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There was a small town near the shores of the sea; it was a topical climate with mixture of occasional rainfall, hot summer & even pleasant atmosphere with low heat & humidity. The whole town was encircled with the backwaters of the rivers. With such a classic whether there was also a short coming which could wipe out the whole town. The tornado’s quite regularly hit the surrounding towns so the impact of it would hit this small town too. Owing to the increasing trouble of these the people had started to flee from here. While there were people in towns who were the survivors of these who took shelter in this town.
Today two different people both who were survivors of the same town moved into this new place but both were strangers & poles apart. One was calm & patient while the other was fierce & impatient but both were always inevitable & destructive in nature if meddled with, with a slight deviation, the calm one had the ability to choose either go ahead & wreck everything but the fierce person didn’t had that choice once a step taken forward has to feel the burnt.
Even if these two people’s ways were different and always repulsive in nature, they both were away from their people it was a test of survival for them in this place. They had none to share what they felt, none to listen to their talks, none to see their pain hidden in their heart. But destiny could not stop itself posing them infront of each other. He, who was fire and she, who was water did face each other will they ever overcome there obstacles & blend in one another without terminating the other.
Seeing is believing is said for the human sense sight but at this time of the day when darkness is all you could see around and light is something alien and hard to visualise what is there in front of you that doesn’t mean you are lost or blind? Just like everyone my other senses come to my rescue. Exactly now when I cannot see anything through my eyes I could hear the roars of the ocean everytime it hit the banks indicating I am standing right infront of the vast expanse of the ocean. Petrichor, the scent of rain filled my lungs predicting the approaching rain, the touch of which would cease my burning but I am not ready to taste the freedom from this fire. In addition to these I know how to eradicate the darkness as I have the capacity to turn on the light even at the darkest times of life.
The rain can come down to the earth anytime and I have to take shelter before that but still I wait at the banks waiting for the darkness to break into dawn. This has been my routine from past week to sprint around the seashore of this sea at the darkest hour before the dawn and wait for the moment of darkness breaking into the dawn. To watch the sun to gain its position high in the sky, paint his colors over the world showing his supremacy to kill darkness of life. It is not only the sun but also me who feels that has spread my color all over the world.
Slowly the sun made its way out of his den painting the whole sky bright redish yellow with its rays. Consuming the gloomy night and spreading the light bringing new hope & a beginning of bright fresh life. Once I had witnessed the magnificent sight of sunrise my concentration went towards my sense which had alerted about the approaching rain. But now there was no sign of it, that left me astonished as rain is one thing I just hate it and my senses have never been wrong in identifying them. Leaving that thought aside I make my way back to the hostel which has become my new home from where I will have to attend my first day of my master’s classes today.
Not before I had turned my eyes get struck to the sight of a girl in bluish white suit running away something was there about her unknown which made me watch her till she disappeared from my vision. I have been coming here from past 5 days but never did I saw any girl at this time of the hour. She did turn back once but I could not see her face. Just then I heard my cell beep reminding me of the time & I headed back still I couldn’t stop myself to watch at the way she ran off.
Some things never change every where the seniors welcoming the juniors especially in there own innovative way. I had just entered the gates of my college when a group of people naming themselves as seniors blocked my way. They were many more already in queues who were dancing as puppets of seniors. I had a strong urge to teach them a good lesson but I couldn’t just barge in and destruct everything but that would only catch the attention of everyone. Now itself I can feel many eyes on me, that always annoy me.
Against my wishes I simply follow there orders to stand in the queue and wait for my turn to come. Just then there was absolute silence as everyone’s attention was on the entrance maybe another junior’s who are trying to dorge away from these ragging session? But No. when I look at the entrance I could only see a beautiful mesmerising alluring blue eyes of the girl, they captivated me in its pools as deep as oceans that I can get lost in them. It was a picture painted in blue theme, every essence of her oozed as serene beauty. I could no longer see the world around me just her only; everything around her seems to vanish away from my view. As if in the whole world it is you and me alone, with my every breath, with my every heartbeat clearly wanting to be with you. Her earrings kissed her cheeks everytime she kept walking her bangles made sounds of waves in the ocean which was matching her light blue & white mixed dress. Is she the same one whom I saw in the beach today, looks like she is as even at that time she wored the same dress, the same gait, the same care free strides. Today I felt like I got a whole new world to live in.
I don’t know when my legs take me away from the crowd towards the object of my interest but I was pulled back by something. When I turn to see what that was I saw it was the guy next to me who pulled me back, he was saying something which I failed to hear it. I turned back my gaze to her; she was not there; I turn around everywhere only to find her in front of those seniors. I moved in a way to have clear view of her face without any interruption. Her eyes had a gleam of naughtiness which I didn’t know for what.
I felt another nudge in my hand to jolt me into the reality. It was again the same guy but now I heard him say “Man, what are you doing come back and stand here, don’t mess with seniors. See how these girls got them in trouble.” The word Girls made me look at them again to find another girl beside her. All of them were watching her ignoring the pleasant beauty of mine. They were questioning them, that is when I got to know her name is Geet & the girl whom I just noticed her name is Pari.
Geet, the name rang in my ears inveigling my heart with unknown bliss. Such a melodious name she has got that I could only hear and speak her name throughout the remaining life of mine. My heart was showing its presence more than ever with her first visual itself, weaving many desires which could bind me into something which I never was bound to. Thoughts are flying high freeing it self from the strings of my mind. Spirit is flowing in a direction which it had never crossed but it surged without bothering about any hindrance. Wish I could just embrace this moment in myself, to witness a new facet of the dreams. Her eyes were revealing more than she could every voice out surprising me at the things which it could conceal. I was eager to be with her which made my heart to live.
Dilon mein tum apni betabiyan leke chal rahe ho.
My revive was broken when the guy next to me was biting his nails in nervousness as he was worried for the girl next to Geet, as he was muttering “Please God save Pari from these ragging’s” but what I saw actually amazed me as that girl Pari stood fearless while my Geet stood behind her hiding herself from the situation. Such a contrary thing it was happening I was not scared for Geet as I knew she could come out the situation without any help where as the guy next to me was praying for Pari while the girls were doing just the opposite. But Geet’s eyes shone bright, calm & undeterred confidence trickled in her every stir though she portrayed as fearful infront of everyone. She held on to the facade of a timid girl duping around the others. Her face can deceive everyone but her eyes couldn’t as they told every story of hers. She was not a meek girl, none could scrum her into doing things against her wishes, but why does she have to do things like that.
Apparently the situation in the hand was the senior’s portrayed themselves as generous enough to give us the option to whether we want to get ragged or not. Well that was not a real option though as a person would be asked to light the candle once they did it they would say since you have lighted it that means you have accepted to be ragged. So now the candle was placed in the middle of the stand and the girls were asked to light that. I was more interested to see the play as I read her eyes which had the mischievous glint in it. And just I guessed the fun started Geet’s face turned was something everyone could not miss as it turned pale with fear and she clutched Pari’s hand & fainted next second.
