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Miguel de Cervantes Saavedra (Spanish: [miˈɣel de θeɾˈβantes saaˈβeðɾa]; 29 September 1547 (assumed) – 22 April 1616 NS)[6] was a Spanish writer widely regarded as the greatest writer in the Spanish language, and one of the world's pre-eminent novelists. He is best known for his novel Don Quixote, a work often cited as both the first modern novel,[7][8][9] and one of the pinnacles of literature.[10][11]
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Much of his life was spent in poverty and obscurity, many of its details are disputed or unknown, and the bulk of his surviving work was produced in the three years preceding his death. Despite this, his influence and literary contribution are reflected by the fact Spanish is often referred to as "the language of Cervantes".[12]
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In 1569, Cervantes was forced to leave Spain and moved to Rome, where he worked in the household of a cardinal. In 1570, he enlisted in a Spanish Navy infantry regiment, and was badly wounded at the Battle of Lepanto in October 1571. He served as a soldier until 1575, when he was captured by Barbary pirates; after five years in captivity, he was ransomed, and returned to Madrid.
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His first significant novel, titled La Galatea, was published in 1585, but he continued to work as a purchasing agent, then later a government tax collector. Part One of Don Quixote was published in 1605, Part Two in 1615. Other works include the 12 Novelas ejemplares (Exemplary Novels); a long poem, the Viaje del Parnaso (Journey to Parnassus); and Ocho comedias y ocho entremeses (Eight Plays and Eight Entr'actes). Los trabajos de Persiles y Sigismunda (The Travails of Persiles and Sigismunda), was published posthumously in 1616.
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Despite his subsequent fame, much of Cervantes' life is uncertain, including his name, background and what he looked like. Although he signed himself Cerbantes, his printers used Cervantes, which became the common form. In later life, Cervantes used Saavedra, the name of a distant relative, rather than the more usual Cortinas, after his mother.[13] But historian Luce López-Baralt, claimed that it comes from the word «shaibedraa» that in crippled Arabic dialect is single-handed, his nickname during his captivity.[14]
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Another area of dispute are his ethnic origins. In the 16th century, many Spaniards were descended either from Moriscos, Muslims who remained after the conquest of Granada in 1492, or Conversos, Jews who converted to Catholicism after expulsion of Jews from Spain in 1492. An estimated 20% of the Spanish population in the south fell into one of these categories, and it has been suggested Cervantes' mother may have been one of these New Christians.[15] However, others refute this theory.[16]
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No confirmed portrait of the author is known to exist. The one most often associated with Cervantes is attributed to Juan de Jáuregui, but both names were added at a later date.[17] The El Greco painting in the Museo del Prado, known as Retrato de un caballero desconocido, or Portrait of an Unknown Gentleman, is cited as 'possibly' depicting Cervantes, but there is no evidence for this.[18] The portrait by Luis de Madrazo, at the Biblioteca Nacional de España, was painted in 1859, based on his imagination.[19] The image that appears on Spanish euro coins of €0.10, €0.20, and €0.50 is based on a bust, created in 1905.[20]
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It is generally accepted Miguel de Cervantes was born around 29 September 1547, in Alcalá de Henares. He was the second son of barber-surgeon Rodrigo de Cervantes and his wife, Leonor de Cortinas (c. 1520–1593).[21] Rodrigo came from Córdoba, Andalusia, where his father Juan de Cervantes was an influential lawyer.[22]
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Rodrigo was frequently in debt, or searching for work, and moved constantly. Leonor came from Arganda del Rey, and died in October 1593, at the age of 73; surviving legal documents indicate she had seven children, could read and write, and was a resourceful individual with an eye for business. When Rodrigo was imprisoned for debt from October 1553 to April 1554, she supported the family on her own.[23]
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Cervantes' siblings were Andrés (born 1543), Andrea (born 1544), Luisa (born 1546), Rodrigo (born 1550), Magdalena (born 1554) and Juan. They lived in Córdoba until 1556, when his grandfather died. For reasons that are unclear, Rodrigo did not benefit from his will and the family disappears until 1564 when he filed a lawsuit in Seville.[24]
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Seville was then in the midst of an economic boom, and Rodrigo managed rented accommodation for his elder brother Andres, who was a junior magistrate. It is assumed Cervantes attended the Jesuit college in Seville, where one of the teachers was Jesuit playwright Pedro Pablo Acevedo, who moved there in 1561 from Córdoba.[25] However, legal records show his father got into debt once more, and in 1566, the family moved to Madrid.[26]
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In the 19th century, a biographer discovered an arrest warrant for a Miguel de Cervantes, dated 15 September 1569, who was charged with wounding Antonio de Sigura in a duel.[27] Although disputed at the time, largely on the grounds such behaviour was unworthy of so great an author, it is now accepted as the most likely reason for Cervantes leaving Madrid.[28]
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He eventually made his way to Rome, where he found a position in the household of Giulio Acquaviva, an Italian bishop who spent 1568 to 1569 in Madrid, and was appointed Cardinal in 1570.[29] When the 1570 to 1573 Ottoman–Venetian War began, Spain formed part of the Holy League, a coalition formed to support the Venetian Republic. Possibly seeing an opportunity to have his arrest warrant rescinded, Cervantes went to Naples, then part of the Crown of Aragon.[30]
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The military commander in Naples was Alvaro de Sande, a friend of the family, who gave Cervantes a commission under the Marquis de Santa Cruz. At some point, he was joined in Naples by his younger brother Rodrigo.[30] In September 1571, Cervantes sailed on board the Marquesa, part of the Holy League fleet under Don John of Austria, illegitimate half brother of Phillip II of Spain; on 7 October, they defeated the Ottoman fleet at the Battle of Lepanto.[31]
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According to his own account, although suffering from malaria, Cervantes was given command of a 12-man skiff, small boats used for assaulting enemy galleys. The Marquesa lost 40 dead, and 120 wounded, including Cervantes, who received three separate wounds, two in the chest, and another that rendered his left arm useless. His actions at Lepanto were a source of pride to the end of his life,[b] while Don John approved no less than four separate pay increases for him.[33]
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In Journey to Parnassus, published two years before his death in 1616, Cervantes claimed to have "lost the movement of the left hand for the glory of the right".[34] As with much else, the extent of his disability is unclear, the only source being Cervantes himself, while commentators cite his habitual tendency to praise himself.[c] [35] However, they were serious enough to earn him six months in hospital at Messina, Sicily.[36]
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Although he returned to service in July 1572, records show his chest wounds were still not completely healed in February 1573.[37] Based mainly in Naples, he joined expeditions to Corfu and Navarino, and took part in the 1573 occupation of Tunis and La Goulette, which were recaptured by the Ottomans in 1574.[38] Despite Lepanto, the war overall was an Ottoman victory, and the loss of Tunis a military disaster for Spain. Cervantes returned to Palermo, where he was paid off by the Duke of Sessa, who gave him letters of commendation.[39]
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In early September 1575, Cervantes and Rodrigo left Naples on the galley Sol; as they approached Barcelona on 26 September, their ship was captured by Ottoman corsairs, and the brothers taken to Algiers, to be sold as slaves, or–as was the case of Cervantes and his brother–held for ransom, if this would be more lucrative than their sale as slaves.[40] Rodrigo was ransomed in 1577, but his family could not afford the fee for Cervantes, who was forced to remain.[41] Turkish historian Rasih Nuri İleri found evidence suggesting Cervantes worked on the construction of the Kılıç Ali Pasha Complex, which means he spent at least part of his captivity in Istanbul.[42][43][44]
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By 1580, Spain was occupied integrating Portugal, and suppressing the Dutch Revolt, while the Ottomans were at war with Persia; the two sides agreed a truce, leading to an improvement of relations.[45] After almost five years, and four escape attempts, in 1580 Cervantes was set free by the Trinitarians, a religious charity that specialised in ransoming Christian captives, and returned to Madrid.[46]
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While Cervantes was in captivity, both Don John and the Duke of Sessa died, depriving him of two potential patrons, while the Spanish economy was in dire straits. This made finding employment difficult; other than a period in 1581 to 1582, when he was employed as an intelligence agent in North Africa, little is known of his movements prior to 1584.[47]
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In April of that year, Cervantes visited Esquivias, to help arrange the affairs of his recently deceased friend and minor poet, Pedro Lainez. Here he met Catalina de Salazar y Palacios (c. 1566?–1626), eldest daughter of the widowed Catalina de Palacios; her husband died leaving only debts, but the elder Catalina owned some land of her own. This may be why in December 1584, Cervantes married her daughter, then between 15 and 18 years old.[48] The first use of the name Cervantes Saavedra appears in 1586, on documents related to his marriage.[13]
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Shortly before this, his illegitimate daughter Isabel was born in November. Her mother, Ana Franca, was the wife of a Madrid inn keeper; they apparently concealed it from her husband, but Cervantes acknowledged paternity.[49] When Ana Franca died in 1598, he asked his sister Magdalena to take care of her.[50]
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In 1587, Cervantes was appointed as a government purchasing agent, then became a tax collector in 1592. They were also subject to price fluctuations, which could go either way; he was briefly jailed several times for 'irregularities', but quickly released. Several applications for positions in Spanish America were rejected, although modern critics note images of the colonies appear in his work.[34]
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From 1596 to 1600, he lived primarily in Seville, then returned to Madrid in 1606, where he remained for the rest of his life.[51] In later years, he received some financial support from the Count of Lemos, although he was excluded from the retinue Lemos took to Naples when appointed Viceroy in 1608.[34] In July 1613, he joined the Third Order Franciscan, then a common way for Catholics to gain spiritual merit.[52] It is generally accepted Cervantes died on 16 April 1616; the symptoms described, including intense thirst, correspond to diabetes, then untreatable.[53]
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In accordance with his will, Cervantes was buried in the Convent of the Barefoot Trinitarians, in central Madrid.[54] His remains went missing when moved during rebuilding work at the convent in 1673, and in 2014, historian Fernando de Prado launched a project to rediscover them.[55]
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In January 2015, Francisco Etxeberria, the forensic anthropologist leading the search, reported the discovery of caskets containing bone fragments, and part of a board, with the letters 'M.C.'.[56] Based on evidence of injuries suffered at Lepanto, on 17 March 2015 they were confirmed as belonging to Cervantes along with his wife and others.[57] They were formally reburied at a public ceremony in June 2015.[58]
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Cervantes claims to have written over 20 plays, of which only two survive, El trato de Argel, based on his experiences in captivity, and El cerco de Numancia. Such works were extremely short-lived, and even Lope de Vega, the best-known playwright of the day, could not live on their proceeds.[5] In 1585, he published La Galatea, a conventional Pastoral romance that received little contemporary notice; despite promising to write a sequel, he never did so.[59]
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Aside from these, and some poems, by 1605, Cervantes had not been published for 20 years. In Don Quixote, he challenged a form of literature that had been a favourite for more than a century, explicitly stating his purpose was to undermine 'vain and empty' chivalric romances.[60] His portrayal of real life, and use of everyday speech in a literary context was considered innovative, and proved instantly popular. First published in January 1605, Don Quixote and Sancho Panza featured in masquerades held to celebrate the birth of Philip IV on 8 April.[50]
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He finally achieved a degree of financial security, while its popularity led to demands for a sequel. In the foreword to his 1613 work, Novelas ejemplares, dedicated to his patron, the Count of Lemos, Cervantes promises to produce one, but was pre-empted by an unauthorised version published in 1614, published under the name Alonso Fernández de Avellaneda. It is possible this delay was deliberate, to ensure support from his publisher and reading public; Cervantes finally produced the second part of Don Quixote in 1615.[61]
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The two parts of Don Quixote are different in focus, but similar in their clarity of prose, and realism; the first was more comic, and had greater popular appeal.[62] The second part is often considered more sophisticated and complex, with a greater depth of characterisation and philosophical insight.[63]
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In addition to this, he produced a series of works between 1613 and his death in 1616. They include a collection of tales titled Exemplary Novels, similar in style to picaresque novels written by Lazarillo de Tormes. This was followed by Viaje del Parnaso, or Eight Comedies and Eight New Interludes, and Los trabajos de Persiles y Sigismunda, completed just before his death, and published posthumously in January 1617.
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He was rediscovered by English writers in the mid-18th century; literary editor John Bowle argued Cervantes was as significant as any of the Greek and Roman authors then popular, and published an annotated edition in 1781. Now viewed as a significant work, at the time it proved a failure.[64] However, Don Quixote has been translated into all major languages, in 700 editions. Mexican author Carlos Fuentes suggested Cervantes and his contemporary William Shakespeare form part of a narrative tradition, which includes Homer, Dante, Defoe, Dickens, Balzac, and Joyce.[65]
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Sigmund Freud claimed he learnt Spanish to read Cervantes in the original; he particularly admired The Dialogue of the Dogs (El coloquio de los perros), from Exemplary Tales. Two dogs, Cipión and Berganza, share their stories; as one talks, the other listens, occasionally making comments. From 1871 to 1881, Freud and his close friend, Eduard Silberstein, wrote letters to each other, using the pennames Cipión and Berganza.[66]
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The tricentennial of Don Quixote's publication in 1905 was marked with celebrations in Spain;[67] the 400th anniversary of his death in 2016, saw the production of Cervantina, a celebration of his plays by the Compañía Nacional de Teatro Clásico in Madrid.[68] The Miguel de Cervantes Virtual Library, the largest digital archive of Spanish-language historical and literary works in the world, is named after the author.
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As listed in Complete Works of Miguel de Cervantes:[69]
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Generally considered a mediocre poet, few survive; some appear in La Galatea, while he also wrote Dos Canciones à la Armada Invencible.
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His sonnets are considered his best work, particularly Al Túmulo del Rey Felipe en Sevilla, Canto de Calíope and Epístola a Mateo Vázquez. Viaje del Parnaso, or Journey to Parnassus, is his most ambitious verse work, an allegory that consists largely of reviews of contemporary poets.
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He published 16 dramatic works including eight full-length plays (Spanish links to plays included), only two of which survive;
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He also wrote 8 short farces (entremeses):
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These plays and entremeses made up Ocho Comedias y ocho entreméses nuevos, nunca representados[86] (Eight Comedies and Eight New Interludes, Never Before Performed), which appeared in 1615.[citation needed] The dates and order of composition of Cervantes' entremeses are unknown.[citation needed] Faithful to the spirit of Lope de Rueda, Cervantes endowed them with novelistic elements, such as simplified plot, the type of descriptions normally associated with a novel, and character development. Cervantes included some of his dramas among the works he was most satisfied with.[citation needed]
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Don Quixote is the subject of a multitude of works in other fields of art, including ballet, films, television, music and opera.
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This person whom you see here, with an oval visage, chestnut hair, smooth open forehead, lively eyes, a hooked but well-proportioned nose, and silvery beard that twenty years ago was golden, large moustaches, a small mouth, teeth not much to speak of, for he has but six, in bad condition and worse placed, no two of them corresponding to each other, a figure midway between the two extremes, neither tall nor short, a vivid complexion, rather fair than dark, somewhat stooped in the shoulders, and not very lightfooted: this, I say, is the author of Galatea, Don Quixote de la Mancha, The Journey to Parnassus, which he wrote in imitation of Cesare Caporali Perusino, and other works which are current among the public, and perhaps without the author's name. He is commonly called MIGUEL DE CERVANTES SAAVEDRA.
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A brain is an organ that serves as the center of the nervous system in all vertebrate and most invertebrate animals. It is located in the head, usually close to the sensory organs for senses such as vision. It is the most complex organ in a vertebrate's body. In a human, the cerebral cortex contains approximately 14–16 billion neurons,[1] and the estimated number of neurons in the cerebellum is 55–70 billion.[2] Each neuron is connected by synapses to several thousand other neurons. These neurons typically communicate with one another by means of long fibers called axons, which carry trains of signal pulses called action potentials to distant parts of the brain or body targeting specific recipient cells.
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Physiologically, brains exert centralized control over a body's other organs. They act on the rest of the body both by generating patterns of muscle activity and by driving the secretion of chemicals called hormones. This centralized control allows rapid and coordinated responses to changes in the environment. Some basic types of responsiveness such as reflexes can be mediated by the spinal cord or peripheral ganglia, but sophisticated purposeful control of behavior based on complex sensory input requires the information integrating capabilities of a centralized brain.
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The operations of individual brain cells are now understood in considerable detail but the way they cooperate in ensembles of millions is yet to be solved.[3] Recent models in modern neuroscience treat the brain as a biological computer, very different in mechanism from an electronic computer, but similar in the sense that it acquires information from the surrounding world, stores it, and processes it in a variety of ways.
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This article compares the properties of brains across the entire range of animal species, with the greatest attention to vertebrates. It deals with the human brain insofar as it shares the properties of other brains. The ways in which the human brain differs from other brains are covered in the human brain article. Several topics that might be covered here are instead covered there because much more can be said about them in a human context. The most important is brain disease and the effects of brain damage, that are covered in the human brain article.
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The shape and size of the brain varies greatly between species, and identifying common features is often difficult.[4] Nevertheless, there are a number of principles of brain architecture that apply across a wide range of species.[5] Some aspects of brain structure are common to almost the entire range of animal species;[6] others distinguish "advanced" brains from more primitive ones, or distinguish vertebrates from invertebrates.[4]
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The simplest way to gain information about brain anatomy is by visual inspection, but many more sophisticated techniques have been developed. Brain tissue in its natural state is too soft to work with, but it can be hardened by immersion in alcohol or other fixatives, and then sliced apart for examination of the interior. Visually, the interior of the brain consists of areas of so-called grey matter, with a dark color, separated by areas of white matter, with a lighter color. Further information can be gained by staining slices of brain tissue with a variety of chemicals that bring out areas where specific types of molecules are present in high concentrations. It is also possible to examine the microstructure of brain tissue using a microscope, and to trace the pattern of connections from one brain area to another.[7]
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The brains of all species are composed primarily of two broad classes of cells: neurons and glial cells. Glial cells (also known as glia or neuroglia) come in several types, and perform a number of critical functions, including structural support, metabolic support, insulation, and guidance of development. Neurons, however, are usually considered the most important cells in the brain.[8]
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The property that makes neurons unique is their ability to send signals to specific target cells over long distances.[8] They send these signals by means of an axon, which is a thin protoplasmic fiber that extends from the cell body and projects, usually with numerous branches, to other areas, sometimes nearby, sometimes in distant parts of the brain or body. The length of an axon can be extraordinary: for example, if a pyramidal cell (an excitatory neuron) of the cerebral cortex were magnified so that its cell body became the size of a human body, its axon, equally magnified, would become a cable a few centimeters in diameter, extending more than a kilometer.[9] These axons transmit signals in the form of electrochemical pulses called action potentials, which last less than a thousandth of a second and travel along the axon at speeds of 1–100 meters per second. Some neurons emit action potentials constantly, at rates of 10–100 per second, usually in irregular patterns; other neurons are quiet most of the time, but occasionally emit a burst of action potentials.[10]
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Axons transmit signals to other neurons by means of specialized junctions called synapses. A single axon may make as many as several thousand synaptic connections with other cells.[8] When an action potential, traveling along an axon, arrives at a synapse, it causes a chemical called a neurotransmitter to be released. The neurotransmitter binds to receptor molecules in the membrane of the target cell.[8]
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Synapses are the key functional elements of the brain.[11] The essential function of the brain is cell-to-cell communication, and synapses are the points at which communication occurs. The human brain has been estimated to contain approximately 100 trillion synapses;[12] even the brain of a fruit fly contains several million.[13] The functions of these synapses are very diverse: some are excitatory (exciting the target cell); others are inhibitory; others work by activating second messenger systems that change the internal chemistry of their target cells in complex ways.[11] A large number of synapses are dynamically modifiable; that is, they are capable of changing strength in a way that is controlled by the patterns of signals that pass through them. It is widely believed that activity-dependent modification of synapses is the brain's primary mechanism for learning and memory.[11]
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Most of the space in the brain is taken up by axons, which are often bundled together in what are called nerve fiber tracts. A myelinated axon is wrapped in a fatty insulating sheath of myelin, which serves to greatly increase the speed of signal propagation. (There are also unmyelinated axons). Myelin is white, making parts of the brain filled exclusively with nerve fibers appear as light-colored white matter, in contrast to the darker-colored grey matter that marks areas with high densities of neuron cell bodies.[8]
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Except for a few primitive organisms such as sponges (which have no nervous system)[14] and cnidarians (which have a nervous system consisting of a diffuse nerve net[14]), all living multicellular animals are bilaterians, meaning animals with a bilaterally symmetric body shape (that is, left and right sides that are approximate mirror images of each other).[15] All bilaterians are thought to have descended from a common ancestor that appeared early in the Cambrian period, 485-540 million years ago, and it has been hypothesized that this common ancestor had the shape of a simple tubeworm with a segmented body.[15] At a schematic level, that basic worm-shape continues to be reflected in the body and nervous system architecture of all modern bilaterians, including vertebrates.[16] The fundamental bilateral body form is a tube with a hollow gut cavity running from the mouth to the anus, and a nerve cord with an enlargement (a ganglion) for each body segment, with an especially large ganglion at the front, called the brain. The brain is small and simple in some species, such as nematode worms; in other species, including vertebrates, it is the most complex organ in the body.[4] Some types of worms, such as leeches, also have an enlarged ganglion at the back end of the nerve cord, known as a "tail brain".[17]
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There are a few types of existing bilaterians that lack a recognizable brain, including echinoderms and tunicates. It has not been definitively established whether the existence of these brainless species indicates that the earliest bilaterians lacked a brain, or whether their ancestors evolved in a way that led to the disappearance of a previously existing brain structure.
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This category includes tardigrades, arthropods, molluscs, and numerous types of worms. The diversity of invertebrate body plans is matched by an equal diversity in brain structures.[18]
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Two groups of invertebrates have notably complex brains: arthropods (insects, crustaceans, arachnids, and others), and cephalopods (octopuses, squids, and similar molluscs).[19] The brains of arthropods and cephalopods arise from twin parallel nerve cords that extend through the body of the animal. Arthropods have a central brain, the supraesophageal ganglion, with three divisions and large optical lobes behind each eye for visual processing.[19] Cephalopods such as the octopus and squid have the largest brains of any invertebrates.[20]
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There are several invertebrate species whose brains have been studied intensively because they have properties that make them convenient for experimental work:
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The first vertebrates appeared over 500 million years ago (Mya), during the Cambrian period, and may have resembled the modern hagfish in form.[31] Sharks appeared about 450 Mya, amphibians about 400 Mya, reptiles about 350 Mya, and mammals about 200 Mya. Each species has an equally long evolutionary history, but the brains of modern hagfishes, lampreys, sharks, amphibians, reptiles, and mammals show a gradient of size and complexity that roughly follows the evolutionary sequence. All of these brains contain the same set of basic anatomical components, but many are rudimentary in the hagfish, whereas in mammals the foremost part (the telencephalon) is greatly elaborated and expanded.[32]
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Brains are most simply compared in terms of their size. The relationship between brain size, body size and other variables has been studied across a wide range of vertebrate species. As a rule, brain size increases with body size, but not in a simple linear proportion. In general, smaller animals tend to have larger brains, measured as a fraction of body size. For mammals, the relationship between brain volume and body mass essentially follows a power law with an exponent of about 0.75.[33] This formula describes the central tendency, but every family of mammals departs from it to some degree, in a way that reflects in part the complexity of their behavior. For example, primates have brains 5 to 10 times larger than the formula predicts. Predators tend to have larger brains than their prey, relative to body size.[34]
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All vertebrate brains share a common underlying form, which appears most clearly during early stages of embryonic development. In its earliest form, the brain appears as three swellings at the front end of the neural tube; these swellings eventually become the forebrain, midbrain, and hindbrain (the prosencephalon, mesencephalon, and rhombencephalon, respectively). At the earliest stages of brain development, the three areas are roughly equal in size. In many classes of vertebrates, such as fish and amphibians, the three parts remain similar in size in the adult, but in mammals the forebrain becomes much larger than the other parts, and the midbrain becomes very small.[8]
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The brains of vertebrates are made of very soft tissue.[8] Living brain tissue is pinkish on the outside and mostly white on the inside, with subtle variations in color. Vertebrate brains are surrounded by a system of connective tissue membranes called meninges that separate the skull from the brain. Blood vessels enter the central nervous system through holes in the meningeal layers. The cells in the blood vessel walls are joined tightly to one another, forming the blood–brain barrier, which blocks the passage of many toxins and pathogens[35] (though at the same time blocking antibodies and some drugs, thereby presenting special challenges in treatment of diseases of the brain).[36]
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Neuroanatomists usually divide the vertebrate brain into six main regions: the telencephalon (cerebral hemispheres), diencephalon (thalamus and hypothalamus), mesencephalon (midbrain), cerebellum, pons, and medulla oblongata. Each of these areas has a complex internal structure. Some parts, such as the cerebral cortex and the cerebellar cortex, consist of layers that are folded or convoluted to fit within the available space. Other parts, such as the thalamus and hypothalamus, consist of clusters of many small nuclei. Thousands of distinguishable areas can be identified within the vertebrate brain based on fine distinctions of neural structure, chemistry, and connectivity.[8]
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Although the same basic components are present in all vertebrate brains, some branches of vertebrate evolution have led to substantial distortions of brain geometry, especially in the forebrain area. The brain of a shark shows the basic components in a straightforward way, but in teleost fishes (the great majority of existing fish species), the forebrain has become "everted", like a sock turned inside out. In birds, there are also major changes in forebrain structure.[37] These distortions can make it difficult to match brain components from one species with those of another species.[38]
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Here is a list of some of the most important vertebrate brain components, along with a brief description of their functions as currently understood:
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The most obvious difference between the brains of mammals and other vertebrates is in terms of size. On average, a mammal has a brain roughly twice as large as that of a bird of the same body size, and ten times as large as that of a reptile of the same body size.[49]
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Size, however, is not the only difference: there are also substantial differences in shape. The hindbrain and midbrain of mammals are generally similar to those of other vertebrates, but dramatic differences appear in the forebrain, which is greatly enlarged and also altered in structure.[50] The cerebral cortex is the part of the brain that most strongly distinguishes mammals. In non-mammalian vertebrates, the surface of the cerebrum is lined with a comparatively simple three-layered structure called the pallium. In mammals, the pallium evolves into a complex six-layered structure called neocortex or isocortex.[51] Several areas at the edge of the neocortex, including the hippocampus and amygdala, are also much more extensively developed in mammals than in other vertebrates.[50]
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The elaboration of the cerebral cortex carries with it changes to other brain areas. The superior colliculus, which plays a major role in visual control of behavior in most vertebrates, shrinks to a small size in mammals, and many of its functions are taken over by visual areas of the cerebral cortex.[49] The cerebellum of mammals contains a large portion (the neocerebellum) dedicated to supporting the cerebral cortex, which has no counterpart in other vertebrates.[52]
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The brains of humans and other primates contain the same structures as the brains of other mammals, but are generally larger in proportion to body size.[56] The encephalization quotient (EQ) is used to compare brain sizes across species. It takes into account the nonlinearity of the brain-to-body relationship.[53] Humans have an average EQ in the 7-to-8 range, while most other primates have an EQ in the 2-to-3 range. Dolphins have values higher than those of primates other than humans,[54] but nearly all other mammals have EQ values that are substantially lower.
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Most of the enlargement of the primate brain comes from a massive expansion of the cerebral cortex, especially the prefrontal cortex and the parts of the cortex involved in vision.[57] The visual processing network of primates includes at least 30 distinguishable brain areas, with a complex web of interconnections. It has been estimated that visual processing areas occupy more than half of the total surface of the primate neocortex.[58] The prefrontal cortex carries out functions that include planning, working memory, motivation, attention, and executive control. It takes up a much larger proportion of the brain for primates than for other species, and an especially large fraction of the human brain.[59]
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The brain develops in an intricately orchestrated sequence of stages.[60] It changes in shape from a simple swelling at the front of the nerve cord in the earliest embryonic stages, to a complex array of areas and connections. Neurons are created in special zones that contain stem cells, and then migrate through the tissue to reach their ultimate locations. Once neurons have positioned themselves, their axons sprout and navigate through the brain, branching and extending as they go, until the tips reach their targets and form synaptic connections. In a number of parts of the nervous system, neurons and synapses are produced in excessive numbers during the early stages, and then the unneeded ones are pruned away.[60]
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For vertebrates, the early stages of neural development are similar across all species.[60] As the embryo transforms from a round blob of cells into a wormlike structure, a narrow strip of ectoderm running along the midline of the back is induced to become the neural plate, the precursor of the nervous system. The neural plate folds inward to form the neural groove, and then the lips that line the groove merge to enclose the neural tube, a hollow cord of cells with a fluid-filled ventricle at the center. At the front end, the ventricles and cord swell to form three vesicles that are the precursors of the prosencephalon (forebrain), mesencephalon (midbrain), and rhombencephalon (hindbrain). At the next stage, the forebrain splits into two vesicles called the telencephalon (which will contain the cerebral cortex, basal ganglia, and related structures) and the diencephalon (which will contain the thalamus and hypothalamus). At about the same time, the hindbrain splits into the metencephalon (which will contain the cerebellum and pons) and the myelencephalon (which will contain the medulla oblongata). Each of these areas contains proliferative zones where neurons and glial cells are generated; the resulting cells then migrate, sometimes for long distances, to their final positions.[60]
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Once a neuron is in place, it extends dendrites and an axon into the area around it. Axons, because they commonly extend a great distance from the cell body and need to reach specific targets, grow in a particularly complex way. The tip of a growing axon consists of a blob of protoplasm called a growth cone, studded with chemical receptors. These receptors sense the local environment, causing the growth cone to be attracted or repelled by various cellular elements, and thus to be pulled in a particular direction at each point along its path. The result of this pathfinding process is that the growth cone navigates through the brain until it reaches its destination area, where other chemical cues cause it to begin generating synapses. Considering the entire brain, thousands of genes create products that influence axonal pathfinding.[60]
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The synaptic network that finally emerges is only partly determined by genes, though. In many parts of the brain, axons initially "overgrow", and then are "pruned" by mechanisms that depend on neural activity.[60] In the projection from the eye to the midbrain, for example, the structure in the adult contains a very precise mapping, connecting each point on the surface of the retina to a corresponding point in a midbrain layer. In the first stages of development, each axon from the retina is guided to the right general vicinity in the midbrain by chemical cues, but then branches very profusely and makes initial contact with a wide swath of midbrain neurons. The retina, before birth, contains special mechanisms that cause it to generate waves of activity that originate spontaneously at a random point and then propagate slowly across the retinal layer. These waves are useful because they cause neighboring neurons to be active at the same time; that is, they produce a neural activity pattern that contains information about the spatial arrangement of the neurons. This information is exploited in the midbrain by a mechanism that causes synapses to weaken, and eventually vanish, if activity in an axon is not followed by activity of the target cell. The result of this sophisticated process is a gradual tuning and tightening of the map, leaving it finally in its precise adult form.[61]
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Similar things happen in other brain areas: an initial synaptic matrix is generated as a result of genetically determined chemical guidance, but then gradually refined by activity-dependent mechanisms, partly driven by internal dynamics, partly by external sensory inputs. In some cases, as with the retina-midbrain system, activity patterns depend on mechanisms that operate only in the developing brain, and apparently exist solely to guide development.[61]
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In humans and many other mammals, new neurons are created mainly before birth, and the infant brain contains substantially more neurons than the adult brain.[60] There are, however, a few areas where new neurons continue to be generated throughout life. The two areas for which adult neurogenesis is well established are the olfactory bulb, which is involved in the sense of smell, and the dentate gyrus of the hippocampus, where there is evidence that the new neurons play a role in storing newly acquired memories. With these exceptions, however, the set of neurons that is present in early childhood is the set that is present for life. Glial cells are different: as with most types of cells in the body, they are generated throughout the lifespan.[62]
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There has long been debate about whether the qualities of mind, personality, and intelligence can be attributed to heredity or to upbringing—this is the nature and nurture controversy.[63] Although many details remain to be settled, neuroscience research has clearly shown that both factors are important. Genes determine the general form of the brain, and genes determine how the brain reacts to experience. Experience, however, is required to refine the matrix of synaptic connections, which in its developed form contains far more information than the genome does. In some respects, all that matters is the presence or absence of experience during critical periods of development.[64] In other respects, the quantity and quality of experience are important; for example, there is substantial evidence that animals raised in enriched environments have thicker cerebral cortices, indicating a higher density of synaptic connections, than animals whose levels of stimulation are restricted.[65]
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The functions of the brain depend on the ability of neurons to transmit electrochemical signals to other cells, and their ability to respond appropriately to electrochemical signals received from other cells. The electrical properties of neurons are controlled by a wide variety of biochemical and metabolic processes, most notably the interactions between neurotransmitters and receptors that take place at synapses.[8]
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Neurotransmitters are chemicals that are released at synapses when an action potential activates them—neurotransmitters attach themselves to receptor molecules on the membrane of the synapse's target cell, and thereby alter the electrical or chemical properties of the receptor molecules.
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With few exceptions, each neuron in the brain releases the same chemical neurotransmitter, or combination of neurotransmitters, at all the synaptic connections it makes with other neurons; this rule is known as Dale's principle.[8] Thus, a neuron can be characterized by the neurotransmitters that it releases. The great majority of psychoactive drugs exert their effects by altering specific neurotransmitter systems. This applies to drugs such as cannabinoids, nicotine, heroin, cocaine, alcohol, fluoxetine, chlorpromazine, and many others.[66]
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The two neurotransmitters that are used most widely in the vertebrate brain are glutamate, which almost always exerts excitatory effects on target neurons, and gamma-aminobutyric acid (GABA), which is almost always inhibitory. Neurons using these transmitters can be found in nearly every part of the brain.[67] Because of their ubiquity, drugs that act on glutamate or GABA tend to have broad and powerful effects. Some general anesthetics act by reducing the effects of glutamate; most tranquilizers exert their sedative effects by enhancing the effects of GABA.[68]
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There are dozens of other chemical neurotransmitters that are used in more limited areas of the brain, often areas dedicated to a particular function. Serotonin, for example—the primary target of antidepressant drugs and many dietary aids—comes exclusively from a small brainstem area called the raphe nuclei.[69] Norepinephrine, which is involved in arousal, comes exclusively from a nearby small area called the locus coeruleus.[70] Other neurotransmitters such as acetylcholine and dopamine have multiple sources in the brain but are not as ubiquitously distributed as glutamate and GABA.[71]
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As a side effect of the electrochemical processes used by neurons for signaling, brain tissue generates electric fields when it is active. When large numbers of neurons show synchronized activity, the electric fields that they generate can be large enough to detect outside the skull, using electroencephalography (EEG)[72] or magnetoencephalography (MEG). EEG recordings, along with recordings made from electrodes implanted inside the brains of animals such as rats, show that the brain of a living animal is constantly active, even during sleep.[73] Each part of the brain shows a mixture of rhythmic and nonrhythmic activity, which may vary according to behavioral state. In mammals, the cerebral cortex tends to show large slow delta waves during sleep, faster alpha waves when the animal is awake but inattentive, and chaotic-looking irregular activity when the animal is actively engaged in a task. During an epileptic seizure, the brain's inhibitory control mechanisms fail to function and electrical activity rises to pathological levels, producing EEG traces that show large wave and spike patterns not seen in a healthy brain. Relating these population-level patterns to the computational functions of individual neurons is a major focus of current research in neurophysiology.[73]
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All vertebrates have a blood–brain barrier that allows metabolism inside the brain to operate differently from metabolism in other parts of the body. Glial cells play a major role in brain metabolism by controlling the chemical composition of the fluid that surrounds neurons, including levels of ions and nutrients.[74]
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Brain tissue consumes a large amount of energy in proportion to its volume, so large brains place severe metabolic demands on animals. The need to limit body weight in order, for example, to fly, has apparently led to selection for a reduction of brain size in some species, such as bats.[75] Most of the brain's energy consumption goes into sustaining the electric charge (membrane potential) of neurons.[74] Most vertebrate species devote between 2% and 8% of basal metabolism to the brain. In primates, however, the percentage is much higher—in humans it rises to 20–25%.[76] The energy consumption of the brain does not vary greatly over time, but active regions of the cerebral cortex consume somewhat more energy than inactive regions; this forms the basis for the functional brain imaging methods of PET, fMRI,[77] and NIRS.[78] The brain typically gets most of its energy from oxygen-dependent metabolism of glucose (i.e., blood sugar),[74] but ketones provide a major alternative source, together with contributions from medium chain fatty acids (caprylic and heptanoic acids),[79][80] lactate,[81] acetate,[82] and possibly amino acids.[83]
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Information from the sense organs is collected in the brain. There it is used to determine what actions the organism is to take. The brain processes the raw data to extract information about the structure of the environment. Next it combines the processed information with information about the current needs of the animal and with memory of past circumstances. Finally, on the basis of the results, it generates motor response patterns. These signal-processing tasks require intricate interplay between a variety of functional subsystems.[84]
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The function of the brain is to provide coherent control over the actions of an animal. A centralized brain allows groups of muscles to be co-activated in complex patterns; it also allows stimuli impinging on one part of the body to evoke responses in other parts, and it can prevent different parts of the body from acting at cross-purposes to each other.[84]
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The human brain is provided with information about light, sound, the chemical composition of the atmosphere, temperature, head orientation, limb position, the chemical composition of the bloodstream, and more. In other animals additional senses are present, such as the infrared heat-sense of snakes, the magnetic field sense of some birds, or the electric field sense of some types of fish.
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Each sensory system begins with specialized receptor cells,[8] such as light-receptive neurons in the retina of the eye, or vibration-sensitive neurons in the cochlea of the ear. The axons of sensory receptor cells travel into the spinal cord or brain, where they transmit their signals to a first-order sensory nucleus dedicated to one specific sensory modality. This primary sensory nucleus sends information to higher-order sensory areas that are dedicated to the same modality. Eventually, via a way-station in the thalamus, the signals are sent to the cerebral cortex, where they are processed to extract the relevant features, and integrated with signals coming from other sensory systems.[8]
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Motor systems are areas of the brain that are involved in initiating body movements, that is, in activating muscles. Except for the muscles that control the eye, which are driven by nuclei in the midbrain, all the voluntary muscles in the body are directly innervated by motor neurons in the spinal cord and hindbrain.[8] Spinal motor neurons are controlled both by neural circuits intrinsic to the spinal cord, and by inputs that descend from the brain. The intrinsic spinal circuits implement many reflex responses, and contain pattern generators for rhythmic movements such as walking or swimming. The descending connections from the brain allow for more sophisticated control.[8]
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The brain contains several motor areas that project directly to the spinal cord. At the lowest level are motor areas in the medulla and pons, which control stereotyped movements such as walking, breathing, or swallowing. At a higher level are areas in the midbrain, such as the red nucleus, which is responsible for coordinating movements of the arms and legs. At a higher level yet is the primary motor cortex, a strip of tissue located at the posterior edge of the frontal lobe. The primary motor cortex sends projections to the subcortical motor areas, but also sends a massive projection directly to the spinal cord, through the pyramidal tract. This direct corticospinal projection allows for precise voluntary control of the fine details of movements. Other motor-related brain areas exert secondary effects by projecting to the primary motor areas. Among the most important secondary areas are the premotor cortex, basal ganglia, and cerebellum.[8]
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In addition to all of the above, the brain and spinal cord contain extensive circuitry to control the autonomic nervous system, which works by secreting hormones and by modulating the "smooth" muscles of the gut.[8]
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Many animals alternate between sleeping and waking in a daily cycle. Arousal and alertness are also modulated on a finer time scale by a network of brain areas.[8]
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A key component of the arousal system is the suprachiasmatic nucleus (SCN), a tiny part of the hypothalamus located directly above the point at which the optic nerves from the two eyes cross. The SCN contains the body's central biological clock. Neurons there show activity levels that rise and fall with a period of about 24 hours, circadian rhythms: these activity fluctuations are driven by rhythmic changes in expression of a set of "clock genes". The SCN continues to keep time even if it is excised from the brain and placed in a dish of warm nutrient solution, but it ordinarily receives input from the optic nerves, through the retinohypothalamic tract (RHT), that allows daily light-dark cycles to calibrate the clock.[90]
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The SCN projects to a set of areas in the hypothalamus, brainstem, and midbrain that are involved in implementing sleep-wake cycles. An important component of the system is the reticular formation, a group of neuron-clusters scattered diffusely through the core of the lower brain. Reticular neurons send signals to the thalamus, which in turn sends activity-level-controlling signals to every part of the cortex. Damage to the reticular formation can produce a permanent state of coma.[8]
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Sleep involves great changes in brain activity.[8] Until the 1950s it was generally believed that the brain essentially shuts off during sleep,[91] but this is now known to be far from true; activity continues, but patterns become very different. There are two types of sleep: REM sleep (with dreaming) and NREM (non-REM, usually without dreaming) sleep, which repeat in slightly varying patterns throughout a sleep episode. Three broad types of distinct brain activity patterns can be measured: REM, light NREM and deep NREM. During deep NREM sleep, also called slow wave sleep, activity in the cortex takes the form of large synchronized waves, whereas in the waking state it is noisy and desynchronized. Levels of the neurotransmitters norepinephrine and serotonin drop during slow wave sleep, and fall almost to zero during REM sleep; levels of acetylcholine show the reverse pattern.[8]
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For any animal, survival requires maintaining a variety of parameters of bodily state within a limited range of variation: these include temperature, water content, salt concentration in the bloodstream, blood glucose levels, blood oxygen level, and others.[92] The ability of an animal to regulate the internal environment of its body—the milieu intérieur, as pioneering physiologist Claude Bernard called it—is known as homeostasis (Greek for "standing still").[93] Maintaining homeostasis is a crucial function of the brain. The basic principle that underlies homeostasis is negative feedback: any time a parameter diverges from its set-point, sensors generate an error signal that evokes a response that causes the parameter to shift back toward its optimum value.[92] (This principle is widely used in engineering, for example in the control of temperature using a thermostat.)
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In vertebrates, the part of the brain that plays the greatest role is the hypothalamus, a small region at the base of the forebrain whose size does not reflect its complexity or the importance of its function.[92] The hypothalamus is a collection of small nuclei, most of which are involved in basic biological functions. Some of these functions relate to arousal or to social interactions such as sexuality, aggression, or maternal behaviors; but many of them relate to homeostasis. Several hypothalamic nuclei receive input from sensors located in the lining of blood vessels, conveying information about temperature, sodium level, glucose level, blood oxygen level, and other parameters. These hypothalamic nuclei send output signals to motor areas that can generate actions to rectify deficiencies. Some of the outputs also go to the pituitary gland, a tiny gland attached to the brain directly underneath the hypothalamus. The pituitary gland secretes hormones into the bloodstream, where they circulate throughout the body and induce changes in cellular activity.[94]
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The individual animals need to express survival-promoting behaviors, such as seeking food, water, shelter, and a mate.[95] The motivational system in the brain monitors the current state of satisfaction of these goals, and activates behaviors to meet any needs that arise. The motivational system works largely by a reward–punishment mechanism. When a particular behavior is followed by favorable consequences, the reward mechanism in the brain is activated, which induces structural changes inside the brain that cause the same behavior to be repeated later, whenever a similar situation arises. Conversely, when a behavior is followed by unfavorable consequences, the brain's punishment mechanism is activated, inducing structural changes that cause the behavior to be suppressed when similar situations arise in the future.[96]
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Most organisms studied to date utilize a reward–punishment mechanism: for instance, worms and insects can alter their behavior to seek food sources or to avoid dangers.[97] In vertebrates, the reward-punishment system is implemented by a specific set of brain structures, at the heart of which lie the basal ganglia, a set of interconnected areas at the base of the forebrain.[47] The basal ganglia are the central site at which decisions are made: the basal ganglia exert a sustained inhibitory control over most of the motor systems in the brain; when this inhibition is released, a motor system is permitted to execute the action it is programmed to carry out. Rewards and punishments function by altering the relationship between the inputs that the basal ganglia receive and the decision-signals that are emitted. The reward mechanism is better understood than the punishment mechanism, because its role in drug abuse has caused it to be studied very intensively. Research has shown that the neurotransmitter dopamine plays a central role: addictive drugs such as cocaine, amphetamine, and nicotine either cause dopamine levels to rise or cause the effects of dopamine inside the brain to be enhanced.[98]
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Almost all animals are capable of modifying their behavior as a result of experience—even the most primitive types of worms. Because behavior is driven by brain activity, changes in behavior must somehow correspond to changes inside the brain. Already in the late 19th century theorists like Santiago Ramón y Cajal argued that the most plausible explanation is that learning and memory are expressed as changes in the synaptic connections between neurons.[99] Until 1970, however, experimental evidence to support the synaptic plasticity hypothesis was lacking. In 1971 Tim Bliss and Terje Lømo published a paper on a phenomenon now called long-term potentiation: the paper showed clear evidence of activity-induced synaptic changes that lasted for at least several days.[100] Since then technical advances have made these sorts of experiments much easier to carry out, and thousands of studies have been made that have clarified the mechanism of synaptic change, and uncovered other types of activity-driven synaptic change in a variety of brain areas, including the cerebral cortex, hippocampus, basal ganglia, and cerebellum.[101] Brain-derived neurotrophic factor (BDNF) and physical activity appear to play a beneficial role in the process.[102]
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Neuroscientists currently distinguish several types of learning and memory that are implemented by the brain in distinct ways:
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The field of neuroscience encompasses all approaches that seek to understand the brain and the rest of the nervous system.[8] Psychology seeks to understand mind and behavior, and neurology is the medical discipline that diagnoses and treats diseases of the nervous system. The brain is also the most important organ studied in psychiatry, the branch of medicine that works to study, prevent, and treat mental disorders.[108] Cognitive science seeks to unify neuroscience and psychology with other fields that concern themselves with the brain, such as computer science (artificial intelligence and similar fields) and philosophy.[109]
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The oldest method of studying the brain is anatomical, and until the middle of the 20th century, much of the progress in neuroscience came from the development of better cell stains and better microscopes. Neuroanatomists study the large-scale structure of the brain as well as the microscopic structure of neurons and their components, especially synapses. Among other tools, they employ a plethora of stains that reveal neural structure, chemistry, and connectivity. In recent years, the development of immunostaining techniques has allowed investigation of neurons that express specific sets of genes. Also, functional neuroanatomy uses medical imaging techniques to correlate variations in human brain structure with differences in cognition or behavior.[110]
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Neurophysiologists study the chemical, pharmacological, and electrical properties of the brain: their primary tools are drugs and recording devices. Thousands of experimentally developed drugs affect the nervous system, some in highly specific ways. Recordings of brain activity can be made using electrodes, either glued to the scalp as in EEG studies, or implanted inside the brains of animals for extracellular recordings, which can detect action potentials generated by individual neurons.[111] Because the brain does not contain pain receptors, it is possible using these techniques to record brain activity from animals that are awake and behaving without causing distress. The same techniques have occasionally been used to study brain activity in human patients suffering from intractable epilepsy, in cases where there was a medical necessity to implant electrodes to localize the brain area responsible for epileptic seizures.[112] Functional imaging techniques such as functional magnetic resonance imaging are also used to study brain activity; these techniques have mainly been used with human subjects, because they require a conscious subject to remain motionless for long periods of time, but they have the great advantage of being noninvasive.[113]
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Another approach to brain function is to examine the consequences of damage to specific brain areas. Even though it is protected by the skull and meninges, surrounded by cerebrospinal fluid, and isolated from the bloodstream by the blood–brain barrier, the delicate nature of the brain makes it vulnerable to numerous diseases and several types of damage. In humans, the effects of strokes and other types of brain damage have been a key source of information about brain function. Because there is no ability to experimentally control the nature of the damage, however, this information is often difficult to interpret. In animal studies, most commonly involving rats, it is possible to use electrodes or locally injected chemicals to produce precise patterns of damage and then examine the consequences for behavior.[115]
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Computational neuroscience encompasses two approaches: first, the use of computers to study the brain; second, the study of how brains perform computation. On one hand, it is possible to write a computer program to simulate the operation of a group of neurons by making use of systems of equations that describe their electrochemical activity; such simulations are known as biologically realistic neural networks. On the other hand, it is possible to study algorithms for neural computation by simulating, or mathematically analyzing, the operations of simplified "units" that have some of the properties of neurons but abstract out much of their biological complexity. The computational functions of the brain are studied both by computer scientists and neuroscientists.[116]
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Computational neurogenetic modeling is concerned with the study and development of dynamic neuronal models for modeling brain functions with respect to genes and dynamic interactions between genes.
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Recent years have seen increasing applications of genetic and genomic techniques to the study of the brain [117] and a focus on the roles of neurotrophic factors and physical activity in neuroplasticity.[102] The most common subjects are mice, because of the availability of technical tools. It is now possible with relative ease to "knock out" or mutate a wide variety of genes, and then examine the effects on brain function. More sophisticated approaches are also being used: for example, using Cre-Lox recombination it is possible to activate or deactivate genes in specific parts of the brain, at specific times.[117]
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The oldest brain to have been discovered was in Armenia in the Areni-1 cave complex. The brain, estimated to be over 5,000 years old, was found in the skull of a 12 to 14-year-old girl. Although the brains were shriveled, they were well preserved due to the climate found inside the cave.[118]
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Early philosophers were divided as to whether the seat of the soul lies in the brain or heart. Aristotle favored the heart, and thought that the function of the brain was merely to cool the blood. Democritus, the inventor of the atomic theory of matter, argued for a three-part soul, with intellect in the head, emotion in the heart, and lust near the liver.[119] The unknown author of On the Sacred Disease, a medical treatise in the Hippocratic Corpus, came down unequivocally in favor of the brain, writing:
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Men ought to know that from nothing else but the brain come joys, delights, laughter and sports, and sorrows, griefs, despondency, and lamentations. ... And by the same organ we become mad and delirious, and fears and terrors assail us, some by night, and some by day, and dreams and untimely wanderings, and cares that are not suitable, and ignorance of present circumstances, desuetude, and unskillfulness. All these things we endure from the brain, when it is not healthy...
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The Roman physician Galen also argued for the importance of the brain, and theorized in some depth about how it might work. Galen traced out the anatomical relationships among brain, nerves, and muscles, demonstrating that all muscles in the body are connected to the brain through a branching network of nerves. He postulated that nerves activate muscles mechanically by carrying a mysterious substance he called pneumata psychikon, usually translated as "animal spirits".[119] Galen's ideas were widely known during the Middle Ages, but not much further progress came until the Renaissance, when detailed anatomical study resumed, combined with the theoretical speculations of René Descartes and those who followed him. Descartes, like Galen, thought of the nervous system in hydraulic terms. He believed that the highest cognitive functions are carried out by a non-physical res cogitans, but that the majority of behaviors of humans, and all behaviors of animals, could be explained mechanistically.[121]
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The first real progress toward a modern understanding of nervous function, though, came from the investigations of Luigi Galvani (1737–1798), who discovered that a shock of static electricity applied to an exposed nerve of a dead frog could cause its leg to contract. Since that time, each major advance in understanding has followed more or less directly from the development of a new technique of investigation. Until the early years of the 20th century, the most important advances were derived from new methods for staining cells.[122] Particularly critical was the invention of the Golgi stain, which (when correctly used) stains only a small fraction of neurons, but stains them in their entirety, including cell body, dendrites, and axon. Without such a stain, brain tissue under a microscope appears as an impenetrable tangle of protoplasmic fibers, in which it is impossible to determine any structure. In the hands of Camillo Golgi, and especially of the Spanish neuroanatomist Santiago Ramón y Cajal, the new stain revealed hundreds of distinct types of neurons, each with its own unique dendritic structure and pattern of connectivity.[123]
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In the first half of the 20th century, advances in electronics enabled investigation of the electrical properties of nerve cells, culminating in work by Alan Hodgkin, Andrew Huxley, and others on the biophysics of the action potential, and the work of Bernard Katz and others on the electrochemistry of the synapse.[124] These studies complemented the anatomical picture with a conception of the brain as a dynamic entity. Reflecting the new understanding, in 1942 Charles Sherrington visualized the workings of the brain waking from sleep:
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The great topmost sheet of the mass, that where hardly a light had twinkled or moved, becomes now a sparkling field of rhythmic flashing points with trains of traveling sparks hurrying hither and thither. The brain is waking and with it the mind is returning. It is as if the Milky Way entered upon some cosmic dance. Swiftly the head mass becomes an enchanted loom where millions of flashing shuttles weave a dissolving pattern, always a meaningful pattern though never an abiding one; a shifting harmony of subpatterns.
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The invention of electronic computers in the 1940s, along with the development of mathematical information theory, led to a realization that brains can potentially be understood as information processing systems. This concept formed the basis of the field of cybernetics, and eventually gave rise to the field now known as computational neuroscience.[126] The earliest attempts at cybernetics were somewhat crude in that they treated the brain as essentially a digital computer in disguise, as for example in John von Neumann's 1958 book, The Computer and the Brain.[127] Over the years, though, accumulating information about the electrical responses of brain cells recorded from behaving animals has steadily moved theoretical concepts in the direction of increasing realism.[126]
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One of the most influential early contributions was a 1959 paper titled What the frog's eye tells the frog's brain: the paper examined the visual responses of neurons in the retina and optic tectum of frogs, and came to the conclusion that some neurons in the tectum of the frog are wired to combine elementary responses in a way that makes them function as "bug perceivers".[128] A few years later David Hubel and Torsten Wiesel discovered cells in the primary visual cortex of monkeys that become active when sharp edges move across specific points in the field of view—a discovery for which they won a Nobel Prize.[129] Follow-up studies in higher-order visual areas found cells that detect binocular disparity, color, movement, and aspects of shape, with areas located at increasing distances from the primary visual cortex showing increasingly complex responses.[130] Other investigations of brain areas unrelated to vision have revealed cells with a wide variety of response correlates, some related to memory, some to abstract types of cognition such as space.[131]
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Theorists have worked to understand these response patterns by constructing mathematical models of neurons and neural networks, which can be simulated using computers.[126] Some useful models are abstract, focusing on the conceptual structure of neural algorithms rather than the details of how they are implemented in the brain; other models attempt to incorporate data about the biophysical properties of real neurons.[132] No model on any level is yet considered to be a fully valid description of brain function, though. The essential difficulty is that sophisticated computation by neural networks requires distributed processing in which hundreds or thousands of neurons work cooperatively—current methods of brain activity recording are only capable of isolating action potentials from a few dozen neurons at a time.[133]
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Furthermore, even single neurons appear to be complex and capable of performing computations.[134] So, brain models that don't reflect this are too abstract to be representative of brain operation; models that do try to capture this are very computationally expensive and arguably intractable with present computational resources. However, the Human Brain Project is trying to build a realistic, detailed computational model of the entire human brain. The wisdom of this approach has been publicly contested, with high-profile scientists on both sides of the argument.
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In the second half of the 20th century, developments in chemistry, electron microscopy, genetics, computer science, functional brain imaging, and other fields progressively opened new windows into brain structure and function. In the United States, the 1990s were officially designated as the "Decade of the Brain" to commemorate advances made in brain research, and to promote funding for such research.[135]
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In the 21st century, these trends have continued, and several new approaches have come into prominence, including multielectrode recording, which allows the activity of many brain cells to be recorded all at the same time;[136] genetic engineering, which allows molecular components of the brain to be altered experimentally;[117] genomics, which allows variations in brain structure to be correlated with variations in DNA properties[137] and neuroimaging.
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Animal brains are used as food in numerous cuisines.
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Some archaeological evidence suggests that the mourning rituals of European Neanderthals also involved the consumption of the brain.[138]
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The Fore people of Papua New Guinea are known to eat human brains. In funerary rituals, those close to the dead would eat the brain of the deceased to create a sense of immortality. A prion disease called kuru has been traced to this.[139]
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The cerebellum (Latin for "little brain") is a major feature of the hindbrain of all vertebrates. Although usually smaller than the cerebrum, in some animals such as the mormyrid fishes it may be as large as or even larger.[1] In humans, the cerebellum plays an important role in motor control. It may also be involved in some cognitive functions such as attention and language as well as emotional control such as regulating fear and pleasure responses,[2][3] but its movement-related functions are the most solidly established. The human cerebellum does not initiate movement, but contributes to coordination, precision, and accurate timing: it receives input from sensory systems of the spinal cord and from other parts of the brain, and integrates these inputs to fine-tune motor activity.[4] Cerebellar damage produces disorders in fine movement, equilibrium, posture, and motor learning in humans.[4]
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Anatomically, the human cerebellum has the appearance of a separate structure attached to the bottom of the brain, tucked underneath the cerebral hemispheres. Its cortical surface is covered with finely spaced parallel grooves, in striking contrast to the broad irregular convolutions of the cerebral cortex. These parallel grooves conceal the fact that the cerebellar cortex is actually a continuous thin layer of tissue tightly folded in the style of an accordion. Within this thin layer are several types of neurons with a highly regular arrangement, the most important being Purkinje cells and granule cells. This complex neural organization gives rise to a massive signal-processing capability, but almost all of the output from the cerebellar cortex passes through a set of small deep nuclei lying in the white matter interior of the cerebellum.[5]
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In addition to its direct role in motor control, the cerebellum is necessary for several types of motor learning, most notably learning to adjust to changes in sensorimotor relationships. Several theoretical models have been developed to explain sensorimotor calibration in terms of synaptic plasticity within the cerebellum. These models derive from those formulated by David Marr and James Albus, based on the observation that each cerebellar Purkinje cell receives two dramatically different types of input: one comprises thousands of weak inputs from the parallel fibers of the granule cells; the other is an extremely strong input from a single climbing fiber.[6] The basic concept of the Marr–Albus theory is that the climbing fiber serves as a "teaching signal", which induces a long-lasting change in the strength of parallel fiber inputs. Observations of long-term depression in parallel fiber inputs have provided some support for theories of this type, but their validity remains controversial.[7]
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At the level of gross anatomy, the cerebellum consists of a tightly folded layer of cortex, with white matter underneath and a fluid-filled ventricle at the base. Four deep cerebellar nuclei are embedded in the white matter. Each part of the cortex consists of the same small set of neuronal elements, laid out in a highly stereotyped geometry. At an intermediate level, the cerebellum and its auxiliary structures can be separated into several hundred or thousand independently functioning modules called "microzones" or "microcompartments".
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The cerebellum is located in the posterior cranial fossa. The fourth ventricle, pons and medulla are in front of the cerebellum.[8] It is separated from the overlying cerebrum by a layer of leathery dura mater, the tentorium cerebelli; all of its connections with other parts of the brain travel through the pons. Anatomists classify the cerebellum as part of the metencephalon, which also includes the pons; the metencephalon is the upper part of the rhombencephalon or "hindbrain". Like the cerebral cortex, the cerebellum is divided into two cerebellar hemispheres; it also contains a narrow midline zone (the vermis). A set of large folds is, by convention, used to divide the overall structure into 10 smaller "lobules". Because of its large number of tiny granule cells, the cerebellum contains more neurons than the total from the rest of the brain, but takes up only 10% of the total brain volume.[9] The number of neurons in the cerebellum is related to the number of neurons in the neocortex. There are about 3.6 times as many neurons in the cerebellum as in the neocortex, a ratio that is conserved across many different mammalian species.[10]
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The unusual surface appearance of the cerebellum conceals the fact that most of its volume is made up of a very tightly folded layer of gray matter: the cerebellar cortex. Each ridge or gyrus in this layer is called a folium. It is estimated that, if the human cerebellar cortex were completely unfolded, it would give rise to a layer of neural tissue about 1 meter long and averaging 5 centimeters wide—a total surface area of about 500 square cm, packed within a volume of dimensions 6 cm × 5 cm × 10 cm.[9] Underneath the gray matter of the cortex lies white matter, made up largely of myelinated nerve fibers running to and from the cortex. Embedded within the white matter—which is sometimes called the arbor vitae (tree of life) because of its branched, tree-like appearance in cross-section—are four deep cerebellar nuclei, composed of gray matter.[11]
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Connecting the cerebellum to different parts of the nervous system are three paired cerebellar peduncles. These are the superior cerebellar peduncle, the middle cerebellar peduncle and the inferior cerebellar peduncle, named by their position relative to the vermis. The superior cerebellar peduncle is mainly an output to the cerebral cortex, carrying efferent fibers via thalamic nuclei to upper motor neurons in the cerebral cortex. The fibers arise from the deep cerebellar nuclei. The middle cerebellar peduncle is connected to the pons and receives all of its input from the pons mainly from the pontine nuclei. The input to the pons is from the cerebral cortex and is relayed from the pontine nuclei via transverse pontine fibers to the cerebellum. The middle peduncle is the largest of the three and its afferent fibers are grouped into three separate fascicles taking their inputs to different parts of the cerebellum. The inferior cerebellar peduncle receives input from afferent fibers from the vestibular nuclei, spinal cord and the tegmentum. Output from the inferior peduncle is via efferent fibers to the vestibular nuclei and the reticular formation. The whole of the cerebellum receives modulatory input from the inferior olivary nucleus via the inferior cerebellar peduncle.[5]
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Based on the surface appearance, three lobes can be distinguished within the cerebellum: the anterior lobe (above the primary fissure), the posterior lobe (below the primary fissure), and the flocculonodular lobe (below the posterior fissure). These lobes divide the cerebellum from rostral to caudal (in humans, top to bottom). In terms of function, however, there is a more important distinction along the medial-to-lateral dimension. Leaving out the flocculonodular lobe, which has distinct connections and functions, the cerebellum can be parsed functionally into a medial sector called the spinocerebellum and a larger lateral sector called the cerebrocerebellum.[11] A narrow strip of protruding tissue along the midline is called the cerebellar vermis. (Vermis is Latin for "worm".)[11]
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The smallest region, the flocculonodular lobe, is often called the vestibulocerebellum. It is the oldest part in evolutionary terms (archicerebellum) and participates mainly in balance and spatial orientation; its primary connections are with the vestibular nuclei, although it also receives visual and other sensory input. Damage to this region causes disturbances of balance and gait.[11]
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The medial zone of the anterior and posterior lobes constitutes the spinocerebellum, also known as paleocerebellum. This sector of the cerebellum functions mainly to fine-tune body and limb movements. It receives proprioceptive input from the dorsal columns of the spinal cord (including the spinocerebellar tract) and from the cranial trigeminal nerve, as well as from visual and auditory systems.[12] It sends fibers to deep cerebellar nuclei that, in turn, project to both the cerebral cortex and the brain stem, thus providing modulation of descending motor systems.[11]
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The lateral zone, which in humans is by far the largest part, constitutes the cerebrocerebellum, also known as neocerebellum. It receives input exclusively from the cerebral cortex (especially the parietal lobe) via the pontine nuclei (forming cortico-ponto-cerebellar pathways), and sends output mainly to the ventrolateral thalamus (in turn connected to motor areas of the premotor cortex and primary motor area of the cerebral cortex) and to the red nucleus.[11] There is disagreement about the best way to describe the functions of the lateral cerebellum: It is thought to be involved in planning movement that is about to occur,[13] in evaluating sensory information for action,[11] and in a number of purely cognitive functions, such as determining the verb which best fits with a certain noun (as in "sit" for "chair").[14][15][16][17]
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Two types of neuron play dominant roles in the cerebellar circuit: Purkinje cells and granule cells. Three types of axons also play dominant roles: mossy fibers and climbing fibers (which enter the cerebellum from outside), and parallel fibers (which are the axons of granule cells). There are two main pathways through the cerebellar circuit, originating from mossy fibers and climbing fibers, both eventually terminating in the deep cerebellar nuclei.[9]
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Mossy fibers project directly to the deep nuclei, but also give rise to the following pathway: mossy fibers → granule cells → parallel fibers → Purkinje cells → deep nuclei. Climbing fibers project to Purkinje cells and also send collaterals directly to the deep nuclei.[9] The mossy fiber and climbing fiber inputs each carry fiber-specific information; the cerebellum also receives dopaminergic, serotonergic, noradrenergic, and cholinergic inputs that presumably perform global modulation.[18]
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The cerebellar cortex is divided into three layers. At the bottom lies the thick granular layer, densely packed with granule cells, along with interneurons, mainly Golgi cells but also including Lugaro cells and unipolar brush cells. In the middle lies the Purkinje layer, a narrow zone that contains the cell bodies of Purkinje cells and Bergmann glial cells. At the top lies the molecular layer, which contains the flattened dendritic trees of Purkinje cells, along with the huge array of parallel fibers penetrating the Purkinje cell dendritic trees at right angles. This outermost layer of the cerebellar cortex also contains two types of inhibitory interneuron: stellate cells and basket cells. Both stellate and basket cells form GABAergic synapses onto Purkinje cell dendrites.[9]
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The top, outermost layer of the cerebellar cortex is the molecular layer. This layer contains the flattened dendritic trees of Purkinje cells, and the huge array of parallel fibers, from the granular layer, that penetrate the Purkinje cell dendritic trees at right angles. The molecular layer also contains two types of inhibitory interneuron: stellate cells and basket cells. Both stellate and basket cells form GABAergic synapses onto Purkinje cell dendrites.[9]
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Purkinje cells are among the most distinctive neurons in the brain, and one of the earliest types to be recognized—they were first described by the Czech anatomist Jan Evangelista Purkyně in 1837. They are distinguished by the shape of their dendritic tree: The dendrites branch very profusely, but are severely flattened in a plane perpendicular to the cerebellar folds. Thus, the dendrites of a Purkinje cell form a dense planar net, through which parallel fibers pass at right angles.[9] The dendrites are covered with dendritic spines, each of which receives synaptic input from a parallel fiber. Purkinje cells receive more synaptic inputs than any other type of cell in the brain—estimates of the number of spines on a single human Purkinje cell run as high as 200,000.[9] The large, spherical cell bodies of Purkinje cells are packed into a narrow layer (one cell thick) of the cerebellar cortex, called the Purkinje layer. After emitting collaterals that affect nearby parts of the cortex, their axons travel into the deep cerebellar nuclei, where they make on the order of 1,000 contacts each with several types of nuclear cells, all within a small domain. Purkinje cells use GABA as their neurotransmitter, and therefore exert inhibitory effects on their targets.[9]
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Purkinje cells form the heart of the cerebellar circuit, and their large size and distinctive activity patterns have made it relatively easy to study their response patterns in behaving animals using extracellular recording techniques. Purkinje cells normally emit action potentials at a high rate even in the absence of the synaptic input. In awake, behaving animals, mean rates averaging around 40 Hz are typical. The spike trains show a mixture of what are called simple and complex spikes. A simple spike is a single action potential followed by a refractory period of about 10 ms; a complex spike is a stereotyped sequence of action potentials with very short inter-spike intervals and declining amplitudes.[20] Physiological studies have shown that complex spikes (which occur at baseline rates around 1 Hz and never at rates much higher than 10 Hz) are reliably associated with climbing fiber activation, while simple spikes are produced by a combination of baseline activity and parallel fiber input. Complex spikes are often followed by a pause of several hundred milliseconds during which simple spike activity is suppressed.[21]
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A specific, recognizable feature of Purkinje neurons is the expression of calbindin.[22] Calbindin staining of rat brain after unilateral chronic sciatic nerve injury suggests that Purkinje neurons may be newly generated in the adult brain, initiating the organization of new cerebellar lobules.[23]
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Cerebellar granule cells, in contrast to Purkinje cells, are among the smallest neurons in the brain. They are also easily the most numerous neurons in the brain: In humans, estimates of their total number average around 50 billion, which means that about 3/4 of the brain's neurons are cerebellar granule cells.[9] Their cell bodies are packed into a thick layer at the bottom of the cerebellar cortex. A granule cell emits only four to five dendrites, each of which ends in an enlargement called a dendritic claw.[9] These enlargements are sites of excitatory input from mossy fibers and inhibitory input from Golgi cells.[9]
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The thin, unmyelinated axons of granule cells rise vertically to the upper (molecular) layer of the cortex, where they split in two, with each branch traveling horizontally to form a parallel fiber; the splitting of the vertical branch into two horizontal branches gives rise to a distinctive "T" shape. A human parallel fiber runs for an average of 3 mm in each direction from the split, for a total length of about 6 mm (about 1/10 of the total width of the cortical layer).[9] As they run along, the parallel fibers pass through the dendritic trees of Purkinje cells, contacting one of every 3–5 that they pass, making a total of 80–100 synaptic connections with Purkinje cell dendritic spines.[9] Granule cells use glutamate as their neurotransmitter, and therefore exert excitatory effects on their targets.[9]
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Granule cells receive all of their input from mossy fibers, but outnumber them by 200 to 1 (in humans). Thus, the information in the granule cell population activity state is the same as the information in the mossy fibers, but recoded in a much more expansive way. Because granule cells are so small and so densely packed, it is difficult to record their spike activity in behaving animals, so there is little data to use as a basis for theorizing. The most popular concept of their function was proposed in 1969 by David Marr, who suggested that they could encode combinations of mossy fiber inputs. The idea is that with each granule cell receiving input from only 4–5 mossy fibers, a granule cell would not respond if only a single one of its inputs were active, but would respond if more than one were active. This combinatorial coding scheme would potentially allow the cerebellum to make much finer distinctions between input patterns than the mossy fibers alone would permit.[24]
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Mossy fibers enter the granular layer from their points of origin, many arising from the pontine nuclei, others from the spinal cord, vestibular nuclei etc. In the human cerebellum, the total number of mossy fibers has been estimated at about 200 million.[9] These fibers form excitatory synapses with the granule cells and the cells of the deep cerebellar nuclei. Within the granular layer, a mossy fiber generates a series of enlargements called rosettes. The contacts between mossy fibers and granule cell dendrites take place within structures called glomeruli. Each glomerulus has a mossy fiber rosette at its center, and up to 20 granule cell dendritic claws contacting it. Terminals from Golgi cells infiltrate the structure and make inhibitory synapses onto the granule cell dendrites. The entire assemblage is surrounded by a sheath of glial cells.[9] Each mossy fiber sends collateral branches to several cerebellar folia, generating a total of 20–30 rosettes; thus a single mossy fiber makes contact with an estimated 400–600 granule cells.[9]
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Purkinje cells also receive input from the inferior olivary nucleus on the contralateral side of the brainstem via climbing fibers. Although the inferior olive lies in the medulla oblongata and receives input from the spinal cord, brainstem and cerebral cortex, its output goes entirely to the cerebellum. A climbing fiber gives off collaterals to the deep cerebellar nuclei before entering the cerebellar cortex, where it splits into about 10 terminal branches, each of which gives input to a single Purkinje cell.[9] In striking contrast to the 100,000-plus inputs from parallel fibers, each Purkinje cell receives input from exactly one climbing fiber; but this single fiber "climbs" the dendrites of the Purkinje cell, winding around them and making a total of up to 300 synapses as it goes.[9] The net input is so strong that a single action potential from a climbing fiber is capable of producing an extended complex spike in the Purkinje cell: a burst of several spikes in a row, with diminishing amplitude, followed by a pause during which activity is suppressed. The climbing fiber synapses cover the cell body and proximal dendrites; this zone is devoid of parallel fiber inputs.[9]
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Climbing fibers fire at low rates, but a single climbing fiber action potential induces a burst of several action potentials in a target Purkinje cell (a complex spike). The contrast between parallel fiber and climbing fiber inputs to Purkinje cells (over 100,000 of one type versus exactly one of the other type) is perhaps the most provocative feature of cerebellar anatomy, and has motivated much of the theorizing. In fact, the function of climbing fibers is the most controversial topic concerning the cerebellum. There are two schools of thought, one following Marr and Albus in holding that climbing fiber input serves primarily as a teaching signal, the other holding that its function is to shape cerebellar output directly. Both views have been defended in great length in numerous publications. In the words of one review, "In trying to synthesize the various hypotheses on the function of the climbing fibers, one has the sense of looking at a drawing by Escher. Each point of view seems to account for a certain collection of findings, but when one attempts to put the different views together, a coherent picture of what the climbing fibers are doing does not appear. For the majority of researchers, the climbing fibers signal errors in motor performance, either in the usual manner of discharge frequency modulation or as a single announcement of an 'unexpected event'. For other investigators, the message lies in the degree of ensemble synchrony and rhythmicity among a population of climbing fibers."[21]
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The deep nuclei of the cerebellum are clusters of gray matter lying within the white matter at the core of the cerebellum. They are, with the minor exception of the nearby vestibular nuclei, the sole sources of output from the cerebellum. These nuclei receive collateral projections from mossy fibers and climbing fibers as well as inhibitory input from the Purkinje cells of the cerebellar cortex. The four nuclei (dentate, globose, emboliform, and fastigial) each communicate with different parts of the brain and cerebellar cortex. (The globose and the emboliform nuclei are also referred to as combined in the interposed nucleus). The fastigial and interposed nuclei belong to the spinocerebellum. The dentate nucleus, which in mammals is much larger than the others, is formed as a thin, convoluted layer of gray matter, and communicates exclusively with the lateral parts of the cerebellar cortex. The flocculus of the flocculonodular lobe is the only part of the cerebellar cortex that does not project to the deep nuclei—its output goes to the vestibular nuclei instead.[9]
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The majority of neurons in the deep nuclei have large cell bodies and spherical dendritic trees with a radius of about 400 μm, and use glutamate as their neurotransmitter. These cells project to a variety of targets outside the cerebellum. Intermixed with them are a lesser number of small cells, which use GABA as a neurotransmitter and project exclusively to the inferior olivary nucleus, the source of climbing fibers. Thus, the nucleo-olivary projection provides an inhibitory feedback to match the excitatory projection of climbing fibers to the nuclei. There is evidence that each small cluster of nuclear cells projects to the same cluster of olivary cells that send climbing fibers to it; there is strong and matching topography in both directions.[9]
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When a Purkinje cell axon enters one of the deep nuclei, it branches to make contact with both large and small nuclear cells, but the total number of cells contacted is only about 35 (in cats). Conversely, a single deep nuclear cell receives input from approximately 860 Purkinje cells (again in cats).[9]
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From the viewpoint of gross anatomy, the cerebellar cortex appears to be a homogeneous sheet of tissue, and, from the viewpoint of microanatomy, all parts of this sheet appear to have the same internal structure. There are, however, a number of respects in which the structure of the cerebellum is compartmentalized. There are large compartments that are generally known as zones; these can be divided into smaller compartments known as microzones.[25]
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The first indications of compartmental structure came from studies of the receptive fields of cells in various parts of the cerebellar cortex.[25] Each body part maps to specific points in the cerebellum, but there are numerous repetitions of the basic map, forming an arrangement that has been called "fractured somatotopy".[26] A clearer indication of compartmentalization is obtained by immunostaining the cerebellum for certain types of protein. The best-known of these markers are called "zebrins", because staining for them gives rise to a complex pattern reminiscent of the stripes on a zebra. The stripes generated by zebrins and other compartmentalization markers are oriented perpendicular to the cerebellar folds—that is, they are narrow in the mediolateral direction, but much more extended in the longitudinal direction. Different markers generate different sets of stripes, the widths and lengths vary as a function of location, but they all have the same general shape.[25]
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Oscarsson in the late 1970s proposed that these cortical zones can be partitioned into smaller units called microzones.[27] A microzone is defined as a group of Purkinje cells all having the same somatotopic receptive field. Microzones were found to contain on the order of 1000 Purkinje cells each, arranged in a long, narrow strip, oriented perpendicular to the cortical folds.[25] Thus, as the adjoining diagram illustrates, Purkinje cell dendrites are flattened in the same direction as the microzones extend, while parallel fibers cross them at right angles.[9]
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It is not only receptive fields that define the microzone structure: The climbing fiber input from the inferior olivary nucleus is equally important. The branches of a climbing fiber (usually numbering about 10) usually activate Purkinje cells belonging to the same microzone. Moreover, olivary neurons that send climbing fibers to the same microzone tend to be coupled by gap junctions, which synchronize their activity, causing Purkinje cells within a microzone to show correlated complex spike activity on a millisecond time scale.[25] Also, the Purkinje cells belonging to a microzone all send their axons to the same small cluster of output cells within the deep cerebellar nuclei.[25] Finally, the axons of basket cells are much longer in the longitudinal direction than in the mediolateral direction, causing them to be confined largely to a single microzone.[25] The consequence of all this structure is that cellular interactions within a microzone are much stronger than interactions between different microzones.[25]
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In 2005, Richard Apps and Martin Garwicz summarized evidence that microzones themselves form part of a larger entity they call a multizonal microcomplex. Such a microcomplex includes several spatially separated cortical microzones, all of which project to the same group of deep cerebellar neurons, plus a group of coupled olivary neurons that project to all of the included microzones as well as to the deep nuclear area.[25]
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The cerebellum is provided with blood from three paired major arteries: the superior cerebellar artery (SCA), the anterior inferior cerebellar artery (AICA), and the posterior inferior cerebellar artery (PICA). The SCA supplies the upper region of the cerebellum. It divides at the upper surface and branches into the pia mater where the branches anastomose with those of the anterior and posterior inferior cerebellar arteries. The AICA supplies the front part of the undersurface of the cerebellum. The PICA arrives at the undersurface, where it divides into a medial branch and a lateral branch. The medial branch continues backward to the cerebellar notch between the two hemispheres of the cerebellum; while the lateral branch supplies the under surface of the cerebellum, as far as its lateral border, where it anastomoses with the AICA and the SCA.
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The strongest clues to the function of the cerebellum have come from examining the consequences of damage to it. Animals and humans with cerebellar dysfunction show, above all, problems with motor control, on the same side of the body as the damaged part of the cerebellum. They continue to be able to generate motor activity but lose precision, producing erratic, uncoordinated, or incorrectly timed movements. A standard test of cerebellar function is to reach with the tip of the finger for a target at arm's length: A healthy person will move the fingertip in a rapid straight trajectory, whereas a person with cerebellar damage will reach slowly and erratically, with many mid-course corrections. Deficits in non-motor functions are more difficult to detect. Thus, the general conclusion reached decades ago is that the basic function of the cerebellum is to calibrate the detailed form of a movement, not to initiate movements or to decide which movements to execute.[11]
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Prior to the 1990s the function of the cerebellum was almost universally believed to be purely motor-related, but newer findings have brought that view into question. Functional imaging studies have shown cerebellar activation in relation to language, attention, and mental imagery; correlation studies have shown interactions between the cerebellum and non-motor areas of the cerebral cortex; and a variety of non-motor symptoms have been recognized in people with damage that appears to be confined to the cerebellum.[28][29] In particular, the cerebellar cognitive affective syndrome or Schmahmann's syndrome[30] has been described in adults[31] and children.[32] Estimates based on functional mapping of the cerebellum using functional MRI suggest that more than half of the cerebellar cortex is interconnected with association zones of the cerebral cortex.[33]
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Kenji Doya has argued that the cerebellum's function is best understood not in terms of the behaviors it affects, but the neural computations it performs; the cerebellum consists of a large number of more or less independent modules, all with the same geometrically regular internal structure, and therefore all, it is presumed, performing the same computation. If the input and output connections of a module are with motor areas (as many are), then the module will be involved in motor behavior; but, if the connections are with areas involved in non-motor cognition, the module will show other types of behavioral correlates. Thus the cerebellum has been implicated in the regulation of many differing functional traits such as affection, emotion and behavior.[34][35] The cerebellum, Doya proposes, is best understood as predictive action selection based on "internal models" of the environment or a device for supervised learning, in contrast to the basal ganglia, which perform reinforcement learning, and the cerebral cortex, which performs unsupervised learning.[29][36]
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The comparative simplicity and regularity of the cerebellar anatomy led to an early hope that it might imply a similar simplicity of computational function, as expressed in one of the first books on cerebellar electrophysiology, The Cerebellum as a Neuronal Machine by John C. Eccles, Masao Ito, and János Szentágothai.[37] Although a full understanding of cerebellar function has remained elusive, at least four principles have been identified as important: (1) feedforward processing, (2) divergence and convergence, (3) modularity, and (4) plasticity.
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There is considerable evidence that the cerebellum plays an essential role in some types of motor learning. The tasks where the cerebellum most clearly comes into play are those in which it is necessary to make fine adjustments to the way an action is performed. There has, however, been much dispute about whether learning takes place within the cerebellum itself, or whether it merely serves to provide signals that promote learning in other brain structures.[39] Most theories that assign learning to the circuitry of the cerebellum are derived from the ideas of David Marr[24] and James Albus,[6] who postulated that climbing fibers provide a teaching signal that induces synaptic modification in parallel fiber–Purkinje cell synapses.[40] Marr assumed that climbing fiber input would cause synchronously activated parallel fiber inputs to be strengthened. Most subsequent cerebellar-learning models, however, have followed Albus in assuming that climbing fiber activity would be an error signal, and would cause synchronously activated parallel fiber inputs to be weakened. Some of these later models, such as the Adaptive Filter model of Fujita[41] made attempts to understand cerebellar function in terms of optimal control theory.
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The idea that climbing fiber activity functions as an error signal has been examined in many experimental studies, with some supporting it but others casting doubt.[21] In a pioneering study by Gilbert and Thach from 1977, Purkinje cells from monkeys learning a reaching task showed increased complex spike activity—which is known to reliably indicate activity of the cell's climbing fiber input—during periods when performance was poor.[42] Several studies of motor learning in cats observed complex spike activity when there was a mismatch between an intended movement and the movement that was actually executed. Studies of the vestibulo–ocular reflex (which stabilizes the visual image on the retina when the head turns) found that climbing fiber activity indicated "retinal slip", although not in a very straightforward way.[21]
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One of the most extensively studied cerebellar learning tasks is the eyeblink conditioning paradigm, in which a neutral conditioned stimulus (CS) such as a tone or a light is repeatedly paired with an unconditioned stimulus (US), such as an air puff, that elicits a blink response. After such repeated presentations of the CS and US, the CS will eventually elicit a blink before the US, a conditioned response or CR. Experiments showed that lesions localized either to a specific part of the interposed nucleus (one of the deep cerebellar nuclei) or to a few specific points in the cerebellar cortex would abolish learning of a conditionally timed blink response. If cerebellar outputs are pharmacologically inactivated while leaving the inputs and intracellular circuits intact, learning takes place even while the animal fails to show any response, whereas, if intracerebellar circuits are disrupted, no learning takes place—these facts taken together make a strong case that the learning, indeed, occurs inside the cerebellum.[43]
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The large base of knowledge about the anatomical structure and behavioral functions of the cerebellum have made it a fertile ground for theorizing—there are perhaps more theories of the function of the cerebellum than of any other part of the brain. The most basic distinction among them is between "learning theories" and "performance theories"—that is, theories that make use of synaptic plasticity within the cerebellum to account for its role in learning, versus theories that account for aspects of ongoing behavior on the basis of cerebellar signal processing. Several theories of both types have been formulated as mathematical models and simulated using computers.[40]
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Perhaps the earliest "performance" theory was the "delay line" hypothesis of Valentino Braitenberg. The original theory put forth by Braitenberg and Roger Atwood in 1958 proposed that slow propagation of signals along parallel fibers imposes predictable delays that allow the cerebellum to detect time relationships within a certain window.[44] Experimental data did not support the original form of the theory, but Braitenberg continued to argue for modified versions.[45] The hypothesis that the cerebellum functions essentially as a timing system has also been advocated by Richard Ivry.[46] Another influential "performance" theory is the Tensor network theory of Pellionisz and Llinás, which provided an advanced mathematical formulation of the idea that the fundamental computation performed by the cerebellum is to transform sensory into motor coordinates.[47]
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Theories in the "learning" category almost all derive from publications by Marr and Albus. Marr's 1969 paper proposed that the cerebellum is a device for learning to associate elemental movements encoded by climbing fibers with mossy fiber inputs that encode the sensory context.[24] Albus proposed in 1971 that a cerebellar Purkinje cell functions as a perceptron, a neurally inspired abstract learning device.[6] The most basic difference between the Marr and Albus theories is that Marr assumed that climbing fiber activity would cause parallel fiber synapses to be strengthened, whereas Albus proposed that they would be weakened. Albus also formulated his version as a software algorithm he called a CMAC (Cerebellar Model Articulation Controller), which has been tested in a number of applications.[48]
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Damage to the cerebellum often causes motor-related symptoms, the details of which depend on the part of the cerebellum involved and how it is damaged. Damage to the flocculonodular lobe may show up as a loss of equilibrium and in particular an altered, irregular walking gait, with a wide stance caused by difficulty in balancing.[11] Damage to the lateral zone typically causes problems in skilled voluntary and planned movements which can cause errors in the force, direction, speed and amplitude of movements. Other manifestations include hypotonia (decreased muscle tone), dysarthria (problems with speech articulation), dysmetria (problems judging distances or ranges of movement), dysdiadochokinesia (inability to perform rapid alternating movements such as walking), impaired check reflex or rebound phenomenon, and intention tremor (involuntary movement caused by alternating contractions of opposing muscle groups).[49][50] Damage to the midline portion may disrupt whole-body movements, whereas damage localized more laterally is more likely to disrupt fine movements of the hands or limbs. Damage to the upper part of the cerebellum tends to cause gait impairments and other problems with leg coordination; damage to the lower part is more likely to cause uncoordinated or poorly aimed movements of the arms and hands, as well as difficulties in speed.[11] This complex of motor symptoms is called ataxia.
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To identify cerebellar problems, neurological examination includes assessment of gait (a broad-based gait being indicative of ataxia), finger-pointing tests and assessment of posture.[4] If cerebellar dysfunction is indicated, a magnetic resonance imaging scan can be used to obtain a detailed picture of any structural alterations that may exist.[51]
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The list of medical problems that can produce cerebellar damage is long, including stroke, hemorrhage, swelling of the brain (cerebral edema), tumors, alcoholism, physical trauma such as gunshot wounds or explosives, and chronic degenerative conditions such as olivopontocerebellar atrophy.[52][53] Some forms of migraine headache may also produce temporary dysfunction of the cerebellum, of variable severity.[54] Infection can result in cerebellar damage in such conditions as the prion diseases[55] and Miller Fisher syndrome, a variant of Guillain–Barré syndrome.
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The human cerebellum changes with age. These changes may differ from those of other parts of the brain.
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The cerebellum is the youngest brain region (and body part) in centenarians according to an epigenetic biomarker of tissue age known as epigenetic clock: it is about 15 years younger than expected in a centenarian.[56] Further, gene expression patterns in the human cerebellum show less age-related alteration than that in the cerebral cortex.[57]
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Some studies have reported reductions in numbers of cells or volume of tissue, but the amount of data relating to this question is not very large.[58][59]
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Congenital malformation, hereditary disorders, and acquired conditions can affect cerebellar structure and, consequently, cerebellar function. Unless the causative condition is reversible, the only possible treatment is to help people live with their problems.[60] Visualization of the fetal cerebellum by ultrasound scan at 18 to 20 weeks of pregnancy can be used to screen for fetal neural tube defects with a sensitivity rate of up to 99%.[61]
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In normal development, endogenous sonic hedgehog signaling stimulates rapid proliferation of cerebellar granule neuron progenitors (CGNPs) in the external granule layer (EGL). Cerebellar development occurs during late embryogenesis and the early postnatal period, with CGNP proliferation in the EGL peaking during early development (postnatal day 7 in the mouse).[62] As CGNPs terminally differentiate into cerebellar granule cells (also called cerebellar granule neurons, CGNs), they migrate to the internal granule layer (IGL), forming the mature cerebellum (by post-natal day 20 in the mouse).[62] Mutations that abnormally activate Sonic hedgehog signaling predispose to cancer of the cerebellum (medulloblastoma) in humans with Gorlin Syndrome and in genetically engineered mouse models.[63][64]
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Congenital malformation or underdevelopment (hypoplasia) of the cerebellar vermis is a characteristic of both Dandy–Walker syndrome and Joubert syndrome.[65][66] In very rare cases, the entire cerebellum may be absent.[67] The inherited neurological disorders Machado–Joseph disease, ataxia telangiectasia, and Friedreich's ataxia cause progressive neurodegeneration linked to cerebellar loss.[52][60] Congenital brain malformations outside the cerebellum can, in turn, cause herniation of cerebellar tissue, as seen in some forms of Arnold–Chiari malformation.[68]
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Other conditions that are closely linked to cerebellar degeneration include the idiopathic progressive neurological disorders multiple system atrophy and Ramsay Hunt syndrome type I,[69][70] and the autoimmune disorder paraneoplastic cerebellar degeneration, in which tumors elsewhere in the body elicit an autoimmune response that causes neuronal loss in the cerebellum.[71] Cerebellar atrophy can result from an acute deficiency of vitamin B1 (thiamine) as seen in beriberi and in Wernicke–Korsakoff syndrome,[72] or vitamin E deficiency.[60]
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Cerebellar atrophy has been observed in many other neurological disorders including Huntington's disease, multiple sclerosis,[55] essential tremor, progressive myoclonus epilepsy, and Niemann–Pick disease. Cerebellar atrophy can also occur as a result of exposure to toxins including heavy metals or pharmaceutical or recreational drugs.[60]
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There is a general consensus that the cerebellum is involved in pain processing.[73][74] The cerebellum receives pain input from both descending cortico-cerebellar pathways and ascending spino-cerebellar pathways, through the pontine nuclei and inferior olives. Some of this information is transferred to the motor system inducing a conscious motor avoidance of pain, graded according to pain intensity.
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These direct pain inputs, as well as indirect inputs, are thought to induce long-term pain avoidance behavior that results in chronic posture changes and consequently, in functional and anatomical remodeling of vestibular and proprioceptive nuclei. As a result, chronic neuropathic pain can induce macroscopic anatomical remodeling of the hindbrain, including the cerebellum.[23] The magnitude of this remodeling and the induction of neuron progenitor markers suggest the contribution of adult neurogenesis to these changes.
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The circuits in the cerebellum are similar across all classes of vertebrates, including fish, reptiles, birds, and mammals.[75] There is also an analogous brain structure in cephalopods with well-developed brains, such as octopuses.[76] This has been taken as evidence that the cerebellum performs functions important to all animal species with a brain.
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There is considerable variation in the size and shape of the cerebellum in different vertebrate species. In amphibians, it is little developed, and in lampreys, and hagfish, the cerebellum is barely distinguishable from the brain-stem. Although the spinocerebellum is present in these groups, the primary structures are small, paired-nuclei corresponding to the vestibulocerebellum.[77] The cerebellum is a bit larger in reptiles, considerably larger in birds, and larger yet in mammals. The large paired and convoluted lobes found in humans are typical of mammals, but the cerebellum is, in general, a single median lobe in other groups, and is either smooth or only slightly grooved. In mammals, the neocerebellum is the major part of the cerebellum by mass, but, in other vertebrates, it is typically the spinocerebellum.[77]
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The cerebellum of cartilaginous and bony fishes is extraordinarily large and complex. In at least one important respect, it differs in internal structure from the mammalian cerebellum: The fish cerebellum does not contain discrete deep cerebellar nuclei. Instead, the primary targets of Purkinje cells are a distinct type of cell distributed across the cerebellar cortex, a type not seen in mammals. In mormyrid fish (a family of weakly electrosensitive freshwater fish), the cerebellum is considerably larger than the rest of the brain put together. The largest part of it is a special structure called the valvula, which has an unusually regular architecture and receives much of its input from the electrosensory system.[78]
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The hallmark of the mammalian cerebellum is an expansion of the lateral lobes, whose main interactions are with the neocortex. As monkeys evolved into great apes, the expansion of the lateral lobes continued, in tandem with the expansion of the frontal lobes of the neocortex. In ancestral hominids, and in Homo sapiens until the middle Pleistocene period, the cerebellum continued to expand, but the frontal lobes expanded more rapidly. The most recent period of human evolution, however, may actually have been associated with an increase in the relative size of the cerebellum, as the neocortex reduced its size somewhat while the cerebellum expanded.[79] The size of the human cerebellum, compared to the rest of the brain, has been increasing in size while the cerebrum decreased in size [80] With both the development and implementation of motor tasks, visual-spatial skills and learning taking place in the cerebellum, the growth of the cerebellum is thought to have some form of correlation to greater human cognitive abilities.[81] The lateral hemispheres of the cerebellum are now 2.7 times greater in both humans and apes than they are in monkeys.[80] These changes in the cerebellum size cannot be explained by greater muscle mass. They show that either the development of the cerebellum is tightly linked to that of the rest of the brain or that neural activities taking place in the cerebellum were important during Hominidae evolution. Due to the cerebellum's role in cognitive functions, the increase in its size may have played a role in cognitive expansion.[80]
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Most vertebrate species have a cerebellum and one or more cerebellum-like structures, brain areas that resemble the cerebellum in terms of cytoarchitecture and neurochemistry.[75] The only cerebellum-like structure found in mammals is the dorsal cochlear nucleus (DCN), one of the two primary sensory nuclei that receive input directly from the auditory nerve. The DCN is a layered structure, with the bottom layer containing granule cells similar to those of the cerebellum, giving rise to parallel fibers that rise to the superficial layer and travel across it horizontally. The superficial layer contains a set of GABAergic neurons called cartwheel cells that resemble Purkinje cells anatomically and chemically—they receive parallel fiber input, but do not have any inputs that resemble climbing fibers. The output neurons of the DCN are pyramidal cells. They are glutamatergic, but also resemble Purkinje cells in some respects—they have spiny, flattened superficial dendritic trees that receive parallel fiber input, but they also have basal dendrites that receive input from auditory nerve fibers, which travel across the DCN in a direction at right angles to the parallel fibers. The DCN is most highly developed in rodents and other small animals, and is considerably reduced in primates. Its function is not well understood; the most popular speculations relate it to spatial hearing in one way or another.[82]
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Most species of fish and amphibians possess a lateral line system that senses pressure waves in water. One of the brain areas that receives primary input from the lateral line organ, the medial octavolateral nucleus, has a cerebellum-like structure, with granule cells and parallel fibers. In electrosensitive fish, the input from the electrosensory system goes to the dorsal octavolateral nucleus, which also has a cerebellum-like structure. In ray-finned fishes (by far the largest group), the optic tectum has a layer—the marginal layer—that is cerebellum-like.[75]
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All of these cerebellum-like structures appear to be primarily sensory-related rather than motor-related. All of them have granule cells that give rise to parallel fibers that connect to Purkinje-like neurons with modifiable synapses, but none have climbing fibers comparable to those of the cerebellum—instead they receive direct input from peripheral sensory organs. None has a demonstrated function, but the most influential speculation is that they serve to transform sensory inputs in some sophisticated way, perhaps to compensate for changes in body posture.[75] In fact, James M. Bower and others have argued, partly on the basis of these structures and partly on the basis of cerebellar studies, that the cerebellum itself is fundamentally a sensory structure, and that it contributes to motor control by moving the body in a way that controls the resulting sensory signals.[83] Despite Bower's viewpoint, there is also strong evidence that the cerebellum directly influences motor output in mammals.[84][85]
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Even the earliest anatomists were able to recognize the cerebellum by its distinctive appearance. Aristotle and Herophilus (quoted in Galen) called it the παρεγκεφαλίς (parenkephalis), as opposed to the ἐγκέφαλος (enkephalos) or brain proper. Galen's extensive description is the earliest that survives. He speculated that the cerebellum was the source of motor nerves.[86]
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Further significant developments did not come until the Renaissance. Vesalius discussed the cerebellum briefly, and the anatomy was described more thoroughly by Thomas Willis in 1664. More anatomical work was done during the 18th century, but it was not until early in the 19th century that the first insights into the function of the cerebellum were obtained. Luigi Rolando in 1809 established the key finding that damage to the cerebellum results in motor disturbances. Jean Pierre Flourens in the first half of the 19th century carried out detailed experimental work, which revealed that animals with cerebellar damage can still move, but with a loss of coordination (strange movements, awkward gait, and muscular weakness), and that recovery after the lesion can be nearly complete unless the lesion is very extensive.[87] By the beginning of the 20th century, it was widely accepted that the primary function of the cerebellum relates to motor control; the first half of the 20th century produced several detailed descriptions of the clinical symptoms associated with cerebellar disease in humans.[4]
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The name cerebellum is a diminutive of cerebrum (brain);[88] it can be translated literally as little brain. The Latin name is a direct translation of the Ancient Greek παρεγκεφαλίς (parenkephalis), which was used in the works of Aristotle, the first known writer to describe the structure.[89] No other name is used in the English-language literature, but historically a variety of Greek or Latin-derived names have been used, including cerebrum parvum,[90] encephalion,[91] encranion,[90] cerebrum posterius,[92] and parencephalis.[90]
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Deer are the hoofed ruminant mammals forming the family Cervidae. The two main groups of deer are the Cervinae, including the muntjac, the elk (wapiti), the fallow deer, and the chital; and the Capreolinae, including the reindeer (caribou), the roe deer, and the moose. Female reindeer, and male deer of all species except the Chinese water deer, grow and shed new antlers each year. In this they differ from permanently horned antelope, which are part of a different family (Bovidae) within the same order of even-toed ungulates (Artiodactyla).
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The musk deer (Moschidae) of Asia and chevrotains (Tragulidae) of tropical African and Asian forests are separate families within the ruminant clade (Ruminantia). They are not especially closely related to deer among the Ruminantia.
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Deer appear in art from Paleolithic cave paintings onwards, and they have played a role in mythology, religion, and literature throughout history, as well as in heraldry. Their economic importance includes the use of their meat as venison, their skins as soft, strong buckskin, and their antlers as handles for knives. Deer hunting has been a popular activity since at least the Middle Ages and remains a resource for many families today.
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Deer live in a variety of biomes, ranging from tundra to the tropical rainforest. While often associated with forests, many deer are ecotone species that live in transitional areas between forests and thickets (for cover) and prairie and savanna (open space). The majority of large deer species inhabit temperate mixed deciduous forest, mountain mixed coniferous forest, tropical seasonal/dry forest, and savanna habitats around the world. Clearing open areas within forests to some extent may actually benefit deer populations by exposing the understory and allowing the types of grasses, weeds, and herbs to grow that deer like to eat. Additionally, access to adjacent croplands may also benefit deer. However, adequate forest or brush cover must still be provided for populations to grow and thrive.
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Deer are widely distributed, with indigenous representatives in all continents except Antarctica and Australia, though Africa has only one native deer, the Barbary stag, a subspecies of red deer that is confined to the Atlas Mountains in the northwest of the continent, an additional extinct species of deer Megaceroides algericus was present in North Africa until 6000 years ago. Fallow deer have been introduced to South Africa. Small species of brocket deer and pudús of Central and South America, and muntjacs of Asia generally occupy dense forests and are less often seen in open spaces, with the possible exception of the Indian muntjac. There are also several species of deer that are highly specialized, and live almost exclusively in mountains, grasslands, swamps, and "wet" savannas, or riparian corridors surrounded by deserts. Some deer have a circumpolar distribution in both North America and Eurasia. Examples include the caribou that live in Arctic tundra and taiga (boreal forests) and moose that inhabit taiga and adjacent areas. Huemul deer (taruca and Chilean huemul) of South America's Andes fill the ecological niches of the ibex and wild goat, with the fawns behaving more like goat kids.
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The highest concentration of large deer species in temperate North America lies in the Canadian Rocky Mountain and Columbia Mountain regions between Alberta and British Columbia where all five North American deer species (white-tailed deer, mule deer, caribou, elk, and moose) can be found. This region has several clusters of national parks including Mount Revelstoke National Park, Glacier National Park (Canada), Yoho National Park, and Kootenay National Park on the British Columbia side, and Banff National Park, Jasper National Park, and Glacier National Park (U.S.) on the Alberta and Montana sides. Mountain slope habitats vary from moist coniferous/mixed forested habitats to dry subalpine/pine forests with alpine meadows higher up. The foothills and river valleys between the mountain ranges provide a mosaic of cropland and deciduous parklands. The rare woodland caribou have the most restricted range living at higher altitudes in the subalpine meadows and alpine tundra areas of some of the mountain ranges. Elk and mule deer both migrate between the alpine meadows and lower coniferous forests and tend to be most common in this region. Elk also inhabit river valley bottomlands, which they share with White-tailed deer. The White-tailed deer have recently expanded their range within the foothills and river valley bottoms of the Canadian Rockies owing to conversion of land to cropland and the clearing of coniferous forests allowing more deciduous vegetation to grow up the mountain slopes. They also live in the aspen parklands north of Calgary and Edmonton, where they share habitat with the moose. The adjacent Great Plains grassland habitats are left to herds of elk, American bison, and pronghorn.
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The Eurasian Continent (including the Indian Subcontinent) boasts the most species of deer in the world, with most species being found in Asia. Europe, in comparison, has lower diversity in plant and animal species. However, many national parks and protected reserves in Europe do have populations of red deer, roe deer, and fallow deer. These species have long been associated with the continent of Europe, but also inhabit Asia Minor, the Caucasus Mountains, and Northwestern Iran. "European" fallow deer historically lived over much of Europe during the Ice Ages, but afterwards became restricted primarily to the Anatolian Peninsula, in present-day Turkey.
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Present-day fallow deer populations in Europe are a result of historic man-made introductions of this species, first to the Mediterranean regions of Europe, then eventually to the rest of Europe. They were initially park animals that later escaped and reestablished themselves in the wild. Historically, Europe's deer species shared their deciduous forest habitat with other herbivores, such as the extinct tarpan (forest horse), extinct aurochs (forest ox), and the endangered wisent (European bison). Good places to see deer in Europe include the Scottish Highlands, the Austrian Alps, the wetlands between Austria, Hungary, and the Czech Republic and some fine National Parks, including Doñana National Park in Spain, the Veluwe in the Netherlands, the Ardennes in Belgium, and Białowieża National Park of Poland. Spain, Eastern Europe, and the Caucasus Mountains still have virgin forest areas that are not only home to sizable deer populations but also for other animals that were once abundant such as the wisent, Eurasian lynx, Iberian lynx, wolves, and brown bears.
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The highest concentration of large deer species in temperate Asia occurs in the mixed deciduous forests, mountain coniferous forests, and taiga bordering North Korea, Manchuria (Northeastern China), and the Ussuri Region (Russia). These are among some of the richest deciduous and coniferous forests in the world where one can find Siberian roe deer, sika deer, elk, and moose. Asian caribou occupy the northern fringes of this region along the Sino-Russian border.
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Deer such as the sika deer, Thorold's deer, Central Asian red deer, and elk have historically been farmed for their antlers by Han Chinese, Turkic peoples, Tungusic peoples, Mongolians, and Koreans. Like the Sami people of Finland and Scandinavia, the Tungusic peoples, Mongolians, and Turkic peoples of Southern Siberia, Northern Mongolia, and the Ussuri Region have also taken to raising semi-domesticated herds of Asian caribou.
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The highest concentration of large deer species in the tropics occurs in Southern Asia in India's Indo-Gangetic Plain Region and Nepal's Terai Region. These fertile plains consist of tropical seasonal moist deciduous, dry deciduous forests, and both dry and wet savannas that are home to chital, hog deer, barasingha, Indian sambar, and Indian muntjac. Grazing species such as the endangered barasingha and very common chital are gregarious and live in large herds. Indian sambar can be gregarious but are usually solitary or live in smaller herds. Hog deer are solitary and have lower densities than Indian muntjac. Deer can be seen in several national parks in India, Nepal, and Sri Lanka of which Kanha National Park, Dudhwa National Park, and Chitwan National Park are most famous. Sri Lanka's Wilpattu National Park and Yala National Park have large herds of Indian sambar and chital. The Indian sambar are more gregarious in Sri Lanka than other parts of their range and tend to form larger herds than elsewhere.
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The Chao Praya River Valley of Thailand was once primarily tropical seasonal moist deciduous forest and wet savanna that hosted populations of hog deer, the now-extinct Schomburgk's deer, Eld's deer, Indian sambar, and Indian muntjac. Both the hog deer and Eld's deer are rare, whereas Indian sambar and Indian muntjac thrive in protected national parks, such as Khao Yai. Many of these South Asian and Southeast Asian deer species also share their habitat with other herbivores, such as Asian elephants, the various Asian rhinoceros species, various antelope species (such as nilgai, four-horned antelope, blackbuck, and Indian gazelle in India), and wild oxen (such as wild Asian water buffalo, gaur, banteng, and kouprey). One way that different herbivores can survive together in a given area is for each species to have different food preferences, although there may be some overlap.
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Australia has six introduced species of deer that have established sustainable wild populations from acclimatisation society releases in the 19th century. These are the fallow deer, red deer, sambar, hog deer, rusa, and chital. Red deer introduced into New Zealand in 1851 from English and Scottish stock were domesticated in deer farms by the late 1960s and are common farm animals there now. Seven other species of deer were introduced into New Zealand but none are as widespread as red deer.[2]
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Deer constitute the second most diverse family of artiodactyla after bovids.[3] Though of a similar build, deer are strongly distinguished from antelopes by their antlers, which are temporary and regularly regrown unlike the permanent horns of bovids.[4] Characteristics typical of deer include long, powerful legs, a diminutive tail and long ears.[5] Deer exhibit a broad variation in physical proportions. The largest extant deer is the moose, which is nearly 2.6 metres (8.5 ft) tall and weighs up to 800 kilograms (1,800 lb).[6][7] The elk stands 1.4–2 metres (4.6–6.6 ft) at the shoulder and weighs 240–450 kilograms (530–990 lb).[8] The northern pudu is the smallest deer in the world; it reaches merely 32–35 centimetres (13–14 in) at the shoulder and weighs 3.3–6 kilograms (7.3–13.2 lb). The southern pudu is only slightly taller and heavier.[9] Sexual dimorphism is quite pronounced – in most species males tend to be larger than females,[10] and, except for the reindeer, only males possess antlers.[11]
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Coat colour generally varies between red and brown,[12] though it can be as dark as chocolate brown in the tufted deer[13] or have a grayish tinge as in elk.[8] Different species of brocket deer vary from gray to reddish brown in coat colour.[14] Several species such as the chital,[15] the fallow deer[16] and the sika deer[17] feature white spots on a brown coat. Coat of reindeer shows notable geographical variation.[18] Deer undergo two moults in a year;[12][19] for instance, in red deer the red, thin-haired summer coat is gradually replaced by the dense, greyish brown winter coat in autumn, which in turn gives way to the summer coat in the following spring.[20] Moulting is affected by the photoperiod.[21]
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Deer are also excellent jumpers and swimmers. Deer are ruminants, or cud-chewers, and have a four-chambered stomach. Some deer, such as those on the island of Rùm,[22] do consume meat when it is available.[23]
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Nearly all deer have a facial gland in front of each eye. The gland contains a strongly scented pheromone, used to mark its home range. Bucks of a wide range of species open these glands wide when angry or excited. All deer have a liver without a gallbladder. Deer also have a tapetum lucidum, which gives them sufficiently good night vision.
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All male deer possess antlers, with the exception of the water deer, in which males have long tusk-like canines that reach below the lower jaw.[24] Females generally lack antlers, though female reindeer bear antlers smaller and less branched than those of the males.[25] Occasionally females in other species may develop antlers, especially in telemetacarpal deer such as European roe deer, red deer, white-tailed deer and mule deer and less often in plesiometacarpal deer. A study of antlered female white-tailed deer noted that antlers tend to be small and malformed, and are shed frequently around the time of parturition.[26]
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The fallow deer and the various subspecies of the reindeer have the largest as well as the heaviest antlers, both in absolute terms as well as in proportion to body mass (an average of 8 grams (0.28 oz) per kilogram of body mass);[25][27] the tufted deer, on the other hand, has the smallest antlers of all deer, while the pudú has the lightest antlers with respect to body mass (0.6 grams (0.021 oz) per kilogram of body mass).[25] The structure of antlers show considerable variation; while fallow deer and elk antlers are palmate (with a broad central portion), white-tailed deer antlers include a series of tines sprouting upward from a forward-curving main beam, and those of the pudú are mere spikes.[9] Antler development begins from the pedicel, a bony structure that appears on the top of the skull by the time the animal is a year old. The pedicel gives rise to a spiky antler the following year, that is replaced by a branched antler in the third year. This process of losing a set of antlers to develop a larger and more branched set continues for the rest of the life.[25] The antlers emerge as soft tissues (known as velvet antlers) and progressively harden into bony structures (known as hard antlers), following mineralisation and blockage of blood vessels in the tissue, from the tip to the base.[28]
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Antlers might be one of the most exaggerated male secondary sexual characteristics,[29] and are intended primarily for reproductive success through sexual selection and for combat. The tines (forks) on the antlers create grooves that allow another male's antlers to lock into place. This allows the males to wrestle without risking injury to the face.[30] Antlers are correlated to an individual's position in the social hierarchy and its behaviour. For instance, the heavier the antlers, the higher the individual's status in the social hierarchy, and the greater the delay in shedding the antlers;[25] males with larger antlers tend to be more aggressive and dominant over others.[31] Antlers can be an honest signal of genetic quality; males with larger antlers relative to body size tend to have increased resistance to pathogens[32] and higher reproductive capacity.[33]
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In elk in Yellowstone National Park, antlers also provide protection against predation by wolves.[34]
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Most deer bear 32 teeth; the corresponding dental formula is: 0.0.3.33.1.3.3. The elk and the reindeer may be exceptions, as they may retain their upper canines and thus have 34 teeth (dental formula: 0.1.3.33.1.3.3).[35] The Chinese water deer, tufted deer, and muntjac have enlarged upper canine teeth forming sharp tusks, while other species often lack upper canines altogether. The cheek teeth of deer have crescent ridges of enamel, which enable them to grind a wide variety of vegetation.[36] The teeth of deer are adapted to feeding on vegetation, and like other ruminants, they lack upper incisors, instead having a tough pad at the front of their upper jaw.
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Deer are browsers, and feed primarily on foliage of grasses, sedges, forbs, shrubs and trees, with additional consumption of lichens in northern latitudes during winter.[37] They have small, unspecialized stomachs by ruminant standards, and high nutrition requirements. Rather than eating and digesting vast quantities of low-grade fibrous food as, for example, sheep and cattle do, deer select easily digestible shoots, young leaves, fresh grasses, soft twigs, fruit, fungi, and lichens. The low-fibered food, after minimal fermentation and shredding, passes rapidly through the alimentary canal. The deer require a large amount of minerals such as calcium and phosphate in order to support antler growth, and this further necessitates a nutrient-rich diet. There are, however, some reports of deer engaging in carnivorous activity, such as eating dead alewives along lakeshores[38] or depredating the nests of northern bobwhites.[39]
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Nearly all cervids are so-called uniparental species: the fawns are only cared for by the mother, known as a doe. A doe generally has one or two fawns at a time (triplets, while not unknown, are uncommon). Mating season typically begins in later August and lasts until December. Some species mate until early March. The gestation period is anywhere up to ten months for the European roe deer. Most fawns are born with their fur covered with white spots, though in many species they lose these spots by the end of their first winter. In the first twenty minutes of a fawn's life, the fawn begins to take its first steps. Its mother licks it clean until it is almost free of scent, so predators will not find it. Its mother leaves often to graze, and the fawn does not like to be left behind. Sometimes its mother must gently push it down with her foot.[40] The fawn stays hidden in the grass for one week until it is strong enough to walk with its mother. The fawn and its mother stay together for about one year. A male usually leaves and never sees his mother again, but females sometimes come back with their own fawns and form small herds.
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In some areas of the UK, deer (especially fallow deer due to their gregarious behaviour), have been implicated as a possible reservoir for transmission of bovine tuberculosis,[41][42] a disease which in the UK in 2005 cost £90 million in attempts to eradicate.[43] In New Zealand, deer are thought to be important as vectors picking up M. bovis in areas where brushtail possums Trichosurus vulpecula are infected, and transferring it to previously uninfected possums when their carcasses are scavenged elsewhere.[44] The white-tailed deer Odocoileus virginianus has been confirmed as the sole maintenance host in the Michigan outbreak of bovine tuberculosis which remains a significant barrier to the US nationwide eradication of the disease in livestock.[45]
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Moose and deer can carry rabies.[46]
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Docile moose may suffer from brain worm, a helminth which drills holes through the brain in its search for a suitable place to lay its eggs. A government biologist states that "They move around looking for the right spot and never really find it." Deer appear to be immune to this parasite; it passes through the digestive system and is excreted in the feces. The parasite is not screened by the moose intestine, and passes into the brain where damage is done that is externally apparent, both in behaviour and in gait.[46]
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Deer, elk and moose in North America may suffer from chronic wasting disease, which was identified at a Colorado laboratory in the 1960s and is believed to be a prion disease. Out of an abundance of caution hunters are advised to avoid contact with specified risk material (SRM) such as the brain, spinal column or lymph nodes. Deboning the meat when butchering and sanitizing the knives and other tools used to butcher are amongst other government recommendations.[47]
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Deer are believed to have evolved from antlerless, tusked ancestors that resembled modern duikers and diminutive deer in the early Eocene, and gradually developed into the first antlered cervoids (the superfamily of cervids and related extinct families) in the Miocene. Eventually, with the development of antlers, the tusks as well as the upper incisors disappeared. Thus, evolution of deer took nearly 30 million years. Biologist Valerius Geist suggests evolution to have occurred in stages. There are not many prominent fossils to trace this evolution, but only fragments of skeletons and antlers that might be easily confused with false antlers of non-cervid species.[9][48]
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The ruminants, ancestors of the Cervidae, are believed to have evolved from Diacodexis, the earliest known artiodactyl (even-toed ungulate), 50–55 Mya in the Eocene.[49] Diacodexis, nearly the size of a rabbit, featured the talus bone characteristic of all modern even-toed ungulates. This ancestor and its relatives occurred throughout North America and Eurasia, but were on the decline by at least 46 Mya.[49][50] Analysis of a nearly complete skeleton of Diacodexis discovered in 1982 gave rise to speculation that this ancestor could be closer to the non-ruminants than the ruminants.[51] Andromeryx is another prominent prehistoric ruminant, but appears to be closer to the tragulids.[52]
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The formation of the Himalayas and the Alps brought about significant geographic changes. This was the chief reason behind the extensive diversification of deer-like forms and the emergence of cervids from the Oligocene to the early Pliocene.[53] The latter half of the Oligocene (28–34 Mya) saw the appearance of the European Eumeryx and the North American Leptomeryx. The latter resembled modern-day bovids and cervids in dental morphology (for instance, it had brachyodont molars), while the former was more advanced.[54] Other deer-like forms included the North American Blastomeryx and the European Dremotherium; these sabre-toothed animals are believed to have been the direct ancestors of all modern antlered deer, though they themselves lacked antlers.[55] Another contemporaneous form was the four-horned protoceratid Protoceras, that was replaced by Syndyoceras in the Miocene; these animals were unique in having a horn on the nose.[48] Late Eocene fossils dated approximately 35 million years ago, which were found in North America, show that Syndyoceras had bony skull outgrowths that resembled non-deciduous antlers.[56]
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Fossil evidence suggests that the earliest members of the superfamily Cervoidea appeared in Eurasia in the Miocene. Dicrocerus, Euprox and Heteroprox were probably the first antlered cervids.[57] Dicrocerus featured single-forked antlers that were shed regularly.[58] Stephanocemas had more developed and diffuse ("crowned") antlers.[59] Procervulus (Palaeomerycidae), in addition to the tusks of Dremotherium, possessed antlers that were not shed.[60] Contemporary forms such as the merycodontines eventually gave rise to the modern pronghorn.[61]
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The Cervinae emerged as the first group of extant cervids around 7–9 Mya, during the late Miocene in central Asia. The tribe Muntiacini made its appearance as † Muntiacus leilaoensis around 7–8 Mya;[62] The early muntjacs varied in size–as small as hares or as large as fallow deer. They had tusks for fighting and antlers for defence.[9] Capreolinae followed soon after; Alceini appeared 6.4–8.4 Mya.[63] Around this period, the Tethys Ocean disappeared to give way to vast stretches of grassland; these provided the deer with abundant protein-rich vegetation that led to the development of ornamental antlers and allowed populations to flourish and colonise areas.[9][53] As antlers had become pronounced, the canines were no more retained or were poorly represented (as in elk), probably because diet was no more browse-dominated and antlers were better display organs. In muntjac and tufted deer, the antlers as well as the canines are small. The tragulids, however, possess long canines to this day.[50]
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With the onset of the Pliocene, the global climate became cooler. A fall in the sea-level led to massive glaciation; consequently, grasslands abounded in nutritious forage. Thus a new spurt in deer populations ensued.[9][53] The oldest member of Cervini, † Cervocerus novorossiae, appeared around the transition from Miocene to Pliocene (4.2–6 Mya) in Eurasia;[64] cervine fossils from early Pliocene to as late as the Pleistocene have been excavated in China[65] and the Himalayas.[66] While Cervus and Dama appeared nearly 3 Mya, Axis emerged during the late Pliocene–Pleistocene. The tribes Capreolini and Rangiferini appeared around 4–7 Mya.[63]
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Around 5 Mya, the rangiferines † Bretzia and † Eocoileus were the first cervids to reach North America.[63] This implies the Bering Strait could be crossed during the late Miocene–Pliocene; this appears highly probable as the camelids migrated into Asia from North America around the same time.[67] Deer invaded South America in the late Pliocene (2.5–3 Mya) as part of the Great American Interchange, thanks to the recently formed Isthmus of Panama, and emerged successful due to the small number of competing ruminants in the continent.[68]
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Large deer with impressive antlers evolved during the early Pleistocene, probably as a result of abundant resources to drive evolution.[9] The early Pleistocene cervid † Eucladoceros was comparable in size to the modern elk.[69] † Megaloceros (Pliocene–Pleistocene) featured the Irish elk (M. giganteus), one of the largest known cervids. The Irish elk reached 2 metres (6.6 ft) at the shoulder and had heavy antlers that spanned 3.6 metres (12 ft) from tip to tip.[70] These large animals are thought to have faced extinction due to conflict between sexual selection for large antlers and body and natural selection for a smaller form.[71] Meanwhile, the moose and reindeer radiated into North America from Siberia.[72]
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Deer constitute the artiodactyl family Cervidae. This family was first described by German zoologist Georg August Goldfuss in Handbuch der Zoologie (1820). Three subfamilies are recognised: Capreolinae (first described by the English zoologist Joshua Brookes in 1828), Cervinae (described by Goldfuss) and Hydropotinae (first described by French zoologist Édouard Louis Trouessart in 1898).[3][73]
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Other attempts at the classification of deer have been based on morphological and genetic differences.[48] The Anglo-Irish naturalist Victor Brooke suggested in 1878 that deer could be bifurcated into two classes on the according to the features of the second and fifth metacarpal bones of their forelimbs: Plesiometacarpalia (most Old World deer) and Telemetacarpalia (most New World deer). He treated the musk deer as a cervid, placing it under Telemetacarpalia. While the telemetacarpal deer showed only those elements located far from the joint, the plesiometacarpal deer retained the elements closer to the joint as well.[74] Differentiation on the basis of diploid number of chromosomes in the late 20th century has been flawed by several inconsistencies.[48]
|
82 |
+
|
83 |
+
In 1987, the zoologists Colin Groves and Peter Grubb identified three subfamilies: Cervinae, Hydropotinae and Odocoileinae; they noted that the hydropotines lack antlers, and the other two subfamilies differ in their skeletal morphology.[75] However, they reverted from this classification in 2000.[76]
|
84 |
+
|
85 |
+
Until the beginning of the 21st century it was understood that the family Moschidae (musk deer) is sister to Cervidae. However, a 2003 phylogenetic study by Alexandre Hassanin (of National Museum of Natural History, France) and colleagues, based on mitochondrial and nuclear analyses, revealed that Moschidae and Bovidae form a clade sister to Cervidae. According to the study, Cervidae diverged from the Bovidae-Moschidae clade 27 to 28 million years ago.[77] The following cladogram is based on the 2003 study.[77]
|
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+
|
87 |
+
Tragulidae
|
88 |
+
|
89 |
+
Antilocapridae
|
90 |
+
|
91 |
+
Giraffidae
|
92 |
+
|
93 |
+
Cervidae
|
94 |
+
|
95 |
+
Bovidae
|
96 |
+
|
97 |
+
Moschidae
|
98 |
+
|
99 |
+
A 2006 phylogenetic study of the internal relationships in Cervidae by Clément Gilbert and colleagues divided the family into two major clades: Capreolinae (telemetacarpal or New World deer) and Cervinae (plesiometacarpal or Old World deer). Studies in the late 20th century suggested a similar bifurcation in the family. This as well as previous studies support monophyly in Cervinae, while Capreolinae appears paraphyletic. The 2006 study identified two lineages in Cervinae, Cervini (comprising the genera Axis, Cervus, Dama and Rucervus) and Muntiacini (Muntiacus and Elaphodus). Capreolinae featured three lineages, Alceini (Alces species), Capreolini (Capreolus and the subfamily Hydropotinae) and Rangiferini (Blastocerus, Hippocamelus, Mazama, Odocoileus, Pudu and Rangifer species). The following cladogram is based on the 2006 study.[63]
|
100 |
+
|
101 |
+
Reeves's muntjac
|
102 |
+
|
103 |
+
Tufted deer
|
104 |
+
|
105 |
+
Fallow deer
|
106 |
+
|
107 |
+
Persian fallow deer
|
108 |
+
|
109 |
+
Rusa
|
110 |
+
|
111 |
+
Sambar
|
112 |
+
|
113 |
+
Red deer
|
114 |
+
|
115 |
+
Thorold's deer
|
116 |
+
|
117 |
+
Sika deer
|
118 |
+
|
119 |
+
Eld's deer
|
120 |
+
|
121 |
+
Père David's deer
|
122 |
+
|
123 |
+
Barasingha
|
124 |
+
|
125 |
+
Indian hog deer
|
126 |
+
|
127 |
+
Chital
|
128 |
+
|
129 |
+
Reindeer (Caribou)
|
130 |
+
|
131 |
+
American red brocket
|
132 |
+
|
133 |
+
White-tailed deer
|
134 |
+
|
135 |
+
Mule deer
|
136 |
+
|
137 |
+
Marsh deer
|
138 |
+
|
139 |
+
Gray brocket
|
140 |
+
|
141 |
+
Southern pudu
|
142 |
+
|
143 |
+
Taruca
|
144 |
+
|
145 |
+
Roe deer
|
146 |
+
|
147 |
+
Water deer
|
148 |
+
|
149 |
+
Moose or Eurasian elk
|
150 |
+
|
151 |
+
The subfamily Capreolinae consists of 9 genera and 36 species, while Cervinae comprises 10 genera and 55 species.[73] Hydropotinae consists of a single species, the water deer (H. inermis); however, a 1998 study placed it under Capreolinae.[78] The following list is based on molecular and phylogenetic studies by zoologists such as Groves and Grubb.[79][80][81][82][83]
|
152 |
+
|
153 |
+
The following is the classification of the extinct cervids with known fossil record:
|
154 |
+
|
155 |
+
Deer were an important source of food for early hominids. In China, Homo erectus fed upon the sika deer, while the red deer was hunted in Germany. In the Upper Palaeolithic, the reindeer was the staple food for Cro-Magnon people,[95] while the cave paintings at Lascaux in southwestern France include some 90 images of stags.[96]
|
156 |
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|
157 |
+
Deer had a central role in the ancient art, culture and mythology of the Hittites, the ancient Egyptians, the Celts, the ancient Greeks, the Asians and several others. For instance, the Stag Hunt Mosaic of ancient Pella, under the Kingdom of Macedonia (4th century BC), possibly depicts Alexander the Great hunting a deer with Hephaistion.[97] In Japanese Shintoism, the sika deer is believed to be a messenger to the gods. In China, deer are associated with great medicinal significance; deer penis is thought by some in China to have aphrodisiac properties.[98] Spotted deer are believed in China to accompany the god of longevity. Deer was the principal sacrificial animal for the Huichal Indians of Mexico. In medieval Europe, deer appeared in hunting scenes and coats-of-arms. Deer are depicted in many materials by various pre-Hispanic civilizations in the Andes.[95][99]
|
158 |
+
|
159 |
+
The common male first name Oscar is taken from the Irish Language, where it is derived from two elements: the first, os, means "deer"; the second element, cara, means "friend". The name is borne by a famous hero of Irish mythology—Oscar, grandson of Fionn Mac Cumhail. The name was popularised in the 18th century by James Macpherson, creator of 'Ossianic poetry'.
|
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|
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Deer have been an integral part of fables and other literary works since the inception of writing. Stags were used as symbols in the latter Sumerian writings. For instance, the boat of Sumerian god Enki is named the Stag of Azbu. There are several mentions of the animal in the Rigveda as well as the Bible. In the Indian epic Ramayana, Sita is lured by a golden deer which Rama tries to catch. In the absence of both Rama and Lakshman, Ravana kidnaps Sita. Many of the allegorical Aesop's fables, such as "The Stag at the Pool", "The One-Eyed Doe" and "The Stag and a Lion", personify deer to give moral lessons. For instance, "The Sick Stag" gives the message that uncaring friends can do more harm than good.[95] The Yaqui deer song accompanies the deer dance which is performed by a pascola [from the Spanish 'pascua', Easter] dancer (also known as a deer dancer). Pascolas would perform at religious and social functions many times of the year, especially during Lent and Easter.[95][100]
|
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|
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In one of Rudolf Erich Raspe's 1785 stories of Baron Munchausen's Narrative of his Marvellous Travels and Campaigns in Russia, the baron encounters a stag while eating cherries and, without ammunition, fires the cherry-pits at the stag with his musket, but it escapes. The next year, the baron encounters a stag with a cherry tree growing from its head; presumably this is the animal he had shot at the previous year. In Christmas lore (such as in the narrative poem "A Visit from St. Nicholas"), reindeer are often depicted pulling the sleigh of Santa Claus.[101] Marjorie Kinnan Rawlings's Pulitzer Prize-winning 1938 novel The Yearling was about a boy's relationship with a baby deer. The fiction book Fire Bringer is about a young fawn who goes on a quest to save the Herla, the deer kind.[102] In the 1942 Walt Disney Pictures film, Bambi is a white-tailed deer, while in Felix Salten's original 1923 book Bambi, a Life in the Woods, he is a roe deer. In C. S. Lewis's 1950 fantasy novel The Lion, the Witch and the Wardrobe the adult Pevensies, now kings and queens of Narnia, chase the White Stag on a hunt, as the Stag is said to grant its captor a wish. The hunt is key in returning the Pevensies to their home in England. In the 1979 book The Animals of Farthing Wood, The Great White Stag is the leader of all the animals.
|
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+
|
165 |
+
Deer of various types appear frequently in European heraldry. In the British armory, the term "stag" is typically used to refer to antlered male red deer, while "buck" indicates an antlered male fallow deer. Stags and bucks appear in a number of attitudes, referred to as "lodged" when the deer is lying down, "trippant" when it has one leg raised, "courant" when it is running, "springing" when in the act of leaping, "statant" when it is standing with all hooves on the ground and looking ahead, and "at gaze" when otherwise statant but looking at the viewer. Stags' heads are also frequently used; these are typically portrayed without an attached neck and as facing the viewer, in which case they are termed "caboshed".[103]
|
166 |
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|
167 |
+
Examples of deer in coats of arms can be found in the arms of Hertfordshire, England, and its county town of Hertford; both are examples of canting arms. A deer appears on the arms of the Israeli Postal Authority. Coats of arms featuring deer include those of Dotternhausen, Thierachern, Friolzheim, Bauen, Albstadt, and Dassel in Germany; of the Earls Bathurst in England; of Balakhna, Russia; of Åland, Finland; of Gjemnes, Hitra, Hjartdal, Rendalen and Voss in Norway; of Jelenia Góra, Poland; of Umeå, Sweden; of Queensland, Australia; of Cervera, Catalonia; of Northern Ireland; and of Chile.[citation needed]
|
168 |
+
|
169 |
+
Other types of deer used in heraldry include the hind, portrayed much like the stag or buck but without antlers, as well as the reindeer and winged stags. Winged stags are used as supporters in the arms of the de Carteret family. The sea-stag, possessing the antlers, head, forelegs and upper body of a stag and the tail of a mermaid, is often found in German heraldry.[103]
|
170 |
+
|
171 |
+
Deer have long had economic significance to humans. Deer meat, known as venison, is highly nutritious.[104][105] Due to the inherently wild nature and diet of deer, venison is most often obtained through deer hunting. In the United States, it is produced in small amounts compared to beef but still represents a significant trade. By 2012, some 25,000 tons of red deer were raised on farms in North America. The major deer-producing countries are New Zealand, the market leader, with Ireland, Great Britain and Germany. The trade earns over $100 million annually for these countries.[106]
|
172 |
+
|
173 |
+
The skins make a peculiarly strong, soft leather, known as buckskin. There is nothing special about skins with the fur on since the hair is brittle and soon falls off. The hoofs and horns are used for ornamental purposes, especially the antlers of the roe deer, which are utilized for making umbrella handles, and for similar purposes; elk horn is often employed in making knife handles. In China, a medicine is made from stag horn, and the antlers of certain species are eaten when "in the velvet".[107] Among the Inuit, the traditional ulu women's knife was made with an antler, horn, or ivory handle.[108]
|
174 |
+
|
175 |
+
Deer have long been bred in captivity as ornaments for parks, but only in the case of reindeer has thorough domestication succeeded.[107] The Sami of Scandinavia and the Kola Peninsula of Russia and other nomadic peoples of northern Asia use reindeer for food, clothing, and transport. Deer bred for hunting are selected based on the size of the antlers.[109] In North America, the reindeer, known there as caribou, is not domesticated or herded, but it is important as a quarry animal to the Caribou Inuit.[110]
|
176 |
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|
177 |
+
Automobile collisions with deer can impose a significant cost on the economy. In the U.S., about 1.5 million deer-vehicle collisions occur each year, according to the National Highway Traffic Safety Administration. Those accidents cause about 150 human deaths and $1.1 billion in property damage annually.[111] In Scotland, several roads including the A82, the A87 and the A835 have had significant enough problems with deer vehicle collisions (DVCs) that sets of vehicle activated automatic warning signs have been installed along these roads.[112]
|
178 |
+
|
179 |
+
In some areas of the UK, deer (especially fallow deer due to their gregarious behaviour), have been implicated as a possible reservoir for transmission of bovine tuberculosis,[41][42] a disease which in the UK in 2005 cost £90 million in attempts to eradicate.[43] In New Zealand, deer are thought to be important as vectors picking up M. bovis in areas where brushtail possums Trichosurus vulpecula are infected, and transferring it to previously uninfected possums when their carcasses are scavenged elsewhere.[44] The white-tailed deer Odocoileus virginianus has been confirmed as the sole maintenance host in the Michigan outbreak of bovine tuberculosis which remains a significant barrier to the US nationwide eradication of the disease in livestock. In 2008, 733,998 licensed deer hunters killed approximately 489,922 white-tailed deer to procure venison, control the deer population, and minimize the spread of disease. These hunters purchased more than 1.5 million deer harvest tags. The economic value of deer hunting to Michigan's economy is substantial. For example, in 2006, hunters spent US$507 million hunting white-tailed deer in Michigan.[45]
|
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|
181 |
+
Deer hunting is a popular activity in the U.S. that provides the hunter's family with high quality meat and generates revenue for states and the federal government from the sales of licenses, permits and tags. The 2006 survey by the U.S. Fish and Wildlife Service estimates that license sales generate approximately $700 million annually. This revenue generally goes to support conservation efforts in the states where the licenses are purchased. Overall, the U.S. Fish and Wildlife Service estimates that big game hunting for deer and elk generates approximately $11.8 billion annually in hunting-related travel, equipment and related expenditures.[113]
|
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+
|
183 |
+
The word deer was originally broad in meaning, becoming more specific with time. Old English dēor and Middle English der meant a wild animal of any kind. Cognates of Old English dēor in other dead Germanic languages have the general sense of animal, such as Old High German tior, Old Norse djur or dȳr, Gothic dius, Old Saxon dier, and Old Frisian diar.[114] This general sense gave way to the modern English sense by the end of the Middle English period, around 1500. However, all modern Germanic languages save English and Scots retain the more general sense: for example, German Tier and Norwegian dyr mean animal.[115]
|
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+
|
185 |
+
For many types of deer in modern English usage, the male is a buck and the female a doe, but the terms vary with dialect, and according to the size of the species. The male red deer is a stag, while for other large species the male is a bull, the female a cow, as in cattle. In older usage, the male of any species is a hart, especially if over five years old, and the female is a hind, especially if three or more years old.[116] The young of small species is a fawn and of large species a calf; a very small young may be a kid. A castrated male is a havier.[117] A group of any species is a herd. The adjective of relation is cervine; like the family name Cervidae, this is from Latin: cervus, meaning stag or deer.
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1 |
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Deer are the hoofed ruminant mammals forming the family Cervidae. The two main groups of deer are the Cervinae, including the muntjac, the elk (wapiti), the fallow deer, and the chital; and the Capreolinae, including the reindeer (caribou), the roe deer, and the moose. Female reindeer, and male deer of all species except the Chinese water deer, grow and shed new antlers each year. In this they differ from permanently horned antelope, which are part of a different family (Bovidae) within the same order of even-toed ungulates (Artiodactyla).
|
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|
7 |
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The musk deer (Moschidae) of Asia and chevrotains (Tragulidae) of tropical African and Asian forests are separate families within the ruminant clade (Ruminantia). They are not especially closely related to deer among the Ruminantia.
|
8 |
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|
9 |
+
Deer appear in art from Paleolithic cave paintings onwards, and they have played a role in mythology, religion, and literature throughout history, as well as in heraldry. Their economic importance includes the use of their meat as venison, their skins as soft, strong buckskin, and their antlers as handles for knives. Deer hunting has been a popular activity since at least the Middle Ages and remains a resource for many families today.
|
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|
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|
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|
13 |
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Deer live in a variety of biomes, ranging from tundra to the tropical rainforest. While often associated with forests, many deer are ecotone species that live in transitional areas between forests and thickets (for cover) and prairie and savanna (open space). The majority of large deer species inhabit temperate mixed deciduous forest, mountain mixed coniferous forest, tropical seasonal/dry forest, and savanna habitats around the world. Clearing open areas within forests to some extent may actually benefit deer populations by exposing the understory and allowing the types of grasses, weeds, and herbs to grow that deer like to eat. Additionally, access to adjacent croplands may also benefit deer. However, adequate forest or brush cover must still be provided for populations to grow and thrive.
|
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|
15 |
+
Deer are widely distributed, with indigenous representatives in all continents except Antarctica and Australia, though Africa has only one native deer, the Barbary stag, a subspecies of red deer that is confined to the Atlas Mountains in the northwest of the continent, an additional extinct species of deer Megaceroides algericus was present in North Africa until 6000 years ago. Fallow deer have been introduced to South Africa. Small species of brocket deer and pudús of Central and South America, and muntjacs of Asia generally occupy dense forests and are less often seen in open spaces, with the possible exception of the Indian muntjac. There are also several species of deer that are highly specialized, and live almost exclusively in mountains, grasslands, swamps, and "wet" savannas, or riparian corridors surrounded by deserts. Some deer have a circumpolar distribution in both North America and Eurasia. Examples include the caribou that live in Arctic tundra and taiga (boreal forests) and moose that inhabit taiga and adjacent areas. Huemul deer (taruca and Chilean huemul) of South America's Andes fill the ecological niches of the ibex and wild goat, with the fawns behaving more like goat kids.
|
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|
17 |
+
The highest concentration of large deer species in temperate North America lies in the Canadian Rocky Mountain and Columbia Mountain regions between Alberta and British Columbia where all five North American deer species (white-tailed deer, mule deer, caribou, elk, and moose) can be found. This region has several clusters of national parks including Mount Revelstoke National Park, Glacier National Park (Canada), Yoho National Park, and Kootenay National Park on the British Columbia side, and Banff National Park, Jasper National Park, and Glacier National Park (U.S.) on the Alberta and Montana sides. Mountain slope habitats vary from moist coniferous/mixed forested habitats to dry subalpine/pine forests with alpine meadows higher up. The foothills and river valleys between the mountain ranges provide a mosaic of cropland and deciduous parklands. The rare woodland caribou have the most restricted range living at higher altitudes in the subalpine meadows and alpine tundra areas of some of the mountain ranges. Elk and mule deer both migrate between the alpine meadows and lower coniferous forests and tend to be most common in this region. Elk also inhabit river valley bottomlands, which they share with White-tailed deer. The White-tailed deer have recently expanded their range within the foothills and river valley bottoms of the Canadian Rockies owing to conversion of land to cropland and the clearing of coniferous forests allowing more deciduous vegetation to grow up the mountain slopes. They also live in the aspen parklands north of Calgary and Edmonton, where they share habitat with the moose. The adjacent Great Plains grassland habitats are left to herds of elk, American bison, and pronghorn.
|
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|
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The Eurasian Continent (including the Indian Subcontinent) boasts the most species of deer in the world, with most species being found in Asia. Europe, in comparison, has lower diversity in plant and animal species. However, many national parks and protected reserves in Europe do have populations of red deer, roe deer, and fallow deer. These species have long been associated with the continent of Europe, but also inhabit Asia Minor, the Caucasus Mountains, and Northwestern Iran. "European" fallow deer historically lived over much of Europe during the Ice Ages, but afterwards became restricted primarily to the Anatolian Peninsula, in present-day Turkey.
|
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|
21 |
+
Present-day fallow deer populations in Europe are a result of historic man-made introductions of this species, first to the Mediterranean regions of Europe, then eventually to the rest of Europe. They were initially park animals that later escaped and reestablished themselves in the wild. Historically, Europe's deer species shared their deciduous forest habitat with other herbivores, such as the extinct tarpan (forest horse), extinct aurochs (forest ox), and the endangered wisent (European bison). Good places to see deer in Europe include the Scottish Highlands, the Austrian Alps, the wetlands between Austria, Hungary, and the Czech Republic and some fine National Parks, including Doñana National Park in Spain, the Veluwe in the Netherlands, the Ardennes in Belgium, and Białowieża National Park of Poland. Spain, Eastern Europe, and the Caucasus Mountains still have virgin forest areas that are not only home to sizable deer populations but also for other animals that were once abundant such as the wisent, Eurasian lynx, Iberian lynx, wolves, and brown bears.
|
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+
|
23 |
+
The highest concentration of large deer species in temperate Asia occurs in the mixed deciduous forests, mountain coniferous forests, and taiga bordering North Korea, Manchuria (Northeastern China), and the Ussuri Region (Russia). These are among some of the richest deciduous and coniferous forests in the world where one can find Siberian roe deer, sika deer, elk, and moose. Asian caribou occupy the northern fringes of this region along the Sino-Russian border.
|
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|
25 |
+
Deer such as the sika deer, Thorold's deer, Central Asian red deer, and elk have historically been farmed for their antlers by Han Chinese, Turkic peoples, Tungusic peoples, Mongolians, and Koreans. Like the Sami people of Finland and Scandinavia, the Tungusic peoples, Mongolians, and Turkic peoples of Southern Siberia, Northern Mongolia, and the Ussuri Region have also taken to raising semi-domesticated herds of Asian caribou.
|
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+
|
27 |
+
The highest concentration of large deer species in the tropics occurs in Southern Asia in India's Indo-Gangetic Plain Region and Nepal's Terai Region. These fertile plains consist of tropical seasonal moist deciduous, dry deciduous forests, and both dry and wet savannas that are home to chital, hog deer, barasingha, Indian sambar, and Indian muntjac. Grazing species such as the endangered barasingha and very common chital are gregarious and live in large herds. Indian sambar can be gregarious but are usually solitary or live in smaller herds. Hog deer are solitary and have lower densities than Indian muntjac. Deer can be seen in several national parks in India, Nepal, and Sri Lanka of which Kanha National Park, Dudhwa National Park, and Chitwan National Park are most famous. Sri Lanka's Wilpattu National Park and Yala National Park have large herds of Indian sambar and chital. The Indian sambar are more gregarious in Sri Lanka than other parts of their range and tend to form larger herds than elsewhere.
|
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|
29 |
+
The Chao Praya River Valley of Thailand was once primarily tropical seasonal moist deciduous forest and wet savanna that hosted populations of hog deer, the now-extinct Schomburgk's deer, Eld's deer, Indian sambar, and Indian muntjac. Both the hog deer and Eld's deer are rare, whereas Indian sambar and Indian muntjac thrive in protected national parks, such as Khao Yai. Many of these South Asian and Southeast Asian deer species also share their habitat with other herbivores, such as Asian elephants, the various Asian rhinoceros species, various antelope species (such as nilgai, four-horned antelope, blackbuck, and Indian gazelle in India), and wild oxen (such as wild Asian water buffalo, gaur, banteng, and kouprey). One way that different herbivores can survive together in a given area is for each species to have different food preferences, although there may be some overlap.
|
30 |
+
|
31 |
+
Australia has six introduced species of deer that have established sustainable wild populations from acclimatisation society releases in the 19th century. These are the fallow deer, red deer, sambar, hog deer, rusa, and chital. Red deer introduced into New Zealand in 1851 from English and Scottish stock were domesticated in deer farms by the late 1960s and are common farm animals there now. Seven other species of deer were introduced into New Zealand but none are as widespread as red deer.[2]
|
32 |
+
|
33 |
+
Deer constitute the second most diverse family of artiodactyla after bovids.[3] Though of a similar build, deer are strongly distinguished from antelopes by their antlers, which are temporary and regularly regrown unlike the permanent horns of bovids.[4] Characteristics typical of deer include long, powerful legs, a diminutive tail and long ears.[5] Deer exhibit a broad variation in physical proportions. The largest extant deer is the moose, which is nearly 2.6 metres (8.5 ft) tall and weighs up to 800 kilograms (1,800 lb).[6][7] The elk stands 1.4–2 metres (4.6–6.6 ft) at the shoulder and weighs 240–450 kilograms (530–990 lb).[8] The northern pudu is the smallest deer in the world; it reaches merely 32–35 centimetres (13–14 in) at the shoulder and weighs 3.3–6 kilograms (7.3–13.2 lb). The southern pudu is only slightly taller and heavier.[9] Sexual dimorphism is quite pronounced – in most species males tend to be larger than females,[10] and, except for the reindeer, only males possess antlers.[11]
|
34 |
+
|
35 |
+
Coat colour generally varies between red and brown,[12] though it can be as dark as chocolate brown in the tufted deer[13] or have a grayish tinge as in elk.[8] Different species of brocket deer vary from gray to reddish brown in coat colour.[14] Several species such as the chital,[15] the fallow deer[16] and the sika deer[17] feature white spots on a brown coat. Coat of reindeer shows notable geographical variation.[18] Deer undergo two moults in a year;[12][19] for instance, in red deer the red, thin-haired summer coat is gradually replaced by the dense, greyish brown winter coat in autumn, which in turn gives way to the summer coat in the following spring.[20] Moulting is affected by the photoperiod.[21]
|
36 |
+
|
37 |
+
Deer are also excellent jumpers and swimmers. Deer are ruminants, or cud-chewers, and have a four-chambered stomach. Some deer, such as those on the island of Rùm,[22] do consume meat when it is available.[23]
|
38 |
+
|
39 |
+
Nearly all deer have a facial gland in front of each eye. The gland contains a strongly scented pheromone, used to mark its home range. Bucks of a wide range of species open these glands wide when angry or excited. All deer have a liver without a gallbladder. Deer also have a tapetum lucidum, which gives them sufficiently good night vision.
|
40 |
+
|
41 |
+
All male deer possess antlers, with the exception of the water deer, in which males have long tusk-like canines that reach below the lower jaw.[24] Females generally lack antlers, though female reindeer bear antlers smaller and less branched than those of the males.[25] Occasionally females in other species may develop antlers, especially in telemetacarpal deer such as European roe deer, red deer, white-tailed deer and mule deer and less often in plesiometacarpal deer. A study of antlered female white-tailed deer noted that antlers tend to be small and malformed, and are shed frequently around the time of parturition.[26]
|
42 |
+
|
43 |
+
The fallow deer and the various subspecies of the reindeer have the largest as well as the heaviest antlers, both in absolute terms as well as in proportion to body mass (an average of 8 grams (0.28 oz) per kilogram of body mass);[25][27] the tufted deer, on the other hand, has the smallest antlers of all deer, while the pudú has the lightest antlers with respect to body mass (0.6 grams (0.021 oz) per kilogram of body mass).[25] The structure of antlers show considerable variation; while fallow deer and elk antlers are palmate (with a broad central portion), white-tailed deer antlers include a series of tines sprouting upward from a forward-curving main beam, and those of the pudú are mere spikes.[9] Antler development begins from the pedicel, a bony structure that appears on the top of the skull by the time the animal is a year old. The pedicel gives rise to a spiky antler the following year, that is replaced by a branched antler in the third year. This process of losing a set of antlers to develop a larger and more branched set continues for the rest of the life.[25] The antlers emerge as soft tissues (known as velvet antlers) and progressively harden into bony structures (known as hard antlers), following mineralisation and blockage of blood vessels in the tissue, from the tip to the base.[28]
|
44 |
+
|
45 |
+
Antlers might be one of the most exaggerated male secondary sexual characteristics,[29] and are intended primarily for reproductive success through sexual selection and for combat. The tines (forks) on the antlers create grooves that allow another male's antlers to lock into place. This allows the males to wrestle without risking injury to the face.[30] Antlers are correlated to an individual's position in the social hierarchy and its behaviour. For instance, the heavier the antlers, the higher the individual's status in the social hierarchy, and the greater the delay in shedding the antlers;[25] males with larger antlers tend to be more aggressive and dominant over others.[31] Antlers can be an honest signal of genetic quality; males with larger antlers relative to body size tend to have increased resistance to pathogens[32] and higher reproductive capacity.[33]
|
46 |
+
|
47 |
+
In elk in Yellowstone National Park, antlers also provide protection against predation by wolves.[34]
|
48 |
+
|
49 |
+
Most deer bear 32 teeth; the corresponding dental formula is: 0.0.3.33.1.3.3. The elk and the reindeer may be exceptions, as they may retain their upper canines and thus have 34 teeth (dental formula: 0.1.3.33.1.3.3).[35] The Chinese water deer, tufted deer, and muntjac have enlarged upper canine teeth forming sharp tusks, while other species often lack upper canines altogether. The cheek teeth of deer have crescent ridges of enamel, which enable them to grind a wide variety of vegetation.[36] The teeth of deer are adapted to feeding on vegetation, and like other ruminants, they lack upper incisors, instead having a tough pad at the front of their upper jaw.
|
50 |
+
|
51 |
+
Deer are browsers, and feed primarily on foliage of grasses, sedges, forbs, shrubs and trees, with additional consumption of lichens in northern latitudes during winter.[37] They have small, unspecialized stomachs by ruminant standards, and high nutrition requirements. Rather than eating and digesting vast quantities of low-grade fibrous food as, for example, sheep and cattle do, deer select easily digestible shoots, young leaves, fresh grasses, soft twigs, fruit, fungi, and lichens. The low-fibered food, after minimal fermentation and shredding, passes rapidly through the alimentary canal. The deer require a large amount of minerals such as calcium and phosphate in order to support antler growth, and this further necessitates a nutrient-rich diet. There are, however, some reports of deer engaging in carnivorous activity, such as eating dead alewives along lakeshores[38] or depredating the nests of northern bobwhites.[39]
|
52 |
+
|
53 |
+
Nearly all cervids are so-called uniparental species: the fawns are only cared for by the mother, known as a doe. A doe generally has one or two fawns at a time (triplets, while not unknown, are uncommon). Mating season typically begins in later August and lasts until December. Some species mate until early March. The gestation period is anywhere up to ten months for the European roe deer. Most fawns are born with their fur covered with white spots, though in many species they lose these spots by the end of their first winter. In the first twenty minutes of a fawn's life, the fawn begins to take its first steps. Its mother licks it clean until it is almost free of scent, so predators will not find it. Its mother leaves often to graze, and the fawn does not like to be left behind. Sometimes its mother must gently push it down with her foot.[40] The fawn stays hidden in the grass for one week until it is strong enough to walk with its mother. The fawn and its mother stay together for about one year. A male usually leaves and never sees his mother again, but females sometimes come back with their own fawns and form small herds.
|
54 |
+
|
55 |
+
In some areas of the UK, deer (especially fallow deer due to their gregarious behaviour), have been implicated as a possible reservoir for transmission of bovine tuberculosis,[41][42] a disease which in the UK in 2005 cost £90 million in attempts to eradicate.[43] In New Zealand, deer are thought to be important as vectors picking up M. bovis in areas where brushtail possums Trichosurus vulpecula are infected, and transferring it to previously uninfected possums when their carcasses are scavenged elsewhere.[44] The white-tailed deer Odocoileus virginianus has been confirmed as the sole maintenance host in the Michigan outbreak of bovine tuberculosis which remains a significant barrier to the US nationwide eradication of the disease in livestock.[45]
|
56 |
+
|
57 |
+
Moose and deer can carry rabies.[46]
|
58 |
+
|
59 |
+
Docile moose may suffer from brain worm, a helminth which drills holes through the brain in its search for a suitable place to lay its eggs. A government biologist states that "They move around looking for the right spot and never really find it." Deer appear to be immune to this parasite; it passes through the digestive system and is excreted in the feces. The parasite is not screened by the moose intestine, and passes into the brain where damage is done that is externally apparent, both in behaviour and in gait.[46]
|
60 |
+
|
61 |
+
Deer, elk and moose in North America may suffer from chronic wasting disease, which was identified at a Colorado laboratory in the 1960s and is believed to be a prion disease. Out of an abundance of caution hunters are advised to avoid contact with specified risk material (SRM) such as the brain, spinal column or lymph nodes. Deboning the meat when butchering and sanitizing the knives and other tools used to butcher are amongst other government recommendations.[47]
|
62 |
+
|
63 |
+
Deer are believed to have evolved from antlerless, tusked ancestors that resembled modern duikers and diminutive deer in the early Eocene, and gradually developed into the first antlered cervoids (the superfamily of cervids and related extinct families) in the Miocene. Eventually, with the development of antlers, the tusks as well as the upper incisors disappeared. Thus, evolution of deer took nearly 30 million years. Biologist Valerius Geist suggests evolution to have occurred in stages. There are not many prominent fossils to trace this evolution, but only fragments of skeletons and antlers that might be easily confused with false antlers of non-cervid species.[9][48]
|
64 |
+
|
65 |
+
The ruminants, ancestors of the Cervidae, are believed to have evolved from Diacodexis, the earliest known artiodactyl (even-toed ungulate), 50–55 Mya in the Eocene.[49] Diacodexis, nearly the size of a rabbit, featured the talus bone characteristic of all modern even-toed ungulates. This ancestor and its relatives occurred throughout North America and Eurasia, but were on the decline by at least 46 Mya.[49][50] Analysis of a nearly complete skeleton of Diacodexis discovered in 1982 gave rise to speculation that this ancestor could be closer to the non-ruminants than the ruminants.[51] Andromeryx is another prominent prehistoric ruminant, but appears to be closer to the tragulids.[52]
|
66 |
+
|
67 |
+
The formation of the Himalayas and the Alps brought about significant geographic changes. This was the chief reason behind the extensive diversification of deer-like forms and the emergence of cervids from the Oligocene to the early Pliocene.[53] The latter half of the Oligocene (28–34 Mya) saw the appearance of the European Eumeryx and the North American Leptomeryx. The latter resembled modern-day bovids and cervids in dental morphology (for instance, it had brachyodont molars), while the former was more advanced.[54] Other deer-like forms included the North American Blastomeryx and the European Dremotherium; these sabre-toothed animals are believed to have been the direct ancestors of all modern antlered deer, though they themselves lacked antlers.[55] Another contemporaneous form was the four-horned protoceratid Protoceras, that was replaced by Syndyoceras in the Miocene; these animals were unique in having a horn on the nose.[48] Late Eocene fossils dated approximately 35 million years ago, which were found in North America, show that Syndyoceras had bony skull outgrowths that resembled non-deciduous antlers.[56]
|
68 |
+
|
69 |
+
Fossil evidence suggests that the earliest members of the superfamily Cervoidea appeared in Eurasia in the Miocene. Dicrocerus, Euprox and Heteroprox were probably the first antlered cervids.[57] Dicrocerus featured single-forked antlers that were shed regularly.[58] Stephanocemas had more developed and diffuse ("crowned") antlers.[59] Procervulus (Palaeomerycidae), in addition to the tusks of Dremotherium, possessed antlers that were not shed.[60] Contemporary forms such as the merycodontines eventually gave rise to the modern pronghorn.[61]
|
70 |
+
|
71 |
+
The Cervinae emerged as the first group of extant cervids around 7–9 Mya, during the late Miocene in central Asia. The tribe Muntiacini made its appearance as † Muntiacus leilaoensis around 7–8 Mya;[62] The early muntjacs varied in size–as small as hares or as large as fallow deer. They had tusks for fighting and antlers for defence.[9] Capreolinae followed soon after; Alceini appeared 6.4–8.4 Mya.[63] Around this period, the Tethys Ocean disappeared to give way to vast stretches of grassland; these provided the deer with abundant protein-rich vegetation that led to the development of ornamental antlers and allowed populations to flourish and colonise areas.[9][53] As antlers had become pronounced, the canines were no more retained or were poorly represented (as in elk), probably because diet was no more browse-dominated and antlers were better display organs. In muntjac and tufted deer, the antlers as well as the canines are small. The tragulids, however, possess long canines to this day.[50]
|
72 |
+
|
73 |
+
With the onset of the Pliocene, the global climate became cooler. A fall in the sea-level led to massive glaciation; consequently, grasslands abounded in nutritious forage. Thus a new spurt in deer populations ensued.[9][53] The oldest member of Cervini, † Cervocerus novorossiae, appeared around the transition from Miocene to Pliocene (4.2–6 Mya) in Eurasia;[64] cervine fossils from early Pliocene to as late as the Pleistocene have been excavated in China[65] and the Himalayas.[66] While Cervus and Dama appeared nearly 3 Mya, Axis emerged during the late Pliocene–Pleistocene. The tribes Capreolini and Rangiferini appeared around 4–7 Mya.[63]
|
74 |
+
|
75 |
+
Around 5 Mya, the rangiferines † Bretzia and † Eocoileus were the first cervids to reach North America.[63] This implies the Bering Strait could be crossed during the late Miocene–Pliocene; this appears highly probable as the camelids migrated into Asia from North America around the same time.[67] Deer invaded South America in the late Pliocene (2.5–3 Mya) as part of the Great American Interchange, thanks to the recently formed Isthmus of Panama, and emerged successful due to the small number of competing ruminants in the continent.[68]
|
76 |
+
|
77 |
+
Large deer with impressive antlers evolved during the early Pleistocene, probably as a result of abundant resources to drive evolution.[9] The early Pleistocene cervid † Eucladoceros was comparable in size to the modern elk.[69] † Megaloceros (Pliocene–Pleistocene) featured the Irish elk (M. giganteus), one of the largest known cervids. The Irish elk reached 2 metres (6.6 ft) at the shoulder and had heavy antlers that spanned 3.6 metres (12 ft) from tip to tip.[70] These large animals are thought to have faced extinction due to conflict between sexual selection for large antlers and body and natural selection for a smaller form.[71] Meanwhile, the moose and reindeer radiated into North America from Siberia.[72]
|
78 |
+
|
79 |
+
Deer constitute the artiodactyl family Cervidae. This family was first described by German zoologist Georg August Goldfuss in Handbuch der Zoologie (1820). Three subfamilies are recognised: Capreolinae (first described by the English zoologist Joshua Brookes in 1828), Cervinae (described by Goldfuss) and Hydropotinae (first described by French zoologist Édouard Louis Trouessart in 1898).[3][73]
|
80 |
+
|
81 |
+
Other attempts at the classification of deer have been based on morphological and genetic differences.[48] The Anglo-Irish naturalist Victor Brooke suggested in 1878 that deer could be bifurcated into two classes on the according to the features of the second and fifth metacarpal bones of their forelimbs: Plesiometacarpalia (most Old World deer) and Telemetacarpalia (most New World deer). He treated the musk deer as a cervid, placing it under Telemetacarpalia. While the telemetacarpal deer showed only those elements located far from the joint, the plesiometacarpal deer retained the elements closer to the joint as well.[74] Differentiation on the basis of diploid number of chromosomes in the late 20th century has been flawed by several inconsistencies.[48]
|
82 |
+
|
83 |
+
In 1987, the zoologists Colin Groves and Peter Grubb identified three subfamilies: Cervinae, Hydropotinae and Odocoileinae; they noted that the hydropotines lack antlers, and the other two subfamilies differ in their skeletal morphology.[75] However, they reverted from this classification in 2000.[76]
|
84 |
+
|
85 |
+
Until the beginning of the 21st century it was understood that the family Moschidae (musk deer) is sister to Cervidae. However, a 2003 phylogenetic study by Alexandre Hassanin (of National Museum of Natural History, France) and colleagues, based on mitochondrial and nuclear analyses, revealed that Moschidae and Bovidae form a clade sister to Cervidae. According to the study, Cervidae diverged from the Bovidae-Moschidae clade 27 to 28 million years ago.[77] The following cladogram is based on the 2003 study.[77]
|
86 |
+
|
87 |
+
Tragulidae
|
88 |
+
|
89 |
+
Antilocapridae
|
90 |
+
|
91 |
+
Giraffidae
|
92 |
+
|
93 |
+
Cervidae
|
94 |
+
|
95 |
+
Bovidae
|
96 |
+
|
97 |
+
Moschidae
|
98 |
+
|
99 |
+
A 2006 phylogenetic study of the internal relationships in Cervidae by Clément Gilbert and colleagues divided the family into two major clades: Capreolinae (telemetacarpal or New World deer) and Cervinae (plesiometacarpal or Old World deer). Studies in the late 20th century suggested a similar bifurcation in the family. This as well as previous studies support monophyly in Cervinae, while Capreolinae appears paraphyletic. The 2006 study identified two lineages in Cervinae, Cervini (comprising the genera Axis, Cervus, Dama and Rucervus) and Muntiacini (Muntiacus and Elaphodus). Capreolinae featured three lineages, Alceini (Alces species), Capreolini (Capreolus and the subfamily Hydropotinae) and Rangiferini (Blastocerus, Hippocamelus, Mazama, Odocoileus, Pudu and Rangifer species). The following cladogram is based on the 2006 study.[63]
|
100 |
+
|
101 |
+
Reeves's muntjac
|
102 |
+
|
103 |
+
Tufted deer
|
104 |
+
|
105 |
+
Fallow deer
|
106 |
+
|
107 |
+
Persian fallow deer
|
108 |
+
|
109 |
+
Rusa
|
110 |
+
|
111 |
+
Sambar
|
112 |
+
|
113 |
+
Red deer
|
114 |
+
|
115 |
+
Thorold's deer
|
116 |
+
|
117 |
+
Sika deer
|
118 |
+
|
119 |
+
Eld's deer
|
120 |
+
|
121 |
+
Père David's deer
|
122 |
+
|
123 |
+
Barasingha
|
124 |
+
|
125 |
+
Indian hog deer
|
126 |
+
|
127 |
+
Chital
|
128 |
+
|
129 |
+
Reindeer (Caribou)
|
130 |
+
|
131 |
+
American red brocket
|
132 |
+
|
133 |
+
White-tailed deer
|
134 |
+
|
135 |
+
Mule deer
|
136 |
+
|
137 |
+
Marsh deer
|
138 |
+
|
139 |
+
Gray brocket
|
140 |
+
|
141 |
+
Southern pudu
|
142 |
+
|
143 |
+
Taruca
|
144 |
+
|
145 |
+
Roe deer
|
146 |
+
|
147 |
+
Water deer
|
148 |
+
|
149 |
+
Moose or Eurasian elk
|
150 |
+
|
151 |
+
The subfamily Capreolinae consists of 9 genera and 36 species, while Cervinae comprises 10 genera and 55 species.[73] Hydropotinae consists of a single species, the water deer (H. inermis); however, a 1998 study placed it under Capreolinae.[78] The following list is based on molecular and phylogenetic studies by zoologists such as Groves and Grubb.[79][80][81][82][83]
|
152 |
+
|
153 |
+
The following is the classification of the extinct cervids with known fossil record:
|
154 |
+
|
155 |
+
Deer were an important source of food for early hominids. In China, Homo erectus fed upon the sika deer, while the red deer was hunted in Germany. In the Upper Palaeolithic, the reindeer was the staple food for Cro-Magnon people,[95] while the cave paintings at Lascaux in southwestern France include some 90 images of stags.[96]
|
156 |
+
|
157 |
+
Deer had a central role in the ancient art, culture and mythology of the Hittites, the ancient Egyptians, the Celts, the ancient Greeks, the Asians and several others. For instance, the Stag Hunt Mosaic of ancient Pella, under the Kingdom of Macedonia (4th century BC), possibly depicts Alexander the Great hunting a deer with Hephaistion.[97] In Japanese Shintoism, the sika deer is believed to be a messenger to the gods. In China, deer are associated with great medicinal significance; deer penis is thought by some in China to have aphrodisiac properties.[98] Spotted deer are believed in China to accompany the god of longevity. Deer was the principal sacrificial animal for the Huichal Indians of Mexico. In medieval Europe, deer appeared in hunting scenes and coats-of-arms. Deer are depicted in many materials by various pre-Hispanic civilizations in the Andes.[95][99]
|
158 |
+
|
159 |
+
The common male first name Oscar is taken from the Irish Language, where it is derived from two elements: the first, os, means "deer"; the second element, cara, means "friend". The name is borne by a famous hero of Irish mythology—Oscar, grandson of Fionn Mac Cumhail. The name was popularised in the 18th century by James Macpherson, creator of 'Ossianic poetry'.
|
160 |
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|
161 |
+
Deer have been an integral part of fables and other literary works since the inception of writing. Stags were used as symbols in the latter Sumerian writings. For instance, the boat of Sumerian god Enki is named the Stag of Azbu. There are several mentions of the animal in the Rigveda as well as the Bible. In the Indian epic Ramayana, Sita is lured by a golden deer which Rama tries to catch. In the absence of both Rama and Lakshman, Ravana kidnaps Sita. Many of the allegorical Aesop's fables, such as "The Stag at the Pool", "The One-Eyed Doe" and "The Stag and a Lion", personify deer to give moral lessons. For instance, "The Sick Stag" gives the message that uncaring friends can do more harm than good.[95] The Yaqui deer song accompanies the deer dance which is performed by a pascola [from the Spanish 'pascua', Easter] dancer (also known as a deer dancer). Pascolas would perform at religious and social functions many times of the year, especially during Lent and Easter.[95][100]
|
162 |
+
|
163 |
+
In one of Rudolf Erich Raspe's 1785 stories of Baron Munchausen's Narrative of his Marvellous Travels and Campaigns in Russia, the baron encounters a stag while eating cherries and, without ammunition, fires the cherry-pits at the stag with his musket, but it escapes. The next year, the baron encounters a stag with a cherry tree growing from its head; presumably this is the animal he had shot at the previous year. In Christmas lore (such as in the narrative poem "A Visit from St. Nicholas"), reindeer are often depicted pulling the sleigh of Santa Claus.[101] Marjorie Kinnan Rawlings's Pulitzer Prize-winning 1938 novel The Yearling was about a boy's relationship with a baby deer. The fiction book Fire Bringer is about a young fawn who goes on a quest to save the Herla, the deer kind.[102] In the 1942 Walt Disney Pictures film, Bambi is a white-tailed deer, while in Felix Salten's original 1923 book Bambi, a Life in the Woods, he is a roe deer. In C. S. Lewis's 1950 fantasy novel The Lion, the Witch and the Wardrobe the adult Pevensies, now kings and queens of Narnia, chase the White Stag on a hunt, as the Stag is said to grant its captor a wish. The hunt is key in returning the Pevensies to their home in England. In the 1979 book The Animals of Farthing Wood, The Great White Stag is the leader of all the animals.
|
164 |
+
|
165 |
+
Deer of various types appear frequently in European heraldry. In the British armory, the term "stag" is typically used to refer to antlered male red deer, while "buck" indicates an antlered male fallow deer. Stags and bucks appear in a number of attitudes, referred to as "lodged" when the deer is lying down, "trippant" when it has one leg raised, "courant" when it is running, "springing" when in the act of leaping, "statant" when it is standing with all hooves on the ground and looking ahead, and "at gaze" when otherwise statant but looking at the viewer. Stags' heads are also frequently used; these are typically portrayed without an attached neck and as facing the viewer, in which case they are termed "caboshed".[103]
|
166 |
+
|
167 |
+
Examples of deer in coats of arms can be found in the arms of Hertfordshire, England, and its county town of Hertford; both are examples of canting arms. A deer appears on the arms of the Israeli Postal Authority. Coats of arms featuring deer include those of Dotternhausen, Thierachern, Friolzheim, Bauen, Albstadt, and Dassel in Germany; of the Earls Bathurst in England; of Balakhna, Russia; of Åland, Finland; of Gjemnes, Hitra, Hjartdal, Rendalen and Voss in Norway; of Jelenia Góra, Poland; of Umeå, Sweden; of Queensland, Australia; of Cervera, Catalonia; of Northern Ireland; and of Chile.[citation needed]
|
168 |
+
|
169 |
+
Other types of deer used in heraldry include the hind, portrayed much like the stag or buck but without antlers, as well as the reindeer and winged stags. Winged stags are used as supporters in the arms of the de Carteret family. The sea-stag, possessing the antlers, head, forelegs and upper body of a stag and the tail of a mermaid, is often found in German heraldry.[103]
|
170 |
+
|
171 |
+
Deer have long had economic significance to humans. Deer meat, known as venison, is highly nutritious.[104][105] Due to the inherently wild nature and diet of deer, venison is most often obtained through deer hunting. In the United States, it is produced in small amounts compared to beef but still represents a significant trade. By 2012, some 25,000 tons of red deer were raised on farms in North America. The major deer-producing countries are New Zealand, the market leader, with Ireland, Great Britain and Germany. The trade earns over $100 million annually for these countries.[106]
|
172 |
+
|
173 |
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The skins make a peculiarly strong, soft leather, known as buckskin. There is nothing special about skins with the fur on since the hair is brittle and soon falls off. The hoofs and horns are used for ornamental purposes, especially the antlers of the roe deer, which are utilized for making umbrella handles, and for similar purposes; elk horn is often employed in making knife handles. In China, a medicine is made from stag horn, and the antlers of certain species are eaten when "in the velvet".[107] Among the Inuit, the traditional ulu women's knife was made with an antler, horn, or ivory handle.[108]
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Deer have long been bred in captivity as ornaments for parks, but only in the case of reindeer has thorough domestication succeeded.[107] The Sami of Scandinavia and the Kola Peninsula of Russia and other nomadic peoples of northern Asia use reindeer for food, clothing, and transport. Deer bred for hunting are selected based on the size of the antlers.[109] In North America, the reindeer, known there as caribou, is not domesticated or herded, but it is important as a quarry animal to the Caribou Inuit.[110]
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Automobile collisions with deer can impose a significant cost on the economy. In the U.S., about 1.5 million deer-vehicle collisions occur each year, according to the National Highway Traffic Safety Administration. Those accidents cause about 150 human deaths and $1.1 billion in property damage annually.[111] In Scotland, several roads including the A82, the A87 and the A835 have had significant enough problems with deer vehicle collisions (DVCs) that sets of vehicle activated automatic warning signs have been installed along these roads.[112]
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In some areas of the UK, deer (especially fallow deer due to their gregarious behaviour), have been implicated as a possible reservoir for transmission of bovine tuberculosis,[41][42] a disease which in the UK in 2005 cost £90 million in attempts to eradicate.[43] In New Zealand, deer are thought to be important as vectors picking up M. bovis in areas where brushtail possums Trichosurus vulpecula are infected, and transferring it to previously uninfected possums when their carcasses are scavenged elsewhere.[44] The white-tailed deer Odocoileus virginianus has been confirmed as the sole maintenance host in the Michigan outbreak of bovine tuberculosis which remains a significant barrier to the US nationwide eradication of the disease in livestock. In 2008, 733,998 licensed deer hunters killed approximately 489,922 white-tailed deer to procure venison, control the deer population, and minimize the spread of disease. These hunters purchased more than 1.5 million deer harvest tags. The economic value of deer hunting to Michigan's economy is substantial. For example, in 2006, hunters spent US$507 million hunting white-tailed deer in Michigan.[45]
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Deer hunting is a popular activity in the U.S. that provides the hunter's family with high quality meat and generates revenue for states and the federal government from the sales of licenses, permits and tags. The 2006 survey by the U.S. Fish and Wildlife Service estimates that license sales generate approximately $700 million annually. This revenue generally goes to support conservation efforts in the states where the licenses are purchased. Overall, the U.S. Fish and Wildlife Service estimates that big game hunting for deer and elk generates approximately $11.8 billion annually in hunting-related travel, equipment and related expenditures.[113]
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The word deer was originally broad in meaning, becoming more specific with time. Old English dēor and Middle English der meant a wild animal of any kind. Cognates of Old English dēor in other dead Germanic languages have the general sense of animal, such as Old High German tior, Old Norse djur or dȳr, Gothic dius, Old Saxon dier, and Old Frisian diar.[114] This general sense gave way to the modern English sense by the end of the Middle English period, around 1500. However, all modern Germanic languages save English and Scots retain the more general sense: for example, German Tier and Norwegian dyr mean animal.[115]
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For many types of deer in modern English usage, the male is a buck and the female a doe, but the terms vary with dialect, and according to the size of the species. The male red deer is a stag, while for other large species the male is a bull, the female a cow, as in cattle. In older usage, the male of any species is a hart, especially if over five years old, and the female is a hind, especially if three or more years old.[116] The young of small species is a fawn and of large species a calf; a very small young may be a kid. A castrated male is a havier.[117] A group of any species is a herd. The adjective of relation is cervine; like the family name Cervidae, this is from Latin: cervus, meaning stag or deer.
