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became a reportable event and in subsequent quarters in which |
there have been material developments. Subsequent Form 10-Q filings in |
the same fiscal year in which a legal proceeding or |
a material development is reported should reference any previous reports |
in that year. Item 1A. Risk Factors. Set forth any |
material changes from risk factors as previously disclosed in the |
registrant's Form 10-K (搂249.310) in response to Item 1A. to |
Part 1 of Form 10-K. Smaller reporting companies are not |
required to provide the information required by this item. Item |
2. Unregistered Sales of Equity Securities and Use of Proceeds. |
(a) Furnish the information required by Item 701 of Regulation |
S-K (17 CFR 229.701) as to all equity securities of |
the registrant sold by the registrant during the period covered |
by the report that were not registered under the Securities |
Act. If the Item 701 information previously has been included |
in a Current Report on Form 8-K (17 CFR 249.308), |
however, it need not be furnished. (b) If required pursuant |
to Rule 463 (17 CFR 230.463) of the Securities Act |
of 1933, furnish the information required by Item 701(f) of |
Regulation S-K (搂 229.701(f) of this chapter). (c) Furnish the |
information required by Item 703 of Regulation S-K (搂 229.703 |
of this chapter) for any repurchase made in the quarter |
covered by the report. Provide disclosures covering repurchases made on |
a monthly basis. For example, if the quarter began on |
January 16 and ended on April 15, the chart would |
show repurchases for the months from January 16 through February |
15, February 16 through March 15, and March 16 through |
April 15. Instruction. Working capital restrictions and other limitations upon |
the payment of dividends are to be reported hereunder. Item |
3. Defaults Upon Senior Securities. (a) If there has been |
any material default in the payment of principal, interest, a |
sinking or purchase fund installment, or any other material default |
not cured within 30 days, with respect to any indebtedness |
of the registrant or any of its significant subsidiaries exceeding |
5 percent of the total assets of the registrant and |
its consolidated subsidiaries, identify the indebtedness and state the nature |
of the default. In the case of such a default |
in the payment of principal, interest, or a sinking or |
purchase fund installment, state the amount of the default and |
the total arrearage on the date of filing this report. |
Instruction. This paragraph refers only to events which have become |
defaults under the governing instruments, i.e., after the expiration of |
any period of grace and compliance with any notice requirements. |
(b) If any material arrearage in the payment of dividends |
has occurred or if there has been any other material |
delinquency not cured within 30 days, with respect to any |
class of preferred stock of the registrant which is registered |
or which ranks prior to any class of registered securities, |
or with respect to any class of preferred stock of |
any significant subsidiary of the registrant, give the title of |