For a second even I got worried but then the wink confirmed all my doubts. Getting the clue Pari played along shouting “Geet…….what happened Geet…get up… get up…. Please someone get some water.” After a while she stood drawing everyones attention to herself. When the seniors questioned her, the reply just shook everyone but I was just lost in that melody and couldn’t stop the smile. Geet replied as a scared kitten shuttering and trying to hard to form even a word that “I burnt it …. I burnt it”. Well ever Pari was confused so enquired “what did you burn Geet.” “B…..B……Blub” But looks like seniors were not falling for her drama as she was asked to light the candle now.
I was now curious to know more about her plan as the naught sparkle twinkled in her eyes. She with trembling fingers tried to light the candle but stick failed to burn. Geet said “It is not burning so can I leave for the class sir.” Finally not able to withstand the bugging kitten they let go of her. We will trap her someother time is what I heard a senior whisper into another senior. Her eyes showed she had won this play but that play was not only for her but for everyone there. With a confident & smiling face she left, actually she was concealling more may be she would have danced at her victory but stayed quite because of the people around her.
After she left what happened was really a boon to others as none were able to light the candle with the sticks and were given a green signal to leave to class without any interruption as none of the juniors revealed that the stick had been damp. Actually what had happened was when Geet had feel on the ground the box had feel down in moist grass, which none of them saw at that time. Now the seniors were getting suspicious why none are able to light it are they acting? Then one of them noticed the wetness of the sticks. So when it was my turn they changed the rule if you light it only then you will be set free.
I never had lost any game or battle then how could I just bow down when it was the question of lighting a candle. I made my hands covered there vision of the candle and the stick and within seconds I lit the candle without any trouble. What did they thought that this is the only stick through which the light could be generated. There are other ways to do that & winning over me is not going to happen ever. Without any further delay I dropped the match box in the nearby bin & went to the class with a stride which meant not to be stopped by anyone.
I was joined by the guy who came running towards me while he said “Hey man, slow down, how did you do that”. I didn’t stop but started to move towards my designated class. When he came in front of me introducing himself “Hi, I am Yash and you are” “Maan” was the only thing which I said and entered my class to see Geet in the same class of mine.
Another lecture starts from today, well that is one thing I always disliked but still I have never let the other person to feel that I am not one of the keen listener as I don’t ignore them but just bear there words which some or the other time has been useful. This time I had a silver lining say it a distraction or attraction which would last for atleast a little while.
I entered the class to witness Geet who sat at the front bench with her was Pari, looks like both are friends that they are sticking together. Class was almost full any time the classes would start as the time to start was nearing. I sat away from everyone as I was never a man who needed company.
My loneliness didn’t last for long as it was accompanied by the slim nerd with broad forehead and wide cheek bones that narrow to a small chin with the naroow frame spectacles guy Yash I wished it was Geet beside me but this time I have to bear with this one as the guy, yes Yash was behind me and had followed me to the place where I had selected to sit. Well there was a special thing at this position and that was the view I would get, from here I could see the professors & behind the dias was a glass on which the image I could see was of the reflection of Geet.
Time passed a person came said something and then my eyes went back to Geet who was busy in writing and then she was lost in seeing something when I glanced where she was looking at I saw some other person who stood at the podium. I wonder where the other person went but before I could ponder about that my eyes went on the pen which was just about to touch the curvy glossy lips of hers.
Constant bugging of Yash gained my attention as he was mentioning something about some Economics, business and management I glared back at him to stop him from irritating me. As I take a quick look at the platform to witness yet another different person there. Have I started seeing things, was that a mirage or did the face of the person change like chameleon?
I wanted to see what was happening around so I kept watching him but as the person was a lean bald guy he wasn’t covering the glass behind giving me more access t0 my distraction she was time & again glancing over her lace tied around her wrist. It took a minute more to realise she was getting bored maybe that’s why she was checking the time. That is when I checked the time which said 3 and half hours has been passed since I have been sitting here in this place. That means this is the 4th class of the day & I haven’t heard a word from anyone.
Suddenly Geet’s face had shone and next second there was a long ring indicating the end of the first session and once the unknown professor left the room she & Pari flew from there may be they were hungry. Half n hour of break like everyone I too headed towards the canteen to check what I can get to fill my appetite. I had got one plate of food and sat away from the crowd when I saw my hearts leisure pursuit the blue girl getting her plate filled with food.
I saw them looking at the whole canteen to check for a place just then Yash who was just behind them showed the table where I am sitting. He wanted to watch her everymove but staring like that when the other person was watching straight back at you was not manners and that too when I held the fire to consume her.
My eyes were unwilling to obey my order to look anywhere but her. Then somehow I managed to concentrate on the food but it was just for a second then it was back on her. Fortunately this time she was looking at something else at the other end. She was looking at that direction more intently making my inside to burn. I turned my gaze towards her vision and that enraged me again as Geet was looking at the seniors and one of them who was leading the ragging session was heading to our table. I wouldn’t mind breaking his bones or even burning him to show him the glimpse of hell.
He was just a feet away from his table when the ground under him vanished as he lost balance and swan through the air bang his nose to the ground. He was carrying a plate of food he had picked it up on his way and all of it he had been carrying in his hand fell on his head and finally even the plate hit his head giving him the award he deserved. That’s when I noticed the wet floor and the caution board kept to be careful as the floor was slippery.
A slight giggle caught my ears out of the whole laugh going around the canteen and that was from none other than the girl who sat infront of me. She was trying very hard not to laugh as it would only instigate the others and bring us under their scanner. But even then she couldn’t stop the smile that escaped against her wishes and adored her lips. The twinkle in her eyes which held the power to hypnotise even a saint.
It was the first time she sat so close to me and I was failing to stick to my previous decision of not to stare at her but when did the heart listen when God’s such a exquisite creation was right before my eyes. She had her eyes fixed on the table I just didn’t know what is so interesting out there on it while I couldn’t move my gaze from her. I wished she looked up to me at least once so that I could read what she was thinking. Maybe she didn’t noticed me till now as she was busy with the laugh she got to see here but before I could make that statement sink into my heart she raised her lashes to meet my molten eyes to lose the whole world around us or to find a new way together.
Change is the only thing which is constant in life and is the same thing which I am experiencing now. My sense’s which has always been active in alerting me of my surroundings has changed its allegiance. My eyes never leaves the sight of her as it only tries to find more about her while I always search to hear her melodious voice in every sound that hits my ears, I wait for the moment of slight touch of her veil every time we have bump into one another. It takes every ounce of my will to resist from tasting this forbidden fruit. She is all bent to change me as she smells like a dew drop making me to hate the thought why I hated that before.
The fact which I always certain about eradicating the darkness & lighting it seems to be lost with the way my life had taken a turn. My day which always used to start with the sprinting before the breaking of dawn to keep me fit and focussed has also changed. Now after sprinting I would do my exercise using fire to help me keep focus on the issue that is on the hand. Every day I try new ways with fire I would light up the edges of the stick with fire and swinging the blazing stick in different ways so as to wipe out that vision which has plastered to my eyes.
That day when our eyes had met, the world around me had just ceased to exist. Those deep blue eyes held me captive in her spell that I felt I wandered into a place where every thing was so serene that I didn’t know whether I was lost before or am I getting lost now. I was looking deep into violet & green mixed pupils of her to find what all secrets that could unfold infront of me. But what I found was a haze image of person’s face which started to disturb the tranquilly of those orbs a bit later what I saw was it was not just the disturbance but vanquishing the glow with the flame of that persons mere presence which turned into my face. That was the harsh reality of mine which broke my trance and I had left the table in a rush leaving everyone to ponder anything what they wish.
