than of an objective news story. Such articles are often clearly distinguished from editorial content through either the design and layout of the page or with a label declaring the article as an advertisement. However, there has been growing concern over the blurring of the line between editorial and advertorial content.[55]
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Since newspapers began as a journal (record of current events), the profession involved in the making of newspapers began to be called journalism. In the yellow journalism era of the 19th century, many newspapers in the United States relied on sensational stories that were meant to anger or excite the public, rather than to inform. The restrained style of reporting that relies on fact checking and accuracy regained popularity around World War II. Criticism of journalism is varied and sometimes vehement. Credibility is questioned because of anonymous sources; errors in facts, spelling, and grammar; real or perceived bias; and scandals involving plagiarism and fabrication.
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In the past, newspapers have often been owned by so-called press barons, and were used for gaining a political voice. After 1920 most major newspapers became parts of chains run by large media corporations such as Gannett, The McClatchy Company, Hearst Corporation, Cox Enterprises, Landmark Media Enterprises LLC, Morris Communications, The Tribune Company, Hollinger International, News Corporation, Swift Communications, etc. Newspapers have, in the modern world, played an important role in the exercise of freedom of expression. Whistle-blowers, and those who "leak" stories of corruption in political circles often choose to inform newspapers before other mediums of communication, relying on the perceived willingness of newspaper editors to expose the secrets and lies of those who would rather cover them. However, there have been many circumstances of the political autonomy of newspapers being curtailed. Recent research has examined the effects of a newspaper's closing on the reelection of incumbents, voter turnout, and campaign spending.[56]
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Opinions of other writers and readers are expressed in the op-ed ("opposite the editorial page") and letters to the editors sections of the paper. Some ways newspapers have tried to improve their credibility are: appointing ombudsmen, developing ethics policies and training, using more stringent corrections policies, communicating their processes and rationale with readers, and asking sources to review articles after publication.
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By the late 1990s, the availability of news via 24-hour television channels and the subsequent availability of online journalism posed an ongoing challenge to the business model of most newspapers in developed countries. Paid newspaper circulation has declined, while advertising revenue—the bulk of most newspapers' income—has been shifting from print to social media and news websites, resulting in a general decline. One of the challenges is that a number of online news websites are free to access. Other online news sites have a paywall and require paid subscription for access. In less-developed countries, cheaper printing and distribution, increased literacy, a growing middle class, and other factors have compensated for the emergence of electronic media, and newspaper circulation continues to grow.[57]
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In April 1995, The American Reporter became the first daily Internet-based newspaper with its own paid reporters and original content.[58] The future of newspapers in countries with high levels of Internet access has been widely debated as the industry has faced down-soaring newsprint prices, slumping ad sales, the loss of much classified advertising, and precipitous drops in circulation. Since the late-1990s, the number of newspapers slated for closure, bankruptcy, or severe cutbacks has risen—especially in the United States, where the industry has shed a fifth of its journalists since 2001.[59]
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The debate has become more urgent lately, as the 2008–2009 recession shaved newspapers' profits and as once-explosive growth in web revenue has leveled off, forestalling what the industry hoped would become an important source of revenue.[60] At issue is whether the newspaper industry faces a cyclical trough (or dip), or whether new technology has rendered print newspapers obsolete. As of 2017[update], an increasing percentage of millennials get their news from social media websites. In the 2010s, many traditional newspapers have begun offering "digital editions," accessible via computers and mobile devices. Online advertising allows news websites to show catered ads, based on a visitor's interests.
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At the same time, then as the printing press in the physical technological sense was invented, 'the press' in the extended sense of the word also entered the historical stage. The phenomenon of publishing was now born.
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A day is approximately the period of time during which the Earth completes one rotation around its axis.[1] A solar day is the length of time which elapses between the Sun reaching its highest point in the sky two consecutive times.[2] Days on other planets are defined similarly and vary in length due to differing rotation periods, that of Mars being slightly longer and sometimes called a sol.
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In 1960, the second was redefined in terms of the orbital motion of the Earth in the year 1900, and was designated the SI base unit of time. The unit of measurement "day", was redefined as 86,400 SI seconds and symbolized d. In 1967, the second and so the day were redefined by atomic electron transition.[3] A civil day is usually 24 hours, plus or minus a possible leap second in Coordinated Universal Time (UTC), and occasionally plus or minus an hour in those locations that change from or to daylight saving time.
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Day can be defined as each of the twenty-four-hour periods, reckoned from one midnight to the next, into which a week, month, or year is divided, and corresponding to a rotation of the earth on its axis.[4] However, its use depends on its context; for example, when people say 'day and night', 'day' will have a different meaning: the interval of light between two successive nights, the time between sunrise and sunset;[5] the time of light between one night and the next.[6] For clarity when meaning 'day' in that sense, the word "daytime" may be used instead,[7][8] though context and phrasing often makes the meaning clear. The word day may also refer to a day of the week or to a calendar date, as in answer to the question, "On which day?" The life patterns (circadian rhythms) of humans and many other species are related to Earth's solar day and the day-night cycle.
|
6 |
+
|
7 |
+
Several definitions of this universal human concept are used according to context, need and convenience. Besides the day of 24 hours (86,400 seconds), the word day is used for several different spans of time based on the rotation of the Earth around its axis. An important one is the solar day, defined as the time it takes for the Sun to return to its culmination point (its highest point in the sky). Because celestial orbits are not perfectly circular, and thus objects travel at different speeds at various positions in their orbit, a solar day is not the same length of time throughout the orbital year. Because the Earth orbits the Sun elliptically as the Earth spins on an inclined axis, this period can be up to 7.9 seconds more than (or less than) 24 hours. In recent decades, the average length of a solar day on Earth has been about 86,400.002 seconds[9]
|
8 |
+
(24.000 000 6 hours) and there are currently about 365.242199 solar days in one mean tropical year.
|
9 |
+
|
10 |
+
Ancient custom has a new day start at either the rising or setting of the Sun on the local horizon (Italian reckoning, for example, being 24 hours from sunset, oldstyle).[10] The exact moment of, and the interval between, two sunrises or sunsets depends on the geographical position (longitude as well as latitude), and the time of year (as indicated by ancient hemispherical sundials).
|
11 |
+
|
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+
A more constant day can be defined by the Sun passing through the local meridian, which happens at local noon (upper culmination) or midnight (lower culmination). The exact moment is dependent on the geographical longitude, and to a lesser extent on the time of the year. The length of such a day is nearly constant (24 hours ± 30 seconds). This is the time as indicated by modern sundials.
|
13 |
+
|
14 |
+
A further improvement defines a fictitious mean Sun that moves with constant speed along the celestial equator; the speed is the same as the average speed of the real Sun, but this removes the variation over a year as the Earth moves along its orbit around the Sun (due to both its velocity and its axial tilt).
|
15 |
+
|
16 |
+
A day, understood as the span of time it takes for the Earth to make one entire rotation[11] with respect to the celestial background or a distant star (assumed to be fixed), is called a stellar day. This period of rotation is about 4 minutes less than 24 hours (23 hours 56 minutes and 4.09 seconds) and there are about 366.2422 stellar days in one mean tropical year (one stellar day more than the number of solar days). Other planets and moons have stellar and solar days of different lengths from Earth's.
|
17 |
+
|
18 |
+
Besides a stellar day on Earth, there are related such days for bodies in the Solar System other than the Earth.[12]
|
19 |
+
|
20 |
+
A day, in the sense of daytime that is distinguished from night time, is commonly defined as the period during which sunlight directly reaches the ground, assuming that there are no local obstacles. The length of daytime averages slightly more than half of the 24-hour day. Two effects make daytime on average longer than nights. The Sun is not a point, but has an apparent size of about 32 minutes of arc. Additionally, the atmosphere refracts sunlight in such a way that some of it reaches the ground even when the Sun is below the horizon by about 34 minutes of arc. So the first light reaches the ground when the centre of the Sun is still below the horizon by about 50 minutes of arc.[13] Thus, daytime is on average around 7 minutes longer than 12 hours.[14]
|
21 |
+
|
22 |
+
The term comes from the Old English dæg, with its cognates such as dagur in Icelandic, Tag in German, and dag in Norwegian, Danish, Swedish and Dutch. All of them from the Indo-European root dyau which explains the similarity with Latin dies though the word is known to come from the Germanic branch. As of October 17, 2015[update], day is the 205th most common word in US English,[15] and the 210th most common in UK English.[15]
|
23 |
+
|
24 |
+
A day, symbol d, defined as 86,400 seconds, is not an SI unit, but is accepted for use with SI.[16] The second is the base unit of time in SI units.
|
25 |
+
|
26 |
+
In 1967–68, during the 13th CGPM (Resolution 1),[17] the International Bureau of Weights and Measures (BIPM) redefined a second as
|
27 |
+
|
28 |
+
... the duration of 9 192 631 770 periods of the radiation corresponding to the transition between two hyperfine levels of the ground state of the caesium 133 atom.[18]
|
29 |
+
|
30 |
+
This makes the SI-based day last exactly 794, 243, 384, 928, 000 of those periods.
|
31 |
+
|
32 |
+
Mainly due to tidal effects, the Earth's rotational period is not constant, resulting in minor variations for both solar days and stellar "days". The Earth's day has increased in length over time due to tides raised by the Moon which slow Earth's rotation. Because of the way the second is defined, the mean length of a day is now about 86, 400.002 seconds, and is increasing by about 1.7 milliseconds per century (an average over the last 2, 700 years). The length of a day circa 620 million years ago has been estimated from rhythmites (alternating layers in sandstone) as having been about 21.9 hours.
|
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+
|
34 |
+
In order to keep the civil day aligned with the apparent movement of the Sun, a day according to Coordinated Universal Time (UTC) can include a negative or positive leap second. Therefore, although typically 86,400 SI seconds in duration, a civil day can be either 86,401 or 86,399 SI seconds long on such a day.
|
35 |
+
|
36 |
+
Leap seconds are announced in advance by the International Earth Rotation and Reference Systems Service (IERS), which measures the Earth's rotation and determines whether a leap second is necessary.
|
37 |
+
|
38 |
+
For civil purposes, a common clock time is typically defined for an entire region based on the local mean solar time at a central meridian. Such time zones began to be adopted about the middle of the 19th century when railroads with regularly occurring schedules came into use, with most major countries having adopted them by 1929. As of 2015, throughout the world, 40 such zones are now in use: the central zone, from which all others are defined as offsets, is known as UTC±00, which uses Coordinated Universal Time (UTC).
|
39 |
+
|
40 |
+
The most common convention starts the civil day at midnight: this is near the time of the lower culmination of the Sun on the central meridian of the time zone. Such a day may be referred to as a calendar day.
|
41 |
+
|
42 |
+
A day is commonly divided into 24 hours of 60 minutes, with each minute composed of 60 seconds.
|
43 |
+
|
44 |
+
In the 19th century, an idea circulated to make a decimal fraction (1⁄10, 000 or 1⁄100, 000) of an astronomical day the base unit of time. This was an afterglow of the short-lived movement toward a decimalisation of timekeeping and the calendar, which had been given up already due to its difficulty in transitioning from traditional, more familiar units. The most successful alternative is the centiday, equal to 14.4 minutes (864 seconds), being not only a shorter multiple of an hour (0.24 vs 2.4) but also closer to the SI multiple kilosecond (1, 000 seconds) and equal to the traditional Chinese unit, kè.
|
45 |
+
|
46 |
+
The word refers to various similarly defined ideas, such as:
|
47 |
+
|
48 |
+
For most diurnal animals, the day naturally begins at dawn and ends at sunset. Humans, with their cultural norms and scientific knowledge, have employed several different conceptions of the day's boundaries. Common convention among the ancient Romans,[20] ancient Chinese[21] and in modern times is for the civil day to begin at midnight, i.e. 00:00, and last a full 24 hours until 24:00 (i.e. 00:00 of the next day).
|
49 |
+
In ancient Egypt, the day was reckoned from sunrise to sunrise. The Jewish day begins at either sunset or nightfall (when three second-magnitude stars appear).
|
50 |
+
|
51 |
+
Medieval Europe also followed this tradition, known as Florentine reckoning: in this system, a reference like "two hours into the day" meant two hours after sunset and thus times during the evening need to be shifted back one calendar day in modern reckoning.[citation needed] Days such as Christmas Eve, Halloween, and the Eve of Saint Agnes are remnants of the older pattern when holidays began during the prior evening. Prior to 1926, Turkey had two time systems: Turkish (counting the hours from sunset) and French (counting the hours from midnight).
|
52 |
+
|
53 |
+
Validity of tickets, passes, etc., for a day or a number of days may end at midnight, or closing time, when that is earlier. However, if a service (e.g., public transport) operates from for example, 6:00 to 1:00 the next day (which may be noted as 25:00), the last hour may well count as being part of the previous day. For services depending on the day ("closed on Sundays", "does not run on Fridays", and so on) there is a risk of ambiguity. For example, a day ticket on the Nederlandse Spoorwegen (Dutch Railways) is valid for 28 hours, from 0:00 to 28:00 (that is, 4:00 the next day); the validity of a pass on Transport for London (TfL) services is until the end of the "transport day" – that is to say, until 4:30 am on the day after the "expires" date stamped on the pass.
|
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+
|
55 |
+
In places which experience the midnight sun (polar day), daytime may extend beyond one 24-hour period and could even extend to months.
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Antwerp (/ˈæntwɜːrp/ (listen); Dutch: Antwerpen [ˈɑntʋɛrpə(n)] (listen); French: Anvers [ɑ̃vɛʁs] (listen)) is a city in Belgium and the capital of Antwerp province in the Flemish Region. With a population of 520,504,[2] it is the most populous city proper in Belgium, and with a metropolitan population of around 1,200,000 people, it is the second largest metropolitan region after Brussels.[3][4]
|
4 |
+
|
5 |
+
Antwerp is on the River Scheldt, linked to the North Sea by the river's Westerschelde estuary. It is about 40 kilometres (25 mi) north of Brussels, and about 15 kilometres (9 mi) south of the Dutch border. The Port of Antwerp is one of the biggest in the world, ranking second in Europe[5][6] and within the top 20 globally.[7] The city is also known for its diamond industry and trade.
|
6 |
+
|
7 |
+
Both economically and culturally, Antwerp is and has long been an important city in the Low Countries, especially before and during the Spanish Fury (1576) and throughout and after the subsequent Dutch Revolt. Antwerp was also the place of the world's oldest stock exchange building, originally built in 1531 and re-built in 1872.[8]
|
8 |
+
|
9 |
+
The inhabitants of Antwerp are nicknamed Sinjoren (Dutch pronunciation: [sɪɲˈjoːrə(n)]), after the Spanish honorific señor or French seigneur, "lord", referring to the Spanish noblemen who ruled the city in the 17th century.[9] The city hosted the 1920 Summer Olympics.
|
10 |
+
|
11 |
+
Early recorded versions of the name include Ando Verpia on Roman coins found in the city centre,[10] Germanic Andhunerbo from around the time Austrasia became a separate kingdom (that is, about 567 CE),[11] and (possibly originally Celtic) Andoverpis in Dado's Life of St. Eligius (Vita Eligii) from about 700 CE. The form Antverpia is New Latin.[12]
|
12 |
+
|
13 |
+
A Germanic (Frankish or Frisian) origin could contain prefix anda (“against”) and a noun derived from the verb werpen (“to throw”) and denote, for example: land thrown up at the riverbank; an alluvial deposit; a mound (like a terp) thrown up (as a defence) against (something or someone); or a wharf.[13][14][15] If Andoverpis is Celtic in origin, it could mean "those who live on both banks".[16]
|
14 |
+
|
15 |
+
There is a folklore tradition that the name Antwerpen is from Dutch handwerpen ("hand-throwing"). A giant called Antigoon is said to have lived near the Scheldt river. He extracted a toll from passing boatmen, severed the hand of anyone who did not pay, and threw it in the river. Eventually the giant was killed by a young hero named Silvius Brabo, who cut off the giant's own hand and flung it into the river. This is unlikely to be the true origin, but it is celebrated by a statue (illustrated further below) in the city's main market square, the Grote Markt.[17][18]
|
16 |
+
|
17 |
+
Historical Antwerp allegedly had its origins in a Gallo-Roman vicus. Excavations carried out in the oldest section near the Scheldt, 1952–1961 (ref. Princeton), produced pottery shards and fragments of glass from mid-2nd century to the end of the 3rd century. The earliest mention of Antwerp dates from the 4th century.
|
18 |
+
|
19 |
+
In the 4th century, Antwerp was first named, having been settled by the Germanic Franks.[19]
|
20 |
+
|
21 |
+
The Merovingian Antwerp was evangelized by Saint Amand in the 7th century. At the end of the 10th century, the Scheldt became the boundary of the Holy Roman Empire. Antwerp became a margraviate in 980, by the German emperor Otto II, a border province facing the County of Flanders.
|
22 |
+
|
23 |
+
In the 11th century, the best-known leader of the First Crusade (1096-1099), Godfrey of Bouillon, was originally Margrave of Antwerp, from 1076 until his death in 1100, though he was later also Duke of Lower Lorraine (1087-1100) and Defender of the Holy Sepulchre (1099-1100). In the 12th century, Norbert of Xanten established a community of his Premonstratensian canons at St. Michael's Abbey at Caloes. Antwerp was also the headquarters of Edward III during his early negotiations with Jacob van Artevelde, and his son Lionel, the Duke of Clarence, was born there in 1338.[20]
|
24 |
+
|
25 |
+
After the silting-up of the Zwin and the consequent decline of Bruges, the city of Antwerp, then part of the Duchy of Brabant, grew in importance. At the end of the 15th century the foreign trading houses were transferred from Bruges to Antwerp, and the building assigned to the association of English merchants active in the city is specifically mentioned in 1510.[20] Antwerp became the sugar capital of Europe, importing the raw commodity from Portuguese and Spanish plantations on both sides of the Atlantic, where it was grown by a mixture of free and forced labour, increasingly enslaved Africans as the century progressed.[21] The city attracted Italian and German sugar refiners by 1550, and shipped their refined product to Germany, especially Cologne.[22] Moneylenders and financiers developed a large business lending money all over Europe including the English government in 1544–1574. London bankers were too small to operate on that scale, and Antwerp had a highly efficient bourse that itself attracted rich bankers from around Europe. After the 1570s, the city's banking business declined: England ended its borrowing in Antwerp in 1574.[23]
|
26 |
+
|
27 |
+
Fernand Braudel states that Antwerp became "the centre of the entire international economy, something Bruges had never been even at its height."[24] Antwerp was the richest city in Europe at this time.[25] Antwerp's golden age is tightly linked to the "Age of Exploration". During the first half of the 16th century Antwerp grew to become the second-largest European city north of the Alps. Many foreign merchants were resident in the city. Francesco Guicciardini, the Florentine envoy, stated that hundreds of ships would pass in a day, and 2,000 carts entered the city each week. Portuguese ships laden with pepper and cinnamon would unload their cargo. According to Luc-Normand Tellier "It is estimated that the port of Antwerp was earning the Spanish crown seven times more revenues than the Spanish colonization of the Americas".[26]
|
28 |
+
|
29 |
+
Without a long-distance merchant fleet, and governed by an oligarchy of banker-aristocrats forbidden to engage in trade, the economy of Antwerp was foreigner-controlled, which made the city very cosmopolitan, with merchants and traders from Venetian Republic, Republic of Genoa, Republic of Ragusa, Spain and Portugal. Antwerp had a policy of toleration, which attracted a large crypto-Jewish community composed of migrants from Spain and Portugal.[27]
|
30 |
+
|
31 |
+
By 1504, the Portuguese had established Antwerp as one of their main shipping bases, bringing in spices from Asia and trading them for textiles and metal goods. The city's trade expanded to include cloth from England, Italy and Germany, wines from Germany, France and Spain, salt from France, and wheat from the Baltic. The city's skilled workers processed soap, fish, sugar, and especially cloth. Banks helped finance the trade, the merchants, and the manufacturers. The city was a cosmopolitan center; its bourse opened in 1531, "To the merchants of all nations." [28]
|
32 |
+
|
33 |
+
Antwerp experienced three booms during its golden age: the first based on the pepper market, a second launched by American silver coming from Seville (ending with the bankruptcy of Spain in 1557), and a third boom, after the stabilising Treaty of Cateau-Cambresis in 1559, based on the textiles industry. At the beginning of the 16th century Antwerp accounted for 40% of world trade.[26] The boom-and-bust cycles and inflationary cost-of-living squeezed less-skilled workers. In the century after 1541, the city's economy and population declined dramatically The Portuguese merchants left in 1549, and there was much less trade in English cloth. Numerous financial bankruptcies began around 1557. Amsterdam replaced Antwerp as the major trading center for the region.[29]
|
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+
|
35 |
+
The religious revolution of the Reformation erupted in violent riots in August 1566, as in other parts of the Low Countries. The regent Margaret, Duchess of Parma, was swept aside when Philip II sent the Duke of Alba at the head of an army the following summer. When the Eighty Years' War broke out in 1568, commercial trading between Antwerp and the Spanish port of Bilbao collapsed and became impossible. On 4 November 1576, Spanish soldiers sacked the city during the so-called Spanish Fury: 7,000 citizens were massacred, 800 houses were burnt down, and over £2 million sterling of damage was done.
|
36 |
+
|
37 |
+
Subsequently, the city joined the Union of Utrecht in 1579 and became the capital of the Dutch revolt. In 1585, Alessandro Farnese, Duke of Parma and Piacenza, captured it after a long siege and as part of the terms of surrender its Protestant citizens were given two years to settle their affairs before quitting the city.[30] Most went to the United Provinces in the north, starting the Dutch Golden Age. Antwerp's banking was controlled for a generation by Genoa, and Amsterdam became the new trading centre.
|
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+
|
39 |
+
The recognition of the independence of the United Provinces by the Treaty of Münster in 1648 stipulated that the Scheldt should be closed to navigation, which destroyed Antwerp's trading activities. This impediment remained in force until 1863, although the provisions were relaxed during French rule from 1795 to 1814, and also during the time Belgium formed part of the Kingdom of the United Netherlands (1815 to 1830).[20] Antwerp had reached the lowest point in its fortunes in 1800, and its population had sunk to under 40,000, when Napoleon, realizing its strategic importance, assigned funds to enlarge the harbour by constructing a new dock (still named the Bonaparte Dock) and an access- lock and mole and deepening the Scheldt to allow for larger ships to approach Antwerp.[25] Napoleon hoped that by making Antwerp's harbour the finest in Europe he would be able to counter the Port of London and hamper British growth. However, he was defeated at the Battle of Waterloo before he could see the plan through.[31]
|
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+
|
41 |
+
In 1830, the city was captured by the Belgian insurgents, but the citadel continued to be held by a Dutch garrison under General David Hendrik Chassé. For a time Chassé subjected the town to periodic bombardment which inflicted much damage, and at the end of 1832 the citadel itself was besieged by the French Northern Army commanded by Marechal Gerard. During this attack the town was further damaged. In December 1832, after a gallant defence, Chassé made an honourable surrender, ending the Siege of Antwerp (1832).[20]
|
42 |
+
|
43 |
+
Later that century, a double ring of Brialmont Fortresses was constructed some 10 km (6 mi) from the city centre, as Antwerp was considered vital for the survival of the young Belgian state. And in 1894 Antwerp presented itself to the world via a World's Fair attended by 3 million.[32]
|
44 |
+
|
45 |
+
Antwerp was the first city to host the World Gymnastics Championships, in 1903. During World War I, the city became the fallback point of the Belgian Army after the defeat at Liège. The Siege of Antwerp lasted for 11 days, but the city was taken after heavy fighting by the German Army, and the Belgians were forced to retreat westwards. Antwerp remained under German occupation until the Armistice.
|
46 |
+
|
47 |
+
Antwerp hosted the 1920 Summer Olympics.
|
48 |
+
|
49 |
+
During World War II, the city was an important strategic target because of its port. It was occupied by Germany in May 1940 and liberated by the British 11th Armoured Division on 4 September 1944. After this, the Germans attempted to destroy the Port of Antwerp, which was used by the Allies to bring new material ashore. Thousands of Rheinbote, V-1 and V-2 missiles were fired (more V-2s than used on all other targets during the entire war combined), causing severe damage to the city but failed to destroy the port due to poor accuracy. After the war, Antwerp, which had already had a sizeable Jewish population before the war, once again became a major European centre of Haredi (and particularly Hasidic) Orthodox Judaism.
|
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+
|
51 |
+
A Ten-Year Plan for the port of Antwerp (1956–1965) expanded and modernized the port's infrastructure with national funding to build a set of canal docks. The broader aim was to facilitate the growth of the north-eastern Antwerp metropolitan region, which attracted new industry based on a flexible and strategic implementation of the project as a co-production between various authorities and private parties. The plan succeeded in extending the linear layout along the Scheldt river by connecting new satellite communities to the main strip.[33]
|
52 |
+
|
53 |
+
Starting in the 1990s, Antwerp rebranded itself as a world-class fashion centre. Emphasizing the avant-garde, it tried to compete with London, Milan, New York and Paris. It emerged from organized tourism and mega-cultural events.[34]
|
54 |
+
|
55 |
+
The municipality comprises the city of Antwerp proper and several towns. It is divided into nine entities (districts):
|
56 |
+
|
57 |
+
In 1958, in preparation of the 10-year development plan for the Port of Antwerp, the municipalities of Berendrecht-Zandvliet-Lillo were integrated into the city territory and lost their administrative independence. During the 1983 merger of municipalities, conducted by the Belgian government as an administrative simplification, the municipalities of Berchem, Borgerhout, Deurne, Ekeren, Hoboken, Merksem and Wilrijk were merged into the city. At that time the city was also divided into the districts mentioned above. Simultaneously, districts received an appointed district council; later district councils became elected bodies.[35]
|
58 |
+
|
59 |
+
In the 16th century, Antwerp was noted for the wealth of its citizens ("Antwerpia nummis").[citation needed] The houses of these wealthy merchants and manufacturers have been preserved throughout the city. However, fire has destroyed several old buildings, such as the house of the Hanseatic League on the northern quays, in 1891.[citation needed] During World War II, the city also suffered considerable damage from V-bombs, and in recent years, other noteworthy buildings have been demolished for new developments.
|
60 |
+
|
61 |
+
Although Antwerp was formerly a fortified city, hardly anything remains of the former enceinte, only some remains of the city wall can be seen near the Vleeshuis museum at the corner of Bloedberg and Burchtgracht. A replica of a castle named Steen has been partly rebuilt near the Scheldt-quais in the 19th century.
|
62 |
+
Antwerp's development as a fortified city is documented between the 10th and the 20th century. The fortifications were developed in different phases:
|
63 |
+
|
64 |
+
This is the population of the city of Antwerp only, not of the larger current municipality of the same name.
|
65 |
+
|
66 |
+
In 2010, 36% to 39% of the inhabitants of Antwerp had a migrant background. A study projects that in 2020, 55% of the population will be of migrant background.[53][54]
|
67 |
+
|
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+
After The Holocaust and the murder of its many Jews, Antwerp became a major centre for Orthodox Jews. At present, about 15,000 Haredi Jews, many of them Hasidic, live in Antwerp. The city has three official Jewish Congregations: Shomrei Hadass, headed by Rabbi Dovid Moishe Lieberman, Machsike Hadass, headed by Rabbi Aron Schiff (formerly by Chief Rabbi Chaim Kreiswirth) and the Portuguese Community Ben Moshe. Antwerp has an extensive network of synagogues, shops, schools and organizations. Significant Hasidic movements in Antwerp include Pshevorsk, based in Antwerp, as well as branches of Satmar, Belz, Bobov, Ger, Skver, Klausenburg, Vizhnitz and several others. Rabbi Chaim Kreiswirth, chief rabbi of the Machsike Hadas community, who died in 2001, was arguably one of the better known personalities to have been based in Antwerp. An attempt to have a street named after him has received the support of the Town Hall and is in the process of being implemented.[citation needed]
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The Jains in Belgium are estimated to be around about 1,500 people. The majority live in Antwerp, mostly involved in the very lucrative diamond business.[55] Belgian Indian Jains control two-thirds of the rough diamonds trade and supplied India with roughly 36% of their rough diamonds.[56] A major temple, with a cultural centre, has been built in Antwerp (Wilrijk). Mr Ramesh Mehta, a Jain, is a full-fledged member of the Belgian Council of Religious Leaders, put up on 17 December 2009.[citation needed]
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There are significant Armenian communities that reside in Antwerp, many of them are descendants of traders who settled during the 19th century. Most Armenian Belgians are adherents of the Armenian Apostolic Church, with a smaller numbers are adherents of the Armenian Catholic Church and Armenian Evangelical Church.
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One of the important sectors that Armenian communities in Antwerp excel and involved in is the diamond trade business,[57][58][59][60] that based primarily in the diamond district.[61][62][63] Some of the famous Armenian families involved in the diamond business in the city are the Artinians, Arslanians, Aslanians, Barsamians and the Osganians.[64][65]
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According to the American Association of Port Authorities, the port of Antwerp was the seventeenth largest (by tonnage) port in the world in 2005 and second only to Rotterdam in Europe. It handled 235.2 million tons of cargo in 2018. Importantly it handles high volumes of economically attractive general and project cargo, as well as bulk cargo. Antwerp's docklands, with five oil refineries, are home to a massive concentration of petrochemical industries, second only to the petrochemical cluster in Houston, Texas.[citation needed] Electricity generation is also an important activity, with four nuclear power plants at Doel, a conventional power station in Kallo, as well as several smaller combined cycle plants. There is a wind farm in the northern part of the port area. There are plans to extend this in the period 2014–2020.[66] The old Belgian bluestone quays bordering the Scheldt for a distance of 5.6 km (3.5 mi) to the north and south of the city centre have been retained for their sentimental value and are used mainly by cruise ships and short sea shipping.[citation needed]
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Antwerp's other great mainstay is the diamond trade that takes place largely within the diamond district.[67] 85 percent of the world's rough diamonds pass through the district annually,[68] and in 2011 turnover in the industry was $56 billion.[69] The city has four diamond bourses: the Diamond Club of Antwerp, the Beurs voor Diamanthandel, the Antwerpsche Diamantkring and the Vrije Diamanthandel.[70] Antwerp's history in the diamond trade dates back to as early as the sixteenth century,[68] with the first diamond cutters guild being introduced in 1584. The industry never disappeared from Antwerp, and even experienced a second boom in the early twentieth century. By the year 1924, Antwerp had over 13,000 diamond finishers.[71] Since World War II families of the large Hasidic Jewish community have dominated Antwerp's diamond trading industry, although the last two decades have seen Indian[72] and Maronite Christian from Lebanon and Armenian,[61] traders become increasingly important.[72]
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Antwerp World Diamond Centre, (AWDC) the successor to the Hoge Raad voor Diamant, plays an important role in setting standards, regulating professional ethics, training and promoting the interests of Antwerp as the capital of the diamond industry.[citation needed] However, in recent years Antwerp has seen a downturn in the diamond business, with the industry shifting to cheaper labor markets such as Dubai or India.[73]
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A six-lane motorway bypass encircles much of the city centre and runs through the urban residential area of Antwerp. Known locally as the "Ring" it offers motorway connections to Brussels, Hasselt and Liège, Ghent, Lille and Bruges and Breda and Bergen op Zoom (Netherlands). The banks of the Scheldt are linked by three road tunnels (in order of construction): the Waasland Tunnel (1934), the Kennedy Tunnel (1967) and the Liefkenshoek Tunnel (1991).
