|
|
|
|
|
SEC_RULES = { |
|
"required_disclaimers": [ |
|
{ |
|
"type": "past_performance", |
|
"text": ["past performance is not indicative of future results", |
|
"past returns do not guarantee future performance"], |
|
"severity": "high" |
|
}, |
|
{ |
|
"type": "investment_risks", |
|
"text": ["investment involves risk", |
|
"you may lose your principal", |
|
"investments may lose value"], |
|
"severity": "high" |
|
}, |
|
{ |
|
"type": "regulatory_statement", |
|
"text": ["registered with the Securities and Exchange Commission", |
|
"SEC regulated"], |
|
"severity": "medium" |
|
} |
|
], |
|
"prohibited_terms": [ |
|
{ |
|
"term": "guaranteed returns", |
|
"variations": ["guarantee profits", "assured returns", "guaranteed investment"], |
|
"severity": "high", |
|
"context_check": True |
|
}, |
|
{ |
|
"term": "risk-free", |
|
"variations": ["no risk", "zero risk", "riskless"], |
|
"severity": "high", |
|
"context_check": True |
|
}, |
|
{ |
|
"term": "sure thing", |
|
"variations": ["cant lose", "never lose", "always profits"], |
|
"severity": "high", |
|
"context_check": False |
|
} |
|
], |
|
"channel_specific_rules": { |
|
"email": { |
|
"required": ["unsubscribe option", "physical address"], |
|
"character_limit": None |
|
}, |
|
"social": { |
|
"required": ["#ad", "disclosure"], |
|
"character_limit": { |
|
"twitter": 280, |
|
"instagram": 2200, |
|
"linkedin": 3000 |
|
} |
|
}, |
|
"print": { |
|
"required": ["full disclaimer", "company details"], |
|
"font_size_minimum": "8pt" |
|
} |
|
}, |
|
"risk_scoring": { |
|
"missing_disclaimer": 3, |
|
"prohibited_term": 5, |
|
"misleading_statement": 4, |
|
"risk_thresholds": { |
|
"low": 2, |
|
"medium": 5, |
|
"high": 8 |
|
} |
|
} |
|
} |