I would now rather light up the whole place to make me remember the fact of my presence in anyones life would only harm everyone. How could I forget why I am all alone? I break one another stick that was in my hand with the rage which had only amplified the concealed fire in me. I have led lonely life because of this reason, when ever I have lost focused I have not only lost my dearest and nearest but also have felt the burnt of it my own self. How unlucky am I to even not retain a companion for even a small part of this long life. With these thoughts cruising in my mind everytime I would never know when the dawn breaks & the day starts. But with my starting ignorance with the surroundings one had not left to remind me about my college and that was Yash who used to call me with his stupid problems.
Exactly now I got a call from Yash making me realise the time as even the sun elevated high in the sky failed to be gain my attention as I was busy fight with the inner battle. I switched on the Bluetooth and without a second delay he started his cribbing.
That reminds me of the act of last night when I had held the light in my hand & had snapping the fingers lighting it & switching it off with my thoughts running about the past and trying to get the things straight in present.
“15 minutes.” I reply and make my way to start yet another day just like past 8 months but before I leave this shore I put of the fire which I had set around the place. Out of all these things against me this is one thing that I am glad of this deserted place to give me my privacy.
As always my eyes search that place where I had seen her on the first day but as every other day even today I couldn’t see her there maybe it was just by chance that she was here that day. I again console my heart which still wants to see her against my will. And in these 8 months every single day didn’t end without an encounter of ours but every time I shifted my course away from her as those eyes held something which could not be comprehend. During the classes I try to gauge her reactions but she didn’t let me through her lashes making it difficult to read her.
Things which made these encounter possible were Yash & Pari and their budding love story. There talks left me know more about Geet, how she is, how even she came here after losing her family. How lonely she has become now and how she is coping with her life. What her aims are, how she has influenced Pari to be more focused about the future. I get to hear each and every word about them from Yash.
There is not a single place in the college which doesn’t remind me of our encounter and just a week ago when Geet was searching for Pari near this fountain at the entrance of the college where I am standing that was the time we met again face to face to let me read her mind through her own blue eyes.
This time when the cover of her lashes had been shed for my view all I could see was the same mischief gleam in it. But what is she upto now, did that senior again became the scapegoat of her acts. She has been enjoying that senior’s state to an extent which none knew except me as always after every fall of his she had walked away with a winning stride. One thing which even I didn’t know was did she do anything which always landed him in trouble or was that a pure coincidence that whenever she was present he was embarrassed with one or the other thing.
Last time I had accompanied Yash to the mall as girls wanted to do there shopping while Yash wanted to join them and I also went along with him. Once they had roamed alround the mall we had settled down in the food court to fill the hunger of stomach. The seating arrangement was in a semi circle round the table and at one end was Geet next to her was Pari and next was Yash, after him I sat.
I smiled looking at the them planning for the seminar which I didn’t even know there was I never had to bothered for any academic activity as even before I realise the need of the work it would have been done for me too. Yash was someone who used to do it for me I never did ask him for but he simple did it for me and then it become a silent treaty that he used to hand over all the assignments to me. I could have asked him the reason for it but then I never indulged in talking with anyone not even Yash, who was my hostel roommate.
Pari loved Yash but always gets irritated with his “I am scared attitude” college works were not an issue but handling the world or people was something he always held a back foot. I guess this was the reason Yash always used to be with me scared to be alone, scared that he might just get into trouble and I tagged with him because he never asked any questions about me but just used to bug me with non stop talking about the college or Pari or her friend Geet. That was much more than a vital reason to actually tolerate him and his actions.
There was sudden hustle bustle in the food court, apparently some waiter was pushed by someone making all the food in his hand to spilled on the ground and that person was none other than our same senior who had lead our ragging session. The owner was all set to bash the waiter & dismiss him from the job as he thougt the waiter couldn’t even handle his customers properly, creating disturbance to them and also damaging his places aesthetics.
And this senior of ours who was having fun in this trouble just was leaving creating the mess and while crossing over the table next us the kid who sat there was supposed to have her milk in the bottle but the kid opened the cap in a way that all the milk erupted out of it spilling it all over the place along with the wetting the pants of our beloved senior in turn making him embarrass infront of all the people. At that time her eyes showed “you deserve it” look.
Today too her eyes conveyed the same thing to me but who deserves that, was that me or was that someone else. I was still searching for answers when a loud laughter hit my ears and that was of Yash & Pari who came running & laughing even before I could ask them they started to narrate that the gardener was having trouble why water stopped suddenly coming in his pipes while watering the plants and then he tried to twist them in all direction water gushed out like a stream which unfortunately showered on our same darling senior.
Once Yash was here I moved out to our hostel when Yash again started his pleading to accompany him to Pari’s house as she had challenged him “Yash if you love me you have to come to my hime without getting scared of my owner who stayed next door. Only then I will talk to you.” Did I needed this pleadings no defiantly no, but still how would I just give in so I gave him “I am not interested” look and then I finally agreed to him.
We knocked at the door of the girl’s home late at 12 midnight as it was quite a distance we had to travel. There was hesitation quite visible on Pari’s face as she opened the windows to check who is banging the door at this hour. I could clearly see one was shocked while the other pretended to be shocked as she was not afraid of facing any situation. As it was a season of rain many would come inside the front yard for shelter but now it wasn’t raining either and even if it was entertaining an outsider at this hour was not safe.
We stood at a distance so when she checked the window none were visible, then she had a confused look thinking who banged on the door. Just when she thought to close the window and return to bed we came out of the shadows scaring her a bit as she asked who it is. But only thing she heard was her own sound and crackle sound of the dry leaves.
Surprise was the word Yash screamed making her squeal in shock but then she was happy to find her love leaving his inhabitation self.
Surprise was the word Yash screamed making her squeal in shock but then she was happy to find her love there leaving his inhabitation self and visiting her.
“Yash is this the way you come. There is a calling bell which you could always use then why were you banging the door like that. You just scared the hell out of us.” Pari growled on Yash.
“I don’t know why she gets scared suddenly of such little things.” said Pari referring to Geet’s action.
“Yash left a sigh once Geet left as he can have his little talk with Pari now without interruption. Now you will do as I say” Yash whispered.
Looking at them I thought they need a little more privacy so….
I left that place at once and started to move backwards when I heard something rather say some sound. That made me realised that the path I choose leads to the back yard of the house where Geet went. The thought that she is there was enough for me to move more faster my mind constantly warned me not to go and face at this time but when did mind had any say in front of this heart.
My luck was not with me today as suddenly there was lighting followed by a noisy thunder. Normally boys liked these situations where girls would be scared and cling to boys but here it was a different story as I despised rain. Seeing the pouring rain my legs freeze at the place I was safe under the shelter in the pitch darkness where no one knew anyone would exist. Even in the most solitary life I have an angel who had descended from the heaven whom I could gaze till my hearts content.