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Daily congestion on the Ring led to a fourth high-volume highway link called the "Oosterweelconnection" being proposed. It would have entailed the construction of a long viaduct and bridge (the Lange Wapper) over the docks on the north side of the city in combination with the widening of the existing motorway into a 14-lane motorway; these plans were eventually rejected in a 2009 public referendum.[citation needed]
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In September 2010 the Flemish Government decided to replace the bridge by a series of tunnels. There are ideas to cover the Ring in a similar way as happened around Paris, Hamburg, Madrid and other cities. This would reconnect the city with its suburbs and would provide development opportunities to accommodate part of the foreseen population growth in Antwerp which currently are not possible because of the pollution and noise generated by the traffic on the Ring. An old plan to build an R2 outer ring road outside the built up urban area around the Antwerp agglomeration for port related traffic and transit traffic never materialized.[citation needed]
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Antwerp is the focus of lines to the north to Essen and the Netherlands, east to Turnhout, south to Mechelen, Brussels and Charleroi, and southwest to Ghent and Ostend. It is served by international trains to Amsterdam and Paris, and national trains to Ghent, Bruges, Ostend, Brussels, Charleroi, Hasselt, Liège, Leuven and Turnhout.
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Antwerp Central station is an architectural monument in itself, and is mentioned in W G Sebald's haunting novel Austerlitz. Prior to the completion in 2007 of a tunnel that runs northwards under the city centre to emerge at the old Antwerp Dam station, Central was a terminus. Trains from Brussels to the Netherlands had to either reverse at Central or call only at Berchem station, 2 kilometres (1 mile) to the south, and then describe a semicircle to the east, round the Singel. Now, they call at the new lower level of the station before continuing in the same direction.
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Antwerp is also home to Antwerpen-Noord, the largest classification yard for freight in Belgium and second largest in Europe. The majority of freight trains in Belgium depart from or arrive here. It has two classification humps and over a hundred tracks.
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The city has a web of tram and bus lines operated by De Lijn and providing access to the city centre, suburbs and the Left Bank. The tram network has 12 lines, of which the underground section is called the "premetro" and includes a tunnel under the river. The Franklin Rooseveltplaats functions as the city's main hub for local and regional bus lines.
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A small airport, Antwerp International Airport, is located in the district of Deurne, with passenger service to various European destinations. A bus service connects the airport to the city centre.
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The now defunct VLM Airlines had its head office on the grounds of Antwerp International Airport. This office is also CityJet's Antwerp office.[74][75] When VG Airlines (Delsey Airlines) existed, its head office was located in the district of Merksem.[76]
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Belgium's major international airport, Brussels Airport, is about 45 kilometres (28 miles) from the city of Antwerp, and connects the city worldwide. It is connected to the city centre by bus, and also by train. The new Diabolo rail connection provides a direct fast train connection between Antwerp and Brussels Airport as of the summer of 2012.
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There is also a direct rail service between Antwerp (calling at Central and Berchem stations) and Charleroi South station, with a connecting buslink to Brussels South Charleroi Airport, which runs twice every hour on working days.
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The runway has increased in length, and there is now direct connectivity to Spain, United Kingdom, Germany, France, Italy, and Greece from the city of Antwerp.
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In September 2019 Air Antwerp began operations with their first route to London City Airport with old VLM Airlines Fokker 50's.
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The current city council was elected in the October 2018 elections.
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The current majority consists of N-VA, sp.a and Open Vld, led by mayor Bart De Wever (N-VA).
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In the 16th and 17th century important mayors include Philips of Marnix, Lord of Saint-Aldegonde, Anthony van Stralen, Lord of Merksem and Nicolaas II Rockox.
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In the early years after Belgian independence, Antwerp was governed by Catholic-Unionist mayors. Between 1848 and 1921, all mayors were from the Liberal Party (except for the so-called Meeting-intermezzo between 1863 and 1872). Between 1921 and 1932, the city had a Catholic mayor again: Frans Van Cauwelaert.
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From 1932 onwards and up until 2013, all mayors belonged to the Social Democrat party: Camille Huysmans, Lode Craeybeckx, Frans Detiège and Mathilde Schroyens, and after the municipality fusion: Bob Cools, Leona Detiège en Patrick Janssens. Since 2013, the mayor is the Flemish nationalist Bart De Wever, belonging to the Flemish separatist party N-VA (New Flemish Alliance).
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Antwerp has an oceanic climate (Köppen: Cfb) similar to that of Southern England, while being far enough inland to build up summer warmth above 23 °C (73 °F) average highs for both July and August. Winters are more dominated by the maritime currents instead, with temps being heavily moderated.[citation needed]
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Antwerp had an artistic reputation in the 17th century, based on its school of painting, which included Rubens, Van Dyck, Jordaens, the Teniers and many others.[20]
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Informally, most Antverpians (in Dutch Antwerpenaren, people from Antwerp) speak Antverpian daily (in Dutch Antwerps), a dialect that Dutch-speakers know as distinctive from other Brabantic dialects for its characteristic pronunciation of vowels: an 'aw' sound approximately like that in 'bore' is used for one of its long 'a'-sounds while other short 'a's are very sharp like the 'a' in 'hat'. The Echt Antwaarps Teater ("Authentic Antverpian Theatre") brings the dialect on stage.
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Antwerp is a rising fashion city, and has produced designers such as the Antwerp Six. The city has a cult status in the fashion world, due to the Royal Academy of Fine Arts, one of the most important fashion academies in the world. It has served as the learning centre for many Belgian fashion designers. Since the 1980s, several graduates of the Belgian Royal Academy of Fine Arts have become internationally successful fashion designers in Antwerp. The city has had a huge influence on other Belgian fashion designers such as Raf Simons, Veronique Branquinho, Olivier Theyskens and Kris Van Assche.[78]
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Antwerp is famous for its local products. In August every year the Bollekesfeest takes place. The Bollekesfeest is a showcase for such local products as Bolleke, an amber beer from the De Koninck Brewery. The Mokatine sweets made by Confiserie Roodthooft, Elixir D'Anvers, a locally made liquor, locally roasted coffee from Koffie Verheyen, sugar from Candico, Poolster pickled herring and Equinox horse meat, are other examples of local specialities. One of the most known products of the city are its biscuits, the Antwerpse Handjes, literally "Antwerp Hands". Usually made from a short pastry with almonds or milk chocolate, they symbolize the Antwerp trademark and folklore. The local products are represented by a non-profit organization, Streekproducten Provincie Antwerpen vzw.[citation needed]
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A number of Christian missions to seafarers are based in Antwerp, notably on the Italiëlei. These include the Mission to Seafarers, British & International Sailors' Society, the Finnish Seamen's Mission, the Norwegian Sjømannskirken and the Apostleship of the Sea. They provide cafeterias, cultural and social activities as well as religious services.
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Antwerp is the home of the Antwerp Jazz Club (AJC), founded in 1938 and located on the square Grote Markt since 1994.[79]
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The band dEUS was formed in 1991 in Antwerp. dEUS began their career as a covers band, but soon began writing their own material. Their musical influences range from folk and punk to jazz and progressive rock.
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Cultuurmarkt van Vlaanderen is a musical festival and a touristic attraction that takes place annually on the final Sunday of August in the city center of Antwerp. Where international and local musicians and actors, present their stage and street performances.[80][81][82]
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Linkerwoofer is a pop-rock music festival located at the left bank of the Scheldt. This music festival starts in August and mostly local Belgian musicians play and perform in this event.[83][84][85]
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Other popular festivals Fire Is Gold, and focuses more on urban music, and Summerfestival.
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The city of Antwerp will co-host the 2020 World Choir Games together with the city of Ghent.[86] Organised by the Interkultur Foundation, the World Choir Games is the biggest choral competition and festival in the world.
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Antwerp held the 1920 Summer Olympics, which were the first games after the First World War and also the only ones to be held in Belgium. The road cycling events took place in the streets of the city.[87][88]
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Royal Antwerp F.C., currently playing in the Belgian First Division, were founded in 1880 and is known as 'The Great Old' for being the first club registered to the Royal Belgian Football Association in 1895.[89] Since 1998, the club has taken Manchester United players on loan in an official partnership.[90] Another club in the city was Beerschot VAC, founded in 1899 by former Royal Antwerp players. They played at the Olympisch Stadion, the main venue of the 1920 Olympics. Nowadays KFCO Beerschot Wilrijk plays at the Olympisch Stadion in the Belgian Second Division.
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|
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The Antwerp Giants play in Basketball League Belgium and Topvolley Antwerpen play in the Belgium men's volleyball League.
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|
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For the year 2013, Antwerp was awarded the title of European Capital of Sport.
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Antwerp hosted the 2013 World Artistic Gymnastics Championships.
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Antwerp hosted the start of stage 3 of the 2015 Tour de France on 6 July 2015.[91]
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Antwerp has a university and several colleges. The University of Antwerp (Universiteit Antwerpen) was established in 2003, following the merger of the RUCA, UFSIA and UIA institutes. Their roots go back to 1852. The University has approximately 23,000 registered students, making it the third-largest university in Flanders, as well as 1,800 foreign students. It has 7 faculties, spread over four campus locations in the city centre and in the south of the city.
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The city has several colleges, including Antwerp Management School (AMS), Charlemagne University College (Karel de Grote Hogeschool), Plantin University College (Plantijn Hogeschool), and Artesis University College (Artesis Hogeschool). Artesis University College has about 8,600 students and 1,600 staff, and Charlemagne University College has about 10,000 students and 1,300 staff. Plantin University College has approximately 3,700 students.
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The following places are twinned with or sister cities to Antwerp:
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|
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Within the context of development cooperation, Antwerp is also linked to
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en/2930.html.txt
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A day is approximately the period of time during which the Earth completes one rotation around its axis.[1] A solar day is the length of time which elapses between the Sun reaching its highest point in the sky two consecutive times.[2] Days on other planets are defined similarly and vary in length due to differing rotation periods, that of Mars being slightly longer and sometimes called a sol.
|
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|
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+
In 1960, the second was redefined in terms of the orbital motion of the Earth in the year 1900, and was designated the SI base unit of time. The unit of measurement "day", was redefined as 86,400 SI seconds and symbolized d. In 1967, the second and so the day were redefined by atomic electron transition.[3] A civil day is usually 24 hours, plus or minus a possible leap second in Coordinated Universal Time (UTC), and occasionally plus or minus an hour in those locations that change from or to daylight saving time.
|
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|
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Day can be defined as each of the twenty-four-hour periods, reckoned from one midnight to the next, into which a week, month, or year is divided, and corresponding to a rotation of the earth on its axis.[4] However, its use depends on its context; for example, when people say 'day and night', 'day' will have a different meaning: the interval of light between two successive nights, the time between sunrise and sunset;[5] the time of light between one night and the next.[6] For clarity when meaning 'day' in that sense, the word "daytime" may be used instead,[7][8] though context and phrasing often makes the meaning clear. The word day may also refer to a day of the week or to a calendar date, as in answer to the question, "On which day?" The life patterns (circadian rhythms) of humans and many other species are related to Earth's solar day and the day-night cycle.
|
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|
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Several definitions of this universal human concept are used according to context, need and convenience. Besides the day of 24 hours (86,400 seconds), the word day is used for several different spans of time based on the rotation of the Earth around its axis. An important one is the solar day, defined as the time it takes for the Sun to return to its culmination point (its highest point in the sky). Because celestial orbits are not perfectly circular, and thus objects travel at different speeds at various positions in their orbit, a solar day is not the same length of time throughout the orbital year. Because the Earth orbits the Sun elliptically as the Earth spins on an inclined axis, this period can be up to 7.9 seconds more than (or less than) 24 hours. In recent decades, the average length of a solar day on Earth has been about 86,400.002 seconds[9]
|
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+
(24.000 000 6 hours) and there are currently about 365.242199 solar days in one mean tropical year.
|
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+
|
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+
Ancient custom has a new day start at either the rising or setting of the Sun on the local horizon (Italian reckoning, for example, being 24 hours from sunset, oldstyle).[10] The exact moment of, and the interval between, two sunrises or sunsets depends on the geographical position (longitude as well as latitude), and the time of year (as indicated by ancient hemispherical sundials).
|
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|
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A more constant day can be defined by the Sun passing through the local meridian, which happens at local noon (upper culmination) or midnight (lower culmination). The exact moment is dependent on the geographical longitude, and to a lesser extent on the time of the year. The length of such a day is nearly constant (24 hours ± 30 seconds). This is the time as indicated by modern sundials.
|
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|
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A further improvement defines a fictitious mean Sun that moves with constant speed along the celestial equator; the speed is the same as the average speed of the real Sun, but this removes the variation over a year as the Earth moves along its orbit around the Sun (due to both its velocity and its axial tilt).
|
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|
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A day, understood as the span of time it takes for the Earth to make one entire rotation[11] with respect to the celestial background or a distant star (assumed to be fixed), is called a stellar day. This period of rotation is about 4 minutes less than 24 hours (23 hours 56 minutes and 4.09 seconds) and there are about 366.2422 stellar days in one mean tropical year (one stellar day more than the number of solar days). Other planets and moons have stellar and solar days of different lengths from Earth's.
|
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|
18 |
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Besides a stellar day on Earth, there are related such days for bodies in the Solar System other than the Earth.[12]
|
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|
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+
A day, in the sense of daytime that is distinguished from night time, is commonly defined as the period during which sunlight directly reaches the ground, assuming that there are no local obstacles. The length of daytime averages slightly more than half of the 24-hour day. Two effects make daytime on average longer than nights. The Sun is not a point, but has an apparent size of about 32 minutes of arc. Additionally, the atmosphere refracts sunlight in such a way that some of it reaches the ground even when the Sun is below the horizon by about 34 minutes of arc. So the first light reaches the ground when the centre of the Sun is still below the horizon by about 50 minutes of arc.[13] Thus, daytime is on average around 7 minutes longer than 12 hours.[14]
|
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The term comes from the Old English dæg, with its cognates such as dagur in Icelandic, Tag in German, and dag in Norwegian, Danish, Swedish and Dutch. All of them from the Indo-European root dyau which explains the similarity with Latin dies though the word is known to come from the Germanic branch. As of October 17, 2015[update], day is the 205th most common word in US English,[15] and the 210th most common in UK English.[15]
|
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|
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+
A day, symbol d, defined as 86,400 seconds, is not an SI unit, but is accepted for use with SI.[16] The second is the base unit of time in SI units.
|
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+
|
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+
In 1967–68, during the 13th CGPM (Resolution 1),[17] the International Bureau of Weights and Measures (BIPM) redefined a second as
|
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+
|
28 |
+
... the duration of 9 192 631 770 periods of the radiation corresponding to the transition between two hyperfine levels of the ground state of the caesium 133 atom.[18]
|
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+
|
30 |
+
This makes the SI-based day last exactly 794, 243, 384, 928, 000 of those periods.
|
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+
|
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+
Mainly due to tidal effects, the Earth's rotational period is not constant, resulting in minor variations for both solar days and stellar "days". The Earth's day has increased in length over time due to tides raised by the Moon which slow Earth's rotation. Because of the way the second is defined, the mean length of a day is now about 86, 400.002 seconds, and is increasing by about 1.7 milliseconds per century (an average over the last 2, 700 years). The length of a day circa 620 million years ago has been estimated from rhythmites (alternating layers in sandstone) as having been about 21.9 hours.
|
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+
|
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In order to keep the civil day aligned with the apparent movement of the Sun, a day according to Coordinated Universal Time (UTC) can include a negative or positive leap second. Therefore, although typically 86,400 SI seconds in duration, a civil day can be either 86,401 or 86,399 SI seconds long on such a day.
|
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Leap seconds are announced in advance by the International Earth Rotation and Reference Systems Service (IERS), which measures the Earth's rotation and determines whether a leap second is necessary.
|
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|
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+
For civil purposes, a common clock time is typically defined for an entire region based on the local mean solar time at a central meridian. Such time zones began to be adopted about the middle of the 19th century when railroads with regularly occurring schedules came into use, with most major countries having adopted them by 1929. As of 2015, throughout the world, 40 such zones are now in use: the central zone, from which all others are defined as offsets, is known as UTC±00, which uses Coordinated Universal Time (UTC).
|
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The most common convention starts the civil day at midnight: this is near the time of the lower culmination of the Sun on the central meridian of the time zone. Such a day may be referred to as a calendar day.
|
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+
|
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+
A day is commonly divided into 24 hours of 60 minutes, with each minute composed of 60 seconds.
|
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+
|
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+
In the 19th century, an idea circulated to make a decimal fraction (1⁄10, 000 or 1⁄100, 000) of an astronomical day the base unit of time. This was an afterglow of the short-lived movement toward a decimalisation of timekeeping and the calendar, which had been given up already due to its difficulty in transitioning from traditional, more familiar units. The most successful alternative is the centiday, equal to 14.4 minutes (864 seconds), being not only a shorter multiple of an hour (0.24 vs 2.4) but also closer to the SI multiple kilosecond (1, 000 seconds) and equal to the traditional Chinese unit, kè.
|
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+
|
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+
The word refers to various similarly defined ideas, such as:
|
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+
|
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+
For most diurnal animals, the day naturally begins at dawn and ends at sunset. Humans, with their cultural norms and scientific knowledge, have employed several different conceptions of the day's boundaries. Common convention among the ancient Romans,[20] ancient Chinese[21] and in modern times is for the civil day to begin at midnight, i.e. 00:00, and last a full 24 hours until 24:00 (i.e. 00:00 of the next day).
|
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In ancient Egypt, the day was reckoned from sunrise to sunrise. The Jewish day begins at either sunset or nightfall (when three second-magnitude stars appear).
|
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+
|
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+
Medieval Europe also followed this tradition, known as Florentine reckoning: in this system, a reference like "two hours into the day" meant two hours after sunset and thus times during the evening need to be shifted back one calendar day in modern reckoning.[citation needed] Days such as Christmas Eve, Halloween, and the Eve of Saint Agnes are remnants of the older pattern when holidays began during the prior evening. Prior to 1926, Turkey had two time systems: Turkish (counting the hours from sunset) and French (counting the hours from midnight).
|
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|
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+
Validity of tickets, passes, etc., for a day or a number of days may end at midnight, or closing time, when that is earlier. However, if a service (e.g., public transport) operates from for example, 6:00 to 1:00 the next day (which may be noted as 25:00), the last hour may well count as being part of the previous day. For services depending on the day ("closed on Sundays", "does not run on Fridays", and so on) there is a risk of ambiguity. For example, a day ticket on the Nederlandse Spoorwegen (Dutch Railways) is valid for 28 hours, from 0:00 to 28:00 (that is, 4:00 the next day); the validity of a pass on Transport for London (TfL) services is until the end of the "transport day" – that is to say, until 4:30 am on the day after the "expires" date stamped on the pass.
|
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|
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In places which experience the midnight sun (polar day), daytime may extend beyond one 24-hour period and could even extend to months.
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John Ronald Reuel Tolkien CBE FRSL (/ruːl ˈtɒlkiːn/;[a] 3 January 1892 – 2 September 1973) was an English writer, poet, philologist, and academic. He was the author of the high fantasy works The Hobbit and The Lord of the Rings.
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He served as the Rawlinson and Bosworth Professor of Anglo-Saxon and Fellow of Pembroke College, Oxford, from 1925 to 1945 and Merton Professor of English Language and Literature and Fellow of Merton College, Oxford, from 1945 to 1959.[3] He was at one time a close friend of C. S. Lewis—they were both members of the informal literary discussion group known as the Inklings. Tolkien was appointed a Commander of the Order of the British Empire by Queen Elizabeth II on 28 March 1972.
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After Tolkien's death, his son Christopher published a series of works based on his father's extensive notes and unpublished manuscripts, including The Silmarillion. These, together with The Hobbit and The Lord of the Rings, form a connected body of tales, poems, fictional histories, invented languages, and literary essays about a fantasy world called Arda and Middle-earth[b] within it. Between 1951 and 1955, Tolkien applied the term legendarium to the larger part of these writings.[4]
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While many other authors had published works of fantasy before Tolkien,[5] the great success of The Hobbit and The Lord of the Rings led directly to a popular resurgence of the genre. This has caused Tolkien to be popularly identified as the "father" of modern fantasy literature[6][7]—or, more precisely, of high fantasy.[8] In 2008, The Times ranked him sixth on a list of "The 50 greatest British writers since 1945".[9] Forbes ranked him the fifth top-earning "dead celebrity" in 2009.[10]
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Tolkien's immediate paternal ancestors were middle-class craftsmen who made and sold clocks, watches and pianos in London and Birmingham. The Tolkien family originated in the East Prussian town Kreuzburg near Königsberg, which was founded during medieval German eastward expansion, where his earliest-known paternal ancestor Michel Tolkien was born around 1620. Michel's son Christianus Tolkien (1663–1746) was a wealthy miller in Kreuzburg. His son Christian Tolkien (1706–1791) moved from Kreuzburg to nearby Danzig, and his two sons Daniel Gottlieb Tolkien (1747–1813) and Johann (later known as John) Benjamin Tolkien (1752–1819) emigrated to London in the 1770s and became the ancestors of the English family; the younger brother was J. R. R. Tolkien's second great-grandfather. In 1792 John Benjamin Tolkien and William Gravell took over the Erdley Norton manufacture in London, which from then on sold clocks and watches under the name Gravell & Tolkien. Daniel Gottlieb obtained British citizenship in 1794, but John Benjamin apparently never became a British citizen. Other German relatives also joined the two brothers in London. Several people with the surname Tolkien or similar spelling, some of them members of the same family as J. R. R. Tolkien, live in northern Germany, but most of them are descendants of people who evacuated East Prussia in 1945, at the end of World War II.[11][12][13][14]
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According to Ryszard Derdziński the Tolkien name is of Low Prussian origin and probably means "son/descendant of Tolk."[11][12] Tolkien mistakenly believed his surname derived from the German word tollkühn, meaning "foolhardy",[15] and jokingly inserted himself as a "cameo" into The Notion Club Papers under the literally translated name Rashbold.[16] However, Derdziński has demonstrated this to be a false etymology.[11][12] While J. R. R. Tolkien was aware of the Tolkien family's German origin, his knowledge of the family's history was limited because he was "early isolated from the family of his prematurely deceased father".[11][12]
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John Ronald Reuel Tolkien was born on 3 January 1892 in Bloemfontein in the Orange Free State (now Free State Province in South Africa), which was later annexed by the British Empire, to Arthur Reuel Tolkien (1857–1896), an English bank manager, and his wife Mabel, née Suffield (1870–1904). The couple had left England when Arthur was promoted to head the Bloemfontein office of the British bank for which he worked. Tolkien had one sibling, his younger brother, Hilary Arthur Reuel Tolkien, who was born on 17 February 1894.[17]
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As a child, Tolkien was bitten by a large baboon spider in the garden, an event some think later echoed in his stories, although he admitted no actual memory of the event and no special hatred of spiders as an adult. In another incident, a young family servant, who thought Tolkien a beautiful child, took the baby to his kraal to show him off, returning him the next morning.[18]
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When he was three, he went to England with his mother and brother on what was intended to be a lengthy family visit. His father, however, died in South Africa of rheumatic fever before he could join them.[19] This left the family without an income, so Tolkien's mother took him to live with her parents in Kings Heath,[20] Birmingham. Soon after, in 1896, they moved to Sarehole (now in Hall Green), then a Worcestershire village, later annexed to Birmingham.[21] He enjoyed exploring Sarehole Mill and Moseley Bog and the Clent, Lickey and Malvern Hills, which would later inspire scenes in his books, along with nearby towns and villages such as Bromsgrove, Alcester, and Alvechurch and places such as his aunt Jane's farm Bag End, the name of which he used in his fiction.[22]
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Mabel Tolkien taught her two children at home. Ronald, as he was known in the family, was a keen pupil.[23] She taught him a great deal of botany and awakened in him the enjoyment of the look and feel of plants. Young Tolkien liked to draw landscapes and trees, but his favourite lessons were those concerning languages, and his mother taught him the rudiments of Latin very early.[24]
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Tolkien could read by the age of four and could write fluently soon afterwards. His mother allowed him to read many books. He disliked Treasure Island and The Pied Piper and thought Alice's Adventures in Wonderland by Lewis Carroll was "amusing but disturbing". He liked stories about "Red Indians" (Native Americans) and the fantasy works by George MacDonald.[25] In addition, the "Fairy Books" of Andrew Lang were particularly important to him and their influence is apparent in some of his later writings.[26]
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Mabel Tolkien was received into the Roman Catholic Church in 1900 despite vehement protests by her Baptist family,[28] which stopped all financial assistance to her. In 1904, when J. R. R. Tolkien was 12, his mother died of acute diabetes at Fern Cottage in Rednal, which she was renting. She was then about 34 years of age, about as old as a person with diabetes mellitus type 1 could live without treatment—insulin would not be discovered until two decades later. Nine years after her death, Tolkien wrote, "My own dear mother was a martyr indeed, and it is not to everybody that God grants so easy a way to his great gifts as he did to Hilary and myself, giving us a mother who killed herself with labour and trouble to ensure us keeping the faith."[28]
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Before her death, Mabel Tolkien had assigned the guardianship of her sons to her close friend, Fr. Francis Xavier Morgan of the Birmingham Oratory, who was assigned to bring them up as good Catholics. In a 1965 letter to his son Michael, Tolkien recalled the influence of the man whom he always called "Father Francis": "He was an upper-class Welsh-Spaniard Tory, and seemed to some just a pottering old gossip. He was—and he was not. I first learned charity and forgiveness from him; and in the light of it pierced even the 'liberal' darkness out of which I came, knowing more [i.e. Tolkien having grown up knowing more] about 'Bloody Mary' than the Mother of Jesus—who was never mentioned except as an object of wicked worship by the Romanists."[29]
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After his mother's death, Tolkien grew up in the Edgbaston area of Birmingham and attended King Edward's School, Birmingham, and later St. Philip's School. In 1903, he won a Foundation Scholarship and returned to King Edward's. While a pupil there, Tolkien was one of the cadets from the school's Officers Training Corps who helped "line the route" for the 1910 coronation parade of King George V. Like the other cadets from King Edward's, Tolkien was posted just outside the gates of Buckingham Palace.[30]
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In Edgbaston, Tolkien lived there in the shadow of Perrott's Folly and the Victorian tower of Edgbaston Waterworks, which may have influenced the images of the dark towers within his works.[31][32] Another strong influence was the romantic medievalist paintings of Edward Burne-Jones and the Pre-Raphaelite Brotherhood; the Birmingham Museum and Art Gallery had a large collection of works on public display.[33]
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While in his early teens, Tolkien had his first encounter with a constructed language, Animalic, an invention of his cousins, Mary and Marjorie Incledon. At that time, he was studying Latin and Anglo-Saxon. Their interest in Animalic soon died away, but Mary and others, including Tolkien himself, invented a new and more complex language called Nevbosh. The next constructed language he came to work with, Naffarin, would be his own creation.[34][35]
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Tolkien learned Esperanto some time before 1909. Around 10 June 1909 he composed "The Book of the Foxrook", a sixteen-page notebook, where the "earliest example of one of his invented alphabets" appears.[36] Short texts in this notebook are written in Esperanto.[37]
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In 1911, while they were at King Edward's School, Tolkien and three friends, Rob Gilson, Geoffrey Bache Smith and Christopher Wiseman, formed a semi-secret society they called the T.C.B.S. The initials stood for Tea Club and Barrovian Society, alluding to their fondness for drinking tea in Barrow's Stores near the school and, secretly, in the school library.[38][39] After leaving school, the members stayed in touch and, in December 1914, they held a "council" in London at Wiseman's home. For Tolkien, the result of this meeting was a strong dedication to writing poetry.
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In 1911, Tolkien went on a summer holiday in Switzerland, a trip that he recollects vividly in a 1968 letter,[30] noting that Bilbo's journey across the Misty Mountains ("including the glissade down the slithering stones into the pine woods") is directly based on his adventures as their party of 12 hiked from Interlaken to Lauterbrunnen and on to camp in the moraines beyond Mürren. Fifty-seven years later, Tolkien remembered his regret at leaving the view of the eternal snows of Jungfrau and Silberhorn, "the Silvertine (Celebdil) of my dreams". They went across the Kleine Scheidegg to Grindelwald and on across the Grosse Scheidegg to Meiringen. They continued across the Grimsel Pass, through the upper Valais to Brig and on to the Aletsch glacier and Zermatt.[40]
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In October of the same year, Tolkien began studying at Exeter College, Oxford. He initially studied classics but changed his course in 1913 to English language and literature, graduating in 1915 with first-class honours.[41]
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At the age of 16, Tolkien met Edith Mary Bratt, who was three years his senior, when he and his brother Hilary moved into the boarding house where she lived in Duchess Road, Edgbaston. According to Humphrey Carpenter,
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Edith and Ronald took to frequenting Birmingham teashops, especially one which had a balcony overlooking the pavement. There they would sit and throw sugarlumps into the hats of passers-by, moving to the next table when the sugar bowl was empty. ... With two people of their personalities and in their position, romance was bound to flourish. Both were orphans in need of affection, and they found that they could give it to each other. During the summer of 1909, they decided that they were in love.[42]
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His guardian, Father Morgan, viewed Edith as the reason for Tolkien's having "muffed" his exams and considered it "altogether unfortunate"[43] that his surrogate son was romantically involved with an older, Protestant woman. He prohibited him from meeting, talking to, or even corresponding with her until he was 21. He obeyed this prohibition to the letter,[44] with one notable early exception, over which Father Morgan threatened to cut short his university career if he did not stop.[45]
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In a 1941 letter to his son Michael, Tolkien recalled:
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I had to choose between disobeying and grieving (or deceiving) a guardian who had been a father to me, more than most fathers ... and "dropping" the love-affair until I was 21. I don't regret my decision, though it was very hard on my lover. But it was not my fault. She was completely free and under no vow to me, and I should have had no just complaint (except according to the unreal romantic code) if she had got married to someone else. For very nearly three years I did not see or write to my lover. It was extremely hard, especially at first. The effects were not wholly good: I fell back into folly and slackness and misspent a good deal of my first year at college.[43]
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On the evening of his 21st birthday, Tolkien wrote to Edith, who was living with family friend C. H. Jessop at Cheltenham. He declared that he had never ceased to love her, and asked her to marry him. Edith replied that she had already accepted the proposal of George Field, the brother of one of her closest schoolfriends. But Edith said she had agreed to marry Field only because she felt "on the shelf" and had begun to doubt that Tolkien still cared for her. She explained that, because of Tolkien's letter, everything had changed.
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On 8 January 1913, Tolkien travelled by train to Cheltenham and was met on the platform by Edith. The two took a walk into the countryside, sat under a railway viaduct, and talked. By the end of the day, Edith had agreed to accept Tolkien's proposal. She wrote to Field and returned her engagement ring. Field was "dreadfully upset at first", and the Field family was "insulted and angry".[46] Upon learning of Edith's new plans, Jessop wrote to her guardian, "I have nothing to say against Tolkien, he is a cultured gentleman, but his prospects are poor in the extreme, and when he will be in a position to marry I cannot imagine. Had he adopted a profession it would have been different."[47]
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Following their engagement, Edith reluctantly announced that she was converting to Catholicism at Tolkien's insistence. Jessop, "like many others of his age and class ... strongly anti-Catholic", was infuriated, and he ordered Edith to find other lodgings.[48]
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Edith Bratt and Ronald Tolkien were formally engaged at Birmingham in January 1913, and married at St. Mary Immaculate Roman Catholic Church, Warwick, on 22 March 1916.[49] In his 1941 letter to Michael, Tolkien expressed admiration for his wife's willingness to marry a man with no job, little money, and no prospects except the likelihood of being killed in the Great War.[43]
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In August 1914, Britain entered the First World War. Tolkien's relatives were shocked when he elected not to volunteer immediately for the British Army. In a 1941 letter to his son Michael, Tolkien recalled: "In those days chaps joined up, or were scorned publicly. It was a nasty cleft to be in for a young man with too much imagination and little physical courage."[43]
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Instead, Tolkien, "endured the obloquy",[43] and entered a programme by which he delayed enlistment until completing his degree. By the time he passed his finals in July 1915, Tolkien recalled that the hints were "becoming outspoken from relatives".[43] He was commissioned as a temporary second lieutenant in the Lancashire Fusiliers on 15 July 1915.[50][51] He trained with the 13th (Reserve) Battalion on Cannock Chase, Staffordshire, for 11 months. In a letter to Edith, Tolkien complained: "Gentlemen are rare among the superiors, and even human beings rare indeed."[52] Following their wedding, Lieutenant and Mrs. Tolkien took up lodgings near the training camp.