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Beer is one of the oldest[1][2][3] and most widely consumed[4] alcoholic drinks in the world, and the third most popular drink overall after water and tea.[5] Beer is brewed from cereal grains—most commonly from malted barley, though wheat, maize (corn), and rice are also used. During the brewing process, fermentation of the starch sugars in the wort produces ethanol and carbonation in the resulting beer.[6] Most modern beer is brewed with hops, which add bitterness and other flavours and act as a natural preservative and stabilizing agent. Other flavouring agents such as gruit, herbs, or fruits may be included or used instead of hops. In commercial brewing, the natural carbonation effect is often removed during processing and replaced with forced carbonation.[7]
|
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Some of humanity's earliest known writings refer to the production and distribution of beer: the Code of Hammurabi included laws regulating beer and beer parlours,[8] and "The Hymn to Ninkasi", a prayer to the Mesopotamian goddess of beer, served as both a prayer and as a method of remembering the recipe for beer in a culture with few literate people.[9][10]
|
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Beer is distributed in bottles and cans and is also commonly available on draught, particularly in pubs and bars. The brewing industry is a global business, consisting of several dominant multinational companies and many thousands of smaller producers ranging from brewpubs to regional breweries. The strength of modern beer is usually around 4% to 6% alcohol by volume (ABV), although it may vary between 0.5% and 20%, with some breweries creating examples of 40% ABV and above.[11]
|
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Beer forms part of the culture of many nations and is associated with social traditions such as beer festivals, as well as a rich pub culture involving activities like pub crawling and pub games.
|
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|
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Beer is one of the world's oldest prepared drinks. The earliest archaeological evidence of fermentation consists of 13,000-year-old residues of a beer with the consistency of gruel, used by the semi-nomadic Natufians for ritual feasting, at the Raqefet Cave in the Carmel Mountains near Haifa in Israel.[12][13] There is evidence that beer was produced at Göbekli Tepe during the Pre-Pottery Neolithic (around 8500 BC to 5500 BC).[14] The earliest clear chemical evidence of beer produced from barley dates to about 3500–3100 BC, from the site of Godin Tepe in the Zagros Mountains of western Iran.[15][16] It is possible, but not proven, that it dates back even further—to about 10,000 BC, when cereal was first farmed.[17] Beer is recorded in the written history of ancient Iraq and ancient Egypt,[18] and archaeologists speculate that beer was instrumental in the formation of civilizations.[19] Approximately 5000 years ago, workers in the city of Uruk (modern day Iraq) were paid by their employers in beer.[20] During the building of the Great Pyramids in Giza, Egypt, each worker got a daily ration of four to five litres of beer, which served as both nutrition and refreshment that was crucial to the pyramids' construction.[21]
|
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|
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Some of the earliest Sumerian writings contain references to beer; examples include a prayer to the goddess Ninkasi, known as "The Hymn to Ninkasi",[22] which served as both a prayer as well as a method of remembering the recipe for beer in a culture with few literate people, and the ancient advice ("Fill your belly. Day and night make merry") to Gilgamesh, recorded in the Epic of Gilgamesh, by the ale-wife Siduri may, at least in part, have referred to the consumption of beer.[23] The Ebla tablets, discovered in 1974 in Ebla, Syria, show that beer was produced in the city in 2500 BC.[24] A fermented drink using rice and fruit was made in China around 7000 BC. Unlike sake, mold was not used to saccharify the rice (amylolytic fermentation); the rice was probably prepared for fermentation by chewing or malting.[25][26] During the Vedic period in Ancient India, there are records of consumption of the beer-like sura.[27][28]
|
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|
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+
Almost any substance containing sugar can naturally undergo alcoholic fermentation. It is likely that many cultures, on observing that a sweet liquid could be obtained from a source of starch, independently invented beer. Bread and beer increased prosperity to a level that allowed time for development of other technologies and contributed to the building of civilizations.[29][30][31][32]
|
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|
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+
Xenophon noted that during his travels, beer was being produced in Armenia.[33]
|
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Beer was spread through Europe by Germanic and Celtic tribes as far back as 3000 BC,[34] and it was mainly brewed on a domestic scale.[35] The product that the early Europeans drank might not be recognised as beer by most people today. Alongside the basic starch source, the early European beers might contain fruits, honey, numerous types of plants, spices and other substances such as narcotic herbs.[36] What they did not contain was hops, as that was a later addition, first mentioned in Europe around 822 by a Carolingian Abbot[37] and again in 1067 by abbess Hildegard of Bingen.[38]
|
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In 1516, William IV, Duke of Bavaria, adopted the Reinheitsgebot (purity law), perhaps the oldest food-quality regulation still in use in the 21st century, according to which the only allowed ingredients of beer are water, hops and barley-malt.[39] Beer produced before the Industrial Revolution continued to be made and sold on a domestic scale, although by the 7th century AD, beer was also being produced and sold by European monasteries. During the Industrial Revolution, the production of beer moved from artisanal manufacture to industrial manufacture, and domestic manufacture ceased to be significant by the end of the 19th century.[40] The development of hydrometers and thermometers changed brewing by allowing the brewer more control of the process and greater knowledge of the results.
|
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In 1912, the use of brown bottles began to be used by Joseph Schlitz Brewing Company of Milwaukee, Wisconsin in the United States. This innovation has since been accepted worldwide and prevents harmful rays from destroying the quality and stability of beer.[41]
|
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+
|
27 |
+
As of 2007, the brewing industry is a global business, consisting of several dominant multinational companies and many thousands of smaller producers ranging from brewpubs to regional breweries.[42] As of 2006, more than 133 billion litres (35 billion gallons), the equivalent of a cube 510 metres on a side, of beer are sold per year, producing total global revenues of $294.5 billion (£147.7 billion). In 2010, China's beer consumption hit 450 million hectolitres (45 billion litres), or nearly twice that of the United States, but only 5 per cent sold were premium draught beers, compared with 50 per cent in France and Germany.[43]
|
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A recent and widely publicized study suggests that sudden decreases in barley production due to extreme drought and heat could in the future cause substantial volatility in the availability and price of beer.[44]
|
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|
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+
The process of making beer is known as brewing. A dedicated building for the making of beer is called a brewery, though beer can be made in the home and has been for much of its history. A company that makes beer is called either a brewery or a brewing company. Beer made on a domestic scale for non-commercial reasons is classified as homebrewing regardless of where it is made, though most homebrewed beer is made in the home. Brewing beer is subject to legislation and taxation in developed countries, which from the late 19th century largely restricted brewing to a commercial operation only. However, the UK government relaxed legislation in 1963, followed by Australia in 1972 and the US in 1978, allowing homebrewing to become a popular hobby.[45]
|
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|
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The purpose of brewing is to convert the starch source into a sugary liquid called wort and to convert the wort into the alcoholic drink known as beer in a fermentation process effected by yeast.
|
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+
|
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The first step, where the wort is prepared by mixing the starch source (normally malted barley) with hot water, is known as "mashing". Hot water (known as "liquor" in brewing terms) is mixed with crushed malt or malts (known as "grist") in a mash tun.[46] The mashing process takes around 1 to 2 hours,[47] during which the starches are converted to sugars, and then the sweet wort is drained off the grains. The grains are now washed in a process known as "sparging". This washing allows the brewer to gather as much of the fermentable liquid from the grains as possible. The process of filtering the spent grain from the wort and sparge water is called wort separation. The traditional process for wort separation is lautering, in which the grain bed itself serves as the filter medium. Some modern breweries prefer the use of filter frames which allow a more finely ground grist.[48]
|
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Most modern breweries use a continuous sparge, collecting the original wort and the sparge water together. However, it is possible to collect a second or even third wash with the not quite spent grains as separate batches. Each run would produce a weaker wort and thus a weaker beer. This process is known as second (and third) runnings. Brewing with several runnings is called parti gyle brewing.[49]
|
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The sweet wort collected from sparging is put into a kettle, or "copper" (so called because these vessels were traditionally made from copper),[50] and boiled, usually for about one hour. During boiling, water in the wort evaporates, but the sugars and other components of the wort remain; this allows more efficient use of the starch sources in the beer. Boiling also destroys any remaining enzymes left over from the mashing stage. Hops are added during boiling as a source of bitterness, flavour and aroma. Hops may be added at more than one point during the boil. The longer the hops are boiled, the more bitterness they contribute, but the less hop flavour and aroma remains in the beer.[51]
|
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After boiling, the hopped wort is now cooled, ready for the yeast. In some breweries, the hopped wort may pass through a hopback, which is a small vat filled with hops, to add aromatic hop flavouring and to act as a filter; but usually the hopped wort is simply cooled for the fermenter, where the yeast is added. During fermentation, the wort becomes beer in a process which requires a week to months depending on the type of yeast and strength of the beer. In addition to producing ethanol, fine particulate matter suspended in the wort settles during fermentation. Once fermentation is complete, the yeast also settles, leaving the beer clear.[52]
|
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During fermentation most of the carbon dioxide is allowed to escape through a trap and the beer is left with carbonation of only about one atmosphere of pressure. The carbonation is often increased either by transferring the beer to a pressure vessel such as a keg and introducing pressurized carbon dioxide, or by transferring it before the fermentation is finished so that carbon dioxide pressure builds up inside the container as the fermentation finishes. Sometimes the beer is put unfiltered (so it still contains yeast) into bottles with some added sugar, which then produces the desired amount of carbon dioxide inside the bottle.[7]
|
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Fermentation is sometimes carried out in two stages, primary and secondary. Once most of the alcohol has been produced during primary fermentation, the beer is transferred to a new vessel and allowed a period of secondary fermentation. Secondary fermentation is used when the beer requires long storage before packaging or greater clarity.[53] When the beer has fermented, it is packaged either into casks for cask ale or kegs, aluminium cans, or bottles for other sorts of beer.[54]
|
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|
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+
The basic ingredients of beer are water; a starch source, such as malted barley, able to be saccharified (converted to sugars) then fermented (converted into ethanol and carbon dioxide); a brewer's yeast to produce the fermentation; and a flavouring such as hops.[55] A mixture of starch sources may be used, with a secondary carbohydrate source, such as maize (corn), rice, wheat, or sugar, often being termed an adjunct, especially when used alongside malted barley.[56] Less widely used starch sources include millet, sorghum and cassava root in Africa, and potato in Brazil, and agave in Mexico, among others.[57] The amount of each starch source in a beer recipe is collectively called the grain bill.
|
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+
Water is the main ingredient of beer, accounting for 93% of its weight.[58] Though water itself is, ideally, flavorless, its level of dissolved minerals, specifically, bicarbonate ion, does influence beer's finished taste.[59] Due to the mineral properties of each region's water, specific areas were originally the sole producers of certain types of beer, each identifiable by regional characteristics.[60] Regional geology accords that Dublin's hard water is well-suited to making stout, such as Guinness, while the Plzeň Region's soft water is ideal for brewing Pilsner (pale lager), such as Pilsner Urquell.[60] The waters of Burton in England contain gypsum, which benefits making pale ale to such a degree that brewers of pale ales will add gypsum to the local water in a process known as Burtonisation.[61]
|
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|
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+
The starch source, termed as the "mash ingredients", in a beer provides the fermentable material and is a key determinant of the strength and flavour of the beer. The most common starch source used in beer is malted grain. Grain is malted by soaking it in water, allowing it to begin germination, and then drying the partially germinated grain in a kiln. Malting grain produces enzymes that convert starches in the grain into fermentable sugars.[62] Different roasting times and temperatures are used to produce different colours of malt from the same grain. Darker malts will produce darker beers.[63] Nearly all beer includes barley malt as the majority of the starch. This is because its fibrous hull remains attached to the grain during threshing. After malting, barley is milled, which finally removes the hull, breaking it into large pieces. These pieces remain with the grain during the mash, and act as a filter bed during lautering, when sweet wort is separated from insoluble grain material. Other malted and unmalted grains (including wheat, rice, oats, and rye, and less frequently, corn and sorghum) may be used. Some brewers have produced gluten-free beer, made with sorghum with no barley malt, for those who cannot consume gluten-containing grains like wheat, barley, and rye.[64]
|
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Flavouring beer is the sole major commercial use of hops.[65] The flower of the hop vine is used as a flavouring and preservative agent in nearly all beer made today. The flowers themselves are often called "hops". The first historical mention of the use of hops in beer was from 822 AD in monastery rules written by Adalhard the Elder, also known as Adalard of Corbie,[40][66] though the date normally given for widespread cultivation of hops for use in beer is the thirteenth century.[40][66] Before the thirteenth century, and until the sixteenth century, during which hops took over as the dominant flavouring, beer was flavoured with other plants; for instance, grains of paradise or alehoof. Combinations of various aromatic herbs, berries, and even ingredients like wormwood would be combined into a mixture known as gruit and used as hops are now used.[67] Some beers today, such as Fraoch' by the Scottish Heather Ales company[68] and Cervoise Lancelot by the French Brasserie-Lancelot company,[69] use plants other than hops for flavouring.
|
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Hops contain several characteristics that brewers desire in beer. Hops contribute a bitterness that balances the sweetness of the malt; the bitterness of beers is measured on the International Bitterness Units scale. Hops contribute floral, citrus, and herbal aromas and flavours to beer. Hops have an antibiotic effect that favours the activity of brewer's yeast over less desirable microorganisms and aids in "head retention",[70][71] the length of time that a foamy head created by carbonation will last. The acidity of hops is a preservative.[72][73]
|
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Yeast is the microorganism that is responsible for fermentation in beer. Yeast metabolises the sugars extracted from grains, which produces alcohol and carbon dioxide, and thereby turns wort into beer. In addition to fermenting the beer, yeast influences the character and flavour.[74] The dominant types of yeast used to make beer are the top-fermenting Saccharomyces cerevisiae and bottom-fermenting Saccharomyces pastorianus.[75] Brettanomyces ferments lambics,[76] and Torulaspora delbrueckii ferments Bavarian weissbier.[77] Before the role of yeast in fermentation was understood, fermentation involved wild or airborne yeasts. A few styles such as lambics rely on this method today, but most modern fermentation adds pure yeast cultures.[78]
|
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Some brewers add one or more clarifying agents or finings to beer, which typically precipitate (collect as a solid) out of the beer along with protein solids and are found only in trace amounts in the finished product. This process makes the beer appear bright and clean, rather than the cloudy appearance of ethnic and older styles of beer such as wheat beers.[79] Examples of clarifying agents include isinglass, obtained from swimbladders of fish; Irish moss, a seaweed; kappa carrageenan, from the seaweed Kappaphycus cottonii; Polyclar (artificial); and gelatin.[80] If a beer is marked "suitable for vegans", it was clarified either with seaweed or with artificial agents.[81]
|
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The history of breweries in the 21st century has included larger breweries absorbing smaller breweries in order to ensure economy of scale.[clarification needed] In 2002, South African Breweries bought the North American Miller Brewing Company to found SABMiller, becoming the second largest brewery, after North American Anheuser-Busch. In 2004, the Belgian Interbrew was the third largest brewery by volume and the Brazilian AmBev was the fifth largest. They merged into InBev, becoming the largest brewery. In 2007, SABMiller surpassed InBev and Anheuser-Bush when it acquired Royal Grolsch, brewer of Dutch premium beer brand Grolsch in 2007.[83] In 2008, when InBev (the second-largest) bought Anheuser-Busch (the third largest), the new Anheuser-Busch InBev company became again the largest brewer in the world.[84] As of 2015[update] AB InBev remains the largest brewery, with SABMiller second, and Heineken International third.
|
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A microbrewery, or craft brewery, produces a limited amount of beer. The maximum amount of beer a brewery can produce and still be classed as a microbrewery varies by region and by authority, though is usually around 15,000 barrels (1.8 megalitres, 396 thousand imperial gallons or 475 thousand US gallons) a year.[85] A brewpub is a type of microbrewery that incorporates a pub or other drinking establishment. The highest density of breweries in the world, most of them microbreweries, exists in the German Region of Franconia, especially in the district of Upper Franconia, which has about 200 breweries.[86][87] The Benedictine Weihenstephan brewery in Bavaria, Germany, can trace its roots to the year 768, as a document from that year refers to a hop garden in the area paying a tithe to the monastery. The brewery was licensed by the City of Freising in 1040, and therefore is the oldest working brewery in the world.[88]
|
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|
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Brewing at home is subject to regulation and prohibition in many countries. Restrictions on homebrewing were lifted in the UK in 1963,[89] Australia followed suit in 1972,[90] and the US in 1978, though individual states were allowed to pass their own laws limiting production.[91]
|
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|
67 |
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The word ale comes from Old English ealu (plural ealoþ), in turn from Proto-Germanic *alu (plural *aluþ), ultimately from the Proto-Indo-European base *h₂elut-, which holds connotations of "sorcery, magic, possession, intoxication".[92][93][94] The word beer comes from Old English bēor, from Proto-Germanic *beuzą, probably from Proto-Indo-European *bʰeusóm, originally "brewer's yeast, beer dregs", although other theories have been provided connecting the word with Old English bēow, "barley", or Latin bibere, "to drink".[95][96] On the currency of two words for the same thing in the Germanic languages, the 12th-century Old Icelandic poem Alvíssmál says, "Ale it is called among men, but among the gods, beer."[97]
|
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|
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While there are many types of beer brewed, the basics of brewing beer are shared across national and cultural boundaries.[98] The traditional European brewing regions—Germany, Belgium, England and the Czech Republic—have local varieties of beer.[99]
|
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English writer Michael Jackson, in his 1977 book The World Guide To Beer, categorised beers from around the world in local style groups suggested by local customs and names.[100] Fred Eckhardt furthered Jackson's work in The Essentials of Beer Style in 1989.
|
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Top-fermented beers are most commonly produced with Saccharomyces cerevisiae, a top-fermenting yeast which clumps and rises to the surface,[101] typically between 15 and 25 °C (59 and 77 °F). At these temperatures, yeast produces significant amounts of esters and other secondary flavour and aroma products, and the result is often a beer with slightly "fruity" compounds resembling apple, pear, pineapple, banana, plum, or prune, among others.[102]
|
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|
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After the introduction of hops into England from Flanders in the 15th century, "ale" referred to an unhopped fermented drink, "beer" being used to describe a brew with an infusion of hops.[103]
|
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Real ale is the term coined by the Campaign for Real Ale (CAMRA) in 1973[104] for "beer brewed from traditional ingredients, matured by secondary fermentation in the container from which it is dispensed, and served without the use of extraneous carbon dioxide". It is applied to bottle conditioned and cask conditioned beers.
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Pale ale is a beer which uses a top-fermenting yeast[105] and predominantly pale malt. It is one of the world's major beer styles.
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Stout and porter are dark beers made using roasted malts or roast barley, and typically brewed with slow fermenting yeast. There are a number of variations including Baltic porter, dry stout, and Imperial stout. The name "porter" was first used in 1721 to describe a dark brown beer popular with the street and river porters of London.[106] This same beer later also became known as stout, though the word stout had been used as early as 1677.[107] The history and development of stout and porter are intertwined.[108]
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83 |
+
Mild ale has a predominantly malty palate. It is usually dark coloured with an abv of 3% to 3.6%, although there are lighter hued milds as well as stronger examples reaching 6% abv and higher.
|
84 |
+
|
85 |
+
Wheat beer is brewed with a large proportion of wheat although it often also contains a significant proportion of malted barley. Wheat beers are usually top-fermented.[109] The flavour of wheat beers varies considerably, depending upon the specific style.
|
86 |
+
|
87 |
+
Lambic, a beer of Belgium, is naturally fermented using wild yeasts, rather than cultivated. Many of these are not strains of brewer's yeast (Saccharomyces cerevisiae) and may have significant differences in aroma and sourness. Yeast varieties such as Brettanomyces bruxellensis and Brettanomyces lambicus are common in lambics. In addition, other organisms such as Lactobacillus bacteria produce acids which contribute to the sourness.[110]
|
88 |
+
|
89 |
+
Lager is cool fermented beer. Pale lagers are the most commonly consumed beers in the world. Many are of the “pilsner” type. The name "lager" comes from the German "lagern" for "to store", as brewers around Bavaria stored beer in cool cellars and caves during the warm summer months. These brewers noticed that the beers continued to ferment, and to also clear of sediment, when stored in cool conditions.[111]
|
90 |
+
|
91 |
+
Lager yeast is a cool bottom-fermenting yeast (Saccharomyces pastorianus) and typically undergoes primary fermentation at 7–12 °C (45–54 °F) (the fermentation phase), and then is given a long secondary fermentation at 0–4 °C (32–39 °F) (the lagering phase). During the secondary stage, the lager clears and mellows. The cooler conditions also inhibit the natural production of esters and other byproducts, resulting in a "cleaner"-tasting beer.[112]
|
92 |
+
|
93 |
+
With improved modern yeast strains, most lager breweries use only short periods of cold storage, typically 1–3 weeks.
|
94 |
+
|
95 |
+
Beer is measured and assessed by bitterness, by strength and by colour. The perceived bitterness is measured by the International Bitterness Units scale (IBU), defined in co-operation between the American Society of Brewing Chemists and the European Brewery Convention.[113] The international scale was a development of the European Bitterness Units scale, often abbreviated as EBU, and the bitterness values should be identical.[114]
|
96 |
+
|
97 |
+
Beer colour is determined by the malt.[115] The most common colour is a pale amber produced from using pale malts. Pale lager and pale ale are terms used for beers made from malt dried with the fuel coke. Coke was first used for roasting malt in 1642, but it was not until around 1703 that the term pale ale was used.[116][117]
|
98 |
+
|
99 |
+
In terms of sales volume, most of today's beer is based on the pale lager brewed in 1842 in the town of Pilsen in the present-day Czech Republic.[118] The modern pale lager is light in colour with a noticeable carbonation (fizzy bubbles) and a typical alcohol by volume content of around 5%.[119] The Pilsner Urquell, Bitburger, and Heineken brands of beer are typical examples of pale lager, as are the American brands Budweiser, Coors, and Miller.
|
100 |
+
|
101 |
+
Dark beers are usually brewed from a pale malt or lager malt base with a small proportion of darker malt added to achieve the desired shade. Other colourants—such as caramel—are also widely used to darken beers. Very dark beers, such as stout, use dark or patent malts that have been roasted longer. Some have roasted unmalted barley.[120][121]
|
102 |
+
|
103 |
+
Beer ranges from less than 3% alcohol by volume (abv) to around 14% abv, though this strength can be increased to around 20% by re-pitching with champagne yeast,[122] and to 55% abv by the freeze-distilling process.[123] The alcohol content of beer varies by local practice or beer style.[124] The pale lagers that most consumers are familiar with fall in the range of 4–6%, with a typical abv of 5%.[125] The customary strength of British ales is quite low, with many session beers being around 4% abv.[126] In Belgium, some beers, such as table beer are of such low alcohol content (1%–4%) that they are served instead of soft drinks in some schools.[127]
|
104 |
+
|
105 |
+
The alcohol in beer comes primarily from the metabolism of sugars that are produced during fermentation. The quantity of fermentable sugars in the wort and the variety of yeast used to ferment the wort are the primary factors that determine the amount of alcohol in the final beer. Additional fermentable sugars are sometimes added to increase alcohol content, and enzymes are often added to the wort for certain styles of beer (primarily "light" beers) to convert more complex carbohydrates (starches) to fermentable sugars. Alcohol is a by-product of yeast metabolism and is toxic to the yeast in higher concentrations; typical brewing yeast cannot survive at alcohol concentrations above 12% by volume. Low temperatures and too little fermentation time decreases the effectiveness of yeasts and consequently decreases the alcohol content.
|
106 |
+
|
107 |
+
The weakest beers are dealcoholized beers, which typically have less than 0.05% alcohol (also called "near beer") and light beers, which usually have 4% alcohol.
|
108 |
+
|
109 |
+
The strength of beers has climbed during the later years of the 20th century. Vetter 33, a 10.5% abv (33 degrees Plato, hence Vetter "33") doppelbock, was listed in the 1994 Guinness Book of World Records as the strongest beer at that time,[128][129] though Samichlaus, by the Swiss brewer Hürlimann, had also been listed by the Guinness Book of World Records as the strongest at 14% abv.[130][131][132] Since then, some brewers have used champagne yeasts to increase the alcohol content of their beers. Samuel Adams reached 20% abv with Millennium,[122] and then surpassed that amount to 25.6% abv with Utopias. The strongest beer brewed in Britain was Baz's Super Brew by Parish Brewery, a 23% abv beer.[133][134] In September 2011, the Scottish brewery BrewDog produced Ghost Deer, which, at 28%, they claim to be the world's strongest beer produced by fermentation alone.[135]
|
110 |
+
|
111 |
+
The product claimed to be the strongest beer made is Schorschbräu's 2011 Schorschbock 57 with 57,5%.[136][137] It was preceded by The End of History, a 55% Belgian ale,[123] made by BrewDog in 2010. The same company had previously made Sink The Bismarck!, a 41% abv IPA,[138] and Tactical Nuclear Penguin, a 32% abv Imperial stout. Each of these beers are made using the eisbock method of fractional freezing, in which a strong ale is partially frozen and the ice is repeatedly removed, until the desired strength is reached,[139][140] a process that may class the product as spirits rather than beer.[141] The German brewery Schorschbräu's Schorschbock, a 31% abv eisbock,[142][143][144] and Hair of the Dog's Dave, a 29% abv barley wine made in 1994, used the same fractional freezing method.[145] A 60% abv blend of beer with whiskey was jokingly claimed as the strongest beer by a Dutch brewery in July 2010.[146][147]
|
112 |
+
|
113 |
+
Draught (also spelled "draft") beer from a pressurised keg using a lever-style dispenser and a spout is the most common method of dispensing in bars around the world. A metal keg is pressurised with carbon dioxide (CO2) gas which drives the beer to the dispensing tap or faucet. Some beers may be served with a nitrogen/carbon dioxide mixture. Nitrogen produces fine bubbles, resulting in a dense head and a creamy mouthfeel. Some types of beer can also be found in smaller, disposable kegs called beer balls. In traditional pubs, the pull levers for major beer brands may include the beer's logo and trademark.
|
114 |
+
|
115 |
+
In the 1980s, Guinness introduced the beer widget, a nitrogen-pressurised ball inside a can which creates a dense, tight head, similar to beer served from a nitrogen system.[148] The words draft and draught can be used as marketing terms to describe canned or bottled beers containing a beer widget, or which are cold-filtered rather than pasteurised.
|
116 |
+
|
117 |
+
Cask-conditioned ales (or cask ales) are unfiltered and unpasteurised beers. These beers are termed "real ale" by the CAMRA organisation. Typically, when a cask arrives in a pub, it is placed horizontally on a frame called a "stillage" which is designed to hold it steady and at the right angle, and then allowed to cool to cellar temperature (typically between 11–13 °C or 52–55 °F),[149] before being tapped and vented—a tap is driven through a (usually rubber) bung at the bottom of one end, and a hard spile or other implement is used to open a hole in the side of the cask, which is now uppermost. The act of stillaging and then venting a beer in this manner typically disturbs all the sediment, so it must be left for a suitable period to "drop" (clear) again, as well as to fully condition—this period can take anywhere from several hours to several days. At this point the beer is ready to sell, either being pulled through a beer line with a hand pump, or simply being "gravity-fed" directly into the glass.
|
118 |
+
|
119 |
+
Draught beer's environmental impact can be 68% lower than bottled beer due to packaging differences.[150][151] A life cycle study of one beer brand, including grain production, brewing, bottling, distribution and waste management, shows that the CO2 emissions from a 6-pack of micro-brew beer is about 3 kilograms (6.6 pounds).[152] The loss of natural habitat potential from the 6-pack of micro-brew beer is estimated to be 2.5 square metres (26 square feet).[153] Downstream emissions from distribution, retail, storage and disposal of waste can be over 45% of a bottled micro-brew beer's CO2 emissions.[152] Where legal, the use of a refillable jug, reusable bottle or other reusable containers to transport draught beer from a store or a bar, rather than buying pre-bottled beer, can reduce the environmental impact of beer consumption.[154]
|
120 |
+
|
121 |
+
Most beers are cleared of yeast by filtering when packaged in bottles and cans.[155] However, bottle conditioned beers retain some yeast—either by being unfiltered, or by being filtered and then reseeded with fresh yeast.[156] It is usually recommended that the beer be poured slowly, leaving any yeast sediment at the bottom of the bottle. However, some drinkers prefer to pour in the yeast; this practice is customary with wheat beers. Typically, when serving a hefeweizen wheat beer, 90% of the contents are poured, and the remainder is swirled to suspend the sediment before pouring it into the glass. Alternatively, the bottle may be inverted prior to opening. Glass bottles are always used for bottle conditioned beers.
|
122 |
+
|
123 |
+
Many beers are sold in cans, though there is considerable variation in the proportion between different countries. In Sweden in 2001, 63.9% of beer was sold in cans.[157] People either drink from the can or pour the beer into a glass. A technology developed by Crown Holdings for the 2010 FIFA World Cup is the 'full aperture' can, so named because the entire lid is removed during the opening process, turning the can into a drinking cup.[158] Cans protect the beer from light (thereby preventing "skunked" beer) and have a seal less prone to leaking over time than bottles. Cans were initially viewed as a technological breakthrough for maintaining the quality of a beer, then became commonly associated with less expensive, mass-produced beers, even though the quality of storage in cans is much like bottles.[159] Plastic (PET) bottles are used by some breweries.[160]
|
124 |
+
|
125 |
+
The temperature of a beer has an influence on a drinker's experience; warmer temperatures reveal the range of flavours in a beer but cooler temperatures are more refreshing. Most drinkers prefer pale lager to be served chilled, a low- or medium-strength pale ale to be served cool, while a strong barley wine or imperial stout to be served at room temperature.[161]
|
126 |
+
|
127 |
+
Beer writer Michael Jackson proposed a five-level scale for serving temperatures: well chilled (7 °C or 45 °F) for "light" beers (pale lagers); chilled (8 °C or 46 °F) for Berliner Weisse and other wheat beers; lightly chilled (9 °C or 48 °F) for all dark lagers, altbier and German wheat beers; cellar temperature (13 °C or 55 °F) for regular British ale, stout and most Belgian specialities; and room temperature (15.5 °C or 60 °F) for strong dark ales (especially trappist beer) and barley wine.[162]
|
128 |
+
|
129 |
+
Drinking chilled beer began with the development of artificial refrigeration and by the 1870s, was spread in those countries that concentrated on brewing pale lager.[163] Chilling beer makes it more refreshing,[164] though below 15.5 °C (60 °F) the chilling starts to reduce taste awareness[165] and reduces it significantly below 10 °C (50 °F).[166] Beer served unchilled—either cool or at room temperature—reveal more of their flavours. Cask Marque, a non-profit UK beer organisation, has set a temperature standard range of 12°–14 °C (53°–57 °F) for cask ales to be served.[167]
|
130 |
+
|
131 |
+
Beer is consumed out of a variety of vessels, such as a glass, a beer stein, a mug, a pewter tankard, a beer bottle or a can; or at music festivals and some bars and nightclubs, from a plastic cup. The shape of the glass from which beer is consumed can influence the perception of the beer and can define and accent the character of the style.[168] Breweries offer branded glassware intended only for their own beers as a marketing promotion, as this increases sales of their product.[169]
|
132 |
+
|
133 |
+
The pouring process has an influence on a beer's presentation. The rate of flow from the tap or other serving vessel, tilt of the glass, and position of the pour (in the centre or down the side) into the glass all influence the end result, such as the size and longevity of the head, lacing (the pattern left by the head as it moves down the glass as the beer is drunk), and the release of carbonation.[170]
|
134 |
+
A beer tower is a beer dispensing device, usually found in bars and pubs, that consists of a cylinder attached to a beer cooling device at the bottom. Beer is dispensed from the beer tower into a drinking vessel.
|
135 |
+
|
136 |
+
Beer contains ethanol, an alcohol, which has short and long-term effects on the user when consumed. Different concentrations of alcohol in the human body have different effects on a person. The effects of alcohol depend on the amount an individual has drunk, the percentage of alcohol in the beer and the timespan over which the consumption has taken place, the amount of food eaten and whether an individual has taken other prescription, over-the-counter or street drugs, among other factors. Drinking enough to cause a blood alcohol concentration (BAC) of 0.03%–0.12% typically causes an overall improvement in mood and possible euphoria, increased self-confidence and sociability, decreased anxiety, a flushed, red appearance in the face, impaired judgement and fine muscle coordination. A BAC of 0.09% to 0.25% causes lethargy, sedation, balance problems and blurred vision. A BAC from 0.18% to 0.30% causes profound confusion, impaired speech (e.g., slurred speech), staggering, dizziness and vomiting. A BAC from 0.25% to 0.40% causes stupor, unconsciousness, anterograde amnesia, vomiting (death may occur due to inhalation of vomit (pulmonary aspiration) while unconscious) and respiratory depression (potentially life-threatening). A BAC from 0.35% to 0.80% causes a coma (unconsciousness), life-threatening respiratory depression and possibly fatal alcohol poisoning. As with all alcoholic drinks, drinking while driving, operating an aircraft or heavy machinery increases the risk of an accident; many countries have severe criminal penalties against drunk driving.
|
137 |
+
|
138 |
+
A 2016 systematic review and meta-analysis found that moderate ethanol consumption brought no mortality benefit compared with lifetime abstention from ethanol consumption.[171] Some studies have concluded that drinking small quantities of alcohol (less than one drink in women and two in men) is associated with a decreased risk of heart disease, stroke, diabetes mellitus, and early death.[172] Some of these studies combined former ethanol drinkers and lifelong abstainers into a single group of nondrinkers, which hides the health benefits of lifelong abstention from ethanol. The long-term health effects of continuous, moderate or heavy alcohol consumption include the risk of developing alcoholism and alcoholic liver disease. Alcoholism, also known as "alcohol use disorder", is a broad term for any drinking of alcohol that results in problems.[173] It was previously divided into two types: alcohol abuse and alcohol dependence.[174][175] In a medical context, alcoholism is said to exist when two or more of the following conditions is present: a person drinks large amounts over a long time period, has difficulty cutting down, acquiring and drinking alcohol takes up a great deal of time, alcohol is strongly desired, usage results in not fulfilling responsibilities, usage results in social problems, usage results in health problems, usage results in risky situations, withdrawal occurs when stopping, and alcohol tolerance has occurred with use.[175] Alcoholism reduces a person's life expectancy by around ten years[176] and alcohol use is the third leading cause of early death in the United States.[172] No professional medical association recommends that people who are nondrinkers should start drinking wine.[172][177] A total of 3.3 million deaths (5.9% of all deaths) are believed to be due to alcohol.[178]
|
139 |
+
|
140 |
+
It is considered that overeating and lack of muscle tone is the main cause of a beer belly, rather than beer consumption. A 2004 study, however, found a link between binge drinking and a beer belly. But with most overconsumption, it is more a problem of improper exercise and overconsumption of carbohydrates than the product itself.[179] Several diet books quote beer as having an undesirably high glycemic index of 110, the same as maltose; however, the maltose in beer undergoes metabolism by yeast during fermentation so that beer consists mostly of water, hop oils and only trace amounts of sugars, including maltose.[180]
|
141 |
+
|
142 |
+
Beers vary in their nutritional content.[181] The ingredients used to make beer, including the yeast, provide a rich source of nutrients; therefore beer may contain nutrients including magnesium, selenium, potassium, phosphorus, biotin, chromium and B vitamins. Beer is sometimes referred to as "liquid bread",[182] though beer is not a meal in itself.[183]
|
143 |
+
|
144 |
+
In many societies, beer is the most popular alcoholic drink. Various social traditions and activities are associated with beer drinking, such as playing cards, darts, or other pub games; attending beer festivals; engaging in zythology (the study of beer);[184][185] visiting a series of pubs in one evening; visiting breweries; beer-oriented tourism; or rating beer.[186] Drinking games, such as beer pong, are also popular.[187] A relatively new profession is that of the beer sommelier, who informs restaurant patrons about beers and food pairings.
|
145 |
+
|
146 |
+
Beer is considered to be a social lubricant in many societies[188][189] and is consumed in countries all over the world. There are breweries in Middle Eastern countries such as Syria, and in some African countries. Sales of beer are four times those of wine, which is the second most popular alcoholic drink.[190]
|
147 |
+
|
148 |
+
A study published in the Neuropsychopharmacology journal in 2013 revealed the finding that the flavour of beer alone could provoke dopamine activity in the brain of the male participants, who wanted to drink more as a result. The 49 men in the study were subject to positron emission tomography scans, while a computer-controlled device sprayed minute amounts of beer, water and a sports drink onto their tongues. Compared with the taste of the sports drink, the taste of beer significantly increased the participants desire to drink. Test results indicated that the flavour of the beer triggered a dopamine release, even though alcohol content in the spray was insufficient for the purpose of becoming intoxicated.[191]
|
149 |
+
|
150 |
+
Some breweries have developed beers to pair with food.[192][193][194][195] Wine writer Malcolm Gluck disputed the need to pair beer with food, while beer writers Roger Protz and Melissa Cole contested that claim.[196][197][198]
|
151 |
+
|
152 |
+
Around the world, there are many traditional and ancient starch-based drinks classed as beer. In Africa, there are various ethnic beers made from sorghum or millet, such as Oshikundu[199] in Namibia and Tella in Ethiopia.[200] Kyrgyzstan also has a beer made from millet; it is a low alcohol, somewhat porridge-like drink called "Bozo".[201] Bhutan, Nepal, Tibet and Sikkim also use millet in Chhaang, a popular semi-fermented rice/millet drink in the eastern Himalayas.[202] Further east in China are found Huangjiu and Choujiu—traditional rice-based drinks related to beer.
|
153 |
+
|
154 |
+
The Andes in South America has Chicha, made from germinated maize (corn); while the indigenous peoples in Brazil have Cauim, a traditional drink made since pre-Columbian times by chewing manioc so that an enzyme (amylase) present in human saliva can break down the starch into fermentable sugars;[203] this is similar to Masato in Peru.[204]
|
155 |
+
|
156 |
+
Some beers which are made from bread, which is linked to the earliest forms of beer, are Sahti in Finland, Kvass in Russia and Ukraine, and Bouza in Sudan.
|
157 |
+
|
158 |
+
Beer contains the phenolic acids 4-hydroxyphenylacetic acid, vanillic acid, caffeic acid, syringic acid, p-coumaric acid, ferulic acid, and sinapic acid. Alkaline hydrolysis experiments show that most of the phenolic acids are present as bound forms and only a small portion can be detected as free compounds.[205] Hops, and beer made with it, contain 8-prenylnaringenin which is a potent phytoestrogen.[206] Hop also contains myrcene, humulene, xanthohumol, isoxanthohumol, myrcenol, linalool, tannins, and resin. The alcohol 2M2B is a component of hops brewing.[207]
|
159 |
+
|
160 |
+
Barley, in the form of malt, brings the condensed tannins prodelphinidins B3, B9 and C2 into beer. Tryptophol, tyrosol, and phenylethanol are aromatic higher alcohols found in beer[208] as secondary products of alcoholic fermentation[209] (products also known as congeners) by Saccharomyces cerevisiae.
|
161 |
+
|
162 |
+
Sources:
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1 |
+
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2 |
+
|
3 |
+
Mysticeti
|
4 |
+
Odontoceti
|
5 |
+
†Archaeoceti
|
6 |
+
(see text for families)
|
7 |
+
|
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Cetaceans (/sɪˈteɪʃəns/) (from Latin: cetus, lit. 'whale', from Ancient Greek: κῆτος, romanized: kētos, lit. 'huge fish')[1] are aquatic mammals constituting the infraorder Cetacea. There are around 89 living species, which are divided into two parvorders. The first is the Odontoceti, the toothed whales, which consist of around 70 species, including the dolphin (which includes killer whales), porpoise, beluga whale, narwhal, sperm whale, and beaked whale. The second is the Mysticeti, the baleen (from Latin: balæna, lit. 'whale') whales, which have a filter-feeder system, and consist of fifteen species divided into three families, and include the blue whale, right whale, bowhead whale, rorqual, and gray whale.
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The ancient and extinct ancestors of modern whales (Archaeoceti) lived 53 to 45 million years ago. They diverged from even-toed ungulates; their closest living relatives are hippopotamuses and others such as cows and pigs. They were semiaquatic and evolved in the shallow waters that separated India from Asia. Around 30 species adapted to a fully oceanic life. Baleen whales split from toothed whales around 34 million years ago.
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The smallest cetacean is Maui's dolphin, at 1 m (3 ft 3 in) and 50 kg (110 lb); the largest is the blue whale,[2] at 29.9 m (98 ft) and 173 t (381,000 lb). Baleen whales have a tactile system in the short hairs (vibrissae) around their mouth; toothed whales also develop vibrissae, but lose them during fetal development or shortly after birth,[3] leaving behind electroreceptive vibrissal crypts in some species.[4] Cetaceans have well-developed senses—their eyesight and hearing are adapted for both air and water. They have a layer of fat, or blubber, under the skin to maintain body heat in cold water. Several species exhibit sexual dimorphism. Two external forelimbs are modified into flippers; two internal hindlimbs are vestigial. Cetaceans have streamlined bodies. Dolphins are able to make very tight turns at high speeds,[5] others are capable of diving to great depths.
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Although cetaceans are widespread, most species prefer the colder waters of the Northern and Southern Hemispheres. They spend their lives in the water of seas and rivers; having to mate, give birth, molt or escape from predators, like killer whales, underwater. This has been enabled by unique evolutionary adaptations in their physiology and anatomy. They feed largely on fish and marine invertebrates; but a few, like the killer whale, feed on large mammals and birds, such as penguins and seals. Some baleen whales (mainly gray whales and right whales) are specialised for feeding on benthic creatures. Male cetaceans typically mate with more than one female (polygyny), although the degree of polygyny varies with the species. Cetaceans are not known to have pair bonds. Male cetacean strategies for reproductive success vary between herding females, defending potential mates from other males, or whale song which attracts mates. Calves are typically born in the fall and winter months, and females bear almost all the responsibility for raising them. Mothers of some species fast and nurse their young for a relatively short period of time, which is more typical of baleen whales as their main food source (invertebrates) aren't found in their breeding and calving grounds (tropics). Cetaceans produce a number of vocalizations, notably the clicks and whistles of dolphins and the moaning songs of the humpback whale.
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The meat, blubber and oil of cetaceans have traditionally been used by indigenous peoples of the Arctic. Cetaceans have been depicted in various cultures worldwide. Dolphins are commonly kept in captivity and are even sometimes trained to perform tricks and tasks, other cetaceans aren't as often kept in captivity (with usually unsuccessful attempts). Cetaceans have been extensively hunted by commercial industries for their products, although hunting the largest whales is now forbidden by international law. The baiji (Chinese river dolphin) has become "Possibly Extinct" in the past century, while the vaquita and Yangtze finless porpoise are ranked Critically Endangered by the International Union for Conservation of Nature. Besides hunting, cetaceans also face threats from accidental trapping and environmental hazards such as marine pollution, noise pollution and ongoing climate change.
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The two parvorders, baleen whales (Mysticeti) and toothed whales (Odontoceti), are thought to have diverged around thirty-four million years ago.[6]
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Baleen whales have bristles made of keratin instead of teeth. The bristles filter krill and other small invertebrates from seawater. Grey whales feed on bottom-dwelling mollusks. Rorqual family (balaenopterids) use throat pleats to expand their mouths to take in food and sieve out the water. Balaenids (right whales and bowhead whales) have massive heads that can make up 40% of their body mass. Most mysticetes prefer the food-rich colder waters of the Northern and Southern Hemispheres, migrating to the Equator to give birth. During this process, they are capable of fasting for several months, relying on their fat reserves.
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The parvorder of Odontocetes – the toothed whales – include sperm whales, beaked whales, killer whales, dolphins and porpoises. Generally the teeth are designed for catching fish, squid or other marine invertebrates, not for chewing them, so prey is swallowed whole. Teeth are shaped like cones (dolphins and sperm whales), spades (porpoises), pegs (belugas), tusks (narwhals) or variable (beaked whale males). Female beaked whales' teeth are hidden in the gums and are not visible, and most male beaked whales have only two short tusks. Narwhals have vestigial teeth other than their tusk, which is present on males and 15% of females and has millions of nerves to sense water temperature, pressure and salinity. A few toothed whales, such as some killer whales, feed on mammals, such as pinnipeds and other whales.
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Toothed whales have well-developed senses – their eyesight and hearing are adapted for both air and water, and they have advanced sonar capabilities using their melon. Their hearing is so well-adapted for both air and water that some blind specimens can survive. Some species, such as sperm whales, are well adapted for diving to great depths. Several species of toothed whales show sexual dimorphism, in which the males differ from the females, usually for purposes of sexual display or aggression.
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Cetacean bodies are generally similar to that of fish, which can be attributed to their lifestyle and the habitat conditions. Their body is well-adapted to their habitat, although they share essential characteristics with other higher mammals (Eutheria).[7]
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They have a streamlined shape, and their forelimbs are flippers. Almost all have a dorsal fin on their backs that can take on many forms depending on the species. A few species, such as the beluga whale, lack them. Both the flipper and the fin are for stabilization and steering in the water.
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The male genitals and mammary glands of females are sunken into the body.[8][9]
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The body is wrapped in a thick layer of fat, known as blubber, used for thermal insulation and gives cetaceans their smooth, streamlined body shape. In larger species, it can reach a thickness up to half a meter (1.6 ft).
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Sexual dimorphism evolved in many toothed whales. Sperm whales, narwhals, many members of the beaked whale family, several species of the porpoise family, killer whales, pilot whales, eastern spinner dolphins and northern right whale dolphins show this characteristic.[10] Males in these species developed external features absent in females that are advantageous in combat or display. For example, male sperm whales are up to 63% percent larger than females, and many beaked whales possess tusks used in competition among males.[10][11]
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Hind legs are not present in cetaceans, nor are any other external body attachments such as a pinna and hair.[12]
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Whales have an elongated head, especially baleen whales, due to the wide overhanging jaw. Bowhead whale plates can be 9 metres (30 ft) long. Their nostril(s) make up the blowhole, with one in toothed whales and two in baleen whales.
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The nostrils are located on top of the head above the eyes so that the rest of the body can remain submerged while surfacing for air. The back of the skull is significantly shortened and deformed. By shifting the nostrils to the top of the head, the nasal passages extend perpendicularly through the skull.[13] The teeth or baleen in the upper jaw sit exclusively on the maxilla. The braincase is concentrated through the nasal passage to the front and is correspondingly higher, with individual cranial bones that overlap.
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In toothed whales, connective tissue exists in the melon as a head buckle. This is filled with air sacs and fat that aid in buoyancy and biosonar. The sperm whale has a particularly pronounced melon; this is called the spermaceti organ and contains the eponymous spermaceti, hence the name "sperm whale". Even the long tusk of the narwhal is a vice-formed tooth. In many toothed whales, the depression in their skull is due to the formation of a large melon and multiple, asymmetric air bags.
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River dolphins, unlike most other cetaceans, can turn their head 90°. Other cetaceans have fused neck vertebrae and are unable to turn their head at all.
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The baleen of baleen whales consists of long, fibrous strands of keratin. Located in place of the teeth, it has the appearance of a huge fringe and is used to sieve the water for plankton and krill.
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The neocortex of many cetaceans is home to elongated spindle neurons that, prior to 2019, were known only in hominids.[14] In humans, these cells are thought to be involved in social conduct, emotions, judgment and theory of mind.[15] Cetacean spindle neurons are found in areas of the brain homologous to where they are found in humans, suggesting they perform a similar function.[16]
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Brain size was previously considered a major indicator of intelligence. Since most of the brain is used for maintaining bodily functions, greater ratios of brain to body mass may increase the amount of brain mass available for cognitive tasks. Allometric analysis indicates that mammalian brain size scales at approximately two-thirds or three-quarter exponent of the body mass.[17] Comparison of a particular animal's brain size with the expected brain size based on such an analysis provides an encephalization quotient that can be used as an indication of animal intelligence. Sperm whales have the largest brain mass of any animal on earth, averaging 8,000 cm3 (490 in3) and 7.8 kg (17 lb) in mature males.[18] The brain to body mass ratio in some odontocetes, such as belugas and narwhals, is second only to humans.[19] In some whales, however, it is less than half that of humans: 0.9% versus 2.1%. The sperm whale (Physeter macrocephalus) is the largest of all toothed predatory animals and possesses the largest brain.
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The cetacean skeleton is largely made up of cortical bone, which stabilizes the animal in the water. For this reason, the usual terrestrial compact bones, which are finely woven cancellous bone, are replaced with lighter and more elastic material. In many places, bone elements are replaced by cartilage and even fat, thereby improving their hydrostatic qualities. The ear and the muzzle contain a bone shape that is exclusive to cetaceans with a high density, resembling porcelain. This conducts sound better than other bones, thus aiding biosonar.
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The number of vertebrae that make up the spine varies by species, ranging from forty to ninety-three. The cervical spine, found in all mammals, consists of seven vertebrae which, however, are reduced or fused. This fusion provides stability during swimming at the expense of mobility. The fins are carried by the thoracic vertebrae, ranging from nine to seventeen individual vertebrae. The sternum is cartilaginous. The last two to three pairs of ribs are not connected and hang freely in the body wall. The stable lumbar and tail include the other vertebrae. Below the caudal vertebrae is the chevron bone.
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The front limbs are paddle-shaped with shortened arms and elongated finger bones, to support movement. They are connected by cartilage. The second and third fingers display a proliferation of the finger members, a so-called hyperphalangy. The shoulder joint is the only functional joint in all cetaceans except for the Amazon river dolphin. The collarbone is completely absent.
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They have a cartilaginous fluke at the end of their tails that is used for propulsion. The fluke is set horizontally on the body, unlike fish, which have vertical tails.
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Cetaceans have powerful hearts. Blood oxygen is distributed effectively throughout the body. They are warm-blooded, i.e., they hold a nearly constant body temperature.
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Cetaceans have lungs, meaning they breathe air. An individual can last without a breath from a few minutes to over two hours depending on the species. Cetacea are deliberate breathers who must be awake to inhale and exhale. When stale air, warmed from the lungs, is exhaled, it condenses as it meets colder external air. As with a terrestrial mammal breathing out on a cold day, a small cloud of 'steam' appears. This is called the 'spout' and varies across species in shape, angle and height. Species can be identified at a distance using this characteristic.
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The structure of the respiratory and circulatory systems is of particular importance for the life of marine mammals. The oxygen balance is effective. Each breath can replace up to 90% of the total lung volume. For land mammals, in comparison, this value is usually about 15%. During inhalation, about twice as much oxygen is absorbed by the lung tissue as in a land mammal. As with all mammals, the oxygen is stored in the blood and the lungs, but in cetaceans, it is also stored in various tissues, mainly in the muscles. The muscle pigment, myoglobin, provides an effective bond. This additional oxygen storage is vital for deep diving, since beyond a depth around 100 m (330 ft), the lung tissue is almost completely compressed by the water pressure.
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The stomach consists of three chambers. The first region is formed by a loose gland and a muscular forestomach (missing in beaked whales), which is then followed by the main stomach and the pylorus. Both are equipped with glands to help digestion. A bowel adjoins the stomachs, whose individual sections can only be distinguished histologically. The liver is large and separate from the gall bladder.[20]
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The kidneys are long and flattened. The salt concentration in cetacean blood is lower than that in seawater, requiring kidneys to excrete salt. This allows the animals to drink seawater.[21]
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Cetacean eyes are set on the sides rather than the front of the head. This means only species with pointed 'beaks' (such as dolphins) have good binocular vision forward and downward. Tear glands secrete greasy tears, which protect the eyes from the salt in the water. The lens is almost spherical, which is most efficient at focusing the minimal light that reaches deep water. Cetaceans are known to possess excellent hearing.[22]
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At least one species, the tucuxi or Guiana dolphin, is able to use electroreception to sense prey.[23]
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The external ear has lost the pinna (visible ear), but still retains a narrow external auditory meatus. To register sounds, instead, the posterior part of the mandible has a thin lateral wall (the pan bone) fronting a concavity that houses a fat pad. The pad passes anteriorly into the greatly enlarged mandibular foramen to reach in under the teeth and posteriorly to reach the thin lateral wall of the ectotympanic. The ectotympanic offers a reduced attachment area for the tympanic membrane. The connection between this auditory complex and the rest of the skull is reduced—to a single, small cartilage in oceanic dolphins.
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In odontocetes, the complex is surrounded by spongy tissue filled with air spaces, while in mysticetes, it is integrated into the skull as with land mammals. In odontocetes, the tympanic membrane (or ligament) has the shape of a folded-in umbrella that stretches from the ectotympanic ring and narrows off to the malleus (quite unlike the flat, circular membrane found in land mammals.) In mysticetes, it also forms a large protrusion (known as the "glove finger"), which stretches into the external meatus and the stapes are larger than in odontocetes. In some small sperm whales, the malleus is fused with the ectotympanic.
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The ear ossicles are pachyosteosclerotic (dense and compact) and differently shaped from land mammals (other aquatic mammals, such as sirenians and earless seals, have also lost their pinnae). T semicircular canals are much smaller relative to body size than in other mammals.[24]
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The auditory bulla is separated from the skull and composed of two compact and dense bones (the periotic and tympanic) referred to as the tympanoperiotic complex. This complex is located in a cavity in the middle ear, which, in the Mysticeti, is divided by a bony projection and compressed between the exoccipital and squamosal, but in the odontoceti, is large and completely surrounds the bulla (hence called "peribullar"), which is, therefore, not connected to the skull except in physeterids. In the Odontoceti, the cavity is filled with a dense foam in which the bulla hangs suspended in five or more sets of ligaments. The pterygoid and peribullar sinuses that form the cavity tend to be more developed in shallow water and riverine species than in pelagic Mysticeti. In Odontoceti, the composite auditory structure is thought to serve as an acoustic isolator, analogous to the lamellar construction found in the temporal bone in bats.[25]
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Cetaceans use sound to communicate, using groans, moans, whistles, clicks or the 'singing' of the humpback whale.[23]
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Odontoceti are generally capable of echolocation.[26] They can discern the size, shape, surface characteristics, distance and movement of an object. They can search for, chase and catch fast-swimming prey in total darkness. Most Odontoceti can distinguish between prey and nonprey (such as humans or boats); captive Odontoceti can be trained to distinguish between, for example, balls of different sizes or shapes. Echolocation clicks also contain characteristic details unique to each animal, which may suggest that toothed whales can discern between their own click and that of others.[27]
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Mysticeti have exceptionally thin, wide basilar membranes in their cochleae without stiffening agents, making their ears adapted for processing low to infrasonic frequencies.[28]
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The initial karyotype includes a set of chromosomes from 2n = 44. They have four pairs of telocentric chromosomes (whose centromeres sit at one of the telomeres), two to four pairs of subtelocentric and one or two large pairs of submetacentric chromosomes. The remaining chromosomes are metacentric—the centromere is approximately in the middle—and are rather small. Sperm whales, beaked whales and right whales converge to a reduction in the number of chromosomes to 2n = 42.[29]
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Cetaceans are found in many aquatic habitats. While many marine species, such as the blue whale, the humpback whale and the killer whale, have a distribution area that includes nearly the entire ocean, some species occur only locally or in broken populations. These include the vaquita, which inhabits a small part of the Gulf of California and Hector's dolphin, which lives in some coastal waters in New Zealand. River dolphin species live exclusively in fresh water.
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Many species inhabit specific latitudes, often in tropical or subtropical waters, such as Bryde's whale or Risso's dolphin. Others are found only in a specific body of water. The southern right whale dolphin and the hourglass dolphin live only in the Southern Ocean. The narwhal and the beluga live only in the Arctic Ocean. Sowerby's beaked whale and the Clymene dolphin exist only in the Atlantic and the Pacific white-sided dolphin and the northern straight dolphin live only in the North Pacific.
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Cosmopolitan species may be found in the Pacific, Atlantic and Indian Oceans. However, northern and southern populations become genetically separated over time. In some species, this separation leads eventually to a divergence of the species, such as produced the southern right whale, North Pacific right whale and North Atlantic right whale.[30] Migratory species' reproductive sites often lie in the tropics and their feeding grounds in polar regions.
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Thirty-two species are found in European waters, including twenty-five toothed and seven baleen species.
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Many species of whales migrate on a latitudinal basis to move between seasonal habitats. For example, the gray whale migrates 10,000 miles round trip. The journey begins at winter birthing grounds in warm lagoons along Baja California, and traverses 5,000-7,000 miles of coastline to summer feeding grounds in the Bering, Chuckchi and Beaufort seas off the coast of Alaska.[31]
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Conscious breathing cetaceans sleep but cannot afford to be unconscious for long, because they may drown. While knowledge of sleep in wild cetaceans is limited, toothed cetaceans in captivity have been recorded to exhibit unihemispheric slow-wave sleep (USWS), which means they sleep with one side of their brain at a time, so that they may swim, breathe consciously and avoid both predators and social contact during their period of rest.[32]
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A 2008 study found that sperm whales sleep in vertical postures just under the surface in passive shallow 'drift-dives', generally during the day, during which whales do not respond to passing vessels unless they are in contact, leading to the suggestion that whales possibly sleep during such dives.[33]
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While diving, the animals reduce their oxygen consumption by lowering the heart activity and blood circulation; individual organs receive no oxygen during this time. Some rorquals can dive for up to 40 minutes, sperm whales between 60 and 90 minutes and bottlenose whales for two hours. Diving depths average about 100 m (330 ft). Species such as sperm whales can dive to 3,000 m (9,800 ft), although more commonly 1,200 metres (3,900 ft).[34][35]
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Most cetaceans are social animals, although a few species live in pairs or are solitary. A group, known as a pod, usually consists of ten to fifty animals, but on occasion, such as mass availability of food or during mating season, groups may encompass more than one thousand individuals. Inter-species socialization can occur.[36]
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Pods have a fixed hierarchy, with the priority positions determined by biting, pushing or ramming. The behavior in the group is aggressive only in situations of stress such as lack of food, but usually it is peaceful. Contact swimming, mutual fondling and nudging are common. The playful behavior of the animals, which is manifested in air jumps, somersaults, surfing, or fin hitting, occurs more often than not in smaller cetaceans, such as dolphins and porpoises.[36]
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Males in some baleen species communicate via whale song, sequences of high pitched sounds. These "songs" can be heard for hundreds of kilometers. Each population generally shares a distinct song, which evolves over time. Sometimes, an individual can be identified by its distinctive vocals, such as the 52-hertz whale that sings at a higher frequency than other whales. Some individuals are capable of generating over 600 distinct sounds.[36] In baleen species such as humpbacks, blues and fins, male-specific song is believed to be used to attract and display fitness to females.[37]
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Pod groups also hunt, often with other species. Many species of dolphins accompany large tunas on hunting expeditions, following large schools of fish. The killer whale hunts in pods and targets belugas and even larger whales. Humpback whales, among others, form in collaboration bubble carpets to herd krill or plankton into bait balls before lunging at them.[36]
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Cetacea are known to teach, learn, cooperate, scheme and grieve.[38]
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Smaller cetaceans, such as dolphins and porpoises, engage in complex play behavior, including such things as producing stable underwater toroidal air-core vortex rings or "bubble rings". The two main methods of bubble ring production are rapid puffing of air into the water and allowing it to rise to the surface, forming a ring, or swimming repeatedly in a circle and then stopping to inject air into the helical vortex currents thus formed. They also appear to enjoy biting the vortex rings, so that they burst into many separate bubbles and then rise quickly to the surface. Whales produce bubble nets to aid in herding prey.[39]
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Larger whales are also thought to engage in play. The southern right whale elevates its tail fluke above the water, remaining in the same position for a considerable time. This is known as "sailing". It appears to be a form of play and is most commonly seen off the coast of Argentina and South Africa.[40] Humpback whales also display this behaviour.
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Self-awareness appears to be a sign of abstract thinking. Self-awareness, although not well-defined, is believed to be a precursor to more advanced processes such as metacognitive reasoning (thinking about thinking) that humans exploit. Cetaceans appear to possess self-awareness.[41] The most widely used test for self-awareness in animals is the mirror test, in which a temporary dye is placed on an animal's body and the animal is then presented with a mirror. Researchers then explore whether the animal shows signs of self-recognition.[42]
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Critics claim that the results of these tests are susceptible to the Clever Hans effect. This test is much less definitive than when used for primates. Primates can touch the mark or the mirror, while cetaceans cannot, making their alleged self-recognition behavior less certain. Skeptics argue that behaviors said to identify self-awareness resemble existing social behaviors, so researchers could be misinterpreting self-awareness for social responses. Advocates counter that the behaviors are different from normal responses to another individual. Cetaceans show less definitive behavior of self-awareness, because they have no pointing ability.[42]
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In 1995, Marten and Psarakos used video to test dolphin self-awareness.[43] They showed dolphins real-time footage of themselves, recorded footage and another dolphin. They concluded that their evidence suggested self-awareness rather than social behavior. While this particular study has not been replicated, dolphins later "passed" the mirror test.[42]
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Most cetaceans sexually mature at seven to 10 years. An exception to this is the La Plata dolphin, which is sexually mature at two years, but lives only to about 20. The sperm whale reaches sexual maturity within about 20 years and a lifespan between 50 and 100 years.[36]
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For most species, reproduction is seasonal. Ovulation coincides with male fertility. This cycle is usually coupled with seasonal movements that can be observed in many species. Most toothed whales have no fixed bonds. In many species, females choose several partners during a season. Baleen whales are largely monogamous within each reproductive period.
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Gestation ranges from 9 to 16 months. Duration is not necessarily a function of size. Porpoises and blue whales gestate for about 11 months. As with all mammals other than marsupials and monotremes, the embryo is fed by the placenta, an organ that draws nutrients from the mother’s bloodstream. Mammals without placentas either lay minuscule eggs (monotremes) or bear minuscule offspring (marsupials).
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Cetaceans usually bear one calf. In the case of twins, one usually dies, because the mother cannot produce sufficient milk for both. The fetus is positioned for a tail-first delivery, so that the risk of drowning during delivery is minimal. After birth, the mother carries the infant to the surface for its first breath. At birth they are about one-third of their adult length and tend to be independently active, comparable to terrestrial mammals.
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Like other placental mammals, cetaceans give birth to well-developed calves and nurse them with milk from their mammary glands. When suckling, the mother actively splashes milk into the mouth of the calf, using the muscles of her mammary glands, as the calf has no lips. This milk usually has a high fat content, ranging from 16 to 46%, causing the calf to increase rapidly in size and weight.[36]
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In many small cetaceans, suckling lasts for about four months. In large species, it lasts for over a year and involves a strong bond between mother and offspring.
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The mother is solely responsible for brooding. In some species, so-called "aunts" occasionally suckle the young.
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This reproductive strategy provides a few offspring that have a high survival rate.
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Among cetaceans, whales are distinguished by an unusual longevity compared to other higher mammals. Some species, such as the bowhead whale (Balaena mysticetus), can reach over 200 years. Based on the annual rings of the bony otic capsule, the age of the oldest known specimen is a male determined to be 211 years at the time of death.[44]
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Upon death, whale carcasses fall to the deep ocean and provide a substantial habitat for marine life. Evidence of whale falls in present-day and fossil records shows that deep-sea whale falls support a rich assemblage of creatures, with a global diversity of 407 species, comparable to other neritic biodiversity hotspots, such as cold seeps and hydrothermal vents.[45]
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Deterioration of whale carcasses happens through three stages. Initially, organisms such as sharks and hagfish scavenge the soft tissues at a rapid rate over a period of months and as long as two years. This is followed by the colonization of bones and surrounding sediments (which contain organic matter) by enrichment opportunists, such as crustaceans and polychaetes, throughout a period of years. Finally, sulfophilic bacteria reduce the bones releasing hydrogen sulfide enabling the growth of chemoautotrophic organisms, which in turn, support organisms such as mussels, clams, limpets and sea snails. This stage may last for decades and supports a rich assemblage of species, averaging 185 per site.[45][46]
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Brucellosis affects almost all mammals. It is distributed worldwide, while fishing and pollution have caused porpoise population density pockets, which risks further infection and disease spreading. Brucella ceti, most prevalent in dolphins, has been shown to cause chronic disease, increasing the chance of failed birth and miscarriages, male infertility, neurobrucellosis, cardiopathies, bone and skin lesions, strandings and death. Until 2008, no case had ever been reported in porpoises, but isolated populations have an increased risk and consequentially a high mortality rate.[47]
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Molecular biology and immunology show that cetaceans are phylogenetically closely related with the even-toed ungulates (Artiodactyla). Whales direct lineage began in the early Eocene, more than 50 million years ago, with early artiodactyls.[49] Fossil discoveries at the beginning of the 21st century confirmed this.
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Most molecular biological evidence suggests that hippos are the closest living relatives. Common anatomical features include similarities in the morphology of the posterior molars, and the bony ring on the temporal bone (bulla) and the involucre, a skull feature that was previously associated only with cetaceans.[49] The fossil record, however, does not support this relationship, because the hippo lineage dates back only about 15 million years.[50][51][52] The most striking common feature is the talus, a bone in the upper ankle. Early cetaceans, archaeocetes, show double castors, which occur only in even-toed ungulates. Corresponding findings are from Tethys Sea deposits in northern India and Pakistan. The Tethys Sea was a shallow sea between the Asian continent and northward-bound Indian plate.
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other Artiodactyls
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Raoellidae (Indohyus, Khirharia...)
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Cetacea
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Mysticetes evolved baleen around 25 million years ago and lost their teeth.
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The direct ancestors of today's cetaceans are probably found within the Dorudontidae whose most famous member, Dorudon, lived at the same time as Basilosaurus. Both groups had already developed the typical anatomical features of today's whales, such as hearing. Life in the water for a formerly terrestrial creature required significant adjustments such as the fixed bulla, which replaces the mammalian eardrum, as well as sound-conducting elements for submerged directional hearing. Their wrists were stiffened and probably contributed to the typical build of flippers. The hind legs existed, however, but were significantly reduced in size and with a vestigial pelvis connection.[49]
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The fossil record traces the gradual transition from terrestrial to aquatic life. The regression of the hind limbs allowed greater flexibility of the spine. This made it possible for whales to move around with the vertical tail hitting the water. The front legs transformed into flippers, costing them their mobility on land.
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One of the oldest members of ancient cetaceans (Archaeoceti) is Pakicetus from the Middle Eocene. This is an animal the size of a wolf, whose skeleton is known only partially. It had functioning legs and lived near the shore. This suggests the animal could still move on land. The long snout had carnivorous dentition.[49]
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The transition from land to sea dates to about 49 million years ago, with the Ambulocetus ("running whale"), discovered in Pakistan. It was up to 3 m (9.8 ft) long. The limbs of this archaeocete were leg-like, but it was already fully aquatic, indicating that a switch to a lifestyle independent from land happened extraordinarily quickly.[53] The snout was elongated with overhead nostrils and eyes. The tail was strong and supported movement through water. Ambulocetus probably lived in mangroves in brackish water and fed in the riparian zone as a predator of fish and other vertebrates.[54]
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Dating from about 45 million years ago are species such as Indocetus, Kutchicetus, Rodhocetus and Andrewsiphius, all of which were adapted to life in water. The hind limbs of these species were regressed and their body shapes resemble modern whales. Protocetidae family member Rodhocetus is considered the first to be fully aquatic. The body was streamlined and delicate with extended hand and foot bones. The merged pelvic lumbar spine was present, making it possible to support the floating movement of the tail. It was likely a good swimmer, but could probably move only clumsily on land, much like a modern seal.[49]
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Since the late Eocene, about 40 million years ago, cetaceans populated the subtropical oceans and no longer emerged on land. An example is the 18-m-long Basilosaurus, sometimes referred to as Zeuglodon. The transition from land to water was completed in about 10 million years. The Wadi Al-Hitan ("Whale Valley") in Egypt contains numerous skeletons of Basilosaurus, as well as other marine vertebrates.
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The two parvorders are baleen whales (Mysticeti) which owe their name to their baleen, and toothed whales (Odontoceti), which have teeth shaped like cones, spades, pegs or tusks, and can perceive their environment through biosonar.
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The terms whale and dolphin are informal:
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The term 'great whales' covers those currently regulated by the International Whaling Commission:[55]
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the Odontoceti family Physeteridae (sperm whales); and the Mysticeti families Balaenidae (right and bowhead whales), Eschrichtiidae (grey whales), and some of the Balaenopteridae (minke, Bryde's, sei, blue and fin; not Eden's and Omura's whales).[56]
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Belugas, narwhals (Monodontidae)
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Porpoise (Phocoenidae)
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Oceanic dolphins (Delphinidae)
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Iniidae
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Pontoporiidae
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Beaked whales (Ziphiidae)
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River dolphins (Platanistidae)
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Dwarf sperm whales (Kogiidae)
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Sperm whales (Physeteridae)
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Rorquals (Balaenopteridae)
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Gray whales (Eschrichtiidae)
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Neobalaeninae
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Right whales (Balaenidae)
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Janjucetus †
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Basilosaurus †
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Dorudon †
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Rodhocetus †
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Remingtonocetidae †
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Ambulocetidae †
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Pakicetidae †
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Raoellidae †
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†Recently extinct
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The primary threats to cetaceans come from people, both directly from whaling or drive hunting and indirect threats from fishing and pollution.[59]
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Whaling is the practice of hunting whales, mainly baleen and sperm whales. This activity has gone on since the Stone Age.
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In the Middle Ages, reasons for whaling included their meat, oil usable as fuel and the jawbone, which was used in house construction. At the end of the Middle Ages, early whaling fleets aimed at baleen whales, such as bowheads. In the 16th and 17th centuries, the Dutch fleet had about 300 whaling ships with 18,000 crewmen.
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In the 18th and 19th centuries, baleen whales especially were hunted for their baleen, which was used as a replacement for wood, or in products requiring strength and flexibility such as corsets and crinoline skirts. In addition, the spermaceti found in the sperm whale was used as a machine lubricant and the ambergris as a material for pharmaceutical and perfume industries. In the second half of the 19th century, the explosive harpoon was invented, leading to a massive increase in the catch size.
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Large ships were used as "mother" ships for the whale handlers. In the first half of the 20th century, whales were of great importance as a supplier of raw materials. Whales were intensively hunted during this time; in the 1930s, 30,000 whales were killed. This increased to over 40,000 animals per year up to the 1960s, when stocks of large baleen whales collapsed.
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Most hunted whales are now threatened, with some great whale populations exploited to the brink of extinction. Atlantic and Korean gray whale populations were completely eradicated and the North Atlantic right whale population fell to some 300-600. The blue whale population is estimated to be around 14,000.
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The first efforts to protect whales came in 1931. Some particularly endangered species, such as the humpback whale (which then numbered about 100 animals), were placed under international protection and the first protected areas were established. In 1946, the International Whaling Commission (IWC) was established, to monitor and secure whale stocks. Whaling of 14 large species for commercial purposes was prohibited worldwide by this organization from 1985 to 2005, though some countries do not honor the prohibition.
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The stocks of species such as humpback and blue whales have recovered, though they are still threatened. The United States Congress passed the Marine Mammal Protection Act of 1972 sustain the marine mammal population. It prohibits the taking of marine mammals except for several hundred per year taken in Alaska. Japanese whaling ships are allowed to hunt whales of different species for ostensibly scientific purposes.
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Aboriginal whaling is still permitted. About 1,200 pilot whales were taken in the Faroe Islands in 2017.,[60] and about 900 narwhals and 800 belugas per year are taken in Alaska, Canada, Greenland, and Siberia. About 150 minke are taken in Greenland per year, 120 gray whales in Siberia and 50 bowheads in Alaska, as aboriginal whaling, besides the 600 minke taken commercially by Norway, 300 minke and 100 sei taken by Japan and up to 100 fin whales taken by Iceland.[61] Iceland and Norway do not recognize the ban and operate commercial whaling. Norway and Japan are committed to ending the ban.
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Dolphins and other smaller cetaceans are sometimes hunted in an activity known as dolphin drive hunting. This is accomplished by driving a pod together with boats, usually into a bay or onto a beach. Their escape is prevented by closing off the route to the ocean with other boats or nets. Dolphins are hunted this way in several places around the world, including the Solomon Islands, the Faroe Islands, Peru and Japan (the most well-known practitioner). Dolphins are mostly hunted for their meat, though some end up in dolphinaria. Despite the controversy thousands of dolphins are caught in drive hunts each year.
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Dolphin pods often reside near large tuna shoals. This is known to fishermen, who look for dolphins to catch tuna. Dolphins are much easier to spot from a distance than tuna, since they regularly breathe. The fishermen pull their nets hundreds of meters wide in a circle around the dolphin groups, in the expectation that they will net a tuna shoal. When the nets are pulled together, the dolphins become entangled under water and drown. Line fisheries in larger rivers are threats to river dolphins.
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A greater threat than by-catch for small cetaceans is targeted hunting. In Southeast Asia, they are sold as fish-replacement to locals, since the region's edible fish promise higher revenues from exports. In the Mediterranean, small cetaceans are targeted to ease pressure on edible fish.[59]
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|
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A stranding is when a cetacean leaves the water to lie on a beach. In some cases, groups of whales strand together. The best known are mass strandings of pilot whales and sperm whales. Stranded cetaceans usually die, because their as much as 90 metric tons (99 short tons) body weight compresses their lungs or breaks their ribs. Smaller whales can die of heatstroke because of their thermal insulation.
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|
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The causes are not clear. Possible reasons for mass beachings are:[59]
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|
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Since 2000, whale strandings frequently occurred following military sonar testing. In December 2001, the US Navy admitted partial responsibility for the beaching and the deaths of several marine mammals in March 2000. The coauthor of the interim report stated that animals killed by active sonar of some Navy ships were injured. Generally, underwater noise, which is still on the increase, is increasingly tied to strandings; because it impairs communication and sense of direction.[62]
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|
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Climate change influences the major wind systems and ocean currents, which also lead to cetacean strandings. Researchers studying strandings on the Tasmanian coast from 1920–2002 found that greater strandings occurred at certain time intervals. Years with increased strandings were associated with severe storms, which initiated cold water flows close to the coast. In nutrient-rich, cold water, cetaceans expect large prey animals, so they follow the cold water currents into shallower waters, where the risk is higher for strandings. Whales and dolphins who live in pods may accompany sick or debilitated pod members into shallow water, stranding them at low tide. Once stranded, large whales are crushed by their own body weight, if they cannot quickly return to the water. In addition, body temperature regulation is compromised.[citation needed]
|
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|
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+
—Rear Admiral Lawrence Rice
|
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|
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Heavy metals, residues of many plant and insect venoms and plastic waste flotsam are not biodegradable. Sometimes, cetaceans consume these hazardous materials, mistaking them for food items. As a result, the animals are more susceptible to disease and have fewer offspring.[59]
|
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|
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Damage to the ozone layer reduces plankton reproduction because of its resulting radiation. This shrinks the food supply for many marine animals, but the filter-feeding baleen whales are most impacted. Even the Nekton is, in addition to intensive exploitation, damaged by the radiation.[59]
|
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|
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Food supplies are also reduced long-term by ocean acidification due to increased absorption of increased atmospheric carbon dioxide. The CO2 reacts with water to form carbonic acid, which reduces the construction of the calcium carbonate skeletons of food supplies for zooplankton that baleen whales depend on.[59]
|
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|
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The military and resource extraction industries operate strong sonar and blasting operations. Marine seismic surveys use loud, low-frequency sound that show what is lying underneath the Earth's surface.[63] Vessel traffic also increases noise in the oceans. Such noise can disrupt cetacean behavior such as their use of biosonar for orientation and communication. Severe instances can panic them, driving them to the surface. This leads to bubbles in blood gases and can cause decompression sickness.[64] Naval exercises with sonar regularly results in fallen cetaceans that wash up with fatal decompression. Sounds can be disruptive at distances of more than 100 kilometres (62 mi). Damage varies across frequency and species.
|
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|
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In Aristotle's time, the 4th century BCE, whales were regarded as fish due to their superficial similarity. Aristotle, however, observed many physiological and anatomical similarities with the terrestrial vertebrates, such as blood (circulation), lungs, uterus and fin anatomy.[citation needed] His detailed descriptions were assimilated by the Romans, but mixed with a more accurate knowledge of the dolphins, as mentioned by Pliny the Elder in his Natural history. In the art of this and subsequent periods, dolphins are portrayed with a high-arched head (typical of porpoises) and a long snout. The harbour porpoise was one of the most accessible species for early cetologists; because it could be seen close to land, inhabiting shallow coastal areas of Europe. Much of the findings that apply to all cetaceans were first discovered in porpoises.[65] One of the first anatomical descriptions of the airways of a harbor porpoise dates from 1671 by John Ray. It nevertheless referred to the porpoise as a fish.[66][67]
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|
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The tube in the head, through which this kind fish takes its breath and spitting water, located in front of the brain and ends outwardly in a simple hole, but inside it is divided by a downward bony septum, as if it were two nostrils; but underneath it opens up again in the mouth in a void.
|
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|
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In the 10th edition of Systema Naturae (1758), Swedish biologist and taxonomist Carl Linnaeus asserted that cetaceans were mammals and not fish. His groundbreaking binomial system formed the basis of modern whale classification.
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|
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Cetaceans play a role in human culture.
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|
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Stone Age petroglyphs, such as those in Roddoy and Reppa (Norway), and the Bangudae Petroglyphs in South Korea, depict them.[68][69] Whale bones were used for many purposes. In the Neolithic settlement of Skara Brae on Orkney sauce pans were made from whale vertebrae.
|
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|
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+
The whale was first mentioned in ancient Greece by Homer. There, it is called Ketos, a term that initially included all large marine animals. From this was derived the Roman word for whale, Cetus. Other names were phálaina (Aristotle, Latin form of ballaena) for the female and, with an ironic characteristic style, musculus (Mouse) for the male. North Sea whales were called Physeter, which was meant for the sperm whale Physter macrocephalus. Whales are described in particular by Aristotle, Pliny and Ambrose. All mention both live birth and suckling. Pliny describes the problems associated with the lungs with spray tubes and Ambrose claimed that large whales would take their young into their mouth to protect them.
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|
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In the Bible especially, the leviathan plays a role as a sea monster. The essence, which features a giant crocodile or a dragon and a whale, was created according to the Bible by God[70] and should again be destroyed by him.[71][72] In the Book of Job, the leviathan is described in more detail.[73][74]
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|
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In Jonah there is a more recognizable description of a whale alongside the prophet Jonah, who, on his flight from the city of Nineveh is swallowed by a whale.
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|
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Dolphins are mentioned far more often than whales. Aristotle discusses the sacred animals of the Greeks in his Historia Animalium and gives details of their role as aquatic animals. The Greeks admired the dolphin as a "king of the aquatic animals" and referred to them erroneously as fish. Its intelligence was apparent both in its ability to escape from fishnets and in its collaboration with fishermen.
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|
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River dolphins are known from the Ganges and – erroneously – the Nile. In the latter case it was equated with sharks and catfish. Supposedly they attacked even crocodiles.
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|
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Dolphins appear in Greek mythology. Because of their intelligence, they rescued multiple people from drowning. They were said to love music – probably not least because of their own song – they saved, in the legends, famous musicians such as Arion of Lesbos from Methymna or Kairanos from Miletus. Because of their mental faculties, dolphins were considered for the god Dionysus.
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|
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Dolphins belong to the domain of Poseidon and led him to his wife Amphitrite. Dolphins are associated with other gods, such as Apollo, Dionysus and Aphrodite. The Greeks paid tribute to both whales and dolphins with their own constellation. The constellation of the Whale (Ketos, lat. Cetus) is located south of the Dolphin (Delphi, lat. Delphinus) north of the zodiac.
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|
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Ancient art often included dolphin representations, including the Cretan Minoans. Later they appeared on reliefs, gems, lamps, coins, mosaics and gravestones. A particularly popular representation is that of Arion or the Taras (mythology) riding on a dolphin. In early Christian art, the dolphin is a popular motif, at times used as a symbol of Christ.
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|
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St. Brendan described in his travel story Navigatio Sancti Brendani an encounter with a whale, between the years 565–573. He described how he and his companions entered a treeless island, which turned out to be a giant whale, which he called Jasconicus. He met this whale seven years later and rested on his back.
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|
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Most descriptions of large whales from this time until the whaling era, beginning in the 17th century, were of beached whales, which resembled no other animal. This was particularly true for the sperm whale, the most frequently stranded in larger groups. Raymond Gilmore documented seventeen sperm whales in the estuary of the Elbe from 1723 to 1959 and thirty-one animals on the coast of Great Britain in 1784. In 1827, a blue whale beached itself off the coast of Ostend. Whales were used as attractions in museums and traveling exhibitions.
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Whalers from the 17th to 19th centuries depicted whales in drawings and recounted tales of their occupation. Although they knew that whales were harmless giants, they described battles with harpooned animals. These included descriptions of sea monsters, including huge whales, sharks, sea snakes, giant squid and octopuses.
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|
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Among the first whalers who described their experiences on whaling trips was Captain William Scoresby from Great Britain, who published the book Northern Whale Fishery, describing the hunt for northern baleen whales. This was followed by Thomas Beale, a British surgeon, in his book Some observations on the natural history of the sperm whale in 1835; and Frederick Debell Bennett's The tale of a whale hunt in 1840. Whales were described in narrative literature and paintings, most famously in the novels Moby Dick by Herman Melville and 20,000 Leagues Under the Sea by Jules Verne.
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|
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Baleen was used to make vessel components such as the bottom of a bucket in the Scottish National Museum. The Norsemen crafted ornamented plates from baleen, sometimes interpreted as ironing boards.
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|
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In the Canadian Arctic (east coast) in Punuk and Thule culture (1000–1600 C.E.),[75] I baleen was used to construct houses in place of wood as roof support for winter houses, with half of the building buried under the ground. The actual roof was probably made of animal skins that were covered with soil and moss.[76]
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In the 20th century perceptions of cetaceans changed. They transformed from monsters into creatures of wonder, as science revealed them to be intelligent and peaceful animals. Hunting was replaced by whale and dolphin tourism. This change is reflected in films and novels. For example, the protagonist of the series Flipper was a bottle-nose dolphin. The TV series SeaQuest DSV (1993–1996), the movies Free Willy, Star Trek IV: The Voyage Home and the book series The Hitchhiker's Guide to the Galaxy by Douglas Adams are examples.[77]
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The study of whale song also produced a popular album, Songs of the Humpback Whale.
|
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|
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Whales and dolphins have been kept in captivity for use in education, research and entertainment since the 19th century.
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|
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Beluga whales were the first whales to be kept in captivity. Other species were too rare, too shy or too big. The first was shown at Barnum's Museum in New York City in 1861.[78] For most of the 20th century, Canada was the predominant source.[79] They were taken from the St. Lawrence River estuary until the late 1960s, after which they were predominantly taken from the Churchill River estuary until capture was banned in 1992.[79] Russia then became the largest provider.[79] Belugas are caught in the Amur Darya delta and their eastern coast and are transported domestically to aquaria or dolphinaria in Moscow, St. Petersburg and Sochi, or exported to countries such as Canada.[79] They have not been domesticated.[80]
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|
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As of 2006, 30 belugas lived in Canada and 28 in the United States. 42 deaths in captivity had been reported.[79] A single specimen can reportedly fetch up to US$100,000 (UK£64,160). The beluga's popularity is due to its unique color and its facial expressions. The latter is possible because while most cetacean "smiles" are fixed, the extra movement afforded by the beluga's unfused cervical vertebrae allows a greater range of apparent expression.[81]
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|
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The killer whale's intelligence, trainability, striking appearance, playfulness in captivity and sheer size have made it a popular exhibit at aquaria and aquatic theme parks. From 1976 to 1997, fifty-five whales were taken from the wild in Iceland, nineteen from Japan and three from Argentina. These figures exclude animals that died during capture. Live captures fell dramatically in the 1990s and by 1999, about 40% of the forty-eight animals on display in the world were captive-born.[82]
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|
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Organizations such as World Animal Protection and the Whale and Dolphin Conservation campaign against the practice of keeping them in captivity.
|
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|
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In captivity, they often develop pathologies, such as the dorsal fin collapse seen in 60–90% of captive males. Captives have reduced life expectancy, on average only living into their 20s, although some live longer, including several over 30 years old and two, Corky II and Lolita, in their mid-40s. In the wild, females who survive infancy live 46 years on average and up to 70–80 years. Wild males who survive infancy live 31 years on average and can reach 50–60 years.[83]
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|
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Captivity usually bears little resemblance to wild habitat and captive whales' social groups are foreign to those found in the wild. Critics claim captive life is stressful due to these factors and the requirement to perform circus tricks that are not part of wild killer whale behavior. Wild killer whales may travel up to 160 kilometres (100 mi) in a day and critics say the animals are too big and intelligent to be suitable for captivity.[84] Captives occasionally act aggressively towards themselves, their tankmates, or humans, which critics say is a result of stress.[85] Killer whales are well known for their performances in shows, but the number of orcas kept in captivity is small, especially when compared to the number of bottlenose dolphins, with only forty-four captive orcas being held in aquaria as of 2012.[86]
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|
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Each country has its own tank requirements; in the US, the minimum enclosure size is set by the Code of Federal Regulations, 9 CFR E § 3.104, under the Specifications for the Humane Handling, Care, Treatment and Transportation of Marine Mammals.[87]
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|
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Aggression among captive killer whales is common. They attack each other and their trainers as well. In 2013, SeaWorld's treatment of killer whales in captivity was the basis of the movie Blackfish, which documents the history of Tilikum, a killer whale at SeaWorld Orlando, who had been involved in the deaths of three people.[88] The film led to proposals by some lawmakers to ban captivity of cetaceans, and lead SeaWorld to announce in 2016 that it would phase out its killer whale program after various unsuccessful attempts to restore its revenues, reputation, and stock price.[89]
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|
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Dolphins and porpoises are kept in captivity. Bottlenose dolphins are the most common, as they are relatively easy to train, have a long lifespan in captivity and have a friendly appearance. Bottlenose dolphins live in captivity across the world, though exact numbers are hard to determine. Other species kept in captivity are spotted dolphins, false killer whales and common dolphins, Commerson's dolphins, as well as rough-toothed dolphins, but all in much lower numbers. There are also fewer than ten pilot whales, Amazon river dolphins, Risso's dolphins, spinner dolphins, or tucuxi in captivity. Two unusual and rare hybrid dolphins, known as wolphins, are kept at Sea Life Park in Hawaii, which is a cross between a bottlenose dolphin and a false killer whale. Also, two common/bottlenose hybrids reside in captivity at Discovery Cove and SeaWorld San Diego.
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In repeated attempts in the 1960s and 1970s, narwhals kept in captivity died within months. A breeding pair of pygmy right whales were retained in a netted area. They were eventually released in South Africa. In 1971, SeaWorld captured a California gray whale calf in Mexico at Scammon's Lagoon. The calf, later named Gigi, was separated from her mother using a form of lasso attached to her flukes. Gigi was displayed at SeaWorld San Diego for a year. She was then released with a radio beacon affixed to her back; however, contact was lost after three weeks. Gigi was the first captive baleen whale. JJ, another gray whale calf, was kept at SeaWorld San Diego. JJ was an orphaned calf that beached itself in April 1997 and was transported two miles to SeaWorld. The 680 kilograms (1,500 lb) calf was a popular attraction and behaved normally, despite separation from his mother. A year later, the then 8,164.7 kilograms (18,000 lb) whale though smaller than average, was too big to keep in captivity, and was released on April 1, 1998. A captive Amazon river dolphin housed at Acuario de Valencia is the only trained river dolphin in captivity.[90][91]
|
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Here is a list of all the cetaceans that have been taken into captivity for either conservation or human entertainment purposes currently or in the past, temporarily or permanently.
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1 |
+
|
2 |
+
|
3 |
+
Mysticeti
|
4 |
+
Odontoceti
|
5 |
+
†Archaeoceti
|
6 |
+
(see text for families)
|
7 |
+
|
8 |
+
Cetaceans (/sɪˈteɪʃəns/) (from Latin: cetus, lit. 'whale', from Ancient Greek: κῆτος, romanized: kētos, lit. 'huge fish')[1] are aquatic mammals constituting the infraorder Cetacea. There are around 89 living species, which are divided into two parvorders. The first is the Odontoceti, the toothed whales, which consist of around 70 species, including the dolphin (which includes killer whales), porpoise, beluga whale, narwhal, sperm whale, and beaked whale. The second is the Mysticeti, the baleen (from Latin: balæna, lit. 'whale') whales, which have a filter-feeder system, and consist of fifteen species divided into three families, and include the blue whale, right whale, bowhead whale, rorqual, and gray whale.
|
9 |
+
|
10 |
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The ancient and extinct ancestors of modern whales (Archaeoceti) lived 53 to 45 million years ago. They diverged from even-toed ungulates; their closest living relatives are hippopotamuses and others such as cows and pigs. They were semiaquatic and evolved in the shallow waters that separated India from Asia. Around 30 species adapted to a fully oceanic life. Baleen whales split from toothed whales around 34 million years ago.
|
11 |
+
|
12 |
+
The smallest cetacean is Maui's dolphin, at 1 m (3 ft 3 in) and 50 kg (110 lb); the largest is the blue whale,[2] at 29.9 m (98 ft) and 173 t (381,000 lb). Baleen whales have a tactile system in the short hairs (vibrissae) around their mouth; toothed whales also develop vibrissae, but lose them during fetal development or shortly after birth,[3] leaving behind electroreceptive vibrissal crypts in some species.[4] Cetaceans have well-developed senses—their eyesight and hearing are adapted for both air and water. They have a layer of fat, or blubber, under the skin to maintain body heat in cold water. Several species exhibit sexual dimorphism. Two external forelimbs are modified into flippers; two internal hindlimbs are vestigial. Cetaceans have streamlined bodies. Dolphins are able to make very tight turns at high speeds,[5] others are capable of diving to great depths.
|
13 |
+
|
14 |
+
Although cetaceans are widespread, most species prefer the colder waters of the Northern and Southern Hemispheres. They spend their lives in the water of seas and rivers; having to mate, give birth, molt or escape from predators, like killer whales, underwater. This has been enabled by unique evolutionary adaptations in their physiology and anatomy. They feed largely on fish and marine invertebrates; but a few, like the killer whale, feed on large mammals and birds, such as penguins and seals. Some baleen whales (mainly gray whales and right whales) are specialised for feeding on benthic creatures. Male cetaceans typically mate with more than one female (polygyny), although the degree of polygyny varies with the species. Cetaceans are not known to have pair bonds. Male cetacean strategies for reproductive success vary between herding females, defending potential mates from other males, or whale song which attracts mates. Calves are typically born in the fall and winter months, and females bear almost all the responsibility for raising them. Mothers of some species fast and nurse their young for a relatively short period of time, which is more typical of baleen whales as their main food source (invertebrates) aren't found in their breeding and calving grounds (tropics). Cetaceans produce a number of vocalizations, notably the clicks and whistles of dolphins and the moaning songs of the humpback whale.
|
15 |
+
|
16 |
+
The meat, blubber and oil of cetaceans have traditionally been used by indigenous peoples of the Arctic. Cetaceans have been depicted in various cultures worldwide. Dolphins are commonly kept in captivity and are even sometimes trained to perform tricks and tasks, other cetaceans aren't as often kept in captivity (with usually unsuccessful attempts). Cetaceans have been extensively hunted by commercial industries for their products, although hunting the largest whales is now forbidden by international law. The baiji (Chinese river dolphin) has become "Possibly Extinct" in the past century, while the vaquita and Yangtze finless porpoise are ranked Critically Endangered by the International Union for Conservation of Nature. Besides hunting, cetaceans also face threats from accidental trapping and environmental hazards such as marine pollution, noise pollution and ongoing climate change.
|
17 |
+
|
18 |
+
The two parvorders, baleen whales (Mysticeti) and toothed whales (Odontoceti), are thought to have diverged around thirty-four million years ago.[6]
|
19 |
+
|
20 |
+
Baleen whales have bristles made of keratin instead of teeth. The bristles filter krill and other small invertebrates from seawater. Grey whales feed on bottom-dwelling mollusks. Rorqual family (balaenopterids) use throat pleats to expand their mouths to take in food and sieve out the water. Balaenids (right whales and bowhead whales) have massive heads that can make up 40% of their body mass. Most mysticetes prefer the food-rich colder waters of the Northern and Southern Hemispheres, migrating to the Equator to give birth. During this process, they are capable of fasting for several months, relying on their fat reserves.
|
21 |
+
|
22 |
+
The parvorder of Odontocetes – the toothed whales – include sperm whales, beaked whales, killer whales, dolphins and porpoises. Generally the teeth are designed for catching fish, squid or other marine invertebrates, not for chewing them, so prey is swallowed whole. Teeth are shaped like cones (dolphins and sperm whales), spades (porpoises), pegs (belugas), tusks (narwhals) or variable (beaked whale males). Female beaked whales' teeth are hidden in the gums and are not visible, and most male beaked whales have only two short tusks. Narwhals have vestigial teeth other than their tusk, which is present on males and 15% of females and has millions of nerves to sense water temperature, pressure and salinity. A few toothed whales, such as some killer whales, feed on mammals, such as pinnipeds and other whales.
|
23 |
+
|
24 |
+
Toothed whales have well-developed senses – their eyesight and hearing are adapted for both air and water, and they have advanced sonar capabilities using their melon. Their hearing is so well-adapted for both air and water that some blind specimens can survive. Some species, such as sperm whales, are well adapted for diving to great depths. Several species of toothed whales show sexual dimorphism, in which the males differ from the females, usually for purposes of sexual display or aggression.
|
25 |
+
|
26 |
+
Cetacean bodies are generally similar to that of fish, which can be attributed to their lifestyle and the habitat conditions. Their body is well-adapted to their habitat, although they share essential characteristics with other higher mammals (Eutheria).[7]
|
27 |
+
|
28 |
+
They have a streamlined shape, and their forelimbs are flippers. Almost all have a dorsal fin on their backs that can take on many forms depending on the species. A few species, such as the beluga whale, lack them. Both the flipper and the fin are for stabilization and steering in the water.
|
29 |
+
|
30 |
+
The male genitals and mammary glands of females are sunken into the body.[8][9]
|
31 |
+
|
32 |
+
The body is wrapped in a thick layer of fat, known as blubber, used for thermal insulation and gives cetaceans their smooth, streamlined body shape. In larger species, it can reach a thickness up to half a meter (1.6 ft).
|
33 |
+
|
34 |
+
Sexual dimorphism evolved in many toothed whales. Sperm whales, narwhals, many members of the beaked whale family, several species of the porpoise family, killer whales, pilot whales, eastern spinner dolphins and northern right whale dolphins show this characteristic.[10] Males in these species developed external features absent in females that are advantageous in combat or display. For example, male sperm whales are up to 63% percent larger than females, and many beaked whales possess tusks used in competition among males.[10][11]
|
35 |
+
Hind legs are not present in cetaceans, nor are any other external body attachments such as a pinna and hair.[12]
|
36 |
+
|
37 |
+
Whales have an elongated head, especially baleen whales, due to the wide overhanging jaw. Bowhead whale plates can be 9 metres (30 ft) long. Their nostril(s) make up the blowhole, with one in toothed whales and two in baleen whales.
|
38 |
+
|
39 |
+
The nostrils are located on top of the head above the eyes so that the rest of the body can remain submerged while surfacing for air. The back of the skull is significantly shortened and deformed. By shifting the nostrils to the top of the head, the nasal passages extend perpendicularly through the skull.[13] The teeth or baleen in the upper jaw sit exclusively on the maxilla. The braincase is concentrated through the nasal passage to the front and is correspondingly higher, with individual cranial bones that overlap.
|
40 |
+
|
41 |
+
In toothed whales, connective tissue exists in the melon as a head buckle. This is filled with air sacs and fat that aid in buoyancy and biosonar. The sperm whale has a particularly pronounced melon; this is called the spermaceti organ and contains the eponymous spermaceti, hence the name "sperm whale". Even the long tusk of the narwhal is a vice-formed tooth. In many toothed whales, the depression in their skull is due to the formation of a large melon and multiple, asymmetric air bags.
|
42 |
+
|
43 |
+
River dolphins, unlike most other cetaceans, can turn their head 90°. Other cetaceans have fused neck vertebrae and are unable to turn their head at all.
|
44 |
+
|
45 |
+
The baleen of baleen whales consists of long, fibrous strands of keratin. Located in place of the teeth, it has the appearance of a huge fringe and is used to sieve the water for plankton and krill.
|
46 |
+
|
47 |
+
The neocortex of many cetaceans is home to elongated spindle neurons that, prior to 2019, were known only in hominids.[14] In humans, these cells are thought to be involved in social conduct, emotions, judgment and theory of mind.[15] Cetacean spindle neurons are found in areas of the brain homologous to where they are found in humans, suggesting they perform a similar function.[16]
|
48 |
+
|
49 |
+
Brain size was previously considered a major indicator of intelligence. Since most of the brain is used for maintaining bodily functions, greater ratios of brain to body mass may increase the amount of brain mass available for cognitive tasks. Allometric analysis indicates that mammalian brain size scales at approximately two-thirds or three-quarter exponent of the body mass.[17] Comparison of a particular animal's brain size with the expected brain size based on such an analysis provides an encephalization quotient that can be used as an indication of animal intelligence. Sperm whales have the largest brain mass of any animal on earth, averaging 8,000 cm3 (490 in3) and 7.8 kg (17 lb) in mature males.[18] The brain to body mass ratio in some odontocetes, such as belugas and narwhals, is second only to humans.[19] In some whales, however, it is less than half that of humans: 0.9% versus 2.1%. The sperm whale (Physeter macrocephalus) is the largest of all toothed predatory animals and possesses the largest brain.
|
50 |
+
|
51 |
+
The cetacean skeleton is largely made up of cortical bone, which stabilizes the animal in the water. For this reason, the usual terrestrial compact bones, which are finely woven cancellous bone, are replaced with lighter and more elastic material. In many places, bone elements are replaced by cartilage and even fat, thereby improving their hydrostatic qualities. The ear and the muzzle contain a bone shape that is exclusive to cetaceans with a high density, resembling porcelain. This conducts sound better than other bones, thus aiding biosonar.
|
52 |
+
|
53 |
+
The number of vertebrae that make up the spine varies by species, ranging from forty to ninety-three. The cervical spine, found in all mammals, consists of seven vertebrae which, however, are reduced or fused. This fusion provides stability during swimming at the expense of mobility. The fins are carried by the thoracic vertebrae, ranging from nine to seventeen individual vertebrae. The sternum is cartilaginous. The last two to three pairs of ribs are not connected and hang freely in the body wall. The stable lumbar and tail include the other vertebrae. Below the caudal vertebrae is the chevron bone.
|
54 |
+
|
55 |
+
The front limbs are paddle-shaped with shortened arms and elongated finger bones, to support movement. They are connected by cartilage. The second and third fingers display a proliferation of the finger members, a so-called hyperphalangy. The shoulder joint is the only functional joint in all cetaceans except for the Amazon river dolphin. The collarbone is completely absent.
|
56 |
+
|
57 |
+
They have a cartilaginous fluke at the end of their tails that is used for propulsion. The fluke is set horizontally on the body, unlike fish, which have vertical tails.
|
58 |
+
|
59 |
+
Cetaceans have powerful hearts. Blood oxygen is distributed effectively throughout the body. They are warm-blooded, i.e., they hold a nearly constant body temperature.
|
60 |
+
|
61 |
+
Cetaceans have lungs, meaning they breathe air. An individual can last without a breath from a few minutes to over two hours depending on the species. Cetacea are deliberate breathers who must be awake to inhale and exhale. When stale air, warmed from the lungs, is exhaled, it condenses as it meets colder external air. As with a terrestrial mammal breathing out on a cold day, a small cloud of 'steam' appears. This is called the 'spout' and varies across species in shape, angle and height. Species can be identified at a distance using this characteristic.
|
62 |
+
|
63 |
+
The structure of the respiratory and circulatory systems is of particular importance for the life of marine mammals. The oxygen balance is effective. Each breath can replace up to 90% of the total lung volume. For land mammals, in comparison, this value is usually about 15%. During inhalation, about twice as much oxygen is absorbed by the lung tissue as in a land mammal. As with all mammals, the oxygen is stored in the blood and the lungs, but in cetaceans, it is also stored in various tissues, mainly in the muscles. The muscle pigment, myoglobin, provides an effective bond. This additional oxygen storage is vital for deep diving, since beyond a depth around 100 m (330 ft), the lung tissue is almost completely compressed by the water pressure.
|
64 |
+
|
65 |
+
The stomach consists of three chambers. The first region is formed by a loose gland and a muscular forestomach (missing in beaked whales), which is then followed by the main stomach and the pylorus. Both are equipped with glands to help digestion. A bowel adjoins the stomachs, whose individual sections can only be distinguished histologically. The liver is large and separate from the gall bladder.[20]
|
66 |
+
|
67 |
+
The kidneys are long and flattened. The salt concentration in cetacean blood is lower than that in seawater, requiring kidneys to excrete salt. This allows the animals to drink seawater.[21]
|
68 |
+
|
69 |
+
Cetacean eyes are set on the sides rather than the front of the head. This means only species with pointed 'beaks' (such as dolphins) have good binocular vision forward and downward. Tear glands secrete greasy tears, which protect the eyes from the salt in the water. The lens is almost spherical, which is most efficient at focusing the minimal light that reaches deep water. Cetaceans are known to possess excellent hearing.[22]
|
70 |
+
|
71 |
+
At least one species, the tucuxi or Guiana dolphin, is able to use electroreception to sense prey.[23]
|
72 |
+
|
73 |
+
The external ear has lost the pinna (visible ear), but still retains a narrow external auditory meatus. To register sounds, instead, the posterior part of the mandible has a thin lateral wall (the pan bone) fronting a concavity that houses a fat pad. The pad passes anteriorly into the greatly enlarged mandibular foramen to reach in under the teeth and posteriorly to reach the thin lateral wall of the ectotympanic. The ectotympanic offers a reduced attachment area for the tympanic membrane. The connection between this auditory complex and the rest of the skull is reduced—to a single, small cartilage in oceanic dolphins.
|
74 |
+
|
75 |
+
In odontocetes, the complex is surrounded by spongy tissue filled with air spaces, while in mysticetes, it is integrated into the skull as with land mammals. In odontocetes, the tympanic membrane (or ligament) has the shape of a folded-in umbrella that stretches from the ectotympanic ring and narrows off to the malleus (quite unlike the flat, circular membrane found in land mammals.) In mysticetes, it also forms a large protrusion (known as the "glove finger"), which stretches into the external meatus and the stapes are larger than in odontocetes. In some small sperm whales, the malleus is fused with the ectotympanic.
|
76 |
+
|
77 |
+
The ear ossicles are pachyosteosclerotic (dense and compact) and differently shaped from land mammals (other aquatic mammals, such as sirenians and earless seals, have also lost their pinnae). T semicircular canals are much smaller relative to body size than in other mammals.[24]
|
78 |
+
|
79 |
+
The auditory bulla is separated from the skull and composed of two compact and dense bones (the periotic and tympanic) referred to as the tympanoperiotic complex. This complex is located in a cavity in the middle ear, which, in the Mysticeti, is divided by a bony projection and compressed between the exoccipital and squamosal, but in the odontoceti, is large and completely surrounds the bulla (hence called "peribullar"), which is, therefore, not connected to the skull except in physeterids. In the Odontoceti, the cavity is filled with a dense foam in which the bulla hangs suspended in five or more sets of ligaments. The pterygoid and peribullar sinuses that form the cavity tend to be more developed in shallow water and riverine species than in pelagic Mysticeti. In Odontoceti, the composite auditory structure is thought to serve as an acoustic isolator, analogous to the lamellar construction found in the temporal bone in bats.[25]
|
80 |
+
|
81 |
+
Cetaceans use sound to communicate, using groans, moans, whistles, clicks or the 'singing' of the humpback whale.[23]
|
82 |
+
|
83 |
+
Odontoceti are generally capable of echolocation.[26] They can discern the size, shape, surface characteristics, distance and movement of an object. They can search for, chase and catch fast-swimming prey in total darkness. Most Odontoceti can distinguish between prey and nonprey (such as humans or boats); captive Odontoceti can be trained to distinguish between, for example, balls of different sizes or shapes. Echolocation clicks also contain characteristic details unique to each animal, which may suggest that toothed whales can discern between their own click and that of others.[27]
|
84 |
+
|
85 |
+
Mysticeti have exceptionally thin, wide basilar membranes in their cochleae without stiffening agents, making their ears adapted for processing low to infrasonic frequencies.[28]
|
86 |
+
|
87 |
+
The initial karyotype includes a set of chromosomes from 2n = 44. They have four pairs of telocentric chromosomes (whose centromeres sit at one of the telomeres), two to four pairs of subtelocentric and one or two large pairs of submetacentric chromosomes. The remaining chromosomes are metacentric—the centromere is approximately in the middle—and are rather small. Sperm whales, beaked whales and right whales converge to a reduction in the number of chromosomes to 2n = 42.[29]
|
88 |
+
|
89 |
+
Cetaceans are found in many aquatic habitats. While many marine species, such as the blue whale, the humpback whale and the killer whale, have a distribution area that includes nearly the entire ocean, some species occur only locally or in broken populations. These include the vaquita, which inhabits a small part of the Gulf of California and Hector's dolphin, which lives in some coastal waters in New Zealand. River dolphin species live exclusively in fresh water.
|
90 |
+
|
91 |
+
Many species inhabit specific latitudes, often in tropical or subtropical waters, such as Bryde's whale or Risso's dolphin. Others are found only in a specific body of water. The southern right whale dolphin and the hourglass dolphin live only in the Southern Ocean. The narwhal and the beluga live only in the Arctic Ocean. Sowerby's beaked whale and the Clymene dolphin exist only in the Atlantic and the Pacific white-sided dolphin and the northern straight dolphin live only in the North Pacific.
|
92 |
+
|
93 |
+
Cosmopolitan species may be found in the Pacific, Atlantic and Indian Oceans. However, northern and southern populations become genetically separated over time. In some species, this separation leads eventually to a divergence of the species, such as produced the southern right whale, North Pacific right whale and North Atlantic right whale.[30] Migratory species' reproductive sites often lie in the tropics and their feeding grounds in polar regions.
|
94 |
+
|
95 |
+
Thirty-two species are found in European waters, including twenty-five toothed and seven baleen species.
|
96 |
+
|
97 |
+
Many species of whales migrate on a latitudinal basis to move between seasonal habitats. For example, the gray whale migrates 10,000 miles round trip. The journey begins at winter birthing grounds in warm lagoons along Baja California, and traverses 5,000-7,000 miles of coastline to summer feeding grounds in the Bering, Chuckchi and Beaufort seas off the coast of Alaska.[31]
|
98 |
+
|
99 |
+
Conscious breathing cetaceans sleep but cannot afford to be unconscious for long, because they may drown. While knowledge of sleep in wild cetaceans is limited, toothed cetaceans in captivity have been recorded to exhibit unihemispheric slow-wave sleep (USWS), which means they sleep with one side of their brain at a time, so that they may swim, breathe consciously and avoid both predators and social contact during their period of rest.[32]
|
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|
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A 2008 study found that sperm whales sleep in vertical postures just under the surface in passive shallow 'drift-dives', generally during the day, during which whales do not respond to passing vessels unless they are in contact, leading to the suggestion that whales possibly sleep during such dives.[33]
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|
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While diving, the animals reduce their oxygen consumption by lowering the heart activity and blood circulation; individual organs receive no oxygen during this time. Some rorquals can dive for up to 40 minutes, sperm whales between 60 and 90 minutes and bottlenose whales for two hours. Diving depths average about 100 m (330 ft). Species such as sperm whales can dive to 3,000 m (9,800 ft), although more commonly 1,200 metres (3,900 ft).[34][35]
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|
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Most cetaceans are social animals, although a few species live in pairs or are solitary. A group, known as a pod, usually consists of ten to fifty animals, but on occasion, such as mass availability of food or during mating season, groups may encompass more than one thousand individuals. Inter-species socialization can occur.[36]
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|
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Pods have a fixed hierarchy, with the priority positions determined by biting, pushing or ramming. The behavior in the group is aggressive only in situations of stress such as lack of food, but usually it is peaceful. Contact swimming, mutual fondling and nudging are common. The playful behavior of the animals, which is manifested in air jumps, somersaults, surfing, or fin hitting, occurs more often than not in smaller cetaceans, such as dolphins and porpoises.[36]
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|
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Males in some baleen species communicate via whale song, sequences of high pitched sounds. These "songs" can be heard for hundreds of kilometers. Each population generally shares a distinct song, which evolves over time. Sometimes, an individual can be identified by its distinctive vocals, such as the 52-hertz whale that sings at a higher frequency than other whales. Some individuals are capable of generating over 600 distinct sounds.[36] In baleen species such as humpbacks, blues and fins, male-specific song is believed to be used to attract and display fitness to females.[37]
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|
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Pod groups also hunt, often with other species. Many species of dolphins accompany large tunas on hunting expeditions, following large schools of fish. The killer whale hunts in pods and targets belugas and even larger whales. Humpback whales, among others, form in collaboration bubble carpets to herd krill or plankton into bait balls before lunging at them.[36]
|
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+
|
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Cetacea are known to teach, learn, cooperate, scheme and grieve.[38]
|
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+
|
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Smaller cetaceans, such as dolphins and porpoises, engage in complex play behavior, including such things as producing stable underwater toroidal air-core vortex rings or "bubble rings". The two main methods of bubble ring production are rapid puffing of air into the water and allowing it to rise to the surface, forming a ring, or swimming repeatedly in a circle and then stopping to inject air into the helical vortex currents thus formed. They also appear to enjoy biting the vortex rings, so that they burst into many separate bubbles and then rise quickly to the surface. Whales produce bubble nets to aid in herding prey.[39]
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|
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Larger whales are also thought to engage in play. The southern right whale elevates its tail fluke above the water, remaining in the same position for a considerable time. This is known as "sailing". It appears to be a form of play and is most commonly seen off the coast of Argentina and South Africa.[40] Humpback whales also display this behaviour.
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Self-awareness appears to be a sign of abstract thinking. Self-awareness, although not well-defined, is believed to be a precursor to more advanced processes such as metacognitive reasoning (thinking about thinking) that humans exploit. Cetaceans appear to possess self-awareness.[41] The most widely used test for self-awareness in animals is the mirror test, in which a temporary dye is placed on an animal's body and the animal is then presented with a mirror. Researchers then explore whether the animal shows signs of self-recognition.[42]
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Critics claim that the results of these tests are susceptible to the Clever Hans effect. This test is much less definitive than when used for primates. Primates can touch the mark or the mirror, while cetaceans cannot, making their alleged self-recognition behavior less certain. Skeptics argue that behaviors said to identify self-awareness resemble existing social behaviors, so researchers could be misinterpreting self-awareness for social responses. Advocates counter that the behaviors are different from normal responses to another individual. Cetaceans show less definitive behavior of self-awareness, because they have no pointing ability.[42]
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In 1995, Marten and Psarakos used video to test dolphin self-awareness.[43] They showed dolphins real-time footage of themselves, recorded footage and another dolphin. They concluded that their evidence suggested self-awareness rather than social behavior. While this particular study has not been replicated, dolphins later "passed" the mirror test.[42]
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|
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Most cetaceans sexually mature at seven to 10 years. An exception to this is the La Plata dolphin, which is sexually mature at two years, but lives only to about 20. The sperm whale reaches sexual maturity within about 20 years and a lifespan between 50 and 100 years.[36]
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For most species, reproduction is seasonal. Ovulation coincides with male fertility. This cycle is usually coupled with seasonal movements that can be observed in many species. Most toothed whales have no fixed bonds. In many species, females choose several partners during a season. Baleen whales are largely monogamous within each reproductive period.
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|
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Gestation ranges from 9 to 16 months. Duration is not necessarily a function of size. Porpoises and blue whales gestate for about 11 months. As with all mammals other than marsupials and monotremes, the embryo is fed by the placenta, an organ that draws nutrients from the mother’s bloodstream. Mammals without placentas either lay minuscule eggs (monotremes) or bear minuscule offspring (marsupials).
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Cetaceans usually bear one calf. In the case of twins, one usually dies, because the mother cannot produce sufficient milk for both. The fetus is positioned for a tail-first delivery, so that the risk of drowning during delivery is minimal. After birth, the mother carries the infant to the surface for its first breath. At birth they are about one-third of their adult length and tend to be independently active, comparable to terrestrial mammals.
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Like other placental mammals, cetaceans give birth to well-developed calves and nurse them with milk from their mammary glands. When suckling, the mother actively splashes milk into the mouth of the calf, using the muscles of her mammary glands, as the calf has no lips. This milk usually has a high fat content, ranging from 16 to 46%, causing the calf to increase rapidly in size and weight.[36]
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|
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In many small cetaceans, suckling lasts for about four months. In large species, it lasts for over a year and involves a strong bond between mother and offspring.
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The mother is solely responsible for brooding. In some species, so-called "aunts" occasionally suckle the young.
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This reproductive strategy provides a few offspring that have a high survival rate.
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|
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Among cetaceans, whales are distinguished by an unusual longevity compared to other higher mammals. Some species, such as the bowhead whale (Balaena mysticetus), can reach over 200 years. Based on the annual rings of the bony otic capsule, the age of the oldest known specimen is a male determined to be 211 years at the time of death.[44]
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Upon death, whale carcasses fall to the deep ocean and provide a substantial habitat for marine life. Evidence of whale falls in present-day and fossil records shows that deep-sea whale falls support a rich assemblage of creatures, with a global diversity of 407 species, comparable to other neritic biodiversity hotspots, such as cold seeps and hydrothermal vents.[45]
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|
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Deterioration of whale carcasses happens through three stages. Initially, organisms such as sharks and hagfish scavenge the soft tissues at a rapid rate over a period of months and as long as two years. This is followed by the colonization of bones and surrounding sediments (which contain organic matter) by enrichment opportunists, such as crustaceans and polychaetes, throughout a period of years. Finally, sulfophilic bacteria reduce the bones releasing hydrogen sulfide enabling the growth of chemoautotrophic organisms, which in turn, support organisms such as mussels, clams, limpets and sea snails. This stage may last for decades and supports a rich assemblage of species, averaging 185 per site.[45][46]
|
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|
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Brucellosis affects almost all mammals. It is distributed worldwide, while fishing and pollution have caused porpoise population density pockets, which risks further infection and disease spreading. Brucella ceti, most prevalent in dolphins, has been shown to cause chronic disease, increasing the chance of failed birth and miscarriages, male infertility, neurobrucellosis, cardiopathies, bone and skin lesions, strandings and death. Until 2008, no case had ever been reported in porpoises, but isolated populations have an increased risk and consequentially a high mortality rate.[47]
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Molecular biology and immunology show that cetaceans are phylogenetically closely related with the even-toed ungulates (Artiodactyla). Whales direct lineage began in the early Eocene, more than 50 million years ago, with early artiodactyls.[49] Fossil discoveries at the beginning of the 21st century confirmed this.
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Most molecular biological evidence suggests that hippos are the closest living relatives. Common anatomical features include similarities in the morphology of the posterior molars, and the bony ring on the temporal bone (bulla) and the involucre, a skull feature that was previously associated only with cetaceans.[49] The fossil record, however, does not support this relationship, because the hippo lineage dates back only about 15 million years.[50][51][52] The most striking common feature is the talus, a bone in the upper ankle. Early cetaceans, archaeocetes, show double castors, which occur only in even-toed ungulates. Corresponding findings are from Tethys Sea deposits in northern India and Pakistan. The Tethys Sea was a shallow sea between the Asian continent and northward-bound Indian plate.
|
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|
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other Artiodactyls
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|
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Raoellidae (Indohyus, Khirharia...)
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+
|
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Cetacea
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Mysticetes evolved baleen around 25 million years ago and lost their teeth.
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The direct ancestors of today's cetaceans are probably found within the Dorudontidae whose most famous member, Dorudon, lived at the same time as Basilosaurus. Both groups had already developed the typical anatomical features of today's whales, such as hearing. Life in the water for a formerly terrestrial creature required significant adjustments such as the fixed bulla, which replaces the mammalian eardrum, as well as sound-conducting elements for submerged directional hearing. Their wrists were stiffened and probably contributed to the typical build of flippers. The hind legs existed, however, but were significantly reduced in size and with a vestigial pelvis connection.[49]
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The fossil record traces the gradual transition from terrestrial to aquatic life. The regression of the hind limbs allowed greater flexibility of the spine. This made it possible for whales to move around with the vertical tail hitting the water. The front legs transformed into flippers, costing them their mobility on land.
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One of the oldest members of ancient cetaceans (Archaeoceti) is Pakicetus from the Middle Eocene. This is an animal the size of a wolf, whose skeleton is known only partially. It had functioning legs and lived near the shore. This suggests the animal could still move on land. The long snout had carnivorous dentition.[49]
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|
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The transition from land to sea dates to about 49 million years ago, with the Ambulocetus ("running whale"), discovered in Pakistan. It was up to 3 m (9.8 ft) long. The limbs of this archaeocete were leg-like, but it was already fully aquatic, indicating that a switch to a lifestyle independent from land happened extraordinarily quickly.[53] The snout was elongated with overhead nostrils and eyes. The tail was strong and supported movement through water. Ambulocetus probably lived in mangroves in brackish water and fed in the riparian zone as a predator of fish and other vertebrates.[54]
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Dating from about 45 million years ago are species such as Indocetus, Kutchicetus, Rodhocetus and Andrewsiphius, all of which were adapted to life in water. The hind limbs of these species were regressed and their body shapes resemble modern whales. Protocetidae family member Rodhocetus is considered the first to be fully aquatic. The body was streamlined and delicate with extended hand and foot bones. The merged pelvic lumbar spine was present, making it possible to support the floating movement of the tail. It was likely a good swimmer, but could probably move only clumsily on land, much like a modern seal.[49]
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|
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Since the late Eocene, about 40 million years ago, cetaceans populated the subtropical oceans and no longer emerged on land. An example is the 18-m-long Basilosaurus, sometimes referred to as Zeuglodon. The transition from land to water was completed in about 10 million years. The Wadi Al-Hitan ("Whale Valley") in Egypt contains numerous skeletons of Basilosaurus, as well as other marine vertebrates.
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The two parvorders are baleen whales (Mysticeti) which owe their name to their baleen, and toothed whales (Odontoceti), which have teeth shaped like cones, spades, pegs or tusks, and can perceive their environment through biosonar.
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|
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The terms whale and dolphin are informal:
|
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+
|
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+
The term 'great whales' covers those currently regulated by the International Whaling Commission:[55]
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the Odontoceti family Physeteridae (sperm whales); and the Mysticeti families Balaenidae (right and bowhead whales), Eschrichtiidae (grey whales), and some of the Balaenopteridae (minke, Bryde's, sei, blue and fin; not Eden's and Omura's whales).[56]
|
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|
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+
Belugas, narwhals (Monodontidae)
|
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+
|
182 |
+
Porpoise (Phocoenidae)
|
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+
|
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+
Oceanic dolphins (Delphinidae)
|
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+
|
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+
Iniidae
|
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+
|
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+
Pontoporiidae
|
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+
|
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+
Beaked whales (Ziphiidae)
|
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+
|
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+
River dolphins (Platanistidae)
|
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+
|
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+
Dwarf sperm whales (Kogiidae)
|
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+
|
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+
Sperm whales (Physeteridae)
|
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|
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+
Rorquals (Balaenopteridae)
|
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+
|
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+
Gray whales (Eschrichtiidae)
|
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+
|
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+
Neobalaeninae
|
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+
|
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+
Right whales (Balaenidae)
|
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+
|
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+
Janjucetus †
|
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+
|
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+
Basilosaurus †
|
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+
|
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+
Dorudon †
|
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+
|
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+
Rodhocetus †
|
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+
|
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+
Remingtonocetidae †
|
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+
|
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+
Ambulocetidae †
|
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+
|
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+
Pakicetidae †
|
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+
|
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+
Raoellidae †
|
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+
|
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+
†Recently extinct
|
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+
|
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+
The primary threats to cetaceans come from people, both directly from whaling or drive hunting and indirect threats from fishing and pollution.[59]
|
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+
|
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+
Whaling is the practice of hunting whales, mainly baleen and sperm whales. This activity has gone on since the Stone Age.
|
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+
|
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+
In the Middle Ages, reasons for whaling included their meat, oil usable as fuel and the jawbone, which was used in house construction. At the end of the Middle Ages, early whaling fleets aimed at baleen whales, such as bowheads. In the 16th and 17th centuries, the Dutch fleet had about 300 whaling ships with 18,000 crewmen.
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|
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In the 18th and 19th centuries, baleen whales especially were hunted for their baleen, which was used as a replacement for wood, or in products requiring strength and flexibility such as corsets and crinoline skirts. In addition, the spermaceti found in the sperm whale was used as a machine lubricant and the ambergris as a material for pharmaceutical and perfume industries. In the second half of the 19th century, the explosive harpoon was invented, leading to a massive increase in the catch size.
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|
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Large ships were used as "mother" ships for the whale handlers. In the first half of the 20th century, whales were of great importance as a supplier of raw materials. Whales were intensively hunted during this time; in the 1930s, 30,000 whales were killed. This increased to over 40,000 animals per year up to the 1960s, when stocks of large baleen whales collapsed.
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|
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Most hunted whales are now threatened, with some great whale populations exploited to the brink of extinction. Atlantic and Korean gray whale populations were completely eradicated and the North Atlantic right whale population fell to some 300-600. The blue whale population is estimated to be around 14,000.
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|
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The first efforts to protect whales came in 1931. Some particularly endangered species, such as the humpback whale (which then numbered about 100 animals), were placed under international protection and the first protected areas were established. In 1946, the International Whaling Commission (IWC) was established, to monitor and secure whale stocks. Whaling of 14 large species for commercial purposes was prohibited worldwide by this organization from 1985 to 2005, though some countries do not honor the prohibition.
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|
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The stocks of species such as humpback and blue whales have recovered, though they are still threatened. The United States Congress passed the Marine Mammal Protection Act of 1972 sustain the marine mammal population. It prohibits the taking of marine mammals except for several hundred per year taken in Alaska. Japanese whaling ships are allowed to hunt whales of different species for ostensibly scientific purposes.
|
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|
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Aboriginal whaling is still permitted. About 1,200 pilot whales were taken in the Faroe Islands in 2017.,[60] and about 900 narwhals and 800 belugas per year are taken in Alaska, Canada, Greenland, and Siberia. About 150 minke are taken in Greenland per year, 120 gray whales in Siberia and 50 bowheads in Alaska, as aboriginal whaling, besides the 600 minke taken commercially by Norway, 300 minke and 100 sei taken by Japan and up to 100 fin whales taken by Iceland.[61] Iceland and Norway do not recognize the ban and operate commercial whaling. Norway and Japan are committed to ending the ban.
|
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|
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Dolphins and other smaller cetaceans are sometimes hunted in an activity known as dolphin drive hunting. This is accomplished by driving a pod together with boats, usually into a bay or onto a beach. Their escape is prevented by closing off the route to the ocean with other boats or nets. Dolphins are hunted this way in several places around the world, including the Solomon Islands, the Faroe Islands, Peru and Japan (the most well-known practitioner). Dolphins are mostly hunted for their meat, though some end up in dolphinaria. Despite the controversy thousands of dolphins are caught in drive hunts each year.
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|
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Dolphin pods often reside near large tuna shoals. This is known to fishermen, who look for dolphins to catch tuna. Dolphins are much easier to spot from a distance than tuna, since they regularly breathe. The fishermen pull their nets hundreds of meters wide in a circle around the dolphin groups, in the expectation that they will net a tuna shoal. When the nets are pulled together, the dolphins become entangled under water and drown. Line fisheries in larger rivers are threats to river dolphins.
|
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|
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A greater threat than by-catch for small cetaceans is targeted hunting. In Southeast Asia, they are sold as fish-replacement to locals, since the region's edible fish promise higher revenues from exports. In the Mediterranean, small cetaceans are targeted to ease pressure on edible fish.[59]
|
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|
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+
A stranding is when a cetacean leaves the water to lie on a beach. In some cases, groups of whales strand together. The best known are mass strandings of pilot whales and sperm whales. Stranded cetaceans usually die, because their as much as 90 metric tons (99 short tons) body weight compresses their lungs or breaks their ribs. Smaller whales can die of heatstroke because of their thermal insulation.
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|
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The causes are not clear. Possible reasons for mass beachings are:[59]
|
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+
|
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+
Since 2000, whale strandings frequently occurred following military sonar testing. In December 2001, the US Navy admitted partial responsibility for the beaching and the deaths of several marine mammals in March 2000. The coauthor of the interim report stated that animals killed by active sonar of some Navy ships were injured. Generally, underwater noise, which is still on the increase, is increasingly tied to strandings; because it impairs communication and sense of direction.[62]
|
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|
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Climate change influences the major wind systems and ocean currents, which also lead to cetacean strandings. Researchers studying strandings on the Tasmanian coast from 1920–2002 found that greater strandings occurred at certain time intervals. Years with increased strandings were associated with severe storms, which initiated cold water flows close to the coast. In nutrient-rich, cold water, cetaceans expect large prey animals, so they follow the cold water currents into shallower waters, where the risk is higher for strandings. Whales and dolphins who live in pods may accompany sick or debilitated pod members into shallow water, stranding them at low tide. Once stranded, large whales are crushed by their own body weight, if they cannot quickly return to the water. In addition, body temperature regulation is compromised.[citation needed]
|
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|
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+
—Rear Admiral Lawrence Rice
|
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+
|
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Heavy metals, residues of many plant and insect venoms and plastic waste flotsam are not biodegradable. Sometimes, cetaceans consume these hazardous materials, mistaking them for food items. As a result, the animals are more susceptible to disease and have fewer offspring.[59]
|
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+
|
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+
Damage to the ozone layer reduces plankton reproduction because of its resulting radiation. This shrinks the food supply for many marine animals, but the filter-feeding baleen whales are most impacted. Even the Nekton is, in addition to intensive exploitation, damaged by the radiation.[59]
|
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|
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+
Food supplies are also reduced long-term by ocean acidification due to increased absorption of increased atmospheric carbon dioxide. The CO2 reacts with water to form carbonic acid, which reduces the construction of the calcium carbonate skeletons of food supplies for zooplankton that baleen whales depend on.[59]
|
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+
|
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+
The military and resource extraction industries operate strong sonar and blasting operations. Marine seismic surveys use loud, low-frequency sound that show what is lying underneath the Earth's surface.[63] Vessel traffic also increases noise in the oceans. Such noise can disrupt cetacean behavior such as their use of biosonar for orientation and communication. Severe instances can panic them, driving them to the surface. This leads to bubbles in blood gases and can cause decompression sickness.[64] Naval exercises with sonar regularly results in fallen cetaceans that wash up with fatal decompression. Sounds can be disruptive at distances of more than 100 kilometres (62 mi). Damage varies across frequency and species.
|
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|
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+
In Aristotle's time, the 4th century BCE, whales were regarded as fish due to their superficial similarity. Aristotle, however, observed many physiological and anatomical similarities with the terrestrial vertebrates, such as blood (circulation), lungs, uterus and fin anatomy.[citation needed] His detailed descriptions were assimilated by the Romans, but mixed with a more accurate knowledge of the dolphins, as mentioned by Pliny the Elder in his Natural history. In the art of this and subsequent periods, dolphins are portrayed with a high-arched head (typical of porpoises) and a long snout. The harbour porpoise was one of the most accessible species for early cetologists; because it could be seen close to land, inhabiting shallow coastal areas of Europe. Much of the findings that apply to all cetaceans were first discovered in porpoises.[65] One of the first anatomical descriptions of the airways of a harbor porpoise dates from 1671 by John Ray. It nevertheless referred to the porpoise as a fish.[66][67]
|
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+
|
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+
The tube in the head, through which this kind fish takes its breath and spitting water, located in front of the brain and ends outwardly in a simple hole, but inside it is divided by a downward bony septum, as if it were two nostrils; but underneath it opens up again in the mouth in a void.
|
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+
|
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+
In the 10th edition of Systema Naturae (1758), Swedish biologist and taxonomist Carl Linnaeus asserted that cetaceans were mammals and not fish. His groundbreaking binomial system formed the basis of modern whale classification.
|
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+
|
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+
Cetaceans play a role in human culture.
|
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|
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Stone Age petroglyphs, such as those in Roddoy and Reppa (Norway), and the Bangudae Petroglyphs in South Korea, depict them.[68][69] Whale bones were used for many purposes. In the Neolithic settlement of Skara Brae on Orkney sauce pans were made from whale vertebrae.
|
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+
|
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+
The whale was first mentioned in ancient Greece by Homer. There, it is called Ketos, a term that initially included all large marine animals. From this was derived the Roman word for whale, Cetus. Other names were phálaina (Aristotle, Latin form of ballaena) for the female and, with an ironic characteristic style, musculus (Mouse) for the male. North Sea whales were called Physeter, which was meant for the sperm whale Physter macrocephalus. Whales are described in particular by Aristotle, Pliny and Ambrose. All mention both live birth and suckling. Pliny describes the problems associated with the lungs with spray tubes and Ambrose claimed that large whales would take their young into their mouth to protect them.
|
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|
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+
In the Bible especially, the leviathan plays a role as a sea monster. The essence, which features a giant crocodile or a dragon and a whale, was created according to the Bible by God[70] and should again be destroyed by him.[71][72] In the Book of Job, the leviathan is described in more detail.[73][74]
|
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|
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+
In Jonah there is a more recognizable description of a whale alongside the prophet Jonah, who, on his flight from the city of Nineveh is swallowed by a whale.
|
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|
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+
Dolphins are mentioned far more often than whales. Aristotle discusses the sacred animals of the Greeks in his Historia Animalium and gives details of their role as aquatic animals. The Greeks admired the dolphin as a "king of the aquatic animals" and referred to them erroneously as fish. Its intelligence was apparent both in its ability to escape from fishnets and in its collaboration with fishermen.
|
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|
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+
River dolphins are known from the Ganges and – erroneously – the Nile. In the latter case it was equated with sharks and catfish. Supposedly they attacked even crocodiles.
|
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+
|
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+
Dolphins appear in Greek mythology. Because of their intelligence, they rescued multiple people from drowning. They were said to love music – probably not least because of their own song – they saved, in the legends, famous musicians such as Arion of Lesbos from Methymna or Kairanos from Miletus. Because of their mental faculties, dolphins were considered for the god Dionysus.
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|
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Dolphins belong to the domain of Poseidon and led him to his wife Amphitrite. Dolphins are associated with other gods, such as Apollo, Dionysus and Aphrodite. The Greeks paid tribute to both whales and dolphins with their own constellation. The constellation of the Whale (Ketos, lat. Cetus) is located south of the Dolphin (Delphi, lat. Delphinus) north of the zodiac.
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|
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Ancient art often included dolphin representations, including the Cretan Minoans. Later they appeared on reliefs, gems, lamps, coins, mosaics and gravestones. A particularly popular representation is that of Arion or the Taras (mythology) riding on a dolphin. In early Christian art, the dolphin is a popular motif, at times used as a symbol of Christ.
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St. Brendan described in his travel story Navigatio Sancti Brendani an encounter with a whale, between the years 565–573. He described how he and his companions entered a treeless island, which turned out to be a giant whale, which he called Jasconicus. He met this whale seven years later and rested on his back.
|
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Most descriptions of large whales from this time until the whaling era, beginning in the 17th century, were of beached whales, which resembled no other animal. This was particularly true for the sperm whale, the most frequently stranded in larger groups. Raymond Gilmore documented seventeen sperm whales in the estuary of the Elbe from 1723 to 1959 and thirty-one animals on the coast of Great Britain in 1784. In 1827, a blue whale beached itself off the coast of Ostend. Whales were used as attractions in museums and traveling exhibitions.
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Whalers from the 17th to 19th centuries depicted whales in drawings and recounted tales of their occupation. Although they knew that whales were harmless giants, they described battles with harpooned animals. These included descriptions of sea monsters, including huge whales, sharks, sea snakes, giant squid and octopuses.
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Among the first whalers who described their experiences on whaling trips was Captain William Scoresby from Great Britain, who published the book Northern Whale Fishery, describing the hunt for northern baleen whales. This was followed by Thomas Beale, a British surgeon, in his book Some observations on the natural history of the sperm whale in 1835; and Frederick Debell Bennett's The tale of a whale hunt in 1840. Whales were described in narrative literature and paintings, most famously in the novels Moby Dick by Herman Melville and 20,000 Leagues Under the Sea by Jules Verne.
|
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|
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Baleen was used to make vessel components such as the bottom of a bucket in the Scottish National Museum. The Norsemen crafted ornamented plates from baleen, sometimes interpreted as ironing boards.
|
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In the Canadian Arctic (east coast) in Punuk and Thule culture (1000–1600 C.E.),[75] I baleen was used to construct houses in place of wood as roof support for winter houses, with half of the building buried under the ground. The actual roof was probably made of animal skins that were covered with soil and moss.[76]
|
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In the 20th century perceptions of cetaceans changed. They transformed from monsters into creatures of wonder, as science revealed them to be intelligent and peaceful animals. Hunting was replaced by whale and dolphin tourism. This change is reflected in films and novels. For example, the protagonist of the series Flipper was a bottle-nose dolphin. The TV series SeaQuest DSV (1993–1996), the movies Free Willy, Star Trek IV: The Voyage Home and the book series The Hitchhiker's Guide to the Galaxy by Douglas Adams are examples.[77]
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The study of whale song also produced a popular album, Songs of the Humpback Whale.
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Whales and dolphins have been kept in captivity for use in education, research and entertainment since the 19th century.
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Beluga whales were the first whales to be kept in captivity. Other species were too rare, too shy or too big. The first was shown at Barnum's Museum in New York City in 1861.[78] For most of the 20th century, Canada was the predominant source.[79] They were taken from the St. Lawrence River estuary until the late 1960s, after which they were predominantly taken from the Churchill River estuary until capture was banned in 1992.[79] Russia then became the largest provider.[79] Belugas are caught in the Amur Darya delta and their eastern coast and are transported domestically to aquaria or dolphinaria in Moscow, St. Petersburg and Sochi, or exported to countries such as Canada.[79] They have not been domesticated.[80]
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As of 2006, 30 belugas lived in Canada and 28 in the United States. 42 deaths in captivity had been reported.[79] A single specimen can reportedly fetch up to US$100,000 (UK£64,160). The beluga's popularity is due to its unique color and its facial expressions. The latter is possible because while most cetacean "smiles" are fixed, the extra movement afforded by the beluga's unfused cervical vertebrae allows a greater range of apparent expression.[81]
|
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The killer whale's intelligence, trainability, striking appearance, playfulness in captivity and sheer size have made it a popular exhibit at aquaria and aquatic theme parks. From 1976 to 1997, fifty-five whales were taken from the wild in Iceland, nineteen from Japan and three from Argentina. These figures exclude animals that died during capture. Live captures fell dramatically in the 1990s and by 1999, about 40% of the forty-eight animals on display in the world were captive-born.[82]
|
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Organizations such as World Animal Protection and the Whale and Dolphin Conservation campaign against the practice of keeping them in captivity.
|
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In captivity, they often develop pathologies, such as the dorsal fin collapse seen in 60–90% of captive males. Captives have reduced life expectancy, on average only living into their 20s, although some live longer, including several over 30 years old and two, Corky II and Lolita, in their mid-40s. In the wild, females who survive infancy live 46 years on average and up to 70–80 years. Wild males who survive infancy live 31 years on average and can reach 50–60 years.[83]
|
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Captivity usually bears little resemblance to wild habitat and captive whales' social groups are foreign to those found in the wild. Critics claim captive life is stressful due to these factors and the requirement to perform circus tricks that are not part of wild killer whale behavior. Wild killer whales may travel up to 160 kilometres (100 mi) in a day and critics say the animals are too big and intelligent to be suitable for captivity.[84] Captives occasionally act aggressively towards themselves, their tankmates, or humans, which critics say is a result of stress.[85] Killer whales are well known for their performances in shows, but the number of orcas kept in captivity is small, especially when compared to the number of bottlenose dolphins, with only forty-four captive orcas being held in aquaria as of 2012.[86]
|
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|
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Each country has its own tank requirements; in the US, the minimum enclosure size is set by the Code of Federal Regulations, 9 CFR E § 3.104, under the Specifications for the Humane Handling, Care, Treatment and Transportation of Marine Mammals.[87]
|
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|
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Aggression among captive killer whales is common. They attack each other and their trainers as well. In 2013, SeaWorld's treatment of killer whales in captivity was the basis of the movie Blackfish, which documents the history of Tilikum, a killer whale at SeaWorld Orlando, who had been involved in the deaths of three people.[88] The film led to proposals by some lawmakers to ban captivity of cetaceans, and lead SeaWorld to announce in 2016 that it would phase out its killer whale program after various unsuccessful attempts to restore its revenues, reputation, and stock price.[89]
|
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|
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Dolphins and porpoises are kept in captivity. Bottlenose dolphins are the most common, as they are relatively easy to train, have a long lifespan in captivity and have a friendly appearance. Bottlenose dolphins live in captivity across the world, though exact numbers are hard to determine. Other species kept in captivity are spotted dolphins, false killer whales and common dolphins, Commerson's dolphins, as well as rough-toothed dolphins, but all in much lower numbers. There are also fewer than ten pilot whales, Amazon river dolphins, Risso's dolphins, spinner dolphins, or tucuxi in captivity. Two unusual and rare hybrid dolphins, known as wolphins, are kept at Sea Life Park in Hawaii, which is a cross between a bottlenose dolphin and a false killer whale. Also, two common/bottlenose hybrids reside in captivity at Discovery Cove and SeaWorld San Diego.
|
327 |
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|
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In repeated attempts in the 1960s and 1970s, narwhals kept in captivity died within months. A breeding pair of pygmy right whales were retained in a netted area. They were eventually released in South Africa. In 1971, SeaWorld captured a California gray whale calf in Mexico at Scammon's Lagoon. The calf, later named Gigi, was separated from her mother using a form of lasso attached to her flukes. Gigi was displayed at SeaWorld San Diego for a year. She was then released with a radio beacon affixed to her back; however, contact was lost after three weeks. Gigi was the first captive baleen whale. JJ, another gray whale calf, was kept at SeaWorld San Diego. JJ was an orphaned calf that beached itself in April 1997 and was transported two miles to SeaWorld. The 680 kilograms (1,500 lb) calf was a popular attraction and behaved normally, despite separation from his mother. A year later, the then 8,164.7 kilograms (18,000 lb) whale though smaller than average, was too big to keep in captivity, and was released on April 1, 1998. A captive Amazon river dolphin housed at Acuario de Valencia is the only trained river dolphin in captivity.[90][91]
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Here is a list of all the cetaceans that have been taken into captivity for either conservation or human entertainment purposes currently or in the past, temporarily or permanently.
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1 |
+
|
2 |
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|
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Mysticeti
|
4 |
+
Odontoceti
|
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+
†Archaeoceti
|
6 |
+
(see text for families)
|
7 |
+
|
8 |
+
Cetaceans (/sɪˈteɪʃəns/) (from Latin: cetus, lit. 'whale', from Ancient Greek: κῆτος, romanized: kētos, lit. 'huge fish')[1] are aquatic mammals constituting the infraorder Cetacea. There are around 89 living species, which are divided into two parvorders. The first is the Odontoceti, the toothed whales, which consist of around 70 species, including the dolphin (which includes killer whales), porpoise, beluga whale, narwhal, sperm whale, and beaked whale. The second is the Mysticeti, the baleen (from Latin: balæna, lit. 'whale') whales, which have a filter-feeder system, and consist of fifteen species divided into three families, and include the blue whale, right whale, bowhead whale, rorqual, and gray whale.
|
9 |
+
|
10 |
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The ancient and extinct ancestors of modern whales (Archaeoceti) lived 53 to 45 million years ago. They diverged from even-toed ungulates; their closest living relatives are hippopotamuses and others such as cows and pigs. They were semiaquatic and evolved in the shallow waters that separated India from Asia. Around 30 species adapted to a fully oceanic life. Baleen whales split from toothed whales around 34 million years ago.
|
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|
12 |
+
The smallest cetacean is Maui's dolphin, at 1 m (3 ft 3 in) and 50 kg (110 lb); the largest is the blue whale,[2] at 29.9 m (98 ft) and 173 t (381,000 lb). Baleen whales have a tactile system in the short hairs (vibrissae) around their mouth; toothed whales also develop vibrissae, but lose them during fetal development or shortly after birth,[3] leaving behind electroreceptive vibrissal crypts in some species.[4] Cetaceans have well-developed senses—their eyesight and hearing are adapted for both air and water. They have a layer of fat, or blubber, under the skin to maintain body heat in cold water. Several species exhibit sexual dimorphism. Two external forelimbs are modified into flippers; two internal hindlimbs are vestigial. Cetaceans have streamlined bodies. Dolphins are able to make very tight turns at high speeds,[5] others are capable of diving to great depths.
|
13 |
+
|
14 |
+
Although cetaceans are widespread, most species prefer the colder waters of the Northern and Southern Hemispheres. They spend their lives in the water of seas and rivers; having to mate, give birth, molt or escape from predators, like killer whales, underwater. This has been enabled by unique evolutionary adaptations in their physiology and anatomy. They feed largely on fish and marine invertebrates; but a few, like the killer whale, feed on large mammals and birds, such as penguins and seals. Some baleen whales (mainly gray whales and right whales) are specialised for feeding on benthic creatures. Male cetaceans typically mate with more than one female (polygyny), although the degree of polygyny varies with the species. Cetaceans are not known to have pair bonds. Male cetacean strategies for reproductive success vary between herding females, defending potential mates from other males, or whale song which attracts mates. Calves are typically born in the fall and winter months, and females bear almost all the responsibility for raising them. Mothers of some species fast and nurse their young for a relatively short period of time, which is more typical of baleen whales as their main food source (invertebrates) aren't found in their breeding and calving grounds (tropics). Cetaceans produce a number of vocalizations, notably the clicks and whistles of dolphins and the moaning songs of the humpback whale.
|
15 |
+
|
16 |
+
The meat, blubber and oil of cetaceans have traditionally been used by indigenous peoples of the Arctic. Cetaceans have been depicted in various cultures worldwide. Dolphins are commonly kept in captivity and are even sometimes trained to perform tricks and tasks, other cetaceans aren't as often kept in captivity (with usually unsuccessful attempts). Cetaceans have been extensively hunted by commercial industries for their products, although hunting the largest whales is now forbidden by international law. The baiji (Chinese river dolphin) has become "Possibly Extinct" in the past century, while the vaquita and Yangtze finless porpoise are ranked Critically Endangered by the International Union for Conservation of Nature. Besides hunting, cetaceans also face threats from accidental trapping and environmental hazards such as marine pollution, noise pollution and ongoing climate change.
|
17 |
+
|
18 |
+
The two parvorders, baleen whales (Mysticeti) and toothed whales (Odontoceti), are thought to have diverged around thirty-four million years ago.[6]
|
19 |
+
|
20 |
+
Baleen whales have bristles made of keratin instead of teeth. The bristles filter krill and other small invertebrates from seawater. Grey whales feed on bottom-dwelling mollusks. Rorqual family (balaenopterids) use throat pleats to expand their mouths to take in food and sieve out the water. Balaenids (right whales and bowhead whales) have massive heads that can make up 40% of their body mass. Most mysticetes prefer the food-rich colder waters of the Northern and Southern Hemispheres, migrating to the Equator to give birth. During this process, they are capable of fasting for several months, relying on their fat reserves.
|
21 |
+
|
22 |
+
The parvorder of Odontocetes – the toothed whales – include sperm whales, beaked whales, killer whales, dolphins and porpoises. Generally the teeth are designed for catching fish, squid or other marine invertebrates, not for chewing them, so prey is swallowed whole. Teeth are shaped like cones (dolphins and sperm whales), spades (porpoises), pegs (belugas), tusks (narwhals) or variable (beaked whale males). Female beaked whales' teeth are hidden in the gums and are not visible, and most male beaked whales have only two short tusks. Narwhals have vestigial teeth other than their tusk, which is present on males and 15% of females and has millions of nerves to sense water temperature, pressure and salinity. A few toothed whales, such as some killer whales, feed on mammals, such as pinnipeds and other whales.
|
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+
|
24 |
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Toothed whales have well-developed senses – their eyesight and hearing are adapted for both air and water, and they have advanced sonar capabilities using their melon. Their hearing is so well-adapted for both air and water that some blind specimens can survive. Some species, such as sperm whales, are well adapted for diving to great depths. Several species of toothed whales show sexual dimorphism, in which the males differ from the females, usually for purposes of sexual display or aggression.
|
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+
|
26 |
+
Cetacean bodies are generally similar to that of fish, which can be attributed to their lifestyle and the habitat conditions. Their body is well-adapted to their habitat, although they share essential characteristics with other higher mammals (Eutheria).[7]
|
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+
|
28 |
+
They have a streamlined shape, and their forelimbs are flippers. Almost all have a dorsal fin on their backs that can take on many forms depending on the species. A few species, such as the beluga whale, lack them. Both the flipper and the fin are for stabilization and steering in the water.
|
29 |
+
|
30 |
+
The male genitals and mammary glands of females are sunken into the body.[8][9]
|
31 |
+
|
32 |
+
The body is wrapped in a thick layer of fat, known as blubber, used for thermal insulation and gives cetaceans their smooth, streamlined body shape. In larger species, it can reach a thickness up to half a meter (1.6 ft).
|
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+
|
34 |
+
Sexual dimorphism evolved in many toothed whales. Sperm whales, narwhals, many members of the beaked whale family, several species of the porpoise family, killer whales, pilot whales, eastern spinner dolphins and northern right whale dolphins show this characteristic.[10] Males in these species developed external features absent in females that are advantageous in combat or display. For example, male sperm whales are up to 63% percent larger than females, and many beaked whales possess tusks used in competition among males.[10][11]
|
35 |
+
Hind legs are not present in cetaceans, nor are any other external body attachments such as a pinna and hair.[12]
|
36 |
+
|
37 |
+
Whales have an elongated head, especially baleen whales, due to the wide overhanging jaw. Bowhead whale plates can be 9 metres (30 ft) long. Their nostril(s) make up the blowhole, with one in toothed whales and two in baleen whales.
|
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+
|
39 |
+
The nostrils are located on top of the head above the eyes so that the rest of the body can remain submerged while surfacing for air. The back of the skull is significantly shortened and deformed. By shifting the nostrils to the top of the head, the nasal passages extend perpendicularly through the skull.[13] The teeth or baleen in the upper jaw sit exclusively on the maxilla. The braincase is concentrated through the nasal passage to the front and is correspondingly higher, with individual cranial bones that overlap.
|
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+
|
41 |
+
In toothed whales, connective tissue exists in the melon as a head buckle. This is filled with air sacs and fat that aid in buoyancy and biosonar. The sperm whale has a particularly pronounced melon; this is called the spermaceti organ and contains the eponymous spermaceti, hence the name "sperm whale". Even the long tusk of the narwhal is a vice-formed tooth. In many toothed whales, the depression in their skull is due to the formation of a large melon and multiple, asymmetric air bags.
|
42 |
+
|
43 |
+
River dolphins, unlike most other cetaceans, can turn their head 90°. Other cetaceans have fused neck vertebrae and are unable to turn their head at all.
|
44 |
+
|
45 |
+
The baleen of baleen whales consists of long, fibrous strands of keratin. Located in place of the teeth, it has the appearance of a huge fringe and is used to sieve the water for plankton and krill.
|
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+
|
47 |
+
The neocortex of many cetaceans is home to elongated spindle neurons that, prior to 2019, were known only in hominids.[14] In humans, these cells are thought to be involved in social conduct, emotions, judgment and theory of mind.[15] Cetacean spindle neurons are found in areas of the brain homologous to where they are found in humans, suggesting they perform a similar function.[16]
|
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+
|
49 |
+
Brain size was previously considered a major indicator of intelligence. Since most of the brain is used for maintaining bodily functions, greater ratios of brain to body mass may increase the amount of brain mass available for cognitive tasks. Allometric analysis indicates that mammalian brain size scales at approximately two-thirds or three-quarter exponent of the body mass.[17] Comparison of a particular animal's brain size with the expected brain size based on such an analysis provides an encephalization quotient that can be used as an indication of animal intelligence. Sperm whales have the largest brain mass of any animal on earth, averaging 8,000 cm3 (490 in3) and 7.8 kg (17 lb) in mature males.[18] The brain to body mass ratio in some odontocetes, such as belugas and narwhals, is second only to humans.[19] In some whales, however, it is less than half that of humans: 0.9% versus 2.1%. The sperm whale (Physeter macrocephalus) is the largest of all toothed predatory animals and possesses the largest brain.
|
50 |
+
|
51 |
+
The cetacean skeleton is largely made up of cortical bone, which stabilizes the animal in the water. For this reason, the usual terrestrial compact bones, which are finely woven cancellous bone, are replaced with lighter and more elastic material. In many places, bone elements are replaced by cartilage and even fat, thereby improving their hydrostatic qualities. The ear and the muzzle contain a bone shape that is exclusive to cetaceans with a high density, resembling porcelain. This conducts sound better than other bones, thus aiding biosonar.
|
52 |
+
|
53 |
+
The number of vertebrae that make up the spine varies by species, ranging from forty to ninety-three. The cervical spine, found in all mammals, consists of seven vertebrae which, however, are reduced or fused. This fusion provides stability during swimming at the expense of mobility. The fins are carried by the thoracic vertebrae, ranging from nine to seventeen individual vertebrae. The sternum is cartilaginous. The last two to three pairs of ribs are not connected and hang freely in the body wall. The stable lumbar and tail include the other vertebrae. Below the caudal vertebrae is the chevron bone.
|
54 |
+
|
55 |
+
The front limbs are paddle-shaped with shortened arms and elongated finger bones, to support movement. They are connected by cartilage. The second and third fingers display a proliferation of the finger members, a so-called hyperphalangy. The shoulder joint is the only functional joint in all cetaceans except for the Amazon river dolphin. The collarbone is completely absent.
|
56 |
+
|
57 |
+
They have a cartilaginous fluke at the end of their tails that is used for propulsion. The fluke is set horizontally on the body, unlike fish, which have vertical tails.
|
58 |
+
|
59 |
+
Cetaceans have powerful hearts. Blood oxygen is distributed effectively throughout the body. They are warm-blooded, i.e., they hold a nearly constant body temperature.
|
60 |
+
|
61 |
+
Cetaceans have lungs, meaning they breathe air. An individual can last without a breath from a few minutes to over two hours depending on the species. Cetacea are deliberate breathers who must be awake to inhale and exhale. When stale air, warmed from the lungs, is exhaled, it condenses as it meets colder external air. As with a terrestrial mammal breathing out on a cold day, a small cloud of 'steam' appears. This is called the 'spout' and varies across species in shape, angle and height. Species can be identified at a distance using this characteristic.
|
62 |
+
|
63 |
+
The structure of the respiratory and circulatory systems is of particular importance for the life of marine mammals. The oxygen balance is effective. Each breath can replace up to 90% of the total lung volume. For land mammals, in comparison, this value is usually about 15%. During inhalation, about twice as much oxygen is absorbed by the lung tissue as in a land mammal. As with all mammals, the oxygen is stored in the blood and the lungs, but in cetaceans, it is also stored in various tissues, mainly in the muscles. The muscle pigment, myoglobin, provides an effective bond. This additional oxygen storage is vital for deep diving, since beyond a depth around 100 m (330 ft), the lung tissue is almost completely compressed by the water pressure.
|
64 |
+
|
65 |
+
The stomach consists of three chambers. The first region is formed by a loose gland and a muscular forestomach (missing in beaked whales), which is then followed by the main stomach and the pylorus. Both are equipped with glands to help digestion. A bowel adjoins the stomachs, whose individual sections can only be distinguished histologically. The liver is large and separate from the gall bladder.[20]
|
66 |
+
|
67 |
+
The kidneys are long and flattened. The salt concentration in cetacean blood is lower than that in seawater, requiring kidneys to excrete salt. This allows the animals to drink seawater.[21]
|
68 |
+
|
69 |
+
Cetacean eyes are set on the sides rather than the front of the head. This means only species with pointed 'beaks' (such as dolphins) have good binocular vision forward and downward. Tear glands secrete greasy tears, which protect the eyes from the salt in the water. The lens is almost spherical, which is most efficient at focusing the minimal light that reaches deep water. Cetaceans are known to possess excellent hearing.[22]
|
70 |
+
|
71 |
+
At least one species, the tucuxi or Guiana dolphin, is able to use electroreception to sense prey.[23]
|
72 |
+
|
73 |
+
The external ear has lost the pinna (visible ear), but still retains a narrow external auditory meatus. To register sounds, instead, the posterior part of the mandible has a thin lateral wall (the pan bone) fronting a concavity that houses a fat pad. The pad passes anteriorly into the greatly enlarged mandibular foramen to reach in under the teeth and posteriorly to reach the thin lateral wall of the ectotympanic. The ectotympanic offers a reduced attachment area for the tympanic membrane. The connection between this auditory complex and the rest of the skull is reduced—to a single, small cartilage in oceanic dolphins.
|
74 |
+
|
75 |
+
In odontocetes, the complex is surrounded by spongy tissue filled with air spaces, while in mysticetes, it is integrated into the skull as with land mammals. In odontocetes, the tympanic membrane (or ligament) has the shape of a folded-in umbrella that stretches from the ectotympanic ring and narrows off to the malleus (quite unlike the flat, circular membrane found in land mammals.) In mysticetes, it also forms a large protrusion (known as the "glove finger"), which stretches into the external meatus and the stapes are larger than in odontocetes. In some small sperm whales, the malleus is fused with the ectotympanic.
|
76 |
+
|
77 |
+
The ear ossicles are pachyosteosclerotic (dense and compact) and differently shaped from land mammals (other aquatic mammals, such as sirenians and earless seals, have also lost their pinnae). T semicircular canals are much smaller relative to body size than in other mammals.[24]
|
78 |
+
|
79 |
+
The auditory bulla is separated from the skull and composed of two compact and dense bones (the periotic and tympanic) referred to as the tympanoperiotic complex. This complex is located in a cavity in the middle ear, which, in the Mysticeti, is divided by a bony projection and compressed between the exoccipital and squamosal, but in the odontoceti, is large and completely surrounds the bulla (hence called "peribullar"), which is, therefore, not connected to the skull except in physeterids. In the Odontoceti, the cavity is filled with a dense foam in which the bulla hangs suspended in five or more sets of ligaments. The pterygoid and peribullar sinuses that form the cavity tend to be more developed in shallow water and riverine species than in pelagic Mysticeti. In Odontoceti, the composite auditory structure is thought to serve as an acoustic isolator, analogous to the lamellar construction found in the temporal bone in bats.[25]
|
80 |
+
|
81 |
+
Cetaceans use sound to communicate, using groans, moans, whistles, clicks or the 'singing' of the humpback whale.[23]
|
82 |
+
|
83 |
+
Odontoceti are generally capable of echolocation.[26] They can discern the size, shape, surface characteristics, distance and movement of an object. They can search for, chase and catch fast-swimming prey in total darkness. Most Odontoceti can distinguish between prey and nonprey (such as humans or boats); captive Odontoceti can be trained to distinguish between, for example, balls of different sizes or shapes. Echolocation clicks also contain characteristic details unique to each animal, which may suggest that toothed whales can discern between their own click and that of others.[27]
|
84 |
+
|
85 |
+
Mysticeti have exceptionally thin, wide basilar membranes in their cochleae without stiffening agents, making their ears adapted for processing low to infrasonic frequencies.[28]
|
86 |
+
|
87 |
+
The initial karyotype includes a set of chromosomes from 2n = 44. They have four pairs of telocentric chromosomes (whose centromeres sit at one of the telomeres), two to four pairs of subtelocentric and one or two large pairs of submetacentric chromosomes. The remaining chromosomes are metacentric—the centromere is approximately in the middle—and are rather small. Sperm whales, beaked whales and right whales converge to a reduction in the number of chromosomes to 2n = 42.[29]
|
88 |
+
|
89 |
+
Cetaceans are found in many aquatic habitats. While many marine species, such as the blue whale, the humpback whale and the killer whale, have a distribution area that includes nearly the entire ocean, some species occur only locally or in broken populations. These include the vaquita, which inhabits a small part of the Gulf of California and Hector's dolphin, which lives in some coastal waters in New Zealand. River dolphin species live exclusively in fresh water.
|
90 |
+
|
91 |
+
Many species inhabit specific latitudes, often in tropical or subtropical waters, such as Bryde's whale or Risso's dolphin. Others are found only in a specific body of water. The southern right whale dolphin and the hourglass dolphin live only in the Southern Ocean. The narwhal and the beluga live only in the Arctic Ocean. Sowerby's beaked whale and the Clymene dolphin exist only in the Atlantic and the Pacific white-sided dolphin and the northern straight dolphin live only in the North Pacific.
|
92 |
+
|
93 |
+
Cosmopolitan species may be found in the Pacific, Atlantic and Indian Oceans. However, northern and southern populations become genetically separated over time. In some species, this separation leads eventually to a divergence of the species, such as produced the southern right whale, North Pacific right whale and North Atlantic right whale.[30] Migratory species' reproductive sites often lie in the tropics and their feeding grounds in polar regions.
|
94 |
+
|
95 |
+
Thirty-two species are found in European waters, including twenty-five toothed and seven baleen species.
|
96 |
+
|
97 |
+
Many species of whales migrate on a latitudinal basis to move between seasonal habitats. For example, the gray whale migrates 10,000 miles round trip. The journey begins at winter birthing grounds in warm lagoons along Baja California, and traverses 5,000-7,000 miles of coastline to summer feeding grounds in the Bering, Chuckchi and Beaufort seas off the coast of Alaska.[31]
|
98 |
+
|
99 |
+
Conscious breathing cetaceans sleep but cannot afford to be unconscious for long, because they may drown. While knowledge of sleep in wild cetaceans is limited, toothed cetaceans in captivity have been recorded to exhibit unihemispheric slow-wave sleep (USWS), which means they sleep with one side of their brain at a time, so that they may swim, breathe consciously and avoid both predators and social contact during their period of rest.[32]
|
100 |
+
|
101 |
+
A 2008 study found that sperm whales sleep in vertical postures just under the surface in passive shallow 'drift-dives', generally during the day, during which whales do not respond to passing vessels unless they are in contact, leading to the suggestion that whales possibly sleep during such dives.[33]
|
102 |
+
|
103 |
+
While diving, the animals reduce their oxygen consumption by lowering the heart activity and blood circulation; individual organs receive no oxygen during this time. Some rorquals can dive for up to 40 minutes, sperm whales between 60 and 90 minutes and bottlenose whales for two hours. Diving depths average about 100 m (330 ft). Species such as sperm whales can dive to 3,000 m (9,800 ft), although more commonly 1,200 metres (3,900 ft).[34][35]
|
104 |
+
|
105 |
+
Most cetaceans are social animals, although a few species live in pairs or are solitary. A group, known as a pod, usually consists of ten to fifty animals, but on occasion, such as mass availability of food or during mating season, groups may encompass more than one thousand individuals. Inter-species socialization can occur.[36]
|
106 |
+
|
107 |
+
Pods have a fixed hierarchy, with the priority positions determined by biting, pushing or ramming. The behavior in the group is aggressive only in situations of stress such as lack of food, but usually it is peaceful. Contact swimming, mutual fondling and nudging are common. The playful behavior of the animals, which is manifested in air jumps, somersaults, surfing, or fin hitting, occurs more often than not in smaller cetaceans, such as dolphins and porpoises.[36]
|
108 |
+
|
109 |
+
Males in some baleen species communicate via whale song, sequences of high pitched sounds. These "songs" can be heard for hundreds of kilometers. Each population generally shares a distinct song, which evolves over time. Sometimes, an individual can be identified by its distinctive vocals, such as the 52-hertz whale that sings at a higher frequency than other whales. Some individuals are capable of generating over 600 distinct sounds.[36] In baleen species such as humpbacks, blues and fins, male-specific song is believed to be used to attract and display fitness to females.[37]
|
110 |
+
|
111 |
+
Pod groups also hunt, often with other species. Many species of dolphins accompany large tunas on hunting expeditions, following large schools of fish. The killer whale hunts in pods and targets belugas and even larger whales. Humpback whales, among others, form in collaboration bubble carpets to herd krill or plankton into bait balls before lunging at them.[36]
|
112 |
+
|
113 |
+
Cetacea are known to teach, learn, cooperate, scheme and grieve.[38]
|
114 |
+
|
115 |
+
Smaller cetaceans, such as dolphins and porpoises, engage in complex play behavior, including such things as producing stable underwater toroidal air-core vortex rings or "bubble rings". The two main methods of bubble ring production are rapid puffing of air into the water and allowing it to rise to the surface, forming a ring, or swimming repeatedly in a circle and then stopping to inject air into the helical vortex currents thus formed. They also appear to enjoy biting the vortex rings, so that they burst into many separate bubbles and then rise quickly to the surface. Whales produce bubble nets to aid in herding prey.[39]
|
116 |
+
|
117 |
+
Larger whales are also thought to engage in play. The southern right whale elevates its tail fluke above the water, remaining in the same position for a considerable time. This is known as "sailing". It appears to be a form of play and is most commonly seen off the coast of Argentina and South Africa.[40] Humpback whales also display this behaviour.
|
118 |
+
|
119 |
+
Self-awareness appears to be a sign of abstract thinking. Self-awareness, although not well-defined, is believed to be a precursor to more advanced processes such as metacognitive reasoning (thinking about thinking) that humans exploit. Cetaceans appear to possess self-awareness.[41] The most widely used test for self-awareness in animals is the mirror test, in which a temporary dye is placed on an animal's body and the animal is then presented with a mirror. Researchers then explore whether the animal shows signs of self-recognition.[42]
|
120 |
+
|
121 |
+
Critics claim that the results of these tests are susceptible to the Clever Hans effect. This test is much less definitive than when used for primates. Primates can touch the mark or the mirror, while cetaceans cannot, making their alleged self-recognition behavior less certain. Skeptics argue that behaviors said to identify self-awareness resemble existing social behaviors, so researchers could be misinterpreting self-awareness for social responses. Advocates counter that the behaviors are different from normal responses to another individual. Cetaceans show less definitive behavior of self-awareness, because they have no pointing ability.[42]
|
122 |
+
|
123 |
+
In 1995, Marten and Psarakos used video to test dolphin self-awareness.[43] They showed dolphins real-time footage of themselves, recorded footage and another dolphin. They concluded that their evidence suggested self-awareness rather than social behavior. While this particular study has not been replicated, dolphins later "passed" the mirror test.[42]
|
124 |
+
|
125 |
+
Most cetaceans sexually mature at seven to 10 years. An exception to this is the La Plata dolphin, which is sexually mature at two years, but lives only to about 20. The sperm whale reaches sexual maturity within about 20 years and a lifespan between 50 and 100 years.[36]
|
126 |
+
|
127 |
+
For most species, reproduction is seasonal. Ovulation coincides with male fertility. This cycle is usually coupled with seasonal movements that can be observed in many species. Most toothed whales have no fixed bonds. In many species, females choose several partners during a season. Baleen whales are largely monogamous within each reproductive period.
|
128 |
+
|
129 |
+
Gestation ranges from 9 to 16 months. Duration is not necessarily a function of size. Porpoises and blue whales gestate for about 11 months. As with all mammals other than marsupials and monotremes, the embryo is fed by the placenta, an organ that draws nutrients from the mother’s bloodstream. Mammals without placentas either lay minuscule eggs (monotremes) or bear minuscule offspring (marsupials).
|
130 |
+
|
131 |
+
Cetaceans usually bear one calf. In the case of twins, one usually dies, because the mother cannot produce sufficient milk for both. The fetus is positioned for a tail-first delivery, so that the risk of drowning during delivery is minimal. After birth, the mother carries the infant to the surface for its first breath. At birth they are about one-third of their adult length and tend to be independently active, comparable to terrestrial mammals.
|
132 |
+
|
133 |
+
Like other placental mammals, cetaceans give birth to well-developed calves and nurse them with milk from their mammary glands. When suckling, the mother actively splashes milk into the mouth of the calf, using the muscles of her mammary glands, as the calf has no lips. This milk usually has a high fat content, ranging from 16 to 46%, causing the calf to increase rapidly in size and weight.[36]
|
134 |
+
|
135 |
+
In many small cetaceans, suckling lasts for about four months. In large species, it lasts for over a year and involves a strong bond between mother and offspring.
|
136 |
+
|
137 |
+
The mother is solely responsible for brooding. In some species, so-called "aunts" occasionally suckle the young.
|
138 |
+
|
139 |
+
This reproductive strategy provides a few offspring that have a high survival rate.
|
140 |
+
|
141 |
+
Among cetaceans, whales are distinguished by an unusual longevity compared to other higher mammals. Some species, such as the bowhead whale (Balaena mysticetus), can reach over 200 years. Based on the annual rings of the bony otic capsule, the age of the oldest known specimen is a male determined to be 211 years at the time of death.[44]
|
142 |
+
|
143 |
+
Upon death, whale carcasses fall to the deep ocean and provide a substantial habitat for marine life. Evidence of whale falls in present-day and fossil records shows that deep-sea whale falls support a rich assemblage of creatures, with a global diversity of 407 species, comparable to other neritic biodiversity hotspots, such as cold seeps and hydrothermal vents.[45]
|
144 |
+
|
145 |
+
Deterioration of whale carcasses happens through three stages. Initially, organisms such as sharks and hagfish scavenge the soft tissues at a rapid rate over a period of months and as long as two years. This is followed by the colonization of bones and surrounding sediments (which contain organic matter) by enrichment opportunists, such as crustaceans and polychaetes, throughout a period of years. Finally, sulfophilic bacteria reduce the bones releasing hydrogen sulfide enabling the growth of chemoautotrophic organisms, which in turn, support organisms such as mussels, clams, limpets and sea snails. This stage may last for decades and supports a rich assemblage of species, averaging 185 per site.[45][46]
|
146 |
+
|
147 |
+
Brucellosis affects almost all mammals. It is distributed worldwide, while fishing and pollution have caused porpoise population density pockets, which risks further infection and disease spreading. Brucella ceti, most prevalent in dolphins, has been shown to cause chronic disease, increasing the chance of failed birth and miscarriages, male infertility, neurobrucellosis, cardiopathies, bone and skin lesions, strandings and death. Until 2008, no case had ever been reported in porpoises, but isolated populations have an increased risk and consequentially a high mortality rate.[47]
|
148 |
+
|
149 |
+
Molecular biology and immunology show that cetaceans are phylogenetically closely related with the even-toed ungulates (Artiodactyla). Whales direct lineage began in the early Eocene, more than 50 million years ago, with early artiodactyls.[49] Fossil discoveries at the beginning of the 21st century confirmed this.
|
150 |
+
|
151 |
+
Most molecular biological evidence suggests that hippos are the closest living relatives. Common anatomical features include similarities in the morphology of the posterior molars, and the bony ring on the temporal bone (bulla) and the involucre, a skull feature that was previously associated only with cetaceans.[49] The fossil record, however, does not support this relationship, because the hippo lineage dates back only about 15 million years.[50][51][52] The most striking common feature is the talus, a bone in the upper ankle. Early cetaceans, archaeocetes, show double castors, which occur only in even-toed ungulates. Corresponding findings are from Tethys Sea deposits in northern India and Pakistan. The Tethys Sea was a shallow sea between the Asian continent and northward-bound Indian plate.
|
152 |
+
|
153 |
+
other Artiodactyls
|
154 |
+
|
155 |
+
Raoellidae (Indohyus, Khirharia...)
|
156 |
+
|
157 |
+
Cetacea
|
158 |
+
|
159 |
+
Mysticetes evolved baleen around 25 million years ago and lost their teeth.
|
160 |
+
|
161 |
+
The direct ancestors of today's cetaceans are probably found within the Dorudontidae whose most famous member, Dorudon, lived at the same time as Basilosaurus. Both groups had already developed the typical anatomical features of today's whales, such as hearing. Life in the water for a formerly terrestrial creature required significant adjustments such as the fixed bulla, which replaces the mammalian eardrum, as well as sound-conducting elements for submerged directional hearing. Their wrists were stiffened and probably contributed to the typical build of flippers. The hind legs existed, however, but were significantly reduced in size and with a vestigial pelvis connection.[49]
|
162 |
+
|
163 |
+
The fossil record traces the gradual transition from terrestrial to aquatic life. The regression of the hind limbs allowed greater flexibility of the spine. This made it possible for whales to move around with the vertical tail hitting the water. The front legs transformed into flippers, costing them their mobility on land.
|
164 |
+
|
165 |
+
One of the oldest members of ancient cetaceans (Archaeoceti) is Pakicetus from the Middle Eocene. This is an animal the size of a wolf, whose skeleton is known only partially. It had functioning legs and lived near the shore. This suggests the animal could still move on land. The long snout had carnivorous dentition.[49]
|
166 |
+
|
167 |
+
The transition from land to sea dates to about 49 million years ago, with the Ambulocetus ("running whale"), discovered in Pakistan. It was up to 3 m (9.8 ft) long. The limbs of this archaeocete were leg-like, but it was already fully aquatic, indicating that a switch to a lifestyle independent from land happened extraordinarily quickly.[53] The snout was elongated with overhead nostrils and eyes. The tail was strong and supported movement through water. Ambulocetus probably lived in mangroves in brackish water and fed in the riparian zone as a predator of fish and other vertebrates.[54]
|
168 |
+
|
169 |
+
Dating from about 45 million years ago are species such as Indocetus, Kutchicetus, Rodhocetus and Andrewsiphius, all of which were adapted to life in water. The hind limbs of these species were regressed and their body shapes resemble modern whales. Protocetidae family member Rodhocetus is considered the first to be fully aquatic. The body was streamlined and delicate with extended hand and foot bones. The merged pelvic lumbar spine was present, making it possible to support the floating movement of the tail. It was likely a good swimmer, but could probably move only clumsily on land, much like a modern seal.[49]
|
170 |
+
|
171 |
+
Since the late Eocene, about 40 million years ago, cetaceans populated the subtropical oceans and no longer emerged on land. An example is the 18-m-long Basilosaurus, sometimes referred to as Zeuglodon. The transition from land to water was completed in about 10 million years. The Wadi Al-Hitan ("Whale Valley") in Egypt contains numerous skeletons of Basilosaurus, as well as other marine vertebrates.
|
172 |
+
|
173 |
+
The two parvorders are baleen whales (Mysticeti) which owe their name to their baleen, and toothed whales (Odontoceti), which have teeth shaped like cones, spades, pegs or tusks, and can perceive their environment through biosonar.
|
174 |
+
|
175 |
+
The terms whale and dolphin are informal:
|
176 |
+
|
177 |
+
The term 'great whales' covers those currently regulated by the International Whaling Commission:[55]
|
178 |
+
the Odontoceti family Physeteridae (sperm whales); and the Mysticeti families Balaenidae (right and bowhead whales), Eschrichtiidae (grey whales), and some of the Balaenopteridae (minke, Bryde's, sei, blue and fin; not Eden's and Omura's whales).[56]
|
179 |
+
|
180 |
+
Belugas, narwhals (Monodontidae)
|
181 |
+
|
182 |
+
Porpoise (Phocoenidae)
|
183 |
+
|
184 |
+
Oceanic dolphins (Delphinidae)
|
185 |
+
|
186 |
+
Iniidae
|
187 |
+
|
188 |
+
Pontoporiidae
|
189 |
+
|
190 |
+
Beaked whales (Ziphiidae)
|
191 |
+
|
192 |
+
River dolphins (Platanistidae)
|
193 |
+
|
194 |
+
Dwarf sperm whales (Kogiidae)
|
195 |
+
|
196 |
+
Sperm whales (Physeteridae)
|
197 |
+
|
198 |
+
Rorquals (Balaenopteridae)
|
199 |
+
|
200 |
+
Gray whales (Eschrichtiidae)
|
201 |
+
|
202 |
+
Neobalaeninae
|
203 |
+
|
204 |
+
Right whales (Balaenidae)
|
205 |
+
|
206 |
+
Janjucetus †
|
207 |
+
|
208 |
+
Basilosaurus †
|
209 |
+
|
210 |
+
Dorudon †
|
211 |
+
|
212 |
+
Rodhocetus †
|
213 |
+
|
214 |
+
Remingtonocetidae †
|
215 |
+
|
216 |
+
Ambulocetidae †
|
217 |
+
|
218 |
+
Pakicetidae †
|
219 |
+
|
220 |
+
Raoellidae †
|
221 |
+
|
222 |
+
†Recently extinct
|
223 |
+
|
224 |
+
The primary threats to cetaceans come from people, both directly from whaling or drive hunting and indirect threats from fishing and pollution.[59]
|
225 |
+
|
226 |
+
Whaling is the practice of hunting whales, mainly baleen and sperm whales. This activity has gone on since the Stone Age.
|
227 |
+
|
228 |
+
In the Middle Ages, reasons for whaling included their meat, oil usable as fuel and the jawbone, which was used in house construction. At the end of the Middle Ages, early whaling fleets aimed at baleen whales, such as bowheads. In the 16th and 17th centuries, the Dutch fleet had about 300 whaling ships with 18,000 crewmen.
|
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+
|
230 |
+
In the 18th and 19th centuries, baleen whales especially were hunted for their baleen, which was used as a replacement for wood, or in products requiring strength and flexibility such as corsets and crinoline skirts. In addition, the spermaceti found in the sperm whale was used as a machine lubricant and the ambergris as a material for pharmaceutical and perfume industries. In the second half of the 19th century, the explosive harpoon was invented, leading to a massive increase in the catch size.
|
231 |
+
|
232 |
+
Large ships were used as "mother" ships for the whale handlers. In the first half of the 20th century, whales were of great importance as a supplier of raw materials. Whales were intensively hunted during this time; in the 1930s, 30,000 whales were killed. This increased to over 40,000 animals per year up to the 1960s, when stocks of large baleen whales collapsed.
|
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+
|
234 |
+
Most hunted whales are now threatened, with some great whale populations exploited to the brink of extinction. Atlantic and Korean gray whale populations were completely eradicated and the North Atlantic right whale population fell to some 300-600. The blue whale population is estimated to be around 14,000.
|
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+
|
236 |
+
The first efforts to protect whales came in 1931. Some particularly endangered species, such as the humpback whale (which then numbered about 100 animals), were placed under international protection and the first protected areas were established. In 1946, the International Whaling Commission (IWC) was established, to monitor and secure whale stocks. Whaling of 14 large species for commercial purposes was prohibited worldwide by this organization from 1985 to 2005, though some countries do not honor the prohibition.
|
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+
|
238 |
+
The stocks of species such as humpback and blue whales have recovered, though they are still threatened. The United States Congress passed the Marine Mammal Protection Act of 1972 sustain the marine mammal population. It prohibits the taking of marine mammals except for several hundred per year taken in Alaska. Japanese whaling ships are allowed to hunt whales of different species for ostensibly scientific purposes.
|
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+
|
240 |
+
Aboriginal whaling is still permitted. About 1,200 pilot whales were taken in the Faroe Islands in 2017.,[60] and about 900 narwhals and 800 belugas per year are taken in Alaska, Canada, Greenland, and Siberia. About 150 minke are taken in Greenland per year, 120 gray whales in Siberia and 50 bowheads in Alaska, as aboriginal whaling, besides the 600 minke taken commercially by Norway, 300 minke and 100 sei taken by Japan and up to 100 fin whales taken by Iceland.[61] Iceland and Norway do not recognize the ban and operate commercial whaling. Norway and Japan are committed to ending the ban.
|
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+
|
242 |
+
Dolphins and other smaller cetaceans are sometimes hunted in an activity known as dolphin drive hunting. This is accomplished by driving a pod together with boats, usually into a bay or onto a beach. Their escape is prevented by closing off the route to the ocean with other boats or nets. Dolphins are hunted this way in several places around the world, including the Solomon Islands, the Faroe Islands, Peru and Japan (the most well-known practitioner). Dolphins are mostly hunted for their meat, though some end up in dolphinaria. Despite the controversy thousands of dolphins are caught in drive hunts each year.
|
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+
|
244 |
+
Dolphin pods often reside near large tuna shoals. This is known to fishermen, who look for dolphins to catch tuna. Dolphins are much easier to spot from a distance than tuna, since they regularly breathe. The fishermen pull their nets hundreds of meters wide in a circle around the dolphin groups, in the expectation that they will net a tuna shoal. When the nets are pulled together, the dolphins become entangled under water and drown. Line fisheries in larger rivers are threats to river dolphins.
|
245 |
+
|
246 |
+
A greater threat than by-catch for small cetaceans is targeted hunting. In Southeast Asia, they are sold as fish-replacement to locals, since the region's edible fish promise higher revenues from exports. In the Mediterranean, small cetaceans are targeted to ease pressure on edible fish.[59]
|
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+
|
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A stranding is when a cetacean leaves the water to lie on a beach. In some cases, groups of whales strand together. The best known are mass strandings of pilot whales and sperm whales. Stranded cetaceans usually die, because their as much as 90 metric tons (99 short tons) body weight compresses their lungs or breaks their ribs. Smaller whales can die of heatstroke because of their thermal insulation.