Geet was in her light violet velvet suit stood admiring the sky above. I stood as far as possible but my eyes could view her from head to toe, I guess she was also standing below some shelter as there was not a drop of rain falling on her. She was not only admiring it but also waiting for the rain to fall as the moment she stretched her palm a drop fell on it, she did the same again and again collecting the drops of the rain in her palm. It looked as if the rain was waiting for the orders of her to fall. Once it was full she let them drop on the ground making the sound like pearls were falling off from the necklace as they didn’t just fall but also they had another path to follow.
She was the commander in chief imposing the flow of rain. Slowly the drops of rain increased & made its way from her shoulders to her long silky hands gliding over them to reach the small little fingers of her just before they descended to reach there fellow droplets. If that was the sight I beheld unknown to her next set of her acts just made my insides move as molten lava.
The water which blessed themselves touching her forehead slid through the sides measuring the length of her sleek neck before they disappeared into the fabric. The view brought him of my revive giving me a reality check about my act. I was not supposed to look at her like this minutely. She has always hid behind the mask of a meek girl and now thinking no one is here she would have let those masks off her face.
She might have not been this free had she known about my presence here. But I didn’t have it in me to turn back from her. This time I wanted her to decide and it would be easy on me to feel her rejection than turning back from her. With this decision I let my legs lead towards the magnetic pull.
I couldn’t have stepped in rain too so I stood at the rim of the shelter making my presence known to her. Passing the message towards her clearly that she is not alone to let her barriers down and baring her oneself to me. She stood in the middle, hands out stretched to let the rain drench her. Even after making my presence evident she didn’t deterred was she so involved in her own world that what is happening around, who is there beside her didn’t matter or was she giving me a treat by letting me to witness her subtle movements of unparalleled grace.
Rain which had drenched her whole form gave a shiny effect to her. With a determination which none could stop her to express herself today neither the rain nor my presence. She bent her back in a semi circle swinging her hands in a way that looked like a white rainbow twinkling in the moon light. Was she dancing with rain or was rain dancing with her, was she following it or was that following her moves was all I could ponder about as she and rain matched steps with each other.
Unknown to me “Geet” came out from my lips it came out just as a whisper and I doubt whether my own ears heard it or not. But as the name left my lips the rain just came to end like it was waiting for me to utter and it would stop and with not a drop of rain pouring her whole concentration turned to me. I stood there waiting for her reaction, would she walk away as I do or…. I didn’t know what to expect. She slowly closed the distance between us and stood right in front of me.
Her eyes held an unknown compassion which I could not understand. I felt a sudden chill spreading around me was it the dip in the temperature or was it her who was cooling my fire in me. My eyes closed for a brief second to hide the things which it may give away if I look deep into the blue ones it may questioned me anything. There were many things which my heart wanted to convey but words were just not enough to express them. Many emotions were binding me with you bring in a new flavour sweeping us into a different world. This is the riddle which could not be hidden within me or with in her or even the world.
I was still entranced in her when I felt her chilled hands touch my cheeks sending shiver down my body. It took only a second to ignite the fire in me; it took lot of efforts to break the shackles to let my hand to stretch so that I could feel that creamy skin. She closed her eyes to engrave the feel of me on her hand, so did I wanted to engrave it. I was just an inch away when she trembled back and before I could comprehend anything or hold her she collapsed on the ground & like how the water gushes out when the gates of the dam are opened the rain poured out on her.
What happened was something has happened with me many times before too when ever I have left my confines things has gone messy. That is the reason why I have to be alone & none are allowed to be with me. My mother left me giving birth to me to live in this world all alone; my father was there only till that another natural calamity which shook more than half of the village when I was a small kid. From that time all I have led is a life alone each day was like a year or even more than that.
Relatives were there to support me but even that didn’t last for more than few days as they would fell into deep troubles due to me. So I had spent most of my life in an orphanage far away from everyone who was my family once. This was my curse which I am still burdened with. And today that has spread to Geet, she fell the moment I thought to ignore my curse but it was all present to remind me of the repercussions if avoided.
I still stood the same way gazing at her fallen state; I couldn’t gather enough courage to even check her. What if she also just left because of my mistake? It would have been better to be away than to live in guilt for becoming an endangered curse to someone else. With the sudden enormous sound of water gained the attention of Pari & Yash so they came out to check the reason for it and all they could see was Geet lying in the pool of water while I had lost my voice to tell anything to them.
I started to take my steps away from her whereas Pari was trying to revive Geet by patting her cheeks. Yash asked her to pull under the shelter first so that she wouldn’t catch cold. They tried to rub her legs & hands it was turning little blue due to chillness of water. Yash looked back at me to ask what happened but what would I reply, there was nothing to tell it was all my fault to have agreed with him to accompany Yash to her place.
My strides were moving fast to just hide myself away from everyone especially from those blue eyes mermaid of my life. I push all the things in front of me & put everything on fire with my own hands but would that reduce the blaze in me. Ripping of my self also didn’t reduce the helplessness in me. Why should I be compled to live a life like this with no love no happiness all alone nothing pleasing can exist around me? Why it is that anything that wants to give me bit contentment would turn into ashes before I could embrace it. Why can’t I hold a little bliss in my palm?
All I had heard was they were taking her to the nearby doctor, I so wanted to check on her but it was best with me not going near her. I waited at the shores waiting for the sun to break the darkness, which was actually trying to consume me within it. After what seems like eternity I just couldn’t wait more but wanted to know if she was fine, I decided I would only see from far & then will move out before anyone would actually notice my presence.
I stood at the doorway hearing that melodious voice of speaking to the doctor which was a relief till I heard there talks. The doctor was quite upset about something but what was the fault of Geet in all these things which happened.
“Geet, I am telling you last time you have to be careful, I can’t hide these things everytime. It was just pure luck that your friends bought you to me, what would have happened if they would have taken you to other doctor.” Doctor was scolding sternly.
“Doc, I would have managed it.” Geet answered meekly.
“Right the way you just managed it today. I have answered others as you got dehydrated but I want answers from you now? What happened & how did it happen if you had taken all the precautions.” Doc questioned.
“2 days, what will I do here for 2 days? I am perfectly fine & I would like to take your leave now as I need to attend the class.” Replied shocked Geet on the sudden order passed by her doctor but when did she listen to others.
“No, you are my friend, so bye.” Geet stromed out of the room after saying that.
There talk left me in thinking what was it that they were talking about was she hiding something or is she under some medication due to some disease. But if I question the doctor she would definitely not spit out the truth. Doctor must have known Geet for a quite a period and that’s why she was so comfortable & then also she hid the truth with Yash & Pari also that too even before she consulting Geet. I should follow her to know more but after what happened yesterday night I need to be very careful & stay away from her.
I have been observing her more meticulously from past few hours but nothing actual changed in her ways neither in action nor in words. Still we didn’t speak neither she nor Yash or Pari actually asked me about that night. It was as if nothing happened, don’t know what Geet said to them but they were actually being careful with Geet, making sure that she had lot of liquids. They didn’t let her give presentations in seminar also but only person who regretted that was me as I couldn’t hear her.
Yash asked me to help them in the last seminar and the group discussions for the year before college breaks for the exams so that Geet could take proper rest. I agreed but I didn’t know what I am supposed to do so he gave some notes which I had to go through & speak about them. Seminar was said to be on one of the topics in some subject which we read but the group discussion was just a practice session so that everyone would get good exposure to the presentation skills. I actually wondered what am I going to do as I had not an iota of idea how these are done but this would help Geet is all I know so I had to do it.