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On 2 June 1916, Tolkien received a telegram summoning him to Folkestone for posting to France. The Tolkiens spent the night before his departure in a room at the Plough & Harrow Hotel in Edgbaston, Birmingham.
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He later wrote: "Junior officers were being killed off, a dozen a minute. Parting from my wife then ... it was like a death."[53]
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On 5 June 1916, Tolkien boarded a troop transport for an overnight voyage to Calais. Like other soldiers arriving for the first time, he was sent to the British Expeditionary Force's (BEF) base depot at Étaples. On 7 June, he was informed that he had been assigned as a signals officer to the 11th (Service) Battalion, Lancashire Fusiliers. The battalion was part of the 74th Brigade, 25th Division.
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While waiting to be summoned to his unit, Tolkien sank into boredom. To pass the time, he composed a poem entitled The Lonely Isle, which was inspired by his feelings during the sea crossing to Calais. To evade the British Army's postal censorship, he also developed a code of dots by which Edith could track his movements.[54]
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He left Étaples on 27 June 1916 and joined his battalion at Rubempré, near Amiens.[55] He found himself commanding enlisted men who were drawn mainly from the mining, milling, and weaving towns of Lancashire.[56] According to John Garth, he "felt an affinity for these working class men", but military protocol prohibited friendships with "other ranks". Instead, he was required to "take charge of them, discipline them, train them, and probably censor their letters ... If possible, he was supposed to inspire their love and loyalty."[57]
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Tolkien later lamented, "The most improper job of any man ... is bossing other men. Not one in a million is fit for it, and least of all those who seek the opportunity."[57]
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Tolkien arrived at the Somme in early July 1916. In between terms behind the lines at Bouzincourt, he participated in the assaults on the Schwaben Redoubt and the Leipzig salient. Tolkien's time in combat was a terrible stress for Edith, who feared that every knock on the door might carry news of her husband's death. Edith could track her husband's movements on a map of the Western Front. According to the memoirs of the Reverend Mervyn S. Evers, Anglican chaplain to the Lancashire Fusiliers:
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On one occasion I spent the night with the Brigade Machine Gun Officer and the Signals Officer in one of the captured German dugouts ... We dossed down for the night in the hopes of getting some sleep, but it was not to be. We no sooner lay down than hordes of lice got up. So we went round to the Medical Officer, who was also in the dugout with his equipment, and he gave us some ointment which he assured us would keep the little brutes away. We anointed ourselves all over with the stuff and again lay down in great hopes, but it was not to be, because instead of discouraging them it seemed to act like a kind of hors d'oeuvre and the little beggars went at their feast with renewed vigour.[58]
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On 27 October 1916, as his battalion attacked Regina Trench, Tolkien contracted trench fever, a disease carried by the lice. He was invalided to England on 8 November 1916.[59] Many of his dearest school friends were killed in the war. Among their number were Rob Gilson of the Tea Club and Barrovian Society, who was killed on the first day of the Somme while leading his men in the assault on Beaumont Hamel. Fellow T.C.B.S. member Geoffrey Smith was killed during the same battle when a German artillery shell landed on a first aid post. Tolkien's battalion was almost completely wiped out following his return to England.
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Tolkien might well have been killed himself, but he had suffered from health problems and had been removed from combat multiple times.[60]
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According to John Garth:
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Although Kitchener's army enshrined old social boundaries, it also chipped away at the class divide by throwing men from all walks of life into a desperate situation together. Tolkien wrote that the experience taught him, "a deep sympathy and feeling for the Tommy; especially the plain soldier from the agricultural counties". He remained profoundly grateful for the lesson. For a long time, he had been imprisoned in a tower, not of pearl, but of ivory.[61]
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In later years, Tolkien indignantly declared that those who searched his works for parallels to the Second World War were entirely mistaken:
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One has indeed personally to come under the shadow of war to feel fully its oppression; but as the years go by it seems now often forgotten that to be caught in youth by 1914 was no less hideous an experience than to be involved in 1939 and the following years. By 1918 all but one of my close friends were dead.[62]
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A weak and emaciated Tolkien spent the remainder of the war alternating between hospitals and garrison duties, being deemed medically unfit for general service.[63][64][65]
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During his recovery in a cottage in Little Haywood, Staffordshire, he began to work on what he called The Book of Lost Tales, beginning with The Fall of Gondolin. Lost Tales represented Tolkien's attempt to create a mythology for England, a project he would abandon without ever completing.[66] Throughout 1917 and 1918 his illness kept recurring, but he had recovered enough to do home service at various camps. It was at this time that Edith bore their first child, John Francis Reuel Tolkien. In a 1941 letter, Tolkien described his son John as "(conceived and carried during the starvation-year of 1917 and the great U-Boat campaign) round about the Battle of Cambrai, when the end of the war seemed as far off as it does now".[43]
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Tolkien was promoted to the temporary rank of lieutenant on 6 January 1918.[67] When he was stationed at Kingston upon Hull, he and Edith went walking in the woods at nearby Roos, and Edith began to dance for him in a clearing among the flowering hemlock. After his wife's death in 1971, Tolkien remembered,
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I never called Edith Luthien—but she was the source of the story that in time became the chief part of the Silmarillion. It was first conceived in a small woodland glade filled with hemlocks[68] at Roos in Yorkshire (where I was for a brief time in command of an outpost of the Humber Garrison in 1917, and she was able to live with me for a while). In those days her hair was raven, her skin clear, her eyes brighter than you have seen them, and she could sing—and dance. But the story has gone crooked, & I am left, and I cannot plead before the inexorable Mandos.[69]
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This incident inspired the account of the meeting of Beren and Lúthien.[70]
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On 16 July 1919 Tolkien was officially demobilized, at Fovant, on Salisbury Plain, with a temporary disability pension.[71]
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On 3 November 1920, Tolkien was demobilized and left the army, retaining his rank of lieutenant.[72] His first civilian job after World War I was at the Oxford English Dictionary, where he worked mainly on the history and etymology of words of Germanic origin beginning with the letter W.[73] In 1920, he took up a post as reader in English language at the University of Leeds, becoming the youngest professor there.[74] While at Leeds, he produced A Middle English Vocabulary and a definitive edition of Sir Gawain and the Green Knight with E. V. Gordon; both became academic standard works for several decades. He translated Sir Gawain, Pearl, and Sir Orfeo. In 1925, he returned to Oxford as Rawlinson and Bosworth Professor of Anglo-Saxon, with a fellowship at Pembroke College.
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In mid-1919, he began to tutor undergraduates privately, most importantly those of Lady Margaret Hall and St Hugh's College, given that the women's colleges were in great need of good teachers in their early years, and Tolkien as a married professor (then still not common) was considered suitable, as a bachelor don would not have been.[75]
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During his time at Pembroke College Tolkien wrote The Hobbit and the first two volumes of The Lord of the Rings, while living at 20 Northmoor Road in North Oxford (where a blue plaque was placed in 2002). He also published a philological essay in 1932 on the name "Nodens", following Sir Mortimer Wheeler's unearthing of a Roman Asclepeion at Lydney Park, Gloucestershire, in 1928.[76]
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In the 1920s, Tolkien undertook a translation of Beowulf, which he finished in 1926, but did not publish. It was finally edited by his son and published in 2014, more than 40 years after Tolkien's death and almost 90 years after its completion.[77]
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Ten years after finishing his translation, Tolkien gave a highly acclaimed lecture on the work, "Beowulf: The Monsters and the Critics", which had a lasting influence on Beowulf research.[78] Lewis E. Nicholson said that the article Tolkien wrote about Beowulf is "widely recognized as a turning point in Beowulfian criticism", noting that Tolkien established the primacy of the poetic nature of the work as opposed to its purely linguistic elements.[79] At the time, the consensus of scholarship deprecated Beowulf for dealing with childish battles with monsters rather than realistic tribal warfare; Tolkien argued that the author of Beowulf was addressing human destiny in general, not as limited by particular tribal politics, and therefore the monsters were essential to the poem.[80] Where Beowulf does deal with specific tribal struggles, as at Finnsburg, Tolkien argued firmly against reading in fantastic elements.[81] In the essay, Tolkien also revealed how highly he regarded Beowulf: "Beowulf is among my most valued sources", and this influence may be seen throughout his Middle-earth legendarium.[82]
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According to Humphrey Carpenter, Tolkien had an ingenious means of beginning his series of lectures on Beowulf:
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He would come silently into the room, fix the audience with his gaze, and suddenly begin to declaim in a resounding voice the opening lines of the poem in the original Anglo-Saxon, commencing with a great cry of Hwæt! (the first word of this and several other Old English poems), which some undergraduates took to be "Quiet!" It was not so much a recitation as a dramatic performance, an impersonation of an Anglo-Saxon bard in a mead hall, and it impressed generations of students because it brought home to them that Beowulf was not just a set text to be read for the purposes of examination, but a powerful piece of dramatic poetry.[83]
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Decades later, W. H. Auden wrote to his former professor,
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I don't think that I have ever told you what an unforgettable experience it was for me as an undergraduate, hearing you recite Beowulf. The voice was the voice of Gandalf.[83]
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In the run-up to the Second World War, Tolkien was earmarked as a codebreaker.[84][85] In January 1939, he was asked whether he would be prepared to serve in the cryptographic department of the Foreign Office in the event of national emergency.[84][85] He replied in the affirmative and, beginning on 27 March, took an instructional course at the London HQ of the Government Code and Cypher School.[84][85] A record of his training was found which included the notation "keen" next to his name,[86] although Tolkien scholar Anders Stenström suggested that "In all likelihood, that is not a record of Tolkien's interest, but a note about how to pronounce the name."[87] He was informed in October that his services would not be required.[84][85]
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In 1945, Tolkien moved to Merton College, Oxford, becoming the Merton Professor of English Language and Literature,[88] in which post he remained until his retirement in 1959. He served as an external examiner for University College, Dublin, for many years. In 1954 Tolkien received an honorary degree from the National University of Ireland (of which U.C.D. was a constituent college). Tolkien completed The Lord of the Rings in 1948, close to a decade after the first sketches.
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Tolkien also translated the Book of Jonah for the Jerusalem Bible, which was published in 1966.[89]
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The Tolkiens had four children: John Francis Reuel Tolkien (17 November 1917 – 22 January 2003), Michael Hilary Reuel Tolkien (22 October 1920 – 27 February 1984), Christopher John Reuel Tolkien (21 November 1924 – 15 January 2020) and Priscilla Mary Anne Reuel Tolkien (born 18 June 1929). Tolkien was very devoted to his children and sent them illustrated letters from Father Christmas when they were young. Each year more characters were added, such as the North Polar Bear (Father Christmas's helper), the Snow Man (his gardener), Ilbereth the elf (his secretary), and various other, minor characters. The major characters would relate tales of Father Christmas's battles against goblins who rode on bats and the various pranks committed by the North Polar Bear.[90]
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During his life in retirement, from 1959 up to his death in 1973, Tolkien received steadily increasing public attention and literary fame. In 1961, his friend C. S. Lewis even nominated him for the Nobel Prize in Literature.[91] The sales of his books were so profitable that he regretted that he had not chosen early retirement.[24] At first, he wrote enthusiastic answers to readers' enquiries, but he became increasingly unhappy about the sudden popularity of his books with the 1960s counter-culture movement.[92] In a 1972 letter, he deplored having become a cult-figure, but admitted that "even the nose of a very modest idol ... cannot remain entirely untickled by the sweet smell of incense!"[93]
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Fan attention became so intense that Tolkien had to take his phone number out of the public directory,[94] and eventually he and Edith moved to Bournemouth, which was then a seaside resort patronized by the British upper middle class. Tolkien's status as a best-selling author gave them easy entry into polite society, but Tolkien deeply missed the company of his fellow Inklings. Edith, however, was overjoyed to step into the role of a society hostess, which had been the reason that Tolkien selected Bournemouth in the first place.
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According to Humphrey Carpenter:
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Those friends who knew Ronald and Edith Tolkien over the years never doubted that there was deep affection between them. It was visible in the small things, the almost absurd degree in which each worried about the other's health, and the care in which they chose and wrapped each other's birthday presents; and in the large matters, the way in which Ronald willingly abandoned such a large part of his life in retirement to give Edith the last years in Bournemouth that he felt she deserved, and the degree in which she showed pride in his fame as an author. A principal source of happiness to them was their shared love of their family. This bound them together until the end of their lives, and it was perhaps the strongest force in the marriage. They delighted to discuss and mull over every detail of the lives of their children, and later their grandchildren.[95]
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Edith Tolkien died on 29 November 1971, at the age of 82. According to Simon Tolkien:
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My grandmother died two years before my grandfather and he came back to live in Oxford. Merton College gave him rooms just off the High Street. I went there frequently and he'd take me to lunch in the Eastgate Hotel. Those lunches were rather wonderful for a 12-year-old boy spending time with his grandfather, but sometimes he seemed sad. There was one visit when he told me how much he missed my grandmother. It must have been very strange for him being alone after they had been married for more than 50 years.[96]
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Tolkien was appointed by Queen Elizabeth II a Commander of the Order of the British Empire in the 1972 New Year Honours[97] and received the insignia of the Order at Buckingham Palace on 28 March 1972.[98] In the same year Oxford University conferred upon him an honorary Doctorate of Letters.[41][99]
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Tolkien had the name Lúthien engraved on Edith's tombstone at Wolvercote Cemetery, Oxford. When Tolkien died 21 months later on 2 September 1973 from a bleeding ulcer and chest infection,[100] at the age of 81,[101] he was buried in the same grave, with Beren added to his name. The engravings read:
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Wolvercote Cemetery, Oxford
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In Tolkien's Middle-earth legendarium, Lúthien was the most beautiful of all the Children of Ilúvatar, and forsook her immortality for her love of the mortal warrior Beren. After Beren was captured by the forces of the Dark Lord Morgoth, Lúthien rode to his rescue upon the talking wolfhound Huan. Ultimately, when Beren was slain in battle against the demonic wolf Carcharoth, Lúthien, like Orpheus, approached the Valar, the angelic order of beings placed in charge of the world by Eru (God), and persuaded them to restore her beloved to life.
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Tolkien's will was proven on 20 December 1973, with his estate valued at £190,577 (equivalent to £2,321,707 in 2019[102]).[103]
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Tolkien was a devout Roman Catholic, and in his religious and political views he was mostly a traditionalist moderate, with libertarian, distributist, and monarchist leanings, in the sense of favouring established conventions and orthodoxies over innovation and modernization, whilst castigating government bureaucracy; in 1943 he wrote, "My political opinions lean more and more to Anarchy (philosophically understood, meaning abolition of control not whiskered men with bombs)—or to 'unconstitutional' Monarchy."[104]
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Although he did not often write or speak about it, Tolkien advocated the dismantling of the British Empire and even of the United Kingdom. In a 1936 letter to a former student, the Belgian linguist Simonne d'Ardenne, he wrote, "The political situation is dreadful... I have the greatest sympathy with Belgium—which is about the right size of any country! I wish my own were bounded still by the seas of the Tweed and the walls of Wales... we folk do at least know something of mortality and eternity and when Hitler (or a Frenchman) says 'Germany (or France) must live forever' we know that he lies."[105]
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Tolkien had an intense hatred for the side effects of industrialization, which he considered to be devouring the English countryside and simpler life. For most of his adult life, he was disdainful of cars, preferring to ride a bicycle.[106] This attitude can be seen in his work, most famously in the portrayal of the forced "industrialization" of the Shire in The Lord of the Rings.[107]
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Many commentators[108] have remarked on a number of potential parallels between the Middle-earth saga and events in Tolkien's lifetime. The Lord of the Rings is often thought to represent England during and immediately after the Second World War. Tolkien ardently rejected this opinion in the foreword to the second edition of the novel, stating he preferred applicability to allegory.[108] This theme is taken up at greater length in his essay "On Fairy-Stories", where he argues that fairy-stories are so apt because they are consistent both within themselves and with some truths about reality. He concludes that Christianity itself follows this pattern of inner consistency and external truth. His belief in the fundamental truths of Christianity leads commentators to find Christian themes in The Lord of the Rings. Tolkien objected strongly to C. S. Lewis's use of religious references in his stories, which were often overtly allegorical.[109] However, Tolkien wrote that the Mount Doom scene exemplified lines from the Lord's Prayer.[110][111]
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His love of myths and his devout faith came together in his assertion that he believed mythology to be the divine echo of "the Truth".[112] This view was expressed in his poem and essay entitled Mythopoeia.[113] His theory that myths held "fundamental truths" became a central theme of the Inklings in general.
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Tolkien's devout Roman Catholic faith was a significant factor in the conversion of C. S. Lewis from atheism to Christianity, although Tolkien was dismayed that Lewis chose to join the Church of England.[114]
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He once wrote in a letter to Rayner Unwin's daughter Camilla, who wished to know what the purpose of life was, that "[i]t may be said that the chief purpose of life, for any one of us, is to increase according to our capacity our knowledge of God by all the means we have, and to be moved by it to praise and thanks."[115]
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According to his grandson Simon Tolkien, Tolkien in the last years of his life was disappointed by some of the liturgical reforms and changes implemented after the Second Vatican Council:
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I vividly remember going to church with him in Bournemouth. He was a devout Roman Catholic and it was soon after the Church had changed the liturgy from Latin to English. My grandfather obviously didn't agree with this and made all the responses very loudly in Latin while the rest of the congregation answered in English. I found the whole experience quite excruciating, but my grandfather was oblivious. He simply had to do what he believed to be right.[96]
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Tolkien voiced support for the Nationalists (eventually led by Franco during the Spanish Civil War) upon hearing that communist Republicans were destroying churches and killing priests and nuns.[116]
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Tolkien was contemptuous of Joseph Stalin. During World War II, Tolkien referred to Stalin as "that bloodthirsty old murderer".[117] However, in 1961, Tolkien sharply criticized a Swedish commentator who suggested that The Lord of the Rings was an anti-communist parable and identified Sauron with Stalin. Tolkien said, "I utterly repudiate any such reading, which angers me. The situation was conceived long before the Russian revolution. Such allegory is entirely foreign to my thought."[118]
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Tolkien vocally opposed Adolf Hitler and the Nazi Party before the Second World War, and was known to especially despise Nazi racist and anti-semitic ideology. In 1938, the publishing house Rütten & Loening Verlag was preparing to release The Hobbit in Nazi Germany. To Tolkien's outrage, he was asked beforehand whether he was of Aryan origin. In a letter to his British publisher Stanley Unwin, he condemned Nazi "race-doctrine" as "wholly pernicious and unscientific". He added that he had many Jewish friends and was considering "letting a German translation go hang".[119] He provided two letters to Rütten & Loening and instructed Unwin to send whichever he preferred. The more tactful letter was sent and was lost during the later bombing of Germany. In the unsent letter, Tolkien makes the point that "Aryan" is a linguistic term, denoting speakers of Indo-Iranian languages. He continued,
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But if I am to understand that you are enquiring whether I am of Jewish origin, I can only reply that I regret that I appear to have no ancestors of that gifted people. My great-great-grandfather came to England in the 18th century from Germany: the main part of my descent is therefore purely English, and I am an English subject—which should be sufficient. I have been accustomed, nonetheless, to regard my German name with pride, and continued to do so throughout the period of the late regrettable war, in which I served in the English army. I cannot, however, forbear to comment that if impertinent and irrelevant inquiries of this sort are to become the rule in matters of literature, then the time is not far distant when a German name will no longer be a source of pride.[120]
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In a 1941 letter to his son Michael, he expressed his resentment at the distortion of Germanic history in "Nordicism":
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You have to understand the good in things, to detect the real evil. But no one ever calls on me to "broadcast" or do a postscript. Yet I suppose I know better than most what is the truth about this "Nordic" nonsense. Anyway, I have in this war a burning private grudge ... against that ruddy little ignoramus Adolf Hitler ... Ruining, perverting, misapplying, and making for ever accursed, that noble northern spirit, a supreme contribution to Europe, which I have ever loved, and tried to present in its true light. Nowhere, incidentally, was it nobler than in England, nor more early sanctified and Christianized.[121]
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In 1968, he objected to a description of Middle-earth as "Nordic", a term he said he disliked because of its association with racialist theories.[122]
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Tolkien criticized Allied use of total-war tactics against civilians of Nazi Germany and Imperial Japan. In a 1945 letter to his son Christopher, he wrote:
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We were supposed to have reached a stage of civilization in which it might still be necessary to execute a criminal, but not to gloat, or to hang his wife and child by him while the orc-crowd hooted. The destruction of Germany, be it 100 times merited, is one of the most appalling world-catastrophes. Well, well,—you and I can do nothing about it. And that [should] be a measure of the amount of guilt that can justly be assumed to attach to any member of a country who is not a member of its actual Government. Well the first War of the Machines seems to be drawing to its final inconclusive chapter—leaving, alas, everyone the poorer, many bereaved or maimed and millions dead, and only one thing triumphant: the Machines.[123]
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He also reacted with anger to the excesses of anti-German propaganda during World War II. In an earlier, 1944 letter to Christopher, he wrote:
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...it is distressing to see the press grovelling in the gutter as low as Goebbels in his prime, shrieking that any German commander who holds out in a desperate situation (when, too, the military needs of his side clearly benefit) is a drunkard, and a besotted fanatic. ... There was a solemn article in the local paper seriously advocating systematic exterminating of the entire German nation as the only proper course after military victory: because, if you please, they are rattlesnakes, and don't know the difference between good and evil! (What of the writer?) The Germans have just as much right to declare the Poles and Jews exterminable vermin, subhuman, as we have to select the Germans: in other words, no right, whatever they have done.[124]
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Tolkien was horrified by the 1945 atomic bombings of Hiroshima and Nagasaki, referring to the scientists of the Manhattan Project as "these lunatic physicists" and "Babel-builders".[125]
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During most of his own life conservationism was not yet on the political agenda, and Tolkien himself did not directly express conservationist views—except in some private letters, in which he tells about his fondness for forests and sadness at tree-felling. In later years, a number of authors of biographies or literary analyses of Tolkien conclude that during his writing of The Lord of the Rings, Tolkien gained increased interest in the value of wild and untamed nature, and in protecting what wild nature was left in the industrialized world.[126][127][128]
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Tolkien devised several themes that were reused in successive drafts of his legendarium, beginning with The Book of Lost Tales, written while recuperating from illnesses contracted during The Battle of the Somme. The two most prominent stories, the tale of Beren and Lúthien and that of Túrin, were carried forward into long narrative poems (published in The Lays of Beleriand).
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One of the greatest influences on Tolkien was the Arts and Crafts polymath William Morris. Tolkien wished to imitate Morris's prose and poetry romances,[129] from which he took hints for the names of features such as the Dead Marshes in The Lord of the Rings[130] and Mirkwood,[131] along with some general aspects of approach.
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Edward Wyke-Smith's The Marvellous Land of Snergs, with its "table-high" title characters, strongly influenced the incidents, themes, and depiction of Bilbo's race in The Hobbit.[132]
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Tolkien also cited H. Rider Haggard's novel She in a telephone interview: "I suppose as a boy She interested me as much as anything—like the Greek shard of Amyntas [Amenartas], which was the kind of machine by which everything got moving."[133] A supposed facsimile of this potsherd appeared in Haggard's first edition, and the ancient inscription it bore, once translated, led the English characters to She's ancient kingdom. Critics have compared this device to the Testament of Isildur in The Lord of the Rings[134] and to Tolkien's efforts to produce as an illustration a realistic page from the Book of Mazarbul.[135] Critics starting with Edwin Muir[136] have found resemblances between Haggard's romances and Tolkien's.[137][138][139]
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Tolkien wrote of being impressed as a boy by S. R. Crockett's historical novel The Black Douglas and of basing the battle with the wargs in The Fellowship of the Ring partly on an incident in it.[140] Incidents in both The Hobbit and The Lord of the Rings are similar in narrative and style to the novel,[141] and its overall style and imagery have been suggested as an influence on Tolkien.[142]
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Tolkien was inspired by early Germanic, especially Old English, literature, poetry, and mythology, which were his chosen and much-loved areas of expertise. These sources of inspiration included Old English literature such as Beowulf, Norse sagas such as the Volsunga saga and the Hervarar saga,[143] the Poetic Edda, the Prose Edda, the Nibelungenlied, and numerous other culturally related works.[144] Despite the similarities of his work to the Volsunga saga and the Nibelungenlied, which were the basis for Richard Wagner's opera cycle Der Ring des Nibelungen, Tolkien dismissed critics' direct comparisons to Wagner, telling his publisher, "Both rings were round, and there the resemblance ceases." However, some critics[145][146][147] believe that Tolkien was, in fact, indebted to Wagner for elements such as the "concept of the Ring as giving the owner mastery of the world ..."[148] Two of the characteristics possessed by the One Ring, its inherent malevolence and corrupting power upon minds and wills, were not present in the mythical sources but have a central role in Wagner's opera.
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Tolkien also acknowledged several non-Germanic influences or sources for some of his stories and ideas. Sophocles' play Oedipus Rex he cited as inspiring elements of The Silmarillion and The Children of Húrin. In addition, Tolkien first read William Forsell Kirby's translation of the Finnish national epic, the Kalevala, while attending King Edward's School. He described its character of Väinämöinen as one of his influences for Gandalf the Grey. The Kalevala's antihero Kullervo was further described as an inspiration for Túrin Turambar.[149] Dimitra Fimi, Douglas A. Anderson, John Garth, and many other prominent Tolkien scholars believe that Tolkien also drew influence from a variety of Celtic (Irish, Scottish and Welsh) history and legends.[150][151] However, after the Silmarillion manuscript was rejected, in part for its "eye-splitting" Celtic names, Tolkien denied their Celtic origin:
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Needless to say they are not Celtic! Neither are the tales. I do know Celtic things (many in their original languages Irish and Welsh), and feel for them a certain distaste: largely for their fundamental unreason. They have bright colour, but are like a broken stained glass window reassembled without design. They are in fact "mad" as your reader says—but I don't believe I am.[152][153]
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Fimi pointed out that despite his dismissive remarks about "Celtic things" in 1937 that Tolkien was fluent in medieval Welsh (though not modern Welsh) and declared when delivering the first O'Donnell lectures at Oxford in 1954 about the influences of Celtic languages on the English language that "Welsh is beautiful".[150]
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One of Tolkien's purposes when writing his Middle-earth books was to create what his biographer Humphrey Carpenter called a "mythology for England" with Carpenter citing in support Tolkien's letter to Milton Waldman complaining of the "poverty of my country: it had no stories of its own (bound up with its tongue and soil)" unlike the Celtic nations of Scotland, Ireland and Wales, which all had their own well developed mythologies.[150] Tolkien himself never used the exact phrase "a mythology for England", but he often made statements to that effect, writing to one reader that his intention in writing the Middle-earth stories was "to restore to the English an epic tradition and present them with a mythology of their own".[150] In the early 20th century, proponents of Irish nationalism like the poet William Butler Yeats, Lady Gregory and others had succeeded in linking in the public mind traditional Irish folk tales of fairies and elves to Irish national identity while denigrating English folk tales as being merely derivative of Irish folk tales.[150] This had prompted a backlash by English writers, leading to a savage war of words about which nation had the more authentic and better fairy tales with for example the English essayist G. K. Chesterton engaging in a series of polemical essays with Yeats over the question of the superiority of Irish vs. English fairy tales.[150] Even though there is nothing innately anti-English about Irish folklore, the way in which Irish mythology became associated with Irish nationalism, being promoted most enthusiastically by those favouring Irish independence, led many to perceive Irish mythology and folklore as Anglophobic.[150] Tolkien with his determination to write a "mythology for England" was for this reason disinclined to admit to Celtic influences.[150] Fimi noted in particular that the story of the Noldor, the Elves who fled Valinor for Middle-earth, resembles the story related in the Lebor Gabála Érenn of the semi-divine Tuatha Dé Danann who fled from what is variously described as a place in the north or Greece to conquer Ireland.[150] Like Tolkien's Elves, the Tuatha Dé Danann are inferior to the gods, but superior to humans; being endowed with extraordinary skills as craftsmen, poets, warriors, and magicians.[150] Likewise, after the triumph of humanity, both the Elves and the Tuatha Dé Danann are driven underground, which causes their "fading", leading them to become diminutive and pale.[150]
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Catholic theology and imagery played a part in fashioning Tolkien's creative imagination, suffused as it was by his deeply religious spirit.[144][154] Tolkien acknowledged this himself:
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The Lord of the Rings is of course a fundamentally religious and Catholic work; unconsciously so at first, but consciously in the revision. That is why I have not put in, or have cut out, practically all references to anything like "religion", to cults or practices, in the imaginary world. For the religious element is absorbed into the story and the symbolism.[155]
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Specifically, Paul H. Kocher argues that Tolkien describes evil in the orthodox Christian way as the absence of good. He cites many examples in The Lord of the Rings, such as Sauron's "Lidless Eye": "the black slit of its pupil opened on a pit, a window into nothing". Kocher sees Tolkien's source as Thomas Aquinas, "whom it is reasonable to suppose that Tolkien, as a medievalist and a Catholic, knows well".[156] Tom Shippey makes the same point, but, instead of referring to Aquinas, says Tolkien was very familiar with Alfred the Great's Anglo-Saxon translation of Boethius' Consolation of Philosophy, known as the Lays of Boethius. Shippey contends that this Christian view of evil is most clearly stated by Boethius: "evil is nothing". He says Tolkien used the corollary that evil cannot create as the basis of Frodo's remark, "the Shadow ... can only mock, it cannot make: not real new things of its own", and related remarks by Treebeard and Elrond.[157] He goes on to argue that in The Lord of the Rings evil does sometimes seem to be an independent force, more than merely the absence of good, and suggests that Alfred's additions to his translation of Boethius may have inspired that view.[158]
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Stratford Caldecott also interpreted the Ring in theological terms: "The Ring of Power exemplifies the dark magic of the corrupted will, the assertion of self in disobedience to God. It appears to give freedom, but its true function is to enslave the wearer to the Fallen Angel. It corrodes the human will of the wearer, rendering him increasingly 'thin' and unreal; indeed, its gift of invisibility symbolizes this ability to destroy all natural human relationships and identity. You could say the Ring is sin itself: tempting and seemingly harmless to begin with, increasingly hard to give up and corrupting in the long run."[159]
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As well as his fiction, Tolkien was also a leading author of academic literary criticism. His seminal 1936 lecture, later published as an article, revolutionized the treatment of the Anglo-Saxon epic Beowulf by literary critics. The essay remains highly influential in the study of Old English literature to this day. Beowulf is one of the most significant influences upon Tolkien's later fiction, with major details of both The Hobbit and The Lord of the Rings being adapted from the poem. The piece reveals many of the aspects of Beowulf which Tolkien found most inspiring, most prominently the role of monsters in literature, particularly that of the dragon which appears in the final third of the poem:
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As for the poem, one dragon, however hot, does not make a summer, or a host; and a man might well exchange for one good dragon what he would not sell for a wilderness. And dragons, real dragons, essential both to the machinery and the ideas of a poem or tale, are actually rare.[160]
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This essay discusses the fairy-story as a literary form. It was initially written as the 1939 Andrew Lang Lecture at the University of St Andrews, Scotland.
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Tolkien focuses on Andrew Lang's work as a folklorist and collector of fairy tales. He disagreed with Lang's broad inclusion, in his Fairy Book collections, of traveller's tales, beast fables, and other types of stories. Tolkien held a narrower perspective, viewing fairy stories as those that took place in Faerie, an enchanted realm, with or without fairies as characters. He viewed them as the natural development of the interaction of human imagination and human language.
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In addition to his mythopoeic compositions, Tolkien enjoyed inventing fantasy stories to entertain his children.[161] He wrote annual Christmas letters from Father Christmas for them, building up a series of short stories (later compiled and published as The Father Christmas Letters). Other works included Mr. Bliss and Roverandom (for children), and Leaf by Niggle (part of Tree and Leaf), The Adventures of Tom Bombadil, Smith of Wootton Major and Farmer Giles of Ham. Roverandom and Smith of Wootton Major, like The Hobbit, borrowed ideas from his legendarium.