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The causes are not clear. Possible reasons for mass beachings are:[59]
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Since 2000, whale strandings frequently occurred following military sonar testing. In December 2001, the US Navy admitted partial responsibility for the beaching and the deaths of several marine mammals in March 2000. The coauthor of the interim report stated that animals killed by active sonar of some Navy ships were injured. Generally, underwater noise, which is still on the increase, is increasingly tied to strandings; because it impairs communication and sense of direction.[62]
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Climate change influences the major wind systems and ocean currents, which also lead to cetacean strandings. Researchers studying strandings on the Tasmanian coast from 1920–2002 found that greater strandings occurred at certain time intervals. Years with increased strandings were associated with severe storms, which initiated cold water flows close to the coast. In nutrient-rich, cold water, cetaceans expect large prey animals, so they follow the cold water currents into shallower waters, where the risk is higher for strandings. Whales and dolphins who live in pods may accompany sick or debilitated pod members into shallow water, stranding them at low tide. Once stranded, large whales are crushed by their own body weight, if they cannot quickly return to the water. In addition, body temperature regulation is compromised.[citation needed]
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—Rear Admiral Lawrence Rice
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Heavy metals, residues of many plant and insect venoms and plastic waste flotsam are not biodegradable. Sometimes, cetaceans consume these hazardous materials, mistaking them for food items. As a result, the animals are more susceptible to disease and have fewer offspring.[59]
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Damage to the ozone layer reduces plankton reproduction because of its resulting radiation. This shrinks the food supply for many marine animals, but the filter-feeding baleen whales are most impacted. Even the Nekton is, in addition to intensive exploitation, damaged by the radiation.[59]
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Food supplies are also reduced long-term by ocean acidification due to increased absorption of increased atmospheric carbon dioxide. The CO2 reacts with water to form carbonic acid, which reduces the construction of the calcium carbonate skeletons of food supplies for zooplankton that baleen whales depend on.[59]
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The military and resource extraction industries operate strong sonar and blasting operations. Marine seismic surveys use loud, low-frequency sound that show what is lying underneath the Earth's surface.[63] Vessel traffic also increases noise in the oceans. Such noise can disrupt cetacean behavior such as their use of biosonar for orientation and communication. Severe instances can panic them, driving them to the surface. This leads to bubbles in blood gases and can cause decompression sickness.[64] Naval exercises with sonar regularly results in fallen cetaceans that wash up with fatal decompression. Sounds can be disruptive at distances of more than 100 kilometres (62 mi). Damage varies across frequency and species.
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In Aristotle's time, the 4th century BCE, whales were regarded as fish due to their superficial similarity. Aristotle, however, observed many physiological and anatomical similarities with the terrestrial vertebrates, such as blood (circulation), lungs, uterus and fin anatomy.[citation needed] His detailed descriptions were assimilated by the Romans, but mixed with a more accurate knowledge of the dolphins, as mentioned by Pliny the Elder in his Natural history. In the art of this and subsequent periods, dolphins are portrayed with a high-arched head (typical of porpoises) and a long snout. The harbour porpoise was one of the most accessible species for early cetologists; because it could be seen close to land, inhabiting shallow coastal areas of Europe. Much of the findings that apply to all cetaceans were first discovered in porpoises.[65] One of the first anatomical descriptions of the airways of a harbor porpoise dates from 1671 by John Ray. It nevertheless referred to the porpoise as a fish.[66][67]
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The tube in the head, through which this kind fish takes its breath and spitting water, located in front of the brain and ends outwardly in a simple hole, but inside it is divided by a downward bony septum, as if it were two nostrils; but underneath it opens up again in the mouth in a void.
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In the 10th edition of Systema Naturae (1758), Swedish biologist and taxonomist Carl Linnaeus asserted that cetaceans were mammals and not fish. His groundbreaking binomial system formed the basis of modern whale classification.
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Cetaceans play a role in human culture.
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Stone Age petroglyphs, such as those in Roddoy and Reppa (Norway), and the Bangudae Petroglyphs in South Korea, depict them.[68][69] Whale bones were used for many purposes. In the Neolithic settlement of Skara Brae on Orkney sauce pans were made from whale vertebrae.
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The whale was first mentioned in ancient Greece by Homer. There, it is called Ketos, a term that initially included all large marine animals. From this was derived the Roman word for whale, Cetus. Other names were phálaina (Aristotle, Latin form of ballaena) for the female and, with an ironic characteristic style, musculus (Mouse) for the male. North Sea whales were called Physeter, which was meant for the sperm whale Physter macrocephalus. Whales are described in particular by Aristotle, Pliny and Ambrose. All mention both live birth and suckling. Pliny describes the problems associated with the lungs with spray tubes and Ambrose claimed that large whales would take their young into their mouth to protect them.
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In the Bible especially, the leviathan plays a role as a sea monster. The essence, which features a giant crocodile or a dragon and a whale, was created according to the Bible by God[70] and should again be destroyed by him.[71][72] In the Book of Job, the leviathan is described in more detail.[73][74]
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In Jonah there is a more recognizable description of a whale alongside the prophet Jonah, who, on his flight from the city of Nineveh is swallowed by a whale.
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Dolphins are mentioned far more often than whales. Aristotle discusses the sacred animals of the Greeks in his Historia Animalium and gives details of their role as aquatic animals. The Greeks admired the dolphin as a "king of the aquatic animals" and referred to them erroneously as fish. Its intelligence was apparent both in its ability to escape from fishnets and in its collaboration with fishermen.
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River dolphins are known from the Ganges and – erroneously – the Nile. In the latter case it was equated with sharks and catfish. Supposedly they attacked even crocodiles.
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Dolphins appear in Greek mythology. Because of their intelligence, they rescued multiple people from drowning. They were said to love music – probably not least because of their own song – they saved, in the legends, famous musicians such as Arion of Lesbos from Methymna or Kairanos from Miletus. Because of their mental faculties, dolphins were considered for the god Dionysus.
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Dolphins belong to the domain of Poseidon and led him to his wife Amphitrite. Dolphins are associated with other gods, such as Apollo, Dionysus and Aphrodite. The Greeks paid tribute to both whales and dolphins with their own constellation. The constellation of the Whale (Ketos, lat. Cetus) is located south of the Dolphin (Delphi, lat. Delphinus) north of the zodiac.
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Ancient art often included dolphin representations, including the Cretan Minoans. Later they appeared on reliefs, gems, lamps, coins, mosaics and gravestones. A particularly popular representation is that of Arion or the Taras (mythology) riding on a dolphin. In early Christian art, the dolphin is a popular motif, at times used as a symbol of Christ.
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St. Brendan described in his travel story Navigatio Sancti Brendani an encounter with a whale, between the years 565–573. He described how he and his companions entered a treeless island, which turned out to be a giant whale, which he called Jasconicus. He met this whale seven years later and rested on his back.
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Most descriptions of large whales from this time until the whaling era, beginning in the 17th century, were of beached whales, which resembled no other animal. This was particularly true for the sperm whale, the most frequently stranded in larger groups. Raymond Gilmore documented seventeen sperm whales in the estuary of the Elbe from 1723 to 1959 and thirty-one animals on the coast of Great Britain in 1784. In 1827, a blue whale beached itself off the coast of Ostend. Whales were used as attractions in museums and traveling exhibitions.
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Whalers from the 17th to 19th centuries depicted whales in drawings and recounted tales of their occupation. Although they knew that whales were harmless giants, they described battles with harpooned animals. These included descriptions of sea monsters, including huge whales, sharks, sea snakes, giant squid and octopuses.
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Among the first whalers who described their experiences on whaling trips was Captain William Scoresby from Great Britain, who published the book Northern Whale Fishery, describing the hunt for northern baleen whales. This was followed by Thomas Beale, a British surgeon, in his book Some observations on the natural history of the sperm whale in 1835; and Frederick Debell Bennett's The tale of a whale hunt in 1840. Whales were described in narrative literature and paintings, most famously in the novels Moby Dick by Herman Melville and 20,000 Leagues Under the Sea by Jules Verne.
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Baleen was used to make vessel components such as the bottom of a bucket in the Scottish National Museum. The Norsemen crafted ornamented plates from baleen, sometimes interpreted as ironing boards.
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In the Canadian Arctic (east coast) in Punuk and Thule culture (1000–1600 C.E.),[75] I baleen was used to construct houses in place of wood as roof support for winter houses, with half of the building buried under the ground. The actual roof was probably made of animal skins that were covered with soil and moss.[76]
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In the 20th century perceptions of cetaceans changed. They transformed from monsters into creatures of wonder, as science revealed them to be intelligent and peaceful animals. Hunting was replaced by whale and dolphin tourism. This change is reflected in films and novels. For example, the protagonist of the series Flipper was a bottle-nose dolphin. The TV series SeaQuest DSV (1993–1996), the movies Free Willy, Star Trek IV: The Voyage Home and the book series The Hitchhiker's Guide to the Galaxy by Douglas Adams are examples.[77]
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The study of whale song also produced a popular album, Songs of the Humpback Whale.
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Whales and dolphins have been kept in captivity for use in education, research and entertainment since the 19th century.
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Beluga whales were the first whales to be kept in captivity. Other species were too rare, too shy or too big. The first was shown at Barnum's Museum in New York City in 1861.[78] For most of the 20th century, Canada was the predominant source.[79] They were taken from the St. Lawrence River estuary until the late 1960s, after which they were predominantly taken from the Churchill River estuary until capture was banned in 1992.[79] Russia then became the largest provider.[79] Belugas are caught in the Amur Darya delta and their eastern coast and are transported domestically to aquaria or dolphinaria in Moscow, St. Petersburg and Sochi, or exported to countries such as Canada.[79] They have not been domesticated.[80]
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As of 2006, 30 belugas lived in Canada and 28 in the United States. 42 deaths in captivity had been reported.[79] A single specimen can reportedly fetch up to US$100,000 (UK£64,160). The beluga's popularity is due to its unique color and its facial expressions. The latter is possible because while most cetacean "smiles" are fixed, the extra movement afforded by the beluga's unfused cervical vertebrae allows a greater range of apparent expression.[81]
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The killer whale's intelligence, trainability, striking appearance, playfulness in captivity and sheer size have made it a popular exhibit at aquaria and aquatic theme parks. From 1976 to 1997, fifty-five whales were taken from the wild in Iceland, nineteen from Japan and three from Argentina. These figures exclude animals that died during capture. Live captures fell dramatically in the 1990s and by 1999, about 40% of the forty-eight animals on display in the world were captive-born.[82]
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Organizations such as World Animal Protection and the Whale and Dolphin Conservation campaign against the practice of keeping them in captivity.
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In captivity, they often develop pathologies, such as the dorsal fin collapse seen in 60–90% of captive males. Captives have reduced life expectancy, on average only living into their 20s, although some live longer, including several over 30 years old and two, Corky II and Lolita, in their mid-40s. In the wild, females who survive infancy live 46 years on average and up to 70–80 years. Wild males who survive infancy live 31 years on average and can reach 50–60 years.[83]
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Captivity usually bears little resemblance to wild habitat and captive whales' social groups are foreign to those found in the wild. Critics claim captive life is stressful due to these factors and the requirement to perform circus tricks that are not part of wild killer whale behavior. Wild killer whales may travel up to 160 kilometres (100 mi) in a day and critics say the animals are too big and intelligent to be suitable for captivity.[84] Captives occasionally act aggressively towards themselves, their tankmates, or humans, which critics say is a result of stress.[85] Killer whales are well known for their performances in shows, but the number of orcas kept in captivity is small, especially when compared to the number of bottlenose dolphins, with only forty-four captive orcas being held in aquaria as of 2012.[86]
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Each country has its own tank requirements; in the US, the minimum enclosure size is set by the Code of Federal Regulations, 9 CFR E § 3.104, under the Specifications for the Humane Handling, Care, Treatment and Transportation of Marine Mammals.[87]
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|
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Aggression among captive killer whales is common. They attack each other and their trainers as well. In 2013, SeaWorld's treatment of killer whales in captivity was the basis of the movie Blackfish, which documents the history of Tilikum, a killer whale at SeaWorld Orlando, who had been involved in the deaths of three people.[88] The film led to proposals by some lawmakers to ban captivity of cetaceans, and lead SeaWorld to announce in 2016 that it would phase out its killer whale program after various unsuccessful attempts to restore its revenues, reputation, and stock price.[89]
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|
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Dolphins and porpoises are kept in captivity. Bottlenose dolphins are the most common, as they are relatively easy to train, have a long lifespan in captivity and have a friendly appearance. Bottlenose dolphins live in captivity across the world, though exact numbers are hard to determine. Other species kept in captivity are spotted dolphins, false killer whales and common dolphins, Commerson's dolphins, as well as rough-toothed dolphins, but all in much lower numbers. There are also fewer than ten pilot whales, Amazon river dolphins, Risso's dolphins, spinner dolphins, or tucuxi in captivity. Two unusual and rare hybrid dolphins, known as wolphins, are kept at Sea Life Park in Hawaii, which is a cross between a bottlenose dolphin and a false killer whale. Also, two common/bottlenose hybrids reside in captivity at Discovery Cove and SeaWorld San Diego.
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|
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In repeated attempts in the 1960s and 1970s, narwhals kept in captivity died within months. A breeding pair of pygmy right whales were retained in a netted area. They were eventually released in South Africa. In 1971, SeaWorld captured a California gray whale calf in Mexico at Scammon's Lagoon. The calf, later named Gigi, was separated from her mother using a form of lasso attached to her flukes. Gigi was displayed at SeaWorld San Diego for a year. She was then released with a radio beacon affixed to her back; however, contact was lost after three weeks. Gigi was the first captive baleen whale. JJ, another gray whale calf, was kept at SeaWorld San Diego. JJ was an orphaned calf that beached itself in April 1997 and was transported two miles to SeaWorld. The 680 kilograms (1,500 lb) calf was a popular attraction and behaved normally, despite separation from his mother. A year later, the then 8,164.7 kilograms (18,000 lb) whale though smaller than average, was too big to keep in captivity, and was released on April 1, 1998. A captive Amazon river dolphin housed at Acuario de Valencia is the only trained river dolphin in captivity.[90][91]
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Here is a list of all the cetaceans that have been taken into captivity for either conservation or human entertainment purposes currently or in the past, temporarily or permanently.
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Coordinates: 7°N 81°E / 7°N 81°E / 7; 81
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Sri Lanka (UK: /sri ˈlæŋkə, ʃriː -/, US: /- ˈlɑːŋkə/ (listen);[10][11] Sinhala: ශ්රී ලංකා Śrī Laṃkā; Tamil: இலங்கை Ilaṅkai), officially the Democratic Socialist Republic of Sri Lanka, is an island country in South Asia, located in the Indian Ocean southwest of the Bay of Bengal and southeast of the Arabian Sea. It is geographically separated from the Indian subcontinent by the Gulf of Mannar and the Palk Strait. Sri Jayawardenepura Kotte is its legislative capital, and Colombo is its largest city and centre of commerce.
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Sri Lanka's documented history spans 3,000 years, with evidence of prehistoric human settlements dating back at least 125,000 years.[12] It has a rich cultural heritage, and the first known Buddhist writings of Sri Lanka, the Pāli Canon, date back to the Fourth Buddhist council in 29 BC.[13][14] Its geographic location and deep harbours made it of great strategic importance from the time of the ancient Silk Road through to the modern Maritime Silk Road.[15][16][17] Its location as a major trading hub made it known to both the far East as well as the European continent from as far back as the Anuradhapura period. The country's trade in luxury goods and spices attracted traders of many nations, creating Sri Lanka's diverse population. During a period of great political crisis the Portuguese, whose arrival in Sri Lanka was largely accidental, sought to control the island's maritime regions and its lucrative external trade. The Portuguese possessions were later taken over by the Dutch. The Dutch possessions were then taken by the British, who later extended their control over the whole island, colonising it from 1815 to 1948. Resistance to the British was immediate. A national movement for political independence arose in the early 20th century; and in 1948, Ceylon became a republic, and it adopted its current name in 1972. Sri Lanka's recent history has been marred by a 26-year civil war, which ended decisively when the Sri Lanka Armed Forces defeated the Liberation Tigers of Tamil Eelam in 2009.[18]
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Sri Lanka's current constitution stipulates it as a republic and unitary state governed by a semi-presidential system. It has had a long history of international engagement, as a founding member of the South Asian Association for Regional Cooperation (SAARC), and a member of the United Nations, the Commonwealth of Nations, the G77, and the Non-Aligned Movement. Sri Lanka is rated "high" on the Human Development Index (HDI), with its HDI rating and per capita income the highest among South Asian nations.[19] The Sri Lankan constitution accords Buddhism the "foremost place", although it does not identify it as a state religion. Buddhism is given special privileges in the Sri Lankan constitution.[20]
|
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|
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Sri Lanka is home to many cultures, languages and ethnicities. The majority of the population are from the Sinhalese ethnicity, while a large minority of Tamils have also played an influential role in the island's history. Moors, Burghers, Malays, Chinese, and the indigenous Vedda are also established groups.[21]
|
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|
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In antiquity, Sri Lanka was known to travellers by a variety of names. According to the Mahavamsa, the legendary Prince Vijaya named the land Tambapanni ('copper-red hands' or 'copper-red earth'), because his followers' hands were reddened by the red soil of the area.[22][23] In Hindu mythology, such as the Ramayana, the island was referred to as Lankā ('Island'). The Tamil term Eelam (Tamil: ஈழம், romanized: īḻam), was used to designate the whole island in Sangam literature.[24][25] The island was known under Chola rule as Mummudi Cholamandalam ('realm of the three crowned Cholas').[26]
|
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|
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Ancient Greek geographers called it Taprobanā (Ancient Greek: Ταπροβανᾶ) or Taprobanē (Ταπροβανῆ)[27] from the word Tambapanni. The Persians and Arabs referred to it as Sarandīb (the origin of the word "serendipity") from Sanskrit Siṃhaladvīpaḥ.[28][29] Ceilão, the name given to Sri Lanka by the Portuguese Empire when it arrived in 1505,[30] was transliterated into English as Ceylon.[31] As a British crown colony, the island was known as Ceylon; it achieved independence as Ceylon in 1948.
|
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|
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The country is now known in Sinhala as Śrī Laṃkā (Sinhala: ශ්රී ලංකා) and in Tamil as Ilaṅkai (Tamil: இலங்கை, IPA: [iˈlaŋɡai]). In 1972, its formal name was changed to "Free, Sovereign and Independent Republic of Sri Lanka". Later, in 1978, it was changed to the "Democratic Socialist Republic of Sri Lanka".[32] As the name Ceylon still appears in the names of a number of organisations, the Sri Lankan government announced in 2011 a plan to rename all those over which it has authority.[33]
|
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|
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The pre-history of Sri Lanka goes back 125,000 years and possibly even as far back as 500,000 years.[34] The era spans the Palaeolithic, Mesolithic, and early Iron Ages. Among the Paleolithic human settlements discovered in Sri Lanka, Pahiyangala (named after the Chinese traveller monk Faxian), which dates back to 37,000 BP,[35] Batadombalena (28,500 BP)[36] and Belilena (12,000 BP) are the most important. In these caves, archaeologists have found the remains of anatomically modern humans which they have named Balangoda Man, and other evidence[37] suggesting that they may have engaged in agriculture and kept domestic dogs for driving game.[38]
|
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|
21 |
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One of the first written references to the island is found in the Indian epic Ramayana, which provides details of a kingdom named Lanka that was created by the divine sculptor Vishwakarma for Kubera, the Lord of Wealth.[39] It is said that Kubera was overthrown by his demon stepbrother Ravana, the powerful emperor who built a mythical flying machine named Dandu Monara.[40] The modern city of Wariyapola is described as Ravana's airport.[41]
|
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|
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Early inhabitants of Sri Lanka were probably ancestors of the Vedda people,[42] an indigenous people numbering approximately 2,500 living in modern-day Sri Lanka. The 19th-century Irish historian James Emerson Tennent theorised that Galle, a city in southern Sri Lanka, was the ancient seaport of Tarshish from which King Solomon is said to have drawn ivory, peacocks, and other valuables.
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According to the Mahāvamsa, a Sinhalese chronicle written in Pāḷi, the original inhabitants of Sri Lanka are said to be the Yakshas and Nagas. Ancient cemeteries that were used before 600 BC and other signs of advanced civilisation have also been discovered in Sri Lanka.[43] Sinhalese history traditionally starts in 543 BC with the arrival of Prince Vijaya, a semi-legendary prince who sailed with 700 followers to Sri Lanka, after being expelled from Vanga Kingdom (present-day Bengal).[44] He established the Kingdom of Tambapanni, near modern-day Mannar. Vijaya (Singha) is the first of the approximately 189 monarchs of Sri Lanka described in chronicles such as the Dipavamsa, Mahāvaṃsa, Cūḷavaṃsa, and Rājāvaliya.[45]
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The Anuradhapura period (377 BC–1017 AD) began with the establishment of the Anuradhapura Kingdom in 380 BC during the reign of Pandukabhaya. Thereafter, Anuradhapura served as the capital city of the country for nearly 1,400 years.[46] Ancient Sri Lankans excelled at building certain types of structures such as tanks, dagobas and palaces.[47] Society underwent a major transformation during the reign of Devanampiya Tissa, with the arrival of Buddhism from India. In 250 BC,[48] Mahinda, a bhikkhu and the son of the Mauryan Emperor Ashoka arrived in Mihintale carrying the message of Buddhism.[49] His mission won over the monarch, who embraced the faith and propagated it throughout the Sinhalese population.[50]
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Succeeding kingdoms of Sri Lanka would maintain many Buddhist schools and monasteries and support the propagation of Buddhism into other countries in Southeast Asia. Sri Lankan Bhikkhus studied in India's famous ancient Buddhist University of Nalanda, which was destroyed by Bakhtiyar Khilji. It is probable that many of the scriptures from Nalanda are preserved in Sri Lanka's many monasteries and that the written form of the Tipitaka, including Sinhalese Buddhist literature, were part of the University of Nalanda.[51] In 245 BC, bhikkhuni Sangamitta arrived with the Jaya Sri Maha Bodhi tree, which is considered to be a sapling from the historical Bodhi tree under which Gautama Buddha became enlightened.[52] It is considered the oldest human-planted tree (with a continuous historical record) in the world. (Bodhivamsa)[53]
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Sri Lanka experienced the first of many foreign invasions during the reign of Suratissa, who was defeated by two horse traders named Sena and Guttika from South India.[50] The next invasion came immediately in 205 BC by a Chola named Elara, who overthrew Asela and ruled the country for 44 years. Dutugemunu, the eldest son of the southern regional sub-king, Kavan Tissa, defeated Elara in the Battle of Vijithapura. During its two and a half millennia of existence, the Sinhala Kingdom was invaded at least eight times by neighbouring South Indian dynasties such as the Chola, Pandya, Chera, and Pallava. These invaders were all subsequently driven back.[54] There also were incursions by the kingdoms of Kalinga (modern Odisha) and from the Malay Peninsula as well.
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The Fourth Buddhist council of Theravada Buddhism was held at the Anuradhapura Maha Viharaya in Sri Lanka under the patronage of Valagamba of Anuradhapura in 25 BC. The council was held in response to a year in which the harvests in Sri Lanka were particularly poor and many Buddhist monks subsequently died of starvation. Because the Pāli Canon was at that time oral literature maintained in several recensions by dhammabhāṇakas (dharma reciters), the surviving monks recognised the danger of not writing it down so that even if some of the monks whose duty it was to study and remember parts of the Canon for later generations died, the teachings would not be lost.[55] After the Council, palm-leaf manuscripts containing the completed Canon were taken to other countries such as Burma, Thailand, Cambodia and Laos.
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Sri Lanka was the first Asian country known to have a female ruler: Anula of Anuradhapura (r. 47–42 BC).[56] Sri Lankan monarchs undertook some remarkable construction projects such as Sigiriya, the so-called "Fortress in the Sky", built during the reign of Kashyapa I of Anuradhapura, who ruled between 477 and 495. The Sigiriya rock fortress is surrounded by an extensive network of ramparts and moats. Inside this protective enclosure were gardens, ponds, pavilions, palaces and other structures.[57][58]
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In AD 993, the invasion of Chola emperor Rajaraja I forced the then Sinhalese ruler Mahinda V to flee to the southern part of Sri Lanka. Taking advantage of this situation, Rajendra I, son of Rajaraja I, launched a large invasion in 1017. Mahinda V was captured and taken to India, and the Cholas sacked the city of Anuradhapura causing the fall of Anuradhapura Kingdom. Subsequently, they moved the capital to Polonnaruwa.[59]
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Following a seventeen-year-long campaign, Vijayabahu I successfully drove the Chola out of Sri Lanka in 1070, reuniting the country for the first time in over a century.[60][61] Upon his request, ordained monks were sent from Burma to Sri Lanka to re-establish Buddhism, which had almost disappeared from the country during the Chola reign.[62] During the medieval period, Sri Lanka was divided into three sub-territories, namely Ruhunu, Pihiti and Maya.[63]
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Sri Lanka's irrigation system was extensively expanded during the reign of Parākramabāhu the Great (1153–1186).[64] This period is considered as a time when Sri Lanka was at the height of its power.[65][66] He built 1470 reservoirs – the highest number by any ruler in Sri Lanka's history – repaired 165 dams, 3910 canals, 163 major reservoirs, and 2376 mini-reservoirs.[67] His most famous construction is the Parakrama Samudra,[68] the largest irrigation project of medieval Sri Lanka. Parākramabāhu's reign is memorable for two major campaigns – in the south of India as part of a Pandyan war of succession, and a punitive strike against the kings of Ramanna (Burma) for various perceived insults to Sri Lanka.[69]
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After his demise, Sri Lanka gradually decayed in power. In 1215, Kalinga Magha, a South Indian with uncertain origins, identified as the founder of the Jaffna kingdom, invaded and captured the Kingdom of Polonnaruwa. He sailed from Kalinga[67] 690 nautical miles on 100 large ships with a 24,000 strong army. Unlike previous invaders, he looted, ransacked, and destroyed everything in the ancient Anuradhapura and Polonnaruwa Kingdoms beyond recovery.[70] His priorities in ruling were to extract as much as possible from the land and overturn as many of the traditions of Rajarata as possible. His reign saw the massive migration of native Sinhalese people to the south and west of Sri Lanka, and into the mountainous interior, in a bid to escape his power.[71][72]
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Sri Lanka never really recovered from the impact of Kalinga Magha's invasion. King Vijayabâhu III, who led the resistance, brought the kingdom to Dambadeniya. The north, in the meanwhile, eventually evolved into the Jaffna kingdom.[71][72] The Jaffna kingdom never came under the rule of any kingdom of the south except on one occasion; in 1450, following the conquest led by king Parâkramabâhu VI's adopted son, Prince Sapumal.[73] He ruled the North from AD 1450 to 1467.[74]
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The next three centuries starting from 1215 were marked by kaleidoscopically shifting collections of kingdoms in south and central Sri Lanka, including Dambadeniya, Yapahuwa, Gampola, Raigama, Kotte,[75] Sitawaka, and finally, Kandy. Chinese admiral Zheng He and his naval expeditionary force landed at Galle, Sri Lanka in 1409 and got into battle with the local king Vira Alakesvara of Gampola. Zheng He captured King Vira Alakesvara and later released him.[76][77][78][79] Zheng He erected the Galle Trilingual Inscription, a stone tablet at Galle written in three languages (Chinese, Tamil, and Persian), to commemorate his visit.[80][81] The stele was discovered by S. H. Thomlin at Galle in 1911 and is now preserved in the Colombo National Museum.
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The early modern period of Sri Lanka begins with the arrival of Portuguese soldier and explorer Lourenço de Almeida, the son of Francisco de Almeida, in 1505.[82] In 1517, the Portuguese built a fort at the port city of Colombo and gradually extended their control over the coastal areas. In 1592, after decades of intermittent warfare with the Portuguese, Vimaladharmasuriya I moved his kingdom to the inland city of Kandy, a location he thought more secure from attack.[83] In 1619, succumbing to attacks by the Portuguese, the independent existence of the Jaffna kingdom came to an end.[84]
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During the reign of the Rajasinghe II, Dutch explorers arrived on the island. In 1638, the king signed a treaty with the Dutch East India Company to get rid of the Portuguese who ruled most of the coastal areas.[85] The following Dutch–Portuguese War resulted in a Dutch victory, with Colombo falling into Dutch hands by 1656. The Dutch remained in the areas they had captured, thereby violating the treaty they had signed in 1638. The Burgher people, a distinct ethnic group, emerged as a result of intermingling between the Dutch and native Sri Lankans in this period.[86]
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The Kingdom of Kandy was the last independent monarchy of Sri Lanka.[87] In 1595, Vimaladharmasurya brought the sacred Tooth Relic – the traditional symbol of royal and religious authority amongst the Sinhalese – to Kandy, and built the Temple of the Tooth.[87] In spite of on-going intermittent warfare with Europeans, the kingdom survived. Later, a crisis of succession emerged in Kandy upon king Vira Narendrasinha's death in 1739. He was married to a Telugu-speaking Nayakkar princess from South India (Madurai) and was childless by her.[87]
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Eventually, with the support of bhikku Weliwita Sarankara, the crown passed to the brother of one of Narendrasinha's princesses, overlooking the right of "Unambuwe Bandara", Narendrasinha's own son by a Sinhalese concubine.[88] The new king was crowned Sri Vijaya Rajasinha later that year. Kings of the Nayakkar dynasty launched several attacks on Dutch controlled areas, which proved to be unsuccessful.[89]
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During the Napoleonic Wars, fearing that French control of the Netherlands might deliver Sri Lanka to the French, Great Britain occupied the coastal areas of the island (which they called Ceylon) with little difficulty in 1796.[90] Two years later, in 1798, Sri Rajadhi Rajasinha, third of the four Nayakkar kings of Sri Lanka, died of a fever. Following his death, a nephew of Rajadhi Rajasinha, eighteen-year-old Kannasamy, was crowned.[91] The young king, now named Sri Vikrama Rajasinha, faced a British invasion in 1803 but successfully retaliated. The First Kandyan War ended in a stalemate.[91]
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By then the entire coastal area was under the British East India Company as a result of the Treaty of Amiens. On 14 February 1815, Kandy was occupied by the British in the second Kandyan War, ending Sri Lanka's independence.[91] Sri Vikrama Rajasinha, the last native monarch of Sri Lanka, was exiled to India.[92] The Kandyan Convention formally ceded the entire country to the British Empire. Attempts by Sri Lankan noblemen to undermine British power in 1818 during the Uva Rebellion were thwarted by Governor Robert Brownrigg.[93]
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The beginning of the modern period of Sri Lanka is marked by the Colebrooke-Cameron reforms of 1833.[94] They introduced a utilitarian and liberal political culture to the country based on the rule of law and amalgamated the Kandyan and maritime provinces as a single unit of government.[94] An executive council and a legislative council were established, later becoming the foundation of a representative legislature. By this time, experiments with coffee plantations were largely successful.[95]
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Soon, coffee became the primary commodity export of Sri Lanka. Falling coffee prices as a result of the depression of 1847 stalled economic development and prompted the governor to introduce a series of taxes on firearms, dogs, shops, boats, etc., and to reintroduce a form of rajakariya, requiring six days free labour on roads or payment of a cash equivalent.[95] These harsh measures antagonised the locals, and another rebellion broke out in 1848.[96] A devastating leaf disease, Hemileia vastatrix, struck the coffee plantations in 1869, destroying the entire industry within fifteen years.[97] The British quickly found a replacement: abandoning coffee, they began cultivating tea instead. Tea production in Sri Lanka thrived in the following decades. Large-scale rubber plantations began in the early 20th century.
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By the end of the 19th century, a new educated social class transcending race and caste arose through British attempts to staff the Ceylon Civil Service and the legal, educational, and medical professions.[98] New leaders represented the various ethnic groups of the population in the Ceylon Legislative Council on a communal basis. Buddhist and Hindu revivalism reacted against Christian missionary activities.[99][100] The first two decades in the 20th century are noted by the unique harmony among Sinhalese and Tamil political leadership, which has since been lost.[101]
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In 1919, major Sinhalese and Tamil political organisations united to form the Ceylon National Congress, under the leadership of Ponnambalam Arunachalam,[102] pressing colonial masters for more constitutional reforms. But without massive popular support, and with the governor's encouragement for "communal representation" by creating a "Colombo seat" that dangled between Sinhalese and Tamils, the Congress lost momentum towards the mid-1920s.[103]
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The Donoughmore reforms of 1931 repudiated the communal representation and introduced universal adult franchise (the franchise stood at 4% before the reforms). This step was strongly criticised by the Tamil political leadership, who realised that they would be reduced to a minority in the newly created State Council of Ceylon, which succeeded the legislative council.[104][105] In 1937, Tamil leader G. G. Ponnambalam demanded a 50–50 representation (50% for the Sinhalese and 50% for other ethnic groups) in the State Council. However, this demand was not met by the Soulbury reforms of 1944–45.
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The Soulbury constitution ushered in dominion status, with independence proclaimed on 4 February 1948.[106] D. S. Senanayake became the first Prime Minister of Ceylon.[107] Prominent Tamil leaders including Ponnambalam and Arunachalam Mahadeva joined his cabinet.[104][108] The British Royal Navy remained stationed at Trincomalee until 1956. A countrywide popular demonstration against withdrawal of the rice ration, known as Hartal 1953, resulted in the resignation of prime minister Dudley Senanayake.[109]
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S. W. R. D. Bandaranaike was elected prime minister in 1956. His three-year rule had a profound impact through his self-proclaimed role of "defender of the besieged Sinhalese culture".[110] He introduced the controversial Sinhala Only Act, recognising Sinhala as the only official language of the government. Although partially reversed in 1958, the bill posed a grave concern for the Tamil community, which perceived in it a threat to their language and culture.[111][112][113]
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The Federal Party (FP) launched a movement of non-violent resistance (satyagraha) against the bill, which prompted Bandaranaike to reach an agreement (Bandaranaike–Chelvanayakam Pact) with S. J. V. Chelvanayakam, leader of the FP, to resolve the looming ethnic conflict.[114] The pact proved ineffective in the face of ongoing protests by opposition and the Buddhist clergy. The bill, together with various government colonisation schemes, contributed much towards the political rancour between Sinhalese and Tamil political leaders.[115] Bandaranaike was assassinated by an extremist Buddhist monk in 1959.[116]
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Sirimavo Bandaranaike, the widow of Bandaranaike, took office as prime minister in 1960, and withstood an attempted coup d'état in 1962. During her second term as prime minister, the government instituted socialist economic policies, strengthening ties with the Soviet Union and China, while promoting a policy of non-alignment. In 1971, Ceylon experienced a Marxist insurrection, which was quickly suppressed. In 1972, the country became a republic named Sri Lanka, repudiating its dominion status. Prolonged minority grievances and the use of communal emotionalism as an election campaign weapon by both Sinhalese and Tamil leaders abetted a fledgling Tamil militancy in the north during the 1970s.[117] The policy of standardisation by the Sirimavo government to rectify disparities created in university enrolment, which was in essence an affirmative action to assist geographically disadvantaged students to obtain tertiary education,[118] resulted in reducing the proportion of Tamil students at university level and acted as the immediate catalyst for the rise of militancy.[119][120] The assassination of Jaffna Mayor Alfred Duraiyappah in 1975 by the Liberation Tigers of Tamil Eelam (LTTE) marked a crisis point.[121][122]
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The government of J. R. Jayawardene swept to power in 1977, defeating the largely unpopular United Front government.[123] Jayawardene introduced a new constitution, together with a free-market economy and a powerful executive presidency modelled after that of France. It made Sri Lanka the first South Asian country to liberalise its economy.[124] Beginning in 1983, ethnic tensions were manifested in an on-and-off insurgency against the government by the LTTE. An LTTE attack on 13 soldiers resulted in the anti-Tamil race riots in July 1983, allegedly backed by Sinhalese hard-line ministers, which resulted in more than 150,000 Tamil civilians fleeing the island, seeking asylum in other countries.[125][126]
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Lapses in foreign policy resulted in India strengthening the Tigers by providing arms and training.[127][128][129] In 1987, the Indo-Sri Lanka Accord was signed and the Indian Peace Keeping Force (IPKF) was deployed in northern Sri Lanka to stabilise the region by neutralising the LTTE.[130] The same year, the JVP launched its second insurrection in Southern Sri Lanka,[131] necessitating redeployment of the IPKF in 1990.[132] In October 1990, the LTTE expelled Sri Lankan Moors (Muslims by religion) from northern Sri Lanka.[133] In 2002, the Sri Lankan government and LTTE signed a Norwegian-mediated ceasefire agreement.[113]
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The 2004 Asian tsunami killed over 35,000 in Sri Lanka.[134] From 1985 to 2006, the Sri Lankan government and Tamil insurgents held four rounds of peace talks without success. Both LTTE and the government resumed fighting in 2006, and the government officially backed out of the ceasefire in 2008.[113] In 2009, under the Presidency of Mahinda Rajapaksa, the Sri Lanka Armed Forces defeated the LTTE and re-established control of the entire country by the Sri Lankan Government.[135] Overall, between 60,000 and 100,000 people were killed during the 26 years of conflict.[136][137]
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Forty thousand Tamil civilians may have been killed in the final phases of the Sri Lankan civil war, according to an Expert Panel convened by UN Secretary General Ban Ki-moon. The exact number of Tamils killed is still a speculation that needs further study.[138] Following the LTTE's defeat, the Tamil National Alliance, the largest Tamil political party in Sri Lanka, dropped its demand for a separate state in favour of a federal solution.[139][140] The final stages of the war left some 294,000 people displaced.[141][142] The UN Human Rights Council has documented over 12,000 named individuals who have undergone disappearance after detention by security forces in Sri Lanka, the second highest figure in the world since the Working Group came into being in 1980. In March 2009, 378 people had been killed in one day and at least another 1,212 injured. The report was based only on those casualties brought to the hospital. The UN described the situation as a "bloodbath", and one that its Colombo office had been warning against for some time. Their spokesperson Gordon Weiss said that over 100 children had been killed over the weekend in the "large-scale killing of civilians".[143][144]
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According to the Ministry of Resettlement, most of the displaced persons had been released or returned to their places of origin, leaving only 6,651 in the camps as of December 2011.[145] In May 2010, President Rajapaksa appointed the Lessons Learnt and Reconciliation Commission (LLRC) to assess the conflict between the time of the ceasefire agreement in 2002 and the defeat of the LTTE in 2009.[146][147] Sri Lanka has emerged from its 26-year war to become one of the fastest-growing economies of the world.[148][149]
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Sri Lanka lies on the Indian Plate, a major tectonic plate that was formerly part of the Indo-Australian Plate.[150] It is in the Indian Ocean southwest of the Bay of Bengal, between latitudes 5° and 10° N, and longitudes 79° and 82° E.[151] Sri Lanka is separated from the mainland portion of the Indian subcontinent by the Gulf of Mannar and Palk Strait. According to Hindu mythology, a land bridge existed between the Indian mainland and Sri Lanka. It now amounts to only a chain of limestone shoals remaining above sea level.[152] Legends claim that it was passable on foot up to 1480 AD, until cyclones deepened the channel.[153][154] Portions are still as shallow as 1 metre (3 ft), hindering navigation.[155] The island consists mostly of flat to rolling coastal plains, with mountains rising only in the south-central part. The highest point is Pidurutalagala, reaching 2,524 metres (8,281 ft) above sea level.
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Sri Lanka has 103 rivers. The longest of these is the Mahaweli River, extending 335 kilometres (208 mi).[156] These waterways give rise to 51 natural waterfalls of 10 metres (33 ft) or more. The highest is Bambarakanda Falls, with a height of 263 metres (863 ft).[157] Sri Lanka's coastline is 1,585 km (985 mi) long.[158] Sri Lanka claims an Exclusive Economic Zone (EEZ) extending 200 nautical miles, which is approximately 6.7 times Sri Lanka's land area. The coastline and adjacent waters support highly productive marine ecosystems such as fringing coral reefs and shallow beds of coastal and estuarine seagrasses.[159]
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Sri Lanka has 45 estuaries and 40 lagoons.[158] Sri Lanka's mangrove ecosystem spans over 7,000 hectares and played a vital role in buffering the force of the waves in the 2004 Indian Ocean tsunami.[160] The island is rich in minerals such as ilmenite, feldspar, graphite, silica, kaolin, mica and thorium.[161][162] Existence of petroleum and gas in the Gulf of Mannar has also been confirmed and the extraction of recoverable quantities is underway.[163]
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The climate is tropical and warm, due to the moderating effects of ocean winds. Mean temperatures range from 17 °C (62.6 °F) in the central highlands, where frost may occur for several days in the winter, to a maximum of 33 °C (91.4 °F) in other low-altitude areas. Average yearly temperatures range from 28 °C (82.4 °F) to nearly 31 °C (87.8 °F). Day and night temperatures may vary by 14 °C (25.2 °F) to 18 °C (32.4 °F).[164]
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Rainfall pattern is influenced by monsoon winds from the Indian Ocean and Bay of Bengal. The "wet zone" and some of the windward slopes of the central highlands receive up to 2,500 millimetres (98.4 in) of rain each year, but the leeward slopes in the east and northeast receive little rain. Most of the east, southeast, and northern parts of Sri Lanka comprise the "dry zone", which receives between 1,200 and 1,900 mm (47 and 75 in) of rain annually.[165]
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The arid northwest and southeast coasts receive the least amount of rain at 800 to 1,200 mm (31 to 47 in) per year. Periodic squalls occur and sometimes tropical cyclones bring overcast skies and rains to the southwest, northeast, and eastern parts of the island. Humidity is typically higher in the southwest and mountainous areas and depends on the seasonal patterns of rainfall.[166]
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An increase in average rainfall coupled with heavier rainfall events has resulted in recurrent flooding and related damages to infrastructure, utility supply and the urban economy.[167]
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Lying within the Indomalayan realm, Sri Lanka is one of 25 biodiversity hotspots in the world.[169] Although the country is relatively small in size, it has the highest biodiversity density in Asia.[170] A remarkably high proportion of the species among its flora and fauna, 27% of the 3,210 flowering plants and 22% of the mammals (see List), are endemic.[171] Sri Lanka has declared 24 wildlife reserves, which are home to a wide range of native species such as Asian elephants, leopards, sloth bears, the unique small loris, a variety of deer, the purple-faced langur, the endangered wild boar, porcupines and Indian pangolins.[172]
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Flowering acacias flourish on the arid Jaffna Peninsula. Among the trees of the dry-land forests are valuable species such as satinwood, ebony, ironwood, mahogany and teak. The wet zone is a tropical evergreen forest with tall trees, broad foliage, and a dense undergrowth of vines and creepers. Subtropical evergreen forests resembling those of temperate climates flourish in the higher altitudes.[173]
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Yala National Park in the southeast protects herds of elephant, deer, and peacocks. The Wilpattu National Park in the northwest, the largest national park, preserves the habitats of many water birds such as storks, pelicans, ibis, and spoonbills. The island has four biosphere reserves: Bundala, Hurulu Forest Reserve, the Kanneliya-Dediyagala-Nakiyadeniya, and Sinharaja.[174] Of these, Sinharaja forest reserve is home to 26 endemic birds and 20 rainforest species, including the elusive red-faced malkoha, the green-billed coucal and the Sri Lanka blue magpie.
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The untapped genetic potential of Sinharaja flora is enormous. Of the 211 woody trees and lianas within the reserve, 139 (66%) are endemic. The total vegetation density, including trees, shrubs, herbs and seedlings, has been estimated at 240,000 individuals per hectare. The Minneriya National Park borders the Minneriya tank, which is an important source of water for numerous elephants (Elephus maximus) inhabiting the surrounding forests. Dubbed "The Gathering", the congregation of elephants can be seen on the tank-bed in the late dry season (August to October) as the surrounding water sources steadily disappear. The park also encompasses a range of micro-habitats which include classic dry zone tropical monsoonal evergreen forest, thick stands of giant bamboo, hilly pastures (patanas). and grasslands (talawas).[175]
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Sri Lanka is home to over 250 types of resident birds (see List). It has declared several bird sanctuaries including Kumana.[176] During the Mahaweli Program of the 1970s and 1980s in northern Sri Lanka, the government set aside four areas of land totalling 1,900 km2 (730 sq mi) as national parks. Sri Lanka's forest cover, which was around 49% in 1920, had fallen to approximately 24% by 2009.[177][178]
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Sri Lanka is the oldest democracy in Asia.[179] The Donoughmore Constitution, drafted by the Donoughmore Commission in 1931, enabled general elections with adult universal suffrage (universal adult voting) in the country.[180] The first election under the universal adult franchise, held in June 1931, was for the Ceylon State Council. Sir Don Baron Jayatilaka was elected as Leader of the House.[181]
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In 1944, the Soulbury Commission was appointed to draft a new constitution. During this time, struggle for independence was fought on "constitutionalist" lines under the leadership of D. S. Senanayake.[182] The draft constitution was enacted in the same year, and Senanayake was appointed Prime Minister following the parliamentary election in 1947. The Soulbury constitution ushered in Dominion status and granted independence to Sri Lanka in 1948.[180]
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The current political culture in Sri Lanka is a contest between two rival coalitions led by the centre-leftist and progressivist United People's Freedom Alliance (UPFA), an offspring of Sri Lanka Freedom Party (SLFP), and the comparatively right-wing and pro-capitalist United National Party (UNP).[183] Sri Lanka is essentially a multi-party democracy with many smaller Buddhist, socialist and Tamil nationalist political parties. As of July 2011, the number of registered political parties in the country is 67.[184] Of these, the Lanka Sama Samaja Party (LSSP), established in 1935, is the oldest.[185]
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The UNP, established by D. S. Senanayake in 1946, was until recently the largest single political party.[186] It is the only political group which had representation in all parliaments since independence.[186] SLFP was founded by S. W. R. D. Bandaranaike, who was the Cabinet minister of Local Administration before he left the UNP in July 1951.[187] SLFP registered its first victory in 1956, defeating the ruling UNP in 1956 Parliamentary election.[187] Following the parliamentary election in July 1960, Sirimavo Bandaranaike became the prime minister and the world's first elected female head of government.[188]
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G. G. Ponnambalam, the Tamil nationalist counterpart of S. W. R. D. Bandaranaike,[189] founded the All Ceylon Tamil Congress (ACTC) in 1944. Objecting to Ponnambalam's cooperation with D. S. Senanayake, a dissident group led by S.J.V. Chelvanayakam broke away in 1949 and formed the Illankai Tamil Arasu Kachchi (ITAK), also known as the Federal Party, becoming the main Tamil political party in Sri Lanka for next two decades.[190] The Federal Party advocated a more aggressive stance toward the Sinhalese.[191]
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With the constitutional reforms of 1972, the All Ceylon Tamil Congress (ACTC) and Illankai Tamil Arasu Kachchi (ITAK) created a common front called the Tamil United Front (later Tamil United Liberation Front). Following a period of turbulence as Tamil militants rose to power in the late 1970s, these Tamil political parties were succeeded in October 2001 by the Tamil National Alliance.[191][192] Janatha Vimukthi Peramuna, a Marxist–Leninist political party founded by Rohana Wijeweera in 1965, serves as a third force in the current political context.[193] It endorses leftist policies which are more radical than the traditionalist leftist politics of the LSSP and the Communist Party.[191] Founded in 1981, the Sri Lanka Muslim Congress is the largest Muslim political party in Sri Lanka.[194]
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Sri Lanka is a democratic republic and a unitary state which is governed by a semi-presidential system, with a mixture of a presidential system and a parliamentary system.[197] Most provisions of the constitution can be amended by a two-thirds majority in parliament. The amendment of certain basic features such as the clauses on language, religion, and reference to Sri Lanka as a unitary state require both a two-thirds majority and approval in a nationwide referendum.
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In common with many democracies, the Sri Lankan government has three branches:
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For administrative purposes, Sri Lanka is divided into nine provinces[206] and twenty-five districts.[207]
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Provinces
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There have been provinces in Sri Lanka since the 19th century, but they had no legal status until 1987 when the 13th Amendment to the 1978 constitution established provincial councils after several decades of increasing demand for a decentralisation of the Government of Sri Lanka.[208] Each provincial council is an autonomous body not under the authority of any Ministry. Some of its functions had been undertaken by central government ministries, departments, corporations, and statutory authorities,[208] but authority over land and police is not as a rule given to provincial councils.[209][210] Between 1989 and 2006, the Northern and Eastern provinces were temporarily merged to form the North-East Province.[211][212] Prior to 1987, all administrative tasks for the provinces were handled by a district-based civil service which had been in place since colonial times. Now each province is administered by a directly elected provincial council:
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Districts and local authorities
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Sri Lanka is also divided into 25 districts.[213] Each district is administered under a District Secretariat. The districts are further subdivided into 256 divisional secretariats, and these, in turn, to approximately 14,008 Grama Niladhari divisions.[214] The Districts are known in Sinhala as Disa and in Tamil as Māwaddam. Originally, a Disa (usually rendered into English as Dissavony) was a duchy, notably Matale and Uva. A government agent, who is known as District Secretary, administers a district.
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There are three other types of local authorities: Municipal Councils (18), Urban councils (13) and Pradeshiya Sabha, also called Pradesha Sabhai (256).[215] Local authorities were originally based on feudal counties named korale and rata, and were formerly known as 'D.R.O. divisions' after the 'Divisional Revenue Officer'.[216] Later the D.R.O.s became 'Assistant Government Agents' and the divisions were known as 'A.G.A. divisions'. These Divisional Secretariats are currently administered by a 'Divisional Secretary'.
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Sri Lanka is a founding member of the Non-Aligned Movement (NAM). While ensuring that it maintains its independence, Sri Lanka has cultivated relations with India.[217] Sri Lanka became a member of the United Nations in 1955. Today, it is also a member of the Commonwealth, the SAARC, the World Bank, the International Monetary Fund, the Asian Development Bank, and the Colombo Plan.
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One of the two parties that have governed Sri Lanka since its independence, the United National Party, has traditionally favoured links with the West, while its left-leaning counterpart, the Sri Lanka Freedom Party, has favoured links with the East.[217] Sri Lankan Finance Minister J. R. Jayewardene, together with then Australian Foreign Minister Sir Percy Spencer, proposed the Colombo Plan at the Commonwealth Foreign Minister's Conference held in Colombo in 1950.[218] At the San Francisco Peace Conference in 1951, while many countries were reluctant, Sri Lanka argued for a free Japan and refused to accept payment of reparations for World War II damage because it believed it would harm Japan's economy.[219] Sri Lanka-China relations started as soon as the PRC was formed in 1949. The two countries signed an important Rice-Rubber Pact in 1952.[220] Sri Lanka played a vital role at the Asian–African Conference in 1955, which was an important step in the crystallisation of the NAM.[221]
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The Bandaranaike government of 1956 significantly changed the pro-western policies set by the previous UNP government. It recognised Cuba under Fidel Castro in 1959. Shortly afterward, Cuba's revolutionary Ernesto Che Guevara paid a visit to Sri Lanka.[222] The Sirima-Shastri Pact of 1964[223] and Sirima-Gandhi Pact of 1974[224] were signed between Sri Lankan and Indian leaders in an attempt to solve the long-standing dispute over the status of plantation workers of Indian origin. In 1974, Kachchatheevu, a small island in Palk Strait, was formally ceded to Sri Lanka.[225] By this time, Sri Lanka was strongly involved in the NAM and Colombo held the fifth NAM summit in 1976.[226] The relationship between Sri Lanka and India became tense under the government of J. R. Jayawardene.[132][227] As a result, India intervened in the Sri Lankan Civil War and subsequently deployed an Indian Peace Keeping Force in 1987.[228] In the present, Sri Lanka enjoys extensive relations with China,[229] Russia,[230] and Pakistan.[231]
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The Sri Lanka Armed Forces, comprising the Sri Lanka Army, the Sri Lanka Navy, and the Sri Lanka Air Force, come under the purview of the Ministry of Defence (MoD).[232] The total strength of the three services is around 346,000 personnel, with nearly 36,000 reserves.[233] Sri Lanka has not enforced military conscription.[234] Paramilitary units include the Special Task Force, the Civil Security Force, and the Sri Lanka Coast Guard.[235][236]
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|
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Since independence in 1948, the primary focus of the armed forces has been internal security, crushing three major insurgencies, two by Marxist militants of the JVP and a 26-year-long conflict with the LTTE. The armed forces have been in a continuous mobilised state for the last 30 years.[237][238]
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The Sri Lankan Armed Forces have engaged in United Nations peacekeeping operations since the early 1960s, contributing forces to permanent contingents deployed in several UN peacekeeping missions in Chad, Lebanon, and Haiti.[239]
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|
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According to the International Monetary Fund, Sri Lanka's GDP in terms of purchasing power parity is the second most highest in the South Asian region in terms of per capita income.
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In the 19th and 20th centuries, Sri Lanka became a plantation economy famous for its production and export of cinnamon, rubber, and Ceylon tea, which remains a trademark national export.[240] The development of modern ports under British rule raised the strategic importance of the island as a centre of trade.[241] From 1948 to 1977, socialism strongly influenced the government's economic policies. Colonial plantations were dismantled, industries were nationalised, and a welfare state established. In 1977, the free market economy was introduced to the country incorporating privatisation, deregulation, and the promotion of private enterprise.[124]
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|
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While the production and export of tea, rubber, coffee, sugar, and other commodities remain important, industrialisation has increased the importance of food processing, textiles, telecommunications, and finance. The country's main economic sectors are tourism, tea export, clothing, rice production, and other agricultural products. In addition to these economic sectors, overseas employment, especially in the Middle East, contributes substantially in foreign exchange.[242]
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As of 2010[update], the service sector makes up 60% of GDP, the industrial sector 28%, and the agriculture sector 12%.[242] The private sector accounts for 85% of the economy.[243] China, India and the United States are Sri Lanka's largest trading partners.[244] Economic disparities exist between the provinces with the Western Province contributing 45.1% of the GDP and the Southern Province and the Central Province contributing 10.7% and 10%, respectively.[245] With the end of the war, the Northern Province reported a record 22.9% GDP growth in 2010.[246]
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The per capita income of Sri Lanka has doubled since 2005.[248] During the same period, poverty has dropped from 15.2% to 7.6%, unemployment rate has dropped from 7.2% to 4.9%, market capitalisation of the Colombo Stock Exchange has quadrupled and the budget deficit has doubled.[242] Over 90% of the households in Sri Lanka are electrified. 87.3% of the population have access to safe drinking water and 39% have access to pipe-borne water.[242] Income inequality has also dropped in recent years, indicated by a Gini coefficient of 0.36 in 2010.[249] Sri Lanka's cellular subscriber base has shown a staggering 550% growth from 2005 to 2010.[242] Sri Lanka was the first country in the South Asian region to introduce 3G, 3.5G (HSDPA), 3.75G (HSUPA) and 4G (LTE) mobile telecommunication technologies.[250]
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The Global Competitiveness Report, published by the World Economic Forum, has described Sri Lanka's economy as transitioning from the factor-driven stage to the efficiency-driven stage and that it ranks 52nd in global competitiveness.[251] Also, out of the 142 countries surveyed, Sri Lanka ranked 45th in health and primary education, 32nd in business sophistication, 42nd in innovation, and 41st in goods market efficiency. Sri Lanka ranks 5th in the World Giving Index, registering high levels of contentment and charitable behaviour in its society.[252] In 2010, The New York Times placed Sri Lanka at the top of its list of 31 places to visit.[253] S&P Dow Jones Indices classifies Sri Lanka as a frontier market as of 2018,[254] and Citigroup classified it as a 3G country in February 2011.[255] Sri Lanka ranks well above other South Asian countries in the Human Development Index (HDI) with an index of 0.750.
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Sri Lanka's road network consists of 35 A-Grade highways and two controlled-access highways (E01 and E03).[256][257] The railway network, operated by the state-run national railway operator Sri Lanka Railways, spans 1,447 kilometres (900 mi).[258] Sri Lanka also has three deep-water ports at Colombo, Galle, and Trincomalee, in addition to the newest port being built at Hambantota. The port at Trincomalee is the fifth largest natural harbour in the world; during World War II, the British stated that they could place their entire navy in the harbour with room to spare.[citation needed] Sri Lanka's flag carrier airline is SriLankan Airlines. Fitch Ratings has affirmed Sri Lanka's Foreign- and Local-Currency Issuer Default Ratings (IDRs) at 'BB-' with a "stable" outlook. With a grant of 20 million dollars from the US and help from China, a space academy has been set up for the purpose of developing an indigenous space sector to launch satellites of other nations as well as of Sri Lanka. This dual use of launching technology will also serve to develop missile technology. On 26 September 2012 China launched Sri Lanka's first satellite, with plans for more launches in the coming years.[259][260][261]
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During the past few years, the country's debt has soared as it was developing its infrastructure to the point of near bankruptcy which required a bailout from the International Monetary Fund (IMF)[262] The IMF had agreed to provide a US$1.5 billion bailout loan in April 2016 after Sri Lanka provided a set of criteria intended to improve its economy. By the fourth quarter of 2016, the debt was estimated to be $64.9 billion. Additional debt had been incurred in the past by state-owned organisations and this was said to be at least $9.5 billion. Since early 2015, domestic debt increased by 12 percent and external debt by 25 percent.[263]
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In November 2016, the International Monetary Fund reported that the initial disbursement was larger than US$150 million originally planned, a full US$162.6 million (SDR 119.894 million), to Sri Lanka. The agency's evaluation for the first tranche was cautiously optimistic about the future. Under the program Sri Lankan government implemented a new Inland Revenue Act and an automatic fuel pricing formula which were noted by the IMF in its fourth review. In 2018 China agreed to bail out Sri Lanka with a loan of $1.25 billion to deal with foreign debt repayment spikes in 2019 to 2021.[264][265][266]
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Sri Lanka is the 57th most populated nation in the world,[5] with roughly 21,670,000 people, and an annual population growth rate of 1.14%. Sri Lanka has a birth rate of 17.6 births per 1,000 people and a death rate of 6.2 deaths per 1,000 people.[242] Population density is highest in western Sri Lanka, especially in and around the capital. Sinhalese constitute the largest ethnic group in the country, with 74.8% of the total population.[267]
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Sri Lankan Tamils are the second major ethnic group in the island, with a percentage of 11.2%. Sri Lankan Moors comprise 9.2%. Tamils of Indian origin were brought into the country as indentured labourers by British colonists to work on estate plantations. Nearly 50% of them were repatriated following independence in 1948.[268] They are distinguished from the native Tamil population that has resided in Sri Lanka since ancient times. There are also small ethnic groups such as the Burghers (of mixed European descent) and Malays from Southeast Asia. Moreover, there is a small population of Vedda people who are believed to be the original indigenous group to inhabit the island.[269]
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Sinhala and Tamil are the two official languages of Sri Lanka.[270] The Constitution defines English as the link language. English is widely used for education, scientific and commercial purposes. Members of the Burgher community speak variant forms of Portuguese Creole and Dutch with varying proficiency, while members of the Malay community speak a form of Creole Malay that is unique to the island.[271]
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Religion in Sri Lanka (2012 census)[272][273]
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Sri Lanka is a multi-religious country. Buddhists comprise 70% of the population,[274] with the Theravada school being predominant.[275] Most Buddhists are of the Sinhalese ethnic group. Buddhism was introduced to Sri Lanka in the 2nd century BCE by Venerable Mahinda.[275] A sapling of the Bodhi Tree under which the Buddha attained enlightenment was brought to Sri Lanka during the same time. The Pāli Canon (Thripitakaya), having previously been preserved as an oral tradition, was first committed to writing in Sri Lanka around 30 BCE.[276]
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Sri Lanka has the longest continuous history of Buddhism of any predominantly Buddhist nation,[275] with the Sangha having existed in a largely unbroken lineage since its introduction in the 2nd century BCE. During periods of decline, the Sri Lankan monastic lineage was revived through contact with Thailand and Burma.[276] Buddhism is given special recognition in the Constitution which requires Sri Lankans to "protect and foster the Buddha Sasana".[277]
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Hinduism is the second most prevalent religion in Sri Lanka and predates Buddhism. Today, Hinduism is dominant in Northern, Eastern and Central Sri Lanka.[278]
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Islam is the third most prevalent religion in the country, having first been brought to the island by Arab traders over the course of many centuries, starting around the 7th century CE. Most Muslims are Sunni who follow the Shafi'i school.[279] Most followers of Islam in Sri Lanka today are believed to be descendants of those Arab traders and the local women they married.[280]
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Christianity reached the country through Western colonists in the early 16th century.[281] Around 7.4% of the Sri Lankan population are Christians, of whom 82% are Roman Catholics who trace their religious heritage directly to the Portuguese. Sri Lankan Tamil Catholics attribute their religious heritage to St. Francis Xavier as well as Portuguese missionaries. The remaining Christians are evenly split between the Anglican Church of Ceylon and other Protestant denominations.[282]
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There is also a small population of Zoroastrian immigrants from India (Parsis) who settled in Ceylon during the period of British rule,[283] but this community has steadily dwindled in recent years.[284] Religion plays a prominent role in the life and culture of Sri Lankans. The Buddhist majority observe Poya Days each month according to the Lunar calendar, and Hindus and Muslims also observe their own holidays. In a 2008 Gallup poll, Sri Lanka was ranked the third most religious country in the world, with 99% of Sri Lankans saying religion was an important part of their daily life.[285]
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Colombo
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Kandy
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Galle
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Jaffna
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Sri Lankans have a life expectancy of 77.9 years at birth, which is 10% higher than the world average.[242] The infant mortality rate stands at 8.5 per 1,000 births and the maternal mortality rate at 0.39 per 1,000 births, which is on par with figures from the developed countries. The universal "pro-poor"[287] health care system adopted by the country has contributed much towards these figures.[288]
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Sri Lanka ranks first among southeast Asian countries with respect to commitment of suicide, with 33 deaths per 100,000 persons. According to the Department of Census and Statistics, poverty, destructive pastimes and inability to cope with stressful situations, are the main causes behind the high suicide rates.[289]
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With a literacy rate of 92.5%,[242] Sri Lanka has one of the most literate populations amongst developing nations.[290] Its youth literacy rate stands at 98%,[291] computer literacy rate at 35%,[292] and primary school enrolment rate at over 99%.[293] An education system which dictates 9 years of compulsory schooling for every child is in place. The free education system established in 1945,[294] is a result of the initiative of C. W. W. Kannangara and A. Ratnayake.[295][296] It is one of the few countries in the world that provide universal free education from primary to tertiary stage.[297]
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Kannangara led the establishment of the Madhya Maha Vidyalayas (Central Schools) in different parts of the country in order to provide education to Sri Lanka's rural children.[292] In 1942 a special education committee proposed extensive reforms to establish an efficient and quality education system for the people. However, in the 1980s changes to this system saw the separation of the administration of schools between the central government and the provincial government. Thus the elite National Schools are controlled directly by the Ministry of Education and the provincial schools by the provincial government. Sri Lanka has approximately 9675 government schools, 817 private schools and Pirivenas.[242]
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Sri Lanka has 15 public universities.[298] A lack of responsiveness of the education system to labour market requirements, disparities in access to quality education, lack of an effective linkage between secondary and tertiary education remain major challenges for the education sector.[299] A number of private, degree awarding institutions have emerged in recent times to fill in these gaps, yet the participation at tertiary level education remains at 5.1%.[300] The proposed private university bill has been withdrawn by the Higher Education Ministry after university students' heavy demonstrations and resistance.[301]
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The late British science fiction author Arthur C. Clarke served as Chancellor of Moratuwa University in Sri Lanka from 1979 to 2002.[302]
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Sri Lanka has an extensive road network for inland transportation. With more than 100,000 km (62,000 mi) of paved roads,[303] it has one of the highest road densities in the world (1.5 km or 0.93 mi of paved roads per every 1 km2 or 0.39 sq mi of land). E-grade highways are the latest addition to Sri Lanka's road network. These are access-controlled, high-mobility roads with permitted speeds up to 100 km/h (62 mph).[304] These highways connect local communities together, by-passing busy and congested town centres.
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A and B grade roads are national (arterial) highways administered by Road Development Authority.[305] C and D grade roads are provincial roads coming under the purview of the Provincial Road Development Authority of the respective province. The other roads are local roads falling under local government authorities.
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The rail network of Sri Lanka consists of main lines, coastal lines, and up-country lines.[306] In addition, air- and water-based transportation modalities augment the inland transport of the country.
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The Sri Lanka Broadcasting Corporation (formerly Radio Ceylon) is the oldest-running radio station in Asia,[307] established in 1923 by Edward Harper just three years after broadcasting began in Europe.[307] The station broadcasts services in Sinhala, Tamil, English and Hindi. Since the 1980s, many private radio stations have also been introduced. Broadcast television was introduced to the country in 1979 when the Independent Television Network was launched. Initially, all Television stations were state-controlled, but private television networks began broadcasts in 1992.[308]
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As of 2010[update], 51 newspapers (30 Sinhala, 10 Tamil, 11 English) are published and 34 TV stations and 52 radio stations are in operation.[242] In recent years, freedom of the press in Sri Lanka has been alleged by media freedom groups to be amongst the poorest in democratic countries.[309] Alleged abuse of a newspaper editor by a senior government minister[310] achieved international notoriety because of the unsolved murder of the editor's predecessor, Lasantha Wickrematunge,[311] who had also been a critic of the government and had presaged his own death in a posthumously published article.[312]
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Officially, the constitution of Sri Lanka guarantees human rights as ratified by the United Nations. However, human rights in Sri Lanka have come under criticism by Amnesty International, Freedom from Torture, Human Rights Watch,[313] and the United States Department of State.[314] British colonial rulers,[315] the separatist Liberation Tigers of Tamil Eelam (LTTE), and the government of Sri Lanka are accused of violating human rights. A report by an advisory panel to the UN secretary-general has accused both the LTTE and the Sri Lankan government of alleged war crimes during final stages of the civil war.[316][317] Corruption remains a problem in Sri Lanka, and there is currently very little protection for those who stand up against corruption.[318] The 135-year-old Article 365 of the Sri Lankan Penal Code criminalises gay sex and provides for a penalty of up to ten years in prison.[319]
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The UN Human Rights Council has documented over 12,000 named individuals who have undergone disappearance after detention by security forces in Sri Lanka, the second highest figure in the world since the Working Group came into being in 1980.[320] The Sri Lankan government has confirmed that 6,445 of these are dead. Allegations of human rights abuses have not ended with the close of the ethnic conflict.[321]
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UN Human Rights Commissioner Navanethem Pillay visited Sri Lanka in May 2013. After her visit, she said: "The war may have ended [in Sri Lanka], but in the meantime democracy has been undermined and the rule of law eroded." Pillay spoke about the military's increasing involvement in civilian life and reports of military land grabbing. She also said that, while in Sri Lanka, she had been allowed to go wherever she wanted, but that Sri Lankans who came to meet her were harassed and intimidated by security forces.[322][323]
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In 2012, the UK charity Freedom from Torture reported that it had received 233 referrals of torture survivors from Sri Lanka for clinical treatment or other services provided by the charity. In the same year, Freedom from Torture published Out of the Silence, which documents evidence of torture in Sri Lanka and demonstrates that the practice has continued long after the end of the civil war in May 2009.[324]
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The culture of Sri Lanka dates back over 2500 years.[325] It is influenced primarily by Buddhism and Hinduism.[326] Sri Lanka is the home to two main traditional cultures: the Sinhalese (centred in the ancient cities of Kandy and Anuradhapura) and the Tamil (centred in the city of Jaffna). In more recent times, the British colonial culture has also influenced the locals. Sri Lanka claims a democratic tradition matched by few other developing countries.[327]
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The first Tamil immigration was probably around the 3rd century BC.[326] Tamils co-existed with the Sinhalese people since then, and the early mixing rendered the two ethnic groups almost physically indistinct.[328] Ancient Sri Lanka is marked for its genius in hydraulic engineering and architecture. The rich cultural traditions shared by all Sri Lankan cultures is the basis of the country's long life expectancy, advanced health standards and high literacy rate.[327]
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Dishes include rice and curry, pittu, kiribath, wholemeal roti, string hoppers, wattalapam (a rich pudding of Malay origin made of coconut milk, jaggery, cashew nuts, eggs, and spices including cinnamon and nutmeg), kottu, and hoppers.[329] Jackfruit may sometimes replace rice. Traditionally food is served on a plantain leaf or lotus leaf.
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Middle Eastern influences and practices are found in traditional Moor dishes, while Dutch and Portuguese influences are found with the island's Burgher community preserving their culture through traditional dishes such as Lamprais (rice cooked in stock and baked in a banana leaf), Breudher (Dutch Holiday Biscuit), and Bolo Fiado (Portuguese-style layer cake).
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In April, Sri Lankans celebrate the Buddhist and Hindu new year festival.[330] Esala Perahera is a symbolic Buddhist festival consisting of dances and decorated elephants held in Kandy in July and August.[331] Fire-dances, whip-dances, Kandian dances and various other cultural dances are integral parts of the festival. Christians celebrate Christmas on 25 December to celebrate the birth of Jesus Christ and Easter to celebrate the resurrection of Jesus. Tamils celebrate Thai Pongal and Maha Shivaratri, and Muslims celebrate Hajj and Ramadan.
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The movie Kadawunu Poronduwa (The broken promise), produced by S. M. Nayagam of Chitra Kala Movietone, heralded the coming of Sri Lankan cinema in 1947. Ranmuthu Duwa (Island of treasures, 1962) marked the transition cinema from black-and-white to colour. It in the recent years has featured subjects such as family melodrama, social transformation and the years of conflict between the military and the LTTE.[332] The Sri Lankan cinematic style is similar to Bollywood movies. In 1979, movie attendance rose to an all-time high, but has been in steady decline since then.[333]
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An influential filmmaker is Lester James Peiris, who has directed a number of movies which led to global acclaim, including Rekava (Line of destiny, 1956), Gamperaliya (The changing village, 1964), Nidhanaya (The treasure, 1970) and Golu Hadawatha (Cold heart, 1968).[334] Sri Lankan-Canadian poet Rienzi Crusz, is the subject of a documentary on his life in Sri Lanka. His work is published in Sinhala and English. Similarly, naturalised-Canadian Michael Ondaatje, is well known for his English-language novels and three films.
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The earliest music in Sri Lanka came from theatrical performances such as Kolam, Sokari and Nadagam.[335] Traditional music instruments such as Béra, Thammátama, Daŭla and Răbān were performed at these dramas. The first music album, Nurthi, recorded in 1903, was released through Radio Ceylon (founded in 1925). Songwriters like Mahagama Sekara and Ananda Samarakoon and musicians such as W. D. Amaradeva, Victor Ratnayake, Nanda Malini and Clarence Wijewardene have contributed much towards the upliftment of Sri Lankan music.[336] Baila is another popular music genre in the country, originated among Kaffirs or the Afro-Sinhalese community.[337]
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There are three main styles of Sri Lankan classical dance. They are, the Kandyan dances, low country dances and Sabaragamuwa dances. Of these, the Kandyan style, which flourished under kings of the Kingdom of Kandy, is more prominent. It is a sophisticated form of dance,[338] that consists of five sub-categories: Ves dance, Naiyandi dance, Udekki dance, Pantheru dance and 18 Vannam.[339] An elaborate headdress is worn by the male dancers and a drum called Geta Béraya is used to assist the dancer to keep on rhythm.[340] In addition, four folk drama variants named Sokri, Kolam Nadagam, Pasu, and several devil dance variants such as Sanni Yakuma and Kohomba Kankariya can be also observed.[339]
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The history of Sri Lankan painting and sculpture can be traced as far back as to the 2nd or 3rd century BC.[341] The earliest mention about the art of painting on Mahavamsa, is to the drawing of a palace on cloth using cinnabar in the 2nd century BC. The chronicles have description of various paintings in relic-chambers of Buddhist stupas, and in monastic residence.
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Theatre moved into the country when a Parsi theatre company from Mumbai introduced Nurti, a blend of European and Indian theatrical conventions to the Colombo audience in the 19th century.[339] The golden age of Sri Lankan drama and theatre began with the staging of Maname, a play written by Ediriweera Sarachchandra in 1956.[342] It was followed by a series of popular dramas like Sinhabāhu, Pabāvatī, Mahāsāra, Muudu Puththu and Subha saha Yasa.
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Sri Lankan literature spans at least two millennia, and is heir to the Aryan literary tradition as embodied in the hymns of the Rigveda.[343] The Pāli Canon, the standard collection of scriptures in the Theravada Buddhist tradition, was written down in Sri Lanka during the Fourth Buddhist council, at the Alulena cave temple, Kegalle, as early as 29 BC.[344] Ancient chronicles such as the Mahāvamsa, written in the 6th century, provide vivid descriptions of Sri Lankan dynasties. According to the German philosopher Wilhelm Geiger, the chronicles are based on Sinhala Atthakatha (commentary), that dates few more centuries back.[343] The oldest surviving prose work is the Dhampiya-Atuva-Getapadaya, compiled in the 9th century.[343]
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The greatest literary feats of medieval Sri Lanka include Sandesha Kāvya (poetic messages) such as Girā Sandeshaya (Parrot message), Hansa Sandeshaya (Swan message) and Salalihini Sandeshaya (Myna message). Poetry including Kavsilumina, Kavya-Sekharaya (diadem of poetry) and proses such as Saddharma-Ratnāvaliya, Amāvatura (Flood of nectar) and Pujāvaliya are also notable works of this period, which is considered to be the golden age of Sri Lankan literature.[343] The first modern-day novel, Meena, a work of Simon de Silva appeared in 1905,[339] and was followed by a number of revolutionary literary works. Martin Wickramasinghe, the author of Madol Doova is considered the iconic figure of Sri Lankan literature.[345]
|
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|
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+
While the national sport in Sri Lanka is volleyball, by far the most popular sport in the country is cricket.[346] Rugby union also enjoys extensive popularity,[347] as do athletics, football (soccer), netball and tennis. Sri Lanka's schools and colleges regularly organise sports and athletics teams, competing on provincial and national levels.
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The Sri Lanka national cricket team achieved considerable success beginning in the 1990s, rising from underdog status to winning the 1996 Cricket World Cup.[348] They also won the 2014 ICC World Twenty20 played in Bangladesh, beating India in the final. In addition, Sri Lanka became the runners-up of the Cricket World Cup in 2007[349] and 2011,[350] and of the ICC World Twenty20 in 2009 and 2012.[351]
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|
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Former Sri Lankan off-spinner Muttiah Muralitharan has been rated as the greatest Test match bowler ever by Wisden Cricketers' Almanack,[352] and four Sri Lankan cricketers ranked 2nd (Sangakkara), 4th (Jayasuriya), 5th (Jayawardene) and 11th (Dilshan) highest ODI run scorers of all time, which is the second best by a team. Sri Lanka has won the Asia Cup in 1986,[353] 1997,[354] 2004,[355] 2008[356] and 2014.[357] Sri Lanka once held highest team score in all three formats of cricket, where currently holds Test team total.[358] The country co-hosted the Cricket World Cup in 1996 and 2011, and hosted the 2012 ICC World Twenty20.
|
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Sri Lankans have won two medals at Olympic Games, one silver, by Duncan White at 1948 London Olympics for men's 400 metres hurdles[359] and one silver by Susanthika Jayasinghe at 2000 Sydney Olympics for women's 200 metres.[360] In 1973, Muhammad Lafir won the World Billiards Championship, the highest feat by a Sri Lankan in a Cue sport.[361] Sri Lanka has also won the Carrom World Championship titles twice in 2012, 2016[362] and 2018, men's team becoming champions and women's team won second place. Aquatic sports such as boating, surfing, swimming, kitesurfing[363] and scuba diving on the coast, the beaches and backwaters attract many Sri Lankans and foreign tourists. There are two styles of martial arts native to Sri Lanka, Cheena di and Angampora.[364]
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The Sri Lanka national netball team has won the Asian Netball Championship five times and are the current Asian Champions as well.[citation needed]
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Government
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Overviews and data
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History
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Maps
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Trade
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1 |
+
|
2 |
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|
3 |
+
The Airbus A350 XWB is a family of long-range, wide-body airliners developed by Airbus.
|
4 |
+
The first A350 design proposed by Airbus in 2004, in response to the Boeing 787 Dreamliner, would have been a development of the A330 with composite wings and new engines.
|
5 |
+
As market support was inadequate, in 2006 Airbus switched to a clean-sheet "XWB" (eXtra Wide Body) design, powered by Rolls-Royce Trent XWB turbofan engines.
|
6 |
+
The prototype first flew on 14 June 2013 from Toulouse in France.
|
7 |
+
Type certification from the European Aviation Safety Agency (EASA) was received in September 2014 and certification from the Federal Aviation Administration (FAA) two months later.
|
8 |
+
|
9 |
+
The A350 XWB is the first Airbus mostly made of carbon fibre reinforced polymer.
|
10 |
+
It has a new fuselage designed around a nine-abreast economy cross-section, up from the eight-abreast A330/A340.
|
11 |
+
It has a common type rating with the A330.
|
12 |
+
The A350 XWB has two variants: The A350-900 typically carries 300 to 350 passengers over a 15,000 kilometres (8,100 nautical miles) range and has a 280-ton (617,300-pound) maximum take-off weight (MTOW); the longer A350-1000 accommodates 350 to 410 passengers, has a maximum range of 16,100 km (8,700 nmi) and a 319 t (703,200 lb) MTOW, and is supported by two 6-wheel main landing gear trucks (the -900 has four).
|
13 |
+
|
14 |
+
On 15 January 2015, the initial A350-900 entered service with its launch operator Qatar Airways, followed by the A350-1000 on 24 February 2018 with the same airline.
|
15 |
+
As of December 2019, A350 XWB orders stand at 926 of which 347 have been delivered and 312 are in operation.
|
16 |
+
The largest operator is the airliner's launch customer, Qatar Airways, with 48 A350 XWBs in its fleet.[5]
|
17 |
+
It succeeds the A340 and is positioned to compete against the Boeing 777, 777X, and 787-10.
|
18 |
+
|
19 |
+
Airbus initially rejected Boeing's claim that the Boeing 787 Dreamliner would be a serious threat to the Airbus A330, stating that the 787 was just a reaction to the A330 and that no response was needed. When airlines urged Airbus to provide a competitor, Airbus initially proposed the "A330-200Lite", a derivative of the A330 featuring improved aerodynamics and engines similar to those on the 787. The company planned to announce this version at the 2004 Farnborough Airshow, but did not proceed.[8]
|
20 |
+
|
21 |
+
On 16 September 2004, Airbus president and chief executive officer Noël Forgeard confirmed the consideration of a new project during a private meeting with prospective customers. Forgeard did not give a project name, and he did not state whether it would be an entirely new design or a modification of an existing product. Airline dissatisfaction with this proposal motivated Airbus to commit €4 billion to a new airliner design.[8]
|
22 |
+
|
23 |
+
On 10 December 2004, Airbus' shareholders, EADS and BAE Systems, approved the "authorisation to offer" for the A350, expecting a 2010 service entry.
|
24 |
+
Airbus then expected to win more than half of the 250-300 seat aircraft market, estimated at 3,100 aircraft overall over 20 years.
|
25 |
+
Based on the A330, the 245-seat A350-800 was to fly over a 8,600 nmi (15,900 km) range and the 285-seat A350-900 over a 7,500 nmi (13,900 km) range.
|
26 |
+
Fuel efficiency would improve by over 10% with a mostly Carbon fibre reinforced polymer wing and initial General Electric GEnx-72A1 engines, before offering a choice of powerplant.[9]
|
27 |
+
It had a common fuselage cross-section with the A330 and also a new horizontal stabiliser.[8]
|
28 |
+
|
29 |
+
On 13 June 2005 at the Paris Air Show, Middle Eastern carrier Qatar Airways announced that they had placed an order for 60 A350s. In September 2006 the airline signed a memorandum of understanding with General Electric (GE) to launch the GEnx-1A-72 engine for the aircraft.[10][11][12] Emirates sought a more improved design and decided against ordering the initial version of the A350.[13][14]
|
30 |
+
|
31 |
+
On 6 October 2005, the programme's industrial launch was announced with an estimated development cost of around €3.5 billion.[8] The A350 was initially planned to be a 250- to 300-seat twin-engine wide-body aircraft derived from the existing A330's design. Under this plan, the A350 would have modified wings and new engines while sharing the A330's fuselage cross-section. As a result of a controversial design, the fuselage was to consist primarily of aluminium-lithium rather than the carbon-fibre-reinforced polymer (CFRP) fuselage on the Boeing 787. The A350 would see entry in two versions: the A350-800 with a 8,800 nmi (16,300 km) range with a typical passenger capacity of 253 in a three-class configuration, and the A350-900 with 7,500 nmi (13,900 km) range and a 300-seat 3-class configuration. The A350 was designed to be a direct competitor to the Boeing 787-9 and 777-200ER.[8]
|
32 |
+
|
33 |
+
The original A350 design was publicly criticised by two of Airbus's largest customers, International Lease Finance Corporation (ILFC) and GE Capital Aviation Services (GECAS). On 28 March 2006, ILFC President Steven F. Udvar-Házy urged Airbus to pursue a clean-sheet design or risk losing market share to Boeing and branded Airbus's strategy as "a Band-aid reaction to the 787", a sentiment echoed by GECAS president Henry Hubschman.[15][16] In April 2006, while reviewing bids for the Boeing 787 and A350, CEO of Singapore Airlines (SIA) Chew Choon Seng, commented that "having gone through the trouble of designing a new wing, tail, cockpit... [Airbus] should have gone the whole hog and designed a new fuselage."[17]
|
34 |
+
|
35 |
+
Airbus responded that they were considering A350 improvements to satisfy customer demands. Airbus's then-CEO Gustav Humbert stated, "Our strategy isn't driven by the needs of the next one or two campaigns, but rather by a long-term view of the market and our ability to deliver on our promises."[18][19] As major airlines such as Qantas and Singapore Airlines selected the 787 over the A350, Humbert tasked an engineering team to produce new alternative designs.[20][21] One such proposal, known internally as "1d", formed the basis of the A350 redesign.[21]
|
36 |
+
|
37 |
+
On 14 July 2006, during the Farnborough International Airshow, the redesigned aircraft was designated "A350 XWB" (Xtra-Wide-Body).[22] Within four days, Singapore Airlines agreed to order 20 A350 XWBs with options for another 20 A350 XWBs.[23]
|
38 |
+
|
39 |
+
The proposed A350 was a new design, including a wider fuselage cross-section, allowing seating arrangements ranging from an eight-abreast low-density premium economy layout to a ten-abreast high-density seating configuration for a maximum seating capacity of 440–475 depending on variant.[24][25] The A330 and previous iterations of the A350 would only be able to accommodate a maximum of eight seats per row. The 787 is typically configured for nine seats per row.[26] The 777 accommodates nine or ten seats per row, with more than half of recent 777s being ten-abreast as the 777X will be.[27] The A350 cabin is 12.7 cm (5.0 in) wider at the eye level of a seated passenger than the 787's cabin,[28] and 28 cm (11 in) narrower than the Boeing 777's cabin - see the Wide-body aircraft comparison of cabin widths and seating. All A350 passenger models have a range of at least 8,000 nmi (14,816 km). The redesigned composite fuselage provides higher cabin pressure and humidity, and lower maintenance costs.
|
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+
|
41 |
+
On 1 December 2006, the Airbus board of directors approved the industrial launch of the A350-800, -900, and -1000 variants.[29] The delayed launch decision was a result of delays of the Airbus A380[30] and discussions on how to fund development. EADS CEO Thomas Enders stated that the A350 programme was not a certainty, citing EADS/Airbus's stretched resources.[31] However, it was decided programme costs are to be borne mainly from cash-flow. First delivery for the A350-900 was scheduled for mid-2013, with the -800 and -1000 following on 12 and 24 months later, respectively.[29] New technical details of the A350 XWB were revealed at a press conference in December 2006. Chief operating officer, John Leahy indicated existing A350 contracts were being re-negotiated due to price increases compared to the original A350s contracted. On 4 January 2007, Pegasus Aviation Finance Company placed the first firm order for the A350 XWB with an order for two aircraft.[32]
|
42 |
+
|
43 |
+
The design change imposed a two-year delay into the original timetable and increased development costs from US$5.3 billion (€5.5 billion) to approximately US$10 billion (€9.7 billion).[33] The total development cost for the A350 was estimated at US$15 billion by Reuters (€12 billion or £10 billion).[34] The original mid-2013 delivery date of the A350 changed, as a longer than anticipated development forced Airbus to delay the final assembly and first flight of the aircraft to the third quarter of 2012 and second quarter of 2013 respectively. As a result, the flight test schedule was compressed from the original 15 months to 12 months. A350 programme chief Didier Evrard stressed that delays only affected the A350-900 while the -800 and -1000 schedules remained unchanged.[35]
|
44 |
+
|
45 |
+
Airbus suggested Boeing's use of composite materials for the 787 fuselage was premature, and that the new A350 XWB was to feature large carbon fibre panels for the main fuselage skin. After facing criticism for maintenance costs,[36] Airbus confirmed in early September 2007 the adoption of composite fuselage frames for the aircraft structure.[37][38] The composite frames would feature aluminium strips to ensure the electrical continuity of the fuselage (for dissipating lightning strikes).[39] Airbus used a full mock up fuselage to develop the wiring, a different approach from the A380, on which the wiring was all done on computers.[40]
|
46 |
+
|
47 |
+
In 2006, Airbus confirmed development of a full bleed air system on the A350, as opposed to the 787's bleedless configuration.[41][42][43] Rolls-Royce agreed with Airbus to supply a new variant of the Trent turbofan engine for the A350 XWB, named Trent XWB. In 2010, after low-speed wind tunnel tests, Airbus finalised the static thrust at sea level for all three proposed variants to the 74,000–94,000 lbf (330–420 kN) range.[44]
|
48 |
+
|
49 |
+
GE stated it would not offer the GP7000 engine on the aircraft, and that previous contracts for the GEnx on the original A350 did not apply to the XWB.[45] Engine Alliance partner Pratt & Whitney seemed to be unaligned with GE on this, having publicly stated that it was looking at an advanced derivative of the GP7000.[46] In April 2007, former Airbus CEO Louis Gallois held direct talks with GE management over developing a GEnx variant for the A350 XWB.[47][48] In June 2007, John Leahy indicated that the A350 XWB would not feature the GEnx engine, saying that Airbus wanted GE to offer a more efficient version for the airliner.[49] Since then, the largest GE engines operators, which include Emirates, US Airways, Hawaiian Airlines and ILFC have selected the Trent XWB for their A350 orders. In May 2009, GE said that if it were to reach a deal with Airbus to offer the current 787-optimised GEnx for the A350, it would only power the -800 and -900 variants. GE believed it can offer a product that outperforms the Trent 1000 and Trent XWB, but was reluctant to support an aircraft competing directly with its GE90-115B-powered 777 variants.[50]
|
50 |
+
|
51 |
+
In January 2008, French-based Thales Group won a US$2.9 billion (€2 billion) 20-year contract to supply avionics and navigation equipment for the A350 XWB, beating Honeywell and Rockwell Collins.[51] US-based Rockwell Collins and Moog Inc. were chosen to supply the horizontal stabiliser actuator and primary flight control actuation, respectively. The flight management system incorporated several new safety features.[52] Regarding cabin ergonomics and entertainment, in 2006 Airbus signed a firm contract with BMW for development of an interior concept for the original A350.[53] On 4 February 2010, Airbus signed a contract with Panasonic Avionics Corporation to deliver in-flight entertainment and communication (IFEC) systems for the Airbus A350 XWB.[54]
|
52 |
+
|
53 |
+
In 2008, Airbus planned to start cabin furnishing early in parallel with final assembly to cut production time in half.[55] The A350 XWB production programme sees extensive international collaboration and investments in new facilities: Airbus constructed 10 new factories in Western Europe and the US, with extensions carried out on 3 further sites.[56]
|
54 |
+
|
55 |
+
Among the new buildings was a £570 million (US$760 million or €745 million) composite facility in Broughton, Wales, which would be responsible for the wings.[57] In June 2009, the National Assembly for Wales announced provision of a £28 million grant to provide a training centre, production jobs and money toward the new production centre.[58]
|
56 |
+
|
57 |
+
Airbus manufactured the first structural component in December 2009.[59] Production of the first fuselage barrel began in late 2010 at its production plant in Illescas, Spain.[60] Construction of the first A350-900 centre wingbox was set to start in August 2010.[61] The new composite rudder plant in China opened in early 2011.[62] The forward fuselage of the first A350 was delivered to the final assembly plant in Toulouse on 29 December 2011.[63] Final assembly of the first A350 static test model was started on 5 April 2012.[64] Final assembly of the first prototype A350 was completed in December 2012.[65]
|
58 |
+
|
59 |
+
The production rate was expected to rise from three aircraft per month in early 2015 to five at the end of 2015, and would ramp to ten aircraft per month by 2018.[66] In 2015, 17 planes would be delivered and the initial dispatch reliability was 98%.[67] Airbus announced plans to increase its production rate from 10 monthly in 2018 to 13 monthly from 2019, while the Boeing 787 production will increase from 12 to 14 per month in 2019, and six A330 are produced monthly.[68] Around 90 deliveries are expected in 2018, with about 15% -1000s (≈14)[69] That year, 93 aircraft were delivered, 3 more than expected.[70]
|
60 |
+
In 2019, Airbus delivered 112 A350s (87 A350-900s and 25 A350-1000s) at a rate of 10 per month, and were going to keep the rate around 9 to 10 per month, to reflect softer demand for widebodies, as the backlog reached 579 − or 5.2 years of production at a constant rate.[71]
|
61 |
+
|
62 |
+
The first Trent engine test was made on 14 June 2010.[72] The Trent XWB's flight test programme began use on the A380 development aircraft in early 2011, ahead of engine certification in late 2011. On 2 June 2013, the Trent XWB engines were powered up on the A350 for the first time. Airbus confirmed that the flight test programme would last 12 months and use five test aircraft.[73]
|
63 |
+
|
64 |
+
The A350's maiden flight took place on 14 June 2013 from the Toulouse–Blagnac Airport.[2] Airbus's chief test pilot said, "it just seemed really happy in the air...all the things we were testing had no major issues at all."[74] It flew for 4 hours, reaching Mach .8 at 25,000 feet after retracting the landing gear and starting a 2,500 h flight test campaign.[75] Costs for developing the aircraft were estimated at €11 billion (US$15 billion or £9.5 billion) in June 2013.[6]
|
65 |
+
|
66 |
+
A350 XWB msn. 2, underwent two-and-a-half weeks of climatic tests in the unique McKinley Climatic Laboratory at Eglin Air Force Base, Florida, in May 2014, and was subjected to multiple climatic and humidity settings from a high of 45 °C to as low as −40 °C.[76]
|
67 |
+
|
68 |
+
The A350 received type certification from the European Aviation Safety Agency (EASA) on 30 September 2014.[77] On 15 October 2014, EASA approved the A350-900 for ETOPS 370, allowing it to fly more than six hours on one engine and making it the first airliner to be approved for "ETOPS Beyond 180 minutes" before entry into service.[78] Later that month Airbus received regulatory approval for a Common Type Rating for pilot training between the A350 XWB and A330.[79] On 12 November 2014, the A350 received certification from the FAA.[80] On 1 August 2017, the EASA issued an airworthiness directive mandating operators to power cycle (reset) early A350-900s before 149 hours of continuous power-on time, reissued in July 2019.[81]
|
69 |
+
|
70 |
+
In June 2011, the A350-900 was scheduled to enter service in the first half of 2014, with the -800 to enter service in mid-2016, and the -1000 in 2017.[82] In July 2012, Airbus delayed the -900's introduction by three months to the second half of 2014.[83] The first delivery to launch customer Qatar Airways took place on 22 December 2014.[84] The first commercial flight was made on 15 January 2015 between Doha and Frankfurt.[3]
|
71 |
+
|
72 |
+
One year after introduction, the A350 fleet had accumulated 3,000 cycles and around 16,000 flight hours. Average daily usage by first customers was 11.4 hours with flights averaging 5.2 hours, which are under the aircraft's capabilities and reflect both short flights within the schedules of Qatar Airways and Vietnam Airlines, as well as flight-crew proficiency training that is typical of early use and is accomplished on short-haul flights. Finnair was operating the A350 at very high rates: 15 flight hours per day for Beijing, 18 hours for Shanghai, and more than 20 hours for Bangkok.[85] This may have accelerated its retirement of the Airbus A340.[85]
|
73 |
+
|
74 |
+
In service, problems occurred in three areas. The onboard Maintenance, Repair, Overhaul network needed software improvements. Airbus issued service bulletins regarding onboard equipment and removed galley inserts (coffee makers, toaster ovens) because of leaks. Airbus had to address spurious overheating warnings in the bleed air system by retrofitting an original connector with a gold-plated connector. Airbus targeted a 98.5% dependability by the end of 2016 and to match the mature A330 reliability by early 2019.[85]
|
75 |
+
|
76 |
+
By the end of May 2016, the in-service fleet had flown 55,200 hours over 9,400 cycles at a 97.8% operational reliability on three months. The longest operated sector was Qatar Airways' Adelaide–Doha at 13.8 hours for 6,120 nmi (11,334 km). 45% of flights were under 3,000 nmi (5,556 km), 16% over 5,000 nmi (9,260 km), and 39% in between. The average flight was 6.8 hours, with the longest average being 9.6 hours by TAM Airlines and the shortest being 2.1 hours by Cathay Pacific's. Aircraft seat configuration ranged from 253 seats for Singapore Airlines to 348 seats for TAM Airlines, with a 30 to 46 seat business class and a 211 to 318 seat economy class, often including a premium economy.[86]
|
77 |
+
The first A350-1000 was assembled in 2016, for a first flight on 24 November and entry into service planned for mid-2017.[87]
|
78 |
+
|
79 |
+
In January 2017, two years after introduction, 62 aircraft were in service with 10 airlines. They had accumulated 25,000 flights over 154,000 hours with an average daily utilisation of 12.5 hours, and transported six million passengers with a 98.7% operational reliability.[88] Zodiac Aerospace encountered production difficulties with business class seats in their Texas and California factories. After a year, Cathay Pacific experienced cosmetic quality issues and upgraded or replaced the seats for the earliest cabins.[89]
|
80 |
+
In 2017, average test flights before delivery decreased to 4.1 from 12 in 2014, with an average delay down to 25 days from 68.[90] Its reliability was 97.2% in 2015, 98.3% in 2016, and 98.8% in June 2017, just behind its 99% target for 2017.[91]
|
81 |
+
|
82 |
+
In June 2017 after 30 months in commercial operation, 80 A350s were in service with 12 operators, the largest being Qatar Airways with 17 and 13 each at Cathay Pacific and Singapore Airlines (SIA).[92] The fleet average block time (time between pushback and destination gate arrival) was 7.2 hours with 53% below 3,000 nmi (5,556 km), 16% over 5,000 nmi (9,260 km), and 31% in between. LATAM Airlines had the longest average sector at 10.7 hours, and Asiana had the shortest at 3.8 hours.[92] Singapore Airlines operated the longest leg, Singapore to San Francisco 7,340 nmi (13,594 km), and the shortest leg, Singapore to Kuala Lumpur 160 nmi (296 km).[92] In 2016, 49 aircraft were delivered to customers. It was also planned that the monthly rate would grow to 10 by the end of 2018, which was eventually achieved in 2019 when Airbus delivered 112 aircraft over a period of 11 months.[92][70] Seating varied from 253 for Singapore Airlines to 389 for Air Caraïbes, with most between 280 and 320.[92]
|
83 |
+
|
84 |
+
In October 2017, Airbus was testing extended sharklets, which could offer 100–140 nmi (185–259 km) extra range and reduce fuel burn by 1.4–1.6%.[93] The wing twist is being changed for the wider, optimised spanload pressure distribution, and they will be used for the Singapore Airlines A350-900ULR in 2018 before spreading to other variants.[94]
|
85 |
+
Iberia was the first to get the upgraded -900 on 26 June 2018, with a 280 t (617,294 lb) MTOW version for an 8,200 nmi (15,186 km) range with 325 passengers in three classes.[95][96]
|
86 |
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As of February 2018, 142 -900s had been delivered, with a dispatch reliability of 99.3%.[97]
|
87 |
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88 |
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By April 2019, Airbus was testing a hybrid laminar flow control (HLFC) on the leading edge of an A350 prototype vertical stabilizer, with passive suction like the boundary layer control on the Boeing 787-9 tail, but unlike the natural laminar flow BLADE, within the same EU Clean Sky program.[98]
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At the November 2019 Dubai Air Show, Emirates finalised an order for 50 -900s for $16 Billion at list prices, to be delivered from 2023 to 2028.
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The order replaced the February agreement for 30 A350s and 40 A330Neos, compensating the cancellation for 39 A380s, causing the end of the double-decker production.[99]
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At the end of November 2019, 33 operators had received 331 aircraft among 959 orders and 2.6 million hours have been flown.[100] The 2019 earnings report presented by Airbus stated that the A350 XWB program had broken even in 2019.[101][better source needed]
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Airbus expects 10% lower airframe maintenance compared with the original A350 design and 14% lower empty seat weight than the Boeing 777.[102] Design freeze for the A350-900 was achieved in December 2008.[103]
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The A350 XWB airframe is made out of 53% composites: carbon fibre reinforced plastic for the outer and centre wing box (covers, stringers, spars), fuselage (skin, frame, keel beam, and rear fuselage) and the empennage (horizontal and vertical tailplanes); 19% aluminium and aluminium–lithium alloy for ribs, floor beams, and gear bays; 14% titanium for landing gears, pylons, and attachments; 6% steel; and 8% miscellaneous.[104] The A350's competitor, the Boeing 787, is 50% composites, 20% aluminium, 15% titanium, 10% steel, and 5% other.[105]
|
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The A350 XWB fuselage has a constant width from door 1 to door 4, unlike previous Airbus aircraft, to provide maximum usable volume.[106] The double-lobe (ovoid) fuselage cross-section has a maximum outer diameter of 5.97 m (19.6 ft), compared to 5.64 m (18.5 ft) for the A330/A340.[107] The cabin's internal width is 5.61 m (18.4 ft) at armrest level compared to 5.49 m (18.0 ft) in the Boeing 787[108] and 5.87 m (19.3 ft) in the Boeing 777. It allows for an eight-abreast 2–4–2 arrangement in a premium economy layout, with the seats being 49.5 cm (19.5 in) wide between 5 cm (2.0 in) wide arm rests. Airbus states that the seat will be 1.3 cm (0.5 in) wider than a 787 seat in the equivalent configuration.
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In the nine-abreast, 3–3–3 standard economy layout, the A350 seat will be 45 cm (18 in) wide, 1.27 cm (0.5 in) wider than a seat in the equivalent layout in the 787,[109] and 3.9 cm (1.5 in) wider than a seat in the equivalent A330 layout.[110] The current 777 and future derivatives have 1.27 cm (0.5 in) greater seat width than the A350 in a nine-abreast configuration.[111][112][113] The 10-abreast seating on the A350 is similar to a 9-abreast configuration on the A330, with a seat width of 41.65 cm (16.4 in).[24][114] Overall, the A350 gives passengers more headroom, larger overhead storage space, and wider panoramic windows than current Airbus models.
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The A350 nose section has a configuration derived from the A380 with a forward-mounted nosegear bay and a six-panel flightdeck windscreen.[115] This differs substantially from the four-window arrangement in the original design.[116] The new nose, made of aluminium,[117] improves aerodynamics and enables overhead crew rest areas to be installed further forward and eliminate any encroachment in the passenger cabin. The new windscreen has been revised to improve vision by reducing the width of the centre post. The upper shell radius of the nose section has been increased.[118]
|
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Airbus adopted a new philosophy for the attachment of the A350's main undercarriage as part of the switch to a composite wing structure. Each main undercarriage leg is attached to the rear wing spar forward and to a gear beam aft, which itself is attached to the wing and the fuselage. To help reduce the loads further into the wing, a double side-stay configuration has been adopted. This solution resembles the design of the Vickers VC10.[119]
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Airbus devised a three-pronged main undercarriage design philosophy encompassing both four- and six-wheel bogies to stay within pavement loading limits. The A350-900 has four-wheel bogies in a 4.1 m (13 ft) long bay. The higher weight variant, the A350-1000 uses a six-wheel bogie, with a 4.7 m (15 ft) undercarriage bay.[120] French-based Messier-Dowty provides the main undercarriage for the -900 variant, and UTC Aerospace Systems supplies the −1000 variant. The nose gear is supplied by Liebherr Aerospace.[121]
|
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|
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The A350-900 has a four-wheel main gear for a 280 t (620,000 lb) MTOW
|
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The A350-1000 has a six-wheel main landing gear to support a 319 t (703,000 lb) MTOW
|
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The A350 features new composite wings with a wingspan that is common to the proposed variants.[122] Its 64.75 m (212.4 ft) wingspan stays within the same ICAO Aerodrome Reference Code E 65m limit as the A330/A340[123] and the Boeing 777.[124] The A350's wing has a 31.9° sweep angle for a Mach 0.85 cruise speed and has a maximum operating speed of Mach 0.89.[125]
|
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+
|
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The -900 wing covers a 442 m2 (4,760 sq ft) area.[126] This is between the 436.8 m2 (4,702 sq ft) wing of the current Boeing 777-200LR/300ER and the 466.8 m2 (5,025 sq ft) wing of the in-development Boeing 777X.[127] However, Boeing and Airbus do not use the same measurement.[128] The A350-1000 wing is 22.3 m2 (240 sq ft) larger through a 30 cm (12 in) extension to the inboard sections of the fixed trailing edge.[129]
|
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+
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A new trailing-edge high-lift device has been adopted with an advanced dropped-hinge flap similar to that of the Airbus A380, which permits the gap between the trailing edge and the flap to be closed with the spoiler.[130] It is a limited morphing wing with adaptive features for continuously optimising the wing loading to reduce fuel burn: variable camber for longitudinal load control where inboard & outboard flaps deflect together and differential flaps setting for lateral load control where inboard & outboard flaps deflect differentially.[131]
|
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The manufacturer has extensively used computational fluid dynamics and also carried out more than 4,000 hours of low- and high-speed windtunnel testing to refine the aerodynamic design.[132] The final configuration of wing and winglet was achieved for the "Maturity Gate 5" on 17 December 2008.[133] The wingtip device curves upwards over the final 4.4 m (14 ft).[106] The wings are produced in the new £400 million (US$645M), 46,000 m2 (500,000 sq ft) North Factory at Airbus Broughton, employing 650 workers, in a specialist facility constructed with £29M of support from the Welsh Government.[134]
|
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|
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+
The revised design of the A350 XWB's glass cockpit dropped the A380-sized display and adopted 38 cm (15 in) liquid-crystal display screens. The new six-screen configuration includes two central displays mounted one above the other (the lower one above the thrust levers) and a single (for each pilot) primary flight/navigation display, with an adjacent on-board information system screen.[135] Airbus says the cockpit design allows for future advances in navigation technology to be placed on the displays plus gives flexibility and capacity to upload new software and to combine data from multiple sources and sensors for flight management and aircraft systems control.[136] A head-up display is also present in the cockpit.
|
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+
|
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+
Avionics are a further development of the integrated modular avionics (IMA) concept found on the A380. The A350's IMA will manage up to 40 functions (versus 23 functions for the A380) such as undercarriage, fuel, pneumatics, cabin environmental systems, and fire detection.[116][136] Airbus stated that the benefits includes reduced maintenance and lower weight because as the IMA replaces multiple processors and LRUs with around 50% fewer standard computer modules known as line-replaceable modules. The IMA runs on a 100 Mbit/s network based on the AFDX standard, as employed in the A380, in place of the architecture used on the A330/A340.
|
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+
|
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+
In 2005, GE was the launch engine of the original A350, aiming for 2010 deliveries, while Rolls-Royce offered its Trent 1700.
|
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+
For the updated A350 XWB, GE offered a 87,000 lbf (390 kN) GEnx-3A87 for the A350-800/900, but not a higher thrust version needed for the A350-1000, which competes with the longer range 777 powered exclusively with the GE90-115B.
|
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In December 2006, Rolls-Royce was selected for the A350 XWB launch engine.[137]
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+
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The Rolls-Royce Trent XWB features a 118 in (300 cm) fan disk diameter and the design is based on the advanced developments of the Airbus A380 Trent 900 and the Boeing 787 Trent 1000. It has four thrust levels to power the A350 variants: a 75,000 lbf (330 kN) and 79,000 lbf (350 kN) for the regional variants of the A350-900 while the baseline A350-900 has the standard 84,000 lbf (370 kN) and a 97,000 lbf (430 kN) for the A350-1000.[138] The higher-thrust version will have some modifications to the fan module—it will be the same diameter but will run slightly faster and have a new fan blade design—and run at increased temperatures allowed by new materials technologies from Rolls-Royce's research.[139]
|
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+
|
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The Trent XWB may also benefit from the next-generation reduced acoustic mode scattering engine duct system (RAMSES), an acoustic quieting engine nacelle intake, and a carry-on design of the Airbus's "zero splice" intake liner developed for the A380.[140] A "hot and high" rating option for Middle Eastern customers Qatar Airways, Emirates, and Etihad Airways keep its thrust available at higher temperatures and altitudes.
|
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+
|
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+
Airbus aimed to certify the A350 with 350-minute ETOPS capability on entry into service.[141] That could reach 420 min later,[142] although Airbus achieved a 370–minute ETOPS rating on 15 October 2014 which covers 99.7% of the Earth's surface.[143] Engine thrust-reversers and nacelles are supplied by US-based UTC Aerospace Systems.[144][145]
|
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+
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+
Honeywell supplies its 1,700 horsepower (1,300 kW) HGT1700 auxiliary power unit with 10% greater power density than the TPE331 from which it is developed, and the air management system: the bleed air, environmental control, cabin pressure control and supplemental cooling systems.[146] Airbus says that the new design provides a better cabin atmosphere with 20% humidity, a typical cabin altitude at or below 6,000 ft (1,800 m) and an airflow management system that adapts cabin airflow to passenger load with draught-free air circulation.[147]
|
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+
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The ram air turbine, capable of generating 100 kilovolt-ampere, is supplied by Hamilton Sundstrand and located in the lower surface of the fuselage.[148] In light of the Boeing 787 Dreamliner battery problems, in February 2013 Airbus decided to revert from lithium-ion to the proven nickel-cadmium technology although the flight test programme will continue with the lithium-ion battery systems.[149] In late 2015, A350 XWB msn. 24 was delivered with 80 kg (176 lb) lighter Saft Li-ion batteries and in June 2017, fifty A350s were flying with them and benefiting from a two-year maintenance schedule instead of NiCd's 4–6 months.[150]
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Parker Hannifin supplies the complete fuel package: inerting system, fuel measurement and management systems, mechanical equipment and fuel pumps. The fuel tank inerting system features air-separation modules to generate nitrogen-enriched air to reduce the flammability of fuel vapour in the tanks. Parker also provides hydraulic power generation and distribution system: reservoirs, manifolds, accumulators, thermal control, isolation, software and new engine- and electric motor-driven pump designs. Parker estimates the contracts will generate more than US$2 billion in revenues over the life of the programme.[151]
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The three main variants of the A350 were launched in 2006, with entry into service planned for 2013.[29] At the 2011 Paris Air Show, Airbus postponed the entry into service of the A350-1000 by two years to mid-2017.[82] In July 2012, the A350's entry into service was delayed to the second half of 2014,[83] before the -900 began service on 15 January 2015.[3] In October 2012, the -800 was due to enter service in mid-2016,[152] but its development has been cancelled since September 2014.[153] The A350 is also offered as the ACJ350 corporate jet by Airbus Corporate Jets (ACJ), offering a 20,000 km (10,800 nmi) range for 25 passengers for the -900 derivative.[154]
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The A350-900 is the first A350 model; it has a MTOW of 280 tonnes,[155] typically seats 325 passengers, and has a range of 8,100 nmi (15,000 km).[156] Airbus says that per seat, the Boeing 777-200ER should have a 16% heavier manufacturer's empty weight, a 30% higher block fuel consumption, and 25% higher cash operating costs than the A350-900.[157] The −900 is designed to compete with the Boeing 777 and 787[158] (777-200ER/LR, and Boeing 787-10), while replacing the Airbus A340-300 and A340-500.
|
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+
|
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A proposed A350−900R extended-range variant was to feature the higher engine thrust, strengthened structure, and landing gear of the 308 tonnes MTOW -1000 to give a further 800 nmi (1,500 km) range.[159]
|
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+
An A350−900F freighter with a 5,000 nmi (9,300 km) range and a similar payload and volume to the 91.7 tonne and 440 m3 (16,000 cu ft) McDonnell Douglas MD-11F should be studied after the -1000 is done, depending on market demand.[160]
|
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+
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Philippine Airlines (PAL) will replace its A340-300 with an A350-900HGW ("high-gross weight") variant available from 2017.[161] It will enable non-stop Manila-New York City flights without payload limitations in either direction,[162] a 7,404 nmi (13,712 km) flight.[163] The PAL version will have a 278 tonne MTOW, and from 2020, the -900 will be proposed with the ULR's 280 tonne MTOW, up from the 268 tonnes for the original weight variant and the certified 260, 272, and 275 tonne variants, with the large fuel capacity. This will enable a 8,100 nmi (15,000 km) range with 325 seats in a three-class layout.[164]
|
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+
In early November 2017, Emirates committed to purchase 40 Boeing 787-10 aircraft before Airbus presented an updated A350-900 layout with the rear pressure bulkhead pushed back by 2.5 ft (1 m).[165] After Emirates' Tim Clark was shown a ten-abreast economy cabin and galley changes, he said the -900 is "more marketable" as a result.[166]
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The average lease rates of the first A350-900s produced in 2014 were $1.1 million per month, not including maintenance reserves amounting to $18 million after 10–12 years, and falling to $940,000 per month in 2018 while a new A350-900 is leased for $1.2 million per month and its interior can cost $12 million, 10% of the aircraft.[167]
|
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By 2018, a 2014 build was valued $108M falling to $74.5M by 2022 while a new build was valued for $148M, a 6+12year check cost $3M and an engine overhaul $4–6.5M.[168]
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The MTOW of the ultra-long range -900ULR has been increased to 280 t (620,000 lb) and its fuel capacity increased from 141,000 to 165,000 l (37,000 to 44,000 US gal) within existing fuel tanks, enabling up to 19-hour flights with a 9,700 nmi (18,000 km) range.[169] The MTOW is increased by 5 tonnes from the previously certified 275 tonnes variant.[155] Because of the A350-900's fuel consumption of 5.8 tonnes/hour, it needs an additional 24 tonnes of fuel to fly 19 hours instead of the standard 15 hours: the increased MTOW and lower payloads will enable the larger fuel capacity.[170] Non-stop flights could last more than 20 hours.[171] The first −900ULR was rolled out without its engines in February 2018 for ground testing. Flight-tests after engine installation checked the larger fuel capacity and measured the performance improvements from the extended winglets.[172] It made its first flight on 23 April 2018.[173]
|
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Singapore Airlines, the launch customer, used its seven -900ULR aircraft on non-stop flights between Singapore and New York City and cities on the U.S. west coast.[174] Singapore Airlines' seating is to be from 170 in largely business class seating up to over 250 in mixed seating.[175] The planes can be reconfigured.[176] They will have two seating classes.[177] The airline received its first -900ULR on 23 September 2018, with 67 business class seats and 94 premium economy seats.[178]
|
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On 12 October 2018, it landed the world's longest flight at Newark Liberty International Airport from Singapore Changi after 17 hours and 52 minutes,[179] covering 16,561 kilometres (8,942 nmi) for a 15,353 kilometres (8,290 nmi) orthodromic distance.[180] It burned 101.4 t (224,000 lb) of fuel to cover the route in 17 h 22 min: an average of 5.8 tonnes per hour (1.6 kg/s).[181]
|
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At the 2015 Dubai Air Show, John Leahy noted the demand of the Middle Eastern Gulf airlines for this variant.[182] In February 2018, Qatar Airways stated its preference for the larger -1000, having no need for the extra range of the -900ULR.[183] Compared to the standard -900, the -900ULR additional value is likely around $2 million.[184]
|
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Airbus Corporate Jet version of the A350, the ACJ350, is derived from the A350-900ULR. As a result of the increased fuel capacity from the -900ULR, the ACJ350 has a maximum range of 20,000 km (10,800 nmi).[185] The German Air Force is to be the first to receive the ACJ350 having ordered 3 aircraft which will replace its 2 A340-300.[186]
|
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|
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After the Boeing 787-10 launch at the 2013 Paris Air Show, Airbus discussed with airlines a possible A350-900 Regional with a reduced MTOW of 250 t (550,000 lb).[187] Engine thrust would have been reduced to 70,000–75,000 lbf (310–330 kN) from the standard 85,000 lbf (380 kN) and the variant would have been optimised for routes up to 6,800 nmi (12,600 km) with seating for up to 360 passengers in a single-class layout.[188] The A350 Regional was expected to be ordered by Etihad Airways[189] and Singapore Airlines.[190] Since 2013, there has been no further announcement about this variant.
|
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Singapore Airlines selected an A350-900 version for medium-haul use.[191] Japan Airlines took delivery of a 369-seat A350-900 with a 217 t (478,000 lb) MTOW for its domestic market.[192] The A350 Type Certificate Data Sheet includes MTOWs of 217, 235, 240, 250, 255, 260, 268, 272, 275, 277, 278 and 280 t.[193]
|
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An A350-900 freighter was first mentioned in 2007, offering a similar capacity to the MD11-F with a range of 9,250 km (4,990 nmi), to be developed after the passenger version.[194] In early 2020, Airbus was proposing an A350F before a potential launch.[195]
|
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The A350-1000 is the largest variant of the A350 family at just under 74 metres (243 ft) in length. It seats 350-410 passengers in a typical three-class layout with a range of 8,700 nmi (16,100 km).[196] With a 9-abreast configuration, it is designed to replace the A340-600 and compete with the Boeing 777-300ER and 777-8. Airbus estimates a 366-seat -1000 should have a 35 tonne lighter operating empty weight than a 398-seat 777–9, a 15% lower trip cost, a 7% lower seat cost, and a 400 nmi (740 km) greater range.[197] Compared to a Boeing 777-300ER with 360 seats, Airbus claims a 25% fuel burn per seat advantage for an A350-1000 with 369 seats.[198] The 7 m (23 ft) extension seats 40 more passengers with 40% more premium area.[131]
|
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The -1000 can match the 40 more seats of the 777-9 by going 10-abreast but with diminished comfort.[199]
|
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+
|
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+
The A350-1000 has an 11-frame stretch over the −900 and a slightly larger wing than the −800/900 models with trailing-edge extension increasing its area by 4%. This will extend the high-lift devices and the ailerons, making the chord bigger by around 400 mm, optimising flap lift performance as well as cruise performance.[200] The main landing gear is a 6-wheel bogie instead of a 4-wheel bogie, put in a one frame longer bay. The Rolls-Royce Trent XWB engine's thrust is augmented to 97,000 lbf (430 kN).[201] These and other engineering upgrades are necessary so that the −1000 model maintains range.[202]
|
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In 2011, Airbus redesigned the A350-1000 with higher weights and a more powerful engine variant for more range for trans-Pacific operations which will boost its appeal to Cathay Pacific and Singapore Airlines, which committed to 20 777–9, and United Airlines, which could turn to 777-300ERs to replace its 747-400s. Emirates was disappointed with the changes and cancelled its order for 50 A350-900s and 20 A350-1000s instead of changing the whole order to the larger variant.[203]
|
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Assembly of the first fuselage major components started in September 2015.[204] In February 2016, final assembly started at the A350 Final Assembly Line in Toulouse. Three flight test aircraft was planned with entry into service scheduled for mid-2017.[205] The first aircraft completed its body join on 15 April 2016.[206] Its maiden flight took place on 24 November 2016.[87]
|
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The A350-1000 flight-test programme planned for 1,600 flight hours; 600 hours on the first aircraft, MSN59, for the flight envelope, systems and powerplant checks; 500 hours on MSN71 for cold and warm campaigns, landing gear checks and high-altitude tests; and 500 hours on MSN65 for route proving and ETOPS assessment, with an interior layout for cabin development and certification.[207] In cruise at Mach 0.854 (911.901 km/h; 492.3871 kn) and 35,000 ft, its fuel flow at 259 t (571,000 lb) is 6.8 t (15,000 lb) per hour within a 5,400 nautical miles (10,000 km), 11 1/2 hours early long test flight.[208] Flight tests allowed raising the MTOW from 308 to 316 t (679,000 to 697,000 lb), the 8 t (18,000 lb) increase giving 450 nmi (830 km) more range.[209] Airbus then completed functional and reliability testing.[210]
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Type Certification was awarded by EASA on 21 November 2017,[193] along FAA certification. The first serial unit was on the final assembly line in early December.[211] After its maiden flight on 7 December, delivery to launch customer Qatar Airways slipped to early 2018.[212] The delay was due to issues with the business class seat installation.[213] It was delivered on 20 February[214] and entered commercial service on Qatar Airways' Doha to London Heathrow route on 24 February.[215]
|
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It features an automatic emergency descent function to around 10,000 ft (3,000 m) and notifies air traffic control if the crew fails to respond to an alert, indicating possible incapacitation from depressurisation. The avionics software adaptation is activated by a push and pull button to avoid mistakes and could be retrofitted in the smaller -900.[216] All performance targets have been met or exceeded, and it remains within its weight specification, unlike early −900s.[211]
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Its basic 308 t (679,000 lb) MTOW was increased to 311 t (686,000 lb) before offering a possible 316 t (697,000 lb) version.[217] Its 316 t MTOW appeared in 29 May 2018 update of its type certificate data sheet.[193] This raised its range from 7,950 to 8,400 nmi (14,720 to 15,560 km).[218] A further MTOW increase by 3 t to 319 t is under study to be available from 2020 and could be a response to Qantas' Project Sunrise.[219] Initial speculation suggested that the variant might be marketed as the A350-1000ULR.[220] However, the -1000 is not expected to share the -900ULR's larger fuel tanks and other fuel system modifications, and Airbus has stopped short of describing the largest MTOW variant as a ULR model, despite the 8,700 nmi (16,100 km) range.[221]
|
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In December 2019, Qantas tentatively chose the A350-1000 to operate their Project Sunrise routes, before a final decision in March 2020 for up to 12 aircraft.[222]
|
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In November 2019, maximum accommodation increased to 480 seats from 440 through the installation of new "Type-A+" exits, with a dual-lane evacuation slide.[223]
|
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Airbus has explored the possibility of a further stretch offering 45 more seats.[224] A potential 4 m stretch would remain within the exit limit of four door pairs, and a modest MTOW increase from 308 t to 319 t would need only 3% more thrust, within the Rolls-Royce Trent XWB-97 capabilities, and would allow a 14,100 km (7,600 nmi) range to compete with the Boeing 777-9 capabilities.[225]
|
191 |
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This variant was to be a replacement for the Boeing 747-400,[226] tentatively called the A350-8000,[227] -2000[228] or -1100.[224] Within the June 2016 Airbus Innovation Days, chief commercial officer John Leahy was concerned about the size of a 400-seat market besides the Boeing 747-8 and the 777-9 and chief executive Fabrice Brégier feared such an aircraft could cannibalise demand for the -1000.[228]
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The potential 79 m-long (258 ft) aeroplane was competing against a hypothetical 777-10X for Singapore Airlines.[229] At the 2017 Paris Air Show, the concept was shelved for lacking market appeal and in January 2018 Fabrice Brégier focused on enhancing the A350-900/1000 to capture potential before 2022/2023, when it will be possible to stretch the A350 with a new engine generation.[230]
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The 60.45 m (198.3 ft)-long A350-800 was designed to seat 276 passengers in a typical three-class configuration with a range of 8,245 nmi (15,270 km) with an MTOW of 259 t (571,000 lb).[231]
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In January 2010 Airbus opted to develop the -800 as a shrink of the baseline -900, avoid a specific development and increasing its payload by 3 t (6,600 lb) or its range by 250 nmi (460 km) but leading to a fuel burn penalty by "a couple of%" according to John Leahy.[232] The previously planned optimisation to the structure and landing gear was not beneficial enough against better commonality and maximum takeoff weight increase by 11t from 248t.[233] The −800's fuselage is 10 frames shorter (six forward and four aft of wing) than the −900 aircraft.[234] It was designed to supplement the Airbus A330-200 long-range twin.[235] Airbus planned to decrease structural weight in the -800 as development continued, which should have been around airframe 20.[236]
|
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While its backlog reached 182 in mid-2008, it diminished since 2010 as customers switched to the larger -900.[237] After launching the Airbus A330neo at the 2014 Farnborough Airshow, Airbus dropped the A350-800, with its CEO Fabrice Brégier saying "I believe all of our customers will either convert to the A350-900 or the A330neo".[238] He later confirmed at a September 2014 press conference that development of the A350-800 had been "cancelled."[153] There were 16 orders left for the -800 since Yemenia switched to the -900 and Hawaiian Airlines moved to the A330neo in December 2014: 8 for Aeroflot and 8 for Asiana Airlines, both also having orders for the -900.[239] In January 2017, Aeroflot and Airbus announced the cancellation of its -800 order, leaving Asiana Airlines as the only customer for the variant.[240] After the negotiation between Airbus and Asiana Airlines,[241] Asiana converted orders of eight A350-800s and one A350-1000 to nine A350-900s.[242]
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By November 2018, Airbus was hiring in Toulouse and Madrid to develop a re-engined A350neo. Although its launch is not guaranteed, it would be delivered in the mid-2020s, after the A321XLR and a stretched A320neo "plus", potentially competing with the Boeing New Midsize Airplane. Service entry would be determined by ultra-high bypass ratio engine developments pursued by Pratt & Whitney, testing its Geared Turbofan upgrade; Safran Aircraft Engines, ground testing a demonstrator from 2021; and Rolls-Royce, targeting a 2025 Ultrafan service entry. The production target is a monthly rate of 20 A350neos, up from 10.[243]
|
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In November 2019, General Electric was offering an advanced GEnx-1 variant with a bleed air system and improvements from the GE9X, developed for the delayed Boeing 777X, to power a proposed A350neo from the mid-2020s.[137]
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There were 341 A350 aircraft in service with 33 operators as of 29 February 2020[update].[244] The largest operators were Qatar Airways (54), Singapore Airlines (48), Cathay Pacific (36), Lufthansa (16), Finnair (15), Vietnam Airlines (14), China Airlines (14), Ethiopian Airlines (14) and other airlines operating fewer of the type.
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As of 30 June 2020[update][5]
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Orders and deliveries, cumulative, by year:
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Orders
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Deliveries
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As of 30 June 2020[update][5]
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Related development
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Aircraft of comparable role, configuration and era
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Related lists
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A food chain is a linear network of links in a food web starting from producer organisms (such as grass or trees which use radiation from the Sun to make their food) and ending at apex predator species (like grizzly bears or killer whales), detritivores (like earthworms or woodlice), or decomposer species (such as fungi or bacteria). A food chain also shows how the organisms are related with each other by the food they eat. Each level of a food chain represents a different trophic level. A food chain differs from a food web, because the complex network of different animals' feeding relations are aggregated and the chain only follows a direct, linear pathway of one animal at a time. Natural interconnections between food chains make it a food web.
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A common metric used to the quantify food web trophic structure is food chain length. In its simplest form, the length of a chain is the number of links between a trophic consumer and the base of the web. The mean chain length of an entire web is the arithmetic average of the lengths of all chains in the food web.[1][2] The food chain is an energy source diagram. The food chain begins with a producer, which is eaten by a primary consumer. The primary consumer may be eaten by a secondary consumer, which in turn may be consumed by a tertiary consumer. For example, a food chain might start with a green plant as the producer, which is eaten by a snail, the primary consumer. The snail might then be the prey of a secondary consumer such as a frog, which itself may be eaten by a tertiary consumer such as a snake.
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Food chains are very important for the survival of most species. When only one element is removed from the food chain it can result in extinction of a species in some cases. A producer can use either solar energy or chemical energy to convert organisms into usable compounds. Because the sun is necessary for photosynthesis, life could not exist if the sun disappeared. Decomposers, which feed on dead animals, break down the organic compounds into simple nutrients that are returned to the soil. These are the simple nutrients that plants require to create organic compounds. It is estimated that there are more than 100,000 different decomposers in existence.
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Many food webs have a keystone species. A keystone species is a species that has a large impact on the surrounding environment and can directly affect the food chain. If this keystone species dies off it can set the entire food chain off balance. Keystone species keep herbivores from depleting all of the foliage in their environment and preventing a mass extinction.[3]
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Food chains were first introduced by the Arab scientist and philosopher Al-Jahiz in the 10th century and later popularized in a book published in 1927 by Charles Elton, which also introduced the food web concept.[4][5][6]
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The length of a food chain is a continuous variable providing a measure of the passage of energy and an index of ecological structure that increases through the linkages from the lowest to the highest trophic (feeding) levels.[7]
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Food chains are often used in ecological modeling (such as a three-species food chain). They are simplified abstractions of real food webs, but complex in their dynamics and mathematical implications.[9]
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Ecologists have formulated and tested hypotheses regarding the nature of ecological patterns associated with food chain length, such as increasing length increasing with ecosystem size, reduction of energy at each successive level, or the proposition that long food chain lengths are unstable.[7] Food chain studies have an important role in ecotoxicology studies, which trace the pathways and biomagnification of environmental contaminants.[10]
|
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Producers, such as plants, are organisms that utilize solar or chemical energy to synthesize starch. All food chains must start with a producer. In the deep sea, food chains centered on hydrothermal vents and cold seeps exist in the absence of sunlight. Chemosynthetic bacteria and archaea use hydrogen sulfide and methane from hydrothermal vents and cold seeps as an energy source (just as plants use sunlight) to produce carbohydrates; they form the base of the food chain. Consumers are organisms that eat other organisms. All organisms in a food chain, except the first organism, are consumers.[citation needed]
|
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Food chain length is important because the amount of energy transferred decreases as trophic level increases; generally only ten percent of the total energy at one trophic level is passed to the next, as the remainder is used in the metabolic process. There are usually no more than five tropic levels in a food chain.[11] Humans are able to receive more energy by going back a level in the chain and consuming the food before, for example getting more energy per pound from consuming a salad than an animal which ate lettuce.[12][13] However, this does not work in all cases. For example, humans do not have the ability to directly digest grass or the nutrients from wild plants but can naturally obtain these nutrients by (killing and) consuming the meat from deer, antelope, or other grass-eating animals. Food chains are very important for the survival of most species. When only one element is removed from the food chain it can result in extinction of a species in some cases.
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The efficiency of a food chain depends on the energy first consumed by the primary producers.[13]
|
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The primary consumer gets its energy from the producer. The tertiary consumer is the 3rd consumer, it is placed at number four in the food chain. Producer ———- Primary Consumer ———— Secondary Consumer ———— Tertiary Consumer.
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Ecology portal
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A food chain is a linear network of links in a food web starting from producer organisms (such as grass or trees which use radiation from the Sun to make their food) and ending at apex predator species (like grizzly bears or killer whales), detritivores (like earthworms or woodlice), or decomposer species (such as fungi or bacteria). A food chain also shows how the organisms are related with each other by the food they eat. Each level of a food chain represents a different trophic level. A food chain differs from a food web, because the complex network of different animals' feeding relations are aggregated and the chain only follows a direct, linear pathway of one animal at a time. Natural interconnections between food chains make it a food web.
|
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+
|
5 |
+
A common metric used to the quantify food web trophic structure is food chain length. In its simplest form, the length of a chain is the number of links between a trophic consumer and the base of the web. The mean chain length of an entire web is the arithmetic average of the lengths of all chains in the food web.[1][2] The food chain is an energy source diagram. The food chain begins with a producer, which is eaten by a primary consumer. The primary consumer may be eaten by a secondary consumer, which in turn may be consumed by a tertiary consumer. For example, a food chain might start with a green plant as the producer, which is eaten by a snail, the primary consumer. The snail might then be the prey of a secondary consumer such as a frog, which itself may be eaten by a tertiary consumer such as a snake.
|
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|
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Food chains are very important for the survival of most species. When only one element is removed from the food chain it can result in extinction of a species in some cases. A producer can use either solar energy or chemical energy to convert organisms into usable compounds. Because the sun is necessary for photosynthesis, life could not exist if the sun disappeared. Decomposers, which feed on dead animals, break down the organic compounds into simple nutrients that are returned to the soil. These are the simple nutrients that plants require to create organic compounds. It is estimated that there are more than 100,000 different decomposers in existence.
|
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|
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+
Many food webs have a keystone species. A keystone species is a species that has a large impact on the surrounding environment and can directly affect the food chain. If this keystone species dies off it can set the entire food chain off balance. Keystone species keep herbivores from depleting all of the foliage in their environment and preventing a mass extinction.[3]
|
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|
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Food chains were first introduced by the Arab scientist and philosopher Al-Jahiz in the 10th century and later popularized in a book published in 1927 by Charles Elton, which also introduced the food web concept.[4][5][6]
|
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|
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The length of a food chain is a continuous variable providing a measure of the passage of energy and an index of ecological structure that increases through the linkages from the lowest to the highest trophic (feeding) levels.[7]
|
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|
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+
Food chains are often used in ecological modeling (such as a three-species food chain). They are simplified abstractions of real food webs, but complex in their dynamics and mathematical implications.[9]
|
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|
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Ecologists have formulated and tested hypotheses regarding the nature of ecological patterns associated with food chain length, such as increasing length increasing with ecosystem size, reduction of energy at each successive level, or the proposition that long food chain lengths are unstable.[7] Food chain studies have an important role in ecotoxicology studies, which trace the pathways and biomagnification of environmental contaminants.[10]
|
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+
|
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+
Producers, such as plants, are organisms that utilize solar or chemical energy to synthesize starch. All food chains must start with a producer. In the deep sea, food chains centered on hydrothermal vents and cold seeps exist in the absence of sunlight. Chemosynthetic bacteria and archaea use hydrogen sulfide and methane from hydrothermal vents and cold seeps as an energy source (just as plants use sunlight) to produce carbohydrates; they form the base of the food chain. Consumers are organisms that eat other organisms. All organisms in a food chain, except the first organism, are consumers.[citation needed]
|
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|
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Food chain length is important because the amount of energy transferred decreases as trophic level increases; generally only ten percent of the total energy at one trophic level is passed to the next, as the remainder is used in the metabolic process. There are usually no more than five tropic levels in a food chain.[11] Humans are able to receive more energy by going back a level in the chain and consuming the food before, for example getting more energy per pound from consuming a salad than an animal which ate lettuce.[12][13] However, this does not work in all cases. For example, humans do not have the ability to directly digest grass or the nutrients from wild plants but can naturally obtain these nutrients by (killing and) consuming the meat from deer, antelope, or other grass-eating animals. Food chains are very important for the survival of most species. When only one element is removed from the food chain it can result in extinction of a species in some cases.
|
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The efficiency of a food chain depends on the energy first consumed by the primary producers.[13]
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The primary consumer gets its energy from the producer. The tertiary consumer is the 3rd consumer, it is placed at number four in the food chain. Producer ———- Primary Consumer ———— Secondary Consumer ———— Tertiary Consumer.
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Ecology portal
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A mountain is a large landform that rises above the surrounding land in a limited area, usually in the form of a peak.[1] A mountain is generally considered to be steeper than a hill. Mountains are formed through tectonic forces or volcanism. These forces can locally raise the surface of the earth. Mountains erode slowly through the action of rivers, weather conditions, and glaciers. A few mountains are isolated summits, but most occur in huge mountain ranges.
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High elevations on mountains produce colder climates than at sea level. These colder climates strongly affect the ecosystems of mountains: different elevations have different plants and animals. Because of the less hospitable terrain and climate, mountains tend to be used less for agriculture and more for resource extraction and recreation, such as mountain climbing and skiing.
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The highest mountain on Earth is Mount Everest in the Himalayas of Asia, whose summit is 8,850 m (29,035 ft) above mean sea level. The highest known mountain on any planet in the Solar System is Olympus Mons on Mars at 21,171 m (69,459 ft).
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There is no universally accepted definition of a mountain. Elevation, volume, relief, steepness, spacing and continuity have been used as criteria for defining a mountain.[1] In the Oxford English Dictionary a mountain is defined as "a natural elevation of the earth surface rising more or less abruptly from the surrounding level and attaining an altitude which, relatively to the adjacent elevation, is impressive or notable."[1]
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Whether a landform is called a mountain may depend on local usage. Mount Scott outside Lawton, Oklahoma, USA, is only 251 m (823 ft) from its base to its highest point. Whittow's Dictionary of Physical Geography[2] states "Some authorities regard eminences above 600 metres (2,000 ft) as mountains, those below being referred to as hills."
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In the United Kingdom and the Republic of Ireland, a mountain is usually defined as any summit at least 2,000 feet (610 m) high,[3] which accords with the official UK government's definition that a mountain, for the purposes of access, is a summit of 2,000 feet (610 m) or higher.[4] In addition, some definitions also include a topographical prominence requirement, typically 100 or 500 feet (30 or 152 m).[5][self-published source] At one time the U.S. Board on Geographic Names defined a mountain as being 1,000 feet (300 m) or taller,[6] but has abandoned the definition since the 1970s. Any similar landform lower than this height was considered a hill. However, today, the United States Geological Survey (USGS) concludes that these terms do not have technical definitions in the US.[7]
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The UN Environmental Programme's definition of "mountainous environment" includes any of the following:[8]:74
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Using these definitions, mountains cover 33% of Eurasia, 19% of South America, 24% of North America, and 14% of Africa.[8]:14 As a whole, 24% of the Earth's land mass is mountainous.[9]
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There are three main types of mountains: volcanic, fold, and block.[10] All three types are formed from plate tectonics: when portions of the Earth's crust move, crumple, and dive. Compressional forces, isostatic uplift and intrusion of igneous matter forces surface rock upward, creating a landform higher than the surrounding features. The height of the feature makes it either a hill or, if higher and steeper, a mountain. Major mountains tend to occur in long linear arcs, indicating tectonic plate boundaries and activity.
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Volcanoes are formed when a plate is pushed below another plate, or at a mid-ocean ridge or hotspot.[11] At a depth of around 100 km, melting occurs in rock above the slab (due to the addition of water), and forms magma that reaches the surface. When the magma reaches the surface, it often builds a volcanic mountain, such as a shield volcano or a stratovolcano.[1]:194 Examples of volcanoes include Mount Fuji in Japan and Mount Pinatubo in the Philippines. The magma does not have to reach the surface in order to create a mountain: magma that solidifies below ground can still form dome mountains, such as Navajo Mountain in the US.
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Fold mountains occur when two plates collide: shortening occurs along thrust faults and the crust is overthickened.[12] Since the less dense continental crust "floats" on the denser mantle rocks beneath, the weight of any crustal material forced upward to form hills, plateaus or mountains must be balanced by the buoyancy force of a much greater volume forced downward into the mantle. Thus the continental crust is normally much thicker under mountains, compared to lower lying areas.[13] Rock can fold either symmetrically or asymmetrically. The upfolds are anticlines and the downfolds are synclines: in asymmetric folding there may also be recumbent and overturned folds. The Balkan Mountains and the Jura Mountains are examples of fold mountains.
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Block mountains are caused by faults in the crust: a plane where rocks have moved past each other. When rocks on one side of a fault rise relative to the other, it can form a mountain.[14] The uplifted blocks are block mountains or horsts. The intervening dropped blocks are termed graben: these can be small or form extensive rift valley systems. This form of landscape can be seen in East Africa, the Vosges, the Basin and Range Province of Western North America and the Rhine valley. These areas often occur when the regional stress is extensional and the crust is thinned.
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During and following uplift, mountains are subjected to the agents of erosion (water, wind, ice, and gravity) which gradually wear the uplifted area down. Erosion causes the surface of mountains to be younger than the rocks that form the mountains themselves.[15]:160 Glacial processes produce characteristic landforms, such as pyramidal peaks, knife-edge arêtes, and bowl-shaped cirques that can contain lakes. Plateau mountains, such as the Catskills, are formed from the erosion of an uplifted plateau.
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In Earth science, erosion is the action of surface processes (such as water flow or wind) that removes soil, rock, or dissolved material from one location on the Earth's crust, and then transport it away to another location (not to be confused with weathering which involves no movement). The particulate breakdown of rock or soil into clastic sediment is referred to as physical or mechanical erosion; this contrasts with chemical erosion, where soil or rock material is removed from an area by its dissolving into a solvent (typically water), followed by the flow away of that solution. Eroded sediment or solutes may be transported just a few millimetres, or for thousands of kilometres.
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Climate in the mountains becomes colder at high elevations, due to an interaction between radiation and convection. Sunlight in the visible spectrum hits the ground and heats it. The ground then heats the air at the surface. If radiation were the only way to transfer heat from the ground to space, the greenhouse effect of gases in the atmosphere would keep the ground at roughly 333 K (60 °C; 140 °F), and the temperature would decay exponentially with height.[16]
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However, when air is hot, it tends to expand, which lowers its density. Thus, hot air tends to rise and transfer heat upward. This is the process of convection. Convection comes to equilibrium when a parcel of air at a given altitude has the same density as its surroundings. Air is a poor conductor of heat, so a parcel of air will rise and fall without exchanging heat. This is known as an adiabatic process, which has a characteristic pressure-temperature dependence. As the pressure gets lower, the temperature decreases. The rate of decrease of temperature with elevation is known as the adiabatic lapse rate, which is approximately 9.8 °C per kilometre (or 5.4 °F (3.0 °C) per 1000 feet) of altitude.[16]
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Note that the presence of water in the atmosphere complicates the process of convection. Water vapor contains latent heat of vaporization. As air rises and cools, it eventually becomes saturated and cannot hold its quantity of water vapor. The water vapor condenses (forming clouds), and releases heat, which changes the lapse rate from the dry adiabatic lapse rate to the moist adiabatic lapse rate (5.5 °C per kilometre or 3 °F (1.7 °C) per 1000 feet)[17]
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The actual lapse rate can vary by altitude and by location.
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Therefore, moving up 100 metres on a mountain is roughly equivalent to moving 80 kilometres (45 miles or 0.75° of latitude) towards the nearest pole.[8]:15 This relationship is only approximate, however, since local factors such as proximity to oceans (such as the Arctic Ocean) can drastically modify the climate.[18] As the altitude increases, the main form of precipitation becomes snow and the winds increase.[8]:12
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The effect of the climate on the ecology at an elevation can be largely captured through a combination of amount of precipitation, and the biotemperature, as described by Leslie Holdridge in 1947.[19] Biotemperature is the mean temperature; all temperatures below 0 °C (32 °F) are considered to be 0 °C. When the temperature is below 0 °C, plants are dormant, so the exact temperature is unimportant. The peaks of mountains with permanent snow can have a biotemperature below 1.5 °C (34.7 °F).
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The colder climate on mountains affects the plants and animals residing on mountains. A particular set of plants and animals tend to be adapted to a relatively narrow range of climate. Thus, ecosystems tend to lie along elevation bands of roughly constant climate. This is called altitudinal zonation.[20]
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In regions with dry climates, the tendency of mountains to have higher precipitation as well as lower temperatures also provides for varying conditions, which enhances zonation.[8][21]
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Some plants and animals found in altitudinal zones tend to become isolated since the conditions above and below a particular zone will be inhospitable and thus constrain their movements or dispersal. These isolated ecological systems are known as sky islands.[22]
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Altitudinal zones tend to follow a typical pattern. At the highest elevations, trees cannot grow, and whatever life may be present will be of the alpine type, resembling tundra.[21] Just below the tree line, one may find subalpine forests of needleleaf trees, which can withstand cold, dry conditions.[23] Below that, montane forests grow. In the temperate portions of the earth, those forests tend to be needleleaf trees, while in the tropics, they can be broadleaf trees growing in a rain forest.
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The highest known permanently tolerable altitude is at 5,950 metres (19,520 ft).[24] At very high altitudes, the decreasing atmospheric pressure means that less oxygen is available for breathing, and there is less protection against solar radiation (UV).[8] Above 8,000 metres (26,000 ft) elevation, there is not enough oxygen to support human life. This is known as the "death zone".[25] The summits of Mount Everest and K2 are in the death zone.
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Mountains are generally less preferable for human habitation than lowlands, because of harsh weather and little level ground suitable for agriculture. While 7% of the land area of Earth is above 2,500 metres (8,200 ft),[8]:14 only 140 million people live above that altitude[26] and only 20-30 million people above 3,000 metres (9,800 ft) elevation.[27] About half of mountain dwellers live in the Andes, Central Asia, and Africa.[9]
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With limited access to infrastructure, only a handful of human communities exist above 4,000 metres (13,000 ft) of elevation. Many are small and have heavily specialized economies, often relying on industries such as agriculture, mining, and tourism.[citation needed] An example of such a specialized town is La Rinconada, Peru, a gold-mining town and the highest elevation human habitation at 5,100 metres (16,700 ft).[28] A counterexample is El Alto, Bolivia, at 4,150 metres (13,620 ft), which has a highly diverse service and manufacturing economy and a population of nearly 1 million.[29]
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Traditional mountain societies rely on agriculture, with higher risk of crop failure than at lower elevations. Minerals often occur in mountains, with mining being an important component of the economics of some montane societies. More recently, tourism supports mountain communities, with some intensive development around attractions such as national parks or ski resorts.[8]:17 About 80% of mountain people live below the poverty line.[9]
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Most of the world's rivers are fed from mountain sources, with snow acting as a storage mechanism for downstream users.[8]:22 More than half of humanity depends on mountains for water.[30][31]
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In geopolitics mountains are often seen as preferable "natural boundaries" between polities.[32][33]
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Mountain climbing, or alpinism is the sport, hobby or profession of hiking, skiing, and climbing mountains. While mountaineering began as attempts to reach the highest point of unclimbed big mountains it has branched into specializations that address different aspects of the mountain and consists of three areas: rock-craft, snow-craft and skiing, depending on whether the route chosen is over rock, snow or ice. All require experience, athletic ability, and technical knowledge to maintain safety.[34]
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Mountains often play a significant role in religions and philosophical beliefs. There are for example a number of sacred mountains within Greece such as Mount Olympos which was held to be the home of the gods.[35] In Japanese culture, the 3,776.24 m (12,389 ft volcano of Mount Fuji is also held to be sacred with tens of thousands of Japanese ascending it each year.[36] In Ireland, pilgrimages are made up the 952 metres (3,123 ft) Mount Brandon by Irish Catholics.[37] The Himalayan peak of Nanda Devi is associated with the Hindu goddesses Nanda and Sunanda;[38] it has been off-limits to climbers since 1983.
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Heights of mountains are typically measured above sea level. Using this metric, Mount Everest is the highest mountain on Earth, at 8,848 metres (29,029 ft).[40] There are at least 100 mountains with heights of over 7,200 metres (23,622 ft) above sea level, all of which are located in central and southern Asia. The highest mountains above sea level are generally not the highest above the surrounding terrain. There is no precise definition of surrounding base, but Denali,[41] Mount Kilimanjaro and Nanga Parbat are possible candidates for the tallest mountain on land by this measure. The bases of mountain islands are below sea level, and given this consideration Mauna Kea (4,207 m (13,802 ft) above sea level) is the world's tallest mountain and volcano, rising about 10,203 m (33,474 ft) from the Pacific Ocean floor.[42]
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The highest mountains are not generally the most voluminous. Mauna Loa (4,169 m or 13,678 ft) is the largest mountain on Earth in terms of base area (about 2,000 sq mi or 5,200 km2) and volume (about 18,000 cu mi or 75,000 km3).[43] Mount Kilimanjaro is the largest non-shield volcano in terms of both base area (245 sq mi or 635 km2) and volume (1,150 cu mi or 4,793 km3). Mount Logan is the largest non-volcanic mountain in base area (120 sq mi or 311 km2).
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The highest mountains above sea level are also not those with peaks farthest from the centre of the Earth, because the figure of the Earth is not spherical. Sea level closer to the equator is several miles farther from the centre of the Earth. The summit of Chimborazo, Ecuador's tallest mountain, is usually considered to be the farthest point from the Earth's centre, although the southern summit of Peru's tallest mountain, Huascarán, is another contender.[44] Both have elevations above sea level more than 2 kilometres (6,600 ft) less than that of Everest.
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The Himalayas, or Himalaya (/ˌhɪməˈleɪə, hɪˈmɑːləjə/), (Sanskrit: himá (हिम, "snow") and ā-laya (आलय, "abode, receptacle, dwelling")), is a mountain range in Asia separating the plains of the Indian subcontinent from the Tibetan Plateau. The range has many of Earth's highest peaks, including the highest, Mount Everest in (Nepal-China)border. The Himalayas include over fifty mountains exceeding 7,200 m (23,600 ft) in elevation, including ten of the fourteen 8,000-metre peaks. By contrast, the highest peak outside Asia (Aconcagua, in the Andes) is 6,961 m (22,838 ft) tall.[1]
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Lifted by the subduction of the Indian tectonic plate under the Eurasian Plate, the Himalayan mountain range runs west-northwest to east-southeast in an arc 2,400 km (1,500 mi) long.[2] Its western anchor, Nanga Parbat, lies just south of the northernmost bend of the Indus river. Its eastern anchor, Namcha Barwa, is just west of the great bend of the Yarlung Tsangpo River (upper stream of the Brahmaputra River). The Himalayan range is bordered on the northwest by the Karakoram and the Hindu Kush ranges. To the north, the chain is separated from the Tibetan Plateau by a 50–60 km (31–37 mi) wide tectonic valley called the Indus-Tsangpo Suture.[3] Towards the south the arc of the Himalaya is ringed by the very low Indo-Gangetic Plain.[4] The range varies in width from 350 km (220 mi) in the west (Pakistan) to 150 km (93 mi) in the east (Arunachal Pradesh).[5]
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The Himalayas are inhabited by 52.7 million people,[5] and are spread across five countries: Bhutan, China, India, Nepal and Pakistan. The Hindu Kush range in Afghanistan[6] and Hkakabo Razi in Myanmar are normally not included, but they are both (with the addition of Bangladesh) part of the greater Hindu Kush Himalayan (HKH) river system.[7][full citation needed]
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The name of the range derives from the Sanskrit Himālaya (हिमालय, "Abode of the Snow"), from himá (हिम, "snow") and ā-laya (आलय, "receptacle, dwelling").[8] They are now known as the "Himalaya Mountains", usually shortened to the "Himalayas". Formerly, they were described in the singular as the Himalaya and rendered as Himavan in older writings. This was also previously transcribed as Himmaleh, as in Emily Dickinson's poetry[9][10] and Henry David Thoreau's essays.[11]
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The mountains are known as the Himālaya in Nepali and Hindi (both written हिमालय), the Himalaya (ཧི་མ་ལ་ཡ་) or 'The Land of Snow' (གངས་ཅན་ལྗོངས་) in Tibetan, the Himāliya Mountain Range (Urdu: سلسلہ کوہ ہمالیہ) in Urdu and the Ximalaya Mountain Range (simplified Chinese: 喜马拉雅山脉; traditional Chinese: 喜馬拉雅山脉; pinyin: Xǐmǎlāyǎ Shānmài) in Chinese. (Cantonese: heimalainga sanmat.)
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The Himalayas consist of parallel mountain ranges: the Sivalik Hills on the south; the Lower Himalayan Range; the Great Himalayas, which is the highest and central range; and the Tibetan Himalayas on the north.[12] The Karakoram are generally considered separate from the Himalayas.
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In the middle of the great curve of the Himalayan mountains lie the 8,000 m (26,000 ft) peaks of Dhaulagiri and Annapurna in Nepal, separated by the Kali Gandaki Gorge. The gorge splits the Himalayas into Western and Eastern sections both ecologically and orographically – the pass at the head of the Kali Gandaki the Kora La is the lowest point on the ridgeline between Everest and K2 (the highest peak of the Karakoram range and of Pakistan). To the east of Annapurna are the 8,000 m (5.0 mi) peaks of Manaslu and across the border in Tibet, Shishapangma. To the south of these lies Kathmandu, the capital of Nepal and the largest city in the Himalayas. East of the Kathmandu Valley lies valley of the Bhote/Sun Kosi river which rises in Tibet and provides the main overland route between Nepal and China – the Araniko Highway/China National Highway 318. Further east is the Mahalangur Himal with four of the world's six highest mountains, including the highest: Cho Oyu, Everest, Lhotse and Makalu. The Khumbu region, popular for trekking, is found here on the south-western approaches to Everest. The Arun river drains the northern slopes of these mountains, before turning south and flowing to the range to the east of Makalu.
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In the far east of Nepal, the Himalayas rise to the Kanchenjunga massif on the border with India, the third highest mountain in the world, the most easterly 8,000 m (26,000 ft) summit and the highest point of India. The eastern side of Kanchenjunga is in the Indian state of Sikkim. Formerly an independent Kingdom, it lies on the main route from India to Lhasa, Tibet, which passes over the Nathu La pass into the Tibet. East of Sikkim lies the ancient Buddhist Kingdom of Bhutan. The highest mountain in Bhutan is Gangkhar Puensum, which is also a strong candidate for the highest unclimbed mountain in the world. The Himalayas here are becoming increasingly rugged with heavily forested steep valleys. The Himalayas continue, turning slightly northeast, through the Indian State of Arunachal Pradesh as well as Tibet, before reaching their easterly conclusion in the peak of Namche Barwa, situated in Tibet inside the great bend of the Yarlang Tsangpo river. On the other side of the Tsangpo, to the east, are the Kangri Garpo mountains. The high mountains to the north of the Tsangpo including Gyala Peri, however, are also sometimes also included in the Himalayas.
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Going west from Dhaulagiri, Western Nepal is somewhat remote and lacks major high mountains, but is home to Rara Lake, the largest lake in Nepal. The Karnali River rises in Tibet but cuts through the center of the region. Further west, the border with India follows the Sarda River and provides a trade route into China, where on the Tibetan plateau lies the high peak of Gurla Mandhata. Just across Lake Manasarovar from this lies the sacred Mount Kailash in the Kailash Ranges, which stands close to the source of the four main rivers of Himalayas and is revered in Hinduism, Buddhism, Sufism, Jainism, and Bonpo. In the newly created Indian state of Uttarkhand, the Himalayas rise again as the Kumaon Himalayas with the high peaks of Nanda Devi and Kamet. The state is also home to the important pilgrimage destinations of Chaar Dhaam, with Gangotri, the source of holy river Ganga, Yamunotri, the source of river Yamuna, and the temples at Badrinath and Kedarnath.
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The next Himalayan Indian state, Himachal Pradesh, it is noted for its hill stations, particularly Shimla, the summer capital of the British Raj, and Dharmasala, the centre of the Tibetan community in exile in India. This area marks the start of the Punjab Himalaya and the Sutlej river, the most easterly of the five tributaries of the Indus, cuts through the range here. Further west, the Himalayas form most of the southern portion of Jammu and Kashmir and Ladakh, which are disputed between India and Pakistan. The twin peaks of Nun Kun are the only mountains over 7,000 m (4.3 mi) in this part of the Himalayas. Beyond lies the renowned Kashmir Valley and the town and lakes of Srinagar. Finally, the Himalayas reach their western end in the dramatic 8000 m peak of Nanga Parbat, which rises over 8,000 m (26,000 ft) above the Indus valley and is the most westerly of the 8000 m summits. The western end terminates at a magnificent point near Nanga Parbat where the Himalayas intersect with the Karakoram and Hindu Kush ranges, in the Pakistani territory of Gilgit-Baltistan.
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The Himalayan range is one of the youngest mountain ranges on the planet and consists mostly of uplifted sedimentary and metamorphic rock. According to the modern theory of plate tectonics, its formation is a result of a continental collision or orogeny along the convergent boundary between the Indo-Australian Plate and the Eurasian Plate. The Arakan Yoma highlands in Myanmar and the Andaman and Nicobar Islands in the Bay of Bengal were also formed as a result of this collision.
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During the Upper Cretaceous, about 70 million years ago, the north-moving Indo-Australian Plate (which has subsequently broken into the Indian Plate and the Australian Plate[14]) was moving at about 15 cm (5.9 in) per year. About 50 million years ago this fast moving Indo-Australian Plate had completely closed the Tethys Ocean, the existence of which has been determined by sedimentary rocks settled on the ocean floor and the volcanoes that fringed its edges. Since both plates were composed of low density continental crust, they were thrust faulted and folded into mountain ranges rather than subducting into the mantle along an oceanic trench.[13] An often-cited fact used to illustrate this process is that the summit of Mount Everest is made of marine limestone from this ancient ocean.[15]
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Today, the Indian plate continues to be driven horizontally at the Tibetan Plateau, which forces the plateau to continue to move upwards.[16] The Indian plate is still moving at 67 mm per year, and over the next 10 million years it will travel about 1,500 km (930 mi) into Asia. About 20 mm per year of the India-Asia convergence is absorbed by thrusting along the Himalaya southern front. This leads to the Himalayas rising by about 5 mm per year, making them geologically active. The movement of the Indian plate into the Asian plate also makes this region seismically active, leading to earthquakes from time to time.
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During the last ice age, there was a connected ice stream of glaciers between Kangchenjunga in the east and Nanga Parbat in the west.[17][18] In the west, the glaciers joined with the ice stream network in the Karakoram, and in the north, they joined with the former Tibetan inland ice. To the south, outflow glaciers came to an end below an elevation of 1,000–2,000 m (3,300–6,600 ft).[17][19] While the current valley glaciers of the Himalaya reach at most 20 to 32 km (12 to 20 mi) in length, several of the main valley glaciers were 60 to 112 km (37 to 70 mi) long during the ice age.[17] The glacier snowline (the altitude where accumulation and ablation of a glacier are balanced) was about 1,400–1,660 m (4,590–5,450 ft) lower than it is today. Thus, the climate was at least 7.0 to 8.3 °C (12.6 to 14.9 °F) colder than it is today.[20]
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Despite their scale, the Himalayas do not form a major watershed, and a number of rivers cut through the range, particularly in the eastern part of the range. As a result, the main ridge of the Himalayas is not clearly defined, and mountain passes are not as significant for traversing the range as with other mountain ranges. The rivers of the Himalayas drain into two large river systems:
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The northern slopes of Gyala Peri and the peaks beyond the Tsangpo, sometimes included in the Himalayas, drain into the Irrawaddy River, which originates in eastern Tibet and flows south through Myanmar to drain into the Andaman Sea. The Salween, Mekong, Yangtze and Yellow River all originate from parts of the Tibetan Plateau that are geologically distinct from the Himalaya mountains and are therefore not considered true Himalayan rivers. Some geologists refer to all the rivers collectively as the circum-Himalayan rivers.[22]
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The great ranges of central Asia, including the Himalayas, contain the third-largest deposit of ice and snow in the world, after Antarctica and the Arctic.[23] The Himalayan range encompasses about 15,000 glaciers, which store about 12,000 km3 (2,900 cu mi) of fresh water.[24] Its glaciers include the Gangotri and Yamunotri (Uttarakhand) and Khumbu glaciers (Mount Everest region), Langtang glacier (Langtang region) and Zemu (Sikkim).
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Owing to the mountains' latitude near the Tropic of Cancer, the permanent snow line is among the highest in the world at typically around 5,500 m (18,000 ft).[25] In contrast, equatorial mountains in New Guinea, the Rwenzoris and Colombia have a snow line some 900 m (2,950 ft) lower.[26] The higher regions of the Himalayas are snowbound throughout the year, in spite of their proximity to the tropics, and they form the sources of several large perennial rivers.
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In recent years, scientists have monitored a notable increase in the rate of glacier retreat across the region as a result of climate change.[27] For example, glacial lakes have been forming rapidly on the surface of debris-covered glaciers in the Bhutan Himalaya during the last few decades. Although the effect of this will not be known for many years, it potentially could mean disaster for the hundreds of millions of people who rely on the glaciers to feed the rivers during the dry seasons.[28]
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The Himalayan region is dotted with hundreds of lakes.[29] Most of the larger lakes are on the northern side of the main range. These include the sacred freshwater Lake Manasarovar, near to Mount Kailas with an area of 420 km2 (160 sq mi) and an altitude of 4,590 m (15,060 ft). It drains into the nearby Lake Rakshastal with an area of 250 km2 (97 sq mi) and slightly lower at 4,575 m (15,010 ft). Pangong Tso, which is spread across the border between India and China, at far western end of Tibet, and Yamdrok Tso, located in south central Tibet, are among the largest with surface areas of 700 km2 (270 sq mi), and 638 km2 (246 sq mi), respectively. Lake Puma Yumco is one of the highest of the larger lakes at an elevation of 5,030 m (16,500 ft).
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South of the main range, the lakes are smaller. Tilicho Lake in Nepal in the Annapurna massif is one of the highest lakes in the world. Other notable lakes include Rara Lake in western Nepal, She-Phoksundo Lake in the Shey Phoksundo National Park of Nepal, Gurudongmar Lake, in North Sikkim, Gokyo Lakes in Solukhumbu district of Nepal and Lake Tsongmo, near the Indo-China border in Sikkim.[29]
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Some of the lakes present a danger of a glacial lake outburst flood. The Tsho Rolpa glacier lake in the Rowaling Valley, in the Dolakha District of Nepal, is rated as the most dangerous. The lake, which is located at an altitude of 4,580 m (15,030 ft) has grown considerably over the last 50 years due to glacial melting.[30][31] The mountain lakes are known to geographers as tarns if they are caused by glacial activity. Tarns are found mostly in the upper reaches of the Himalaya, above 5,500 m (18,000 ft).[32]
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Temperate Himalayan wetlands provide important habitat and layover sites for migratory birds. Many mid and low altitude lakes remain poorly studied in terms of their hydrology and biodiversity, like Khecheopalri in the Sikkim Eastern Himalayas.[33]
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The vast size, huge altitude range and complex topography of the Himalayas mean they experience a wide range of climates, from humid subtropical in the foothills to cold, dry desert conditions on the Tibetan side of the range. For much of Himalayas – that on the south side of the high mountains, except in the furthest west, the most characteristic feature of the climate is the monsoon. Heavy rain arrives on the south-west monsoon in June and persists until September. The monsoon can seriously impact transport and cause major landslides. It restricts tourism – the trekking and mountaineering season is limited to either before the monsoon in April/May or after the monsoon in October/November (autumn). In Nepal and Sikkim, there are often considered to be five seasons: summer, monsoon, autumn, (or post-monsoon), winter and spring.
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Using the Köppen climate classification, the lower elevations of the Himalayas, reaching in mid elevations in central Nepal (including the Kathmandu valley), are classified as Cwa, Humid subtropical climate with dry winters. Higher up, most of the Himalayas have a subtropical highland climate (Cwb).
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In the furthest west of the Himalayas, in the west of the Kashmir valley and the Indus valley, the South Asian monsoon is no longer a dominant factor and most precipitation falls in the spring. Srinagar receives around 723 mm (28 in) around half the rainfall of locations such as Shimla and Kathmandu, with the wettest months being March and April.
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The northern side of the Himalayas, also known as the Tibetan Himalaya, is dry, cold and generally wind swept particularly in the west where it has a cold desert climate. The vegetation is sparse and stunted and the winters are severely cold. Most of the precipitation in the region is in the form of snow during late winter and spring months.
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Local impacts on climate are significant throughout the Himalayas. Temperatures fall by 6.5 °C (11.7 °F) for every 1,000 m (3,300 ft) rise in altitude. This gives rise to a variety of climates from a nearly tropical climate in the foothills, to tundra and permanent snow and ice at higher elevations. Local climate is also affected by the topography: The leeward side of the mountains receive less rain while the well exposed slopes get heavy rainfall and the rain shadow of large mountains can be significant, for example leading to near desert conditions in the Upper Mustang which is sheltered from the monsoon rains by the Annapurna and Dhaulagiri massifs and has annual precipitation of around 300 mm (12 in), while Pokhara on the southern side of the massifs has substantial rainfall (3,900 mm or 150 in a year). Thus although annual precipitation is generally higher in east than the west, local variations are often more important.
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The Himalayas have a profound effect on the climate of the Indian subcontinent and the Tibetan Plateau. They prevent frigid, dry winds from blowing south into the subcontinent, which keeps South Asia much warmer than corresponding temperate regions in the other continents. It also forms a barrier for the monsoon winds, keeping them from traveling northwards, and causing heavy rainfall in the Terai region. The Himalayas are also believed to play an important part in the formation of Central Asian deserts, such as the Taklamakan and Gobi.[34]
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An acceleration of ice loss across the Himalayas over the past 40 years has been proved with satellite photos.[35][36]
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Even if the ambitious 1.5 °C target would be reached, the Himalaya glaciers would expectedly lose one third of their surfaces.[37][38]
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The flora and fauna of the Himalayas vary with climate, rainfall, altitude, and soils. The climate ranges from tropical at the base of the mountains to permanent ice and snow at the highest elevations. The amount of yearly rainfall increases from west to east along the southern front of the range. This diversity of altitude, rainfall and soil conditions combined with the very high snow line supports a variety of distinct plant and animal communities.[29] The extremes of high altitude (low atmospheric pressure) combined with extreme cold favor extremophile organisms.[39][33]
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At high altitudes, the elusive and previously endangered snow leopard is the main predator. Its prey includes members of the goat family grazing on the alpine pastures and living on the rocky terrain, notably the endemic bharal or Himalayan blue sheep. The Himalayan musk deer is also found at high altitude. Hunted for its musk, it is now rare and endangered. Other endemic or near endemic herbivores include the Himalayan tahr, the takin, the Himalayan serow, and the Himalayan goral. The critically endangered Himalayan subspecies of the brown bear is found sporadically across the range as is the Asian black bear. In the mountainous mixed deciduous and conifer forests of the eastern Himalayas, Red panda feed in the dense understories of bamboo. Lower down the forests of the foothills are inhabited by several different primates, including the endangered Gee's golden langur and the Kashmir gray langur, with highly restricted ranges in the east and west of the Himalayas respectively.[33]
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The unique floral and faunal wealth of the Himalayas is undergoing structural and compositional changes due to climate change. Hydrangea hirta is an example of floral species that can be found in this area. The increase in temperature is shifting various species to higher elevations. The oak forest is being invaded by pine forests in the Garhwal Himalayan region. There are reports of early flowering and fruiting in some tree species, especially rhododendron, apple and box myrtle. The highest known tree species in the Himalayas is Juniperus tibetica located at 4,900 m (16,080 ft) in Southeastern Tibet.[40]
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The Himalayan population belongs to distinct cultural isolated indigenous Himalayan population. Those cultures – Hindu (Indian), Buddhist (Tibetan), Islamic (Afghanistan–Iranian) and Animist (Burmese and southeast Asian) – have created here their own individual and unique place.[5]
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There are many cultural aspects of the Himalayas. In Jainism, Mount Ashtapad in Himalayas is a sacred place where the first Jain Tirthankara, Rishabhdeva attained moksha. It is believed that after Rishabhdeva attained nirvana, his son, Emperor Bharata Chakravartin, had constructed three stupas and twenty four shrines of the 24 Tirthankaras with their idols studded with precious stones over there and named it Sinhnishdha.[42][43][44] For the Hindus, the Himalayas are personified as Himavath, the father of the goddess Parvati.[45] The Himalayas is also considered to be the father of the river Ganges. Two of the most sacred places of pilgrimage for the Hindus is the temple complex in Pashupatinath and Muktinath, also known as Saligrama because of the presence of the sacred black rocks called saligrams.[46]
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The Buddhists also lay a great deal of importance on the mountains of the Himalayas. Paro Taktsang is the holy place where Buddhism started in Bhutan.[47] The Muktinath is also a place of pilgrimage for the Tibetan Buddhists. They believe that the trees in the poplar grove came from the walking sticks of eighty-four ancient Indian Buddhist magicians or mahasiddhas. They consider the saligrams to be representatives of the Tibetan serpent deity known as Gawo Jagpa.[48]
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The Himalayan people's diversity shows in many different ways. It shows through their architecture, their languages and dialects, their beliefs and rituals, as well as their clothing.[48] The shapes and materials of the people's homes reflect their practical needs and the beliefs. Another example of the diversity amongst the Himalayan peoples is that handwoven textiles display colors and patterns unique to their ethnic backgrounds. Finally, some people place a great importance on jewellery. The Rai and Limbu women wear big gold earrings and nose rings to show their wealth through their jewellery.[48]
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Several places in the Himalayas are of religious significance in Hinduism, Buddhism, Jainism and Sikhism. A notable example of a religious site is Paro Taktsang, where Padmasambhava is said to have founded Buddhism in Bhutan.[49]
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In Hinduism, the Himalayas have been personified as the king of all Mountain – "Giriraj Himavat", father of Ganga and Parvati (form of Adi Shakti Durga).[50]
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A number of Vajrayana Buddhist sites are situated in the Himalayas, in Tibet, Bhutan and in the Indian regions of Ladakh, Sikkim, Arunachal Pradesh, Spiti and Darjeeling. There were over 6,000 monasteries in Tibet, including the residence of the Dalai Lama.[51] Bhutan, Sikkim and Ladakh are also dotted with numerous monasteries. The Tibetan Muslims have their own mosques in Lhasa and Shigatse.[52]
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The Himalayas are home to a diversity of medicinal resources. Plants from the forests have been used for millennia to treat conditions ranging from simple coughs to snake bites.[46] Different parts of the plants – root, flower, stem, leaves, and bark – are used as remedies for different ailments. For example, a bark extract from an abies pindrow tree is used to treat coughs and bronchitis. Leaf and stem paste from an arachne cordifolia is used for wounds and as an antidote for snake bites. The bark of a callicarpa arborea is used for skin ailments.[46] Nearly a fifth of the gymnosperms, angiosperms and pteridophytes in the Himalayas are found to have medicinal properties, and more are likely to be discovered.[46]
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Most of the population in some Asian and African countries depend on medicinal plants rather than prescriptions and such.[45] Since so many people use medicinal plants as their only source of healing in the Himalayas, the plants are an important source of income. This contributes to economic and modern industrial development both inside and outside the region.[45] The only problem is that locals are rapidly clearing the forests on the Himalayas for wood, often illegally.[53]
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The Himalayas are also a source of many minerals and precious stones. Amongst the tertiary rocks, are vast potentials of mineral oil. There is coal located in Kashmir, and precious stones located in the Himalayas. There is also gold, silver, copper, zinc, and many other such minerals and metals located in at least 100 different places in these mountains.[54]
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Goosebumps is a series of children's horror fiction novels by American author R. L. Stine, published by Scholastic Publishing. The stories follow child characters, who find themselves in scary situations, usually involving monsters and other supernatural elements. From 1992 to 1997, sixty-two books were published under the Goosebumps umbrella title. Various spin-off series were written by Stine: Goosebumps Series 2000, Give Yourself Goosebumps, Tales to Give You Goosebumps, Goosebumps Triple Header, Goosebumps HorrorLand, Goosebumps Most Wanted and Goosebumps SlappyWorld.[2] Another series, Goosebumps Gold, was never released. Goosebumps has spawned a television series and merchandise, as well as a series of feature films, starring Jack Black as Stine.