Seminar finished & I don’t exactly remember what all I have to say. Seeing my capabilities with words they had given me a small part. Was that a 5 min material which I finished it in 2 minute or was that only a 1 minutes one for which I too 2. But whatever it was that ended without much hanky panky. Well one hurdle was crossed & the other awaited. Yes the group discussion would start in a while, groups were made. Pari, I & few other class mates were selected and made the group. The topic was read out it was “Myth”.
With that few started to oppose it & many started to agree with it. But when I heard what all they were discussing I couldn’t stop my self from putting my view in it.
“How could you say that God is a myth” I questioned.
“If he was there then people would not have suffered unnecessarily, take your example are you not an orphan… why?? because God took away your parents that too in a natural calamity which was controlled by God.” Pari replied.
“It was not the God who controlled these calamities they are done by the people who are posses the power to protect the nature and people in this world.” I counter replied.
“Oh you are a believer of those grandma bedtime stories in which God entrusts some power to three people who were termed as guards of the earth but these people quarrelled among themselves to attain the supremacy over the human beings. If only one is left they would be invincible who could be termed as equal to God.” Pari questioned.
The whole discussion was heating up between Pari & Maan and everyone present there were just a mute spectators as they didn’t know where it all would go to. Some had heard these stories in there childhood from there elders but then with time all these things were termed as only story.
“Yes I am a believer of it but that is not the whole truth what all things they would have to undergo for being a guard is not known to many. Life span of these persons would be more than 400 years which they should be spent away from everyone if those powers are entrusted. These powers would be there curse but also a boon, which could be used to restrict many calamaties. And humans never get to know what things were averted but can only know & rememeber when these gaurds fail. Yes they fight among themselves but are these fights for gaining supremacy or to gain freedom from those things is still a mystery which none have been able to know it till now.” I said.
I would have said many more things but I was stopped by the sapphire eyed girl who pleaded me through her eyes to not say a word more and how could I utter a single word after that. My tongue was now tied with her plea so I let every other person to continue with the discussion and in no time the hour flee so did the students from the class.
This was the last class for the year and students would forget about all these talks is what I could wish for as many were worried about their individual exams or was excited for the farewell party of the seniors which the juniors had organised for. I don’t know whether I blabbered more than required or was my speech revealed more than necessary things.
Pari responded “He started” pointing all the blame towards me.
“I know who started what even I was here only. Now do you think about yourself Maan what were you doing talking all these stories.” Geet turned towards me questioning but she was shocked and continued “Now where did he go?” as I was not there standing but had started to move out of the class saving my self from there questioning eyes.
Today is the farewell party girls were dressed in red & white combination where as boys were in red & black combo. For a change juniors had planned to rag the seniors on there own farewell which was led by Pari & group, well I knew whose idea this would be. Time has changed so had the relations too in past 10 months seniors have become more friendly and supportive, thus playing pranks with them would not be a trouble and anyways they are leaving the institute so the coast is clear for fun.
Party was in the open air hall in the grounds of the college which had a stage at one end where Geet was speaking to Pari who stood beside her with today’s event manager & at the far end was the fountain where I stood gazing her every move. She looked angelic in that white salwar of hers as blue veil adored the slender creamy neck. Yash was running behind Pari helping her out with all his love and I was standing away from everyone feeling glad that atleast there are people whom I would love and they are infront of me.
People dressed in vibrant colors were already to enjoy & have fun as the party was about to start. Whereas things don’t happen as you wish for and who knows that better than me and exactly the way I had the intrusion there was a sudden hassle alround the place everyone were running into the college that’s when I witnessed the tornado coming towards us.
I stood waiting the tornado to come to me as what can it do to me carry & through me somewhere that’s it right. However when it was just a yard away from the ground when it stood still as if something stopped its way. When I look around the ground there is no one present but my eyes stopped at one place where a girl lay may be unconscious and it didn’t take a minute to know who that was as she is Geet only girl who was in her blue while everyone was in red & white.
I flew away from the college far away from the place where I burnt her with my own flames as I was not able stand any more minute at that place; how long do I have to face the same thing again and again. Everytime when the sadness has engulfed me I have always consoled my heart that it isn’t my mistake everyone has to go through these pains in their long-lasting life. Heavy as this heart feels now with the overwhelming emotions I stare at the Sun which is all set to take a dip in the vast expanse of ocean but now I have nothing to hold on to there is a deep stillness which has settled in me as the world has moved but I haven’t.
With the increase in the pour even ocean seems to be more intended to swallow me within as I hit the first waves of the huge mass. It left me shocked as I could hold to anything, I felt like I am moving without my own will. Today there was only one will that was to try every possible way to put off this blaze. Even the thought has not left my mind I was hit by another way, now it seemed as if I was floating in it and next second I was submergered in it. I want to go deep into it so I tried to find the ground and started to walk into the depth of it.
As I stepped deep within my luck just flew away because the water which was soothing my soul just sweeped in making a space between me & the water mass. Same like Geet had created when we were in the college, was she here or was it someone else who possessed the same power. “Geet …” my lips took her name as a whisper and just as that day today also rain which had been pouring stopped and my attention went towards the form in the shadows.
“Yes … Maan we can but are you willing to be with me till the end. Will you love me without any of my ability to control water? Will you love me….?” She replied with uncertainity.
“Maan, you need to let go this fear and worry nothing will happen to us. Yes, we will have to work hard to survive now.” She pressed her ear to my chest while she continued “But together we will surpass every hurdle that comes in our way. This isn’t yours anymore but mine now so stop troubling it.” She said refering to my heart also showing her dominance over me.
“Shh…You don’t have to voice it Maan, your face convey’s it all, every thought that your heart analyzes, every notion it evaluates, every outcome it concludes. You are just as open book to me as I am to you.” Geet declared her point.
By the time I was back Yash was up and had sat up against the rock as I hand over a bottle of water to him. He seemed surprised and undoubtly happy about something.
“You guys are making fun of me and we are all worried for you. I wouldn’t have been awake had I sleept last night, but after that storm had eloped you guys there isn’t a place where we have not searched you. Today I thought lets look at the opposite direction too and here I found you guys.” Yash explained the reason of his presence.
“Carry him, I can walk we will get more oppurunities going forward.” Geet smiled winking at me.
And today this diary answered me why I could never hear what they were worried about was that about the mess or about me contolling my powers as both could read each other face without voicing a word from their mouth. Today I am very happy reading that my parents too had powers like me, actually defeated the air power and that’s why I their daughter am gifted with power of air.
She grew faster than we could think and tomorrow is her 18th birthday and I couldn’t see her confused and worried anymore uncessarily too. Yes even her face revealed every secret of hers. And that’s why I decided to place this diary in a place where she could get her hands on it.
“When were we separate from eachother Geet.” Papa buttered Mama so easily. | 2019-04-22T16:52:49Z | https://jeevanap.wordpress.com/incredible-fusion/ |
N.B. If any minutes were taken of the meeting in 1985 then they have long since been lost. These two articles, authored by Katherine, cover all of the content of her talk, and more.