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Tolkien never expected his stories to become popular, but by sheer accident a book called The Hobbit, which he had written some years before for his own children, came in 1936 to the attention of Susan Dagnall, an employee of the London publishing firm George Allen & Unwin, who persuaded Tolkien to submit it for publication.[101] When it was published a year later, the book attracted adult readers as well as children, and it became popular enough for the publishers to ask Tolkien to produce a sequel.
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The request for a sequel prompted Tolkien to begin what would become his most famous work: the epic novel The Lord of the Rings (originally published in three volumes 1954–1955). Tolkien spent more than ten years writing the primary narrative and appendices for The Lord of the Rings, during which time he received the constant support of the Inklings, in particular his closest friend C. S. Lewis, the author of The Chronicles of Narnia. Both The Hobbit and The Lord of the Rings are set against the background of The Silmarillion, but in a time long after it.
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Tolkien at first intended The Lord of the Rings to be a children's tale in the style of The Hobbit, but it quickly grew darker and more serious in the writing.[162] Though a direct sequel to The Hobbit, it addressed an older audience, drawing on the immense backstory of Beleriand that Tolkien had constructed in previous years, and which eventually saw posthumous publication in The Silmarillion and other volumes. Tolkien's influence weighs heavily on the fantasy genre that grew up after the success of The Lord of the Rings.
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The Lord of the Rings became immensely popular in the 1960s and has remained so ever since, ranking as one of the most popular works of fiction of the 20th century, judged by both sales and reader surveys.[163] In the 2003 "Big Read" survey conducted by the BBC, The Lord of the Rings was found to be the UK's "Best-loved Novel".[164] Australians voted The Lord of the Rings "My Favourite Book" in a 2004 survey conducted by the Australian ABC.[165] In a 1999 poll of Amazon.com customers, The Lord of the Rings was judged to be their favourite "book of the millennium".[166] In 2002 Tolkien was voted the 92nd "greatest Briton" in a poll conducted by the BBC, and in 2004 he was voted 35th in the SABC3's Great South Africans, the only person to appear in both lists. His popularity is not limited to the English-speaking world: in a 2004 poll inspired by the UK's "Big Read" survey, about 250,000 Germans found The Lord of the Rings to be their favourite work of literature.[167]
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Tolkien wrote a brief "Sketch of the Mythology", which included the tales of Beren and Lúthien and of Túrin; and that sketch eventually evolved into the Quenta Silmarillion, an epic history that Tolkien started three times but never published. Tolkien desperately hoped to publish it along with The Lord of the Rings, but publishers (both Allen & Unwin and Collins) declined. Moreover, printing costs were very high in 1950s Britain, requiring The Lord of the Rings to be published in three volumes.[168] The story of this continuous redrafting is told in the posthumous series The History of Middle-earth, edited by Tolkien's son, Christopher Tolkien. From around 1936, Tolkien began to extend this framework to include the tale of The Fall of Númenor, which was inspired by the legend of Atlantis.
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Tolkien had appointed his son Christopher to be his literary executor, and he (with assistance from Guy Gavriel Kay, later a well-known fantasy author in his own right) organized some of this material into a single coherent volume, published as The Silmarillion in 1977. It received the Locus Award for Best Fantasy novel in 1978.[169]
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In 1980, Christopher Tolkien published a collection of more fragmentary material, under the title Unfinished Tales of Númenor and Middle-earth. In subsequent years (1983–1996), he published a large amount of the remaining unpublished materials, together with notes and extensive commentary, in a series of twelve volumes called The History of Middle-earth. They contain unfinished, abandoned, alternative, and outright contradictory accounts, since they were always a work in progress for Tolkien and he only rarely settled on a definitive version for any of the stories. There is not complete consistency between The Lord of the Rings and The Hobbit, the two most closely related works, because Tolkien never fully integrated all their traditions into each other. He commented in 1965, while editing The Hobbit for a third edition, that he would have preferred to rewrite the book completely because of the style of its prose.[170]
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More recently, in 2007, The Children of Húrin was published by HarperCollins (in the UK and Canada) and Houghton Mifflin (in the US). The novel tells the story of Túrin Turambar and his sister Nienor, children of Húrin Thalion. The material was compiled by Christopher Tolkien from The Silmarillion, Unfinished Tales, The History of Middle-earth, and unpublished manuscripts.
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The Legend of Sigurd and Gudrún, which was released worldwide on 5 May 2009 by HarperCollins and Houghton Mifflin Harcourt, retells the legend of Sigurd and the fall of the Niflungs from Germanic mythology. It is a narrative poem composed in alliterative verse and is modelled after the Old Norse poetry of the Elder Edda. Christopher Tolkien supplied copious notes and commentary upon his father's work.
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According to Christopher Tolkien, it is no longer possible to trace the exact date of the work's composition. On the basis of circumstantial evidence, he suggests that it dates from the 1930s. In his foreword he wrote, "He scarcely ever (to my knowledge) referred to them. For my part, I cannot recall any conversation with him on the subject until very near the end of his life, when he spoke of them to me, and tried unsuccessfully to find them."[171] In a 1967 letter to W. H. Auden, Tolkien wrote,
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Thank you for your wonderful effort in translating and reorganising The Song of the Sibyl. In return again I hope to send you, if I can lay my hands on it (I hope it isn't lost), a thing I did many years ago when trying to learn the art of writing alliterative poetry: an attempt to unify the lays about the Völsungs from the Elder Edda, written in the old eight-line fornyrðislag stanza.[172]
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The Fall of Arthur, published on 23 May 2013, is a long narrative poem composed by Tolkien in the early-1930s. It is alliterative, extending to almost 1,000 lines imitating the Old English Beowulf metre in Modern English. Though inspired by high medieval Arthurian fiction, the historical setting of the poem is during the Post-Roman Migration Period, both in form (using Germanic verse) and in content, showing Arthur as a British warlord fighting the Saxon invasion, while it avoids the high medieval aspects of the Arthurian cycle (such as the Grail, and the courtly setting); the poem begins with a British "counter-invasion" to the Saxon lands (Arthur eastward in arms purposed).[173]
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Beowulf: A Translation and Commentary, published on 22 May 2014, is a prose translation of the early medieval epic poem Beowulf from Old English to modern English. Translated by Tolkien from 1920 to 1926, it was edited by his son Christopher. The translation is followed by over 200 pages of commentary on the poem; this commentary was the basis of Tolkien's acclaimed 1936 lecture "Beowulf: The Monsters and the Critics".[174] The book also includes the previously unpublished "Sellic Spell" and two versions of "The Lay of Beowulf". The former is a fantasy piece on Beowulf's biographical background, while the latter is a poem on the Beowulf theme.[175]
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The Story of Kullervo, first published in Tolkien Studies in 2010 and reissued with additional material in 2015, is a retelling of a 19th-century Finnish poem. It was written in 1915 while Tolkien was studying at Oxford.[176]
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The Tale of Beren and Lúthien is one of the oldest and most often revised in Tolkien's legendarium. The story is one of three contained within The Silmarillion which Tolkien believed to warrant their own long-form narratives. It was published as a standalone book, edited by Christopher Tolkien, under the title Beren and Lúthien in 2017.[177]
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The Fall of Gondolin is a tale of a beautiful, mysterious city destroyed by dark forces, which Tolkien called "the first real story" of Middle-earth, was published on 30 August 2018[178] as a standalone book, edited by Christopher Tolkien and illustrated by Alan Lee.[179]
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Before his death, Tolkien negotiated the sale of the manuscripts, drafts, proofs and other materials related to his then-published works—including The Lord of the Rings, The Hobbit and Farmer Giles of Ham—to the Department of Special Collections and University Archives at Marquette University's John P. Raynor, S.J., Library in Milwaukee, Wisconsin.[180] After his death his estate donated the papers containing Tolkien's Silmarillion mythology and his academic work to the Bodleian Library at Oxford University.[181] The Library held an exhibition of his work in 2018, including more than 60 items which had never been seen in public before.[182]
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In 2009, a partial draft of Language and Human Nature, which Tolkien had begun co-writing with C. S. Lewis but had never completed, was discovered at the Bodleian Library.[183]
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Both Tolkien's academic career and his literary production are inseparable from his love of language and philology. He specialized in English philology at university and in 1915 graduated with Old Norse as his special subject. He worked on the Oxford English Dictionary from 1918 and is credited with having worked on a number of words starting with the letter W, including walrus, over which he struggled mightily.[184] In 1920, he became Reader in English Language at the University of Leeds, where he claimed credit for raising the number of students of linguistics from five to twenty. He gave courses in Old English heroic verse, history of English, various Old English and Middle English texts, Old and Middle English philology, introductory Germanic philology, Gothic, Old Icelandic, and Medieval Welsh. When in 1925, aged thirty-three, Tolkien applied for the Rawlinson and Bosworth Professorship of Anglo-Saxon at Pembroke College, Oxford, he boasted that his students of Germanic philology in Leeds had even formed a "Viking Club".[185] He also had a certain, if imperfect, knowledge of Finnish.[186]
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Privately, Tolkien was attracted to "things of racial and linguistic significance", and in his 1955 lecture English and Welsh, which is crucial to his understanding of race and language, he entertained notions of "inherent linguistic predilections", which he termed the "native language" as opposed to the "cradle-tongue" which a person first learns to speak.[187] He considered the West Midlands dialect of Middle English to be his own "native language", and, as he wrote to W. H. Auden in 1955, "I am a West-midlander by blood (and took to early west-midland Middle English as a known tongue as soon as I set eyes on it)."[188]
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Parallel to Tolkien's professional work as a philologist, and sometimes overshadowing this work, to the effect that his academic output remained rather thin, was his affection for constructing languages. The most developed of these are Quenya and Sindarin, the etymological connection between which formed the core of much of Tolkien's legendarium. Language and grammar for Tolkien was a matter of esthetics and euphony, and Quenya in particular was designed from "phonaesthetic" considerations; it was intended as an "Elvenlatin", and was phonologically based on Latin, with ingredients from Finnish, Welsh, English, and Greek.[153] A notable addition came in late 1945 with Adûnaic or Númenórean, a language of a "faintly Semitic flavour", connected with Tolkien's Atlantis legend, which by The Notion Club Papers ties directly into his ideas about the inability of language to be inherited, and via the "Second Age" and the story of Eärendil was grounded in the legendarium, thereby providing a link of Tolkien's 20th-century "real primary world" with the legendary past of his Middle-earth.
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Tolkien considered languages inseparable from the mythology associated with them, and he consequently took a dim view of auxiliary languages: in 1930 a congress of Esperantists were told as much by him, in his lecture A Secret Vice,[189] "Your language construction will breed a mythology", but by 1956 he had concluded that "Volapük, Esperanto, Ido, Novial, &c, &c, are dead, far deader than ancient unused languages, because their authors never invented any Esperanto legends".[190]
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The popularity of Tolkien's books has had a small but lasting effect on the use of language in fantasy literature in particular, and even on mainstream dictionaries, which today commonly accept Tolkien's idiosyncratic spellings dwarves and dwarvish (alongside dwarfs and dwarfish), which had been little used since the mid-19th century and earlier. (In fact, according to Tolkien, had the Old English plural survived, it would have been dwarrows or dwerrows.) He also coined the term eucatastrophe, though it remains mainly used in connection with his own work.
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Tolkien was an accomplished artist, who learned to paint and draw as a child and continued to do so all his life.[191] From early in his writing career, the development of his stories was accompanied by drawings and paintings, especially of landscapes, and by maps of the lands in which the tales were set. He also produced pictures to accompany the stories told to his own children, including those later published in Mr Bliss and Roverandom, and sent them elaborately illustrated letters purporting to come from Father Christmas. Although he regarded himself as an amateur, the publisher used the author's own cover art, maps, and full-page illustrations for the early editions of The Hobbit. Much of his artwork was collected and published in 1995 as a book: J. R. R. Tolkien: Artist and Illustrator. The book discusses Tolkien's paintings, drawings, and sketches, and reproduces approximately 200 examples of his work.[192]
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In a 1951 letter to publisher Milton Waldman (1895–1976), Tolkien wrote about his intentions to create a "body of more or less connected legend", of which "[t]he cycles should be linked to a majestic whole, and yet leave scope for other minds and hands, wielding paint and music and drama".[193] The hands and minds of many artists have indeed been inspired by Tolkien's legends. Personally known to him were Pauline Baynes (Tolkien's favourite illustrator of The Adventures of Tom Bombadil and Farmer Giles of Ham) and Donald Swann (who set the music to The Road Goes Ever On). Queen Margrethe II of Denmark created illustrations to The Lord of the Rings in the early 1970s. She sent them to Tolkien, who was struck by the similarity they bore in style to his own drawings.[194]
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However, Tolkien was not fond of all the artistic representation of his works that were produced in his lifetime, and was sometimes harshly disapproving. In 1946, he rejected suggestions for illustrations by Horus Engels for the German edition of The Hobbit as "too Disnified ... Bilbo with a dribbling nose, and Gandalf as a figure of vulgar fun rather than the Odinic wanderer that I think of".[195]
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Tolkien was sceptical of the emerging Tolkien fandom in the United States, and in 1954 he returned proposals for the dust jackets of the American edition of The Lord of the Rings:
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Thank you for sending me the projected "blurbs", which I return. The Americans are not as a rule at all amenable to criticism or correction; but I think their effort is so poor that I feel constrained to make some effort to improve it.[153]
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He had dismissed dramatic representations of fantasy in his essay "On Fairy-Stories", first presented in 1939:
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In human art Fantasy is a thing best left to words, to true literature. ... Drama is naturally hostile to Fantasy. Fantasy, even of the simplest kind, hardly ever succeeds in Drama, when that is presented as it should be, visibly and audibly acted.[196]
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Tolkien scholar James Dunning coined the word Tollywood, a portmanteau derived from "Tolkien Hollywood", to describe attempts to create a cinematographic adaptation of the stories in Tolkien's legendarium aimed at generating good box office results, rather than at fidelity to the idea of the original.[197]
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On receiving a screenplay for a proposed film adaptation of The Lord of the Rings by Morton Grady Zimmerman, Tolkien wrote:
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I would ask them to make an effort of imagination sufficient to understand the irritation (and on occasion the resentment) of an author, who finds, increasingly as he proceeds, his work treated as it would seem carelessly in general, in places recklessly, and with no evident signs of any appreciation of what it is all about.[198]
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Tolkien went on to criticize the script scene by scene ("yet one more scene of screams and rather meaningless slashings"). He was not implacably opposed to the idea of a dramatic adaptation, however, and sold the film, stage and merchandise rights of The Hobbit and The Lord of the Rings to United Artists in 1968. United Artists never made a film, although director John Boorman was planning a live-action film in the early 1970s. In 1976, the rights were sold to Tolkien Enterprises, a division of the Saul Zaentz Company, and the first film adaptation of The Lord of the Rings was released in 1978 as an animated rotoscoping film directed by Ralph Bakshi with screenplay by the fantasy writer Peter S. Beagle. It covered only the first half of the story of The Lord of the Rings.[199] In 1977, an animated musical television film of The Hobbit was made by Rankin-Bass, and in 1980, they produced the animated musical television film The Return of the King, which covered some of the portions of The Lord of the Rings that Bakshi was unable to complete.
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From 2001 to 2003, New Line Cinema released The Lord of the Rings as a trilogy of live-action films that were filmed in New Zealand and directed by Peter Jackson. The series was successful, performing extremely well commercially and winning numerous Oscars.[200]
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From 2012 to 2014, Warner Bros. and New Line Cinema released The Hobbit, a series of three films based on The Hobbit, with Peter Jackson serving as executive producer, director, and co-writer.[201] The first instalment, The Hobbit: An Unexpected Journey, was released in December 2012;[202] the second, The Hobbit: The Desolation of Smaug, in December 2013;[203] and the last instalment, The Hobbit: The Battle of the Five Armies, in December 2014.[204]
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A biographical film Tolkien was released on 10 May 2019. It focused on Tolkien's early life and war experiences.[205] The Tolkien family and estate have stated that they did not "approve of, authorise or participate in the making of" the film.[206]
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In 2017, Amazon acquired the global television rights to The Lord of the Rings. The series will introduce new stories set before The Fellowship of the Ring.[207] The press release referred to "previously unexplored stories based on J. R. R. Tolkien's original writings". Amazon will be the producer in conjunction with the Tolkien Estate and The Tolkien Trust, HarperCollins and New Line Cinema.[208]
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Tolkien and the characters and places from his works have become eponyms of various things around the world. These include street names, mountains, companies, and species of animals and plants as well as other notable objects.
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By convention, certain classes of features on Saturn's moon Titan are named after elements from Middle-earth.[209] Colles (small hills or knobs) are named for characters,[210] while montes (mountains) are named for mountains of Middle-earth.[211] There are also asteroids named for Bilbo Baggins and Tolkien himself.[212][213]
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Three mountains in the Cadwallader Range of British Columbia, Canada, have been named after Tolkien's characters. These are Mount Shadowfax, Mount Gandalf and Mount Aragorn.[214][215] Nearby Tolkien Peak is named for him.[216] On 1 December 2012, it was announced in the New Zealand press that a bid was launched for the New Zealand Geographic Board to name a mountain peak near Milford Sound after Tolkien for historical and literary reasons and to mark Tolkien's 121st birthday.[217]
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The "Tolkien Road" in Eastbourne, East Sussex, was named after Tolkien whereas the "Tolkien Way" in Stoke-on-Trent is named after Tolkien's eldest son, Fr. John Francis Tolkien, who was the priest in charge at the nearby Roman Catholic Church of Our Lady of the Angels and St. Peter in Chains.[218] In the Hall Green and Moseley areas of Birmingham there are a number of parks and walkways dedicated to J. R. R. Tolkien—most notably, the Millstream Way and Moseley Bog.[219] Collectively the parks are known as the Shire Country Parks.[219] Also in Weston-super-Mare, Somerset, England there are a collection of roads in the 'Weston Village' named after locales of Middle Earth, namely Hobbiton Road, Bree Close, Arnor Close, Rivendell, Westmarch Way and Buckland Green.
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In the Dutch town of Geldrop, near Eindhoven, the streets of an entire new neighbourhood are named after Tolkien himself ("Laan van Tolkien") and some of the best-known characters from his books.
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In the Silicon Valley towns of Saratoga and San Jose in California, there are two housing developments with street names drawn from Tolkien's works. About a dozen Tolkien-derived street names also appear scattered throughout the town of Lake Forest, California. The Columbia, Maryland, neighbourhood of Hobbit's Glen and its street names (including Rivendell Lane, Tooks Way, and Oakenshield Circle) come from Tolkien's works.[220]
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In the field of taxonomy, over 80 taxa (genera and species) have been given scientific names honouring, or deriving from, characters or other fictional elements from The Lord of the Rings, The Hobbit, and other works set in Middle-earth.[221]
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Several taxa have been named after the character Gollum (also known as Sméagol), as well as for various hobbits, the small humanlike creatures such as Bilbo and Frodo Baggins. Various elves, dwarves, and other creatures that appear in his writings, as well as Tolkien himself, have been honoured in the names of several species, including the amphipod Leucothoe tolkieni, and the wasp Shireplitis tolkieni. In 2004, the extinct hominid Homo floresiensis was described, and quickly earned the nickname "hobbit" due to its small size.[222] In 1978, paleontologist Leigh Van Valen named over 20 taxa of extinct mammals after Tolkien lore in a single paper.[223][224] In 1999, entomologist Lauri Kaila described 48 new species of Elachista moths and named 37 of them after Tolkien mythology.[221][225] It has been noted that "Tolkien has been accorded formal taxonomic commemoration like no other author."[226]
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Since 2003, The Tolkien Society has organized Tolkien Reading Day, which takes place on 25 March in schools around the world.[227]
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In 2013, Pembroke College, Oxford University established an annual lecture on fantasy literature in Tolkien's honour.[228]
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There are seven blue plaques in England that commemorate places associated with Tolkien: one in Oxford, one in Bournemouth, four in Birmingham and one in Leeds. One of the Birmingham plaques commemorates the inspiration provided by Sarehole Mill, near which he lived between the ages of four and eight, while two mark childhood homes up to the time he left to attend Oxford University and the other marks a hotel he stayed at before leaving for France during World War I. The plaque in West Park, Leeds, commemorates the five years Tolkien enjoyed at Leeds as Reader and then Professor of English Language at the University. The Oxford plaque commemorates the residence where Tolkien wrote The Hobbit and most of The Lord of the Rings.
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Another two plaques marking buildings associated with Tolkien are:-
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In 2012, Tolkien was among the British cultural icons selected by artist Sir Peter Blake to appear in a new version of his most famous artwork—the Beatles' Sgt. Pepper's Lonely Hearts Club Band album cover—to celebrate the British cultural figures of his life that he most admires.[237][238]
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Unlike other authors of the genre, Tolkien never favoured signing his works. Owing to his popularity, handsigned copies of his letters or of the first editions of his individual writings have however achieved high values at auctions, and forged autographs may occur on the market. For example, the signed first hardback edition of The Hobbit from 1937 has reportedly been offered for $85,000. Collectibles also include non-fiction books with hand-written annotations from Tolkien's private library.[239]
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On 2 September 2017, the Oxford Oratory, Tolkien's parish church during his time in Oxford, offered its first Mass for the intention of Tolkien's cause for beatification to be opened.[240][241]
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A prayer was written for his cause:
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O Blessed Trinity, we thank You for having graced the Church with John Ronald Reuel Tolkien and for allowing the poetry of Your Creation, the mystery of the Passion of Your Son, and the symphony of the Holy Spirit, to shine through him and his sub-creative imagination. Trusting fully in Your infinite mercy and in the maternal intercession of Mary, he has given us a living image of Jesus the Wisdom of God Incarnate, and has shown us that holiness is the necessary measure of ordinary Christian life and is the way of achieving eternal communion with You. Grant us, by his intercession, and according to Your will, the graces we implore [....], hoping that he will soon be numbered among Your saints. Amen.[240]
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A small selection of books about Tolkien and his works:
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1 |
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2 |
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3 |
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4 |
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John Ronald Reuel Tolkien CBE FRSL (/ruːl ˈtɒlkiːn/;[a] 3 January 1892 – 2 September 1973) was an English writer, poet, philologist, and academic. He was the author of the high fantasy works The Hobbit and The Lord of the Rings.
|
6 |
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|
7 |
+
He served as the Rawlinson and Bosworth Professor of Anglo-Saxon and Fellow of Pembroke College, Oxford, from 1925 to 1945 and Merton Professor of English Language and Literature and Fellow of Merton College, Oxford, from 1945 to 1959.[3] He was at one time a close friend of C. S. Lewis—they were both members of the informal literary discussion group known as the Inklings. Tolkien was appointed a Commander of the Order of the British Empire by Queen Elizabeth II on 28 March 1972.
|
8 |
+
|
9 |
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After Tolkien's death, his son Christopher published a series of works based on his father's extensive notes and unpublished manuscripts, including The Silmarillion. These, together with The Hobbit and The Lord of the Rings, form a connected body of tales, poems, fictional histories, invented languages, and literary essays about a fantasy world called Arda and Middle-earth[b] within it. Between 1951 and 1955, Tolkien applied the term legendarium to the larger part of these writings.[4]
|
10 |
+
|
11 |
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While many other authors had published works of fantasy before Tolkien,[5] the great success of The Hobbit and The Lord of the Rings led directly to a popular resurgence of the genre. This has caused Tolkien to be popularly identified as the "father" of modern fantasy literature[6][7]—or, more precisely, of high fantasy.[8] In 2008, The Times ranked him sixth on a list of "The 50 greatest British writers since 1945".[9] Forbes ranked him the fifth top-earning "dead celebrity" in 2009.[10]
|
12 |
+
|
13 |
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Tolkien's immediate paternal ancestors were middle-class craftsmen who made and sold clocks, watches and pianos in London and Birmingham. The Tolkien family originated in the East Prussian town Kreuzburg near Königsberg, which was founded during medieval German eastward expansion, where his earliest-known paternal ancestor Michel Tolkien was born around 1620. Michel's son Christianus Tolkien (1663–1746) was a wealthy miller in Kreuzburg. His son Christian Tolkien (1706–1791) moved from Kreuzburg to nearby Danzig, and his two sons Daniel Gottlieb Tolkien (1747–1813) and Johann (later known as John) Benjamin Tolkien (1752–1819) emigrated to London in the 1770s and became the ancestors of the English family; the younger brother was J. R. R. Tolkien's second great-grandfather. In 1792 John Benjamin Tolkien and William Gravell took over the Erdley Norton manufacture in London, which from then on sold clocks and watches under the name Gravell & Tolkien. Daniel Gottlieb obtained British citizenship in 1794, but John Benjamin apparently never became a British citizen. Other German relatives also joined the two brothers in London. Several people with the surname Tolkien or similar spelling, some of them members of the same family as J. R. R. Tolkien, live in northern Germany, but most of them are descendants of people who evacuated East Prussia in 1945, at the end of World War II.[11][12][13][14]
|
14 |
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|
15 |
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According to Ryszard Derdziński the Tolkien name is of Low Prussian origin and probably means "son/descendant of Tolk."[11][12] Tolkien mistakenly believed his surname derived from the German word tollkühn, meaning "foolhardy",[15] and jokingly inserted himself as a "cameo" into The Notion Club Papers under the literally translated name Rashbold.[16] However, Derdziński has demonstrated this to be a false etymology.[11][12] While J. R. R. Tolkien was aware of the Tolkien family's German origin, his knowledge of the family's history was limited because he was "early isolated from the family of his prematurely deceased father".[11][12]
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16 |
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|
17 |
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John Ronald Reuel Tolkien was born on 3 January 1892 in Bloemfontein in the Orange Free State (now Free State Province in South Africa), which was later annexed by the British Empire, to Arthur Reuel Tolkien (1857–1896), an English bank manager, and his wife Mabel, née Suffield (1870–1904). The couple had left England when Arthur was promoted to head the Bloemfontein office of the British bank for which he worked. Tolkien had one sibling, his younger brother, Hilary Arthur Reuel Tolkien, who was born on 17 February 1894.[17]
|
18 |
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|
19 |
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As a child, Tolkien was bitten by a large baboon spider in the garden, an event some think later echoed in his stories, although he admitted no actual memory of the event and no special hatred of spiders as an adult. In another incident, a young family servant, who thought Tolkien a beautiful child, took the baby to his kraal to show him off, returning him the next morning.[18]
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20 |
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21 |
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When he was three, he went to England with his mother and brother on what was intended to be a lengthy family visit. His father, however, died in South Africa of rheumatic fever before he could join them.[19] This left the family without an income, so Tolkien's mother took him to live with her parents in Kings Heath,[20] Birmingham. Soon after, in 1896, they moved to Sarehole (now in Hall Green), then a Worcestershire village, later annexed to Birmingham.[21] He enjoyed exploring Sarehole Mill and Moseley Bog and the Clent, Lickey and Malvern Hills, which would later inspire scenes in his books, along with nearby towns and villages such as Bromsgrove, Alcester, and Alvechurch and places such as his aunt Jane's farm Bag End, the name of which he used in his fiction.[22]
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22 |
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|
23 |
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Mabel Tolkien taught her two children at home. Ronald, as he was known in the family, was a keen pupil.[23] She taught him a great deal of botany and awakened in him the enjoyment of the look and feel of plants. Young Tolkien liked to draw landscapes and trees, but his favourite lessons were those concerning languages, and his mother taught him the rudiments of Latin very early.[24]
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24 |
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|
25 |
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Tolkien could read by the age of four and could write fluently soon afterwards. His mother allowed him to read many books. He disliked Treasure Island and The Pied Piper and thought Alice's Adventures in Wonderland by Lewis Carroll was "amusing but disturbing". He liked stories about "Red Indians" (Native Americans) and the fantasy works by George MacDonald.[25] In addition, the "Fairy Books" of Andrew Lang were particularly important to him and their influence is apparent in some of his later writings.[26]
|
26 |
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|
27 |
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Mabel Tolkien was received into the Roman Catholic Church in 1900 despite vehement protests by her Baptist family,[28] which stopped all financial assistance to her. In 1904, when J. R. R. Tolkien was 12, his mother died of acute diabetes at Fern Cottage in Rednal, which she was renting. She was then about 34 years of age, about as old as a person with diabetes mellitus type 1 could live without treatment—insulin would not be discovered until two decades later. Nine years after her death, Tolkien wrote, "My own dear mother was a martyr indeed, and it is not to everybody that God grants so easy a way to his great gifts as he did to Hilary and myself, giving us a mother who killed herself with labour and trouble to ensure us keeping the faith."[28]
|
28 |
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|
29 |
+
Before her death, Mabel Tolkien had assigned the guardianship of her sons to her close friend, Fr. Francis Xavier Morgan of the Birmingham Oratory, who was assigned to bring them up as good Catholics. In a 1965 letter to his son Michael, Tolkien recalled the influence of the man whom he always called "Father Francis": "He was an upper-class Welsh-Spaniard Tory, and seemed to some just a pottering old gossip. He was—and he was not. I first learned charity and forgiveness from him; and in the light of it pierced even the 'liberal' darkness out of which I came, knowing more [i.e. Tolkien having grown up knowing more] about 'Bloody Mary' than the Mother of Jesus—who was never mentioned except as an object of wicked worship by the Romanists."[29]
|
30 |
+
|
31 |
+
After his mother's death, Tolkien grew up in the Edgbaston area of Birmingham and attended King Edward's School, Birmingham, and later St. Philip's School. In 1903, he won a Foundation Scholarship and returned to King Edward's. While a pupil there, Tolkien was one of the cadets from the school's Officers Training Corps who helped "line the route" for the 1910 coronation parade of King George V. Like the other cadets from King Edward's, Tolkien was posted just outside the gates of Buckingham Palace.[30]
|
32 |
+
|
33 |
+
In Edgbaston, Tolkien lived there in the shadow of Perrott's Folly and the Victorian tower of Edgbaston Waterworks, which may have influenced the images of the dark towers within his works.[31][32] Another strong influence was the romantic medievalist paintings of Edward Burne-Jones and the Pre-Raphaelite Brotherhood; the Birmingham Museum and Art Gallery had a large collection of works on public display.[33]
|
34 |
+
|
35 |
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While in his early teens, Tolkien had his first encounter with a constructed language, Animalic, an invention of his cousins, Mary and Marjorie Incledon. At that time, he was studying Latin and Anglo-Saxon. Their interest in Animalic soon died away, but Mary and others, including Tolkien himself, invented a new and more complex language called Nevbosh. The next constructed language he came to work with, Naffarin, would be his own creation.[34][35]
|
36 |
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37 |
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Tolkien learned Esperanto some time before 1909. Around 10 June 1909 he composed "The Book of the Foxrook", a sixteen-page notebook, where the "earliest example of one of his invented alphabets" appears.[36] Short texts in this notebook are written in Esperanto.[37]
|
38 |
+
|
39 |
+
In 1911, while they were at King Edward's School, Tolkien and three friends, Rob Gilson, Geoffrey Bache Smith and Christopher Wiseman, formed a semi-secret society they called the T.C.B.S. The initials stood for Tea Club and Barrovian Society, alluding to their fondness for drinking tea in Barrow's Stores near the school and, secretly, in the school library.[38][39] After leaving school, the members stayed in touch and, in December 1914, they held a "council" in London at Wiseman's home. For Tolkien, the result of this meeting was a strong dedication to writing poetry.