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Since the release of its first novel, Welcome to Dead House, in July 1992, the series has sold over 400 million books worldwide in thirty-two languages, becoming the second-best-selling book series in history, after J. K. Rowling's Harry Potter. Individual books in the series have been listed in several bestseller lists, including the New York Times Best Seller list for children.
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The Goosebumps series falls under the children's fiction, horror and thriller genres, although Stine characterizes the series as "scary books that are also funny".[3] Each book features different child characters[4] and settings.[5] The primary protagonists are middle class and can be either male or female.[6] The primary protagonists of a Goosebumps story are often situated in a remote location or somehow isolated from typical societal conventions. This can range anywhere from comfortable suburban areas to boarding schools, foreign villages or campsites.[7] Books typically feature characters who either recently moved to a new neighborhood or are sent to stay with relatives.[6]
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The books in the Goosebumps series feature similar plot structures[8] with fictional children being involved in scary situations.[9] At his peak, Stine was known to complete these stories extremely quickly, some of which were written in only six days.[10] The books are mostly written in first person narrative, often concluding with twist endings.[11] They contain surreal horror,[6] with characters encountering the strange and supernatural.[12] The author has plot devices he follows throughout his Goosebumps books. Stine says he does not have any death in his stories, and the children in his novels are never put into situations that would be considered too serious.[13] He attributed the success of his books to their absence of drugs, depravity and violence.[14]
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According to the documentary Tales from the Crypt: From Comic Books to Television, R.L. Stine said that he remembered reading the popular/infamous Tales from the Crypt comic books when he was young and credited as one of his inspirations. Books and characters in the series were inspired by books and films. For example, the character Slappy the Dummy was inspired by the literary classic The Adventures of Pinocchio.[15] Some of Stine's ideas for the books also came from real life; Stine got the idea for the book The Haunted Mask after his son, Matt, had a Halloween mask he had trouble getting off.[16] Stine also uses his childhood fears to help him write his books. The author said, "Luckily, I have a great memory. As I write a story, I can remember what it feels like to be afraid and panicky".[17] Stine states he often thinks of a title to a novel first, then lets the title lead him to a story.[18]
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Two common themes in the series are children triumphing over evil and children facing horrid or frightening situations and using their own wit and imagination to escape them.[19] Stine does not attempt to incorporate moral lessons into his novels, and says his books are "strictly reading motivation".[20]
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Recurring characters who appear in multiple books and media.
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Following the success of Stine's young adult horror novels, the co-founder of Parachute Press (the company that developed the series),[22] Joan Waricha, persuaded him to write scary books for younger children.[23] Stine says the name for the book series came to him after he saw a TV station's ad in TV Guide that stated "It’s goosebumps week on Channel 11".[24][25] He originally signed a six-book deal with the publisher Scholastic,[26] but went on to write 62 books in the original series, the first book being Welcome to Dead House, released in July 1992. The series was originally aimed at girls, but both boys and girls enjoyed the series equally with half of Stine's fan mail being sent from boys.[13] The cover illustrations for this series were first done by Tim Jacobus.[27] Thirty-Two of the books from the original series were later re-released with new artwork under the Classic Goosebumps rename.[28]
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The books in the Tales to Give You Goosebumps and Goosebumps Triple Header series were written as short story anthologies, featuring a collection of stories in each book.[29] From 1994 to 1997, six Tales to Give You Goosebumps books were published. Two Goosebumps Triple Header books were released from 1997 to 1998, beginning with Three Shocking Tales of Terror: Book 1.[30]
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Fifty Give Yourself Goosebumps books were published from 1995 to 2000, starting with Escape from the Carnival of Horrors. The books in this series were written as gamebooks, featuring multiple endings.[31] The books in this series were ghostwritten by several authors, including Kathryn Lance and Stine's sister-in-law Megan Stine.[32][33][34] Many of the cover illustrations for this series were done by Mark Nagata.[35]
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Due to declining Goosebumps sales and increasing competition, Scholastic and R. L. Stine decided to create Goosebumps Series 2000.[36] From 1998 to 2000, 25 books in the series were published, beginning with Cry of the Cat. The books in this series were written in a similar format and featured similar content to the original series,[37] but Stine classified them as being "much scarier."[26] The covers in this series were illustrated by Tim Jacobus.[27]
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The books in the Goosebumps Gold series appeared on illustrator Tim Jacobus's website[38] and marketing sites but were never released. In this series, Stine intended to write a sequel to The Haunted Mask II (The Haunted Mask Lives!), and a sequel to Welcome to Dead House (Happy Holidays from Dead House). It was one of the two book series by Stine that was planned to be released in 2000 (the other was The Nightmare Room).[39]
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The series was renewed in 2008 following the release of the first book in the Goosebumps HorrorLand series, Revenge of the Living Dummy, that was published on April 1, 2008.[40] Before the 2008 release of Revenge of the Living Dummy, there had not been a Goosebumps book published in almost 10 years.[41] Stine decided to start writing Goosebumps books again after receiving mail asking him to write new books in the series.[42] Nineteen Goosebumps HorrorLand books were published,[43] and books in the series mainly featured two stories.[19] The series continued in 2012 with new stories featuring some of the series' most memorable villains, including Slappy the Dummy, the Lawn Gnomes and others. The first book of the spin-off series Goosebumps Most Wanted, Planet of the Lawn Gnomes, was released in October 2012.[44]
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—Diane Roback, an editor for Publishers Weekly[45]
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Following the release of the first novel in the series, the books quickly became popular, selling a million copies a month soon after they first appeared,[4] and four million copies a month by the mid-1990s.[46] Individual Goosebumps books appeared in the New York Times Best Seller list for children[47] and the USA Today bestseller list.[48][49] In 2001, Publishers Weekly listed 46 books in the series in its list of bestselling children's paperback books of all-time.[50] Goosebumps was a bestseller in many countries, including the United States, the United Kingdom, France, and Australia.[51]
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In 1996, the book series accounted for almost 15% of Scholastic's annual revenue. Following the decline of Goosebumps sales next year, Scholastic's sales had dropped 40%.[52] The decline in Goosebumps book sales had made front-page news of most newspaper business sections, which Patrick Jones stated "demonstrates the impact and importance of R. L. Stine. One writer, it seems, influences the fate of an entire company".[53]
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As of 2008, the Goosebumps series maintains an 82% brand awareness among children 7–12.[54] It is listed as the number two bestselling children's book series of all time[55] and as Scholastic's bestselling children's book series of all time.[56] By 2014, according to Scholastic, there were 350 million copies of Goosebumps books sold in 32 languages,[57] including Chinese, Czech, Spanish, and Hebrew.[51] As of 2008, the book series sells about two million copies annually.[23]
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Three books from the Goosebumps series have won the Nickelodeon Kids' Choice Awards for Favorite Book: Deep Trouble in 1995 (the award category's first year),[58] the book Tales to Give You Goosebumps in 1996,[59] and Deep Trouble II in 1998.[60] In 2000, the series was ranked as the number two children's books by the National Education Association, as chosen by children.[61] In 2003 Goosebumps was listed at number 188 on the BBC's The Big Read poll of the UK's 200 "best-loved novels."[62]
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Slate's Katy Waldman classified a classic Goosebumps story as "funny, icky, and just a bit menacing".[63] Following the release of the first Goosebumps HorrorLand book, Publishers Weekly stated in a starred review that the new Goosebumps series was "deliciously chilling".[64] Two reviewers of the Goosebumps books did not feel that the books were high quality literature. U.S. News & World Report's Marc Silver thought the series was "quite tame". He called the Goosebumps books "subliterature", stating the plotting in the books was careless and that characters in the stories rarely grew.[65] Roderick McGillis, from the academic journal Bookbird, described the books as camp, writing the books "are so artificial, so formulaic, so predictable, so repetitive". McGillis also felt that the content of the Goosebumps series is "thin in the extreme".[66]
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Stine's books have a reputation for getting children excited about reading, which the writer is very proud of.[18] James Carter, writing in Talking Books: Children's Authors Talk About the Craft, Creativity and Process of Writing, stated "regarding Point Horrors and Goosebumps, I feel that anything that children read avidly is a good thing".[67] Librarian and writer Patrick Jones commented that "[t]he real horror is a culture where kids, especially boys, don't read—and Stine has done his best to stop that turn of the screw from happening in his lifetime".[68]
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Goosebumps was listed 15th in the list of most frequently challenged books during 1990–1999[69] and 94th in the list of top banned/challenged books during 2000–2009[70] by the American Library Association (ALA). According to the ALA, a challenge is an attempt by a person or group to remove or restrict materials from a library or school curriculum.[71] The series was challenged for being too frightening for young people and depicting occult or demonic themes.[72] By 1997, the ALA was informed of 46 challenges, over 75% of which occurred in school libraries. The rest of the challenges were held in public libraries or the location of the challenges were unknown.[73] The same year, a hearing by the Anoka-Hennepin School District to ban the books was broadcast by C-SPAN. In the hearing, most of the parents and children felt the books should not be banned,[74] and the school district's book review committee decided to keep the books.[75]
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Walt Disney Records and Scholastic Audiobooks have adapted Goosebumps into numerous audiobooks from 1996–present.
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In the 1990s, a Goosebumps TV series was produced in Canada by Protocol Entertainment in association with Scholastic Productions.[76] The TV anthology series ran for four seasons from 1995 to 1998,[56] premiering on the Fox network on October 27, 1995.[77] The series mainly featured plots based on the Goosebumps books, among them The Haunted Mask and Cuckoo Clock of Doom. The TV series aired in over 100 countries[78] and it was the number one rated children's TV show for three years in the United States.[79] Margaret Loesch, formerly the CEO of Fox Kids, offered Scholastic a TV deal after her son responded positively to the Goosebumps book Say Cheese and Die she had bought for him a day earlier.[46] A book series, titled Goosebumps Presents, was based on the TV series.[32]
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On April 28, 2020, it was announced that a new Goosebumps live action TV series was in the works by Scholastic Entertainment, Sony Pictures Television and Neal H. Moritz's production company Original Film.[80]
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The first attempt at a Goosebumps film was in 1998, which Tim Burton was going to produce. Chris Meledandri, the president of Fox Family Films, said: "I think you'll see us tackling a scale of story that would be prohibitive to do on the small screen".[81] However, the film did not materialize since they could not find a script they liked or determine which book or monster to adapt.[82] Ten years later, Columbia Pictures acquired rights to create a Goosebumps film,[83] with Neal H. Moritz and Deborah Forte, the latter of whom developed the TV series, producing the film.[84] Duo Scott Alexander and Larry Karaszewski were hired as screenwriters[85] and wrote the original script for the film. They felt that the individual books in the series were too short to adapt into a film, so they chose instead to do a fake biographical film in which R. L. Stine writes a book and all the monsters within it become real.[86]
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On January 14, 2012, it was reported that a new draft of the screenplay was written by Darren Lemke. Lemke co-wrote the screenplays for Shrek Forever After and Bryan Singer's Jack the Giant Slayer.[87] Next year in September, it was revealed that Jack Black was to play a fictionalized version of R. L. Stine "whose scary characters literally leap off the page, forcing him to hide from his own creepy creations". Rob Letterman was also confirmed as the director, which would reunite him with Black, after working together on Shark Tale and Gulliver's Travels.[88]
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It was announced in February 2014 that Dylan Minnette was cast as Zach Cooper,[89] and Odeya Rush was cast as R. L. Stine's fictional daughter, Hannah.[90] In the film, which was released on October 16, 2015,[91] Hannah's father R. L. Stine keeps all the monsters in the series locked up in his books. When Zach unintentionally releases the monsters from the books, Zach, Hannah, and Stine team up in order to put the monsters back where they came from.[90] Principal photography on the film began on April 23, 2014 in Candler Park in Atlanta;[92] they also shot the film in Conyers and Madison, Georgia.[90] It ended on July 16.[93]
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There are six Goosebumps video games, two of which have been created for the PC by DreamWorks Interactive.[94][95] A 1996 game entitled Escape from HorrorLand is an interactive sequel to the book One Day at HorrorLand,[96] and a 1997 game entitled Attack of the Mutant was based on the book of the same name. Scholastic released a Goosebumps video game in October 2008 entitled Goosebumps HorrorLand, based on the series of the same name.[97] Another video game, Goosebumps: The Game, a prequel to the 2015 film, was released on October 13, 2015.[98] Goosebumps: Night of Scares, a mobile game based on the film and the book series was released for iOS and Android devices on October 15 of the same year.[99] A Mobile game, Goosebumps: HorrorTown was released in 2018.
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A comic book series, titled Goosebumps Graphix, was written based on books from the original series. There were three books published in the series; the first one, Creepy Creatures, was published on September 1, 2006.[100]
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IDW Comics later released a new Goosebumps comic series, with three issues per arc. Its first arc, Monsters at Midnight, was released from October to December 2017; a second arc, Download and Die!, was released from March to May 2018. The latest arc, Horrors of the Witch House was released from March to May 2019.[101] Each were also released as trade paperbacks.[102]
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Goosebumps has spawned merchandise, including T-shirts, board games, puzzles,[3] hats, fake skulls, dolls,[103] bike helmets, fake blood, and boxer shorts.[104] Goosebumps was also adapted into a stage play by Rupert Holmes in 1998[105] and a stage musical by John Maclay and Danny Abosch in 2016.[106] Goosebumps has an official website, which garners 1.5 million page views each month as of 2008.[107] An attraction based on the series, the Goosebumps HorrorLand Fright Show and FunHouse, opened in October 1997 at Disney-MGM Studios's New York Street.[108] Before it closed, the attraction consisted of a stage play which featured characters from the series; this show played five times a day. The attraction also featured a funhouse, called the Goosebumps HorrorLand Hall of Mirrors, which contained a maze of mirrors along with other props and gags from the series.[109] In 2008, it was announced that Sally Corporation would market Goosebumps rides.[110]
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The books One Day at HorrorLand and A Night in Terror Tower were adapted into two separate board games in 1996. Both games were published by Milton Bradley and designed by Craig Van Ness.[111][112]
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In November 1996, Scholastic, the publisher of the series,[113] and Parachute Press, the developer of the series,[22] agreed to a new contract. Scholastic retained control of book publishing and the TV series, but gave Parachute Press merchandising rights to the series. In September 1997, following a dispute between Scholastic and Parachute Press, Scholastic accused Parachute Press of violating the contract. Scholastic claimed that Parachute Press had been making merchandising deals and issuing press releases without Scholastic's required consent, and had begun withholding payments from them. In November 1997, Parachute responded by alleging Scholastic had repudiated its financial obligations, claiming Scholastic had voided its rights to publish 54 books. Parachute Press filed a lawsuit, which followed with numerous other suits and counter lawsuits[114] over who controls certain rights to the series. In 2003, the two sides reached an agreement, with Scholastic receiving the Goosebumps trademark and all other rights to the series for US$9.65 million.[22]
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A wheelchair is a chair with wheels, used when walking is difficult or impossible due to illness, injury, old age related problems, or disability. These can includes spinal cord injuries (paraplegia, Hemiplegia, and quadriplegia), broken leg(s), cerebral palsy, brain injury, Osteogenesis imperfecta a.k.a. brittle bones, motor neurone diseases (MND), multiple sclerosis (MS), muscular dystrophy (MD), Spina bifida, and more. Wheelchairs come in a wide variety of formats to meet the specific needs of their users. They may include specialized seating adaptions, individualized controls, and may be specific to particular activities, as seen with sports wheelchairs and beach wheelchairs. The most widely recognized distinction is between powered wheelchairs, where propulsion is provided by batteries and electric motors, and manually propelled wheelchairs, where the propulsive force is provided either by the wheelchair user/occupant pushing the wheelchair by hand ("self-propelled"), by an attendant pushing from the rear using handle(s), or by an attendant pushing from the side use a handle attachment.
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The earliest records of wheeled furniture are an inscription found on a stone slate in China and a child's bed depicted in a frieze on a Greek vase, both dating between the 6th and 5th century BCE.[2][3][4][5] The first records of wheeled seats being used for transporting disabled persons date to three centuries later in China; the Chinese used early wheelbarrows to move people as well as heavy objects. A distinction between the two functions was not made for another several hundred years, until around 525 CE, when images of wheeled chairs made specifically to carry people begin to occur in Chinese art.[5]
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Although Europeans eventually developed a similar design, this method of transportation did not exist until 1595[6] when an unknown inventor from Spain built one for King Phillip II. Although it was an elaborate chair having both armrests and leg rests, the design still had shortcomings since it did not feature an efficient propulsion mechanism and thus, requires assistance to propel it. This makes the design more of a modern-day highchair or portable throne for the wealthy rather than a modern-day wheelchair for the disabled.[2]
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In 1655, Stephan Farffler, a 22-year-old paraplegic watchmaker, built the world's first self-propelling chair on a three-wheel chassis using a system of cranks and cogwheels.[6][3] However, the device had an appearance of a hand bike more than a wheelchair since the design included hand cranks mounted at the front wheel.[2]
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The invalid carriage or Bath chair brought the technology into more common use from around 1760.[7]
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In 1887, wheelchairs ("rolling chairs") were introduced to Atlantic City so invalid tourists could rent them to enjoy the Boardwalk. Soon, many healthy tourists also rented the decorated "rolling chairs" and servants to push them as a show of decadence and treatment they could never experience at home.[8]
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In 1933 Harry C. Jennings, Sr. and his disabled friend Herbert Everest, both mechanical engineers, invented the first lightweight, steel, folding, portable wheelchair.[9] Everest had previously broken his back in a mining accident. Everest and Jennings saw the business potential of the invention and went on to become the first mass-market manufacturers of wheelchairs. Their "X-brace" design is still in common use, albeit with updated materials and other improvements. The X-brace idea came to Harry from the men's folding “camp chairs / stools”, rotated 90 degrees, that Harry and Herbert used in the outdoors and at the mines.
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Wooden wheelchair dating to the early part of the 20th century
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19th-century wheelchair
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There are a wide variety of types of wheelchair, differing by propulsion method, mechanisms of control, and technology used. Some wheelchairs are designed for general everyday use, others for single activities, or to address specific access needs. Innovation within the wheelchair industry is relatively common, but many innovations ultimately fall by the wayside, either from over-specialization, or from failing to come to market at an accessible price-point. The iBOT is perhaps the best known example of this in recent years.
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A self-propelled manual wheelchair incorporates a frame, seat, one or two footplates (footrests) and four wheels: usually two caster wheels at the front and two large wheels at the back. There will generally also be a separate seat cushion. The larger rear wheels usually have push-rims of slightly smaller diameter projecting just beyond the tyre; these allow the user to manoeuvre the chair by pushing on them without requiring them to grasp the tyres. Manual wheelchairs generally have brakes that bear on the tyres of the rear wheels, however these are solely a parking brake and in-motion braking is provided by the user's palms bearing directly on the push-rims. As this causes friction and heat build-up, particularly on long downslopes, many wheelchair users will choose to wear padded wheelchair gloves. Manual wheelchairs often have two push handles at the upper rear of the frame to allow for manual propulsion by a second person, however many active wheelchair users will remove these to prevent unwanted pushing from people who believe they are being helpful.
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Everyday manual wheelchairs come in two major varieties, folding or rigid. Folding chairs are generally low-end designs, whose predominant advantage is being able to fold, generally by bringing the two sides together. However this is largely an advantage for part-time users who may need to store the wheelchair more often than use it. Rigid wheelchairs, which are increasingly preferred by full-time and active users, have permanently welded joints and many fewer moving parts. This reduces the energy required to push the chair by eliminating many points where the chair would flex and absorb energy as it moves. Welded rather than folding joints also reduce the overall weight of the chair. Rigid chairs typically feature instant-release rear wheels and backrests that fold down flat, allowing the user to dismantle the chair quickly for storage in a car. A few wheelchairs attempt to combine the features of both designs by providing a fold-to-rigid mechanism in which the joints are mechanically locked when the wheelchair is in use.
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Many rigid models are now made with ultralight materials such as aircraft-grade aluminium and titanium, and wheelchairs of composite materials such as carbon-fibre have started to appear. Ultra lightweight rigid wheelchairs are commonly known as 'active user chairs' as they are ideally suited to independent use. Another innovation in rigid chair design is the installation of shock absorbers, such as Frog Legs, which cushion the bumps over which the chair rolls. These shock absorbers may be added to the front wheels, to the rear wheels, or both. Rigid chairs also have the option for their rear wheels to have a camber, or tilt, which angles the tops of the wheels in toward the chair. This allows for more mechanically efficient propulsion by the user and also makes it easier to hold a straight line while moving across a slope. Sport wheelchairs often have large camber angles to improve stability.
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Rigid-framed chairs are generally made to measure, to suit both the specific size of the user and their needs and preferences around areas such as the "tippyness" of the chair - its stability around the rear axle. Experienced users with sufficient upper-body strength can generally balance the chair on its rear wheels, a "wheelie", and the "tippyness" of the chair controls the ease with which this can be initiated. The wheelie allows an independent wheelchair user to climb and descend curbs and move more easily over small obstacles and irregular ground such as cobbles.
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The rear wheels of self-propelled wheelchairs typically range from 20–24 inches (51–61 cm)in diameter, and commonly resemble bicycle wheels. Wheels are rubber-tired and may be solid, pneumatic or gel-filled. The wheels of folding chairs may be permanently attached, but those for rigid chairs are commonly fitted with quick-release axles activated by depressing a button at the centre of the wheel.
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All major varieties of wheelchair can be highly customized for the user's needs. Such customization may encompass the seat dimensions, height, seat angle, footplates, leg rests, front caster outriggers, adjustable backrests and controls. Various optional accessories are available, such as anti-tip bars or wheels, safety belts, adjustable backrests, tilt and/or recline features, extra support for limbs or head and neck, holders for crutches, walkers or oxygen tanks, drink holders, and mud and wheel-guards as clothing protectors.
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Light weight and high cost are related in the manual wheelchair market. At the low-cost end, heavy, folding steel chairs with sling seats and little adaptability dominate. Users may be temporarily disabled, or using such a chair as a loaner, or simply unable to afford better. These chairs are common as "loaners" at large facilities such as airports, amusement parks and shopping centers. A slightly higher price band sees the same folding design produced in aluminium. Price typically then jumps from low to mid hundreds of pounds/dollars/euros to a four figure price range, with individually custom manufactured lightweight chairs with more options. The high end of the market contains ultra-light models, extensive seating options and accessories, all-terrain features, and so forth. The most expensive manual chairs may rival the cost of a small car.
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An attendant-propelled wheelchair is generally similar to a self-propelled manual wheelchair, but with small diameter wheels at both front and rear. The chair is maneuvered and controlled by a person standing at the rear and pushing on handles incorporated into the frame. Braking is supplied directly by the attendant who will usually also be provided with a foot- or hand-operated parking brake.
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These chairs are common in institutional settings and as loaner-chairs in large public venues. They are usually constructed from steel as light weight is less of a concern when the user is not required to self-propel.
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Specially designed transfer chairs are now required features at airports in much of the developed world in order to allow access down narrow airliner aisles and facilitate the transfer of wheelchair-using passengers to and from their seats on the aircraft.
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An electric-powered wheelchair, commonly called a "powerchair" is a wheelchair which additionally incorporates batteries and electric motors into the frame and that is controlled by either the user or an attendant, most commonly via a small joystick mounted on the armrest, or on the upper rear of the frame. Alternatives exist for the traditional manual joystick, including headswitches, chin-operated joysticks, sip-and-puff controllers or other specialist controls, which may allow independent operation of the wheelchair for a wider population of users with varying motor impairments.[10] Ranges of over 10 miles/15 km are commonly available from standard batteries.
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Powerchairs are commonly divided by their access capabilities. An indoor-chair may only reliably be able to cross completely flat surfaces, limiting them to household use. An indoor-outdoor chair is less limited, but may have restricted range or ability to deal with slopes or uneven surfaces. An outdoor chair is more capable, but will still have a very restricted ability to deal with rough terrain. A very few specialist designs offer a true cross-country capability.
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Powerchairs have access to the full range of wheelchair options, including ones which are difficult to provide in an unpowered manual chair, but have the disadvantage of significant extra weight. Where an ultra-lightweight manual chair may weigh under 10 kg, the largest outdoor power-chairs may weigh 200 kg or more.
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Smaller power chairs often have four wheels, with front or rear wheel drive, but large outdoor designs commonly have six wheels, with small wheels at front and rear and somewhat larger powered wheels in the centre.
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A power-assisted wheelchair is a recent development that uses the frame and seating of a typical rigid manual chair while replacing the standard rear wheels with wheels of similar size which incorporate batteries and battery-powered motors in the hubs. A floating rim design senses the pressure applied by the users push and activates the motors proportionately to provide a power assist. This results in the convenience, and small size of a manual chair while providing motorised assistance for rough/uneven terrain and steep slopes that would otherwise be difficult or impossible to navigate, especially by those with limited upper-body function. As the wheels necessarily come at a weight penalty it is often possible to exchange them with standard wheels to match the capabilities of the wheelchair to the current activity.
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Mobility scooters share some features with powerchairs, but primarily address a different market segment, people with a limited ability to walk, but who might not otherwise consider themselves disabled. Smaller mobility scooters are typically three wheeled, with a base on which is mounted a basic seat at the rear, with a control tiller at the front. Larger scooters are frequently four-wheeled, with a much more substantial seat.
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Opinions are often polarized as to whether mobility scooters should be considered wheelchairs or not, and negative stereotyping of scooter users is worse than for manual or powerchair users. Some commercial organisations draw a distinction between powerchairs and scooters when making access provisions due to a lack of clarity in the law as to whether scooters fall under the same equality legislation as wheelchairs.
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One-arm or single arm drive enables a user to self-propel a manual wheelchair using only a single arm. The large wheel on the same side as the arm to be used is fitted with two concentric handrims, one of smaller diameter than the other. On most models the outer, smaller rim, is connected to the wheel on the opposite side by an inner concentric axle. When both handrims are grasped together, the chair may be propelled forward or backward in a straight line. When either handrim is moved independently, only a single wheel is used and the chair will turn left or right in response to the handrim used. Some wheelchairs, designed for use by hemiplegics, provide a similar function by linking both wheels rigidly together and using one of the footplates to control steering via a linkage to the front caster.
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Reclining or tilt-in-space wheelchairs have seating surfaces which can be tilted to various angles. The original concept was developed by an orthotist, Hugh Barclay, who worked with disabled children and observed that postural deformities such as scoliosis could be supported or partially corrected by allowing the wheelchair user to relax in a tilted position. The feature is also of value to users who are unable to sit upright for extended periods for pain or other reasons.
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In the case of reclining wheelchairs, the seat-back tilts back, and the leg rests can be raised, while the seat base remains in the same position, somewhat similar to a common recliner chair. Some reclining wheelchairs lean back far enough that the user can lie down completely flat. Reclining wheelchairs are preferred in some cases for some medical purposes, such as reducing the risk of pressure sores, providing passive movement of hip and knee joints, and making it easier to perform some nursing procedures, such as intermittent catheterization to empty the bladder and transfers to beds, and also for personal reasons, such as people who like using an attached tray.[11] The use of reclining wheelchairs is particularly common among people with spinal cord injuries such as quadriplegia.[11]
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In the case of tilting wheelchairs, the seat-back, seat base, and leg rests tilt back as one unit, somewhat similar to the way a person might tip a four-legged chair backwards to balance it on the back legs. While fully reclining spreads the person's weight over the entire back side of the body, tilting wheelchairs transfer it from only the buttocks and thighs (in the seated position) to partially on the back and head (in the tilted position).[11] Tilting wheelchairs are preferred for people who use molded or contoured seats, who need to maintain a particular posture, who adversely affected by sheer forces (reclining causes the body to slide slightly every time), or who need to keep a communication device, powered wheelchair controls, or other attached device in the same relative position throughout the day.[11] Tilting wheelchairs are commonly used by people with cerebral palsy, people with some muscle diseases, and people with limited range of motion in the hip or knee joints.[11] Tilting options are more common than reclining options in wheelchairs designed for use by children.[11]
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A standing wheelchair is one that supports the user in a nearly standing position. They can be used as both a wheelchair and a standing frame, allowing the user to sit or stand in the wheelchair as they wish. Some versions are entirely manual, others have powered stand on an otherwise manual chair, while others have full power, tilt, recline and variations of powered stand functions available. The benefits of such a device include, but are not limited to: aiding independence and productivity, raising self-esteem and psychological well-being, heightening social status, extending access, relief of pressure, reduction of pressure sores, improved functional reach, improved respiration, reduced occurrence of UTI, improved flexibility, help in maintaining bone mineral density, improved passive range motion, reduction in abnormal muscle tone and spasticity, and skeletal deformities. Other wheelchairs provide some of the same benefits by raising the entire seat to lift the user to standing height.
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A range of disabled sports have been developed for disabled athletes, including basketball, rugby, tennis, racing and dancing. The wheelchairs used for each sport have evolved to suit the specific needs of that sport and often no longer resemble their everyday cousins. They are usually non-folding (in order to increase rigidity), with a pronounced negative camber for the wheels (which provides stability and is helpful for making sharp turns), and often are made of composite, lightweight materials. Even seating position may be radically different, with racing wheelchairs generally used in a kneeling position. Sport wheelchairs are rarely suited for everyday use, and are often a 'second' chair specifically for sport use, although some users prefer the sport options for everyday use. Some disabled people, specifically lower-limb amputees, may use a wheelchair for sports, but not for everyday activities.[12]
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While most wheelchair sports use manual chairs, some power chair sports, such as powerchair football, exist.
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E-hockey is hockey played from electrical wheelchairs.
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Wheelchair stretchers are a variant of wheeled stretchers/gurneys that can accommodate a sitting patient, or be adjusted to lie flat to help in the lateral (or supine) transfer of a patient from a bed to the chair or back. Once transferred, the stretcher can be adjusted to allow the patient to assume a sitting position.
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All-terrain wheelchairs can allow users to access terrain otherwise completely inaccessible to a wheelchair user. Two different formats have been developed. One hybridises wheelchair and mountain bike technology, generally taking the form of a frame within which the user sits and with four mountain bike wheels at the corners. In general there are no push-rims and propulsion/braking is by pushing directly on the tyres.
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A more common variant is the beach wheelchair (Beach-Going Wheelchair)[13] which can allow better mobility on beach sand, including in the water, on uneven terrain, and even on snow. The common adaptation among the different designs is that they have extra-wide balloon wheels or tires, to increase stability and decrease ground pressure on uneven or unsteady terrain. Different models are available, both manual and battery-driven. In some countries in Europe, where accessible tourism is well established, many beaches have wheelchairs of this type available for loan/hire.
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A smart wheelchair is any powerchair using a control system to augment or replace user control.[14] Its purpose is to reduce or eliminate the user's task of driving a powerchair. Usually, a smart wheelchair is controlled via a computer, has a suite of sensors and applies techniques in mobile robotics, but this is not necessary. The type of sensors most frequently used by smart wheelchairs are the ultrasonic acoustic range finder (i.e. sonar) and infrared red (IR) range finder.[15] The interface may consist of a conventional wheelchair joystick, a "sip-and-puff" device or a touch-sensitive display. This differs from a conventional powerchair, in which the user exerts manual control over speed and direction without intervention by the wheelchair's control system.
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Smart wheelchairs are designed for a variety of user types. Some are designed for users with cognitive impairments, such as dementia, these typically apply collision-avoidance techniques to ensure that users do not accidentally select a drive command that results in a collision. Othersfocus on users living with severe motor disabilities, such as cerebral palsy, or with quadriplegia, and the role of the smart wheelchair is to interpret small muscular activations as high-level commands and execute them. Such wheelchairs typically employ techniques from artificial intelligence, such as path-planning.
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Recent technological advances are slowly improving wheelchair and powerchair technology.
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A variation on the manually-propelled wheelchair is the Leveraged Freedom Chair (LFC), designed by the MIT Mobility Lab. This wheelchair is designed to be low-cost, constructed with local materials, for users in developing countries. Engineering modifications have added hand-controlled levers to the LFC, to enable users to move the chair over uneven ground and minor obstacles, such as bumpy dirt roads, that are common in developing countries. It is under development, and has been tested in Kenya and India so far.
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The addition of geared, all-mechanical wheels for manual wheelchairs is a new development incorporating a hypocycloidal reduction gear into the wheel design. The 2-gear wheels can be added to a manual wheelchair. The geared wheels provide a user with additional assistance by providing leverage through gearing (like a bicycle, not a motor). The two-gear wheels offer two speed ratios- 1:1 (no help, no extra torque) and 2:1, providing 100% more hill climbing force. The low gear incorporates an automatic "hill hold" function which holds the wheelchair in place on a hill between pushes, but will allow the user to override the hill hold to roll the wheels backwards if needed. The low gear also provides downhill control when descending.
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A recent development related to wheelchairs is the handcycle. They come in a variety of forms, from road and track racing models to off-road types modelled after mountain bikes. While dedicated handcycle designs are manufactured, clip-on versions are available than can convert a manual wheelchair to a handcycle in seconds. The general concept is a clip-on front-fork with hand-pedals, usually attaching to a mounting on the footplate. A somewhat related concept is the Freewheel, a large dolley wheel attaching to the front of a manual wheelchair, again generally to the footplate mounting, which improves wheelchair performance over rough terrain. Unlike a handcycle, a wheelchair with Freewheel continues to be propelled via the rear wheels. There are several types of hybrid-powered handcycles where hand-pedals and used along with the electrical motor that helps on hills and large distances.
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The most recent generation of clip-on handcycles is fully electrical wheelchair power add-ons that use Lithium-ion battery, Brushless DC electric motor and light-weight aluminium frames with easy to attach clamps to convert almost any manual wheelchair into electrical trike in seconds. That makes long-distance journeys and everyday tasks much easier and keeps wheelchair user hands clean.
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There have been significant efforts over the past 20 years to develop stationary wheelchair trainer platforms that could enable wheelchair users to exercise as one would on a treadmill or bicycle trainer.[16][17]
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Some devices have been created that could be used in conjunction with virtual travel and interactive gaming similar to an omnidirectional treadmill.[citation needed]
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In 2011, British inventor Andrew Slorance developed Carbon Black the first wheelchair to be made almost entirely out of carbon fibre[18][19]
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Recently, EPFL's CNBI project has succeeded in making wheelchairs that can be controlled by brain impulses.[20][21]
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Interest in electric-powered wheelchairs that are able to climb stairs has increased over the past twenty years. Therefore, many electric wheelchairs with the ability to climb stairs have been developed. Electric-powered wheelchairs with climbing ability need to be stronger and have greater movement in comparison to an electric-powered wheelchair that cannot climb stairs. They must also be stable in order to prevent injury to the wheelchair user. There are currently a number of electric powered wheelchairs that are able to climb stairs available to purchase. Technical developments are continuing in this area.[22]
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Experiments have also been made with unusual variant wheels, like the omniwheel or the mecanum wheel. These allow for a broader spectrum of movement, but have made no mass-market penetration.
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The electric wheelchair shown on the right is fitted with Mecanum wheels (sometimes known as Ilon wheels) which give it complete freedom of movement. It can be driven forwards, backwards, sideways, and diagonally, and also turned round on the spot or turned around while moving, all operated from a simple joystick.
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A beach wheelchair at a public beach in the Netherlands
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A snow wheelchair at an outdoor park
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A Leveraged Freedom Chair wheelchair user in Kenya. The chair has been engineered to be low-cost and usable on the rough roads common in developing countries.
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Wheelchair fitted with Mecanum wheels, taken at an Trade fair in the early 1980s
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Foot propulsion of a manual wheelchair by the occupant is possible for users who have limited hand movement capabilities or simply do not wish to use their hands for propulsion. Foot propulsion also allows patients to exercise their legs to increase blood flow and limit further disability. Users who do this commonly may elect to have a lower seat height and no footplate to better suit the wheelchair to their needs.
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Wheelbase chairs are powered or manual wheelchairs with specially molded seating systems interfaced with them for users with a more complicated posture. A molded seating system involves taking a cast of a person's best achievable seated position and then either carving the shape from memory foam or forming a plastic mesh around it. This seat is then covered, framed, and attached to a wheelbase.
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A bariatric wheelchair is one designed to support larger weights; most standard chairs are designed to support no more than 250 lb (113 kg) on average.
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Pediatric wheelchairs are another available subset of wheelchairs. These can address needs such as being able to play on the floor with other children, or cater for children in large hip-spica casts due to problems such as hip dysplasia.
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Hemi wheelchairs have lower seats which are designed for easy foot propulsion. The decreased seat height also allows them to be used by children and shorter individuals.
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A knee scooter is a related device with some features of a wheelchair and some of walking aids. Unlike wheelchairs they are only suitable for below knee injuries to a single leg. The user rests the injured leg on the scooter, grasps the handlebars, and pushes with the uninjured leg.
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Some walkers can be used as a wheelchair. These walkers have a seat and foot plates, so an attendant can push while the patient is sitting on the walker. This is useful for a person who gets tired while walking with a walker, or have a limited walking range meaning the person can walk, but after a while the person will collapse and fall to the ground.
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A commode wheelchair is a wheelchair made for the bathroom. A commode wheelchair has a hole on the seat so the user does not have to transfer into the toilet. Sometimes the hole can be covered. Sometimes there is a pan attached to the hole, so the user can pee/poop without having to wheel over the toilet.
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Adapting the built environment to make it more accessible to wheelchair users is one of the key campaigns of disability rights movements and local equality legislation such the Americans with Disabilities Act of 1990 (ADA). The social model of disability defines 'disability' as the discrimination experienced by people with impairments as a result of the failure of society to provide the adaptions needed for them to participate in society as equals. This includes both physical adaption of the built environment and adaption of organizational and social structures and attitudes. A core principle of access is universal design - that all people regardless of disability are entitled to equal access to all parts of society like public transportation and buildings. A wheelchair user is less disabled in an environment without stairs.
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Access starts outside of the building, with the provision of reduced height kerb-cuts where wheelchair users may need to cross roads, and the provision of adequate wheelchair parking, which must provide extra space in order to allow wheelchair users to transfer directly from seat to chair. Some tension exists between access provisions for visually impaired pedestrians and wheelchair users and other mobility impaired pedestrians as textured paving, vital for visually impaired people to recognise the edge of features such as light-controlled crossings, is uncomfortable at best, and dangerous at worst, to those with mobility impairments.
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For access to public buildings, it is frequently necessary to adapt older buildings with features such as ramps or elevators in order to allow access by wheelchair users and other people with mobility impairments. Other important adaptations can include powered doors, lowered fixtures such as sinks and water fountains, and accessible toilets with adequate space and grab bars to allow the disabled person to transfer out of their wheelchair onto the fixture. Access needs for people with other disabilities, for instance visual impairments, may also be required, such as by provision of high visibility markings on the edges of steps and braille labelling. Increasingly new construction for public use is required by local equality laws to have these features incorporated at the design stage.
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The same principles of access that apply to public buildings also apply to private homes and may be required as part of local building regulations. Important adaptations include external access, providing sufficient space for a wheelchair user to move around the home, doorways that are wide enough for convenient use, access to upper floors, where they exist, which can be provided either by dedicated wheelchair lifts, or in some cases by using a stairlift to transfer between wheelchairs on different floors, and by providing accessible bathrooms with showers and/or bathtubs that are designed for accessibility. Accessible bathrooms can permit the use of mobile shower chairs or transfer benches to facilitate bathing for people with disabilities. Wet rooms are bathrooms where the shower floor and bathroom floor are one continuous waterproof surface. Such floor designs allow a wheelchair user using a dedicated shower chair, or transferring onto a shower seat, to enter the shower without needing to overcome a barrier or lip.
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The construction of low floor trams and buses is increasingly required by law, whereas the use of inaccessible features such as paternoster lifts in public buildings without any alternative methods of wheelchair access is increasingly deprecated. Modern architecture is increasingly required by law and recognised good practise to incorporate better accessibility at the design stage.
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In many countries, such as the UK, the owners of inaccessible buildings who have not provided permanent access measures are still required by local equality legislation to provide 'reasonable adjustments' to ensure that disabled people are able to access their services and are not excluded. These may range from keeping a portable ramp on hand to allow a wheelchair user to cross an inaccessible threshold, to providing personal service to access goods they are not otherwise able to reach.
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Public transit vehicles are increasingly required to be accessible to people who use wheelchairs.
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In the UK, all single deck buses are required to be accessible to wheelchair users by 2017, all double-deck coaches by 2020. Similar requirements exist for trains, with most trains already incorporating a number of wheelchair-spaces.
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The EU has required airline and airport operators to support the use of airports and airliners by wheelchair users and other 'Persons with Reduced Mobility' since the introduction of EU Directive EC1107/2006.
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In Los Angeles there is a program to remove a small amount of seating on some trains to make more room for bicycles and wheelchairs.[23]
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New York City's entire bus system is wheelchair-accessible, and a multimillion-dollar renovation program is underway to provide elevator access to many of the city's 485 subway stations.
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In Adelaide, Australia, all public transport has provision for at least two wheelchairs per bus, tram or train. In addition all trains have space available for bicycles.
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The Washington, D.C. Metro system features complete accessibility on all its subways and buses.
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In Paris, France, the entire bus network, i.e. 60 lines, has been accessible to wheelchair users since 2010.[24]
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In the United States a wheelchair that has been designed and tested for use as a seat in motor vehicles is often referred to as a "WC19 Wheelchair" or a "transit wheelchair". ANSI-RESNA WC19 (officially, SECTION 19 ANSI/RESNA WC/VOL. 1 Wheelchairs for use in Motor Vehicles) is a voluntary standard for wheelchairs designed for use when traveling facing forward in a motor vehicle. ISO 7176/19 is an international transit wheelchair standard that specifies similar design and performance requirements as ANSI/RESNA WC19.
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There are special vans equipped for wheelchairs. These vans are large and have a ramp on a side door or the back door, so a wheelchair can get inside the vehicle while the user is still in it. Some of the back seats will be removed and replaced with wheelchair security harnesses. Sometimes wheelchair vans are equipped so the wheelchair user can drive the van without getting out of the wheelchair.
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A vehicle can be equipped with hand controls. Hand controls are used when a person can move their legs to push the pedals. The hand controls do the pushing of the pedals. Some racecar drivers are paralyzed and use hand controls.
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Several organizations exist that help to give and receive wheelchair equipment. Organizations that accept wheelchair equipment donations typically attempt to identify recipients and match them with the donated equipment they have received. Organizations that accept donations in the form of money for wheelchairs typically have the wheelchairs manufactured and distributed in large numbers, often in developing countries. Organizations focusing on wheelchairs include Direct Relief, the Free Wheelchair Mission, Hope Haven, Personal Energy Transportation, the Wheelchair Foundation and WheelPower.
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In the United Kingdom wheelchairs are supplied and maintained free of charge for disabled people whose need for such a chair is permanent.[25]
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Wheelchair seating systems are designed both to support the user in the sitting position and to redistribute pressure from areas of the body that are at risk of pressure ulcers.[26] For someone in the sitting position, the parts of the body that are the most at risk for tissue breakdown include the ischial tuberosities, coccyx, sacrum and greater trochanters. Wheelchair cushions are the prime method of delivering this protection and are nearly universally used. Wheelchair cushions are also used to provide stability, comfort, aid posture and absorb shock.[27] Wheelchair cushions range from simple blocks of foam costing a few pounds or dollars, to specifically engineered multilayer designs with costs running into the hundreds of pounds/dollars/euros.
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Prior to 1970, little was known about the effectiveness of wheelchair cushions and there was not a clinical method of evaluating wheelchair seat cushions. Most recently, pressure imaging (or pressure mapping) is used to help determine each individual's pressure distribution to properly determine and fit a seating system.[28][29][30]
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While almost all wheelchair users will use a wheelchair cushion, some users need more extensive postural support. This can be provided by adaptions to the back of the wheelchair, which can provide increased rigidity, head/neck rests and lateral support and in some cases by adaptions to the seat such as pommels and knee-blocks. Harnesses may also be required.
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There are a wide range of accessories for wheelchairs. There are cushions, cup holders, seatbelts, storage bags, lights, and more.
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A wheelchair user uses seatbelts for security or posture. Some wheelchair users want to use a seatbelt to make sure they never fall out of the wheelchair. Other wheelchair users use a seatbelt because they can sit up straight on their own.
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1 |
+
|
2 |
+
|
3 |
+
In thermodynamics, heat is energy in transfer to or from a thermodynamic system, by mechanisms other than thermodynamic work or transfer of matter.[1][2][3][4][5][6][7] The various mechanisms of energy transfer that define heat are stated in the next section of this article.
|
4 |
+
|
5 |
+
Like thermodynamic work, heat transfer is a process involving more than one system, not a property of any one system. In thermodynamics, energy transferred as heat contributes to change in the system's cardinal energy variable of state, for example its internal energy, or for example its enthalpy. This is to be distinguished from the ordinary language conception of heat as a property of an isolated system.
|
6 |
+
|
7 |
+
The quantity of energy transferred as heat in a process is the amount of transferred energy excluding any thermodynamic work that was done and any energy contained in matter transferred. For the precise definition of heat, it is necessary that it occur by a path that does not include transfer of matter.[8]
|
8 |
+
|
9 |
+
Though not immediately by the definition, but in special kinds of process, quantity of energy transferred as heat can be measured by its effect on the states of interacting bodies. For example, respectively in special circumstances, heat transfer can be measured by the amount of ice melted, or by change in temperature of a body in the surroundings of the system.[9] Such methods are called calorimetry.
|
10 |
+
|
11 |
+
The conventional symbol used to represent the amount of heat transferred in a thermodynamic process is Q. As an amount of energy (being transferred), the SI unit of heat is the joule (J).
|
12 |
+
|
13 |
+
The mechanisms of energy transfer that define heat include conduction, through direct contact of immobile bodies, or through a wall or barrier that is impermeable to matter; or radiation between separated bodies; or friction due to isochoric mechanical or electrical or magnetic or gravitational work done by the surroundings on the system of interest, such as Joule heating due to an electric current driven through the system of interest by an external system, or through a magnetic stirrer. When there is a suitable path between two systems with different temperatures, heat transfer occurs necessarily, immediately, and spontaneously from the hotter to the colder system. Thermal conduction occurs by the stochastic (random) motion of microscopic particles (such as atoms or molecules). In contrast, thermodynamic work is defined by mechanisms that act macroscopically and directly on the system's whole-body state variables; for example, change of the system's volume through a piston's motion with externally measurable force; or change of the system's internal electric polarization through an externally measurable change in electric field. The definition of heat transfer does not require that the process be in any sense smooth. For example, a bolt of lightning may transfer heat to a body.
|
14 |
+
|
15 |
+
Convective circulation allows one body to heat another, through an intermediate circulating fluid that carries energy from a boundary of one to a boundary of the other; the actual heat transfer is by conduction and radiation between the fluid and the respective bodies.[10][11][12] Convective circulation, though spontaneous, does not necessarily and immediately occur simply because of some slight temperature difference; for it to occur in a given arrangement of systems, there is a threshold that must be crossed.
|
16 |
+
|
17 |
+
Although heat flows spontaneously from a hotter body to a cooler one, it is possible to construct a heat pump which expends work to transfer energy from a colder body to a hotter body. In contrast, a heat engine reduces an existing temperature difference to supply work to another system. Another thermodynamic type of heat transfer device is an active heat spreader, which expends work to speed up transfer of energy to colder surroundings from a hotter body, for example a computer component.[13]
|
18 |
+
|
19 |
+
As a form of energy, heat has the unit joule (J) in the International System of Units (SI). However, in many applied fields in engineering the British thermal unit (BTU) and the calorie are often used. The standard unit for the rate of heat transferred is the watt (W), defined as one joule per second.
|
20 |
+
|
21 |
+
Use of the symbol Q for the total amount of energy transferred as heat is due to Rudolf Clausius in 1850:
|
22 |
+
|
23 |
+
Heat released by a system into its surroundings is by convention a negative quantity (Q < 0); when a system absorbs heat from its surroundings, it is positive (Q > 0). Heat transfer rate, or heat flow per unit time, is denoted by
|
24 |
+
|
25 |
+
|
26 |
+
|
27 |
+
|
28 |
+
|
29 |
+
|
30 |
+
Q
|
31 |
+
˙
|
32 |
+
|
33 |
+
|
34 |
+
|
35 |
+
|
36 |
+
|
37 |
+
{\displaystyle {\dot {Q}}}
|
38 |
+
|
39 |
+
. This should not be confused with a time derivative of a function of state (which can also be written with the dot notation) since heat is not a function of state.[15]
|
40 |
+
Heat flux is defined as rate of heat transfer per unit cross-sectional area (units watts per square metre).
|
41 |
+
|
42 |
+
In 1856, Rudolf Clausius, referring to closed systems, in which transfers of matter do not occur, defined the second fundamental theorem (the second law of thermodynamics) in the mechanical theory of heat (thermodynamics): "if two transformations which, without necessitating any other permanent change, can mutually replace one another, be called equivalent, then the generations of the quantity of heat Q from work at the temperature T, has the equivalence-value:"[16][17]
|
43 |
+
|
44 |
+
In 1865, he came to define the entropy symbolized by S, such that, due to the supply of the amount of heat Q at temperature T the entropy of the system is increased by
|
45 |
+
|
46 |
+
In a transfer of energy as heat without work being done, there are changes of entropy in both the surroundings which lose heat and the system which gains it. The increase, ΔS, of entropy in the system may be considered to consist of two parts, an increment, ΔS′ that matches, or 'compensates', the change, −ΔS′, of entropy in the surroundings, and a further increment, ΔS′′ that may be considered to be 'generated' or 'produced' in the system, and is said therefore to be 'uncompensated'. Thus
|
47 |
+
|
48 |
+
This may also be written
|
49 |
+
|
50 |
+
The total change of entropy in the system and surroundings is thus
|
51 |
+
|
52 |
+
This may also be written
|
53 |
+
|
54 |
+
It is then said that an amount of entropy ΔS′ has been transferred from the surroundings to the system. Because entropy is not a conserved quantity, this is an exception to the general way of speaking, in which an amount transferred is of a conserved quantity.
|
55 |
+
|
56 |
+
From the second law of thermodynamics follows that in a spontaneous transfer of heat, in which the temperature of the system is different from that of the surroundings:
|
57 |
+
|
58 |
+
For purposes of mathematical analysis of transfers, one thinks of fictive processes that are called reversible, with the temperature T of the system being hardly less than that of the surroundings, and the transfer taking place at an imperceptibly slow rate.
|
59 |
+
|
60 |
+
Following the definition above in formula (1), for such a fictive reversible process, a quantity of transferred heat δQ (an inexact differential) is analyzed as a quantity T dS, with dS (an exact differential):
|
61 |
+
|
62 |
+
This equality is only valid for a fictive transfer in which there is no production of entropy, that is to say, in which there is no uncompensated entropy.
|
63 |
+
|
64 |
+
If, in contrast, the process is natural, and can really occur, with irreversibility, then there is entropy production, with dSuncompensated > 0. The quantity T dSuncompensated was termed by Clausius the "uncompensated heat", though that does not accord with present-day terminology. Then one has
|
65 |
+
|
66 |
+
This leads to the statement
|
67 |
+
|
68 |
+
which is the second law of thermodynamics for closed systems.
|
69 |
+
|
70 |
+
In non-equilibrium thermodynamics that approximates by assuming the hypothesis of local thermodynamic equilibrium, there is a special notation for this. The transfer of energy as heat is assumed to take place across an infinitesimal temperature difference, so that the system element and its surroundings have near enough the same temperature T. Then one writes
|
71 |
+
|
72 |
+
where by definition
|
73 |
+
|
74 |
+
The second law for a natural process asserts that
|
75 |
+
|
76 |
+
For a closed system (a system from which no matter can enter or exit), one version of the first law of thermodynamics states that the change in internal energy ΔU of the system is equal to the amount of heat Q supplied to the system minus the amount of work W done by system on its surroundings. The foregoing sign convention for work is used in the present article, but an alternate sign convention, followed by IUPAC, for work, is to consider the work performed on the system by its surroundings as positive. This is the convention adopted by many modern textbooks of physical chemistry, such as those by Peter Atkins and Ira Levine, but many textbooks on physics define work as work done by the system.
|
77 |
+
|
78 |
+
This formula can be re-written so as to express a definition of quantity of energy transferred as heat, based purely on the concept of adiabatic work, if it is supposed that ΔU is defined and measured solely by processes of adiabatic work:
|
79 |
+
|
80 |
+
The work done by the system includes boundary work (when the system increases its volume against an external force, such as that exerted by a piston) and other work (e.g. shaft work performed by a compressor fan), which is called isochoric work:
|
81 |
+
|
82 |
+
In this Section we will neglect the "other-" or isochoric work contribution.
|
83 |
+
|
84 |
+
The internal energy, U, is a state function. In cyclical processes, such as the operation of a heat engine, state functions of the working substance return to their initial values upon completion of a cycle.
|
85 |
+
|
86 |
+
The differential, or infinitesimal increment, for the internal energy in an infinitesimal process is an exact differential dU. The symbol for exact differentials is the lowercase letter d.
|
87 |
+
|
88 |
+
In contrast, neither of the infinitesimal increments δQ nor δW in an infinitesimal process represents the state of the system. Thus, infinitesimal increments of heat and work are inexact differentials. The lowercase Greek letter delta, δ, is the symbol for inexact differentials. The integral of any inexact differential over the time it takes for a system to leave and return to the same thermodynamic state does not necessarily equal zero.
|
89 |
+
|
90 |
+
As recounted below, in the section headed Entropy, the second law of thermodynamics observes that if heat is supplied to a system in which no irreversible processes take place and which has a well-defined temperature T, the increment of heat δQ and the temperature T form the exact differential
|
91 |
+
|
92 |
+
and that S, the entropy of the working body, is a function of state. Likewise, with a well-defined pressure, P, behind the moving boundary, the work differential, δW, and the pressure, P, combine to form the exact differential
|
93 |
+
|
94 |
+
with V the volume of the system, which is a state variable. In general, for homogeneous systems,
|
95 |
+
|
96 |
+
Associated with this differential equation is that the internal energy may be considered to be a function U (S,V) of its natural variables S and V. The internal energy representation of the fundamental thermodynamic relation is written
|
97 |
+
|
98 |
+
If V is constant
|
99 |
+
|
100 |
+
and if P is constant
|
101 |
+
|
102 |
+
with H the enthalpy defined by
|
103 |
+
|
104 |
+
The enthalpy may be considered to be a function H (S,P) of its natural variables S and P. The enthalpy representation of the fundamental thermodynamic relation is written
|
105 |
+
|
106 |
+
The internal energy representation and the enthalpy representation are partial Legendre transforms of one another. They contain the same physical information, written in different ways. Like the internal energy, the enthalpy stated as a function of its natural variables is a thermodynamic potential and contains all thermodynamic information about a body.[24][25]
|
107 |
+
|
108 |
+
If a quantity Q of heat is added to a body while it does expansion work W on its surroundings, one has
|
109 |
+
|
110 |
+
If this is constrained to happen at constant pressure with ΔP = 0, the expansion work W done by the body is given by W = P ΔV; recalling the first law of thermodynamics, one has
|
111 |
+
|
112 |
+
Consequently, by substitution one has
|
113 |
+
|
114 |
+
In this scenario, the increase in enthalpy is equal to the quantity of heat added to the system. Since many processes do take place at constant pressure, or approximately at atmospheric pressure, the enthalpy is therefore sometimes given the misleading name of 'heat content'.[26] It is sometimes also called the heat function.[27]
|
115 |
+
|
116 |
+
In terms of the natural variables S and P of the state function H, this process of change of state from state 1 to state 2 can be expressed as
|
117 |
+
|
118 |
+
It is known that the temperature T(S, P) is identically stated by
|
119 |
+
|
120 |
+
Consequently,
|
121 |
+
|
122 |
+
In this case, the integral specifies a quantity of heat transferred at constant pressure.
|
123 |
+
|
124 |
+
As a common noun, English heat or warmth (just as French chaleur, German Wärme, Latin calor, Greek θάλπος, etc.) refers to (the human perception of) either thermal energy or temperature. Speculation on thermal energy or "heat" as a separate form of matter has a long history, see caloric theory, phlogiston and fire (classical element).
|
125 |
+
|
126 |
+
The modern understanding of thermal energy originates with Thompson's 1798 mechanical theory of heat (An Experimental Enquiry Concerning the Source of the Heat which is Excited by Friction), postulating a mechanical equivalent of heat.
|
127 |
+
A collaboration between Nicolas Clément and Sadi Carnot (Reflections on the Motive Power of Fire) in the 1820s had some related thinking near the same lines.[28] In 1845, Joule published a paper entitled The Mechanical Equivalent of Heat, in which he specified a numerical value for the amount of mechanical work required to "produce a unit of heat".
|
128 |
+
The theory of classical thermodynamics matured in the 1850s to 1860s. John Tyndall's Heat Considered as Mode of Motion (1863) was instrumental in popularising the idea of heat as motion to the English-speaking public.
|
129 |
+
The theory was developed in academic publications in French, English and German. From an early time, the French technical term chaleur used by Carnot was taken as equivalent to the English heat and German Wärme (lit. "warmth", the equivalent of heat would be German Hitze).
|
130 |
+
|
131 |
+
The process function Q was introduced by Rudolf Clausius in 1850.
|
132 |
+
Clausius described it with the German compound Wärmemenge, translated as "amount of heat".[14]
|
133 |
+
|
134 |
+
James Clerk Maxwell in his 1871 Theory of Heat outlines four stipulations for the definition of heat:
|
135 |
+
|
136 |
+
The process function Q is referred to as Wärmemenge by Clausius, or as "amount of heat" in translation.
|
137 |
+
Use of "heat" as an abbreviated form of the specific concept of "quantity of energy transferred as heat" led to some terminological confusion by the early 20th century. The generic meaning of "heat", even in classical thermodynamics, is just "thermal energy".[30]
|
138 |
+
Since the 1920s, it has been recommended practice to use enthalpy to refer to the "heat content at constant volume", and to thermal energy when "heat" in the general sense is intended, while "heat" is reserved for the very specific context of the transfer of thermal energy between two systems.
|
139 |
+
Leonard Benedict Loeb in his Kinetic Theory of Gases (1927) makes a point of using "quanitity of heat"
|
140 |
+
or "heat–quantity" when referring to Q:[31]
|
141 |
+
|
142 |
+
[32]
|
143 |
+
|
144 |
+
A frequent definition of heat is based on the work of Carathéodory (1909), referring to processes in a closed system.[33][34][35][36][37][38]
|
145 |
+
|
146 |
+
The internal energy UX of a body in an arbitrary state X can be determined by amounts of work adiabatically performed by the body on its surroundings when it starts from a reference state O. Such work is assessed through quantities defined in the surroundings of the body. It is supposed that such work can be assessed accurately, without error due to friction in the surroundings; friction in the body is not excluded by this definition. The adiabatic performance of work is defined in terms of adiabatic walls, which allow transfer of energy as work, but no other transfer, of energy or matter. In particular they do not allow the passage of energy as heat. According to this definition, work performed adiabatically is in general accompanied by friction within the thermodynamic system or body. On the other hand, according to Carathéodory (1909), there also exist non-adiabatic, diathermal walls, which are postulated to be permeable only to heat.
|
147 |
+
|
148 |
+
For the definition of quantity of energy transferred as heat, it is customarily envisaged that an arbitrary state of interest Y is reached from state O by a process with two components, one adiabatic and the other not adiabatic. For convenience one may say that the adiabatic component was the sum of work done by the body through volume change through movement of the walls while the non-adiabatic wall was temporarily rendered adiabatic, and of isochoric adiabatic work. Then the non-adiabatic component is a process of energy transfer through the wall that passes only heat, newly made accessible for the purpose of this transfer, from the surroundings to the body. The change in internal energy to reach the state Y from the state O is the difference of the two amounts of energy transferred.
|
149 |
+
|
150 |
+
Although Carathéodory himself did not state such a definition, following his work it is customary in theoretical studies to define heat, Q, to the body from its surroundings, in the combined process of change to state Y from the state O, as the change in internal energy, ΔUY, minus the amount of work, W, done by the body on its surrounds by the adiabatic process, so that Q = ΔUY − W.
|
151 |
+
|
152 |
+
In this definition, for the sake of conceptual rigour, the quantity of energy transferred as heat is not specified directly in terms of the non-adiabatic process. It is defined through knowledge of precisely two variables, the change of internal energy and the amount of adiabatic work done, for the combined process of change from the reference state O to the arbitrary state Y. It is important that this does not explicitly involve the amount of energy transferred in the non-adiabatic component of the combined process. It is assumed here that the amount of energy required to pass from state O to state Y, the change of internal energy, is known, independently of the combined process, by a determination through a purely adiabatic process, like that for the determination of the internal energy of state X above. The rigour that is prized in this definition is that there is one and only one kind of energy transfer admitted as fundamental: energy transferred as work. Energy transfer as heat is considered as a derived quantity. The uniqueness of work in this scheme is considered to guarantee rigor and purity of conception. The conceptual purity of this definition, based on the concept of energy transferred as work as an ideal notion, relies on the idea that some frictionless and otherwise non-dissipative processes of energy transfer can be realized in physical actuality. The second law of thermodynamics, on the other hand, assures us that such processes are not found in nature.
|
153 |
+
|
154 |
+
Before the rigorous mathematical definition of heat based on Carathéodory's 1909 paper,
|
155 |
+
historically, heat, temperature, and thermal equilibrium were presented in thermodynamics textbooks as jointly primitive notions.[39] Carathéodory introduced his 1909 paper thus: "The proposition that the discipline of thermodynamics can be justified without recourse to any hypothesis that cannot be verified experimentally must be regarded as one of the most noteworthy results of the research in thermodynamics that was accomplished during the last century." Referring to the "point of view adopted by most authors who were active in the last fifty years", Carathéodory wrote: "There exists a physical quantity called heat that is not identical with the mechanical quantities (mass, force, pressure, etc.) and whose variations can be determined by calorimetric measurements." James Serrin introduces an account of the theory of thermodynamics thus: "In the following section, we shall use the classical notions of heat, work, and hotness as primitive elements, ... That heat is an appropriate and natural primitive for thermodynamics was already accepted by Carnot. Its continued validity as a primitive element of thermodynamical structure is due to the fact that it synthesizes an essential physical concept, as well as to its successful use in recent work to unify different constitutive theories."[40][41] This traditional kind of presentation of the basis of thermodynamics includes ideas that may be summarized by the statement that heat transfer is purely due to spatial non-uniformity of temperature, and is by conduction and radiation, from hotter to colder bodies. It is sometimes proposed that this traditional kind of presentation necessarily rests on "circular reasoning"; against this proposal, there stands the rigorously logical mathematical development of the theory presented by Truesdell and Bharatha (1977).[42]
|
156 |
+
|
157 |
+
This alternative approach to the definition of quantity of energy transferred as heat differs in logical structure from that of Carathéodory, recounted just above.
|
158 |
+
|
159 |
+
This alternative approach admits calorimetry as a primary or direct way to measure quantity of energy transferred as heat. It relies on temperature as one of its primitive concepts, and used in calorimetry.[43] It is presupposed that enough processes exist physically to allow measurement of differences in internal energies. Such processes are not restricted to adiabatic transfers of energy as work. They include calorimetry, which is the commonest practical way of finding internal energy differences.[44] The needed temperature can be either empirical or absolute thermodynamic.
|
160 |
+
|
161 |
+
In contrast, the Carathéodory way recounted just above does not use calorimetry or temperature in its primary definition of quantity of energy transferred as heat. The Carathéodory way regards calorimetry only as a secondary or indirect way of measuring quantity of energy transferred as heat. As recounted in more detail just above, the Carathéodory way regards quantity of energy transferred as heat in a process as primarily or directly defined as a residual quantity. It is calculated from the difference of the internal energies of the initial and final states of the system, and from the actual work done by the system during the process. That internal energy difference is supposed to have been measured in advance through processes of purely adiabatic transfer of energy as work, processes that take the system between the initial and final states. By the Carathéodory way it is presupposed as known from experiment that there actually physically exist enough such adiabatic processes, so that there need be no recourse to calorimetry for measurement of quantity of energy transferred as heat. This presupposition is essential but is explicitly labeled neither as a law of thermodynamics nor as an axiom of the Carathéodory way. In fact, the actual physical existence of such adiabatic processes is indeed mostly supposition, and those supposed processes have in most cases not been actually verified empirically to exist.[45]
|
162 |
+
|
163 |
+
Referring to conduction, Partington writes: "If a hot body is brought in conducting contact with a cold body, the temperature of the hot body falls and that of the cold body rises, and it is said that a quantity of heat has passed from the hot body to the cold body."[46]
|
164 |
+
|
165 |
+
Referring to radiation, Maxwell writes: "In Radiation, the hotter body loses heat, and the colder body receives heat by means of a process occurring in some intervening medium which does not itself thereby become hot."[47]
|
166 |
+
|
167 |
+
Maxwell writes that convection as such "is not a purely thermal phenomenon".[48] In thermodynamics, convection in general is regarded as transport of internal energy. If, however, the convection is enclosed and circulatory, then it may be regarded as an intermediary that transfers energy as heat between source and destination bodies, because it transfers only energy and not matter from the source to the destination body.[12]
|
168 |
+
|
169 |
+
In accordance with the first law for closed systems, energy transferred solely as heat leaves one body and enters another, changing the internal energies of each. Transfer, between bodies, of energy as work is a complementary way of changing internal energies. Though it is not logically rigorous from the viewpoint of strict physical concepts, a common form of words that expresses this is to say that heat and work are interconvertible.
|
170 |
+
|
171 |
+
Cyclically operating engines, that use only heat and work transfers, have two thermal reservoirs, a hot and a cold one. They may be classified by the range of operating temperatures of the working body, relative to those reservoirs. In a heat engine, the working body is at all times colder than the hot reservoir and hotter than the cold reservoir. In a sense, it uses heat transfer to produce work. In a heat pump, the working body, at stages of the cycle, goes both hotter than the hot reservoir, and colder than the cold reservoir. In a sense, it uses work to produce heat transfer.
|
172 |
+
|
173 |
+
In classical thermodynamics, a commonly considered model is the heat engine. It consists of four bodies: the working body, the hot reservoir, the cold reservoir, and the work reservoir. A cyclic process leaves the working body in an unchanged state, and is envisaged as being repeated indefinitely often. Work transfers between the working body and the work reservoir are envisaged as reversible, and thus only one work reservoir is needed. But two thermal reservoirs are needed, because transfer of energy as heat is irreversible. A single cycle sees energy taken by the working body from the hot reservoir and sent to the two other reservoirs, the work reservoir and the cold reservoir. The hot reservoir always and only supplies energy and the cold reservoir always and only receives energy. The second law of thermodynamics requires that no cycle can occur in which no energy is received by the cold reservoir. Heat engines achieve higher efficiency when the difference between initial and final temperature is greater.
|
174 |
+
|
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Another commonly considered model is the heat pump or refrigerator. Again there are four bodies: the working body, the hot reservoir, the cold reservoir, and the work reservoir. A single cycle starts with the working body colder than the cold reservoir, and then energy is taken in as heat by the working body from the cold reservoir. Then the work reservoir does work on the working body, adding more to its internal energy, making it hotter than the hot reservoir. The hot working body passes heat to the hot reservoir, but still remains hotter than the cold reservoir. Then, by allowing it to expand without doing work on another body and without passing heat to another body, the working body is made colder than the cold reservoir. It can now accept heat transfer from the cold reservoir to start another cycle.
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The device has transported energy from a colder to a hotter reservoir, but this is not regarded as by an inanimate agency; rather, it is regarded as by the harnessing of work . This is because work is supplied from the work reservoir, not just by a simple thermodynamic process, but by a cycle of thermodynamic operations and processes, which may be regarded as directed by an animate or harnessing agency. Accordingly, the cycle is still in accord with the second law of thermodynamics. The efficiency of a heat pump is best when the temperature difference between the hot and cold reservoirs is least.
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Functionally, such engines are used in two ways, distinguishing a target reservoir and a resource or surrounding reservoir. A heat pump transfers heat, to the hot reservoir as the target, from the resource or surrounding reservoir. A refrigerator transfers heat, from the cold reservoir as the target, to the resource or surrounding reservoir. The target reservoir may be regarded as leaking: when the target leaks hotness to the surroundings, heat pumping is used; when the target leaks coldness to the surroundings, refrigeration is used. The engines harness work to overcome the leaks.
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According to Planck, there are three main conceptual approaches to heat.[49] One is the microscopic or kinetic theory approach. The other two are macroscopic approaches. One is the approach through the law of conservation of energy taken as prior to thermodynamics, with a mechanical analysis of processes, for example in the work of Helmholtz. This mechanical view is taken in this article as currently customary for thermodynamic theory. The other macroscopic approach is the thermodynamic one, which admits heat as a primitive concept, which contributes, by scientific induction[50] to knowledge of the law of conservation of energy. This view is widely taken as the practical one, quantity of heat being measured by calorimetry.
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Bailyn also distinguishes the two macroscopic approaches as the mechanical and the thermodynamic.[51] The thermodynamic view was taken by the founders of thermodynamics in the nineteenth century. It regards quantity of energy transferred as heat as a primitive concept coherent with a primitive concept of temperature, measured primarily by calorimetry. A calorimeter is a body in the surroundings of the system, with its own temperature and internal energy; when it is connected to the system by a path for heat transfer, changes in it measure heat transfer. The mechanical view was pioneered by Helmholtz and developed and used in the twentieth century, largely through the influence of Max Born.[52] It regards quantity of heat transferred as heat as a derived concept, defined for closed systems as quantity of heat transferred by mechanisms other than work transfer, the latter being regarded as primitive for thermodynamics, defined by macroscopic mechanics. According to Born, the transfer of internal energy between open systems that accompanies transfer of matter "cannot be reduced to mechanics".[53] It follows that there is no well-founded definition of quantities of energy transferred as heat or as work associated with transfer of matter.
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Nevertheless, for the thermodynamical description of non-equilibrium processes, it is desired to consider the effect of a temperature gradient established by the surroundings across the system of interest when there is no physical barrier or wall between system and surroundings, that is to say, when they are open with respect to one another. The impossibility of a mechanical definition in terms of work for this circumstance does not alter the physical fact that a temperature gradient causes a diffusive flux of internal energy, a process that, in the thermodynamic view, might be proposed as a candidate concept for transfer of energy as heat.
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In this circumstance, it may be expected that there may also be active other drivers of diffusive flux of internal energy, such as gradient of chemical potential which drives transfer of matter, and gradient of electric potential which drives electric current and iontophoresis; such effects usually interact with diffusive flux of internal energy driven by temperature gradient, and such interactions are known as cross-effects.[54]
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If cross-effects that result in diffusive transfer of internal energy were also labeled as heat transfers, they would sometimes violate the rule that pure heat transfer occurs only down a temperature gradient, never up one. They would also contradict the principle that all heat transfer is of one and the same kind, a principle founded on the idea of heat conduction between closed systems. One might to try to think narrowly of heat flux driven purely by temperature gradient as a conceptual component of diffusive internal energy flux, in the thermodynamic view, the concept resting specifically on careful calculations based on detailed knowledge of the processes and being indirectly assessed. In these circumstances, if perchance it happens that no transfer of matter is actualized, and there are no cross-effects, then the thermodynamic concept and the mechanical concept coincide, as if one were dealing with closed systems. But when there is transfer of matter, the exact laws by which temperature gradient drives diffusive flux of internal energy, rather than being exactly knowable, mostly need to be assumed, and in many cases are practically unverifiable. Consequently, when there is transfer of matter, the calculation of the pure 'heat flux' component of the diffusive flux of internal energy rests on practically unverifiable assumptions.[55][quotations 1][56] This is a reason to think of heat as a specialized concept that relates primarily and precisely to closed systems, and applicable only in a very restricted way to open systems.
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In many writings in this context, the term "heat flux" is used when what is meant is therefore more accurately called diffusive flux of internal energy; such usage of the term "heat flux" is a residue of older and now obsolete language usage that allowed that a body may have a "heat content".[57]
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In the kinetic theory, heat is explained in terms of the microscopic motions and interactions of constituent particles, such as electrons, atoms, and molecules.[58] The immediate meaning of the kinetic energy of the constituent particles is not as heat. It is as a component of internal energy.
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In microscopic terms, heat is a transfer quantity, and is described by a transport theory, not as steadily localized kinetic energy of particles. Heat transfer arises from temperature gradients or differences, through the diffuse exchange of microscopic kinetic and potential particle energy, by particle collisions and other interactions. An early and vague expression of this was made by Francis Bacon.[59][60] Precise and detailed versions of it were developed in the nineteenth century.[61]
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In statistical mechanics, for a closed system (no transfer of matter), heat is the energy transfer associated with a disordered, microscopic action on the system, associated with jumps in occupation numbers of the energy levels of the system, without change in the values of the energy levels themselves.[62] It is possible for macroscopic thermodynamic work to alter the occupation numbers without change in the values of the system energy levels themselves, but what distinguishes transfer as heat is that the transfer is entirely due to disordered, microscopic action, including radiative transfer. A mathematical definition can be formulated for small increments of quasi-static adiabatic work in terms of the statistical distribution of an ensemble of microstates.
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Quantity of heat transferred can be measured by calorimetry, or determined through calculations based on other quantities.
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Calorimetry is the empirical basis of the idea of quantity of heat transferred in a process. The transferred heat is measured by changes in a body of known properties, for example, temperature rise, change in volume or length, or phase change, such as melting of ice.[63][64]
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A calculation of quantity of heat transferred can rely on a hypothetical quantity of energy transferred as adiabatic work and on the first law of thermodynamics. Such calculation is the primary approach of many theoretical studies of quantity of heat transferred.[33][65][66]
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The discipline of heat transfer, typically considered an aspect of mechanical engineering and chemical engineering, deals with specific applied methods by which thermal energy in a system is generated, or converted, or transferred to another system. Although the definition of heat implicitly means the transfer of energy, the term heat transfer encompasses this traditional usage in many engineering disciplines and laymen language.
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Heat transfer is generally described as including the mechanisms of heat conduction, heat convection, thermal radiation, but may include mass transfer and heat in processes of phase changes.
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Convection may be described as the combined effects of conduction and fluid flow. From the thermodynamic point of view, heat flows into a fluid by diffusion to increase its energy, the fluid then transfers (advects) this increased internal energy (not heat) from one location to another, and this is then followed by a second thermal interaction which transfers heat to a second body or system, again by diffusion. This entire process is often regarded as an additional mechanism of heat transfer, although technically, "heat transfer" and thus heating and cooling occurs only on either end of such a conductive flow, but not as a result of flow. Thus, conduction can be said to "transfer" heat only as a net result of the process, but may not do so at every time within the complicated convective process.
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In an 1847 lecture entitled On Matter, Living Force, and Heat, James Prescott Joule characterized the terms latent heat and sensible heat as components of heat each affecting distinct physical phenomena, namely the potential and kinetic energy of particles, respectively.[67][quotations 2]
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He described latent energy as the energy possessed via a distancing of particles where attraction was over a greater distance, i.e. a form of potential energy, and the sensible heat as an energy involving the motion of particles, i.e. kinetic energy.
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Latent heat is the heat released or absorbed by a chemical substance or a thermodynamic system during a change of state that occurs without a change in temperature. Such a process may be a phase transition, such as the melting of ice or the boiling of water.[68][69]
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Heat capacity is a measurable physical quantity equal to the ratio of the heat added to an object to the resulting temperature change.[70] The molar heat capacity is the heat capacity per unit amount (SI unit: mole) of a pure substance, and the specific heat capacity, often called simply specific heat, is the heat capacity per unit mass of a material. Heat capacity is a physical property of a substance, which means that it depends on the state and properties of the substance under consideration.
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The specific heats of monatomic gases, such as helium, are nearly constant with temperature. Diatomic gases such as hydrogen display some temperature dependence, and triatomic gases (e.g., carbon dioxide) still more.
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Before the development of the laws of thermodynamics, heat was measured by changes in the states of the participating bodies.
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Some general rules, with important exceptions, can be stated as follows.
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In general, most bodies expand on heating. In this circumstance, heating a body at a constant volume increases the pressure it exerts on its constraining walls, while heating at a constant pressure increases its volume.
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Beyond this, most substances have three ordinarily recognized states of matter, solid, liquid, and gas. Some can also exist in a plasma. Many have further, more finely differentiated, states of matter, such as for example, glass, and liquid crystal. In many cases, at fixed temperature and pressure, a substance can exist in several distinct states of matter in what might be viewed as the same 'body'. For example, ice may float in a glass of water. Then the ice and the water are said to constitute two phases within the 'body'. Definite rules are known, telling how distinct phases may coexist in a 'body'. Mostly, at a fixed pressure, there is a definite temperature at which heating causes a solid to melt or evaporate, and a definite temperature at which heating causes a liquid to evaporate. In such cases, cooling has the reverse effects.
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All of these, the commonest cases, fit with a rule that heating can be measured by changes of state of a body. Such cases supply what are called thermometric bodies, that allow the definition of empirical temperatures. Before 1848, all temperatures were defined in this way. There was thus a tight link, apparently logically determined, between heat and temperature, though they were recognized as conceptually thoroughly distinct, especially by Joseph Black in the later eighteenth century.
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There are important exceptions. They break the obviously apparent link between heat and temperature. They make it clear that empirical definitions of temperature are contingent on the peculiar properties of particular thermometric substances, and are thus precluded from the title 'absolute'. For example, water contracts on being heated near 277 K. It cannot be used as a thermometric substance near that temperature. Also, over a certain temperature range, ice contracts on heating. Moreover, many substances can exist in metastable states, such as with negative pressure, that survive only transiently and in very special conditions. Such facts, sometimes called 'anomalous', are some of the reasons for the thermodynamic definition of absolute temperature.
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In the early days of measurement of high temperatures, another factor was important, and used by Josiah Wedgwood in his pyrometer. The temperature reached in a process was estimated by the shrinkage of a sample of clay. The higher the temperature, the more the shrinkage. This was the only available more or less reliable method of measurement of temperatures above 1000 °C. But such shrinkage is irreversible. The clay does not expand again on cooling. That is why it could be used for the measurement. But only once. It is not a thermometric material in the usual sense of the word.
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Nevertheless, the thermodynamic definition of absolute temperature does make essential use of the concept of heat, with proper circumspection.
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According to Denbigh (1981), the property of hotness is a concern of thermodynamics that should be defined without reference to the concept of heat. Consideration of hotness leads to the concept of empirical temperature.[71] All physical systems are capable of heating or cooling others.[72] With reference to hotness, the comparative terms hotter and colder are defined by the rule that heat flows from the hotter body to the colder.[73][74][75]
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If a physical system is inhomogeneous or very rapidly or irregularly changing, for example by turbulence, it may be impossible to characterize it by a temperature, but still there can be transfer of energy as heat between it and another system. If a system has a physical state that is regular enough, and persists long enough to allow it to reach thermal equilibrium with a specified thermometer, then it has a temperature according to that thermometer. An empirical thermometer registers degree of hotness for such a system. Such a temperature is called empirical.[76][77][78] For example, Truesdell writes about classical thermodynamics: "At each time, the body is assigned a real number called the temperature. This number is a measure of how hot the body is."[79]
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Physical systems that are too turbulent to have temperatures may still differ in hotness. A physical system that passes heat to another physical system is said to be the hotter of the two. More is required for the system to have a thermodynamic temperature. Its behavior must be so regular that its empirical temperature is the same for all suitably calibrated and scaled thermometers, and then its hotness is said to lie on the one-dimensional hotness manifold. This is part of the reason why heat is defined following Carathéodory and Born, solely as occurring other than by work or transfer of matter; temperature is advisedly and deliberately not mentioned in this now widely accepted definition.
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This is also the reason that the zeroth law of thermodynamics is stated explicitly. If three physical systems, A, B, and C are each not in their own states of internal thermodynamic equilibrium, it is possible that, with suitable physical connections being made between them, A can heat B and B can heat C and C can heat A. In non-equilibrium situations, cycles of flow are possible. It is the special and uniquely distinguishing characteristic of internal thermodynamic equilibrium that this possibility is not open to thermodynamic systems (as distinguished amongst physical systems) which are in their own states of internal thermodynamic equilibrium; this is the reason why the zeroth law of thermodynamics needs explicit statement. That is to say, the relation 'is not colder than' between general non-equilibrium physical systems is not transitive, whereas, in contrast, the relation 'has no lower a temperature than' between thermodynamic systems in their own states of internal thermodynamic equilibrium is transitive. It follows from this that the relation 'is in thermal equilibrium with' is transitive, which is one way of stating the zeroth law.
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Just as temperature may be undefined for a sufficiently inhomogeneous system, so also may entropy be undefined for a system not in its own state of internal thermodynamic equilibrium. For example, 'the temperature of the solar system' is not a defined quantity. Likewise, 'the entropy of the solar system' is not defined in classical thermodynamics. It has not been possible to define non-equilibrium entropy, as a simple number for a whole system, in a clearly satisfactory way.[80]
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Champagne (/ʃæmˈpeɪn/, French: [ʃɑ̃paɲ]) is a French sparkling wine. Many people use the term Champagne as a generic term for sparkling wine, but in the EU and some countries, it is illegal to label any product Champagne unless it came from the Champagne wine region of France and is produced under the rules of the appellation.[1] This alcoholic drink is produced from specific types of grapes grown in the Champagne region following rules that demand, among other things, specific vineyard practices, sourcing of grapes exclusively from designated places within the Champagne region, specific grape-pressing methods and secondary fermentation of the wine in the bottle to cause carbonation.[2]
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The grapes Pinot noir, Pinot meunier, and Chardonnay are primarily used to produce almost all Champagne, but small amounts of Pinot blanc, Pinot gris, Arbane, and Petit Meslier are vinified as well. Only these specific grapes grown according to appellation rules on designated plots of land within the appellation may be used to make Champagne.
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Champagne became associated with royalty in the 17th, 18th, and 19th centuries. The leading manufacturers made efforts to associate their Champagnes with nobility and royalty through advertising and packaging, which led to its popularity among the emerging middle class.[1]
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Still wines from the Champagne region were known before medieval times. The Romans were the first to plant vineyards in this area of north-east France, with the region being tentatively cultivated by the 5th century. In fact, cultivation was initially slow due to the unpopular edict by Emperor Domitian that all colonial vines must be uprooted. When Emperor Probus, the son of a gardener, rescinded the edict, a temple to Bacchus was erected, and the region started to produce a red, light, and fruity wine that contrasted with heavier Italian brews often fortified with resin and herbs.[3] Later, churches owned vineyards and monks produced wine for use in the sacrament of Eucharist. French kings were traditionally anointed in Reims, and champagne was served as part of coronation festivities. The Champenois were envious of the reputation of the wines made by their Burgundian neighbours to the south and sought to produce wines of equal acclaim. However, the northerly climate of the region gave the Champenois a unique set of challenges in making red wine. At the far extremes of sustainable viticulture, the grapes would struggle to ripen fully and often would have bracing levels of acidity and low sugar levels. The wines would be lighter bodied and thinner than the Burgundy wines they were seeking to outdo.[4]
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Contrary to legend and popular belief, Dom Pérignon did not invent sparkling wine, though he did make important contributions to the production and quality of both still and sparkling Champagne wines.[5][6] The oldest recorded sparkling wine is Blanquette de Limoux, which was apparently invented by Benedictine monks in the Abbey of Saint-Hilaire, near Carcassonne in 1531.[7] They achieved this by bottling the wine before the initial fermentation had ended. Over a century later, the English scientist and physician Christopher Merret documented the addition of sugar to a finished wine to create a second fermentation, six years before Dom Pérignon set foot in the Abbey of Hautvillers. Merret presented a paper at the Royal Society, in which he detailed what is now called méthode champenoise, in 1662.[8] Merret's discoveries coincided also with English glass-makers' technical developments that allowed bottles to be produced that could withstand the required internal pressures during secondary fermentation. French glass-makers at this time could not produce bottles of the required quality or strength. As early as 1663 the poet Samuel Butler referred to "brisk champagne".[9]
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In France the first sparkling champagne was created accidentally; the pressure in the bottle led it to be called "the devil's wine" (le vin du diable), as bottles exploded or corks popped. At the time, bubbles were considered a fault. In 1844 Adolphe Jaquesson invented the muselet to prevent the corks from blowing out. Initial versions were difficult to apply and inconvenient to remove.[10][11] Even when it was deliberately produced as a sparkling wine, champagne was for a very long time made by the méthode rurale, where the wine was bottled before the initial fermentation had finished. Champagne did not use the méthode champenoise until the 19th century, about 200 years after Merret documented the process. The 19th century saw an exponential growth in champagne production, going from a regional production of 300,000 bottles a year in 1800 to 20 million bottles in 1850.[12] In 2007, champagne sales hit an all-time record of 338.7 million bottles.[13]
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In the 19th century champagne was noticeably sweeter than the champagnes of today. The trend towards drier champagne began when Perrier-Jouët decided not to sweeten his 1846 vintage before exporting it to London. The designation Brut Champagne was created for the British in 1876.[14]
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The Champagne winemaking community, under the auspices of the Comité Interprofessionnel du vin de Champagne (CIVC), has developed a comprehensive set of rules and regulations for all wine produced in the region to protect its economic interests. They include codification of the most suitable growing places; the most suitable grape types (most Champagne is a blend of up to three grape varieties, though other varieties are allowed); and a lengthy set of requirements specifying most aspects of viticulture. This includes pruning, vineyard yield, the degree of pressing, and the time that wine must remain on its lees before bottling. It can also limit the release of Champagne to market to maintain prices. Only when a wine meets these requirements may it be labelled Champagne. The rules agreed upon by the CIVC are submitted for the final approval of the Institut national de l'origine et de la qualité (formerly the Institut National des Appellations d'Origine, INAO).
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In 2007 the INAO, the government organization that controls wine appellations in France, was preparing to make the largest revision of the region's legal boundaries since 1927, in response to economic pressures. With soaring demand and limited production of grapes, Champagne houses say the rising price could produce a consumer backlash that would harm the industry for years into the future. That, along with political pressure from villages that want to be included in the expanded boundaries, led to the move. Changes are subject to significant scientific review and are said to not impact Champagne produced grapes until 2020.[15]
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Sparkling wines are produced worldwide, but many legal structures reserve the word Champagne exclusively for sparkling wines from the Champagne region, made in accordance with Comité Interprofessionnel du vin de Champagne regulations. In the European Union and many other countries the name Champagne is legally protected by the Madrid system under an 1891 treaty, which reserved it for the sparkling wine produced in the eponymous region and adhering to the standards defined for it as an appellation d'origine contrôlée; the protection was reaffirmed in the Treaty of Versailles after World War I. Similar legal protection has been adopted by over 70 countries. Most recently Australia,[16] Chile, Brazil, Canada and China passed laws or signed agreements with Europe that limit the use of the term "Champagne" to only those products produced in the Champagne region. The United States bans the use from all new U.S.-produced wines.[17] Only those that had approval to use the term on labels before 2006 may continue to use it and only when it is accompanied by the wine's actual origin (e.g., "California").[17] The majority of US-produced sparkling wines do not use the term Champagne on their labels,[18] and some states, such as Oregon,[19] ban producers in their states from using the term.
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In the United States name protection of wine-growing place names is becoming more important. Several key U.S. wine regions, such as those in California (Napa, Sonoma Valley, Paso Robles), Oregon, and Walla Walla, Washington, came to consider the remaining semi-generic labels as harmful to their reputations (cf. Napa Declaration on Place).
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Even the terms méthode champenoise and Champagne method were forbidden by an EU court decision in 1994.[20] As of 2005[update] the description most often used for sparkling wines using the second fermentation in the bottle process, but not from the Champagne region, is méthode traditionnelle. Sparkling wines are produced worldwide, and many producers use special terms to define them: Spain uses Cava, Italy designates it spumante, and South Africa uses cap classique. An Italian sparkling wine made from the Muscat grape uses the DOCG Asti and from the Glera grape the DOCG Prosecco. In Germany, Sekt is a common sparkling wine. Other French wine regions cannot use the name Champagne: e.g., Burgundy and Alsace produce Crémant. In 2008, more than 3,000 bottles of sparkling wine produced in California labelled with the term "Champagne" were destroyed by Belgian government authorities.[21]
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Regardless of the legal requirements for labeling, extensive education efforts by the Champagne region, and the use of alternative names by non-Champagne sparkling wine producers, some consumers and wine sellers, including "Korbels California Champagne", use Champagne as a generic term for white sparkling wines, regardless of origin.
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The village of Champagne, Switzerland, has traditionally made a still wine labelled as "Champagne", the earliest records of viticulture dated to 1657. In an accord with the EU, the Swiss government conceded in 1999 that by 2004 the village would phase out use of the name. Sales dropped from 110,000 bottles a year to 32,000 after the change. In April 2008 the villagers resolved to fight against the restriction following a Swiss open-air vote.[22]
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In the Soviet Union all sparkling wines were called шампанское (shampanskoe, Russian for "Champagne"). The name is still used today for some brands of sparkling wines produced in former Soviet republics, such as Sovetskoye Shampanskoye and Rossiyskoe Shampanskoe.
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Méthode Champenoise is the traditional method by which Champagne is produced. After primary fermentation and bottling, a second alcoholic fermentation occurs in the bottle. This second fermentation is induced by adding several grams of yeast Saccharomyces cerevisiae and rock sugar to the bottle - although each brand has its own secret recipe.[23] According to the appellation d'origine contrôlée a minimum of 1.5 years is required to completely develop all the flavour. For years where the harvest is exceptional, a millésime is declared and some Champagne will be made from and labelled as the products of a single vintage rather than a blend of multiple years' harvests. This means that the Champagne will be very good and has to mature for at least 3 years. During this time the Champagne bottle is sealed with a crown cap similar to that used on beer bottles.[1]
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After aging, the bottle is manipulated, either manually or mechanically, in a process called remuage (or "riddling" in English), so that the lees settle in the neck of the bottle. After chilling the bottles, the neck is frozen, and the cap removed. This process is called disgorgement. The pressure in the bottle forces out the ice containing the lees, some wine from previous vintages as well as additional sugar (le dosage) is added to maintain the level within the bottle and, importantly, adjust the sweetness of the finished wine and then the bottle is quickly corked to maintain the carbon dioxide in solution. .[1]
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An initial burst of effervescence occurs when the Champagne contacts the dry glass on pouring. These bubbles form on imperfections in the glass that facilitate nucleation or, to a minimal extent, on cellulose fibres left over from the wiping/drying process as shown with a high-speed video camera.[24] However, after the initial rush, these naturally occurring imperfections are typically too small to consistently act as nucleation points as the surface tension of the liquid smooths out these minute irregularities. The nucleation sites that act as a source for the ongoing effervescence are not natural imperfections in the glass, but actually occur where the glass has been etched by the manufacturer or the customer. This etching is typically done with acid, a laser, or a glass etching tool from a craft shop to provide nucleation sites for continuous bubble formation (note that not all glasses are etched in this way). In 1662 this method was developed in England, as records from the Royal Society show.
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Dom Pérignon was originally charged by his superiors at the Abbey of Hautvillers to get rid of the bubbles since the pressure in the bottles caused many of them to burst in the cellar.[25] As sparkling wine production increased in the early 18th century, cellar workers had to wear a heavy iron mask to prevent injury from spontaneously bursting bottles. The disturbance caused by one bottle exploding could cause a chain reaction, with it being routine for cellars to lose 20–90% of their bottles this way. The mysterious circumstance surrounding the then unknown process of fermentation and carbonic gas caused some critics to call the sparkling creations "The Devil's Wine".[26]
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|
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There are more than one hundred Champagne houses and 19,000 smaller vignerons (vine-growing producers) in Champagne. These companies manage some 32,000 hectares of vineyards in the region. The type of Champagne producer can be identified from the abbreviations followed by the official number on the bottle:[27]
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In the 19th century, Champagne was produced and promoted to mark contemporary political events, for example, the Franco-Russian Alliance of 1893, and Tennis Court Oath to mark the centennial of French Revolution.[28] By selling champagne as a nationalist ideology, négociant manages to associate champagne with leisure activities and sporting events. In addition, négociant successfully appeal champagne to broader consumers by introducing the different qualities of sparkling wine, associating champagne brands with royalty and nobility, and selling off-brands under the name of the importer from France at a lower cost. Though selling off-brands at a lower expense proved to be unsuccessful since "there was an assumption that cheap sparkling wine was not authentic."[28] From the start to end of Belle Époque period, champagne has gone from a regional product with a niche market audience to a national commodity that distributed globally.
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A large popularity of Champagne is attributed to the success of Champagne producers in marketing the wine's image as a royal and aristocratic drink. Laurent-Perrier's advertisements in late 1890 boasted their Champagne was the favourite of Leopold II of Belgium, George I of Greece, Alfred, Duke of Saxe-Coburg and Gotha, Margaret Cambridge, Marchioness of Cambridge, and John Lambton, 3rd Earl of Durham, among other nobles, knights, and military officers. Despite this royal prestige, Champagne houses also portrayed Champagne as a luxury enjoyable by anyone, for any occasion.[29] This strategy worked, and, by the turn of the 20th century, the majority of Champagne drinkers were middle class.[30]
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|
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In the 19th century, Champagne producers made a concentrated effort to market their wine to women. This is done by having the sweeter champagne associates with female, whereas the dry champagne with male and foreign markets.[28] This was in stark contrast to the traditionally "male aura" that the wines of France had—particularly Burgundy and Bordeaux. Laurent-Perrier again took the lead in this area with advertisements touting their wine's favour with the Countess of Dudley, the wife of the 9th Earl of Stamford, the wife of the Baron Tollemache, and the opera singer Adelina Patti. Champagne labels were designed with images of romantic love and marriage as well as other special occasions that were deemed important to women, such as the baptism of a child.[31]
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|
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In some advertisements, the Champagne houses catered to political interest such as the labels that appeared on different brands on bottles commemorating the centennial anniversary of the French Revolution of 1789. On some labels there were flattering images of Marie Antoinette that appealed to the conservative factions of French citizens that viewed the former queen as a martyr. On other labels there were stirring images of Revolutionary scenes that appealed to the liberal left sentiments of French citizens. As World War I loomed, Champagne houses put images of soldiers and countries' flags on their bottles, customizing the image for each country to which the wine was imported. During the Dreyfus affair, one Champagne house released a champagne antijuif with antisemitic advertisements to take advantage of the wave of Antisemitism that hit parts of France.[32]
|
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Champagne is typically drunk during celebrations. For example, British Prime Minister Tony Blair held a Champagne reception to celebrate London winning the right to host the 2012 Summer Olympics.[33] It is also used to launch ships when a bottle is smashed over the hull during the ship's launch. If the bottle fails to break this is often thought to be bad luck.
|
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|
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Champagne is a single appellation d'origine contrôlée. As a general rule, grapes used must be the white Chardonnay, or the dark-skinned "red wine grapes" Pinot noir or Pinot Meunier, which, due to the gentle pressing of the grapes and absence of skin contact during fermentation, usually also yield a white base wine. Most Champagnes, including Rosé wines, are made from a blend of all three grapes, although blanc de blancs ("white from whites") Champagnes are made from 100% Chardonnay and blanc de noirs ("white from blacks") Champagnes are made solely from Pinot noir, Pinot Meunier or a mix of the two.[27]
|
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|
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Four other grape varieties are permitted, mostly for historical reasons, as they are rare in current usage. The 2010 version of the appellation regulations lists seven varieties as allowed, Arbane, Chardonnay, Petit Meslier, Pinot blanc, Pinot gris, Pinot Meunier, and Pinot noir.[34] The sparsely cultivated varieties (0.02% of the total vines planted in Champagne) of Arbanne, Petit Meslier and Pinot blanc, might still be found in modern cuvées from a few producers.[35] Previous directives of INAO make conditional allowances according to the complex laws of 1927 and 1929, and plantings made before 1938.[36] Before the 2010 regulations, the complete list of the actual and theoretical varieties also included Pinot de Juillet and Pinot Rosé.[37] The Gamay vines of the region were scheduled to be uprooted by 1942, but due to World War II, this was postponed until 1962,[38] and this variety is no longer allowed in Champagne.[34]
|
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|
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The dark-skinned Pinot noir and Pinot meunier give the wine its length and backbone. They are predominantly grown in two areas – the Montagne de Reims and the Vallée de la Marne. The Montagne de Reims run east-west to the south of Reims, in northern Champagne. They are notable for north-facing chalky slopes that derive heat from the warm winds rising from the valleys below. The River Marne runs west–east through Champagne, south of the Montagne de Reims. The Vallée de la Marne contains south-facing chalky slopes. Chardonnay gives the wine its acidity and biscuit flavour. Most Chardonnay is grown in a north–south-running strip to the south of Épernay, called the Côte des Blancs, including the villages of Avize, Oger and Le Mesnil-sur-Oger. These are east-facing vineyards, with terroir similar to the Côte de Beaune. The various terroirs account for the differences in grape characteristics and explain the appropriateness of blending juice from different grape varieties and geographical areas within Champagne, to get the desired style for each Champagne house.[27]
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Most of the Champagne produced today is "Non-vintage", meaning that it is a blended[39] product of grapes from multiple vintages. Most of the base will be from a single year vintage with producers blending anywhere from 10–15% (even as high as 40%) of wine from older vintages.[27] If the conditions of a particular vintage are favourable, some producers will make a vintage wine that must be composed of 100% of the grapes from that vintage year.[40] Under Champagne wine regulations, houses that make both vintage and non-vintage wines are allowed to use no more than 80% of the total vintage's harvest for the production of vintage Champagne. This allows at least 20% of the harvest from each vintage to be reserved for use in non-vintage Champagne. This ensures a consistent style that consumers can expect from non-vintage Champagne that does not alter too radically depending on the quality of the vintage. In less than ideal vintages, some producers will produce a wine from only that single vintage and still label it as non-vintage rather than as "vintage" since the wine will be of lesser quality and the producers have little desire to reserve the wine for future blending.[27]
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A cuvée de prestige is a proprietary blended wine (usually a Champagne) that is considered to be the top of a producer's range. Famous examples include Louis Roederer's Cristal, Laurent-Perrier's Grand Siècle, Moët & Chandon's Dom Pérignon, Duval-Leroy's Cuvée Femme, Armand de Brignac Gold Brut, and Pol Roger's Cuvée Sir Winston Churchill. Perhaps the first publicly available prestige cuvée was Moët & Chandon's Dom Pérignon, launched in 1936 with the 1921 vintage. Until then, Champagne houses produced different cuvées of varying quality, but a top-of-the-range wine produced to the highest standards (and priced accordingly) was a new idea. In fact, Louis Roederer had been producing Cristal since 1876, but this was strictly for the private consumption of the Russian tsar. Cristal was made publicly available with the 1945 vintage. Then came Taittinger's Comtes de Champagne (first vintage 1952), and Laurent-Perrier's Grand Siècle 'La Cuvée' in 1960, a blend of three vintages (1952, 1953, and 1955) and Perrier Jouët's La Belle Époque. In the last three decades of the 20th century, most Champagne houses followed these with their own prestige cuvées, often named after notable people with a link to that producer and presented in non-standard bottle shapes (following Dom Pérignon's lead with its 18th-century revival design).
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A French term (literally "white from blacks" or "white of blacks") for a white wine produced entirely from black grapes. The flesh of grapes described as black or red is white; grape juice obtained after minimal possible contact with the skins produces essentially white wine, with a slightly yellower colour than wine from white grapes. The colour, due to the small amount of red skin pigments present, is often described as white-yellow, white-grey, or silvery. Blanc de noirs is often encountered in Champagne, where a number of houses have followed the lead of Bollinger's prestige cuvée Vieilles Vignes Françaises in introducing a cuvée made from either pinot noir, pinot meunier or a blend of the two (these being the only two black grapes permitted within the Champagne AOC appellation).
|
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A French term that means "white from whites", and is used to designate Champagnes made exclusively from Chardonnay grapes or in rare occasions from Pinot blanc (such as La Bolorée from Cedric Bouchard). The term is occasionally used in other sparkling wine-producing regions, usually to denote Chardonnay-only wines rather than any sparkling wine made from other white grape varieties.[27]
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"Pink Champagne" was a cheap, sweet version of sparkling wine made in the 1950s and early 1960s because the average American consumer at the time thought brut champagne was too dry, but it has been discontinued.
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Brut rose Champagnes came along in the 1990s, a version as dry as regular brut Champagne. They are produced either by leaving the clear juice of black grapes to macerate on its skins for a brief time (known as the saignée method) or, more commonly, by adding a small amount of still pinot noir red wine to the sparkling wine cuvée. Champagne is typically light in colour even if it is produced with red grapes, because the juice is extracted from the grapes using a gentle process that minimizes the amount of time the juice spends in contact with the skins, which is what gives red wine its colour. Rosé Champagne is one of the few wines that allow the production of rosé by the addition of a small amount of red wine during blending. This ensures a predictable and reproducible colour, allowing a constant rosé colour from year to year. It is popular in many countries and in high-end restaurants due to its soft yet sensitive taste, which is advantageous in food and wine pairing.[27]
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Just after disgorgement a "liqueur de dosage" [41] - a blend of - most times- cane sugar and wine (sugar amounts up to 750 g/litre)- is added to adjust the levels of sugar in the Champagne when bottled for sale, and hence the sweetness of the finished wine. Today sweetness is generally not looked for per se, dosage is used to fine tune the perception of acidity in the wine. Wines labeled Brut Zero, more common among smaller producers,[42] have no added sugar and will usually be very dry, with less than 3 grams of residual sugar per litre in the finished wine. The following terms are used to describe the sweetness of the bottled wine:
|
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The most common style today is Brut. However, throughout the 19th century and into the early 20th century Champagne was generally much sweeter than it is today. Moreover, except in Britain, Champagne was drunk as dessert wines (after the meal), rather than as table wines (with the meal).[43] At this time, Champagne sweetness was instead referred to by destination country, roughly as:[44]
|
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Of these, only the driest English is close to contemporary tastes.
|
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Champagne is mostly fermented in two sizes of bottles, standard bottles (750 millilitres) and magnums (1.5 litres). In general, magnums are thought to be higher quality, as there is less oxygen in the bottle, and the volume-to-surface area ratio favours the creation of appropriately sized bubbles. However, there is no hard evidence for this view. Other bottle sizes, mostly named for Biblical figures, are generally filled with Champagne that has been fermented in standard bottles or magnums. Gosset still bottles its Grande Réserve in jeroboam from the beginning of its second fermentation.
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Sizes larger than Jeroboam (3 L) are rare. Primat bottles (27 L)—and, as of 2002[update], Melchizedek bottles (30 L)—are exclusively offered by the House Drappier. (The same names are used for bottles containing regular wine and port; however, Jeroboam, Rehoboam, and Methuselah refer to different bottle volumes.) [45]
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Unique sizes have been made for specific markets, special occasions and people. The most notable example is perhaps the 20 fluid oz. / 56.8 cl (imperial pint) bottle made between 1874 and 1973 for the English market by Pol Roger, often associated with Sir Winston Churchill.[46]
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In 2009, a bottle of 1825 Perrier-Jouët Champagne was opened at a ceremony attended by 12 of the world's top wine tasters. This bottle was officially recognised by Guinness World Records as the oldest bottle of Champagne in the world. The contents were found to be drinkable, with notes of truffles and caramel in the taste. There are now only two other bottles from the 1825 vintage extant.[47]
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In July 2010, 168 bottles were found on board a shipwreck near the Åland Islands in the Baltic Sea by Finnish diver Christian Ekström. Initial analyses indicated there were at least two types of bottle from two different houses: Veuve Clicquot in Reims and the long-defunct Champagne house Juglar (absorbed into Jacquesson in 1829.)[48] The shipwreck is dated between 1800 and 1830, and the bottles discovered may well predate the 1825 Perrier-Jouët referenced above.[49][50] When experts were replacing the old corks with new ones, they discovered there were also bottles from a third house, Heidsieck. The wreck, then, contained 95 bottles of Juglar, 46 bottles of Veuve Clicquot, and four bottles of Heidsieck, in addition to 23 bottles whose manufacture is still to be identified. Champagne experts Richard Juhlin and Essi Avellan, MW[48] described the bottles' contents as being in a very good condition. It is planned that the majority of the bottles will be sold at auction, the price of each estimated to be in the region of £40,000–70,000.[49][50][51]
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In April 2015, nearly five years after the bottles were first found, researchers led by Philippe Jeandet, a professor of food biochemistry, released the findings of their chemical analyses of the Champagne, and particularly noted the fact that, although the chemical composition of the 170-year-old Champagne was very similar to the composition of modern-day Champagne, there was much more sugar in this Champagne than in modern-day Champagne, and it was also less alcoholic than modern-day Champagne. The high sugar level was characteristic of people's tastes at the time, and Jeandet explained that it was common for people in the 19th century, such as Russians, to add sugar to their wine at dinner. It also contained higher concentrations of minerals such as iron, copper, and table salt than modern-day Champagne does.[52][53]
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Champagne corks are mostly built from three sections and are referred to as agglomerated corks. The mushroom shape that occurs in the transition is a result of the bottom section's being composed of two stacked discs of pristine cork cemented to the upper portion, which is a conglomerate of ground cork and glue. The bottom section is in contact with the wine. Before insertion, a sparkling wine cork is almost 50% larger than the opening of the bottle. Originally, the cork starts as a cylinder and is compressed before insertion into the bottle. Over time, their compressed shape becomes more permanent and the distinctive "mushroom" shape becomes more apparent.
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|
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The aging of the Champagne post-disgorgement can to some degree be told by the cork, as, the longer it has been in the bottle, the less it returns to its original cylinder shape.
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Champagne is usually served in a Champagne flute, whose characteristics include a long stem with a tall, narrow bowl, thin sides and an etched bottom. The intended purpose of the shape of the flute is to reduce surface area, therefore preserving carbonation, as well as maximizing nucleation (the visible bubbles and lines of bubbles).[54] Legend has it that the Victorian coupe's shape was modelled on the breast of Madame de Pompadour, chief-mistress of King Louis XV of France, or perhaps Marie Antoinette, but the glass was designed in England over a century earlier especially for sparkling wine and champagne in 1663.[55][56] Champagne is always served cold; its ideal drinking temperature is 7 to 9 °C (45 to 48 °F). Often the bottle is chilled in a bucket of ice and water, half an hour before opening, which also ensures the Champagne is less gassy and can be opened without spillage. Champagne buckets are made specifically for this purpose and often have a larger volume than standard wine-cooling buckets to accommodate the larger bottle, and more water and ice.[57]
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To reduce the risk of spilling or spraying any Champagne, open the Champagne bottle by holding the cork and rotating the bottle at an angle in order to ease out the stopper. This method, as opposed to pulling the cork out, prevents the cork from flying out of the bottle at speed. (The expanding gases are supersonic.[58]) Also, holding the bottle at an angle allows air in and helps prevent the champagne from geysering out of the bottle.
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A sabre can be used to open a Champagne bottle with great ceremony. This technique is called sabrage (the term is also used for simply breaking the head of the bottle).
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Pouring sparkling wine while tilting the glass at an angle and gently sliding in the liquid along the side will preserve the most bubbles, as opposed to pouring directly down to create a head of "mousse", according to a study, On the Losses of Dissolved CO2 during Champagne serving, by scientists from the University of Reims.[59] Colder bottle temperatures also result in reduced loss of gas.[59] Additionally, the industry is developing Champagne glasses designed specifically to reduce the amount of gas lost.[60]
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Champagne has been an integral part of sports celebration since Moët & Chandon started offering their Champagne to the winners of Formula 1 Grand Prix events. At the 1967 24 Hours of Le Mans, winner Dan Gurney started the tradition of drivers spraying the crowd and each other.[61] The Muslim-majority nation Bahrain banned Champagne celebrations on F1 podiums in 2004, using a nonalcoholic pomegranate and rose water drink instead.[62]
|
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In 2015, some Australian sports competitors began to celebrate by drinking champagne from their shoe, a practice known as shoey.
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The poulet au champagne ("chicken with Champagne") is an essentially Marnese specialty.[63] Other well-known recipes using Champagne are huîtres au champagne ("oysters with Champagne") and Champagne zabaglione.
|
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There are several general factors influencing the price of Champagne: the limited land of the region, the prestige that Champagne has developed worldwide, and the high cost of the production process, among possible others.[64]
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A list of major Champagne producers and their respective Cuvée de prestige
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A mushroom or toadstool is the fleshy, spore-bearing fruiting body of a fungus, typically produced above ground, on soil, or on its food source.
|
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|
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The standard for the name "mushroom" is the cultivated white button mushroom, Agaricus bisporus; hence the word "mushroom" is most often applied to those fungi (Basidiomycota, Agaricomycetes) that have a stem (stipe), a cap (pileus), and gills (lamellae, sing. lamella) on the underside of the cap. "Mushroom" also describes a variety of other gilled fungi, with or without stems, therefore the term is used to describe the fleshy fruiting bodies of some Ascomycota. These gills produce microscopic spores that help the fungus spread across the ground or its occupant surface.
|
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|
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Forms deviating from the standard morphology usually have more specific names, such as "bolete", "puffball", "stinkhorn", and "morel", and gilled mushrooms themselves are often called "agarics" in reference to their similarity to Agaricus or their order Agaricales. By extension, the term "mushroom" can also refer to either the entire fungus when in culture, the thallus (called a mycelium) of species forming the fruiting bodies called mushrooms, or the species itself.
|
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|
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The terms "mushroom" and "toadstool" go back centuries and were never precisely defined, nor was there consensus on application. During the 15th and 16th centuries, the terms mushrom, mushrum, muscheron, mousheroms, mussheron, or musserouns were used.[2]
|
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The term "mushroom" and its variations may have been derived from the French word mousseron in reference to moss (mousse). Delineation between edible and poisonous fungi is not clear-cut, so a "mushroom" may be edible, poisonous, or unpalatable.
|
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Cultural or social phobias of mushrooms and fungi may be related. The term "fungophobia" was coined by William Delisle Hay of England, who noted a national superstition or fear of "toadstools".[3][4][5]
|
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The word "toadstool" has apparent analogies in Dutch padde(n)stoel (toad-stool/chair, mushroom) and German Krötenschwamm (toad-fungus, alt. word for panther cap). In German folklore and old fairy tales, toads are often depicted sitting on toadstool mushrooms and catching, with their tongues, the flies that are said to be drawn to the Fliegenpilz, a German name for the toadstool, meaning "flies' mushroom". This is how the mushroom got another of its names, Krötenstuhl (a less-used German name for the mushroom), literally translating to "toad-stool".
|
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Identifying mushrooms requires a basic understanding of their macroscopic structure. Most are Basidiomycetes and gilled. Their spores, called basidiospores, are produced on the gills and fall in a fine rain of powder from under the caps as a result. At the microscopic level, the basidiospores are shot off basidia and then fall between the gills in the dead air space. As a result, for most mushrooms, if the cap is cut off and placed gill-side-down overnight, a powdery impression reflecting the shape of the gills (or pores, or spines, etc.) is formed (when the fruit body is sporulating). The color of the powdery print, called a spore print, is used to help classify mushrooms and can help to identify them. Spore print colors include white (most common), brown, black, purple-brown, pink, yellow, and creamy, but almost never blue, green, or red.[6]
|
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While modern identification of mushrooms is quickly becoming molecular, the standard methods for identification are still used by most and have developed into a fine art harking back to medieval times and the Victorian era, combined with microscopic examination. The presence of juices upon breaking, bruising reactions, odors, tastes, shades of color, habitat, habit, and season are all considered by both amateur and professional mycologists. Tasting and smelling mushrooms carries its own hazards because of poisons and allergens. Chemical tests are also used for some genera.[7]
|
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In general, identification to genus can often be accomplished in the field using a local mushroom guide. Identification to species, however, requires more effort; one must remember that a mushroom develops from a button stage into a mature structure, and only the latter can provide certain characteristics needed for the identification of the species. However, over-mature specimens lose features and cease producing spores. Many novices have mistaken humid water marks on paper for white spore prints, or discolored paper from oozing liquids on lamella edges for colored spored prints.
|
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Typical mushrooms are the fruit bodies of members of the order Agaricales, whose type genus is Agaricus and type species is the field mushroom, Agaricus campestris. However, in modern molecularly defined classifications, not all members of the order Agaricales produce mushroom fruit bodies, and many other gilled fungi, collectively called mushrooms, occur in other orders of the class Agaricomycetes. For example, chanterelles are in the Cantharellales, false chanterelles such as Gomphus are in the Gomphales, milk-cap mushrooms (Lactarius, Lactifluus) and russulas (Russula), as well as Lentinellus, are in the Russulales, while the tough, leathery genera Lentinus and Panus are among the Polyporales, but Neolentinus is in the Gloeophyllales, and the little pin-mushroom genus, Rickenella, along with similar genera, are in the Hymenochaetales.
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Within the main body of mushrooms, in the Agaricales, are common fungi like the common fairy-ring mushroom, shiitake, enoki, oyster mushrooms, fly agarics and other Amanitas, magic mushrooms like species of Psilocybe, paddy straw mushrooms, shaggy manes, etc.
|
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An atypical mushroom is the lobster mushroom, which is a deformed, cooked-lobster-colored parasitized fruitbody of a Russula or Lactarius, colored and deformed by the mycoparasitic Ascomycete Hypomyces lactifluorum.[8]
|
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|
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Other mushrooms are not gilled, so the term "mushroom" is loosely used, and giving a full account of their classifications is difficult. Some have pores underneath (and are usually called boletes), others have spines, such as the hedgehog mushroom and other tooth fungi, and so on. "Mushroom" has been used for polypores, puffballs, jelly fungi, coral fungi, bracket fungi, stinkhorns, and cup fungi. Thus, the term is more one of common application to macroscopic fungal fruiting bodies than one having precise taxonomic meaning. Approximately 14,000 species of mushrooms are described.[9]
|
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|
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A mushroom develops from a nodule, or pinhead, less than two millimeters in diameter, called a primordium, which is typically found on or near the surface of the substrate. It is formed within the mycelium, the mass of threadlike hyphae that make up the fungus. The primordium enlarges into a roundish structure of interwoven hyphae roughly resembling an egg, called a "button". The button has a cottony roll of mycelium, the universal veil, that surrounds the developing fruit body. As the egg expands, the universal veil ruptures and may remain as a cup, or volva, at the base of the stalk, or as warts or volval patches on the cap. Many mushrooms lack a universal veil, therefore they do not have either a volva or volval patches. Often, a second layer of tissue, the partial veil, covers the bladelike gills that bear spores. As the cap expands, the veil breaks, and remnants of the partial veil may remain as a ring, or annulus, around the middle of the stalk or as fragments hanging from the margin of the cap. The ring may be skirt-like as in some species of Amanita, collar-like as in many species of Lepiota, or merely the faint remnants of a cortina (a partial veil composed of filaments resembling a spiderweb), which is typical of the genus Cortinarius. Mushrooms lacking partial veils do not form an annulus.[10]
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The stalk (also called the stipe, or stem) may be central and support the cap in the middle, or it may be off-center and/or lateral, as in species of Pleurotus and Panus. In other mushrooms, a stalk may be absent, as in the polypores that form shelf-like brackets. Puffballs lack a stalk, but may have a supporting base. Other mushrooms, such as truffles, jellies, earthstars, and bird's nests, usually do not have stalks, and a specialized mycological vocabulary exists to describe their parts.
|
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The way the gills attach to the top of the stalk is an important feature of mushroom morphology. Mushrooms in the genera Agaricus, Amanita, Lepiota and Pluteus, among others, have free gills that do not extend to the top of the stalk. Others have decurrent gills that extend down the stalk, as in the genera Omphalotus and Pleurotus. There are a great number of variations between the extremes of free and decurrent, collectively called attached gills. Finer distinctions are often made to distinguish the types of attached gills: adnate gills, which adjoin squarely to the stalk; notched gills, which are notched where they join the top of the stalk; adnexed gills, which curve upward to meet the stalk, and so on. These distinctions between attached gills are sometimes difficult to interpret, since gill attachment may change as the mushroom matures, or with different environmental conditions.[11]
|
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A hymenium is a layer of microscopic spore-bearing cells that covers the surface of gills. In the nongilled mushrooms, the hymenium lines the inner surfaces of the tubes of boletes and polypores, or covers the teeth of spine fungi and the branches of corals. In the Ascomycota, spores develop within microscopic elongated, sac-like cells called asci, which typically contain eight spores in each ascus. The Discomycetes, which contain the cup, sponge, brain, and some club-like fungi, develop an exposed layer of asci, as on the inner surfaces of cup fungi or within the pits of morels. The Pyrenomycetes, tiny dark-colored fungi that live on a wide range of substrates including soil, dung, leaf litter, and decaying wood, as well as other fungi, produce minute, flask-shaped structures called perithecia, within which the asci develop.[12]
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In the Basidiomycetes, usually four spores develop on the tips of thin projections called sterigmata, which extend from club-shaped cells called a basidia. The fertile portion of the Gasteromycetes, called a gleba, may become powdery as in the puffballs or slimy as in the stinkhorns. Interspersed among the asci are threadlike sterile cells called paraphyses. Similar structures called cystidia often occur within the hymenium of the Basidiomycota. Many types of cystidia exist, and assessing their presence, shape, and size is often used to verify the identification of a mushroom.[12]
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The most important microscopic feature for identification of mushrooms is the spores. Their color, shape, size, attachment, ornamentation, and reaction to chemical tests often can be the crux of an identification. A spore often has a protrusion at one end, called an apiculus, which is the point of attachment to the basidium, termed the apical germ pore, from which the hypha emerges when the spore germinates.[12]
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Many species of mushrooms seemingly appear overnight, growing or expanding rapidly. This phenomenon is the source of several common expressions in the English language including "to mushroom" or "mushrooming" (expanding rapidly in size or scope) and "to pop up like a mushroom" (to appear unexpectedly and quickly). In reality, all species of mushrooms take several days to form primordial mushroom fruit bodies, though they do expand rapidly by the absorption of fluids.[citation needed]
|
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The cultivated mushroom, as well as the common field mushroom, initially form a minute fruiting body, referred to as the pin stage because of their small size. Slightly expanded, they are called buttons, once again because of the relative size and shape. Once such stages are formed, the mushroom can rapidly pull in water from its mycelium and expand, mainly by inflating preformed cells that took several days to form in the primordia.[citation needed]
|
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Similarly, there are other mushrooms, like Parasola plicatilis (formerly Coprinus plicatlis), that grow rapidly overnight and may disappear by late afternoon on a hot day after rainfall.[13] The primordia form at ground level in lawns in humid spaces under the thatch and after heavy rainfall or in dewy conditions balloon to full size in a few hours, release spores, and then collapse. They "mushroom" to full size.[citation needed]
|
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Not all mushrooms expand overnight; some grow very slowly and add tissue to their fruiting bodies by growing from the edges of the colony or by inserting hyphae. For example, Pleurotus nebrodensis grows slowly, and because of this combined with human collection, it is now critically endangered.[14]
|
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|
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Though mushroom fruiting bodies are short-lived, the underlying mycelium can itself be long-lived and massive. A colony of Armillaria solidipes (formerly known as Armillaria ostoyae) in Malheur National Forest in the United States is estimated to be 2,400 years old, possibly older, and spans an estimated 2,200 acres (8.9 km2).[15] Most of the fungus is underground and in decaying wood or dying tree roots in the form of white mycelia combined with black shoelace-like rhizomorphs that bridge colonized separated woody substrates.[16]
|
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|
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Raw brown mushrooms are 92% water, 4% carbohydrates, 2% protein and less than 1% fat. In a 100 gram (3.5 ounce) amount, raw mushrooms provide 22 calories and are a rich source (20% or more of the Daily Value, DV) of B vitamins, such as riboflavin, niacin and pantothenic acid, selenium (37% DV) and copper (25% DV), and a moderate source (10-19% DV) of phosphorus, zinc and potassium (table). They have minimal or no vitamin C and sodium content.
|
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|
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+
The vitamin D content of a mushroom depends on postharvest handling, in particular the unintended exposure to sunlight. The US Department of Agriculture provided evidence that UV-exposed mushrooms contain substantial amounts of vitamin D.[17] When exposed to ultraviolet (UV) light, even after harvesting,[18] ergosterol in mushrooms is converted to vitamin D2,[19] a process now used intentionally to supply fresh vitamin D mushrooms for the functional food grocery market.[20] In a comprehensive safety assessment of producing vitamin D in fresh mushrooms, researchers showed that artificial UV light technologies were equally effective for vitamin D production as in mushrooms exposed to natural sunlight, and that UV light has a long record of safe use for production of vitamin D in food.[20]
|
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Mushrooms are used extensively in cooking, in many cuisines (notably Chinese, Korean, European, and Japanese).
|
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Most mushrooms sold in supermarkets have been commercially grown on mushroom farms. The most popular of these, Agaricus bisporus, is considered safe for most people to eat because it is grown in controlled, sterilized environments. Several varieties of A. bisporus are grown commercially, including whites, crimini, and portobello. Other cultivated species available at many grocers include Hericium erinaceus, shiitake, maitake (hen-of-the-woods), Pleurotus, and enoki. In recent years, increasing affluence in developing countries has led to a considerable growth in interest in mushroom cultivation, which is now seen as a potentially important economic activity for small farmers.[21]
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China is a major edible mushroom producer.[22] The country produces about half of all cultivated mushrooms, and around 2.7 kilograms (6.0 lb) of mushrooms are consumed per person per year by 1.4 billion people.[23] In 2014, Poland was the world's largest mushroom exporter, reporting an estimated 194,000 tonnes (191,000 long tons; 214,000 short tons) annually.[24]
|
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Separating edible from poisonous species requires meticulous attention to detail; there is no single trait by which all toxic mushrooms can be identified, nor one by which all edible mushrooms can be identified. People who collect mushrooms for consumption are known as mycophagists,[25] and the act of collecting them for such is known as mushroom hunting, or simply "mushrooming". Even edible mushrooms may produce allergic reactions in susceptible individuals, from a mild asthmatic response to severe anaphylactic shock.[26][27] Even the cultivated A. bisporus contains small amounts of hydrazines, the most abundant of which is agaritine (a mycotoxin and carcinogen).[28] However, the hydrazines are destroyed by moderate heat when cooking.[29]
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A number of species of mushrooms are poisonous; although some resemble certain edible species, consuming them could be fatal. Eating mushrooms gathered in the wild is risky and should only be undertaken by individuals knowledgeable in mushroom identification. Common best practice is for wild mushroom pickers to focus on collecting a small number of visually distinctive, edible mushroom species that cannot be easily confused with poisonous varieties.
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Many mushroom species produce secondary metabolites that can be toxic, mind-altering, antibiotic, antiviral, or bioluminescent. Although there are only a small number of deadly species, several others can cause particularly severe and unpleasant symptoms. Toxicity likely plays a role in protecting the function of the basidiocarp: the mycelium has expended considerable energy and protoplasmic material to develop a structure to efficiently distribute its spores. One defense against consumption and premature destruction is the evolution of chemicals that render the mushroom inedible, either causing the consumer to vomit the meal (see emetics), or to learn to avoid consumption altogether. In addition, due to the propensity of mushrooms to absorb heavy metals, including those that are radioactive, European mushrooms may, as late as 2008, include toxicity from the 1986 Chernobyl disaster and continue to be studied.[30][31]
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Mushrooms with psychoactive properties have long played a role in various native medicine traditions in cultures all around the world. They have been used as sacrament in rituals aimed at mental and physical healing, and to facilitate visionary states. One such ritual is the velada ceremony. A practitioner of traditional mushroom use is the shaman or curandera (priest-healer).[32]
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Psilocybin mushrooms possess psychedelic properties. Commonly known as "magic mushrooms" or "'shrooms", they are openly available in smart shops in many parts of the world, or on the black market in those countries that have outlawed their sale. Psilocybin mushrooms have been reported as facilitating profound and life-changing insights often described as mystical experiences. Recent scientific work has supported these claims, as well as the long-lasting effects of such induced spiritual experiences.[33]
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Psilocybin, a naturally occurring chemical in certain psychedelic mushrooms such as Psilocybe cubensis, is being studied for its ability to help people suffering from psychological disorders, such as obsessive–compulsive disorder. Minute amounts have been reported to stop cluster and migraine headaches.[35] A double-blind study, done by the Johns Hopkins Hospital, showed psychedelic mushrooms could provide people an experience with substantial personal meaning and spiritual significance. In the study, one third of the subjects reported ingestion of psychedelic mushrooms was the single most spiritually significant event of their lives. Over two-thirds reported it among their five most meaningful and spiritually significant events. On the other hand, one-third of the subjects reported extreme anxiety. However, the anxiety went away after a short period of time.[36] Psilocybin mushrooms have also shown to be successful in treating addiction, specifically with alcohol and cigarettes.[37]
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A few species in the genus Amanita, most recognizably A. muscaria, but also A. pantherina, among others, contain the psychoactive compound muscimol. The muscimol-containing chemotaxonomic group of Amanitas contains no amatoxins or phallotoxins, and as such are not hepatoxic, though if not properly cured will be non-lethally neurotoxic due to the presence of ibotenic acid. The Amanita intoxication is similar to Z-drugs in that it includes CNS depressant and sedative-hypnotic effects, but also dissociation and delirium in high doses.
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Some mushrooms are used or studied as possible treatments for diseases, particularly their extracts, including polysaccharides, glycoproteins and proteoglycans.[38] In some countries, extracts of polysaccharide-K, schizophyllan, polysaccharide peptide, or lentinan are government-registered adjuvant cancer therapies,[39][40] even though clinical evidence of efficacy in humans has not been confirmed.[41]
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Historically in traditional Chinese medicine, mushrooms are believed to have medicinal value,[42] although there is no evidence for such uses.
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Mushrooms can be used for dyeing wool and other natural fibers. The chromophores of mushroom dyes are organic compounds and produce strong and vivid colors, and all colors of the spectrum can be achieved with mushroom dyes. Before the invention of synthetic dyes, mushrooms were the source of many textile dyes.[43]
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Some fungi, types of polypores loosely called mushrooms, have been used as fire starters (known as tinder fungi).
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Mushrooms and other fungi play a role in the development of new biological remediation techniques (e.g., using mycorrhizae to spur plant growth) and filtration technologies (e.g. using fungi to lower bacterial levels in contaminated water).[44]
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1 |
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A mushroom or toadstool is the fleshy, spore-bearing fruiting body of a fungus, typically produced above ground, on soil, or on its food source.
|
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|
5 |
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The standard for the name "mushroom" is the cultivated white button mushroom, Agaricus bisporus; hence the word "mushroom" is most often applied to those fungi (Basidiomycota, Agaricomycetes) that have a stem (stipe), a cap (pileus), and gills (lamellae, sing. lamella) on the underside of the cap. "Mushroom" also describes a variety of other gilled fungi, with or without stems, therefore the term is used to describe the fleshy fruiting bodies of some Ascomycota. These gills produce microscopic spores that help the fungus spread across the ground or its occupant surface.
|
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Forms deviating from the standard morphology usually have more specific names, such as "bolete", "puffball", "stinkhorn", and "morel", and gilled mushrooms themselves are often called "agarics" in reference to their similarity to Agaricus or their order Agaricales. By extension, the term "mushroom" can also refer to either the entire fungus when in culture, the thallus (called a mycelium) of species forming the fruiting bodies called mushrooms, or the species itself.
|
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The terms "mushroom" and "toadstool" go back centuries and were never precisely defined, nor was there consensus on application. During the 15th and 16th centuries, the terms mushrom, mushrum, muscheron, mousheroms, mussheron, or musserouns were used.[2]
|
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The term "mushroom" and its variations may have been derived from the French word mousseron in reference to moss (mousse). Delineation between edible and poisonous fungi is not clear-cut, so a "mushroom" may be edible, poisonous, or unpalatable.
|
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Cultural or social phobias of mushrooms and fungi may be related. The term "fungophobia" was coined by William Delisle Hay of England, who noted a national superstition or fear of "toadstools".[3][4][5]
|
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The word "toadstool" has apparent analogies in Dutch padde(n)stoel (toad-stool/chair, mushroom) and German Krötenschwamm (toad-fungus, alt. word for panther cap). In German folklore and old fairy tales, toads are often depicted sitting on toadstool mushrooms and catching, with their tongues, the flies that are said to be drawn to the Fliegenpilz, a German name for the toadstool, meaning "flies' mushroom". This is how the mushroom got another of its names, Krötenstuhl (a less-used German name for the mushroom), literally translating to "toad-stool".
|
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Identifying mushrooms requires a basic understanding of their macroscopic structure. Most are Basidiomycetes and gilled. Their spores, called basidiospores, are produced on the gills and fall in a fine rain of powder from under the caps as a result. At the microscopic level, the basidiospores are shot off basidia and then fall between the gills in the dead air space. As a result, for most mushrooms, if the cap is cut off and placed gill-side-down overnight, a powdery impression reflecting the shape of the gills (or pores, or spines, etc.) is formed (when the fruit body is sporulating). The color of the powdery print, called a spore print, is used to help classify mushrooms and can help to identify them. Spore print colors include white (most common), brown, black, purple-brown, pink, yellow, and creamy, but almost never blue, green, or red.[6]
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While modern identification of mushrooms is quickly becoming molecular, the standard methods for identification are still used by most and have developed into a fine art harking back to medieval times and the Victorian era, combined with microscopic examination. The presence of juices upon breaking, bruising reactions, odors, tastes, shades of color, habitat, habit, and season are all considered by both amateur and professional mycologists. Tasting and smelling mushrooms carries its own hazards because of poisons and allergens. Chemical tests are also used for some genera.[7]
|
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In general, identification to genus can often be accomplished in the field using a local mushroom guide. Identification to species, however, requires more effort; one must remember that a mushroom develops from a button stage into a mature structure, and only the latter can provide certain characteristics needed for the identification of the species. However, over-mature specimens lose features and cease producing spores. Many novices have mistaken humid water marks on paper for white spore prints, or discolored paper from oozing liquids on lamella edges for colored spored prints.
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Typical mushrooms are the fruit bodies of members of the order Agaricales, whose type genus is Agaricus and type species is the field mushroom, Agaricus campestris. However, in modern molecularly defined classifications, not all members of the order Agaricales produce mushroom fruit bodies, and many other gilled fungi, collectively called mushrooms, occur in other orders of the class Agaricomycetes. For example, chanterelles are in the Cantharellales, false chanterelles such as Gomphus are in the Gomphales, milk-cap mushrooms (Lactarius, Lactifluus) and russulas (Russula), as well as Lentinellus, are in the Russulales, while the tough, leathery genera Lentinus and Panus are among the Polyporales, but Neolentinus is in the Gloeophyllales, and the little pin-mushroom genus, Rickenella, along with similar genera, are in the Hymenochaetales.
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Within the main body of mushrooms, in the Agaricales, are common fungi like the common fairy-ring mushroom, shiitake, enoki, oyster mushrooms, fly agarics and other Amanitas, magic mushrooms like species of Psilocybe, paddy straw mushrooms, shaggy manes, etc.
|
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An atypical mushroom is the lobster mushroom, which is a deformed, cooked-lobster-colored parasitized fruitbody of a Russula or Lactarius, colored and deformed by the mycoparasitic Ascomycete Hypomyces lactifluorum.[8]
|
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Other mushrooms are not gilled, so the term "mushroom" is loosely used, and giving a full account of their classifications is difficult. Some have pores underneath (and are usually called boletes), others have spines, such as the hedgehog mushroom and other tooth fungi, and so on. "Mushroom" has been used for polypores, puffballs, jelly fungi, coral fungi, bracket fungi, stinkhorns, and cup fungi. Thus, the term is more one of common application to macroscopic fungal fruiting bodies than one having precise taxonomic meaning. Approximately 14,000 species of mushrooms are described.[9]
|
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A mushroom develops from a nodule, or pinhead, less than two millimeters in diameter, called a primordium, which is typically found on or near the surface of the substrate. It is formed within the mycelium, the mass of threadlike hyphae that make up the fungus. The primordium enlarges into a roundish structure of interwoven hyphae roughly resembling an egg, called a "button". The button has a cottony roll of mycelium, the universal veil, that surrounds the developing fruit body. As the egg expands, the universal veil ruptures and may remain as a cup, or volva, at the base of the stalk, or as warts or volval patches on the cap. Many mushrooms lack a universal veil, therefore they do not have either a volva or volval patches. Often, a second layer of tissue, the partial veil, covers the bladelike gills that bear spores. As the cap expands, the veil breaks, and remnants of the partial veil may remain as a ring, or annulus, around the middle of the stalk or as fragments hanging from the margin of the cap. The ring may be skirt-like as in some species of Amanita, collar-like as in many species of Lepiota, or merely the faint remnants of a cortina (a partial veil composed of filaments resembling a spiderweb), which is typical of the genus Cortinarius. Mushrooms lacking partial veils do not form an annulus.[10]
|
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+
|
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+
The stalk (also called the stipe, or stem) may be central and support the cap in the middle, or it may be off-center and/or lateral, as in species of Pleurotus and Panus. In other mushrooms, a stalk may be absent, as in the polypores that form shelf-like brackets. Puffballs lack a stalk, but may have a supporting base. Other mushrooms, such as truffles, jellies, earthstars, and bird's nests, usually do not have stalks, and a specialized mycological vocabulary exists to describe their parts.
|
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+
|
35 |
+
The way the gills attach to the top of the stalk is an important feature of mushroom morphology. Mushrooms in the genera Agaricus, Amanita, Lepiota and Pluteus, among others, have free gills that do not extend to the top of the stalk. Others have decurrent gills that extend down the stalk, as in the genera Omphalotus and Pleurotus. There are a great number of variations between the extremes of free and decurrent, collectively called attached gills. Finer distinctions are often made to distinguish the types of attached gills: adnate gills, which adjoin squarely to the stalk; notched gills, which are notched where they join the top of the stalk; adnexed gills, which curve upward to meet the stalk, and so on. These distinctions between attached gills are sometimes difficult to interpret, since gill attachment may change as the mushroom matures, or with different environmental conditions.[11]
|
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+
|
37 |
+
A hymenium is a layer of microscopic spore-bearing cells that covers the surface of gills. In the nongilled mushrooms, the hymenium lines the inner surfaces of the tubes of boletes and polypores, or covers the teeth of spine fungi and the branches of corals. In the Ascomycota, spores develop within microscopic elongated, sac-like cells called asci, which typically contain eight spores in each ascus. The Discomycetes, which contain the cup, sponge, brain, and some club-like fungi, develop an exposed layer of asci, as on the inner surfaces of cup fungi or within the pits of morels. The Pyrenomycetes, tiny dark-colored fungi that live on a wide range of substrates including soil, dung, leaf litter, and decaying wood, as well as other fungi, produce minute, flask-shaped structures called perithecia, within which the asci develop.[12]
|
38 |
+
|
39 |
+
In the Basidiomycetes, usually four spores develop on the tips of thin projections called sterigmata, which extend from club-shaped cells called a basidia. The fertile portion of the Gasteromycetes, called a gleba, may become powdery as in the puffballs or slimy as in the stinkhorns. Interspersed among the asci are threadlike sterile cells called paraphyses. Similar structures called cystidia often occur within the hymenium of the Basidiomycota. Many types of cystidia exist, and assessing their presence, shape, and size is often used to verify the identification of a mushroom.[12]
|
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+
|
41 |
+
The most important microscopic feature for identification of mushrooms is the spores. Their color, shape, size, attachment, ornamentation, and reaction to chemical tests often can be the crux of an identification. A spore often has a protrusion at one end, called an apiculus, which is the point of attachment to the basidium, termed the apical germ pore, from which the hypha emerges when the spore germinates.[12]
|
42 |
+
|
43 |
+
Many species of mushrooms seemingly appear overnight, growing or expanding rapidly. This phenomenon is the source of several common expressions in the English language including "to mushroom" or "mushrooming" (expanding rapidly in size or scope) and "to pop up like a mushroom" (to appear unexpectedly and quickly). In reality, all species of mushrooms take several days to form primordial mushroom fruit bodies, though they do expand rapidly by the absorption of fluids.[citation needed]
|
44 |
+
|
45 |
+
The cultivated mushroom, as well as the common field mushroom, initially form a minute fruiting body, referred to as the pin stage because of their small size. Slightly expanded, they are called buttons, once again because of the relative size and shape. Once such stages are formed, the mushroom can rapidly pull in water from its mycelium and expand, mainly by inflating preformed cells that took several days to form in the primordia.[citation needed]
|
46 |
+
|
47 |
+
Similarly, there are other mushrooms, like Parasola plicatilis (formerly Coprinus plicatlis), that grow rapidly overnight and may disappear by late afternoon on a hot day after rainfall.[13] The primordia form at ground level in lawns in humid spaces under the thatch and after heavy rainfall or in dewy conditions balloon to full size in a few hours, release spores, and then collapse. They "mushroom" to full size.[citation needed]
|
48 |
+
|
49 |
+
Not all mushrooms expand overnight; some grow very slowly and add tissue to their fruiting bodies by growing from the edges of the colony or by inserting hyphae. For example, Pleurotus nebrodensis grows slowly, and because of this combined with human collection, it is now critically endangered.[14]
|
50 |
+
|
51 |
+
Though mushroom fruiting bodies are short-lived, the underlying mycelium can itself be long-lived and massive. A colony of Armillaria solidipes (formerly known as Armillaria ostoyae) in Malheur National Forest in the United States is estimated to be 2,400 years old, possibly older, and spans an estimated 2,200 acres (8.9 km2).[15] Most of the fungus is underground and in decaying wood or dying tree roots in the form of white mycelia combined with black shoelace-like rhizomorphs that bridge colonized separated woody substrates.[16]
|
52 |
+
|
53 |
+
Raw brown mushrooms are 92% water, 4% carbohydrates, 2% protein and less than 1% fat. In a 100 gram (3.5 ounce) amount, raw mushrooms provide 22 calories and are a rich source (20% or more of the Daily Value, DV) of B vitamins, such as riboflavin, niacin and pantothenic acid, selenium (37% DV) and copper (25% DV), and a moderate source (10-19% DV) of phosphorus, zinc and potassium (table). They have minimal or no vitamin C and sodium content.
|
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+
|
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+
The vitamin D content of a mushroom depends on postharvest handling, in particular the unintended exposure to sunlight. The US Department of Agriculture provided evidence that UV-exposed mushrooms contain substantial amounts of vitamin D.[17] When exposed to ultraviolet (UV) light, even after harvesting,[18] ergosterol in mushrooms is converted to vitamin D2,[19] a process now used intentionally to supply fresh vitamin D mushrooms for the functional food grocery market.[20] In a comprehensive safety assessment of producing vitamin D in fresh mushrooms, researchers showed that artificial UV light technologies were equally effective for vitamin D production as in mushrooms exposed to natural sunlight, and that UV light has a long record of safe use for production of vitamin D in food.[20]
|
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Mushrooms are used extensively in cooking, in many cuisines (notably Chinese, Korean, European, and Japanese).
|
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+
Most mushrooms sold in supermarkets have been commercially grown on mushroom farms. The most popular of these, Agaricus bisporus, is considered safe for most people to eat because it is grown in controlled, sterilized environments. Several varieties of A. bisporus are grown commercially, including whites, crimini, and portobello. Other cultivated species available at many grocers include Hericium erinaceus, shiitake, maitake (hen-of-the-woods), Pleurotus, and enoki. In recent years, increasing affluence in developing countries has led to a considerable growth in interest in mushroom cultivation, which is now seen as a potentially important economic activity for small farmers.[21]
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China is a major edible mushroom producer.[22] The country produces about half of all cultivated mushrooms, and around 2.7 kilograms (6.0 lb) of mushrooms are consumed per person per year by 1.4 billion people.[23] In 2014, Poland was the world's largest mushroom exporter, reporting an estimated 194,000 tonnes (191,000 long tons; 214,000 short tons) annually.[24]
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Separating edible from poisonous species requires meticulous attention to detail; there is no single trait by which all toxic mushrooms can be identified, nor one by which all edible mushrooms can be identified. People who collect mushrooms for consumption are known as mycophagists,[25] and the act of collecting them for such is known as mushroom hunting, or simply "mushrooming". Even edible mushrooms may produce allergic reactions in susceptible individuals, from a mild asthmatic response to severe anaphylactic shock.[26][27] Even the cultivated A. bisporus contains small amounts of hydrazines, the most abundant of which is agaritine (a mycotoxin and carcinogen).[28] However, the hydrazines are destroyed by moderate heat when cooking.[29]
|
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A number of species of mushrooms are poisonous; although some resemble certain edible species, consuming them could be fatal. Eating mushrooms gathered in the wild is risky and should only be undertaken by individuals knowledgeable in mushroom identification. Common best practice is for wild mushroom pickers to focus on collecting a small number of visually distinctive, edible mushroom species that cannot be easily confused with poisonous varieties.
|
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|
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Many mushroom species produce secondary metabolites that can be toxic, mind-altering, antibiotic, antiviral, or bioluminescent. Although there are only a small number of deadly species, several others can cause particularly severe and unpleasant symptoms. Toxicity likely plays a role in protecting the function of the basidiocarp: the mycelium has expended considerable energy and protoplasmic material to develop a structure to efficiently distribute its spores. One defense against consumption and premature destruction is the evolution of chemicals that render the mushroom inedible, either causing the consumer to vomit the meal (see emetics), or to learn to avoid consumption altogether. In addition, due to the propensity of mushrooms to absorb heavy metals, including those that are radioactive, European mushrooms may, as late as 2008, include toxicity from the 1986 Chernobyl disaster and continue to be studied.[30][31]
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Mushrooms with psychoactive properties have long played a role in various native medicine traditions in cultures all around the world. They have been used as sacrament in rituals aimed at mental and physical healing, and to facilitate visionary states. One such ritual is the velada ceremony. A practitioner of traditional mushroom use is the shaman or curandera (priest-healer).[32]
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+
|
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Psilocybin mushrooms possess psychedelic properties. Commonly known as "magic mushrooms" or "'shrooms", they are openly available in smart shops in many parts of the world, or on the black market in those countries that have outlawed their sale. Psilocybin mushrooms have been reported as facilitating profound and life-changing insights often described as mystical experiences. Recent scientific work has supported these claims, as well as the long-lasting effects of such induced spiritual experiences.[33]
|
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Psilocybin, a naturally occurring chemical in certain psychedelic mushrooms such as Psilocybe cubensis, is being studied for its ability to help people suffering from psychological disorders, such as obsessive–compulsive disorder. Minute amounts have been reported to stop cluster and migraine headaches.[35] A double-blind study, done by the Johns Hopkins Hospital, showed psychedelic mushrooms could provide people an experience with substantial personal meaning and spiritual significance. In the study, one third of the subjects reported ingestion of psychedelic mushrooms was the single most spiritually significant event of their lives. Over two-thirds reported it among their five most meaningful and spiritually significant events. On the other hand, one-third of the subjects reported extreme anxiety. However, the anxiety went away after a short period of time.[36] Psilocybin mushrooms have also shown to be successful in treating addiction, specifically with alcohol and cigarettes.[37]
|
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+
|
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+
A few species in the genus Amanita, most recognizably A. muscaria, but also A. pantherina, among others, contain the psychoactive compound muscimol. The muscimol-containing chemotaxonomic group of Amanitas contains no amatoxins or phallotoxins, and as such are not hepatoxic, though if not properly cured will be non-lethally neurotoxic due to the presence of ibotenic acid. The Amanita intoxication is similar to Z-drugs in that it includes CNS depressant and sedative-hypnotic effects, but also dissociation and delirium in high doses.
|
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|
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Some mushrooms are used or studied as possible treatments for diseases, particularly their extracts, including polysaccharides, glycoproteins and proteoglycans.[38] In some countries, extracts of polysaccharide-K, schizophyllan, polysaccharide peptide, or lentinan are government-registered adjuvant cancer therapies,[39][40] even though clinical evidence of efficacy in humans has not been confirmed.[41]
|
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+
|
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+
Historically in traditional Chinese medicine, mushrooms are believed to have medicinal value,[42] although there is no evidence for such uses.
|
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|
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+
Mushrooms can be used for dyeing wool and other natural fibers. The chromophores of mushroom dyes are organic compounds and produce strong and vivid colors, and all colors of the spectrum can be achieved with mushroom dyes. Before the invention of synthetic dyes, mushrooms were the source of many textile dyes.[43]
|
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|
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+
Some fungi, types of polypores loosely called mushrooms, have been used as fire starters (known as tinder fungi).
|
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|
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Mushrooms and other fungi play a role in the development of new biological remediation techniques (e.g., using mycorrhizae to spur plant growth) and filtration technologies (e.g. using fungi to lower bacterial levels in contaminated water).[44]
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1 |
+
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|
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The Airbus A350 XWB is a family of long-range, wide-body airliners developed by Airbus.
|
4 |
+
The first A350 design proposed by Airbus in 2004, in response to the Boeing 787 Dreamliner, would have been a development of the A330 with composite wings and new engines.
|
5 |
+
As market support was inadequate, in 2006 Airbus switched to a clean-sheet "XWB" (eXtra Wide Body) design, powered by Rolls-Royce Trent XWB turbofan engines.
|
6 |
+
The prototype first flew on 14 June 2013 from Toulouse in France.
|
7 |
+
Type certification from the European Aviation Safety Agency (EASA) was received in September 2014 and certification from the Federal Aviation Administration (FAA) two months later.
|
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+
|
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+
The A350 XWB is the first Airbus mostly made of carbon fibre reinforced polymer.
|
10 |
+
It has a new fuselage designed around a nine-abreast economy cross-section, up from the eight-abreast A330/A340.
|
11 |
+
It has a common type rating with the A330.
|
12 |
+
The A350 XWB has two variants: The A350-900 typically carries 300 to 350 passengers over a 15,000 kilometres (8,100 nautical miles) range and has a 280-ton (617,300-pound) maximum take-off weight (MTOW); the longer A350-1000 accommodates 350 to 410 passengers, has a maximum range of 16,100 km (8,700 nmi) and a 319 t (703,200 lb) MTOW, and is supported by two 6-wheel main landing gear trucks (the -900 has four).
|
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+
|
14 |
+
On 15 January 2015, the initial A350-900 entered service with its launch operator Qatar Airways, followed by the A350-1000 on 24 February 2018 with the same airline.
|
15 |
+
As of December 2019, A350 XWB orders stand at 926 of which 347 have been delivered and 312 are in operation.
|
16 |
+
The largest operator is the airliner's launch customer, Qatar Airways, with 48 A350 XWBs in its fleet.[5]
|
17 |
+
It succeeds the A340 and is positioned to compete against the Boeing 777, 777X, and 787-10.
|
18 |
+
|
19 |
+
Airbus initially rejected Boeing's claim that the Boeing 787 Dreamliner would be a serious threat to the Airbus A330, stating that the 787 was just a reaction to the A330 and that no response was needed. When airlines urged Airbus to provide a competitor, Airbus initially proposed the "A330-200Lite", a derivative of the A330 featuring improved aerodynamics and engines similar to those on the 787. The company planned to announce this version at the 2004 Farnborough Airshow, but did not proceed.[8]
|
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+
|
21 |
+
On 16 September 2004, Airbus president and chief executive officer Noël Forgeard confirmed the consideration of a new project during a private meeting with prospective customers. Forgeard did not give a project name, and he did not state whether it would be an entirely new design or a modification of an existing product. Airline dissatisfaction with this proposal motivated Airbus to commit €4 billion to a new airliner design.[8]
|
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+
|
23 |
+
On 10 December 2004, Airbus' shareholders, EADS and BAE Systems, approved the "authorisation to offer" for the A350, expecting a 2010 service entry.
|
24 |
+
Airbus then expected to win more than half of the 250-300 seat aircraft market, estimated at 3,100 aircraft overall over 20 years.
|
25 |
+
Based on the A330, the 245-seat A350-800 was to fly over a 8,600 nmi (15,900 km) range and the 285-seat A350-900 over a 7,500 nmi (13,900 km) range.
|
26 |
+
Fuel efficiency would improve by over 10% with a mostly Carbon fibre reinforced polymer wing and initial General Electric GEnx-72A1 engines, before offering a choice of powerplant.[9]
|
27 |
+
It had a common fuselage cross-section with the A330 and also a new horizontal stabiliser.[8]
|
28 |
+
|
29 |
+
On 13 June 2005 at the Paris Air Show, Middle Eastern carrier Qatar Airways announced that they had placed an order for 60 A350s. In September 2006 the airline signed a memorandum of understanding with General Electric (GE) to launch the GEnx-1A-72 engine for the aircraft.[10][11][12] Emirates sought a more improved design and decided against ordering the initial version of the A350.[13][14]
|
30 |
+
|
31 |
+
On 6 October 2005, the programme's industrial launch was announced with an estimated development cost of around €3.5 billion.[8] The A350 was initially planned to be a 250- to 300-seat twin-engine wide-body aircraft derived from the existing A330's design. Under this plan, the A350 would have modified wings and new engines while sharing the A330's fuselage cross-section. As a result of a controversial design, the fuselage was to consist primarily of aluminium-lithium rather than the carbon-fibre-reinforced polymer (CFRP) fuselage on the Boeing 787. The A350 would see entry in two versions: the A350-800 with a 8,800 nmi (16,300 km) range with a typical passenger capacity of 253 in a three-class configuration, and the A350-900 with 7,500 nmi (13,900 km) range and a 300-seat 3-class configuration. The A350 was designed to be a direct competitor to the Boeing 787-9 and 777-200ER.[8]
|
32 |
+
|
33 |
+
The original A350 design was publicly criticised by two of Airbus's largest customers, International Lease Finance Corporation (ILFC) and GE Capital Aviation Services (GECAS). On 28 March 2006, ILFC President Steven F. Udvar-Házy urged Airbus to pursue a clean-sheet design or risk losing market share to Boeing and branded Airbus's strategy as "a Band-aid reaction to the 787", a sentiment echoed by GECAS president Henry Hubschman.[15][16] In April 2006, while reviewing bids for the Boeing 787 and A350, CEO of Singapore Airlines (SIA) Chew Choon Seng, commented that "having gone through the trouble of designing a new wing, tail, cockpit... [Airbus] should have gone the whole hog and designed a new fuselage."[17]
|
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+
|
35 |
+
Airbus responded that they were considering A350 improvements to satisfy customer demands. Airbus's then-CEO Gustav Humbert stated, "Our strategy isn't driven by the needs of the next one or two campaigns, but rather by a long-term view of the market and our ability to deliver on our promises."[18][19] As major airlines such as Qantas and Singapore Airlines selected the 787 over the A350, Humbert tasked an engineering team to produce new alternative designs.[20][21] One such proposal, known internally as "1d", formed the basis of the A350 redesign.[21]
|
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+
|
37 |
+
On 14 July 2006, during the Farnborough International Airshow, the redesigned aircraft was designated "A350 XWB" (Xtra-Wide-Body).[22] Within four days, Singapore Airlines agreed to order 20 A350 XWBs with options for another 20 A350 XWBs.[23]
|
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+
|
39 |
+
The proposed A350 was a new design, including a wider fuselage cross-section, allowing seating arrangements ranging from an eight-abreast low-density premium economy layout to a ten-abreast high-density seating configuration for a maximum seating capacity of 440–475 depending on variant.[24][25] The A330 and previous iterations of the A350 would only be able to accommodate a maximum of eight seats per row. The 787 is typically configured for nine seats per row.[26] The 777 accommodates nine or ten seats per row, with more than half of recent 777s being ten-abreast as the 777X will be.[27] The A350 cabin is 12.7 cm (5.0 in) wider at the eye level of a seated passenger than the 787's cabin,[28] and 28 cm (11 in) narrower than the Boeing 777's cabin - see the Wide-body aircraft comparison of cabin widths and seating. All A350 passenger models have a range of at least 8,000 nmi (14,816 km). The redesigned composite fuselage provides higher cabin pressure and humidity, and lower maintenance costs.
|
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+
|
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+
On 1 December 2006, the Airbus board of directors approved the industrial launch of the A350-800, -900, and -1000 variants.[29] The delayed launch decision was a result of delays of the Airbus A380[30] and discussions on how to fund development. EADS CEO Thomas Enders stated that the A350 programme was not a certainty, citing EADS/Airbus's stretched resources.[31] However, it was decided programme costs are to be borne mainly from cash-flow. First delivery for the A350-900 was scheduled for mid-2013, with the -800 and -1000 following on 12 and 24 months later, respectively.[29] New technical details of the A350 XWB were revealed at a press conference in December 2006. Chief operating officer, John Leahy indicated existing A350 contracts were being re-negotiated due to price increases compared to the original A350s contracted. On 4 January 2007, Pegasus Aviation Finance Company placed the first firm order for the A350 XWB with an order for two aircraft.[32]
|
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+
|
43 |
+
The design change imposed a two-year delay into the original timetable and increased development costs from US$5.3 billion (€5.5 billion) to approximately US$10 billion (€9.7 billion).[33] The total development cost for the A350 was estimated at US$15 billion by Reuters (€12 billion or £10 billion).[34] The original mid-2013 delivery date of the A350 changed, as a longer than anticipated development forced Airbus to delay the final assembly and first flight of the aircraft to the third quarter of 2012 and second quarter of 2013 respectively. As a result, the flight test schedule was compressed from the original 15 months to 12 months. A350 programme chief Didier Evrard stressed that delays only affected the A350-900 while the -800 and -1000 schedules remained unchanged.[35]
|
44 |
+
|
45 |
+
Airbus suggested Boeing's use of composite materials for the 787 fuselage was premature, and that the new A350 XWB was to feature large carbon fibre panels for the main fuselage skin. After facing criticism for maintenance costs,[36] Airbus confirmed in early September 2007 the adoption of composite fuselage frames for the aircraft structure.[37][38] The composite frames would feature aluminium strips to ensure the electrical continuity of the fuselage (for dissipating lightning strikes).[39] Airbus used a full mock up fuselage to develop the wiring, a different approach from the A380, on which the wiring was all done on computers.[40]
|
46 |
+
|
47 |
+
In 2006, Airbus confirmed development of a full bleed air system on the A350, as opposed to the 787's bleedless configuration.[41][42][43] Rolls-Royce agreed with Airbus to supply a new variant of the Trent turbofan engine for the A350 XWB, named Trent XWB. In 2010, after low-speed wind tunnel tests, Airbus finalised the static thrust at sea level for all three proposed variants to the 74,000–94,000 lbf (330–420 kN) range.[44]
|
48 |
+
|
49 |
+
GE stated it would not offer the GP7000 engine on the aircraft, and that previous contracts for the GEnx on the original A350 did not apply to the XWB.[45] Engine Alliance partner Pratt & Whitney seemed to be unaligned with GE on this, having publicly stated that it was looking at an advanced derivative of the GP7000.[46] In April 2007, former Airbus CEO Louis Gallois held direct talks with GE management over developing a GEnx variant for the A350 XWB.[47][48] In June 2007, John Leahy indicated that the A350 XWB would not feature the GEnx engine, saying that Airbus wanted GE to offer a more efficient version for the airliner.[49] Since then, the largest GE engines operators, which include Emirates, US Airways, Hawaiian Airlines and ILFC have selected the Trent XWB for their A350 orders. In May 2009, GE said that if it were to reach a deal with Airbus to offer the current 787-optimised GEnx for the A350, it would only power the -800 and -900 variants. GE believed it can offer a product that outperforms the Trent 1000 and Trent XWB, but was reluctant to support an aircraft competing directly with its GE90-115B-powered 777 variants.[50]
|
50 |
+
|
51 |
+
In January 2008, French-based Thales Group won a US$2.9 billion (€2 billion) 20-year contract to supply avionics and navigation equipment for the A350 XWB, beating Honeywell and Rockwell Collins.[51] US-based Rockwell Collins and Moog Inc. were chosen to supply the horizontal stabiliser actuator and primary flight control actuation, respectively. The flight management system incorporated several new safety features.[52] Regarding cabin ergonomics and entertainment, in 2006 Airbus signed a firm contract with BMW for development of an interior concept for the original A350.[53] On 4 February 2010, Airbus signed a contract with Panasonic Avionics Corporation to deliver in-flight entertainment and communication (IFEC) systems for the Airbus A350 XWB.[54]
|
52 |
+
|
53 |
+
In 2008, Airbus planned to start cabin furnishing early in parallel with final assembly to cut production time in half.[55] The A350 XWB production programme sees extensive international collaboration and investments in new facilities: Airbus constructed 10 new factories in Western Europe and the US, with extensions carried out on 3 further sites.[56]
|
54 |
+
|
55 |
+
Among the new buildings was a £570 million (US$760 million or €745 million) composite facility in Broughton, Wales, which would be responsible for the wings.[57] In June 2009, the National Assembly for Wales announced provision of a £28 million grant to provide a training centre, production jobs and money toward the new production centre.[58]
|
56 |
+
|
57 |
+
Airbus manufactured the first structural component in December 2009.[59] Production of the first fuselage barrel began in late 2010 at its production plant in Illescas, Spain.[60] Construction of the first A350-900 centre wingbox was set to start in August 2010.[61] The new composite rudder plant in China opened in early 2011.[62] The forward fuselage of the first A350 was delivered to the final assembly plant in Toulouse on 29 December 2011.[63] Final assembly of the first A350 static test model was started on 5 April 2012.[64] Final assembly of the first prototype A350 was completed in December 2012.[65]
|
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+
|
59 |
+
The production rate was expected to rise from three aircraft per month in early 2015 to five at the end of 2015, and would ramp to ten aircraft per month by 2018.[66] In 2015, 17 planes would be delivered and the initial dispatch reliability was 98%.[67] Airbus announced plans to increase its production rate from 10 monthly in 2018 to 13 monthly from 2019, while the Boeing 787 production will increase from 12 to 14 per month in 2019, and six A330 are produced monthly.[68] Around 90 deliveries are expected in 2018, with about 15% -1000s (≈14)[69] That year, 93 aircraft were delivered, 3 more than expected.[70]
|
60 |
+
In 2019, Airbus delivered 112 A350s (87 A350-900s and 25 A350-1000s) at a rate of 10 per month, and were going to keep the rate around 9 to 10 per month, to reflect softer demand for widebodies, as the backlog reached 579 − or 5.2 years of production at a constant rate.[71]
|
61 |
+
|
62 |
+
The first Trent engine test was made on 14 June 2010.[72] The Trent XWB's flight test programme began use on the A380 development aircraft in early 2011, ahead of engine certification in late 2011. On 2 June 2013, the Trent XWB engines were powered up on the A350 for the first time. Airbus confirmed that the flight test programme would last 12 months and use five test aircraft.[73]
|
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+
|
64 |
+
The A350's maiden flight took place on 14 June 2013 from the Toulouse–Blagnac Airport.[2] Airbus's chief test pilot said, "it just seemed really happy in the air...all the things we were testing had no major issues at all."[74] It flew for 4 hours, reaching Mach .8 at 25,000 feet after retracting the landing gear and starting a 2,500 h flight test campaign.[75] Costs for developing the aircraft were estimated at €11 billion (US$15 billion or £9.5 billion) in June 2013.[6]
|
65 |
+
|
66 |
+
A350 XWB msn. 2, underwent two-and-a-half weeks of climatic tests in the unique McKinley Climatic Laboratory at Eglin Air Force Base, Florida, in May 2014, and was subjected to multiple climatic and humidity settings from a high of 45 °C to as low as −40 °C.[76]
|
67 |
+
|
68 |
+
The A350 received type certification from the European Aviation Safety Agency (EASA) on 30 September 2014.[77] On 15 October 2014, EASA approved the A350-900 for ETOPS 370, allowing it to fly more than six hours on one engine and making it the first airliner to be approved for "ETOPS Beyond 180 minutes" before entry into service.[78] Later that month Airbus received regulatory approval for a Common Type Rating for pilot training between the A350 XWB and A330.[79] On 12 November 2014, the A350 received certification from the FAA.[80] On 1 August 2017, the EASA issued an airworthiness directive mandating operators to power cycle (reset) early A350-900s before 149 hours of continuous power-on time, reissued in July 2019.[81]
|
69 |
+
|
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+
In June 2011, the A350-900 was scheduled to enter service in the first half of 2014, with the -800 to enter service in mid-2016, and the -1000 in 2017.[82] In July 2012, Airbus delayed the -900's introduction by three months to the second half of 2014.[83] The first delivery to launch customer Qatar Airways took place on 22 December 2014.[84] The first commercial flight was made on 15 January 2015 between Doha and Frankfurt.[3]
|
71 |
+
|
72 |
+
One year after introduction, the A350 fleet had accumulated 3,000 cycles and around 16,000 flight hours. Average daily usage by first customers was 11.4 hours with flights averaging 5.2 hours, which are under the aircraft's capabilities and reflect both short flights within the schedules of Qatar Airways and Vietnam Airlines, as well as flight-crew proficiency training that is typical of early use and is accomplished on short-haul flights. Finnair was operating the A350 at very high rates: 15 flight hours per day for Beijing, 18 hours for Shanghai, and more than 20 hours for Bangkok.[85] This may have accelerated its retirement of the Airbus A340.[85]
|
73 |
+
|
74 |
+
In service, problems occurred in three areas. The onboard Maintenance, Repair, Overhaul network needed software improvements. Airbus issued service bulletins regarding onboard equipment and removed galley inserts (coffee makers, toaster ovens) because of leaks. Airbus had to address spurious overheating warnings in the bleed air system by retrofitting an original connector with a gold-plated connector. Airbus targeted a 98.5% dependability by the end of 2016 and to match the mature A330 reliability by early 2019.[85]
|
75 |
+
|
76 |
+
By the end of May 2016, the in-service fleet had flown 55,200 hours over 9,400 cycles at a 97.8% operational reliability on three months. The longest operated sector was Qatar Airways' Adelaide–Doha at 13.8 hours for 6,120 nmi (11,334 km). 45% of flights were under 3,000 nmi (5,556 km), 16% over 5,000 nmi (9,260 km), and 39% in between. The average flight was 6.8 hours, with the longest average being 9.6 hours by TAM Airlines and the shortest being 2.1 hours by Cathay Pacific's. Aircraft seat configuration ranged from 253 seats for Singapore Airlines to 348 seats for TAM Airlines, with a 30 to 46 seat business class and a 211 to 318 seat economy class, often including a premium economy.[86]
|
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+
The first A350-1000 was assembled in 2016, for a first flight on 24 November and entry into service planned for mid-2017.[87]
|
78 |
+
|
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+
In January 2017, two years after introduction, 62 aircraft were in service with 10 airlines. They had accumulated 25,000 flights over 154,000 hours with an average daily utilisation of 12.5 hours, and transported six million passengers with a 98.7% operational reliability.[88] Zodiac Aerospace encountered production difficulties with business class seats in their Texas and California factories. After a year, Cathay Pacific experienced cosmetic quality issues and upgraded or replaced the seats for the earliest cabins.[89]
|
80 |
+
In 2017, average test flights before delivery decreased to 4.1 from 12 in 2014, with an average delay down to 25 days from 68.[90] Its reliability was 97.2% in 2015, 98.3% in 2016, and 98.8% in June 2017, just behind its 99% target for 2017.[91]
|
81 |
+
|
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+
In June 2017 after 30 months in commercial operation, 80 A350s were in service with 12 operators, the largest being Qatar Airways with 17 and 13 each at Cathay Pacific and Singapore Airlines (SIA).[92] The fleet average block time (time between pushback and destination gate arrival) was 7.2 hours with 53% below 3,000 nmi (5,556 km), 16% over 5,000 nmi (9,260 km), and 31% in between. LATAM Airlines had the longest average sector at 10.7 hours, and Asiana had the shortest at 3.8 hours.[92] Singapore Airlines operated the longest leg, Singapore to San Francisco 7,340 nmi (13,594 km), and the shortest leg, Singapore to Kuala Lumpur 160 nmi (296 km).[92] In 2016, 49 aircraft were delivered to customers. It was also planned that the monthly rate would grow to 10 by the end of 2018, which was eventually achieved in 2019 when Airbus delivered 112 aircraft over a period of 11 months.[92][70] Seating varied from 253 for Singapore Airlines to 389 for Air Caraïbes, with most between 280 and 320.[92]
|
83 |
+
|
84 |
+
In October 2017, Airbus was testing extended sharklets, which could offer 100–140 nmi (185–259 km) extra range and reduce fuel burn by 1.4–1.6%.[93] The wing twist is being changed for the wider, optimised spanload pressure distribution, and they will be used for the Singapore Airlines A350-900ULR in 2018 before spreading to other variants.[94]
|
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Iberia was the first to get the upgraded -900 on 26 June 2018, with a 280 t (617,294 lb) MTOW version for an 8,200 nmi (15,186 km) range with 325 passengers in three classes.[95][96]
|
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As of February 2018, 142 -900s had been delivered, with a dispatch reliability of 99.3%.[97]
|
87 |
+
|
88 |
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By April 2019, Airbus was testing a hybrid laminar flow control (HLFC) on the leading edge of an A350 prototype vertical stabilizer, with passive suction like the boundary layer control on the Boeing 787-9 tail, but unlike the natural laminar flow BLADE, within the same EU Clean Sky program.[98]
|
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+
At the November 2019 Dubai Air Show, Emirates finalised an order for 50 -900s for $16 Billion at list prices, to be delivered from 2023 to 2028.
|
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+
The order replaced the February agreement for 30 A350s and 40 A330Neos, compensating the cancellation for 39 A380s, causing the end of the double-decker production.[99]
|
91 |
+
At the end of November 2019, 33 operators had received 331 aircraft among 959 orders and 2.6 million hours have been flown.[100] The 2019 earnings report presented by Airbus stated that the A350 XWB program had broken even in 2019.[101][better source needed]
|
92 |
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|
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Airbus expects 10% lower airframe maintenance compared with the original A350 design and 14% lower empty seat weight than the Boeing 777.[102] Design freeze for the A350-900 was achieved in December 2008.[103]
|
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+
|
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The A350 XWB airframe is made out of 53% composites: carbon fibre reinforced plastic for the outer and centre wing box (covers, stringers, spars), fuselage (skin, frame, keel beam, and rear fuselage) and the empennage (horizontal and vertical tailplanes); 19% aluminium and aluminium–lithium alloy for ribs, floor beams, and gear bays; 14% titanium for landing gears, pylons, and attachments; 6% steel; and 8% miscellaneous.[104] The A350's competitor, the Boeing 787, is 50% composites, 20% aluminium, 15% titanium, 10% steel, and 5% other.[105]
|
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|
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The A350 XWB fuselage has a constant width from door 1 to door 4, unlike previous Airbus aircraft, to provide maximum usable volume.[106] The double-lobe (ovoid) fuselage cross-section has a maximum outer diameter of 5.97 m (19.6 ft), compared to 5.64 m (18.5 ft) for the A330/A340.[107] The cabin's internal width is 5.61 m (18.4 ft) at armrest level compared to 5.49 m (18.0 ft) in the Boeing 787[108] and 5.87 m (19.3 ft) in the Boeing 777. It allows for an eight-abreast 2–4–2 arrangement in a premium economy layout, with the seats being 49.5 cm (19.5 in) wide between 5 cm (2.0 in) wide arm rests. Airbus states that the seat will be 1.3 cm (0.5 in) wider than a 787 seat in the equivalent configuration.
|
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+
|
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+
In the nine-abreast, 3–3–3 standard economy layout, the A350 seat will be 45 cm (18 in) wide, 1.27 cm (0.5 in) wider than a seat in the equivalent layout in the 787,[109] and 3.9 cm (1.5 in) wider than a seat in the equivalent A330 layout.[110] The current 777 and future derivatives have 1.27 cm (0.5 in) greater seat width than the A350 in a nine-abreast configuration.[111][112][113] The 10-abreast seating on the A350 is similar to a 9-abreast configuration on the A330, with a seat width of 41.65 cm (16.4 in).[24][114] Overall, the A350 gives passengers more headroom, larger overhead storage space, and wider panoramic windows than current Airbus models.
|
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+
|
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+
The A350 nose section has a configuration derived from the A380 with a forward-mounted nosegear bay and a six-panel flightdeck windscreen.[115] This differs substantially from the four-window arrangement in the original design.[116] The new nose, made of aluminium,[117] improves aerodynamics and enables overhead crew rest areas to be installed further forward and eliminate any encroachment in the passenger cabin. The new windscreen has been revised to improve vision by reducing the width of the centre post. The upper shell radius of the nose section has been increased.[118]
|
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|
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+
Airbus adopted a new philosophy for the attachment of the A350's main undercarriage as part of the switch to a composite wing structure. Each main undercarriage leg is attached to the rear wing spar forward and to a gear beam aft, which itself is attached to the wing and the fuselage. To help reduce the loads further into the wing, a double side-stay configuration has been adopted. This solution resembles the design of the Vickers VC10.[119]
|
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|
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+
Airbus devised a three-pronged main undercarriage design philosophy encompassing both four- and six-wheel bogies to stay within pavement loading limits. The A350-900 has four-wheel bogies in a 4.1 m (13 ft) long bay. The higher weight variant, the A350-1000 uses a six-wheel bogie, with a 4.7 m (15 ft) undercarriage bay.[120] French-based Messier-Dowty provides the main undercarriage for the -900 variant, and UTC Aerospace Systems supplies the −1000 variant. The nose gear is supplied by Liebherr Aerospace.[121]
|
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|
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+
The A350-900 has a four-wheel main gear for a 280 t (620,000 lb) MTOW
|
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+
|
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+
The A350-1000 has a six-wheel main landing gear to support a 319 t (703,000 lb) MTOW
|
110 |
+
|
111 |
+
The A350 features new composite wings with a wingspan that is common to the proposed variants.[122] Its 64.75 m (212.4 ft) wingspan stays within the same ICAO Aerodrome Reference Code E 65m limit as the A330/A340[123] and the Boeing 777.[124] The A350's wing has a 31.9° sweep angle for a Mach 0.85 cruise speed and has a maximum operating speed of Mach 0.89.[125]
|
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+
|
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+
The -900 wing covers a 442 m2 (4,760 sq ft) area.[126] This is between the 436.8 m2 (4,702 sq ft) wing of the current Boeing 777-200LR/300ER and the 466.8 m2 (5,025 sq ft) wing of the in-development Boeing 777X.[127] However, Boeing and Airbus do not use the same measurement.[128] The A350-1000 wing is 22.3 m2 (240 sq ft) larger through a 30 cm (12 in) extension to the inboard sections of the fixed trailing edge.[129]
|
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+
|
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+
A new trailing-edge high-lift device has been adopted with an advanced dropped-hinge flap similar to that of the Airbus A380, which permits the gap between the trailing edge and the flap to be closed with the spoiler.[130] It is a limited morphing wing with adaptive features for continuously optimising the wing loading to reduce fuel burn: variable camber for longitudinal load control where inboard & outboard flaps deflect together and differential flaps setting for lateral load control where inboard & outboard flaps deflect differentially.[131]
|
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+
|
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+
The manufacturer has extensively used computational fluid dynamics and also carried out more than 4,000 hours of low- and high-speed windtunnel testing to refine the aerodynamic design.[132] The final configuration of wing and winglet was achieved for the "Maturity Gate 5" on 17 December 2008.[133] The wingtip device curves upwards over the final 4.4 m (14 ft).[106] The wings are produced in the new £400 million (US$645M), 46,000 m2 (500,000 sq ft) North Factory at Airbus Broughton, employing 650 workers, in a specialist facility constructed with £29M of support from the Welsh Government.[134]
|
118 |
+
|
119 |
+
The revised design of the A350 XWB's glass cockpit dropped the A380-sized display and adopted 38 cm (15 in) liquid-crystal display screens. The new six-screen configuration includes two central displays mounted one above the other (the lower one above the thrust levers) and a single (for each pilot) primary flight/navigation display, with an adjacent on-board information system screen.[135] Airbus says the cockpit design allows for future advances in navigation technology to be placed on the displays plus gives flexibility and capacity to upload new software and to combine data from multiple sources and sensors for flight management and aircraft systems control.[136] A head-up display is also present in the cockpit.
|
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+
|
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+
Avionics are a further development of the integrated modular avionics (IMA) concept found on the A380. The A350's IMA will manage up to 40 functions (versus 23 functions for the A380) such as undercarriage, fuel, pneumatics, cabin environmental systems, and fire detection.[116][136] Airbus stated that the benefits includes reduced maintenance and lower weight because as the IMA replaces multiple processors and LRUs with around 50% fewer standard computer modules known as line-replaceable modules. The IMA runs on a 100 Mbit/s network based on the AFDX standard, as employed in the A380, in place of the architecture used on the A330/A340.
|
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+
|
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+
In 2005, GE was the launch engine of the original A350, aiming for 2010 deliveries, while Rolls-Royce offered its Trent 1700.
|
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+
For the updated A350 XWB, GE offered a 87,000 lbf (390 kN) GEnx-3A87 for the A350-800/900, but not a higher thrust version needed for the A350-1000, which competes with the longer range 777 powered exclusively with the GE90-115B.
|
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+
In December 2006, Rolls-Royce was selected for the A350 XWB launch engine.[137]
|
126 |
+
|
127 |
+
The Rolls-Royce Trent XWB features a 118 in (300 cm) fan disk diameter and the design is based on the advanced developments of the Airbus A380 Trent 900 and the Boeing 787 Trent 1000. It has four thrust levels to power the A350 variants: a 75,000 lbf (330 kN) and 79,000 lbf (350 kN) for the regional variants of the A350-900 while the baseline A350-900 has the standard 84,000 lbf (370 kN) and a 97,000 lbf (430 kN) for the A350-1000.[138] The higher-thrust version will have some modifications to the fan module—it will be the same diameter but will run slightly faster and have a new fan blade design—and run at increased temperatures allowed by new materials technologies from Rolls-Royce's research.[139]
|
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+
|
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+
The Trent XWB may also benefit from the next-generation reduced acoustic mode scattering engine duct system (RAMSES), an acoustic quieting engine nacelle intake, and a carry-on design of the Airbus's "zero splice" intake liner developed for the A380.[140] A "hot and high" rating option for Middle Eastern customers Qatar Airways, Emirates, and Etihad Airways keep its thrust available at higher temperatures and altitudes.
|
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+
|
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+
Airbus aimed to certify the A350 with 350-minute ETOPS capability on entry into service.[141] That could reach 420 min later,[142] although Airbus achieved a 370–minute ETOPS rating on 15 October 2014 which covers 99.7% of the Earth's surface.[143] Engine thrust-reversers and nacelles are supplied by US-based UTC Aerospace Systems.[144][145]
|
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+
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+
Honeywell supplies its 1,700 horsepower (1,300 kW) HGT1700 auxiliary power unit with 10% greater power density than the TPE331 from which it is developed, and the air management system: the bleed air, environmental control, cabin pressure control and supplemental cooling systems.[146] Airbus says that the new design provides a better cabin atmosphere with 20% humidity, a typical cabin altitude at or below 6,000 ft (1,800 m) and an airflow management system that adapts cabin airflow to passenger load with draught-free air circulation.[147]
|
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+
|
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+
The ram air turbine, capable of generating 100 kilovolt-ampere, is supplied by Hamilton Sundstrand and located in the lower surface of the fuselage.[148] In light of the Boeing 787 Dreamliner battery problems, in February 2013 Airbus decided to revert from lithium-ion to the proven nickel-cadmium technology although the flight test programme will continue with the lithium-ion battery systems.[149] In late 2015, A350 XWB msn. 24 was delivered with 80 kg (176 lb) lighter Saft Li-ion batteries and in June 2017, fifty A350s were flying with them and benefiting from a two-year maintenance schedule instead of NiCd's 4–6 months.[150]
|
136 |
+
|
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+
Parker Hannifin supplies the complete fuel package: inerting system, fuel measurement and management systems, mechanical equipment and fuel pumps. The fuel tank inerting system features air-separation modules to generate nitrogen-enriched air to reduce the flammability of fuel vapour in the tanks. Parker also provides hydraulic power generation and distribution system: reservoirs, manifolds, accumulators, thermal control, isolation, software and new engine- and electric motor-driven pump designs. Parker estimates the contracts will generate more than US$2 billion in revenues over the life of the programme.[151]
|
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+
|
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+
The three main variants of the A350 were launched in 2006, with entry into service planned for 2013.[29] At the 2011 Paris Air Show, Airbus postponed the entry into service of the A350-1000 by two years to mid-2017.[82] In July 2012, the A350's entry into service was delayed to the second half of 2014,[83] before the -900 began service on 15 January 2015.[3] In October 2012, the -800 was due to enter service in mid-2016,[152] but its development has been cancelled since September 2014.[153] The A350 is also offered as the ACJ350 corporate jet by Airbus Corporate Jets (ACJ), offering a 20,000 km (10,800 nmi) range for 25 passengers for the -900 derivative.[154]
|
140 |
+
|
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+
The A350-900 is the first A350 model; it has a MTOW of 280 tonnes,[155] typically seats 325 passengers, and has a range of 8,100 nmi (15,000 km).[156] Airbus says that per seat, the Boeing 777-200ER should have a 16% heavier manufacturer's empty weight, a 30% higher block fuel consumption, and 25% higher cash operating costs than the A350-900.[157] The −900 is designed to compete with the Boeing 777 and 787[158] (777-200ER/LR, and Boeing 787-10), while replacing the Airbus A340-300 and A340-500.
|
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+
|
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+
A proposed A350−900R extended-range variant was to feature the higher engine thrust, strengthened structure, and landing gear of the 308 tonnes MTOW -1000 to give a further 800 nmi (1,500 km) range.[159]
|
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+
An A350−900F freighter with a 5,000 nmi (9,300 km) range and a similar payload and volume to the 91.7 tonne and 440 m3 (16,000 cu ft) McDonnell Douglas MD-11F should be studied after the -1000 is done, depending on market demand.[160]
|
145 |
+
|
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+
Philippine Airlines (PAL) will replace its A340-300 with an A350-900HGW ("high-gross weight") variant available from 2017.[161] It will enable non-stop Manila-New York City flights without payload limitations in either direction,[162] a 7,404 nmi (13,712 km) flight.[163] The PAL version will have a 278 tonne MTOW, and from 2020, the -900 will be proposed with the ULR's 280 tonne MTOW, up from the 268 tonnes for the original weight variant and the certified 260, 272, and 275 tonne variants, with the large fuel capacity. This will enable a 8,100 nmi (15,000 km) range with 325 seats in a three-class layout.[164]
|
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+
|
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+
In early November 2017, Emirates committed to purchase 40 Boeing 787-10 aircraft before Airbus presented an updated A350-900 layout with the rear pressure bulkhead pushed back by 2.5 ft (1 m).[165] After Emirates' Tim Clark was shown a ten-abreast economy cabin and galley changes, he said the -900 is "more marketable" as a result.[166]
|
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|
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The average lease rates of the first A350-900s produced in 2014 were $1.1 million per month, not including maintenance reserves amounting to $18 million after 10–12 years, and falling to $940,000 per month in 2018 while a new A350-900 is leased for $1.2 million per month and its interior can cost $12 million, 10% of the aircraft.[167]
|
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+
By 2018, a 2014 build was valued $108M falling to $74.5M by 2022 while a new build was valued for $148M, a 6+12year check cost $3M and an engine overhaul $4–6.5M.[168]
|
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The MTOW of the ultra-long range -900ULR has been increased to 280 t (620,000 lb) and its fuel capacity increased from 141,000 to 165,000 l (37,000 to 44,000 US gal) within existing fuel tanks, enabling up to 19-hour flights with a 9,700 nmi (18,000 km) range.[169] The MTOW is increased by 5 tonnes from the previously certified 275 tonnes variant.[155] Because of the A350-900's fuel consumption of 5.8 tonnes/hour, it needs an additional 24 tonnes of fuel to fly 19 hours instead of the standard 15 hours: the increased MTOW and lower payloads will enable the larger fuel capacity.[170] Non-stop flights could last more than 20 hours.[171] The first −900ULR was rolled out without its engines in February 2018 for ground testing. Flight-tests after engine installation checked the larger fuel capacity and measured the performance improvements from the extended winglets.[172] It made its first flight on 23 April 2018.[173]
|
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|
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Singapore Airlines, the launch customer, used its seven -900ULR aircraft on non-stop flights between Singapore and New York City and cities on the U.S. west coast.[174] Singapore Airlines' seating is to be from 170 in largely business class seating up to over 250 in mixed seating.[175] The planes can be reconfigured.[176] They will have two seating classes.[177] The airline received its first -900ULR on 23 September 2018, with 67 business class seats and 94 premium economy seats.[178]
|
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|
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On 12 October 2018, it landed the world's longest flight at Newark Liberty International Airport from Singapore Changi after 17 hours and 52 minutes,[179] covering 16,561 kilometres (8,942 nmi) for a 15,353 kilometres (8,290 nmi) orthodromic distance.[180] It burned 101.4 t (224,000 lb) of fuel to cover the route in 17 h 22 min: an average of 5.8 tonnes per hour (1.6 kg/s).[181]
|
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|
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+
At the 2015 Dubai Air Show, John Leahy noted the demand of the Middle Eastern Gulf airlines for this variant.[182] In February 2018, Qatar Airways stated its preference for the larger -1000, having no need for the extra range of the -900ULR.[183] Compared to the standard -900, the -900ULR additional value is likely around $2 million.[184]
|
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Airbus Corporate Jet version of the A350, the ACJ350, is derived from the A350-900ULR. As a result of the increased fuel capacity from the -900ULR, the ACJ350 has a maximum range of 20,000 km (10,800 nmi).[185] The German Air Force is to be the first to receive the ACJ350 having ordered 3 aircraft which will replace its 2 A340-300.[186]
|
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|
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+
After the Boeing 787-10 launch at the 2013 Paris Air Show, Airbus discussed with airlines a possible A350-900 Regional with a reduced MTOW of 250 t (550,000 lb).[187] Engine thrust would have been reduced to 70,000–75,000 lbf (310–330 kN) from the standard 85,000 lbf (380 kN) and the variant would have been optimised for routes up to 6,800 nmi (12,600 km) with seating for up to 360 passengers in a single-class layout.[188] The A350 Regional was expected to be ordered by Etihad Airways[189] and Singapore Airlines.[190] Since 2013, there has been no further announcement about this variant.
|
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+
|
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Singapore Airlines selected an A350-900 version for medium-haul use.[191] Japan Airlines took delivery of a 369-seat A350-900 with a 217 t (478,000 lb) MTOW for its domestic market.[192] The A350 Type Certificate Data Sheet includes MTOWs of 217, 235, 240, 250, 255, 260, 268, 272, 275, 277, 278 and 280 t.[193]
|
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+
|
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An A350-900 freighter was first mentioned in 2007, offering a similar capacity to the MD11-F with a range of 9,250 km (4,990 nmi), to be developed after the passenger version.[194] In early 2020, Airbus was proposing an A350F before a potential launch.[195]
|
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+
The A350-1000 is the largest variant of the A350 family at just under 74 metres (243 ft) in length. It seats 350-410 passengers in a typical three-class layout with a range of 8,700 nmi (16,100 km).[196] With a 9-abreast configuration, it is designed to replace the A340-600 and compete with the Boeing 777-300ER and 777-8. Airbus estimates a 366-seat -1000 should have a 35 tonne lighter operating empty weight than a 398-seat 777–9, a 15% lower trip cost, a 7% lower seat cost, and a 400 nmi (740 km) greater range.[197] Compared to a Boeing 777-300ER with 360 seats, Airbus claims a 25% fuel burn per seat advantage for an A350-1000 with 369 seats.[198] The 7 m (23 ft) extension seats 40 more passengers with 40% more premium area.[131]
|
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The -1000 can match the 40 more seats of the 777-9 by going 10-abreast but with diminished comfort.[199]
|
171 |
+
|
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+
The A350-1000 has an 11-frame stretch over the −900 and a slightly larger wing than the −800/900 models with trailing-edge extension increasing its area by 4%. This will extend the high-lift devices and the ailerons, making the chord bigger by around 400 mm, optimising flap lift performance as well as cruise performance.[200] The main landing gear is a 6-wheel bogie instead of a 4-wheel bogie, put in a one frame longer bay. The Rolls-Royce Trent XWB engine's thrust is augmented to 97,000 lbf (430 kN).[201] These and other engineering upgrades are necessary so that the −1000 model maintains range.[202]
|
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|
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+
In 2011, Airbus redesigned the A350-1000 with higher weights and a more powerful engine variant for more range for trans-Pacific operations which will boost its appeal to Cathay Pacific and Singapore Airlines, which committed to 20 777–9, and United Airlines, which could turn to 777-300ERs to replace its 747-400s. Emirates was disappointed with the changes and cancelled its order for 50 A350-900s and 20 A350-1000s instead of changing the whole order to the larger variant.[203]
|
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Assembly of the first fuselage major components started in September 2015.[204] In February 2016, final assembly started at the A350 Final Assembly Line in Toulouse. Three flight test aircraft was planned with entry into service scheduled for mid-2017.[205] The first aircraft completed its body join on 15 April 2016.[206] Its maiden flight took place on 24 November 2016.[87]
|
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+
The A350-1000 flight-test programme planned for 1,600 flight hours; 600 hours on the first aircraft, MSN59, for the flight envelope, systems and powerplant checks; 500 hours on MSN71 for cold and warm campaigns, landing gear checks and high-altitude tests; and 500 hours on MSN65 for route proving and ETOPS assessment, with an interior layout for cabin development and certification.[207] In cruise at Mach 0.854 (911.901 km/h; 492.3871 kn) and 35,000 ft, its fuel flow at 259 t (571,000 lb) is 6.8 t (15,000 lb) per hour within a 5,400 nautical miles (10,000 km), 11 1/2 hours early long test flight.[208] Flight tests allowed raising the MTOW from 308 to 316 t (679,000 to 697,000 lb), the 8 t (18,000 lb) increase giving 450 nmi (830 km) more range.[209] Airbus then completed functional and reliability testing.[210]
|
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Type Certification was awarded by EASA on 21 November 2017,[193] along FAA certification. The first serial unit was on the final assembly line in early December.[211] After its maiden flight on 7 December, delivery to launch customer Qatar Airways slipped to early 2018.[212] The delay was due to issues with the business class seat installation.[213] It was delivered on 20 February[214] and entered commercial service on Qatar Airways' Doha to London Heathrow route on 24 February.[215]
|
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+
It features an automatic emergency descent function to around 10,000 ft (3,000 m) and notifies air traffic control if the crew fails to respond to an alert, indicating possible incapacitation from depressurisation. The avionics software adaptation is activated by a push and pull button to avoid mistakes and could be retrofitted in the smaller -900.[216] All performance targets have been met or exceeded, and it remains within its weight specification, unlike early −900s.[211]
|
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Its basic 308 t (679,000 lb) MTOW was increased to 311 t (686,000 lb) before offering a possible 316 t (697,000 lb) version.[217] Its 316 t MTOW appeared in 29 May 2018 update of its type certificate data sheet.[193] This raised its range from 7,950 to 8,400 nmi (14,720 to 15,560 km).[218] A further MTOW increase by 3 t to 319 t is under study to be available from 2020 and could be a response to Qantas' Project Sunrise.[219] Initial speculation suggested that the variant might be marketed as the A350-1000ULR.[220] However, the -1000 is not expected to share the -900ULR's larger fuel tanks and other fuel system modifications, and Airbus has stopped short of describing the largest MTOW variant as a ULR model, despite the 8,700 nmi (16,100 km) range.[221]
|
185 |
+
|
186 |
+
In December 2019, Qantas tentatively chose the A350-1000 to operate their Project Sunrise routes, before a final decision in March 2020 for up to 12 aircraft.[222]
|
187 |
+
|
188 |
+
In November 2019, maximum accommodation increased to 480 seats from 440 through the installation of new "Type-A+" exits, with a dual-lane evacuation slide.[223]
|
189 |
+
|
190 |
+
Airbus has explored the possibility of a further stretch offering 45 more seats.[224] A potential 4 m stretch would remain within the exit limit of four door pairs, and a modest MTOW increase from 308 t to 319 t would need only 3% more thrust, within the Rolls-Royce Trent XWB-97 capabilities, and would allow a 14,100 km (7,600 nmi) range to compete with the Boeing 777-9 capabilities.[225]
|
191 |
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This variant was to be a replacement for the Boeing 747-400,[226] tentatively called the A350-8000,[227] -2000[228] or -1100.[224] Within the June 2016 Airbus Innovation Days, chief commercial officer John Leahy was concerned about the size of a 400-seat market besides the Boeing 747-8 and the 777-9 and chief executive Fabrice Brégier feared such an aircraft could cannibalise demand for the -1000.[228]
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The potential 79 m-long (258 ft) aeroplane was competing against a hypothetical 777-10X for Singapore Airlines.[229] At the 2017 Paris Air Show, the concept was shelved for lacking market appeal and in January 2018 Fabrice Brégier focused on enhancing the A350-900/1000 to capture potential before 2022/2023, when it will be possible to stretch the A350 with a new engine generation.[230]
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The 60.45 m (198.3 ft)-long A350-800 was designed to seat 276 passengers in a typical three-class configuration with a range of 8,245 nmi (15,270 km) with an MTOW of 259 t (571,000 lb).[231]
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In January 2010 Airbus opted to develop the -800 as a shrink of the baseline -900, avoid a specific development and increasing its payload by 3 t (6,600 lb) or its range by 250 nmi (460 km) but leading to a fuel burn penalty by "a couple of%" according to John Leahy.[232] The previously planned optimisation to the structure and landing gear was not beneficial enough against better commonality and maximum takeoff weight increase by 11t from 248t.[233] The −800's fuselage is 10 frames shorter (six forward and four aft of wing) than the −900 aircraft.[234] It was designed to supplement the Airbus A330-200 long-range twin.[235] Airbus planned to decrease structural weight in the -800 as development continued, which should have been around airframe 20.[236]
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While its backlog reached 182 in mid-2008, it diminished since 2010 as customers switched to the larger -900.[237] After launching the Airbus A330neo at the 2014 Farnborough Airshow, Airbus dropped the A350-800, with its CEO Fabrice Brégier saying "I believe all of our customers will either convert to the A350-900 or the A330neo".[238] He later confirmed at a September 2014 press conference that development of the A350-800 had been "cancelled."[153] There were 16 orders left for the -800 since Yemenia switched to the -900 and Hawaiian Airlines moved to the A330neo in December 2014: 8 for Aeroflot and 8 for Asiana Airlines, both also having orders for the -900.[239] In January 2017, Aeroflot and Airbus announced the cancellation of its -800 order, leaving Asiana Airlines as the only customer for the variant.[240] After the negotiation between Airbus and Asiana Airlines,[241] Asiana converted orders of eight A350-800s and one A350-1000 to nine A350-900s.[242]
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By November 2018, Airbus was hiring in Toulouse and Madrid to develop a re-engined A350neo. Although its launch is not guaranteed, it would be delivered in the mid-2020s, after the A321XLR and a stretched A320neo "plus", potentially competing with the Boeing New Midsize Airplane. Service entry would be determined by ultra-high bypass ratio engine developments pursued by Pratt & Whitney, testing its Geared Turbofan upgrade; Safran Aircraft Engines, ground testing a demonstrator from 2021; and Rolls-Royce, targeting a 2025 Ultrafan service entry. The production target is a monthly rate of 20 A350neos, up from 10.[243]
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In November 2019, General Electric was offering an advanced GEnx-1 variant with a bleed air system and improvements from the GE9X, developed for the delayed Boeing 777X, to power a proposed A350neo from the mid-2020s.[137]
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There were 341 A350 aircraft in service with 33 operators as of 29 February 2020[update].[244] The largest operators were Qatar Airways (54), Singapore Airlines (48), Cathay Pacific (36), Lufthansa (16), Finnair (15), Vietnam Airlines (14), China Airlines (14), Ethiopian Airlines (14) and other airlines operating fewer of the type.