As anthropologists, most of us would agree with Bruner that "our first responsibility is to respect people's accounts of their experiences as they choose to present them" (1983:9). However, those of us interested in historical anthropology face a special challenge since we are rarely able to draw upon indigenous accounts of everyday life. Even when we are able to use such texts, the problem of ethnographic authority remains (Clifford 1988:8; Clifford and Marcus 1986). Considerable work is being done in historical anthropology in reconstructing indigenous histories by using the early narratives of Western observers. However, such efforts have obvious problems of observer bias (see Cohn 1987:136-171; Said 1978; Savage 1984). Furthermore, as in the descriptions discussed in this article, the outside observers have sometimes recorded opposing opinions. How are we, as anthropologists writing today, to assess such conflicting appraisals? Using the case of textiles in 19th-century northern Thailand, I should like to suggest that by reconstructing the political economy of a society, we can evaluate contradictory historical descriptions.
From Veblen (1912) and Simmel (1957) to Weiner and Schneider (1989), an appreciation of the varied manner in which textiles symbolize social distinctions has been longstanding. As Bourdieu has written of symbolic goods in general, textiles can be an integral part of the "infinitely varied art of marking distances" (1984:66; see also Barthes 1984; Sahlins 1976). Often the distinctions are extremely subtle. Writing of the use of fashion, Barthes notes the importance of details as "concentrated meaning" (1984:185). For Barthes, just a detail can change an object's meaning: "a little nothing that changes everything; those little nothings that can do everything" (1984:243). However, more than just symbolizing distinctions, textiles have also been shown to constitute and consolidate social differences through their often vital role in a society's political economy. In his pioneering article on tributary textiles in the Inca kingdom, Murra notes not only that "no political, military, social, or religious event was complete without textiles being volunteered or bestowed, burned, exchanged, or sacrificed," but also that cloth served as "a primary source of state revenues" (1962:722).
insights into the semiotics of consumption and an important methodology for historical anthropology.
Others have made a similar point (see Schneider 1987 for an excellent review of the cultural, economic, and political significance of cloth). As Weiner and Schneider summarize, architects of centralizing polities have awed spectators with sartorial splendor, strategically distributed beautiful fabrics amongst clients, and exported the textile output of royal and peasant workshops to earn foreign exchange" (1989:2).
Contradictory assessments of dress also occur in 19th-century descriptions of northern Thai dress. The anonymous author of one of the earliest surviving accounts remarked on the lack of class distinction in women's clothing: "It is curious to notice the uniformity and universality of the female dress. The higher classes vary the style a little by inserting a very showy strip of wrought silk next above the bottom piece" (Bangkok Recorder 1866). Twenty years later, an American missionary working in northern Thailand wrote in almost identical wording: "Rich and poor all dress alike, except that the higher classes vary the universal style a little by inserting a very showy strip of wrought silk into the skirt near the bottom" (Cort 1886:348).
Thus, depending upon the archival source, contemporary scholars can reach opposing assessments of the character of these earlier societies. Research on textiles in mainland Southeast Asia is just beginning (see Brown 1980; Cheesman 1988; Fraser-Lu 1988; Lefferts 1988, 1990; Prangwatthanakun and Cheesman 1987). Prangwatthanakun and Cheesman's Lanna Textiles: Yuan, Lue, Lao (1987) is the only full-length work on textiles in northern Thailand; as such it is an important preliminary study, especially useful for describing some of the items woven and the techniques used. In this article, I examine the broader social context of textile consumption and production, drawing upon two major kinds of sources, archival and oral. The archival sources include consular reports (primarily British), 19th century newspaper accounts, travelogues, and works by American missionaries. In addition I have interviewed hundreds of villagers over the age of 80 living throughout the Chiang Mai Valley of northern Thailand.5 I use archival sources primarily for insight into the consumption, production, and acquisition of textiles by the elite; I rely more heavily on oral histories for insights into the everyday life of villagers. Based upon an understanding of the social processes of textile production and consumption, I argue that the controversy generated by the contradictory opinions of certain 19th century observers of northern Thai society can be resolved in favor of those who asserted that there were dramatic differences of dress and class in the northern Thai semiotics of consumption.
The Chiang Mai Valley was the site of the largest and most important of the northern Thai kingdoms. These kingdoms were located in the region today called northern Thailand but called "Western Laos" by 19th century missionaries and other foreign observers. The courts of the various principalities were located in the mountain valleys of Chiang Mai, Lamphun, Lampang, Phrae, Nan, and Chiang Rai, each today serving as a provincial capital. Although these kingdoms were independent, they had been tributary to the neighboring kingdom of Burma for several hundred years. During the 19th century, they were tributary to the central Thai court at Bangkok; thereafter they were incorporated into Thailand.
This article is divided into two parts. In the first, I examine the cultural significance of textile consumption in 19th century northern Thailand. I present some of the surviving descriptions of dress, ranging from the daily wear of commoners to the state robes of the ruling lords, and subsequently expand the discussion from dress to other applications of textiles, arguing that there were dramatic differences between peasants and lords in this broader sphere as well. In the second part of the article, I describe how this differentiation between elites and commoners was revealed in the social process of textile production. Focusing on the two most important textiles used; cotton and silk, I consider the overall importance of textiles in the political economy of these northern Thai kingdoms, noting the role of tribute and slave labor in the acquisition of textiles by the elite.
Previous studies have shown that 19th-century northern Thai society was divided into three major social statuses: the aristocrats (jao), the freeholders (phrai), and the slaves (khiikhaa). The aristocracy was internally differentiated by economic and political power. The greatest power and prestige were concentrated in those lords who occupied the five top positions in each of the kingdoms, while lesser members of the aristocracy whose inheritances had dwindled were barely separable from the peasantry at large. Free villagers were all liable to perform corvée labor and pay tribute to the ruling lords, but they were internally differentiated according to economic class. The wealthiest villagers rivaled many members of the aristocracy; in fact, many had royal titles and intermarried with the lower levels of the aristocracy. Villagers spanned the economic continuum, from those with land and numerous animals down to those who were destitute or landless beggars. The difference between slaves and free villagers was also often a gray area. Elite slaves sometimes worked very closely with their lords and received more benefits than ordinary commoners. On the other hand, the conditions for ordinary slaves were generally worse than those for commoners since the former were at the mercy of the lords. (For more on 19th century northern Thai social structure, see Bowie 1988; Calavan 1974; Ganjanapan 1984.) Nonetheless, although portions of this social spectrum overlapped, there were significant differences in lifestyle from one end of the spectrum to the other.
To give an idea of the purchasing power of a rupee at this time, some indications of wage rates are suggestive. Although very few statistics on northern Thai wage labor rates survive, I was able to find three references in the archival sources.16 According to the British trade report of 1894, porters were paid 12 to 15 rupees per month, assuming they carried an average load of 15 to 20 viss; about 54 to 73 pounds (Archer 1895). Some figures on the wages paid to laborers in the teak industry also survive. According to W. J. Archer, the British vice consul, Khamu workers who could once be hired for 40 to 60 rupees a year (and their food) could in 1894 no longer "be had under Rs. 70 to Rs. 90 a year" (1895). Writing five years later, Acting Consul J. Stewart Black gave somewhat lower wage figures, while also lamenting the increasing costs. He noted that Khamu workers were paid 30 to 50 rupees per annum, in addition to their food, which cost about 5 rupees per month, or an additional 60 rupees per year. Black wrote that in 1899 some teak laborers were being paid as much as 120 rupees (food included) and went on to castigate the native villagers for their indolence, commenting that "not even the attraction of what is to him [sic] a small fortune will induce them to undergo for any length of time the hard labour and isolation of forest work" (1 900).17 Thus, forest workers in the teak industry were earning anywhere from 90 to 120 rupees per year (including the value of their food), or about 7 to 10 rupees per month. Such wages paid to forest workers were considered a "small fortune." Although the wages paid to porters were higher, it should be noted that portering such heavy loads required tremendous stamina and could be done by only the strongest villagers. Furthermore, such employment was seasonal.