|
40 |
+
|
41 |
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In 1911, Tolkien went on a summer holiday in Switzerland, a trip that he recollects vividly in a 1968 letter,[30] noting that Bilbo's journey across the Misty Mountains ("including the glissade down the slithering stones into the pine woods") is directly based on his adventures as their party of 12 hiked from Interlaken to Lauterbrunnen and on to camp in the moraines beyond Mürren. Fifty-seven years later, Tolkien remembered his regret at leaving the view of the eternal snows of Jungfrau and Silberhorn, "the Silvertine (Celebdil) of my dreams". They went across the Kleine Scheidegg to Grindelwald and on across the Grosse Scheidegg to Meiringen. They continued across the Grimsel Pass, through the upper Valais to Brig and on to the Aletsch glacier and Zermatt.[40]
|
42 |
+
|
43 |
+
In October of the same year, Tolkien began studying at Exeter College, Oxford. He initially studied classics but changed his course in 1913 to English language and literature, graduating in 1915 with first-class honours.[41]
|
44 |
+
|
45 |
+
At the age of 16, Tolkien met Edith Mary Bratt, who was three years his senior, when he and his brother Hilary moved into the boarding house where she lived in Duchess Road, Edgbaston. According to Humphrey Carpenter,
|
46 |
+
|
47 |
+
Edith and Ronald took to frequenting Birmingham teashops, especially one which had a balcony overlooking the pavement. There they would sit and throw sugarlumps into the hats of passers-by, moving to the next table when the sugar bowl was empty. ... With two people of their personalities and in their position, romance was bound to flourish. Both were orphans in need of affection, and they found that they could give it to each other. During the summer of 1909, they decided that they were in love.[42]
|
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+
|
49 |
+
His guardian, Father Morgan, viewed Edith as the reason for Tolkien's having "muffed" his exams and considered it "altogether unfortunate"[43] that his surrogate son was romantically involved with an older, Protestant woman. He prohibited him from meeting, talking to, or even corresponding with her until he was 21. He obeyed this prohibition to the letter,[44] with one notable early exception, over which Father Morgan threatened to cut short his university career if he did not stop.[45]
|
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+
|
51 |
+
In a 1941 letter to his son Michael, Tolkien recalled:
|
52 |
+
|
53 |
+
I had to choose between disobeying and grieving (or deceiving) a guardian who had been a father to me, more than most fathers ... and "dropping" the love-affair until I was 21. I don't regret my decision, though it was very hard on my lover. But it was not my fault. She was completely free and under no vow to me, and I should have had no just complaint (except according to the unreal romantic code) if she had got married to someone else. For very nearly three years I did not see or write to my lover. It was extremely hard, especially at first. The effects were not wholly good: I fell back into folly and slackness and misspent a good deal of my first year at college.[43]
|
54 |
+
|
55 |
+
On the evening of his 21st birthday, Tolkien wrote to Edith, who was living with family friend C. H. Jessop at Cheltenham. He declared that he had never ceased to love her, and asked her to marry him. Edith replied that she had already accepted the proposal of George Field, the brother of one of her closest schoolfriends. But Edith said she had agreed to marry Field only because she felt "on the shelf" and had begun to doubt that Tolkien still cared for her. She explained that, because of Tolkien's letter, everything had changed.
|
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+
|
57 |
+
On 8 January 1913, Tolkien travelled by train to Cheltenham and was met on the platform by Edith. The two took a walk into the countryside, sat under a railway viaduct, and talked. By the end of the day, Edith had agreed to accept Tolkien's proposal. She wrote to Field and returned her engagement ring. Field was "dreadfully upset at first", and the Field family was "insulted and angry".[46] Upon learning of Edith's new plans, Jessop wrote to her guardian, "I have nothing to say against Tolkien, he is a cultured gentleman, but his prospects are poor in the extreme, and when he will be in a position to marry I cannot imagine. Had he adopted a profession it would have been different."[47]
|
58 |
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|
59 |
+
Following their engagement, Edith reluctantly announced that she was converting to Catholicism at Tolkien's insistence. Jessop, "like many others of his age and class ... strongly anti-Catholic", was infuriated, and he ordered Edith to find other lodgings.[48]
|
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Edith Bratt and Ronald Tolkien were formally engaged at Birmingham in January 1913, and married at St. Mary Immaculate Roman Catholic Church, Warwick, on 22 March 1916.[49] In his 1941 letter to Michael, Tolkien expressed admiration for his wife's willingness to marry a man with no job, little money, and no prospects except the likelihood of being killed in the Great War.[43]
|
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|
63 |
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In August 1914, Britain entered the First World War. Tolkien's relatives were shocked when he elected not to volunteer immediately for the British Army. In a 1941 letter to his son Michael, Tolkien recalled: "In those days chaps joined up, or were scorned publicly. It was a nasty cleft to be in for a young man with too much imagination and little physical courage."[43]
|
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Instead, Tolkien, "endured the obloquy",[43] and entered a programme by which he delayed enlistment until completing his degree. By the time he passed his finals in July 1915, Tolkien recalled that the hints were "becoming outspoken from relatives".[43] He was commissioned as a temporary second lieutenant in the Lancashire Fusiliers on 15 July 1915.[50][51] He trained with the 13th (Reserve) Battalion on Cannock Chase, Staffordshire, for 11 months. In a letter to Edith, Tolkien complained: "Gentlemen are rare among the superiors, and even human beings rare indeed."[52] Following their wedding, Lieutenant and Mrs. Tolkien took up lodgings near the training camp.
|
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|
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On 2 June 1916, Tolkien received a telegram summoning him to Folkestone for posting to France. The Tolkiens spent the night before his departure in a room at the Plough & Harrow Hotel in Edgbaston, Birmingham.
|
68 |
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|
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+
He later wrote: "Junior officers were being killed off, a dozen a minute. Parting from my wife then ... it was like a death."[53]
|
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|
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On 5 June 1916, Tolkien boarded a troop transport for an overnight voyage to Calais. Like other soldiers arriving for the first time, he was sent to the British Expeditionary Force's (BEF) base depot at Étaples. On 7 June, he was informed that he had been assigned as a signals officer to the 11th (Service) Battalion, Lancashire Fusiliers. The battalion was part of the 74th Brigade, 25th Division.
|
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|
73 |
+
While waiting to be summoned to his unit, Tolkien sank into boredom. To pass the time, he composed a poem entitled The Lonely Isle, which was inspired by his feelings during the sea crossing to Calais. To evade the British Army's postal censorship, he also developed a code of dots by which Edith could track his movements.[54]
|
74 |
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|
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+
He left Étaples on 27 June 1916 and joined his battalion at Rubempré, near Amiens.[55] He found himself commanding enlisted men who were drawn mainly from the mining, milling, and weaving towns of Lancashire.[56] According to John Garth, he "felt an affinity for these working class men", but military protocol prohibited friendships with "other ranks". Instead, he was required to "take charge of them, discipline them, train them, and probably censor their letters ... If possible, he was supposed to inspire their love and loyalty."[57]
|
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|
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Tolkien later lamented, "The most improper job of any man ... is bossing other men. Not one in a million is fit for it, and least of all those who seek the opportunity."[57]
|
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|
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+
Tolkien arrived at the Somme in early July 1916. In between terms behind the lines at Bouzincourt, he participated in the assaults on the Schwaben Redoubt and the Leipzig salient. Tolkien's time in combat was a terrible stress for Edith, who feared that every knock on the door might carry news of her husband's death. Edith could track her husband's movements on a map of the Western Front. According to the memoirs of the Reverend Mervyn S. Evers, Anglican chaplain to the Lancashire Fusiliers:
|
80 |
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|
81 |
+
On one occasion I spent the night with the Brigade Machine Gun Officer and the Signals Officer in one of the captured German dugouts ... We dossed down for the night in the hopes of getting some sleep, but it was not to be. We no sooner lay down than hordes of lice got up. So we went round to the Medical Officer, who was also in the dugout with his equipment, and he gave us some ointment which he assured us would keep the little brutes away. We anointed ourselves all over with the stuff and again lay down in great hopes, but it was not to be, because instead of discouraging them it seemed to act like a kind of hors d'oeuvre and the little beggars went at their feast with renewed vigour.[58]
|
82 |
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|
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On 27 October 1916, as his battalion attacked Regina Trench, Tolkien contracted trench fever, a disease carried by the lice. He was invalided to England on 8 November 1916.[59] Many of his dearest school friends were killed in the war. Among their number were Rob Gilson of the Tea Club and Barrovian Society, who was killed on the first day of the Somme while leading his men in the assault on Beaumont Hamel. Fellow T.C.B.S. member Geoffrey Smith was killed during the same battle when a German artillery shell landed on a first aid post. Tolkien's battalion was almost completely wiped out following his return to England.
|
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|
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+
Tolkien might well have been killed himself, but he had suffered from health problems and had been removed from combat multiple times.[60]
|
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|
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+
According to John Garth:
|
88 |
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|
89 |
+
Although Kitchener's army enshrined old social boundaries, it also chipped away at the class divide by throwing men from all walks of life into a desperate situation together. Tolkien wrote that the experience taught him, "a deep sympathy and feeling for the Tommy; especially the plain soldier from the agricultural counties". He remained profoundly grateful for the lesson. For a long time, he had been imprisoned in a tower, not of pearl, but of ivory.[61]
|
90 |
+
|
91 |
+
In later years, Tolkien indignantly declared that those who searched his works for parallels to the Second World War were entirely mistaken:
|
92 |
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|
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+
One has indeed personally to come under the shadow of war to feel fully its oppression; but as the years go by it seems now often forgotten that to be caught in youth by 1914 was no less hideous an experience than to be involved in 1939 and the following years. By 1918 all but one of my close friends were dead.[62]
|
94 |
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|
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+
A weak and emaciated Tolkien spent the remainder of the war alternating between hospitals and garrison duties, being deemed medically unfit for general service.[63][64][65]
|
96 |
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|
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+
During his recovery in a cottage in Little Haywood, Staffordshire, he began to work on what he called The Book of Lost Tales, beginning with The Fall of Gondolin. Lost Tales represented Tolkien's attempt to create a mythology for England, a project he would abandon without ever completing.[66] Throughout 1917 and 1918 his illness kept recurring, but he had recovered enough to do home service at various camps. It was at this time that Edith bore their first child, John Francis Reuel Tolkien. In a 1941 letter, Tolkien described his son John as "(conceived and carried during the starvation-year of 1917 and the great U-Boat campaign) round about the Battle of Cambrai, when the end of the war seemed as far off as it does now".[43]
|
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|
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Tolkien was promoted to the temporary rank of lieutenant on 6 January 1918.[67] When he was stationed at Kingston upon Hull, he and Edith went walking in the woods at nearby Roos, and Edith began to dance for him in a clearing among the flowering hemlock. After his wife's death in 1971, Tolkien remembered,
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I never called Edith Luthien—but she was the source of the story that in time became the chief part of the Silmarillion. It was first conceived in a small woodland glade filled with hemlocks[68] at Roos in Yorkshire (where I was for a brief time in command of an outpost of the Humber Garrison in 1917, and she was able to live with me for a while). In those days her hair was raven, her skin clear, her eyes brighter than you have seen them, and she could sing—and dance. But the story has gone crooked, & I am left, and I cannot plead before the inexorable Mandos.[69]
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This incident inspired the account of the meeting of Beren and Lúthien.[70]
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On 16 July 1919 Tolkien was officially demobilized, at Fovant, on Salisbury Plain, with a temporary disability pension.[71]
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On 3 November 1920, Tolkien was demobilized and left the army, retaining his rank of lieutenant.[72] His first civilian job after World War I was at the Oxford English Dictionary, where he worked mainly on the history and etymology of words of Germanic origin beginning with the letter W.[73] In 1920, he took up a post as reader in English language at the University of Leeds, becoming the youngest professor there.[74] While at Leeds, he produced A Middle English Vocabulary and a definitive edition of Sir Gawain and the Green Knight with E. V. Gordon; both became academic standard works for several decades. He translated Sir Gawain, Pearl, and Sir Orfeo. In 1925, he returned to Oxford as Rawlinson and Bosworth Professor of Anglo-Saxon, with a fellowship at Pembroke College.
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In mid-1919, he began to tutor undergraduates privately, most importantly those of Lady Margaret Hall and St Hugh's College, given that the women's colleges were in great need of good teachers in their early years, and Tolkien as a married professor (then still not common) was considered suitable, as a bachelor don would not have been.[75]
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During his time at Pembroke College Tolkien wrote The Hobbit and the first two volumes of The Lord of the Rings, while living at 20 Northmoor Road in North Oxford (where a blue plaque was placed in 2002). He also published a philological essay in 1932 on the name "Nodens", following Sir Mortimer Wheeler's unearthing of a Roman Asclepeion at Lydney Park, Gloucestershire, in 1928.[76]
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In the 1920s, Tolkien undertook a translation of Beowulf, which he finished in 1926, but did not publish. It was finally edited by his son and published in 2014, more than 40 years after Tolkien's death and almost 90 years after its completion.[77]
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Ten years after finishing his translation, Tolkien gave a highly acclaimed lecture on the work, "Beowulf: The Monsters and the Critics", which had a lasting influence on Beowulf research.[78] Lewis E. Nicholson said that the article Tolkien wrote about Beowulf is "widely recognized as a turning point in Beowulfian criticism", noting that Tolkien established the primacy of the poetic nature of the work as opposed to its purely linguistic elements.[79] At the time, the consensus of scholarship deprecated Beowulf for dealing with childish battles with monsters rather than realistic tribal warfare; Tolkien argued that the author of Beowulf was addressing human destiny in general, not as limited by particular tribal politics, and therefore the monsters were essential to the poem.[80] Where Beowulf does deal with specific tribal struggles, as at Finnsburg, Tolkien argued firmly against reading in fantastic elements.[81] In the essay, Tolkien also revealed how highly he regarded Beowulf: "Beowulf is among my most valued sources", and this influence may be seen throughout his Middle-earth legendarium.[82]
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According to Humphrey Carpenter, Tolkien had an ingenious means of beginning his series of lectures on Beowulf:
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He would come silently into the room, fix the audience with his gaze, and suddenly begin to declaim in a resounding voice the opening lines of the poem in the original Anglo-Saxon, commencing with a great cry of Hwæt! (the first word of this and several other Old English poems), which some undergraduates took to be "Quiet!" It was not so much a recitation as a dramatic performance, an impersonation of an Anglo-Saxon bard in a mead hall, and it impressed generations of students because it brought home to them that Beowulf was not just a set text to be read for the purposes of examination, but a powerful piece of dramatic poetry.[83]
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Decades later, W. H. Auden wrote to his former professor,
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I don't think that I have ever told you what an unforgettable experience it was for me as an undergraduate, hearing you recite Beowulf. The voice was the voice of Gandalf.[83]
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In the run-up to the Second World War, Tolkien was earmarked as a codebreaker.[84][85] In January 1939, he was asked whether he would be prepared to serve in the cryptographic department of the Foreign Office in the event of national emergency.[84][85] He replied in the affirmative and, beginning on 27 March, took an instructional course at the London HQ of the Government Code and Cypher School.[84][85] A record of his training was found which included the notation "keen" next to his name,[86] although Tolkien scholar Anders Stenström suggested that "In all likelihood, that is not a record of Tolkien's interest, but a note about how to pronounce the name."[87] He was informed in October that his services would not be required.[84][85]
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In 1945, Tolkien moved to Merton College, Oxford, becoming the Merton Professor of English Language and Literature,[88] in which post he remained until his retirement in 1959. He served as an external examiner for University College, Dublin, for many years. In 1954 Tolkien received an honorary degree from the National University of Ireland (of which U.C.D. was a constituent college). Tolkien completed The Lord of the Rings in 1948, close to a decade after the first sketches.
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Tolkien also translated the Book of Jonah for the Jerusalem Bible, which was published in 1966.[89]
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The Tolkiens had four children: John Francis Reuel Tolkien (17 November 1917 – 22 January 2003), Michael Hilary Reuel Tolkien (22 October 1920 – 27 February 1984), Christopher John Reuel Tolkien (21 November 1924 – 15 January 2020) and Priscilla Mary Anne Reuel Tolkien (born 18 June 1929). Tolkien was very devoted to his children and sent them illustrated letters from Father Christmas when they were young. Each year more characters were added, such as the North Polar Bear (Father Christmas's helper), the Snow Man (his gardener), Ilbereth the elf (his secretary), and various other, minor characters. The major characters would relate tales of Father Christmas's battles against goblins who rode on bats and the various pranks committed by the North Polar Bear.[90]
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During his life in retirement, from 1959 up to his death in 1973, Tolkien received steadily increasing public attention and literary fame. In 1961, his friend C. S. Lewis even nominated him for the Nobel Prize in Literature.[91] The sales of his books were so profitable that he regretted that he had not chosen early retirement.[24] At first, he wrote enthusiastic answers to readers' enquiries, but he became increasingly unhappy about the sudden popularity of his books with the 1960s counter-culture movement.[92] In a 1972 letter, he deplored having become a cult-figure, but admitted that "even the nose of a very modest idol ... cannot remain entirely untickled by the sweet smell of incense!"[93]
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Fan attention became so intense that Tolkien had to take his phone number out of the public directory,[94] and eventually he and Edith moved to Bournemouth, which was then a seaside resort patronized by the British upper middle class. Tolkien's status as a best-selling author gave them easy entry into polite society, but Tolkien deeply missed the company of his fellow Inklings. Edith, however, was overjoyed to step into the role of a society hostess, which had been the reason that Tolkien selected Bournemouth in the first place.
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According to Humphrey Carpenter:
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Those friends who knew Ronald and Edith Tolkien over the years never doubted that there was deep affection between them. It was visible in the small things, the almost absurd degree in which each worried about the other's health, and the care in which they chose and wrapped each other's birthday presents; and in the large matters, the way in which Ronald willingly abandoned such a large part of his life in retirement to give Edith the last years in Bournemouth that he felt she deserved, and the degree in which she showed pride in his fame as an author. A principal source of happiness to them was their shared love of their family. This bound them together until the end of their lives, and it was perhaps the strongest force in the marriage. They delighted to discuss and mull over every detail of the lives of their children, and later their grandchildren.[95]
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Edith Tolkien died on 29 November 1971, at the age of 82. According to Simon Tolkien:
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My grandmother died two years before my grandfather and he came back to live in Oxford. Merton College gave him rooms just off the High Street. I went there frequently and he'd take me to lunch in the Eastgate Hotel. Those lunches were rather wonderful for a 12-year-old boy spending time with his grandfather, but sometimes he seemed sad. There was one visit when he told me how much he missed my grandmother. It must have been very strange for him being alone after they had been married for more than 50 years.[96]
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Tolkien was appointed by Queen Elizabeth II a Commander of the Order of the British Empire in the 1972 New Year Honours[97] and received the insignia of the Order at Buckingham Palace on 28 March 1972.[98] In the same year Oxford University conferred upon him an honorary Doctorate of Letters.[41][99]
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Tolkien had the name Lúthien engraved on Edith's tombstone at Wolvercote Cemetery, Oxford. When Tolkien died 21 months later on 2 September 1973 from a bleeding ulcer and chest infection,[100] at the age of 81,[101] he was buried in the same grave, with Beren added to his name. The engravings read:
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Wolvercote Cemetery, Oxford
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In Tolkien's Middle-earth legendarium, Lúthien was the most beautiful of all the Children of Ilúvatar, and forsook her immortality for her love of the mortal warrior Beren. After Beren was captured by the forces of the Dark Lord Morgoth, Lúthien rode to his rescue upon the talking wolfhound Huan. Ultimately, when Beren was slain in battle against the demonic wolf Carcharoth, Lúthien, like Orpheus, approached the Valar, the angelic order of beings placed in charge of the world by Eru (God), and persuaded them to restore her beloved to life.
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Tolkien's will was proven on 20 December 1973, with his estate valued at £190,577 (equivalent to £2,321,707 in 2019[102]).[103]
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Tolkien was a devout Roman Catholic, and in his religious and political views he was mostly a traditionalist moderate, with libertarian, distributist, and monarchist leanings, in the sense of favouring established conventions and orthodoxies over innovation and modernization, whilst castigating government bureaucracy; in 1943 he wrote, "My political opinions lean more and more to Anarchy (philosophically understood, meaning abolition of control not whiskered men with bombs)—or to 'unconstitutional' Monarchy."[104]
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Although he did not often write or speak about it, Tolkien advocated the dismantling of the British Empire and even of the United Kingdom. In a 1936 letter to a former student, the Belgian linguist Simonne d'Ardenne, he wrote, "The political situation is dreadful... I have the greatest sympathy with Belgium—which is about the right size of any country! I wish my own were bounded still by the seas of the Tweed and the walls of Wales... we folk do at least know something of mortality and eternity and when Hitler (or a Frenchman) says 'Germany (or France) must live forever' we know that he lies."[105]
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Tolkien had an intense hatred for the side effects of industrialization, which he considered to be devouring the English countryside and simpler life. For most of his adult life, he was disdainful of cars, preferring to ride a bicycle.[106] This attitude can be seen in his work, most famously in the portrayal of the forced "industrialization" of the Shire in The Lord of the Rings.[107]
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Many commentators[108] have remarked on a number of potential parallels between the Middle-earth saga and events in Tolkien's lifetime. The Lord of the Rings is often thought to represent England during and immediately after the Second World War. Tolkien ardently rejected this opinion in the foreword to the second edition of the novel, stating he preferred applicability to allegory.[108] This theme is taken up at greater length in his essay "On Fairy-Stories", where he argues that fairy-stories are so apt because they are consistent both within themselves and with some truths about reality. He concludes that Christianity itself follows this pattern of inner consistency and external truth. His belief in the fundamental truths of Christianity leads commentators to find Christian themes in The Lord of the Rings. Tolkien objected strongly to C. S. Lewis's use of religious references in his stories, which were often overtly allegorical.[109] However, Tolkien wrote that the Mount Doom scene exemplified lines from the Lord's Prayer.[110][111]
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His love of myths and his devout faith came together in his assertion that he believed mythology to be the divine echo of "the Truth".[112] This view was expressed in his poem and essay entitled Mythopoeia.[113] His theory that myths held "fundamental truths" became a central theme of the Inklings in general.
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Tolkien's devout Roman Catholic faith was a significant factor in the conversion of C. S. Lewis from atheism to Christianity, although Tolkien was dismayed that Lewis chose to join the Church of England.[114]
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He once wrote in a letter to Rayner Unwin's daughter Camilla, who wished to know what the purpose of life was, that "[i]t may be said that the chief purpose of life, for any one of us, is to increase according to our capacity our knowledge of God by all the means we have, and to be moved by it to praise and thanks."[115]
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According to his grandson Simon Tolkien, Tolkien in the last years of his life was disappointed by some of the liturgical reforms and changes implemented after the Second Vatican Council:
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I vividly remember going to church with him in Bournemouth. He was a devout Roman Catholic and it was soon after the Church had changed the liturgy from Latin to English. My grandfather obviously didn't agree with this and made all the responses very loudly in Latin while the rest of the congregation answered in English. I found the whole experience quite excruciating, but my grandfather was oblivious. He simply had to do what he believed to be right.[96]
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Tolkien voiced support for the Nationalists (eventually led by Franco during the Spanish Civil War) upon hearing that communist Republicans were destroying churches and killing priests and nuns.[116]
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Tolkien was contemptuous of Joseph Stalin. During World War II, Tolkien referred to Stalin as "that bloodthirsty old murderer".[117] However, in 1961, Tolkien sharply criticized a Swedish commentator who suggested that The Lord of the Rings was an anti-communist parable and identified Sauron with Stalin. Tolkien said, "I utterly repudiate any such reading, which angers me. The situation was conceived long before the Russian revolution. Such allegory is entirely foreign to my thought."[118]
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Tolkien vocally opposed Adolf Hitler and the Nazi Party before the Second World War, and was known to especially despise Nazi racist and anti-semitic ideology. In 1938, the publishing house Rütten & Loening Verlag was preparing to release The Hobbit in Nazi Germany. To Tolkien's outrage, he was asked beforehand whether he was of Aryan origin. In a letter to his British publisher Stanley Unwin, he condemned Nazi "race-doctrine" as "wholly pernicious and unscientific". He added that he had many Jewish friends and was considering "letting a German translation go hang".[119] He provided two letters to Rütten & Loening and instructed Unwin to send whichever he preferred. The more tactful letter was sent and was lost during the later bombing of Germany. In the unsent letter, Tolkien makes the point that "Aryan" is a linguistic term, denoting speakers of Indo-Iranian languages. He continued,
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But if I am to understand that you are enquiring whether I am of Jewish origin, I can only reply that I regret that I appear to have no ancestors of that gifted people. My great-great-grandfather came to England in the 18th century from Germany: the main part of my descent is therefore purely English, and I am an English subject—which should be sufficient. I have been accustomed, nonetheless, to regard my German name with pride, and continued to do so throughout the period of the late regrettable war, in which I served in the English army. I cannot, however, forbear to comment that if impertinent and irrelevant inquiries of this sort are to become the rule in matters of literature, then the time is not far distant when a German name will no longer be a source of pride.[120]
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In a 1941 letter to his son Michael, he expressed his resentment at the distortion of Germanic history in "Nordicism":
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You have to understand the good in things, to detect the real evil. But no one ever calls on me to "broadcast" or do a postscript. Yet I suppose I know better than most what is the truth about this "Nordic" nonsense. Anyway, I have in this war a burning private grudge ... against that ruddy little ignoramus Adolf Hitler ... Ruining, perverting, misapplying, and making for ever accursed, that noble northern spirit, a supreme contribution to Europe, which I have ever loved, and tried to present in its true light. Nowhere, incidentally, was it nobler than in England, nor more early sanctified and Christianized.[121]
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In 1968, he objected to a description of Middle-earth as "Nordic", a term he said he disliked because of its association with racialist theories.[122]
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Tolkien criticized Allied use of total-war tactics against civilians of Nazi Germany and Imperial Japan. In a 1945 letter to his son Christopher, he wrote:
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We were supposed to have reached a stage of civilization in which it might still be necessary to execute a criminal, but not to gloat, or to hang his wife and child by him while the orc-crowd hooted. The destruction of Germany, be it 100 times merited, is one of the most appalling world-catastrophes. Well, well,—you and I can do nothing about it. And that [should] be a measure of the amount of guilt that can justly be assumed to attach to any member of a country who is not a member of its actual Government. Well the first War of the Machines seems to be drawing to its final inconclusive chapter—leaving, alas, everyone the poorer, many bereaved or maimed and millions dead, and only one thing triumphant: the Machines.[123]
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He also reacted with anger to the excesses of anti-German propaganda during World War II. In an earlier, 1944 letter to Christopher, he wrote:
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...it is distressing to see the press grovelling in the gutter as low as Goebbels in his prime, shrieking that any German commander who holds out in a desperate situation (when, too, the military needs of his side clearly benefit) is a drunkard, and a besotted fanatic. ... There was a solemn article in the local paper seriously advocating systematic exterminating of the entire German nation as the only proper course after military victory: because, if you please, they are rattlesnakes, and don't know the difference between good and evil! (What of the writer?) The Germans have just as much right to declare the Poles and Jews exterminable vermin, subhuman, as we have to select the Germans: in other words, no right, whatever they have done.[124]
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Tolkien was horrified by the 1945 atomic bombings of Hiroshima and Nagasaki, referring to the scientists of the Manhattan Project as "these lunatic physicists" and "Babel-builders".[125]
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During most of his own life conservationism was not yet on the political agenda, and Tolkien himself did not directly express conservationist views—except in some private letters, in which he tells about his fondness for forests and sadness at tree-felling. In later years, a number of authors of biographies or literary analyses of Tolkien conclude that during his writing of The Lord of the Rings, Tolkien gained increased interest in the value of wild and untamed nature, and in protecting what wild nature was left in the industrialized world.[126][127][128]
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Tolkien devised several themes that were reused in successive drafts of his legendarium, beginning with The Book of Lost Tales, written while recuperating from illnesses contracted during The Battle of the Somme. The two most prominent stories, the tale of Beren and Lúthien and that of Túrin, were carried forward into long narrative poems (published in The Lays of Beleriand).
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One of the greatest influences on Tolkien was the Arts and Crafts polymath William Morris. Tolkien wished to imitate Morris's prose and poetry romances,[129] from which he took hints for the names of features such as the Dead Marshes in The Lord of the Rings[130] and Mirkwood,[131] along with some general aspects of approach.
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Edward Wyke-Smith's The Marvellous Land of Snergs, with its "table-high" title characters, strongly influenced the incidents, themes, and depiction of Bilbo's race in The Hobbit.[132]
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Tolkien also cited H. Rider Haggard's novel She in a telephone interview: "I suppose as a boy She interested me as much as anything—like the Greek shard of Amyntas [Amenartas], which was the kind of machine by which everything got moving."[133] A supposed facsimile of this potsherd appeared in Haggard's first edition, and the ancient inscription it bore, once translated, led the English characters to She's ancient kingdom. Critics have compared this device to the Testament of Isildur in The Lord of the Rings[134] and to Tolkien's efforts to produce as an illustration a realistic page from the Book of Mazarbul.[135] Critics starting with Edwin Muir[136] have found resemblances between Haggard's romances and Tolkien's.[137][138][139]
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Tolkien wrote of being impressed as a boy by S. R. Crockett's historical novel The Black Douglas and of basing the battle with the wargs in The Fellowship of the Ring partly on an incident in it.[140] Incidents in both The Hobbit and The Lord of the Rings are similar in narrative and style to the novel,[141] and its overall style and imagery have been suggested as an influence on Tolkien.[142]
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Tolkien was inspired by early Germanic, especially Old English, literature, poetry, and mythology, which were his chosen and much-loved areas of expertise. These sources of inspiration included Old English literature such as Beowulf, Norse sagas such as the Volsunga saga and the Hervarar saga,[143] the Poetic Edda, the Prose Edda, the Nibelungenlied, and numerous other culturally related works.[144] Despite the similarities of his work to the Volsunga saga and the Nibelungenlied, which were the basis for Richard Wagner's opera cycle Der Ring des Nibelungen, Tolkien dismissed critics' direct comparisons to Wagner, telling his publisher, "Both rings were round, and there the resemblance ceases." However, some critics[145][146][147] believe that Tolkien was, in fact, indebted to Wagner for elements such as the "concept of the Ring as giving the owner mastery of the world ..."[148] Two of the characteristics possessed by the One Ring, its inherent malevolence and corrupting power upon minds and wills, were not present in the mythical sources but have a central role in Wagner's opera.