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As of 30 June 2020[update][5]
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Orders and deliveries, cumulative, by year:
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Orders
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Deliveries
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As of 30 June 2020[update][5]
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Related development
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Aircraft of comparable role, configuration and era
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Related lists
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The UEFA Champions League (abbreviated as UCL, also known as the European Cup) is an annual club football competition organised by the Union of European Football Associations (UEFA) and contested by top-division European clubs, deciding the competition winners through a group and knockout format. It is one of the most prestigious football tournaments in the world and the most prestigious club competition in European football, played by the national league champions (and, for some nations, one or more runners-up) of their national associations.
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Introduced in 1955 as the European Champion Clubs' Cup, it was initially a straight knockout tournament open only to the champion club of each national championship. The competition took on its current name in 1992, adding a round-robin group stage and allowing multiple entrants from certain countries.[1] It has since been expanded, and while most of Europe's national leagues can still only enter their champion, the strongest leagues now provide up to four teams.[2][3] Clubs that finish next-in-line in their national league, having not qualified for the Champions League, are eligible for the second-tier UEFA Europa League competition, and from 2021, teams not eligible for the UEFA Europa League will qualify for a new third-tier competition called the UEFA Europa Conference League.[4]
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In its present format, the Champions League begins in late June with a preliminary round, three qualifying rounds and a play-off round, all played over two legs. The six surviving teams enter the group stage, joining 26 teams qualified in advance. The 32 teams are drawn into eight groups of four teams and play each other in a double round-robin system. The eight group winners and eight runners-up proceed to the knockout phase that culminates with the final match in late May or early June.[5] The winner of the Champions League qualifies for the following year's Champions League, the UEFA Super Cup and the FIFA Club World Cup.[6][7] In 2020, the traditional schedule for UEFA matches was disrupted. Those scheduled for May 2020 were postponed due to the coronavirus outbreak, leaving some finals unconcluded.[8]
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The competition has been won by 22 clubs, 12 of which have won it more than once.[9] Real Madrid is the most successful club in the tournament's history, having won it 13 times, including its first five seasons. Liverpool are the reigning champions, having beaten Tottenham Hotspur 2–0 in the 2019 final. Spanish clubs have the highest number of victories (18 wins), followed by England (13 wins) and Italy (12 wins). England has the largest number of winning teams, with five clubs having won the title.
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The first pan-European tournament was the Challenge Cup, a competition between clubs in the Austro-Hungarian Empire.[10] The Mitropa Cup, a competition modelled after the Challenge Cup, was created in 1927, an idea of Austrian Hugo Meisl, and played between Central European clubs.[11] In 1930, the Coupe des Nations (French: Nations Cup), the first attempt to create a cup for national champion clubs of Europe, was played and organised by Swiss club Servette.[12] Held in Geneva, it brought together ten champions from across the continent. The tournament was won by Újpest of Hungary.[12] Latin European nations came together to form the Latin Cup in 1949.[13]
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After receiving reports from his journalists over the highly successful Campeonato Sudamericano de Campeones of 1948, Gabriel Hanot, editor of L'Équipe, began proposing the creation of a continent-wide tournament.[14] After Stan Cullis declared Wolverhampton Wanderers "Champions of the World" following a successful run of friendlies in the 1950s, in particular a 3–2 friendly victory against Budapest Honvéd, Hanot finally managed to convince UEFA to put into practice such a tournament.[1] It was conceived in Paris in 1955 as the European Champion Clubs' Cup.[1]
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The first edition of the European Cup took place during the 1955–56 season.[15][16] Sixteen teams participated (some by invitation): Milan (Italy), AGF Aarhus (Denmark), Anderlecht (Belgium), Djurgården (Sweden), Gwardia Warszawa (Poland), Hibernian (Scotland), Partizan (Yugoslavia), PSV Eindhoven (Netherlands), Rapid Wien (Austria), Real Madrid (Spain), Rot-Weiss Essen (West Germany), Saarbrücken (Saar), Servette (Switzerland), Sporting CP (Portugal), Stade de Reims (France), and Vörös Lobogó (Hungary).[15][16] The first European Cup match took place on 4 September 1955, and ended in a 3–3 draw between Sporting CP and Partizan.[15][16] The first goal in European Cup history was scored by João Baptista Martins of Sporting CP.[15][16] The inaugural final took place at the Parc des Princes between Stade de Reims and Real Madrid.[15][16][17] The Spanish squad came back from behind to win 4–3 thanks to goals from Alfredo Di Stéfano and Marquitos, as well as two goals from Héctor Rial.[15][16][17]
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Real Madrid successfully defended the trophy next season in their home stadium, the Santiago Bernabéu, against Fiorentina.[18][19] After a scoreless first half, Real Madrid scored twice in six minutes to defeat the Italians.[17][18][19] In 1958, Milan failed to capitalise after going ahead on the scoreline twice, only for Real Madrid to equalise.[20][21] The final, held in Heysel Stadium, went to extra time where Francisco Gento scored the game-winning goal to allow Real Madrid to retain the title for the third consecutive season.[17][20][21] In a rematch of the first final, Real Madrid faced Stade Reims at the Neckarstadion for the 1959 final, and won 2–0.[17][22][23] West German side Eintracht Frankfurt became the first non-Latin team to reach the European Cup final.[24][25] The 1960 final holds the record for the most goals scored, with Real Madrid beating Eintracht Frankfurt 7–3 in Hampden Park, courtesy of four goals by Ferenc Puskás and a hat-trick by Alfredo Di Stéfano.[17][24][25] This was Real Madrid's fifth consecutive title, a record that still stands today.[9]
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Real Madrid's reign ended in the 1960–61 season when bitter rivals Barcelona dethroned them in the first round.[26][27] Barcelona themselves, however, would be defeated in the final by Portuguese side Benfica 3–2 at Wankdorf Stadium.[26][27][28] Reinforced by Eusébio, Benfica defeated Real Madrid 5–3 at the Olympic Stadium in Amsterdam and kept the title for a second consecutive season.[28][29][30] Benfica wanted to repeat Real Madrid's successful run of the 1950s after reaching the showpiece event of the 1962–63 European Cup, but a brace from Brazilian-Italian José Altafini at the Wembley Stadium gave the spoils to Milan, making the trophy leave the Iberian Peninsula for the first time ever.[31][32][33] Inter Milan beat an ageing Real Madrid 3–1 in the Ernst-Happel-Stadion to win the 1963–64 season and replicate their local-rival's success.[34][35][36] The title stayed in the city of Milan for the third year in a row after Inter beat Benfica 1–0 at their home ground, the San Siro.[37][38][39] Under the leadership of Jock Stein, Scottish club Celtic defeated Inter Milan 2–1 in the 1967 final to become the first British club to win the European Cup.[40][41] The Celtic players that day subsequently became known as the "Lisbon Lions", all of whom were born within 30 miles of Glasgow.[42]
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The 1967-68 season saw Manchester United become the first English team to win the European Cup, beating S.L. Benfica 4-1 in the final.[43] This final came 10 years after the Munich air disaster, which claimed the lives of eight United players, and injuring their Cup-winning manager, Matt Busby.[44] In the 1968-69 season, Ajax became the first Dutch team to reach the European Cup final, but they were beaten by A.C. Milan 4-1, who claimed their second European Cup, with Pierino Prati scoring a hat-trick.[45]
|
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|
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—Zinedine Zidane[46]
|
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The UEFA Champions League anthem, officially titled simply as "Champions League", was written by Tony Britten, and is an adaptation of George Frideric Handel's 1727 anthem Zadok the Priest (one of his Coronation Anthems).[47][48] UEFA commissioned Britten in 1992 to arrange an anthem, and the piece was performed by London's Royal Philharmonic Orchestra and sung by the Academy of St. Martin in the Fields.[47] UEFA's official website states it is, “known to set the hearts of many of the world's top footballers aflutter”.[47]
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|
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The chorus contains the three official languages used by UEFA: English, German, and French.[49] The climactic moment is set to the exclamations ‘Die Meister! Die Besten! Les Grandes Équipes! The Champions!’.[50] The anthem's chorus is played before each UEFA Champions League game as the two teams are lined up, as well as at the beginning and end of television broadcasts of the matches. In addition to the anthem, there is also entrance music, which contains parts of the anthem itself, which is played as teams enter the field.[51] The complete anthem is about three minutes long, and has two short verses and the chorus.[49]
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Special vocal versions have been performed live at the Champions League Final with lyrics in other languages, changing over to the host nation's language for the chorus. These versions were performed by Andrea Bocelli (Italian) (Rome 2009, Milan 2016 and Cardiff 2017), Juan Diego Flores (Spanish) (Madrid 2010), All Angels (Wembley 2011), Jonas Kaufmann and David Garrett (Munich 2012), and Mariza (Lisbon 2014). In the 2013 final at Wembley Stadium, the chorus was played twice. In the 2018 and 2019 finals, held in Kiev and Madrid respectively, the instrumental version of the chorus was played, by 2Cellos (2018) and Asturia Girls (2019).[52][53] The anthem has been released commercially in its original version on iTunes and Spotify with the title of Champions League Theme. In 2018, composer Hans Zimmer remixed the anthem with rapper Vince Staples for EA Sports' video game FIFA 19, with it also featuring in the game's reveal trailer.[54]
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In 1991, UEFA asked its commercial partner, Television Event and Media Marketing (TEAM), to help "brand" the Champions League. This resulted in the anthem, "house colours" of black and white or silver and a logo, and the "starball". The starball was created by Design Bridge, a London-based firm selected by TEAM after a competition.[55] TEAM gives particular attention to detail in how the colours and starball are depicted at matches. According to TEAM, "Irrespective of whether you are a spectator in Moscow or Milan, you will always see the same stadium dressing materials, the same opening ceremony featuring the 'starball' centre circle ceremony, and hear the same UEFA Champions League Anthem". Based on research it conducted, TEAM concluded that by 1999, "the starball logo had achieved a recognition rate of 94 percent among fans".[56]
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The UEFA Champions League begins with a double round-robin group stage of 32 teams, which since the 2009–10 season is preceded by two qualification 'streams' for teams that do not receive direct entry to the tournament proper. The two streams are divided between teams qualified by virtue of being league champions, and those qualified by virtue of finishing 2nd–4th in their national championship.
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The number of teams that each association enters into the UEFA Champions League is based upon the UEFA coefficients of the member associations. These coefficients are generated by the results of clubs representing each association during the previous five Champions League and UEFA Cup/Europa League seasons. The higher an association's coefficient, the more teams represent the association in the Champions League, and the fewer qualification rounds the association's teams must compete in.
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|
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Four of the remaining six qualifying places are granted to the winners of a six-round qualifying tournament between the remaining 43 or 44 national champions, within which those champions from associations with higher coefficients receive byes to later rounds. The other two are granted to the winners of a three-round qualifying tournament between the 11 clubs from the associations ranked 5 through 15, which have qualified based upon finishing second, or third in their respective national league.
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|
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In addition to sporting criteria, any club must be licensed by its national association to participate in the Champions League. To obtain a license, the club must meet certain stadium, infrastructure, and finance requirements.
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In 2005–06 season, Liverpool and Artmedia Bratislava became the first teams to reach the Champions League group stage after playing in all three qualifying rounds. In 2008–09 season, both BATE Borisov and Anorthosis Famagusta achieved the same feat. Real Madrid holds the record for the most consecutive appearances in the group stage, having qualified 22 times in a row (1997–present). They are followed by Arsenal on 19 (1998–2016)[57] and Manchester United on 18 (1996–2013).[58]
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Between 1999 and 2008, no differentiation was made between champions and non-champions in qualification. The 16 top ranked teams spread across the biggest domestic leagues qualified directly for the tournament group stage. Prior to this, three preliminary knockout qualifying rounds whittled down the remaining teams, with teams starting in different rounds.
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An exception to the usual European qualification system happened in 2005, after Liverpool won the Champions League the year before, but did not finish in a Champions League qualification place in the Premier League that season. UEFA gave special dispensation for Liverpool to enter the Champions League, giving England five qualifiers.[59] UEFA subsequently ruled that the defending champions qualify for the competition the following year regardless of their domestic league placing. However, for those leagues with four entrants in the Champions League, this meant that, if the Champions League winner fell outside of its domestic league's top four, it would qualify at the expense of the fourth-placed team in the league. Until 2015–16, no association could have more than four entrants in the Champions League.[60] In May 2012, Tottenham Hotspur finished fourth in the 2011–12 Premier League, two places ahead of Chelsea, but failed to qualify for the 2012–13 Champions League, after Chelsea won the 2012 final.[61] Tottenham were demoted to the 2012–13 UEFA Europa League.[61]
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In May 2013,[62] it was decided that, starting from the 2015–16 season (and continuing at least for the three-year cycle until the 2017–18 season), the winners of the previous season's UEFA Europa League would qualify for the UEFA Champions League, entering at least the play-off round, and entering the group stage if the berth reserved for the Champions League title holders was not used. The previous limit of a maximum of four teams per association was increased to five, meaning that a fourth-placed team from one of the top three ranked associations would only have to be moved to the Europa League if both the Champions League and Europa League winners came from that association and both finished outside the top four of their domestic league.[63]
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In 2007, Michel Platini, the UEFA president, had proposed taking one place from the three leagues with four entrants and allocating it to that nation's cup winners. This proposal was rejected in a vote at a UEFA Strategy Council meeting.[64] In the same meeting, however, it was agreed that the third-placed team in the top three leagues would receive automatic qualification for the group stage, rather than entry into the third qualifying round, while the fourth-placed team would enter the play-off round for non-champions, guaranteeing an opponent from one of the top 15 leagues in Europe. This was part of Platini's plan to increase the number of teams qualifying directly into the group stage, while simultaneously increasing the number of teams from lower-ranked nations in the group stage.[65]
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In 2012, Arsène Wenger referred to qualifying for the Champion's League by finishing in the top four places in the English Premier League as the "4th Place Trophy". The phrase was coined after a pre-match conference when he was questioned about Arsenal's lack of a trophy after exiting the FA Cup. He said "The first trophy is to finish in the top four".[66] At Arsenal's 2012 AGM, Wenger was also quoted as saying: "For me there are five trophies every season: Premier League, Champions League, the third is to qualify for the Champions League..."[67]
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The tournament proper begins with a group stage of 32 teams, divided into eight groups of four.[68] Seeding is used whilst making the draw for this stage, whilst teams from the same nation may not be drawn into groups together. Each team plays six group stage games, meeting the other three teams in its group home and away in a round-robin format.[68] The winning team and the runners-up from each group then progress to the next round. The third-placed team enters the UEFA Europa League.
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For the next stage – the last 16 – the winning team from one group plays against the runners-up from another group, and teams from the same association may not be drawn against each other. From the quarter-finals onwards, the draw is entirely random, without association protection. The tournament uses the away goals rule: if the aggregate score of the two games is tied, then the team who scored more goals at their opponent's stadium advances.[69]
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The group stage is played from September to December, whilst the knock-out stage starts in February. The knock-out ties are played in a two-legged format, with the exception of the final. The final is typically held in the last two weeks of May or in the early days of June, which has happened in three consecutive odd-numbered years since 2015.
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The following is the default access list.[70]
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Changes will be made to the access list above if the Champions League and/or Europa League title holders qualify for the tournament via their domestic leagues.
|
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The UEFA Refereeing Unit is broken down into five experience-based categories. A referee is initially placed into Category 4 with the exception of referees from France, Germany, England, Italy, or Spain. Referees from these five countries are typically comfortable with top professional matches and are therefore directly placed into Category 3. Each referee's performance is observed and evaluated after every match; his category may be revised twice per season, but a referee cannot be promoted directly from Category 3 to the Elite Category.[71]
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In co-operation with the UEFA Refereeing Unit, the UEFA Referee Committee is responsible for appointing referees to matches. Referees are appointed based on previous matches, marks, performances, and fitness levels. To discourage bias, the Champions League takes nationality into account. No referee may be of the same origins as any club in his or her respecting groups. Referee appointments, suggested by the UEFA Refereeing Unit, are sent to the UEFA Referee Committee to be discussed or revised. After a consensus is made, the name of the appointed referee remains confidential up to two days before the match for the purpose of minimising public influence.[71]
|
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Since 1990, a UEFA international referee cannot exceed the age of 45 years. After turning 45, a referee must step down at the end of his season. The age limit was established to ensure an elite level of fitness. Today, UEFA Champions League referees are required to pass a fitness test to even be considered at the international level.[71]
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Each year, the winning team is presented with the European Champion Clubs' Cup, the current version of which has been awarded since 1967. From the 1968–69 season and prior to the 2008–09 season any team that won the Champions League three years in a row or five times overall was awarded the official trophy permanently.[72] Each time a club achieved this a new official trophy had to be forged for the following season.[73] Five clubs own a version of the official trophy, Real Madrid, Ajax, Bayern Munich, Milan and Liverpool.[72] Since 2008, the official trophy has remained with UEFA and the clubs are awarded a replica.[72]
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The current trophy is 74 cm (29 in) tall and made of silver, weighing 11 kg (24 lb). It was designed by Jörg Stadelmann, a jeweller from Bern, Switzerland, after the original was given to Real Madrid in 1966 in recognition of their six titles to date, and cost 10,000 Swiss francs.
|
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As of the 2012–13 season, 40 gold medals are presented to the Champions League winners, and 40 silver medals to the runners-up.[74]
|
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|
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As of 2019–20, the fixed amount of prize money paid to the clubs is as follows:[75]
|
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|
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This means that, at best, a club can earn €82,450,000 of prize money under this structure, not counting shares of the qualifying rounds, play-off round or the market pool.
|
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|
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A large part of the distributed revenue from the UEFA Champions League is linked to the "market pool", the distribution of which is determined by the value of the television market in each nation. For the 2014–15 season, Juventus, who were the runners-up, earned nearly €89.1 million in total, of which €30.9 million was prize money, compared with the €61.0 million earned by Barcelona, who won the tournament and were awarded €36.4 million in prize money.[76]
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Like the FIFA World Cup, the UEFA Champions League is sponsored by a group of multinational corporations, in contrast to the single main sponsor typically found in national top-flight leagues. When the Champions League was created in 1992, it was decided that a maximum of eight companies should be allowed to sponsor the event, with each corporation being allocated four advertising boards around the perimeter of the pitch, as well as logo placement at pre- and post-match interviews and a certain number of tickets to each match. This, combined with a deal to ensure tournament sponsors were given priority on television advertisements during matches, ensured that each of the tournament's main sponsors was given maximum exposure.[77]
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From the 2012–13 knockout phase, UEFA used LED advertising hoardings installed in knock-out participant stadiums, including the final stage. From the 2015–16 season onwards, UEFA has used such hoardings from the play-off round until the final.[78]
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|
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The tournament's current main sponsors are:[79]
|
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|
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Adidas is a secondary sponsor and supplies the official match ball, the Adidas Finale, and Macron supplies the referee uniform.[88] Hublot is also a secondary sponsor as the official fourth official board of the competition.[89]
|
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|
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Panini was a partner of the UEFA Champions League until 2015 when Topps signed a deal to produce stickers, trading cards and digital collections for the competition.[90]
|
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|
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The tournaments previous sponsors were: Nike[91], Ford, Amstel, Nutella, Eurocard, Continental, McDonald's, Vodafone, UniCredit.
|
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Individual clubs may wear jerseys with advertising. However, only one sponsorship is permitted per jersey in addition to that of the kit manufacturer. Exceptions are made for non-profit organisations, which can feature on the front of the shirt, incorporated with the main sponsor or in place of it; or on the back, either below the squad number or on the collar area.[92]
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95 |
+
If clubs play a match in a nation where the relevant sponsorship category is restricted (such as France's alcohol advertising restriction), then they must remove that logo from their jerseys. For example, when Rangers played French sides Auxerre and Strasbourg in the 1996–97 Champions League and the UEFA Cup, respectively, Rangers players wore the logo of Center Parcs instead of McEwan's Lager (both companies at the time were subsidiaries of Scottish & Newcastle).[93]
|
96 |
+
|
97 |
+
The competition attracts an extensive television audience, not just in Europe, but throughout the world. The final of the tournament has been, in recent years, the most-watched annual sporting event in the world.[94] The final of the 2012–13 tournament had the competition's highest TV ratings to date, drawing approximately 360 million television viewers.[95]
|
98 |
+
|
99 |
+
The table below does not include goals scored in the qualification stage.
|
100 |
+
|
101 |
+
The table below does not include appearances made in the qualification stage.
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1 |
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3 |
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4 |
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|
5 |
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The rising average temperature of Earth's climate system, called global warming, is driving changes in rainfall patterns, extreme weather, arrival of seasons, and more. Collectively, global warming and its effects are known as climate change. While there have been prehistoric periods of global warming, observed changes since the mid-20th century have been unprecedented in rate and scale.[1]
|
6 |
+
|
7 |
+
The Intergovernmental Panel on Climate Change (IPCC) concluded that "human influence on climate has been the dominant cause of observed warming since the mid-20th century". These findings have been recognized by the national science academies of major nations and are not disputed by any scientific body of national or international standing.[4] The largest human influence has been the emission of greenhouse gases, with over 90% of the impact from carbon dioxide and methane.[5] Fossil fuel burning is the principal source of these gases, with agricultural emissions and deforestation also playing significant roles. Temperature rise is enhanced by self-reinforcing climate feedbacks, such as loss of snow cover, increased water vapour, and melting permafrost.
|
8 |
+
|
9 |
+
Land surfaces are heating faster than the ocean surface, leading to heat waves, wildfires, and the expansion of deserts.[6] Increasing atmospheric energy and rates of evaporation are causing more intense storms and weather extremes, damaging infrastructure and agriculture.[7] Surface temperature increases are greatest in the Arctic and have contributed to the retreat of glaciers, permafrost, and sea ice. Environmental impacts include the extinction or relocation of many species as their ecosystems change, most immediately in coral reefs, mountains, and the Arctic. Surface temperatures would stabilize and decline a little if emissions were cut off, but other impacts will continue for centuries, including rising sea levels from melting ice sheets, rising ocean temperatures, and ocean acidification from elevated levels of carbon dioxide.[8]
|
10 |
+
|
11 |
+
Storm intensification. Bangladesh after Cyclone Sidr is an example of catastrophic flooding from increased rainfall.
|
12 |
+
|
13 |
+
Heat wave intensification. Events like the June 2019 European heat wave are becoming more common.
|
14 |
+
|
15 |
+
Pest propagation. Mild winters allow more pine beetles to survive to kill large swaths of forest.
|
16 |
+
|
17 |
+
Habitat destruction. Many arctic animals rely on sea ice, which has been disappearing in a warming Arctic.
|
18 |
+
|
19 |
+
Environmental migration. Sparser rainfall leads to desertification that harms agriculture and can displace populations.
|
20 |
+
|
21 |
+
Arctic warming. Permafrost thaws undermine infrastructure and release methane in a positive feedback loop.
|
22 |
+
|
23 |
+
Tidal flooding. Sea level rise increases flooding in low lying coastal regions. Shown: Venice, Italy.
|
24 |
+
|
25 |
+
Ecological collapse possibilities. Bleaching has damaged the Great Barrier Reef and threatens reefs worldwide.
|
26 |
+
|
27 |
+
Farming. Droughts, rising temperatures, and extreme weather negatively impact agriculture.
|
28 |
+
|
29 |
+
Extreme weather. Drought and high temperatures worsened the 2020 bushfires in Australia.
|
30 |
+
|
31 |
+
Mitigation efforts to address global warming include the development and deployment of low carbon energy technologies, policies to reduce fossil fuel emissions, reforestation, forest preservation, as well as the development of potential climate engineering technologies. Societies and governments are also working to adapt to current and future global warming impacts, including improved coastline protection, better disaster management, and the development of more resistant crops.
|
32 |
+
|
33 |
+
Countries work together on climate change under the umbrella of the United Nations Framework Convention on Climate Change (UNFCCC), which has near-universal membership. The goal of the convention is to "prevent dangerous anthropogenic interference with the climate system". The IPCC has stressed the need to keep global warming below 1.5 °C (2.7 °F) compared to pre-industrial levels in order to avoid some irreversible impacts.[10] With current policies and pledges, global warming by the end of the century is expected to reach about 2.8 °C (5.0 °F).[11] At the current greenhouse gas (GHG) emission rate, the carbon budget for staying below 1.5 °C (2.7 °F) would be exhausted by 2028.[12]
|
34 |
+
|
35 |
+
Multiple independently produced instrumental datasets show that the climate system is warming,[14] with the 2009–2018 decade being 0.93 ± 0.07 °C (1.67 ± 0.13 °F) warmer than the pre-industrial baseline (1850–1900).[15] Currently, surface temperatures are rising by about 0.2 °C (0.36 °F) per decade.[16] Since 1950, the number of cold days and nights has decreased, and the number of warm days and nights has increased.[17] Historical patterns of warming and cooling, like the Medieval Climate Anomaly and the Little Ice Age, were not as synchronous as current warming, but may have reached temperatures as high as those of the late-20th century in a limited set of regions.[18] There have been prehistorical episodes of global warming, such as the Paleocene–Eocene Thermal Maximum.[19] However, the observed rise in temperature and CO2 concentrations has been so rapid that even abrupt geophysical events that took place in Earth's history do not approach current rates.[20]
|
36 |
+
|
37 |
+
Climate proxy records show that natural variations offset the early effects of the Industrial Revolution, so there was little net warming between the 18th century and the mid-19th century,[21] when thermometer records began to provide global coverage.[22] The Intergovernmental Panel on Climate Change (IPCC) has adopted the baseline reference period 1850–1900 as an approximation of pre-industrial global mean surface temperature.[21]
|
38 |
+
|
39 |
+
The warming evident in the instrumental temperature record is consistent with a wide range of observations, documented by many independent scientific groups.[23] Although the most common measure of global warming is the increase in the near-surface atmospheric temperature, over 90% of the additional energy in the climate system over the last 50 years has been stored in the ocean, warming it.[24] The remainder of the additional energy has melted ice and warmed the continents and the atmosphere.[25] The ocean heat uptake drives thermal expansion which has contributed to observed sea level rise.[26] Further indicators of climate change include an increase in the frequency and intensity of heavy precipitation, melting of snow and land ice and increased atmospheric humidity.[27] Flora and fauna also portray behaviour consistent with warming, such as the earlier flowering of plants in spring.[28]
|
40 |
+
|
41 |
+
Global warming refers to global averages, with the amount of warming varying by region. Since the pre-industrial period, global average land temperatures have increased almost twice as fast as global average temperatures.[29] This is due to the larger heat capacity of oceans and because oceans lose more heat by evaporation.[30] Patterns of warming are independent of the locations of greenhouse gas emissions because the gases persist long enough to diffuse across the planet; however, localized black carbon deposits on snow and ice do contribute to Arctic warming.[31]
|
42 |
+
|
43 |
+
The Northern Hemisphere and North Pole have warmed much faster than the South Pole and Southern Hemisphere. The Northern Hemisphere not only has much more land, but also more snow area and sea ice, because of how the land masses are arranged around the Arctic Ocean. As these surfaces flip from being reflective to dark after the ice has melted, they start absorbing more heat. The Southern Hemisphere already had little sea ice in summer before it started warming.[32] Arctic temperatures have increased and are predicted to continue to increase during this century at over twice the rate of the rest of the world.[33] Melting of glaciers and ice sheets in the Arctic disrupts ocean circulation, uncluding a weakened Gulf Stream, causing increased warming in some areas.[34]
|
44 |
+
|
45 |
+
Although record-breaking years attract considerable media attention, individual years are less significant than the overall global surface temperature, which is subject to short-term fluctuations that overlie long-term trends.[35] An example of such an episode is the slower rate of surface temperature increase from 1998 to 2012, which was described as the global warming hiatus.[36] Throughout this period, ocean heat storage continued to progress steadily upwards, and in subsequent years, surface temperatures have spiked upwards. The slower pace of warming can be attributed to a combination of natural fluctuations, reduced solar activity, and increased reflection sunlight of by particles from volcanic eruptions.[37]
|
46 |
+
|
47 |
+
By itself, the climate system experiences various cycles which can last for years (such as the El Niño–Southern Oscillation) to decades or centuries.[38] Other changes are caused by an imbalance of energy at the top of the atmosphere: external forcings. These forcings are "external" to the climate system, but not always external to the Earth.[39] Examples of external forcings include changes in the composition of the atmosphere (e.g. increased concentrations of greenhouse gases), solar luminosity, volcanic eruptions, and variations in the Earth's orbit around the Sun.[40]
|
48 |
+
|
49 |
+
Attribution of climate change is the effort to scientifically show which mechanisms are responsible for observed changes in Earth's climate. First, known internal climate variability and natural external forcings need to be ruled out. Therefore, a key approach is to use computer modelling of the climate system to determine unique "fingerprints" for all potential causes. By comparing these fingerprints with observed patterns and evolution of climate change, and the observed history of the forcings, the causes of the observed changes can be determined.[41] For example, solar forcing can be ruled out as major cause because its fingerprint is warming in the entire atmosphere, and only the lower atmosphere has warmed as expected for greenhouse gases.[42] The major causes of current climate change are primarily greenhouse gases, and secondarily land use changes, and aerosols and soot.[43]
|
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+
|
51 |
+
Greenhouse gases trap heat radiating from the Earth to space.[44] This heat, in the form of infrared radiation, gets absorbed and emitted by these gases in the atmosphere, thus warming the lower atmosphere and the surface. Before the Industrial Revolution, naturally occurring amounts of greenhouse gases caused the air near the surface to be warmer by about 33 °C (59 °F) than it would be in their absence.[45] Without the Earth's atmosphere, the Earth's average temperature would be well below the freezing temperature of water.[46] While water vapour (~50%) and clouds (~25%) are the biggest contributors to the greenhouse effect, they increase as a function of temperature and are therefore considered feedbacks. Increased concentrations of gases such as CO2 (~20%), ozone and N2O are external forcing on the other hand.[47] Ozone acts as a greenhouse gas in the lowest layer of the atmosphere, the troposphere. Furthermore, it is highly reactive and interacts with other greenhouse gases and aerosols.[48]
|
52 |
+
|
53 |
+
Human activity since the Industrial Revolution, mainly extracting and burning fossil fuels,[49] has increased the amount of greenhouse gases in the atmosphere. This CO2, methane, tropospheric ozone, CFCs, and nitrous oxide has increased radiative forcing. In 2018, the concentrations of CO2 and methane had increased by about 45% and 160%, respectively, since pre-industrial times.[50] In 2013, CO2 readings taken at the world's primary benchmark site in Mauna Loa surpassing 400 ppm for the first time.[51] These levels are much higher than at any time during the last 800,000 years, the period for which reliable data have been collected from ice cores.[52] Less direct geological evidence indicates that CO2 values have not been this high for millions of years.[53]
|
54 |
+
|
55 |
+
Global anthropogenic greenhouse gas emissions in 2018 excluding land use change were equivalent to 52 billion tonnes of carbon dioxide. Of these emissions, 72% was carbon dioxide from fossil fuel burning and industry, 19% was methane, largely from livestock,[54] 6% was nitrous oxide, mainly from agriculture, and 3% was fluorinated gases.[55] A further 4 billion tonnes of CO2 was released as a consequence of land use change, which is primarily due to deforestation.[56] From a production standpoint, the primary sources of global GHG emissions are estimated as: electricity and heat (25%), agriculture and forestry (24%), industry (21%), and transportation (14%).[57] Consumption based estimates of GHG emissions offer another useful way to understand sources of global warming, and may better capture the effects of trade.[58] From a consumption standpoint, the dominant sources of global 2010 emissions were found to be: food (30%), washing, heating, and lighting (26%); personal transport and freight (20%); and building construction (15%).[59]
|
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+
|
57 |
+
Despite the contribution of deforestation to GHG emissions, the Earth's land surface, particularly its forests, remain a significant carbon sink for CO2. Natural processes, such as carbon fixation in the soil and photosynthesis, more than offset the GHG contributions from deforestation. The land surface sink is estimated to remove about 11 billion tonnes of CO2 annually from the atmosphere, or about 29% of global CO2 emissions.[60] The ocean also serves as a significant carbon sink via a two-step process. First, CO2 dissolves in the surface water. Afterwards, the ocean's overturning circulation distributes it deep into the ocean's interior, where it accumulates over time as part of the carbon cycle. Over the last two decades, the world's oceans have removed between 20 and 30% of emitted CO2.[61] The strength of both the land and ocean sinks increase as CO2 levels in the atmosphere rise. In this respect they act as negative feedbacks in global warming.[62]
|
58 |
+
|
59 |
+
Humans change the Earth's surface mainly to create more agricultural land. Today agriculture takes up 50% of the world's habitable land, while 37% is forests,[63] and that latter figure continues to decrease,[64] largely due to continued forest loss in the tropics.[65] This deforestation is the most significant aspect of land use change affecting global warming. The main causes are: deforestation through permanent land use change for agricultural products such as beef and palm oil (27%), forestry/forest products (26%), short term agricultural cultivation (24%), and wildfires (23%).[66]
|
60 |
+
|
61 |
+
In addition to impacting greenhouse gas concentrations, land use changes affect global warming through a variety of other chemical and physical dynamics. Changing the type of vegetation in a region impacts the local temperature by changing how much sunlight gets reflected back into space, called albedo, and how much heat is lost by evaporation. For instance, the change from a dark forest to grassland makes the surface lighter, causing it to reflect more sunlight. Deforestation can also contribute to changing temperatures by affecting the release of aerosols and other chemical compounds that affect clouds; and by changing wind patterns when the land surface has different obstacles.[67] Globally, these effects are estimated to have led to a slight cooling, dominated by an increase in surface albedo.[68] But there is significant geographic variation in how this works. In the tropics the net effect is to produce a significant warming, while at latitudes closer to the poles a loss of albedo leads to an overall cooling effect.[67]
|
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+
|
63 |
+
Air pollution, in the form of aerosols, not only puts a large burden on human health, but also affects the climate on a large scale.[69] From 1961 to 1990, a gradual reduction in the amount of sunlight reaching the Earth's surface was observed, a phenomenon popularly known as global dimming,[70] typically attributed to aerosols from biofuel and fossil fuel burning.[71] Aerosol removal by precipitation gives tropospheric aerosols an atmospheric lifetime of only about a week, while stratospheric aerosols can remain in the atmosphere for a few years.[72] Globally, aerosols have been declining since 1990, removing some of the masking of global warming that they had been providing.[73]
|
64 |
+
|
65 |
+
In addition to their direct effect by scattering and absorbing solar radiation, aerosols have indirect effects on the Earth's radiation budget. Sulfate aerosols act as cloud condensation nuclei and thus lead to clouds that have more and smaller cloud droplets. These clouds reflect solar radiation more efficiently than clouds with fewer and larger droplets.[74] This effect also causes droplets to be of more uniform size, which reduces the growth of raindrops and makes clouds more reflective to incoming sunlight.[75] Indirect effects of aerosols are the largest uncertainty in radiative forcing.[76]
|
66 |
+
|
67 |
+
While aerosols typically limit global warming by reflecting sunlight, black carbon in soot that falls on snow or ice can contribute to global warming. Not only does this increase the absorption of sunlight, it also increases melting and sea level rise.[77] Limiting new black carbon deposits in the Arctic could reduce global warming by 0.2 °C by 2050.[78]
|
68 |
+
|
69 |
+
As the Sun is the Earth's primary energy source, changes in incoming sunlight directly affect the climate system.[79] Solar irradiance has been measured directly by satellites,[80] and indirect measurements are available beginning in the early 1600s.[79] There has been no upward trend in the amount of the Sun's energy reaching the Earth, so it cannot be responsible for the current warming.[81] Physical climate models are also unable to reproduce the rapid warming observed in recent decades when taking into account only variations in solar output and volcanic activity.[82] Another line of evidence for the warming not being due to the Sun is how temperature changes differ at different levels in the Earth's atmosphere.[83] According to basic physical principles, the greenhouse effect produces warming of the lower atmosphere (the troposphere), but cooling of the upper atmosphere (the stratosphere).[84] If solar variations were responsible for the observed warming, warming of both the troposphere and the stratosphere would be expected, but that has not been the case.[42] Explosive volcanic eruptions represent the largest natural forcing over the industrial era. When the eruption is sufficiently strong with sulfur dioxide reaching the stratosphere, sunlight can be partially blocked for a couple of years, with a temperature signal lasting about twice as long.[85]
|
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+
|
71 |
+
The response of the climate system to an initial forcing is increased by self-reinforcing feedbacks and reduced by balancing feedbacks.[87] The main balancing feedback to global temperature change is radiative cooling to space as infrared radiation, which increases strongly with increasing temperature.[88] The main reinforcing feedbacks are the water vapour feedback, the ice–albedo feedback, and probably the net effect of clouds.[89] Uncertainty over feedbacks is the major reason why different climate models project different magnitudes of warming for a given amount of emissions.[90]
|
72 |
+
|
73 |
+
As air gets warmer, it can hold more moisture. After an initial warming due to emissions of greenhouse gases, the atmosphere will hold more water. As water is a potent greenhouse gas, this further heats the climate: the water vapour feedback.[89] The reduction of snow cover and sea ice in the Arctic reduces the albedo of the Earth's surface.[91] More of the Sun's energy is now absorbed in these regions, contributing to Arctic amplification, which has caused Arctic temperatures to increase at more than twice the rate of the rest of the world.[92] Arctic amplification also causes methane to be released as permafrost melts, which is expected to surpass land use changes as the second strongest anthropogenic source of greenhouse gases by the end of the century.[93]
|
74 |
+
|
75 |
+
Cloud cover may change in the future. If cloud cover increases, more sunlight will be reflected back into space, cooling the planet. Simultaneously, the clouds enhance the greenhouse effect, warming the planet. The opposite is true if cloud cover decreases. It depends on the cloud type and location which process is more important. Overall, the net feedback over the industrial era has probably been self-reinforcing.[94]
|
76 |
+
|
77 |
+
Roughly half of each year's CO2 emissions have been absorbed by plants on land and in oceans.[95] Carbon dioxide and an extended growing season have stimulated plant growth making the land carbon cycle a balancing feedback. Climate change also increases droughts and heat waves that inhibit plant growth, which makes it uncertain whether this balancing feedback will persist in the future.[96] Soils contain large quantities of carbon and may release some when they heat up.[97] As more CO2 and heat are absorbed by the ocean, it is acidifying and ocean circulation can change, changing the rate at which the ocean can absorb atmospheric carbon.[98]
|
78 |
+
|
79 |
+
Future warming depends on the strenght of climate feedbacks and on emissions of greenhouse gases.[99] The former is often estimated using climate models. A climate model is a representation of the physical, chemical, and biological processes that affect the climate system.[100] They also include changes in the Earth's orbit, historical changes in the Sun's activity, and volcanic forcing.[101] Computer models attempt to reproduce and predict the circulation of the oceans, the annual cycle of the seasons, and the flows of carbon between the land surface and the atmosphere.[102] There are more than two dozen scientific institutions that develop climate models.[103] Models not only project different future temperature with different emissions of greenhouse gases, but also do not fully agree on the strength of different feedbacks on climate sensitivity and the amount of inertia of the system.[104]
|
80 |
+
|
81 |
+
The physical realism of models is tested by examining their ability to simulate contemporary or past climates.[105] Past models have underestimated the rate of Arctic shrinkage[106] and underestimated the rate of precipitation increase.[107] Sea level rise since 1990 was underestimated in older models, but now agrees well with observations.[108] The 2017 United States-published National Climate Assessment notes that "climate models may still be underestimating or missing relevant feedback processes".[109]
|
82 |
+
|
83 |
+
Four Representative Concentration Pathways (RCPs) are used as input for climate models: "a stringent mitigation scenario (RCP2.6), two intermediate scenarios (RCP4.5 and RCP6.0) and one scenario with very high GHG [greenhouse gas] emissions (RCP8.5)".[110] RCPs only look at concentrations of greenhouse gases, and so does not include the response of the carbon cycle.[111] Climate model projections summarized in the IPCC Fifth Assessment Report indicate that, during the 21st century, the global surface temperature is likely to rise a further 0.3 to 1.7 °C (0.5 to 3.1 °F) in a moderate scenario, or as much as 2.6 to 4.8 °C (4.7 to 8.6 °F) in an extreme scenario, depending on the rate of future greenhouse gas emissions and on climate feedback effects.[112]
|
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+
|
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+
A subset of climate models add societal factors to a simple physical climate model. These models simulate how population, economic growth, and energy use affect – and interact with – the physical climate. With this information, these models can produce scenarios of how greenhouse gas emissions may vary in the future. This output is then used as input for physical climate models to generate climate change projections.[113] In some scenarios emissions continue to rise over the century, while others have reduced emissions.[114] Fossil fuel resources are abundant, and cannot be relied on to limit carbon emissions in the 21st century.[115] Emission scenarios can be combined with modelling of the carbon cycle to predict how atmospheric concentrations of greenhouse gases might change in the future.[116] According to these combined models, by 2100 the atmospheric concentration of CO2 could be as low as 380 or as high as 1400 ppm, depending on the Shared Socioeconomic Pathway (SSP) and the mitigation scenario.[117]
|
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The remaining carbon emissions budget is determined from modelling the carbon cycle and climate sensitivity to greenhouse gases.[118] According to the IPCC, global warming can be kept below 1.5 °C with a two-thirds chance if emissions after 2018 do not exceed 420 or 570 GtCO2 depending on the choice of the measure of global temperature. This amount corresponds to 10 to 13 years of current emissions. There are high uncertainties about the budget; for instance, it may be 100 GtCO2 smaller due to methane release from permafrost and wetlands.[119]
|
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+
|
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The environmental effects of global warming are broad and far-reaching. They include effects on the oceans, ice, and weather and may occur gradually or rapidly. Evidence for these effects come from studying climate change in the past, modelling and modern observations.[121] Since the 1950s, droughts and heat waves have appeared simultaneously with increasing frequency.[122] Extremely wet or dry events within the monsoon period have increased in India and East Asia.[123] Various mechanisms have been identified that might explain extreme weather in mid-latitudes from the rapidly warming Arctic, such as the jet stream becoming more erratic.[124] The maximum rainfall and wind speed from hurricanes and typhoons is likely increasing.[125]
|
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Between 1993 and 2017, the global mean sea level rose on average by 3.1 ± 0.3 mm per year, with an acceleration detected as well.[126] Over the 21st century, the IPCC projects that in a very high emissions scenario the sea level could rise by 61–110 cm.[127] The rate of ice loss from glaciers and ice sheets in the Antarctic is a key area of uncertainty since this source could account for 90% of the potential sea level rise:[128] increased ocean warmth is undermining and threatening to unplug Antarctic glacier outlets, potentially resulting in more rapid sea level rise.[129] The retreat of non-polar glaciers also contributes to sea level rise.[130]
|
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Global warming has led to decades of shrinking and thinning of the Arctic sea ice, making it vulnerable to atmospheric anomalies.[131] Projections of declines in Arctic sea ice vary.[132] While ice-free summers are expected to be rare at 1.5 °C (2.7 °F) degrees of warming, they are set to occur once every three to ten years at a warming level of 2.0 °C (3.6 °F),[133] increasing the ice–albedo feedback.[134] Higher atmospheric CO2 concentrations have led to an increase in dissolved CO2, which causes ocean acidification.[135] Furthermore, oxygen levels decrease because oxygen is less soluble in warmer water, an effect known as ocean deoxygenation.[136]
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The long-term effects of global warming include further ice melt, ocean warming, sea level rise, and ocean acidification. On the timescale of centuries to millennia, the magnitude of global warming will be determined primarily by anthropogenic CO2 emissions.[137] This is due to carbon dioxide's very long lifetime in the atmosphere.[137] Carbon dioxide is slowly taking up by the ocean, such that ocean acidification will continue for hundreds to thousands of years.[138] The emissions are estimated to have prolonged the current interglacial period by at least 100,000 years.[139] Because the great mass of glaciers and ice caps depressed the Earth's crust, another long-term effect of ice melt and deglaciation is the gradual rising of landmasses, a process called post-glacial rebound.[140] Sea level rise will continue over many centuries, with an estimated rise of 2.3 metres per degree Celsius (4.2 ft/°F) after 2000 years.[141]
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If global warming exceeds 1.5 °C, there is a greater risk of passing through ‘tipping points’, thresholds beyond which certain impacts can no longer be avoided even if temperatures are reduced.[142] Some large-scale changes could occur abruptly, i.e. over a short time period. One potential source of abrupt tipping would be the rapid release of methane and carbon dioxide from permafrost, which would amplify global warming.[143] Another example is the possibility for the Atlantic Meridional Overturning Circulation to collapse,[144] which could trigger cooling in the North Atlantic, Europe, and North America.[145] If multiple temperature and carbon cycle tipping points re-inforce each other, or if there were to be strong threshold behaviour in cloud cover, there could be a global tipping into a hothouse Earth.[146]
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Recent warming has driven many terrestrial and freshwater species poleward and towards higher altitudes.[147] Higher atmospheric CO2 levels and an extended growing season have resulted in global greening, whereas heatwaves and drought have reduced ecosystem productivity in some regions. The future balance of these opposing effects is unclear.[148] Global warming has contributed to the expansion of drier climatic zones, such as, probably, the expansion of deserts in the subtropics.[149] Without substantial actions to reduce the rate of global warming, land-based ecosystems risk major shifts in their composition and structure.[150] Overall, it is expected that climate change will result in the extinction of many species and reduced diversity of ecosystems.[151]
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The ocean has heated more slowly than the land, but plants and animals in the ocean have migrated towards the colder poles as fast as or faster than species on land.[152] Just as on land, heat waves in the ocean occur more due to climate change, with harmful effects found on a wide range of organisms such as corals, kelp, and seabirds.[153] Ocean acidification threatens damage to coral reefs, fisheries, protected species, and other natural resources of value to society.[154] Coastal ecosystems are under stress, with almost half of wetlands having disappeared as a consquence of climate change and other human impacts. Harmful algae blooms have increased due to warming, ocean deoxygenation and eutrophication.[155]
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Ecological collapse possibilities. Bleaching has damaged the Great Barrier Reef and threatens reefs worldwide.[156]
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Extreme weather. Drought and high temperatures worsened the 2020 bushfires in Australia.[157]
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Arctic warming. Permafrost thaws undermine infrastructure and release methane in a positive feedback loop.[143]
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Habitat destruction. Many arctic animals rely on sea ice, which has been disappearing in a warming Arctic.[158]
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Pest propagation. Mild winters allow more pine beetles to survive to kill large swaths of forest.[159]
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The effects of climate change on human systems, mostly due to warming and shifts in precipitation, have been detected worldwide. The social impacts of climate change will be uneven across the world.[160] All regions are at risk of experiencing negative impacts,[161] with low-latitude, less developed areas facing the greatest risk.[162] Global warming has likely already increased global economic inequality, and is projected to do so in the future.[163] Regional impacts of climate change are now observable on all continents and across ocean regions.[164] The Arctic, Africa, small islands, and Asian megadeltas are regions that are likely to be especially affected by future climate change.[165] Many risks increase with higher magnitudes of global warming.[166]
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Crop production will probably be negatively affected in low-latitude countries, while effects at northern latitudes may be positive or negative.[167] Global warming of around 4 °C relative to late 20th century levels could pose a large risk to global and regional food security.[168] The impact of climate change on crop productivity for the four major crops was negative for wheat and maize, and neutral for soy and rice, in the years 1960–2013.[169] Up to an additional 183 million people worldwide, particularly those with lower incomes, are at risk of hunger as a consequence of warming.[170] While increased CO2 levels help crop growth at lower temperature increases, those crops do become less nutritious.[170] Based on local and indigenous knowledge, climate change is already affecting food security in mountain regions in South America and Asia, and in various drylands, particularly in Africa.[170] Regions dependent on glacier water, regions that are already dry, and small islands are also at increased risk of water stress due to climate change.[171]
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In small islands and mega deltas, inundation from sea level rise is expected to threaten vital infrastructure and human settlements.[172] This could lead to homelessness in countries with low-lying areas such as Bangladesh, as well as statelessness for populations in island nations, such as the Maldives and Tuvalu.[173] Climate change can be an important driver of migration, both within and between countries.[174]
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The majority of severe impacts of climate change are expected in sub-Saharan Africa and South-East Asia, where existing poverty is exacerbated.[175] The World Bank estimates that global warming could drive over 120 million people into poverty by 2030.[176] Current inequalities between men and women, between rich and poor and between people of different ethnicity have been observed to worsen as a consequence of climate variability and climate change.[177] Existing stresses include poverty, political conflicts, and ecosystem degradation. Regions may even become uninhabitable, with humidity and temperatures reaching levels too high for humans to survive.[178]
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Generally, impacts on public health will be more negative than positive.[179] Impacts include the direct effects of extreme weather, leading to injury and loss of life;[180] and indirect effects, such as undernutrition brought on by crop failures.[181] Various infectious diseases are more easily transmitted in a warming climate, such as dengue fever, which affects children most severely, and malaria.[182] Young children are further the most vulnerable to food shortages, and together with older people to extreme heat.[183] Climate change has been linked to an increase in violent conflict by amplifying poverty and economic shocks, which are well-documented drivers of these conflicts.[184] Links have been made between a wide range of violent behaviour including, violent crimes, civil unrest, and wars, but conclusive scientific evidence remains elusive.[185]
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Environmental migration. Sparser rainfall leads to desertification that harms agriculture and can displace populations.[186]
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Farming. Droughts, rising temperatures, and extreme weather negatively impact agriculture.[187]
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Tidal flooding. Sea level rise increases flooding in low lying coastal regions. Shown: Venice, Italy.[188]
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Storm intensification. Bangladesh after Cyclone Sidr is an example of catastrophic flooding from increased rainfall.[189]
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Heat wave intensification. Events like the June 2019 European heat wave are becoming more common.[190]
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Mitigation of and adaptation to climate change are two complementary responses to global warming. Successful adaptation is easier if there are substantial emission reductions. Many of the countries that have contributed least to global greenhouse gas emissions are among the most vulnerable to climate change, which raises questions about justice and fairness with regard to mitigation and adaptation.[192]
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Climate change impacts can be mitigated by reducing greenhouse gas emissions and by enhancing the capacity of Earth's surface to absorb greenhouse gases from the atmosphere.[193]
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In order to limit global warming to less than 1.5°C with a high likelihood of success, the IPCC estimates that global GHG emissions will need to be net zero by 2050,[194] or by 2070 with a 2°C target. This will require far-reaching, systemIc changes on an unprecedented scale in energy, land, cities, transport, buildings, and industry.[195] To make progress towards that goal, the United Nations Environment Programme estimates that, within the next decade, countries will need to triple the amount of reductions they have committed to in their current Paris agreements.[196]
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Long-term scenarios all point to rapid and significant investment in renewable energy and energy efficiency as key to reducing GHG emissions.[197] These technologies include solar and wind power, bioenergy, geothermal energy, and hydroelectricity. Combined, they are capable of supplying several times the world’s current energy needs.[198] Solar PV and wind, in particular, have seen substantial growth and progress over the last few years,[199] such that they are currently among the cheapest sources of new power generation.[200] Renewables represented 75% of all new electricity generation installed in 2019, with solar and wind constituting nearly all of that amount.[201] However, fossil fuels continue to dominate world energy supplies. In 2018 fossil fuels produced 80% of the world’s energy, with modern renewable sources, including solar and wind power, accounting for around 11%.[202]
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There are obstacles to the rapid development of renewable energy. Environmental and land use concerns are sometimes associated with large solar, wind and hydropower projects.[203] Solar and wind power also require energy storage systems and other modifications to the electricity grid to operate effectively,[204] although several storage technologies are now emerging to supplement the traditional use of pumped-storage hydropower.[205] The use of rare metals and other hazardous materials has also been raised as a concern with solar power.[206] The use of bioenergy is often not carbon neutral, and may have negative consequences for food security,[207] largely due to the amount of land required compared to other renewable energy options.[208]
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For certain energy supply needs, as well as specific CO2-intensive heavy industries, carbon capture and storage may be a viable method of reducing CO2 emissions. Although high costs have been a concern with this technology,[209] it may be able to play a significant role in limiting atmospheric CO2 concentrations by mid-century.[210] Greenhouse gas emissions can be offset by enhancing Earth’s land carbon sink to sequester significantly larger amounts of CO2 beyond naturally occurring levels.[211] Forest preservation, reforestation and tree planting on non-forest lands are considered the most effective, although they may present food security concerns. Soil management on croplands and grasslands is another effective mitigation technique. For all these approaches there remain large scientific uncertainties with implementing them on a global scale.[212]
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Individuals can also take actions to reduce their carbon footprint. These include: driving an EV or other energy efficient car and reducing vehicles miles by using mass transit or cycling; adopting a plant-based diet; reducing energy use in the home; limiting consumption of goods and services; and foregoing air travel.[213]
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Although there is no single pathway to limit global warming to 1.5 or 2°C,[214] most scenarios and strategies see a major increase in the use of renewable energy in combination with increased energy efficiency measures to generate the needed greenhouse gas reductions.[215] Forestry and agriculture components also include steps to reduce pressures on ecosystems and enhance their carbon sequestration capabilities.[216] Scenarios that limit global warming to 1.5°C generally project the large scale use of carbon dioxide removal methods to augment the greenhouse gas reduction approaches mentioned above.[217]
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Renewable energy would become the dominant form of electricity generation, rising to 85% or more by 2050 in some scenarios. The use of electricity for other needs, such as heating, would rise to the point where electricity becomes the largest form of overall energy supply by 2050.[218] Investment in coal would be eliminated and coal use nearly phased out by 2050.[219]
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In transport, scenarios envision sharp increases in the market share of electric vehicles, low carbon fuel substitution for other transportation modes like shipping, and changes in transportation patterns to reduce overall demand, for example increased public transport.[220] Buildings will see additional electrification with the use of technologies like heat pumps, as well as continued energy efficiency improvements achieved via low energy building codes.[221] Industrial efforts will focus on increasing the energy efficiency of production processes, such as the use of cleaner technology for cement production,[222] designing and creating less energy intensive products, increasing product lifetimes, and developing incentives to reduce product demand.[223]
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The agriculture and forestry sector faces a triple challenge of limiting greenhouse gas emissions, preventing further conversion of forests to agricultural land, and meeting increases in world food demand.[224] A suite of actions could reduce agriculture/forestry based greenhouse gas emissions by 66% from 2010 levels by reducing growth in demand for food and other agricultural products, increasing land productivity, protecting and restoring forests, and reducing GHG emissions from agricultural production.[225]
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A wide range of policies, regulations and laws are being used to reduce greenhouse gases. Carbon pricing mechanisms include carbon taxes and emissions trading systems.[226] As of 2019, carbon pricing covers about 20% of global greenhouse gas emissions.[227] Renewable portfolio standards have been enacted in several countries to move utilities to increase the percentage of electricity they generate from renewable sources.[228] Phasing out of fossil fuel subsidies, currently estimated at $300 billion globally (about twice the level of renewable energy subsidies),[229] could reduce greenhouse gas emissions by 6%.[230] Subsidies could also be redirected to support the transition to clean energy.[231] More prescriptive methods that can reduce greenhouse gases include vehicle efficiency standards,[232] renewable fuel standards, and air pollution regulations on heavy industry.[233]
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As the use of fossil fuels is reduced, there are Just Transition considerations involving the social and economic challenges that arise. An example is the employment of workers in the affected industries, along with the well-being of the broader communities involved.[234] Climate justice considerations, such as those facing indigenous populations in the Arctic,[235] are another important aspect of mitigation policies.[236]
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Adaptation is “the process of adjustment to current or expected changes in climate and its effects”. As climate change varies across regions, adaptation does too.[237] While some adaptation responses call for trade-offs, others bring synergies and co-benefits.[238] Examples of adaptation are improved coastline protection, better disaster management, and the development of more resistant crops.[239] Increased use of air conditioning allows people to better cope with heat, but also increases energy demand.[240] Adaptation is especially important in developing countries since they are predicted to bear the brunt of the effects of global warming.[241] The capacity and potential for humans to adapt, called adaptive capacity, is unevenly distributed across different regions and populations, and developing countries generally have less capacity to adapt.[242] The public sector, private sector, and communities are all gaining experience with adaptation, and adaptation is becoming embedded within certain planning processes.[243] There are limits to adaptation and more severe climate change requires more transformative adaptation, which can be prohibitatively expensive.[237]
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Geoengineering or climate engineering is the deliberate large-scale modification of the climate to counteract climate change.[244] Techniques fall generally into the categories of solar radiation management and carbon dioxide removal, although various other schemes have been suggested. A 2018 review paper concluded that although geo-engineering is physically possible, all the techniques are in early stages of development, carry large risks and uncertainties and raise significant ethical and legal issues.[245]
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The geopolitics of climate change is complex and was often framed as a prisoners' dilemma, in which all countries benefit from mitigation done by other countries, but individual countries would lose from investing in a transition to a low-carbon economy themselves. Net importers of fossil fuels win economically from transitioning, and net exporters face stranded assets: fossil fuels they cannot sell.[246] Furthermore, the benefits to individual countries in terms of public health and local environmental improvements of coal phase out exceed the costs, potentially eliminating the free-rider problem.[247] The geopolitics may be further complicated by the supply chain of rare earth metals, which are necessary to produce clean technology.[248]
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As of 2020[update] nearly all countries in the world are parties to the United Nations Framework Convention on Climate Change (UNFCCC).[249] The objective of the Convention is to prevent dangerous human interference with the climate system.[250] As stated in the Convention, this requires that greenhouse gas concentrations are stabilized in the atmosphere at a level where ecosystems can adapt naturally to climate change, food production is not threatened, and economic development can be sustained.[251] The Framework Convention was agreed on in 1992, but global emissions have risen since then.[57] Its yearly conferences are the stage of global negotiations.[252]
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This mandate was sustained in the 1997 Kyoto Protocol to the Framework Convention.[253] In ratifying the Kyoto Protocol, most developed countries accepted legally binding commitments to limit their emissions. These first-round commitments expired in 2012.[254] United States President George W. Bush rejected the treaty on the basis that "it exempts 80% of the world, including major population centres such as China and India, from compliance, and would cause serious harm to the US economy".[255] During these negotiations, the G77 (a lobbying group in the United Nations representing developing countries)[256] pushed for a mandate requiring developed countries to "[take] the lead" in reducing their emissions.[257] This was justified on the basis that the developed countries' emissions had contributed most to the accumulation of greenhouse gases in the atmosphere, per-capita emissions were still relatively low in developing countries, and the emissions of developing countries would grow to meet their development needs.[258]
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In 2009 several UNFCCC Parties produced the Copenhagen Accord,[260] which has been widely portrayed as disappointing because of its low goals, leading poorer nations to reject it.[261] Nations associated with the Accord aimed to limit the future increase in global mean temperature to below 2 °C.[262] In 2015 all UN countries negotiated the Paris Agreement, which aims to keep climate change well below 2 °C and contains an aspirational goal of keeping warming under 1.5 °C. The agreement replaced the Kyoto Protocol. Unlike Kyoto, no binding emission targets are set in the Paris Agreement. Instead, the procedure of regularly setting ever more ambitious goals and reevaluating these goals every five years has been made binding.[263] The Paris Agreement reiterated that developing countries must be financially supported.[264] As of November 2019[update], 194 states and the European Union have signed the treaty and 186 states and the EU have ratified or acceded to the agreement.[265] In November 2019 the Trump administration notified the UN that it would withdraw the United States from the Paris Agreement in 2020.[266]
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In 2019, the British Parliament became the first national government in the world to officially declare a climate emergency.[267] Other countries and jurisdictions followed.[268] In November 2019 the European Parliament declared a "climate and environmental emergency",[269] and the European Commission presented its European Green Deal with which they hope to make the EU carbon-neutral in 2050.[270]
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While the ozone layer and climate change are considered separate problems, the solution to the former has significantly mitigated global warming. The estimated mitigation of the Montreal Protocol, an international agreement to stop emitting ozone-depleting gases, is estimated to have been more effective than the Kyoto Protocol, which was specifically designed to curb greenhouse gas emissions.[271] It has been argued that the Montreal Protocol may have done more than any other measure, as of 2017[update], to mitigate climate change as those substances were also powerful greenhouse gases.[272]
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In the scientific literature, there is an overwhelming consensus that global surface temperatures have increased in recent decades and that the trend is caused mainly by human-induced emissions of greenhouse gases.[274] No scientific body of national or international standing disagrees with this view.[275] Scientific discussion takes place in journal articles that are peer-reviewed, which scientists subject to assessment every couple of years in the Intergovernmental Panel on Climate Change reports.[276] In 2013, the IPCC Fifth Assessment Report stated that "is extremely likely that human influence has been the dominant cause of the observed warming since the mid-20th century".[277] Their 2018 report expressed the scientific consensus as: "human influence on climate has been the dominant cause of observed warming since the mid-20th century".[278]
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Consensus has further developed that some form of action should be taken to protect people against the impacts of climate change, and national science academies have called on world leaders to cut global emissions.[279] In 2017, in the second warning to humanity, 15,364 scientists from 184 countries stated that "the current trajectory of potentially catastrophic climate change due to rising greenhouse gases from burning fossil fuels, deforestation, and agricultural production – particularly from farming ruminants for meat consumption" is "especially troubling".[280] In 2019, a group of more than 11,000 scientists from 153 countries named climate change an "emergency" that would lead to "untold human suffering" if no big shifts in action takes place.[281] The emergency declaration emphasized that economic growth and population growth "are among the most important drivers of increases in CO2 emissions from fossil fuel combustion" and that "we need bold and drastic transformations regarding economic and population policies".[282]
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The global warming problem came to international public attention in the late 1980s.[283] Due to confusing media coverage in the early 1990s, issues such as ozone depletion and climate change were often mixed up, affecting public understanding of these issues.[284] Although there are a few areas of linkage, the relationship between the two is weak.[285]
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Significant regional differences exist in how concerned people are about climate change and how much they understand the issue.[286] In 2010, just a little over half the US population viewed it as a serious concern for either themselves or their families, while 73% of people in Latin America and 74% in developed Asia felt this way.[287] Similarly, in 2015 a median of 54% of respondents considered it "a very serious problem", but Americans and Chinese (whose economies are responsible for the greatest annual CO2 emissions) were among the least concerned.[286] Worldwide in 2011, people were more likely to attribute global warming to human activities than to natural causes, except in the US where nearly half of the population attributed global warming to natural causes.[288] Public reactions to global warming and concern about its effects have been increasing, with many perceiving it as the worst global threat.[289] In a 2019 CBS poll, 64% of the US population said that climate change is a "crisis" or a "serious problem", with 44% saying human activity was a significant contributor.[290]
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Public debate about climate change has been strongly affected by climate change denial and misinformation, which originated in the United States and has since spread to other countries, particularly Canada and Australia. The actors behind climate change denial form a well-funded and relatively coordinated coalition of fossil fuel companies, industry groups, conservative think tanks, and contrarian scientists.[292] Like the tobacco industry before, the main strategy of these groups has been to manufacture doubt about scientific data and results.[293] Many who deny, dismiss, or hold unwarranted doubt about the scientific consensus on anthropogenic global warming are labelled as "climate change skeptics", which several scientists have noted is a misnomer.[294]
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There are different variants of climate denial: some deny that warming takes place at all, some acknowledge warming but attribute it to natural influences, and some minimize the negative impacts of climate change.[295] Manufacturing uncertainty about the science later developed into a manufacturing of controversy: creating the belief that there remains significant uncertainty about climate change within the scientific community in order to delay policy changes.[296] Strategies to promote these ideas include a criticism of scientific institutions,[297] and questioning the motives of individual scientists.[298] An "echo chamber" of climate-denying blogs and media has further fomented misunderstanding of global warming.[299]
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Protests seeking more ambitious climate action increased in the 2010s in the form of fossil fuel divestment,[300] and worldwide demonstrations.[301] In particular, youth across the globe protested by skipping school, inspired by Swedish teenager Greta Thunberg in the school strike for climate.[302] Mass civil disobedience actions by Extinction Rebellion and Ende Gelände have ended in police intervention and large-scale arrests.[303] Litigation is increasingly used as a tool to strengthen climate action, with governments being the biggest target of lawsuits demanding that they become ambitious on climate action or enforce existing laws. Cases against fossil-fuel companies, from activists, shareholders and investors, generally seek compensation for loss and damage.[304]
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In 1681 Mariotte noted that glass, though transparent to sunlight, obstructs radiant heat.[305] Around 1774 de Saussure showed that non-luminous warm objects emit infrared heat, and used a glass-topped insulated box to trap and measure heat from sunlight.[306] In 1824 Joseph Fourier proposed by analogy a version of the greenhouse effect; transparent atmosphere lets through visible light, which warms the surface. The warmed surface emits infrared radiation, but the atmosphere is relatively opaque to infrared and slows the emission of energy, warming the planet.[307] Starting in 1859,[308] John Tyndall established that nitrogen and oxygen (99% of dry air) are transparent to infrared, but water vapour and traces of some gases (significantly methane and carbon dioxide) both absorb infrared and, when warmed, emit infrared radiation. Changing concentrations of these gases could have caused "all the mutations of climate which the researches of geologists reveal" including ice ages.[309]
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Svante Arrhenius noted that water vapour in air continuously varied, but carbon dioxide (CO2) was determined by long term geological processes. At the end of an ice age, warming from increased CO2 would increase the amount of water vapour, amplifying its effect in a feedback process. In 1896, he published the first climate model of its kind, showing that halving of CO2 could have produced the drop in temperature initiating the ice age. Arrhenius calculated the temperature increase expected from doubling CO2 to be around 5–6 °C (9.0–10.8 °F).[310] Other scientists were initially sceptical and believed the greenhouse effect to be saturated so that adding more CO2 would make no difference. Experts thought climate would be self-regulating.[311] From 1938 Guy Stewart Callendar published evidence that climate was warming and CO2 levels increasing,[312] but his calculations met the same objections.[311]
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Early calculations treated the atmosphere as a single layer: Gilbert Plass used digital computers to model the different layers and found added CO2 would cause warming. Hans Suess found evidence CO2 levels had been rising, Roger Revelle showed the oceans would not absorb the increase, and together they helped Charles Keeling to begin a record of continued increase, the Keeling Curve.[311] Scientists alerted the public,[313] and the dangers were highlighted at James Hansen's 1988 Congressional testimony.[314] The Intergovernmental Panel on Climate Change, set up in 1988 to provide formal advice to the world's governments, spurred interdisciplanary research.[315]
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Before the 1980s, when it was unclear whether warming by greenhouse gases would dominate aerosol-induced cooling, scientist often used the term ‘’inadvertent climate modification’’ to refer to humankinds’ impact on the climate. With increasing evidence of warming, the terms ‘’global warming’’ and ‘’climate change’’ were introduced, with the former referring only to increasing surface warming, and the latter to the full effect of greenhouse gases on climate.[316] Global warming became the dominant popular term after NASA climate scientist James Hansen used it in his 1988 testimony in the U.S. Senate.[314] In the 2000s, the term climate change increased in popularity.[317] Global warming is almost only used to refer to human-induced warming of the Earth system, whereas climate change is sometimes used to refer to natural as well as anthropogenic change.[318] The two terms are often used interchangeably.[319]
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Various scientists, politicians and news media have adopted the terms climate crisis or a climate emergency to talk about climate change, while using global heating instead of global warming.[320] The policy editor-in-chief of The Guardian explained why they included this language in their editorial guidelines: "We want to ensure that we are being scientifically precise, while also communicating clearly with readers on this very important issue".[321] Oxford Dictionary chose climate emergency as the word of the year 2019 and defines the term as "a situation in which urgent action is required to reduce or halt climate change and avoid potentially irreversible environmental damage resulting from it".[322]
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AR4 Working Group I Report
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AR4 Working Group II Report
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AR4 Working Group III Report
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AR4 Synthesis Report
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AR5 Working Group I Report
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AR5 Working Group III Report
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AR5 Synthesis Report
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Special Report: SR15
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Special Report: Climate change and Land
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Special Report: SROCC
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The Yangtze or Yangzi (English: /ˈjæŋtsi/ or /ˈjɑːŋtsi/) is the longest river in Asia, the third-longest in the world and the longest in the world to flow entirely within one country. It rises at Jari Hill in the Tanggula Mountains (Tibetan Plateau) and flows 6,300 km (3,900 mi) in a generally easterly direction to the East China Sea. It is the sixth-largest river by discharge volume in the world. Its drainage basin comprises one-fifth of the land area of China, and is home to nearly one-third of the country's population.[7]
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The Yangtze has played a major role in the history, culture and economy of China. For thousands of years, the river has been used for water, irrigation, sanitation, transportation, industry, boundary-marking and war. The prosperous Yangtze River Delta generates as much as 20% of China's GDP. The Three Gorges Dam on the Yangtze is the largest hydro-electric power station in the world.[8][9] In mid-2014, the Chinese government announced it was building a multi-tier transport network, comprising railways, roads and airports, to create a new economic belt alongside the river.[10]
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The Yangtze flows through a wide array of ecosystems and is habitat to several endemic and threatened species including the Chinese alligator, the narrow-ridged finless porpoise and the Yangtze sturgeon, but also was the home of the extinct Yangtze river dolphin (or baiji) and Chinese paddlefish.[11] In recent years, the river has suffered from industrial pollution, plastic pollution,[12] agricultural run-off, siltation, and loss of wetland and lakes, which exacerbates seasonal flooding. Some sections of the river are now protected as nature reserves. A stretch of the upstream Yangtze flowing through deep gorges in western Yunnan is part of the Three Parallel Rivers of Yunnan Protected Areas, a UNESCO World Heritage Site.
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Because the source of the Yangtze was not ascertained until modern times, the Chinese have given different names to lower and upstream sections of the river.[13][14]
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Chang Jiang (长江; 長江) is the modern Chinese name for the lower 2,884 km (1,792 mi) of the Yangtze from its confluence with the Min River at Yibin in Sichuan to the river mouth at Shanghai. Chang Jiang literally means the "Long River." In Old Chinese, this stretch of the Yangtze was simply called Jiang/Kiang 江,[15] a character of phono-semantic compound origin, combining the water radical 氵 with the homophone 工 (now pronounced gōng, but *kˤoŋ in Old Chinese[16]). Krong was probably a word in the Austroasiatic language of local peoples such as the Yue. Similar to *krong in Proto-Vietnamese and krung in Mon, all meaning "river," it is related to modern Vietnamese sông (river) and Khmer kôngkea (water).[17]
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By the Han dynasty, Jiang had come to mean any river in Chinese, and this river was distinguished as the "Great River" 大江 (Dàjiāng). The epithet 長 (simplified version 长), means "long," was first formally applied to the river during the Six Dynasties period.[citation needed]
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Various sections of Chang Jiang have local names. From Yibin to Yichang, the river through Sichuan and Chongqing Municipality is also known as the Chuan Jiang (川江; Chuān Jiāng) or "Sichuan River."
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In Hubei, the river is also called the Jing Jiang (荆江; Jīngjiāng) or the "Jing River" after Jingzhou. In Anhui, the river takes on the local name Wan Jiang after the shorthand name for Anhui, wǎn (皖). And Yangzi Jiang (揚子江; 扬子江; Yángzǐjiāng) or the "Yangzi River," from which the English name Yangtze is derived, is the local name for the Lower Yangtze in the region of Yangzhou. The name likely comes from an ancient ferry crossing called Yangzi or Yangzijin (揚子 / 揚子津; Yángzǐ / Yángzǐjīn).[18] Europeans who arrived in the Yangtze River Delta region applied this local name to the whole river.[13] The dividing site between upstream and midstream is considered to be at Yichang and that between midstream and downstream at Hukou (Jiujiang).[19]
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The Jinsha River (Chinese: 金沙江; lit.: 'Gold Dust[20] or Golden-Sanded River[21]') is the name for 2,308 km (1,434 mi) of the Yangtze from Yibin upstream to the confluence with the Batang River near Yushu in Qinghai. From antiquity until the Ming dynasty, this stretch of the river was believed to be a tributary of the Yangtze while the Min River was thought to be the main course of the river above Yibin. The name "Jinsha" originates in the Song dynasty when the river attracted large numbers of gold prospectors. Gold prospecting along the Jinsha continues to this day.[22] Prior to the Song dynasty, other names were used including, for example Lújiāng (瀘江) from the Three Kingdoms period.[citation needed]
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The Tongtian River (Chinese: 通天河; lit.: 'River Passing Through Heaven') describes the 813 km (505 mi) section from Yushu up to the confluence with the Dangqu River. The name comes from a fabled river in the Journey to the West. In antiquity, it was called the Yak River. In Mongolian, this section is known as the Murui-ussu (lit. "Winding Stream").[23] and sometimes confused with the nearby Baishui.[14]
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The Tuotuo River (沱沱河; Tuótuó Hé; 'Tearful River')[24] is the official headstream of the Yangtze, and flows 358 km (222 mi) from the glaciers of the Gar Kangri and the Geladandong Massifs in the Tanggula Mountains of southwestern Qinghai to the confluence with the Dangqu River to form the Tongtian River. [26] In Mongolian, this section of the river known as the Ulaan Mörön or the "Red River."
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The Tuotuo is one of three main headstreams of the Yangtze. The Dangqu River (当曲, p Dāngqū) is the actual geographic headwater of the Yangtze.[27] The name is derived the Classical Tibetan for "Marsh River" (འདམ་ཆུ, w 'Dam Chu). The Chumar River (楚玛尔河) is the Chinese name for the northern headwater of the Yangtze, which flows from the Hoh Xil Mountains in Qinghai into the Tongtian. Chumar is Tibetan for the "Red River."
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The river was called Quian (江) and Quianshui (江水) by Marco Polo[28] and appeared on the earliest English maps as Kian or Kiam,[29][30] all recording dialects which preserved forms of the Middle Chinese pronunciation of 江 as Kæwng.[15] By the mid-19th century, these romanizations had standardized as Kiang; Dajiang, e.g., was rendered as "Ta-Kiang." "Keeang-Koo,"[31] "Kyang Kew,"[32] "Kian-ku,"[33] and related names derived from mistaking the Chinese term for the mouth of the Yangtze (江口, p Jiāngkǒu) as the name of the river itself.
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The name Blue River began to be applied in the 18th century,[29] apparently owing to a former name of the Dam Chu[35] or Min[37] and to analogy with the Yellow River,[38][39] but it was frequently explained in early English references as a 'translation' of Jiang,[40][41] Jiangkou,[31] or Yangzijiang.[42] Very common in 18th- and 19th-century sources, the name fell out of favor due to growing awareness of its lack of any connection to the river's Chinese names[21][43] and to the irony of its application to such a muddy waterway.[43][44]
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Matteo Ricci's 1615 Latin account included descriptions of the "Ianſu" and "Ianſuchian."[45] The posthumous account's translation of the name as "Son of the Ocean"[45][46] shows that Ricci, who by the end of his life was fluent in literary Chinese, was introduced to it as the homophonic 洋子江 rather than the 'proper' 揚子江. Further, although railroads and the Shanghai concessions subsequently turned it into a backwater, Yangzhou was the lower river's principal port for much of the Qing dynasty, directing Liangjiang's important salt monopoly and connecting the Yangtze with the Grand Canal to Beijing. (That connection also made it one of the Yellow River's principal ports between the floods of 1344 and the 1850s, during which time the Yellow River ran well south of Shandong and discharged into the ocean only a few hundred kilometres away from the mouth of the Yangtze.[21][33]) By 1800, English cartographers such as Aaron Arrowsmith had adopted the French style of the name[47] as Yang-tse or Yang-tse Kiang.[48] The British diplomat Thomas Wade emended this to Yang-tzu Chiang as part of his formerly popular romanization of Chinese, based on the Beijing dialect instead of Nanjing's and first published in 1867. The spellings Yangtze and Yangtze Kiang was a compromise between the two methods adopted at the 1906 Imperial Postal Conference in Shanghai, which established postal romanization. Hanyu Pinyin was adopted by the PRC's First Congress in 1958, but it was not widely employed in English outside mainland China prior to the normalization of diplomatic relations between the United States and the PRC in 1979; since that time, the spelling Yangzi has also been used.
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The source and upper reaches of the Yangtze are located in ethnic Tibetan areas of Qinghai.[49] In Tibetan, the Tuotuo headwaters are the Machu (རྨ་ཆུ་, w rMa-chu, literally "Red River" or (perhaps "Wound-[like Red] River?")). The Tongtian is the Drichu (འབྲི་ཆུ་, w 'Bri Chu, literally "River of the Female Yak"; transliterated into Chinese as 直曲, p Zhíqū).
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The river originates from several tributaries in the eastern part of the Tibetan Plateau, two of which are commonly referred to as the "source." Traditionally, the Chinese government has recognized the source as the Tuotuo tributary at the base of a glacier lying on the west of Geladandong Mountain in the Tanggula Mountains. This source is found at 33°25′44″N 91°10′57″E / 33.42889°N 91.18250°E / 33.42889; 91.18250 and while not the furthest source of the Yangtze, it is the highest source at 5,342 m (17,526 ft) above sea level. The true source of the Yangtze, hydrologically the longest river distance from the sea, is at Jari Hill at the head of the Dam Qu tributary, approximately 325 km (202 mi) southeast of Geladandong.[50] This source was only discovered in the late 20th century and lies in wetlands at 32°36′14″N 94°30′44″E / 32.60389°N 94.51222°E / 32.60389; 94.51222 and 5,170 m (16,960 ft) above sea level just southeast of Chadan Township in Zadoi County, Yushu Prefecture, Qinghai.[51] As the historical spiritual source of the Yangtze, the Geladandong source is still commonly referred to as the source of the Yangtze since the discovery of the Jari Hill source.[50]
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These tributaries join and the river then runs eastward through Qinghai (Tsinghai), turning southward down a deep valley at the border of Sichuan (Szechwan) and Tibet to reach Yunnan. In the course of this valley, the river's elevation drops from above 5,000 m (16,000 ft) to less than 1,000 m (3,300 ft). The headwaters of the Yangtze are situated at an elevation of about 4,900 m (16,100 ft). In its descent to sea level, the river falls to an altitude of 305 m (1,001 ft) at Yibin, Sichuan, the head of navigation for riverboats, and to 192 m (630 ft) at Chongqing (Chungking). Between Chongqing and Yichang (I-ch'ang), at an altitude of 40 m (130 ft) and a distance of about 320 km (200 mi), it passes through the spectacular Yangtze Gorges, which are noted for their natural beauty but are dangerous to shipping.
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It enters the basin of Sichuan at Yibin. While in the Sichuan basin, it receives several mighty tributaries, increasing its water volume significantly. It then cuts through Mount Wushan bordering Chongqing and Hubei to create the famous Three Gorges. Eastward of the Three Gorges, Yichang is the first city on the Yangtze Plain.
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After entering Hubei, the Yangtze receives water from a number of lakes. The largest of these lakes is Dongting Lake, which is located on the border of Hunan and Hubei provinces, and is the outlet for most of the rivers in Hunan. At Wuhan, it receives its biggest tributary, the Han River, bringing water from its northern basin as far as Shaanxi.
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At the northern tip of Jiangxi, Lake Poyang, the biggest freshwater lake in China, merges into the river. The river then runs through Anhui and Jiangsu, receiving more water from innumerable smaller lakes and rivers, and finally reaches the East China Sea at Shanghai.
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Four of China's five main freshwater lakes contribute their waters to the Yangtze River. Traditionally, the upstream part of the Yangtze River refers to the section from Yibin to Yichang; the middle part refers to the section from Yichang to Hukou County, where Lake Poyang meets the river; the downstream part is from Hukou to Shanghai.
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The origin of the Yangtze River has been dated by some geologists to about 45 million years ago in the Eocene,[52] but this dating has been disputed.[by whom?][53][54]
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The glaciers of the Tanggula Mountains, the traditional source of the Yangtze River
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The Tuotuo River, a headwater stream of the Yangtze River, known in Tibetan as Maqu, or the "Red River"
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The first turn of the Yangtze at Shigu (石鼓) in Yunnan, where the river turns 180 degrees from south- to north-bound
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The Jinsha River in Yunnan
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The Tiger Leaping Gorge near Lijiang downstream from Shigu
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Qutang Gorge, one of the Three Gorges
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Wu Gorge, one of the Three Gorges
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Xiling Gorge, one of the Three Gorges
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The Yangtze flows into the East China Sea and was navigable by ocean-going vessels up 1,000 miles (1,600 km) from its mouth even before the Three Gorges Dam was built.[dubious – discuss]
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The Yangtze is flanked with metallurgical, power, chemical, auto, building materials and machinery industrial belts and high-tech development zones. It is playing an increasingly crucial role in the river valley's economic growth and has become a vital link for international shipping to the inland provinces. The river is a major transportation artery for China, connecting the interior with the coast.
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The river is one of the world's busiest waterways. Traffic includes commercial traffic transporting bulk goods such as coal as well as manufactured goods and passengers. Cargo transportation reached 795 million tons in 2005.[55][56] River cruises several days long, especially through the beautiful and scenic Three Gorges area, are becoming popular as the tourism industry grows in China.
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Flooding along the river has been a major problem. The rainy season in China is May and June in areas south of Yangtze River, and July and August in areas north of it. The huge river system receives water from both southern and northern flanks, which causes its flood season to extend from May to August. Meanwhile, the relatively dense population and rich cities along the river make the floods more deadly and costly. The most recent major floods were the 1998 Yangtze River Floods, but more disastrous were the 1954 Yangtze River Floods, which killed around 30,000 people.[57]
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Although the mouth of the Yellow River has fluctuated widely north and south of the Shandong peninsula within the historical record, the Yangtze has remained largely static. Based on studies of sedimentation rates, however, it is unlikely that the present discharge site predates the late Miocene (c. 11 Ma).[58] Prior to this, its headwaters drained south into the Gulf of Tonkin along or near the course of the present Red River.[59]
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The Yangtze River is important to the cultural origins of southern China and Japan.[60] Human activity has been verified in the Three Gorges area as far back as 27,000 years ago,[61] and by the 5th millennium BC, the lower Yangtze was a major population center occupied by the Hemudu and Majiabang cultures, both among the earliest cultivators of rice. By the 3rd millennium BC, the successor Liangzhu culture showed evidence of influence from the Longshan peoples of the North China Plain.[62] A study of Liangzhu remains found a high prevalence of haplogroup O1, linking it to Austronesian and Daic populations;[63] the same study found the rare haplogroup O3d at a Daxi site on the central Yangtze, indicates possible connection with the Hmong, although "only small traces" of haplogroup O3d remains in Hmong today.[64] What is now thought of as Chinese culture developed along the more fertile Yellow River basin; the "Yue" people of the lower Yangtze possessed very different traditions – blackening their teeth, cutting their hair short, tattooing their bodies, and living in small settlements among bamboo groves[65] – and were considered barbarous by the northerners.
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The Central Yangtze valley was home to sophisticated Neolithic cultures.[66] Later on it was the earliest part of the Yangtze valley to be integrated into the North Chinese cultural sphere. North Chinese people were active there from the Bronze Age.[67]
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In the lower Yangtze, two Yue tribes, the Gouwu in southern Jiangsu and the Yuyue in northern Zhejiang, display increasing Zhou (i.e., North Chinese) influence from the 9th century BC. Traditional accounts[68] credit these changes to northern refugees (Taibo and Zhongyong in Wu and Wuyi in Yue) who assumed power over the local tribes, though these are generally assumed to be myths invented to legitimate them to other Zhou rulers. As the kingdoms of Wu and Yue, they were famed as fishers, shipwrights, and sword-smiths. Adopting Chinese characters, political institutions, and military technology, they were among the most powerful states during the later Zhou. In the middle Yangtze, the state of Jing seems to have begun in the upper Han River valley a minor Zhou polity, but it adapted to native culture as it expanded south and east into the Yangtze valley. In the process, it changed its name to Chu.[69]
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Whether native or nativizing, the Yangtze states held their own against the northern Chinese homeland: some lists credit them with three of the Spring and Autumn period's Five Hegemons and one of the Warring States' Four Lords. They fell in against themselves, however. Chu's growing power led its rival Jin to support Wu as a counter. Wu successfully sacked Chu's capital Ying in 506 BC, but Chu subsequently supported Yue in its attacks against Wu's southern flank. In 473 BC, King Goujian of Yue fully annexed Wu and moved his court to its eponymous capital at modern Suzhou. In 333 BC, Chu finally united the lower Yangtze by annexing Yue, whose royal family was said to have fled south and established the Minyue kingdom in Fujian. Qin was able to unite China by first subduing Ba and Shu on the upper Yangtze in modern Sichuan, giving them a strong base to attack Chu's settlements along the river.
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The state of Qin conquered the central Yangtze region, previous heartland of Chu, in 278 BC, and incorporated the region into its expanding empire. Qin then used its connections along the Yangtze River the Xiang River to expand China into Hunan, Jiangxi and Guangdong, setting up military commanderies along the main lines of communication. At the collapse of the Qin Dynasty, these southern commanderies became the independent Nanyue Empire under Zhao Tuo while Chu and Han vied with each other for control of the north.
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From the Han dynasty, the region of the Yangtze River became more and more important to China's economy. The establishment of irrigation systems (the most famous one is Dujiangyan, northwest of Chengdu, built during the Warring States period) made agriculture very stable and productive. The Qin and Han empires were actively engaged in the agricultural colonization of the Yangtze lowlands, maintaining a system of dikes to protect farmland from seasonal floods.[70] By the Song dynasty, the area along the Yangtze had become among the wealthiest and most developed parts of the country, especially in the lower reaches of the river. Early in the Qing dynasty, the region called Jiangnan (that includes the southern part of Jiangsu, the northern part of Zhejiang, and the southeastern part of Anhui) provided 1⁄3–1⁄2 of the nation's revenues.
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The Yangtze has long been the backbone of China's inland water transportation system, which remained particularly important for almost two thousand years, until the construction of the national railway network during the 20th century. The Grand Canal connects the lower Yangtze with the major cities of the Jiangnan region south of the river (Wuxi, Suzhou, Hangzhou) and with northern China (all the way from Yangzhou to Beijing). The less well known ancient Lingqu Canal, connecting the upper Xiang River with the headwaters of the Guijiang, allowed a direct water connection from the Yangtze Basin to the Pearl River Delta.[71]
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Historically, the Yangtze became the political boundary between north China and south China several times (see History of China) because of the difficulty of crossing the river. This occurred notably during the Southern and Northern Dynasties, and the Southern Song. Many battles took place along the river, the most famous being the Battle of Red Cliffs in 208 AD during the Three Kingdoms period.
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The Yangtze was the site of naval battles between the Song dynasty and Jurchen Jin during the Jin–Song wars. In the Battle of Caishi of 1161, the ships of the Jin emperor Wanyan Liang clashed with the Song fleet on the Yangtze. Song soldiers fired bombs of lime and sulphur using trebuchets at the Jurchen warships. The battle was a Song victory that halted the invasion by the Jin.[72][73] The Battle of Tangdao was another Yangtze naval battle from the same year.
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Politically, Nanjing was the capital of China several times, although most of the time its territory only covered the southeastern part of China, such as the Wu kingdom in the Three Kingdoms period, the Eastern Jin Dynasty, and during the Southern and Northern Dynasties and Five Dynasties and Ten Kingdoms periods. Only the Ming occupied most parts of China from their capital at Nanjing, though it later moved the capital to Beijing. The ROC capital was located in Nanjing in the periods 1911–12, 1927–37, and 1945–49.
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The first merchant steamer in China, the Jardine, was built to order for the firm of Jardine Matheson in 1835. She was a small vessel intended for use as a mail and passenger carrier between Lintin Island, Macau and Whampoa. However, after several trips, the Chinese authorities, for reasons best known to themselves, prohibited her entrance into the river. Lord Palmerston, the British Foreign Secretary who personified gunboat diplomacy, decided to wage war on China mainly on the "suggestions" of Jardine Matheson[citation needed]. In mid-1840, a large fleet of warships appeared on the China coast, and with the first cannon fire aimed at a British ship, the Royal Saxon, the British started the First Opium War. The Imperial Government, forced to surrender, gave in to the demands of the British. British military was vastly superior during the conflict. British warships, constructed using such innovations as steam power combined with sail and the use of iron in shipbuilding, wreaked havoc on coastal towns; such ships (like the Nemesis) were not only virtually indestructible using contemporary available weapons, but also highly mobile and able to support a gun platform with very heavy guns. In addition, the British troops were armed with modern rifled muskets and cannons, unlike the Qing forces. After the British took Canton, they sailed up the Yangtze and took the tax barges, a devastating blow to the Empire as it slashed the revenue of the imperial court in Beijing to just a small fraction of what it had been.
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In 1842, the Qing authorities sued for peace, which concluded with the Treaty of Nanking signed on a gunboat in the river, negotiated in August of that year and ratified in 1843. In the treaty, China was forced to pay an indemnity to Britain, open five ports to Britain, and cede Hong Kong to Queen Victoria. In the supplementary Treaty of the Bogue, the Qing empire also recognized Britain as an equal to China and gave British subjects extraterritorial privileges in treaty ports.
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The US, at the same time, wanting to protect its interests and expand trade, ventured the USS Wachusett six hundred miles up the river to Hankow sometime in the 1860s, while the USS Ashuelot, a sidewheeler, made her way up the river to Yichang in 1874. The first USS Monocacy, a sidewheel gunboat, began charting the Yangtze River in 1871. The first USS Palos, an armed tug, was on Asiatic Station into 1891, cruising the Chinese and Japanese coasts, visiting the open treaty ports and making occasional voyages up the Yangtze River. From June to September 1891, anti-foreign riots up the Yangtze forced the warship to make an extended voyage as far as Hankou, 600 miles upriver. Stopping at each open treaty port, the gunboat cooperated with naval vessels of other nations and repairing damage. She then operated along the north and central China coast and on the lower Yangtze until June 1892. The cessation of bloodshed with the Taiping Rebellion, Europeans put more steamers on the river. The French engaged the Chinese in war over the rule of Vietnam. The Sino-French Wars of the 1880s emerged with the Battle of Shipu having French cruisers in the lower Yangtze.
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The China Navigation Company was an early shipping company founded in 1876 in London, initially to trade up the Yangtze River from their Shanghai base with passengers and cargo. Chinese coastal trade started shortly after and in 1883 a regular service to Australia was initiated. Most of the company's ships were seized by Japan in 1941 and services did not resume until 1946. Robert Dollar was a later shipping magnate, who became enormously influential moving Californian and Canadian lumber to the Chinese and Japanese market.
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Yichang, or Ichang, 1,600 km (990 mi) from the sea, is the head of navigation for river steamers; oceangoing vessels may navigate the river to Hankow, a distance of almost 1,000 km (620 mi) from the sea. For about 320 km (200 mi) inland from its mouth, the river is virtually at sea level.
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The Chinese Government, too, had steamers. It had its own naval fleet, the Nanyang Fleet, which fell prey to the French fleet. The Chinese would rebuild its fleet, only to be ravaged by another war with Japan (1895), Revolution (1911) and ongoing inefficiency and corruption. Chinese companies ran their own steamers, but were second tier to European operations at the time.
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Steamers came late to the upper river, the section stretching from Yichang to Chongqing. Freshets from Himalayan snowmelt created treacherous seasonal currents. But summer was better navigationally and the three gorges, described as an "150-mile passage which is like the narrow throat of an hourglass," posed hazardous threats of crosscurrents, whirlpools and eddies, creating significant challenges to steamship efforts. Furthermore, Chongqing is 700 – 800 feet above sea level, requiring powerful engines to make the upriver climb. Junk travel accomplished the upriver feat by employing 70–80 trackers, men hitched to hawsers who physically pulled ships upriver through some of the most risky and deadly sections of the three gorges.[74] Achibald John Little took an interest in Upper Yangtze navigation when in 1876, the Chefoo Convention opened Chongqing to consular residence but stipulated that foreign trade might only commence once steamships had succeeded in ascending the river to that point. Little formed the Upper Yangtze Steam Navigation Co., Ltd. and built Kuling but his attempts to take the vessel further upriver than Yichang were thwarted by the Chinese authorities who were concerned about the potential loss of transit duties, competition to their native junk trade and physical damage to their crafts caused by steamship wakes. Kuling was sold to China Merchants Steam Navigation Company for lower river service. In 1890, the Chinese government agreed to open Chongqing to foreign trade as long as it was restricted to native crafts. In 1895, the Treaty of Shimonoseki provided a provision which opened Chongqing fully to foreign trade. Little took up residence in Chongqing and built Leechuan, to tackle the gorges in 1898. In March Leechuan completed the upriver journey to Chongqing but not without the assistance of trackers. Leechuan was not designed for cargo or passengers and if Little wanted to take his vision one step further, he required an expert pilot.[75] In 1898, Little persuaded Captain Samuel Cornell Plant to come out to China to lend his expertise. Captain Plant had just completed navigation of Persia's Upper Karun River and took up Little's offer to assess the Upper Yangtze on Leechuan at the end of 1898. With Plant's design input, Little had SS Pioneer built with Plant in command. In June 1900, Plant was the first to successfully pilot a merchant steamer on the Upper Yangtze from Yichang to Chongqing. Pioneer was sold to British Royal Navy after its first run due to threat from the Boxer Rebellion and renamed HMS Kinsha. Germany's steamship effort that same year on SS Suixing ended in catastrophe. On Suixing's maiden voyage, the vessel hit a rock and sunk, killing its captain and ending realistic hopes of regular commercial steam service on the Upper Yangtze. In 1908, local Sichuan merchants and their government partnered with Captain Plant to form Sichuan Steam Navigation Company becoming the first successful service between Yichang and Chongqing. Captain Plant designed and commanded its two ships, SS Shutung and SS Shuhun. Other Chinese vessels came onto the run and by 1915, foreign ships expressed their interest too. Plant was appointed by Chinese Maritime Customs Service as First Senior River Inspector in 1915. In this role, Plant installed navigational marks and established signaling systems. He also wrote Handbook for the Guidance of Shipmasters on the Ichang-Chungking Section of the Yangtze River, a detailed and illustrated account of the Upper Yangtze's currents, rocks, and other hazards with navigational instruction. Plant trained hundreds of Chinese and foreign pilots and issued licenses and worked with the Chinese government to make the river safer in 1917 by removing some of the most difficult obstacles and threats with explosives. In August 1917, British Asiatic Petroleum became the first foreign merchant steamship on the Upper Yangtze. Commercial firms, Robert Dollar Company, Jardine Matheson, Butterfield and Swire and Standard Oil added their own steamers on the river between 1917 and 1919. Between 1918 and 1919, Sichuan warlord violence and escalating civil war put Sichuan Steam Navigational Company out of business.[76] Shutung was commandeered by warlords and Shuhun was brought down river to Shanghai for safekeeping.[77] In 1921, when Captain Plant died tragically at sea while returning home to England, a Plant Memorial Fund was established to perpetuate Plant's name and contributions to Upper Yangtze navigation. The largest shipping companies in service, Butterfield & Swire, Jardine Matheson, Standard Oil, Mackenzie & Co., Asiatic Petroleum, Robert Dollar, China Merchants S.N. Co. and British-American Tobacco Co., contributed alongside international friends and Chinese pilots. In 1924, a 50-foot granite pyramidal obelisk was erected in Xintan, on the site of Captain Plant's home, in a Chinese community of pilots and junk owners. One face of the monument is inscribed in Chinese and another in English. Though recently relocated to higher ground ahead of the Three Gorges Dam, the monument still stands overlooking the Upper Yangtze River near Yichang, a rare collective tribute to a westerner in China.[78][79]
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Until 1881, the India and China coastal and river services were operated by several companies. In that year, however, these were merged into the Indo-China Steam Navigation Company Ltd, a public company under the management of Jardine's. The Jardine company pushed inland up the Yangtsze River on which a specially designed fleet was built to meet all requirements of the river trade. For many years, this fleet gave unequalled service. Jardine's established an enviable reputation for the efficient handling of shipping. As a result, the Royal Mail Steam Packet Company invited the firm to attend to the Agency of their Shire Line which operated in the Far East. Standard Oil ran the tankers Mei Ping, Mei An and Mei Hsia, which were all destroyed on December 12, 1937, when Japanese warplanes bombed and sank the U.S.S. Panay. One of the Standard Oil captains who survived this attack had served on the Upper River for 14 years.[80]
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With the Treaty Ports, the European powers and Japan were allowed to sail navy ships into China's waters. The British, Americans, and French did this. A full international fleet featured on Chinese waters: Austro-Hungarian, Portuguese, Italian, Russian and German navy ships came to Shanghai and the treaty ports. The Japanese engaged in open warfare with the Chinese over conquest of the Chinese Qing Empire in the First Sino-Japanese War in 1894–1895, and with Russia over Qing Empire territory in the Russo-Japanese War of 1904–1905. Incidentally, both the French and Japanese navies were heavily involved in running opium and narcotics to Shanghai, where it was refined into morphine. It was then transhipped by liner back to Marseille and France (i.e. French Connection) for processing in Germany and eventual sale in the U.S. or Europe.
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In 1909 the gunboat USS Samar changed station to Shanghai, where she regularly patrolled the lower Yangtze River up to Nanking and Wuhu. Following an anti-foreign riots in Changsha in April 1910, which destroyed a number of missions and merchant warehouses, Samar sailed up the Yangtze River to Hankow and then Changsa to show the flag and help restore order. The gunboat was also administratively assigned to the Asiatic Fleet that year, which had been reestablished by the Navy to better protect, in the words of the Bureau of Navigation, "American interests in the Orient." After returning to Shanghai in August, she sailed up river again the following summer, passing Wuhu in June but then running aground off Kichau on July 1, 1911.
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After staying stuck in the mud for two weeks, Samar broke free and sailed back down river to coal ship. Returning upriver, the gunboat reached Hankow in August and Ichang in September where she wintered over owing to both the dry season and the outbreak of rebellion at Wuchang in October 1911. Tensions eased and the gunboat turned downriver in July 1912, arriving at Shanghai in October. Samar patrolled the lower Yangtze after fighting broke out in the summer 1913, a precursor to a decade of conflict between provincial warlords in China. In 1919, she was placed on the disposal list at Shanghai following a collision with a Yangtze River steamer that damaged her bow.
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The Spanish boats were replaced in the 1920s by USS Luzon and USS Mindanao were the largest, USS Oahu and USS Panay next in size, and USS Guam and USS Tutuila the smallest. China in the first fifty years of the 20th century, was in low-grade chaos. Warlords, revolutions, natural disasters, civil war and invasions contributed. Yangtze boats were involved in the Nanking incident of 1927 when the Communists and Nationalists broke into open war. The Chiang Kai-shek's massacre of the Communists in Shanghai in 1927 furthered the unrest, U.S. Marines with tanks were landed. River steamers were popular targets for both Nationalists and Communists, and peasants who would take periodic pot-shots at vessels. During the course of service the second USS Palos protected American interests in China down the entire length of the Yangtze, at times convoying U.S. and foreign vessels on the river, evacuating American citizens during periods of disturbance and in general giving credible presence to U.S. consulates and residences in various Chinese cities. In the period of great unrest in central China in the 1920s, Palos was especially busy patrolling the upper Yangtze against bands of warlord soldiers and outlaws. The warship engaged in continuous patrol operations between Ichang and Chungking throughout 1923, supplying armed guards to merchant ships, and protecting Americans at Chungking while that city was under siege by a warlord army.
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The British Royal Navy had a series of Insect-class gunboats which patrolled between Chungking and Shanghai. Cruisers and destroyers and Fly-class gunboats[citation needed] also patrolled. The most infamous incident was when Panay and HMS Bee in 1937, were dive-bombed by Japanese aeroplanes during the notorious Nanking massacre. The Westerners were forced to leave the Yangtze River with the Japanese takeover in 1941. The former steamers were either sabotaged or pressed into Japanese or Chinese service. Probably the most curious incident involved HMS Amethyst in 1949 during the Chinese Civil War between Kuomintang and People's Liberation Army forces; and led to the award of the Dickin Medal to the ship's cat Simon.
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In August 2019, Welsh adventurer Ash Dykes became the first person to complete the 4,000-mile (6,437 km) trek along the course of the river, walking for 352 days from its source to its mouth.[81]
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Tens of millions of people live in the floodplain of the Yangtze valley, an area that naturally floods every summer and is habitable only because it is protected by river dikes. The floods large enough to overflow the dikes have caused great distress to those who live and farm there. Floods of note include those of 1931, 1954, and 1998.
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The 1931 Central China floods or the Central China floods of 1931 were a series of floods that occurred in the Republic of China. The floods are generally considered among the deadliest natural disasters ever recorded, and almost certainly the deadliest of the 20th century (when pandemics and famines are discounted). Estimates of the total death toll range from 145,000 to between 3.7 million and 4 million.[82][83] The Yangtze again flooded in 1935, causing great loss of life.
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From June to September 1954, the Yangtze River Floods were a series of catastrophic floodings that occurred mostly in Hubei Province. Due to unusually high volume of precipitation as well as an extraordinarily long rainy season in the middle stretch of the Yangtze River late in the spring of 1954, the river started to rise above its usual level in around late June. Despite efforts to open three important flood gates to alleviate the rising water by diverting it, the flood level continued to rise until it hit the historic high of 44.67 m in Jingzhou, Hubei and 29.73 m in Wuhan. The number of dead from this flood was estimated at around 33,000, including those who died of plague in the aftermath of the disaster.
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The 1998 Yangtze River floods were a series of major floods that lasted from middle of June to the beginning of September 1998 along the Yangtze.[84]
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In the summer of 1998, China experienced massive flooding of parts of the Yangtze River, resulting in 3,704 dead, 15 million homeless and $26 billion in economic loss.[85] Other sources report a total loss of 4150 people, and 180 million people were affected.[86] A staggering 25 million acres (100,000 km2) were evacuated, 13.3 million houses were damaged or destroyed. The floods caused $26 billion in damages.[86]
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The 2016 China floods caused US$22 billion in damages.
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Beginning in the 1950s dams and thousands of kilometres of dikes were built for flood control, land reclamation, irrigation and for the control of diseases vectors such as blood flukes that caused Schistosomiasis. More than a hundred lakes were thus cut off from the main river.[87] There were gates between the lakes that could be opened during floods. However, farmers and settlements encroached on the land next to the lakes although it was forbidden to settle there. When floods came, it proved impossible to open the gates since it would have caused substantial destruction.[88] Thus the lakes partially or completely dried up. For example, Baidang Lake shrunk from 100 square kilometers (39 sq mi) in the 1950s to 40 square kilometers (15 sq mi) in 2005. Zhangdu Lake dwindled to one quarter of its original size. Natural fisheries output in the two lakes declined sharply. Only a few large lakes, such as Poyang Lake and Dongting Lake, remained connected to the Yangtze. Cutting off the other lakes that had served as natural buffers for floods increased the damage done by floods further downstream. Furthermore, the natural flow of migratory fish was obstructed and biodiversity across the whole basin decreased dramatically. Intensive farming of fish in ponds spread using one type of carp who thrived in eutrophic water conditions and who feeds on algae, causing widespread pollution. The pollution was exacerbated by the discharge of waste from pig farms as well as of untreated industrial and municipal sewage.[87][89] In September 2012, the Yangtze river near Chongqing turned red from pollution.[90] The erection of the Three Gorges Dam has created an impassable "iron barrier" that has led to a great reduction in the biodiversity of the river. Yangtze sturgeon use seasonal changes in the flow of the river to signal when is it time to migrate. However, these seasonal changes will be greatly reduced by dams and diversions. Other animals facing immediate threat of extinction are the baiji dolphin, narrow-ridged finless porpoise and the Yangtze alligator. These animals numbers went into freefall from the combined effects of accidental catches during fishing, river traffic, habitat loss and pollution. In 2006 the baiji dolphin became extinct; the world lost an entire genus.[91]
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The Yangtze River produces more ocean plastic pollution than any other, according to The Ocean Cleanup, a Dutch environmental research foundation that focuses on ocean pollution. Together with 9 other rivers, the Yangtze transports 90% of all the plastic that reaches the oceans.[92][93]
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In 2002 a pilot program was initiated to reconnect lakes to the Yangtze with the objective to increase biodiversity and to alleviate flooding. The first lakes to be reconnected in 2004 were Zhangdu Lake, Honghu Lake, and Tian'e-Zhou in Hubei on the middle Yangtze. In 2005 Baidang Lake in Anhui was also reconnected.[89]
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Reconnecting the lakes improved water quality and fish were able to migrate from the river into the lake, replenishing their numbers and genetic stock. The trial also showed that reconnecting the lake reduced flooding. The new approach also benefitted the farmers economically. Pond farmers switched to natural fish feed, which helped them breed better-quality fish that can be sold for more, increasing their income by 30%. Based on the successful pilot project, other provincial governments emulated the experience and also reestablished connections to lakes that had previously been cut off from the river. In 2005 a Yangtze Forum has been established bringing together 13 riparian provincial governments to manage the river from source to sea.[94] In 2006 China's Ministry of Agriculture made it a national policy to reconnect the Yangtze River with its lakes. As of 2010, provincial governments in five provinces and Shanghai set up a network of 40 effective protected areas, covering 16,500 km2 (6,400 sq mi). As a result, populations of 47 threatened species increased, including the critically endangered Yangtze alligator. In the Shanghai area, reestablished wetlands now protect drinking water sources for the city. It is envisaged to extend the network throughout the entire Yangtze to eventually cover 102 areas and 185,000 km2 (71,000 sq mi). The mayor of Wuhan announced that six huge, stagnating urban lakes including the East Lake (Wuhan) would be reconnected at the cost of US$2.3 billion creating China's largest urban wetland landscape.[87][95]
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Until 1957, there were no bridges across the Yangtze River from Yibin to Shanghai. For millennia, travelers crossed the river by ferry. On occasions, the crossing may have been dangerous, as evidenced by the Zhong’anlun disaster (October 15, 1945).
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The river stood as a major geographic barrier dividing northern and southern China. In the first half of the 20th century, rail passengers from Beijing to Guangzhou and Shanghai had to disembark, respectively, at Hanyang and Pukou, and cross the river by steam ferry before resuming journeys by train from Wuchang or Nanjing West.
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After the founding of the People's Republic in 1949, Soviet engineers assisted in the design and construction of the Wuhan Yangtze River Bridge, a dual-use road-rail bridge, built from 1955 to 1957. It was the first bridge across the Yangtze River. The second bridge across the river that was built was a single-track railway bridge built upstream in Chongqing in 1959. The Nanjing Yangtze River Bridge, also a road-rail bridge, was the first bridge to cross the lower reaches of the Yangtze, in Nanjing. It was built after the Sino-Soviet Split and did not receive foreign assistance. Road-rail bridges were then built in Zhicheng (1971) and Chongqing (1980).
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Bridge-building slowed in the 1980s before resuming in the 1990s and accelerating in the first decade of the 21st century. The Jiujiang Yangtze River Bridge was built in 1992 as part of the Beijing-Jiujiang Railway. A second bridge in Wuhan was completed in 1995. By 2005, there were a total of 56 bridges and one tunnel across the Yangtze River between Yibin and Shanghai. These include some of the longest suspension and cable-stayed bridges in the world on the Yangtze Delta: Jiangyin Suspension Bridge (1,385 m, opened in 1999), Runyang Bridge (1,490 m, opened 2005), Sutong Bridge (1,088 m, opened 2008). The rapid pace of bridge construction has continued. The city of Wuhan now has six bridges and one tunnel across the Yangtze.
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A number of power line crossings have also been built across the river.
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Wuhan Yangtze River Bridge, the first bridge crossing Yangtze, was completed in 1957.
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The Nanjing Yangtze River Bridge, a beam bridge, was completed in 1968.
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The Jiujiang Yangtze River Bridge, an arch bridge, was completed in 1992.
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The Yichang Yangtze Highway Bridge, a suspension bridge near the Gezhouba Dam lock, was completed in 1996.
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The Sutong Yangtze River Bridge, between Nantong and Suzhou, was one of the longest cable-stayed bridges in the world when it was completed in 2008.
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The Caiyuanba Bridge, an arch bridge in Chongqing, was completed in 2007.
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The cable-stayed Anqing Yangtze River Bridge at Anqing, was completed in 2005.
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Wuhan Metro Line 2 is the first underground rail line crossing the Yangtze River.
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As of 2007, there are two dams built on the Yangtze river: Three Gorges Dam and Gezhouba Dam.
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The Three Gorges Dam is the largest power station in the world by installed capacity, at 22.5 GW.
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Several dams are operating or are being constructed on the upper portion of the river, the Jinsha River.
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Among them, the Xiluodu Dam is the third largest power stations in the world, and the Baihetan Dam, planned to be commissioned in 2021, will be the second largest after the Three Gorges Dam.
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The Yangtze River has over 700 tributaries. The major tributaries (listed from upstream to downstream) with the locations of where they join the Yangtze are:
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The Huai River flowed into the Yellow Sea until the 20th century, but now primarily discharges into the Yangtze.
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Gan River in Jiangxi
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Han River in Hubei
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Lake Dongting and the Yuan, Zi, Li, and Xiang Rivers in Hunan
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Wu River in Guizhou
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Jialing River in eastern Sichuan and Chongqing Municipality
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Min River in central Sichuan
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Yalong River in western Sichuan
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The Yangtze River has a high species richness, including many endemics. A high percentage of these are seriously threatened by human activities.[96]
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As of 2011[update], 416 fish species are known from the Yangtze basin, including 362 that strictly are freshwater species. The remaining are also known from salt or brackish waters, such as the river's estuary or the East China Sea. This makes it one of the most species-rich rivers in Asia and by far the most species-rich in China (in comparison, the Pearl River has almost 300 fish species and the Yellow River 160).[96] 178 fish species are endemic to the Yangtze River Basin.[96] Many are only found in some section of the river basin and especially the upper reach (above Yichang, but below the headwaters in the Qinghai-Tibet Plateau) is rich with 279 species, including 147 Yangtze endemics and 97 strict endemics (found only in this part of the basin). In contrast, the headwaters, where the average altitude is above 4,500 m (14,800 ft), are only home to 14 highly specialized species, but 8 of these are endemic to the river.[96] The largest orders in the Yangtze are Cypriniformes (280 species, including 150 endemics), Siluriformes (40 species, including 20 endemics), Perciformes (50 species, including 4 endemics), Tetraodontiformes (12 species, including 1 endemic) and Osmeriformes (8 species, including 1 endemic). No other order has more than four species in the river and one endemic.[96]
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Many Yangtze fish species have declined drastically and 65 were recognized as threatened in the 2009 Chinese red list.[97] Among these are three that are considered entirely extinct (Chinese paddlefish, Anabarilius liui liui and Atrilinea macrolepis), two that are extinct in the wild (Anabarilius polylepis, Schizothorax parvus), four that are critically endangered Euchiloglanis kishinouyei, Megalobrama elongata, Schizothorax longibarbus and Leiocassis longibarbus).[97][11] Additionally, both the Yangtze sturgeon and Chinese sturgeon are considered critically endangered by the IUCN. The survival of these two sturgeon may rely on the continued release of captive bred specimens.[98][99] Although still listed as critically endangered rather than extinct by both the Chinese red list and IUCN, recent reviews have found that the Chinese paddlefish is extinct.[100][101] Surveys conducted between 2006 and 2008 by ichthyologists failed to catch any, but two probable specimens were recorded with hydroacoustic signals.[102] The last definite record was an individual that was accidentally captured near Yibin in 2003 and released after having been radio tagged.[11] The Chinese sturgeon is the largest fish in the river and among the largest freshwater fish in the world, reaching a length of 5 m (16 ft); the extinct Chinese paddlefish reputedly reached as much as 7 m (23 ft), but its maximum size is labeled with considerable uncertainty.[103][104][105]
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The largest threats to the Yangtze native fish are overfishing and habitat loss (such as building of dams and land reclamation), but pollution, destructive fishing practices (such as fishing with dynamite or poison) and introduced species also cause problems.[96] About 2⁄3 of the total freshwater fisheries in China are in the Yangtze Basin,[106] but a drastic decline in size of several important species has been recorded, as highlighted by data from lakes in the river basin.[96] In 2015, some experts recommend a 10-year fishing moratorium to allow the remaining populations to recover,[107] and in January 2020 China imposed a 10-year fishing moratorium on 332 sites along the Yangtze.[108] Dams present another serious problem, as several species in the river perform breeding migrations and most of these are non-jumpers, meaning that normal fish ladders designed for salmon are ineffective.[96] For example, the Gezhouba Dam blocked the migration of the paddlerfish and two sturgeon,[98][99][104] while also effectively splitting the Chinese high fin banded shark population into two[109] and causing the extirpation of the Yangtze population of the Japanese eel.[110] In an attempt of minimizing the effect of the dams, the Three Gorges Dam has released water to mimic the (pre-dam) natural flooding and trigger the breeding of carp species downstream.[111] In addition to dams already built in the Yangtze basin, several large dams are planned and these may present further problems for the native fauna.[111]
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While many fish species native to the Yangtze are seriously threatened, others have become important in fish farming and introduced widely outside their native range. A total of 26 native fish species of the Yangtze basin are farmed.[107] Among the most important are four Asian carp: grass carp, black carp, silver carp and bighead carp. Other species that support important fisheries include northern snakehead, Chinese perch, Takifugu pufferfish (mainly in the lowermost sections) and predatory carp.[96]
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Due to commercial use of the river, tourism, and pollution, the Yangtze is home to several seriously threatened species of large animals (in addition to fish): the narrow-ridged finless porpoise, baiji (Yangtze river dolphin), Chinese alligator, Yangtze giant softshell turtle and Chinese giant salamander. This is the only other place besides the United States that is native to an alligator and paddlefish species. In 2010, the Yangtze population of finless porpoise was 1000 individuals. In December 2006, the Yangtze river dolphin was declared functionally extinct after an extensive search of the river revealed no signs of the dolphin's inhabitance.[113] In 2007, a large, white animal was sighted and photographed in the lower Yangtze and was tentatively presumed to be a baiji.[114] However, as there have been no confirmed sightings since 2004, the baiji is presumed to be functionally extinct at this time.[115] "Baijis were the last surviving species of a large lineage dating back seventy million years and one of only six species of freshwater dolphins." It has been argued that the extinction of the Yangtze river dolphin was a result of the completion of the Three Gorges Dam, a project that has affected many species of animals and plant life found only in the gorges area.[116]
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Numerous species of land mammals are found in the Yangtze valley, but most of these are not directly associated with the river. Three exceptions are the semi-aquatic Eurasian otter, water deer and Père David's deer.[117]
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In addition to the very large and exceptionally rare Yangtze giant softshell turtle, several smaller turtle species are found in the Yangtze basin, its delta and valleys. These include the Chinese box turtle, yellow-headed box turtle, Pan's box turtle, Yunnan box turtle, yellow pond turtle, Chinese pond turtle, Chinese stripe-necked turtle and Chinese softshell turtle, which all are considered threatened.[119]
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More than 160 amphibian species are known from the Yangtze basin, including the world's largest, the critically endangered Chinese giant salamander.[120] It has declined drastically due to hunting (it is considered a delicacy), habitat loss and pollution.[118] The polluted Dian Lake, which is part of the upper Yangtze watershed (via Pudu River), is home to several highly threatened fish, but was also home to the Yunnan lake newt. This newt has not been seen since 1979 and is considered extinct.[121][122] In contrast, the Chinese fire belly newt from the lower Yangtze basin is one of the few Chinese salamander species to remain common and it is considered least concern by the IUCN.[122][123][124]
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The Yangtze basin contains a large number of freshwater crab species, including several endemics.[127] A particularly rich genus in the river basin is the potamid Sinopotamon.[128] The Chinese mitten crab is catadromous (migrates between fresh and saltwater) and it has been recorded up to 1,400 km (870 mi) up the Yangtze, which is the largest river in its native range.[126] It is a commercially important species in its native range where it is farmed,[125] but the Chinese mitten crab has also been spread to Europe and North America where considered invasive.[126]
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The freshwater jellyfish Craspedacusta sowerbii, now an invasive species in large parts of the world, originates from the Yangtze.[129]
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A song is a musical composition intended to be performed by the human voice. This is often done at distinct and fixed pitches (melodies) using patterns of sound and silence. Songs contain various forms, such as those including the repetition and variation of sections.
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Written words created specifically for music or for which music is specifically created, are called lyrics. If a pre-existing poem is set to composed music in classical music it is an art song. Songs that are sung on repeated pitches without distinct contours and patterns that rise and fall are called chants. Songs composed in a simple style that are learned informally "by ear" are often referred to as folk songs. Songs that are composed for professional singers who sell their recordings or live shows to the mass market are called popular songs. These songs, which have broad appeal, are often composed by professional songwriters, composers, and lyricists. Art songs are composed by trained classical composers for concert or recital performances. Songs are performed live and recorded on audio or video (or, in some cases, a song may be performed live and simultaneously recorded). Songs may also appear in plays, musical theatre, stage shows of any form, and within operas, films, and TV shows.
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A song may be for a solo singer, a lead singer supported by background singers, a duet, trio, or larger ensemble involving more voices singing in harmony, although the term is generally not used for large classical music vocal forms including opera and oratorio, which use terms such as aria and recitative instead.[1] A song can be sung without accompaniment by instrumentalists (a cappella) or accompanied by instruments. In popular music, a singer may perform with an acoustic guitarist, pianist, organist, accordionist, or a backing band. In jazz, a singer may perform with a single pianist, a small combo (such as a trio or quartet), or with a big band. A Classical singer may perform with a single pianist, a small ensemble, or an orchestra. In jazz and blues, singers often learn songs "by ear" and they may improvise some melody lines. In Classical music, melodies are written by composers in sheet music format, so singers learn to read music.
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Songs with more than one voice to a part singing in polyphony or harmony are considered choral works. Songs can be broadly divided into many different forms and types, depending on the criteria used. Through semantic widening, a broader sense of the word "song" may refer to instrumentals, such as Mendelssohn's 19th century Songs Without Words pieces for solo piano.[2][3][4]
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Art songs are songs created for performance by classical artists, often with piano or other instrumental accompaniment, although they can be sung solo. Art songs require strong vocal technique, understanding of language, diction, and poetry for interpretation. Though such singers may also perform popular or folk songs on their programs, these characteristics and the use of poetry are what distinguish art songs from popular songs. Art songs are a tradition from most European countries, and now other countries with classical music traditions. German-speaking communities use the term art song ("Kunstlied") to distinguish so-called "serious" compositions from folk song ("Volkslied"). The lyrics are often written by a poet or lyricist and the music separately by a composer. Art songs may be more formally complicated than popular or folk songs, though many early Lieder by the likes of Franz Schubert are in simple strophic form. The accompaniment of European art songs is considered as an important part of the composition. Some art songs are so revered that they take on characteristics of national identification.
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Art songs emerge from the tradition of singing romantic love songs, often to an ideal or imaginary person and from religious songs. The troubadours and bards of Europe began the documented tradition of romantic songs, continued by the Elizabethan lutenists. Some of the earliest art songs are found in the music of Henry Purcell. The tradition of the romance, a love song with a flowing accompaniment, often in triple meter, entered opera in the 19th century and spread from there throughout Europe. It spread into popular music and became one of the underpinnings of popular songs. While a romance generally has a simple accompaniment, art songs tend to have complicated, sophisticated accompaniments that underpin, embellish, illustrate or provide contrast to the voice. Sometimes the accompaniment performer has the melody, while the voice sings a more dramatic part.
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Folk songs are songs of often anonymous origin (or are public domain) that are transmitted orally. They are frequently a major aspect of national or cultural identity. Art songs often approach the status of folk songs when people forget who the author was. Folk songs are also frequently transmitted non-orally (that is, as sheet music), especially in the modern era. Folk songs exist in almost every culture. Popular songs may eventually become folk songs by the same process of detachment from its source. Folk songs are more-or-less in the public domain by definition, though there are many folk song entertainers who publish and record copyrighted original material. This tradition led also to the singer-songwriter style of performing, where an artist has written confessional poetry or personal statements and sings them set to music, most often with guitar accompaniment.
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There are many genres of popular songs, including torch songs, ballads, novelty songs, anthems, rock, blues and soul songs as well as indie music. Other commercial genres include rapping. Folk songs include ballads, lullabies, love songs, mourning songs, dance songs, work songs, ritual songs and many more.
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A sporting song is a folk song which celebrates fox hunting, horse racing, gambling and other recreations.
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Although songs about boxers and successful racehorses were common in the nineteenth century, few are performed by current singers. In particular fox-hunting is considered politically incorrect. The most famous song about a foxhunter, "D'ye ken John Peel" was included in The National Song Book in 1906 and is now often heard as a marching tune. A. L. Lloyd recorded two EPs of sporting ballads; "Bold Sportsmen All" (1958) and "Gamblers and Sporting Blades (Songs of the Ring and the Racecourse)" (1962). The High Level Ranters and Martin Wyndham-Read recorded an album called "English Sporting Ballads" in 1977. The Prospect Before Us (1976) by The Albion Dance Band contains two rarely heard hunting songs.
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The term lute song is given to a music style from the late 16th century to early 17th century, late Renaissance to early Baroque, that was predominantly in England and France. Lute songs were generally in strophic form or verse repeating with a homophonic texture. The composition was written for a solo voice with an accompaniment, usually the lute. It was not uncommon for other forms of accompaniments such as bass viol or other string instruments, and could also be written for more voices. The composition could be performed either solo or with a small group of instruments.
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A part song, part-song or partsong is a form of choral music that consists of a secular (vs. ecclesiastical) song written or arranged for several vocal parts. Part songs are commonly sung by an SATB choir, but sometimes for an all-male or all-female ensemble.[5]
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The patter song is characterised by a moderately fast to very fast tempo with a rapid succession of rhythmic patterns in which each syllable of text corresponds to one note. It is a staple of comic opera, especially Gilbert and Sullivan, but it has also been used in musicals and elsewhere.[6]
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The Sistine Chapel (/ˌsɪstiːn ˈtʃæpəl/; Latin: Sacellum Sixtinum; Italian: Cappella Sistina [kapˈpɛlla siˈstiːna]) is a chapel in the Apostolic Palace, the official residence of the pope, in Vatican City. Originally known as the Cappella Magna ('Great Chapel'), the chapel takes its name from Pope Sixtus IV, who restored it between 1473 and 1481. Since that time, the chapel has served as a place of both religious and functionary papal activity. Today, it is the site of the papal conclave, the process by which a new pope is selected. The fame of the Sistine Chapel lies mainly in the frescos that decorate the interior, most particularly the Sistine Chapel ceiling and The Last Judgment by Michelangelo.
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During the reign of Sixtus IV, a team of Renaissance painters that included Sandro Botticelli, Pietro Perugino, Pinturicchio, Domenico Ghirlandaio and Cosimo Rosselli, created a series of frescos depicting the Life of Moses and the Life of Christ, offset by papal portraits above and trompe-l'œil drapery below. These paintings were completed in 1482, and on 15 August 1483 Sixtus IV celebrated the first mass in the Sistine Chapel for the Feast of the Assumption, at which ceremony the chapel was consecrated and dedicated to the Virgin Mary.[3][4]
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Between 1508 and 1512, under the patronage of Pope Julius II, Michelangelo painted the chapel's ceiling, a project which changed the course of Western art and is regarded as one of the major artistic accomplishments of human civilization.[5][6] In a different climate, after the Sack of Rome, he returned and, between 1535 and 1541, painted The Last Judgment for Popes Clement VII and Paul III.[7] The fame of Michelangelo's paintings has drawn multitudes of visitors to the chapel ever since they were revealed five hundred years ago.
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While known as the location of Papal conclaves, the primary function of the Sistine Chapel is as the chapel of the Papal Chapel (Cappella Pontificia), one of the two bodies of the Papal household, called until 1968 the Papal Court (Pontificalis Aula). At the time of Pope Sixtus IV in the late 15th century, the Papal Chapel comprised about 200 people, including clerics, officials of the Vatican and distinguished laity. There were 50 occasions during the year on which it was prescribed by the Papal Calendar that the whole Papal Chapel should meet.[8] Of these 50 occasions, 35 were masses, of which 8 were held in Basilicas, in general St. Peter's, and were attended by large congregations. These included the Christmas Day and Easter masses, at which the Pope himself was the celebrant. The other 27 masses could be held in a smaller, less public space, for which the Cappella Maggiore was used before it was rebuilt on the same site as the Sistine Chapel.
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The Cappella Maggiore derived its name, the Greater Chapel, from the fact that there was another chapel also in use by the Pope and his retinue for daily worship. At the time of Pope Sixtus IV, this was the Chapel of Pope Nicholas V, which had been decorated by Fra Angelico. The Cappella Maggiore is recorded as existing in 1368. According to a communication from Andreas of Trebizond to Pope Sixtus IV, by the time of its demolition to make way for the present chapel, the Cappella Maggiore was in a ruinous state with its walls leaning.[9]
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The present chapel, on the site of the Cappella Maggiore, was designed by Baccio Pontelli for Pope Sixtus IV, for whom it is named, and built under the supervision of Giovannino de Dolci between 1473 and 1481.[1] The proportions of the present chapel appear to closely follow those of the original. After its completion, the chapel was decorated with frescoes by a number of the most famous artists of the High Renaissance, including Sandro Botticelli, Domenico Ghirlandaio, Pietro Perugino, and Michelangelo.[9]
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The first mass in the Sistine Chapel was celebrated on 15 August 1483, the Feast of the Assumption, at which ceremony the chapel was consecrated and dedicated to the Virgin Mary.[10]
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The Sistine Chapel has maintained its function to the present day and continues to host the important services of the Papal Calendar, unless the Pope is travelling. There is a permanent choir, the Sistine Chapel Choir, for whom much original music has been written, the most famous piece being Gregorio Allegri's Miserere.[11]
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One of the functions of the Sistine Chapel is as a venue for the election of each successive pope in a conclave of the College of Cardinals. On the occasion of a conclave, a chimney is installed in the roof of the chapel, from which smoke arises as a signal. If white smoke, which is created by burning the ballots of the election, appears, a new Pope has been elected. If no candidate receives the required two-thirds vote, the cardinals send up black smoke—created by burning the ballots along with wet straw and chemical additives—it means that no successful election has yet occurred.[12]
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The first papal conclave to be held on the Sistine Chapel was the conclave of 1492, which took place from 6 to 11 August of the same year and in which Pope Alexander VI, also known as Rodrigo Borja, was elected.
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The conclave also provided for the cardinals a space in which they could hear mass, and in which they could eat, sleep, and pass time attended by servants. From 1455, conclaves have been held in the Vatican; until the Great Schism, they were held in the Dominican convent of Santa Maria sopra Minerva.[13] Since 1996, John Paul II's Apostolic Constitution Universi Dominici gregis requires the cardinals to be lodged in the Domus Sanctae Marthae during a papal conclave, but to continue to vote in the Sistine Chapel.[14]
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Canopies for each cardinal-elector were once used during conclaves—a sign of equal dignity. After the new Pope accepts his election, he would give his new name; at this time, the other Cardinals would tug on a rope attached to their seats to lower their canopies. Until reforms instituted by Saint Pius X, the canopies were of different colours to designate which Cardinals had been appointed by which Pope. Paul VI abolished the canopies altogether, since, under his papacy, the population of the College of Cardinals had increased so much to the point that they would need to be seated in rows of two against the walls, making the canopies obstruct the view of the cardinals in the back row. In the wake of a conclave taking place to preserve the integrity of the marble floor on the Sistine Chapel, carpenters install a slightly elevated wooden floor alongside a wooden ramp in the entrance for those Cardinals who for one reason or another need to be transported in a wheelchair.
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The chapel is a high rectangular building, for which absolute measurements are hard to ascertain, as available measurements are for the interior: 40.9 metres (134 ft) long by 13.4 metres (44 ft) wide.
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Its exterior is unadorned by architectural or decorative details, as is common in many Italian churches of the Medieval and Renaissance eras. It has no exterior façade or exterior processional doorways, as the ingress has always been from internal rooms within the Apostolic Palace (Papal Palace), and the exterior can be seen only from nearby windows and light-wells in the palace. Subsidence and cracking of masonry such as must also have affected the Cappella Maggiore has necessitated the building of very large buttresses to brace the exterior walls. The accretion of other buildings has further altered the exterior appearance of the Chapel.
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The building is divided into three stories of which the lowest is a very tall basement level with several utilitarian windows and a doorway giving onto the exterior court. Internally, the basement is robustly vaulted to support the chapel. Above is the main space, the Sistine Chapel, the vaulted ceiling rising to 20.7 metres (68 ft). The building had six tall arched windows down each side and two at either end, several of which have been blocked. Above the vault is a third story with wardrooms for guards. At this level, an open projecting gangway was constructed, which encircled the building supported on an arcade springing from the walls. The gangway has been roofed as it was a continual source of water leaking in to the vault of the Chapel.
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The general proportions of the chapel use the length as the unit of measurement. This has been divided by three to get the width and by two to get the height. Maintaining the ratio, there were six windows down each side and two at either end. Defined proportions were a feature of Renaissance architecture and reflected the growing interest in the Classical heritage of Rome.
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The ceiling of the chapel is a flattened barrel vault springing from a course that encircles the walls at the level of the springing of the window arches. This barrel vault is cut transversely by smaller vaults over each window, which divide the barrel vault at its lowest level into a series of large pendentives rising from shallow pilasters between each window. The barrel vault was originally painted brilliant-blue and dotted with gold stars, to the design of Piermatteo Lauro de' Manfredi da Amelia.[9] The pavement is in opus alexandrinum, a decorative style using marble and coloured stone in a pattern that reflects the earlier proportion in the division of the interior and also marks the processional way from the main door, used by the Pope on important occasions such as Palm Sunday.
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A screen or transenna in marble by Mino da Fiesole, Andrea Bregno, and Giovanni Dalmata divides the chapel into two parts.[15] Originally these made equal space for the members of the Papal Chapel within the sanctuary near the altar and the pilgrims and townsfolk without. However, with growth in the number of those attending the Pope, the screen was moved giving a reduced area for the faithful laity. The transenna is surmounted by a row of ornate candlesticks, once gilt, and has a wooden door, where once there was an ornate door of gilded wrought iron. The sculptors of the transenna also provided the cantoria or projecting choir gallery.
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The first stage in the decoration of the Sistine Chapel was the painting of the ceiling in blue, studded with gilt stars,[9] and with decorative borders around the architectural details of the pendentives. This was entirely replaced when Michelangelo came to work on the ceiling in 1508.
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Of the present scheme of frescos, the earliest part is that of the side walls. They are divided into three main tiers. The central tier of the walls has two cycles of paintings, which complement each other, The Life of Moses and The Life of Christ. They were commissioned in 1480 by Pope Sixtus IV and executed by Domenico Ghirlandaio, Sandro Botticelli, Pietro Perugino, Cosimo Rosselli and their workshops. They originally ran all round the walls, but have since been replaced on both end walls.
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The project was perhaps supervised by Perugino, who arrived at the chapel prior to the Florentines. It is probable that the commission of Ghirlandaio, Botticelli and Roselli was part of a reconciliation project between Lorenzo de' Medici, the de facto ruler of Florence, and Pope Sixtus IV. The Florentines started to work in the Sistine Chapel in the spring of 1481.
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Beneath the cycles of The Life of Moses and The Life of Christ, the lower level of the walls is decorated with frescoed hangings in silver and gold. Above the narrative frescos, the upper tier is divided into two zones. At the lower level of the windows is a Gallery of Popes painted at the same time as the Lives. Around the arched tops of the windows are areas known as the lunettes which contain the Ancestors of Christ, painted by Michelangelo as part of the scheme for the ceiling.
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The ceiling was commissioned by Pope Julius II and painted by Michelangelo between 1508 and 1512. The commission was originally to paint the twelve apostles on the triangular pendentives which support the vault; however, Michelangelo demanded a free hand in the pictorial content of the scheme. He painted a series of nine pictures showing God's Creation of the World, God's Relationship with Mankind, and Mankind's Fall from God's Grace. On the large pendentives he painted twelve Biblical and Classical men and women who prophesied that God would send Jesus Christ for the salvation of mankind, and around the upper parts of the windows, the Ancestors of Christ.
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In 1515, Raphael was commissioned by Pope Leo X to design a series of ten tapestries to hang around the lower tier of the walls.[16] The tapestries depict events from the Life of St. Peter and the Life of St. Paul, the founders of the Christian Church in Rome, as described in the Gospels and the Acts of the Apostles. Work began in mid-1515. Due to their large size, manufacture of the hangings was carried out in Brussels, and took four years under the hands of the weavers in the shop of Pieter van Aelst.[17] Raphael's tapestries were looted during the Sack of Rome in 1527 and were either burnt for their precious metal content or were scattered around Europe. In the late 20th century, a set was reassembled from several further sets that had been made after the first set, and displayed again in the Sistine Chapel in 1983. The tapestries continue in use at occasional ceremonies of particular importance. The full-size preparatory cartoons for seven of the ten tapestries are known as the Raphael Cartoons and are in London.[18]
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At this point, the decorative scheme displayed a consistent iconographical pattern. The tier of Popes, which, in the scheme intended by Pope Julius, would have appeared immediately below the Twelve Apostles, would have emphasised the apostolic succession. It has been argued that the present scheme shows the two Biblical Testaments merged in order to reveal the Old predicting and framing the New, synthesizing, the logic of the Christian Bible.[19]
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This was disrupted by a further commission to Michelangelo to decorate the wall above the altar with The Last Judgment, 1537–1541. The painting of this scene necessitated the obliteration of two episodes from the Lives, the Nativity of Jesus and the Finding of Moses; several of the Popes and two sets of Ancestors.
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The southern wall is decorated with the Stories of Moses, painted in 1481–1482. Starting from the altar, they include:
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The northern wall houses the Stories of Jesus, dating to 1481–1482. They include:
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Michelangelo was commissioned by Pope Julius II in 1508 to repaint the vault, or ceiling, of the Chapel. The work was completed between 1508 and late 1512.[20] He painted the Last Judgment over the altar, between 1535 and 1541, on commission from Pope Paul III Farnese.[21]
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Michelangelo was intimidated by the scale of the commission, and made it known from the outset of Julius II's approach that he would prefer to decline. He felt he was more of a sculptor than a painter, and was suspicious that such a large-scale project was being offered to him by enemies as a set-up for an inevitable fall. For Michelangelo, the project was a distraction from the major marble sculpture that had preoccupied him for the previous few years.[22]
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The sources of Michelangelo's inspiration are not easily determined; both Joachite and Augustinian theologians were within the sphere of Julius' influence.[23]
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To be able to reach the ceiling, Michelangelo needed a support; the first idea was by Julius' favoured architect Donato Bramante, who wanted to build for him a scaffold to be suspended in the air with ropes. However, Bramante did not successfully complete the task, and the structure he built was flawed. He had perforated the vault in order to lower strings to secure the scaffold. Michelangelo laughed when he saw the structure, and believed it would leave holes in the ceiling once the work was ended. He asked Bramante what was to happen when the painter reached the perforations, but the architect had no answer.
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The matter was taken before the Pope, who ordered Michelangelo to build a scaffold of his own. Michelangelo created a flat wooden platform on brackets built out from holes in the wall, high up near the top of the windows. Contrary to popular belief, he did not lie on this scaffolding while he painted, but painted from a standing position.[24]
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Michelangelo used bright colours, easily visible from the floor. On the lowest part of the ceiling he painted the ancestors of Christ. Above this he alternated male and female prophets, with Jonah over the altar. On the highest section, Michelangelo painted nine stories from the Book of Genesis. He was originally commissioned to paint only twelve figures, the Apostles. He turned down the commission because he saw himself as a sculptor, not a painter. The Pope offered to allow Michelangelo to paint biblical scenes of his own choice as a compromise. After the work was finished, there were more than three hundred figures. His figures showed the creation, Adam and Eve in the Garden of Eden, and the Great Flood.
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The painted area is about 40 m (131 ft) long by 13 m (43 ft) wide. This means that Michelangelo painted well over 5,000 square feet (460 m2) of frescoes.[25]
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The Last Judgement was painted by Michelangelo from 1535 to 1541, between two important historic events: the Sack of Rome by mercenary forces of the Holy Roman Empire in 1527, and the Council of Trent which commenced in 1545. The work was designed on a grand scale, and spans the entire wall behind the altar of the Sistine Chapel. The painting depicts the second coming of Christ on the Day of Judgment as described in the Revelation of John, Chapter 20. High on the wall is the heroic figure of Christ, with the saints clustered in groups around him. At the bottom left of the painting the dead are raised from their graves and ascend to be judged. To the right are those who are assigned to Hell and are dragged down by demons.
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The Last Judgement was an object of a bitter dispute between Cardinal Carafa and Michelangelo. Because he depicted naked figures, the artist was accused of immorality and obscenity. A censorship campaign (known as the "Fig-Leaf Campaign") was organized by Carafa and Monsignor Sernini (Mantua's ambassador) to remove the frescoes.
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The Pope's Master of Ceremonies Biagio da Cesena said "it was most disgraceful that in so sacred a place there should have been depicted all those nude figures, exposing themselves so shamefully, and that it was no work for a papal chapel but rather for the public baths and taverns."[26] In response Michelangelo worked da Cesena's semblance into the scene as Minos, judge of the underworld. It is said that when he complained to the Pope, the pontiff responded that his jurisdiction did not extend to hell, so the portrait would have to remain. Michelangelo also painted his own portrait, on the flayed skin held by St Bartholomew.
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The genitalia in the fresco were later covered by the artist Daniele da Volterra, whom history remembers by the derogatory nickname "Il Braghettone" ("the breeches-painter").
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The Sistine Chapel's ceiling restoration began on 7 November 1984. The restoration complete, the chapel was re-opened to the public on 8 April 1994. The part of the restoration in the Sistine Chapel that has caused the most concern is the ceiling, painted by Michelangelo. The emergence of the brightly coloured Ancestors of Christ from the gloom sparked a reaction of fear that the processes being employed in the cleaning were too severe and removed the original intent of the artist.
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The problem lies in the analysis and understanding of the techniques utilised by Michelangelo, and the technical response of the restorers to that understanding. A close examination of the frescoes of the lunettes convinced the restorers that Michelangelo worked exclusively in "buon fresco"; that is, the artist worked only on freshly laid plaster and each section of work was completed while the plaster was still in its fresh state. In other words, Michelangelo did not work "a secco"; he did not come back later and add details onto the dry plaster.
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The restorers, by assuming that the artist took a universal approach to the painting, have taken a universal approach to the restoration. A decision was made that all of the shadowy layer of animal glue and "lamp black", all of the wax, and all of the overpainted areas were contamination of one sort or another: smoke deposits, earlier restoration attempts, and painted definition by later restorers in an attempt to enliven the appearance of the work. Based on this decision, according to Arguimbau's critical reading of the restoration data that have been provided, the chemists of the restoration team decided upon a solvent that would effectively strip the ceiling down to its paint-impregnated plaster. After treatment, only that which was painted "buon fresco" would remain.[27]
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View of the West wall before The Last Judgement
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Raphael tapestries in the Sistine Chapel
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View of The Last Judgement as originally painted by Michelangelo
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Drawing by Pinturicchio of Perugino's lost Assumption in the Sistine Chapel.
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The only reproduction of the Sistine Chapel ceiling was painted by Gary Bevans at English Martyrs' Catholic Church in Goring-by-Sea, Worthing, West Sussex, England.[28] A full-size architectural and photographic replica of the entire building was commissioned by the Mexican Government and funded by private donors.[29] It was on view at Mexico City from 1 June to 15 July 2016; it may then be exhibited at other Mexican cities and possibly elsewhere in the world. It took 2.6 million high definition photographs to reproduce the totality of the frescoes and tapestries.[30] A video of the history of the Chapel is shown to the visitors before entering the building; inside, a light-and-sound demonstration explains the content of each of the frescoes.
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Without having seen the Sistine Chapel one can form no appreciable idea of what one man is capable of achieving.
|
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This work has been and truly is a beacon of our art, and it has brought such benefit and enlightenment to the art of painting that it was sufficient to illuminate a world which for so many hundreds of years had remained in the state of darkness. And, to tell the truth, anyone who is a painter no longer needs to concern himself about seeing innovations and inventions, new ways of painting poses, clothing on figures, and various awe-inspiring details, for Michelangelo gave to this work all the perfection that can be given to such details.
|
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Deimling, Barbara (2000), Sandro Botticelli 1444/45–1510, Köln: Taschen, ISBN 3-8228-5992-3
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1 |
+
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|
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Coal is a combustible black or brownish-black sedimentary rock, formed as rock strata called coal seams. Coal is mostly carbon with variable amounts of other elements; chiefly hydrogen, sulfur, oxygen, and nitrogen.[1]
|
4 |
+
Coal is formed when dead plant matter decays into peat and is converted into coal by the heat and pressure of deep burial over millions of years.[2] Vast deposits of coal originate in former wetlands—called coal forests—that covered much of the Earth's tropical land areas during the late Carboniferous (Pennsylvanian) and Permian times.[3][4]
|
5 |
+
|
6 |
+
As a fossil fuel burned for heat, coal supplies about a quarter of the world's primary energy and two-fifths of its electricity.[5] Some iron and steel making and other industrial processes burn coal.
|
7 |
+
|
8 |
+
The extraction and use of coal causes many premature deaths and much illness.[6] The coal industry damages the environment, including by climate change as it is the largest anthropogenic source of carbon dioxide, 14 gigatonnes (Gt) in 2016,[7] which is 40% of the total fossil fuel emissions[8] and almost 25% of total global greenhouse gas emissions.[9] As part of the worldwide energy transition many countries have stopped using or use less coal, and the UN Secretary General has asked governments to stop building new coal plants by 2020.[10] Coal use peaked in 2013[11] but to meet the Paris Agreement target of keeping global warming to well below 2 °C (3.6 °F) coal use needs to halve from 2020 to 2030.[12]
|
9 |
+
|
10 |
+
The largest consumer and importer of coal is China. China mines almost half the world's coal, followed by India with about a tenth. Australia accounts for about a third of world coal exports followed by Indonesia and Russia.[13]
|
11 |
+
|
12 |
+
The word originally took the form col in Old English, from Proto-Germanic *kula(n), which in turn is hypothesized to come from the Proto-Indo-European root *g(e)u-lo- "live coal".[14] Germanic cognates include the Old Frisian kole, Middle Dutch cole, Dutch kool, Old High German chol, German Kohle and Old Norse kol, and the Irish word gual is also a cognate via the Indo-European root.[14]
|
13 |
+
|
14 |
+
Coal is composed of macerals, minerals and water.[15] Fossils and amber may be found in coal.
|
15 |
+
|
16 |
+
One theory states that about 360 million years ago, some plants evolved the ability to produce lignin, a complex polymer that made their cellulose stems much harder and more woody. Thus, the first trees evolved. But bacteria and fungi did not immediately evolve the ability to decompose lignin, so the wood did not fully decay but became buried under sediment, eventually turning into coal. About 300 million years ago, mushrooms and other fungi developed this ability, ending the main coal-formation period of earth's history.[16]
|
17 |
+
|
18 |
+
At various times in the geologic past, the Earth had dense forests[17] in low-lying wetland areas. Due to natural processes such as flooding, these forests were buried underneath soil. As more and more soil deposited over them, they were compressed. The temperature also rose as they sank deeper and deeper. As the process continued the plant matter was protected from biodegradation and oxidation, usually by mud or acidic water. This trapped the carbon in immense peat bogs that were eventually covered and deeply buried by sediments. Under high pressure and high temperature, dead vegetation was slowly converted to coal. The conversion of dead vegetation into coal is called coalification. Coalification starts with dead plant matter decaying into peat. Then over millions of years the heat and pressure of deep burial causes the loss of water, methane and carbon dioxide and an increase in the proportion of carbon.[15] Thus first lignite (also called "brown coal"), then sub-bituminous coal, bituminous coal, and lastly anthracite (also called "hard coal" or "black coal") may be formed.[2][18]
|
19 |
+
|
20 |
+
The wide, shallow seas of the Carboniferous Period provided ideal conditions for coal formation, although coal is known from most geological periods. The exception is the coal gap in the Permian–Triassic extinction event, where coal is rare. Coal is known from Precambrian strata, which predate land plants—this coal is presumed to have originated from residues of algae.[19][20]
|
21 |
+
|
22 |
+
Sometimes coal seams (also known as coal beds) are interbedded with other sediments in a cyclothem.
|
23 |
+
|
24 |
+
|
25 |
+
|
26 |
+
As geological processes apply pressure to dead biotic material over time, under suitable conditions, its metamorphic grade or rank increases successively into:
|
27 |
+
|
28 |
+
Cannel coal (sometimes called "candle coal") is a variety of fine-grained, high-rank coal with significant hydrogen content, which consists primarily of liptinite.
|
29 |
+
|
30 |
+
There are several international standards for coal.[22] The classification of coal is generally based on the content of volatiles. However the most important distinction is between thermal coal (also known as steam coal), which is burnt to generate electricity via steam; and metallurgical coal (also known as coking coal), which is burnt at high temperature to make steel.
|
31 |
+
|
32 |
+
Hilt's law is a geological observation that (within a small area) the deeper the coal is found, the higher its rank (or grade). It applies if the thermal gradient is entirely vertical; however, metamorphism may cause lateral changes of rank, irrespective of depth.
|
33 |
+
|
34 |
+
The earliest recognized use is from the Shenyang area of China where by 4000 BC Neolithic inhabitants had begun carving ornaments from black lignite.[23] Coal from the Fushun mine in northeastern China was used to smelt copper as early as 1000 BC.[24] Marco Polo, the Italian who traveled to China in the 13th century, described coal as "black stones ... which burn like logs", and said coal was so plentiful, people could take three hot baths a week.[25] In Europe, the earliest reference to the use of coal as fuel is from the geological treatise On stones (Lap. 16) by the Greek scientist Theophrastus (c. 371–287 BC):[26][27]
|
35 |
+
|
36 |
+
Among the materials that are dug because they are useful, those known as anthrakes [coals] are made of earth, and, once set on fire, they burn like charcoal. They are found in Liguria ... and in Elis as one approaches Olympia by the mountain road; and they are used by those who work in metals.
|
37 |
+
|
38 |
+
Outcrop coal was used in Britain during the Bronze Age (3000–2000 BC), where it formed part of funeral pyres.[28][29] In Roman Britain, with the exception of two modern fields, "the Romans were exploiting coals in all the major coalfields in England and Wales by the end of the second century AD".[30] Evidence of trade in coal, dated to about AD 200, has been found at the Roman settlement at Heronbridge, near Chester; and in the Fenlands of East Anglia, where coal from the Midlands was transported via the Car Dyke for use in drying grain.[31] Coal cinders have been found in the hearths of villas and Roman forts, particularly in Northumberland, dated to around AD 400. In the west of England, contemporary writers described the wonder of a permanent brazier of coal on the altar of Minerva at Aquae Sulis (modern day Bath), although in fact easily accessible surface coal from what became the Somerset coalfield was in common use in quite lowly dwellings locally.[32] Evidence of coal's use for iron-working in the city during the Roman period has been found.[33] In Eschweiler, Rhineland, deposits of bituminous coal were used by the Romans for the smelting of iron ore.[30]
|
39 |
+
|
40 |
+
No evidence exists of the product being of great importance in Britain before about AD 1000, the High Middle Ages.[34] Mineral[clarification needed] coal came to be referred to as "seacoal" in the 13th century; the wharf where the material arrived in London was known as Seacoal Lane, so identified in a charter of King Henry III granted in 1253.[35] Initially, the name was given because much coal was found on the shore, having fallen from the exposed coal seams on cliffs above or washed out of underwater coal outcrops,[34] but by the time of Henry VIII, it was understood to derive from the way it was carried to London by sea.[36] In 1257–1259, coal from Newcastle upon Tyne was shipped to London for the smiths and lime-burners building Westminster Abbey.[34] Seacoal Lane and Newcastle Lane, where coal was unloaded at wharves along the River Fleet, still exist.[37]
|
41 |
+
|
42 |
+
These easily accessible sources had largely become exhausted (or could not meet the growing demand) by the 13th century, when underground extraction by shaft mining or adits was developed.[28] The alternative name was "pitcoal", because it came from mines. The development of the Industrial Revolution led to the large-scale use of coal, as the steam engine took over from the water wheel. In 1700, five-sixths of the world's coal was mined in Britain. Britain would have run out of suitable sites for watermills by the 1830s if coal had not been available as a source of energy.[38] In 1947 there were some 750,000 miners in Britain[39] but the last deep coal mine in the UK closed in 2015.[40]
|
43 |
+
|
44 |
+
A grade between bituminous coal and anthracite was once known as "steam coal" as it was widely used as a fuel for steam locomotives. In this specialized use, it is sometimes known as "sea coal" in the United States.[41] Small "steam coal", also called dry small steam nuts (or DSSN), was used as a fuel for domestic water heating.
|
45 |
+
|
46 |
+
Coal continues to arrive on beaches around the world from both natural erosion of exposed coal seams and windswept spills from cargo ships. Many homes in such areas gather this coal as a significant, and sometimes primary, source of home heating fuel.[42]
|
47 |
+
|
48 |
+
Emission intensity is the greenhouse gas emitted over the life of a generator per unit of electricity generated. Of the currently widely used methods of generating electricity the emission intensity of coal and oil is high, as they emit around 1000g of CO2eq for each kWh generated; natural gas is medium emission intensity at around 500g CO2eq per kWh; and all other methods are typically low emission intensity of under 100g per kWh. The emission intensity of coal varies with type and generator technology and exceeds 1200g per kWh in some countries.[43]
|
49 |
+
|
50 |
+
The energy density of coal, that is its heating value, is roughly 24 megajoules per kilogram[44] (approximately 6.7 kilowatt-hours per kg). For a coal power plant with a 40% efficiency, it takes an estimated 325 kg (717 lb) of coal to power a 100 W lightbulb for one year.[45]
|
51 |
+
|
52 |
+
27.6% of world energy was supplied by coal in 2017 and Asia used almost three quarters of it.[46]
|
53 |
+
|
54 |
+
The composition of coal is reported either as a proximate analysis (moisture, volatile matter, fixed carbon, and ash) or an ultimate analysis (ash, carbon, hydrogen, nitrogen, oxygen, and sulfur). The "volatile matter" does not exist by itself (except for some adsorbed methane) but designates the volatile compounds that are produced and driven off by heating the coal. A typical bituminous coal may have an ultimate analysis on a dry, ash-free basis of 84.4% carbon, 5.4% hydrogen, 6.7% oxygen, 1.7% nitrogen, and 1.8% sulfur, on a weight basis.[47]
|
55 |
+
|
56 |
+
The composition of ash, given in terms of oxides, varies:[47]
|
57 |
+
|
58 |
+
Other minor components include:
|
59 |
+
|
60 |
+
Coke is a solid carbonaceous residue derived from coking coal (a low-ash, low-sulfur bituminous coal, also known as metallurgical coal), which is used in manufacturing steel and other iron products.[52] Coke is made from coking coal by baking in an oven without oxygen at temperatures as high as 1,000 °C, driving off the volatile constituents and fusing together the fixed carbon and residual ash. Metallurgical coke is used as a fuel and as a reducing agent in smelting iron ore in a blast furnace.[53] The carbon monoxide produced by its combustion reduces hematite (an iron oxide) to iron.
|
61 |
+
|
62 |
+
Waste carbon dioxide is also produced (
|
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|
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|
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|
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|
67 |
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2
|
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Fe
|
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|
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2
|
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|
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|
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|
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|
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|
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|
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O
|
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3
|
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3
|
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C
|
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⟶
|
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4
|
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Fe
|
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+
|
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3
|
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|
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|
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+
CO
|
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|
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2
|
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|
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|
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{\displaystyle {\ce {2Fe2O3 + 3C -> 4Fe + 3CO2}}}
|
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+
|
112 |
+
) together with pig iron, which is too rich in dissolved carbon so must be treated further to make steel.
|
113 |
+
|
114 |
+
Coking coal should be low in ash, sulfur, and phosphorus, so that these do not migrate to the metal.[52]
|
115 |
+
The coke must be strong enough to resist the weight of overburden in the blast furnace, which is why coking coal is so important in making steel using the conventional route. Coke from coal is grey, hard, and porous and has a heating value of 29.6 MJ/kg. Some cokemaking processes produce byproducts, including coal tar, ammonia, light oils, and coal gas.
|
116 |
+
|
117 |
+
Petroleum coke (petcoke) is the solid residue obtained in oil refining, which resembles coke but contains too many impurities to be useful in metallurgical applications.
|
118 |
+
|
119 |
+
Finely ground bituminous coal, known in this application as sea coal, is a constituent of foundry sand. While the molten metal is in the mould, the coal burns slowly, releasing reducing gases at pressure, and so preventing the metal from penetrating the pores of the sand. It is also contained in 'mould wash', a paste or liquid with the same function applied to the mould before casting.[54] Sea coal can be mixed with the clay lining (the "bod") used for the bottom of a cupola furnace. When heated, the coal decomposes and the bod becomes slightly friable, easing the process of breaking open holes for tapping the molten metal.[55]
|
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+
|
121 |
+
Scrap steel can be recycled in an electric arc furnace; and an alternative to making iron by smelting is direct reduced iron, where any carbonaceous fuel can be used to make sponge or pelletised iron. To lessen carbon dioxide emissions hydrogen can be used as the reducing agent[56] and biomass or waste as the source of carbon.[57] Historically, charcoal has been used as an alternative to coke in a blast furnace, with the resultant iron being known as charcoal iron.
|
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+
|
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+
Coal gasification, as part of an integrated gasification combined cycle (IGCC) coal-fired power station, is used to produce syngas, a mixture of carbon monoxide (CO) and the hydrogen (H2) gas to fire gas turbines to produce electricity. Syngas can also be converted into transportation fuels, such as gasoline and diesel, through the Fischer-Tropsch process; alternatively, syngas can be converted into methanol, which can be blended into fuel directly or converted to gasoline via the methanol to gasoline process.[58] Gasification combined with Fischer-Tropsch technology was used by the Sasol chemical company of South Africa to make chemicals and motor vehicle fuels from coal.[59]
|
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+
|
125 |
+
During gasification, the coal is mixed with oxygen and steam while also being heated and pressurized. During the reaction, oxygen and water molecules oxidize the coal into carbon monoxide (CO), while also releasing hydrogen gas (H2). This used to be done in underground coal mines, and also to make town gas which was piped to customers to burn for illumination, heating, and cooking.
|
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+
|
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+
If the refiner wants to produce gasoline, the syngas is routed into a Fischer-Tropsch reaction. This is known as indirect coal liquefaction. If hydrogen is the desired end-product, however, the syngas is fed into the water gas shift reaction, where more hydrogen is liberated:
|
128 |
+
|
129 |
+
Coal can be converted directly into synthetic fuels equivalent to gasoline or diesel by hydrogenation or carbonization.[60] Coal liquefaction emits more carbon dioxide than liquid fuel production from crude oil. Mixing in biomass and using CCS would emit slightly less than the oil process but at a high cost.[61] State owned China Energy Investment runs a coal liquefaction plant and plans to build 2 more.[62]
|
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+
|
131 |
+
Coal liquefaction may also refer to the cargo hazard when shipping coal.[63]
|
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+
|
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+
Chemicals have been produced from coal since the 1950s. Coal can be used as a feedstock in the production of a wide range of chemical fertilizers and other chemical products. The main route to these products was coal gasification to produce syngas. Primary chemicals that are produced directly from the syngas include methanol, hydrogen and carbon monoxide, which are the chemical building blocks from which a whole spectrum of derivative chemicals are manufactured, including olefins, acetic acid, formaldehyde, ammonia, urea and others. The versatility of syngas as a precursor to primary chemicals and high-value derivative products provides the option of using coal to produce a wide range of commodities. In the 21st century, however, the use of coal bed methane is becoming more important.[64]
|
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|
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Because the slate of chemical products that can be made via coal gasification can in general also use feedstocks derived from natural gas and petroleum, the chemical industry tends to use whatever feedstocks are most cost-effective. Therefore, interest in using coal tended to increase for higher oil and natural gas prices and during periods of high global economic growth that might have strained oil and gas production.
|
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+
|
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+
Coal to chemical processes require substantial quantities of water.[65] Much coal to chemical production is in China[66][67] where coal dependent provinces such as Shanxi are struggling to control its pollution.[68]
|
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+
|
139 |
+
Refined coal is the product of a coal-upgrading technology that removes moisture and certain pollutants from lower-rank coals such as sub-bituminous and lignite (brown) coals. It is one form of several precombustion treatments and processes for coal that alter coal's characteristics before it is burned. Thermal efficiency improvements are achievable by improved pre-drying (especially relevant with high-moisture fuel such as lignite or biomass).[69] The goals of precombustion coal technologies are to increase efficiency and reduce emissions when the coal is burned. Precombustion technology can sometimes be used as a supplement to postcombustion technologies to control emissions from coal-fueled boilers.
|
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+
|
141 |
+
Coal burnt as a solid fuel in coal power stations to generate electricity is called thermal coal. Coal is also used to produce very high temperatures through combustion. Early deaths due to air pollution have been estimated at 200 per GW-year, however they may be higher around power plants where scrubbers are not used or lower if they are far from cities.[70] Efforts around the world to reduce the use of coal have led some regions to switch to natural gas and electricity from lower carbon sources.
|
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|
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When coal is used for electricity generation, it is usually pulverized and then burned in a furnace with a boiler.[71] The furnace heat converts boiler water to steam, which is then used to spin turbines which turn generators and create electricity.[72] The thermodynamic efficiency of this process varies between about 25% and 50% depending on the pre-combustion treatment, turbine technology (e.g. supercritical steam generator) and the age of the plant.[73][74]
|
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|
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A few integrated gasification combined cycle (IGCC) power plants have been built, which burn coal more efficiently. Instead of pulverizing the coal and burning it directly as fuel in the steam-generating boiler, the coal is gasified to create syngas, which is burned in a gas turbine to produce electricity (just like natural gas is burned in a turbine). Hot exhaust gases from the turbine are used to raise steam in a heat recovery steam generator which powers a supplemental steam turbine. The overall plant efficiency when used to provide combined heat and power can reach as much as 94%.[75] IGCC power plants emit less local pollution than conventional pulverized coal-fueled plants; however the technology for carbon capture and storage after gasification and before burning has so far proved to be too expensive to use with coal.[76] Other ways to use coal are as coal-water slurry fuel (CWS), which was developed in the Soviet Union, or in an MHD topping cycle. However these are not widely used due to lack of profit.
|
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+
|
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+
In 2017 38% of the world's electricity came from coal, the same percentage as 30 years previously.[77] In 2018 global installed capacity was 2TW (of which 1TW is in China) which was 30% of total electricity generation capacity.[78] The most dependent major country is South Africa, with over 80% of its electricity generated by coal.[79]
|
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+
|
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+
Maximum use of coal was reached in 2013.[80] In 2018 coal-fired power station capacity factor averaged 51%, that is they operated for about half their available operating hours.[81]
|
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+
|
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About 8000 Mt of coal are produced annually, about 90% of which is hard coal and 10% lignite. As of 2018[update] just over half is from underground mines.[82] More accidents occur during underground mining than surface mining. Not all countries publish mining accident statistics so worldwide figures are uncertain, but it is thought that most deaths occur in coal mining accidents in China: in 2017 there were 375 coal mining related deaths in China.[83] Most coal mined is thermal coal (also called steam coal as it is used to make steam to generate electricity) but metallurgical coal (also called "metcoal" or "coking coal" as it is used to make coke to make iron) accounts for 10% to 15% of global coal use.[84]
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China mines almost half the world's coal, followed by India with about a tenth.[85] Australia accounts for about a third of world coal exports, followed by Indonesia and Russia; while the largest importers are Japan and India.
|
154 |
+
|
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+
The price of metallurgical coal is volatile[86] and much higher than the price of thermal coal because metallurgical coal must be lower in sulfur and requires more cleaning.[87] Coal futures contracts provide coal producers and the electric power industry an important tool for hedging and risk management.
|
156 |
+
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+
In some countries new onshore wind or solar generation already costs less than coal power from existing plants (see Cost of electricity by source).[88][89]
|
158 |
+
However, for China this is forecast for the early 2020s[90] and for south-east Asia not until the late 2020s.[91] In India building new plants is uneconomic and, despite being subsidized, existing plants are losing market share to renewables.[92]
|
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Of the countries which produce coal China mines by far the most, almost half the world's coal, followed by less than 10% by India. China is also by far the largest consumer. Therefore, market trends depend on Chinese energy policy.[93] Although the effort to reduce pollution means that the global long-term trend is to burn less coal, the short and medium term trends may differ, in part due to Chinese financing of new coal-fired power plants in other countries.[78]
|
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Countries with annual production higher than 300 million tonnes are shown.