According to oral histories, the wages paid to agricultural workers were less. Many villagers cited rates of one win (approximately one-seventh of a rupee) per day for agricultural labor at the turn of the 20th century.18 Archival sources suggest that wages for teak workers averaged one-quarter to one-third of a rupee per day and those for porters averaged half a rupee per day. Villagers also recalled that in the early 20th century one rupee could buy a full set of clothing, including a homespun shirt and pair of pants or skirt.
Clearly, the aristocracy's most luxurious clothes were not likely to serve as daily casual wear. Nonetheless they marked a significant distinction in purchasing power and social status between the elite and ordinary villagers. A tin jok skirt border that cost 60 rupees represented at least four months' wages for the best-paid porter and over a year's wages for agricultural workers. Everyday peasant dress already represented anywhere from two to seven days' wages and thus constituted a considerable expense for the ordinary wage laborer.
The ruling lords of the northern Thai kingdom also had distinctive regalia, including umbrellas and spittoons. Whether a formal sumptuary code existed is, as I mentioned earlier, unclear. However, even without the evidence of sumptuary laws, I believe that there is considerable indication of significant class differentiation through dress.19 With the exception of state robes and regalia of rank, differences in dress may well have formed a continuum of wealth rather than a clear-cut differentiation based on status. Poorer members of the aristocracy, less able to afford the most elaborate of clothes, would have blended with those below them. Conversely, wealthier members of the rural elite, especially those who had intermarried with the lower ranks of the aristocracy, would have dressed more ornately. Nonetheless, overall, when one considers the cost of elite dress in light of the economic situation of poor villagers who were begging, stealing, or patching their simple clothing, a dramatic distinction emerges.
Textiles were used not only for dress but also for a variety of household items and on various ritual occasions. Such uses of textiles also revealed considerable differences according to wealth. Although the poorest villagers often did without, ordinary villagers used textiles for making mattress and pillow covers, blankets, bed sheets, and mosquito nets. In general the mattress and pillow covers were plain indigo or black with red stripes or trim. Bed sheets were plain white or white with a red stripe or checked pattern; fancier sheets had embroidery and in some cases more complex weaves. Mosquito nets were woven on special large looms, and many informants complained about how heavy homespun cotton mosquito nets were to wash.
Cloth also figured importantly in the lives and rites of the elite. In addition to owning more and fancier clothes, the elite had more and better household items. Instead of just having enough mattresses, pillows, and other bedding items for the family, wealthier families had additional bedding sets for guests. Furthermore, the guest bedding was considered an object of display and so was more likely to have embroidered ends and complex, time-consuming weaves. Even today wealthy village families usually have wood cabinets with glass doors along the wall of the main room of their home to showcase guest bedding sets.
The possession of ornate pillows was another particularly significant attribute of elite households. Although Thais had a variety of pillows, the prestige pillows were usually triangular and were used for daytime reclining. Their importance was highlighted in a British official's passing remark that such pillows were "to be seen in every house of any pretensions" (Lowndes 1871).25 Furnishing their palaces, the northern Thai princes displayed numerous luxury items such as foreign-made weapons, chandeliers, mirrors, lanterns, curtains, reclining pillows, and even imported carpets (Taylor 1888-1930:73; Younghusband 1888:63-64). In 1830 Richardson noted the presence of Indian and Chinese carpets (1829-36:63), and in 1885 Ernest Satow recorded that the ruling lord of Chiang Mai had European furniture and "a number of gaudy Brussels carpets" (1885-86:51).
The full extent of the differences between commoners and aristocracy was most visible when members of the ruling elite traveled in state or participated in public ceremonies. Royal barges had large cloth canopies: the royal barge of the central Thai king, according to one observer, featured "a canopy of cloth of gold where the King sits on a golden throne wearing a gold embroidered coat and golden shoes" (Dodd 1923:289). The royal entourage often consisted of scores of boats, the rowers all clad in matching uniforms. The elite also traveled by horse or elephant, the animals gaily festooned with decorative textiles. On state occasions, the highest ranks of the nobility used gold and silver decorative caparisons. Mary Cort noted that the gold elephant trappings were "worth thousands," whereas the silver trappings were "worth hundreds" of rupees (Cort 1886:349).
In addition to making public prestations such as those at the Kathin ceremonies, the elite would have given considerable amounts of textile goods away during any other life-cycle or calendrical ceremonies they might hold. Thai ceremonials usually included a merit-making component in which gifts, including monastic robes and embroidered pillows, were given as offerings to the monks (see Davis 1984). Archival sources also note the use of textiles as gifts to visiting dignitaries: the gifts given to Satow, a British official, by the ruling chief of Lampang included velvet mattresses, pillows adorned with Chinese brocade, and silk skirts (Satow 1885- 86:206). Thus, not only did the peasants and the lords differ considerably in terms of dress and household possessions, but they also differed in the extent to which they donated textiles on ritual occasions.
In this article thus far I have depicted significant differences between the elite's and the peasants' uses of textiles. I have described a range of dress: from the stolen and the hand-me-down, from the threadbare and the patched, from the simple cottons of commoners to the state robes of the ruling lords. I have also outlined some of the different uses of textiles in village households as opposed to the court. Here, I should like to show how the differentiation was manifested not simply in the consumption of textiles but also in their production.
As will become clear, both accounts are true; the differences lie in the type of fabric being woven.
Most clothing was made from cotton. However, contrary to what is commonly assumed, weaving was not a universal household industry; only certain villagers in certain villages wove (see Bowie 1988, 1992). The weaving of simple cotton cloth was spread quite widely throughout the Chiang Mai Valley, and certain districts were especially known for their concentrations of weavers. Those districts that had a reputation for cotton weaving in the past, especially the San Kamphaeng and Bo sang districts, have maintained their reputations down to the present. Furthermore, oral histories reveal weaving to have been a highly specialized activity, with different villagers involved in the different phases of production. By far the most commonly produced cloth was a plain white cotton, often later dyed with indigo. The villagers most likely to produce such cloth were the poorer ones, who wove both for their own household needs and for sale or hire. Such village weavers were more likely to find weaving an onerous obligation from which others were freed.
From the simplest and plainest of homespun white cloth to the most elaborate designs using imported fibers, the value of the fabric gradually increased. Striped or plaid cloth involved more work and skill, in both weaving and dyeing, than plain cloth and was consequently valued more highly. Cloth woven with imported threads, most often used for women's phaa sins, was more expensive than the domestic handspun cotton. The wealthier the village weaver, the more likely she was to weave the more time-consuming decorative items such as colored skirts or striped sheets. The more elaborate the design, the more likely the weaver was weaving for pleasure with a "cool heart."