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Tolkien also acknowledged several non-Germanic influences or sources for some of his stories and ideas. Sophocles' play Oedipus Rex he cited as inspiring elements of The Silmarillion and The Children of Húrin. In addition, Tolkien first read William Forsell Kirby's translation of the Finnish national epic, the Kalevala, while attending King Edward's School. He described its character of Väinämöinen as one of his influences for Gandalf the Grey. The Kalevala's antihero Kullervo was further described as an inspiration for Túrin Turambar.[149] Dimitra Fimi, Douglas A. Anderson, John Garth, and many other prominent Tolkien scholars believe that Tolkien also drew influence from a variety of Celtic (Irish, Scottish and Welsh) history and legends.[150][151] However, after the Silmarillion manuscript was rejected, in part for its "eye-splitting" Celtic names, Tolkien denied their Celtic origin:
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Needless to say they are not Celtic! Neither are the tales. I do know Celtic things (many in their original languages Irish and Welsh), and feel for them a certain distaste: largely for their fundamental unreason. They have bright colour, but are like a broken stained glass window reassembled without design. They are in fact "mad" as your reader says—but I don't believe I am.[152][153]
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Fimi pointed out that despite his dismissive remarks about "Celtic things" in 1937 that Tolkien was fluent in medieval Welsh (though not modern Welsh) and declared when delivering the first O'Donnell lectures at Oxford in 1954 about the influences of Celtic languages on the English language that "Welsh is beautiful".[150]
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One of Tolkien's purposes when writing his Middle-earth books was to create what his biographer Humphrey Carpenter called a "mythology for England" with Carpenter citing in support Tolkien's letter to Milton Waldman complaining of the "poverty of my country: it had no stories of its own (bound up with its tongue and soil)" unlike the Celtic nations of Scotland, Ireland and Wales, which all had their own well developed mythologies.[150] Tolkien himself never used the exact phrase "a mythology for England", but he often made statements to that effect, writing to one reader that his intention in writing the Middle-earth stories was "to restore to the English an epic tradition and present them with a mythology of their own".[150] In the early 20th century, proponents of Irish nationalism like the poet William Butler Yeats, Lady Gregory and others had succeeded in linking in the public mind traditional Irish folk tales of fairies and elves to Irish national identity while denigrating English folk tales as being merely derivative of Irish folk tales.[150] This had prompted a backlash by English writers, leading to a savage war of words about which nation had the more authentic and better fairy tales with for example the English essayist G. K. Chesterton engaging in a series of polemical essays with Yeats over the question of the superiority of Irish vs. English fairy tales.[150] Even though there is nothing innately anti-English about Irish folklore, the way in which Irish mythology became associated with Irish nationalism, being promoted most enthusiastically by those favouring Irish independence, led many to perceive Irish mythology and folklore as Anglophobic.[150] Tolkien with his determination to write a "mythology for England" was for this reason disinclined to admit to Celtic influences.[150] Fimi noted in particular that the story of the Noldor, the Elves who fled Valinor for Middle-earth, resembles the story related in the Lebor Gabála Érenn of the semi-divine Tuatha Dé Danann who fled from what is variously described as a place in the north or Greece to conquer Ireland.[150] Like Tolkien's Elves, the Tuatha Dé Danann are inferior to the gods, but superior to humans; being endowed with extraordinary skills as craftsmen, poets, warriors, and magicians.[150] Likewise, after the triumph of humanity, both the Elves and the Tuatha Dé Danann are driven underground, which causes their "fading", leading them to become diminutive and pale.[150]
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Catholic theology and imagery played a part in fashioning Tolkien's creative imagination, suffused as it was by his deeply religious spirit.[144][154] Tolkien acknowledged this himself:
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The Lord of the Rings is of course a fundamentally religious and Catholic work; unconsciously so at first, but consciously in the revision. That is why I have not put in, or have cut out, practically all references to anything like "religion", to cults or practices, in the imaginary world. For the religious element is absorbed into the story and the symbolism.[155]
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Specifically, Paul H. Kocher argues that Tolkien describes evil in the orthodox Christian way as the absence of good. He cites many examples in The Lord of the Rings, such as Sauron's "Lidless Eye": "the black slit of its pupil opened on a pit, a window into nothing". Kocher sees Tolkien's source as Thomas Aquinas, "whom it is reasonable to suppose that Tolkien, as a medievalist and a Catholic, knows well".[156] Tom Shippey makes the same point, but, instead of referring to Aquinas, says Tolkien was very familiar with Alfred the Great's Anglo-Saxon translation of Boethius' Consolation of Philosophy, known as the Lays of Boethius. Shippey contends that this Christian view of evil is most clearly stated by Boethius: "evil is nothing". He says Tolkien used the corollary that evil cannot create as the basis of Frodo's remark, "the Shadow ... can only mock, it cannot make: not real new things of its own", and related remarks by Treebeard and Elrond.[157] He goes on to argue that in The Lord of the Rings evil does sometimes seem to be an independent force, more than merely the absence of good, and suggests that Alfred's additions to his translation of Boethius may have inspired that view.[158]
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Stratford Caldecott also interpreted the Ring in theological terms: "The Ring of Power exemplifies the dark magic of the corrupted will, the assertion of self in disobedience to God. It appears to give freedom, but its true function is to enslave the wearer to the Fallen Angel. It corrodes the human will of the wearer, rendering him increasingly 'thin' and unreal; indeed, its gift of invisibility symbolizes this ability to destroy all natural human relationships and identity. You could say the Ring is sin itself: tempting and seemingly harmless to begin with, increasingly hard to give up and corrupting in the long run."[159]
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As well as his fiction, Tolkien was also a leading author of academic literary criticism. His seminal 1936 lecture, later published as an article, revolutionized the treatment of the Anglo-Saxon epic Beowulf by literary critics. The essay remains highly influential in the study of Old English literature to this day. Beowulf is one of the most significant influences upon Tolkien's later fiction, with major details of both The Hobbit and The Lord of the Rings being adapted from the poem. The piece reveals many of the aspects of Beowulf which Tolkien found most inspiring, most prominently the role of monsters in literature, particularly that of the dragon which appears in the final third of the poem:
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As for the poem, one dragon, however hot, does not make a summer, or a host; and a man might well exchange for one good dragon what he would not sell for a wilderness. And dragons, real dragons, essential both to the machinery and the ideas of a poem or tale, are actually rare.[160]
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This essay discusses the fairy-story as a literary form. It was initially written as the 1939 Andrew Lang Lecture at the University of St Andrews, Scotland.
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Tolkien focuses on Andrew Lang's work as a folklorist and collector of fairy tales. He disagreed with Lang's broad inclusion, in his Fairy Book collections, of traveller's tales, beast fables, and other types of stories. Tolkien held a narrower perspective, viewing fairy stories as those that took place in Faerie, an enchanted realm, with or without fairies as characters. He viewed them as the natural development of the interaction of human imagination and human language.
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In addition to his mythopoeic compositions, Tolkien enjoyed inventing fantasy stories to entertain his children.[161] He wrote annual Christmas letters from Father Christmas for them, building up a series of short stories (later compiled and published as The Father Christmas Letters). Other works included Mr. Bliss and Roverandom (for children), and Leaf by Niggle (part of Tree and Leaf), The Adventures of Tom Bombadil, Smith of Wootton Major and Farmer Giles of Ham. Roverandom and Smith of Wootton Major, like The Hobbit, borrowed ideas from his legendarium.
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Tolkien never expected his stories to become popular, but by sheer accident a book called The Hobbit, which he had written some years before for his own children, came in 1936 to the attention of Susan Dagnall, an employee of the London publishing firm George Allen & Unwin, who persuaded Tolkien to submit it for publication.[101] When it was published a year later, the book attracted adult readers as well as children, and it became popular enough for the publishers to ask Tolkien to produce a sequel.
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The request for a sequel prompted Tolkien to begin what would become his most famous work: the epic novel The Lord of the Rings (originally published in three volumes 1954–1955). Tolkien spent more than ten years writing the primary narrative and appendices for The Lord of the Rings, during which time he received the constant support of the Inklings, in particular his closest friend C. S. Lewis, the author of The Chronicles of Narnia. Both The Hobbit and The Lord of the Rings are set against the background of The Silmarillion, but in a time long after it.
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Tolkien at first intended The Lord of the Rings to be a children's tale in the style of The Hobbit, but it quickly grew darker and more serious in the writing.[162] Though a direct sequel to The Hobbit, it addressed an older audience, drawing on the immense backstory of Beleriand that Tolkien had constructed in previous years, and which eventually saw posthumous publication in The Silmarillion and other volumes. Tolkien's influence weighs heavily on the fantasy genre that grew up after the success of The Lord of the Rings.
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The Lord of the Rings became immensely popular in the 1960s and has remained so ever since, ranking as one of the most popular works of fiction of the 20th century, judged by both sales and reader surveys.[163] In the 2003 "Big Read" survey conducted by the BBC, The Lord of the Rings was found to be the UK's "Best-loved Novel".[164] Australians voted The Lord of the Rings "My Favourite Book" in a 2004 survey conducted by the Australian ABC.[165] In a 1999 poll of Amazon.com customers, The Lord of the Rings was judged to be their favourite "book of the millennium".[166] In 2002 Tolkien was voted the 92nd "greatest Briton" in a poll conducted by the BBC, and in 2004 he was voted 35th in the SABC3's Great South Africans, the only person to appear in both lists. His popularity is not limited to the English-speaking world: in a 2004 poll inspired by the UK's "Big Read" survey, about 250,000 Germans found The Lord of the Rings to be their favourite work of literature.[167]
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Tolkien wrote a brief "Sketch of the Mythology", which included the tales of Beren and Lúthien and of Túrin; and that sketch eventually evolved into the Quenta Silmarillion, an epic history that Tolkien started three times but never published. Tolkien desperately hoped to publish it along with The Lord of the Rings, but publishers (both Allen & Unwin and Collins) declined. Moreover, printing costs were very high in 1950s Britain, requiring The Lord of the Rings to be published in three volumes.[168] The story of this continuous redrafting is told in the posthumous series The History of Middle-earth, edited by Tolkien's son, Christopher Tolkien. From around 1936, Tolkien began to extend this framework to include the tale of The Fall of Númenor, which was inspired by the legend of Atlantis.
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Tolkien had appointed his son Christopher to be his literary executor, and he (with assistance from Guy Gavriel Kay, later a well-known fantasy author in his own right) organized some of this material into a single coherent volume, published as The Silmarillion in 1977. It received the Locus Award for Best Fantasy novel in 1978.[169]
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In 1980, Christopher Tolkien published a collection of more fragmentary material, under the title Unfinished Tales of Númenor and Middle-earth. In subsequent years (1983–1996), he published a large amount of the remaining unpublished materials, together with notes and extensive commentary, in a series of twelve volumes called The History of Middle-earth. They contain unfinished, abandoned, alternative, and outright contradictory accounts, since they were always a work in progress for Tolkien and he only rarely settled on a definitive version for any of the stories. There is not complete consistency between The Lord of the Rings and The Hobbit, the two most closely related works, because Tolkien never fully integrated all their traditions into each other. He commented in 1965, while editing The Hobbit for a third edition, that he would have preferred to rewrite the book completely because of the style of its prose.[170]
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More recently, in 2007, The Children of Húrin was published by HarperCollins (in the UK and Canada) and Houghton Mifflin (in the US). The novel tells the story of Túrin Turambar and his sister Nienor, children of Húrin Thalion. The material was compiled by Christopher Tolkien from The Silmarillion, Unfinished Tales, The History of Middle-earth, and unpublished manuscripts.
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The Legend of Sigurd and Gudrún, which was released worldwide on 5 May 2009 by HarperCollins and Houghton Mifflin Harcourt, retells the legend of Sigurd and the fall of the Niflungs from Germanic mythology. It is a narrative poem composed in alliterative verse and is modelled after the Old Norse poetry of the Elder Edda. Christopher Tolkien supplied copious notes and commentary upon his father's work.
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According to Christopher Tolkien, it is no longer possible to trace the exact date of the work's composition. On the basis of circumstantial evidence, he suggests that it dates from the 1930s. In his foreword he wrote, "He scarcely ever (to my knowledge) referred to them. For my part, I cannot recall any conversation with him on the subject until very near the end of his life, when he spoke of them to me, and tried unsuccessfully to find them."[171] In a 1967 letter to W. H. Auden, Tolkien wrote,
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Thank you for your wonderful effort in translating and reorganising The Song of the Sibyl. In return again I hope to send you, if I can lay my hands on it (I hope it isn't lost), a thing I did many years ago when trying to learn the art of writing alliterative poetry: an attempt to unify the lays about the Völsungs from the Elder Edda, written in the old eight-line fornyrðislag stanza.[172]
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The Fall of Arthur, published on 23 May 2013, is a long narrative poem composed by Tolkien in the early-1930s. It is alliterative, extending to almost 1,000 lines imitating the Old English Beowulf metre in Modern English. Though inspired by high medieval Arthurian fiction, the historical setting of the poem is during the Post-Roman Migration Period, both in form (using Germanic verse) and in content, showing Arthur as a British warlord fighting the Saxon invasion, while it avoids the high medieval aspects of the Arthurian cycle (such as the Grail, and the courtly setting); the poem begins with a British "counter-invasion" to the Saxon lands (Arthur eastward in arms purposed).[173]
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Beowulf: A Translation and Commentary, published on 22 May 2014, is a prose translation of the early medieval epic poem Beowulf from Old English to modern English. Translated by Tolkien from 1920 to 1926, it was edited by his son Christopher. The translation is followed by over 200 pages of commentary on the poem; this commentary was the basis of Tolkien's acclaimed 1936 lecture "Beowulf: The Monsters and the Critics".[174] The book also includes the previously unpublished "Sellic Spell" and two versions of "The Lay of Beowulf". The former is a fantasy piece on Beowulf's biographical background, while the latter is a poem on the Beowulf theme.[175]
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The Story of Kullervo, first published in Tolkien Studies in 2010 and reissued with additional material in 2015, is a retelling of a 19th-century Finnish poem. It was written in 1915 while Tolkien was studying at Oxford.[176]
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The Tale of Beren and Lúthien is one of the oldest and most often revised in Tolkien's legendarium. The story is one of three contained within The Silmarillion which Tolkien believed to warrant their own long-form narratives. It was published as a standalone book, edited by Christopher Tolkien, under the title Beren and Lúthien in 2017.[177]
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The Fall of Gondolin is a tale of a beautiful, mysterious city destroyed by dark forces, which Tolkien called "the first real story" of Middle-earth, was published on 30 August 2018[178] as a standalone book, edited by Christopher Tolkien and illustrated by Alan Lee.[179]
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Before his death, Tolkien negotiated the sale of the manuscripts, drafts, proofs and other materials related to his then-published works—including The Lord of the Rings, The Hobbit and Farmer Giles of Ham—to the Department of Special Collections and University Archives at Marquette University's John P. Raynor, S.J., Library in Milwaukee, Wisconsin.[180] After his death his estate donated the papers containing Tolkien's Silmarillion mythology and his academic work to the Bodleian Library at Oxford University.[181] The Library held an exhibition of his work in 2018, including more than 60 items which had never been seen in public before.[182]
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In 2009, a partial draft of Language and Human Nature, which Tolkien had begun co-writing with C. S. Lewis but had never completed, was discovered at the Bodleian Library.[183]
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Both Tolkien's academic career and his literary production are inseparable from his love of language and philology. He specialized in English philology at university and in 1915 graduated with Old Norse as his special subject. He worked on the Oxford English Dictionary from 1918 and is credited with having worked on a number of words starting with the letter W, including walrus, over which he struggled mightily.[184] In 1920, he became Reader in English Language at the University of Leeds, where he claimed credit for raising the number of students of linguistics from five to twenty. He gave courses in Old English heroic verse, history of English, various Old English and Middle English texts, Old and Middle English philology, introductory Germanic philology, Gothic, Old Icelandic, and Medieval Welsh. When in 1925, aged thirty-three, Tolkien applied for the Rawlinson and Bosworth Professorship of Anglo-Saxon at Pembroke College, Oxford, he boasted that his students of Germanic philology in Leeds had even formed a "Viking Club".[185] He also had a certain, if imperfect, knowledge of Finnish.[186]
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Privately, Tolkien was attracted to "things of racial and linguistic significance", and in his 1955 lecture English and Welsh, which is crucial to his understanding of race and language, he entertained notions of "inherent linguistic predilections", which he termed the "native language" as opposed to the "cradle-tongue" which a person first learns to speak.[187] He considered the West Midlands dialect of Middle English to be his own "native language", and, as he wrote to W. H. Auden in 1955, "I am a West-midlander by blood (and took to early west-midland Middle English as a known tongue as soon as I set eyes on it)."[188]
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Parallel to Tolkien's professional work as a philologist, and sometimes overshadowing this work, to the effect that his academic output remained rather thin, was his affection for constructing languages. The most developed of these are Quenya and Sindarin, the etymological connection between which formed the core of much of Tolkien's legendarium. Language and grammar for Tolkien was a matter of esthetics and euphony, and Quenya in particular was designed from "phonaesthetic" considerations; it was intended as an "Elvenlatin", and was phonologically based on Latin, with ingredients from Finnish, Welsh, English, and Greek.[153] A notable addition came in late 1945 with Adûnaic or Númenórean, a language of a "faintly Semitic flavour", connected with Tolkien's Atlantis legend, which by The Notion Club Papers ties directly into his ideas about the inability of language to be inherited, and via the "Second Age" and the story of Eärendil was grounded in the legendarium, thereby providing a link of Tolkien's 20th-century "real primary world" with the legendary past of his Middle-earth.
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Tolkien considered languages inseparable from the mythology associated with them, and he consequently took a dim view of auxiliary languages: in 1930 a congress of Esperantists were told as much by him, in his lecture A Secret Vice,[189] "Your language construction will breed a mythology", but by 1956 he had concluded that "Volapük, Esperanto, Ido, Novial, &c, &c, are dead, far deader than ancient unused languages, because their authors never invented any Esperanto legends".[190]
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The popularity of Tolkien's books has had a small but lasting effect on the use of language in fantasy literature in particular, and even on mainstream dictionaries, which today commonly accept Tolkien's idiosyncratic spellings dwarves and dwarvish (alongside dwarfs and dwarfish), which had been little used since the mid-19th century and earlier. (In fact, according to Tolkien, had the Old English plural survived, it would have been dwarrows or dwerrows.) He also coined the term eucatastrophe, though it remains mainly used in connection with his own work.
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Tolkien was an accomplished artist, who learned to paint and draw as a child and continued to do so all his life.[191] From early in his writing career, the development of his stories was accompanied by drawings and paintings, especially of landscapes, and by maps of the lands in which the tales were set. He also produced pictures to accompany the stories told to his own children, including those later published in Mr Bliss and Roverandom, and sent them elaborately illustrated letters purporting to come from Father Christmas. Although he regarded himself as an amateur, the publisher used the author's own cover art, maps, and full-page illustrations for the early editions of The Hobbit. Much of his artwork was collected and published in 1995 as a book: J. R. R. Tolkien: Artist and Illustrator. The book discusses Tolkien's paintings, drawings, and sketches, and reproduces approximately 200 examples of his work.[192]
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In a 1951 letter to publisher Milton Waldman (1895–1976), Tolkien wrote about his intentions to create a "body of more or less connected legend", of which "[t]he cycles should be linked to a majestic whole, and yet leave scope for other minds and hands, wielding paint and music and drama".[193] The hands and minds of many artists have indeed been inspired by Tolkien's legends. Personally known to him were Pauline Baynes (Tolkien's favourite illustrator of The Adventures of Tom Bombadil and Farmer Giles of Ham) and Donald Swann (who set the music to The Road Goes Ever On). Queen Margrethe II of Denmark created illustrations to The Lord of the Rings in the early 1970s. She sent them to Tolkien, who was struck by the similarity they bore in style to his own drawings.[194]
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However, Tolkien was not fond of all the artistic representation of his works that were produced in his lifetime, and was sometimes harshly disapproving. In 1946, he rejected suggestions for illustrations by Horus Engels for the German edition of The Hobbit as "too Disnified ... Bilbo with a dribbling nose, and Gandalf as a figure of vulgar fun rather than the Odinic wanderer that I think of".[195]
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Tolkien was sceptical of the emerging Tolkien fandom in the United States, and in 1954 he returned proposals for the dust jackets of the American edition of The Lord of the Rings:
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Thank you for sending me the projected "blurbs", which I return. The Americans are not as a rule at all amenable to criticism or correction; but I think their effort is so poor that I feel constrained to make some effort to improve it.[153]
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He had dismissed dramatic representations of fantasy in his essay "On Fairy-Stories", first presented in 1939:
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In human art Fantasy is a thing best left to words, to true literature. ... Drama is naturally hostile to Fantasy. Fantasy, even of the simplest kind, hardly ever succeeds in Drama, when that is presented as it should be, visibly and audibly acted.[196]
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Tolkien scholar James Dunning coined the word Tollywood, a portmanteau derived from "Tolkien Hollywood", to describe attempts to create a cinematographic adaptation of the stories in Tolkien's legendarium aimed at generating good box office results, rather than at fidelity to the idea of the original.[197]
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On receiving a screenplay for a proposed film adaptation of The Lord of the Rings by Morton Grady Zimmerman, Tolkien wrote:
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I would ask them to make an effort of imagination sufficient to understand the irritation (and on occasion the resentment) of an author, who finds, increasingly as he proceeds, his work treated as it would seem carelessly in general, in places recklessly, and with no evident signs of any appreciation of what it is all about.[198]
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Tolkien went on to criticize the script scene by scene ("yet one more scene of screams and rather meaningless slashings"). He was not implacably opposed to the idea of a dramatic adaptation, however, and sold the film, stage and merchandise rights of The Hobbit and The Lord of the Rings to United Artists in 1968. United Artists never made a film, although director John Boorman was planning a live-action film in the early 1970s. In 1976, the rights were sold to Tolkien Enterprises, a division of the Saul Zaentz Company, and the first film adaptation of The Lord of the Rings was released in 1978 as an animated rotoscoping film directed by Ralph Bakshi with screenplay by the fantasy writer Peter S. Beagle. It covered only the first half of the story of The Lord of the Rings.[199] In 1977, an animated musical television film of The Hobbit was made by Rankin-Bass, and in 1980, they produced the animated musical television film The Return of the King, which covered some of the portions of The Lord of the Rings that Bakshi was unable to complete.
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From 2001 to 2003, New Line Cinema released The Lord of the Rings as a trilogy of live-action films that were filmed in New Zealand and directed by Peter Jackson. The series was successful, performing extremely well commercially and winning numerous Oscars.[200]
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From 2012 to 2014, Warner Bros. and New Line Cinema released The Hobbit, a series of three films based on The Hobbit, with Peter Jackson serving as executive producer, director, and co-writer.[201] The first instalment, The Hobbit: An Unexpected Journey, was released in December 2012;[202] the second, The Hobbit: The Desolation of Smaug, in December 2013;[203] and the last instalment, The Hobbit: The Battle of the Five Armies, in December 2014.[204]
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A biographical film Tolkien was released on 10 May 2019. It focused on Tolkien's early life and war experiences.[205] The Tolkien family and estate have stated that they did not "approve of, authorise or participate in the making of" the film.[206]
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In 2017, Amazon acquired the global television rights to The Lord of the Rings. The series will introduce new stories set before The Fellowship of the Ring.[207] The press release referred to "previously unexplored stories based on J. R. R. Tolkien's original writings". Amazon will be the producer in conjunction with the Tolkien Estate and The Tolkien Trust, HarperCollins and New Line Cinema.[208]
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Tolkien and the characters and places from his works have become eponyms of various things around the world. These include street names, mountains, companies, and species of animals and plants as well as other notable objects.
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By convention, certain classes of features on Saturn's moon Titan are named after elements from Middle-earth.[209] Colles (small hills or knobs) are named for characters,[210] while montes (mountains) are named for mountains of Middle-earth.[211] There are also asteroids named for Bilbo Baggins and Tolkien himself.[212][213]
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Three mountains in the Cadwallader Range of British Columbia, Canada, have been named after Tolkien's characters. These are Mount Shadowfax, Mount Gandalf and Mount Aragorn.[214][215] Nearby Tolkien Peak is named for him.[216] On 1 December 2012, it was announced in the New Zealand press that a bid was launched for the New Zealand Geographic Board to name a mountain peak near Milford Sound after Tolkien for historical and literary reasons and to mark Tolkien's 121st birthday.[217]
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The "Tolkien Road" in Eastbourne, East Sussex, was named after Tolkien whereas the "Tolkien Way" in Stoke-on-Trent is named after Tolkien's eldest son, Fr. John Francis Tolkien, who was the priest in charge at the nearby Roman Catholic Church of Our Lady of the Angels and St. Peter in Chains.[218] In the Hall Green and Moseley areas of Birmingham there are a number of parks and walkways dedicated to J. R. R. Tolkien—most notably, the Millstream Way and Moseley Bog.[219] Collectively the parks are known as the Shire Country Parks.[219] Also in Weston-super-Mare, Somerset, England there are a collection of roads in the 'Weston Village' named after locales of Middle Earth, namely Hobbiton Road, Bree Close, Arnor Close, Rivendell, Westmarch Way and Buckland Green.
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In the Dutch town of Geldrop, near Eindhoven, the streets of an entire new neighbourhood are named after Tolkien himself ("Laan van Tolkien") and some of the best-known characters from his books.
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In the Silicon Valley towns of Saratoga and San Jose in California, there are two housing developments with street names drawn from Tolkien's works. About a dozen Tolkien-derived street names also appear scattered throughout the town of Lake Forest, California. The Columbia, Maryland, neighbourhood of Hobbit's Glen and its street names (including Rivendell Lane, Tooks Way, and Oakenshield Circle) come from Tolkien's works.[220]
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In the field of taxonomy, over 80 taxa (genera and species) have been given scientific names honouring, or deriving from, characters or other fictional elements from The Lord of the Rings, The Hobbit, and other works set in Middle-earth.[221]
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Several taxa have been named after the character Gollum (also known as Sméagol), as well as for various hobbits, the small humanlike creatures such as Bilbo and Frodo Baggins. Various elves, dwarves, and other creatures that appear in his writings, as well as Tolkien himself, have been honoured in the names of several species, including the amphipod Leucothoe tolkieni, and the wasp Shireplitis tolkieni. In 2004, the extinct hominid Homo floresiensis was described, and quickly earned the nickname "hobbit" due to its small size.[222] In 1978, paleontologist Leigh Van Valen named over 20 taxa of extinct mammals after Tolkien lore in a single paper.[223][224] In 1999, entomologist Lauri Kaila described 48 new species of Elachista moths and named 37 of them after Tolkien mythology.[221][225] It has been noted that "Tolkien has been accorded formal taxonomic commemoration like no other author."[226]
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Since 2003, The Tolkien Society has organized Tolkien Reading Day, which takes place on 25 March in schools around the world.[227]
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In 2013, Pembroke College, Oxford University established an annual lecture on fantasy literature in Tolkien's honour.[228]
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There are seven blue plaques in England that commemorate places associated with Tolkien: one in Oxford, one in Bournemouth, four in Birmingham and one in Leeds. One of the Birmingham plaques commemorates the inspiration provided by Sarehole Mill, near which he lived between the ages of four and eight, while two mark childhood homes up to the time he left to attend Oxford University and the other marks a hotel he stayed at before leaving for France during World War I. The plaque in West Park, Leeds, commemorates the five years Tolkien enjoyed at Leeds as Reader and then Professor of English Language at the University. The Oxford plaque commemorates the residence where Tolkien wrote The Hobbit and most of The Lord of the Rings.
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Another two plaques marking buildings associated with Tolkien are:-
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In 2012, Tolkien was among the British cultural icons selected by artist Sir Peter Blake to appear in a new version of his most famous artwork—the Beatles' Sgt. Pepper's Lonely Hearts Club Band album cover—to celebrate the British cultural figures of his life that he most admires.[237][238]
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Unlike other authors of the genre, Tolkien never favoured signing his works. Owing to his popularity, handsigned copies of his letters or of the first editions of his individual writings have however achieved high values at auctions, and forged autographs may occur on the market. For example, the signed first hardback edition of The Hobbit from 1937 has reportedly been offered for $85,000. Collectibles also include non-fiction books with hand-written annotations from Tolkien's private library.[239]
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On 2 September 2017, the Oxford Oratory, Tolkien's parish church during his time in Oxford, offered its first Mass for the intention of Tolkien's cause for beatification to be opened.[240][241]
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A prayer was written for his cause:
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O Blessed Trinity, we thank You for having graced the Church with John Ronald Reuel Tolkien and for allowing the poetry of Your Creation, the mystery of the Passion of Your Son, and the symphony of the Holy Spirit, to shine through him and his sub-creative imagination. Trusting fully in Your infinite mercy and in the maternal intercession of Mary, he has given us a living image of Jesus the Wisdom of God Incarnate, and has shown us that holiness is the necessary measure of ordinary Christian life and is the way of achieving eternal communion with You. Grant us, by his intercession, and according to Your will, the graces we implore [....], hoping that he will soon be numbered among Your saints. Amen.[240]
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A small selection of books about Tolkien and his works:
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1 |
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2 |
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3 |
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4 |
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John Ronald Reuel Tolkien CBE FRSL (/ruːl ˈtɒlkiːn/;[a] 3 January 1892 – 2 September 1973) was an English writer, poet, philologist, and academic. He was the author of the high fantasy works The Hobbit and The Lord of the Rings.
|
6 |
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|
7 |
+
He served as the Rawlinson and Bosworth Professor of Anglo-Saxon and Fellow of Pembroke College, Oxford, from 1925 to 1945 and Merton Professor of English Language and Literature and Fellow of Merton College, Oxford, from 1945 to 1959.[3] He was at one time a close friend of C. S. Lewis—they were both members of the informal literary discussion group known as the Inklings. Tolkien was appointed a Commander of the Order of the British Empire by Queen Elizabeth II on 28 March 1972.