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+
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Countries with annual consumption higher than 500 million tonnes are shown. Shares are based on data expressed in tonnes oil equivalent.
|
165 |
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Exporters are at risk of a reduction in import demand from India and China.[99]
|
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168 |
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The use of coal as fuel causes ill health and deaths.[102] Mining and processing of coal causes air and water pollution.[103] Coal-powered plants emit nitrogen oxides, sulfur dioxide, particulate pollution and heavy metals, which adversely affect human health.[103] Coal bed methane extraction is important to avoid mining accidents.
|
169 |
+
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The deadly London smog was caused primarily by the heavy use of coal. Globally coal is estimated to cause 800,000 premature deaths every year,[104] mostly in India[105] and China.[106][107][108]
|
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Burning coal is a major emitter of sulfur dioxide, which creates PM2.5 particulates, the most dangerous form of air pollution.[109]
|
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Coal smokestack emissions cause asthma, strokes, reduced intelligence, artery blockages, heart attacks, congestive heart failure, cardiac arrhythmias, mercury poisoning, arterial occlusion, and lung cancer.[110][111]
|
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Annual health costs in Europe from use of coal to generate electricity are estimated at up to €43 billion.[112]
|
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In China, improvements to air quality and human health would increase with more stringent climate policies, mainly because the country's energy is so heavily reliant on coal. And there would be a net economic benefit.[113]
|
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A 2017 study in the Economic Journal found that for Britain during the period 1851–1860, "a one standard deviation increase in coal use raised infant mortality by 6–8% and that industrial coal use explains roughly one-third of the urban mortality penalty observed during this period."[114]
|
181 |
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|
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Breathing in coal dust causes coalworker's pneumoconiosis which is known colloquially as "black lung", so-called because the coal dust literally turns the lungs black from their usual pink color.[115] In the United States alone, it is estimated that 1,500 former employees of the coal industry die every year from the effects of breathing in coal mine dust.[116]
|
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|
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+
Huge amounts of coal ash and other waste is produced annually. Use of coal generates hundreds of millions of tons of ash and other waste products every year. These include fly ash, bottom ash, and flue-gas desulfurization sludge, that contain mercury, uranium, thorium, arsenic, and other heavy metals, along with non-metals such as selenium.[117]
|
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|
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Around 10% of coal is ash:[118] coal ash is hazardous and toxic to human beings and some other living things.[119] Coal ash contains the radioactive elements uranium and thorium. Coal ash and other solid combustion byproducts are stored locally and escape in various ways that expose those living near coal plants to radiation and environmental toxics.[120]
|
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|
188 |
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Coal mining and coal fueling of power stations and industrial processes can cause major environmental damage.[121]
|
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|
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Water systems are affected by coal mining.[122] For example, mining affects groundwater and water table levels and acidity. Spills of fly ash, such as the Kingston Fossil Plant coal fly ash slurry spill, can also contaminate land and waterways, and destroy homes. Power stations that burn coal also consume large quantities of water. This can affect the flows of rivers, and has consequential impacts on other land uses. In areas of water scarcity, such as the Thar Desert in Pakistan, coal mining and coal power plants would use significant quantities of water.[123]
|
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|
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One of the earliest known impacts of coal on the water cycle was acid rain. Approximately 75 Tg/S per year of sulfur dioxide (SO2) is released from burning coal. After release, the sulfur dioxide is oxidized to gaseous H2SO2 which scatters solar radiation, hence its increase in the atmosphere exerts a cooling effect on climate. This beneficially masks some of the warming caused by increased greenhouse gases. However, the sulfur is precipitated out of the atmosphere as acid rain in a matter of weeks,[124] whereas carbon dioxide remains in the atmosphere for hundreds of years. Release of SO2 also contributes to the widespread acidification of ecosystems.[125]
|
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|
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Disused coal mines can also cause issues. Subsidence can occur above tunnels, causing damage to infrastructure or cropland. Coal mining can also cause long lasting fires, and it has been estimated that thousands of coal seam fires are burning at any given time.[126] For example, Brennender Berg has been burning since 1668 and is still burning in the 21st century.[127]
|
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|
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The production of coke from coal produces ammonia, coal tar, and gaseous compounds as by-products which if discharged to land, air or waterways can pollute the environment.[128] The Whyalla steelworks is one example of a coke producing facility where liquid ammonia is discharged to the marine environment.[citation needed]
|
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|
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Thousands of coal fires are burning around the world.[129] Those burning underground can be difficult to locate and many cannot be extinguished. Fires can cause the ground above to subside, their combustion gases are dangerous to life, and breaking out to the surface can initiate surface wildfires. Coal seams can be set on fire by spontaneous combustion or contact with a mine fire or surface fire. Lightning strikes are an important source of ignition. The coal continues to burn slowly back into the seam until oxygen (air) can no longer reach the flame front. A grass fire in a coal area can set dozens of coal seams on fire.[130][131] Coal fires in China burn an estimated 120 million tons of coal a year, emitting 360 million metric tons of CO2, amounting to 2–3% of the annual worldwide production of CO2 from fossil fuels.[132][133] In Centralia, Pennsylvania (a borough located in the Coal Region of the United States), an exposed vein of anthracite ignited in 1962 due to a trash fire in the borough landfill, located in an abandoned anthracite strip mine pit. Attempts to extinguish the fire were unsuccessful, and it continues to burn underground to this day. The Australian Burning Mountain was originally believed to be a volcano, but the smoke and ash come from a coal fire that has been burning for some 6,000 years.[134]
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At Kuh i Malik in Yagnob Valley, Tajikistan, coal deposits have been burning for thousands of years, creating vast underground labyrinths full of unique minerals, some of them very beautiful.
|
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|
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The reddish siltstone rock that caps many ridges and buttes in the Powder River Basin in Wyoming and in western North Dakota is called porcelanite, which resembles the coal burning waste "clinker" or volcanic "scoria".[135] Clinker is rock that has been fused by the natural burning of coal. In the Powder River Basin approximately 27 to 54 billion tons of coal burned within the past three million years.[136] Wild coal fires in the area were reported by the Lewis and Clark Expedition as well as explorers and settlers in the area.[137]
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The largest and most long-term effect of coal use is the release of carbon dioxide, a greenhouse gas that causes climate change and global warming. Coal-fired power plants were the single largest contributor to the growth in global CO2 emissions in 2018,[138] 40% of the total fossil fuel emissions.[8] Coal mining can emit methane, another greenhouse gas.[139][140]
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In 2016 world gross carbon dioxide emissions from coal usage were 14.5 gigatonnes.[141] For every megawatt-hour generated, coal-fired electric power generation emits around a tonne of carbon dioxide, which is double the approximately 500 kg of carbon dioxide released by a natural gas-fired electric plant.[142] In 2013, the head of the UN climate agency advised that most of the world's coal reserves should be left in the ground to avoid catastrophic global warming.[143] To keep global warming below 1.5 °C or 2 °C hundreds, or possibly thousands, of coal-fired power plants will need to be retired early.[144]
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|
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"Clean" coal technology usually addresses atmospheric problems resulting from burning coal. Historically, the primary focus was on SO2 and NOx, the most important gases which caused acid rain; and particulates which cause visible air pollution, illness and premature deaths. SO2 can be removed by flue-gas desulfurization and NO2 by selective catalytic reduction (SCR). Particulates can be removed with electrostatic precipitators. Although perhaps less efficient wet scrubbers can remove both gases and particulates. And mercury emissions can be reduced up to 95%.[145] However capturing carbon dioxide emissions is generally not economically viable.
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|
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Local pollution standards include GB13223-2011 (China), India,[146] the Industrial Emissions Directive (EU) and the Clean Air Act (United States).
|
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|
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Satellite monitoring is now used to crosscheck national data, for example Sentinel-5 Precursor has shown that Chinese control of SO2 has only been partially successful.[147] It has also revealed that low use of technology such as SCR has resulted in high NO2 emissions in South Africa and India.[148]
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A few Integrated gasification combined cycle (IGCC) coal-fired power plants have been built with coal gasification. Although they burn coal more efficiently and therefore emit less pollution, the technology has not generally proved economically viable for coal, except possibly in Japan although this is controversial.[149][150]
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Although still being intensively researched and considered economically viable for some uses other than with coal; carbon capture and storage has been tested at the Petra Nova and Boundary Dam coal-fired power plants and has been found to be technically feasible but not economically viable for use with coal, due to reductions in the cost of solar PV technology.[151]
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In 2018 USD 80 billion was invested in coal supply but almost all for sustaining production levels rather than opening new mines.[152]
|
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In the long term coal and oil could cost the world trillions of dollars per year.[153][154] Coal alone may cost Australia billions,[155] whereas costs to some smaller companies or cities could be on the scale of millions of dollars.[156] The economies most damaged by coal (via climate change) may be India and the US as they are the countries with the highest social cost of carbon.[157] Bank loans to finance coal are a risk to the Indian economy.[105]
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China is the largest producer of coal in the world. It is the world's largest energy consumer, and coal in China supplies 60% of its primary energy. However two fifths of China's coal power stations are estimated to be loss-making.[90]
|
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|
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Air pollution from coal storage and handling costs the USA almost 200 dollars for every extra ton stored, due to PM2.5.[158] Coal pollution costs the EU €43 billion each year.[159] Measures to cut air pollution benefit individuals financially and the economies of countries[160][161] such as China.[162]
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Broadly defined total subsidies for coal in 2015 have been estimated at around US$2.5 trillion, about 3% of global GDP.[163] As of 2019[update] G20 countries provide at least US$63.9 billion[138] of government support per year for the production of coal, including coal-fired power: many subsidies are impossible to quantify[164] but they include US$27.6 billion in domestic and international public finance, US$15.4 billion in fiscal support, and US$20.9 billion in state-owned enterprise (SOE) investments per year.[138] In the EU state aid to new coal-fired plants is banned from 2020, and to existing coal-fired plants from 2025.[165] However government funding for new coal power plants is being supplied via Exim Bank of China,[166] the Japan Bank for International Cooperation and Indian public sector banks.[167] Coal in Kazakhstan was the main recipient of coal consumption subsidies totalling US$2 billion in 2017.[168] Coal in Turkey benefited from substantial subsidies.
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Some coal-fired power stations could become stranded assets, for example China Energy Investment, the world's largest power company, risks losing half its capital.[90] However state owned electricity utilities such as Eskom in South Africa, Perusahaan Listrik Negara in Indonesia, Sarawak Energy in Malaysia, Taipower in Taiwan, EGAT in Thailand, Vietnam Electricity and EÜAŞ in Turkey are building or planning new plants.[166] As of 2019[update] this may be helping to cause a carbon bubble which could cause financial instability if it bursts.[169]
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Countries building or financing new coal-fired power stations, such as China, India, and Japan, face mounting international criticism for obstructing the aims of the Paris Agreement.[78] In 2019, the Pacific Island nations (in particular Vanuatu and Fiji) criticized Australia for failing to cut their emissions at a faster rate than they were, citing concerns about coastal inundation and erosion.[170]
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Allegations of corruption are being investigated in India[171] and China.[172]
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Opposition to coal pollution was one of the main reasons the modern environmental movement started in the 19th century.
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In order to meet global climate goals and provide power to those that don't currently have it coal power must be reduced from nearly 10,000 TWh to less than 2,000 TWh by 2040.[173] Phasing out coal has short-term health and environmental benefits which exceed the costs,[174] but some countries still favor coal,[175] and there is much disagreement about how quickly it should be phased out.[176][177] However many countries, such as the Powering Past Coal Alliance, have already or are transitioned away from coal;[178] the largest transition announced so far being Germany, which is due to shut down its last coal-fired power station between 2035 and 2038.[179] Some countries use the ideas of a "Just Transition", for example to use some of the benefits of transition to provide early pensions for coal miners.[180] However low-lying Pacific Islands are concerned the transition is not fast enough and that they will be inundated by sea level rise; so they have called for OECD countries to completely phase out coal by 2030 and other countries by 2040.[170]
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Peak coal is a concept describing the peak consumption or production of coal by a human community. As of 2020, the global coal peak consumption was 2013.[181]
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The peak of coal's share in the global energy mix was in 2008, when coal accounted for 30% of global energy production.[181]
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The decline in coal use is largely driven by consumption decline in the United States and Europe, as well as developed economies in Asia.[181]
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Coal-fired generation puts out about twice the amount of carbon dioxide—around a tonne for every megawatt hour generated—than electricity generated by burning natural gas at 500 kg of greenhouse gas per megawatt hour.[182] In addition to generating electricity, natural gas is also popular in some countries for heating and as an automotive fuel.
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|
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The use of coal in the United Kingdom declined as a result of the development of North Sea oil and the subsequent dash for gas during the 1990s. In Canada some coal power plants, such as the Hearn Generating Station, switched from coal to natural gas. In 2017, coal power in the United States provided 30% of the electricity, down from approximately 49% in 2008,[183][184][185] due to plentiful supplies of low cost natural gas obtained by hydraulic fracturing of tight shale formations.[186]
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Some coal-mining regions are highly dependent on coal.[187]
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Some coal miners are concerned their jobs may be lost in the transition.[188]
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The white rot fungus Trametes versicolor can grow on and metabolize naturally occurring coal.[189] The bacteria Diplococcus has been found to degrade coal, raising its temperature.[190]
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+
Coal is the official state mineral of Kentucky[191] and the official state rock of Utah;[192] both U.S. states have a historic link to coal mining. Some cultures hold that children who misbehave will receive only a lump of coal from Santa Claus for Christmas in their christmas stockings instead of presents. It is also customary and considered lucky in Scotland and the North of England to give coal as a gift on New Year's Day. This occurs as part of First-Footing and represents warmth for the year to come.
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en/967.html.txt
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Electric charge is the physical property of matter that causes it to experience a force when placed in an electromagnetic field. There are two types of electric charge: positive and negative (commonly carried by protons and electrons respectively). Like charges repel each other and unlike charges attract each other. An object with an absence of net charge is referred to as neutral. Early knowledge of how charged substances interact is now called classical electrodynamics, and is still accurate for problems that do not require consideration of quantum effects.
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Electric charge is a conserved property; the net charge of an isolated system, the amount of positive charge minus the amount of negative charge, cannot change. Electric charge is carried by subatomic particles. In ordinary matter, negative charge is carried by electrons, and positive charge is carried by the protons in the nuclei of atoms. If there are more electrons than protons in a piece of matter, it will have a negative charge, if there are fewer it will have a positive charge, and if there are equal numbers it will be neutral. Charge is quantized; it comes in integer multiples of individual small units called the elementary charge, e, about 1.602×10−19 coulombs,[1] which is the smallest charge which can exist freely (particles called quarks have smaller charges, multiples of 1/3e, but they are only found in combination, and always combine to form particles with integer charge). The proton has a charge of +e, and the electron has a charge of −e.
|
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5 |
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An electric charge has an electric field, and if the charge is moving it also generates a magnetic field. The combination of the electric and magnetic field is called the electromagnetic field, and its interaction with charges is the source of the electromagnetic force, which is one of the four fundamental forces in physics. The study of photon-mediated interactions among charged particles is called quantum electrodynamics.
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The SI derived unit of electric charge is the coulomb (C) named after French physicist Charles-Augustin de Coulomb. In electrical engineering, it is also common to use the ampere-hour (Ah); in physics and chemistry, it is common to use the elementary charge (e as a unit). Chemistry also uses the Faraday constant as the charge on a mole of electrons. The lowercase symbol q often denotes charge.
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9 |
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Charge is the fundamental property of forms of matter that exhibit electrostatic attraction or repulsion in the presence of other matter. Electric charge is a characteristic property of many subatomic particles. The charges of free-standing particles are integer multiples of the elementary charge e; we say that electric charge is quantized. Michael Faraday, in his electrolysis experiments, was the first to note the discrete nature of electric charge. Robert Millikan's oil drop experiment demonstrated this fact directly, and measured the elementary charge. It has been discovered that one type of particle, quarks, have fractional charges of either −1/3 or +2/3, but it is believed they always occur in multiples of integral charge; free-standing quarks have never been observed.
|
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|
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By convention, the charge of an electron is negative, −e, while that of a proton is positive, +e. Charged particles whose charges have the same sign repel one another, and particles whose charges have different signs attract. Coulomb's law quantifies the electrostatic force between two particles by asserting that the force is proportional to the product of their charges, and inversely proportional to the square of the distance between them. The charge of an antiparticle equals that of the corresponding particle, but with opposite sign.
|
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|
13 |
+
The electric charge of a macroscopic object is the sum of the electric charges of the particles that make it up. This charge is often small, because matter is made of atoms, and atoms typically have equal numbers of protons and electrons, in which case their charges cancel out, yielding a net charge of zero, thus making the atom neutral.
|
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|
15 |
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An ion is an atom (or group of atoms) that has lost one or more electrons, giving it a net positive charge (cation), or that has gained one or more electrons, giving it a net negative charge (anion). Monatomic ions are formed from single atoms, while polyatomic ions are formed from two or more atoms that have been bonded together, in each case yielding an ion with a positive or negative net charge.
|
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|
17 |
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During the formation of macroscopic objects, constituent atoms and ions usually combine to form structures composed of neutral ionic compounds electrically bound to neutral atoms. Thus macroscopic objects tend toward being neutral overall, but macroscopic objects are rarely perfectly net neutral.
|
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+
|
19 |
+
Sometimes macroscopic objects contain ions distributed throughout the material, rigidly bound in place, giving an overall net positive or negative charge to the object. Also, macroscopic objects made of conductive elements, can more or less easily (depending on the element) take on or give off electrons, and then maintain a net negative or positive charge indefinitely. When the net electric charge of an object is non-zero and motionless, the phenomenon is known as static electricity. This can easily be produced by rubbing two dissimilar materials together, such as rubbing amber with fur or glass with silk. In this way, non-conductive materials can be charged to a significant degree, either positively or negatively. Charge taken from one material is moved to the other material, leaving an opposite charge of the same magnitude behind. The law of conservation of charge always applies, giving the object from which a negative charge is taken a positive charge of the same magnitude, and vice versa.
|
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21 |
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Even when an object's net charge is zero, the charge can be distributed non-uniformly in the object (e.g., due to an external electromagnetic field, or bound polar molecules). In such cases, the object is said to be polarized. The charge due to polarization is known as bound charge, while the charge on an object produced by electrons gained or lost from outside the object is called free charge. The motion of electrons in conductive metals in a specific direction is known as electric current.
|
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23 |
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The SI derived unit of quantity of electric charge is the coulomb (symbol: C). The coulomb is defined as the quantity of charge that passes through the cross section of an electrical conductor carrying one ampere for one second.[2] This unit was proposed in 1946 and ratified in 1948.[2] In modern practice, the phrase "amount of charge" is used instead of "quantity of charge".[3] The amount of charge in 1 electron (elementary charge) is approximately 1.6×10−19 C, and 1 coulomb corresponds to the amount of charge for about 6.24×1018 electrons. The lowercase symbol q is often used to denote a quantity of electricity or charge. The quantity of electric charge can be directly measured with an electrometer, or indirectly measured with a ballistic galvanometer.
|
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|
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After finding the quantized character of charge, in 1891 George Stoney proposed the unit 'electron' for this fundamental unit of electrical charge. This was before the discovery of the particle by J. J. Thomson in 1897. The unit is today referred to as elementary charge, fundamental unit of charge, or simply as e. A measure of charge should be a multiple of the elementary charge e, even if at large scales charge seems to behave as a real quantity. In some contexts it is meaningful to speak of fractions of a charge; for example in the charging of a capacitor, or in the fractional quantum Hall effect.
|
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|
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The unit faraday is sometimes used in electrochemistry. One faraday of charge is the magnitude of the charge of one mole of electrons,[4] i.e. 96485.33289(59) C.
|
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29 |
+
In systems of units other than SI such as cgs, electric charge is expressed as combination of only three fundamental quantities (length, mass, and time), and not four, as in SI, where electric charge is a combination of length, mass, time, and electric current.[5][6]
|
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|
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From ancient times, people were familiar with four types of phenomena that today would all be explained using the concept of electric charge: (a) lightning, (b) the torpedo fish (or electric ray), (c) St Elmo's Fire, and (d) that amber rubbed with fur would attract small, light objects.[7] The first account of the amber effect is often attributed to the ancient Greek mathematician Thales of Miletus, who lived from c. 624 – c. 546 BC, but there are doubts about whether Thales left any writings;[8] his account about amber is known from an account from early 200s.[9] This account can be taken as evidence that the phenomenon was known since at least c. 600 BC, but Thales explained this phenomenon as evidence for inanimate objects having a soul.[9] In other words, there was no indication of any conception of electric charge. More generally, the ancient Greeks did not understand the connections among these four kinds of phenomena. The Greeks observed that the charged amber buttons could attract light objects such as hair. They also found that if they rubbed the amber for long enough, they could even get an electric spark to jump,[citation needed] but there is also a claim that no mention of electric sparks appeared until late 17th century.[10] This property derives from the triboelectric effect.
|
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In late 1100s, the substance jet, a compacted form of coal, was noted to have an amber effect,[11] and in the middle of the 1500s, Girolamo Fracastoro, discovered that diamond also showed this effect.[12] Some efforts were made by Fracastoro and others, especially Gerolamo Cardano to develop explanations for this phenomenon.[13]
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34 |
+
In contrast to astronomy, mechanics, and optics, which had been studied quantitatively since antiquity, the start of ongoing qualitative and quantitative research into electrical phenomena can be marked with the publication of De Magnete by the English scientist William Gilbert in 1600.[14] In this book, there was a small section where Gilbert returned to the amber effect (as he called it) in addressing many of the earlier theories,[13] and coined the New Latin word electrica (from ἤλεκτρον (ēlektron), the Greek word for amber). The Latin word was translated into English as electrics.[15] Gilbert is also credited with the term electrical, while the term electricity came later, first attributed to Sir Thomas Browne in his Pseudodoxia Epidemica from 1646.[16] (For more linguistic details see Etymology of electricity.) Gilbert hypothesized that this amber effect could be explained by an effluvium (a small stream of particles that flows from the electric object, without diminishing its bulk or weight) that acts on other objects. This idea of a material electrical effluvium was influential in the 17th and 18th centuries. It was a precursor to ideas developed in the 18th century about "electric fluid" (Dufay, Nollet, Franklin) and "electric charge."[17]
|
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+
|
36 |
+
Around 1663 Otto von Guericke invented what was probably the first electrostatic generator, but he did not recognize it primarily as an electrical device and only conducted minimal electrical experiments with it.[18] Other European pioneers were Robert Boyle, who in 1675 published the first book in English that was devoted solely to electrical phenomena.[19] His work was largely a repetition of Gilbert's studies, but he also identified several more "electrics",[20] and noted mutual attraction between two bodies.[19]
|
37 |
+
|
38 |
+
In 1729 Stephen Gray was experimenting with static electricity, which he generated using a glass tube. He noticed that a cork, used to protect the tube from dust and moisture, also became electrified (charged). Further experiments (e.g., extending the cork by putting thin sticks into it) showed—for the first time—that electrical effluvia (as Gray called it) could be transmitted (conducted) over a distance. Gray managed to transmit charge with twine (765 feet) and wire (865 feet).[21] Through these experiments, Gray discovered the importance of different materials, which facilitated or hindered the conduction of electrical effluvia. John Theophilus Desaguliers, who repeated many of Gray's experiments, is credited with coining the terms conductors and insulators to refer to the effects of different materials in these experiments.[21] Gray also discovered electrical induction (i.e., where charge could be transmitted from one object to another without any direct physical contact). For example, he showed that by bringing a charged glass tube close to, but not touching, a lump of lead that was sustained by a thread, it was possible to make the lead become electrified (e.g., to attract and repel brass filings).[22] He attempted to explain this phenomenon with the idea of electrical effluvia.[23]
|
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+
|
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+
Gray's discoveries introduced an important shift in the historical development of knowledge about electric charge. The fact that electrical effluvia could be transferred from one object to another, opened the theoretical possibility that this property was not inseparably connected to the bodies that were electrified by rubbing.[24] In 1733 Charles François de Cisternay du Fay, inspired by Gray's work, made a series of experiments (reported in Mémoires de l'Académie Royale des Sciences), showing that more or less all substances could be 'electrified' by rubbing, except for metals and fluids[25] and proposed that electricity comes in two varieties that cancel each other, which he expressed in terms of a two-fluid theory.[26] When glass was rubbed with silk, du Fay said that the glass was charged with vitreous electricity, and, when amber was rubbed with fur, the amber was charged with resinous electricity. Another important two-fluid theory from this time was proposed by Jean-Antoine Nollet (1745).[27] In 1839, Michael Faraday showed that the apparent division between static electricity, current electricity, and bioelectricity was incorrect, and all were a consequence of the behavior of a single kind of electricity appearing in opposite polarities. It is arbitrary which polarity is called positive and which is called negative. Positive charge can be defined as the charge left on a glass rod after being rubbed with silk.[28]
|
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+
|
42 |
+
Up until about 1745, the main explanation for electrical attraction and repulsion was the idea that electrified bodies gave off an effluvium.[29]
|
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+
Benjamin Franklin started electrical experiments in late 1746,[30] and by 1750 had developed a one-fluid theory of electricity, based on an experiment that showed that a rubbed glass received the same, but opposite, charge strength as the cloth used to rub the glass.[30][31] Franklin imagined electricity as being a type of invisible fluid present in all matter; for example, he believed that it was the glass in a Leyden jar that held the accumulated charge. He posited that rubbing insulating surfaces together caused this fluid to change location, and that a flow of this fluid constitutes an electric current. He also posited that when matter contained too little of the fluid it was negatively charged, and when it had an excess it was positively charged. He identified the term positive with vitreous electricity and negative with resinous electricity after performing an experiment with a glass tube he had received from his overseas colleague Peter Collinson. The experiment had participant A charge the glass tube and participant B receive a shock to the knuckle from the charged tube. Franklin identified participant B to be positively charged after having been shocked by the tube.[32] William Watson independently arrived at the same one-fluid explanation at about the same time (1746).[citation needed] After Franklin's work, effluvia-based explanations were rarely put forward.[33]
|
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+
|
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It is now known that the Franklin–Watson model was fundamentally correct. There is only one kind of electrical charge, and only one variable is required to keep track of the amount of charge.[34]
|
46 |
+
|
47 |
+
Until 1800 it was only possible to study conduction of electric charge by using an electrostatic discharge. In 1800 Alessandro Volta was the first to show that charge could be maintained in continuous motion through a closed path.[35]
|
48 |
+
|
49 |
+
Static electricity refers to the electric charge of an object and the related electrostatic discharge when two objects are brought together that are not at equilibrium. An electrostatic discharge creates a change in the charge of each of the two objects.
|
50 |
+
|
51 |
+
When a piece of glass and a piece of resin—neither of which exhibit any electrical properties—are rubbed together and left with the rubbed surfaces in contact, they still exhibit no electrical properties. When separated, they attract each other.
|
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+
|
53 |
+
A second piece of glass rubbed with a second piece of resin, then separated and suspended near the former pieces of glass and resin causes these phenomena:
|
54 |
+
|
55 |
+
This attraction and repulsion is an electrical phenomenon, and the bodies that exhibit them are said to be electrified, or electrically charged. Bodies may be electrified in many other ways, as well as by friction. The electrical properties of the two pieces of glass are similar to each other but opposite to those of the two pieces of resin: The glass attracts what the resin repels and repels what the resin attracts.
|
56 |
+
|
57 |
+
If a body electrified in any manner whatsoever behaves as the glass does, that is, if it repels the glass and attracts the resin, the body is said to be vitreously electrified, and if it attracts the glass and repels the resin it is said to be resinously electrified. All electrified bodies are either vitreously or resinously electrified.
|
58 |
+
|
59 |
+
An established convention in the scientific community defines vitreous electrification as positive, and resinous electrification as negative. The exactly opposite properties of the two kinds of electrification justify our indicating them by opposite signs, but the application of the positive sign to one rather than to the other kind must be considered as a matter of arbitrary convention—just as it is a matter of convention in mathematical diagram to reckon positive distances towards the right hand.
|
60 |
+
|
61 |
+
No force, either of attraction or of repulsion, can be observed between an electrified body and a body not electrified.[36]
|
62 |
+
|
63 |
+
Electric current is the flow of electric charge through an object, which produces no net loss or gain of electric charge. The most common charge carriers are the positively charged proton and the negatively charged electron. The movement of any of these charged particles constitutes an electric current. In many situations, it suffices to speak of the conventional current without regard to whether it is carried by positive charges moving in the direction of the conventional current or by negative charges moving in the opposite direction. This macroscopic viewpoint is an approximation that simplifies electromagnetic concepts and calculations.
|
64 |
+
|
65 |
+
At the opposite extreme, if one looks at the microscopic situation, one sees there are many ways of carrying an electric current, including: a flow of electrons; a flow of electron holes that act like positive particles; and both negative and positive particles (ions or other charged particles) flowing in opposite directions in an electrolytic solution or a plasma.
|
66 |
+
|
67 |
+
Beware that, in the common and important case of metallic wires, the direction of the conventional current is opposite to the drift velocity of the actual charge carriers; i.e., the electrons. This is a source of confusion for beginners.
|
68 |
+
|
69 |
+
The total electric charge of an isolated system remains constant regardless of changes within the system itself. This law is inherent to all processes known to physics and can be derived in a local form from gauge invariance of the wave function. The conservation of charge results in the charge-current continuity equation. More generally, the rate of change in charge density ρ within a volume of integration V is equal to the area integral over the current density J through the closed surface S = ∂V, which is in turn equal to the net current I:
|
70 |
+
|
71 |
+
Thus, the conservation of electric charge, as expressed by the continuity equation, gives the result:
|
72 |
+
|
73 |
+
The charge transferred between times
|
74 |
+
|
75 |
+
|
76 |
+
|
77 |
+
|
78 |
+
t
|
79 |
+
|
80 |
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|
81 |
+
i
|
82 |
+
|
83 |
+
|
84 |
+
|
85 |
+
|
86 |
+
|
87 |
+
{\displaystyle t_{\mathrm {i} }}
|
88 |
+
|
89 |
+
and
|
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|
91 |
+
|
92 |
+
|
93 |
+
|
94 |
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t
|
95 |
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|
96 |
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|
97 |
+
f
|
98 |
+
|
99 |
+
|
100 |
+
|
101 |
+
|
102 |
+
|
103 |
+
{\displaystyle t_{\mathrm {f} }}
|
104 |
+
|
105 |
+
is obtained by integrating both sides:
|
106 |
+
|
107 |
+
where I is the net outward current through a closed surface and q is the electric charge contained within the volume defined by the surface.
|
108 |
+
|
109 |
+
Aside from the properties described in articles about electromagnetism, charge is a relativistic invariant. This means that any particle that has charge q, no matter how fast it goes, always has charge q. This property has been experimentally verified by showing that the charge of one helium nucleus (two protons and two neutrons bound together in a nucleus and moving around at high speeds) is the same as two deuterium nuclei (one proton and one neutron bound together, but moving much more slowly than they would if they were in a helium nucleus).[37][38][39]
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1 |
+
|
2 |
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|
3 |
+
Coordinates: 43°36′26″N 1°21′51″E / 43.6073046°N 1.3642356°E / 43.6073046; 1.3642356
|
4 |
+
|
5 |
+
Airbus SE (/ˈɛərbʌs/; French: [ɛʁbys] (listen); German: [ˈɛːɐ̯bʊs] (listen); Spanish: [ˈejɾbus]) is a European Multinational Aerospace corporation. As of 2019, Airbus is the world's largest airliner manufacturer and took the most airliner orders.[7] Airbus is registered in the Netherlands; its shares are traded in France, Germany and Spain. It designs, manufactures and sells civil and military aerospace products worldwide and manufactures aircraft in the European Union and various other countries. The company has three divisions: Commercial Aircraft, Defence and Space, and Helicopters, the third being the largest in its industry in terms of revenues and turbine helicopter deliveries.[8]
|
6 |
+
|
7 |
+
The company's main civil aeroplane business is based in Blagnac, France, a suburb of Toulouse, with production and manufacturing facilities mostly in Europe (France, Germany, Spain, United Kingdom) but also in China, the United States and Canada. Final assembly production is based in Toulouse, France; Hamburg, Germany; Seville, Spain; Tianjin, China; Mobile, United States; and Montreal, Canada.[9] The company produces and markets the first commercially viable digital fly-by-wire airliner, the Airbus A320,[10][11] and the world's largest passenger airliner, the A380. The 12,000th aircraft, an A220, was delivered to Delta Air Lines on 20 May 2019.[12] By October 2016, the global Airbus fleet have performed more than 110 million flights, totalling over 215 billion kilometres and carrying 12 billion passengers.[13]
|
8 |
+
|
9 |
+
Airbus's registered headquarters is in Leiden, Netherlands, with the operating head office located in Toulouse.[14] The company is led by CEO Guillaume Faury and is a component of the Euro Stoxx 50 stock market index.
|
10 |
+
|
11 |
+
The current company is the product of consolidation in the European aerospace industry tracing back to the formation of the Airbus Industrie GIE consortium in 1970. In 2000, the European Aeronautic Defence and Space Company (EADS) NV was established. In addition to other subsidiaries pertaining to security and space activities, EADS owned 100% of the pre-existing Eurocopter SA, established in 1992, as well as 80% of Airbus Industrie GIE. In 2001, Airbus Industrie GIE was reorganised as Airbus SAS, a simplified joint-stock company. In 2006, EADS acquired BAE Systems's remaining 20% of Airbus.[15] EADS NV was renamed Airbus Group NV and SE in 2014, and 2015, respectively.[16][17][18] Due to the dominance of the Airbus SAS division within Airbus Group SE, these parent and subsidiary companies were merged in January 2017, keeping the name of the parent company. The company was given its present name in April 2017.[19]
|
12 |
+
|
13 |
+
Aérospatiale(Formed 1970)
|
14 |
+
|
15 |
+
Matra(Est. 1937)
|
16 |
+
|
17 |
+
Daimler-Benz's aerospace interests
|
18 |
+
|
19 |
+
MTU München(Est. 1934)
|
20 |
+
|
21 |
+
Dornier Flugzeugwerke(Est. 1922)
|
22 |
+
|
23 |
+
Messerschmitt-Bölkow-Blohm(Est. 1968)
|
24 |
+
|
25 |
+
Construcciones Aeronáuticas SA(Est. 1923)
|
26 |
+
|
27 |
+
The logos of Airbus Industrie GIE and Airbus SAS displayed a stylised turbine symbol, redolent of a jet engine, and a font similar to Helvetica Black. The logo colours were reflected in the standard Airbus aircraft livery in each period. The EADS logo between 2000 and 2010 combined the logos of the merged companies, DaimlerChrysler Aerospace AG (a four-ray star) and Aérospatiale-Matra (a curved arrow), after which these elements were removed and a new font with 3D shading was chosen. This font was retained in the logos of Airbus Group NV (2014–2015) and Airbus Group SE (2015–2017), then Airbus SE:
|
28 |
+
|
29 |
+
Original, for Airbus A300
|
30 |
+
|
31 |
+
2014–2017
|
32 |
+
|
33 |
+
2017–Present
|
34 |
+
|
35 |
+
The Airbus product line started with the A300 in 1972, the world's first twin-aisle, twin-engined aircraft. A shorter, re-winged, re-engined variant of the A300 is known as the A310.
|
36 |
+
|
37 |
+
Building on its success, Airbus launched the A320, particularly notable for being the first commercial jet to use a digital fly-by-wire control system. The A320 has been, and continues to be, a major commercial success. The A318 and A319 are shorter derivatives with some of the latter under construction for the corporate business jet market as Airbus Corporate Jets. A stretched version is known as the A321. The A320 family's primary competitor is the Boeing 737 family.[20]
|
38 |
+
|
39 |
+
The longer-range widebody products— the twin-jet A330 and the four-engine A340— have efficient wings, enhanced by winglets. The Airbus A340-500 has an operating range of 16,700 kilometres (9,000 nmi), the second longest range of any commercial jet after the Boeing 777-200LR (range of 17,446 km or 9,420 nautical miles).[21]
|
40 |
+
|
41 |
+
All Airbus aircraft developed since then have cockpit systems similar to the A320, making it easier to train crew. Production of the four-engine A340 was ended in 2011 due to lack of sales compared to its twin-engine counterparts, such as the Boeing 777.[22]
|
42 |
+
|
43 |
+
Airbus is studying a replacement for the A320 series, tentatively dubbed NSR, for "New Short-Range aircraft".[23][24] Those studies indicated a maximum fuel efficiency gain of 9–10% for the NSR. Airbus however opted to enhance the existing A320 design using new winglets and working on aerodynamical improvements.[25] This "A320 Enhanced" should have a fuel efficiency improvement of around 4–5%, shifting the launch of an A320 replacement to 2017–2018.
|
44 |
+
|
45 |
+
On 24 September 2009, the COO Fabrice Bregier stated to Le Figaro that the company would need from €800 million to €1 billion over six years to develop the new aircraft generation and preserve the company technological lead from new competitors like the Chinese Comac C919,[26] scheduled to operate by 2015–2020.[27]
|
46 |
+
|
47 |
+
In July 2007, Airbus delivered its last A300 to FedEx, marking the end of the A300/A310 production line. Airbus intends to relocate Toulouse A320 final assembly activity to Hamburg, and A350/A380 production in the opposite direction as part of its Power8 organisation plan begun under ex-CEO Christian Streiff.[28]
|
48 |
+
|
49 |
+
Airbus supplied replacement parts and service for Concorde until its retirement in 2003.[29][30]
|
50 |
+
|
51 |
+
Airbus Corporate Jets markets and modifies new aircraft for private and corporate customers. It has a model range that parallels the commercial aircraft offered by the company, ranging from the A318 Elite to the double-deck Airbus A380 Prestige. Following the entry of the 737 based Boeing Business Jet, Airbus joined the business jet market with the A319 Corporate Jet in 1997. Although the term Airbus Corporate jet was initially used only for the A319CJ, it is now often used for all models, including the VIP widebodies. As of December 2008, 121 corporate and private jets are operating, 164 aircraft have been ordered, including an A380 Prestige and 107 A320 family Corporate Jet.[32]
|
52 |
+
|
53 |
+
In September 2014, Aerion partnered with Airbus (mainly Airbus Defence)[33] to collaborate on designing the Aerion AS2, a supersonic 11-seater private business jet, hoping for a market entry in 2021.[34] Airbus was replaced with Lockheed Martin in 2017.[35]
|
54 |
+
|
55 |
+
|
56 |
+
|
57 |
+
In June 2013, Airbus announced that it was developing a range of "smart suitcases" known as Bag2Go for air travellers, in conjunction with luggage-maker Rimowa and IT firm T-Systems.[36][37] The cases feature a collection of built-in electronic gadgets which communicate with a smartphone app and with the IT systems of the airline, to assist the traveller and improve reliability and security of baggage handling. Gadgets include a weighing scale and a location tracker, using GPS for location tracking, RFID for identification, and a SIM card for messaging.[38][39] Since then, similar products have been announced by other companies.
|
58 |
+
|
59 |
+
In the late 1990s Airbus became increasingly interested in developing and selling to the military aviation market. It embarked on two main fields of development: aerial refuelling with the Airbus A310 MRTT (Multi-Role Tanker Transport) and the Airbus A330 MRTT, and tactical airlift with the Airbus A400M Atlas.
|
60 |
+
|
61 |
+
In January 1999 Airbus established a separate company, Airbus Military SAS, to undertake development and production of a turboprop-powered tactical transport aircraft, the A400M.[40][41] The A400M is being developed by several NATO members, Belgium, France, Germany, Luxembourg, Spain, Turkey, and the UK, as an alternative to relying on foreign aircraft for tactical airlift capacity, such as the Ukrainian Antonov An-124 Ruslan[42] and the American C-130 Hercules.[43][44] The A400M project has suffered several delays;[45][46] Airbus has threatened to cancel the development unless it receives state subsidies.[47][48]
|
62 |
+
|
63 |
+
Pakistan placed an order for the Airbus A310 MRTT in 2008, which will be a conversion of an existing airframe as the base model A310 is no longer in production.[49] On 25 February 2008 Airbus won an order for three air refuelling MRTT aircraft, adapted from A330 passenger jets, from the United Arab Emirates.[50] On 1 March 2008 a consortium of Airbus and Northrop Grumman had won a $35 billion contract to build the new in-flight refuelling aircraft KC-45A, a US built version of the MRTT, for the USAF.[51] The decision drew a formal complaint from Boeing,[52][53] and the KC-X contract was cancelled to begin bidding afresh.[54][55]
|
64 |
+
|
65 |
+
The Airbus numbering system is an alpha numeric model number followed by a dash and a three digit number.[56]
|
66 |
+
|
67 |
+
The model number often takes the form of the letter "A" followed by a '3', a digit, then followed normally by a '0', for example A350. There are some exceptions such as: A220, A318, A319, A321 and A400M. The succeeding three digit number represents the aircraft series, the engine manufacturer and engine version number respectively. To use an A380-800 with Engine Alliance (EA) GP7200 engines as an example; The code is 8 for series 800, 6 for Engine Alliance and engine version 1, thus the aircraft number is A380-861.
|
68 |
+
|
69 |
+
An additional letter is sometimes used. These include, 'C' for a combi version (passenger/freighter), 'F' for a freighter model, 'R' for the long range model, and 'X' for the enhanced model.
|
70 |
+
|
71 |
+
The typical Airbus numbering system does not apply to the A220, therefore it would be incorrect to label an A220-300 as "A220-371".
|
72 |
+
|
73 |
+
* All models included.
|
74 |
+
|
75 |
+
Data as of 29 February 2020.[57]
|
76 |
+
|
77 |
+
Revenues by division, as of 2014:[58]
|
78 |
+
|
79 |
+
Revenues by division, as of 2018:[59]
|
80 |
+
|
81 |
+
Commercial aircraft generated 66% of total revenue for the group in 2013.[60] The product portfolio of such aircraft encompasses short range models such as the A320 family and the world's largest passenger airliner, the A380.
|
82 |
+
|
83 |
+
Airbus Transport International
|
84 |
+
|
85 |
+
Airbus Transport International is a cargo airline that operates a fleet of five Airbus Beluga aircraft. The belugas carry aircraft parts from factories to final assembly lines. In 2020, three Airbus Beluga XL aircraft which can carry two A350 wings rather than one Airbus A350 wing. These will slowly replace the five original belugas in the coming years.
|
86 |
+
|
87 |
+
The division Airbus Defence and Space was formed in January 2014 as part of the group restructuring from the former EADS divisions Airbus Military, Astrium, and Cassidian (composed of Cassidian Electronics – develops and manufactures sensors, radars, avionics and electronic warfare systems for military and security applications, Cassidian Air Systems – develops manned and unmanned aerial systems (UAVs), mission avionics, electronic defence and warning systems and Cassidian Systems – provides global security systems such as command & control, lead system integration, TETRA and TETRAPOL communication systems for public safety, industry, transportation and defence. This line of business was the first one in the world to begin field tests with TETRA Enhanced Data Service (TEDS).[61]).[62]
|
88 |
+
|
89 |
+
The Airbus Military division, which manufactured tanker, transport and mission aircraft; Eurocopter, the world's largest helicopter supplier; Astrium, provided systems for aerial, land, naval and civilian security applications including Ariane, Galileo and Cassidian. Through Cassidian, EADS was a partner in the Eurofighter consortium as well as in the missile systems provider MBDA.
|
90 |
+
|
91 |
+
Airbus Helicopters, formerly known as Eurocopter, is a helicopter manufacturing and support company. See also: Airbus Helicopters, Inc.
|
92 |
+
|
93 |
+
In September 2014 Airbus considered divesting Dassault and several other units to focus on aerospace.[68] They reduced their shareholding in Dassault Aviation to 10% by the end of 2016.
|
94 |
+
|
95 |
+
The corporate management of the Airbus SE as of April 2019:[69]
|
96 |
+
|
97 |
+
Chief Executive Officer: Guillaume Faury
|
98 |
+
|
99 |
+
Executive Committee:
|
100 |
+
|
101 |
+
The subsidiary Airbus Middle East is headquartered in the Dubai Airport Free Zone.[70] This subsidiary opened in 2006.[71]
|
102 |
+
|
103 |
+
The subsidiary Airbus Japan K.K. (エアバス・ジャパン株式会社) is headquartered in the Roppongi Hills Mori Tower in Roppongi, Minato, Tokyo.[72]
|
104 |
+
|
105 |
+
Airbus has several final assembly lines for different models and markets. These are:
|
106 |
+
|
107 |
+
Airbus, however, has a number of other plants in different European locations, reflecting its foundation as a consortium. An original solution to the problem of moving aircraft parts between the different factories and the assembly plants is the use of the Airbus Beluga, a modified cargo aircraft capable of carrying entire sections of fuselage. Boeing adopted a similar solution with 4 adapted 747-400s to transport the components of the 787. An exception to this scheme is the A380, whose fuselage and wings are too large for sections to be carried by the Beluga. Large A380 parts are brought by ship to Bordeaux, and then transported to the Toulouse assembly plant by the Itinéraire à Grand Gabarit, a specially enlarged waterway and road route.[73]
|
108 |
+
|
109 |
+
Airbus opened an assembly plant in Tianjin, People's Republic of China for its A320 series airliners in 2009.[74][75][76] Airbus started constructing a $350 million component manufacturing plant in Harbin, China in July 2009, which will employ 1,000 people.[77][78][79] Scheduled to be operated by the end of 2010, the 30,000 square metre plant will manufacture composite parts and assemble composite work-packages for the A350 XWB, A320 families and future Airbus programmes. Harbin Aircraft Industry Group Corporation, Hafei Aviation Industry Company Ltd, AviChina Industry & Technology Company and other Chinese partners hold the 80% stake of the plant while Airbus control the remaining 20%.[80]
|
110 |
+
|
111 |
+
North America is an important region to Airbus in terms of both aircraft sales and suppliers. 2,000 of the total of approximately 5,300 Airbus jetliners sold by Airbus around the world, representing every aircraft in its product line from the 107-seat A318 to the 565-passenger A380, are ordered by North American customers. According to Airbus, US contractors, supporting an estimated 120,000 jobs, earned an estimated $5.5 billion (2003) worth of business. For example, one version of the A380 has 51% American content in terms of work share value.
|
112 |
+
|
113 |
+
Plans for a Mobile, Alabama aircraft assembly plant were unveiled by Airbus CEO Fabrice Brégier from the Mobile Convention Centre on 2 July 2012. The plans include a $600 million factory at the Mobile Aeroplex at Brookley for the assembly of the A220, A319, A320 and A321 aircraft. It could employ up to 1,000 full-time workers when operational. Construction began on 8 April 2013, and became operable by 2015,[81] producing up to 50 aircraft per year by 2017.[82][83]
|
114 |
+
|
115 |
+
In February 2019, Airbus stated that production of the A380 will end in 2021 after Emirates, the biggest customer for the plane, reduced its outstanding order for 53 planes to just fourteen.[84]
|
116 |
+
|
117 |
+
Revenues by region, as of 2013:[58]
|
118 |
+
|
119 |
+
In October 2005 the British Ministry of Defence warned European politicians to stop, as it sees it, interfering in the corporate governance of EADS. The former UK Defence Procurement Minister Lord Drayson hinted that the UK government, a major customer for EADS, may withhold future contracts. "As a key customer, we see it as important for EADS to move in a direction that is free from political interference."[85]
|
120 |
+
|
121 |
+
On 4 April 2006, DaimlerChrysler announced its intention to reduce its shareholding from 30 % to 22.5 %. The company places a value of the stake at "approximately €2.0 billion."[86] Lagardère will reduce its holding by an identical amount. However, Caisse des Dépôts et Consignations, a unit of the French government, acquired 2.25 % of EADS. At issue as a result is the fact that the German and French shareholdings are now in imbalance.[87]
|
122 |
+
|
123 |
+
On 30 August 2006, shortly after the stock price decline caused by the A380 delivery delays, more than 5 % of EADS stock has been reportedly purchased by the Russian state-owned Vneshtorgbank.[88][89] Now its share is nearly 6 %. In December 2007, Vneshtorgbank sold EADS shares to another state-controlled bank Vneshekonombank. EADS sharers are to be delivered by Vneshekonombank to the charter capital of JSC "United Aircraft Corporation" in 2008.[90][91]
|
124 |
+
|
125 |
+
On 3 October 2006, shortly after EADS admitted further delays in the Airbus 380 programme would cost the company 4.8 billion euros in lost earnings in 2010, EADS shares, traded on the Paris arm of Euronext, were suspended after they surpassed the 10 % loss limit. Trading resumed later in the day with the one-day loss holding at 7 %.
|
126 |
+
|
127 |
+
In 2007, Dubai Holding acquired 3.12 % of EADS stock, making the Dubai buy-out fund one of the largest institutional shareholders.[92]
|
128 |
+
|
129 |
+
In 2008, EADS had arms sales equivalent of $17.9 billion, which constituted 28 % of total revenue.[93]
|
130 |
+
|
131 |
+
In April 2013, Daimler sold its shares in EADS.[94]
|
132 |
+
|
133 |
+
As of 22 June 2018[update], 73.6 % of Airbus Group stock is publicly traded on six European stock exchanges, while the remaining 26.4 % is owned by a "Contractual Partnership". As at 26 April 2018, the partnership is owned by SOGEPA (11.1%), GZBV (11.1%) and SEPI (4.2%). SOGEPA is owned by the French State, GZBV is majority owned by KfW, while SEPI is a Spanish state holding company.[95]
|
134 |
+
|
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+
In April 2020, Airbus announced that it has cut aircraft production by a third due to the Covid-19 outbreak. According to Guillaume Faury, the company was "bleeding cash at an unprecedented speed." The recession put its survival at stake and presented the need for deep job cuts throughout all Airbus departments. 3,000 workers in France were involved in government-assisted furlough schemes.[96]
|
136 |
+
|
137 |
+
Sales of military equipment in 2012 amounted to 15.4 billion US dollars.[98]
|
138 |
+
|
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+
Airbus has committed to the "Flightpath 2050", an aviation industry plan to reduce noise, CO2, and NOx emissions.[99]
|
140 |
+
|
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+
Airbus was the first aerospace business to become ISO 14001 certified, in January 2007; this is a broader certification covering the whole organisation, not just the aircraft it produces.[100]
|
142 |
+
|
143 |
+
In association with Honeywell and JetBlue Airbus has developed a biofuel to reduce pollution and dependence on fossil fuels, claiming that this has the potential to replace up to a third of the world's aviation fuel. Algae-based biofuel absorbs carbon dioxide during growth and does not compete with food production. This alternative may be commercially available by 2030 but algae and other vegetation-based fuels are in an early stage of development and fuel-bearing algae has been expensive to develop.[101] Airbus offers delivery flights to airlines using a 10% biofuel blend in standard engines. The fuel does not cut carbon emissions but is free of sulphur emissions and demonstrates that the fuel could be used in commercial flights in unmodified engines.[102]
|
144 |
+
|
145 |
+
Boeing has continually protested over "launch aid" and other forms of government aid to Airbus, while Airbus has argued that Boeing receives illegal subsidies through military and research contracts and tax breaks.[103]
|
146 |
+
|
147 |
+
In July 2004 former Boeing CEO Harry Stonecipher accused Airbus of abusing a 1992 bilateral EU-US agreement providing for disciplines for large civil aircraft support from governments. Airbus is given reimbursable launch investment (RLI), called "launch aid" by the US, from European governments with the money being paid back with interest plus indefinite royalties, but only if the aircraft is a commercial success.[104] Airbus contends that this system is fully compliant with the 1992 agreement and WTO rules. The agreement allows up to 33% of the programme cost to be met through government loans which are to be fully repaid within 17 years with interest and royalties. These loans are held at a minimum interest rate equal to the cost of government borrowing plus 0.25%, which would be below market rates available to Airbus without government support.[105] Airbus claims that since the signature of the EU-US agreement in 1992, it has repaid European governments more than U.S.$6.7 billion and that this is 40% more than it has received.
|
148 |
+
|
149 |
+
Airbus argues that the military contracts awarded to Boeing, the second largest U.S. defence contractor, are in effect a form of subsidy, such as the controversy surrounding the Boeing KC-767 military contracting arrangements. The significant U.S. government support of technology development via NASA also provides significant support to Boeing, as do the large tax breaks offered to Boeing, which some people claim are in violation of the 1992 agreement and WTO rules. In its recent products such as the 787, Boeing has also been offered direct financial support from local and state governments.[106]
|
150 |
+
|
151 |
+
In January 2005 the European Union and United States trade representatives, Peter Mandelson and Robert Zoellick respectively, agreed to talks aimed at resolving the increasing tensions.[107][108] These talks were not successful with the dispute becoming more acrimonious rather than approaching a settlement.[109]
|
152 |
+
|
153 |
+
WTO ruled in August 2010 and in May 2011 that Airbus had received improper government subsidies through loans with below market rates from several European countries.[110] In a separate ruling in February 2011, WTO found that Boeing had received local and federal aid in violation of WTO rules.[111]
|
154 |
+
|
155 |
+
In 2005 the Government Pension Fund of Norway recommended the exclusion of several companies producing cluster bombs or components. EADS and its sister company EADS Finance BV were among them, arguing that EADS manufactures "key components for cluster bombs". The criticism was centred around TDA, a joint venture between EADS and Thales S.A. TDA produced the mortar ammunition PR Cargo, which can be considered cluster ammunition, however this definition has since been successfully battled by EADS. EADS and its subsidiaries are now regarded as fulfilling all the conditions of the Ottawa Treaty. According to the new point of view, no product of EADS or its subsidiaries falls into the category of antipersonnel mines as defined by the Ottawa Treaty ("landmines under the Ottawa Treaty"). In April 2006, the fund declared that the basis for excluding EADS from investments related to production of cluster munitions is no longer valid, however its shareholding of MBDA means the fund still excludes EADS due to its indirect involvement in nuclear weapons production.[112]
|
156 |
+
|
157 |
+
On 2 June 2006 co-CEO Noël Forgeard and Airbus CEO Gustav Humbert resigned following the controversy caused by the June 2006 announcement that deliveries of the A380 would be delayed by a further six months. Forgeard was one of a number of executives including Jean-Paul Gut who exercised stock options in November 2005 and March 2006. He and twenty-one other executives are[when?] under investigation as to whether they knew about the delays in the Airbus A380 project which caused a 26 % fall in EADS shares when publicised.
|
158 |
+
The French government's actions were also under investigation; The state-owned bank Caisse des Dépots et Consignations (CDC) bought part of Lagardère's 7.5 % stake in EADS in April 2006, allowing that latter to partially escape the June 2006 losses.[113]
|
159 |
+
|
160 |
+
In 2003 Tony Yengeni, former chief whip of South Africa's African National Congress, was convicted of fraud worth around USD5 billion relating to an arms deal with South Africa, in which Airbus (formerly EADS) were major players,[114]. It was claimed that Airbus had admitted that it had "rendered assistance" to around thirty senior officials, including defence force chief General Siphiwe Nyanda, to obtain luxury vehicles.[115] In March 2003, South Africa withdrew all charges of bribery against the former head of EADS South Africa,[116] and in September 2004, the prosecutor's office dismissed the bribery charges against Yengeni.[citation needed]
|
161 |
+
|
162 |
+
In August 2012 the UK's Serious Fraud Office opened a criminal investigation into an EADS subsidiary, GPT Special Project Management Ltd, regarding bribery allegations made by GPT's former programme director, Ian Foxley. Foxley alleged that luxury cars were bought for senior Saudis, and that millions of pounds sterling were paid to mysterious Cayman Islands companies, possibly to secure a £2 billion contract to renew the Saudi Arabian National Guard's military telecommunications network.[117] Foxley's allegations were supported by two other GPT employees.[118] The later agreement between Airbus and the SFO on 31 January 2020 excluded settlement of this case.[119]
|
163 |
+
|
164 |
+
The French National Financial Prosecutor's Office (PNF), the UK Serious Fraud Office (SFO) and the US Department of Justice (DoJ) had been jointly investigating irregularities in Airbus marketing practices since 2016, in particular the activities of agents Saudi Arabia, Kazakhstan, the Philippines, Indonesia and Austria,[a] but also China, the United Arab Emirates, South Korea, Japan, Saudi Arabia, Taiwan, Kuwait, Turkey, Russia, Mexico, Brazil, Vietnam, India, Colombia and Nepal.[119]
|
165 |
+
|
166 |
+
In July 2016, SFO opened a criminal investigation into "suspicions of fraud, bribes and corruption" after Airbus informed British authorities of a failure to disclose the role played by some intermediaries facilitating the sale of aircraft. Airbus was required to provide this information in order to benefit from export credits, which the British, French and German governments had suspended. In March 2017, the PNF subsequently opened a preliminary investigation into "suspicions of fraud and corruption in civil aviation activities" in cooperation with the SFO.[119]
|
167 |
+
|
168 |
+
The allegations included that from 2012 onwards Airbus was responsible for recruiting and remunerating intermediaries to influence the award of civil and military contracts. Payments worth hundreds of millions of euros in alleged secret commissions were made and numerous sales including in Saudi Arabia, Kazakhstan, Philippines, Indonesia, Austria, China and Mauritius were under suspicion of bribery.[120][verification needed][121]
|
169 |
+
|
170 |
+
The investigation focussed on the Airbus, Strategy and Marketing Organization (SMO), the department responsible for negotiating sales contracts and which, La Tribune reported as having "a network and an incredible influence around the world." Directed successively by Jean-Paul Gut and Marwan Lahoud, the SMO was dissolved in 2016 under the new executive director, Thomas Enders, as part of a “clean hands” operation.[122]
|
171 |
+
|
172 |
+
In 2014, in a case referred to as the Kazakhgate affair, a search at Airbus Helicopters by French authorities found emails confirming that Airbus had agreed in principle to pay €12 million in pots of wine to the Prime Minister of Kazakhstan to facilitate the sale of helicopters. Officers from the Central Anti-Corruption Office (OCLCIFF) then searched the home of Marwan Lahoud on 8 February, 2016.[b] This revealed that two Turkish intermediaries had claimed payment of commissions due in connection with the sale of 160 aircraft to China valued at USD10 billion. A message by Lahoud suggested that the commissions could reach USD250 million. The SMO was to conceal these commissions as false invoices for a fictitious Caspian pipeline project.[c]
|
173 |
+
|
174 |
+
In January 2020, French, British and American courts validated three agreements between Airbus and the PNF,[123] the UK SFO,[119][124] and the US DoJ.[125][126] Airbus recognised the charges and agreed to pay fines of €3.6 billion in France, €984 million in the United Kingdom and €526 million in the United States. The penalties were the highest ever issued by the French and British bodies.[127][128][129]
|
175 |
+
|
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+
These settlements close the prosecution of Airbus regarding the Kazakhstan case but not allegations of misconduct in Saudi Arabia, China and Turkey, which Airbus denies.[130] Airbus managers may still be pursued as private individuals.[d]
|
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1 |
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Charlemagne (English: /ˈʃɑːrləmeɪn, ˌʃɑːrləˈmeɪn/; French: [ʃaʁləmaɲ])[3] or Charles the Great[a] (2 April 748[4][b] – 28 January 814), numbered Charles I, was the King of the Franks from 768, the King of the Lombards from 774, and the Emperor of the Romans from 800. During the Early Middle Ages, he united the majority of western and central Europe. He was the first recognised emperor to rule from western Europe since the fall of the Western Roman Empire three centuries earlier.[5] The expanded Frankish state that Charlemagne founded is called the Carolingian Empire. He was later canonised by Antipope Paschal III.
|
6 |
+
|
7 |
+
Charlemagne was the eldest son of Pepin the Short and Bertrada of Laon, born before their canonical marriage.[6] He became king in 768 following his father's death, initially as co-ruler with his brother Carloman I. Carloman's sudden death in December 771 under unexplained circumstances left Charlemagne the sole ruler of the Frankish Kingdom.[7] He continued his father's policy towards the papacy and became its protector, removing the Lombards from power in northern Italy and leading an incursion into Muslim Spain. He campaigned against the Saxons to his east, Christianising them upon penalty of death and leading to events such as the Massacre of Verden. He reached the height of his power in 800 when he was crowned "Emperor of the Romans" by Pope Leo III on Christmas Day at Old St. Peter's Basilica in Rome.
|
8 |
+
|
9 |
+
Charlemagne has been called the "Father of Europe" (Pater Europae),[8] as he united most of Western Europe for the first time since the classical era of the Roman Empire and united parts of Europe that had never been under Frankish or Roman rule. His rule spurred the Carolingian Renaissance, a period of energetic cultural and intellectual activity within the Western Church. The Eastern Orthodox Church viewed Charlemagne less favourably due to his support of the filioque and the Pope's having preferred him as Emperor over the Byzantine Empire's first female Empress Irene of Athens. These and other disputes led to the eventual later split of Rome and Constantinople in the Great Schism of 1054.[9][c]
|
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+
|
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+
Charlemagne died in 814 and was laid to rest in Aachen Cathedral in his imperial capital city of Aachen. He married at least four times and had three legitimate sons who lived to adulthood, but only the youngest of them, Louis the Pious, survived to succeed him. He also had numerous illegitimate children with his concubines.
|
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+
|
13 |
+
He was named Charles in French and English, Carolus in Latin, after his grandfather, Charles Martel. Later Old French historians dubbed him Charles le Magne (Charles the Great),[10] becoming Charlemagne in English after the Norman conquest of England. The epithet Carolus Magnus was widely used, leading to numerous translations into many languages of Europe.
|
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+
|
15 |
+
Charles' achievements gave a new meaning to his name. In many languages of Europe, the very word for "king" derives from his name; e.g., Polish: król, Ukrainian: король (korol'), Czech: král, Slovak: kráľ, Hungarian: király, Lithuanian: karalius, Latvian: karalis, Russian: король, Macedonian: крал, Bulgarian: крал, Romanian: crai, Serbo-Croatian: краљ/kralj, Turkish: kral. This development parallels that of the name of the Caesars in the original Roman Empire, which became kaiser and tsar (or czar), among others.[11]
|
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+
|
17 |
+
By the 6th century, the western Germanic tribe of the Franks had been Christianised, due in considerable measure to the Catholic conversion of Clovis I.[12] Francia, ruled by the Merovingians, was the most powerful of the kingdoms that succeeded the Western Roman Empire.[13] Following the Battle of Tertry, the Merovingians declined into powerlessness, for which they have been dubbed the rois fainéants ("do-nothing kings").[14] Almost all government powers were exercised by their chief officer, the mayor of the palace.[d]
|
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+
|
19 |
+
In 687, Pepin of Herstal, mayor of the palace of Austrasia, ended the strife between various kings and their mayors with his victory at Tertry.[15] He became the sole governor of the entire Frankish kingdom. Pepin was the grandson of two important figures of the Austrasian Kingdom: Saint Arnulf of Metz and Pepin of Landen.[16] Pepin of Herstal was eventually succeeded by his son Charles, later known as Charles Martel (Charles the Hammer).[17]
|
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+
|
21 |
+
After 737, Charles governed the Franks in lieu of a king and declined to call himself king. Charles was succeeded in 741 by his sons Carloman and Pepin the Short, the father of Charlemagne. In 743, the brothers placed Childeric III on the throne to curb separatism in the periphery. He was the last Merovingian king. Carloman resigned office in 746, preferring to enter the church as a monk. Pepin brought the question of the kingship before Pope Zachary, asking whether it was logical for a king to have no royal power. The pope handed down his decision in 749, decreeing that it was better for Pepin to be called king, as he had the powers of high office as Mayor, so as not to confuse the hierarchy. He, therefore, ordered him to become the true king.[18]
|
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+
|
23 |
+
In 750, Pepin was elected by an assembly of the Franks, anointed by the archbishop, and then raised to the office of king. The Pope branded Childeric III as "the false king" and ordered him into a monastery. The Merovingian dynasty was thereby replaced by the Carolingian dynasty, named after Charles Martel. In 753, Pope Stephen II fled from Italy to Francia, appealing to Pepin for assistance for the rights of St. Peter. He was supported in this appeal by Carloman, Charles' brother. In return, the pope could provide only legitimacy. He did this by again anointing and confirming Pepin, this time adding his young sons Carolus (Charlemagne) and Carloman to the royal patrimony. They thereby became heirs to the realm that already covered most of western Europe. In 754, Pepin accepted the Pope's invitation to visit Italy on behalf of St. Peter's rights, dealing successfully with the Lombards.[18][19]
|
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|
25 |
+
Under the Carolingians, the Frankish kingdom spread to encompass an area including most of Western Europe; the east-west division of the kingdom formed the basis for modern France and Germany. Orman[20] portrays the Treaty of Verdun (843) between the warring grandsons of Charlemagne as the foundation event of an independent France under its first king Charles the Bald; an independent Germany under its first king Louis the German; and an independent intermediate state stretching from the Low Countries along the borderlands to south of Rome under Lothair I, who retained the title of emperor and the capitals Aachen and Rome without the jurisdiction. The middle kingdom had broken up by 890 and partly absorbed into the Western kingdom (later France) and the Eastern kingdom (Germany) and the rest developing into smaller "buffer" nations that exist between France and Germany to this day, namely Benelux and Switzerland.
|
26 |
+
|
27 |
+
The most likely date of Charlemagne's birth is reconstructed from several sources. The date of 742—calculated from Einhard's date of death of January 814 at age 72—predates the marriage of his parents in 744. The year given in the Annales Petaviani, 747, would be more likely, except that it contradicts Einhard and a few other sources in making Charlemagne sixty-seven years old at his death. The month and day of 2 April are based on a calendar from Lorsch Abbey.[21]
|
28 |
+
|
29 |
+
In 747, Easter fell on 2 April, a coincidence that likely would have been remarked upon by chroniclers but was not.[22] If Easter was being used as the beginning of the calendar year, then 2 April 747 could have been, by modern reckoning, April 748 (not on Easter). The date favoured by the preponderance of evidence[6] is 2 April 742, based on Charlemagne's age at the time of his death.[21] This date supports the concept that Charlemagne was technically an illegitimate child, although that is not mentioned by Einhard in either since he was born out of wedlock; Pepin and Bertrada were bound by a private contract or Friedelehe[6] at the time of his birth, but did not marry until 744.[23]
|
30 |
+
|
31 |
+
Charlemagne's exact birthplace is unknown, although historians have suggested Aachen in modern-day Germany, and Liège (Herstal) in present-day Belgium as possible locations.[24] Aachen and Liège are close to the region whence the Merovingian and Carolingian families originated. Other cities have been suggested, including Düren, Gauting, Mürlenbach,[25] Quierzy, and Prüm. No definitive evidence resolves the question.
|
32 |
+
|
33 |
+
Charlemagne was the eldest child of Pepin the Short (714 – 24 September 768, reigned from 751) and his wife Bertrada of Laon (720 – 12 July 783), daughter of Caribert of Laon. Many historians consider Charlemagne (Charles) to have been illegitimate, although some state that this is arguable,[26] because Pepin did not marry Bertrada until 744, which was after Charles' birth; this status did not exclude him from the succession.[27][28][29]
|
34 |
+
|
35 |
+
Records name only Carloman, Gisela, and three short-lived children named Pepin, Chrothais and Adelais as his younger siblings.
|
36 |
+
|
37 |
+
It would be folly, I think, to write a word concerning Charles' birth and infancy, or even his boyhood, for nothing has ever been written on the subject, and there is no one alive now who can give information on it.
|
38 |
+
|
39 |
+
The most powerful officers of the Frankish people, the Mayor of the Palace (Maior Domus) and one or more kings (rex, reges), were appointed by the election of the people. Elections were not periodic, but were held as required to elect officers ad quos summa imperii pertinebat, "to whom the highest matters of state pertained". Evidently, interim decisions could be made by the Pope, which ultimately needed to be ratified using an assembly of the people that met annually.[31]
|
40 |
+
|
41 |
+
Before he was elected king in 751, Pepin was initially a mayor, a high office he held "as though hereditary" (velut hereditario fungebatur). Einhard explains that "the honour" was usually "given by the people" to the distinguished, but Pepin the Great and his brother Carloman the Wise received it as though hereditary, as had their father, Charles Martel. There was, however, a certain ambiguity about quasi-inheritance. The office was treated as joint property: one Mayorship held by two brothers jointly.[32] Each, however, had his own geographic jurisdiction. When Carloman decided to resign, becoming ultimately a Benedictine at Monte Cassino,[33] the question of the disposition of his quasi-share was settled by the pope. He converted the mayorship into a kingship and awarded the joint property to Pepin, who gained the right to pass it on by inheritance.[34]
|
42 |
+
|
43 |
+
This decision was not accepted by all family members. Carloman had consented to the temporary tenancy of his own share, which he intended to pass on to his son, Drogo, when the inheritance should be settled at someone's death. By the Pope's decision, in which Pepin had a hand, Drogo was to be disqualified as an heir in favour of his cousin Charles. He took up arms in opposition to the decision and was joined by Grifo, a half-brother of Pepin and Carloman, who had been given a share by Charles Martel, but was stripped of it and held under loose arrest by his half-brothers after an attempt to seize their shares by military action. Grifo perished in combat in the Battle of Saint-Jean-de-Maurienne while Drogo was hunted down and taken into custody.[35]
|
44 |
+
|
45 |
+
On the death of Pepin, 24 September 768, the kingship passed jointly to his sons, "with divine assent" (divino nutu).[36] According to the Life, Pepin died in Paris. The Franks "in general assembly" (generali conventu) gave them both the rank of a king (reges) but "partitioned the whole body of the kingdom equally" (totum regni corpus ex aequo partirentur). The annals[37] tell a slightly different version, with the king dying at St-Denis, near Paris. The two "lords" (domni) were "elevated to kingship" (elevati sunt in regnum), Charles on 9 October in Noyon, Carloman on an unspecified date in Soissons. If born in 742, Charles was 26 years old, but he had been campaigning at his father's right hand for several years, which may help to account for his military skill. Carloman was 17.
|
46 |
+
|
47 |
+
The language, in either case, suggests that there were not two inheritances, which would have created distinct kings ruling over distinct kingdoms, but a single joint inheritance and a joint kingship tenanted by two equal kings, Charles and his brother Carloman. As before, distinct jurisdictions were awarded. Charles received Pepin's original share as Mayor: the outer parts of the kingdom bordering on the sea, namely Neustria, western Aquitaine, and the northern parts of Austrasia; while Carloman was awarded his uncle's former share, the inner parts: southern Austrasia, Septimania, eastern Aquitaine, Burgundy, Provence, and Swabia, lands bordering Italy. The question of whether these jurisdictions were joint shares reverting to the other brother if one brother died or were inherited property passed on to the descendants of the brother who died was never definitely settled. It came up repeatedly over the succeeding decades until the grandsons of Charlemagne created distinct sovereign kingdoms.
|
48 |
+
|
49 |
+
Aquitaine under Rome had been in southern Gaul, Romanised and speaking a Romance language. Similarly, Hispania had been populated by peoples who spoke various languages, including Celtic, but the area was now populated primarily by Romance language speakers. Between Aquitaine and Hispania were the Euskaldunak, Latinised to Vascones, or Basques,[38] living in Basque country, Vasconia, which extended, according to the distributions of place names attributable to the Basques, most densely in the western Pyrenees but also as far south as the upper Ebro River in Spain and as far north as the Garonne River in France.[39] The French name, Gascony, derives from Vasconia. The Romans were never able to entirely subject Vasconia. The parts they did, in which they placed the region's first cities, were sources of legions in the Roman army valued for their fighting abilities. The border with Aquitaine was Toulouse.
|
50 |
+
|
51 |
+
At about 660, the Duchy of Vasconia united with the Duchy of Aquitaine to form a single realm under Felix of Aquitaine, governing from Toulouse. This was a joint kingship with a Basque Duke, Lupus I. Lupus is the Latin translation of Basque Otsoa, "wolf".[40] At Felix's death in 670 the joint property of the kingship reverted entirely to Lupus. As the Basques had no law of joint inheritance but practised primogeniture, Lupus in effect founded a hereditary dynasty of Basque rulers of an expanded Aquitaine.[41]
|
52 |
+
|
53 |
+
The Latin chronicles of the end of Visigothic Hispania omit many details, such as identification of characters, filling in the gaps and reconciliation of numerous contradictions.[42] Muslim sources, however, present a more coherent view, such as in the Ta'rikh iftitah al-Andalus ("History of the Conquest of al-Andalus") by Ibn al-Qūṭiyya ("the son of the Gothic woman", referring to the granddaughter of Wittiza, the last Visigothic king of a united Hispania, who married a Moor). Ibn al-Qūṭiyya, who had another, much longer name, must have been relying to some degree on family oral tradition.
|
54 |
+
|
55 |
+
According to Ibn al-Qūṭiyya[43] Wittiza, the last Visigothic king of a united Hispania died before his three sons, Almund, Romulo, and Ardabast reached maturity. Their mother was queen regent at Toledo, but Roderic, army chief of staff, staged a rebellion, capturing Córdoba. He chose to impose a joint rule over distinct jurisdictions on the true heirs. Evidence of a division of some sort can be found in the distribution of coins imprinted with the name of each king and in the king lists.[44] Wittiza was succeeded by Roderic, who reigned for seven and a half years, followed by Achila (Aquila), who reigned three and a half years. If the reigns of both terminated with the incursion of the Saracens, then Roderic appears to have reigned a few years before the majority of Achila. The latter's kingdom is securely placed to the northeast, while Roderic seems to have taken the rest, notably modern Portugal.
|
56 |
+
|
57 |
+
The Saracens crossed the mountains to claim Ardo's Septimania, only to encounter the Basque dynasty of Aquitaine, always the allies of the Goths. Odo the Great of Aquitaine was at first victorious at the Battle of Toulouse in 721.[45] Saracen troops gradually massed in Septimania and in 732 an army under Emir Abdul Rahman Al Ghafiqi advanced into Vasconia, and Odo was defeated at the Battle of the River Garonne. They took Bordeaux and were advancing towards Tours when Odo, powerless to stop them, appealed to his arch-enemy, Charles Martel, mayor of the Franks. In one of the first of the lightning marches for which the Carolingian kings became famous, Charles and his army appeared in the path of the Saracens between Tours and Poitiers, and in the Battle of Tours decisively defeated and killed al-Ghafiqi. The Moors returned twice more, each time suffering defeat at Charles' hands—at the River Berre near Narbonne in 737[46] and in the Dauphiné in 740.[47] Odo's price for salvation from the Saracens was incorporation into the Frankish kingdom, a decision that was repugnant to him and also to his heirs.
|
58 |
+
|
59 |
+
After the death of his father, Hunald I allied himself with free Lombardy. However, Odo had ambiguously left the kingdom jointly to his two sons, Hunald and Hatto. The latter, loyal to Francia, now went to war with his brother over full possession. Victorious, Hunald blinded and imprisoned his brother, only to be so stricken by conscience that he resigned and entered the church as a monk to do penance. The story is told in Annales Mettenses priores.[48] His son Waifer took an early inheritance, becoming duke of Aquitaine and ratified the alliance with Lombardy. Waifer decided to honour it, repeating his father's decision, which he justified by arguing that any agreements with Charles Martel became invalid on Martel's death. Since Aquitaine was now Pepin's inheritance because of the earlier assistance that was given by Charles Martel, according to some the latter and his son, the young Charles, hunted down Waifer, who could only conduct a guerrilla war, and executed him.[49]
|
60 |
+
|
61 |
+
Among the contingents of the Frankish army were Bavarians under Tassilo III, Duke of Bavaria, an Agilofing, the hereditary Bavarian ducal family. Grifo had installed himself as Duke of Bavaria, but Pepin replaced him with a member of the ducal family yet a child, Tassilo, whose protector he had become after the death of his father. The loyalty of the Agilolfings was perpetually in question, but Pepin exacted numerous oaths of loyalty from Tassilo. However, the latter had married Liutperga, a daughter of Desiderius, king of Lombardy. At a critical point in the campaign, Tassilo left the field with all his Bavarians. Out of reach of Pepin, he repudiated all loyalty to Francia.[50] Pepin had no chance to respond as he grew ill and died within a few weeks after Waifer's execution.
|
62 |
+
|
63 |
+
The first event of the brothers' reign was the uprising of the Aquitainians and Gascons, in 769, in that territory split between the two kings. One year earlier, Pepin had finally defeated Waifer, Duke of Aquitaine, after waging a destructive, ten-year war against Aquitaine. Now, Hunald II led the Aquitainians as far north as Angoulême. Charles met Carloman, but Carloman refused to participate and returned to Burgundy. Charles went to war, leading an army to Bordeaux, where he set up a fort at Fronsac. Hunald was forced to flee to the court of Duke Lupus II of Gascony. Lupus, fearing Charles, turned Hunald over in exchange for peace, and Hunald was put in a monastery. Gascon lords also surrendered, and Aquitaine and Gascony were finally fully subdued by the Franks.
|
64 |
+
|
65 |
+
The brothers maintained lukewarm relations with the assistance of their mother Bertrada, but in 770 Charles signed a treaty with Duke Tassilo III of Bavaria and married a Lombard Princess (commonly known today as Desiderata), the daughter of King Desiderius, to surround Carloman with his own allies. Though Pope Stephen III first opposed the marriage with the Lombard princess, he found little to fear from a Frankish-Lombard alliance.
|
66 |
+
|
67 |
+
Less than a year after his marriage, Charlemagne repudiated Desiderata and married a 13-year-old Swabian named Hildegard. The repudiated Desiderata returned to her father's court at Pavia. Her father's wrath was now aroused, and he would have gladly allied with Carloman to defeat Charles. Before any open hostilities could be declared, however, Carloman died on 5 December 771, apparently of natural causes. Carloman's widow Gerberga fled to Desiderius' court with her sons for protection.
|
68 |
+
|
69 |
+
Charlemagne had eighteen children with eight of his ten known wives or concubines.[51][52] Nonetheless, he had only four legitimate grandsons, the four sons of his fourth son, Louis. In addition, he had a grandson (Bernard of Italy, the only son of his third son, Pepin of Italy), who was illegitimate but included in the line of inheritance. Among his descendants are several royal dynasties, including the Habsburg, Capetian and Plantagenet dynasties. By consequence, most if not all established European noble families ever since can genealogically trace some of their background to Charlemagne.
|
70 |
+
|
71 |
+
During the first peace of any substantial length (780–782), Charles began to appoint his sons to positions of authority. In 781, during a visit to Rome, he made his two youngest sons kings, crowned by the Pope.[e][f] The elder of these two, Carloman, was made the king of Italy, taking the Iron Crown that his father had first worn in 774, and in the same ceremony was renamed "Pepin"[34][57] (not to be confused with Charlemagne's eldest, possibly illegitimate son, Pepin the Hunchback). The younger of the two, Louis, became King of Aquitaine. Charlemagne ordered Pepin and Louis to be raised in the customs of their kingdoms, and he gave their regents some control of their subkingdoms, but kept the real power, though he intended his sons to inherit their realms. He did not tolerate insubordination in his sons: in 792, he banished Pepin the Hunchback to Prüm Abbey because the young man had joined a rebellion against him.
|
72 |
+
|
73 |
+
Charles was determined to have his children educated, including his daughters, as his parents had instilled the importance of learning in him at an early age.[58] His children were also taught skills in accord with their aristocratic status, which included training in riding and weaponry for his sons, and embroidery, spinning and weaving for his daughters.[59]
|
74 |
+
|
75 |
+
The sons fought many wars on behalf of their father. Charles was mostly preoccupied with the Bretons, whose border he shared and who insurrected on at least two occasions and were easily put down. He also fought the Saxons on multiple occasions. In 805 and 806, he was sent into the Böhmerwald (modern Bohemia) to deal with the Slavs living there (Bohemian tribes, ancestors of the modern Czechs). He subjected them to Frankish authority and devastated the valley of the Elbe, forcing tribute from them. Pippin had to hold the Avar and Beneventan borders and fought the Slavs to his north. He was uniquely poised to fight the Byzantine Empire when that conflict arose after Charlemagne's imperial coronation and a Venetian rebellion. Finally, Louis was in charge of the Spanish March and fought the Duke of Benevento in southern Italy on at least one occasion. He took Barcelona in a great siege in 797.
|
76 |
+
|
77 |
+
Charlemagne kept his daughters at home with him and refused to allow them to contract sacramental marriages (though he originally condoned an engagement between his eldest daughter Rotrude and Constantine VI of Byzantium, this engagement was annulled when Rotrude was 11).[60] Charlemagne's opposition to his daughters' marriages may possibly have intended to prevent the creation of cadet branches of the family to challenge the main line, as had been the case with Tassilo of Bavaria. However, he tolerated their extramarital relationships, even rewarding their common-law husbands and treasuring the illegitimate grandchildren they produced for him. He also, apparently, refused to believe stories of their wild behaviour. After his death the surviving daughters were banished from the court by their brother, the pious Louis, to take up residence in the convents they had been bequeathed by their father. At least one of them, Bertha, had a recognised relationship, if not a marriage, with Angilbert, a member of Charlemagne's court circle.[61][62]
|
78 |
+
|
79 |
+
At his succession in 772, Pope Adrian I demanded the return of certain cities in the former exarchate of Ravenna in accordance with a promise at the succession of Desiderius. Instead, Desiderius took over certain papal cities and invaded the Pentapolis, heading for Rome. Adrian sent ambassadors to Charlemagne in autumn requesting he enforce the policies of his father, Pepin. Desiderius sent his own ambassadors denying the pope's charges. The ambassadors met at Thionville, and Charlemagne upheld the pope's side. Charlemagne demanded what the pope had requested, but Desiderius swore never to comply. Charlemagne and his uncle Bernard crossed the Alps in 773 and chased the Lombards back to Pavia, which they then besieged.[63] Charlemagne temporarily left the siege to deal with Adelchis, son of Desiderius, who was raising an army at Verona. The young prince was chased to the Adriatic littoral and fled to Constantinople to plead for assistance from Constantine V, who was waging war with Bulgaria.[64][34]
|
80 |
+
|
81 |
+
The siege lasted until the spring of 774 when Charlemagne visited the pope in Rome. There he confirmed his father's grants of land,[57] with some later chronicles falsely claiming that he also expanded them, granting Tuscany, Emilia, Venice and Corsica. The pope granted him the title patrician. He then returned to Pavia, where the Lombards were on the verge of surrendering. In return for their lives, the Lombards surrendered and opened the gates in early summer. Desiderius was sent to the abbey of Corbie, and his son Adelchis died in Constantinople, a patrician. Charles, unusually, had himself crowned with the Iron Crown and made the magnates of Lombardy pay homage to him at Pavia. Only Duke Arechis II of Benevento refused to submit and proclaimed independence. Charlemagne was then master of Italy as king of the Lombards. He left Italy with a garrison in Pavia and a few Frankish counts in place the same year.
|
82 |
+
|
83 |
+
Instability continued in Italy. In 776, Dukes Hrodgaud of Friuli and Hildeprand of Spoleto rebelled. Charlemagne rushed back from Saxony and defeated the Duke of Friuli in battle; the Duke was slain.[34] The Duke of Spoleto signed a treaty. Their co-conspirator, Arechis, was not subdued, and Adelchis, their candidate in Byzantium, never left that city. Northern Italy was now faithfully his.
|
84 |
+
|
85 |
+
In 787, Charlemagne directed his attention towards the Duchy of Benevento,[65] where Arechis II was reigning independently with the self-given title of Princeps. Charlemagne's siege of Salerno forced Arechis into submission. However, after Arechis II's death in 787, his son Grimoald III proclaimed the Duchy of Benevento newly independent. Grimoald was attacked many times by Charles' or his sons' armies, without achieving a definitive victory.[66] Charlemagne lost interest and never again returned to Southern Italy where Grimoald was able to keep the Duchy free from Frankish suzerainty.
|
86 |
+
|
87 |
+
The destructive war led by Pepin in Aquitaine, although brought to a satisfactory conclusion for the Franks, proved the Frankish power structure south of the Loire was feeble and unreliable. After the defeat and death of Waiofar in 768, while Aquitaine submitted again to the Carolingian dynasty, a new rebellion broke out in 769 led by Hunald II, a possible son of Waifer. He took refuge with the ally Duke Lupus II of Gascony, but probably out of fear of Charlemagne's reprisal, Lupus handed him over to the new King of the Franks to whom he pledged loyalty, which seemed to confirm the peace in the Basque area south of the Garonne.[67] In the campaign of 769, Charlemagne seems to have followed a policy of "overwhelming force" and avoided a major pitched battle[68]
|
88 |
+
|
89 |
+
Wary of new Basque uprisings, Charlemagne seems to have tried to contain Duke Lupus's power by appointing Seguin as the Count of Bordeaux (778) and other counts of Frankish background in bordering areas (Toulouse, County of Fézensac). The Basque Duke, in turn, seems to have contributed decisively or schemed the Battle of Roncevaux Pass (referred to as "Basque treachery"). The defeat of Charlemagne's army in Roncevaux (778) confirmed his determination to rule directly by establishing the Kingdom of Aquitaine (ruled by Louis the Pious) based on a power base of Frankish officials, distributing lands among colonisers and allocating lands to the Church, which he took as an ally. A Christianisation programme was put in place across the high Pyrenees (778).[67]
|
90 |
+
|
91 |
+
The new political arrangement for Vasconia did not sit well with local lords. As of 788 Adalric was fighting and capturing Chorson, Carolingian Count of Toulouse. He was eventually released, but Charlemagne, enraged at the compromise, decided to depose him and appointed his trustee William of Gellone. William, in turn, fought the Basques and defeated them after banishing Adalric (790).[67]
|
92 |
+
|
93 |
+
From 781 (Pallars, Ribagorça) to 806 (Pamplona under Frankish influence), taking the County of Toulouse for a power base, Charlemagne asserted Frankish authority over the Pyrenees by subduing the south-western marches of Toulouse (790) and establishing vassal counties on the southern Pyrenees that were to make up the Marca Hispanica.[69] As of 794, a Frankish vassal, the Basque lord Belasko (al-Galashki, 'the Gaul') ruled Álava, but Pamplona remained under Cordovan and local control up to 806. Belasko and the counties in the Marca Hispánica provided the necessary base to attack the Andalusians (an expedition led by William Count of Toulouse and Louis the Pious to capture Barcelona in 801). Events in the Duchy of Vasconia (rebellion in Pamplona, count overthrown in Aragon, Duke Seguin of Bordeaux deposed, uprising of the Basque lords, etc.) were to prove it ephemeral upon Charlemagne's death.
|
94 |
+
|
95 |
+
According to the Muslim historian Ibn al-Athir, the Diet of Paderborn had received the representatives of the Muslim rulers of Zaragoza, Girona, Barcelona and Huesca. Their masters had been cornered in the Iberian peninsula by Abd ar-Rahman I, the Umayyad emir of Cordova. These "Saracen" (Moorish and Muladi) rulers offered their homage to the king of the Franks in return for military support. Seeing an opportunity to extend Christendom and his own power and believing the Saxons to be a fully conquered nation, Charlemagne agreed to go to Spain.
|
96 |
+
|
97 |
+
In 778, he led the Neustrian army across the Western Pyrenees, while the Austrasians, Lombards, and Burgundians passed over the Eastern Pyrenees. The armies met at Saragossa and Charlemagne received the homage of the Muslim rulers, Sulayman al-Arabi and Kasmin ibn Yusuf, but the city did not fall for him. Indeed, Charlemagne faced the toughest battle of his career. The Muslims forced him to retreat. He decided to go home since he could not trust the Basques, whom he had subdued by conquering Pamplona. He turned to leave Iberia, but as he was passing through the Pass of Roncesvalles one of the most famous events of his reign occurred. The Basques attacked and destroyed his rearguard and baggage train. The Battle of Roncevaux Pass, though less a battle than a skirmish, left many famous dead, including the seneschal Eggihard, the count of the palace Anselm, and the warden of the Breton March, Roland, inspiring the subsequent creation of the Song of Roland (La Chanson de Roland).
|
98 |
+
|
99 |
+
The conquest of Italy brought Charlemagne in contact with the Saracens who, at the time, controlled the Mediterranean. Charlemagne's eldest son, Pepin the Hunchback, was much occupied with Saracens in Italy. Charlemagne conquered Corsica and Sardinia at an unknown date and in 799 the Balearic Islands. The islands were often attacked by Saracen pirates, but the counts of Genoa and Tuscany (Boniface) controlled them with large fleets until the end of Charlemagne's reign. Charlemagne even had contact with the caliphal court in Baghdad. In 797 (or possibly 801), the caliph of Baghdad, Harun al-Rashid, presented Charlemagne with an Asian elephant named Abul-Abbas and a clock.[70]
|
100 |
+
|
101 |
+
In Hispania, the struggle against the Moors continued unabated throughout the latter half of his reign. Louis was in charge of the Spanish border. In 785, his men captured Girona permanently and extended Frankish control into the Catalan littoral for the duration of Charlemagne's reign (the area remained nominally Frankish until the Treaty of Corbeil in 1258). The Muslim chiefs in the northeast of Islamic Spain were constantly rebelling against Cordovan authority, and they often turned to the Franks for help. The Frankish border was slowly extended until 795, when Girona, Cardona, Ausona and Urgell were united into the new Spanish March, within the old duchy of Septimania.
|
102 |
+
|
103 |
+
In 797, Barcelona, the greatest city of the region, fell to the Franks when Zeid, its governor, rebelled against Cordova and, failing, handed it to them. The Umayyad authority recaptured it in 799. However, Louis of Aquitaine marched the entire army of his kingdom over the Pyrenees and besieged it for two years, wintering there from 800 to 801, when it capitulated. The Franks continued to press forward against the emir. They took Tarragona in 809 and Tortosa in 811. The last conquest brought them to the mouth of the Ebro and gave them raiding access to Valencia, prompting the Emir al-Hakam I to recognise their conquests in 813.
|
104 |
+
|
105 |
+
Charlemagne was engaged in almost constant warfare throughout his reign,[71] often at the head of his elite scara bodyguard squadrons. In the Saxon Wars, spanning thirty years and eighteen battles, he conquered Saxonia and proceeded to convert it to Christianity.
|
106 |
+
|
107 |
+
The Germanic Saxons were divided into four subgroups in four regions. Nearest to Austrasia was Westphalia and furthest away was Eastphalia. Between them was Engria and north of these three, at the base of the Jutland peninsula, was Nordalbingia.
|
108 |
+
|
109 |
+
In his first campaign, in 773, Charlemagne forced the Engrians to submit and cut down an Irminsul pillar near Paderborn.[72] The campaign was cut short by his first expedition to Italy. He returned in 775, marching through Westphalia and conquering the Saxon fort at Sigiburg. He then crossed Engria, where he defeated the Saxons again. Finally, in Eastphalia, he defeated a Saxon force, and its leader Hessi converted to Christianity. Charlemagne returned through Westphalia, leaving encampments at Sigiburg and Eresburg, which had been important Saxon bastions. He then controlled Saxony with the exception of Nordalbingia, but Saxon resistance had not ended.
|
110 |
+
|
111 |
+
Following his subjugation of the Dukes of Friuli and Spoleto, Charlemagne returned rapidly to Saxony in 776, where a rebellion had destroyed his fortress at Eresburg. The Saxons were once again defeated, but their main leader, Widukind, escaped to Denmark, his wife's home. Charlemagne built a new camp at Karlstadt. In 777, he called a national diet at Paderborn to integrate Saxony fully into the Frankish kingdom. Many Saxons were baptised as Christians.
|
112 |
+
|
113 |
+
In the summer of 779, he again invaded Saxony and reconquered Eastphalia, Engria and Westphalia. At a diet near Lippe, he divided the land into missionary districts and himself assisted in several mass baptisms (780). He then returned to Italy and, for the first time, the Saxons did not immediately revolt. Saxony was peaceful from 780 to 782.
|
114 |
+
|
115 |
+
He returned to Saxony in 782 and instituted a code of law and appointed counts, both Saxon and Frank. The laws were draconian on religious issues; for example, the Capitulatio de partibus Saxoniae prescribed death to Saxon pagans who refused to convert to Christianity. This led to renewed conflict. That year, in autumn, Widukind returned and led a new revolt. In response, at Verden in Lower Saxony, Charlemagne is recorded as having ordered the execution of 4,500 Saxon prisoners by beheading, known as the Massacre of Verden ("Verdener Blutgericht"). The killings triggered three years of renewed bloody warfare. During this war, the East Frisians between the Lauwers and the Weser joined the Saxons in revolt and were finally subdued.[73] The war ended with Widukind accepting baptism.[74] The Frisians afterwards asked for missionaries to be sent to them and a bishop of their own nation, Ludger, was sent. Charlemagne also promulgated a law code, the Lex Frisonum, as he did for most subject peoples.[75]
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Thereafter, the Saxons maintained the peace for seven years, but in 792 Westphalia again rebelled. The Eastphalians and Nordalbingians joined them in 793, but the insurrection was unpopular and was put down by 794. An Engrian rebellion followed in 796, but the presence of Charlemagne, Christian Saxons and Slavs quickly crushed it. The last insurrection occurred in 804, more than thirty years after Charlemagne's first campaign against them, but also failed. According to Einhard:
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The war that had lasted so many years was at length ended by their acceding to the terms offered by the King; which were renunciation of their national religious customs and the worship of devils, acceptance of the sacraments of the Christian faith and religion, and union with the Franks to form one people.
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By 774, Charlemagne had invaded the Kingdom of Lombardy, and he later annexed the Lombardian territories and assumed its crown, placing the Papal States under Frankish protection.[76] The Duchy of Spoleto south of Rome was acquired in 774, while in the central western parts of Europe, the Duchy of Bavaria was absorbed and the Bavarian policy continued of establishing tributary marches, (borders protected in return for tribute or taxes) among the Slavic Serbs and Czechs. The remaining power confronting the Franks in the east were the Avars. However, Charlemagne acquired other Slavic areas, including Bohemia, Moravia, Austria and Croatia.[76]
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In 789, Charlemagne turned to Bavaria. He claimed that Tassilo III, Duke of Bavaria was an unfit ruler, due to his oath-breaking. The charges were exaggerated, but Tassilo was deposed anyway and put in the monastery of Jumièges.[77] In 794, Tassilo was made to renounce any claim to Bavaria for himself and his family (the Agilolfings) at the synod of Frankfurt; he formally handed over to the king all of the rights he had held.[78] Bavaria was subdivided into Frankish counties, as had been done with Saxony.
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In 788, the Avars, an Asian nomadic group that had settled down in what is today Hungary (Einhard called them Huns), invaded Friuli and Bavaria. Charlemagne was preoccupied with other matters until 790 when he marched down the Danube and ravaged Avar territory to the Győr. A Lombard army under Pippin then marched into the Drava valley and ravaged Pannonia. The campaigns ended when the Saxons revolted again in 792.
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For the next two years, Charlemagne was occupied, along with the Slavs, against the Saxons. Pippin and Duke Eric of Friuli continued, however, to assault the Avars' ring-shaped strongholds. The great Ring of the Avars, their capital fortress, was taken twice. The booty was sent to Charlemagne at his capital, Aachen, and redistributed to his followers and to foreign rulers, including King Offa of Mercia. Soon the Avar tuduns had lost the will to fight and travelled to Aachen to become vassals to Charlemagne and to become Christians. Charlemagne accepted their surrender and sent one native chief, baptised Abraham, back to Avaria with the ancient title of khagan. Abraham kept his people in line, but in 800, the Bulgarians under Khan Krum attacked the remains of the Avar state.
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In 803, Charlemagne sent a Bavarian army into Pannonia, defeating and bringing an end to the Avar confederation.[79]
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In November of the same year, Charlemagne went to Regensburg where the Avar leaders acknowledged him as their ruler.[79] In 805, the Avar khagan, who had already been baptised, went to Aachen to ask permission to settle with his people south-eastward from Vienna.[79] The Transdanubian territories became integral parts of the Frankish realm, which was abolished by the Magyars in 899–900.
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In 789, in recognition of his new pagan neighbours, the Slavs, Charlemagne marched an Austrasian-Saxon army across the Elbe into Obotrite territory. The Slavs ultimately submitted, led by their leader Witzin. Charlemagne then accepted the surrender of the Veleti under Dragovit and demanded many hostages. He also demanded permission to send missionaries into this pagan region unmolested. The army marched to the Baltic before turning around and marching to the Rhine, winning much booty with no harassment. The tributary Slavs became loyal allies. In 795, when the Saxons broke the peace, the Abotrites and Veleti rebelled with their new ruler against the Saxons. Witzin died in battle and Charlemagne avenged him by harrying the Eastphalians on the Elbe. Thrasuco, his successor, led his men to conquest over the Nordalbingians and handed their leaders over to Charlemagne, who honoured him. The Abotrites remained loyal until Charles' death and fought later against the Danes.
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When Charlemagne incorporated much of Central Europe, he brought the Frankish state face to face with the Avars and Slavs in the southeast.[80] The most southeast Frankish neighbours were Croats, who settled in Pannonian Croatia and Dalmatian Croatia. While fighting the Avars, the Franks had called for their support.[81] During the 790s, he won a major victory over them in 796.[82] Pannonian Croat Duke Vojnomir of Pannonian Croatia aided Charlemagne, and the Franks made themselves overlords over the Croats of northern Dalmatia, Slavonia and Pannonia.[82]
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The Frankish commander Eric of Friuli wanted to extend his dominion by conquering the Littoral Croat Duchy. During that time, Dalmatian Croatia was ruled by Duke Višeslav of Croatia. In the Battle of Trsat, the forces of Eric fled their positions and were routed by the forces of Višeslav.[83] Eric was among those killed which was a great blow for the Carolingian Empire.[80][83][84]
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Charlemagne also directed his attention to the Slavs to the west of the Avar khaganate: the Carantanians and Carniolans. These people were subdued by the Lombards and Bavarii and made tributaries, but were never fully incorporated into the Frankish state.
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In 799, Pope Leo III had been assaulted by some of the Romans, who tried to put out his eyes and tear out his tongue.[85] Leo escaped and fled to Charlemagne at Paderborn.[86] Charlemagne, advised by scholar Alcuin, travelled to Rome, in November 800 and held a synod. On 23 December, Leo swore an oath of innocence to Charlemagne. His position having thereby been weakened, the Pope sought to restore his status. Two days later, at Mass, on Christmas Day (25 December), when Charlemagne knelt at the altar to pray, the Pope crowned him Imperator Romanorum ("Emperor of the Romans") in Saint Peter's Basilica. In so doing, the Pope rejected the legitimacy of Empress Irene of Constantinople:
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When Odoacer compelled the abdication of Romulus Augustulus, he did not abolish the Western Empire as a separate power, but caused it to be reunited with or sink into the Eastern, so that from that time there was a single undivided Roman Empire ... [Pope Leo III and Charlemagne], like their predecessors, held the Roman Empire to be one and indivisible, and proposed by the coronation of [Charlemagne] not to proclaim a severance of the East and West ... they were not revolting against a reigning sovereign, but legitimately filling up the place of the deposed Constantine VI ... [Charlemagne] was held to be the legitimate successor, not of Romulus Augustulus, but of Constantine VI ...[87]
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Charlemagne's coronation as Emperor, though intended to represent the continuation of the unbroken line of Emperors from Augustus to Constantine VI, had the effect of setting up two separate (and often opposing) Empires and two separate claims to imperial authority. It led to war in 802, and for centuries to come, the Emperors of both West and East would make competing claims of sovereignty over the whole.
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Einhard says that Charlemagne was ignorant of the Pope's intent and did not want any such coronation:
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[H]e at first had such an aversion that he declared that he would not have set foot in the Church the day that they [the imperial titles] were conferred, although it was a great feast-day, if he could have foreseen the design of the Pope.[88]
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A number of modern scholars, however,[89] suggest that Charlemagne was indeed aware of the coronation; certainly, he cannot have missed the bejewelled crown waiting on the altar when he came to pray – something even contemporary sources support.[90]
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Historians have debated for centuries whether Charlemagne was aware before the coronation of the Pope's intention to crown him Emperor (Charlemagne declared that he would not have entered Saint Peter's had he known, according to chapter twenty-eight of Einhard's Vita Karoli Magni),[91] but that debate obscured the more significant question of why the Pope granted the title and why Charlemagne accepted it.
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Collins points out "[t]hat the motivation behind the acceptance of the imperial title was a romantic and antiquarian interest in reviving the Roman empire is highly unlikely."[92] For one thing, such romance would not have appealed either to Franks or Roman Catholics at the turn of the ninth century, both of whom viewed the Classical heritage of the Roman Empire with distrust. The Franks took pride in having "fought against and thrown from their shoulders the heavy yoke of the Romans" and "from the knowledge gained in baptism, clothed in gold and precious stones the bodies of the holy martyrs whom the Romans had killed by fire, by the sword and by wild animals", as Pepin III described it in a law of 763 or 764.[93]
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Furthermore, the new title—carrying with it the risk that the new emperor would "make drastic changes to the traditional styles and procedures of government" or "concentrate his attentions on Italy or on Mediterranean concerns more generally"—risked alienating the Frankish leadership.[94]
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For both the Pope and Charlemagne, the Roman Empire remained a significant power in European politics at this time. The Byzantine Empire, based in Constantinople, continued to hold a substantial portion of Italy, with borders not far south of Rome. Charles' sitting in judgment of the Pope could be seen as usurping the prerogatives of the Emperor in Constantinople:
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By whom, however, could he [the Pope] be tried? Who, in other words, was qualified to pass judgement on the Vicar of Christ? In normal circumstances the only conceivable answer to that question would have been the Emperor at Constantinople; but the imperial throne was at this moment occupied by Irene. That the Empress was notorious for having blinded and murdered her own son was, in the minds of both Leo and Charles, almost immaterial: it was enough that she was a woman. The female sex was known to be incapable of governing, and by the old Salic tradition was debarred from doing so. As far as Western Europe was concerned, the Throne of the Emperors was vacant: Irene's claim to it was merely an additional proof, if any were needed, of the degradation into which the so-called Roman Empire had fallen.
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For the Pope, then, there was "no living Emperor at that time"[96] though Henri Pirenne[97] disputes this saying that the coronation "was not in any sense explained by the fact that at this moment a woman was reigning in Constantinople". Nonetheless, the Pope took the extraordinary step of creating one. The papacy had since 727 been in conflict with Irene's predecessors in Constantinople over a number of issues, chiefly the continued Byzantine adherence to the doctrine of iconoclasm, the destruction of Christian images; while from 750, the secular power of the Byzantine Empire in central Italy had been nullified.
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By bestowing the Imperial crown upon Charlemagne, the Pope arrogated to himself "the right to appoint ... the Emperor of the Romans, ... establishing the imperial crown as his own personal gift but simultaneously granting himself implicit superiority over the Emperor whom he had created." And "because the Byzantines had proved so unsatisfactory from every point of view—political, military and doctrinal—he would select a westerner: the one man who by his wisdom and statesmanship and the vastness of his dominions ... stood out head and shoulders above his contemporaries."[98]
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With Charlemagne's coronation, therefore, "the Roman Empire remained, so far as either of them [Charlemagne and Leo] were concerned, one and indivisible, with Charles as its Emperor", though there can have been "little doubt that the coronation, with all that it implied, would be furiously contested in Constantinople".[99]
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Alcuin writes hopefully in his letters of an Imperium Christianum ("Christian Empire"), wherein, "just as the inhabitants of the [Roman Empire] had been united by a common Roman citizenship", presumably this new empire would be united by a common Christian faith.[93] This writes the view of Pirenne when he says "Charles was the Emperor of the ecclesia as the Pope conceived it, of the Roman Church, regarded as the universal Church".[100] The Imperium Christianum was further supported at a number of synods all across Europe by Paulinus of Aquileia.[101]
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What is known, from the Byzantine chronicler Theophanes,[102] is that Charlemagne's reaction to his coronation was to take the initial steps towards securing the Constantinopolitan throne by sending envoys of marriage to Irene, and that Irene reacted somewhat favourably to them.
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It is important to distinguish between the universalist and localist conceptions of the empire, which remain controversial among historians. According to the former, the empire was a universal monarchy, a "commonwealth of the whole world, whose sublime unity transcended every minor distinction"; and the emperor "was entitled to the obedience of Christendom". According to the latter, the emperor had no ambition for universal dominion; his realm was limited in the same way as that of every other ruler, and when he made more far-reaching claims his object was normally to ward off the attacks either of the Pope or of the Byzantine emperor. According to this view, also, the origin of the empire is to be explained by specific local circumstances rather than by overarching theories.[103]
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According to Ohnsorge, for a long time, it had been the custom of Byzantium to designate the German princes as spiritual "sons" of the Romans. What might have been acceptable in the fifth century had become provoking and insulting to the Franks in the eighth century. Charles came to believe that the Roman emperor, who claimed to head the world hierarchy of states, was, in reality, no greater than Charles himself, a king as other kings, since beginning in 629 he had entitled himself "Basileus" (translated literally as "king"). Ohnsorge finds it significant that the chief wax seal of Charles, which bore only the inscription: "Christe, protege Carolum regem Francorum [Christ, protect Charles, king of the Franks], was used from 772 to 813, even during the imperial period and was not replaced by a special imperial seal; indicating that Charles felt himself to be just the king of the Franks. Finally, Ohnsorge points out that in the spring of 813 at Aachen Charles crowned his only surviving son, Louis, as the emperor without recourse to Rome with only the acclamation of his Franks. The form in which this acclamation was offered was Frankish-Christian rather than Roman. This implies both independence from Rome and a Frankish (non-Roman) understanding of empire.[104]
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Charlemagne used these circumstances to claim that he was the "renewer of the Roman Empire", which had declined under the Byzantines. In his official charters, Charles preferred the style Karolus serenissimus Augustus a Deo coronatus magnus pacificus imperator Romanum gubernans imperium[105] ("Charles, most serene Augustus crowned by God, the great, peaceful emperor ruling the Roman empire") to the more direct Imperator Romanorum ("Emperor of the Romans").
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The title of Emperor remained in the Carolingian family for years to come, but divisions of territory and in-fighting over supremacy of the Frankish state weakened its significance.[106] The papacy itself never forgot the title nor abandoned the right to bestow it. When the family of Charles ceased to produce worthy heirs, the Pope gladly crowned whichever Italian magnate could best protect him from his local enemies. The empire would remain in continuous existence for over a millennium, as the Holy Roman Empire, a true imperial successor to Charles.[107]
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The iconoclasm of the Byzantine Isaurian Dynasty was endorsed by the Franks.[108] The Second Council of Nicaea reintroduced the veneration of icons under Empress Irene. The council was not recognised by Charlemagne since no Frankish emissaries had been invited, even though Charlemagne ruled more than three provinces of the classical Roman empire and was considered equal in rank to the Byzantine emperor. And while the Pope supported the reintroduction of the iconic veneration, he politically digressed from Byzantium.[108] He certainly desired to increase the influence of the papacy, to honour his saviour Charlemagne, and to solve the constitutional issues then most troubling to European jurists in an era when Rome was not in the hands of an emperor. Thus, Charlemagne's assumption of the imperial title was not a usurpation in the eyes of the Franks or Italians. It was, however, seen as such in Byzantium, where it was protested by Irene and her successor Nikephoros I—neither of whom had any great effect in enforcing their protests.
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The East Romans, however, still held several territories in Italy: Venice (what was left of the Exarchate of Ravenna), Reggio (in Calabria), Otranto (in Apulia), and Naples (the Ducatus Neapolitanus). These regions remained outside of Frankish hands until 804, when the Venetians, torn by infighting, transferred their allegiance to the Iron Crown of Pippin, Charles' son. The Pax Nicephori ended. Nicephorus ravaged the coasts with a fleet, initiating the only instance of war between the Byzantines and the Franks. The conflict lasted until 810 when the pro-Byzantine party in Venice gave their city back to the Byzantine Emperor, and the two emperors of Europe made peace: Charlemagne received the Istrian peninsula and in 812 the emperor Michael I Rangabe recognised his status as Emperor,[109] although not necessarily as "Emperor of the Romans".[110]
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After the conquest of Nordalbingia, the Frankish frontier was brought into contact with Scandinavia. The pagan Danes, "a race almost unknown to his ancestors, but destined to be only too well known to his sons" as Charles Oman described them, inhabiting the Jutland peninsula, had heard many stories from Widukind and his allies who had taken refuge with them about the dangers of the Franks and the fury which their Christian king could direct against pagan neighbours.
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In 808, the king of the Danes, Godfred, expanded the vast Danevirke across the isthmus of Schleswig. This defence, last employed in the Danish-Prussian War of 1864, was at its beginning a 30 km (19 mi) long earthenwork rampart. The Danevirke protected Danish land and gave Godfred the opportunity to harass Frisia and Flanders with pirate raids. He also subdued the Frank-allied Veleti and fought the Abotrites.
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Godfred invaded Frisia, joked of visiting Aachen, but was murdered before he could do any more, either by a Frankish assassin or by one of his own men. Godfred was succeeded by his nephew Hemming, who concluded the Treaty of Heiligen with Charlemagne in late 811.
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In 813, Charlemagne called Louis the Pious, king of Aquitaine, his only surviving legitimate son, to his court. There Charlemagne crowned his son as co-emperor and sent him back to Aquitaine. He then spent the autumn hunting before returning to Aachen on 1 November. In January, he fell ill with pleurisy.[111] In deep depression (mostly because many of his plans were not yet realised), he took to his bed on 21 January and as Einhard tells it:
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He died January twenty-eighth, the seventh day from the time that he took to his bed, at nine o'clock in the morning, after partaking of the Holy Communion, in the seventy-second year of his age and the forty-seventh of his reign.
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He was buried that same day, in Aachen Cathedral, although the cold weather and the nature of his illness made such a hurried burial unnecessary. The earliest surviving planctus, the Planctus de obitu Karoli, was composed by a monk of Bobbio, which he had patronised.[112] A later story, told by Otho of Lomello, Count of the Palace at Aachen in the time of Emperor Otto III, would claim that he and Otto had discovered Charlemagne's tomb: Charlemagne, they claimed, was seated upon a throne, wearing a crown and holding a sceptre, his flesh almost entirely incorrupt. In 1165, Emperor Frederick I re-opened the tomb again and placed the emperor in a sarcophagus beneath the floor of the cathedral.[113] In 1215 Emperor Frederick II re-interred him in a casket made of gold and silver known as the Karlsschrein.
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Charlemagne's death emotionally affected many of his subjects, particularly those of the literary clique who had surrounded him at Aachen. An anonymous monk of Bobbio lamented:[114]
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From the lands where the sun rises to western shores, people are crying and wailing ... the Franks, the Romans, all Christians, are stung with mourning and great worry ... the young and old, glorious nobles, all lament the loss of their Caesar ... the world laments the death of Charles ... O Christ, you who govern the heavenly host, grant a peaceful place to Charles in your kingdom. Alas for miserable me.
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Louis succeeded him as Charles had intended. He left a testament allocating his assets in 811 that was not updated prior to his death. He left most of his wealth to the Church, to be used for charity. His empire lasted only another generation in its entirety; its division, according to custom, between Louis's own sons after their father's death laid the foundation for the modern states of Germany and France.[115]
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The Carolingian king exercised the bannum, the right to rule and command. Under the Franks, it was a royal prerogative but could be delegated.[116] He had supreme jurisdiction in judicial matters, made legislation, led the army, and protected both the Church and the poor.[citation needed] His administration was an attempt to organise the kingdom, church and nobility around him. As an administrator, Charlemagne stands out for his many reforms: monetary, governmental, military, cultural and ecclesiastical. He is the main protagonist of the "Carolingian Renaissance".
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Charlemagne's success rested primarily on novel siege technologies and excellent logistics[117] rather than the long-claimed "cavalry revolution" led by Charles Martel in 730s. However, the stirrup, which made the "shock cavalry" lance charge possible, was not introduced to the Frankish kingdom until the late eighth century.[118]
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Horses were used extensively by the Frankish military because they provided a quick, long-distance method of transporting troops, which was critical to building and maintaining the large empire.[118]
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Charlemagne had an important role in determining Europe's immediate economic future. Pursuing his father's reforms, Charlemagne abolished the monetary system based on the gold sou. Instead, he and the Anglo-Saxon King Offa of Mercia took up Pippin's system for pragmatic reasons, notably a shortage of the metal.
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The gold shortage was a direct consequence of the conclusion of peace with Byzantium, which resulted in ceding Venice and Sicily to the East and losing their trade routes to Africa. The resulting standardisation economically harmonised and unified the complex array of currencies that had been in use at the commencement of his reign, thus simplifying trade and commerce.
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Charlemagne established a new standard, the livre carolinienne (from the Latin libra, the modern pound), which was based upon a pound of silver—a unit of both money and weight—worth 20 sous (from the Latin solidus [which was primarily an accounting device and never actually minted], the modern shilling) or 240 deniers (from the Latin denarius, the modern penny). During this period, the livre and the sou were counting units; only the denier was a coin of the realm.
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Charlemagne instituted principles for accounting practice by means of the Capitulare de villis of 802, which laid down strict rules for the way in which incomes and expenses were to be recorded.
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Charlemagne applied this system to much of the European continent, and Offa's standard was voluntarily adopted by much of England. After Charlemagne's death, continental coinage degraded, and most of Europe resorted to using the continued high-quality English coin until about 1100.
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Early in Charlemagne's rule he tacitly allowed Jews to monopolise money lending. At the time, lending of money for interest was proscribed in 814 because it violated Church law. Charlemagne introduced the Capitulary for the Jews, a prohibition on Jews engaging in money-lending due to the religious convictions of the majority of his constituents, in essence banning it across the board, a reversal of his earlier recorded general policy.[119] In addition to this broad change, Charlemagne also performed a significant number of microeconomic reforms, such as direct control of prices and levies on certain goods and commodities.
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His Capitulary for the Jews, however, was not representative of his overall economic relationship or attitude towards the Frankish Jews, and certainly not his earlier relationship with them, which evolved over his life. His personal physician, for example, was Jewish,[120] and he employed one Jew, Isaac, who was his personal representative to the Muslim caliphate of Baghdad.[121] Letters have been credited to him that invited Jews to settle in his kingdom.[122][123][124]
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Part of Charlemagne's success as a warrior, an administrator and ruler can be traced to his admiration for learning and education. His reign is often referred to as the Carolingian Renaissance because of the flowering of scholarship, literature, art and architecture that characterise it. Charlemagne came into contact with the culture and learning of other countries (especially Moorish Spain, Anglo-Saxon England,[125] and Lombard Italy) due to his vast conquests. He greatly increased the provision of monastic schools and scriptoria (centres for book-copying) in Francia.
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Charlemagne was a lover of books, sometimes having them read to him during meals. He was thought to enjoy the works of Augustine of Hippo.[126] His court played a key role in producing books that taught elementary Latin and different aspects of the church. It also played a part in creating a royal library that contained in-depth works on language and Christian faith.[127]
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Charlemagne encouraged clerics to translate Christian creeds and prayers into their respective vernaculars as well to teach grammar and music. Due to the increased interest of intellectual pursuits and the urging of their king, the monks accomplished so much copying that almost every manuscript from that time was preserved. At the same time, at the urging of their king, scholars were producing more secular books on many subjects, including history, poetry, art, music, law, theology, etc. Due to the increased number of titles, private libraries flourished. These were mainly supported by aristocrats and churchmen who could afford to sustain them. At Charlemagne's court, a library was founded and a number of copies of books were produced, to be distributed by Charlemagne.[128][11] Book production was completed slowly by hand and took place mainly in large monastic libraries. Books were so in demand during Charlemagne's time that these libraries lent out some books, but only if that borrower offered valuable collateral in return.[11]
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Most of the surviving works of classical Latin were copied and preserved by Carolingian scholars. Indeed, the earliest manuscripts available for many ancient texts are Carolingian. It is almost certain that a text which survived to the Carolingian age survives still.
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The pan-European nature of Charlemagne's influence is indicated by the origins of many of the men who worked for him: Alcuin, an Anglo-Saxon from York; Theodulf, a Visigoth, probably from Septimania; Paul the Deacon, Lombard; Italians Peter of Pisa and Paulinus of Aquileia; and Franks Angilbert, Angilram, Einhard and Waldo of Reichenau.
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Charlemagne promoted the liberal arts at court, ordering that his children and grandchildren be well-educated, and even studying himself (in a time when even leaders who promoted education did not take time to learn themselves) under the tutelage of Peter of Pisa, from whom he learned grammar; Alcuin, with whom he studied rhetoric, dialectic (logic), and astronomy (he was particularly interested in the movements of the stars); and Einhard, who tutored him in arithmetic.[129]
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His great scholarly failure, as Einhard relates, was his inability to write: when in his old age he attempted to learn—practising the formation of letters in his bed during his free time on books and wax tablets he hid under his pillow—"his effort came too late in life and achieved little success", and his ability to read—which Einhard is silent about, and which no contemporary source supports—has also been called into question.[129]
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In 800, Charlemagne enlarged the hostel at the Muristan in Jerusalem and added a library to it. He certainly had not been personally in Jerusalem.[130][131]
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Charlemagne expanded the reform Church's programme unlike his father, Pippin, and uncle, Carloman. The deepening of the spiritual life was later to be seen as central to public policy and royal governance. His reform focused on strengthening the church's power structure, improving clergy's skill and moral quality, standardising liturgical practices, improvements on the basic tenets of the faith and the rooting out of paganism. His authority extended over church and state. He could discipline clerics, control ecclesiastical property and define orthodox doctrine. Despite the harsh legislation and sudden change, he had developed support from clergy who approved his desire to deepen the piety and morals of his subjects.[132]
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In 809–810, Charlemagne called a church council in Aachen, which confirmed the unanimous belief in the West that the Holy Spirit proceeds from the Father and the Son (ex Patre Filioque) and sanctioned inclusion in the Nicene Creed of the phrase Filioque (and the Son). For this Charlemagne sought the approval of Pope Leo III. The Pope, while affirming the doctrine and approving its use in teaching, opposed its inclusion in the text of the Creed as adopted in the 381 First Council of Constantinople.[133] This spoke of the procession of the Holy Spirit from the Father, without adding phrases such as "and the Son", "through the Son", or "alone". Stressing his opposition, the Pope had the original text inscribed in Greek and Latin on two heavy shields that were displayed in Saint Peter's Basilica.[134][135][136]
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During Charles' reign, the Roman half uncial script and its cursive version, which had given rise to various continental minuscule scripts, were combined with features from the insular scripts in use in Irish and English monasteries. Carolingian minuscule was created partly under the patronage of Charlemagne. Alcuin, who ran the palace school and scriptorium at Aachen, was probably a chief influence.
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The revolutionary character of the Carolingian reform, however, can be over-emphasised; efforts at taming Merovingian and Germanic influence had been underway before Alcuin arrived at Aachen. The new minuscule was disseminated first from Aachen and later from the influential scriptorium at Tours, where Alcuin retired as an abbot.
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Charlemagne engaged in many reforms of Frankish governance while continuing many traditional practices, such as the division of the kingdom among sons.[137]
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In 806, Charlemagne first made provision for the traditional division of the empire on his death. For Charles the Younger he designated Austrasia and Neustria, Saxony, Burgundy and Thuringia. To Pippin, he gave Italy, Bavaria, and Swabia. Louis received Aquitaine, the Spanish March and Provence. The imperial title was not mentioned, which led to the suggestion that, at that particular time, Charlemagne regarded the title as an honorary achievement that held no hereditary significance.
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Pepin died in 810 and Charles in 811. Charlemagne then reconsidered the matter, and in 813, crowned his youngest son, Louis, co-emperor and co-King of the Franks, granting him a half-share of the empire and the rest upon Charlemagne's own death. The only part of the Empire that Louis was not promised was Italy, which Charlemagne specifically bestowed upon Pippin's illegitimate son Bernard.[138]
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Einhard tells in his twenty-fourth chapter:
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Charles was temperate in eating, and particularly so in drinking, for he abominated drunkenness in anybody, much more in himself and those of his household; but he could not easily abstain from food, and often complained that fasts injured his health. He very rarely gave entertainments, only on great feast-days, and then to large numbers of people. His meals ordinarily consisted of four courses, not counting the roast, which his huntsmen used to bring in on the spit; he was more fond of this than of any other dish. While at table, he listened to reading or music. The subjects of the readings were the stories and deeds of olden time: he was fond, too, of St. Augustine's books, and especially of the one titled "The City of God".[139]
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Charlemagne threw grand banquets and feasts for special occasions such as religious holidays and four of his weddings. When he was not working, he loved Christian books, horseback riding, swimming, bathing in natural hot springs with his friends and family, and hunting.[140] Franks were well known for horsemanship and hunting skills.[140] Charles was a light sleeper and would stay in his bed chambers for entire days at a time due to restless nights. During these days, he would not get out of bed when a quarrel occurred in his kingdom, instead summoning all members of the situation into his bedroom to be given orders. Einhard tells again in the twenty-fourth chapter: "In summer after the midday meal, he would eat some fruit, drain a single cup, put off his clothes and shoes, just as he did for the night, and rest for two or three hours. He was in the habit of awaking and rising from bed four or five times during the night."[140]
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Charlemagne probably spoke a Rhenish Franconian dialect.[141][142][143]
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He also spoke Latin and had at least some understanding of Greek, according to Einhard (Grecam vero melius intellegere quam pronuntiare poterat, "he could understand Greek better than he could speak it").[144]
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The largely fictional account of Charlemagne's Iberian campaigns by Pseudo-Turpin, written some three centuries after his death, gave rise to the legend that the king also spoke Arabic.[145]
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Charlemagne's personal appearance is known from a good description by Einhard after his death in the biography Vita Karoli Magni. Einhard states:[146]
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He was heavily built, sturdy, and of considerable stature, although not exceptionally so, since his height was seven times the length of his own foot. He had a round head, large and lively eyes, a slightly larger nose than usual, white but still attractive hair, a bright and cheerful expression, a short and fat neck, and he enjoyed good health, except for the fevers that affected him in the last few years of his life. Towards the end, he dragged one leg. Even then, he stubbornly did what he wanted and refused to listen to doctors, indeed he detested them, because they wanted to persuade him to stop eating roast meat, as was his wont, and to be content with boiled meat.
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The physical portrait provided by Einhard is confirmed by contemporary depictions such as coins and his 8-inch (20 cm) bronze statuette kept in the Louvre. In 1861, Charlemagne's tomb was opened by scientists who reconstructed his skeleton and estimated it to be measured 1.95 metres (6 ft 5 in).[147] An estimate of his height from an X-ray and CT scan of his tibia performed in 2010 is 1.84 metres (6 ft 0 in). This puts him in the 99th percentile of height for his period, given that average male height of his time was 1.69 metres (5 ft 7 in). The width of the bone suggested he was gracile in body build.[148]
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Charlemagne wore the traditional costume of the Frankish people, described by Einhard thus:[149]
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He used to wear the national, that is to say, the Frank, dress—next his skin a linen shirt and linen breeches, and above these a tunic fringed with silk; while hose fastened by bands covered his lower limbs, and shoes his feet, and he protected his shoulders and chest in winter by a close-fitting coat of otter or marten skins.
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He wore a blue cloak and always carried a sword typically of a golden or silver hilt. He wore intricately jeweled swords to banquets or ambassadorial receptions. Nevertheless:[149]
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He despised foreign costumes, however handsome, and never allowed himself to be robed in them, except twice in Rome, when he donned the Roman tunic, chlamys, and shoes; the first time at the request of Pope Hadrian, the second to gratify Leo, Hadrian's successor.
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On great feast days, he wore embroidery and jewels on his clothing and shoes. He had a golden buckle for his cloak on such occasions and would appear with his great diadem, but he despised such apparel according to Einhard, and usually dressed like the common people.[149]
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Charlemagne had residences across his kingdom, including numerous private estates that were governed in accordance with the Capitulare de villis. A 9th-century document detailing the inventory of an estate at Asnapium listed amounts of livestock, plants and vegetables and kitchenware including cauldrons, drinking cups, brass kettles and firewood. The manor contained seventeen houses built inside the courtyard for nobles and family members and was separated from its supporting villas.[150]
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Charlemagne was revered as a saint in the Holy Roman Empire and some other locations after the twelfth century. The Apostolic See did not recognise his invalid canonisation by Antipope Paschal III, done to gain the favour of Frederick Barbarossa in 1165. The Apostolic See annulled all of Paschal's ordinances at the Third Lateran Council in 1179.[151] He is not enumerated among the 28 saints named "Charles" in the Roman Martyrology.[152] His beatification has been acknowledged as cultus confirmed and is celebrated on 28 January.[151][153]
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Charlemagne had a sustained impact on European culture. The author of the Visio Karoli Magni written around 865 uses facts gathered apparently from Einhard and his own observations on the decline of Charlemagne's family after the dissensions war (840–43) as the basis for a visionary tale of Charles' meeting with a prophetic spectre in a dream.
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Charlemagne was a model knight as one of the Nine Worthies who enjoyed an important legacy in European culture. One of the great medieval literary cycles, the Charlemagne cycle or the Matter of France, centres on his deeds—the Emperor with the Flowing Beard of Roland fame—and his historical commander of the border with Brittany, Roland, and the 12 paladins. These are analogous to, and inspired the myth of, the Knights of the Round Table of King Arthur's court.[154] Their tales constitute the first chansons de geste.
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In the 12th century, Geoffrey of Monmouth based his stories of Arthur largely on stories of Charlemagne.[155] During the Hundred Years' War in the 14th century, there was considerable cultural conflict in England, where the Norman rulers were aware of their French roots and identified with Charlemagne, Anglo-Saxon natives felt more affinity for Arthur, whose own legends were relatively primitive. Therefore, storytellers in England adapted legends of Charlemagne and his 12 Peers to the Arthurian tales.[156]
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In the Divine Comedy, the spirit of Charlemagne appears to Dante in the Heaven of Mars, among the other "warriors of the faith".[157]
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Charlemagne's capitularies were quoted by Pope Benedict XIV in his apostolic constitution 'Providas' against freemasonry: "For in no way are we able to understand how they can be faithful to us, who have shown themselves unfaithful to God and disobedient to their Priests".[158]
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Charlemagne appears in Adelchi, the second tragedy by Italian writer Alessandro Manzoni, first published in 1822.[159]
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In 1867, an equestrian statue of Charlemagne was made by Louis Jehotte and was inaugurated in 1868 on the Boulevard d'Avroy in Liège. In the niches of the neo-roman pedestal are six statues of Charlemagne's ancestors (Sainte Begge, Pépin de Herstal, Charles Martel, Bertrude, Pépin de Landen and Pépin le Bref).
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The North Wall Frieze in the courtroom of the Supreme Court of the United States depicts Charlemagne as a legal reformer.[160]
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The city of Aachen has, since 1949, awarded an international prize (called the Karlspreis der Stadt Aachen) in honour of Charlemagne. It is awarded annually to "personages of merit who have promoted the idea of western unity by their political, economic and literary endeavours."[161] Winners of the prize include Richard von Coudenhove-Kalergi, the founder of the pan-European movement, Alcide De Gasperi, and Winston Churchill.
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In its national anthem, "El Gran Carlemany", the nation of Andorra credits Charlemagne with its independence.
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In 1964, young French singer France Gall released the hit song "Sacré Charlemagne" in which the lyrics blame the great king for imposing the burden of compulsory education on French children.
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Charlemagne is quoted by Dr Henry Jones, Sr. in Indiana Jones and the Last Crusade. After using his umbrella to induce a flock of seagulls to smash through the glass cockpit of a pursuing German fighter plane, Henry Jones remarks, "I suddenly remembered my Charlemagne: 'Let my armies be the rocks and the trees and the birds in the sky.'" Despite the quote's popularity since the movie, there is no evidence that Charlemagne actually said this.[162]
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The Economist features a weekly column entitled "Charlemagne", focusing generally on European affairs and, more usually and specifically, on the European Union and its politics.[163]
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Actor and singer Christopher Lee's symphonic metal concept album Charlemagne: By the Sword and the Cross[164] and its heavy metal follow-up Charlemagne: The Omens of Death feature the events of Charlemagne's life.[165]
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A 2010 episode of QI discussed the mathematics completed by Mark Humphrys[166] that calculated that all modern Europeans are highly likely to share Charlemagne as a common ancestor (see most recent common ancestor).
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In April 2014, on the occasion of the 1200th anniversary of Charlemagne's death, public art Mein Karl by Ottmar Hörl at Katschhof place was installed between city hall and the Aachen cathedral, displaying 500 Charlemagne statues.[167]
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In the video game Age of Empires II, Charlemagne featured as a throwing axeman.
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Inauguration of the statue of Charlemagne, Liège, 26 July 1868
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Art installation Mein Karl by Ottmar Hörl on Katschhof place of Aachen
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Stained-glass of Charlemagne sitting on his throne in the railway station of Metz, representing the imperial protection over Metz during the German annexation of the city
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Statue of Charlemagne near Notre-Dame Cathedral, Paris
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Charles Perrault (/pɛˈroʊ/ perr-OH, also US: /pəˈroʊ/ pə-ROH, French: [ʃaʁl pɛʁo]; 12 January 1628 – 16 May 1703) was a French author and member of the Académie Française. He laid the foundations for a new literary genre, the fairy tale, with his works derived from earlier folk tales, published in his 1697 book Histoires ou contes du temps passé. The best known of his tales include Le Petit Chaperon Rouge (Little Red Riding Hood), Cendrillon (Cinderella), Le Chat Botté (Puss in Boots), La Belle au bois Dormant (The Sleeping Beauty) and Barbe Bleue (Bluebeard).[1]
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Some of Perrault's versions of old stories influenced the German versions published by the Brothers Grimm more than 100 years later. The stories continue to be printed and have been adapted to opera, ballet, theatre, and film. Perrault was an influential figure in the 17th-century French literary scene, and was the leader of the Modern faction during the Quarrel of the Ancients and the Moderns.[2]
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Perrault was born in Paris to a wealthy bourgeois family, the seventh child of Pierre Perrault and Paquette Le Clerc. He attended very good schools and studied law before embarking on a career in government service, following in the footsteps of his father and elder brother Jean.[citation needed]
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He took part in the creation of the Academy of Sciences as well as the restoration of the Academy of Painting. In 1654, he moved in with his brother Pierre, who had purchased the position of chief tax collector of the city of Paris. When the Academy of Inscriptions and Belles-Lettres was founded in 1663, Perrault was appointed its secretary and served under Jean Baptiste Colbert, finance minister to King Louis XIV.[3] Jean Chapelain, Amable de Bourzeys, and Jacques Cassagne (the King's librarian) were also appointed.[citation needed]
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Using his influence as Colbert's administrative aide, in April 1667 he was able to get his brother, Claude Perrault, appointed to a committee of three, the Petit Conseil, also including Louis Le Vau and Charles Le Brun, who designed the new section of the Louvre, the Colonnade, built between 1667 and 1674, to be overseen by Colbert.[4] The design was chosen over designs by Gian Lorenzo Bernini (with whom, as Perrault recounts in his Memoirs, he had stormy relations while the Italian artist was in residence at Louis's court in 1665) and François Mansart.[5] One of the factors leading to this choice included the fear of high costs, and second was the personal antagonism between Bernini and leading members of Louis' court, including Colbert and Perrault; King Louis himself maintained a public air of benevolence towards Bernini, ordering the issuing of a royal bronze portrait medal in honor of the artist in 1674.[6] As Perrault further describes in his Memoirs, however, the king harbored private resentment at Bernini's displays of arrogance. The king was so displeased with Bernini's equestrian statue of him that he ordered it to be destroyed; however, his courtiers prevailed upon him to have it redone instead, with a head depicting the Roman hero Marcus Curtius.[7]
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In 1668, Perrault wrote La Peinture (Painting) to honor the king's first painter, Charles Le Brun. He also wrote Courses de tetes et de bague (Head and Ring Races, 1670), written to commemorate the 1662 celebrations staged by Louis for his mistress, Louise-Françoise de La Baume le Blanc, duchesse de La Vallière.[citation needed]
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Perrault was elected to the Académie française in 1671.[citation needed]
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He married Marie Guichon, age 19, in 1672; she died in 1678.[citation needed]
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In 1669 Perrault advised Louis XIV to include thirty-nine fountains each representing one of the fables of Aesop in the labyrinth of Versailles in the gardens of Versailles. The work was carried out between 1672 and 1677. Water jets spurting from the animals' mouths were conceived to give the impression of speech between the creatures. There was a plaque with a caption and a quatrain written by the poet Isaac de Benserade next to each fountain. Perrault produced the guidebook for the labyrinth, Labyrinte de Versailles, printed at the royal press, Paris, in 1677, and illustrated by Sebastien le Clerc.[9]
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Philippe Quinault, a longtime family friend of the Perraults, quickly gained a reputation as the librettist for the new musical genre known as opera, collaborating with composer Jean-Baptiste Lully. After Alceste (1674) was denounced by traditionalists who rejected it for deviating from classical theater, Perrault wrote in response Critique de l'Opéra (1674) in which he praised the merits of Alceste over the tragedy of the same name by Euripides.[10][citation needed]
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This treatise on Alceste initiated the Quarrel of the Ancients and the Moderns (Querelle des Anciens et des Modernes), which pitted supporters of the literature of Antiquity (the "Ancients") against supporters of the literature from the century of Louis XIV (the "Moderns"). He was on the side of the Moderns and wrote Le Siècle de Louis le Grand (The Century of Louis the Great, 1687) and Parallèle des Anciens et des Modernes (Parallel between Ancients and Moderns, 1688–1692) where he attempted to prove the superiority of the literature of his century. Le Siècle de Louis le Grand was written in celebration of Louis XIV's recovery from a life-threatening operation. Perrault argued that because of Louis's enlightened rule, the present age was superior in every respect to ancient times. He also claimed that even modern French literature was superior to the works of antiquity, and that, after all, even Homer nods.[citation needed]
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In 1682, Colbert forced Perrault into retirement at the age of 56, assigning his tasks
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to his own son, Jules-Armand, marquis d'Ormoy. Colbert would die the next year, and Perrault stopped receiving the pension given to him as a writer. Colbert's bitter rival succeeded him, François-Michel le Tellier, Marquis de Louvois, and quickly removed Perrault from his other appointments.[citation needed]
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After this, in 1686, Perrault decided to write epic poetry and show his genuine devotion to Christianity, writing Saint Paulin, évêque de Nôle (St. Paulinus, Bishop of Nola, about Paulinus of Nola). Just like Jean Chapelain's La Pucelle, ou la France délivrée, an epic poem about Joan of Arc, Perrault became a target of mockery from Nicolas Boileau-Despréaux.[citation needed]
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Charles Perrault died in Paris in 1703 at the age of 75.[citation needed] On 12 January 2016 Google honoured him with a doodle by artist Sophie Diao depicting characters from the Tales of Mother Goose (Histoires ou contes du temps passé).[11]
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In 1695, when he was 67, Perrault lost his position as secretary and decided to dedicate himself to his children. In 1697 he published Tales and Stories of the Past with Morals (Histoires ou Contes du Temps passé), subtitled Tales of Mother Goose (Les Contes de ma Mère l'Oye). (The spelling of the name is with "y" although modern French uses only an "i".) This "Mother Goose" has never been identified as a person, but used to refer to popular and rural storytelling traditions in proverbial phrases of the time. (Source : Dictionnaire de l'Académie, 1694, quoted by Nathalie Froloff in her edition of the Tales (Gallimard, Folio, Paris, 1999.- p. 10).[12]) These tales, based on European popular tradition and often translated from originals by the Brothers Grimm, became very popular in France. Of all his abundant literary production in verse and in prose (odes, epic poetry, essays, etc.) these little stories for children are the only works still read today, and he is often credited as the founder of the modern fairy tale genre.[13] Naturally, his work reflects awareness of earlier fairy tales written in the salons, most notably by Marie-Catherine Le Jumel de Barneville, Baroness d'Aulnoy, who coined the phrase "fairy tale" and wrote tales as early as 1690.[14][15]
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Some of his popular stories, particularly Cinderella[16] and The Sleeping Beauty, are still commonly told similar to the way Perrault had written them, while others have been revised over the years. For example, some versions of Sleeping Beauty published today are based partially on a Brothers Grimm tale, "Little Briar Rose“, a modified version of the Perrault story,[17] but the Disney version is true to the original Perrault tale.
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Perrault had written Little Red Riding Hood as a warning to readers about men preying on young girls walking through the forest. He concludes his fairy tale with a moral, cautioning women and young girls about the dangers of trusting men. He states, "Watch out if you haven’t learned that tame wolves/ Are the most dangerous of all".[18] Perrault warns the readers about the manipulation and false appearances some men portray: "I say Wolf, for all wolves are not of the same sort; there is one kind with an amenable disposition – neither noisy, nor hateful, nor angry, but tame, obliging and gentle, following the young maids in the streets, even into their homes. Alas! Who does not know that these gentle wolves are of all such creatures the most dangerous!"[19] Indeed, the girl gets into bed with the wolf and is devoured. There is no happy ending as in most current versions of the story.[20]
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He had actually published his collection under the name of his last son (born in 1678), Pierre (Perrault) Darmancourt ("Armancourt" being the name of a property he bought for him), probably fearful of criticism from the "Ancients".[21] In the tales, he used images from around him, such as the Chateau Ussé for The Sleeping Beauty, and the Marquis of the Château d'Oiron as the model for the Marquis de Carabas in Puss in Boots. He ornamented his folktale subject matter with details, asides and subtext drawn from the world of fashion. Following up on these tales, he translated the Fabulae Centum (100 Fables) of the Latin poet Gabriele Faerno into French verse in 1699.[22]
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Charles Perrault (/pɛˈroʊ/ perr-OH, also US: /pəˈroʊ/ pə-ROH, French: [ʃaʁl pɛʁo]; 12 January 1628 – 16 May 1703) was a French author and member of the Académie Française. He laid the foundations for a new literary genre, the fairy tale, with his works derived from earlier folk tales, published in his 1697 book Histoires ou contes du temps passé. The best known of his tales include Le Petit Chaperon Rouge (Little Red Riding Hood), Cendrillon (Cinderella), Le Chat Botté (Puss in Boots), La Belle au bois Dormant (The Sleeping Beauty) and Barbe Bleue (Bluebeard).[1]
|
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+
|
5 |
+
Some of Perrault's versions of old stories influenced the German versions published by the Brothers Grimm more than 100 years later. The stories continue to be printed and have been adapted to opera, ballet, theatre, and film. Perrault was an influential figure in the 17th-century French literary scene, and was the leader of the Modern faction during the Quarrel of the Ancients and the Moderns.[2]
|
6 |
+
|
7 |
+
Perrault was born in Paris to a wealthy bourgeois family, the seventh child of Pierre Perrault and Paquette Le Clerc. He attended very good schools and studied law before embarking on a career in government service, following in the footsteps of his father and elder brother Jean.[citation needed]
|
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+
|
9 |
+
He took part in the creation of the Academy of Sciences as well as the restoration of the Academy of Painting. In 1654, he moved in with his brother Pierre, who had purchased the position of chief tax collector of the city of Paris. When the Academy of Inscriptions and Belles-Lettres was founded in 1663, Perrault was appointed its secretary and served under Jean Baptiste Colbert, finance minister to King Louis XIV.[3] Jean Chapelain, Amable de Bourzeys, and Jacques Cassagne (the King's librarian) were also appointed.[citation needed]
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Using his influence as Colbert's administrative aide, in April 1667 he was able to get his brother, Claude Perrault, appointed to a committee of three, the Petit Conseil, also including Louis Le Vau and Charles Le Brun, who designed the new section of the Louvre, the Colonnade, built between 1667 and 1674, to be overseen by Colbert.[4] The design was chosen over designs by Gian Lorenzo Bernini (with whom, as Perrault recounts in his Memoirs, he had stormy relations while the Italian artist was in residence at Louis's court in 1665) and François Mansart.[5] One of the factors leading to this choice included the fear of high costs, and second was the personal antagonism between Bernini and leading members of Louis' court, including Colbert and Perrault; King Louis himself maintained a public air of benevolence towards Bernini, ordering the issuing of a royal bronze portrait medal in honor of the artist in 1674.[6] As Perrault further describes in his Memoirs, however, the king harbored private resentment at Bernini's displays of arrogance. The king was so displeased with Bernini's equestrian statue of him that he ordered it to be destroyed; however, his courtiers prevailed upon him to have it redone instead, with a head depicting the Roman hero Marcus Curtius.[7]
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In 1668, Perrault wrote La Peinture (Painting) to honor the king's first painter, Charles Le Brun. He also wrote Courses de tetes et de bague (Head and Ring Races, 1670), written to commemorate the 1662 celebrations staged by Louis for his mistress, Louise-Françoise de La Baume le Blanc, duchesse de La Vallière.[citation needed]
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Perrault was elected to the Académie française in 1671.[citation needed]
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He married Marie Guichon, age 19, in 1672; she died in 1678.[citation needed]
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In 1669 Perrault advised Louis XIV to include thirty-nine fountains each representing one of the fables of Aesop in the labyrinth of Versailles in the gardens of Versailles. The work was carried out between 1672 and 1677. Water jets spurting from the animals' mouths were conceived to give the impression of speech between the creatures. There was a plaque with a caption and a quatrain written by the poet Isaac de Benserade next to each fountain. Perrault produced the guidebook for the labyrinth, Labyrinte de Versailles, printed at the royal press, Paris, in 1677, and illustrated by Sebastien le Clerc.[9]
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Philippe Quinault, a longtime family friend of the Perraults, quickly gained a reputation as the librettist for the new musical genre known as opera, collaborating with composer Jean-Baptiste Lully. After Alceste (1674) was denounced by traditionalists who rejected it for deviating from classical theater, Perrault wrote in response Critique de l'Opéra (1674) in which he praised the merits of Alceste over the tragedy of the same name by Euripides.[10][citation needed]
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This treatise on Alceste initiated the Quarrel of the Ancients and the Moderns (Querelle des Anciens et des Modernes), which pitted supporters of the literature of Antiquity (the "Ancients") against supporters of the literature from the century of Louis XIV (the "Moderns"). He was on the side of the Moderns and wrote Le Siècle de Louis le Grand (The Century of Louis the Great, 1687) and Parallèle des Anciens et des Modernes (Parallel between Ancients and Moderns, 1688–1692) where he attempted to prove the superiority of the literature of his century. Le Siècle de Louis le Grand was written in celebration of Louis XIV's recovery from a life-threatening operation. Perrault argued that because of Louis's enlightened rule, the present age was superior in every respect to ancient times. He also claimed that even modern French literature was superior to the works of antiquity, and that, after all, even Homer nods.[citation needed]
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In 1682, Colbert forced Perrault into retirement at the age of 56, assigning his tasks
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to his own son, Jules-Armand, marquis d'Ormoy. Colbert would die the next year, and Perrault stopped receiving the pension given to him as a writer. Colbert's bitter rival succeeded him, François-Michel le Tellier, Marquis de Louvois, and quickly removed Perrault from his other appointments.[citation needed]
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After this, in 1686, Perrault decided to write epic poetry and show his genuine devotion to Christianity, writing Saint Paulin, évêque de Nôle (St. Paulinus, Bishop of Nola, about Paulinus of Nola). Just like Jean Chapelain's La Pucelle, ou la France délivrée, an epic poem about Joan of Arc, Perrault became a target of mockery from Nicolas Boileau-Despréaux.[citation needed]
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Charles Perrault died in Paris in 1703 at the age of 75.[citation needed] On 12 January 2016 Google honoured him with a doodle by artist Sophie Diao depicting characters from the Tales of Mother Goose (Histoires ou contes du temps passé).[11]
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In 1695, when he was 67, Perrault lost his position as secretary and decided to dedicate himself to his children. In 1697 he published Tales and Stories of the Past with Morals (Histoires ou Contes du Temps passé), subtitled Tales of Mother Goose (Les Contes de ma Mère l'Oye). (The spelling of the name is with "y" although modern French uses only an "i".) This "Mother Goose" has never been identified as a person, but used to refer to popular and rural storytelling traditions in proverbial phrases of the time. (Source : Dictionnaire de l'Académie, 1694, quoted by Nathalie Froloff in her edition of the Tales (Gallimard, Folio, Paris, 1999.- p. 10).[12]) These tales, based on European popular tradition and often translated from originals by the Brothers Grimm, became very popular in France. Of all his abundant literary production in verse and in prose (odes, epic poetry, essays, etc.) these little stories for children are the only works still read today, and he is often credited as the founder of the modern fairy tale genre.[13] Naturally, his work reflects awareness of earlier fairy tales written in the salons, most notably by Marie-Catherine Le Jumel de Barneville, Baroness d'Aulnoy, who coined the phrase "fairy tale" and wrote tales as early as 1690.[14][15]
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Some of his popular stories, particularly Cinderella[16] and The Sleeping Beauty, are still commonly told similar to the way Perrault had written them, while others have been revised over the years. For example, some versions of Sleeping Beauty published today are based partially on a Brothers Grimm tale, "Little Briar Rose“, a modified version of the Perrault story,[17] but the Disney version is true to the original Perrault tale.
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Perrault had written Little Red Riding Hood as a warning to readers about men preying on young girls walking through the forest. He concludes his fairy tale with a moral, cautioning women and young girls about the dangers of trusting men. He states, "Watch out if you haven’t learned that tame wolves/ Are the most dangerous of all".[18] Perrault warns the readers about the manipulation and false appearances some men portray: "I say Wolf, for all wolves are not of the same sort; there is one kind with an amenable disposition – neither noisy, nor hateful, nor angry, but tame, obliging and gentle, following the young maids in the streets, even into their homes. Alas! Who does not know that these gentle wolves are of all such creatures the most dangerous!"[19] Indeed, the girl gets into bed with the wolf and is devoured. There is no happy ending as in most current versions of the story.[20]
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He had actually published his collection under the name of his last son (born in 1678), Pierre (Perrault) Darmancourt ("Armancourt" being the name of a property he bought for him), probably fearful of criticism from the "Ancients".[21] In the tales, he used images from around him, such as the Chateau Ussé for The Sleeping Beauty, and the Marquis of the Château d'Oiron as the model for the Marquis de Carabas in Puss in Boots. He ornamented his folktale subject matter with details, asides and subtext drawn from the world of fashion. Following up on these tales, he translated the Fabulae Centum (100 Fables) of the Latin poet Gabriele Faerno into French verse in 1699.[22]
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Charleroi (UK: /ˈʃɑːrlə.rwʌ/, US: /-rɔɪ, -rwɑː/,[2][3] French: [ʃaʁləʁwa]; Walloon: Tchålerwè [tʃɑːlɛʀwɛ]) is a city and a municipality of Wallonia, located in the province of Hainaut, Belgium. By January 1, 2008, the total population of Charleroi was 201,593.[4] The metropolitan area, including the outer commuter zone, covers an area of 1,462 square kilometres (564 sq mi) with a total population of 522,522 by January 1, 2008, ranking it as the 5th most populous in Belgium after Brussels, Antwerp, Liège, and Ghent.[4][5] The inhabitants are called Carolorégiens or simply Carolos.
|
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The municipality of Charleroi straddles both banks of the river Sambre in an area marked by industrial activities (coal mining and steel industry), which has been nicknamed the Pays Noir ("Black Country"), part of the larger sillon industriel. Even though most of the factories have closed since the 1950s, the landscape remains dotted with spoil tips and old industrial buildings.
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Charleroi lies around 50 kilometres (31 mi) south of Brussels.
|
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The municipality comprises:
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and the following former municipalities, merged into Charleroi in 1977:
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Neighboring municipalities:
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Similar to the rest of Belgium Charleroi has an oceanic climate as a result of the Gulf Stream influence warming winters, while also moderating summer warmth in spite of its inland position.
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The Charleroi area was already settled in the prehistoric period, with traces of metallurgical and commercial activities along the Sambre. Several public buildings, temples and villas were built in the area in the Roman period. Burial places, with jewels and weapons, have been found. The first written mention of a place called Charnoy dates from a 9th-century offering in the Lobbes abbey, which lists various neighboring towns and related tithe duties. During the Middle Ages, Charnoy was one of the many small hamlets in the area, with no more than about 50 inhabitants, part of the County of Namur.
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Spanish territorial losses in the 1659 Treaty of the Pyrenees left a gap between the key fortresses of Mons and Namur; to fill this, Francisco Castel Rodrigo, then Governor of the Spanish Netherlands, expropriated land around Charnoy to build a fortress near the Sambre. In September 1666, it was renamed Charle-roi, or King Charles, in honour of five-year-old Charles II of Spain; the chronogram FVNDATVR CAROLOREGIVM (MDCLVVVI) can be found in the register of the parish of Charnoy.[7]
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Construction had only just begun when the War of Devolution with France began in 1667, and the Spanish withdrew. France retained the town under the 1668 Treaty of Aix-la-Chapelle, and its fortifications were completed by Vauban. A bridge was built over the Sambre, connecting the Ville Haute and Ville Basse, with incentives offered to persuade people to settle there. The French relinquished control in 1678, and although it changed hands several times over the next 50 years, the town remained part of the Netherlands until the foundation of modern Belgium.[8]
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Shortly after its foundation, the new city was in turn besieged by the Dutch, ceded to the Spanish in 1678 (Treaty of Nijmegen), taken by the French in 1693, ceded again to the Spanish in 1698 (Treaty of Rijswijk), then taken by the French, the Dutch and the Austrians in 1714 (Treaty of Baden). The French Prince of Conti took the city again in 1745, but it was ceded back to Austria in 1748, beginning a period of prosperity under Joseph II. Glass, steel and coal industries, which had already sprung up a century earlier, could now flourish.
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Trouble began again in 1790, the year of the civil uprising that eventually led to the United States of Belgium. The Austrians occupied the city, were forced out by the French after the Battle of Jemappes on November 6, 1792, and took it back again four months later. On June 12, 1794, the French revolutionary Army of Sambre-et-Meuse under the command of Jean-Baptiste Jourdan, invested Charleroi and won a decisive victory in the ensuing Battle of Fleurus. The city took the revolutionary name of Libre-sur-Sambre until 1800. After France's defeat in 1814, the whole area was annexed to the Netherlands, and new walls were built around the city. Napoleon stayed in Charleroi for a couple of days in June 1815, just before the Battle of Waterloo.
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The Belgian Revolution of 1830 gave the area its freedom from the Netherlands and ushered in a new era of prosperity, still based mostly on glass, metallurgy and coal, hence the area’s name, Pays Noir ("Black Country"). After the Industrial Revolution, Charleroi benefited from the increased use of coke in the metallurgical industry. People from across Europe were attracted by the economic opportunities, and the population grew rapidly.
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Following the Industrial revolution in Wallonia, Charleroi from the 1850s–1860s became one of the most important places where labor strikes broke out. In 1886, 12 strikers were killed by the Belgian army in Roux. In the 1880s, miners in Hainaut were recruited by the Dominion Coal Company in Glace Bay, Nova Scotia.[9] These miners were anxious to flee the repression following bloody strikes and riots in Liège and Charleroi[10] during the Walloon Jacquerie of 1886. Walloon miners from Charleroi also emigrated to Alberta, Canada.[11] The working men of Charleroi always played an important role in Belgian general strikes and particularly during the Belgian general strike of 1936, the General strike against Leopold III of Belgium and the 1960-1961 Winter General Strike.
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By 1871, the fortified walls around the city were completely torn down.
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Heavy fighting took place during World War I due to the city's strategic location on the Sambre. The city was badly damaged with further destruction only being prevented by a treaty agreed with the German forces which required the payment of 10 million Belgian Francs, foodstuffs, vehicles and armaments.[12] Spirou magazine which featured the popular cartoon characters Lucky Luke and the Smurfs was launched by the publishing company Éditions Dupuis in 1938.[13] After World War II, Charleroi witnessed a general decline of its heavy industry.[14] Following the merger with several surrounding municipalities in 1977, the city as of 2013[update] ranks as the largest city in Wallonia and the 4th largest in Belgium.
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The Socialist Party (Parti Socialiste or PS) has had a stronghold in Charleroi for some time. However, in October 2006, mayor Jacques Van Gompel of the PS was jailed on fraud and forgery charges.[15] Léon Casaert, also of the PS, became the new mayor, elected by PS, MR and cdH majorities. The MR resigned from the coalition just before the 2007 general election, citing official charges of corruption leveled against a PS alderman in Charleroi.[16] After the 2007 general election, the PS placed the Charleroi local party section under full supervision of Paul Magnette, with the city executive resigning.[17] Mayor Casaert was charged with fraud on June 18, 2007, but would only step down after a new city executive had been formed.[18]
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In April 2010, the director of technical services of Charleroi, Henri Stassens, was convicted in court of fraud and corruption.[19]
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(*)Under the local list name "C+"
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(**)Under alternative name
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The municipality contains an industrial area for electrical engineering and the production of iron, steel, glass and chemicals. Charleroi is in the center of a coal basin. Even so, due to the widespread loss in industrial power in the area since the 1970s, the area suffered some of the highest unemployment and poverty rates in Europe for most of the 1980s and 1990s. However, from the early 2000s, the overall economy of the area has diversified to include health care, transportation and telecommunications. Nevertheless, the poverty rates are still significant.
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Charleroi is Belgium's biggest city without having its own university. Since 1966, the University of Louvain is implemented in Charleroi, with three faculties, on its UCLouvain Charleroi campus based in the city center and in Montignies-sur-Sambre, including the Louvain School of Management and, more recently, the Louvain School of Engineering, organising Bachelor's and Master's degrees, and research. Other universities have since started operations in Charleroi, including the Universities of Namur, Mons and the Université libre de Bruxelles.
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Secondary schools include:[22]
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The Brussels South Charleroi Airport in Gosselies, 7 km (4.3 mi) north of the center, opened in 1919 as a flight school.[23] Later, it housed the Fairey aircraft-factory building.[24]
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Gosselies is now used as an alternate airport for Brussels. Low-cost carrier Ryanair is the largest airline to provide service there; others include Wizz Air, Jetairfly. Seasonal holiday charters also use the airport.
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A new terminal opened in January 2008,[25] replacing a much smaller building which had exceeded capacity.
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Brussels is 47 km (29 mi) north of Charleroi Airport.
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Charleroi is connected by train to other Belgian major cities through the main Charleroi-South railway station. The city also has a secondary railway station, Charleroi-West,[7] on the Charleroi-to-Ottignies line.
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Public transport is provided by TEC (Transport En Commun), the Walloon public transport service. The greater Charleroi region is served by bus lines and a light-rail Metro system, (Métro Léger de Charleroi). Part of the latter is famous for incorporating one of the few remnants of the Vicinal, the former Belgian national tramway network.
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The TEC Light Rail Métro is equally famous for the parts of the system which were never built, partially built or fully completed but not opened. It was planned in the 1960s as a 48 km (30 mi.) light-rail network, operating on the heavy rail metro infrastructure, consisting of eight branch lines radiating from a central loop downtown.[26] However, only one line (to Petria), part of another line (to Gilly) and three-quarters of the loop were actually built and opened to traffic, all from 1976 to 1996. Another branch line toward the suburb of Châtelet (Châtelineau) was almost fully built, to the extent of installing power cables, escalators and still-working electric signals in the first three stations[27] but was never opened as passenger numbers would be too low to economically justify the extra staff. The high costs of construction, a decline in Charleroi's traditional "smokestack" industries and questioning of the scope of the whole project in proportion to the actual demand for it are cited as reasons for the original plan's becoming unfulfilled.
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The central loop and the Gilly branch as far as Soleilmont were completed in 2012, with funds from the European Investment Bank.[28] The Gosselies branch opened as a street-level tramline in 2013. There are no plans to open any part of the Châtelet branch.[29]
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During the 1990s, Charleroi was notorious for some violence due to its high poverty and unemployment rates.[30]
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Marc Dutroux, nicknamed "the Monster", lived in Marcinelle, a suburb of Charleroi.[31] On 6 August 2016, a man attacked two policewomen with a machete.[32]
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Charleroi is home to a number of champion teams in various sports. Spirou Charleroi in basketball has been an eight-times winner in the Basketball League Belgium. La Villette Charleroi in table tennis is the most successful club in the Champions League with five titles and has been the Belgian champion multiple times. Action 21 Charleroi in futsal has won one UEFA Futsal Cup and nine titles in the Belgian Division 1. In football, Royal Charleroi SC and ROC Charleroi have finished second in the Belgian Pro League. The 30,000-capacity Stade du Pays de Charleroi was a venue at UEFA Euro 2000.[33]
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- Media related to Charleroi at Wikimedia Commons
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Sir Charles Spencer Chaplin KBE (16 April 1889 – 25 December 1977) was an English comic actor, filmmaker, and composer who rose to fame in the era of silent film. He became a worldwide icon through his screen persona, "The Tramp", and is considered one of the most important figures in the history of the film industry. His career spanned more than 75 years, from childhood in the Victorian era until a year before his death in 1977, and encompassed both adulation and controversy.
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Chaplin's childhood in London was one of poverty and hardship, as his father was absent and his mother struggled financially, and he was sent to a workhouse twice before the age of nine. When he was 14, his mother was committed to a mental asylum. Chaplin began performing at an early age, touring music halls and later working as a stage actor and comedian. At 19, he was signed to the prestigious Fred Karno company, which took him to America. He was scouted for the film industry and began appearing in 1914 for Keystone Studios. He soon developed the Tramp persona and formed a large fan base. He directed his own films and continued to hone his craft as he moved to the Essanay, Mutual, and First National corporations. By 1918, he was one of the best-known figures in the world.
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In 1919, Chaplin co-founded the distribution company United Artists, which gave him complete control over his films. His first feature-length film was The Kid (1921), followed by A Woman of Paris (1923), The Gold Rush (1925), and The Circus (1928). He initially refused to move to sound films in the 1930s, instead producing City Lights (1931) and Modern Times (1936) without dialogue. He became increasingly political, and his first sound film was The Great Dictator (1940), which satirised Adolf Hitler. The 1940s were a decade marked with controversy for Chaplin, and his popularity declined rapidly. He was accused of communist sympathies, and some members of the press and public found his involvement in a paternity suit, and marriages to much younger women, scandalous. An FBI investigation was opened, and Chaplin was forced to leave the United States and settle in Switzerland. He abandoned the Tramp in his later films, which include Monsieur Verdoux (1947), Limelight (1952), A King in New York (1957), and A Countess from Hong Kong (1967).
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Chaplin wrote, directed, produced, edited, starred in, and composed the music for most of his films. He was a perfectionist, and his financial independence enabled him to spend years on the development and production of a picture. His films are characterised by slapstick combined with pathos, typified in the Tramp's struggles against adversity. Many contain social and political themes, as well as autobiographical elements. He received an Honorary Academy Award for "the incalculable effect he has had in making motion pictures the art form of this century" in 1972, as part of a renewed appreciation for his work. He continues to be held in high regard, with The Gold Rush, City Lights, Modern Times, and The Great Dictator often ranked on lists of the greatest films of all time.
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Charles Spencer Chaplin was born on 16 April 1889 to Hannah Chaplin (born Hannah Harriet Pedlingham Hill) and Charles Chaplin Sr. There is no official record of his birth, although Chaplin believed he was born at East Street, Walworth, in South London.[1][a] His parents had married four years previously, at which time Charles Sr. became the legal guardian of Hannah's illegitimate son, Sydney John Hill.[5][b] At the time of his birth, Chaplin's parents were both music hall entertainers. Hannah, the daughter of a shoemaker,[6] had a brief and unsuccessful career under the stage name Lily Harley,[7] while Charles Sr., a butcher's son,[8] was a popular singer.[9] Although they never divorced, Chaplin's parents were estranged by around 1891.[10] The following year, Hannah gave birth to a third son – George Wheeler Dryden – fathered by the music hall entertainer Leo Dryden. The child was taken by Dryden at six months old, and did not re-enter Chaplin's life for 30 years.[11]
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Chaplin's childhood was fraught with poverty and hardship, making his eventual trajectory "the most dramatic of all the rags to riches stories ever told" according to his authorised biographer David Robinson.[12] Chaplin's early years were spent with his mother and brother Sydney in the London district of Kennington; Hannah had no means of income, other than occasional nursing and dressmaking, and Chaplin Sr. provided no financial support.[13] As the situation deteriorated, Chaplin was sent to Lambeth Workhouse when he was seven years old.[c] The council housed him at the Central London District School for paupers, which Chaplin remembered as "a forlorn existence".[15] He was briefly reunited with his mother 18 months later, before Hannah was forced to readmit her family to the workhouse in July 1898. The boys were promptly sent to Norwood Schools, another institution for destitute children.[16]
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I was hardly aware of a crisis because we lived in a continual crisis; and, being a boy, I dismissed our troubles with gracious forgetfulness.