|
8 |
+
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9 |
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After Tolkien's death, his son Christopher published a series of works based on his father's extensive notes and unpublished manuscripts, including The Silmarillion. These, together with The Hobbit and The Lord of the Rings, form a connected body of tales, poems, fictional histories, invented languages, and literary essays about a fantasy world called Arda and Middle-earth[b] within it. Between 1951 and 1955, Tolkien applied the term legendarium to the larger part of these writings.[4]
|
10 |
+
|
11 |
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While many other authors had published works of fantasy before Tolkien,[5] the great success of The Hobbit and The Lord of the Rings led directly to a popular resurgence of the genre. This has caused Tolkien to be popularly identified as the "father" of modern fantasy literature[6][7]—or, more precisely, of high fantasy.[8] In 2008, The Times ranked him sixth on a list of "The 50 greatest British writers since 1945".[9] Forbes ranked him the fifth top-earning "dead celebrity" in 2009.[10]
|
12 |
+
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13 |
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Tolkien's immediate paternal ancestors were middle-class craftsmen who made and sold clocks, watches and pianos in London and Birmingham. The Tolkien family originated in the East Prussian town Kreuzburg near Königsberg, which was founded during medieval German eastward expansion, where his earliest-known paternal ancestor Michel Tolkien was born around 1620. Michel's son Christianus Tolkien (1663–1746) was a wealthy miller in Kreuzburg. His son Christian Tolkien (1706–1791) moved from Kreuzburg to nearby Danzig, and his two sons Daniel Gottlieb Tolkien (1747–1813) and Johann (later known as John) Benjamin Tolkien (1752–1819) emigrated to London in the 1770s and became the ancestors of the English family; the younger brother was J. R. R. Tolkien's second great-grandfather. In 1792 John Benjamin Tolkien and William Gravell took over the Erdley Norton manufacture in London, which from then on sold clocks and watches under the name Gravell & Tolkien. Daniel Gottlieb obtained British citizenship in 1794, but John Benjamin apparently never became a British citizen. Other German relatives also joined the two brothers in London. Several people with the surname Tolkien or similar spelling, some of them members of the same family as J. R. R. Tolkien, live in northern Germany, but most of them are descendants of people who evacuated East Prussia in 1945, at the end of World War II.[11][12][13][14]
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14 |
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15 |
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According to Ryszard Derdziński the Tolkien name is of Low Prussian origin and probably means "son/descendant of Tolk."[11][12] Tolkien mistakenly believed his surname derived from the German word tollkühn, meaning "foolhardy",[15] and jokingly inserted himself as a "cameo" into The Notion Club Papers under the literally translated name Rashbold.[16] However, Derdziński has demonstrated this to be a false etymology.[11][12] While J. R. R. Tolkien was aware of the Tolkien family's German origin, his knowledge of the family's history was limited because he was "early isolated from the family of his prematurely deceased father".[11][12]
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16 |
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17 |
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John Ronald Reuel Tolkien was born on 3 January 1892 in Bloemfontein in the Orange Free State (now Free State Province in South Africa), which was later annexed by the British Empire, to Arthur Reuel Tolkien (1857–1896), an English bank manager, and his wife Mabel, née Suffield (1870–1904). The couple had left England when Arthur was promoted to head the Bloemfontein office of the British bank for which he worked. Tolkien had one sibling, his younger brother, Hilary Arthur Reuel Tolkien, who was born on 17 February 1894.[17]
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18 |
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19 |
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As a child, Tolkien was bitten by a large baboon spider in the garden, an event some think later echoed in his stories, although he admitted no actual memory of the event and no special hatred of spiders as an adult. In another incident, a young family servant, who thought Tolkien a beautiful child, took the baby to his kraal to show him off, returning him the next morning.[18]
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20 |
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21 |
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When he was three, he went to England with his mother and brother on what was intended to be a lengthy family visit. His father, however, died in South Africa of rheumatic fever before he could join them.[19] This left the family without an income, so Tolkien's mother took him to live with her parents in Kings Heath,[20] Birmingham. Soon after, in 1896, they moved to Sarehole (now in Hall Green), then a Worcestershire village, later annexed to Birmingham.[21] He enjoyed exploring Sarehole Mill and Moseley Bog and the Clent, Lickey and Malvern Hills, which would later inspire scenes in his books, along with nearby towns and villages such as Bromsgrove, Alcester, and Alvechurch and places such as his aunt Jane's farm Bag End, the name of which he used in his fiction.[22]
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22 |
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23 |
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Mabel Tolkien taught her two children at home. Ronald, as he was known in the family, was a keen pupil.[23] She taught him a great deal of botany and awakened in him the enjoyment of the look and feel of plants. Young Tolkien liked to draw landscapes and trees, but his favourite lessons were those concerning languages, and his mother taught him the rudiments of Latin very early.[24]
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24 |
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|
25 |
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Tolkien could read by the age of four and could write fluently soon afterwards. His mother allowed him to read many books. He disliked Treasure Island and The Pied Piper and thought Alice's Adventures in Wonderland by Lewis Carroll was "amusing but disturbing". He liked stories about "Red Indians" (Native Americans) and the fantasy works by George MacDonald.[25] In addition, the "Fairy Books" of Andrew Lang were particularly important to him and their influence is apparent in some of his later writings.[26]
|
26 |
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27 |
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Mabel Tolkien was received into the Roman Catholic Church in 1900 despite vehement protests by her Baptist family,[28] which stopped all financial assistance to her. In 1904, when J. R. R. Tolkien was 12, his mother died of acute diabetes at Fern Cottage in Rednal, which she was renting. She was then about 34 years of age, about as old as a person with diabetes mellitus type 1 could live without treatment—insulin would not be discovered until two decades later. Nine years after her death, Tolkien wrote, "My own dear mother was a martyr indeed, and it is not to everybody that God grants so easy a way to his great gifts as he did to Hilary and myself, giving us a mother who killed herself with labour and trouble to ensure us keeping the faith."[28]
|
28 |
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|
29 |
+
Before her death, Mabel Tolkien had assigned the guardianship of her sons to her close friend, Fr. Francis Xavier Morgan of the Birmingham Oratory, who was assigned to bring them up as good Catholics. In a 1965 letter to his son Michael, Tolkien recalled the influence of the man whom he always called "Father Francis": "He was an upper-class Welsh-Spaniard Tory, and seemed to some just a pottering old gossip. He was—and he was not. I first learned charity and forgiveness from him; and in the light of it pierced even the 'liberal' darkness out of which I came, knowing more [i.e. Tolkien having grown up knowing more] about 'Bloody Mary' than the Mother of Jesus—who was never mentioned except as an object of wicked worship by the Romanists."[29]
|
30 |
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|
31 |
+
After his mother's death, Tolkien grew up in the Edgbaston area of Birmingham and attended King Edward's School, Birmingham, and later St. Philip's School. In 1903, he won a Foundation Scholarship and returned to King Edward's. While a pupil there, Tolkien was one of the cadets from the school's Officers Training Corps who helped "line the route" for the 1910 coronation parade of King George V. Like the other cadets from King Edward's, Tolkien was posted just outside the gates of Buckingham Palace.[30]
|
32 |
+
|
33 |
+
In Edgbaston, Tolkien lived there in the shadow of Perrott's Folly and the Victorian tower of Edgbaston Waterworks, which may have influenced the images of the dark towers within his works.[31][32] Another strong influence was the romantic medievalist paintings of Edward Burne-Jones and the Pre-Raphaelite Brotherhood; the Birmingham Museum and Art Gallery had a large collection of works on public display.[33]
|
34 |
+
|
35 |
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While in his early teens, Tolkien had his first encounter with a constructed language, Animalic, an invention of his cousins, Mary and Marjorie Incledon. At that time, he was studying Latin and Anglo-Saxon. Their interest in Animalic soon died away, but Mary and others, including Tolkien himself, invented a new and more complex language called Nevbosh. The next constructed language he came to work with, Naffarin, would be his own creation.[34][35]
|
36 |
+
|
37 |
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Tolkien learned Esperanto some time before 1909. Around 10 June 1909 he composed "The Book of the Foxrook", a sixteen-page notebook, where the "earliest example of one of his invented alphabets" appears.[36] Short texts in this notebook are written in Esperanto.[37]
|
38 |
+
|
39 |
+
In 1911, while they were at King Edward's School, Tolkien and three friends, Rob Gilson, Geoffrey Bache Smith and Christopher Wiseman, formed a semi-secret society they called the T.C.B.S. The initials stood for Tea Club and Barrovian Society, alluding to their fondness for drinking tea in Barrow's Stores near the school and, secretly, in the school library.[38][39] After leaving school, the members stayed in touch and, in December 1914, they held a "council" in London at Wiseman's home. For Tolkien, the result of this meeting was a strong dedication to writing poetry.
|
40 |
+
|
41 |
+
In 1911, Tolkien went on a summer holiday in Switzerland, a trip that he recollects vividly in a 1968 letter,[30] noting that Bilbo's journey across the Misty Mountains ("including the glissade down the slithering stones into the pine woods") is directly based on his adventures as their party of 12 hiked from Interlaken to Lauterbrunnen and on to camp in the moraines beyond Mürren. Fifty-seven years later, Tolkien remembered his regret at leaving the view of the eternal snows of Jungfrau and Silberhorn, "the Silvertine (Celebdil) of my dreams". They went across the Kleine Scheidegg to Grindelwald and on across the Grosse Scheidegg to Meiringen. They continued across the Grimsel Pass, through the upper Valais to Brig and on to the Aletsch glacier and Zermatt.[40]
|
42 |
+
|
43 |
+
In October of the same year, Tolkien began studying at Exeter College, Oxford. He initially studied classics but changed his course in 1913 to English language and literature, graduating in 1915 with first-class honours.[41]
|
44 |
+
|
45 |
+
At the age of 16, Tolkien met Edith Mary Bratt, who was three years his senior, when he and his brother Hilary moved into the boarding house where she lived in Duchess Road, Edgbaston. According to Humphrey Carpenter,
|
46 |
+
|
47 |
+
Edith and Ronald took to frequenting Birmingham teashops, especially one which had a balcony overlooking the pavement. There they would sit and throw sugarlumps into the hats of passers-by, moving to the next table when the sugar bowl was empty. ... With two people of their personalities and in their position, romance was bound to flourish. Both were orphans in need of affection, and they found that they could give it to each other. During the summer of 1909, they decided that they were in love.[42]
|
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+
|
49 |
+
His guardian, Father Morgan, viewed Edith as the reason for Tolkien's having "muffed" his exams and considered it "altogether unfortunate"[43] that his surrogate son was romantically involved with an older, Protestant woman. He prohibited him from meeting, talking to, or even corresponding with her until he was 21. He obeyed this prohibition to the letter,[44] with one notable early exception, over which Father Morgan threatened to cut short his university career if he did not stop.[45]
|
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+
|
51 |
+
In a 1941 letter to his son Michael, Tolkien recalled:
|
52 |
+
|
53 |
+
I had to choose between disobeying and grieving (or deceiving) a guardian who had been a father to me, more than most fathers ... and "dropping" the love-affair until I was 21. I don't regret my decision, though it was very hard on my lover. But it was not my fault. She was completely free and under no vow to me, and I should have had no just complaint (except according to the unreal romantic code) if she had got married to someone else. For very nearly three years I did not see or write to my lover. It was extremely hard, especially at first. The effects were not wholly good: I fell back into folly and slackness and misspent a good deal of my first year at college.[43]
|
54 |
+
|
55 |
+
On the evening of his 21st birthday, Tolkien wrote to Edith, who was living with family friend C. H. Jessop at Cheltenham. He declared that he had never ceased to love her, and asked her to marry him. Edith replied that she had already accepted the proposal of George Field, the brother of one of her closest schoolfriends. But Edith said she had agreed to marry Field only because she felt "on the shelf" and had begun to doubt that Tolkien still cared for her. She explained that, because of Tolkien's letter, everything had changed.
|
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|
57 |
+
On 8 January 1913, Tolkien travelled by train to Cheltenham and was met on the platform by Edith. The two took a walk into the countryside, sat under a railway viaduct, and talked. By the end of the day, Edith had agreed to accept Tolkien's proposal. She wrote to Field and returned her engagement ring. Field was "dreadfully upset at first", and the Field family was "insulted and angry".[46] Upon learning of Edith's new plans, Jessop wrote to her guardian, "I have nothing to say against Tolkien, he is a cultured gentleman, but his prospects are poor in the extreme, and when he will be in a position to marry I cannot imagine. Had he adopted a profession it would have been different."[47]
|
58 |
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|
59 |
+
Following their engagement, Edith reluctantly announced that she was converting to Catholicism at Tolkien's insistence. Jessop, "like many others of his age and class ... strongly anti-Catholic", was infuriated, and he ordered Edith to find other lodgings.[48]
|
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Edith Bratt and Ronald Tolkien were formally engaged at Birmingham in January 1913, and married at St. Mary Immaculate Roman Catholic Church, Warwick, on 22 March 1916.[49] In his 1941 letter to Michael, Tolkien expressed admiration for his wife's willingness to marry a man with no job, little money, and no prospects except the likelihood of being killed in the Great War.[43]
|
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|
63 |
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In August 1914, Britain entered the First World War. Tolkien's relatives were shocked when he elected not to volunteer immediately for the British Army. In a 1941 letter to his son Michael, Tolkien recalled: "In those days chaps joined up, or were scorned publicly. It was a nasty cleft to be in for a young man with too much imagination and little physical courage."[43]
|
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Instead, Tolkien, "endured the obloquy",[43] and entered a programme by which he delayed enlistment until completing his degree. By the time he passed his finals in July 1915, Tolkien recalled that the hints were "becoming outspoken from relatives".[43] He was commissioned as a temporary second lieutenant in the Lancashire Fusiliers on 15 July 1915.[50][51] He trained with the 13th (Reserve) Battalion on Cannock Chase, Staffordshire, for 11 months. In a letter to Edith, Tolkien complained: "Gentlemen are rare among the superiors, and even human beings rare indeed."[52] Following their wedding, Lieutenant and Mrs. Tolkien took up lodgings near the training camp.
|
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|
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On 2 June 1916, Tolkien received a telegram summoning him to Folkestone for posting to France. The Tolkiens spent the night before his departure in a room at the Plough & Harrow Hotel in Edgbaston, Birmingham.
|
68 |
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|
69 |
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He later wrote: "Junior officers were being killed off, a dozen a minute. Parting from my wife then ... it was like a death."[53]
|
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|
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On 5 June 1916, Tolkien boarded a troop transport for an overnight voyage to Calais. Like other soldiers arriving for the first time, he was sent to the British Expeditionary Force's (BEF) base depot at Étaples. On 7 June, he was informed that he had been assigned as a signals officer to the 11th (Service) Battalion, Lancashire Fusiliers. The battalion was part of the 74th Brigade, 25th Division.
|
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|
73 |
+
While waiting to be summoned to his unit, Tolkien sank into boredom. To pass the time, he composed a poem entitled The Lonely Isle, which was inspired by his feelings during the sea crossing to Calais. To evade the British Army's postal censorship, he also developed a code of dots by which Edith could track his movements.[54]
|
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|
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He left Étaples on 27 June 1916 and joined his battalion at Rubempré, near Amiens.[55] He found himself commanding enlisted men who were drawn mainly from the mining, milling, and weaving towns of Lancashire.[56] According to John Garth, he "felt an affinity for these working class men", but military protocol prohibited friendships with "other ranks". Instead, he was required to "take charge of them, discipline them, train them, and probably censor their letters ... If possible, he was supposed to inspire their love and loyalty."[57]
|
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|
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Tolkien later lamented, "The most improper job of any man ... is bossing other men. Not one in a million is fit for it, and least of all those who seek the opportunity."[57]
|
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|
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+
Tolkien arrived at the Somme in early July 1916. In between terms behind the lines at Bouzincourt, he participated in the assaults on the Schwaben Redoubt and the Leipzig salient. Tolkien's time in combat was a terrible stress for Edith, who feared that every knock on the door might carry news of her husband's death. Edith could track her husband's movements on a map of the Western Front. According to the memoirs of the Reverend Mervyn S. Evers, Anglican chaplain to the Lancashire Fusiliers:
|
80 |
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|
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+
On one occasion I spent the night with the Brigade Machine Gun Officer and the Signals Officer in one of the captured German dugouts ... We dossed down for the night in the hopes of getting some sleep, but it was not to be. We no sooner lay down than hordes of lice got up. So we went round to the Medical Officer, who was also in the dugout with his equipment, and he gave us some ointment which he assured us would keep the little brutes away. We anointed ourselves all over with the stuff and again lay down in great hopes, but it was not to be, because instead of discouraging them it seemed to act like a kind of hors d'oeuvre and the little beggars went at their feast with renewed vigour.[58]
|
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|
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On 27 October 1916, as his battalion attacked Regina Trench, Tolkien contracted trench fever, a disease carried by the lice. He was invalided to England on 8 November 1916.[59] Many of his dearest school friends were killed in the war. Among their number were Rob Gilson of the Tea Club and Barrovian Society, who was killed on the first day of the Somme while leading his men in the assault on Beaumont Hamel. Fellow T.C.B.S. member Geoffrey Smith was killed during the same battle when a German artillery shell landed on a first aid post. Tolkien's battalion was almost completely wiped out following his return to England.
|
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+
|
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+
Tolkien might well have been killed himself, but he had suffered from health problems and had been removed from combat multiple times.[60]
|
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+
|
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+
According to John Garth:
|
88 |
+
|
89 |
+
Although Kitchener's army enshrined old social boundaries, it also chipped away at the class divide by throwing men from all walks of life into a desperate situation together. Tolkien wrote that the experience taught him, "a deep sympathy and feeling for the Tommy; especially the plain soldier from the agricultural counties". He remained profoundly grateful for the lesson. For a long time, he had been imprisoned in a tower, not of pearl, but of ivory.[61]
|
90 |
+
|
91 |
+
In later years, Tolkien indignantly declared that those who searched his works for parallels to the Second World War were entirely mistaken:
|
92 |
+
|
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+
One has indeed personally to come under the shadow of war to feel fully its oppression; but as the years go by it seems now often forgotten that to be caught in youth by 1914 was no less hideous an experience than to be involved in 1939 and the following years. By 1918 all but one of my close friends were dead.[62]
|
94 |
+
|
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+
A weak and emaciated Tolkien spent the remainder of the war alternating between hospitals and garrison duties, being deemed medically unfit for general service.[63][64][65]
|
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+
|
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+
During his recovery in a cottage in Little Haywood, Staffordshire, he began to work on what he called The Book of Lost Tales, beginning with The Fall of Gondolin. Lost Tales represented Tolkien's attempt to create a mythology for England, a project he would abandon without ever completing.[66] Throughout 1917 and 1918 his illness kept recurring, but he had recovered enough to do home service at various camps. It was at this time that Edith bore their first child, John Francis Reuel Tolkien. In a 1941 letter, Tolkien described his son John as "(conceived and carried during the starvation-year of 1917 and the great U-Boat campaign) round about the Battle of Cambrai, when the end of the war seemed as far off as it does now".[43]
|
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+
|
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+
Tolkien was promoted to the temporary rank of lieutenant on 6 January 1918.[67] When he was stationed at Kingston upon Hull, he and Edith went walking in the woods at nearby Roos, and Edith began to dance for him in a clearing among the flowering hemlock. After his wife's death in 1971, Tolkien remembered,
|
100 |
+
|
101 |
+
I never called Edith Luthien—but she was the source of the story that in time became the chief part of the Silmarillion. It was first conceived in a small woodland glade filled with hemlocks[68] at Roos in Yorkshire (where I was for a brief time in command of an outpost of the Humber Garrison in 1917, and she was able to live with me for a while). In those days her hair was raven, her skin clear, her eyes brighter than you have seen them, and she could sing—and dance. But the story has gone crooked, & I am left, and I cannot plead before the inexorable Mandos.[69]
|
102 |
+
|
103 |
+
This incident inspired the account of the meeting of Beren and Lúthien.[70]
|
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+
|
105 |
+
On 16 July 1919 Tolkien was officially demobilized, at Fovant, on Salisbury Plain, with a temporary disability pension.[71]
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On 3 November 1920, Tolkien was demobilized and left the army, retaining his rank of lieutenant.[72] His first civilian job after World War I was at the Oxford English Dictionary, where he worked mainly on the history and etymology of words of Germanic origin beginning with the letter W.[73] In 1920, he took up a post as reader in English language at the University of Leeds, becoming the youngest professor there.[74] While at Leeds, he produced A Middle English Vocabulary and a definitive edition of Sir Gawain and the Green Knight with E. V. Gordon; both became academic standard works for several decades. He translated Sir Gawain, Pearl, and Sir Orfeo. In 1925, he returned to Oxford as Rawlinson and Bosworth Professor of Anglo-Saxon, with a fellowship at Pembroke College.
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In mid-1919, he began to tutor undergraduates privately, most importantly those of Lady Margaret Hall and St Hugh's College, given that the women's colleges were in great need of good teachers in their early years, and Tolkien as a married professor (then still not common) was considered suitable, as a bachelor don would not have been.[75]
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During his time at Pembroke College Tolkien wrote The Hobbit and the first two volumes of The Lord of the Rings, while living at 20 Northmoor Road in North Oxford (where a blue plaque was placed in 2002). He also published a philological essay in 1932 on the name "Nodens", following Sir Mortimer Wheeler's unearthing of a Roman Asclepeion at Lydney Park, Gloucestershire, in 1928.[76]
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In the 1920s, Tolkien undertook a translation of Beowulf, which he finished in 1926, but did not publish. It was finally edited by his son and published in 2014, more than 40 years after Tolkien's death and almost 90 years after its completion.[77]
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Ten years after finishing his translation, Tolkien gave a highly acclaimed lecture on the work, "Beowulf: The Monsters and the Critics", which had a lasting influence on Beowulf research.[78] Lewis E. Nicholson said that the article Tolkien wrote about Beowulf is "widely recognized as a turning point in Beowulfian criticism", noting that Tolkien established the primacy of the poetic nature of the work as opposed to its purely linguistic elements.[79] At the time, the consensus of scholarship deprecated Beowulf for dealing with childish battles with monsters rather than realistic tribal warfare; Tolkien argued that the author of Beowulf was addressing human destiny in general, not as limited by particular tribal politics, and therefore the monsters were essential to the poem.[80] Where Beowulf does deal with specific tribal struggles, as at Finnsburg, Tolkien argued firmly against reading in fantastic elements.[81] In the essay, Tolkien also revealed how highly he regarded Beowulf: "Beowulf is among my most valued sources", and this influence may be seen throughout his Middle-earth legendarium.[82]
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According to Humphrey Carpenter, Tolkien had an ingenious means of beginning his series of lectures on Beowulf:
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He would come silently into the room, fix the audience with his gaze, and suddenly begin to declaim in a resounding voice the opening lines of the poem in the original Anglo-Saxon, commencing with a great cry of Hwæt! (the first word of this and several other Old English poems), which some undergraduates took to be "Quiet!" It was not so much a recitation as a dramatic performance, an impersonation of an Anglo-Saxon bard in a mead hall, and it impressed generations of students because it brought home to them that Beowulf was not just a set text to be read for the purposes of examination, but a powerful piece of dramatic poetry.[83]
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Decades later, W. H. Auden wrote to his former professor,
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I don't think that I have ever told you what an unforgettable experience it was for me as an undergraduate, hearing you recite Beowulf. The voice was the voice of Gandalf.[83]
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In the run-up to the Second World War, Tolkien was earmarked as a codebreaker.[84][85] In January 1939, he was asked whether he would be prepared to serve in the cryptographic department of the Foreign Office in the event of national emergency.[84][85] He replied in the affirmative and, beginning on 27 March, took an instructional course at the London HQ of the Government Code and Cypher School.[84][85] A record of his training was found which included the notation "keen" next to his name,[86] although Tolkien scholar Anders Stenström suggested that "In all likelihood, that is not a record of Tolkien's interest, but a note about how to pronounce the name."[87] He was informed in October that his services would not be required.[84][85]
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In 1945, Tolkien moved to Merton College, Oxford, becoming the Merton Professor of English Language and Literature,[88] in which post he remained until his retirement in 1959. He served as an external examiner for University College, Dublin, for many years. In 1954 Tolkien received an honorary degree from the National University of Ireland (of which U.C.D. was a constituent college). Tolkien completed The Lord of the Rings in 1948, close to a decade after the first sketches.
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Tolkien also translated the Book of Jonah for the Jerusalem Bible, which was published in 1966.[89]
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The Tolkiens had four children: John Francis Reuel Tolkien (17 November 1917 – 22 January 2003), Michael Hilary Reuel Tolkien (22 October 1920 – 27 February 1984), Christopher John Reuel Tolkien (21 November 1924 – 15 January 2020) and Priscilla Mary Anne Reuel Tolkien (born 18 June 1929). Tolkien was very devoted to his children and sent them illustrated letters from Father Christmas when they were young. Each year more characters were added, such as the North Polar Bear (Father Christmas's helper), the Snow Man (his gardener), Ilbereth the elf (his secretary), and various other, minor characters. The major characters would relate tales of Father Christmas's battles against goblins who rode on bats and the various pranks committed by the North Polar Bear.[90]
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During his life in retirement, from 1959 up to his death in 1973, Tolkien received steadily increasing public attention and literary fame. In 1961, his friend C. S. Lewis even nominated him for the Nobel Prize in Literature.[91] The sales of his books were so profitable that he regretted that he had not chosen early retirement.[24] At first, he wrote enthusiastic answers to readers' enquiries, but he became increasingly unhappy about the sudden popularity of his books with the 1960s counter-culture movement.[92] In a 1972 letter, he deplored having become a cult-figure, but admitted that "even the nose of a very modest idol ... cannot remain entirely untickled by the sweet smell of incense!"[93]
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Fan attention became so intense that Tolkien had to take his phone number out of the public directory,[94] and eventually he and Edith moved to Bournemouth, which was then a seaside resort patronized by the British upper middle class. Tolkien's status as a best-selling author gave them easy entry into polite society, but Tolkien deeply missed the company of his fellow Inklings. Edith, however, was overjoyed to step into the role of a society hostess, which had been the reason that Tolkien selected Bournemouth in the first place.
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According to Humphrey Carpenter:
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Those friends who knew Ronald and Edith Tolkien over the years never doubted that there was deep affection between them. It was visible in the small things, the almost absurd degree in which each worried about the other's health, and the care in which they chose and wrapped each other's birthday presents; and in the large matters, the way in which Ronald willingly abandoned such a large part of his life in retirement to give Edith the last years in Bournemouth that he felt she deserved, and the degree in which she showed pride in his fame as an author. A principal source of happiness to them was their shared love of their family. This bound them together until the end of their lives, and it was perhaps the strongest force in the marriage. They delighted to discuss and mull over every detail of the lives of their children, and later their grandchildren.[95]
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Edith Tolkien died on 29 November 1971, at the age of 82. According to Simon Tolkien:
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My grandmother died two years before my grandfather and he came back to live in Oxford. Merton College gave him rooms just off the High Street. I went there frequently and he'd take me to lunch in the Eastgate Hotel. Those lunches were rather wonderful for a 12-year-old boy spending time with his grandfather, but sometimes he seemed sad. There was one visit when he told me how much he missed my grandmother. It must have been very strange for him being alone after they had been married for more than 50 years.[96]
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Tolkien was appointed by Queen Elizabeth II a Commander of the Order of the British Empire in the 1972 New Year Honours[97] and received the insignia of the Order at Buckingham Palace on 28 March 1972.[98] In the same year Oxford University conferred upon him an honorary Doctorate of Letters.[41][99]
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Tolkien had the name Lúthien engraved on Edith's tombstone at Wolvercote Cemetery, Oxford. When Tolkien died 21 months later on 2 September 1973 from a bleeding ulcer and chest infection,[100] at the age of 81,[101] he was buried in the same grave, with Beren added to his name. The engravings read:
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Wolvercote Cemetery, Oxford
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In Tolkien's Middle-earth legendarium, Lúthien was the most beautiful of all the Children of Ilúvatar, and forsook her immortality for her love of the mortal warrior Beren. After Beren was captured by the forces of the Dark Lord Morgoth, Lúthien rode to his rescue upon the talking wolfhound Huan. Ultimately, when Beren was slain in battle against the demonic wolf Carcharoth, Lúthien, like Orpheus, approached the Valar, the angelic order of beings placed in charge of the world by Eru (God), and persuaded them to restore her beloved to life.
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Tolkien's will was proven on 20 December 1973, with his estate valued at £190,577 (equivalent to £2,321,707 in 2019[102]).[103]
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Tolkien was a devout Roman Catholic, and in his religious and political views he was mostly a traditionalist moderate, with libertarian, distributist, and monarchist leanings, in the sense of favouring established conventions and orthodoxies over innovation and modernization, whilst castigating government bureaucracy; in 1943 he wrote, "My political opinions lean more and more to Anarchy (philosophically understood, meaning abolition of control not whiskered men with bombs)—or to 'unconstitutional' Monarchy."[104]
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Although he did not often write or speak about it, Tolkien advocated the dismantling of the British Empire and even of the United Kingdom. In a 1936 letter to a former student, the Belgian linguist Simonne d'Ardenne, he wrote, "The political situation is dreadful... I have the greatest sympathy with Belgium—which is about the right size of any country! I wish my own were bounded still by the seas of the Tweed and the walls of Wales... we folk do at least know something of mortality and eternity and when Hitler (or a Frenchman) says 'Germany (or France) must live forever' we know that he lies."[105]
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Tolkien had an intense hatred for the side effects of industrialization, which he considered to be devouring the English countryside and simpler life. For most of his adult life, he was disdainful of cars, preferring to ride a bicycle.[106] This attitude can be seen in his work, most famously in the portrayal of the forced "industrialization" of the Shire in The Lord of the Rings.[107]
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Many commentators[108] have remarked on a number of potential parallels between the Middle-earth saga and events in Tolkien's lifetime. The Lord of the Rings is often thought to represent England during and immediately after the Second World War. Tolkien ardently rejected this opinion in the foreword to the second edition of the novel, stating he preferred applicability to allegory.[108] This theme is taken up at greater length in his essay "On Fairy-Stories", where he argues that fairy-stories are so apt because they are consistent both within themselves and with some truths about reality. He concludes that Christianity itself follows this pattern of inner consistency and external truth. His belief in the fundamental truths of Christianity leads commentators to find Christian themes in The Lord of the Rings. Tolkien objected strongly to C. S. Lewis's use of religious references in his stories, which were often overtly allegorical.[109] However, Tolkien wrote that the Mount Doom scene exemplified lines from the Lord's Prayer.[110][111]
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His love of myths and his devout faith came together in his assertion that he believed mythology to be the divine echo of "the Truth".[112] This view was expressed in his poem and essay entitled Mythopoeia.[113] His theory that myths held "fundamental truths" became a central theme of the Inklings in general.
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Tolkien's devout Roman Catholic faith was a significant factor in the conversion of C. S. Lewis from atheism to Christianity, although Tolkien was dismayed that Lewis chose to join the Church of England.[114]
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He once wrote in a letter to Rayner Unwin's daughter Camilla, who wished to know what the purpose of life was, that "[i]t may be said that the chief purpose of life, for any one of us, is to increase according to our capacity our knowledge of God by all the means we have, and to be moved by it to praise and thanks."[115]
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According to his grandson Simon Tolkien, Tolkien in the last years of his life was disappointed by some of the liturgical reforms and changes implemented after the Second Vatican Council:
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I vividly remember going to church with him in Bournemouth. He was a devout Roman Catholic and it was soon after the Church had changed the liturgy from Latin to English. My grandfather obviously didn't agree with this and made all the responses very loudly in Latin while the rest of the congregation answered in English. I found the whole experience quite excruciating, but my grandfather was oblivious. He simply had to do what he believed to be right.[96]
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Tolkien voiced support for the Nationalists (eventually led by Franco during the Spanish Civil War) upon hearing that communist Republicans were destroying churches and killing priests and nuns.[116]
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Tolkien was contemptuous of Joseph Stalin. During World War II, Tolkien referred to Stalin as "that bloodthirsty old murderer".[117] However, in 1961, Tolkien sharply criticized a Swedish commentator who suggested that The Lord of the Rings was an anti-communist parable and identified Sauron with Stalin. Tolkien said, "I utterly repudiate any such reading, which angers me. The situation was conceived long before the Russian revolution. Such allegory is entirely foreign to my thought."[118]
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Tolkien vocally opposed Adolf Hitler and the Nazi Party before the Second World War, and was known to especially despise Nazi racist and anti-semitic ideology. In 1938, the publishing house Rütten & Loening Verlag was preparing to release The Hobbit in Nazi Germany. To Tolkien's outrage, he was asked beforehand whether he was of Aryan origin. In a letter to his British publisher Stanley Unwin, he condemned Nazi "race-doctrine" as "wholly pernicious and unscientific". He added that he had many Jewish friends and was considering "letting a German translation go hang".[119] He provided two letters to Rütten & Loening and instructed Unwin to send whichever he preferred. The more tactful letter was sent and was lost during the later bombing of Germany. In the unsent letter, Tolkien makes the point that "Aryan" is a linguistic term, denoting speakers of Indo-Iranian languages. He continued,
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But if I am to understand that you are enquiring whether I am of Jewish origin, I can only reply that I regret that I appear to have no ancestors of that gifted people. My great-great-grandfather came to England in the 18th century from Germany: the main part of my descent is therefore purely English, and I am an English subject—which should be sufficient. I have been accustomed, nonetheless, to regard my German name with pride, and continued to do so throughout the period of the late regrettable war, in which I served in the English army. I cannot, however, forbear to comment that if impertinent and irrelevant inquiries of this sort are to become the rule in matters of literature, then the time is not far distant when a German name will no longer be a source of pride.[120]
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In a 1941 letter to his son Michael, he expressed his resentment at the distortion of Germanic history in "Nordicism":
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You have to understand the good in things, to detect the real evil. But no one ever calls on me to "broadcast" or do a postscript. Yet I suppose I know better than most what is the truth about this "Nordic" nonsense. Anyway, I have in this war a burning private grudge ... against that ruddy little ignoramus Adolf Hitler ... Ruining, perverting, misapplying, and making for ever accursed, that noble northern spirit, a supreme contribution to Europe, which I have ever loved, and tried to present in its true light. Nowhere, incidentally, was it nobler than in England, nor more early sanctified and Christianized.[121]
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In 1968, he objected to a description of Middle-earth as "Nordic", a term he said he disliked because of its association with racialist theories.[122]
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Tolkien criticized Allied use of total-war tactics against civilians of Nazi Germany and Imperial Japan. In a 1945 letter to his son Christopher, he wrote:
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We were supposed to have reached a stage of civilization in which it might still be necessary to execute a criminal, but not to gloat, or to hang his wife and child by him while the orc-crowd hooted. The destruction of Germany, be it 100 times merited, is one of the most appalling world-catastrophes. Well, well,—you and I can do nothing about it. And that [should] be a measure of the amount of guilt that can justly be assumed to attach to any member of a country who is not a member of its actual Government. Well the first War of the Machines seems to be drawing to its final inconclusive chapter—leaving, alas, everyone the poorer, many bereaved or maimed and millions dead, and only one thing triumphant: the Machines.[123]
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He also reacted with anger to the excesses of anti-German propaganda during World War II. In an earlier, 1944 letter to Christopher, he wrote:
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...it is distressing to see the press grovelling in the gutter as low as Goebbels in his prime, shrieking that any German commander who holds out in a desperate situation (when, too, the military needs of his side clearly benefit) is a drunkard, and a besotted fanatic. ... There was a solemn article in the local paper seriously advocating systematic exterminating of the entire German nation as the only proper course after military victory: because, if you please, they are rattlesnakes, and don't know the difference between good and evil! (What of the writer?) The Germans have just as much right to declare the Poles and Jews exterminable vermin, subhuman, as we have to select the Germans: in other words, no right, whatever they have done.[124]
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Tolkien was horrified by the 1945 atomic bombings of Hiroshima and Nagasaki, referring to the scientists of the Manhattan Project as "these lunatic physicists" and "Babel-builders".[125]
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During most of his own life conservationism was not yet on the political agenda, and Tolkien himself did not directly express conservationist views—except in some private letters, in which he tells about his fondness for forests and sadness at tree-felling. In later years, a number of authors of biographies or literary analyses of Tolkien conclude that during his writing of The Lord of the Rings, Tolkien gained increased interest in the value of wild and untamed nature, and in protecting what wild nature was left in the industrialized world.[126][127][128]
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Tolkien devised several themes that were reused in successive drafts of his legendarium, beginning with The Book of Lost Tales, written while recuperating from illnesses contracted during The Battle of the Somme. The two most prominent stories, the tale of Beren and Lúthien and that of Túrin, were carried forward into long narrative poems (published in The Lays of Beleriand).