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In September 1898, Hannah was committed to Cane Hill mental asylum – she had developed a psychosis seemingly brought on by an infection of syphilis and malnutrition.[18] For the two months she was there, Chaplin and his brother Sydney were sent to live with their father, whom the young boys scarcely knew.[19] Charles Sr. was by then a severe alcoholic, and life there was bad enough to provoke a visit from the National Society for the Prevention of Cruelty to Children.[20] Chaplin's father died two years later, at 38 years old, from cirrhosis of the liver.[21]
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Hannah entered a period of remission but, in May 1903, became ill again.[20] Chaplin, then 14, had the task of taking his mother to the infirmary, from where she was sent back to Cane Hill.[22] He lived alone for several days, searching for food and occasionally sleeping rough, until Sydney – who had enrolled in the Navy two years earlier – returned.[23] Hannah was released from the asylum eight months later,[24] but in March 1905, her illness returned, this time permanently. "There was nothing we could do but accept poor mother's fate", Chaplin later wrote, and she remained in care until her death in 1928.[25]
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Between his time in the poor schools and his mother succumbing to mental illness, Chaplin began to perform on stage. He later recalled making his first amateur appearance at the age of five years, when he took over from Hannah one night in Aldershot.[d] This was an isolated occurrence, but by the time he was nine Chaplin had, with his mother's encouragement, grown interested in performing. He later wrote: "[she] imbued me with the feeling that I had some sort of talent".[27] Through his father's connections,[28] Chaplin became a member of the Eight Lancashire Lads clog-dancing troupe, with whom he toured English music halls throughout 1899 and 1900.[e] Chaplin worked hard, and the act was popular with audiences, but he was not satisfied with dancing and wished to form a comedy act.[30]
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In the years Chaplin was touring with the Eight Lancashire Lads, his mother ensured that he still attended school but, by age 13, he had abandoned education.[31][32] He supported himself with a range of jobs, while nursing his ambition to become an actor.[33] At 14, shortly after his mother's relapse, he registered with a theatrical agency in London's West End. The manager sensed potential in Chaplin, who was promptly given his first role as a newsboy in Harry Arthur Saintsbury's Jim, a Romance of Cockayne.[34] It opened in July 1903, but the show was unsuccessful and closed after two weeks. Chaplin's comic performance, however, was singled out for praise in many of the reviews.[35]
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Saintsbury secured a role for Chaplin in Charles Frohman's production of Sherlock Holmes, where he played Billy the pageboy in three nationwide tours.[36] His performance was so well received that he was called to London to play the role alongside William Gillette, the original Holmes.[f] "It was like tidings from heaven", Chaplin recalled.[38] At 16 years old, Chaplin starred in the play's West End production at the Duke of York's Theatre from October to December 1905.[39] He completed one final tour of Sherlock Holmes in early 1906, before leaving the play after more than two-and-a-half years.[40]
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Chaplin soon found work with a new company, and went on tour with his brother – who was also pursuing an acting career – in a comedy sketch called Repairs.[41] In May 1906, Chaplin joined the juvenile act Casey's Circus,[42] where he developed popular burlesque pieces and was soon the star of the show. By the time the act finished touring in July 1907, the 18-year-old had become an accomplished comedic performer.[43] He struggled to find more work, however, and a brief attempt at a solo act was a failure.[g]
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Meanwhile, Sydney Chaplin had joined Fred Karno's prestigious comedy company in 1906 and, by 1908, he was one of their key performers.[45] In February, he managed to secure a two-week trial for his younger brother. Karno was initially wary, and considered Chaplin a "pale, puny, sullen-looking youngster" who "looked much too shy to do any good in the theatre."[46] However, the teenager made an impact on his first night at the London Coliseum and he was quickly signed to a contract.[47] Chaplin began by playing a series of minor parts, eventually progressing to starring roles in 1909.[48] In April 1910, he was given the lead in a new sketch, Jimmy the Fearless. It was a big success, and Chaplin received considerable press attention.[49]
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Karno selected his new star to join the section of the company, one that also included Stan Laurel, that toured North America's vaudeville circuit.[50] The young comedian headed the show and impressed reviewers, being described as "one of the best pantomime artists ever seen here".[51] His most successful role was a drunk called the "Inebriate Swell", which drew him significant recognition.[52] The tour lasted 21 months, and the troupe returned to England in June 1912.[53] Chaplin recalled that he "had a disquieting feeling of sinking back into a depressing commonplaceness" and was, therefore, delighted when a new tour began in October.[54]
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Six months into the second American tour, Chaplin was invited to join the New York Motion Picture Company. A representative who had seen his performances thought he could replace Fred Mace, a star of their Keystone Studios who intended to leave.[55] Chaplin thought the Keystone comedies "a crude mélange of rough and rumble", but liked the idea of working in films and rationalised: "Besides, it would mean a new life."[56] He met with the company and signed a $150-per-week[h] contract in September 1913.[58] Chaplin arrived in Los Angeles in early December,[59] and began working for the Keystone studio on 5 January 1914.[60]
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Chaplin's boss was Mack Sennett, who initially expressed concern that the 24-year-old looked too young.[61] He was not used in a picture until late January, during which time Chaplin attempted to learn the processes of filmmaking.[62] The one-reeler Making a Living marked his film acting debut and was released on 2 February 1914. Chaplin strongly disliked the picture, but one review picked him out as "a comedian of the first water".[63] For his second appearance in front of the camera, Chaplin selected the costume with which he became identified. He described the process in his autobiography:
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I wanted everything to be a contradiction: the pants baggy, the coat tight, the hat small and the shoes large ... I added a small moustache, which, I reasoned, would add age without hiding my expression. I had no idea of the character. But the moment I was dressed, the clothes and the makeup made me feel the person he was. I began to know him, and by the time I walked on stage he was fully born.[64][i]
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The film was Mabel's Strange Predicament, but "the Tramp" character, as it became known, debuted to audiences in Kid Auto Races at Venice – shot later than Mabel's Strange Predicament but released two days earlier on 7 February 1914.[66] Chaplin adopted the character as his screen persona and attempted to make suggestions for the films he appeared in. These ideas were dismissed by his directors.[67] During the filming of his eleventh picture, Mabel at the Wheel, he clashed with director Mabel Normand and was almost released from his contract. Sennett kept him on, however, when he received orders from exhibitors for more Chaplin films.[68] Sennett also allowed Chaplin to direct his next film himself after Chaplin promised to pay $1,500 ($38,803 in 2019 dollars) if the film was unsuccessful.[69]
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Caught in the Rain, issued 4 May 1914, was Chaplin's directorial debut and was highly successful.[70] Thereafter he directed almost every short film in which he appeared for Keystone,[71] at the rate of approximately one per week,[72] a period which he later remembered as the most exciting time of his career.[73] Chaplin's films introduced a slower form of comedy than the typical Keystone farce,[66] and he developed a large fan base.[74] In November 1914, he had a supporting role in the first feature length comedy film, Tillie's Punctured Romance, directed by Sennett and starring Marie Dressler, which was a commercial success and increased his popularity.[75] When Chaplin's contract came up for renewal at the end of the year, he asked for $1,000 a week ($25,869 in 2019 dollars) – an amount Sennett refused as too large.[76]
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The Essanay Film Manufacturing Company of Chicago sent Chaplin an offer of $1,250 a week with a signing bonus of $10,000. He joined the studio in late December 1914,[77] where he began forming a stock company of regular players, actors he worked with again and again, including Leo White, Bud Jamison, Paddy McGuire and Billy Armstrong. He soon recruited a leading lady – Edna Purviance, whom Chaplin met in a café and hired on account of her beauty. She went on to appear in 35 films with Chaplin over eight years;[78] the pair also formed a romantic relationship that lasted into 1917.[79]
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Chaplin asserted a high level of control over his pictures and started to put more time and care into each film.[80] There was a month-long interval between the release of his second production, A Night Out, and his third, The Champion.[81] The final seven of Chaplin's 14 Essanay films were all produced at this slower pace.[82] Chaplin also began to alter his screen persona, which had attracted some criticism at Keystone for its "mean, crude, and brutish" nature.[83] The character became more gentle and romantic;[84] The Tramp (April 1915) was considered a particular turning point in his development.[85] The use of pathos was developed further with The Bank, in which Chaplin created a sad ending. Robinson notes that this was an innovation in comedy films, and marked the time when serious critics began to appreciate Chaplin's work.[86] At Essanay, writes film scholar Simon Louvish, Chaplin "found the themes and the settings that would define the Tramp's world."[87]
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During 1915, Chaplin became a cultural phenomenon. Shops were stocked with Chaplin merchandise, he was featured in cartoons and comic strips, and several songs were written about him.[88] In July, a journalist for Motion Picture Magazine wrote that "Chaplinitis" had spread across America.[89] As his fame grew worldwide, he became the film industry's first international star.[90] When the Essanay contract ended in December 1915,[91][j] Chaplin – fully aware of his popularity – requested a $150,000 signing bonus from his next studio. He received several offers, including Universal, Fox, and Vitagraph, the best of which came from the Mutual Film Corporation at $10,000 a week.[93]
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A contract was negotiated with Mutual that amounted to $670,000 a year ($15.7 million today),[94] which Robinson says made Chaplin – at 26 years old – one of the highest paid people in the world.[95] The high salary shocked the public and was widely reported in the press.[96] John R. Freuler, the studio president, explained: "We can afford to pay Mr. Chaplin this large sum annually because the public wants Chaplin and will pay for him."[97]
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Mutual gave Chaplin his own Los Angeles studio to work in, which opened in March 1916.[98] He added two key members to his stock company, Albert Austin and Eric Campbell,[99] and produced a series of elaborate two-reelers: The Floorwalker, The Fireman, The Vagabond, One A.M., and The Count.[100] For The Pawnshop, he recruited the actor Henry Bergman, who was to work with Chaplin for 30 years.[101] Behind the Screen and The Rink completed Chaplin's releases for 1916. The Mutual contract stipulated that he release a two-reel film every four weeks, which he had managed to achieve. With the new year, however, Chaplin began to demand more time.[102] He made only four more films for Mutual over the first ten months of 1917: Easy Street, The Cure, The Immigrant, and The Adventurer.[103] With their careful construction, these films are considered by Chaplin scholars to be among his finest work.[104][105] Later in life, Chaplin referred to his Mutual years as the happiest period of his career.[106] However, Chaplin also felt that those films became increasingly formulaic over the period of the contract and he was increasingly dissatisfied with the working conditions encouraging that.
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[107]
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Chaplin was attacked in the British media for not fighting in the First World War.[108] He defended himself, claiming that he would fight for Britain if called and had registered for the American draft, but he was not summoned by either country.[k] Despite this criticism Chaplin was a favourite with the troops,[110] and his popularity continued to grow worldwide. Harper's Weekly reported that the name of Charlie Chaplin was "a part of the common language of almost every country", and that the Tramp image was "universally familiar".[111] In 1917, professional Chaplin imitators were so widespread that he took legal action,[112] and it was reported that nine out of ten men who attended costume parties, did so dressed as the Tramp.[113] The same year, a study by the Boston Society for Psychical Research concluded that Chaplin was "an American obsession".[113] The actress Minnie Maddern Fiske wrote that "a constantly increasing body of cultured, artistic people are beginning to regard the young English buffoon, Charles Chaplin, as an extraordinary artist, as well as a comic genius".[111]
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In January 1918, Chaplin was visited by leading British singer and comedian Harry Lauder, and the two acted in a short film together.[114]
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Mutual was patient with Chaplin's decreased rate of output, and the contract ended amicably. With his aforementioned concern about the declining quality of his films because of contract scheduling stipulations, Chaplin's primary concern in finding a new distributor was independence; Sydney Chaplin, then his business manager, told the press, "Charlie [must] be allowed all the time he needs and all the money for producing [films] the way he wants ... It is quality, not quantity, we are after."[115] In June 1917, Chaplin signed to complete eight films for First National Exhibitors' Circuit in return for $1 million ($20 million today).[116] He chose to build his own studio, situated on five acres of land off Sunset Boulevard, with production facilities of the highest order.[117] It was completed in January 1918,[118] and Chaplin was given freedom over the making of his pictures.[119]
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A Dog's Life, released April 1918, was the first film under the new contract. In it, Chaplin demonstrated his increasing concern with story construction and his treatment of the Tramp as "a sort of Pierrot".[120] The film was described by Louis Delluc as "cinema's first total work of art".[121] Chaplin then embarked on the Third Liberty Bond campaign, touring the United States for one month to raise money for the Allies of the First World War.[122] He also produced a short propaganda film at his own expense, donated to the government for fund-raising, called The Bond.[123] Chaplin's next release was war-based, placing the Tramp in the trenches for Shoulder Arms. Associates warned him against making a comedy about the war but, as he later recalled: "Dangerous or not, the idea excited me."[124] He spent four months filming the 45-minute-long picture, which was released in October 1918 with great success.[125]
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After the release of Shoulder Arms, Chaplin requested more money from First National, which was refused. Frustrated with their lack of concern for quality, and worried about rumours of a possible merger between the company and Famous Players-Lasky, Chaplin joined forces with Douglas Fairbanks, Mary Pickford, and D. W. Griffith to form a new distribution company – United Artists, established in January 1919.[126] The arrangement was revolutionary in the film industry, as it enabled the four partners – all creative artists – to personally fund their pictures and have complete control.[127] Chaplin was eager to start with the new company and offered to buy out his contract with First National. They refused and insisted that he complete the final six films owed.[128]
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Before the creation of United Artists, Chaplin married for the first time. The 16-year-old actress Mildred Harris had revealed that she was pregnant with his child, and in September 1918, he married her quietly in Los Angeles to avoid controversy.[129] Soon after, the pregnancy was found to be false.[130] Chaplin was unhappy with the union and, feeling that marriage stunted his creativity, struggled over the production of his film Sunnyside.[131] Harris was by then legitimately pregnant, and on 7 July 1919, gave birth to a son. Norman Spencer Chaplin was born malformed and died three days later.[132] The marriage ended in April 1920, with Chaplin explaining in his autobiography that they were "irreconcilably mismated".[133]
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Losing the child, plus his own childhood experiences, are thought to have influenced Chaplin's next film, which turned the Tramp into the caretaker of a young boy.[119][134] For this new venture, Chaplin also wished to do more than comedy and, according to Louvish, "make his mark on a changed world."[135] Filming on The Kid began in August 1919, with four-year-old Jackie Coogan his co-star.[136] The Kid was in production for nine months until May 1920 and, at 68 minutes, it was Chaplin's longest picture to date.[137] Dealing with issues of poverty and parent–child separation, The Kid was one of the earliest films to combine comedy and drama.[138] It was released in January 1921 with instant success, and, by 1924, had been screened in over 50 countries.[139]
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Chaplin spent five months on his next film, the two-reeler The Idle Class.[127] Following its September 1921 release, he chose to return to England for the first time in almost a decade.[140] He wrote a book about his journey, titled "My Wonderful Visit". He then worked to fulfil his First National contract, releasing Pay Day in February 1922. The Pilgrim – his final short film – was delayed by distribution disagreements with the studio, and released a year later.[141]
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Having fulfilled his First National contract, Chaplin was free to make his first picture as an independent producer. In November 1922, he began filming A Woman of Paris, a romantic drama about ill-fated lovers.[142] Chaplin intended it to be a star-making vehicle for Edna Purviance,[143] and did not appear in the picture himself other than in a brief, uncredited cameo.[144] He wished the film to have a realistic feel and directed his cast to give restrained performances. In real life, he explained, "men and women try to hide their emotions rather than seek to express them".[145] A Woman of Paris premiered in September 1923 and was acclaimed for its innovative, subtle approach.[146] The public, however, seemed to have little interest in a Chaplin film without Chaplin, and it was a box office disappointment.[147] The filmmaker was hurt by this failure – he had long wanted to produce a dramatic film and was proud of the result – and soon withdrew A Woman of Paris from circulation.[148]
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Chaplin returned to comedy for his next project. Setting his standards high, he told himself "This next film must be an epic! The Greatest!"[149] Inspired by a photograph of the 1898 Klondike Gold Rush, and later the story of the Donner Party of 1846–1847, he made what Geoffrey Macnab calls "an epic comedy out of grim subject matter."[150] In The Gold Rush, the Tramp is a lonely prospector fighting adversity and looking for love. With Georgia Hale as his leading lady, Chaplin began filming the picture in February 1924.[151] Its elaborate production, costing almost $1 million,[152] included location shooting in the Truckee mountains in Nevada with 600 extras, extravagant sets, and special effects.[153] The last scene was shot in May 1925 after 15 months of filming.[154]
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Chaplin felt The Gold Rush was the best film he had made.[155] It opened in August 1925 and became one of the highest-grossing films of the silent era with a U.S. box-office of $5 million.[156] The comedy contains some of Chaplin's most famous sequences, such as the Tramp eating his shoe and the "Dance of the Rolls".[157] Macnab has called it "the quintessential Chaplin film".[158] Chaplin stated at its release, "This is the picture that I want to be remembered by".[159]
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While making The Gold Rush, Chaplin married for the second time. Mirroring the circumstances of his first union, Lita Grey was a teenage actress, originally set to star in the film, whose surprise announcement of pregnancy forced Chaplin into marriage. She was 16 and he was 35, meaning Chaplin could have been charged with statutory rape under California law.[160] He therefore arranged a discreet marriage in Mexico on 25 November 1924.[161] They originally met during her childhood and she had previously appeared in his works The Kid and The Idle Class.[162] Their first son, Charles Spencer Chaplin, Jr., was born on 5 May 1925, followed by Sydney Earl Chaplin on 30 March 1926.[163]
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It was an unhappy marriage, and Chaplin spent long hours at the studio to avoid seeing his wife.[164] In November 1926, Grey took the children and left the family home.[165] A bitter divorce followed, in which Grey's application – accusing Chaplin of infidelity, abuse, and of harbouring "perverted sexual desires" – was leaked to the press.[166][l] Chaplin was reported to be in a state of nervous breakdown, as the story became headline news and groups formed across America calling for his films to be banned.[168] Eager to end the case without further scandal, Chaplin's lawyers agreed to a cash settlement of $600,000 – the largest awarded by American courts at that time.[169] His fan base was strong enough to survive the incident, and it was soon forgotten, but Chaplin was deeply affected by it.[170]
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Before the divorce suit was filed, Chaplin had begun work on a new film, The Circus.[171] He built a story around the idea of walking a tightrope while besieged by monkeys, and turned the Tramp into the accidental star of a circus.[172] Filming was suspended for 10 months while he dealt with the divorce scandal,[173] and it was generally a trouble-ridden production.[174] Finally completed in October 1927, The Circus was released in January 1928 to a positive reception.[175] At the 1st Academy Awards, Chaplin was given a special trophy "For versatility and genius in acting, writing, directing and producing The Circus".[176] Despite its success, he permanently associated the film with the stress of its production; Chaplin omitted The Circus from his autobiography, and struggled to work on it when he recorded the score in his later years.[177]
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I was determined to continue making silent films ... I was a pantomimist and in that medium I was unique and, without false modesty, a master.
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By the time The Circus was released, Hollywood had witnessed the introduction of sound films. Chaplin was cynical about this new medium and the technical shortcomings it presented, believing that "talkies" lacked the artistry of silent films.[179] He was also hesitant to change the formula that had brought him such success,[180] and feared that giving the Tramp a voice would limit his international appeal.[181] He, therefore, rejected the new Hollywood craze and began work on a new silent film. Chaplin was nonetheless anxious about this decision and remained so throughout the film's production.[181]
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When filming began at the end of 1928, Chaplin had been working on the story for almost a year.[182] City Lights followed the Tramp's love for a blind flower girl (played by Virginia Cherrill) and his efforts to raise money for her sight-saving operation. It was a challenging production that lasted 21 months,[183] with Chaplin later confessing that he "had worked himself into a neurotic state of wanting perfection".[184] One advantage Chaplin found in sound technology was the opportunity to record a musical score for the film, which he composed himself.[184][185]
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Chaplin finished editing City Lights in December 1930, by which time silent films were an anachronism.[186] A preview before an unsuspecting public audience was not a success,[187] but a showing for the press produced positive reviews. One journalist wrote, "Nobody in the world but Charlie Chaplin could have done it. He is the only person that has that peculiar something called 'audience appeal' in sufficient quality to defy the popular penchant for movies that talk."[188] Given its general release in January 1931, City Lights proved to be a popular and financial success – eventually grossing over $3 million.[189] The British Film Institute cites it as Chaplin's finest accomplishment, and the critic James Agee hails the closing scene as "the greatest piece of acting and the highest moment in movies".[190][191] City Lights became Chaplin's personal favourite of his films and remained so throughout his life.[192]
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City Lights had been a success, but Chaplin was unsure if he could make another picture without dialogue. He remained convinced that sound would not work in his films, but was also "obsessed by a depressing fear of being old-fashioned."[193] In this state of uncertainty, early in 1931, the comedian decided to take a holiday and ended up travelling for 16 months.[194][m] He spent months travelling Western Europe, including extended stays in France and Switzerland, and spontaneously decided to visit Japan.[196] The day after he arrived in Japan, Prime Minister Inukai Tsuyoshi was assassinated by ultra-nationalists in the May 15 Incident. The group's original plan had been to provoke a war with the United States by assassinating Chaplin at a welcome reception organised by the prime minister, but the plan had been foiled due to delayed public announcement of the event's date.[197]
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In his autobiography, Chaplin recalled that on his return to Los Angeles, "I was confused and without plan, restless and conscious of an extreme loneliness". He briefly considered retiring and moving to China.[199] Chaplin's loneliness was relieved when he met 21-year-old actress Paulette Goddard in July 1932, and the pair began a relationship.[200] He was not ready to commit to a film, however, and focused on writing a serial about his travels (published in Woman's Home Companion).[201] The trip had been a stimulating experience for Chaplin, including meetings with several prominent thinkers, and he became increasingly interested in world affairs.[202] The state of labour in America troubled him, and he feared that capitalism and machinery in the workplace would increase unemployment levels. It was these concerns that stimulated Chaplin to develop his new film.[203]
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Modern Times was announced by Chaplin as "a satire on certain phases of our industrial life."[204] Featuring the Tramp and Goddard as they endure the Great Depression, it took ten and a half months to film.[205] Chaplin intended to use spoken dialogue but changed his mind during rehearsals. Like its predecessor, Modern Times employed sound effects but almost no speaking.[206] Chaplin's performance of a gibberish song did, however, give the Tramp a voice for the only time on film.[207] After recording the music, Chaplin released Modern Times in February 1936.[208] It was his first feature in 15 years to adopt political references and social realism,[209] a factor that attracted considerable press coverage despite Chaplin's attempts to downplay the issue.[210] The film earned less at the box-office than his previous features and received mixed reviews, as some viewers disliked the politicising.[211] Today, Modern Times is seen by the British Film Institute as one of Chaplin's "great features,"[190] while David Robinson says it shows the filmmaker at "his unrivalled peak as a creator of visual comedy."[212]
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Following the release of Modern Times, Chaplin left with Goddard for a trip to the Far East.[213] The couple had refused to comment on the nature of their relationship, and it was not known whether they were married or not.[214] Some time later, Chaplin revealed that they married in Canton during this trip.[215] By 1938, the couple had drifted apart, as both focused heavily on their work, although Goddard was again his leading lady in his next feature film, The Great Dictator. She eventually divorced Chaplin in Mexico in 1942, citing incompatibility and separation for more than a year.[216]
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The 1940s saw Chaplin face a series of controversies, both in his work and in his personal life, which changed his fortunes and severely affected his popularity in the United States. The first of these was his growing boldness in expressing his political beliefs. Deeply disturbed by the surge of militaristic nationalism in 1930s world politics,[217] Chaplin found that he could not keep these issues out of his work.[218] Parallels between himself and Adolf Hitler had been widely noted: the pair were born four days apart, both had risen from poverty to world prominence, and Hitler wore the same toothbrush moustache as Chaplin. It was this physical resemblance that supplied the plot for Chaplin's next film, The Great Dictator, which directly satirised Hitler and attacked fascism.[219]
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Chaplin spent two years developing the script,[220] and began filming in September 1939 – six days after Britain declared war on Germany.[221] He had submitted to using spoken dialogue, partly out of acceptance that he had no other choice, but also because he recognised it as a better method for delivering a political message.[222] Making a comedy about Hitler was seen as highly controversial, but Chaplin's financial independence allowed him to take the risk.[223] "I was determined to go ahead," he later wrote, "for Hitler must be laughed at."[224][n] Chaplin replaced the Tramp (while wearing similar attire) with "A Jewish Barber", a reference to the Nazi party's belief that he was Jewish.[o][226] In a dual performance, he also played the dictator "Adenoid Hynkel", who parodied Hitler.[227]
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The Great Dictator spent a year in production and was released in October 1940.[228] The film generated a vast amount of publicity, with a critic for The New York Times calling it "the most eagerly awaited picture of the year", and it was one of the biggest money-makers of the era.[229] The ending was unpopular, however, and generated controversy.[230] Chaplin concluded the film with a five-minute speech in which he abandoned his barber character, looked directly into the camera, and pleaded against war and fascism.[231] Charles J. Maland has identified this overt preaching as triggering a decline in Chaplin's popularity, and writes, "Henceforth, no movie fan would ever be able to separate the dimension of politics from [his] star image".[232][p] The Great Dictator received five Academy Award nominations, including Best Picture, Best Original Screenplay and Best Actor.[234]
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In the mid-1940s, Chaplin was involved in a series of trials that occupied most of his time and significantly affected his public image.[235] The troubles stemmed from his affair with an aspirant actress named Joan Barry, with whom he was involved intermittently between June 1941 and the autumn of 1942.[236] Barry, who displayed obsessive behaviour and was twice arrested after they separated,[q] reappeared the following year and announced that she was pregnant with Chaplin's child. As Chaplin denied the claim, Barry filed a paternity suit against him.[237]
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The director of the Federal Bureau of Investigation (FBI), J. Edgar Hoover, who had long been suspicious of Chaplin's political leanings, used the opportunity to generate negative publicity about him. As part of a smear campaign to damage Chaplin's image,[238] the FBI named him in four indictments related to the Barry case. Most serious of these was an alleged violation of the Mann Act, which prohibits the transportation of women across state boundaries for sexual purposes.[r] The historian Otto Friedrich has called this an "absurd prosecution" of an "ancient statute",[241] yet if Chaplin was found guilty, he faced 23 years in jail.[242] Three charges lacked sufficient evidence to proceed to court, but the Mann Act trial began on 21 March 1944.[243] Chaplin was acquitted two weeks later, on 4 April.[244][239] The case was frequently headline news, with Newsweek calling it the "biggest public relations scandal since the Fatty Arbuckle murder trial in 1921."[245]
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Barry's child, Carol Ann, was born in October 1943, and the paternity suit went to court in December 1944. After two arduous trials, in which the prosecuting lawyer accused him of "moral turpitude",[246] Chaplin was declared to be the father. Evidence from blood tests which indicated otherwise were not admissible,[s] and the judge ordered Chaplin to pay child support until Carol Ann turned 21. Media coverage of the paternity suit was influenced by the FBI, as information was fed to the prominent gossip columnist Hedda Hopper, and Chaplin was portrayed in an overwhelmingly critical light.[248]
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The controversy surrounding Chaplin increased when, two weeks after the paternity suit was filed, it was announced that he had married his newest protégée, 18-year-old Oona O'Neill – daughter of the American playwright Eugene O'Neill.[249] Chaplin, then 54, had been introduced to her by a film agent seven months earlier.[t] In his autobiography, Chaplin described meeting O'Neill as "the happiest event of my life", and claimed to have found "perfect love".[252] Chaplin's son, Charles Jr., reported that Oona "worshipped" his father.[253] The couple remained married until Chaplin's death, and had eight children over 18 years: Geraldine Leigh (b. July 1944), Michael John (b. March 1946), Josephine Hannah (b. March 1949), Victoria (b. May 1951), Eugene Anthony (b. August 1953), Jane Cecil (b. May 1957), Annette Emily (b. December 1959), and Christopher James (b. July 1962).[254]
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Chaplin claimed that the Barry trials had "crippled [his] creativeness", and it was some time before he began working again.[255] In April 1946, he finally began filming a project that had been in development since 1942.[256] Monsieur Verdoux was a black comedy, the story of a French bank clerk, Verdoux (Chaplin), who loses his job and begins marrying and murdering wealthy widows to support his family. Chaplin's inspiration for the project came from Orson Welles, who wanted him to star in a film about the French serial killer Henri Désiré Landru. Chaplin decided that the concept would "make a wonderful comedy",[257] and paid Welles $5,000 for the idea.[258]
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Chaplin again vocalised his political views in Monsieur Verdoux, criticising capitalism and arguing that the world encourages mass killing through wars and weapons of mass destruction.[259] Because of this, the film met with controversy when it was released in April 1947;[260] Chaplin was booed at the premiere, and there were calls for a boycott.[261] Monsieur Verdoux was the first Chaplin release that failed both critically and commercially in the United States.[262] It was more successful abroad,[263] and Chaplin's screenplay was nominated at the Academy Awards.[264] He was proud of the film, writing in his autobiography, "Monsieur Verdoux is the cleverest and most brilliant film I have yet made."[265]
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The negative reaction to Monsieur Verdoux was largely the result of changes in Chaplin's public image.[266] Along with damage of the Joan Barry scandal, he was publicly accused of being a communist.[267] His political activity had heightened during World War II, when he campaigned for the opening of a Second Front to help the Soviet Union and supported various Soviet–American friendship groups.[268] He was also friendly with several suspected communists, and attended functions given by Soviet diplomats in Los Angeles.[269] In the political climate of 1940s America, such activities meant Chaplin was considered, as Larcher writes, "dangerously progressive and amoral."[270] The FBI wanted him out of the country,[271] and launched an official investigation in early 1947.[272][u]
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Chaplin denied being a communist, instead calling himself a "peacemonger",[274] but felt the government's effort to suppress the ideology was an unacceptable infringement of civil liberties.[275] Unwilling to be quiet about the issue, he openly protested against the trials of Communist Party members and the activities of the House Un-American Activities Committee.[276] Chaplin received a subpoena to appear before HUAC but was not called to testify.[277] As his activities were widely reported in the press, and Cold War fears grew, questions were raised over his failure to take American citizenship.[278] Calls were made for him to be deported; in one extreme and widely published example, Representative John E. Rankin, who helped establish HUAC, told Congress in June 1947: "[Chaplin's] very life in Hollywood is detrimental to the moral fabric of America. [If he is deported] ... his loathsome pictures can be kept from before the eyes of the American youth. He should be deported and gotten rid of at once."[279]
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Although Chaplin remained politically active in the years following the failure of Monsieur Verdoux,[v] his next film, about a forgotten music hall comedian and a young ballerina in Edwardian London, was devoid of political themes. Limelight was heavily autobiographical, alluding not only to Chaplin's childhood and the lives of his parents, but also to his loss of popularity in the United States.[281] The cast included various members of his family, including his five oldest children and his half-brother, Wheeler Dryden.[282]
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Filming began in November 1951, by which time Chaplin had spent three years working on the story.[283][w] He aimed for a more serious tone than any of his previous films, regularly using the word "melancholy" when explaining his plans to his co-star Claire Bloom.[285] Limelight featured a cameo appearance from Buster Keaton, whom Chaplin cast as his stage partner in a pantomime scene. This marked the only time the comedians worked together.[286]
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Chaplin decided to hold the world premiere of Limelight in London, since it was the setting of the film.[287] As he left Los Angeles, he expressed a premonition that he would not be returning.[288] At New York, he boarded the RMS Queen Elizabeth with his family on 18 September 1952.[289] The next day, United States Attorney General James P. McGranery revoked Chaplin's re-entry permit and stated that he would have to submit to an interview concerning his political views and moral behaviour to re-enter the US.[289] Although McGranery told the press that he had "a pretty good case against Chaplin", Maland has concluded, on the basis of the FBI files that were released in the 1980s, that the US government had no real evidence to prevent Chaplin's re-entry. It is likely that he would have gained entry if he had applied for it.[290] However, when Chaplin received a cablegram informing him of the news, he privately decided to cut his ties with the United States:
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Whether I re-entered that unhappy country or not was of little consequence to me. I would like to have told them that the sooner I was rid of that hate-beleaguered atmosphere the better, that I was fed up of America's insults and moral pomposity...[291]
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Because all of his property remained in America, Chaplin refrained from saying anything negative about the incident to the press.[292] The scandal attracted vast attention,[293] but Chaplin and his film were warmly received in Europe.[289] In America, the hostility towards him continued, and, although it received some positive reviews, Limelight was subjected to a wide-scale boycott.[294] Reflecting on this, Maland writes that Chaplin's fall, from an "unprecedented" level of popularity, "may be the most dramatic in the history of stardom in America".[295]
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I have been the object of lies and propaganda by powerful reactionary groups who, by their influence and by the aid of America's yellow press, have created an unhealthy atmosphere in which liberal-minded individuals can be singled out and persecuted. Under these conditions I find it virtually impossible to continue my motion-picture work, and I have therefore given up my residence in the United States.
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Chaplin did not attempt to return to the United States after his re-entry permit was revoked, and instead sent his wife to settle his affairs.[x] The couple decided to settle in Switzerland and, in January 1953, the family moved into their permanent home: Manoir de Ban, a 14-hectare (35-acre) estate[298] overlooking Lake Geneva in Corsier-sur-Vevey.[299][y] Chaplin put his Beverly Hills house and studio up for sale in March, and surrendered his re-entry permit in April. The next year, his wife renounced her US citizenship and became a British citizen.[301] Chaplin severed the last of his professional ties with the United States in 1955, when he sold the remainder of his stock in United Artists, which had been in financial difficulty since the early 1940s.[302]
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Chaplin remained a controversial figure throughout the 1950s, especially after he was awarded the International Peace Prize by the communist-led World Peace Council, and after his meetings with Zhou Enlai and Nikita Khrushchev.[303] He began developing his first European film, A King in New York, in 1954.[304] Casting himself as an exiled king who seeks asylum in the United States, Chaplin included several of his recent experiences in the screenplay. His son, Michael, was cast as a boy whose parents are targeted by the FBI, while Chaplin's character faces accusations of communism.[305] The political satire parodied HUAC and attacked elements of 1950s culture – including consumerism, plastic surgery, and wide-screen cinema.[306] In a review, the playwright John Osborne called it Chaplin's "most bitter" and "most openly personal" film.[307] In a 1957 interview, when asked to clarify his political views, Chaplin stated "As for politics, I am an anarchist. I hate government and rules – and fetters ... People must be free."[308]
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Chaplin founded a new production company, Attica, and used Shepperton Studios for the shooting.[304] Filming in England proved a difficult experience, as he was used to his own Hollywood studio and familiar crew, and no longer had limitless production time. According to Robinson, this had an effect on the quality of the film.[309] A King in New York was released in September 1957, and received mixed reviews.[310] Chaplin banned American journalists from its Paris première and decided not to release the film in the United States. This severely limited its revenue, although it achieved moderate commercial success in Europe.[311] A King in New York was not shown in America until 1973.[312][313]
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In the last two decades of his career, Chaplin concentrated on re-editing and scoring his old films for re-release, along with securing their ownership and distribution rights.[314] In an interview he granted in 1959, the year of his 70th birthday, Chaplin stated that there was still "room for the Little Man in the atomic age".[315] The first of these re-releases was The Chaplin Revue (1959), which included new versions of A Dog's Life, Shoulder Arms, and The Pilgrim.[315]
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In America, the political atmosphere began to change and attention was once again directed to Chaplin's films instead of his views.[314] In July 1962, The New York Times published an editorial stating that "we do not believe the Republic would be in danger if yesterday's unforgotten little tramp were allowed to amble down the gangplank of a steamer or plane in an American port".[316] The same month, Chaplin was invested with the honorary degree of Doctor of Letters by the universities of Oxford and Durham.[317] In November 1963, the Plaza Theater in New York started a year-long series of Chaplin's films, including Monsieur Verdoux and Limelight, which gained excellent reviews from American critics.[318] September 1964 saw the release of Chaplin's memoirs, My Autobiography, which he had been working on since 1957.[319] The 500-page book became a worldwide best-seller. It focused on his early years and personal life, and was criticised for lacking information on his film career.[320]
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Shortly after the publication of his memoirs, Chaplin began work on A Countess from Hong Kong (1967), a romantic comedy based on a script he had written for Paulette Goddard in the 1930s.[321] Set on an ocean liner, it starred Marlon Brando as an American ambassador and Sophia Loren as a stowaway found in his cabin.[321] The film differed from Chaplin's earlier productions in several aspects. It was his first to use Technicolor and the widescreen format, while he concentrated on directing and appeared on-screen only in a cameo role as a seasick steward.[322] He also signed a deal with Universal Pictures and appointed his assistant, Jerome Epstein, as the producer.[323] Chaplin was paid $600,000 director's fee as well as a percentage of the gross receipts.[324] A Countess from Hong Kong premiered in January 1967, to unfavourable reviews, and was a box-office failure.[325][326] Chaplin was deeply hurt by the negative reaction to the film, which turned out to be his last.[325]
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Chaplin suffered a series of minor strokes in the late 1960s, which marked the beginning of a slow decline in his health.[327] Despite the setbacks, he was soon writing a new film script, The Freak, a story of a winged girl found in South America, which he intended as a starring vehicle for his daughter, Victoria.[327] His fragile health prevented the project from being realised.[328] In the early 1970s, Chaplin concentrated on re-releasing his old films, including The Kid and The Circus.[329] In 1971, he was made a Commander of the National Order of the Legion of Honour at the Cannes Film Festival.[330] The following year, he was honoured with a special award by the Venice Film Festival.[331]
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In 1972, the Academy of Motion Picture Arts and Sciences offered Chaplin an Honorary Award, which Robinson sees as a sign that America "wanted to make amends". Chaplin was initially hesitant about accepting but decided to return to the US for the first time in 20 years.[330] The visit attracted a large amount of press coverage and, at the Academy Awards gala, he was given a 12-minute standing ovation, the longest in the Academy's history.[332][333] Visibly emotional, Chaplin accepted his award for "the incalculable effect he has had in making motion pictures the art form of this century".[334]
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Although Chaplin still had plans for future film projects, by the mid-1970s he was very frail.[335] He experienced several further strokes, which made it difficult for him to communicate, and he had to use a wheelchair.[336][337] His final projects were compiling a pictorial autobiography, My Life in Pictures (1974) and scoring A Woman of Paris for re-release in 1976.[338] He also appeared in a documentary about his life, The Gentleman Tramp (1975), directed by Richard Patterson.[339] In the 1975 New Year Honours, Chaplin was awarded a knighthood by Queen Elizabeth II,[338][z][341] though he was too weak to kneel and received the honour in his wheelchair.[342]
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By October 1977, Chaplin's health had declined to the point that he needed constant care.[343] In the early morning of 25 December 1977, Chaplin died at home after suffering a stroke in his sleep.[337] He was 88 years old. The funeral, on 27 December, was a small and private Anglican ceremony, according to his wishes.[344][aa] Chaplin was interred in the Corsier-sur-Vevey cemetery.[343] Among the film industry's tributes, director René Clair wrote, "He was a monument of the cinema, of all countries and all times ... the most beautiful gift the cinema made to us."[346] Actor Bob Hope declared, "We were lucky to have lived in his time."[347]
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On 1 March 1978, Chaplin's coffin was dug up and stolen from its grave by two unemployed immigrants, Roman Wardas, from Poland, and Gantcho Ganev, from Bulgaria. The body was held for ransom in an attempt to extort money from Oona Chaplin. The pair were caught in a large police operation in May, and Chaplin's coffin was found buried in a field in the nearby village of Noville. It was re-interred in the Corsier cemetery surrounded by reinforced concrete.[348][349]
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Chaplin believed his first influence to be his mother, who entertained him as a child by sitting at the window and mimicking passers-by: "it was through watching her that I learned not only how to express emotions with my hands and face, but also how to observe and study people."[350] Chaplin's early years in music hall allowed him to see stage comedians at work; he also attended the Christmas pantomimes at Drury Lane, where he studied the art of clowning through performers like Dan Leno.[351] Chaplin's years with the Fred Karno company had a formative effect on him as an actor and filmmaker. Simon Louvish writes that the company was his "training ground",[352] and it was here that Chaplin learned to vary the pace of his comedy.[353] The concept of mixing pathos with slapstick was learnt from Karno,[ab] who also used elements of absurdity that became familiar in Chaplin's gags.[353][354] From the film industry, Chaplin drew upon the work of the French comedian Max Linder, whose films he greatly admired.[355] In developing the Tramp costume and persona, he was likely inspired by the American vaudeville scene, where tramp characters were common.[356]
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Chaplin never spoke more than cursorily about his filmmaking methods, claiming such a thing would be tantamount to a magician spoiling his own illusion.[357] Little was known about his working process throughout his lifetime,[358] but research from film historians – particularly the findings of Kevin Brownlow and David Gill that were presented in the three-part documentary Unknown Chaplin (1983) – has since revealed his unique working method.[359]
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Until he began making spoken dialogue films with The Great Dictator, Chaplin never shot from a completed script.[360] Many of his early films began with only a vague premise – for example "Charlie enters a health spa" or "Charlie works in a pawn shop."[361] He then had sets constructed and worked with his stock company to improvise gags and "business" using them, almost always working the ideas out on film.[359] As ideas were accepted and discarded, a narrative structure would emerge, frequently requiring Chaplin to reshoot an already-completed scene that might have otherwise contradicted the story.[362] From A Woman of Paris onward Chaplin began the filming process with a prepared plot,[363] but Robinson writes that every film up to Modern Times "went through many metamorphoses and permutations before the story took its final form."[364]
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Producing films in this manner meant Chaplin took longer to complete his pictures than almost any other filmmaker at the time.[365] If he was out of ideas, he often took a break from the shoot, which could last for days, while keeping the studio ready for when inspiration returned.[366] Delaying the process further was Chaplin's rigorous perfectionism.[367] According to his friend Ivor Montagu, "nothing but perfection would be right" for the filmmaker.[368] Because he personally funded his films, Chaplin was at liberty to strive for this goal and shoot as many takes as he wished.[369] The number was often excessive, for instance 53 takes for every finished take in The Kid.[370] For The Immigrant, a 20-minute short, Chaplin shot 40,000 feet of film—enough for a feature-length.[371]
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No other filmmaker ever so completely dominated every aspect of the work, did every job. If he could have done so, Chaplin would have played every role and (as his son Sydney humorously but perceptively observed) sewn every costume.
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Describing his working method as "sheer perseverance to the point of madness",[372] Chaplin would be completely consumed by the production of a picture.[373] Robinson writes that even in Chaplin's later years, his work continued "to take precedence over everything and everyone else."[374] The combination of story improvisation and relentless perfectionism – which resulted in days of effort and thousands of feet of film being wasted, all at enormous expense – often proved taxing for Chaplin who, in frustration, would lash out at his actors and crew.[375]
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Chaplin exercised complete control over his pictures,[357] to the extent that he would act out the other roles for his cast, expecting them to imitate him exactly.[376] He personally edited all of his films, trawling through the large amounts of footage to create the exact picture he wanted.[377] As a result of his complete independence, he was identified by the film historian Andrew Sarris as one of the first auteur filmmakers.[378] Chaplin did receive help, notably from his long-time cinematographer Roland Totheroh, brother Sydney Chaplin, and various assistant directors such as Harry Crocker and Charles Reisner.[379]
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While Chaplin's comedic style is broadly defined as slapstick,[380] it is considered restrained and intelligent,[381] with the film historian Philip Kemp describing his work as a mix of "deft, balletic physical comedy and thoughtful, situation-based gags".[382] Chaplin diverged from conventional slapstick by slowing the pace and exhausting each scene of its comic potential, with more focus on developing the viewer's relationship to the characters.[66][383] Unlike conventional slapstick comedies, Robinson states that the comic moments in Chaplin's films centre on the Tramp's attitude to the things happening to him: the humour does not come from the Tramp bumping into a tree, but from his lifting his hat to the tree in apology.[66] Dan Kamin writes that Chaplin's "quirky mannerisms" and "serious demeanour in the midst of slapstick action" are other key aspects of his comedy,[384] while the surreal transformation of objects and the employment of in-camera trickery are also common features.[385]
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Chaplin's silent films typically follow the Tramp's efforts to survive in a hostile world.[386] The character lives in poverty and is frequently treated badly, but remains kind and upbeat;[387] defying his social position, he strives to be seen as a gentleman.[388] As Chaplin said in 1925, "The whole point of the Little Fellow is that no matter how down on his ass he is, no matter how well the jackals succeed in tearing him apart, he's still a man of dignity."[389] The Tramp defies authority figures[390] and "gives as good as he gets",[389] leading Robinson and Louvish to see him as a representative for the underprivileged – an "everyman turned heroic saviour".[391] Hansmeyer notes that several of Chaplin's films end with "the homeless and lonely Tramp [walking] optimistically ... into the sunset ... to continue his journey".[392]
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It is paradoxical that tragedy stimulates the spirit of ridicule ... ridicule, I suppose, is an attitude of defiance; we must laugh in the face of our helplessness against the forces of nature – or go insane.
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The infusion of pathos is a well-known aspect of Chaplin's work,[394] and Larcher notes his reputation for "[inducing] laughter and tears".[395] Sentimentality in his films comes from a variety of sources, with Louvish pinpointing "personal failure, society's strictures, economic disaster, and the elements."[396] Chaplin sometimes drew on tragic events when creating his films, as in the case of The Gold Rush (1925), which was inspired by the fate of the Donner Party.[393] Constance B. Kuriyama has identified serious underlying themes in the early comedies, such as greed (The Gold Rush) and loss (The Kid).[397] Chaplin also touched on controversial issues: immigration (The Immigrant, 1917); illegitimacy (The Kid, 1921); and drug use (Easy Street, 1917).[383] He often explored these topics ironically, making comedy out of suffering.[398]
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Social commentary was a feature of Chaplin's films from early in his career, as he portrayed the underdog in a sympathetic light and highlighted the difficulties of the poor.[399] Later, as he developed a keen interest in economics and felt obliged to publicise his views,[400] Chaplin began incorporating overtly political messages into his films.[401] Modern Times (1936) depicted factory workers in dismal conditions, The Great Dictator (1940) parodied Adolf Hitler and Benito Mussolini and ended in a speech against nationalism, Monsieur Verdoux (1947) criticised war and capitalism, and A King in New York (1957) attacked McCarthyism.[402]
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Several of Chaplin's films incorporate autobiographical elements, and the psychologist Sigmund Freud believed that Chaplin "always plays only himself as he was in his dismal youth".[403] The Kid is thought to reflect Chaplin's childhood trauma of being sent into an orphanage,[403] the main characters in Limelight (1952) contain elements from the lives of his parents,[404] and A King in New York references Chaplin's experiences of being shunned by the United States.[405] Many of his sets, especially in street scenes, bear a strong similarity to Kennington, where he grew up. Stephen M. Weissman has argued that Chaplin's problematic relationship with his mentally ill mother was often reflected in his female characters and the Tramp's desire to save them.[403]
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Regarding the structure of Chaplin's films, the scholar Gerald Mast sees them as consisting of sketches tied together by the same theme and setting, rather than having a tightly unified storyline.[406] Visually, his films are simple and economic,[407] with scenes portrayed as if set on a stage.[408] His approach to filming was described by the art director Eugène Lourié: "Chaplin did not think in 'artistic' images when he was shooting. He believed that action is the main thing. The camera is there to photograph the actors".[409] In his autobiography, Chaplin wrote, "Simplicity is best ... pompous effects slow up action, are boring and unpleasant ... The camera should not intrude."[410] This approach has prompted criticism, since the 1940s, for being "old fashioned",[411] while the film scholar Donald McCaffrey sees it as an indication that Chaplin never completely understood film as a medium.[412] Kamin, however, comments that Chaplin's comedic talent would not be enough to remain funny on screen if he did not have an "ability to conceive and direct scenes specifically for the film medium".[413]
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Chaplin developed a passion for music as a child and taught himself to play the piano, violin, and cello.[414] He considered the musical accompaniment of a film to be important,[175] and from A Woman of Paris onwards he took an increasing interest in this area.[415] With the advent of sound technology, Chaplin began using a synchronised orchestral soundtrack – composed by himself – for City Lights (1931). He thereafter composed the scores for all of his films, and from the late 1950s to his death, he scored all of his silent features and some of his short films.[416]
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As Chaplin was not a trained musician, he could not read sheet music and needed the help of professional composers, such as David Raksin, Raymond Rasch and Eric James, when creating his scores. Musical directors were employed to oversee the recording process, such as Alfred Newman for City Lights.[417] Although some critics have claimed that credit for his film music should be given to the composers who worked with him, Raksin – who worked with Chaplin on Modern Times – stressed Chaplin's creative position and active participation in the composing process.[418] This process, which could take months, would start with Chaplin describing to the composer(s) exactly what he wanted and singing or playing tunes he had improvised on the piano.[418] These tunes were then developed further in a close collaboration among the composer(s) and Chaplin.[418] According to film historian Jeffrey Vance, "although he relied upon associates to arrange varied and complex instrumentation, the musical imperative is his, and not a note in a Chaplin musical score was placed there without his assent."[419]
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Chaplin's compositions produced three popular songs. "Smile", composed originally for Modern Times (1936) and later set to lyrics by John Turner and Geoffrey Parsons, was a hit for Nat King Cole in 1954.[419] For Limelight, Chaplin composed "Terry's Theme", which was popularised by Jimmy Young as "Eternally" (1952).[420] Finally, "This Is My Song", performed by Petula Clark for A Countess from Hong Kong (1967), reached number one on the UK and other European charts.[421] Chaplin also received his only competitive Oscar for his composition work, as the Limelight theme won an Academy Award for Best Original Score in 1973 following the film's re-release.[419][ac]
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In 1998, the film critic Andrew Sarris called Chaplin "arguably the single most important artist produced by the cinema, certainly its most extraordinary performer and probably still its most universal icon".[423] He is described by the British Film Institute as "a towering figure in world culture",[424] and was included in Time magazine's list of the "100 Most Important People of the 20th Century" for the "laughter [he brought] to millions" and because he "more or less invented global recognizability and helped turn an industry into an art".[425]
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The image of the Tramp has become a part of cultural history;[426] according to Simon Louvish, the character is recognisable to people who have never seen a Chaplin film, and in places where his films are never shown.[427] The critic Leonard Maltin has written of the "unique" and "indelible" nature of the Tramp, and argued that no other comedian matched his "worldwide impact".[428] Praising the character, Richard Schickel suggests that Chaplin's films with the Tramp contain the most "eloquent, richly comedic expressions of the human spirit" in movie history.[429] Memorabilia connected to the character still fetches large sums in auctions: in 2006 a bowler hat and a bamboo cane that were part of the Tramp's costume were bought for $140,000 in a Los Angeles auction.[430]
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As a filmmaker, Chaplin is considered a pioneer and one of the most influential figures of the early twentieth century.[431] He is often credited as one of the medium's first artists.[432] Film historian Mark Cousins has written that Chaplin "changed not only the imagery of cinema, but also its sociology and grammar" and claims that Chaplin was as important to the development of comedy as a genre as D.W. Griffith was to drama.[433] He was the first to popularise feature-length comedy and to slow down the pace of action, adding pathos and subtlety to it.[434][435] Although his work is mostly classified as slapstick, Chaplin's drama A Woman of Paris (1923) was a major influence on Ernst Lubitsch's film The Marriage Circle (1924) and thus played a part in the development of "sophisticated comedy".[436] According to David Robinson, Chaplin's innovations were "rapidly assimilated to become part of the common practice of film craft."[437] Filmmakers who cited Chaplin as an influence include Federico Fellini (who called Chaplin "a sort of Adam, from whom we are all descended"),[347] Jacques Tati ("Without him I would never have made a film"),[347] René Clair ("He inspired practically every filmmaker"),[346] Michael Powell,[438] Billy Wilder,[439] Vittorio De Sica,[440] and Richard Attenborough.[441] Russian filmmaker Andrei Tarkovsky praised Chaplin as "the only person to have gone down into cinematic history without any shadow of a doubt. The films he left behind can never grow old."[442]
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Chaplin also strongly influenced the work of later comedians. Marcel Marceau said he was inspired to become a mime artist after watching Chaplin,[435] while the actor Raj Kapoor based his screen persona on the Tramp.[439] Mark Cousins has also detected Chaplin's comedic style in the French character Monsieur Hulot and the Italian character Totò.[439] In other fields, Chaplin helped inspire the cartoon characters Felix the Cat[443] and Mickey Mouse,[444] and was an influence on the Dada art movement.[445] As one of the founding members of United Artists, Chaplin also had a role in the development of the film industry. Gerald Mast has written that although UA never became a major company like MGM or Paramount Pictures, the idea that directors could produce their own films was "years ahead of its time".[446]
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In the 21st century, several of Chaplin's films are still regarded as classics and among the greatest ever made. The 2012 Sight & Sound poll, which compiles "top ten" ballots from film critics and directors to determine each group's most acclaimed films,
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saw City Lights rank among the critics' top 50, Modern Times inside the top 100, and The Great Dictator and The Gold Rush placed in the top 250.[447] The top 100 films as voted on by directors included Modern Times at number 22, City Lights at number 30, and The Gold Rush at number 91.[448] Every one of Chaplin's features received a vote.[449] In 2007, the American Film Institute named City Lights the 11th greatest American film of all time, while The Gold Rush and Modern Times again ranked in the top 100.[450] Books about Chaplin continue to be published regularly, and he is a popular subject for media scholars and film archivists.[451] Many of Chaplin's film have had a DVD and Blu-ray release.[452]
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Chaplin's legacy is managed on behalf of his children by the Chaplin office, located in Paris. The office represents Association Chaplin, founded by some of his children "to protect the name, image and moral rights" to his body of work, Roy Export SAS, which owns the copyright to most of his films made after 1918, and Bubbles Incorporated S.A., which owns the copyrights to his image and name.[453] Their central archive is held at the archives of Montreux, Switzerland and scanned versions of its contents, including 83,630 images, 118 scripts, 976 manuscripts, 7,756 letters, and thousands of other documents, are available for research purposes at the Chaplin Research Centre at the Cineteca di Bologna.[454] The photographic archive, which includes approximately 10,000 photographs from Chaplin's life and career, is kept at the Musée de l'Elysée in Lausanne, Switzerland.[455] The British Film Institute has also established the Charles Chaplin Research Foundation, and the first international Charles Chaplin Conference was held in London in July 2005.[456] Elements for many of Chaplin's films are held by the Academy Film Archive as part of the Roy Export Chaplin Collection. [457]
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Chaplin's final home, Manoir de Ban in Corsier-sur-Vevey, Switzerland, has been converted into a museum named "Chaplin's World". It opened on 17 April 2016 after 15 years of development, and is described by Reuters as "an interactive museum showcasing the life and works of Charlie Chaplin".[458] On the 128th anniversary of his birth, a record-setting 662 people dressed as the Tramp in an event organised by the museum.[459] Previously, the Museum of the Moving Image in London held a permanent display on Chaplin, and hosted a dedicated exhibition to his life and career in 1988. The London Film Museum hosted an exhibition called Charlie Chaplin – The Great Londoner, from 2010 until 2013.[460]
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In London, a statue of Chaplin as the Tramp, sculpted by John Doubleday and unveiled in 1981, is located in Leicester Square.[461] The city also includes a road named after him in central London, "Charlie Chaplin Walk", which is the location of the BFI IMAX.[462] There are nine blue plaques memorialising Chaplin in London, Hampshire, and Yorkshire.[463] The Swiss town of Vevey named a park in his honour in 1980 and erected a statue there in 1982.[461] In 2011, two large murals depicting Chaplin on two 14-storey buildings were also unveiled in Vevey.[464] Chaplin has also been honoured by the Irish town of Waterville, where he spent several summers with his family in the 1960s. A statue was erected in 1998;[465] since 2011, the town has been host to the annual Charlie Chaplin Comedy Film Festival, which was founded to celebrate Chaplin's legacy and to showcase new comic talent.[466]
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In other tributes, a minor planet, 3623 Chaplin – discovered by Soviet astronomer Lyudmila Karachkina in 1981 – is named after Chaplin.[467] Throughout the 1980s, the Tramp image was used by IBM to advertise their personal computers.[468] Chaplin's 100th birthday anniversary in 1989 was marked with several events around the world,[ad] and on 15 April 2011, a day before his 122nd birthday, Google celebrated him with a special Google Doodle video on its global and other country-wide homepages.[472] Many countries, spanning six continents, have honoured Chaplin with a postal stamp.[473]
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Chaplin is the subject of a biographical film, Chaplin (1992) directed by Richard Attenborough, and starring Robert Downey Jr. in the title role and Geraldine Chaplin playing Hannah Chaplin.[474] He is also a character in the historical drama film The Cat's Meow (2001), played by Eddie Izzard, and in the made-for-television movie The Scarlett O'Hara War (1980), played by Clive Revill.[475][476] A television series about Chaplin's childhood, Young Charlie Chaplin, ran on PBS in 1989, and was nominated for an Emmy Award for Outstanding Children's Program.[477] The French film The Price of Fame (2014) is a fictionalised account of the robbery of Chaplin's grave.[478]
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Chaplin's life has also been the subject of several stage productions. Two musicals, Little Tramp and Chaplin, were produced in the early 1990s. In 2006, Thomas Meehan and Christopher Curtis created another musical, Limelight: The Story of Charlie Chaplin, which was first performed at the La Jolla Playhouse in San Diego in 2010.[479] It was adapted for Broadway two years later, re-titled Chaplin – A Musical.[480] Chaplin was portrayed by Robert McClure in both productions. In 2013, two plays about Chaplin premiered in Finland: Chaplin at the Svenska Teatern,[481] and Kulkuri (The Tramp) at the Tampere Workers' Theatre.[482]
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Chaplin has also been characterised in literary fiction. He is the protagonist of Robert Coover's short story "Charlie in the House of Rue" (1980; reprinted in Coover's 1987 collection A Night at the Movies), and of Glen David Gold's Sunnyside (2009), a historical novel set in the First World War period.[483] A day in Chaplin's life in 1909 is dramatised in the chapter titled "Modern Times" in Alan Moore's Jerusalem (2016), a novel set in the author's home town of Northampton, England.[484]
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Chaplin received many awards and honours, especially later in life. In the 1975 New Year Honours, he was appointed a Knight Commander of the Most Excellent Order of the British Empire (KBE).[485] He was also awarded honorary Doctor of Letters degrees by the University of Oxford and the University of Durham in 1962.[317] In 1965, he and Ingmar Bergman were joint winners of the Erasmus Prize[486] and, in 1971, he was appointed a Commander of the National Order of the Legion of Honour by the French government.[487]
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From the film industry, Chaplin received a special Golden Lion at the Venice Film Festival in 1972,[488] and a Lifetime Achievement Award from the Lincoln Center Film Society the same year. The latter has since been presented annually to filmmakers as The Chaplin Award.[489] Chaplin was given a star on the Hollywood Walk of Fame in 1972, having been previously excluded because of his political beliefs.[490]
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Chaplin received three Academy Awards: an Honorary Award for "versatility and genius in acting, writing, directing, and producing The Circus" in 1929,[176] a second Honorary Award for "the incalculable effect he has had in making motion pictures the art form of this century" in 1972,[334] and a Best Score award in 1973 for Limelight (shared with Ray Rasch and Larry Russell).[419] He was further nominated in the Best Actor, Best Original Screenplay, and Best Picture (as producer) categories for The Great Dictator, and received another Best Original Screenplay nomination for Monsieur Verdoux.[491] In 1976, Chaplin was made a Fellow of the British Academy of Film and Television Arts (BAFTA).[492]
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Six of Chaplin's films have been selected for preservation in the National Film Registry by the United States Library of Congress: The Immigrant (1917), The Kid (1921), The Gold Rush (1925), City Lights (1931), Modern Times (1936), and The Great Dictator (1940).[493]
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Directed features:
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Professional institution:
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Charles Robert Darwin FRS FRGS FLS FZS[2] (/ˈdɑːrwɪn/;[5] 12 February 1809 – 19 April 1882) was an English naturalist, geologist and biologist,[6] best known for his contributions to the science of evolution.[I] His proposition that all species of life have descended over time from common ancestors is now widely accepted, and considered a foundational concept in science.[7] In a joint publication with Alfred Russel Wallace, he introduced his scientific theory that this branching pattern of evolution resulted from a process that he called natural selection, in which the struggle for existence has a similar effect to the artificial selection involved in selective breeding.[8] Darwin has been described as one of the most influential figures in human history,[9] and he was honoured by burial in Westminster Abbey.[10]
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Darwin published his theory of evolution with compelling evidence in his 1859 book On the Origin of Species.[11][12] By the 1870s, the scientific community and a majority of the educated public had accepted evolution as a fact. However, many favoured competing explanations which gave only a minor role to natural selection, and it was not until the emergence of the modern evolutionary synthesis from the 1930s to the 1950s that a broad consensus developed in which natural selection was the basic mechanism of evolution.[13][14] Darwin's scientific discovery is the unifying theory of the life sciences, explaining the diversity of life.[15][16]
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Darwin's early interest in nature led him to neglect his medical education at the University of Edinburgh; instead, he helped to investigate marine invertebrates. Studies at the University of Cambridge (Christ's College) encouraged his passion for natural science.[17] His five-year voyage on HMS Beagle established him as an eminent geologist whose observations and theories supported Charles Lyell's conception of gradual geological change, and publication of his journal of the voyage made him famous as a popular author.[18]
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Puzzled by the geographical distribution of wildlife and fossils he collected on the voyage, Darwin began detailed investigations, and in 1838 conceived his theory of natural selection.[19] Although he discussed his ideas with several naturalists, he needed time for extensive research and his geological work had priority.[20] He was writing up his theory in 1858 when Alfred Russel Wallace sent him an essay that described the same idea, prompting immediate joint publication of both of their theories.[21] Darwin's work established evolutionary descent with modification as the dominant scientific explanation of diversification in nature.[13] In 1871 he examined human evolution and sexual selection in The Descent of Man, and Selection in Relation to Sex, followed by The Expression of the Emotions in Man and Animals (1872). His research on plants was published in a series of books, and in his final book, The Formation of Vegetable Mould, through the Actions of Worms (1881), he examined earthworms and their effect on soil.[22][23]
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Charles Robert Darwin was born in Shrewsbury, Shropshire, on 12 February 1809, at his family's home, The Mount.[24][25] He was the fifth of six children of wealthy society doctor and financier Robert Darwin and Susannah Darwin (née Wedgwood). His grandfathers Erasmus Darwin and Josiah Wedgwood were both prominent abolitionists. Erasmus Darwin had promoted theories of evolution and common descent in his Zoonomia (1794), anticipating his grandson's work.[26]
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Both families were largely Unitarian, though the Wedgwoods were adopting Anglicanism. Robert Darwin, himself quietly a freethinker, had baby Charles baptised in November 1809 in the Anglican St Chad's Church, Shrewsbury, but Charles and his siblings attended the Unitarian chapel with their mother. The eight-year-old Charles already had a taste for natural history and collecting when he joined the day school run by its preacher in 1817. That July, his mother died. From September 1818, he joined his older brother Erasmus attending the nearby Anglican Shrewsbury School as a boarder.[27]
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Darwin spent the summer of 1825 as an apprentice doctor, helping his father treat the poor of Shropshire, before going to the University of Edinburgh Medical School (at the time the best medical school in the UK) with his brother Erasmus in October 1825. Darwin found lectures dull and surgery distressing, so he neglected his studies. He learned taxidermy in around 40 daily hour-long sessions from John Edmonstone, a freed black slave who had accompanied Charles Waterton in the South American rainforest.[28]
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In Darwin's second year at the university he joined the Plinian Society, a student natural-history group featuring lively debates in which radical democratic students with materialistic views challenged orthodox religious concepts of science.[29] He assisted Robert Edmond Grant's investigations of the anatomy and life cycle of marine invertebrates in the Firth of Forth, and on 27 March 1827 presented at the Plinian his own discovery that black spores found in oyster shells were the eggs of a skate leech. One day, Grant praised Lamarck's evolutionary ideas. Darwin was astonished by Grant's audacity, but had recently read similar ideas in his grandfather Erasmus' journals.[30] Darwin was rather bored by Robert Jameson's natural-history course, which covered geology—including the debate between Neptunism and Plutonism. He learned the classification of plants, and assisted with work on the collections of the University Museum, one of the largest museums in Europe at the time.[31]
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Darwin's neglect of medical studies annoyed his father, who shrewdly sent him to Christ's College, Cambridge, to study for a Bachelor of Arts degree as the first step towards becoming an Anglican country parson. As Darwin was unqualified for the Tripos, he joined the ordinary degree course in January 1828.[32] He preferred riding and shooting to studying. During the first few months of Darwin's enrollment, his second cousin William Darwin Fox was also studying at Christ's Church. Fox impressed him with his butterfly collection, introducing Darwin to entomology and influencing him to pursue beetle collecting.[33][34] He did this zealously, and had some of his finds published in James Francis Stephens' Illustrations of British entomology (1829–32).[34][35] Also through Fox, Darwin became a close friend and follower of botany professor John Stevens Henslow.[33] He met other leading parson-naturalists who saw scientific work as religious natural theology, becoming known to these dons as "the man who walks with Henslow". When his own exams drew near, Darwin applied himself to his studies and was delighted by the language and logic of William Paley's Evidences of Christianity[36] (1794). In his final examination in January 1831 Darwin did well, coming tenth out of 178 candidates for the ordinary degree.[37]
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Darwin had to stay at Cambridge until June 1831. He studied Paley's Natural Theology or Evidences of the Existence and Attributes of the Deity (first published in 1802), which made an argument for divine design in nature, explaining adaptation as God acting through laws of nature.[38] He read John Herschel's new book, Preliminary Discourse on the Study of Natural Philosophy (1831), which described the highest aim of natural philosophy as understanding such laws through inductive reasoning based on observation, and Alexander von Humboldt's Personal Narrative of scientific travels in 1799–1804. Inspired with "a burning zeal" to contribute, Darwin planned to visit Tenerife with some classmates after graduation to study natural history in the tropics. In preparation, he joined Adam Sedgwick's geology course, then on 4 August travelled with him to spend a fortnight mapping strata in Wales.[39][40]
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After leaving Sedgwick in Wales, Darwin spent a week with student friends at Barmouth, then returned home on 29 August to find a letter from Henslow proposing him as a suitable (if unfinished) naturalist for a self-funded supernumerary place on HMS Beagle with captain Robert FitzRoy, emphasising that this was a position for a gentleman rather than "a mere collector". The ship was to leave in four weeks on an expedition to chart the coastline of South America.[41] Robert Darwin objected to his son's planned two-year voyage, regarding it as a waste of time, but was persuaded by his brother-in-law, Josiah Wedgwood II, to agree to (and fund) his son's participation.[42] Darwin took care to remain in a private capacity to retain control over his collection, intending it for a major scientific institution.[43]
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After delays, the voyage began on 27 December 1831; it lasted almost five years. As FitzRoy had intended, Darwin spent most of that time on land investigating geology and making natural history collections, while HMS Beagle surveyed and charted coasts.[13][44] He kept careful notes of his observations and theoretical speculations, and at intervals during the voyage his specimens were sent to Cambridge together with letters including a copy of his journal for his family.[45] He had some expertise in geology, beetle collecting and dissecting marine invertebrates, but in all other areas was a novice and ably collected specimens for expert appraisal.[46] Despite suffering badly from seasickness, Darwin wrote copious notes while on board the ship. Most of his zoology notes are about marine invertebrates, starting with plankton collected in a calm spell.[44][47]
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On their first stop ashore at St Jago in Cape Verde, Darwin found that a white band high in the volcanic rock cliffs included seashells. FitzRoy had given him the first volume of Charles Lyell's Principles of Geology, which set out uniformitarian concepts of land slowly rising or falling over immense periods,[II] and Darwin saw things Lyell's way, theorising and thinking of writing a book on geology.[48] When they reached Brazil, Darwin was delighted by the tropical forest,[49] but detested the sight of slavery, and disputed this issue with Fitzroy.[50]
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The survey continued to the south in Patagonia. They stopped at Bahía Blanca, and in cliffs near Punta Alta Darwin made a major find of fossil bones of huge extinct mammals beside modern seashells, indicating recent extinction with no signs of change in climate or catastrophe. He identified the little-known Megatherium by a tooth and its association with bony armour, which had at first seemed to him to be like a giant version of the armour on local armadillos. The finds brought great interest when they reached England.[51][52]
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On rides with gauchos into the interior to explore geology and collect more fossils, Darwin gained social, political and anthropological insights into both native and colonial people at a time of revolution, and learnt that two types of rhea had separate but overlapping territories.[53][54] Further south, he saw stepped plains of shingle and seashells as raised beaches showing a series of elevations. He read Lyell's second volume and accepted its view of "centres of creation" of species, but his discoveries and theorising challenged Lyell's ideas of smooth continuity and of extinction of species.[55][56]
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Three Fuegians on board had been seized during the first Beagle voyage, then during a year in England were educated as missionaries. Darwin found them friendly and civilised, yet at Tierra del Fuego he met "miserable, degraded savages", as different as wild from domesticated animals.[57] He remained convinced that, despite this diversity, all humans were interrelated with a shared origin and potential for improvement towards civilisation. Unlike his scientist friends, he now thought there was no unbridgeable gap between humans and animals.[58] A year on, the mission had been abandoned. The Fuegian they had named Jemmy Button lived like the other natives, had a wife, and had no wish to return to England.[59]
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Darwin experienced an earthquake in Chile in 1835 and saw signs that the land had just been raised, including mussel-beds stranded above high tide. High in the Andes he saw seashells, and several fossil trees that had grown on a sand beach. He theorised that as the land rose, oceanic islands sank, and coral reefs round them grew to form atolls.[60][61]
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On the geologically new Galápagos Islands, Darwin looked for evidence attaching wildlife to an older "centre of creation", and found mockingbirds allied to those in Chile but differing from island to island. He heard that slight variations in the shape of tortoise shells showed which island they came from, but failed to collect them, even after eating tortoises taken on board as food.[62][63] In Australia, the marsupial rat-kangaroo and the platypus seemed so unusual that Darwin thought it was almost as though two distinct Creators had been at work.[64] He found the Aborigines "good-humoured & pleasant", and noted their depletion by European settlement.[65]
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FitzRoy investigated how the atolls of the Cocos (Keeling) Islands had formed, and the survey supported Darwin's theorising.[61] FitzRoy began writing the official Narrative of the Beagle voyages, and after reading Darwin's diary he proposed incorporating it into the account.[66] Darwin's Journal was eventually rewritten as a separate third volume, on natural history.[67]
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In Cape Town, South Africa, Darwin and FitzRoy met John Herschel, who had recently written to Lyell praising his uniformitarianism as opening bold speculation on "that mystery of mysteries, the replacement of extinct species by others" as "a natural in contradistinction to a miraculous process".[68]
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When organising his notes as the ship sailed home, Darwin wrote that, if his growing suspicions about the mockingbirds, the tortoises and the Falkland Islands fox were correct, "such facts undermine the stability of Species", then cautiously added "would" before "undermine".[69] He later wrote that such facts "seemed to me to throw some light on the origin of species".[70]
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By the time Darwin returned to England, he was already a celebrity in scientific circles as in December 1835 Henslow had fostered his former pupil's reputation by publishing a pamphlet of Darwin's geological letters for select naturalists.[71] On 2 October 1836 the ship anchored at Falmouth, Cornwall. Darwin promptly made the long coach journey to Shrewsbury to visit his home and see relatives. He then hurried to Cambridge to see Henslow, who advised him on finding naturalists available to catalogue Darwin's animal collections and who agreed to take on the botanical specimens. Darwin's father organised investments, enabling his son to be a self-funded gentleman scientist, and an excited Darwin went round the London institutions being fêted and seeking experts to describe the collections. British zoologists at the time had a huge backlog of work due to natural history collecting being promoted and encouraged through the British Empire, and there was a danger of specimens just being left in storage.[72]
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Charles Lyell eagerly met Darwin for the first time on 29 October and soon introduced him to the up-and-coming anatomist Richard Owen, who had the facilities of the Royal College of Surgeons to work on the fossil bones collected by Darwin. Owen's surprising results included other gigantic extinct ground sloths as well as the Megatherium, a near complete skeleton of the unknown Scelidotherium and a hippopotamus-sized rodent-like skull named Toxodon resembling a giant capybara. The armour fragments were actually from Glyptodon, a huge armadillo-like creature as Darwin had initially thought.[73][52] These extinct creatures were related to living species in South America.[74]
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In mid-December, Darwin took lodgings in Cambridge to organise work on his collections and rewrite his Journal.[75] He wrote his first paper, showing that the South American landmass was slowly rising, and with Lyell's enthusiastic backing read it to the Geological Society of London on 4 January 1837. On the same day, he presented his mammal and bird specimens to the Zoological Society. The ornithologist John Gould soon announced that the Galapagos birds that Darwin had thought a mixture of blackbirds, "gros-beaks" and finches, were, in fact, twelve separate species of finches. On 17 February, Darwin was elected to the Council of the Geological Society, and Lyell's presidential address presented Owen's findings on Darwin's fossils, stressing geographical continuity of species as supporting his uniformitarian ideas.[76]
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Early in March, Darwin moved to London to be near this work, joining Lyell's social circle of scientists and experts such as Charles Babbage,[77] who described God as a programmer of laws. Darwin stayed with his freethinking brother Erasmus, part of this Whig circle and a close friend of the writer Harriet Martineau, who promoted Malthusianism underlying the controversial Whig Poor Law reforms to stop welfare from causing overpopulation and more poverty. As a Unitarian, she welcomed the radical implications of transmutation of species, promoted by Grant and younger surgeons influenced by Geoffroy. Transmutation was anathema to Anglicans defending social order,[78] but reputable scientists openly discussed the subject and there was wide interest in John Herschel's letter praising Lyell's approach as a way to find a natural cause of the origin of new species.[68]
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Gould met Darwin and told him that the Galápagos mockingbirds from different islands were separate species, not just varieties, and what Darwin had thought was a "wren" was also in the finch group. Darwin had not labelled the finches by island, but from the notes of others on the ship, including FitzRoy, he allocated species to islands.[79] The two rheas were also distinct species, and on 14 March Darwin announced how their distribution changed going southwards.[80]
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By mid-March 1837, barely six months after his return to England, Darwin was speculating in his Red Notebook on the possibility that "one species does change into another" to explain the geographical distribution of living species such as the rheas, and extinct ones such as the strange extinct mammal Macrauchenia, which resembled a giant guanaco, a llama relative. His thoughts on lifespan, asexual reproduction and sexual reproduction developed in his "B" notebook around mid-July on to variation in offspring "to adapt & alter the race to changing world" explaining the Galápagos tortoises, mockingbirds and rheas. He sketched branching descent, then a genealogical branching of a single evolutionary tree, in which "It is absurd to talk of one animal being higher than another", discarding Lamarck's independent lineages progressing to higher forms.[81]
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While developing this intensive study of transmutation, Darwin became mired in more work. Still rewriting his Journal, he took on editing and publishing the expert reports on his collections, and with Henslow's help obtained a Treasury grant of £1,000 to sponsor this multi-volume Zoology of the Voyage of H.M.S. Beagle, a sum equivalent to about £92,000 in 2018.[82] He stretched the funding to include his planned books on geology, and agreed to unrealistic dates with the publisher.[83] As the Victorian era began, Darwin pressed on with writing his Journal, and in August 1837 began correcting printer's proofs.[84]
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As Darwin worked under pressure, his health suffered. On 20 September he had "an uncomfortable palpitation of the heart", so his doctors urged him to "knock off all work" and live in the country for a few weeks. After visiting Shrewsbury he joined his Wedgwood relatives at Maer Hall, Staffordshire, but found them too eager for tales of his travels to give him much rest. His charming, intelligent, and cultured cousin Emma Wedgwood, nine months older than Darwin, was nursing his invalid aunt. His uncle Josiah pointed out an area of ground where cinders had disappeared under loam and suggested that this might have been the work of earthworms, inspiring "a new & important theory" on their role in soil formation, which Darwin presented at the Geological Society on 1 November 1837.[85]
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William Whewell pushed Darwin to take on the duties of Secretary of the Geological Society. After initially declining the work, he accepted the post in March 1838.[86] Despite the grind of writing and editing the Beagle reports, Darwin made remarkable progress on transmutation, taking every opportunity to question expert naturalists and, unconventionally, people with practical experience in selective breeding such as farmers and pigeon fanciers.[13][87] Over time, his research drew on information from his relatives and children, the family butler, neighbours, colonists and former shipmates.[88] He included mankind in his speculations from the outset, and on seeing an orangutan in the zoo on 28 March 1838 noted its childlike behaviour.[89]
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The strain took a toll, and by June he was being laid up for days on end with stomach problems, headaches and heart symptoms. For the rest of his life, he was repeatedly incapacitated with episodes of stomach pains, vomiting, severe boils, palpitations, trembling and other symptoms, particularly during times of stress, such as attending meetings or making social visits. The cause of Darwin's illness remained unknown, and attempts at treatment had only ephemeral success.[90]
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On 23 June, he took a break and went "geologising" in Scotland. He visited Glen Roy in glorious weather to see the parallel "roads" cut into the hillsides at three heights. He later published his view that these were marine raised beaches, but then had to accept that they were shorelines of a proglacial lake.[91]
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Fully recuperated, he returned to Shrewsbury in July. Used to jotting down daily notes on animal breeding, he scrawled rambling thoughts about marriage, career and prospects on two scraps of paper, one with columns headed "Marry" and "Not Marry". Advantages under "Marry" included "constant companion and a friend in old age ... better than a dog anyhow", against points such as "less money for books" and "terrible loss of time."[92] Having decided in favour of marriage, he discussed it with his father, then went to visit his cousin Emma on 29 July. He did not get around to proposing, but against his father's advice he mentioned his ideas on transmutation.[93]
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Continuing his research in London, Darwin's wide reading now included the sixth edition of Malthus's An Essay on the Principle of Population, and on 28 September 1838 he noted its assertion that human "population, when unchecked, goes on doubling itself every twenty five years, or increases in a geometrical ratio", a geometric progression so that population soon exceeds food supply in what is known as a Malthusian catastrophe. Darwin was well prepared to compare this to de Candolle's "warring of the species" of plants and the struggle for existence among wildlife, explaining how numbers of a species kept roughly stable. As species always breed beyond available resources, favourable variations would make organisms better at surviving and passing the variations on to their offspring, while unfavourable variations would be lost. He wrote that the "final cause of all this wedging, must be to sort out proper structure, & adapt it to changes", so that "One may say there is a force like a hundred thousand wedges trying force into every kind of adapted structure into the gaps of in the economy of nature, or rather forming gaps by thrusting out weaker ones."[13][94] This would result in the formation of new species.[13][95] As he later wrote in his Autobiography:
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In October 1838, that is, fifteen months after I had begun my systematic enquiry, I happened to read for amusement Malthus on Population, and being well prepared to appreciate the struggle for existence which everywhere goes on from long-continued observation of the habits of animals and plants, it at once struck me that under these circumstances favourable variations would tend to be preserved, and unfavourable ones to be destroyed. The result of this would be the formation of new species. Here, then, I had at last got a theory by which to work...[96]
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By mid-December, Darwin saw a similarity between farmers picking the best stock in selective breeding, and a Malthusian Nature selecting from chance variants so that "every part of newly acquired structure is fully practical and perfected",[97] thinking this comparison "a beautiful part of my theory".[98] He later called his theory natural selection, an analogy with what he termed the "artificial selection" of selective breeding.[13]
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On 11 November, he returned to Maer and proposed to Emma, once more telling her his ideas. She accepted, then in exchanges of loving letters she showed how she valued his openness in sharing their differences, also expressing her strong Unitarian beliefs and concerns that his honest doubts might separate them in the afterlife.[99] While he was house-hunting in London, bouts of illness continued and Emma wrote urging him to get some rest, almost prophetically remarking "So don't be ill any more my dear Charley till I can be with you to nurse you." He found what they called "Macaw Cottage" (because of its gaudy interiors) in Gower Street, then moved his "museum" in over Christmas. On 24 January 1839, Darwin was elected a Fellow of the Royal Society (FRS).[2][100]
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On 29 January, Darwin and Emma Wedgwood were married at Maer in an Anglican ceremony arranged to suit the Unitarians, then immediately caught the train to London and their new home.[101]
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Darwin now had the framework of his theory of natural selection "by which to work",[96] as his "prime hobby".[102] His research included extensive experimental selective breeding of plants and animals, finding evidence that species were not fixed and investigating many detailed ideas to refine and substantiate his theory.[13] For fifteen years this work was in the background to his main occupation of writing on geology and publishing expert reports on the Beagle collections, and in particular, the barnacles.[103]
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When FitzRoy's Narrative was published in May 1839, Darwin's Journal and Remarks was such a success as the third volume that later that year it was published on its own.[104] Early in 1842, Darwin wrote about his ideas to Charles Lyell, who noted that his ally "denies seeing a beginning to each crop of species".[105]
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Darwin's book The Structure and Distribution of Coral Reefs on his theory of atoll formation was published in May 1842 after more than three years of work, and he then wrote his first "pencil sketch" of his theory of natural selection.[106] To escape the pressures of London, the family moved to rural Down House in September.[107] On 11 January 1844, Darwin mentioned his theorising to the botanist Joseph Dalton Hooker, writing with melodramatic humour "it is like confessing a murder".[108][109] Hooker replied "There may in my opinion have been a series of productions on different spots, & also a gradual change of species. I shall be delighted to hear how you think that this change may have taken place, as no presently conceived opinions satisfy me on the subject."[110]
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By July, Darwin had expanded his "sketch" into a 230-page "Essay", to be expanded with his research results if he died prematurely.[112] In November, the anonymously published sensational best-seller Vestiges of the Natural History of Creation brought wide interest in transmutation. Darwin scorned its amateurish geology and zoology, but carefully reviewed his own arguments. Controversy erupted, and it continued to sell well despite contemptuous dismissal by scientists.[113][114]
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Darwin completed his third geological book in 1846. He now renewed a fascination and expertise in marine invertebrates, dating back to his student days with Grant, by dissecting and classifying the barnacles he had collected on the voyage, enjoying observing beautiful structures and thinking about comparisons with allied structures.[115] In 1847, Hooker read the "Essay" and sent notes that provided Darwin with the calm critical feedback that he needed, but would not commit himself and questioned Darwin's opposition to continuing acts of creation.[116]
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In an attempt to improve his chronic ill health, Darwin went in 1849 to Dr. James Gully's Malvern spa and was surprised to find some benefit from hydrotherapy.[117] Then, in 1851, his treasured daughter Annie fell ill, reawakening his fears that his illness might be hereditary, and after a long series of crises she died.[118]
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In eight years of work on barnacles (Cirripedia), Darwin's theory helped him to find "homologies" showing that slightly changed body parts served different functions to meet new conditions, and in some genera he found minute males parasitic on hermaphrodites, showing an intermediate stage in evolution of distinct sexes.[119] In 1853, it earned him the Royal Society's Royal Medal, and it made his reputation as a biologist.[120] In 1854 he became a Fellow of the Linnean Society of London, gaining postal access to its library.[121] He began a major reassessment of his theory of species, and in November realised that divergence in the character of descendants could be explained by them becoming adapted to "diversified places in the economy of nature".[122]
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By the start of 1856, Darwin was investigating whether eggs and seeds could survive travel across seawater to spread species across oceans. Hooker increasingly doubted the traditional view that species were fixed, but their young friend Thomas Henry Huxley was still firmly against the transmutation of species. Lyell was intrigued by Darwin's speculations without realising their extent. When he read a paper by Alfred Russel Wallace, "On the Law which has Regulated the Introduction of New Species", he saw similarities with Darwin's thoughts and urged him to publish to establish precedence. Though Darwin saw no threat, on 14 May 1856 he began writing a short paper. Finding answers to difficult questions held him up repeatedly, and he expanded his plans to a "big book on species" titled Natural Selection, which was to include his "note on Man". He continued his researches, obtaining information and specimens from naturalists worldwide including Wallace who was working in Borneo. In mid-1857 he added a section heading; "Theory applied to Races of Man", but did not add text on this topic. On 5 September 1857, Darwin sent the American botanist Asa Gray a detailed outline of his ideas, including an abstract of Natural Selection, which omitted human origins and sexual selection. In December, Darwin received a letter from Wallace asking if the book would examine human origins. He responded that he would avoid that subject, "so surrounded with prejudices", while encouraging Wallace's theorising and adding that "I go much further than you."[124]
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Darwin's book was only partly written when, on 18 June 1858, he received a paper from Wallace describing natural selection. Shocked that he had been "forestalled", Darwin sent it on that day to Lyell, as requested by Wallace,[125][126] and although Wallace had not asked for publication, Darwin suggested he would send it to any journal that Wallace chose. His family was in crisis with children in the village dying of scarlet fever, and he put matters in the hands of his friends. After some discussion, with no reliable way of involving Wallace, Lyell and Hooker decided on a joint presentation at the Linnean Society on 1 July of On the Tendency of Species to form Varieties; and on the Perpetuation of Varieties and Species by Natural Means of Selection. On the evening of 28 June, Darwin's baby son died of scarlet fever after almost a week of severe illness, and he was too distraught to attend.[127]
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There was little immediate attention to this announcement of the theory; the president of the Linnean Society remarked in May 1859 that the year had not been marked by any revolutionary discoveries.[128] Only one review rankled enough for Darwin to recall it later; Professor Samuel Haughton of Dublin claimed that "all that was new in them was false, and what was true was old".[129] Darwin struggled for thirteen months to produce an abstract of his "big book", suffering from ill health but getting constant encouragement from his scientific friends. Lyell arranged to have it published by John Murray.[130]
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On the Origin of Species proved unexpectedly popular, with the entire stock of 1,250 copies oversubscribed when it went on sale to booksellers on 22 November 1859.[131] In the book, Darwin set out "one long argument" of detailed observations, inferences and consideration of anticipated objections.[132] In making the case for common descent, he included evidence of homologies between humans and other mammals.[133][III] Having outlined sexual selection, he hinted that it could explain differences between human races.[134][IV] He avoided explicit discussion of human origins, but implied the significance of his work with the sentence; "Light will be thrown on the origin of man and his history."[135][IV] His theory is simply stated in the introduction:
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As many more individuals of each species are born than can possibly survive; and as, consequently, there is a frequently recurring struggle for existence, it follows that any being, if it vary however slightly in any manner profitable to itself, under the complex and sometimes varying conditions of life, will have a better chance of surviving, and thus be naturally selected. From the strong principle of inheritance, any selected variety will tend to propagate its new and modified form.[136]
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At the end of the book he concluded that:
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There is grandeur in this view of life, with its several powers, having been originally breathed into a few forms or into one; and that, whilst this planet has gone cycling on according to the fixed law of gravity, from so simple a beginning endless forms most beautiful and most wonderful have been, and are being, evolved.[137]
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The last word was the only variant of "evolved" in the first five editions of the book. "Evolutionism" at that time was associated with other concepts, most commonly with embryological development, and Darwin first used the word evolution in The Descent of Man in 1871, before adding it in 1872 to the 6th edition of The Origin of Species.[138]
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The book aroused international interest, with less controversy than had greeted the popular and less scientific Vestiges of the Natural History of Creation.[140] Though Darwin's illness kept him away from the public debates, he eagerly scrutinised the scientific response, commenting on press cuttings, reviews, articles, satires and caricatures, and corresponded on it with colleagues worldwide.[141] The book did not explicitly discuss human origins,[135][IV] but included a number of hints about the animal ancestry of humans from which the inference could be made.[142] The first review asked, "If a monkey has become a man–what may not a man become?" and said it should be left to theologians as it was too dangerous for ordinary readers.[143] Amongst early favourable responses, Huxley's reviews swiped at Richard Owen, leader of the scientific establishment Huxley was trying to overthrow.[144] In April, Owen's review attacked Darwin's friends and condescendingly dismissed his ideas, angering Darwin,[145] but Owen and others began to promote ideas of supernaturally guided evolution. Patrick Matthew drew attention to his 1831 book which had a brief appendix suggesting a concept of natural selection leading to new species, but he had not developed the idea.[146]
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The Church of England's response was mixed. Darwin's old Cambridge tutors Sedgwick and Henslow dismissed the ideas, but liberal clergymen interpreted natural selection as an instrument of God's design, with the cleric Charles Kingsley seeing it as "just as noble a conception of Deity".[147] In 1860, the publication of Essays and Reviews by seven liberal Anglican theologians diverted clerical attention from Darwin, with its ideas including higher criticism attacked by church authorities as heresy. In it, Baden Powell argued that miracles broke God's laws, so belief in them was atheistic, and praised "Mr Darwin's masterly volume [supporting] the grand principle of the self-evolving powers of nature".[148] Asa Gray discussed teleology with Darwin, who imported and distributed Gray's pamphlet on theistic evolution, Natural Selection is not inconsistent with natural theology.[147][149] The most famous confrontation was at the public 1860 Oxford evolution debate during a meeting of the British Association for the Advancement of Science, where the Bishop of Oxford Samuel Wilberforce, though not opposed to transmutation of species, argued against Darwin's explanation and human descent from apes. Joseph Hooker argued strongly for Darwin, and Thomas Huxley's legendary retort, that he would rather be descended from an ape than a man who misused his gifts, came to symbolise a triumph of science over religion.[147][150]
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Even Darwin's close friends Gray, Hooker, Huxley and Lyell still expressed various reservations but gave strong support, as did many others, particularly younger naturalists. Gray and Lyell sought reconciliation with faith, while Huxley portrayed a polarisation between religion and science. He campaigned pugnaciously against the authority of the clergy in education,[147] aiming to overturn the dominance of clergymen and aristocratic amateurs under Owen in favour of a new generation of professional scientists. Owen's claim that brain anatomy proved humans to be a separate biological order from apes was shown to be false by Huxley in a long running dispute parodied by Kingsley as the "Great Hippocampus Question", and discredited Owen.[151]
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Darwinism became a movement covering a wide range of evolutionary ideas. In 1863 Lyell's Geological Evidences of the Antiquity of Man popularised prehistory, though his caution on evolution disappointed Darwin. Weeks later Huxley's Evidence as to Man's Place in Nature showed that anatomically, humans are apes, then The Naturalist on the River Amazons by Henry Walter Bates provided empirical evidence of natural selection.[152] Lobbying brought Darwin Britain's highest scientific honour, the Royal Society's Copley Medal, awarded on 3 November 1864.[153] That day, Huxley held the first meeting of what became the influential "X Club" devoted to "science, pure and free, untrammelled by religious dogmas".[154] By the end of the decade most scientists agreed that evolution occurred, but only a minority supported Darwin's view that the chief mechanism was natural selection.[155]
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The Origin of Species was translated into many languages, becoming a staple scientific text attracting thoughtful attention from all walks of life, including the "working men" who flocked to Huxley's lectures.[156] Darwin's theory also resonated with various movements at the time[V] and became a key fixture of popular culture.[VI] Cartoonists parodied animal ancestry in an old tradition of showing humans with animal traits, and in Britain these droll images served to popularise Darwin's theory in an unthreatening way. While ill in 1862 Darwin began growing a beard, and when he reappeared in public in 1866 caricatures of him as an ape helped to identify all forms of evolutionism with Darwinism.[139]
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Despite repeated bouts of illness during the last twenty-two years of his life, Darwin's work continued. Having published On the Origin of Species as an abstract of his theory, he pressed on with experiments, research, and writing of his "big book". He covered human descent from earlier animals including evolution of society and of mental abilities, as well as explaining decorative beauty in wildlife and diversifying into innovative plant studies.
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Enquiries about insect pollination led in 1861 to novel studies of wild orchids, showing adaptation of their flowers to attract specific moths to each species and ensure cross fertilisation. In 1862 Fertilisation of Orchids gave his first detailed demonstration of the power of natural selection to explain complex ecological relationships, making testable predictions. As his health declined, he lay on his sickbed in a room filled with inventive experiments to trace the movements of climbing plants.[157] Admiring visitors included Ernst Haeckel, a zealous proponent of Darwinismus incorporating Lamarckism and Goethe's idealism.[158] Wallace remained supportive, though he increasingly turned to Spiritualism.[159]
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Darwin's book The Variation of Animals and Plants under Domestication (1868) was the first part of his planned "big book", and included his unsuccessful hypothesis of pangenesis attempting to explain heredity. It sold briskly at first, despite its size, and was translated into many languages. He wrote most of a second part, on natural selection, but it remained unpublished in his lifetime.[160]
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Lyell had already popularised human prehistory, and Huxley had shown that anatomically humans are apes.[152] With The Descent of Man, and Selection in Relation to Sex published in 1871, Darwin set out evidence from numerous sources that humans are animals, showing continuity of physical and mental attributes, and presented sexual selection to explain impractical animal features such as the peacock's plumage as well as human evolution of culture, differences between sexes, and physical and cultural racial classification, while emphasising that humans are all one species.[161] His research using images was expanded in his 1872 book The Expression of the Emotions in Man and Animals, one of the first books to feature printed photographs, which discussed the evolution of human psychology and its continuity with the behaviour of animals. Both books proved very popular, and Darwin was impressed by the general assent with which his views had been received, remarking that "everybody is talking about it without being shocked."[162] His conclusion was "that man with all his noble qualities, with sympathy which feels for the most debased, with benevolence which extends not only to other men but to the humblest living creature, with his god-like intellect which has penetrated into the movements and constitution of the solar system—with all these exalted powers—Man still bears in his bodily frame the indelible stamp of his lowly origin."[163]
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His evolution-related experiments and investigations led to books on Orchids, Insectivorous Plants, The Effects of Cross and Self Fertilisation in the Vegetable Kingdom, different forms of flowers on plants of the same species, and The Power of Movement in Plants. He continued to collect information and exchange views from scientific correspondents all over the world, including Mary Treat, whom he encouraged to persevere in her scientific work.[164] His botanical work[IX] was interpreted and popularised by various writers including Grant Allen and H. G. Wells, and helped transform plant science in the late 19th century and early 20th century. In his last book he returned to The Formation of Vegetable Mould through the Action of Worms.
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In 1882 he was diagnosed with what was called "angina pectoris" which then meant coronary thrombosis and disease of the heart. At the time of his death, the physicians diagnosed "anginal attacks", and "heart-failure".[165] It has been speculated that Darwin may have suffered from chronic Chagas disease.[166] This speculation is based on a journal entry written by Darwin, describing he was bitten by the "Kissing Bug" in Mendoza, Argentina, in 1835;[167] and based on the constellation of clinical symptoms he exhibited, including cardiac disease which is a hallmark of chronic Chagas disease.[168][166] Exhuming Darwin's body is likely necessary to definitively determine his state of infection by detecting DNA of infecting parasite, T. cruzi, that causes Chagas disease.[166][167]
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He died at Down House on 19 April 1882. His last words were to his family, telling Emma "I am not the least afraid of death—Remember what a good wife you have been to me—Tell all my children to remember how good they have been to me", then while she rested, he repeatedly told Henrietta and Francis "It's almost worth while to be sick to be nursed by you".[169] He had expected to be buried in St Mary's churchyard at Downe, but at the request of Darwin's colleagues, after public and parliamentary petitioning, William Spottiswoode (President of the Royal Society) arranged for Darwin to be honoured by burial in Westminster Abbey, close to John Herschel and Isaac Newton. The funeral was held on Wednesday 26 April and was attended by thousands of people, including family, friends, scientists, philosophers and dignitaries.[170][10]
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By the time of his death, Darwin and his colleagues had convinced most scientists that evolution as descent with modification was correct, and he was regarded as a great scientist who had revolutionised ideas. In June 1909, though few at that time agreed with his view that "natural selection has been the main but not the exclusive means of modification", he was honoured by more than 400 officials and scientists from across the world who met in Cambridge to commemorate his centenary and the fiftieth anniversary of On the Origin of Species.[171] Around the beginning of the 20th century, a period that has been called "the eclipse of Darwinism", scientists proposed various alternative evolutionary mechanisms, which eventually proved untenable. Ronald Fisher, an English statistician, finally united Mendelian genetics with natural selection, in the period between 1918 and his 1930 book The Genetical Theory of Natural Selection.[172] He gave the theory a mathematical footing and brought broad scientific consensus that natural selection was the basic mechanism of evolution, thus founding the basis for population genetics and the modern evolutionary synthesis, with J.B.S. Haldane and Sewall Wright, which set the frame of reference for modern debates and refinements of the theory.[14]
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During Darwin's lifetime, many geographical features were given his name. An expanse of water adjoining the Beagle Channel was named Darwin Sound by Robert FitzRoy after Darwin's prompt action, along with two or three of the men, saved them from being marooned on a nearby shore when a collapsing glacier caused a large wave that would have swept away their boats,[173] and the nearby Mount Darwin in the Andes was named in celebration of Darwin's 25th birthday.[174] When the Beagle was surveying Australia in 1839, Darwin's friend John Lort Stokes sighted a natural harbour which the ship's captain Wickham named Port Darwin: a nearby settlement was renamed Darwin in 1911, and it became the capital city of Australia's Northern Territory.[175]
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Stephen Heard identified 389 species that have been named after Darwin,[176] and there are at least 9 genera.[177] In one example, the group of tanagers related to those Darwin found in the Galápagos Islands became popularly known as "Darwin's finches" in 1947, fostering inaccurate legends about their significance to his work.[178]
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Darwin's work has continued to be celebrated by numerous publications and events. The Linnean Society of London has commemorated Darwin's achievements by the award of the Darwin–Wallace Medal since 1908. Darwin Day has become an annual celebration, and in 2009 worldwide events were arranged for the bicentenary of Darwin's birth and the 150th anniversary of the publication of On the Origin of Species.[179]
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Darwin has been commemorated in the UK, with his portrait printed on the reverse of £10 banknotes printed along with a hummingbird and HMS Beagle, issued by the Bank of England.[180]
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A life-size seated statue of Darwin can be seen in the main hall of the Natural History Museum in London.[181]
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A seated statue of Darwin, unveiled 1897, stands in front of Shrewsbury Library, the building that used to house Shrewsbury School, which Darwin attended as a boy. Another statue of Darwin as a young man is situated in the grounds of Christ's College, Cambridge.
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Darwin College, a postgraduate college at Cambridge University, is named after the Darwin family.[182]
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In 2008–09, the Swedish band The Knife, in collaboration with Danish performance group Hotel Pro Forma and other musicians from Denmark, Sweden and the US, created an opera about the life of Darwin, and The Origin of Species, titled Tomorrow, in a Year. The show toured European theatres in 2010.
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The Darwins had ten children: two died in infancy, and Annie's death at the age of ten had a devastating effect on her parents. Charles was a devoted father and uncommonly attentive to his children.[17] Whenever they fell ill, he feared that they might have inherited weaknesses from inbreeding due to the close family ties he shared with his wife and cousin, Emma Wedgwood.
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He examined inbreeding in his writings, contrasting it with the advantages of outcrossing in many species.[183] Despite his fears, most of the surviving children and many of their descendants went on to have distinguished careers.
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Of his surviving children, George, Francis and Horace became Fellows of the Royal Society,[184] distinguished as astronomer,[185] botanist and civil engineer, respectively. All three were knighted.[186] Another son, Leonard, went on to be a soldier, politician, economist, eugenicist and mentor of the statistician and evolutionary biologist Ronald Fisher.[187]
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Darwin's family tradition was nonconformist Unitarianism, while his father and grandfather were freethinkers, and his baptism and boarding school were Church of England.[27] When going to Cambridge to become an Anglican clergyman, he did not doubt the literal truth of the Bible.[36] He learned John Herschel's science which, like William Paley's natural theology, sought explanations in laws of nature rather than miracles and saw adaptation of species as evidence of design.[38][39] On board HMS Beagle, Darwin was quite orthodox and would quote the Bible as an authority on morality.[189] He looked for "centres of creation" to explain distribution,[62] and suggested that the very similar antlions found in Australia and England were evidence of a divine hand.[64]
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By his return, he was critical of the Bible as history, and wondered why all religions should not be equally valid.[189] In the next few years, while intensively speculating on geology and the transmutation of species, he gave much thought to religion and openly discussed this with his wife Emma, whose beliefs also came from intensive study and questioning.[99] The theodicy of Paley and Thomas Malthus vindicated evils such as starvation as a result of a benevolent creator's laws, which had an overall good effect. To Darwin, natural selection produced the good of adaptation but removed the need for design,[190] and he could not see the work of an omnipotent deity in all the pain and suffering, such as the ichneumon wasp paralysing caterpillars as live food for its eggs.[149] Though he thought of religion as a tribal survival strategy, Darwin was reluctant to give up the idea of God as an ultimate lawgiver. He was increasingly troubled by the problem of evil.[191][192]
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Darwin remained close friends with the vicar of Downe, John Brodie Innes, and continued to play a leading part in the parish work of the church,[193] but from around 1849 would go for a walk on Sundays while his family attended church.[188] He considered it "absurd to doubt that a man might be an ardent theist and an evolutionist"[194][195] and, though reticent about his religious views, in 1879 he wrote that "I have never been an atheist in the sense of denying the existence of a God. – I think that generally ... an agnostic would be the most correct description of my state of mind".[99][194]
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The "Lady Hope Story", published in 1915, claimed that Darwin had reverted to Christianity on his sickbed. The claims were repudiated by Darwin's children and have been dismissed as false by historians.[196]
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Darwin's views on social and political issues reflected his time and social position. He grew up in a family of Whig reformers who, like his uncle Josiah Wedgwood, supported electoral reform and the emancipation of slaves. Darwin was passionately opposed to slavery, while seeing no problem with the working conditions of English factory workers or servants. His taxidermy lessons in 1826 from the freed slave John Edmonstone, whom he long recalled as "a very pleasant and intelligent man", reinforced his belief that black people shared the same feelings, and could be as intelligent as people of other races. He took the same attitude to native people he met on the Beagle voyage.[197] These attitudes were not unusual in Britain in the 1820s, much as it shocked visiting Americans. British society became more racist in mid-century,[28] but Darwin remained strongly against slavery, against "ranking the so-called races of man as distinct species", and against ill-treatment of native people.[198][VII] Darwins interaction with Yaghans (Fuegians) such as Jemmy Button during the second voyage of HMS Beagle had a profound impact on his view of primitive peoples. At his arrival to Tierra del Fuego he made a colourful description of "Fuegian savages".[199] This view changed as he came to know Yaghan people more in detail. By studying the Yaghans Darwin concluded that a number of basic emotions by different human groups were the same and that mental capabilities were roughly the same as for Europeans.[199] While interested in Yaghan culture Darwin failed to appreciate their deep ecological knowledge and elaborate cosmology until the 1850s when he inspected a dictionary of Yaghan detailing 32-thousand words.[199] He recognised that European colonisation often led to the extinction of native civilisations.[200]
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He thought men's eminence over women was the outcome of sexual selection, a view disputed by Antoinette Brown Blackwell in her 1875 book The Sexes Throughout Nature.[201]
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Darwin was intrigued by his half-cousin Francis Galton's argument, introduced in 1865, that statistical analysis of heredity showed that moral and mental human traits could be inherited, and principles of animal breeding could apply to humans. In The Descent of Man, Darwin noted that aiding the weak to survive and have families could lose the benefits of natural selection, but cautioned that withholding such aid would endanger the instinct of sympathy, "the noblest part of our nature", and factors such as education could be more important. When Galton suggested that publishing research could encourage intermarriage within a "caste" of "those who are naturally gifted", Darwin foresaw practical difficulties, and thought it "the sole feasible, yet I fear utopian, plan of procedure in improving the human race", preferring to simply publicise the importance of inheritance and leave decisions to individuals.[202] Francis Galton named this field of study "eugenics" in 1883.[VIII] After Darwin's death, his theories were cited to promote eugenic policies that went against his humanitarian principles.[200]
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Darwin's fame and popularity led to his name being associated with ideas and movements that, at times, had only an indirect relation to his writings, and sometimes went directly against his express comments.
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Thomas Malthus had argued that population growth beyond resources was ordained by God to get humans to work productively and show restraint in getting families; this was used in the 1830s to justify workhouses and laissez-faire economics.[203] Evolution was by then seen as having social implications, and Herbert Spencer's 1851 book Social Statics based ideas of human freedom and individual liberties on his Lamarckian evolutionary theory.[204]
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Soon after the Origin was published in 1859, critics derided his description of a struggle for existence as a Malthusian justification for the English industrial capitalism of the time. The term Darwinism was used for the evolutionary ideas of others, including Spencer's "survival of the fittest" as free-market progress, and Ernst Haeckel's polygenistic ideas of human development. Writers used natural selection to argue for various, often contradictory, ideologies such as laissez-faire dog-eat-dog capitalism, colonialism and imperialism. However, Darwin's holistic view of nature included "dependence of one being on another"; thus pacifists, socialists, liberal social reformers and anarchists such as Peter Kropotkin stressed the value of co-operation over struggle within a species.[205] Darwin himself insisted that social policy should not simply be guided by concepts of struggle and selection in nature.[206]
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After the 1880s, a eugenics movement developed on ideas of biological inheritance, and for scientific justification of their ideas appealed to some concepts of Darwinism. In Britain, most shared Darwin's cautious views on voluntary improvement and sought to encourage those with good traits in "positive eugenics". During the "Eclipse of Darwinism", a scientific foundation for eugenics was provided by Mendelian genetics. Negative eugenics to remove the "feebleminded" were popular in America, Canada and Australia, and eugenics in the United States introduced compulsory sterilisation laws, followed by several other countries. Subsequently, Nazi eugenics brought the field into disrepute.[VIII]
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The term "Social Darwinism" was used infrequently from around the 1890s, but became popular as a derogatory term in the 1940s when used by Richard Hofstadter to attack the laissez-faire conservatism of those like William Graham Sumner who opposed reform and socialism. Since then, it has been used as a term of abuse by those opposed to what they think are the moral consequences of evolution.[207][203]
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Darwin was a prolific writer. Even without publication of his works on evolution, he would have had a considerable reputation as the author of The Voyage of the Beagle, as a geologist who had published extensively on South America and had solved the puzzle of the formation of coral atolls, and as a biologist who had published the definitive work on barnacles. While On the Origin of Species dominates perceptions of his work, The Descent of Man and The Expression of the Emotions in Man and Animals had considerable impact, and his books on plants including The Power of Movement in Plants were innovative studies of great importance, as was his final work on The Formation of Vegetable Mould through the Action of Worms.[208][209]
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I. ^ Darwin was eminent as a naturalist, geologist, biologist, and author. After working as a physician's assistant and two years as a medical student, he was educated as a clergyman; he was also trained in taxidermy.[210]
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II. ^ Robert FitzRoy was to become known after the voyage for biblical literalism, but at this time he had considerable interest in Lyell's ideas, and they met before the voyage when Lyell asked for observations to be made in South America. FitzRoy's diary during the ascent of the River Santa Cruz in Patagonia recorded his opinion that the plains were raised beaches, but on return, newly married to a very religious lady, he recanted these ideas.(Browne 1995, pp. 186, 414)
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III. ^ In the section "Morphology" of Chapter XIII of On the Origin of Species, Darwin commented on homologous bone patterns between humans and other mammals, writing: "What can be more curious than that the hand of a man, formed for grasping, that of a mole for digging, the leg of the horse, the paddle of the porpoise, and the wing of the bat, should all be constructed on the same pattern, and should include the same bones, in the same relative positions?"[211] and in the concluding chapter: "The framework of bones being the same in the hand of a man, wing of a bat, fin of the porpoise, and leg of the horse … at once explain themselves on the theory of descent with slow and slight successive modifications."[212]
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IV. 1 2 3
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In On the Origin of Species Darwin mentioned human origins in his concluding remark that "In the distant future I see open fields for far more important researches. Psychology will be based on a new foundation, that of the necessary acquirement of each mental power and capacity by gradation. Light will be thrown on the origin of man and his history."[135]
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In "Chapter VI: Difficulties on Theory" he referred to sexual selection: "I might have adduced for this same purpose the differences between the races of man, which are so strongly marked; I may add that some little light can apparently be thrown on the origin of these differences, chiefly through sexual selection of a particular kind, but without here entering on copious details my reasoning would appear frivolous."[134]
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In The Descent of Man of 1871, Darwin discussed the first passage:
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"During many years I collected notes on the origin or descent of man, without any intention of publishing on the subject, but rather with the determination not to publish, as I thought that I should thus only add to the prejudices against my views. It seemed to me sufficient to indicate, in the first edition of my 'Origin of Species,' that by this work 'light would be thrown on the origin of man and his history;' and this implies that man must be included with other organic beings in any general conclusion respecting his manner of appearance on this earth."[213] In a preface to the 1874 second edition, he added a reference to the second point: "it has been said by several critics, that when I found that many details of structure in man could not be explained through natural selection, I invented sexual selection; I gave, however, a tolerably clear sketch of this principle in the first edition of the 'Origin of Species,' and I there stated that it was applicable to man."[214]
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V. ^ See, for example, WILLA volume 4, Charlotte Perkins Gilman and the Feminization of Education by Deborah M. De Simone: "Gilman shared many basic educational ideas with the generation of thinkers who matured during the period of "intellectual chaos" caused by Darwin's Origin of the Species. Marked by the belief that individuals can direct human and social evolution, many progressives came to view education as the panacea for advancing social progress and for solving such problems as urbanisation, poverty, or immigration."
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VI. ^ See, for example, the song "A lady fair of lineage high" from Gilbert and Sullivan's Princess Ida, which describes the descent of man (but not woman!) from apes.
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VII. ^ Darwin's belief that black people had the same essential humanity as Europeans, and had many mental similarities, was reinforced by the lessons he had from John Edmonstone in 1826.[28] Early in the Beagle voyage, Darwin nearly lost his position on the ship when he criticised FitzRoy's defence and praise of slavery. (Darwin 1958, p. 74) He wrote home about "how steadily the general feeling, as shown at elections, has been rising against Slavery. What a proud thing for England if she is the first European nation which utterly abolishes it! I was told before leaving England that after living in slave countries all my opinions would be altered; the only alteration I am aware of is forming a much higher estimate of the negro character." (Darwin 1887, p. 246) Regarding Fuegians, he "could not have believed how wide was the difference between savage and civilized man: it is greater than between a wild and domesticated animal, inasmuch as in man there is a greater power of improvement", but he knew and liked civilised Fuegians like Jemmy Button: "It seems yet wonderful to me, when I think over all his many good qualities, that he should have been of the same race, and doubtless partaken of the same character, with the miserable, degraded savages whom we first met here."(Darwin 1845, pp. 205, 207–208)
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In the Descent of Man, he mentioned the similarity of Fuegians' and Edmonstone's minds to Europeans' when arguing against "ranking the so-called races of man as distinct species".[215]
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He rejected the ill-treatment of native people, and for example wrote of massacres of Patagonian men, women, and children, "Every one here is fully convinced that this is the most just war, because it is against barbarians. Who would believe in this age that such atrocities could be committed in a Christian civilized country?"(Darwin 1845, p. 102)
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VIII. 1 2 Geneticists studied human heredity as Mendelian inheritance, while eugenics movements sought to manage society, with a focus on social class in the United Kingdom, and on disability and ethnicity in the United States, leading to geneticists seeing this as impractical pseudoscience. A shift from voluntary arrangements to "negative" eugenics included compulsory sterilisation laws in the United States, copied by Nazi Germany as the basis for Nazi eugenics based on virulent racism and "racial hygiene".(Thurtle, Phillip (17 December 1996). "the creation of genetic identity". SEHR. 5 (Supplement: Cultural and Technological Incubations of Fascism). Retrieved 11 November 2008.Edwards, A. W. F. (1 April 2000). "The Genetical Theory of Natural Selection". Genetics. 154 (April 2000). pp. 1419–1426. PMC 1461012. PMID 10747041. Retrieved 11 November 2008.Wilkins, John. "Evolving Thoughts: Darwin and the Holocaust 3: eugenics". Archived from the original on 5 December 2008. Retrieved 11 November 2008.)
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IX. ^ David Quammen writes of his "theory that [Darwin] turned to these arcane botanical studies – producing more than one book that was solidly empirical, discreetly evolutionary, yet a "horrid bore" – at least partly so that the clamorous controversialists, fighting about apes and angels and souls, would leave him... alone." David Quammen, "The Brilliant Plodder" (review of Ken Thompson, Darwin's Most Wonderful Plants: A Tour of His Botanical Legacy, University of Chicago Press, 255 pp.; Elizabeth Hennessy, On the Backs of Tortoises: Darwin, the Galápagos, and the Fate of an Evolutionary Eden, Yale University Press, 310 pp.; Bill Jenkins, Evolution Before Darwin: Theories of the Transmutation of Species in Edinburgh, 1804–1834, Edinburgh University Press, 222 pp.), The New York Review of Books, vol. LXVII, no. 7 (23 April 2020), pp. 22–24. Quammen, quoted from p. 24 of his review.
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Professional institution:
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Charles Robert Darwin FRS FRGS FLS FZS[2] (/ˈdɑːrwɪn/;[5] 12 February 1809 – 19 April 1882) was an English naturalist, geologist and biologist,[6] best known for his contributions to the science of evolution.[I] His proposition that all species of life have descended over time from common ancestors is now widely accepted, and considered a foundational concept in science.[7] In a joint publication with Alfred Russel Wallace, he introduced his scientific theory that this branching pattern of evolution resulted from a process that he called natural selection, in which the struggle for existence has a similar effect to the artificial selection involved in selective breeding.[8] Darwin has been described as one of the most influential figures in human history,[9] and he was honoured by burial in Westminster Abbey.[10]
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Darwin published his theory of evolution with compelling evidence in his 1859 book On the Origin of Species.[11][12] By the 1870s, the scientific community and a majority of the educated public had accepted evolution as a fact. However, many favoured competing explanations which gave only a minor role to natural selection, and it was not until the emergence of the modern evolutionary synthesis from the 1930s to the 1950s that a broad consensus developed in which natural selection was the basic mechanism of evolution.[13][14] Darwin's scientific discovery is the unifying theory of the life sciences, explaining the diversity of life.[15][16]
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Darwin's early interest in nature led him to neglect his medical education at the University of Edinburgh; instead, he helped to investigate marine invertebrates. Studies at the University of Cambridge (Christ's College) encouraged his passion for natural science.[17] His five-year voyage on HMS Beagle established him as an eminent geologist whose observations and theories supported Charles Lyell's conception of gradual geological change, and publication of his journal of the voyage made him famous as a popular author.[18]
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Puzzled by the geographical distribution of wildlife and fossils he collected on the voyage, Darwin began detailed investigations, and in 1838 conceived his theory of natural selection.[19] Although he discussed his ideas with several naturalists, he needed time for extensive research and his geological work had priority.[20] He was writing up his theory in 1858 when Alfred Russel Wallace sent him an essay that described the same idea, prompting immediate joint publication of both of their theories.[21] Darwin's work established evolutionary descent with modification as the dominant scientific explanation of diversification in nature.[13] In 1871 he examined human evolution and sexual selection in The Descent of Man, and Selection in Relation to Sex, followed by The Expression of the Emotions in Man and Animals (1872). His research on plants was published in a series of books, and in his final book, The Formation of Vegetable Mould, through the Actions of Worms (1881), he examined earthworms and their effect on soil.[22][23]
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Charles Robert Darwin was born in Shrewsbury, Shropshire, on 12 February 1809, at his family's home, The Mount.[24][25] He was the fifth of six children of wealthy society doctor and financier Robert Darwin and Susannah Darwin (née Wedgwood). His grandfathers Erasmus Darwin and Josiah Wedgwood were both prominent abolitionists. Erasmus Darwin had promoted theories of evolution and common descent in his Zoonomia (1794), anticipating his grandson's work.[26]
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Both families were largely Unitarian, though the Wedgwoods were adopting Anglicanism. Robert Darwin, himself quietly a freethinker, had baby Charles baptised in November 1809 in the Anglican St Chad's Church, Shrewsbury, but Charles and his siblings attended the Unitarian chapel with their mother. The eight-year-old Charles already had a taste for natural history and collecting when he joined the day school run by its preacher in 1817. That July, his mother died. From September 1818, he joined his older brother Erasmus attending the nearby Anglican Shrewsbury School as a boarder.[27]
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Darwin spent the summer of 1825 as an apprentice doctor, helping his father treat the poor of Shropshire, before going to the University of Edinburgh Medical School (at the time the best medical school in the UK) with his brother Erasmus in October 1825. Darwin found lectures dull and surgery distressing, so he neglected his studies. He learned taxidermy in around 40 daily hour-long sessions from John Edmonstone, a freed black slave who had accompanied Charles Waterton in the South American rainforest.[28]
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In Darwin's second year at the university he joined the Plinian Society, a student natural-history group featuring lively debates in which radical democratic students with materialistic views challenged orthodox religious concepts of science.[29] He assisted Robert Edmond Grant's investigations of the anatomy and life cycle of marine invertebrates in the Firth of Forth, and on 27 March 1827 presented at the Plinian his own discovery that black spores found in oyster shells were the eggs of a skate leech. One day, Grant praised Lamarck's evolutionary ideas. Darwin was astonished by Grant's audacity, but had recently read similar ideas in his grandfather Erasmus' journals.[30] Darwin was rather bored by Robert Jameson's natural-history course, which covered geology—including the debate between Neptunism and Plutonism. He learned the classification of plants, and assisted with work on the collections of the University Museum, one of the largest museums in Europe at the time.[31]
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Darwin's neglect of medical studies annoyed his father, who shrewdly sent him to Christ's College, Cambridge, to study for a Bachelor of Arts degree as the first step towards becoming an Anglican country parson. As Darwin was unqualified for the Tripos, he joined the ordinary degree course in January 1828.[32] He preferred riding and shooting to studying. During the first few months of Darwin's enrollment, his second cousin William Darwin Fox was also studying at Christ's Church. Fox impressed him with his butterfly collection, introducing Darwin to entomology and influencing him to pursue beetle collecting.[33][34] He did this zealously, and had some of his finds published in James Francis Stephens' Illustrations of British entomology (1829–32).[34][35] Also through Fox, Darwin became a close friend and follower of botany professor John Stevens Henslow.[33] He met other leading parson-naturalists who saw scientific work as religious natural theology, becoming known to these dons as "the man who walks with Henslow". When his own exams drew near, Darwin applied himself to his studies and was delighted by the language and logic of William Paley's Evidences of Christianity[36] (1794). In his final examination in January 1831 Darwin did well, coming tenth out of 178 candidates for the ordinary degree.[37]
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Darwin had to stay at Cambridge until June 1831. He studied Paley's Natural Theology or Evidences of the Existence and Attributes of the Deity (first published in 1802), which made an argument for divine design in nature, explaining adaptation as God acting through laws of nature.[38] He read John Herschel's new book, Preliminary Discourse on the Study of Natural Philosophy (1831), which described the highest aim of natural philosophy as understanding such laws through inductive reasoning based on observation, and Alexander von Humboldt's Personal Narrative of scientific travels in 1799–1804. Inspired with "a burning zeal" to contribute, Darwin planned to visit Tenerife with some classmates after graduation to study natural history in the tropics. In preparation, he joined Adam Sedgwick's geology course, then on 4 August travelled with him to spend a fortnight mapping strata in Wales.[39][40]
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After leaving Sedgwick in Wales, Darwin spent a week with student friends at Barmouth, then returned home on 29 August to find a letter from Henslow proposing him as a suitable (if unfinished) naturalist for a self-funded supernumerary place on HMS Beagle with captain Robert FitzRoy, emphasising that this was a position for a gentleman rather than "a mere collector". The ship was to leave in four weeks on an expedition to chart the coastline of South America.[41] Robert Darwin objected to his son's planned two-year voyage, regarding it as a waste of time, but was persuaded by his brother-in-law, Josiah Wedgwood II, to agree to (and fund) his son's participation.[42] Darwin took care to remain in a private capacity to retain control over his collection, intending it for a major scientific institution.[43]
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After delays, the voyage began on 27 December 1831; it lasted almost five years. As FitzRoy had intended, Darwin spent most of that time on land investigating geology and making natural history collections, while HMS Beagle surveyed and charted coasts.[13][44] He kept careful notes of his observations and theoretical speculations, and at intervals during the voyage his specimens were sent to Cambridge together with letters including a copy of his journal for his family.[45] He had some expertise in geology, beetle collecting and dissecting marine invertebrates, but in all other areas was a novice and ably collected specimens for expert appraisal.[46] Despite suffering badly from seasickness, Darwin wrote copious notes while on board the ship. Most of his zoology notes are about marine invertebrates, starting with plankton collected in a calm spell.[44][47]
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On their first stop ashore at St Jago in Cape Verde, Darwin found that a white band high in the volcanic rock cliffs included seashells. FitzRoy had given him the first volume of Charles Lyell's Principles of Geology, which set out uniformitarian concepts of land slowly rising or falling over immense periods,[II] and Darwin saw things Lyell's way, theorising and thinking of writing a book on geology.[48] When they reached Brazil, Darwin was delighted by the tropical forest,[49] but detested the sight of slavery, and disputed this issue with Fitzroy.[50]
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The survey continued to the south in Patagonia. They stopped at Bahía Blanca, and in cliffs near Punta Alta Darwin made a major find of fossil bones of huge extinct mammals beside modern seashells, indicating recent extinction with no signs of change in climate or catastrophe. He identified the little-known Megatherium by a tooth and its association with bony armour, which had at first seemed to him to be like a giant version of the armour on local armadillos. The finds brought great interest when they reached England.[51][52]
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On rides with gauchos into the interior to explore geology and collect more fossils, Darwin gained social, political and anthropological insights into both native and colonial people at a time of revolution, and learnt that two types of rhea had separate but overlapping territories.[53][54] Further south, he saw stepped plains of shingle and seashells as raised beaches showing a series of elevations. He read Lyell's second volume and accepted its view of "centres of creation" of species, but his discoveries and theorising challenged Lyell's ideas of smooth continuity and of extinction of species.[55][56]
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Three Fuegians on board had been seized during the first Beagle voyage, then during a year in England were educated as missionaries. Darwin found them friendly and civilised, yet at Tierra del Fuego he met "miserable, degraded savages", as different as wild from domesticated animals.[57] He remained convinced that, despite this diversity, all humans were interrelated with a shared origin and potential for improvement towards civilisation. Unlike his scientist friends, he now thought there was no unbridgeable gap between humans and animals.[58] A year on, the mission had been abandoned. The Fuegian they had named Jemmy Button lived like the other natives, had a wife, and had no wish to return to England.[59]
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Darwin experienced an earthquake in Chile in 1835 and saw signs that the land had just been raised, including mussel-beds stranded above high tide. High in the Andes he saw seashells, and several fossil trees that had grown on a sand beach. He theorised that as the land rose, oceanic islands sank, and coral reefs round them grew to form atolls.[60][61]
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On the geologically new Galápagos Islands, Darwin looked for evidence attaching wildlife to an older "centre of creation", and found mockingbirds allied to those in Chile but differing from island to island. He heard that slight variations in the shape of tortoise shells showed which island they came from, but failed to collect them, even after eating tortoises taken on board as food.[62][63] In Australia, the marsupial rat-kangaroo and the platypus seemed so unusual that Darwin thought it was almost as though two distinct Creators had been at work.[64] He found the Aborigines "good-humoured & pleasant", and noted their depletion by European settlement.[65]
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FitzRoy investigated how the atolls of the Cocos (Keeling) Islands had formed, and the survey supported Darwin's theorising.[61] FitzRoy began writing the official Narrative of the Beagle voyages, and after reading Darwin's diary he proposed incorporating it into the account.[66] Darwin's Journal was eventually rewritten as a separate third volume, on natural history.[67]
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In Cape Town, South Africa, Darwin and FitzRoy met John Herschel, who had recently written to Lyell praising his uniformitarianism as opening bold speculation on "that mystery of mysteries, the replacement of extinct species by others" as "a natural in contradistinction to a miraculous process".[68]
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When organising his notes as the ship sailed home, Darwin wrote that, if his growing suspicions about the mockingbirds, the tortoises and the Falkland Islands fox were correct, "such facts undermine the stability of Species", then cautiously added "would" before "undermine".[69] He later wrote that such facts "seemed to me to throw some light on the origin of species".[70]
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By the time Darwin returned to England, he was already a celebrity in scientific circles as in December 1835 Henslow had fostered his former pupil's reputation by publishing a pamphlet of Darwin's geological letters for select naturalists.[71] On 2 October 1836 the ship anchored at Falmouth, Cornwall. Darwin promptly made the long coach journey to Shrewsbury to visit his home and see relatives. He then hurried to Cambridge to see Henslow, who advised him on finding naturalists available to catalogue Darwin's animal collections and who agreed to take on the botanical specimens. Darwin's father organised investments, enabling his son to be a self-funded gentleman scientist, and an excited Darwin went round the London institutions being fêted and seeking experts to describe the collections. British zoologists at the time had a huge backlog of work due to natural history collecting being promoted and encouraged through the British Empire, and there was a danger of specimens just being left in storage.[72]
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Charles Lyell eagerly met Darwin for the first time on 29 October and soon introduced him to the up-and-coming anatomist Richard Owen, who had the facilities of the Royal College of Surgeons to work on the fossil bones collected by Darwin. Owen's surprising results included other gigantic extinct ground sloths as well as the Megatherium, a near complete skeleton of the unknown Scelidotherium and a hippopotamus-sized rodent-like skull named Toxodon resembling a giant capybara. The armour fragments were actually from Glyptodon, a huge armadillo-like creature as Darwin had initially thought.[73][52] These extinct creatures were related to living species in South America.[74]
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In mid-December, Darwin took lodgings in Cambridge to organise work on his collections and rewrite his Journal.[75] He wrote his first paper, showing that the South American landmass was slowly rising, and with Lyell's enthusiastic backing read it to the Geological Society of London on 4 January 1837. On the same day, he presented his mammal and bird specimens to the Zoological Society. The ornithologist John Gould soon announced that the Galapagos birds that Darwin had thought a mixture of blackbirds, "gros-beaks" and finches, were, in fact, twelve separate species of finches. On 17 February, Darwin was elected to the Council of the Geological Society, and Lyell's presidential address presented Owen's findings on Darwin's fossils, stressing geographical continuity of species as supporting his uniformitarian ideas.[76]
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Early in March, Darwin moved to London to be near this work, joining Lyell's social circle of scientists and experts such as Charles Babbage,[77] who described God as a programmer of laws. Darwin stayed with his freethinking brother Erasmus, part of this Whig circle and a close friend of the writer Harriet Martineau, who promoted Malthusianism underlying the controversial Whig Poor Law reforms to stop welfare from causing overpopulation and more poverty. As a Unitarian, she welcomed the radical implications of transmutation of species, promoted by Grant and younger surgeons influenced by Geoffroy. Transmutation was anathema to Anglicans defending social order,[78] but reputable scientists openly discussed the subject and there was wide interest in John Herschel's letter praising Lyell's approach as a way to find a natural cause of the origin of new species.[68]
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Gould met Darwin and told him that the Galápagos mockingbirds from different islands were separate species, not just varieties, and what Darwin had thought was a "wren" was also in the finch group. Darwin had not labelled the finches by island, but from the notes of others on the ship, including FitzRoy, he allocated species to islands.[79] The two rheas were also distinct species, and on 14 March Darwin announced how their distribution changed going southwards.[80]
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By mid-March 1837, barely six months after his return to England, Darwin was speculating in his Red Notebook on the possibility that "one species does change into another" to explain the geographical distribution of living species such as the rheas, and extinct ones such as the strange extinct mammal Macrauchenia, which resembled a giant guanaco, a llama relative. His thoughts on lifespan, asexual reproduction and sexual reproduction developed in his "B" notebook around mid-July on to variation in offspring "to adapt & alter the race to changing world" explaining the Galápagos tortoises, mockingbirds and rheas. He sketched branching descent, then a genealogical branching of a single evolutionary tree, in which "It is absurd to talk of one animal being higher than another", discarding Lamarck's independent lineages progressing to higher forms.[81]
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While developing this intensive study of transmutation, Darwin became mired in more work. Still rewriting his Journal, he took on editing and publishing the expert reports on his collections, and with Henslow's help obtained a Treasury grant of £1,000 to sponsor this multi-volume Zoology of the Voyage of H.M.S. Beagle, a sum equivalent to about £92,000 in 2018.[82] He stretched the funding to include his planned books on geology, and agreed to unrealistic dates with the publisher.[83] As the Victorian era began, Darwin pressed on with writing his Journal, and in August 1837 began correcting printer's proofs.[84]
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As Darwin worked under pressure, his health suffered. On 20 September he had "an uncomfortable palpitation of the heart", so his doctors urged him to "knock off all work" and live in the country for a few weeks. After visiting Shrewsbury he joined his Wedgwood relatives at Maer Hall, Staffordshire, but found them too eager for tales of his travels to give him much rest. His charming, intelligent, and cultured cousin Emma Wedgwood, nine months older than Darwin, was nursing his invalid aunt. His uncle Josiah pointed out an area of ground where cinders had disappeared under loam and suggested that this might have been the work of earthworms, inspiring "a new & important theory" on their role in soil formation, which Darwin presented at the Geological Society on 1 November 1837.[85]
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William Whewell pushed Darwin to take on the duties of Secretary of the Geological Society. After initially declining the work, he accepted the post in March 1838.[86] Despite the grind of writing and editing the Beagle reports, Darwin made remarkable progress on transmutation, taking every opportunity to question expert naturalists and, unconventionally, people with practical experience in selective breeding such as farmers and pigeon fanciers.[13][87] Over time, his research drew on information from his relatives and children, the family butler, neighbours, colonists and former shipmates.[88] He included mankind in his speculations from the outset, and on seeing an orangutan in the zoo on 28 March 1838 noted its childlike behaviour.[89]
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The strain took a toll, and by June he was being laid up for days on end with stomach problems, headaches and heart symptoms. For the rest of his life, he was repeatedly incapacitated with episodes of stomach pains, vomiting, severe boils, palpitations, trembling and other symptoms, particularly during times of stress, such as attending meetings or making social visits. The cause of Darwin's illness remained unknown, and attempts at treatment had only ephemeral success.[90]
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On 23 June, he took a break and went "geologising" in Scotland. He visited Glen Roy in glorious weather to see the parallel "roads" cut into the hillsides at three heights. He later published his view that these were marine raised beaches, but then had to accept that they were shorelines of a proglacial lake.[91]
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Fully recuperated, he returned to Shrewsbury in July. Used to jotting down daily notes on animal breeding, he scrawled rambling thoughts about marriage, career and prospects on two scraps of paper, one with columns headed "Marry" and "Not Marry". Advantages under "Marry" included "constant companion and a friend in old age ... better than a dog anyhow", against points such as "less money for books" and "terrible loss of time."[92] Having decided in favour of marriage, he discussed it with his father, then went to visit his cousin Emma on 29 July. He did not get around to proposing, but against his father's advice he mentioned his ideas on transmutation.[93]
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Continuing his research in London, Darwin's wide reading now included the sixth edition of Malthus's An Essay on the Principle of Population, and on 28 September 1838 he noted its assertion that human "population, when unchecked, goes on doubling itself every twenty five years, or increases in a geometrical ratio", a geometric progression so that population soon exceeds food supply in what is known as a Malthusian catastrophe. Darwin was well prepared to compare this to de Candolle's "warring of the species" of plants and the struggle for existence among wildlife, explaining how numbers of a species kept roughly stable. As species always breed beyond available resources, favourable variations would make organisms better at surviving and passing the variations on to their offspring, while unfavourable variations would be lost. He wrote that the "final cause of all this wedging, must be to sort out proper structure, & adapt it to changes", so that "One may say there is a force like a hundred thousand wedges trying force into every kind of adapted structure into the gaps of in the economy of nature, or rather forming gaps by thrusting out weaker ones."[13][94] This would result in the formation of new species.[13][95] As he later wrote in his Autobiography:
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In October 1838, that is, fifteen months after I had begun my systematic enquiry, I happened to read for amusement Malthus on Population, and being well prepared to appreciate the struggle for existence which everywhere goes on from long-continued observation of the habits of animals and plants, it at once struck me that under these circumstances favourable variations would tend to be preserved, and unfavourable ones to be destroyed. The result of this would be the formation of new species. Here, then, I had at last got a theory by which to work...[96]
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By mid-December, Darwin saw a similarity between farmers picking the best stock in selective breeding, and a Malthusian Nature selecting from chance variants so that "every part of newly acquired structure is fully practical and perfected",[97] thinking this comparison "a beautiful part of my theory".[98] He later called his theory natural selection, an analogy with what he termed the "artificial selection" of selective breeding.[13]
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On 11 November, he returned to Maer and proposed to Emma, once more telling her his ideas. She accepted, then in exchanges of loving letters she showed how she valued his openness in sharing their differences, also expressing her strong Unitarian beliefs and concerns that his honest doubts might separate them in the afterlife.[99] While he was house-hunting in London, bouts of illness continued and Emma wrote urging him to get some rest, almost prophetically remarking "So don't be ill any more my dear Charley till I can be with you to nurse you." He found what they called "Macaw Cottage" (because of its gaudy interiors) in Gower Street, then moved his "museum" in over Christmas. On 24 January 1839, Darwin was elected a Fellow of the Royal Society (FRS).[2][100]
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On 29 January, Darwin and Emma Wedgwood were married at Maer in an Anglican ceremony arranged to suit the Unitarians, then immediately caught the train to London and their new home.[101]
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Darwin now had the framework of his theory of natural selection "by which to work",[96] as his "prime hobby".[102] His research included extensive experimental selective breeding of plants and animals, finding evidence that species were not fixed and investigating many detailed ideas to refine and substantiate his theory.[13] For fifteen years this work was in the background to his main occupation of writing on geology and publishing expert reports on the Beagle collections, and in particular, the barnacles.[103]
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When FitzRoy's Narrative was published in May 1839, Darwin's Journal and Remarks was such a success as the third volume that later that year it was published on its own.[104] Early in 1842, Darwin wrote about his ideas to Charles Lyell, who noted that his ally "denies seeing a beginning to each crop of species".[105]
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Darwin's book The Structure and Distribution of Coral Reefs on his theory of atoll formation was published in May 1842 after more than three years of work, and he then wrote his first "pencil sketch" of his theory of natural selection.[106] To escape the pressures of London, the family moved to rural Down House in September.[107] On 11 January 1844, Darwin mentioned his theorising to the botanist Joseph Dalton Hooker, writing with melodramatic humour "it is like confessing a murder".[108][109] Hooker replied "There may in my opinion have been a series of productions on different spots, & also a gradual change of species. I shall be delighted to hear how you think that this change may have taken place, as no presently conceived opinions satisfy me on the subject."[110]
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By July, Darwin had expanded his "sketch" into a 230-page "Essay", to be expanded with his research results if he died prematurely.[112] In November, the anonymously published sensational best-seller Vestiges of the Natural History of Creation brought wide interest in transmutation. Darwin scorned its amateurish geology and zoology, but carefully reviewed his own arguments. Controversy erupted, and it continued to sell well despite contemptuous dismissal by scientists.[113][114]
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Darwin completed his third geological book in 1846. He now renewed a fascination and expertise in marine invertebrates, dating back to his student days with Grant, by dissecting and classifying the barnacles he had collected on the voyage, enjoying observing beautiful structures and thinking about comparisons with allied structures.[115] In 1847, Hooker read the "Essay" and sent notes that provided Darwin with the calm critical feedback that he needed, but would not commit himself and questioned Darwin's opposition to continuing acts of creation.[116]
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In an attempt to improve his chronic ill health, Darwin went in 1849 to Dr. James Gully's Malvern spa and was surprised to find some benefit from hydrotherapy.[117] Then, in 1851, his treasured daughter Annie fell ill, reawakening his fears that his illness might be hereditary, and after a long series of crises she died.[118]
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In eight years of work on barnacles (Cirripedia), Darwin's theory helped him to find "homologies" showing that slightly changed body parts served different functions to meet new conditions, and in some genera he found minute males parasitic on hermaphrodites, showing an intermediate stage in evolution of distinct sexes.[119] In 1853, it earned him the Royal Society's Royal Medal, and it made his reputation as a biologist.[120] In 1854 he became a Fellow of the Linnean Society of London, gaining postal access to its library.[121] He began a major reassessment of his theory of species, and in November realised that divergence in the character of descendants could be explained by them becoming adapted to "diversified places in the economy of nature".[122]
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By the start of 1856, Darwin was investigating whether eggs and seeds could survive travel across seawater to spread species across oceans. Hooker increasingly doubted the traditional view that species were fixed, but their young friend Thomas Henry Huxley was still firmly against the transmutation of species. Lyell was intrigued by Darwin's speculations without realising their extent. When he read a paper by Alfred Russel Wallace, "On the Law which has Regulated the Introduction of New Species", he saw similarities with Darwin's thoughts and urged him to publish to establish precedence. Though Darwin saw no threat, on 14 May 1856 he began writing a short paper. Finding answers to difficult questions held him up repeatedly, and he expanded his plans to a "big book on species" titled Natural Selection, which was to include his "note on Man". He continued his researches, obtaining information and specimens from naturalists worldwide including Wallace who was working in Borneo. In mid-1857 he added a section heading; "Theory applied to Races of Man", but did not add text on this topic. On 5 September 1857, Darwin sent the American botanist Asa Gray a detailed outline of his ideas, including an abstract of Natural Selection, which omitted human origins and sexual selection. In December, Darwin received a letter from Wallace asking if the book would examine human origins. He responded that he would avoid that subject, "so surrounded with prejudices", while encouraging Wallace's theorising and adding that "I go much further than you."[124]
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Darwin's book was only partly written when, on 18 June 1858, he received a paper from Wallace describing natural selection. Shocked that he had been "forestalled", Darwin sent it on that day to Lyell, as requested by Wallace,[125][126] and although Wallace had not asked for publication, Darwin suggested he would send it to any journal that Wallace chose. His family was in crisis with children in the village dying of scarlet fever, and he put matters in the hands of his friends. After some discussion, with no reliable way of involving Wallace, Lyell and Hooker decided on a joint presentation at the Linnean Society on 1 July of On the Tendency of Species to form Varieties; and on the Perpetuation of Varieties and Species by Natural Means of Selection. On the evening of 28 June, Darwin's baby son died of scarlet fever after almost a week of severe illness, and he was too distraught to attend.[127]
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There was little immediate attention to this announcement of the theory; the president of the Linnean Society remarked in May 1859 that the year had not been marked by any revolutionary discoveries.[128] Only one review rankled enough for Darwin to recall it later; Professor Samuel Haughton of Dublin claimed that "all that was new in them was false, and what was true was old".[129] Darwin struggled for thirteen months to produce an abstract of his "big book", suffering from ill health but getting constant encouragement from his scientific friends. Lyell arranged to have it published by John Murray.[130]
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On the Origin of Species proved unexpectedly popular, with the entire stock of 1,250 copies oversubscribed when it went on sale to booksellers on 22 November 1859.[131] In the book, Darwin set out "one long argument" of detailed observations, inferences and consideration of anticipated objections.[132] In making the case for common descent, he included evidence of homologies between humans and other mammals.[133][III] Having outlined sexual selection, he hinted that it could explain differences between human races.[134][IV] He avoided explicit discussion of human origins, but implied the significance of his work with the sentence; "Light will be thrown on the origin of man and his history."[135][IV] His theory is simply stated in the introduction:
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As many more individuals of each species are born than can possibly survive; and as, consequently, there is a frequently recurring struggle for existence, it follows that any being, if it vary however slightly in any manner profitable to itself, under the complex and sometimes varying conditions of life, will have a better chance of surviving, and thus be naturally selected. From the strong principle of inheritance, any selected variety will tend to propagate its new and modified form.[136]
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At the end of the book he concluded that:
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There is grandeur in this view of life, with its several powers, having been originally breathed into a few forms or into one; and that, whilst this planet has gone cycling on according to the fixed law of gravity, from so simple a beginning endless forms most beautiful and most wonderful have been, and are being, evolved.[137]
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The last word was the only variant of "evolved" in the first five editions of the book. "Evolutionism" at that time was associated with other concepts, most commonly with embryological development, and Darwin first used the word evolution in The Descent of Man in 1871, before adding it in 1872 to the 6th edition of The Origin of Species.[138]
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The book aroused international interest, with less controversy than had greeted the popular and less scientific Vestiges of the Natural History of Creation.[140] Though Darwin's illness kept him away from the public debates, he eagerly scrutinised the scientific response, commenting on press cuttings, reviews, articles, satires and caricatures, and corresponded on it with colleagues worldwide.[141] The book did not explicitly discuss human origins,[135][IV] but included a number of hints about the animal ancestry of humans from which the inference could be made.[142] The first review asked, "If a monkey has become a man–what may not a man become?" and said it should be left to theologians as it was too dangerous for ordinary readers.[143] Amongst early favourable responses, Huxley's reviews swiped at Richard Owen, leader of the scientific establishment Huxley was trying to overthrow.[144] In April, Owen's review attacked Darwin's friends and condescendingly dismissed his ideas, angering Darwin,[145] but Owen and others began to promote ideas of supernaturally guided evolution. Patrick Matthew drew attention to his 1831 book which had a brief appendix suggesting a concept of natural selection leading to new species, but he had not developed the idea.[146]
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The Church of England's response was mixed. Darwin's old Cambridge tutors Sedgwick and Henslow dismissed the ideas, but liberal clergymen interpreted natural selection as an instrument of God's design, with the cleric Charles Kingsley seeing it as "just as noble a conception of Deity".[147] In 1860, the publication of Essays and Reviews by seven liberal Anglican theologians diverted clerical attention from Darwin, with its ideas including higher criticism attacked by church authorities as heresy. In it, Baden Powell argued that miracles broke God's laws, so belief in them was atheistic, and praised "Mr Darwin's masterly volume [supporting] the grand principle of the self-evolving powers of nature".[148] Asa Gray discussed teleology with Darwin, who imported and distributed Gray's pamphlet on theistic evolution, Natural Selection is not inconsistent with natural theology.[147][149] The most famous confrontation was at the public 1860 Oxford evolution debate during a meeting of the British Association for the Advancement of Science, where the Bishop of Oxford Samuel Wilberforce, though not opposed to transmutation of species, argued against Darwin's explanation and human descent from apes. Joseph Hooker argued strongly for Darwin, and Thomas Huxley's legendary retort, that he would rather be descended from an ape than a man who misused his gifts, came to symbolise a triumph of science over religion.[147][150]
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Even Darwin's close friends Gray, Hooker, Huxley and Lyell still expressed various reservations but gave strong support, as did many others, particularly younger naturalists. Gray and Lyell sought reconciliation with faith, while Huxley portrayed a polarisation between religion and science. He campaigned pugnaciously against the authority of the clergy in education,[147] aiming to overturn the dominance of clergymen and aristocratic amateurs under Owen in favour of a new generation of professional scientists. Owen's claim that brain anatomy proved humans to be a separate biological order from apes was shown to be false by Huxley in a long running dispute parodied by Kingsley as the "Great Hippocampus Question", and discredited Owen.[151]
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Darwinism became a movement covering a wide range of evolutionary ideas. In 1863 Lyell's Geological Evidences of the Antiquity of Man popularised prehistory, though his caution on evolution disappointed Darwin. Weeks later Huxley's Evidence as to Man's Place in Nature showed that anatomically, humans are apes, then The Naturalist on the River Amazons by Henry Walter Bates provided empirical evidence of natural selection.[152] Lobbying brought Darwin Britain's highest scientific honour, the Royal Society's Copley Medal, awarded on 3 November 1864.[153] That day, Huxley held the first meeting of what became the influential "X Club" devoted to "science, pure and free, untrammelled by religious dogmas".[154] By the end of the decade most scientists agreed that evolution occurred, but only a minority supported Darwin's view that the chief mechanism was natural selection.[155]
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The Origin of Species was translated into many languages, becoming a staple scientific text attracting thoughtful attention from all walks of life, including the "working men" who flocked to Huxley's lectures.[156] Darwin's theory also resonated with various movements at the time[V] and became a key fixture of popular culture.[VI] Cartoonists parodied animal ancestry in an old tradition of showing humans with animal traits, and in Britain these droll images served to popularise Darwin's theory in an unthreatening way. While ill in 1862 Darwin began growing a beard, and when he reappeared in public in 1866 caricatures of him as an ape helped to identify all forms of evolutionism with Darwinism.[139]
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Despite repeated bouts of illness during the last twenty-two years of his life, Darwin's work continued. Having published On the Origin of Species as an abstract of his theory, he pressed on with experiments, research, and writing of his "big book". He covered human descent from earlier animals including evolution of society and of mental abilities, as well as explaining decorative beauty in wildlife and diversifying into innovative plant studies.
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Enquiries about insect pollination led in 1861 to novel studies of wild orchids, showing adaptation of their flowers to attract specific moths to each species and ensure cross fertilisation. In 1862 Fertilisation of Orchids gave his first detailed demonstration of the power of natural selection to explain complex ecological relationships, making testable predictions. As his health declined, he lay on his sickbed in a room filled with inventive experiments to trace the movements of climbing plants.[157] Admiring visitors included Ernst Haeckel, a zealous proponent of Darwinismus incorporating Lamarckism and Goethe's idealism.[158] Wallace remained supportive, though he increasingly turned to Spiritualism.[159]
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Darwin's book The Variation of Animals and Plants under Domestication (1868) was the first part of his planned "big book", and included his unsuccessful hypothesis of pangenesis attempting to explain heredity. It sold briskly at first, despite its size, and was translated into many languages. He wrote most of a second part, on natural selection, but it remained unpublished in his lifetime.[160]
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Lyell had already popularised human prehistory, and Huxley had shown that anatomically humans are apes.[152] With The Descent of Man, and Selection in Relation to Sex published in 1871, Darwin set out evidence from numerous sources that humans are animals, showing continuity of physical and mental attributes, and presented sexual selection to explain impractical animal features such as the peacock's plumage as well as human evolution of culture, differences between sexes, and physical and cultural racial classification, while emphasising that humans are all one species.[161] His research using images was expanded in his 1872 book The Expression of the Emotions in Man and Animals, one of the first books to feature printed photographs, which discussed the evolution of human psychology and its continuity with the behaviour of animals. Both books proved very popular, and Darwin was impressed by the general assent with which his views had been received, remarking that "everybody is talking about it without being shocked."[162] His conclusion was "that man with all his noble qualities, with sympathy which feels for the most debased, with benevolence which extends not only to other men but to the humblest living creature, with his god-like intellect which has penetrated into the movements and constitution of the solar system—with all these exalted powers—Man still bears in his bodily frame the indelible stamp of his lowly origin."[163]
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His evolution-related experiments and investigations led to books on Orchids, Insectivorous Plants, The Effects of Cross and Self Fertilisation in the Vegetable Kingdom, different forms of flowers on plants of the same species, and The Power of Movement in Plants. He continued to collect information and exchange views from scientific correspondents all over the world, including Mary Treat, whom he encouraged to persevere in her scientific work.[164] His botanical work[IX] was interpreted and popularised by various writers including Grant Allen and H. G. Wells, and helped transform plant science in the late 19th century and early 20th century. In his last book he returned to The Formation of Vegetable Mould through the Action of Worms.
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In 1882 he was diagnosed with what was called "angina pectoris" which then meant coronary thrombosis and disease of the heart. At the time of his death, the physicians diagnosed "anginal attacks", and "heart-failure".[165] It has been speculated that Darwin may have suffered from chronic Chagas disease.[166] This speculation is based on a journal entry written by Darwin, describing he was bitten by the "Kissing Bug" in Mendoza, Argentina, in 1835;[167] and based on the constellation of clinical symptoms he exhibited, including cardiac disease which is a hallmark of chronic Chagas disease.[168][166] Exhuming Darwin's body is likely necessary to definitively determine his state of infection by detecting DNA of infecting parasite, T. cruzi, that causes Chagas disease.[166][167]
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He died at Down House on 19 April 1882. His last words were to his family, telling Emma "I am not the least afraid of death—Remember what a good wife you have been to me—Tell all my children to remember how good they have been to me", then while she rested, he repeatedly told Henrietta and Francis "It's almost worth while to be sick to be nursed by you".[169] He had expected to be buried in St Mary's churchyard at Downe, but at the request of Darwin's colleagues, after public and parliamentary petitioning, William Spottiswoode (President of the Royal Society) arranged for Darwin to be honoured by burial in Westminster Abbey, close to John Herschel and Isaac Newton. The funeral was held on Wednesday 26 April and was attended by thousands of people, including family, friends, scientists, philosophers and dignitaries.[170][10]
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By the time of his death, Darwin and his colleagues had convinced most scientists that evolution as descent with modification was correct, and he was regarded as a great scientist who had revolutionised ideas. In June 1909, though few at that time agreed with his view that "natural selection has been the main but not the exclusive means of modification", he was honoured by more than 400 officials and scientists from across the world who met in Cambridge to commemorate his centenary and the fiftieth anniversary of On the Origin of Species.[171] Around the beginning of the 20th century, a period that has been called "the eclipse of Darwinism", scientists proposed various alternative evolutionary mechanisms, which eventually proved untenable. Ronald Fisher, an English statistician, finally united Mendelian genetics with natural selection, in the period between 1918 and his 1930 book The Genetical Theory of Natural Selection.[172] He gave the theory a mathematical footing and brought broad scientific consensus that natural selection was the basic mechanism of evolution, thus founding the basis for population genetics and the modern evolutionary synthesis, with J.B.S. Haldane and Sewall Wright, which set the frame of reference for modern debates and refinements of the theory.[14]
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During Darwin's lifetime, many geographical features were given his name. An expanse of water adjoining the Beagle Channel was named Darwin Sound by Robert FitzRoy after Darwin's prompt action, along with two or three of the men, saved them from being marooned on a nearby shore when a collapsing glacier caused a large wave that would have swept away their boats,[173] and the nearby Mount Darwin in the Andes was named in celebration of Darwin's 25th birthday.[174] When the Beagle was surveying Australia in 1839, Darwin's friend John Lort Stokes sighted a natural harbour which the ship's captain Wickham named Port Darwin: a nearby settlement was renamed Darwin in 1911, and it became the capital city of Australia's Northern Territory.[175]
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Stephen Heard identified 389 species that have been named after Darwin,[176] and there are at least 9 genera.[177] In one example, the group of tanagers related to those Darwin found in the Galápagos Islands became popularly known as "Darwin's finches" in 1947, fostering inaccurate legends about their significance to his work.[178]
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Darwin's work has continued to be celebrated by numerous publications and events. The Linnean Society of London has commemorated Darwin's achievements by the award of the Darwin–Wallace Medal since 1908. Darwin Day has become an annual celebration, and in 2009 worldwide events were arranged for the bicentenary of Darwin's birth and the 150th anniversary of the publication of On the Origin of Species.[179]
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Darwin has been commemorated in the UK, with his portrait printed on the reverse of £10 banknotes printed along with a hummingbird and HMS Beagle, issued by the Bank of England.[180]
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A life-size seated statue of Darwin can be seen in the main hall of the Natural History Museum in London.[181]
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A seated statue of Darwin, unveiled 1897, stands in front of Shrewsbury Library, the building that used to house Shrewsbury School, which Darwin attended as a boy. Another statue of Darwin as a young man is situated in the grounds of Christ's College, Cambridge.
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Darwin College, a postgraduate college at Cambridge University, is named after the Darwin family.[182]
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In 2008–09, the Swedish band The Knife, in collaboration with Danish performance group Hotel Pro Forma and other musicians from Denmark, Sweden and the US, created an opera about the life of Darwin, and The Origin of Species, titled Tomorrow, in a Year. The show toured European theatres in 2010.
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The Darwins had ten children: two died in infancy, and Annie's death at the age of ten had a devastating effect on her parents. Charles was a devoted father and uncommonly attentive to his children.[17] Whenever they fell ill, he feared that they might have inherited weaknesses from inbreeding due to the close family ties he shared with his wife and cousin, Emma Wedgwood.
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He examined inbreeding in his writings, contrasting it with the advantages of outcrossing in many species.[183] Despite his fears, most of the surviving children and many of their descendants went on to have distinguished careers.
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Of his surviving children, George, Francis and Horace became Fellows of the Royal Society,[184] distinguished as astronomer,[185] botanist and civil engineer, respectively. All three were knighted.[186] Another son, Leonard, went on to be a soldier, politician, economist, eugenicist and mentor of the statistician and evolutionary biologist Ronald Fisher.[187]
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Darwin's family tradition was nonconformist Unitarianism, while his father and grandfather were freethinkers, and his baptism and boarding school were Church of England.[27] When going to Cambridge to become an Anglican clergyman, he did not doubt the literal truth of the Bible.[36] He learned John Herschel's science which, like William Paley's natural theology, sought explanations in laws of nature rather than miracles and saw adaptation of species as evidence of design.[38][39] On board HMS Beagle, Darwin was quite orthodox and would quote the Bible as an authority on morality.[189] He looked for "centres of creation" to explain distribution,[62] and suggested that the very similar antlions found in Australia and England were evidence of a divine hand.[64]
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By his return, he was critical of the Bible as history, and wondered why all religions should not be equally valid.[189] In the next few years, while intensively speculating on geology and the transmutation of species, he gave much thought to religion and openly discussed this with his wife Emma, whose beliefs also came from intensive study and questioning.[99] The theodicy of Paley and Thomas Malthus vindicated evils such as starvation as a result of a benevolent creator's laws, which had an overall good effect. To Darwin, natural selection produced the good of adaptation but removed the need for design,[190] and he could not see the work of an omnipotent deity in all the pain and suffering, such as the ichneumon wasp paralysing caterpillars as live food for its eggs.[149] Though he thought of religion as a tribal survival strategy, Darwin was reluctant to give up the idea of God as an ultimate lawgiver. He was increasingly troubled by the problem of evil.[191][192]
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Darwin remained close friends with the vicar of Downe, John Brodie Innes, and continued to play a leading part in the parish work of the church,[193] but from around 1849 would go for a walk on Sundays while his family attended church.[188] He considered it "absurd to doubt that a man might be an ardent theist and an evolutionist"[194][195] and, though reticent about his religious views, in 1879 he wrote that "I have never been an atheist in the sense of denying the existence of a God. – I think that generally ... an agnostic would be the most correct description of my state of mind".[99][194]
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The "Lady Hope Story", published in 1915, claimed that Darwin had reverted to Christianity on his sickbed. The claims were repudiated by Darwin's children and have been dismissed as false by historians.[196]
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Darwin's views on social and political issues reflected his time and social position. He grew up in a family of Whig reformers who, like his uncle Josiah Wedgwood, supported electoral reform and the emancipation of slaves. Darwin was passionately opposed to slavery, while seeing no problem with the working conditions of English factory workers or servants. His taxidermy lessons in 1826 from the freed slave John Edmonstone, whom he long recalled as "a very pleasant and intelligent man", reinforced his belief that black people shared the same feelings, and could be as intelligent as people of other races. He took the same attitude to native people he met on the Beagle voyage.[197] These attitudes were not unusual in Britain in the 1820s, much as it shocked visiting Americans. British society became more racist in mid-century,[28] but Darwin remained strongly against slavery, against "ranking the so-called races of man as distinct species", and against ill-treatment of native people.[198][VII] Darwins interaction with Yaghans (Fuegians) such as Jemmy Button during the second voyage of HMS Beagle had a profound impact on his view of primitive peoples. At his arrival to Tierra del Fuego he made a colourful description of "Fuegian savages".[199] This view changed as he came to know Yaghan people more in detail. By studying the Yaghans Darwin concluded that a number of basic emotions by different human groups were the same and that mental capabilities were roughly the same as for Europeans.[199] While interested in Yaghan culture Darwin failed to appreciate their deep ecological knowledge and elaborate cosmology until the 1850s when he inspected a dictionary of Yaghan detailing 32-thousand words.[199] He recognised that European colonisation often led to the extinction of native civilisations.[200]
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He thought men's eminence over women was the outcome of sexual selection, a view disputed by Antoinette Brown Blackwell in her 1875 book The Sexes Throughout Nature.[201]
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Darwin was intrigued by his half-cousin Francis Galton's argument, introduced in 1865, that statistical analysis of heredity showed that moral and mental human traits could be inherited, and principles of animal breeding could apply to humans. In The Descent of Man, Darwin noted that aiding the weak to survive and have families could lose the benefits of natural selection, but cautioned that withholding such aid would endanger the instinct of sympathy, "the noblest part of our nature", and factors such as education could be more important. When Galton suggested that publishing research could encourage intermarriage within a "caste" of "those who are naturally gifted", Darwin foresaw practical difficulties, and thought it "the sole feasible, yet I fear utopian, plan of procedure in improving the human race", preferring to simply publicise the importance of inheritance and leave decisions to individuals.[202] Francis Galton named this field of study "eugenics" in 1883.[VIII] After Darwin's death, his theories were cited to promote eugenic policies that went against his humanitarian principles.[200]
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Darwin's fame and popularity led to his name being associated with ideas and movements that, at times, had only an indirect relation to his writings, and sometimes went directly against his express comments.
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Thomas Malthus had argued that population growth beyond resources was ordained by God to get humans to work productively and show restraint in getting families; this was used in the 1830s to justify workhouses and laissez-faire economics.[203] Evolution was by then seen as having social implications, and Herbert Spencer's 1851 book Social Statics based ideas of human freedom and individual liberties on his Lamarckian evolutionary theory.[204]
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Soon after the Origin was published in 1859, critics derided his description of a struggle for existence as a Malthusian justification for the English industrial capitalism of the time. The term Darwinism was used for the evolutionary ideas of others, including Spencer's "survival of the fittest" as free-market progress, and Ernst Haeckel's polygenistic ideas of human development. Writers used natural selection to argue for various, often contradictory, ideologies such as laissez-faire dog-eat-dog capitalism, colonialism and imperialism. However, Darwin's holistic view of nature included "dependence of one being on another"; thus pacifists, socialists, liberal social reformers and anarchists such as Peter Kropotkin stressed the value of co-operation over struggle within a species.[205] Darwin himself insisted that social policy should not simply be guided by concepts of struggle and selection in nature.[206]
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After the 1880s, a eugenics movement developed on ideas of biological inheritance, and for scientific justification of their ideas appealed to some concepts of Darwinism. In Britain, most shared Darwin's cautious views on voluntary improvement and sought to encourage those with good traits in "positive eugenics". During the "Eclipse of Darwinism", a scientific foundation for eugenics was provided by Mendelian genetics. Negative eugenics to remove the "feebleminded" were popular in America, Canada and Australia, and eugenics in the United States introduced compulsory sterilisation laws, followed by several other countries. Subsequently, Nazi eugenics brought the field into disrepute.[VIII]
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The term "Social Darwinism" was used infrequently from around the 1890s, but became popular as a derogatory term in the 1940s when used by Richard Hofstadter to attack the laissez-faire conservatism of those like William Graham Sumner who opposed reform and socialism. Since then, it has been used as a term of abuse by those opposed to what they think are the moral consequences of evolution.[207][203]
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Darwin was a prolific writer. Even without publication of his works on evolution, he would have had a considerable reputation as the author of The Voyage of the Beagle, as a geologist who had published extensively on South America and had solved the puzzle of the formation of coral atolls, and as a biologist who had published the definitive work on barnacles. While On the Origin of Species dominates perceptions of his work, The Descent of Man and The Expression of the Emotions in Man and Animals had considerable impact, and his books on plants including The Power of Movement in Plants were innovative studies of great importance, as was his final work on The Formation of Vegetable Mould through the Action of Worms.[208][209]
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I. ^ Darwin was eminent as a naturalist, geologist, biologist, and author. After working as a physician's assistant and two years as a medical student, he was educated as a clergyman; he was also trained in taxidermy.[210]
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II. ^ Robert FitzRoy was to become known after the voyage for biblical literalism, but at this time he had considerable interest in Lyell's ideas, and they met before the voyage when Lyell asked for observations to be made in South America. FitzRoy's diary during the ascent of the River Santa Cruz in Patagonia recorded his opinion that the plains were raised beaches, but on return, newly married to a very religious lady, he recanted these ideas.(Browne 1995, pp. 186, 414)
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III. ^ In the section "Morphology" of Chapter XIII of On the Origin of Species, Darwin commented on homologous bone patterns between humans and other mammals, writing: "What can be more curious than that the hand of a man, formed for grasping, that of a mole for digging, the leg of the horse, the paddle of the porpoise, and the wing of the bat, should all be constructed on the same pattern, and should include the same bones, in the same relative positions?"[211] and in the concluding chapter: "The framework of bones being the same in the hand of a man, wing of a bat, fin of the porpoise, and leg of the horse … at once explain themselves on the theory of descent with slow and slight successive modifications."[212]
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IV. 1 2 3
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In On the Origin of Species Darwin mentioned human origins in his concluding remark that "In the distant future I see open fields for far more important researches. Psychology will be based on a new foundation, that of the necessary acquirement of each mental power and capacity by gradation. Light will be thrown on the origin of man and his history."[135]
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In "Chapter VI: Difficulties on Theory" he referred to sexual selection: "I might have adduced for this same purpose the differences between the races of man, which are so strongly marked; I may add that some little light can apparently be thrown on the origin of these differences, chiefly through sexual selection of a particular kind, but without here entering on copious details my reasoning would appear frivolous."[134]
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In The Descent of Man of 1871, Darwin discussed the first passage:
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"During many years I collected notes on the origin or descent of man, without any intention of publishing on the subject, but rather with the determination not to publish, as I thought that I should thus only add to the prejudices against my views. It seemed to me sufficient to indicate, in the first edition of my 'Origin of Species,' that by this work 'light would be thrown on the origin of man and his history;' and this implies that man must be included with other organic beings in any general conclusion respecting his manner of appearance on this earth."[213] In a preface to the 1874 second edition, he added a reference to the second point: "it has been said by several critics, that when I found that many details of structure in man could not be explained through natural selection, I invented sexual selection; I gave, however, a tolerably clear sketch of this principle in the first edition of the 'Origin of Species,' and I there stated that it was applicable to man."[214]
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V. ^ See, for example, WILLA volume 4, Charlotte Perkins Gilman and the Feminization of Education by Deborah M. De Simone: "Gilman shared many basic educational ideas with the generation of thinkers who matured during the period of "intellectual chaos" caused by Darwin's Origin of the Species. Marked by the belief that individuals can direct human and social evolution, many progressives came to view education as the panacea for advancing social progress and for solving such problems as urbanisation, poverty, or immigration."
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VI. ^ See, for example, the song "A lady fair of lineage high" from Gilbert and Sullivan's Princess Ida, which describes the descent of man (but not woman!) from apes.
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VII. ^ Darwin's belief that black people had the same essential humanity as Europeans, and had many mental similarities, was reinforced by the lessons he had from John Edmonstone in 1826.[28] Early in the Beagle voyage, Darwin nearly lost his position on the ship when he criticised FitzRoy's defence and praise of slavery. (Darwin 1958, p. 74) He wrote home about "how steadily the general feeling, as shown at elections, has been rising against Slavery. What a proud thing for England if she is the first European nation which utterly abolishes it! I was told before leaving England that after living in slave countries all my opinions would be altered; the only alteration I am aware of is forming a much higher estimate of the negro character." (Darwin 1887, p. 246) Regarding Fuegians, he "could not have believed how wide was the difference between savage and civilized man: it is greater than between a wild and domesticated animal, inasmuch as in man there is a greater power of improvement", but he knew and liked civilised Fuegians like Jemmy Button: "It seems yet wonderful to me, when I think over all his many good qualities, that he should have been of the same race, and doubtless partaken of the same character, with the miserable, degraded savages whom we first met here."(Darwin 1845, pp. 205, 207–208)
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In the Descent of Man, he mentioned the similarity of Fuegians' and Edmonstone's minds to Europeans' when arguing against "ranking the so-called races of man as distinct species".[215]
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He rejected the ill-treatment of native people, and for example wrote of massacres of Patagonian men, women, and children, "Every one here is fully convinced that this is the most just war, because it is against barbarians. Who would believe in this age that such atrocities could be committed in a Christian civilized country?"(Darwin 1845, p. 102)
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VIII. 1 2 Geneticists studied human heredity as Mendelian inheritance, while eugenics movements sought to manage society, with a focus on social class in the United Kingdom, and on disability and ethnicity in the United States, leading to geneticists seeing this as impractical pseudoscience. A shift from voluntary arrangements to "negative" eugenics included compulsory sterilisation laws in the United States, copied by Nazi Germany as the basis for Nazi eugenics based on virulent racism and "racial hygiene".(Thurtle, Phillip (17 December 1996). "the creation of genetic identity". SEHR. 5 (Supplement: Cultural and Technological Incubations of Fascism). Retrieved 11 November 2008.Edwards, A. W. F. (1 April 2000). "The Genetical Theory of Natural Selection". Genetics. 154 (April 2000). pp. 1419–1426. PMC 1461012. PMID 10747041. Retrieved 11 November 2008.Wilkins, John. "Evolving Thoughts: Darwin and the Holocaust 3: eugenics". Archived from the original on 5 December 2008. Retrieved 11 November 2008.)
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IX. ^ David Quammen writes of his "theory that [Darwin] turned to these arcane botanical studies – producing more than one book that was solidly empirical, discreetly evolutionary, yet a "horrid bore" – at least partly so that the clamorous controversialists, fighting about apes and angels and souls, would leave him... alone." David Quammen, "The Brilliant Plodder" (review of Ken Thompson, Darwin's Most Wonderful Plants: A Tour of His Botanical Legacy, University of Chicago Press, 255 pp.; Elizabeth Hennessy, On the Backs of Tortoises: Darwin, the Galápagos, and the Fate of an Evolutionary Eden, Yale University Press, 310 pp.; Bill Jenkins, Evolution Before Darwin: Theories of the Transmutation of Species in Edinburgh, 1804–1834, Edinburgh University Press, 222 pp.), The New York Review of Books, vol. LXVII, no. 7 (23 April 2020), pp. 22–24. Quammen, quoted from p. 24 of his review.
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Charles John Huffam Dickens FRSA (/ˈdɪkɪnz/; 7 February 1812 – 9 June 1870) was an English writer and social critic. He created some of the world's best-known fictional characters and is regarded by many as the greatest novelist of the Victorian era.[1] His works enjoyed unprecedented popularity during his lifetime, and by the 20th century, critics and scholars had recognised him as a literary genius. His novels and short stories are still widely read today.[2][3]
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Born in Portsmouth, Dickens left school to work in a factory when his father was incarcerated in a debtors' prison. Despite his lack of formal education, he edited a weekly journal for 20 years, wrote 15 novels, five novellas, hundreds of short stories and non-fiction articles, lectured and performed readings extensively, was an indefatigable letter writer, and campaigned vigorously for children's rights, education, and other social reforms.
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Dickens's literary success began with the 1836 serial publication of The Pickwick Papers. Within a few years he had become an international literary celebrity, famous for his humour, satire, and keen observation of character and society. His novels, most published in monthly or weekly instalments, pioneered the serial publication of narrative fiction, which became the dominant Victorian mode for novel publication.[4][5] Cliffhanger endings in his serial publications kept readers in suspense.[6] The installment format allowed Dickens to evaluate his audience's reaction, and he often modified his plot and character development based on such feedback.[5] For example, when his wife's chiropodist expressed distress at the way Miss Mowcher in David Copperfield seemed to reflect her disabilities, Dickens improved the character with positive features.[7] His plots were carefully constructed, and he often wove elements from topical events into his narratives.[8] Masses of the illiterate poor chipped in ha'pennies to have each new monthly episode read to them, opening up and inspiring a new class of readers.[9]
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His 1843 novella A Christmas Carol remains especially popular and continues to inspire adaptations in every artistic genre. Oliver Twist and Great Expectations are also frequently adapted and, like many of his novels, evoke images of early Victorian London. His 1859 novel A Tale of Two Cities (set in London and Paris) is his best-known work of historical fiction. The most famous celebrity of his era, he undertook, in response to public demand, a series of public reading tours in the later part of his career.[10] Dickens has been praised by many of his fellow writers – from Leo Tolstoy to George Orwell, G. K. Chesterton, and Tom Wolfe – for his realism, comedy, prose style, unique characterisations, and social criticism. However, Oscar Wilde, Henry James, and Virginia Woolf complained of a lack of psychological depth, loose writing, and a vein of sentimentalism.
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The term Dickensian is used to describe something that is reminiscent of Dickens and his writings, such as poor social conditions or comically repulsive characters.[11]
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Charles John Huffam Dickens was born on 7 February 1812, at 1 Mile End Terrace (now 393 Commercial Road), Landport in Portsea Island (Portsmouth), the second of eight children of Elizabeth Dickens (née Barrow; 1789–1863) and John Dickens (1785–1851). His father was a clerk in the Navy Pay Office and was temporarily stationed in the district. He asked Christopher Huffam,[13] rigger to His Majesty's Navy, gentleman, and head of an established firm, to act as godfather to Charles. Huffam is thought to be the inspiration for Paul Dombey, the owner of a shipping company in Dickens's novel Dombey and Son (1848).[13]
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In January 1815, John Dickens was called back to London, and the family moved to Norfolk Street, Fitzrovia.[14] When Charles was four, they relocated to Sheerness, and thence to Chatham, Kent, where he spent his formative years until the age of 11. His early life seems to have been idyllic, though he thought himself a "very small and not-over-particularly-taken-care-of boy".[15]
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Charles spent time outdoors, but also read voraciously, including the picaresque novels of Tobias Smollett and Henry Fielding, as well as Robinson Crusoe and Gil Blas. He read and reread The Arabian Nights and the Collected Farces of Elizabeth Inchbald.[16] He retained poignant memories of childhood, helped by an excellent memory of people and events, which he used in his writing.[17] His father's brief work as a clerk in the Navy Pay Office afforded him a few years of private education, first at a dame school, and then at a school run by William Giles, a dissenter, in Chatham.[18]
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This period came to an end in June 1822, when John Dickens was recalled to Navy Pay Office headquarters at Somerset House, and the family (except for Charles, who stayed behind to finish his final term of work) moved to Camden Town in London.[20] The family had left Kent amidst rapidly mounting debts, and, living beyond his means,[21] John Dickens was forced by his creditors into the Marshalsea debtors' prison in Southwark, London in 1824. His wife and youngest children joined him there, as was the practice at the time. Charles, then 12 years old, boarded with Elizabeth Roylance, a family friend, at 112 College Place, Camden Town.[22] Roylance was "a reduced [impoverished] old lady, long known to our family", whom Dickens later immortalised, "with a few alterations and embellishments", as "Mrs Pipchin" in Dombey and Son. Later, he lived in a back-attic in the house of an agent for the Insolvent Court, Archibald Russell, "a fat, good-natured, kind old gentleman... with a quiet old wife" and lame son, in Lant Street in Southwark.[23] They provided the inspiration for the Garlands in The Old Curiosity Shop.[24]
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On Sundays—with his sister Frances, free from her studies at the Royal Academy of Music—he spent the day at the Marshalsea.[25] Dickens later used the prison as a setting in Little Dorrit. To pay for his board and to help his family, Dickens was forced to leave school and work ten-hour days at Warren's Blacking Warehouse, on Hungerford Stairs, near the present Charing Cross railway station, where he earned six shillings a week pasting labels on pots of boot blacking. The strenuous and often harsh working conditions made a lasting impression on Dickens and later influenced his fiction and essays, becoming the foundation of his interest in the reform of socio-economic and labour conditions, the rigours of which he believed were unfairly borne by the poor. He later wrote that he wondered "how I could have been so easily cast away at such an age".[26] As he recalled to John Forster (from The Life of Charles Dickens):
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The blacking-warehouse was the last house on the left-hand side of the way, at old Hungerford Stairs. It was a crazy, tumble-down old house, abutting of course on the river, and literally overrun with rats. Its wainscoted rooms, and its rotten floors and staircase, and the old grey rats swarming down in the cellars, and the sound of their squeaking and scuffling coming up the stairs at all times, and the dirt and decay of the place, rise up visibly before me, as if I were there again. The counting-house was on the first floor, looking over the coal-barges and the river. There was a recess in it, in which I was to sit and work. My work was to cover the pots of paste-blacking; first with a piece of oil-paper, and then with a piece of blue paper; to tie them round with a string; and then to clip the paper close and neat, all round, until it looked as smart as a pot of ointment from an apothecary's shop. When a certain number of grosses of pots had attained this pitch of perfection, I was to paste on each a printed label, and then go on again with more pots. Two or three other boys were kept at similar duty down-stairs on similar wages. One of them came up, in a ragged apron and a paper cap, on the first Monday morning, to show me the trick of using the string and tying the knot. His name was Bob Fagin; and I took the liberty of using his name, long afterwards, in Oliver Twist.[26]
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When the warehouse was moved to Chandos Street in the smart, busy district of Covent Garden, the boys worked in a room in which the window gave onto the street. Small audiences gathered and watched them at work—in Dickens biographer Simon Callow's estimation, the public display was "a new refinement added to his misery".[27]
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A few months after his imprisonment, John Dickens's mother, Elizabeth Dickens, died and bequeathed him £450. On the expectation of this legacy, Dickens was released from prison. Under the Insolvent Debtors Act, Dickens arranged for payment of his creditors, and he and his family left Marshalsea,[28] for the home of Mrs Roylance.