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One of the greatest influences on Tolkien was the Arts and Crafts polymath William Morris. Tolkien wished to imitate Morris's prose and poetry romances,[129] from which he took hints for the names of features such as the Dead Marshes in The Lord of the Rings[130] and Mirkwood,[131] along with some general aspects of approach.
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Edward Wyke-Smith's The Marvellous Land of Snergs, with its "table-high" title characters, strongly influenced the incidents, themes, and depiction of Bilbo's race in The Hobbit.[132]
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Tolkien also cited H. Rider Haggard's novel She in a telephone interview: "I suppose as a boy She interested me as much as anything—like the Greek shard of Amyntas [Amenartas], which was the kind of machine by which everything got moving."[133] A supposed facsimile of this potsherd appeared in Haggard's first edition, and the ancient inscription it bore, once translated, led the English characters to She's ancient kingdom. Critics have compared this device to the Testament of Isildur in The Lord of the Rings[134] and to Tolkien's efforts to produce as an illustration a realistic page from the Book of Mazarbul.[135] Critics starting with Edwin Muir[136] have found resemblances between Haggard's romances and Tolkien's.[137][138][139]
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Tolkien wrote of being impressed as a boy by S. R. Crockett's historical novel The Black Douglas and of basing the battle with the wargs in The Fellowship of the Ring partly on an incident in it.[140] Incidents in both The Hobbit and The Lord of the Rings are similar in narrative and style to the novel,[141] and its overall style and imagery have been suggested as an influence on Tolkien.[142]
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Tolkien was inspired by early Germanic, especially Old English, literature, poetry, and mythology, which were his chosen and much-loved areas of expertise. These sources of inspiration included Old English literature such as Beowulf, Norse sagas such as the Volsunga saga and the Hervarar saga,[143] the Poetic Edda, the Prose Edda, the Nibelungenlied, and numerous other culturally related works.[144] Despite the similarities of his work to the Volsunga saga and the Nibelungenlied, which were the basis for Richard Wagner's opera cycle Der Ring des Nibelungen, Tolkien dismissed critics' direct comparisons to Wagner, telling his publisher, "Both rings were round, and there the resemblance ceases." However, some critics[145][146][147] believe that Tolkien was, in fact, indebted to Wagner for elements such as the "concept of the Ring as giving the owner mastery of the world ..."[148] Two of the characteristics possessed by the One Ring, its inherent malevolence and corrupting power upon minds and wills, were not present in the mythical sources but have a central role in Wagner's opera.
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Tolkien also acknowledged several non-Germanic influences or sources for some of his stories and ideas. Sophocles' play Oedipus Rex he cited as inspiring elements of The Silmarillion and The Children of Húrin. In addition, Tolkien first read William Forsell Kirby's translation of the Finnish national epic, the Kalevala, while attending King Edward's School. He described its character of Väinämöinen as one of his influences for Gandalf the Grey. The Kalevala's antihero Kullervo was further described as an inspiration for Túrin Turambar.[149] Dimitra Fimi, Douglas A. Anderson, John Garth, and many other prominent Tolkien scholars believe that Tolkien also drew influence from a variety of Celtic (Irish, Scottish and Welsh) history and legends.[150][151] However, after the Silmarillion manuscript was rejected, in part for its "eye-splitting" Celtic names, Tolkien denied their Celtic origin:
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Needless to say they are not Celtic! Neither are the tales. I do know Celtic things (many in their original languages Irish and Welsh), and feel for them a certain distaste: largely for their fundamental unreason. They have bright colour, but are like a broken stained glass window reassembled without design. They are in fact "mad" as your reader says—but I don't believe I am.[152][153]
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Fimi pointed out that despite his dismissive remarks about "Celtic things" in 1937 that Tolkien was fluent in medieval Welsh (though not modern Welsh) and declared when delivering the first O'Donnell lectures at Oxford in 1954 about the influences of Celtic languages on the English language that "Welsh is beautiful".[150]
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One of Tolkien's purposes when writing his Middle-earth books was to create what his biographer Humphrey Carpenter called a "mythology for England" with Carpenter citing in support Tolkien's letter to Milton Waldman complaining of the "poverty of my country: it had no stories of its own (bound up with its tongue and soil)" unlike the Celtic nations of Scotland, Ireland and Wales, which all had their own well developed mythologies.[150] Tolkien himself never used the exact phrase "a mythology for England", but he often made statements to that effect, writing to one reader that his intention in writing the Middle-earth stories was "to restore to the English an epic tradition and present them with a mythology of their own".[150] In the early 20th century, proponents of Irish nationalism like the poet William Butler Yeats, Lady Gregory and others had succeeded in linking in the public mind traditional Irish folk tales of fairies and elves to Irish national identity while denigrating English folk tales as being merely derivative of Irish folk tales.[150] This had prompted a backlash by English writers, leading to a savage war of words about which nation had the more authentic and better fairy tales with for example the English essayist G. K. Chesterton engaging in a series of polemical essays with Yeats over the question of the superiority of Irish vs. English fairy tales.[150] Even though there is nothing innately anti-English about Irish folklore, the way in which Irish mythology became associated with Irish nationalism, being promoted most enthusiastically by those favouring Irish independence, led many to perceive Irish mythology and folklore as Anglophobic.[150] Tolkien with his determination to write a "mythology for England" was for this reason disinclined to admit to Celtic influences.[150] Fimi noted in particular that the story of the Noldor, the Elves who fled Valinor for Middle-earth, resembles the story related in the Lebor Gabála Érenn of the semi-divine Tuatha Dé Danann who fled from what is variously described as a place in the north or Greece to conquer Ireland.[150] Like Tolkien's Elves, the Tuatha Dé Danann are inferior to the gods, but superior to humans; being endowed with extraordinary skills as craftsmen, poets, warriors, and magicians.[150] Likewise, after the triumph of humanity, both the Elves and the Tuatha Dé Danann are driven underground, which causes their "fading", leading them to become diminutive and pale.[150]
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Catholic theology and imagery played a part in fashioning Tolkien's creative imagination, suffused as it was by his deeply religious spirit.[144][154] Tolkien acknowledged this himself:
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The Lord of the Rings is of course a fundamentally religious and Catholic work; unconsciously so at first, but consciously in the revision. That is why I have not put in, or have cut out, practically all references to anything like "religion", to cults or practices, in the imaginary world. For the religious element is absorbed into the story and the symbolism.[155]
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Specifically, Paul H. Kocher argues that Tolkien describes evil in the orthodox Christian way as the absence of good. He cites many examples in The Lord of the Rings, such as Sauron's "Lidless Eye": "the black slit of its pupil opened on a pit, a window into nothing". Kocher sees Tolkien's source as Thomas Aquinas, "whom it is reasonable to suppose that Tolkien, as a medievalist and a Catholic, knows well".[156] Tom Shippey makes the same point, but, instead of referring to Aquinas, says Tolkien was very familiar with Alfred the Great's Anglo-Saxon translation of Boethius' Consolation of Philosophy, known as the Lays of Boethius. Shippey contends that this Christian view of evil is most clearly stated by Boethius: "evil is nothing". He says Tolkien used the corollary that evil cannot create as the basis of Frodo's remark, "the Shadow ... can only mock, it cannot make: not real new things of its own", and related remarks by Treebeard and Elrond.[157] He goes on to argue that in The Lord of the Rings evil does sometimes seem to be an independent force, more than merely the absence of good, and suggests that Alfred's additions to his translation of Boethius may have inspired that view.[158]
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Stratford Caldecott also interpreted the Ring in theological terms: "The Ring of Power exemplifies the dark magic of the corrupted will, the assertion of self in disobedience to God. It appears to give freedom, but its true function is to enslave the wearer to the Fallen Angel. It corrodes the human will of the wearer, rendering him increasingly 'thin' and unreal; indeed, its gift of invisibility symbolizes this ability to destroy all natural human relationships and identity. You could say the Ring is sin itself: tempting and seemingly harmless to begin with, increasingly hard to give up and corrupting in the long run."[159]
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As well as his fiction, Tolkien was also a leading author of academic literary criticism. His seminal 1936 lecture, later published as an article, revolutionized the treatment of the Anglo-Saxon epic Beowulf by literary critics. The essay remains highly influential in the study of Old English literature to this day. Beowulf is one of the most significant influences upon Tolkien's later fiction, with major details of both The Hobbit and The Lord of the Rings being adapted from the poem. The piece reveals many of the aspects of Beowulf which Tolkien found most inspiring, most prominently the role of monsters in literature, particularly that of the dragon which appears in the final third of the poem:
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As for the poem, one dragon, however hot, does not make a summer, or a host; and a man might well exchange for one good dragon what he would not sell for a wilderness. And dragons, real dragons, essential both to the machinery and the ideas of a poem or tale, are actually rare.[160]
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This essay discusses the fairy-story as a literary form. It was initially written as the 1939 Andrew Lang Lecture at the University of St Andrews, Scotland.
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Tolkien focuses on Andrew Lang's work as a folklorist and collector of fairy tales. He disagreed with Lang's broad inclusion, in his Fairy Book collections, of traveller's tales, beast fables, and other types of stories. Tolkien held a narrower perspective, viewing fairy stories as those that took place in Faerie, an enchanted realm, with or without fairies as characters. He viewed them as the natural development of the interaction of human imagination and human language.
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In addition to his mythopoeic compositions, Tolkien enjoyed inventing fantasy stories to entertain his children.[161] He wrote annual Christmas letters from Father Christmas for them, building up a series of short stories (later compiled and published as The Father Christmas Letters). Other works included Mr. Bliss and Roverandom (for children), and Leaf by Niggle (part of Tree and Leaf), The Adventures of Tom Bombadil, Smith of Wootton Major and Farmer Giles of Ham. Roverandom and Smith of Wootton Major, like The Hobbit, borrowed ideas from his legendarium.
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Tolkien never expected his stories to become popular, but by sheer accident a book called The Hobbit, which he had written some years before for his own children, came in 1936 to the attention of Susan Dagnall, an employee of the London publishing firm George Allen & Unwin, who persuaded Tolkien to submit it for publication.[101] When it was published a year later, the book attracted adult readers as well as children, and it became popular enough for the publishers to ask Tolkien to produce a sequel.
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The request for a sequel prompted Tolkien to begin what would become his most famous work: the epic novel The Lord of the Rings (originally published in three volumes 1954–1955). Tolkien spent more than ten years writing the primary narrative and appendices for The Lord of the Rings, during which time he received the constant support of the Inklings, in particular his closest friend C. S. Lewis, the author of The Chronicles of Narnia. Both The Hobbit and The Lord of the Rings are set against the background of The Silmarillion, but in a time long after it.
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Tolkien at first intended The Lord of the Rings to be a children's tale in the style of The Hobbit, but it quickly grew darker and more serious in the writing.[162] Though a direct sequel to The Hobbit, it addressed an older audience, drawing on the immense backstory of Beleriand that Tolkien had constructed in previous years, and which eventually saw posthumous publication in The Silmarillion and other volumes. Tolkien's influence weighs heavily on the fantasy genre that grew up after the success of The Lord of the Rings.
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The Lord of the Rings became immensely popular in the 1960s and has remained so ever since, ranking as one of the most popular works of fiction of the 20th century, judged by both sales and reader surveys.[163] In the 2003 "Big Read" survey conducted by the BBC, The Lord of the Rings was found to be the UK's "Best-loved Novel".[164] Australians voted The Lord of the Rings "My Favourite Book" in a 2004 survey conducted by the Australian ABC.[165] In a 1999 poll of Amazon.com customers, The Lord of the Rings was judged to be their favourite "book of the millennium".[166] In 2002 Tolkien was voted the 92nd "greatest Briton" in a poll conducted by the BBC, and in 2004 he was voted 35th in the SABC3's Great South Africans, the only person to appear in both lists. His popularity is not limited to the English-speaking world: in a 2004 poll inspired by the UK's "Big Read" survey, about 250,000 Germans found The Lord of the Rings to be their favourite work of literature.[167]
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Tolkien wrote a brief "Sketch of the Mythology", which included the tales of Beren and Lúthien and of Túrin; and that sketch eventually evolved into the Quenta Silmarillion, an epic history that Tolkien started three times but never published. Tolkien desperately hoped to publish it along with The Lord of the Rings, but publishers (both Allen & Unwin and Collins) declined. Moreover, printing costs were very high in 1950s Britain, requiring The Lord of the Rings to be published in three volumes.[168] The story of this continuous redrafting is told in the posthumous series The History of Middle-earth, edited by Tolkien's son, Christopher Tolkien. From around 1936, Tolkien began to extend this framework to include the tale of The Fall of Númenor, which was inspired by the legend of Atlantis.
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Tolkien had appointed his son Christopher to be his literary executor, and he (with assistance from Guy Gavriel Kay, later a well-known fantasy author in his own right) organized some of this material into a single coherent volume, published as The Silmarillion in 1977. It received the Locus Award for Best Fantasy novel in 1978.[169]
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In 1980, Christopher Tolkien published a collection of more fragmentary material, under the title Unfinished Tales of Númenor and Middle-earth. In subsequent years (1983–1996), he published a large amount of the remaining unpublished materials, together with notes and extensive commentary, in a series of twelve volumes called The History of Middle-earth. They contain unfinished, abandoned, alternative, and outright contradictory accounts, since they were always a work in progress for Tolkien and he only rarely settled on a definitive version for any of the stories. There is not complete consistency between The Lord of the Rings and The Hobbit, the two most closely related works, because Tolkien never fully integrated all their traditions into each other. He commented in 1965, while editing The Hobbit for a third edition, that he would have preferred to rewrite the book completely because of the style of its prose.[170]
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More recently, in 2007, The Children of Húrin was published by HarperCollins (in the UK and Canada) and Houghton Mifflin (in the US). The novel tells the story of Túrin Turambar and his sister Nienor, children of Húrin Thalion. The material was compiled by Christopher Tolkien from The Silmarillion, Unfinished Tales, The History of Middle-earth, and unpublished manuscripts.
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The Legend of Sigurd and Gudrún, which was released worldwide on 5 May 2009 by HarperCollins and Houghton Mifflin Harcourt, retells the legend of Sigurd and the fall of the Niflungs from Germanic mythology. It is a narrative poem composed in alliterative verse and is modelled after the Old Norse poetry of the Elder Edda. Christopher Tolkien supplied copious notes and commentary upon his father's work.
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According to Christopher Tolkien, it is no longer possible to trace the exact date of the work's composition. On the basis of circumstantial evidence, he suggests that it dates from the 1930s. In his foreword he wrote, "He scarcely ever (to my knowledge) referred to them. For my part, I cannot recall any conversation with him on the subject until very near the end of his life, when he spoke of them to me, and tried unsuccessfully to find them."[171] In a 1967 letter to W. H. Auden, Tolkien wrote,
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Thank you for your wonderful effort in translating and reorganising The Song of the Sibyl. In return again I hope to send you, if I can lay my hands on it (I hope it isn't lost), a thing I did many years ago when trying to learn the art of writing alliterative poetry: an attempt to unify the lays about the Völsungs from the Elder Edda, written in the old eight-line fornyrðislag stanza.[172]
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The Fall of Arthur, published on 23 May 2013, is a long narrative poem composed by Tolkien in the early-1930s. It is alliterative, extending to almost 1,000 lines imitating the Old English Beowulf metre in Modern English. Though inspired by high medieval Arthurian fiction, the historical setting of the poem is during the Post-Roman Migration Period, both in form (using Germanic verse) and in content, showing Arthur as a British warlord fighting the Saxon invasion, while it avoids the high medieval aspects of the Arthurian cycle (such as the Grail, and the courtly setting); the poem begins with a British "counter-invasion" to the Saxon lands (Arthur eastward in arms purposed).[173]
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Beowulf: A Translation and Commentary, published on 22 May 2014, is a prose translation of the early medieval epic poem Beowulf from Old English to modern English. Translated by Tolkien from 1920 to 1926, it was edited by his son Christopher. The translation is followed by over 200 pages of commentary on the poem; this commentary was the basis of Tolkien's acclaimed 1936 lecture "Beowulf: The Monsters and the Critics".[174] The book also includes the previously unpublished "Sellic Spell" and two versions of "The Lay of Beowulf". The former is a fantasy piece on Beowulf's biographical background, while the latter is a poem on the Beowulf theme.[175]
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The Story of Kullervo, first published in Tolkien Studies in 2010 and reissued with additional material in 2015, is a retelling of a 19th-century Finnish poem. It was written in 1915 while Tolkien was studying at Oxford.[176]
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The Tale of Beren and Lúthien is one of the oldest and most often revised in Tolkien's legendarium. The story is one of three contained within The Silmarillion which Tolkien believed to warrant their own long-form narratives. It was published as a standalone book, edited by Christopher Tolkien, under the title Beren and Lúthien in 2017.[177]
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The Fall of Gondolin is a tale of a beautiful, mysterious city destroyed by dark forces, which Tolkien called "the first real story" of Middle-earth, was published on 30 August 2018[178] as a standalone book, edited by Christopher Tolkien and illustrated by Alan Lee.[179]
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Before his death, Tolkien negotiated the sale of the manuscripts, drafts, proofs and other materials related to his then-published works—including The Lord of the Rings, The Hobbit and Farmer Giles of Ham—to the Department of Special Collections and University Archives at Marquette University's John P. Raynor, S.J., Library in Milwaukee, Wisconsin.[180] After his death his estate donated the papers containing Tolkien's Silmarillion mythology and his academic work to the Bodleian Library at Oxford University.[181] The Library held an exhibition of his work in 2018, including more than 60 items which had never been seen in public before.[182]
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In 2009, a partial draft of Language and Human Nature, which Tolkien had begun co-writing with C. S. Lewis but had never completed, was discovered at the Bodleian Library.[183]
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Both Tolkien's academic career and his literary production are inseparable from his love of language and philology. He specialized in English philology at university and in 1915 graduated with Old Norse as his special subject. He worked on the Oxford English Dictionary from 1918 and is credited with having worked on a number of words starting with the letter W, including walrus, over which he struggled mightily.[184] In 1920, he became Reader in English Language at the University of Leeds, where he claimed credit for raising the number of students of linguistics from five to twenty. He gave courses in Old English heroic verse, history of English, various Old English and Middle English texts, Old and Middle English philology, introductory Germanic philology, Gothic, Old Icelandic, and Medieval Welsh. When in 1925, aged thirty-three, Tolkien applied for the Rawlinson and Bosworth Professorship of Anglo-Saxon at Pembroke College, Oxford, he boasted that his students of Germanic philology in Leeds had even formed a "Viking Club".[185] He also had a certain, if imperfect, knowledge of Finnish.[186]
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Privately, Tolkien was attracted to "things of racial and linguistic significance", and in his 1955 lecture English and Welsh, which is crucial to his understanding of race and language, he entertained notions of "inherent linguistic predilections", which he termed the "native language" as opposed to the "cradle-tongue" which a person first learns to speak.[187] He considered the West Midlands dialect of Middle English to be his own "native language", and, as he wrote to W. H. Auden in 1955, "I am a West-midlander by blood (and took to early west-midland Middle English as a known tongue as soon as I set eyes on it)."[188]
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Parallel to Tolkien's professional work as a philologist, and sometimes overshadowing this work, to the effect that his academic output remained rather thin, was his affection for constructing languages. The most developed of these are Quenya and Sindarin, the etymological connection between which formed the core of much of Tolkien's legendarium. Language and grammar for Tolkien was a matter of esthetics and euphony, and Quenya in particular was designed from "phonaesthetic" considerations; it was intended as an "Elvenlatin", and was phonologically based on Latin, with ingredients from Finnish, Welsh, English, and Greek.[153] A notable addition came in late 1945 with Adûnaic or Númenórean, a language of a "faintly Semitic flavour", connected with Tolkien's Atlantis legend, which by The Notion Club Papers ties directly into his ideas about the inability of language to be inherited, and via the "Second Age" and the story of Eärendil was grounded in the legendarium, thereby providing a link of Tolkien's 20th-century "real primary world" with the legendary past of his Middle-earth.
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Tolkien considered languages inseparable from the mythology associated with them, and he consequently took a dim view of auxiliary languages: in 1930 a congress of Esperantists were told as much by him, in his lecture A Secret Vice,[189] "Your language construction will breed a mythology", but by 1956 he had concluded that "Volapük, Esperanto, Ido, Novial, &c, &c, are dead, far deader than ancient unused languages, because their authors never invented any Esperanto legends".[190]
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The popularity of Tolkien's books has had a small but lasting effect on the use of language in fantasy literature in particular, and even on mainstream dictionaries, which today commonly accept Tolkien's idiosyncratic spellings dwarves and dwarvish (alongside dwarfs and dwarfish), which had been little used since the mid-19th century and earlier. (In fact, according to Tolkien, had the Old English plural survived, it would have been dwarrows or dwerrows.) He also coined the term eucatastrophe, though it remains mainly used in connection with his own work.
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Tolkien was an accomplished artist, who learned to paint and draw as a child and continued to do so all his life.[191] From early in his writing career, the development of his stories was accompanied by drawings and paintings, especially of landscapes, and by maps of the lands in which the tales were set. He also produced pictures to accompany the stories told to his own children, including those later published in Mr Bliss and Roverandom, and sent them elaborately illustrated letters purporting to come from Father Christmas. Although he regarded himself as an amateur, the publisher used the author's own cover art, maps, and full-page illustrations for the early editions of The Hobbit. Much of his artwork was collected and published in 1995 as a book: J. R. R. Tolkien: Artist and Illustrator. The book discusses Tolkien's paintings, drawings, and sketches, and reproduces approximately 200 examples of his work.[192]
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In a 1951 letter to publisher Milton Waldman (1895–1976), Tolkien wrote about his intentions to create a "body of more or less connected legend", of which "[t]he cycles should be linked to a majestic whole, and yet leave scope for other minds and hands, wielding paint and music and drama".[193] The hands and minds of many artists have indeed been inspired by Tolkien's legends. Personally known to him were Pauline Baynes (Tolkien's favourite illustrator of The Adventures of Tom Bombadil and Farmer Giles of Ham) and Donald Swann (who set the music to The Road Goes Ever On). Queen Margrethe II of Denmark created illustrations to The Lord of the Rings in the early 1970s. She sent them to Tolkien, who was struck by the similarity they bore in style to his own drawings.[194]
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However, Tolkien was not fond of all the artistic representation of his works that were produced in his lifetime, and was sometimes harshly disapproving. In 1946, he rejected suggestions for illustrations by Horus Engels for the German edition of The Hobbit as "too Disnified ... Bilbo with a dribbling nose, and Gandalf as a figure of vulgar fun rather than the Odinic wanderer that I think of".[195]
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Tolkien was sceptical of the emerging Tolkien fandom in the United States, and in 1954 he returned proposals for the dust jackets of the American edition of The Lord of the Rings:
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Thank you for sending me the projected "blurbs", which I return. The Americans are not as a rule at all amenable to criticism or correction; but I think their effort is so poor that I feel constrained to make some effort to improve it.[153]
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He had dismissed dramatic representations of fantasy in his essay "On Fairy-Stories", first presented in 1939:
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In human art Fantasy is a thing best left to words, to true literature. ... Drama is naturally hostile to Fantasy. Fantasy, even of the simplest kind, hardly ever succeeds in Drama, when that is presented as it should be, visibly and audibly acted.[196]
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Tolkien scholar James Dunning coined the word Tollywood, a portmanteau derived from "Tolkien Hollywood", to describe attempts to create a cinematographic adaptation of the stories in Tolkien's legendarium aimed at generating good box office results, rather than at fidelity to the idea of the original.[197]
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On receiving a screenplay for a proposed film adaptation of The Lord of the Rings by Morton Grady Zimmerman, Tolkien wrote:
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I would ask them to make an effort of imagination sufficient to understand the irritation (and on occasion the resentment) of an author, who finds, increasingly as he proceeds, his work treated as it would seem carelessly in general, in places recklessly, and with no evident signs of any appreciation of what it is all about.[198]
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Tolkien went on to criticize the script scene by scene ("yet one more scene of screams and rather meaningless slashings"). He was not implacably opposed to the idea of a dramatic adaptation, however, and sold the film, stage and merchandise rights of The Hobbit and The Lord of the Rings to United Artists in 1968. United Artists never made a film, although director John Boorman was planning a live-action film in the early 1970s. In 1976, the rights were sold to Tolkien Enterprises, a division of the Saul Zaentz Company, and the first film adaptation of The Lord of the Rings was released in 1978 as an animated rotoscoping film directed by Ralph Bakshi with screenplay by the fantasy writer Peter S. Beagle. It covered only the first half of the story of The Lord of the Rings.[199] In 1977, an animated musical television film of The Hobbit was made by Rankin-Bass, and in 1980, they produced the animated musical television film The Return of the King, which covered some of the portions of The Lord of the Rings that Bakshi was unable to complete.
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From 2001 to 2003, New Line Cinema released The Lord of the Rings as a trilogy of live-action films that were filmed in New Zealand and directed by Peter Jackson. The series was successful, performing extremely well commercially and winning numerous Oscars.[200]
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From 2012 to 2014, Warner Bros. and New Line Cinema released The Hobbit, a series of three films based on The Hobbit, with Peter Jackson serving as executive producer, director, and co-writer.[201] The first instalment, The Hobbit: An Unexpected Journey, was released in December 2012;[202] the second, The Hobbit: The Desolation of Smaug, in December 2013;[203] and the last instalment, The Hobbit: The Battle of the Five Armies, in December 2014.[204]
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A biographical film Tolkien was released on 10 May 2019. It focused on Tolkien's early life and war experiences.[205] The Tolkien family and estate have stated that they did not "approve of, authorise or participate in the making of" the film.[206]
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In 2017, Amazon acquired the global television rights to The Lord of the Rings. The series will introduce new stories set before The Fellowship of the Ring.[207] The press release referred to "previously unexplored stories based on J. R. R. Tolkien's original writings". Amazon will be the producer in conjunction with the Tolkien Estate and The Tolkien Trust, HarperCollins and New Line Cinema.[208]
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Tolkien and the characters and places from his works have become eponyms of various things around the world. These include street names, mountains, companies, and species of animals and plants as well as other notable objects.
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By convention, certain classes of features on Saturn's moon Titan are named after elements from Middle-earth.[209] Colles (small hills or knobs) are named for characters,[210] while montes (mountains) are named for mountains of Middle-earth.[211] There are also asteroids named for Bilbo Baggins and Tolkien himself.[212][213]
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Three mountains in the Cadwallader Range of British Columbia, Canada, have been named after Tolkien's characters. These are Mount Shadowfax, Mount Gandalf and Mount Aragorn.[214][215] Nearby Tolkien Peak is named for him.[216] On 1 December 2012, it was announced in the New Zealand press that a bid was launched for the New Zealand Geographic Board to name a mountain peak near Milford Sound after Tolkien for historical and literary reasons and to mark Tolkien's 121st birthday.[217]
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The "Tolkien Road" in Eastbourne, East Sussex, was named after Tolkien whereas the "Tolkien Way" in Stoke-on-Trent is named after Tolkien's eldest son, Fr. John Francis Tolkien, who was the priest in charge at the nearby Roman Catholic Church of Our Lady of the Angels and St. Peter in Chains.[218] In the Hall Green and Moseley areas of Birmingham there are a number of parks and walkways dedicated to J. R. R. Tolkien—most notably, the Millstream Way and Moseley Bog.[219] Collectively the parks are known as the Shire Country Parks.[219] Also in Weston-super-Mare, Somerset, England there are a collection of roads in the 'Weston Village' named after locales of Middle Earth, namely Hobbiton Road, Bree Close, Arnor Close, Rivendell, Westmarch Way and Buckland Green.
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In the Dutch town of Geldrop, near Eindhoven, the streets of an entire new neighbourhood are named after Tolkien himself ("Laan van Tolkien") and some of the best-known characters from his books.
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In the Silicon Valley towns of Saratoga and San Jose in California, there are two housing developments with street names drawn from Tolkien's works. About a dozen Tolkien-derived street names also appear scattered throughout the town of Lake Forest, California. The Columbia, Maryland, neighbourhood of Hobbit's Glen and its street names (including Rivendell Lane, Tooks Way, and Oakenshield Circle) come from Tolkien's works.[220]
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In the field of taxonomy, over 80 taxa (genera and species) have been given scientific names honouring, or deriving from, characters or other fictional elements from The Lord of the Rings, The Hobbit, and other works set in Middle-earth.[221]
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Several taxa have been named after the character Gollum (also known as Sméagol), as well as for various hobbits, the small humanlike creatures such as Bilbo and Frodo Baggins. Various elves, dwarves, and other creatures that appear in his writings, as well as Tolkien himself, have been honoured in the names of several species, including the amphipod Leucothoe tolkieni, and the wasp Shireplitis tolkieni. In 2004, the extinct hominid Homo floresiensis was described, and quickly earned the nickname "hobbit" due to its small size.[222] In 1978, paleontologist Leigh Van Valen named over 20 taxa of extinct mammals after Tolkien lore in a single paper.[223][224] In 1999, entomologist Lauri Kaila described 48 new species of Elachista moths and named 37 of them after Tolkien mythology.[221][225] It has been noted that "Tolkien has been accorded formal taxonomic commemoration like no other author."[226]
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Since 2003, The Tolkien Society has organized Tolkien Reading Day, which takes place on 25 March in schools around the world.[227]
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In 2013, Pembroke College, Oxford University established an annual lecture on fantasy literature in Tolkien's honour.[228]
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There are seven blue plaques in England that commemorate places associated with Tolkien: one in Oxford, one in Bournemouth, four in Birmingham and one in Leeds. One of the Birmingham plaques commemorates the inspiration provided by Sarehole Mill, near which he lived between the ages of four and eight, while two mark childhood homes up to the time he left to attend Oxford University and the other marks a hotel he stayed at before leaving for France during World War I. The plaque in West Park, Leeds, commemorates the five years Tolkien enjoyed at Leeds as Reader and then Professor of English Language at the University. The Oxford plaque commemorates the residence where Tolkien wrote The Hobbit and most of The Lord of the Rings.
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Another two plaques marking buildings associated with Tolkien are:-
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In 2012, Tolkien was among the British cultural icons selected by artist Sir Peter Blake to appear in a new version of his most famous artwork—the Beatles' Sgt. Pepper's Lonely Hearts Club Band album cover—to celebrate the British cultural figures of his life that he most admires.[237][238]
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Unlike other authors of the genre, Tolkien never favoured signing his works. Owing to his popularity, handsigned copies of his letters or of the first editions of his individual writings have however achieved high values at auctions, and forged autographs may occur on the market. For example, the signed first hardback edition of The Hobbit from 1937 has reportedly been offered for $85,000. Collectibles also include non-fiction books with hand-written annotations from Tolkien's private library.[239]
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On 2 September 2017, the Oxford Oratory, Tolkien's parish church during his time in Oxford, offered its first Mass for the intention of Tolkien's cause for beatification to be opened.[240][241]
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A prayer was written for his cause:
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O Blessed Trinity, we thank You for having graced the Church with John Ronald Reuel Tolkien and for allowing the poetry of Your Creation, the mystery of the Passion of Your Son, and the symphony of the Holy Spirit, to shine through him and his sub-creative imagination. Trusting fully in Your infinite mercy and in the maternal intercession of Mary, he has given us a living image of Jesus the Wisdom of God Incarnate, and has shown us that holiness is the necessary measure of ordinary Christian life and is the way of achieving eternal communion with You. Grant us, by his intercession, and according to Your will, the graces we implore [....], hoping that he will soon be numbered among Your saints. Amen.[240]
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A small selection of books about Tolkien and his works:
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