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Charles's mother, Elizabeth Dickens, did not immediately support his removal from the boot-blacking warehouse. This influenced Dickens's view that a father should rule the family, and a mother find her proper sphere inside the home: "I never afterwards forgot, I never shall forget, I never can forget, that my mother was warm for my being sent back". His mother's failure to request his return was a factor in his dissatisfied attitude towards women.[29]
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Righteous indignation stemming from his own situation and the conditions under which working-class people lived became major themes of his works, and it was this unhappy period in his youth to which he alluded in his favourite, and most autobiographical, novel, David Copperfield:[30] "I had no advice, no counsel, no encouragement, no consolation, no assistance, no support, of any kind, from anyone, that I can call to mind, as I hope to go to heaven!"[31]
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Dickens was eventually sent to the Wellington House Academy in Camden Town, where he remained until March 1827, having spent about two years there. He did not consider it to be a good school: "Much of the haphazard, desultory teaching, poor discipline punctuated by the headmaster's sadistic brutality, the seedy ushers and general run-down atmosphere, are embodied in Mr Creakle's Establishment in David Copperfield."[31]
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Dickens worked at the law office of Ellis and Blackmore, attorneys, of Holborn Court, Gray's Inn, as a junior clerk from May 1827 to November 1828. He was a gifted mimic and impersonated those around him: clients, lawyers, and clerks. He went to theatres obsessively—he claimed that for at least three years he went to the theatre every single day. His favourite actor was Charles Mathews, and Dickens learnt his monopolylogues, (farces in which Mathews played every character), by heart.[32] Then, having learned Gurney's system of shorthand in his spare time, he left to become a freelance reporter. A distant relative, Thomas Charlton, was a freelance reporter at Doctors' Commons, and Dickens was able to share his box there to report the legal proceedings for nearly four years.[33][34] This education was to inform works such as Nicholas Nickleby, Dombey and Son, and especially Bleak House—whose vivid portrayal of the machinations and bureaucracy of the legal system did much to enlighten the general public and served as a vehicle for dissemination of Dickens's own views regarding, particularly, the heavy burden on the poor who were forced by circumstances to "go to law".
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In 1830, Dickens met his first love, Maria Beadnell, thought to have been the model for the character Dora in David Copperfield. Maria's parents disapproved of the courtship and ended the relationship by sending her to school in Paris.[35]
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In 1832, at age 20, Dickens was energetic and increasingly self-confident.[36] He enjoyed mimicry and popular entertainment, lacked a clear, specific sense of what he wanted to become, and yet knew he wanted fame. Drawn to the theatre—he became an early member of the Garrick[37]—he landed an acting audition at Covent Garden, where the manager George Bartley and the actor Charles Kemble were to see him. Dickens prepared meticulously and decided to imitate the comedian Charles Mathews, but ultimately he missed the audition because of a cold. Before another opportunity arose, he had set out on his career as a writer.[38] In 1833, he submitted his first story, "A Dinner at Poplar Walk", to the London periodical Monthly Magazine.[39] William Barrow, a brother of his mother, offered him a job on The Mirror of Parliament and he worked in the House of Commons for the first time early in 1832. He rented rooms at Furnival's Inn and worked as a political journalist, reporting on Parliamentary debates, and he travelled across Britain to cover election campaigns for the Morning Chronicle. His journalism, in the form of sketches in periodicals, formed his first collection of pieces, published in 1836: Sketches by Boz—Boz being a family nickname he employed as a pseudonym for some years.[40][41] Dickens apparently adopted it from the nickname "Moses", which he had given to his youngest brother Augustus Dickens, after a character in Oliver Goldsmith's The Vicar of Wakefield. When pronounced by anyone with a head cold, "Moses" became "Boses"—later shortened to Boz.[41][42] Dickens's own name was considered "queer" by a contemporary critic, who wrote in 1849: "Mr Dickens, as if in revenge for his own queer name, does bestow still queerer ones upon his fictitious creations." He contributed to and edited journals throughout his literary career.[39] In January 1835, the Morning Chronicle launched an evening edition, under the editorship of the Chronicle's music critic, George Hogarth. Hogarth invited Dickens to contribute Street Sketches and Dickens became a regular visitor to his Fulham house, excited by Hogarth's friendship with a hero of his, Walter Scott, and enjoying the company of Hogarth's three daughters—Georgina, Mary, and nineteen-year-old Catherine.[43]
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Dickens made rapid progress both professionally and socially. He began a friendship with William Harrison Ainsworth, the author of the highwayman novel Rookwood (1834), whose bachelor salon in Harrow Road had become the meeting place for a set that included Daniel Maclise, Benjamin Disraeli, Edward Bulwer-Lytton, and George Cruikshank. All these became his friends and collaborators, with the exception of Disraeli, and he met his first publisher, John Macrone, at the house.[44] The success of Sketches by Boz led to a proposal from publishers Chapman and Hall for Dickens to supply text to match Robert Seymour's engraved illustrations in a monthly letterpress. Seymour committed suicide after the second instalment, and Dickens, who wanted to write a connected series of sketches, hired "Phiz" to provide the engravings (which were reduced from four to two per instalment) for the story. The resulting story became The Pickwick Papers, and though the first few episodes were not successful, the introduction of the Cockney character Sam Weller in the fourth episode (the first to be illustrated by Phiz) marked a sharp climb in its popularity.[45] The final instalment sold 40,000 copies.[39]
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In November 1836, Dickens accepted the position of editor of Bentley's Miscellany, a position he held for three years, until he fell out with the owner.[46] In 1836 as he finished the last instalments of The Pickwick Papers, he began writing the beginning instalments of Oliver Twist—writing as many as 90 pages a month—while continuing work on Bentley's and also writing four plays, the production of which he oversaw. Oliver Twist, published in 1838, became one of Dickens's better known stories, and was the first Victorian novel with a child protagonist.[47]
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On 2 April 1836, after a one-year engagement, and between episodes two and three of The Pickwick Papers, Dickens married Catherine Thomson Hogarth (1816–1879), the daughter of George Hogarth, editor of the Evening Chronicle.[48] They were married in St. Luke's Church,[49] Chelsea, London. After a brief honeymoon in Chalk in Kent, the couple returned to lodgings at Furnival's Inn.[50] The first of their ten children, Charley, was born in January 1837, and a few months later the family set up home in Bloomsbury at 48 Doughty Street, London, (on which Charles had a three-year lease at £80 a year) from 25 March 1837 until December 1839.[48][51] Dickens's younger brother Frederick and Catherine's 17-year-old sister Mary Hogarth moved in with them. Dickens became very attached to Mary, and she died in his arms after a brief illness in 1837. Unusually for Dickens, as a consequence of his shock, he stopped working, and he and Kate stayed at a little farm on Hampstead Heath for a fortnight. Dickens idealised Mary—the character he fashioned after her, Rose Maylie, he found he could not now kill, as he had planned, in his fiction,[52] and, according to Ackroyd, he drew on memories of her for his later descriptions of Little Nell and Florence Dombey.[53] His grief was so great that he was unable to meet the deadline for the June instalment of Pickwick Papers and had to cancel the Oliver Twist instalment that month as well.[47] The time in Hampstead was the occasion for a growing bond between Dickens and John Forster to develop and Forster soon became his unofficial business manager, and the first to read his work.[54]
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His success as a novelist continued. The young Queen Victoria read both Oliver Twist and Pickwick, staying up until midnight to discuss them.[56] Nicholas Nickleby (1838–39), The Old Curiosity Shop (1840–41) and, finally, his first historical novel, Barnaby Rudge: A Tale of the Riots of 'Eighty, as part of the Master Humphrey's Clock series (1840–41), were all published in monthly instalments before being made into books.[57]
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In the midst of all his activity during this period, there was discontent with his publishers and John Macrone was bought off, while Richard Bentley signed over all his rights in Oliver Twist. Other signs of a certain restlessness and discontent emerged—in Broadstairs he flirted with Eleanor Picken, the young fiancée of his solicitor's best friend, and one night grabbed her and ran with her down to the sea. He declared they were both to drown there in the "sad sea waves". She finally got free but afterwards kept her distance. In June 1841 he precipitously set out on a two-month tour of Scotland and then, in September 1841, telegraphed Forster that he had decided to go to America.[58] Master Humphrey's Clock was shut down, though Dickens was still keen on the idea of the weekly magazine, a form he liked, a liking that had begun with his childhood reading of the eighteenth-century magazines Tatler and The Spectator.
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Dickens was perturbed by the return to power of the Tories, whom Dickens described as "people whom, politically, I despise and abhor."[59] He had been tempted to stand for the Liberals in Reading, but decided against it due to financial straits.[59] He wrote three anti-Tory verse satires ("The Fine Old English Gentleman", "The Quack Doctor's Proclamation", and "Subjects for Painters") which were published in The Examiner.[60]
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On 22 January 1842, Dickens and his wife arrived in Boston, Massachusetts aboard the RMS Britannia during their first trip to the United States and Canada.[61] At this time Georgina Hogarth, another sister of Catherine, joined the Dickens household, now living at Devonshire Terrace, Marylebone, to care for the young family they had left behind.[62] She remained with them as housekeeper, organiser, adviser, and friend until Dickens's death in 1870.[63] Dickens modelled the character of Agnes Wickfield after Georgina and Mary.[64]
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He described his impressions in a travelogue, American Notes for General Circulation. In Notes, Dickens includes a powerful condemnation of slavery which he had attacked as early as The Pickwick Papers, correlating the emancipation of the poor in England with the abolition of slavery abroad[65] citing newspaper accounts of runaway slaves disfigured by their masters. In spite of the abolitionist sentiments gleaned from his trip to America, some modern commentators have pointed out inconsistencies in Dickens's views on racial inequality. For instance, he has been criticized for his subsequent acquiescence in Governor Eyre's harsh crackdown during the 1860s Morant Bay rebellion in Jamaica and his failure to join other British progressives in condemning it.[66] From Richmond, Virginia, Dickens returned to Washington, D.C., and started a trek westward to St. Louis, Missouri. While there, he expressed a desire to see an American prairie before returning east. A group of 13 men then set out with Dickens to visit Looking Glass Prairie, a trip 30 miles into Illinois.
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During his American visit, Dickens spent a month in New York City, giving lectures, raising the question of international copyright laws and the pirating of his work in America.[67][68] He persuaded a group of twenty-five writers, headed by Washington Irving, to sign a petition for him to take to Congress, but the press were generally hostile to this, saying that he should be grateful for his popularity and that it was mercenary to complain about his work being pirated.[69]
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The popularity he gained caused a shift in his self-perception according to critic Kate Flint, who writes that he "found himself a cultural commodity, and its circulation had passed out his control", causing him to become interested in and delve into themes of public and personal personas in the next novels.[70] She writes that he assumed a role of "influential commentator", publicly and in his fiction, evident in his next few books.[70] His trip to the U.S. ended with a trip to Canada: Niagara Falls, Toronto, Kingston and Montreal where he appeared on stage in light comedies.[71]
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Soon after his return to England, Dickens began work on the first of his Christmas stories, A Christmas Carol, written in 1843, which was followed by The Chimes in 1844 and The Cricket on the Hearth in 1845. Of these, A Christmas Carol was most popular and, tapping into an old tradition, did much to promote a renewed enthusiasm for the joys of Christmas in Britain and America.[73] The seeds for the story became planted in Dickens's mind during a trip to Manchester to witness the conditions of the manufacturing workers there. This, along with scenes he had recently witnessed at the Field Lane Ragged School, caused Dickens to resolve to "strike a sledge hammer blow" for the poor. As the idea for the story took shape and the writing began in earnest, Dickens became engrossed in the book. He later wrote that as the tale unfolded he "wept and laughed, and wept again" as he "walked about the black streets of London fifteen or twenty miles many a night when all sober folks had gone to bed."[74]
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After living briefly in Italy (1844), Dickens travelled to Switzerland (1846), where he began work on Dombey and Son (1846–48). This and David Copperfield (1849–50) mark a significant artistic break in Dickens's career as his novels became more serious in theme and more carefully planned than his early works.
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At about this time, he was made aware of a large embezzlement at the firm where his brother, Augustus, worked (John Chapman & Co.). It had been carried out by Thomas Powell, a clerk, who was on friendly terms with Dickens and who had acted as mentor to Augustus when he started work. Powell was also an author and poet and knew many of the famous writers of the day. After further fraudulent activities, Powell fled to New York and published a book called The Living Authors of England with a chapter on Charles Dickens, who was not amused by what Powell had written. One item that seemed to have annoyed him was the assertion that he had based the character of Paul Dombey (Dombey and Son) on Thomas Chapman, one of the principal partners at John Chapman & Co. Dickens immediately sent a letter to Lewis Gaylord Clark, editor of the New York literary magazine The Knickerbocker, saying that Powell was a forger and thief. Clark published the letter in the New-York Tribune, and several other papers picked up on the story. Powell began proceedings to sue these publications, and Clark was arrested. Dickens, realising that he had acted in haste, contacted John Chapman & Co. to seek written confirmation of Powell's guilt. Dickens did receive a reply confirming Powell's embezzlement, but once the directors realised this information might have to be produced in court, they refused to make further disclosures. Owing to the difficulties of providing evidence in America to support his accusations, Dickens eventually made a private settlement with Powell out of court.[75]
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Angela Burdett Coutts, heir to the Coutts banking fortune, approached Dickens in May 1846 about setting up a home for the redemption of fallen women of the working class. Coutts envisioned a home that would replace the punitive regimes of existing institutions with a reformative environment conducive to education and proficiency in domestic household chores. After initially resisting, Dickens eventually founded the home, named "Urania Cottage", in the Lime Grove section of Shepherds Bush, which he managed for ten years,[76] setting the house rules, reviewing the accounts and interviewing prospective residents.[77] Emigration and marriage were central to Dickens's agenda for the women on leaving Urania Cottage, from which it is estimated that about 100 women graduated between 1847 and 1859.[78]
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As a young man Dickens expressed a distaste for certain aspects of organised religion. In 1836, in a pamphlet titled Sunday Under Three Heads, he defended the people's right to pleasure, opposing a plan to prohibit games on Sundays. "Look into your churches- diminished congregations and scanty attendance. People have grown sullen and obstinate, and are becoming disgusted with the faith which condemns them to such a day as this, once in every seven. They display their feeling by staying away [from church]. Turn into the streets [on a Sunday] and mark the rigid gloom that reigns over everything around."[79][80]
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Dickens honoured the figure of Christ.[81] Dickens is regarded as a professing Christian.[82] His son, Henry Fielding Dickens, described Dickens as someone who "possessed deep religious convictions". In the early 1840s, Dickens had shown an interest in Unitarian Christianity, and Robert Browning remarked that “Mr Dickens is an enlightened Unitarian.”[83] Professor Gary Colledge has written that he "never strayed from his attachment to popular lay Anglicanism".[84] Dickens authored a work called The Life of Our Lord (1846), which is a book about the life of Jesus Christ, written with the purpose of sharing his faith with his children and family.[85][86]
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Dickens disapproved of Roman Catholicism and 19th-century evangelicalism, seeing both as extremes of Christianity and likely to limit personal expression, and was critical of what he saw as the hypocrisy of religious institutions and philosophies like spiritualism, all of which he considered deviations from the true spirit of Christianity, as shown in the book he wrote for his family in 1846.[87][88] While Dickens advocated equal rights for Catholics in England, he strongly disliked how individual civil liberties were often threatened in countries where Catholicism predominated and referred to the Catholic Church as "that curse upon the world."[87] Dickens also rejected the Evangelical conviction that the Bible was the infallible word of God. His ideas on Biblical interpretation were similar to the Liberal Anglican Arthur Penrhyn Stanley's doctrine of "progressive revelation."[87] Leo Tolstoy and Fyodor Dostoyevsky referred to Dickens as "that great Christian writer".[89][90]
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In December 1845, Dickens took up the editorship of the London-based Daily News, a liberal paper through which Dickens hoped to advocate, in his own words, "the Principles of Progress and Improvement, of Education and Civil and Religious Liberty and Equal Legislation."[91] Among the other contributors Dickens chose to write for the paper were the radical economist Thomas Hodgskin and social reformer Douglas William Jerrold, who frequently attacked the Corn Laws.[91][92] Dickens lasted only ten weeks on the job before resigning due to a combination of exhaustion and frustration with one of the paper's co-owners.[91]
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The Francophile Dickens often holidayed in France, and in a speech delivered in Paris in 1846 in French called the French "the first people in the universe".[93] During his visit to Paris, Dickens met the French literati Alexandre Dumas, Victor Hugo, Eugène Scribe, Théophile Gautier, François-René de Chateaubriand and Eugène Sue.[93] In early 1849, Dickens started to write David Copperfield. It was published between 1849 and 1850. In Dickens’ biography, Life of Charles Dickens (1872), John Forster wrote of David Copperfield, “underneath the fiction lay something of the author’s life.”[94] It was Dickens's personal favourite among his own novels, as he wrote in the author's preface to the 1867 edition of the novel.[95]
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In late November 1851, Dickens moved into Tavistock House where he wrote Bleak House (1852–53), Hard Times (1854), and Little Dorrit (1856).[96] It was here that he indulged in the amateur theatricals described in Forster's Life.[97] During this period he worked closely with the novelist and playwright Wilkie Collins. In 1856, his income from writing allowed him to buy Gad's Hill Place in Higham, Kent. As a child, Dickens had walked past the house and dreamed of living in it. The area was also the scene of some of the events of Shakespeare's Henry IV, Part 1, and this literary connection pleased him.[98]
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During this time Dickens was also the publisher, editor, and a major contributor to the journals Household Words (1850–1859) and All the Year Round (1858–1870).[99] In 1855, when Dickens's good friend and Liberal MP Austen Henry Layard formed an Administrative Reform Association to demand significant reforms of Parliament, Dickens joined and volunteered his resources in support of Layard's cause.[100] With the exception of Lord John Russell, who was the only leading politician in whom Dickens had any faith and to whom he later dedicated A Tale of Two Cities, Dickens believed that the political aristocracy and their incompetence were the death of England.[101][100] When he and Layard were accused of fomenting class conflict, Dickens replied that the classes were already in opposition and the fault was with the aristocratic class. Dickens used his pulpit in Household Words to champion the Reform Association.[101] He also commented on foreign affairs, declaring his support for Giuseppe Garibaldi and Giuseppe Mazzini, helping raise funds for their campaigns, and stating that "a united Italy would be of vast importance to the peace of the world, and would be a rock in Louis Napoleon's way," and that "I feel for Italy almost as if I were an Italian born."[102][103][104]
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In 1857, Dickens hired professional actresses for the play The Frozen Deep, written by him and his protégé, Wilkie Collins. Dickens fell in love with one of the actresses, Ellen Ternan, and this passion was to last the rest of his life.[105] Dickens was 45 and Ternan 18 when he made the decision, which went strongly against Victorian convention, to separate from his wife, Catherine, in 1858—divorce was still unthinkable for someone as famous as he was. When Catherine left, never to see her husband again, she took with her one child, leaving the other children to be raised by her sister Georgina who chose to stay at Gad's Hill.[63]
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During this period, whilst pondering a project to give public readings for his own profit, Dickens was approached through a charitable appeal by Great Ormond Street Hospital, to help it survive its first major financial crisis. His "Drooping Buds" essay in Household Words earlier on 3 April 1852 was considered by the hospital's founders to have been the catalyst for the hospital's success.[106] Dickens, whose philanthropy was well-known, was asked by his friend, the hospital's founder Charles West, to preside over the appeal, and he threw himself into the task, heart and soul.[107] Dickens's public readings secured sufficient funds for an endowment to put the hospital on a sound financial footing—one reading on 9 February 1858 alone raised £3,000.[108][109][110]
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After separating from Catherine,[111] Dickens undertook a series of hugely popular and remunerative reading tours which, together with his journalism, were to absorb most of his creative energies for the next decade, in which he was to write only two more novels.[112] His first reading tour, lasting from April 1858 to February 1859, consisted of 129 appearances in 49 towns throughout England, Scotland and Ireland.[113] Dickens's continued fascination with the theatrical world was written into the theatre scenes in Nicholas Nickleby, but more importantly he found an outlet in public readings. In 1866, he undertook a series of public readings in England and Scotland, with more the following year in England and Ireland.[114]
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Other works soon followed, including A Tale of Two Cities (1859) and Great Expectations (1861), which were resounding successes. Set in London and Paris, A Tale of Two Cities is his best-known work of historical fiction, and includes the famous opening sentence which begins with.. "It was the best of times, it was the worst of times..". It is regularly cited as one of the best-selling novels of all time.[115][116] Themes in Great Expectations include wealth and poverty, love and rejection, and the eventual triumph of good over evil.[117]
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In early September 1860, in a field behind Gad's Hill, Dickens made a bonfire of most of his correspondence—only those letters on business matters were spared. Since Ellen Ternan also destroyed all of his letters to her,[118] the extent of the affair between the two remains speculative.[119] In the 1930s, Thomas Wright recounted that Ternan had unburdened herself to a Canon Benham, and gave currency to rumours they had been lovers.[120] That the two had a son who died in infancy was alleged by Dickens's daughter, Kate Perugini, whom Gladys Storey had interviewed before her death in 1929. Storey published her account in Dickens and Daughter,[121][122] but no contemporary evidence exists. On his death, Dickens settled an annuity on Ternan which made her financially independent. Claire Tomalin's book, The Invisible Woman, argues that Ternan lived with Dickens secretly for the last 13 years of his life. The book was subsequently turned into a play, Little Nell, by Simon Gray, and a 2013 film. In the same period, Dickens furthered his interest in the paranormal, becoming one of the early members of The Ghost Club.[123]
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In June 1862, he was offered £10,000 for a reading tour of Australia.[124] He was enthusiastic, and even planned a travel book, The Uncommercial Traveller Upside Down, but ultimately decided against the tour.[125] Two of his sons, Alfred D'Orsay Tennyson Dickens and Edward Bulwer Lytton Dickens, migrated to Australia, Edward becoming a member of the Parliament of New South Wales as Member for Wilcannia between 1889 and 1894.[126][127]
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On 9 June 1865, while returning from Paris with Ellen Ternan, Dickens was involved in the Staplehurst rail crash. The train's first seven carriages plunged off a cast iron bridge that was under repair. The only first-class carriage to remain on the track was the one in which Dickens was travelling. Before rescuers arrived, Dickens tended and comforted the wounded and the dying with a flask of brandy and a hat refreshed with water, and saved some lives. Before leaving, he remembered the unfinished manuscript for Our Mutual Friend, and he returned to his carriage to retrieve it.[128]
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Dickens later used the experience of the crash as material for his short ghost story, "The Signal-Man", in which the central character has a premonition of his own death in a rail crash. He also based the story on several previous rail accidents, such as the Clayton Tunnel rail crash of 1861. Dickens managed to avoid an appearance at the inquest to avoid disclosing that he had been travelling with Ternan and her mother, which would have caused a scandal.[129] After the crash Dickens was nervous when travelling by train, and would use alternative means when available.[130] In 1868 he wrote, “I have sudden vague rushes of terror, even when riding in a hansom cab, which are perfectly unreasonable but quite insurmountable." Dickens's son, Henry, recalled, "I have seen him sometimes in a railway carriage when there was a slight jolt. When this happened he was almost in a state of panic and gripped the seat with both hands."[130]
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While he contemplated a second visit to the United States, the outbreak of the Civil War in America in 1861 delayed his plans. On 9 November 1867, over two years after the war, Dickens set sail from Liverpool for his second American reading tour. Landing in Boston, he devoted the rest of the month to a round of dinners with such notables as Ralph Waldo Emerson, Henry Wadsworth Longfellow, and his American publisher, James Thomas Fields. In early December, the readings began. He performed 76 readings, netting £19,000, from December 1867 to April 1868.[131] Dickens shuttled between Boston and New York, where he gave 22 readings at Steinway Hall. Although he had started to suffer from what he called the "true American catarrh", he kept to a schedule that would have challenged a much younger man, even managing to squeeze in some sleighing in Central Park.[132]
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During his travels, he saw a change in the people and the circumstances of America. His final appearance was at a banquet the American Press held in his honour at Delmonico's on 18 April, when he promised never to denounce America again. By the end of the tour Dickens could hardly manage solid food, subsisting on champagne and eggs beaten in sherry. On 23 April he boarded the Cunard liner Russia to return to Britain,[133] barely escaping a federal tax lien against the proceeds of his lecture tour.[134]
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Between 1868 and 1869, Dickens gave a series of "farewell readings" in England, Scotland, and Ireland, beginning on 6 October. He managed, of a contracted 100 readings, to deliver 75 in the provinces, with a further 12 in London.[131] As he pressed on he was affected by giddiness and fits of paralysis. He suffered a stroke on 18 April 1869 in Chester.[135] He collapsed on 22 April 1869, at Preston in Lancashire, and on doctor's advice, the tour was cancelled.[136] After further provincial readings were cancelled, he began work on his final novel, The Mystery of Edwin Drood. It was fashionable in the 1860s to 'do the slums' and, in company, Dickens visited opium dens in Shadwell, where he witnessed an elderly addict known as "Laskar Sal", who formed the model for the "Opium Sal" subsequently featured in his mystery novel, Edwin Drood.[137]
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After Dickens had regained sufficient strength, he arranged, with medical approval, for a final series of readings to partially make up to his sponsors what they had lost due to his illness. There were 12 performances, running between 11 January and 15 March 1870, the last at 8:00 pm at St. James's Hall in London. Although in grave health by this time, he read A Christmas Carol and The Trial from Pickwick. On 2 May, he made his last public appearance at a Royal Academy Banquet in the presence of the Prince and Princess of Wales, paying a special tribute on the death of his friend, the illustrator Daniel Maclise.[138]
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On 8 June 1870, Dickens suffered another stroke at his home after a full day's work on Edwin Drood. He never regained consciousness, and the next day, he died at Gads Hill Place. Biographer Claire Tomalin has suggested Dickens was actually in Peckham when he suffered the stroke, and his mistress Ellen Ternan and her maids had him taken back to Gad's Hill so the public would not know the truth about their relationship.[140] Contrary to his wish to be buried at Rochester Cathedral "in an inexpensive, unostentatious, and strictly private manner",[141] he was laid to rest in the Poets' Corner of Westminster Abbey. A printed epitaph circulated at the time of the funeral reads:
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To the Memory of Charles Dickens (England's most popular author) who died at his residence, Higham, near Rochester, Kent, 9 June 1870, aged 58 years. He was a sympathiser with the poor, the suffering, and the oppressed; and by his death, one of England's greatest writers is lost to the world.[142]
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His last words were: "On the ground", in response to his sister-in-law Georgina's request that he lie down.[143][nb 1] On Sunday, 19 June 1870, five days after Dickens was buried in the Abbey, Dean Arthur Penrhyn Stanley delivered a memorial elegy, lauding "the genial and loving humorist whom we now mourn", for showing by his own example "that even in dealing with the darkest scenes and the most degraded characters, genius could still be clean, and mirth could be innocent". Pointing to the fresh flowers that adorned the novelist's grave, Stanley assured those present that "the spot would thenceforth be a sacred one with both the New World and the Old, as that of the representative of literature, not of this island only, but of all who speak our English tongue."[144]
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In his will, drafted more than a year before his death, Dickens left the care of his £80,000 estate to his longtime colleague John Forster and his "best and truest friend" Georgina Hogarth who, along with Dickens's two sons, also received a tax-free sum of £8,000 (about £800,000 in present terms). Although Dickens and his wife had been separated for several years at the time of his death, he provided her with an annual income of £600 and made her similar allowances in his will. He also bequeathed £19 19s to each servant in his employment at the time of his death.[145]
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Dickens's approach to the novel is influenced by various things, including the picaresque novel tradition,[146] melodrama,[147] and the novel of sensibility.[148] According to Ackroyd, other than these, perhaps the most important literary influence on him was derived from the fables of The Arabian Nights.[149] Satire and irony are central to the picaresque novel.[150] Comedy is also an aspect of the British picaresque novel tradition of Laurence Sterne, Henry Fielding, and Tobias Smollett. Fielding's Tom Jones was a major influence on the 19th-century novel including Dickens, who read it in his youth,[151] and named a son Henry Fielding Dickens in his honour.[152][153] Melodrama is typically sensational and designed to appeal strongly to the emotions.
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His writing style is marked by a profuse linguistic creativity.[154] Satire, flourishing in his gift for caricature, is his forte. An early reviewer compared him to Hogarth for his keen practical sense of the ludicrous side of life, though his acclaimed mastery of varieties of class idiom may in fact mirror the conventions of contemporary popular theatre.[155] Dickens worked intensively on developing arresting names for his characters that would reverberate with associations for his readers, and assist the development of motifs in the storyline, giving what one critic calls an "allegorical impetus" to the novels' meanings.[154] To cite one of numerous examples, the name Mr Murdstone in David Copperfield conjures up twin allusions to "murder" and stony coldness.[156] His literary style is also a mixture of fantasy and realism. His satires of British aristocratic snobbery—he calls one character the "Noble Refrigerator"—are often popular. Comparing orphans to stocks and shares, people to tug boats, or dinner-party guests to furniture are just some of Dickens's acclaimed flights of fancy.
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The author worked closely with his illustrators, supplying them with a summary of the work at the outset and thus ensuring that his characters and settings were exactly how he envisioned them. He briefed the illustrator on plans for each month's instalment so that work could begin before he wrote them. Marcus Stone, illustrator of Our Mutual Friend, recalled that the author was always "ready to describe down to the minutest details the personal characteristics, and ... life-history of the creations of his fancy".[157] Dickens employs Cockney English in many of his works, denoting working class Londoners. Cockney grammar appears in terms such as ain't, and consonants in words are frequently omitted, as in ’ere (here), and wot (what).[158] An example of this usage is in Oliver Twist. The Artful Dodger uses cockney slang which is juxtaposed with Oliver’s ‘proper’ English, when the Dodger repeats Oliver saying "seven" with "sivin".[159]
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Dickens's biographer Claire Tomalin regards him as the greatest creator of character in English fiction after Shakespeare.[160]
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Dickensian characters are amongst the most memorable in English literature, especially so because of their typically whimsical names. The likes of Ebenezer Scrooge, Tiny Tim, Jacob Marley and Bob Cratchit (A Christmas Carol), Oliver Twist, The Artful Dodger, Fagin and Bill Sikes (Oliver Twist), Pip, Miss Havisham and Abel Magwitch (Great Expectations), Sydney Carton, Charles Darnay and Madame Defarge (A Tale of Two Cities), David Copperfield, Uriah Heep and Mr Micawber (David Copperfield), Daniel Quilp (The Old Curiosity Shop), Samuel Pickwick and Sam Weller (The Pickwick Papers), and Wackford Squeers (Nicholas Nickleby) are so well known as to be part and parcel of popular culture, and in some cases have passed into ordinary language: a scrooge, for example, is a miser – or someone who dislikes Christmas festivity.[161]
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His characters were often so memorable that they took on a life of their own outside his books. "Gamp" became a slang expression for an umbrella from the character Mrs Gamp, and "Pickwickian", "Pecksniffian", and "Gradgrind" all entered dictionaries due to Dickens's original portraits of such characters who were, respectively, quixotic, hypocritical, and vapidly factual. Many were drawn from real life: Mrs Nickleby is based on his mother, though she didn't recognise herself in the portrait,[162] just as Mr Micawber is constructed from aspects of his father's 'rhetorical exuberance':[163] Harold Skimpole in Bleak House is based on James Henry Leigh Hunt: his wife's dwarfish chiropodist recognised herself in Miss Mowcher in David Copperfield.[164][165] Perhaps Dickens's impressions on his meeting with Hans Christian Andersen informed the delineation of Uriah Heep (a term synonymous with sycophant).[166]
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Virginia Woolf maintained that "we remodel our psychological geography when we read Dickens" as he produces "characters who exist not in detail, not accurately or exactly, but abundantly in a cluster of wild yet extraordinarily revealing remarks".[167] T. S. Eliot wrote that Dickens "excelled in character; in the creation of characters of greater intensity than human beings."[168] One "character" vividly drawn throughout his novels is London itself.[169] Dickens described London as a magic lantern, inspiring the places and people in many of his novels.[170] From the coaching inns on the outskirts of the city to the lower reaches of the Thames, all aspects of the capital – Dickens' London – are described over the course of his body of work.[170]
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Authors frequently draw their portraits of characters from people they have known in real life. David Copperfield is regarded by many as a veiled autobiography of Dickens. The scenes of interminable court cases and legal arguments in Bleak House reflect Dickens's experiences as a law clerk and court reporter, and in particular his direct experience of the law's procedural delay during 1844 when he sued publishers in Chancery for breach of copyright.[171] Dickens's father was sent to prison for debt, and this became a common theme in many of his books, with the detailed depiction of life in the Marshalsea prison in Little Dorrit resulting from Dickens's own experiences of the institution.[172] Lucy Stroughill, a childhood sweetheart, may have affected several of Dickens's portraits of girls such as Little Em'ly in David Copperfield and Lucie Manette in A Tale of Two Cities.[173][nb 2]
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Dickens may have drawn on his childhood experiences, but he was also ashamed of them and would not reveal that this was where he gathered his realistic accounts of squalor. Very few knew the details of his early life until six years after his death, when John Forster published a biography on which Dickens had collaborated. Though Skimpole brutally sends up Leigh Hunt, some critics have detected in his portrait features of Dickens's own character, which he sought to exorcise by self-parody.[174]
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A pioneer of serialised fiction, most of Dickens's major novels were first written in monthly or weekly instalments in journals such as Master Humphrey's Clock and Household Words, later reprinted in book form.[5][4] These instalments made the stories affordable and accessible, and the series of regular cliffhangers made each new episode widely anticipated.[6] When The Old Curiosity Shop was being serialised, American fans waited at the docks in New York harbor, shouting out to the crew of an incoming British ship, "Is little Nell dead?"[175] Dickens's talent was to incorporate this episodic writing style but still end up with a coherent novel at the end.
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Another important impact of Dickens's episodic writing style resulted from his exposure to the opinions of his readers and friends. His friend Forster had a significant hand in reviewing his drafts, an influence that went beyond matters of punctuation. He toned down melodramatic and sensationalist exaggerations, cut long passages (such as the episode of Quilp's drowning in The Old Curiosity Shop), and made suggestions about plot and character. It was he who suggested that Charley Bates should be redeemed in Oliver Twist. Dickens had not thought of killing Little Nell, and it was Forster who advised him to entertain this possibility as necessary to his conception of the heroine.[176]
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Dickens's serialisation of his novels was criticised by other authors. In Scottish author Robert Louis Stevenson's novel The Wrecker, there is a comment by Captain Nares, investigating an abandoned ship: "See! They were writing up the log," said Nares, pointing to the ink-bottle. "Caught napping, as usual. I wonder if there ever was a captain yet that lost a ship with his log-book up to date? He generally has about a month to fill up on a clean break, like Charles Dickens and his serial novels."[177]
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Dickens's novels were, among other things, works of social commentary. He was a fierce critic of the poverty and social stratification of Victorian society. In a New York address, he expressed his belief that "Virtue shows quite as well in rags and patches as she does in purple and fine linen".[178] Dickens's second novel, Oliver Twist (1839), shocked readers with its images of poverty and crime: it challenged middle class polemics about criminals, making impossible any pretence to ignorance about what poverty entailed.[179][180]
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At a time when Britain was the major economic and political power of the world, Dickens highlighted the life of the forgotten poor and disadvantaged within society. Through his journalism he campaigned on specific issues—such as sanitation and the workhouse—but his fiction probably demonstrated its greatest prowess in changing public opinion in regard to class inequalities. He often depicted the exploitation and oppression of the poor and condemned the public officials and institutions that not only allowed such abuses to exist, but flourished as a result. His most strident indictment of this condition is in Hard Times (1854), Dickens's only novel-length treatment of the industrial working class. In this work, he uses vitriol and satire to illustrate how this marginalised social stratum was termed "Hands" by the factory owners; that is, not really "people" but rather only appendages of the machines they operated. His writings inspired others, in particular journalists and political figures, to address such problems of class oppression. For example, the prison scenes in The Pickwick Papers are claimed to have been influential in having the Fleet Prison shut down. Karl Marx asserted that Dickens "issued to the world more political and social truths than have been uttered by all the professional politicians, publicists and moralists put together".[181] George Bernard Shaw even remarked that Great Expectations was more seditious than Marx's Das Kapital.[181] The exceptional popularity of Dickens's novels, even those with socially oppositional themes (Bleak House, 1853; Little Dorrit, 1857; Our Mutual Friend, 1865), not only underscored his ability to create compelling storylines and unforgettable characters, but also ensured that the Victorian public confronted issues of social justice that had commonly been ignored. It has been argued that his technique of flooding his narratives with an 'unruly superfluity of material' that, in the gradual dénouement, yields up an unsuspected order, influenced the organisation of Charles Darwin's On the Origin of Species.[182]
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Dickens is often described as using idealised characters and highly sentimental scenes to contrast with his caricatures and the ugly social truths he reveals. The story of Nell Trent in The Old Curiosity Shop (1841) was received as extraordinarily moving by contemporary readers but viewed as ludicrously sentimental by Oscar Wilde. "One must have a heart of stone to read the death of little Nell", he said in a famous remark, "without dissolving into tears...of laughter."[183][184] G. K. Chesterton stated, "It is not the death of little Nell, but the life of little Nell, that I object to", arguing that the maudlin effect of his description of her life owed much to the gregarious nature of Dickens's grief, his "despotic" use of people's feelings to move them to tears in works like this.[185]
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The question as to whether Dickens belongs to the tradition of the sentimental novel is debatable. Valerie Purton, in her book Dickens and the Sentimental Tradition, sees him continuing aspects of this tradition, and argues that his "sentimental scenes and characters [are] as crucial to the overall power of the novels as his darker or comic figures and scenes", and that "Dombey and Son is [ ... ] Dickens's greatest triumph in the sentimentalist tradition".[186] The Encyclopædia Britannica online comments that, despite "patches of emotional excess", such as the reported death of Tiny Tim in A Christmas Carol (1843), "Dickens cannot really be termed a sentimental novelist".[187]
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In Oliver Twist Dickens provides readers with an idealised portrait of a boy so inherently and unrealistically good that his values are never subverted by either brutal orphanages or coerced involvement in a gang of young pickpockets. While later novels also centre on idealised characters (Esther Summerson in Bleak House and Amy Dorrit in Little Dorrit), this idealism serves only to highlight Dickens's goal of poignant social commentary. Dickens's fiction, reflecting what he believed to be true of his own life, makes frequent use of coincidence, either for comic effect or to emphasise the idea of providence.[188] For example, Oliver Twist turns out to be the lost nephew of the upper-class family that rescues him from the dangers of the pickpocket group. Such coincidences are a staple of 18th-century picaresque novels, such as Henry Fielding's Tom Jones, which Dickens enjoyed reading as a youth.[189]
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Dickens was the most popular novelist of his time,[190] and remains one of the best-known and most-read of English authors. His works have never gone out of print,[191] and have been adapted continually for the screen since the invention of cinema,[192] with at least 200 motion pictures and TV adaptations based on Dickens's works documented.[193] Many of his works were adapted for the stage during his own lifetime, and as early as 1913, a silent film of The Pickwick Papers was made.[194] Contemporaries such as publisher Edward Lloyd cashed in on Dickens’ popularity with cheap imitations of his novels – resulting in his own popular ‘penny dreadfuls’.[195]
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Dickens created some of the world's best-known fictional characters and is regarded by many as the greatest British novelist of the Victorian era.[1] His literary reputation, however began to decline with the publication of Bleak House in 1852–53. Philip Collins calls Bleak House ‘a crucial item in the history of Dickens's reputation. Reviewers and literary figures during the 1850s, 1860s and 1870s, saw a "drear decline" in Dickens, from a writer of "bright sunny comedy ... to dark and serious social" commentary.[196] The Spectator called Bleak House "a heavy book to read through at once ... dull and wearisome as a serial"; Richard Simpson, in The Rambler, characterized Hard Times as ‘this dreary framework’; Fraser's Magazine thought Little Dorrit ‘decidedly the worst of his novels’.[197] All the same, despite these "increasing reservations amongst reviewers and the chattering classes, ‘the public never deserted its favourite’". Dickens's popular reputation remained unchanged, sales continued to rise, and Household Words and later All the Year Round were highly successful.[197]
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—Peter Garratt in The Guardian on Dickens’ fame and the demand for his public readings.[10]
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Later in his career, Dickens’ fame and the demand for his public readings were unparalleled. In 1868 The Times wrote, "Amid all the variety of 'readings', those of Mr Charles Dickens stand alone.”[10] A Dickens biographer, Edgar Johnson, wrote in the 1950s: "It was [always] more than a reading; it was an extraordinary exhibition of acting that seized upon its auditors with a mesmeric possession."[10] Comparing his reception at public readings to those of a contemporary pop star, The Guardian states, “People sometimes fainted at his shows. His performances even saw the rise of that modern phenomenon, the "speculator" or ticket tout (scalpers) – the ones in New York City escaped detection by borrowing respectable-looking hats from the waiters in nearby restaurants.”[198]
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Among fellow writers, there was a range of opinions on Dickens. Poet laureate, William Wordsworth (1770–1850), thought him a "very talkative, vulgar young person", adding he had not read a line of his work, while novelist George Meredith (1828–1909), found Dickens "intellectually lacking".[199] In 1888 Leslie Stephen commented in the Dictionary of National Biography that "if literary fame could be safely measured by popularity with the half-educated, Dickens must claim the highest position among English novelists".[200] Anthony Trollope's Autobiography famously declared Thackeray, not Dickens, to be the greatest novelist of the age. However, both Leo Tolstoy and Fyodor Dostoyevsky were admirers. Dostoyevsky commented: "We understand Dickens in Russia, I am convinced, almost as well as the English, perhaps even with all the nuances. It may well be that we love him no less than his compatriots do. And yet how original is Dickens, and how very English!"[201] Tolstoy referred to David Copperfield as his favourite book, and he later adopted the novel as “a model for his own autobiographical reflections.”[202] French writer Jules Verne called Dickens his favourite writer, writing his novels "stand alone, dwarfing all others by their amazing power and felicity of expression."[203] Dutch painter Vincent van Gogh was inspired by Dickens's novels in several of his paintings like Vincent's Chair and in an 1889 letter to his sister stated that reading Dickens, especially A Christmas Carol, was one of the things that was keeping him from committing suicide.[204] Oscar Wilde generally disparaged his depiction of character, while admiring his gift for caricature.[205] Henry James denied him a premier position, calling him "the greatest of superficial novelists": Dickens failed to endow his characters with psychological depth and the novels, "loose baggy monsters",[206] betrayed a "cavalier organisation".[207] Joseph Conrad described his own childhood in bleak Dickensian terms, and noted he had “an intense and unreasoning affection” for Bleak House, dating back to his boyhood. The novel influenced his own gloomy portrait of London in The Secret Agent (1907).[202] Virginia Woolf had a love-hate relationship with his works, finding his novels "mesmerizing" while reproving him for his sentimentalism and a commonplace style.[208]
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Around 1940–41 the attitude of the literary critics began to warm towards Dickens, led by George Orwell, Inside the Whale and Other Essays. March 1940, Edmund Wilson, The Wound and the Bow, 1941, and Humphry House, Dickens and his World.[209] But even in 1948, F. R. Leavis, in The Great Tradition, asserted that “the adult mind doesn't as a rule find in Dickens a challenge to an unusual and sustained seriousness”; Dickens was indeed a great genius, “but the genius was that of a great entertainer,”[210] though he later changed his opinion with Dickens the Novelist (1970) (with Q. D. (Queenie) Leavis): "Our purpose", they wrote, "is to enforce as unanswerably as possible the conviction that Dickens was one of the greatest of creative writers".[211] In 1944, Soviet film director and film theorist Sergei Eisenstein wrote an essay on Dickens influence on cinema, such as cross-cutting—where two stories run alongside each other, as seen in novels such as Oliver Twist.[212]
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In the 1950s, "a substantial reassessment and re-editing of the works began, and critics found his finest artistry and greatest depth to be in the later novels: Bleak House, Little Dorrit, and Great Expectations—and (less unanimously) in Hard Times and Our Mutual Friend".[213] Dickens was a favourite author of Roald Dahl’s; the best-selling children’s author would include three of Dickens’ novels among those read by the title character in his 1988 novel Matilda.[214] An avid reader of Dickens, in 2005, Paul McCartney named Nicholas Nickleby his favourite novel. On Dickens he states, “I like the world that he takes me to. I like his words; I like the language”, adding, “A lot of my stuff – it's kind of Dickensian.”[215] Screenwriter Jonathan Nolan’s screenplay for The Dark Knight Rises (2012) was inspired by A Tale of Two Cities, with Nolan calling the depiction of Paris in the novel “one of the most harrowing portraits of a relatable, recognisable civilisation that completely folded to pieces”.[216] On 7 February 2012, the 200th anniversary of Dickens's birth, Philip Womack wrote in The Telegraph: "Today there is no escaping Charles Dickens. Not that there has ever been much chance of that before. He has a deep, peculiar hold upon us".[217]
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Museums and festivals celebrating Dickens's life and works exist in many places with which Dickens was associated. These include the Charles Dickens Museum in London, the historic home where he wrote Oliver Twist, The Pickwick Papers and Nicholas Nickleby; and the Charles Dickens Birthplace Museum in Portsmouth, the house in which he was born. The original manuscripts of many of his novels, as well as printers' proofs, first editions, and illustrations from the collection of Dickens's friend John Forster are held at the Victoria and Albert Museum.[218] Dickens's will stipulated that no memorial be erected in his honour; nonetheless, a life-size bronze statue of Dickens entitled Dickens and Little Nell, cast in 1891 by Francis Edwin Elwell, stands in Clark Park in the Spruce Hill neighbourhood of Philadelphia, Pennsylvania. Another life-size statue of Dickens is located at Centennial Park, Sydney, Australia.[219] In 1960 a bass relief sculpture of Dickens, notably featuring characters from his books, was commissioned from sculptor Estcourt J Clack to adorn the office building built on the site of his former home at 1 Devonshire Terrace, London.[220][221] In 2014, a life-size statue was unveiled near his birthplace in Portsmouth on the 202nd anniversary of his birth; this was supported by the author's great-great grandsons, Ian and Gerald Dickens.[222][223]
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A Christmas Carol is most probably his best-known story, with frequent new adaptations. It is also the most-filmed of Dickens's stories, with many versions dating from the early years of cinema.[224] According to the historian Ronald Hutton, the current state of the observance of Christmas is largely the result of a mid-Victorian revival of the holiday spearheaded by A Christmas Carol. Dickens catalysed the emerging Christmas as a family-centred festival of generosity, in contrast to the dwindling community-based and church-centred observations, as new middle-class expectations arose.[225] Its archetypal figures (Scrooge, Tiny Tim, the Christmas ghosts) entered into Western cultural consciousness. A prominent phrase from the tale, "Merry Christmas", was popularised following the appearance of the story.[226] The term Scrooge became a synonym for miser, and his dismissive exclamation 'Bah! Humbug!' likewise gained currency as an idiom.[227] Novelist William Makepeace Thackeray called the book "a national benefit, and to every man and woman who reads it a personal kindness".[224]
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Dickens was commemorated on the Series E £10 note issued by the Bank of England that circulated between 1992 and 2003. His portrait appeared on the reverse of the note accompanied by a scene from The Pickwick Papers. The Charles Dickens School is a high school in Broadstairs, Kent. A theme park, Dickens World, standing in part on the site of the former naval dockyard where Dickens's father once worked in the Navy Pay Office, opened in Chatham in 2007. To celebrate the 200th anniversary of the birth of Charles Dickens in 2012, the Museum of London held the UK's first major exhibition on the author in 40 years.[228] In 2002, Dickens was number 41 in the BBC's poll of the 100 Greatest Britons.[229] American literary critic Harold Bloom placed Dickens among the greatest Western Writers of all time.[230] In the UK survey The Big Read, carried out by the BBC in 2003, five of Dickens's books were named in the Top 100.[231]
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Dickens and his publications have appeared on a number of postage stamps including: UK (1970, 1993, 2011 and 2012), Soviet Union (1962), Antigua, Barbuda, Botswana, Cameroon, Dubai, Fujairah, St Christopher, Nevis and Anguilla, St Helena, St Lucia and Turks and Caicos Islands (1970), St Vincent (1987), Nevis (2007), Alderney, Gibraltar, Jersey and Pitcairn Islands (2012), Austria (2013), Mozambique (2014).[232]
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In November 2018 it was reported that a previously lost portrait of a 31-year-old Dickens, by Margaret Gillies, had been found in Pietermaritzburg, South Africa. Gillies was an early supporter of women's suffrage and had painted the portrait in late 1843 when Dickens, aged 31, wrote A Christmas Carol. It was exhibited, to acclaim, at the Royal Academy of Arts in 1844.[72]
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Dickens published well over a dozen major novels and novellas, a large number of short stories, including a number of Christmas-themed stories, a handful of plays, and several non-fiction books. Dickens's novels were initially serialised in weekly and monthly magazines, then reprinted in standard book formats.
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The atmosphere of Earth is the layer of gases, commonly known as air, retained by Earth's gravity, surrounding the planet Earth and forming its planetary atmosphere. The atmosphere of Earth protects life on Earth by creating pressure allowing for liquid water to exist on the Earth's surface, absorbing ultraviolet solar radiation, warming the surface through heat retention (greenhouse effect), and reducing temperature extremes between day and night (the diurnal temperature variation).
|
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|
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By volume, dry air contains 78.09% nitrogen, 20.95% oxygen, 0.93% argon, 0.04% carbon dioxide, and small amounts of other gases.[8]
|
6 |
+
Air also contains a variable amount of water vapor, on average around 1% at sea level, and 0.4% over the entire atmosphere. Air composition, temperature, and atmospheric pressure vary with altitude, and air suitable for use in photosynthesis by terrestrial plants and breathing of terrestrial animals is found only in Earth's troposphere and in artificial atmospheres.
|
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|
8 |
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Earth's atmosphere has changed much since it's formation as primarily a hydrogen atmosphere, and has changed dramatically on several occasions -- for example, the Great Oxidation Event 2.4 billion years ago, greatly increased oxygen in the atmosphere from practically no oxygen to levels closer to present day. Humans have also contributed to significant changes in atmospheric composition through air polution, especially since industrialisation, leading to rapid environmental change such as ozone depletion and global warming.
|
9 |
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|
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The atmosphere has a mass of about 5.15×1018 kg,[9] three quarters of which is within about 11 km (6.8 mi; 36,000 ft) of the surface. The atmosphere becomes thinner and thinner with increasing altitude, with no definite boundary between the atmosphere and outer space. The Kármán line, at 100 km (62 mi), or 1.57% of Earth's radius, is often used as the border between the atmosphere and outer space. Atmospheric effects become noticeable during atmospheric reentry of spacecraft at an altitude of around 120 km (75 mi). Several layers can be distinguished in the atmosphere, based on characteristics such as temperature and composition.
|
11 |
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|
12 |
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The study of Earth's atmosphere and its processes is called atmospheric science (aerology), and includes multiple subfields, such as climatology and atmospheric physics. Early pioneers in the field include Léon Teisserenc de Bort and Richard Assmann.[10] The study of historic atmosphere is called paleoclimatology.
|
13 |
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|
14 |
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The three major constituents of Earth's atmosphere are nitrogen, oxygen, and argon. Water vapor accounts for roughly 0.25% of the atmosphere by mass. The concentration of water vapor (a greenhouse gas) varies significantly from around 10 ppm by volume in the coldest portions of the atmosphere to as much as 5% by volume in hot, humid air masses, and concentrations of other atmospheric gases are typically quoted in terms of dry air (without water vapor).[11] The remaining gases are often referred to as trace gases,[12] among which are the greenhouse gases, principally carbon dioxide, methane, nitrous oxide, and ozone. Besides argon, already mentioned, other noble gases, neon, helium, krypton, and xenon are also present. Filtered air includes trace amounts of many other chemical compounds. Many substances of natural origin may be present in locally and seasonally variable small amounts as aerosols in an unfiltered air sample, including dust of mineral and organic composition, pollen and spores, sea spray, and volcanic ash. Various industrial pollutants also may be present as gases or aerosols, such as chlorine (elemental or in compounds), fluorine compounds and elemental mercury vapor. Sulfur compounds such as hydrogen sulfide and sulfur dioxide (SO2) may be derived from natural sources or from industrial air pollution.
|
15 |
+
|
16 |
+
(A) volume fraction is equal to mole fraction for ideal gas only, also see volume (thermodynamics)
|
17 |
+
(B) ppmv: parts per million by volume
|
18 |
+
(C) The concentration of CO2 has been increasing in recent decades
|
19 |
+
(D) Water vapor is about 0.25% by mass over full atmosphere
|
20 |
+
(E) Water vapor strongly varies locally[11]
|
21 |
+
|
22 |
+
The average molecular weight of dry air, which can be used to calculate densities or to convert between mole fraction and mass fraction, is about 28.946[14] or 28.96[15] g/mol. This is decreased when the air is humid.
|
23 |
+
|
24 |
+
The relative concentration of gases remains constant until about 10,000 m (33,000 ft).[16]
|
25 |
+
|
26 |
+
In general, air pressure and density decrease with altitude in the atmosphere. However, temperature has a more complicated profile with altitude, and may remain relatively constant or even increase with altitude in some regions (see the temperature section, below). Because the general pattern of the temperature/altitude profile, or lapse rate, is constant and measurable by means of instrumented balloon soundings, the temperature behavior provides a useful metric to distinguish atmospheric layers. In this way, Earth's atmosphere can be divided (called atmospheric stratification) into five main layers. Excluding the exosphere, the atmosphere has four primary layers, which are the troposphere, stratosphere, mesosphere, and thermosphere.[17] From highest to lowest, the five main layers are:
|
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|
28 |
+
The exosphere is the outermost layer of Earth's atmosphere (i.e. the upper limit of the atmosphere). It extends from the exobase, which is located at the top of the thermosphere at an altitude of about 700 km above sea level, to about 10,000 km (6,200 mi; 33,000,000 ft) where it merges into the solar wind.
|
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30 |
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This layer is mainly composed of extremely low densities of hydrogen, helium and several heavier molecules including nitrogen, oxygen and carbon dioxide closer to the exobase. The atoms and molecules are so far apart that they can travel hundreds of kilometers without colliding with one another. Thus, the exosphere no longer behaves like a gas, and the particles constantly escape into space. These free-moving particles follow ballistic trajectories and may migrate in and out of the magnetosphere or the solar wind.
|
31 |
+
|
32 |
+
The exosphere is located too far above Earth for any meteorological phenomena to be possible. However, the aurora borealis and aurora australis sometimes occur in the lower part of the exosphere, where they overlap into the thermosphere. The exosphere contains most of the satellites orbiting Earth.
|
33 |
+
|
34 |
+
The thermosphere is the second-highest layer of Earth's atmosphere. It extends from the mesopause (which separates it from the mesosphere) at an altitude of about 80 km (50 mi; 260,000 ft) up to the thermopause at an altitude range of 500–1000 km (310–620 mi; 1,600,000–3,300,000 ft). The height of the thermopause varies considerably due to changes in solar activity.[18] Because the thermopause lies at the lower boundary of the exosphere, it is also referred to as the exobase. The lower part of the thermosphere, from 80 to 550 kilometres (50 to 342 mi) above Earth's surface, contains the ionosphere.
|
35 |
+
|
36 |
+
The temperature of the thermosphere gradually increases with height. Unlike the stratosphere beneath it, wherein a temperature inversion is due to the absorption of radiation by ozone, the inversion in the thermosphere occurs due to the extremely low density of its molecules. The temperature of this layer can rise as high as 1500 °C (2700 °F), though the gas molecules are so far apart that its temperature in the usual sense is not very meaningful. The air is so rarefied that an individual molecule (of oxygen, for example) travels an average of 1 kilometre (0.62 mi; 3300 ft) between collisions with other molecules.[20] Although the thermosphere has a high proportion of molecules with high energy, it would not feel hot to a human in direct contact, because its density is too low to conduct a significant amount of energy to or from the skin.
|
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+
|
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+
This layer is completely cloudless and free of water vapor. However, non-hydrometeorological phenomena such as the aurora borealis and aurora australis are occasionally seen in the thermosphere. The International Space Station orbits in this layer, between 350 and 420 km (220 and 260 mi).
|
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+
|
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+
The mesosphere is the third highest layer of Earth's atmosphere, occupying the region above the stratosphere and below the thermosphere. It extends from the stratopause at an altitude of about 50 km (31 mi; 160,000 ft) to the mesopause at 80–85 km (50–53 mi; 260,000–280,000 ft) above sea level.
|
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+
|
42 |
+
Temperatures drop with increasing altitude to the mesopause that marks the top of this middle layer of the atmosphere. It is the coldest place on Earth and has an average temperature around −85 °C (−120 °F; 190 K).[21][22]
|
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+
|
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+
Just below the mesopause, the air is so cold that even the very scarce water vapor at this altitude can be sublimated into polar-mesospheric noctilucent clouds. These are the highest clouds in the atmosphere and may be visible to the naked eye if sunlight reflects off them about an hour or two after sunset or a similar length of time before sunrise. They are most readily visible when the Sun is around 4 to 16 degrees below the horizon. Lightning-induced discharges known as transient luminous events (TLEs) occasionally form in the mesosphere above tropospheric thunderclouds. The mesosphere is also the layer where most meteors burn up upon atmospheric entrance. It is too high above Earth to be accessible to jet-powered aircraft and balloons, and too low to permit orbital spacecraft. The mesosphere is mainly accessed by sounding rockets and rocket-powered aircraft.
|
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+
|
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+
The stratosphere is the second-lowest layer of Earth's atmosphere. It lies above the troposphere and is separated from it by the tropopause. This layer extends from the top of the troposphere at roughly 12 km (7.5 mi; 39,000 ft) above Earth's surface to the stratopause at an altitude of about 50 to 55 km (31 to 34 mi; 164,000 to 180,000 ft).
|
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The atmospheric pressure at the top of the stratosphere is roughly 1/1000 the pressure at sea level. It contains the ozone layer, which is the part of Earth's atmosphere that contains relatively high concentrations of that gas. The stratosphere defines a layer in which temperatures rise with increasing altitude. This rise in temperature is caused by the absorption of ultraviolet radiation (UV) radiation from the Sun by the ozone layer, which restricts turbulence and mixing. Although the temperature may be −60 °C (−76 °F; 210 K) at the tropopause, the top of the stratosphere is much warmer, and may be near 0 °C.[23]
|
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+
|
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+
The stratospheric temperature profile creates very stable atmospheric conditions, so the stratosphere lacks the weather-producing air turbulence that is so prevalent in the troposphere. Consequently, the stratosphere is almost completely free of clouds and other forms of weather. However, polar stratospheric or nacreous clouds are occasionally seen in the lower part of this layer of the atmosphere where the air is coldest. The stratosphere is the highest layer that can be accessed by jet-powered aircraft.
|
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|
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+
The troposphere is the lowest layer of Earth's atmosphere. It extends from Earth's surface to an average height of about 12 km (7.5 mi; 39,000 ft), although this altitude varies from about 9 km (5.6 mi; 30,000 ft) at the geographic poles to 17 km (11 mi; 56,000 ft) at the Equator,[19] with some variation due to weather. The troposphere is bounded above by the tropopause, a boundary marked in most places by a temperature inversion (i.e. a layer of relatively warm air above a colder one), and in others by a zone which is isothermal with height.[24][25]
|
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+
|
54 |
+
Although variations do occur, the temperature usually declines with increasing altitude in the troposphere because the troposphere is mostly heated through energy transfer from the surface. Thus, the lowest part of the troposphere (i.e. Earth's surface) is typically the warmest section of the troposphere. This promotes vertical mixing (hence, the origin of its name in the Greek word τρόπος, tropos, meaning "turn"). The troposphere contains roughly 80% of the mass of Earth's atmosphere.[26] The troposphere is denser than all its overlying atmospheric layers because a larger atmospheric weight sits on top of the troposphere and causes it to be most severely compressed. Fifty percent of the total mass of the atmosphere is located in the lower 5.6 km (3.5 mi; 18,000 ft) of the troposphere.
|
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+
|
56 |
+
Nearly all atmospheric water vapor or moisture is found in the troposphere, so it is the layer where most of Earth's weather takes place. It has basically all the weather-associated cloud genus types generated by active wind circulation, although very tall cumulonimbus thunder clouds can penetrate the tropopause from below and rise into the lower part of the stratosphere. Most conventional aviation activity takes place in the troposphere, and it is the only layer that can be accessed by propeller-driven aircraft.
|
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+
|
58 |
+
Within the five principal layers above, that are largely determined by temperature, several secondary layers may be distinguished by other properties:
|
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+
|
60 |
+
The average temperature of the atmosphere at Earth's surface is 14 °C (57 °F; 287 K)[29] or 15 °C (59 °F; 288 K),[30] depending on the reference.[31][32][33]
|
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+
|
62 |
+
The average atmospheric pressure at sea level is defined by the International Standard Atmosphere as 101325 pascals (760.00 Torr; 14.6959 psi; 760.00 mmHg). This is sometimes referred to as a unit of standard atmospheres (atm). Total atmospheric mass is 5.1480×1018 kg (1.135×1019 lb),[35] about 2.5% less than would be inferred from the average sea level pressure and Earth's area of 51007.2 megahectares, this portion being displaced by Earth's mountainous terrain. Atmospheric pressure is the total weight of the air above unit area at the point where the pressure is measured. Thus air pressure varies with location and weather.
|
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|
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+
If the entire mass of the atmosphere had a uniform density equal to sea level density (about 1.2 kg per m3) from sea level upwards, it would terminate abruptly at an altitude of 8.50 km (27,900 ft). It actually decreases exponentially with altitude, dropping by half every 5.6 km (18,000 ft) or by a factor of 1/e every 7.64 km (25,100 ft), the average scale height of the atmosphere below 70 km (43 mi; 230,000 ft). However, the atmosphere is more accurately modeled with a customized equation for each layer that takes gradients of temperature, molecular composition, solar radiation and gravity into account.
|
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+
|
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+
In summary, the mass of Earth's atmosphere is distributed approximately as follows:[36]
|
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+
|
68 |
+
By comparison, the summit of Mt. Everest is at 8,848 m (29,029 ft);
|
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commercial airliners typically cruise between 10 and 13 km (33,000 and 43,000 ft) where the thinner air improves fuel economy; weather balloons reach 30.4 km (100,000 ft) and above; and the highest X-15 flight in 1963 reached 108.0 km (354,300 ft).
|
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|
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Even above the Kármán line, significant atmospheric effects such as auroras still occur. Meteors begin to glow in this region, though the larger ones may not burn up until they penetrate more deeply. The various layers of Earth's ionosphere, important to HF radio propagation, begin below 100 km and extend beyond 500 km. By comparison, the International Space Station and Space Shuttle typically orbit at 350–400 km, within the F-layer of the ionosphere where they encounter enough atmospheric drag to require reboosts every few months. Depending on solar activity, satellites can experience noticeable atmospheric drag at altitudes as high as 700–800 km.
|
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|
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The division of the atmosphere into layers mostly by reference to temperature is discussed above. Temperature decreases with altitude starting at sea level, but variations in this trend begin above 11 km, where the temperature stabilizes through a large vertical distance through the rest of the troposphere. In the stratosphere, starting above about 20 km, the temperature increases with height, due to heating within the ozone layer caused by capture of significant ultraviolet radiation from the Sun by the dioxygen and ozone gas in this region. Still another region of increasing temperature with altitude occurs at very high altitudes, in the aptly-named thermosphere above 90 km.
|
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|
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Because in an ideal gas of constant composition the speed of sound depends only on temperature and not on the gas pressure or density, the speed of sound in the atmosphere with altitude takes on the form of the complicated temperature profile (see illustration to the right), and does not mirror altitudinal changes in density or pressure.
|
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|
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The density of air at sea level is about 1.2 kg/m3 (1.2 g/L, 0.0012 g/cm3). Density is not measured directly but is calculated from measurements of temperature, pressure and humidity using the equation of state for air (a form of the ideal gas law). Atmospheric density decreases as the altitude increases. This variation can be approximately modeled using the barometric formula. More sophisticated models are used to predict orbital decay of satellites.
|
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|
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+
The average mass of the atmosphere is about 5 quadrillion (5×1015) tonnes or 1/1,200,000 the mass of Earth. According to the American National Center for Atmospheric Research, "The total mean mass of the atmosphere is 5.1480×1018 kg with an annual range due to water vapor of 1.2 or 1.5×1015 kg, depending on whether surface pressure or water vapor data are used; somewhat smaller than the previous estimate. The mean mass of water vapor is estimated as 1.27×1016 kg and the dry air mass as 5.1352 ±0.0003×1018 kg."
|
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|
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Solar radiation (or sunlight) is the energy Earth receives from the Sun. Earth also emits radiation back into space, but at longer wavelengths that we cannot see. Part of the incoming and emitted radiation is absorbed or reflected by the atmosphere. In May 2017, glints of light, seen as twinkling from an orbiting satellite a million miles away, were found to be reflected light from ice crystals in the atmosphere.[38][39]
|
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When light passes through Earth's atmosphere, photons interact with it through scattering. If the light does not interact with the atmosphere, it is called direct radiation and is what you see if you were to look directly at the Sun. Indirect radiation is light that has been scattered in the atmosphere. For example, on an overcast day when you cannot see your shadow there is no direct radiation reaching you, it has all been scattered. As another example, due to a phenomenon called Rayleigh scattering, shorter (blue) wavelengths scatter more easily than longer (red) wavelengths. This is why the sky looks blue; you are seeing scattered blue light. This is also why sunsets are red. Because the Sun is close to the horizon, the Sun's rays pass through more atmosphere than normal to reach your eye. Much of the blue light has been scattered out, leaving the red light in a sunset.
|
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Different molecules absorb different wavelengths of radiation. For example, O2 and O3 absorb almost all wavelengths shorter than 300 nanometers. Water (H2O) absorbs many wavelengths above 700 nm. When a molecule absorbs a photon, it increases the energy of the molecule. This heats the atmosphere, but the atmosphere also cools by emitting radiation, as discussed below.
|
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|
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The combined absorption spectra of the gases in the atmosphere leave "windows" of low opacity, allowing the transmission of only certain bands of light. The optical window runs from around 300 nm (ultraviolet-C) up into the range humans can see, the visible spectrum (commonly called light), at roughly 400–700 nm and continues to the infrared to around 1100 nm. There are also infrared and radio windows that transmit some infrared and radio waves at longer wavelengths. For example, the radio window runs from about one centimeter to about eleven-meter waves.
|
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|
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Emission is the opposite of absorption, it is when an object emits radiation. Objects tend to emit amounts and wavelengths of radiation depending on their "black body" emission curves, therefore hotter objects tend to emit more radiation, with shorter wavelengths. Colder objects emit less radiation, with longer wavelengths. For example, the Sun is approximately 6,000 K (5,730 °C; 10,340 °F), its radiation peaks near 500 nm, and is visible to the human eye. Earth is approximately 290 K (17 °C; 62 °F), so its radiation peaks near 10,000 nm, and is much too long to be visible to humans.
|
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|
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Because of its temperature, the atmosphere emits infrared radiation. For example, on clear nights Earth's surface cools down faster than on cloudy nights. This is because clouds (H2O) are strong absorbers and emitters of infrared radiation. This is also why it becomes colder at night at higher elevations.
|
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|
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The greenhouse effect is directly related to this absorption and emission effect. Some gases in the atmosphere absorb and emit infrared radiation, but do not interact with sunlight in the visible spectrum. Common examples of these are CO2 and H2O.
|
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+
|
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The refractive index of air is close to, but just greater than 1. Systematic variations in refractive index can lead to the bending of light rays over long optical paths. One example is that, under some circumstances, observers onboard ships can see other vessels just over the horizon because light is refracted in the same direction as the curvature of Earth's surface.
|
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|
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The refractive index of air depends on temperature,[40] giving rise to refraction effects when the temperature gradient is large. An example of such effects is the mirage.
|
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|
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Atmospheric circulation is the large-scale movement of air through the troposphere, and the means (with ocean circulation) by which heat is distributed around Earth. The large-scale structure of the atmospheric circulation varies from year to year, but the basic structure remains fairly constant because it is determined by Earth's rotation rate and the difference in solar radiation between the equator and poles.
|
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|
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The first atmosphere consisted of gases in the solar nebula, primarily hydrogen. There were probably simple hydrides such as those now found in the gas giants (Jupiter and Saturn), notably water vapor, methane and ammonia.[41]
|
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|
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Outgassing from volcanism, supplemented by gases produced during the late heavy bombardment of Earth by huge asteroids, produced the next atmosphere, consisting largely of nitrogen plus carbon dioxide and inert gases.[41] A major part of carbon-dioxide emissions dissolved in water and reacted with metals such as calcium and magnesium during weathering of crustal rocks to form carbonates that were deposited as sediments. Water-related sediments have been found that date from as early as 3.8 billion years ago.[42]
|
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About 3.4 billion years ago, nitrogen formed the major part of the then stable "second atmosphere". The influence of life has to be taken into account rather soon in the history of the atmosphere, because hints of early life-forms appear as early as 3.5 billion years ago.[43] How Earth at that time maintained a climate warm enough for liquid water and life, if the early Sun put out 30% lower solar radiance than today, is a puzzle known as the "faint young Sun paradox".
|
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The geological record however shows a continuous relatively warm surface during the complete early temperature record of Earth – with the exception of one cold glacial phase about 2.4 billion years ago. In the late Archean Eon an oxygen-containing atmosphere began to develop, apparently produced by photosynthesizing cyanobacteria (see Great Oxygenation Event), which have been found as stromatolite fossils from 2.7 billion years ago. The early basic carbon isotopy (isotope ratio proportions) strongly suggests conditions similar to the current, and that the fundamental features of the carbon cycle became established as early as 4 billion years ago.
|
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|
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Ancient sediments in the Gabon dating from between about 2.15 and 2.08 billion years ago provide a record of Earth's dynamic oxygenation evolution. These fluctuations in oxygenation were likely driven by the Lomagundi carbon isotope excursion.[44]
|
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The constant re-arrangement of continents by plate tectonics influences the long-term evolution of the atmosphere by transferring carbon dioxide to and from large continental carbonate stores. Free oxygen did not exist in the atmosphere until about 2.4 billion years ago during the Great Oxygenation Event and its appearance is indicated by the end of the banded iron formations.
|
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|
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Before this time, any oxygen produced by photosynthesis was consumed by oxidation of reduced materials, notably iron. Molecules of free oxygen did not start to accumulate in the atmosphere until the rate of production of oxygen began to exceed the availability of reducing materials that removed oxygen. This point signifies a shift from a reducing atmosphere to an oxidizing atmosphere. O2 showed major variations until reaching a steady state of more than 15% by the end of the Precambrian.[47] The following time span from 541 million years ago to the present day is the Phanerozoic Eon, during the earliest period of which, the Cambrian, oxygen-requiring metazoan life forms began to appear.
|
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|
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The amount of oxygen in the atmosphere has fluctuated over the last 600 million years, reaching a peak of about 30% around 280 million years ago, significantly higher than today's 21%. Two main processes govern changes in the atmosphere: Plants using carbon dioxide from the atmosphere and releasing oxygen, and then plants using some oxygen at night by the process of photorespiration with the remainder of the oxygen being used to breakdown adjacent organic material. Breakdown of pyrite and volcanic eruptions release sulfur into the atmosphere, which oxidizes and hence reduces the amount of oxygen in the atmosphere. However, volcanic eruptions also release carbon dioxide, which plants can convert to oxygen. The exact cause of the variation of the amount of oxygen in the atmosphere is not known. Periods with much oxygen in the atmosphere are associated with rapid development of animals. Today's atmosphere contains 21% oxygen, which is great enough for this rapid development of animals.[48]
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Air pollution is the introduction into the atmosphere of chemicals, particulate matter or biological materials that cause harm or discomfort to organisms.[49] Stratospheric ozone depletion is caused by air pollution, chiefly from chlorofluorocarbons and other ozone-depleting substances.
|
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|
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The scientific consensus is that the anthropogenic greenhouse gases currently accumulating in the atmosphere are the main cause of global warming.[50]
|
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On October 19, 2015, NASA started a website containing daily images of the full sunlit side of Earth on http://epic.gsfc.nasa.gov/. The images are taken from the Deep Space Climate Observatory (DSCOVR) and show Earth as it rotates during a day.[51]
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Blue light is scattered more than other wavelengths by the gases in the atmosphere, giving Earth a blue halo when seen from space.
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The geomagnetic storms cause displays of aurora across the atmosphere.
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Limb view, of Earth's atmosphere. Colors roughly denote the layers of the atmosphere.
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This image shows the Moon at the centre, with the limb of Earth near the bottom transitioning into the orange-colored troposphere. The troposphere ends abruptly at the tropopause, which appears in the image as the sharp boundary between the orange- and blue-colored atmosphere. The silvery-blue noctilucent clouds extend far above Earth's troposphere.
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Earth's atmosphere backlit by the Sun in an eclipse observed from deep space onboard Apollo 12 in 1969.
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Charles V[c] (24 February 1500 – 21 September 1558) was Holy Roman Emperor and Archduke of Austria from 1519, King of Spain (Castile and Aragon) from 1516, and Lord of the Netherlands as titular Duke of Burgundy from 1506. As head of the rising House of Habsburg during the first half of the 16th century, his dominions in Europe included the Holy Roman Empire, extending from Germany to northern Italy with direct rule over the Austrian hereditary lands and the Burgundian Low Countries, and a unified Spain with its southern Italian kingdoms of Naples, Sicily, and Sardinia. Furthermore, his reign encompassed both the long-lasting Spanish and short-lived German colonizations of the Americas. The personal union of the European and American territories of Charles V was the first collection of realms labelled "the empire on which the sun never sets".[1][2][3][4][5]
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Charles was born in Flanders to Philip the Handsome of the Austrian House of Habsburg (son of Maximilian I, Holy Roman Emperor, and Mary of Burgundy) and Joanna the Mad of the Spanish House of Trastámara (daughter of Isabella I of Castile and Ferdinand II of Aragon). The ultimate heir of his four grandparents, he inherited all of his family dominions at a young age, due to the premature death of his father and the mental illness of his mother. After the death of Philip in 1506, he inherited the Burgundian Netherlands, originally held by his paternal grandmother Mary.[6] In 1516, he became co-monarch of Spain with his mother Joanna, and as such he was the first king of Spain to inherit the country as dynastically unified by the Catholic Monarchs, his maternal grandparents.[7] The Spanish possessions at his accession also included the Castilian West Indies and the Aragonese Kingdoms of Naples, Sicily and Sardinia. At the death of his paternal grandfather Maximilian in 1519, he inherited Austria and was elected to succeed him as Holy Roman Emperor. He adopted the Imperial name of Charles V as his main title, and styled himself as a new Charlemagne.[8]
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Charles V revitalized the medieval concept of the universal monarchy and spent most of his life defending the integrity of the Holy Roman Empire from the Protestant Reformation, the expansion of the Ottoman Empire, and a series of wars with France.[9] With no fixed capital city, he made 40 journeys, travelling from country to country, and it is estimated that he spent a quarter of his reign on the road.[5] The imperial wars were fought by German Landsknechte, Spanish tercios, Burgundian knights, and Italian condottieri. Charles V borrowed money from German and Italian bankers and, in order to repay such loans, he relied on the proto-capitalist economy of the Low Countries and on the flows of precious metals from South America to Spain, which were the chief source of his wealth but also the cause of widespread inflation. He ratified the Spanish conquest of the Aztec and Inca empires by the Spanish Conquistadores Hernán Cortés and Francisco Pizarro, as well as the establishment of Klein-Venedig by the German Welser family in search of the legendary El Dorado. In order to consolidate power in his early reign, Charles suppressed two Spanish insurrections (Comuneros' Revolt and Brotherhoods' Revolt) and two German rebellions (Knights' Revolt and Great Peasants' Revolt).
|
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Crowned King in Germany, Charles sided with Pope Leo X and declared Martin Luther an outlaw at the Diet of Worms (1521).[10] The same year Francis I of France, surrounded by the Habsburg possessions, started a conflict in Lombardy that lasted until the Battle of Pavia (1525) led to his temporary imprisonment. The Protestant affair re-emerged in 1527 as Rome was sacked by an army of Charles's mutinous soldiers, largely of Lutheran faith. After his forces left the Papal States, Charles V defended Vienna from the Turks and obtained the coronation as King in Italy by Pope Clement VII. In 1535, he annexed the vacant Duchy of Milan and captured Tunis. Nevertheless, the Algiers expedition and the loss of Buda in the early 40s frustrated his anti-Ottoman policies. Meanwhile, Charles V had come to an agreement with Pope Paul III for the organisation of the Council of Trent (1545). The refusal of the Lutheran Schmalkaldic League to recognize the council's validity led to a war, won by Charles V with the imprisonment of the Protestant princes. However, Henry II of France offered new support to the Lutheran cause and strengthened a close alliance with the sultan Suleiman the Magnificent, the ruler of the Ottoman Empire since 1520.
|
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|
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Ultimately, Charles V conceded the Peace of Augsburg and abandoned his multi-national project with a series of abdications in 1556 that divided his hereditary and imperial domains between the Spanish Habsburgs headed by his son Philip II of Spain and the Austrian Habsburgs headed by his brother Ferdinand, who was Archduke of Austria in Charles's name since 1521 and the designated successor as emperor since 1531.[11][12][13] The Duchy of Milan and the Habsburg Netherlands were left in personal union to the King of Spain, but remained part of the Holy Roman Empire. The two Habsburg dynasties remained allied until the extinction of the Spanish line in 1700. In 1557, Charles retired to the Monastery of Yuste in Extremadura and there died a year later.
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Charles was born on 24 February 1500 at the Prinsenhof in the Flemish city of Ghent, part of the Habsburg Netherlands in the Holy Roman Empire. He was the eldest son of Philip the Handsome of the Austrian House of Habsburg (son of Maximilian I of Austria and Mary of Burgundy) and Joanna the Mad of the Spanish House of Trastámara (daughter of Ferdinand of Aragon and Isabella of Castile).[14] The marriage of his parents was conceived during the First Italian War in the context of a political alliance, known as the Holy League or League of Venice, established against the House of Valois with the goal of encircling the Kingdom of France by forming a ring of hostile powers around it. Dynastic accidents eventually brought in the person of Charles of Ghent, as he was known at his birth, the four inheritances of Burgundy, Castile, Aragon, and Austria.
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The Burgundian inheritance included the Habsburg Netherlands, which consisted of a large number of the lordships that formed the Low Countries and covered modern-day Belgium, Holland and Luxembourg. It excluded Burgundy proper, annexed by France in 1477, with the exception of Franche-Comté. Charles was born in the Low Countries and his name was chosen in honor of his ancestor Charles the Bold of Burgundy. At the death of Philip in 1506, Charles was recognized Lord of the Netherlands with the title of Charles II of Burgundy. During Charles's childhood and teen years, William de Croÿ (later prime minister) and Adrian of Utrecht (later Pope Adrian VI) served as his tutors. The culture and courtly life of the Low Countries played an important part in the development of Charles's beliefs. As a member of the Burgundian Order of the Golden Fleece in his infancy, and later its grandmaster, Charles was educated to the ideals of the medieval knights and the desire for Christian unity to fight the infidel.[15] The Low Countries were very rich during his reign, both economically and culturally. Charles was very attached to his homeland and spent much of his life in Brussels.
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|
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The Spanish inheritance, resulting from a dynastic union of the crowns of Castile and Aragon, included Spain as well as the Castilian West Indies and the Aragonese Two Sicilies. Joanna inherited these territories in 1516 in a condition of mental illness. Charles, therefore, claimed the crowns for himself jure matris, thus becoming co-monarch of Joanna with the title of Charles I of Castile and Aragon or Charles I of Spain. Castile and Aragon together formed the largest of Charles's personal possessions, and they also provided a great number of generals and tercios (the formidable Spanish infantry of the time). However, at his accession to the throne, Charles was viewed as a foreign prince. Two rebellions, the revolt of the Germanies and the revolt of the comuneros, contested Charles's rule in the 1520s. Following these revolts, Charles placed Spanish counselors in a position of power and spent a considerable part of his life in Castile, including his final years in a monastery. Indeed, Charles's motto, Plus Ultra (Further Beyond), became the national motto of Spain and his heir, later Philip II, was born and raised in Castile. Nonetheless, many Spaniards believed that their resources (largely consisting of flows of silver from the Americas) were being used to sustain Imperial-Habsburg policies that were not in the country's interest.[16]
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Charles inherited the Austrian hereditary lands in 1519, as Charles I of Austria, and obtained the election as Holy Roman Emperor against the candidacy of the French King. Since the Imperial election, he was known as Emperor Charles V even outside of Germany and the A.E.I.O.U. motto of the House of Austria acquired political significance. Despite the fact that he was elected as a German prince, Charles's staunch Catholicism in contrast to the growth of Lutheranism alienated him from various German princes who finally fought against him. Charles's presence in Germany was often marked by the organization of imperial diets to maintain religious unity. He was frequently in Northern Italy, often taking part in complicated negotiations with the Popes to address the rise of Protestantism. It is important to note, though, that the German Catholics supported the Emperor. Charles had a close relationship with important German families, like the House of Nassau, many of which were represented at his court in Brussels. Several German princes or noblemen accompanied him in his military campaigns against France or the Ottomans, and the bulk of his army was generally composed of German troops, especially the Imperial Landsknechte.[17][18]
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It is said that Charles spoke several languages. He was fluent in French and Dutch, his native languages. He later added an acceptable Castilian Spanish, which he was required to learn by the Castilian Cortes Generales. He could also speak some Basque, acquired by the influence of the Basque secretaries serving in the royal court.[19] He gained a decent command of German following the Imperial election, though he never spoke it as well as French.[20] A witticism sometimes attributed to Charles is: "I speak Spanish/Latin (depending on the source) to God, Italian to women, French to men and German to my horse."[21] A variant of the quote is attributed to him by Swift in his 1726 Gulliver's Travels, but there are no contemporary accounts referencing the quotation (which has many other variants) and it is often attributed instead to Frederick the Great.[22][23]
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Given the vast dominions of the House of Habsburg, Charles was often on the road and needed deputies to govern his realms for the times he was absent from his territories. His first Governor of the Netherlands was Margaret of Austria (succeeded by Mary of Hungary and Emmanuel Philibert, Duke of Savoy). His first Regent of Spain was Adrian of Utrecht (succeeded by Isabella of Portugal and Philip II of Spain). For the regency and governorship of the Austrian hereditary lands, Charles named his brother Ferdinand Archduke in the Austrian lands under his authority at the Diet of Worms (1521). Charles also agreed to favor the election of Ferdinand as King of the Romans in Germany, which took place in 1531. Therefore, it is by virtue of the Worms agreement that Ferdinand became Holy Roman Emperor and obtained hereditary rights over Austria at the abdication of Charles in 1556.[11][24]
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Charles V made ten trips to the Low Countries, nine to German-speaking lands, seven to Spain, seven to Italian states, four to France, two to England, and two to North Africa.[5] During all his travels, Charles V left a documentary trail in almost every place he went, allowing historians to surmise that he spent over 10,000 days in the Low Countries, 6,500 days in Spain, more than 3000 days in German-speaking territories, and almost 1,000 days in the Italian peninsula. He further spent 195 days in France, 99 in North Africa and 44 days in England. For only 260 days his exact location is unrecorded, all of them being days spent at sea travelling between his dominions.[25] As he put it in his last public speech "my life has been one long journey".[26]
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In 1506, Charles inherited his father's Burgundian territories that included Franche-Comté and, most notably, the Low Countries. The latter territories lay within the Holy Roman Empire and its borders, but were formally divided between fiefs of the German kingdom and French fiefs such as Charles's birthplace of Flanders, a last remnant of what had been a powerful player in the Hundred Years' War. As he was a minor, his aunt Margaret of Austria (born as Archduchess of Austria and in both her marriages as the Dowager Princess of Asturias and Dowager Duchess of Savoy) acted as regent, as appointed by Emperor Maximilian until 1515. She soon found herself at war with France over the question of Charles's requirement to pay homage to the French king for Flanders, as his father had done. The outcome was that France relinquished its ancient claim on Flanders in 1528.
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From 1515 to 1523, Charles's government in the Netherlands also had to contend with the rebellion of Frisian peasants (led by Pier Gerlofs Donia and Wijard Jelckama). The rebels were initially successful but after a series of defeats, the remaining leaders were captured and decapitated in 1523.
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Charles extended the Burgundian territory with the annexation of Tournai, Artois, Utrecht, Groningen, and Guelders. The Seventeen Provinces had been unified by Charles's Burgundian ancestors, but nominally were fiefs of either France or the Holy Roman Empire. In 1549, Charles issued a Pragmatic Sanction, declaring the Low Countries to be a unified entity of which his family would be the heirs.[29]
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The Low Countries held an important place in the Empire. For Charles V personally, they were his home, the region where he was born and spent his childhood. Because of trade and industry and the wealth of the region's cities, the Low Countries also represented an important income for the Imperial treasury.
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The Burgundian territories were generally loyal to Charles throughout his reign. The important city of Ghent rebelled in 1539 due to heavy tax payments demanded by Charles. The rebellion did not last long, however, as Charles's military response, with reinforcement from the Duke of Alba,[29] was swift and humiliating to the rebels of Ghent.[30][31]
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In the Castilian Cortes of Valladolid in 1506 and of Madrid in 1510, Charles was sworn as the Prince of Asturias, heir-apparent to his mother the Queen Joanna.[34] On the other hand, in 1502, the Aragonese Corts gathered in Saragossa and pledged an oath to Joanna as heiress-presumptive, but the Archbishop of Saragossa expressed firmly that this oath could not establish jurisprudence, that is to say, modify the right of the succession, except by virtue of a formal agreement between the Cortes and the King.[35][36] So, upon the death of King Ferdinand II of Aragon, on 23 January 1516, Joanna inherited the Crown of Aragon, which consisted of Aragon, Catalonia, Valencia, Naples, Sicily and Sardinia, while Charles became governor general.[37] Nevertheless, the Flemings wished Charles to assume the royal title,[citation needed] and this was supported by his grandfather the emperor Maximilian I and Pope Leo X.
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Thus, after the celebration of Ferdinand II's obsequies on 14 March 1516, Charles was proclaimed king of the crowns of Castile and Aragon jointly with his mother. Finally, when the Castilian regent Cardinal Jiménez de Cisneros accepted the fait accompli, he acceded to Charles's desire to be proclaimed king and imposed his enstatement throughout the kingdom.[38] Charles arrived in his new kingdoms in autumn of 1517. Jiménez de Cisneros came to meet him but fell ill along the way, not without a suspicion of poison, and he died before meeting the King.[39]
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Due to the irregularity of Charles assuming the royal title while his mother, the legitimate queen, was alive, the negotiations with the Castilian Cortes in Valladolid (1518) proved difficult.[40] In the end Charles was accepted under the following conditions: he would learn to speak Castilian; he would not appoint foreigners; he was prohibited from taking precious metals from Castile; and he would respect the rights of his mother, Queen Joanna. The Cortes paid homage to him in Valladolid in February 1518. After this, Charles departed to the crown of Aragon. He managed to overcome the resistance of the Aragonese Cortes and Catalan Corts,[41] and he was finally recognized as king of Aragon and count of Barcelona jointly with his mother.[42] The Kingdom of Navarre had been invaded by Ferdinand of Aragon jointly with Castile in 1512, but he pledged a formal oath to respect the kingdom. On Charles's accession to the Spanish thrones, the Parliament of Navarre (Cortes) required him to attend the coronation ceremony (to become Charles IV of Navarre), but this demand fell on deaf ears, and the Parliament kept piling up grievances.
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Charles was accepted as sovereign, even though the Spanish felt uneasy with the Imperial style. Spanish kingdoms varied in their traditions. Castile had become an authoritarian, highly centralized kingdom, where the monarch's own will easily overrode legislative and justice institutions.[43] By contrast, in the crown of Aragon, and especially in the Pyrenean kingdom of Navarre, law prevailed, and the monarchy was seen as a contract with the people.[44] This became an inconvenience and a matter of dispute for Charles V and later kings, since realm-specific traditions limited their absolute power. With Charles, government became more absolute, even though until his mother's death in 1555 Charles did not hold the full kingship of the country.
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Soon resistance to the Emperor arose because of heavy taxation to support foreign wars in which Castilians had little interest, and because Charles tended to select Flemings for high offices in Castile and America, ignoring Castilian candidates. The resistance culminated in the Revolt of the Comuneros, which Charles suppressed. Immediately after crushing the Castilian revolt, Charles was confronted again with the hot issue of Navarre when King Henry II attempted to reconquer the kingdom. Main military operations lasted until 1524, when Hondarribia surrendered to Charles's forces, but frequent cross-border clashes in the western Pyrenees only stopped in 1528 (Treaties of Madrid and Cambrai).
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After these events, Navarre remained a matter of domestic and international litigation still for a century (a French dynastic claim to the throne did not end until the July Revolution in 1830). Charles wanted his son and heir Philip II to marry the heiress of Navarre, Jeanne d'Albret. Jeanne was instead forced to marry William, Duke of Julich-Cleves-Berg, but that childless marriage was annulled after four years. She next married Antoine de Bourbon, and both she and their son would oppose Philip II in the French Wars of Religion.
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Castile became integrated into Charles's empire, and provided the bulk of the empire's financial resources as well as very effective military units. The enormous budget deficit accumulated during Charles's reign, along with the inflation that affected the kingdom, resulted in declaring bankruptcy during the reign of Philip II.[45]
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The Crown of Aragon inherited by Charles included the Kingdom of Naples, the Kingdom of Sicily and the Kingdom of Sardinia. As Holy Roman Emperor, Charles was sovereign in several states of northern Italy and had a claim to the Iron Crown (obtained in 1530). The Duchy of Milan, however, was under French control. France took Milan from the House of Sforza after victory against Switzerland at the Battle of Marignano in 1515. Imperial-Papal troops succeeded in re-installing the Sforza in Milan in 1521, in the context of an alliance between Charles V and Pope Leo X. A Franco-Swiss army was finally expelled from Lombardy at Bicocca a year later. Yet in 1524 Francis I of France retook the initiative, crossing into Lombardy where Milan, along with a number of other cities, once again fell to his attack. Pavia alone held out, and on 24 February 1525 (Charles's twenty-fifth birthday), Charles's forces led by Charles de Lannoy captured Francis and crushed his army in the Battle of Pavia. In 1535, Francesco II Sforza died without heirs and Charles V annexed the territory as a vacant Imperial state with the help of Massimiliano Stampa, one of the most influential courtiers of the late Duke.[46] Charles successfully held on to all of its Italian territories, though they were invaded again on multiple occasions during the Italian Wars.
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In addition, Habsburg trade in the Mediterranean was consistently disrupted by the Ottoman Empire. In 1538 a Holy League consisting of all the Italian states and the Spanish kingdoms was formed to drive the Ottomans back, but it was defeated at the Battle of Preveza. Decisive naval victory eluded Charles; it would not be achieved until after Charles's death, at the Battle of Lepanto in 1571.
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During Charles's reign, the Castilian territories in the Americas were considerably extended by conquistadores like Hernán Cortés and Francisco Pizarro. They conquered the large Aztec and Inca empires and incorporated them into the Empire as the Viceroyalties of New Spain and Peru between 1519 and 1542. Combined with the circumnavigation of the globe by the Magellan expedition in 1522, these successes convinced Charles of his divine mission to become the leader of Christendom, which still perceived a significant threat from Islam. The conquests also helped solidify Charles's rule by providing the state treasury with enormous amounts of bullion. As the conquistador Bernal Díaz del Castillo observed, "We came to serve God and his Majesty, to give light to those in darkness, and also to acquire that wealth which most men covet."[47]
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On 28 August 1518 Charles issued a charter authorising the transportation of slaves direct from Africa to the Americas. Up until that point (since at least 1510), African slaves had usually been transported to Castile or Portugal and had then been transhipped to the Caribbean. Charles's decision to create a direct, more economically viable Africa to America slave trade fundamentally changed the nature and scale of the transatlantic slave trade.[48]
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In 1528 Charles assigned a concession in Venezuela Province to Bartholomeus V. Welser, in compensation for his inability to repay debts owed. The concession, known as Klein-Venedig (little Venice), was revoked in 1546. In 1550, Charles convened a conference at Valladolid in order to consider the morality of the force[49] used against the indigenous populations of the New World, which included figures such as Bartolomé de las Casas.
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Charles V is credited with the first idea of constructing an American Isthmus canal in Panama as early as 1520.[50]
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After the death of his paternal grandfather, Maximilian, in 1519, Charles inherited the Habsburg Monarchy. He was also the natural candidate of the electors to succeed his grandfather as Holy Roman Emperor. After having paid huge bribes to the electors, he defeated the candidacies of Frederick III of Saxony, Francis I of France, and Henry VIII of England. The electors gave Charles the crown on 28 June 1519. On 26 October 1520 he was crowned in Germany and some ten years later, on 22 February 1530, he was crowned Holy Roman Emperor by Pope Clement VII in Bologna, the last emperor to receive a papal coronation.[51][52]
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Despite holding the imperial throne, Charles's real authority was limited by the German princes. They gained a strong foothold in the Empire's territories, and Charles was determined not to let this happen in the Netherlands. An inquisition was established as early as 1522. In 1550, the death penalty was introduced for all cases of unrepentant heresy. Political dissent was also firmly controlled, most notably in his place of birth, where Charles, assisted by the Duke of Alba, personally suppressed the Revolt of Ghent in mid-February 1540.[29]
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Charles abdicated as emperor in 1556 in favour of his brother Ferdinand; however, due to lengthy debate and bureaucratic procedure, the Imperial Diet did not accept the abdication (and thus make it legally valid) until 24 February 1558. Up to that date, Charles continued to use the title of emperor.
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Much of Charles's reign was taken up by conflicts with France, which found itself encircled by Charles's empire while it still maintained ambitions in Italy. In 1520, Charles visited England, where his aunt, Catherine of Aragon, urged her husband, Henry VIII, to ally himself with the emperor. In 1508 Charles was nominated by Henry VII to the Order of the Garter.[53] His Garter stall plate survives in Saint George's Chapel.
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The first war with Charles's great nemesis Francis I of France began in 1521. Charles allied with England and Pope Leo X against the French and the Venetians, and was highly successful, driving the French out of Milan and defeating and capturing Francis at the Battle of Pavia in 1525. To gain his freedom, Francis ceded Burgundy to Charles in the Treaty of Madrid, as well as renouncing his support of Henry II's claim over Navarre.
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When he was released, however, Francis had the Parliament of Paris denounce the treaty because it had been signed under duress. France then joined the League of Cognac that Pope Clement VII had formed with Henry VIII of England, the Venetians, the Florentines, and the Milanese to resist imperial domination of Italy. In the ensuing war, Charles's sack of Rome (1527) and virtual imprisonment of Pope Clement VII in 1527 prevented the Pope from annulling the marriage of Henry VIII of England and Charles's aunt Catherine of Aragon, so Henry eventually broke with Rome, thus leading to the English Reformation.[54][55] In other respects, the war was inconclusive. In the Treaty of Cambrai (1529), called the "Ladies' Peace" because it was negotiated between Charles's aunt and Francis' mother, Francis renounced his claims in Italy but retained control of Burgundy.
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A third war erupted in 1536. Following the death of the last Sforza Duke of Milan, Charles installed his son Philip in the duchy, despite Francis' claims on it. This war too was inconclusive. Francis failed to conquer Milan, but he succeeded in conquering most of the lands of Charles's ally, the Duke of Savoy, including his capital Turin. A truce at Nice in 1538 on the basis of uti possidetis ended the war but lasted only a short time. War resumed in 1542, with Francis now allied with Ottoman Sultan Suleiman I and Charles once again allied with Henry VIII. Despite the conquest of Nice by a Franco-Ottoman fleet, the French could not advance toward Milan, while a joint Anglo-Imperial invasion of northern France, led by Charles himself, won some successes but was ultimately abandoned, leading to another peace and restoration of the status quo ante bellum in 1544.
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A final war erupted with Francis' son and successor, Henry II, in 1551. Henry won early success in Lorraine, where he captured Metz, but French offensives in Italy failed. Charles abdicated midway through this conflict, leaving further conduct of the war to his son, Philip II, and his brother, Ferdinand I, Holy Roman Emperor.
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Charles fought continually with the Ottoman Empire and its sultan, Suleiman the Magnificent. The defeat of Hungary at the Battle of Mohács in 1526 "sent a wave of terror over Europe."[56][57] The Muslim advance in Central Europe was halted at the Siege of Vienna in 1529, followed by a counter-attack of Charles V across the Danube river. However, by 1541, central and southern Hungary fell under Turkish control.
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Suleiman won the contest for mastery of the Mediterranean, in spite of Christian victories such as the conquest of Tunis in 1535. The regular Ottoman fleet came to dominate the Eastern Mediterranean after its victories at Preveza in 1538 and Djerba in 1560 (shortly after Charles's death), which severely decimated the Spanish marine arm. At the same time, the Muslim Barbary corsairs, acting under the general authority and supervision of the sultan, regularly devastated the Spanish and Italian coasts, crippling Spanish trade and chipping at the foundations of Habsburg power.
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In 1536 Francis I of France allied himself with Suleiman against Charles. While Francis was persuaded to sign a peace treaty in 1538, he again allied himself with the Ottomans in 1542 in a Franco-Ottoman alliance. In 1543 Charles allied himself with Henry VIII and forced Francis to sign the Truce of Crépy-en-Laonnois. Later, in 1547, Charles signed a humiliating[58] treaty with the Ottomans to gain himself some respite from the huge expenses of their war.[59]
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Charles V made overtures to the Safavid Empire to open a second front against the Ottomans, in an attempt at creating a Habsburg-Persian alliance. Contacts were positive, but rendered difficult by enormous distances. In effect, however, the Safavids did enter in conflict with the Ottoman Empire in the Ottoman-Safavid War, forcing it to split its military resources.[60]
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The issue of the Protestant Reformation was first brought to the imperial attention under Charles V. As Holy Roman Emperor, Charles called Martin Luther to the Diet of Worms in 1521, promising him safe conduct if he would appear. After Luther defended The Ninety-Five Theses and his writings, the Emperor commented: "that monk will never make me a heretic". Charles V relied on religious unity to govern his various realms, otherwise unified only in his person, and perceived Luther's teachings as a disruptive form of heresy. He outlawed Luther and issued the Edict of Worms, declaring:
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You know that I am a descendant of the Most Christian Emperors of the great German people, of the Catholic Kings of Spain, of the Archdukes of Austria, and of the Dukes of Burgundy. All of these, their whole life long, were faithful sons of the Roman Church…After their deaths they left, by natural law and heritage, these holy catholic rites, for us to live and die by, following their example. And so until now I have lived as a true follower of these our ancestors. I am therefore resolved to maintain everything which these my forebears have established to the present.
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Nonetheless, Charles V kept his word and let Martin Luther free to leave the city. Frederick the Wise, elector of Saxony and protector of Luther, lamented the outcome of the Diet. On the road back from Worms, Luther was kidnapped by Frederick's men and hidden in a far away castle in Wartburg. There, he began to work on his German translation of the bible. The spread of Lutheranism led to two major revolts: that of the knights in 1522–1523 and that of the paesants led by Thomas Muntzer in 1524–1525. While the pro-Imperial Swabian League, in conjunction with Protestant princes afraid of social revolts, restored order, Charles V used the instrument of pardon to maintain peace.
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Thereafter, Charles V took a tolerant approach and pursued a policy of reconciliation with the Lutherans. At the Diet of Augsburg in 1530, Luther's assistant Philip Melanchthon went even further and presented to Charles V the Lutheran Augsburg confession. The emperor strongly rejected it, and in 1531 the Schmalkaldic League was formed by Protestant princes. In 1532, Charles V recognized the League and effectively suspended the Edict of Worms with the standstill of Nuremberg. The standstill required the Protestants to continue to take part in the Imperial wars against the Turks and the French, and postponed religious affairs until an ecumenical council of the Catholic Church was called by the Pope to solve the issue.
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Due to Papal delays in organizing a general council, Charles V decided to organize a German summit and presided over the Regensburg talks between Catholics and Lutherans in 1541, but no compromise was achieved. In 1545, the Council of Trent was finally opened and the Counter-Reformation began. The Catholic initiative was supported by a number of the princes of the Holy Roman Empire. However, the Schmalkaldic League refused to recognize the validity of the council and occupied territories of catholic princes. Thus Charles V outlawed the Schmalkaldic League and opened hostilities against it in 1546 (the year of Luther's death). The next year his forces drove the League's troops out of southern Germany, and defeated John Frederick, Elector of Saxony, and Philip of Hesse at the Battle of Mühlberg, capturing both. At the Augsburg Interim in 1548, he created a solution giving certain allowances to Protestants until the Council of Trent would restore unity. However, members of both sides resented the Interim and some actively opposed it.
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The council was re-opened in 1550 with the participation of Lutherans, and Charles V set up the Imperial court in Innsbruck, Austria, sufficiently close to Trent for him to follow the evolution of the debates. In 1552 Protestant princes, in alliance with Henry II of France, rebelled again and the second Schmalkaldic War began. Maurice of Saxony, instrumental for the Imperial victory in the first conflict, switched side to the Protestant cause and bypassed the Imperial army by marching directly into Innsbruck with the goal of capturing the Emperor. Charles V was forced to flee the city during an attack of gout and barely made it alive to Villach in a state of semi-consciousness carried in a litter. After failing to recapture Metz from the French, Charles V returned to the Low Countries for the last years of his emperorship. In 1555, he instructed his brother Ferdinand to sign the Peace of Augsburg in his name. The agreements led to the religious division of Germany between Catholic and Protestant princedoms.
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During his lifetime, Charles V had several mistresses, his step-grandmother, Germaine de Foix among them. These liaisons occurred during his bachelorhood and only once during his widowerhood; there are no records of his having any extramarital affairs during his marriage.
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On 21 December 1507, Charles was betrothed to 11-year-old Mary, the daughter of King Henry VII of England and younger sister to the future King Henry VIII of England, who was to take the throne in two years. However, the engagement was called off in 1513, on the advice of Thomas Wolsey, and Mary was instead married to King Louis XII of France in 1514.
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After his ascension to the Spanish thrones, negotiations for Charles's marriage began shortly after his arrival in Castile, with the Castilian nobles expressing their wishes for him to marry his first cousin Isabella of Portugal, the daughter of King Manuel I of Portugal and Charles's aunt Maria of Aragon. The nobles desired Charles's marriage to a princess of Castilian blood, and a marriage to Isabella would have secured an alliance between Castile and Portugal. However, the 18-year-old King was in no hurry to marry and ignored the nobles' advice, exploring other marriage options.[61] Instead of marrying Isabella, he sent his sister Eleanor to marry Isabella's widowed father, King Manuel, in 1518.
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In 1521, on the advice of his Flemish counselors, especially William de Croÿ, Charles became engaged to his other first cousin, Mary, daughter of his aunt, Catherine of Aragon, and King Henry VIII, in order to secure an alliance with England. However, this engagement was very problematic because Mary was only 6 years old at the time, sixteen years Charles's junior, which meant that he would have to wait for her to be old enough to marry.
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By 1525, Charles was no longer interested in an alliance with England and could not wait any longer to have legitimate children and heirs. Following his victory in the Battle of Pavia, Charles abandoned the idea of an English alliance, cancelled his engagement to Mary and decided to marry Isabella and form an alliance with Portugal. He wrote to Isabella's brother, King John III of Portugal, making a double marriage contract – Charles would marry Isabella and John would marry Charles's youngest sister, Catherine. A marriage to Isabella was more beneficial for Charles, as she was closer to him in age, was fluent in Spanish and provided him with a very handsome dowry of 900,000 Portuguese cruzados or Castilian folds that would help to solve the financial problems brought on by the Italian Wars.
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On 10 March 1526, Charles and Isabella met at the Alcázar Palace in Seville. The marriage was originally a political arrangement, but on their first meeting, the couple fell deeply in love: Isabella captivated the Emperor with her beauty and charm. They were married that very same night in a quiet ceremony in the Hall of Ambassadors, just after midnight. Following their wedding, Charles and Isabella spent a long and happy honeymoon at the Alhambra in Granada. Charles began the construction of the Palace of Charles V in 1527, wishing to establish a permanent residence befitting an emperor and empress in the Alhambra palaces. However, the palace was not completed during their lifetimes and remained roofless until the late 20th century.[62]
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Despite the Emperor's long absences due to political affairs abroad, the marriage was a happy one, as both partners were always devoted and faithful to each other.[63] The Empress acted as regent of Spain during her husband's absences, and she proved herself to be a good politician and ruler, thoroughly impressing the Emperor with many of her political accomplishments and decisions.
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The marriage lasted for thirteen years, until Isabella's death in 1539. The Empress contracted a fever during the third month of her seventh pregnancy, which resulted in antenatal complications that caused her to miscarry a stillborn son. Her health further deteriorated due to an infection, and she died two weeks later on 1 May 1539, aged 35. Charles was left so grief-stricken by his wife's death that for two months he shut himself up in a monastery, where he prayed and mourned for her in solitude.[64] Charles never recovered from Isabella's death, dressing in black for the rest of his life to show his eternal mourning, and, unlike most kings of the time, he never remarried. In memory of his wife, the Emperor commissioned the painter Titian to paint several posthumous portraits of Isabella; the finished portraits included Titian's Portrait of Empress Isabel of Portugal and La Gloria.[65] Charles kept these paintings with him whenever he travelled, and they were among those that he brought with him after his retirement to the Monastery of Yuste in 1557.[66]
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In 1540, Charles paid tribute to Isabella's memory when he commissioned the Flemish composer Thomas Crecquillon to compose new music as a memorial to her. Crecquillon composed his Missa 'Mort m'a privé in memory of the Empress. It expresses the Emperor's grief and great wish for a heavenly reunion with his beloved wife.[67]
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Charles suffered from an enlarged lower jaw, a congenital deformity that became considerably worse in later Habsburg generations, giving rise to the term Habsburg jaw. This deformity may have been caused by the family's long history of inbreeding, the consequence of repeated marriages between close family members, as commonly practiced in royal families of that era to maintain dynastic control of territory.[citation needed] He suffered from epilepsy[68] and was seriously afflicted with gout, presumably caused by a diet consisting mainly of red meat.[69] As he aged, his gout progressed from painful to crippling. In his retirement, he was carried around the monastery of St. Yuste in a sedan chair. A ramp was specially constructed to allow him easy access to his rooms.[70]
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Between 1554 and 1556, Charles V gradually divided the Hapsburg empire between a Spanish line and a German-Austrian branch. His abdications occurred at the Palace of Coudenberg and are therefore known as "Abdications of Brussels" (Abdankung von Brüssel in German and Abdicación de Bruselas in Spanish). First he abdicated the thrones of Sicily and Naples, both fiefs of the Papacy, and the Imperial Duchy of Milan, in favour of his son Philip on 25 July 1554. Philip was secretly invested with Milan already in 1540 and again in 1546, but only in 1554 the Emperor made it public. Upon the abdications of Naples and Sicily, Philip was invested by Pope Julius III with the kingdom of Naples on 2 October and with the Kingdom of Sicily on 18 November.[71]
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The most famous—and only public—abdication took place a year later, on 25 October 1555, when Charles announced to the States General of the Netherlands, reunited in the great hall of the palace where he was emancipated exactly forty years earlier, his abdication in favour of his son of those territories and his intention to step down from all of his positions and retire to a monastery.[71] This was the occasion for Charles V to pronounce his resignation speech:
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When I was nineteen, upon the Emperor's death, I undertook to be a candidate for the Imperial crown, not to increase my possessions but rather to engage myself more vigorously in working for the welfare of Germany and my other realms and in the hopes of thereby bringing peace among the Christian peoples and uniting their fighting forces for the defense of the Catholic faith against the Ottomans. That's why I had to make a lot of arduous trips, had to wage a lot of arduous wars ...but never willfully, and always against my will as an attacked person ... I had great hopes – only a few have been fulfilled, and only a few remain to me: and at the cost of what effort! It ultimately made me tired and sick...I have endured all the confusion as far as possible until today, so that nobody could say that I have become a fugitive. But now it would be irresponsible to delay the layoff any longer. Do not think that I want to escape any troubles and dangers: my strength is simply not enough...As for me: I know that I made many mistakes, big mistakes, first because of my youth, then because of human error and because of my passions, and finally because of tiredness. But I deliberately did no wrong to anyone, whoever it was. Should injustice have arisen, it happened without my knowledge and only out of inability: I publicly regret it and ask forgiveness to everyone who I might have offended.[72]
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He concluded the speech by mentioning his voyages: ten to the Low Countries, nine to Germany, seven to Spain, seven to Italy, four to France, two to England, and two to North Africa. His last public words were: My life has been one long journey. With no fanfare, in 1556 he finalized his abdications. On 16 January 1556, he gave Spain and the Spanish Empire in the Americas to Philip. On 3 August 1556, he abdicated as Holy Roman Emperor in favour of his brother Ferdinand, elected King of the Romans in 1531. The succession was recognized by the prince-electors assembled at Frankfurt only in 1558, and by the Pope only in 1559.[73][74][75] The Imperial abdication also marked the beginning of Ferdinand's legal and suo jure rule in the Austrian possessions, that he governed in Charles's name since 1521–1522 and were attached to Hungary and Bohemia since 1526.[11]
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According to scholars, Charles decided to abdicate for a variety of reasons: the religious division of Germany sanctioned in 1555; the state of Spanish finances, bankrupted with inflation by the end of his reign; the revival of Italian Wars with attacks from Henri II of France; the never-ending advance of the Ottomans in the Mediterranean and central Europe; and his declining health, in particular attacks of gout such as the one that forced him to postpone an attempt to recapture the city of Metz where he was later defeated.
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In September 1556, Charles left the Low Countries and sailed to Spain accompanied by Mary of Hungary and Eleanor of Austria. He arrived to the Monastery of Yuste of Extremadura in 1557. He continued to correspond widely and kept an interest in the situation of the empire, while suffering from severe gout. He lived alone in a secluded monastery, surrounded by paintings of Titian and with clocks lining every wall, which some historians believe were symbols of his reign and his lack of time.[76] In an act designed to "merit the favour of heaven", about six months before his death Charles staged his own funeral, complete with shroud and coffin, after which he "rose out of the coffin, and withdrew to his apartment, full of those awful sentiments, which such a singular solemnity was calculated to inspire."[77] In August 1558, Charles was taken seriously ill with what was later revealed to be malaria.[78] He died in the early hours of the morning on 21 September 1558, at the age of 58, holding in his hand the cross that his wife Isabella had been holding when she died.[79]
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Charles was originally buried in the chapel of the Monastery of Yuste, but he left a codicil in his last will and testament asking for the establishment of a new religious foundation in which he would be reburied with Isabella.[80] Following his return to Spain in 1559, their son Philip undertook the task of fulfilling his father's wish when he founded the Monastery of San Lorenzo de El Escorial. After the Monastery's Royal Crypt was completed in 1574, the bodies of Charles and Isabella were relocated and re-interred into a small vault in directly underneath the altar of the Royal Chapel, in accordance with Charles's wishes to be buried "half-body under the altar and half-body under the priest's feet" side by side with Isabella. They remained in the Royal Chapel while the famous Basilica of the Monastery and the Royal tombs were still under construction. In 1654, after the Basilica and Royal tombs were finally completed during the reign of their great-grandson Philip IV, the remains of Charles and Isabella were moved into the Royal Pantheon of Kings, which lies directly under the Basilica.[81] On one side of the Basilica are bronze effigies of Charles and Isabella, with effigies of their daughter Maria of Austria and Charles's sisters Eleanor of Austria and Maria of Hungary behind them. Exactly adjacent to them on the opposite side of the Basilica are effigies of their son Philip with three of his wives and their ill-fated grandson Carlos, Prince of Asturias.
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Charles and Isabella had seven children, though only three survived to adulthood:
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Due to Philip II being a grandson of Manuel I of Portugal through his mother he was in the line of succession to the throne of Portugal, and claimed it after his uncle's death (Henry, the Cardinal-King, in 1580), thus establishing the personal union between Spain and Portugal.
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Charles also had four illegitimate children:
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Charles V styled himself as Holy Roman Emperor since his election, according to a Papal dispensation conferred to the Habsburg family by Pope Julius II in 1508 and confirmed in 1519 to the prince-electors by the legates of Pope Leo X. Although Papal coronation was not necessary to confirm the Imperial title, Charles V was crowned in the city of Bologna by Pope Clement VII in the medieval fashion.
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Charles V accumulated a large number of titles due to his vast inheritance of Burgundian, Spanish, and Austrian realms. Following the pacts of Worms (21 April 1521) and Brussels (7 February 1522), he secretely gave the Austrian lands to his younger brother Ferdinand and elevated him to the status of Archduke. Nevertheless, according to the agreements, Charles continued to style himself as Archduke of Austria and maintained that Ferdinand acted as his vassal and vicar.[83][84] Furthermore, the pacts of 1521–1522 imposed restrictions on the governorship and regency of Ferdinand. For example, all of Ferdinand's letters to Charles V were signed "your obedient brother and servant".[85] Nonetheless, the same agreements promised Ferdinand the designation as future emperor and the transfer of hereditary rights over Austria at the imperial succession.
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Following the death of Louis II, King of Hungary and Bohemia, at the Battle of Mohacs in 1526, Charles V favored the election of Ferdinand as king of Hungary (and Croatia and Dalmatia) and Bohemia. Despite this, Charles also styled himself as king of Hungary and Bohemia and retained this titular use in official acts (such as his testament) as in the case of the Austrian lands. As a consequence, cartographers and historians have described those kingdoms both as realms of Charles V and as possessions of Ferdinand, not without confusion. Others, such as the Venetian enoys, reported that the states of Ferdinand were "all held in common with the Emperor".[86]
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Therefore, although he had agreed on the future division of the dynasty between Ferdinand and Philip II of Spain, during his own reign Charles V conceived the existence of a single "House of Austria" of which he was the sole head.[87] In the abdications of 1554–1556, Charles left his personal possessions to Philip II and the Imperial title to Ferdinand. The titles of King of Hungary, of Dalmatia, Croatia, etc., were also nominally left to the Spanish line (in particular to Don Carlos, Prince of Asturias and son of Philip II). However, Charles's Imperial abdication marked the beginning of Ferdinand's suo jure rule in Austria and his other lands: despite the claims of Philip and his descendants, Hungary and Bohemia were left under the nominal and substantial rule of Ferdinand and his successors. Formal disputes between the two lines over Hungary and Bohemia will be solved with the Onate treaty of 1617.
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Charles's full titulature went as follows:
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Charles, by the grace of God, Emperor of the Romans, forever August, King of Germany, King of Italy, King of all Spains, of Castile, Aragon, León, of Hungary, of Dalmatia, of Croatia, Navarra, Grenada, Toledo, Valencia, Galicia, Majorca, Sevilla, Cordova, Murcia, Jaén, Algarves, Algeciras, Gibraltar, the Canary Islands, King of Two Sicilies, of Sardinia, Corsica, King of Jerusalem, King of the Indies, of the Islands and Mainland of the Ocean Sea, Archduke of Austria, Duke of Burgundy, Brabant, Lorraine, Styria, Carinthia, Carniola, Limburg, Luxembourg, Gelderland, Neopatria, Württemberg, Landgrave of Alsace, Prince of Swabia, Asturia and Catalonia, Count of Flanders, Habsburg, Tyrol, Gorizia, Barcelona, Artois, Burgundy Palatine, Hainaut, Holland, Seeland, Ferrette, Kyburg, Namur, Roussillon, Cerdagne, Drenthe, Zutphen, Margrave of the Holy Roman Empire, Burgau, Oristano and Gociano, Lord of Frisia, the Wendish March, Pordenone, Biscay, Molin, Salins, Tripoli and Mechelen.[citation needed]
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Coat of arms of Charles I of Spain and V of the Holy Roman Empire according to the description: Arms of Charles I added to those of Castile, Leon, Aragon, Two Sicilies and Granada present in the previous coat, those of Austria, ancient Burgundy, modern Burgundy, Brabant, Flanders and Tyrol. Charles I also incorporates the pillars of Hercules with the inscription "Plus Ultra", representing the overseas empire and surrounding coat with the collar of the Golden Fleece, as sovereign of the Order ringing the shield with the imperial crown and Acola double-headed eagle of the Holy Roman Empire and behind it the Spanish Cross of Burgundy. From 1520 added to the corresponding quarter to Aragon and Sicily, one in which the arms of Jerusalem, Naples and Navarre are incorporated.
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Coat of arms of King Charles I of Spain before becoming emperor of the Holy Roman Empire.
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Coat of Arms of Charles I of Spain, Charles V as Holy Roman Emperor.
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Arms of Charles, Infante of Spain, Archduke of Austria, Duke of Burgundy, KG at the time of his installation as a knight of the Most Noble Order of the Garter.
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Variant of the Royal Bend of Castile used by Charles V, Holy Roman Emperor.
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References to Charles V include a large number of legends and folk tales; literary renderings of historical events connected to Charles's life and romantic adventures, his relationship to Flanders, and his abdication; and products marketed in his name.[88]
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Unusually among major European monarchs, Charles V discouraged monumental depictions of himself during his lifetime.
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Charles IV[note 1] (18/19 June 1294 – 1 February 1328), called the Fair (le Bel) in France and the Bald (el Calvo) in Navarre, was last king of the direct line of the House of Capet, King of France and King of Navarre (as Charles I) from 1322 to 1328. Charles was the third son of Philip IV; like his father, he was known as "the fair" or "the handsome".[1][2]
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Beginning in 1323 Charles was confronted with a peasant revolt in Flanders, and in 1324 he made an unsuccessful bid to be elected Holy Roman Emperor. As Duke of Guyenne, King Edward II of England was a vassal of Charles, but he was reluctant to pay homage to another king. In retaliation, Charles conquered the Duchy of Guyenne in a conflict known as the War of Saint-Sardos (1324). In a peace agreement, Edward II accepted to swear allegiance to Charles and to pay a fine. In exchange, Guyenne was returned to Edward but with a much-reduced territory.
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When Charles IV died without a male heir, the senior line of the House of Capet, descended from Philip IV, became extinct. He was succeeded in Navarre by his niece Joan II and in France by his paternal first cousin Philip of Valois. However, the dispute on the succession to the French throne between the Valois monarchs descended in male line from Charles's grandfather Philip III of France, and the English monarchs descended from Charles's sister Isabella, was a factor of the Hundred Years' War.
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By virtue of the birthright of his mother, Joan I of Navarre, Charles claimed the title Charles I, King of Navarre. From 1314 to his accession to the throne, he held the title of Count of La Marche and was crowned King of France in 1322 at the cathedral in Reims. Unlike Philip IV and Philip V, Charles is reputed to have been a relatively conservative, "strait-laced" king[3] – he was "inclined to forms and stiff-necked in defence of his prerogatives",[4] while disinclined either to manipulate them to his own ends or achieve wider reform.[4]
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Charles married his first wife, Blanche of Burgundy, the daughter of Otto IV, Count of Burgundy, in 1308, but Blanche was caught up in the Tour de Nesle scandals of 1314 and imprisoned.[5] After Charles assumed the throne he refused to release Blanche, their marriage was annulled, and Blanche retreated to a nunnery.[5] His second wife, Marie of Luxembourg, the daughter of Henry VII, the Holy Roman Emperor, died following a premature birth.[6]
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Charles married again in 1325, this time to Jeanne d'Évreux: she was his first cousin, and the marriage required approval from Pope John XXII. Jeanne was crowned queen in 1326, in one of the better recorded French coronation ceremonies.[7] The ceremony represented a combination of a political statement, social event, and an "expensive fashion statement";[8] the cost of food, furs, velvets, and jewellery for the event was so expensive that negotiations over the cost were still ongoing in 1329.[8] The coronation was also the first appearance of the latterly famous medieval cook, Guillaume Tirel, then only a junior servant.[8]
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During the first half of his reign Charles relied heavily on his uncle, Charles of Valois, for advice and to undertake key military tasks.[1] Charles of Valois was a powerful magnate in his own right, a key advisor to Louis X,[9] and he had made a bid for the regency in 1316, initially championing Louis X's daughter Joan, before finally switching sides and backing Philip V.[10] Charles of Valois would have been aware that if Charles died without male heirs, he and his male heirs would have a good claim to the crown.[1]
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Charles came to power following a troublesome two years in the south of France, where local nobles had resisted his elder brother Philip V's plans for fiscal reform, and where his brother had fallen fatally ill during his progress of the region.[11] Charles undertook rapid steps to assert his own control, executing the Count of L'Isle-Jourdain, a troublesome southern noble, and making his own royal progress.[1] Charles, a relatively well educated king, also founded a famous library at Fontainebleau.[12]
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During his six-year reign Charles' administration became increasingly unpopular.[1] He debased the coinage to his own benefit, sold offices,[1] increased taxation, exacted burdensome duties, and confiscated estates from enemies or those he disliked.[2] He was also closely involved in Jewish issues during the period. Charles' father, Philip IV, had confiscated the estates of numerous Jews in 1306, and Charles took vigorous, but unpopular, steps to call in Christian debts to these accounts.[1] Following the 1321 leper scare, in which numerous Jews had been fined for their alleged involvement in a conspiracy to poison wells across France through local lepers, and Charles worked hard to execute these fines.[1] Finally, Charles at least acquiesced, or at worst actively ordered, in the expulsion of many Jews from France following the leper scare.[13]
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Charles inherited a long-running period of tension between England and France. Edward II, King of England, as Duke of Aquitaine, owed homage to the King of France,[14] but he had successfully avoided paying homage under Charles' older brother Louis X, and had only paid homage to Philip V under great pressure. Once Charles took up the throne, Edward attempted to avoid payment again.[14] One of the elements in the disputes was the border province of Agenais, part of Gascony and in turn part of Aquitaine. Tensions rose in November 1323 after the construction of a bastide, a type of fortified town, in Saint-Sardos, part of the Agenais, by a French vassal.[15] Gascon forces destroyed the bastide, and in turn Charles attacked the English-held Montpezat: the assault was unsuccessful,[16] but in the subsequent War of Saint-Sardos Charles' trusted uncle and advisor, Charles of Valois, successfully wrested control of Aquitaine from the English;[17] by 1324, Charles had declared Edward's lands forfeit and had occupied the whole of Aquitaine apart from the coastal areas.[18]
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Charles's sister Isabella was married to King Edward and was sent to France in 1325 with the official mission of negotiating peace with her brother; unofficially, some chroniclers suggested that she was also evading Hugh Despenser the elder and Hugh the younger, her political enemies in England.[20] Charles had sent a message through Pope John XXII to Edward suggesting that he was willing to reverse the forfeiture of the lands if Edward ceded the Agenais and paid homage for the rest of the lands.[4] The Pope in turn had proposed Isabella as an ambassador. Charles met with Isabella and was said to have welcomed her to France. Isabella was joined by the young Prince Edward later that year, who paid homage to Charles on his father's behalf as a peace gesture.[20] Despite this, Charles refused to return the lands in Aquitaine to the English king, resulting in a provisional agreement under which Edward resumed administration of the remaining English territories in early 1326, whilst France continued to occupy the rest.[21]
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Meanwhile, Isabella had entered into a relationship with the exiled English nobleman Roger Mortimer and refused to return to England, instead travelling to Hainaut, where she betrothed Prince Edward to Philippa, the daughter of the local Count.[22] She then used this money, plus an earlier loan from Charles,[7] to raise a mercenary army and invade England, deposing her husband Edward II,[22] who was then murdered in 1327. Under Isabella's instruction, Edward III agreed to a peace treaty with Charles: Aquitaine would be returned to Edward, with Charles receiving 50,000 livres, the territories of Limousin, Quercy, the Agenais, and Périgord, and the Bazas county, leaving the young Edward with a much reduced territory.[23]
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Charles faced fresh problems in Flanders. The Count of Flanders ruled an "immensely wealthy state"[14] that had traditionally led an autonomous existence on the edge of the French state. The French king was generally regarded as having suzerainty over Flanders, but under former monarchs the relationship had become strained.[14] Philip V had avoided a military solution to the Flanders problem, instead enabling the succession of Louis as count – Louis was, to a great extent, already under French influence, having been brought up at the French court.[24] Over time, however, Louis' clear French loyalties and lack of political links within Flanders itself began to erode his position within the county itself.[25] In 1323 a peasant revolt led by Nicolaas Zannekin broke out, threatening the position of Louis and finally imprisoning him in Bruges.[25]
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Charles was relatively unconcerned at first, since in many ways the revolt could help the French crown by weakening the position of the Count of Flanders over the long term.[26] By 1325, however, the situation was becoming worse and Charles' stance shifted. Not only did the uprising mean that Louis could not pay Charles some of the monies due to him under previous treaties, the scale of the rebellion represented a wider threat to the feudal order in France itself, and to some it might appear that Charles was actually unable, rather than unwilling, to intervene to protect his vassal.[27] Accordingly, France intervened.
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In November 1325 Charles declared the rebels guilty of high treason and ordered them excommunicated, mobilising an army at the same time.[28] Louis pardoned the rebels and was then released, but once safely back in Paris he shifted his position and promised Charles not to agree to any separate peace treaty.[29] Despite having amassed forces along the border, Charles' military attentions were distracted by the problems in Gascony, and he eventually chose to settle the rebellion peacefully through the Peace of Arques in 1326, in which Louis was only indirectly involved.[30]
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Charles was also responsible for shaping the life of his nephew, Charles IV, Holy Roman Emperor. Charles IV, originally named Wenceslaus, came to the French court in 1323, aged seven, where he was taken under the patronage of the French king. Charles gave his nephew a particularly advanced education by the standards of the day, arranged for his marriage to Blanche of Valois, and also renamed him.[31]
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The crusades remained a popular cause in France during Charles' reign. His father, Philip IV, had committed France to a fresh crusade and his brother, Philip V, had brought plans for a fresh invasion close to execution in 1320. Their plans were cancelled, however, leading to the informal and chaotic Shepherds' Crusade.[32]
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Charles entrusted Charles of Valois to negotiate with Pope John XXII over a fresh crusade.[1] Charles, a keen crusader who took the cross in 1323, had a history of diplomatic intrigue in the Levant – he had attempted to become the Byzantine emperor earlier in his career.[33] The negotiations floundered, however, over the Pope's concerns whether Charles IV would actually use any monies raised for a crusade for actual crusading, or whether they would be frittered away on the more general activities of the French crown.[33] Charles of Valois's negotiations were also overtaken by the conflict with England over Gascony.
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After the death of Charles of Valois, Charles became increasingly interested in a French intervention in Byzantium, taking the cross in 1326.[34] Andronicus II responded by sending an envoy to Paris in 1327, proposing peace and discussions on ecclesiastical union. A French envoy sent in return with Pope John's blessing later in the year, however, found Byzantium beset with civil war, and negotiations floundered.[34] The death of Charles the next year prevented any French intervention in Byzantium.[35]
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Charles IV died in 1328 at the Château de Vincennes, Val-de-Marne, and is interred with his third wife, Jeanne d'Évreux, in Saint Denis Basilica, with his heart buried at the now-demolished church of the Couvent des Jacobins in Paris.
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Like his brothers before him, Charles died without a surviving male heir, thus ending the direct line of the Capetian dynasty. Twelve years earlier, a rule against succession by females, arguably derived from the Salic Law, had been recognised – with some dissent – as controlling succession to the French throne.[10] The application of this rule barred Charles's one-year-old daughter Mary, by Jeanne d'Évreux, from succeeding as the monarch, but Jeanne was also pregnant at the time of Charles' death. Since she might have given birth to a son, a regency was set up under the heir presumptive Philip of Valois, son of Charles of Valois and a member of the House of Valois, the next most senior branch of the Capetian dynasty.[36]
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After two months, Jeanne gave birth to another daughter, Blanche, and thus Philip became king and in May was consecrated and crowned Philip VI. Edward III of England argued, however, that although the Salic law should forbid inheritance by a woman, it did not forbid inheritance through a female line – under this argument, Edward III, son of Queen Isabella, wife of Edward II and daughter of Philip IV, should have inherited the throne, forming the basis of his claim during the ensuing Hundred Years War (1337–1453).[36]
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Charles married three times and fathered six legitimate children. In 1307, he married Blanche of Burgundy, daughter of Otto IV, Count of Burgundy. The marriage was dissolved in 1322. They had two children:
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In 1322, Charles married Marie of Luxembourg, daughter of Henry VII, Holy Roman Emperor. They had a son:
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On 5 July 1324, Charles married Jeanne d'Évreux (1310–71). Their children were:
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Thus, five of Charles' six children (including two sons) died young, and only his youngest daughter, Blanche, survived to adulthood. Incidentally, Blanche was born posthumously, two months after Charles died. During those two months, Charles' first cousin, Philip the fortunate, served as regent pending the birth of the child. Once a female child was born, the regent, who was the nearest male heir of the late king, succeeded to the throne and became the first king of France from the House of Valois.
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Charles is a character in Les Rois maudits (The Accursed Kings), a series of French historical novels by Maurice Druon. He was portrayed by Gilles Béhat [fr] in the 1972 French miniseries adaptation of the series, and by Aymeric Demarigny [fr] in the 2005 adaptation.[37][38]
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Charles IV[note 1] (18/19 June 1294 – 1 February 1328), called the Fair (le Bel) in France and the Bald (el Calvo) in Navarre, was last king of the direct line of the House of Capet, King of France and King of Navarre (as Charles I) from 1322 to 1328. Charles was the third son of Philip IV; like his father, he was known as "the fair" or "the handsome".[1][2]
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Beginning in 1323 Charles was confronted with a peasant revolt in Flanders, and in 1324 he made an unsuccessful bid to be elected Holy Roman Emperor. As Duke of Guyenne, King Edward II of England was a vassal of Charles, but he was reluctant to pay homage to another king. In retaliation, Charles conquered the Duchy of Guyenne in a conflict known as the War of Saint-Sardos (1324). In a peace agreement, Edward II accepted to swear allegiance to Charles and to pay a fine. In exchange, Guyenne was returned to Edward but with a much-reduced territory.
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When Charles IV died without a male heir, the senior line of the House of Capet, descended from Philip IV, became extinct. He was succeeded in Navarre by his niece Joan II and in France by his paternal first cousin Philip of Valois. However, the dispute on the succession to the French throne between the Valois monarchs descended in male line from Charles's grandfather Philip III of France, and the English monarchs descended from Charles's sister Isabella, was a factor of the Hundred Years' War.
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By virtue of the birthright of his mother, Joan I of Navarre, Charles claimed the title Charles I, King of Navarre. From 1314 to his accession to the throne, he held the title of Count of La Marche and was crowned King of France in 1322 at the cathedral in Reims. Unlike Philip IV and Philip V, Charles is reputed to have been a relatively conservative, "strait-laced" king[3] – he was "inclined to forms and stiff-necked in defence of his prerogatives",[4] while disinclined either to manipulate them to his own ends or achieve wider reform.[4]
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Charles married his first wife, Blanche of Burgundy, the daughter of Otto IV, Count of Burgundy, in 1308, but Blanche was caught up in the Tour de Nesle scandals of 1314 and imprisoned.[5] After Charles assumed the throne he refused to release Blanche, their marriage was annulled, and Blanche retreated to a nunnery.[5] His second wife, Marie of Luxembourg, the daughter of Henry VII, the Holy Roman Emperor, died following a premature birth.[6]
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Charles married again in 1325, this time to Jeanne d'Évreux: she was his first cousin, and the marriage required approval from Pope John XXII. Jeanne was crowned queen in 1326, in one of the better recorded French coronation ceremonies.[7] The ceremony represented a combination of a political statement, social event, and an "expensive fashion statement";[8] the cost of food, furs, velvets, and jewellery for the event was so expensive that negotiations over the cost were still ongoing in 1329.[8] The coronation was also the first appearance of the latterly famous medieval cook, Guillaume Tirel, then only a junior servant.[8]
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During the first half of his reign Charles relied heavily on his uncle, Charles of Valois, for advice and to undertake key military tasks.[1] Charles of Valois was a powerful magnate in his own right, a key advisor to Louis X,[9] and he had made a bid for the regency in 1316, initially championing Louis X's daughter Joan, before finally switching sides and backing Philip V.[10] Charles of Valois would have been aware that if Charles died without male heirs, he and his male heirs would have a good claim to the crown.[1]
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Charles came to power following a troublesome two years in the south of France, where local nobles had resisted his elder brother Philip V's plans for fiscal reform, and where his brother had fallen fatally ill during his progress of the region.[11] Charles undertook rapid steps to assert his own control, executing the Count of L'Isle-Jourdain, a troublesome southern noble, and making his own royal progress.[1] Charles, a relatively well educated king, also founded a famous library at Fontainebleau.[12]
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During his six-year reign Charles' administration became increasingly unpopular.[1] He debased the coinage to his own benefit, sold offices,[1] increased taxation, exacted burdensome duties, and confiscated estates from enemies or those he disliked.[2] He was also closely involved in Jewish issues during the period. Charles' father, Philip IV, had confiscated the estates of numerous Jews in 1306, and Charles took vigorous, but unpopular, steps to call in Christian debts to these accounts.[1] Following the 1321 leper scare, in which numerous Jews had been fined for their alleged involvement in a conspiracy to poison wells across France through local lepers, and Charles worked hard to execute these fines.[1] Finally, Charles at least acquiesced, or at worst actively ordered, in the expulsion of many Jews from France following the leper scare.[13]
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Charles inherited a long-running period of tension between England and France. Edward II, King of England, as Duke of Aquitaine, owed homage to the King of France,[14] but he had successfully avoided paying homage under Charles' older brother Louis X, and had only paid homage to Philip V under great pressure. Once Charles took up the throne, Edward attempted to avoid payment again.[14] One of the elements in the disputes was the border province of Agenais, part of Gascony and in turn part of Aquitaine. Tensions rose in November 1323 after the construction of a bastide, a type of fortified town, in Saint-Sardos, part of the Agenais, by a French vassal.[15] Gascon forces destroyed the bastide, and in turn Charles attacked the English-held Montpezat: the assault was unsuccessful,[16] but in the subsequent War of Saint-Sardos Charles' trusted uncle and advisor, Charles of Valois, successfully wrested control of Aquitaine from the English;[17] by 1324, Charles had declared Edward's lands forfeit and had occupied the whole of Aquitaine apart from the coastal areas.[18]
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Charles's sister Isabella was married to King Edward and was sent to France in 1325 with the official mission of negotiating peace with her brother; unofficially, some chroniclers suggested that she was also evading Hugh Despenser the elder and Hugh the younger, her political enemies in England.[20] Charles had sent a message through Pope John XXII to Edward suggesting that he was willing to reverse the forfeiture of the lands if Edward ceded the Agenais and paid homage for the rest of the lands.[4] The Pope in turn had proposed Isabella as an ambassador. Charles met with Isabella and was said to have welcomed her to France. Isabella was joined by the young Prince Edward later that year, who paid homage to Charles on his father's behalf as a peace gesture.[20] Despite this, Charles refused to return the lands in Aquitaine to the English king, resulting in a provisional agreement under which Edward resumed administration of the remaining English territories in early 1326, whilst France continued to occupy the rest.[21]
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Meanwhile, Isabella had entered into a relationship with the exiled English nobleman Roger Mortimer and refused to return to England, instead travelling to Hainaut, where she betrothed Prince Edward to Philippa, the daughter of the local Count.[22] She then used this money, plus an earlier loan from Charles,[7] to raise a mercenary army and invade England, deposing her husband Edward II,[22] who was then murdered in 1327. Under Isabella's instruction, Edward III agreed to a peace treaty with Charles: Aquitaine would be returned to Edward, with Charles receiving 50,000 livres, the territories of Limousin, Quercy, the Agenais, and Périgord, and the Bazas county, leaving the young Edward with a much reduced territory.[23]
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Charles faced fresh problems in Flanders. The Count of Flanders ruled an "immensely wealthy state"[14] that had traditionally led an autonomous existence on the edge of the French state. The French king was generally regarded as having suzerainty over Flanders, but under former monarchs the relationship had become strained.[14] Philip V had avoided a military solution to the Flanders problem, instead enabling the succession of Louis as count – Louis was, to a great extent, already under French influence, having been brought up at the French court.[24] Over time, however, Louis' clear French loyalties and lack of political links within Flanders itself began to erode his position within the county itself.[25] In 1323 a peasant revolt led by Nicolaas Zannekin broke out, threatening the position of Louis and finally imprisoning him in Bruges.[25]
|
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|
27 |
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Charles was relatively unconcerned at first, since in many ways the revolt could help the French crown by weakening the position of the Count of Flanders over the long term.[26] By 1325, however, the situation was becoming worse and Charles' stance shifted. Not only did the uprising mean that Louis could not pay Charles some of the monies due to him under previous treaties, the scale of the rebellion represented a wider threat to the feudal order in France itself, and to some it might appear that Charles was actually unable, rather than unwilling, to intervene to protect his vassal.[27] Accordingly, France intervened.
|
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+
In November 1325 Charles declared the rebels guilty of high treason and ordered them excommunicated, mobilising an army at the same time.[28] Louis pardoned the rebels and was then released, but once safely back in Paris he shifted his position and promised Charles not to agree to any separate peace treaty.[29] Despite having amassed forces along the border, Charles' military attentions were distracted by the problems in Gascony, and he eventually chose to settle the rebellion peacefully through the Peace of Arques in 1326, in which Louis was only indirectly involved.[30]
|
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+
Charles was also responsible for shaping the life of his nephew, Charles IV, Holy Roman Emperor. Charles IV, originally named Wenceslaus, came to the French court in 1323, aged seven, where he was taken under the patronage of the French king. Charles gave his nephew a particularly advanced education by the standards of the day, arranged for his marriage to Blanche of Valois, and also renamed him.[31]
|
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+
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+
The crusades remained a popular cause in France during Charles' reign. His father, Philip IV, had committed France to a fresh crusade and his brother, Philip V, had brought plans for a fresh invasion close to execution in 1320. Their plans were cancelled, however, leading to the informal and chaotic Shepherds' Crusade.[32]
|
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+
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35 |
+
Charles entrusted Charles of Valois to negotiate with Pope John XXII over a fresh crusade.[1] Charles, a keen crusader who took the cross in 1323, had a history of diplomatic intrigue in the Levant – he had attempted to become the Byzantine emperor earlier in his career.[33] The negotiations floundered, however, over the Pope's concerns whether Charles IV would actually use any monies raised for a crusade for actual crusading, or whether they would be frittered away on the more general activities of the French crown.[33] Charles of Valois's negotiations were also overtaken by the conflict with England over Gascony.
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After the death of Charles of Valois, Charles became increasingly interested in a French intervention in Byzantium, taking the cross in 1326.[34] Andronicus II responded by sending an envoy to Paris in 1327, proposing peace and discussions on ecclesiastical union. A French envoy sent in return with Pope John's blessing later in the year, however, found Byzantium beset with civil war, and negotiations floundered.[34] The death of Charles the next year prevented any French intervention in Byzantium.[35]
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Charles IV died in 1328 at the Château de Vincennes, Val-de-Marne, and is interred with his third wife, Jeanne d'Évreux, in Saint Denis Basilica, with his heart buried at the now-demolished church of the Couvent des Jacobins in Paris.
|
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Like his brothers before him, Charles died without a surviving male heir, thus ending the direct line of the Capetian dynasty. Twelve years earlier, a rule against succession by females, arguably derived from the Salic Law, had been recognised – with some dissent – as controlling succession to the French throne.[10] The application of this rule barred Charles's one-year-old daughter Mary, by Jeanne d'Évreux, from succeeding as the monarch, but Jeanne was also pregnant at the time of Charles' death. Since she might have given birth to a son, a regency was set up under the heir presumptive Philip of Valois, son of Charles of Valois and a member of the House of Valois, the next most senior branch of the Capetian dynasty.[36]
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After two months, Jeanne gave birth to another daughter, Blanche, and thus Philip became king and in May was consecrated and crowned Philip VI. Edward III of England argued, however, that although the Salic law should forbid inheritance by a woman, it did not forbid inheritance through a female line – under this argument, Edward III, son of Queen Isabella, wife of Edward II and daughter of Philip IV, should have inherited the throne, forming the basis of his claim during the ensuing Hundred Years War (1337–1453).[36]
|
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Charles married three times and fathered six legitimate children. In 1307, he married Blanche of Burgundy, daughter of Otto IV, Count of Burgundy. The marriage was dissolved in 1322. They had two children:
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In 1322, Charles married Marie of Luxembourg, daughter of Henry VII, Holy Roman Emperor. They had a son:
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On 5 July 1324, Charles married Jeanne d'Évreux (1310–71). Their children were:
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Thus, five of Charles' six children (including two sons) died young, and only his youngest daughter, Blanche, survived to adulthood. Incidentally, Blanche was born posthumously, two months after Charles died. During those two months, Charles' first cousin, Philip the fortunate, served as regent pending the birth of the child. Once a female child was born, the regent, who was the nearest male heir of the late king, succeeded to the throne and became the first king of France from the House of Valois.
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Charles is a character in Les Rois maudits (The Accursed Kings), a series of French historical novels by Maurice Druon. He was portrayed by Gilles Béhat [fr] in the 1972 French miniseries adaptation of the series, and by Aymeric Demarigny [fr] in the 2005 adaptation.[37][38]
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Charles IX (Charles Maximilien; 27 June 1550 – 30 May 1574) was King of France from 1560 until his death in 1574 from tuberculosis. He ascended the throne of France upon the death of his brother Francis II in 1560.
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After decades of tension, war broke out between Protestants and Catholics after the massacre of Vassy in 1562. In 1572, after several unsuccessful peace attempts, Charles ordered the marriage of his sister Margaret of Valois to Henry of Navarre (the future King Henry IV of France), a major Protestant nobleman who was in the line of succession to the French throne, in a last desperate bid to reconcile his people. Facing popular hostility against this policy of appeasement, Charles allowed the massacre of all Huguenot leaders who gathered in Paris for the royal wedding at the instigation of his mother Catherine de' Medici. This event, known as the St. Bartholomew's Day massacre, was a significant blow to the Huguenot movement, though religious civil warfare soon began anew. Charles sought to take advantage of the disarray of the Huguenots by ordering the Siege of La Rochelle, but was unable to take the Protestant stronghold.
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All of his decision-making was influenced by his mother Catherine de' Medici, a fervent Roman Catholic who initially sought peace between Catholics and Protestants, but after the St. Bartholomew's Day Massacre supported the persecution of Huguenots.
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Charles died of tuberculosis in 1574, without legitimate male issue, and was succeeded by his brother Henry III.
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He was born Charles Maximilien, third son of King Henry II of France and Catherine de' Medici, in the royal chateau of Saint-Germain-en-Laye. Styled since birth as Duke of Angoulême, he was created Duke of Orléans after the death of his older brother Louis, his parents' second son, who had died in infancy on 24 October 1550. The royal children were raised under the supervision of the governor and governess of the royal children, Claude d'Urfé and Françoise d'Humières, under the orders of Diane de Poitiers.[1]
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On 14 May 1564, Charles was presented the Order of the Garter by Henry Carey.[2]
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His father died in 1559, and was succeeded by his elder brother, King Francis II. After Francis's short rule, the ten-year-old Charles was immediately proclaimed king on 5 December 1560. When Francis II died, the Privy Council appointed his mother, Catherine de' Medici, as governor of France (gouvernante de France), with sweeping powers, at first acting as regent for her young son. On 15 May 1561, Charles was consecrated in the cathedral at Reims. Antoine of Bourbon, himself in line to the French throne and husband to Queen Joan III of Navarre, was appointed Lieutenant-General of France.
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Charles' reign was dominated by the French Wars of Religion, which pitted various factions against each other. The Huguenots, the French adherents of Calvinism, had a considerable following among the nobility, while their enemies, later organised into the Catholic League, were led by the House of Guise, a cadet branch of the House of Lorraine. Queen Catherine, though nominally a Catholic, initially tried to steer a middle course between the two factions, attempting to keep (or restore) the peace and augment royal power.
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The factions had engaged in violence even before Charles's accession: in 1560 a group of Huguenot nobles at Amboise had planned to try to abduct King Francis II and arrest the Catholic leaders Francis, Duke of Guise, and his brother Charles, Cardinal of Lorraine. The plot was found out ahead of time, and the Guises were prepared, executing hundreds of Huguenots. This was followed by cases of Protestant iconoclasm and Catholic reprisals.[3]
|
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+
|
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+
The regent Catherine tried to foster reconciliation at the Colloquy at Poissy and, after that failed, made several concessions to the Huguenots in the Edict of Saint-Germain in January 1562.[4] Nonetheless, war broke out in Wassy on 1 March 1562, when the Duke of Guise and his troops attacked and killed or wounded over 100 Huguenot worshipers and citizens. The tragedy is identified as the first major event in the French Wars of Religion.
|
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+
|
23 |
+
Louis of Bourbon, Prince of Condé, brother of the Lieutenant-General and the suspected architect of the Amboise conspiracy, had already prepared for war and, taking Wassy as the pretext, assumed the role of a protector of Protestantism and began to seize and garrison strategic towns along the Loire Valley. In return, the monarchy revoked the concessions given to the Huguenots. After the military leaders of both sides were either killed or captured in battles at Rouen, Dreux, and Orléans, the regent mediated a truce and issued the Edict of Amboise (1563).[5]
|
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+
The war was followed by four years of an uneasy "armed peace", during which time Catherine united the factions in the successful effort to recapture Le Havre from the English.[6] After this victory, Charles declared his legal majority in August 1563, formally ending the regency.[7] However, Catherine continued to play a principal role in politics, and often dominated her son. In March 1564, the King and his mother set out from Fontainebleau on a grand tour of France. Their tour spanned two years and brought them through Bar, Lyon, Salon-de-Provence (where they visited Nostradamus), Carcassonne, Toulouse (where the King and his younger brother Henry were confirmed), Bayonne, La Rochelle, and Moulins. During this trip, Charles IX issued the Edict of Roussillon, which standardised 1 January as the first day of the year throughout France.
|
26 |
+
|
27 |
+
War again broke out in 1567 after reports of iconoclasm in Flanders prompted Charles to support Catholics there. Huguenots, fearing a Catholic attack was imminent, tried to abduct the king at Meaux, seized various cities, and massacred Catholics at Nîmes in an action known as the Michelade. The Battle of Saint-Denis resulted in a Huguenot defeat and the death of Anne de Montmorency, the royal commander-in-chief, and the short war ended in 1568 with the Peace of Longjumeau. The privileges granted to Protestants were widely opposed, however, leading to their cancellation and the resumption of war. The Dutch Republic, England and Navarre intervened on the Protestant side, while Spain, Tuscany and Pope Pius V supported the Catholics. Finally, the royal debt and the King's desire to seek a peaceful solution led to yet another truce, the Peace of Saint-Germain-en-Laye in August 1570, which again granted concessions to the Huguenots.[8]
|
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+
|
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+
On 26 November 1570, Charles married Elisabeth of Austria,[9] with whom he fathered one daughter, Marie Elisabeth of Valois. In 1573, Charles fathered an illegitimate son, Charles, Duke of Angoulême, with his mistress, Marie Touchet.[10]
|
30 |
+
|
31 |
+
After the conclusion of the Peace of Saint-Germain-en-Laye in 1570, the king increasingly came under the influence of Admiral Gaspard de Coligny, who had succeeded the slain Prince of Condé as leader of Huguenots after the Battle of Jarnac in 1569. Catherine, however, became increasingly fearful of Coligny's unchecked power, especially since he was pursuing an alliance with England and the Dutch. Coligny was also hated by Henry, Duke of Guise, who accused the Admiral of having ordered the assassination of his father Francis of Guise during the siege of Orléans in 1562.
|
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+
|
33 |
+
During the peace settlement, a marriage was arranged between Charles' sister Margaret of Valois and Henry of Navarre, the future King Henry IV, who was at that time heir to the throne of Navarre and one of the leading Huguenots. Many Huguenot nobles, including Admiral de Coligny, thronged into Paris for the wedding, which was set for 18 August 1572. On 22 August, a failed attempt on Coligny's life put the city in a state of apprehension, as both visiting Huguenots and Parisian Catholics feared an attack by the other side.
|
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+
|
35 |
+
In this situation, in the early morning of 24 August 1572, the Duke of Guise moved to avenge his father and murdered Coligny in his lodgings. As Coligny's body was thrown into the street, Parisians mutilated the body. The mob action then erupted into the St. Bartholomew's Day massacre, a systematic slaughter of Huguenots that was to last five days. Henry of Navarre managed to avoid death by pledging to convert to Catholicism. Over the next few weeks, the disorder spread to more cities across France. In all, up to 10,000 Huguenots were killed in Paris and the provinces.[11]
|
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+
|
37 |
+
Though the massacres weakened Huguenot power, they also reignited war, which only ceased after the Edict of Boulogne in 1573 granted Huguenots amnesty and limited religious freedom. However, the year 1574 saw a failed Huguenot coup at Saint-Germain and successful Huguenot uprisings in Normandy, Poitou and the Rhône valley, setting the stage for another round of war.[12]
|
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+
|
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+
In the aftermath of the massacre, the king's fragile mental and physical constitution weakened drastically. His moods swung from boasting about the extremity of the massacre to exclamations that the screams of the murdered Huguenots kept ringing in his ears. Frantically, he blamed alternately himself – "What blood shed! What murders!", he cried to his nurse. "What evil counsel I have followed! O my God, forgive me... I am lost! I am lost!" – or his mother – "Who but you is the cause of all of this? God's blood, you are the cause of it all!" Catherine responded by declaring she had a lunatic for a son.[13]
|
40 |
+
|
41 |
+
Charles' physical condition, tending towards tuberculosis, deteriorated to the point where, by spring of 1574, his hoarse coughing turned bloody and his hemorrhages grew more violent.
|
42 |
+
|
43 |
+
Charles IX died at the Château de Vincennes, 30 May 1574, aged 23. As his younger brother, Henry, Duke of Anjou, had recently been elected King of Poland and was away from France, their mother Catherine resumed the regency until Henry's return from Poland.[14]
|
44 |
+
|
45 |
+
Charles had an interest in hunting, and he wrote a book on the subject, La Chasse Royale, which was published long after his death, in 1625. It is a valuable source for those interested in the history of hounds and hunting.[15]
|
46 |
+
|
47 |
+
Charles IX is a supporting character in Alexandre Dumas's 1845 historical novel Queen Margot, which focuses on the marriage between Henry of Navarre and Margaret of Valois. The book depicts Charles as both a cold-hearted king who takes pleasure in the hunt, and a lonely and vulnerable man, influenced in politics by his relatives and allies. In this work of fiction, he is a frail and sickly ruler, and dies after reading a book poisoned with arsenic, which his mother intended for Henry of Navarre.
|
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+
|
49 |
+
In the 1994 film, La Reine Margot, directed by Patrice Chéreau, which is based on Dumas's novel, Charles is pictured as mentally unstable and sickly.
|
50 |
+
|
51 |
+
He has a small role in the Doctor Who story "The Massacre of St Bartholomew's Eve", portrayed by Barry Justice. The story portrays him as a kindly but weak-willed king who is dominated by his mother and persuaded by her to authorise the massacre despite his friendship with Coligny.
|
52 |
+
|
53 |
+
In the first season of the CW show Reign, Charles IX is a recurring character portrayed by Peter Dacunha. He is mentioned, but never shown, in the second season. He becomes a more prominent character in season three before becoming a main character in season four. Charles IX is one of the few characters in the series to have been recast and is now portrayed by Spencer MacPherson. As king, Charles IX shows little enthusiasm for the job.
|
54 |
+
|
55 |
+
Charles IX appears as a character in the "Colloqui di Poissy", an historical novel by Agostino di Bondeno (Rome, 2018)
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Charles Perrault (/pɛˈroʊ/ perr-OH, also US: /pəˈroʊ/ pə-ROH, French: [ʃaʁl pɛʁo]; 12 January 1628 – 16 May 1703) was a French author and member of the Académie Française. He laid the foundations for a new literary genre, the fairy tale, with his works derived from earlier folk tales, published in his 1697 book Histoires ou contes du temps passé. The best known of his tales include Le Petit Chaperon Rouge (Little Red Riding Hood), Cendrillon (Cinderella), Le Chat Botté (Puss in Boots), La Belle au bois Dormant (The Sleeping Beauty) and Barbe Bleue (Bluebeard).[1]
|
4 |
+
|
5 |
+
Some of Perrault's versions of old stories influenced the German versions published by the Brothers Grimm more than 100 years later. The stories continue to be printed and have been adapted to opera, ballet, theatre, and film. Perrault was an influential figure in the 17th-century French literary scene, and was the leader of the Modern faction during the Quarrel of the Ancients and the Moderns.[2]
|
6 |
+
|
7 |
+
Perrault was born in Paris to a wealthy bourgeois family, the seventh child of Pierre Perrault and Paquette Le Clerc. He attended very good schools and studied law before embarking on a career in government service, following in the footsteps of his father and elder brother Jean.[citation needed]
|
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+
|
9 |
+
He took part in the creation of the Academy of Sciences as well as the restoration of the Academy of Painting. In 1654, he moved in with his brother Pierre, who had purchased the position of chief tax collector of the city of Paris. When the Academy of Inscriptions and Belles-Lettres was founded in 1663, Perrault was appointed its secretary and served under Jean Baptiste Colbert, finance minister to King Louis XIV.[3] Jean Chapelain, Amable de Bourzeys, and Jacques Cassagne (the King's librarian) were also appointed.[citation needed]
|
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+
|
11 |
+
Using his influence as Colbert's administrative aide, in April 1667 he was able to get his brother, Claude Perrault, appointed to a committee of three, the Petit Conseil, also including Louis Le Vau and Charles Le Brun, who designed the new section of the Louvre, the Colonnade, built between 1667 and 1674, to be overseen by Colbert.[4] The design was chosen over designs by Gian Lorenzo Bernini (with whom, as Perrault recounts in his Memoirs, he had stormy relations while the Italian artist was in residence at Louis's court in 1665) and François Mansart.[5] One of the factors leading to this choice included the fear of high costs, and second was the personal antagonism between Bernini and leading members of Louis' court, including Colbert and Perrault; King Louis himself maintained a public air of benevolence towards Bernini, ordering the issuing of a royal bronze portrait medal in honor of the artist in 1674.[6] As Perrault further describes in his Memoirs, however, the king harbored private resentment at Bernini's displays of arrogance. The king was so displeased with Bernini's equestrian statue of him that he ordered it to be destroyed; however, his courtiers prevailed upon him to have it redone instead, with a head depicting the Roman hero Marcus Curtius.[7]
|
12 |
+
|
13 |
+
In 1668, Perrault wrote La Peinture (Painting) to honor the king's first painter, Charles Le Brun. He also wrote Courses de tetes et de bague (Head and Ring Races, 1670), written to commemorate the 1662 celebrations staged by Louis for his mistress, Louise-Françoise de La Baume le Blanc, duchesse de La Vallière.[citation needed]
|
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+
|
15 |
+
Perrault was elected to the Académie française in 1671.[citation needed]
|
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+
|
17 |
+
He married Marie Guichon, age 19, in 1672; she died in 1678.[citation needed]
|
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+
|
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+
In 1669 Perrault advised Louis XIV to include thirty-nine fountains each representing one of the fables of Aesop in the labyrinth of Versailles in the gardens of Versailles. The work was carried out between 1672 and 1677. Water jets spurting from the animals' mouths were conceived to give the impression of speech between the creatures. There was a plaque with a caption and a quatrain written by the poet Isaac de Benserade next to each fountain. Perrault produced the guidebook for the labyrinth, Labyrinte de Versailles, printed at the royal press, Paris, in 1677, and illustrated by Sebastien le Clerc.[9]
|
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+
|
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+
Philippe Quinault, a longtime family friend of the Perraults, quickly gained a reputation as the librettist for the new musical genre known as opera, collaborating with composer Jean-Baptiste Lully. After Alceste (1674) was denounced by traditionalists who rejected it for deviating from classical theater, Perrault wrote in response Critique de l'Opéra (1674) in which he praised the merits of Alceste over the tragedy of the same name by Euripides.[10][citation needed]
|
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+
|
23 |
+
This treatise on Alceste initiated the Quarrel of the Ancients and the Moderns (Querelle des Anciens et des Modernes), which pitted supporters of the literature of Antiquity (the "Ancients") against supporters of the literature from the century of Louis XIV (the "Moderns"). He was on the side of the Moderns and wrote Le Siècle de Louis le Grand (The Century of Louis the Great, 1687) and Parallèle des Anciens et des Modernes (Parallel between Ancients and Moderns, 1688–1692) where he attempted to prove the superiority of the literature of his century. Le Siècle de Louis le Grand was written in celebration of Louis XIV's recovery from a life-threatening operation. Perrault argued that because of Louis's enlightened rule, the present age was superior in every respect to ancient times. He also claimed that even modern French literature was superior to the works of antiquity, and that, after all, even Homer nods.[citation needed]
|
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+
|
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+
In 1682, Colbert forced Perrault into retirement at the age of 56, assigning his tasks
|
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+
to his own son, Jules-Armand, marquis d'Ormoy. Colbert would die the next year, and Perrault stopped receiving the pension given to him as a writer. Colbert's bitter rival succeeded him, François-Michel le Tellier, Marquis de Louvois, and quickly removed Perrault from his other appointments.[citation needed]
|
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+
|
28 |
+
After this, in 1686, Perrault decided to write epic poetry and show his genuine devotion to Christianity, writing Saint Paulin, évêque de Nôle (St. Paulinus, Bishop of Nola, about Paulinus of Nola). Just like Jean Chapelain's La Pucelle, ou la France délivrée, an epic poem about Joan of Arc, Perrault became a target of mockery from Nicolas Boileau-Despréaux.[citation needed]
|
29 |
+
|
30 |
+
Charles Perrault died in Paris in 1703 at the age of 75.[citation needed] On 12 January 2016 Google honoured him with a doodle by artist Sophie Diao depicting characters from the Tales of Mother Goose (Histoires ou contes du temps passé).[11]
|
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+
|
32 |
+
In 1695, when he was 67, Perrault lost his position as secretary and decided to dedicate himself to his children. In 1697 he published Tales and Stories of the Past with Morals (Histoires ou Contes du Temps passé), subtitled Tales of Mother Goose (Les Contes de ma Mère l'Oye). (The spelling of the name is with "y" although modern French uses only an "i".) This "Mother Goose" has never been identified as a person, but used to refer to popular and rural storytelling traditions in proverbial phrases of the time. (Source : Dictionnaire de l'Académie, 1694, quoted by Nathalie Froloff in her edition of the Tales (Gallimard, Folio, Paris, 1999.- p. 10).[12]) These tales, based on European popular tradition and often translated from originals by the Brothers Grimm, became very popular in France. Of all his abundant literary production in verse and in prose (odes, epic poetry, essays, etc.) these little stories for children are the only works still read today, and he is often credited as the founder of the modern fairy tale genre.[13] Naturally, his work reflects awareness of earlier fairy tales written in the salons, most notably by Marie-Catherine Le Jumel de Barneville, Baroness d'Aulnoy, who coined the phrase "fairy tale" and wrote tales as early as 1690.[14][15]
|
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+
|
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+
Some of his popular stories, particularly Cinderella[16] and The Sleeping Beauty, are still commonly told similar to the way Perrault had written them, while others have been revised over the years. For example, some versions of Sleeping Beauty published today are based partially on a Brothers Grimm tale, "Little Briar Rose“, a modified version of the Perrault story,[17] but the Disney version is true to the original Perrault tale.
|
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+
|
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+
Perrault had written Little Red Riding Hood as a warning to readers about men preying on young girls walking through the forest. He concludes his fairy tale with a moral, cautioning women and young girls about the dangers of trusting men. He states, "Watch out if you haven’t learned that tame wolves/ Are the most dangerous of all".[18] Perrault warns the readers about the manipulation and false appearances some men portray: "I say Wolf, for all wolves are not of the same sort; there is one kind with an amenable disposition – neither noisy, nor hateful, nor angry, but tame, obliging and gentle, following the young maids in the streets, even into their homes. Alas! Who does not know that these gentle wolves are of all such creatures the most dangerous!"[19] Indeed, the girl gets into bed with the wolf and is devoured. There is no happy ending as in most current versions of the story.[20]
|
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+
|
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+
He had actually published his collection under the name of his last son (born in 1678), Pierre (Perrault) Darmancourt ("Armancourt" being the name of a property he bought for him), probably fearful of criticism from the "Ancients".[21] In the tales, he used images from around him, such as the Chateau Ussé for The Sleeping Beauty, and the Marquis of the Château d'Oiron as the model for the Marquis de Carabas in Puss in Boots. He ornamented his folktale subject matter with details, asides and subtext drawn from the world of fashion. Following up on these tales, he translated the Fabulae Centum (100 Fables) of the Latin poet Gabriele Faerno into French verse in 1699.[22]
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Charles Perrault (/pɛˈroʊ/ perr-OH, also US: /pəˈroʊ/ pə-ROH, French: [ʃaʁl pɛʁo]; 12 January 1628 – 16 May 1703) was a French author and member of the Académie Française. He laid the foundations for a new literary genre, the fairy tale, with his works derived from earlier folk tales, published in his 1697 book Histoires ou contes du temps passé. The best known of his tales include Le Petit Chaperon Rouge (Little Red Riding Hood), Cendrillon (Cinderella), Le Chat Botté (Puss in Boots), La Belle au bois Dormant (The Sleeping Beauty) and Barbe Bleue (Bluebeard).[1]
|
4 |
+
|
5 |
+
Some of Perrault's versions of old stories influenced the German versions published by the Brothers Grimm more than 100 years later. The stories continue to be printed and have been adapted to opera, ballet, theatre, and film. Perrault was an influential figure in the 17th-century French literary scene, and was the leader of the Modern faction during the Quarrel of the Ancients and the Moderns.[2]
|
6 |
+
|
7 |
+
Perrault was born in Paris to a wealthy bourgeois family, the seventh child of Pierre Perrault and Paquette Le Clerc. He attended very good schools and studied law before embarking on a career in government service, following in the footsteps of his father and elder brother Jean.[citation needed]
|
8 |
+
|
9 |
+
He took part in the creation of the Academy of Sciences as well as the restoration of the Academy of Painting. In 1654, he moved in with his brother Pierre, who had purchased the position of chief tax collector of the city of Paris. When the Academy of Inscriptions and Belles-Lettres was founded in 1663, Perrault was appointed its secretary and served under Jean Baptiste Colbert, finance minister to King Louis XIV.[3] Jean Chapelain, Amable de Bourzeys, and Jacques Cassagne (the King's librarian) were also appointed.[citation needed]
|
10 |
+
|
11 |
+
Using his influence as Colbert's administrative aide, in April 1667 he was able to get his brother, Claude Perrault, appointed to a committee of three, the Petit Conseil, also including Louis Le Vau and Charles Le Brun, who designed the new section of the Louvre, the Colonnade, built between 1667 and 1674, to be overseen by Colbert.[4] The design was chosen over designs by Gian Lorenzo Bernini (with whom, as Perrault recounts in his Memoirs, he had stormy relations while the Italian artist was in residence at Louis's court in 1665) and François Mansart.[5] One of the factors leading to this choice included the fear of high costs, and second was the personal antagonism between Bernini and leading members of Louis' court, including Colbert and Perrault; King Louis himself maintained a public air of benevolence towards Bernini, ordering the issuing of a royal bronze portrait medal in honor of the artist in 1674.[6] As Perrault further describes in his Memoirs, however, the king harbored private resentment at Bernini's displays of arrogance. The king was so displeased with Bernini's equestrian statue of him that he ordered it to be destroyed; however, his courtiers prevailed upon him to have it redone instead, with a head depicting the Roman hero Marcus Curtius.[7]
|
12 |
+
|
13 |
+
In 1668, Perrault wrote La Peinture (Painting) to honor the king's first painter, Charles Le Brun. He also wrote Courses de tetes et de bague (Head and Ring Races, 1670), written to commemorate the 1662 celebrations staged by Louis for his mistress, Louise-Françoise de La Baume le Blanc, duchesse de La Vallière.[citation needed]
|
14 |
+
|
15 |
+
Perrault was elected to the Académie française in 1671.[citation needed]
|
16 |
+
|
17 |
+
He married Marie Guichon, age 19, in 1672; she died in 1678.[citation needed]
|
18 |
+
|
19 |
+
In 1669 Perrault advised Louis XIV to include thirty-nine fountains each representing one of the fables of Aesop in the labyrinth of Versailles in the gardens of Versailles. The work was carried out between 1672 and 1677. Water jets spurting from the animals' mouths were conceived to give the impression of speech between the creatures. There was a plaque with a caption and a quatrain written by the poet Isaac de Benserade next to each fountain. Perrault produced the guidebook for the labyrinth, Labyrinte de Versailles, printed at the royal press, Paris, in 1677, and illustrated by Sebastien le Clerc.[9]
|
20 |
+
|
21 |
+
Philippe Quinault, a longtime family friend of the Perraults, quickly gained a reputation as the librettist for the new musical genre known as opera, collaborating with composer Jean-Baptiste Lully. After Alceste (1674) was denounced by traditionalists who rejected it for deviating from classical theater, Perrault wrote in response Critique de l'Opéra (1674) in which he praised the merits of Alceste over the tragedy of the same name by Euripides.[10][citation needed]
|
22 |
+
|
23 |
+
This treatise on Alceste initiated the Quarrel of the Ancients and the Moderns (Querelle des Anciens et des Modernes), which pitted supporters of the literature of Antiquity (the "Ancients") against supporters of the literature from the century of Louis XIV (the "Moderns"). He was on the side of the Moderns and wrote Le Siècle de Louis le Grand (The Century of Louis the Great, 1687) and Parallèle des Anciens et des Modernes (Parallel between Ancients and Moderns, 1688–1692) where he attempted to prove the superiority of the literature of his century. Le Siècle de Louis le Grand was written in celebration of Louis XIV's recovery from a life-threatening operation. Perrault argued that because of Louis's enlightened rule, the present age was superior in every respect to ancient times. He also claimed that even modern French literature was superior to the works of antiquity, and that, after all, even Homer nods.[citation needed]
|
24 |
+
|
25 |
+
In 1682, Colbert forced Perrault into retirement at the age of 56, assigning his tasks
|
26 |
+
to his own son, Jules-Armand, marquis d'Ormoy. Colbert would die the next year, and Perrault stopped receiving the pension given to him as a writer. Colbert's bitter rival succeeded him, François-Michel le Tellier, Marquis de Louvois, and quickly removed Perrault from his other appointments.[citation needed]
|
27 |
+
|
28 |
+
After this, in 1686, Perrault decided to write epic poetry and show his genuine devotion to Christianity, writing Saint Paulin, évêque de Nôle (St. Paulinus, Bishop of Nola, about Paulinus of Nola). Just like Jean Chapelain's La Pucelle, ou la France délivrée, an epic poem about Joan of Arc, Perrault became a target of mockery from Nicolas Boileau-Despréaux.[citation needed]
|
29 |
+
|
30 |
+
Charles Perrault died in Paris in 1703 at the age of 75.[citation needed] On 12 January 2016 Google honoured him with a doodle by artist Sophie Diao depicting characters from the Tales of Mother Goose (Histoires ou contes du temps passé).[11]
|
31 |
+
|
32 |
+
In 1695, when he was 67, Perrault lost his position as secretary and decided to dedicate himself to his children. In 1697 he published Tales and Stories of the Past with Morals (Histoires ou Contes du Temps passé), subtitled Tales of Mother Goose (Les Contes de ma Mère l'Oye). (The spelling of the name is with "y" although modern French uses only an "i".) This "Mother Goose" has never been identified as a person, but used to refer to popular and rural storytelling traditions in proverbial phrases of the time. (Source : Dictionnaire de l'Académie, 1694, quoted by Nathalie Froloff in her edition of the Tales (Gallimard, Folio, Paris, 1999.- p. 10).[12]) These tales, based on European popular tradition and often translated from originals by the Brothers Grimm, became very popular in France. Of all his abundant literary production in verse and in prose (odes, epic poetry, essays, etc.) these little stories for children are the only works still read today, and he is often credited as the founder of the modern fairy tale genre.[13] Naturally, his work reflects awareness of earlier fairy tales written in the salons, most notably by Marie-Catherine Le Jumel de Barneville, Baroness d'Aulnoy, who coined the phrase "fairy tale" and wrote tales as early as 1690.[14][15]
|
33 |
+
|
34 |
+
Some of his popular stories, particularly Cinderella[16] and The Sleeping Beauty, are still commonly told similar to the way Perrault had written them, while others have been revised over the years. For example, some versions of Sleeping Beauty published today are based partially on a Brothers Grimm tale, "Little Briar Rose“, a modified version of the Perrault story,[17] but the Disney version is true to the original Perrault tale.
|
35 |
+
|
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Perrault had written Little Red Riding Hood as a warning to readers about men preying on young girls walking through the forest. He concludes his fairy tale with a moral, cautioning women and young girls about the dangers of trusting men. He states, "Watch out if you haven’t learned that tame wolves/ Are the most dangerous of all".[18] Perrault warns the readers about the manipulation and false appearances some men portray: "I say Wolf, for all wolves are not of the same sort; there is one kind with an amenable disposition – neither noisy, nor hateful, nor angry, but tame, obliging and gentle, following the young maids in the streets, even into their homes. Alas! Who does not know that these gentle wolves are of all such creatures the most dangerous!"[19] Indeed, the girl gets into bed with the wolf and is devoured. There is no happy ending as in most current versions of the story.[20]
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He had actually published his collection under the name of his last son (born in 1678), Pierre (Perrault) Darmancourt ("Armancourt" being the name of a property he bought for him), probably fearful of criticism from the "Ancients".[21] In the tales, he used images from around him, such as the Chateau Ussé for The Sleeping Beauty, and the Marquis of the Château d'Oiron as the model for the Marquis de Carabas in Puss in Boots. He ornamented his folktale subject matter with details, asides and subtext drawn from the world of fashion. Following up on these tales, he translated the Fabulae Centum (100 Fables) of the Latin poet Gabriele Faerno into French verse in 1699.[22]
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