The more complex the weave, the more likely that the weaver was affiliated in some manner with the aristocracy, as war captive, slave, or member of the court. Virtually each of the areas known for weaving is associated with an ethnic minority brought into the Chiang Mai Valley as war captives sometime during the 19th century. Baan Ton Hen is a Khyyn village; San Kamphaeng (particularly around the original district town of Baan Oon) is also known as a Khyyn area. The Khyyn are a population who originally lived in the Chiang Tung area: Chiang Mai led attacks on Chiang Tung in 1849, 1852-53, and 1854, and it seems people were brought back on these occasions (Wilson and Hanks 1985:29). Over half of the people living in the Lamphun region are said to have descended from war captives (Freeman 1910:100). Chom Thong town has a Lawa population, many of whom served as temple slaves. Unfortunately, I was unable to acquire any information about the ethnic background of villagers in Baan Aen since the entire village was forced to relocate when a hydroelectric dam was built.
Unlike villagers, who had to weave, trade for, or buy their clothing, the ruling lords were able to extract raw cotton, woven cloth, and dyestuffs as tribute. Their ability to levy tribute on broad sectors of the population provided the aristocracy with a quantity of cotton cloth no single producer could hope to match. Interestingly, the majority of villagers who sent cotton or cloth as tribute appear to have been hilltribe populations, such as the Karen and the Mussur (today more commonly called the Lahu). One of the Karen villages that Captain Thomas Lowndes visited in 1871 had just taken its year's taxes to Chiang Mai: "it consisted of Rupees 2, 2 blankets, and 40 viss of cotton" (1871). Richardson also noted tribute of cloth paid by the Karen during his travels in 1830 (1829-36:37, 45). Captain McLeod found that the KaKuis had to make presents of mats and cloths to the lords (1836:57). McGilvary commented that much of the raw cotton being purchased by the Yunnanese traders came from the Mussur; although he did not specifically mention tribute, it is likely that the Mussur too would have been expected to offer tribute to the ruling lords in the form of raw cotton or finished cloth. While the aristocracy were able to make apparently generous donations on ritual occasions, much of what they gave was in fact the contribution of others.
Thus, the aristocracy appear to have been able to extract raw cotton, simple cotton cloth, and complex cotton weaves through political means. Tribute afforded them both raw cotton and cotton cloth, and the labor of war captives seems to have provided them with complex weaves such as tin jok skirt borders. Although silk was considered a more valuable fabric, cotton cloth nonetheless had a variety of uses in royal households. The tin jok borders, even those made of cotton, would have marked their wearers as wealthier than ordinary villagers, who only wore plain skirt borders. Possession of textiles ranging from mattresses to elephant headpieces made from complex woven cotton would have similarly served to add to the prestige of their owners. Such cloth could be used as rewards for favored underlings or as gifts for visitors. In addition, cotton cloth made possible the public display of largess involved in merit-making ceremonies, since monks' robes were typically made from cotton.
It is also possible that royalty were involved in the cotton trade. There was considerable demand for raw cotton by Yunnanese traders and some demand for cotton cloth in Burma (Bowie 1992; Hill 1982; Reid 1988:91). British vice consul Archer mentioned in his trade report of 1894 that "women's cloths of coarse cotton, woven by the Laos [were] sought after in Burma as being very durable," although he added that the export was not very considerable (1895). Such cloth, together with silk goods, could also have been offered as tribute to other kingdoms. However they used it, lords - because they could exact tribute and slave labor - found it much easier to acquire cloth than did commoners, who had to weave fabric themselves or find some other means of acquiring it.
Archival sources also indicate that royal slaves were involved in silk weaving. The British official A. H. Hildebrand noted, "There is a good deal of trade capable of being done also in silk garments and silk fancy work, at which the slaves and others are great adepts" (1875). It is not clear whether these slaves lived solely at the court or also in slave settlements established to produce cloth for the court. Silk weaving is known to have been done in only two areas outside the court itself: the towns of San Kamphaeng and Hot (and their immediate environs). While silk weaving continues to this day in San Kamphaeng, in Hot only traces survive in archival sources and in the memories of the town's oldest residents. No information survives to explain why Hot, a town some 70 kilometers from Chiang Mai, would have been a center of silk production and weaving, or why the industry died out. (Villagers said it was because the cocoons scared easily and so had died.) However, in San Kamphaeng a senior member of one of the prestigious silk-weaving families recounted the local version of the history of silk weaving in his area. According to his account, lords victorious in war would capture various kinds of artisans and resettle them in their own kingdoms. Thus, silversmiths were settled near the south end of Chiang Mai town, lacquer ware artists in another location, and weavers in San Kamphaeng. This account indeed suggests that the silk weavers in San Kamphaeng may have been royal slaves weaving at the behest of the court.
Some idea of the potential scale of royal weaving was given by D. J. Edwardes, who wrote that the ruling lord of Chiang Mai had 300 slaves weaving cloth for him (1875). It appears that these Chiang Mai silks were marketed in Burma. In his summary of the Chiang Mai kingdom, Lowndes commented: "Weaving and embroidery are the principal handicrafts, the silk putsoes [phaa nung] are much sought after by the Burmans, as they wear three times as long as those of Burmese manufacture" (1871). He made a similar point about the silk woven in Hot, noting that it was "said to be very strong and durable" and adding, "A thitgoung [headman] showed me a putso that he had had in wear for 7 years, and it was by no means worn out" (1871).
In San Kamphaeng, where silk production has continued to the present day, raw silk was imported from Luang Prabang, Laos, and later from Mandalay, Burma. Raw silk was also routinely imported by the Haw traders coming from Yunnan, China (Hill 1982; see also Bowie 1992).
The geographical distribution of raw materials had social implications. Since sufficient quantities of cotton grew in upland regions of northern Thailand to be readily exported, cotton was more accessible to ordinary villagers and could, in turn, be extracted by the ruling lords through tribute. Since silkworms were not abundant in northern Thailand, raw silk had to be imported. Silk's scarcity heightened its price and its prestige value, serving to concentrate silk weaving in the hands of the court. Aristocratic control of silk production was further aided by the fact that the silk fiber is very fine and hence is far more difficult and time-consuming to weave than cotton.
A comparison of cotton and silk production, then, reveals important contrasts. While cotton was exported, silk was imported into northern Thailand. While cotton was generally woven by freeholding villagers, silk seems to have been woven by slaves and members of the aristocracy. While villagers, except those who begged or stole their clothing, had to obtain textiles through direct economic means, aristocrats were able to augment their own production through the political means of tribute and slave labor. Furthermore, because poverty was widespread and not all villagers grew or wove cotton themselves, many villagers faced hardships in acquiring clothing of any kind for their families.
Understanding the process of textile production helps contemporary readers gain insight into the cultural meaning of cloth to 19th century northern Thai. Once we understand the chronic poverty of most villagers and the difficulty with which villagers obtained even the simplest of cotton cloth, the significance of cloth in daily life and in village rituals becomes clearer. Simultaneously, we can begin to enter the cultural world of 19th century villagers to learn the social meaning of the difference between clothes made of cotton and those made of silk.
Understanding the productive process also helps us appreciate the manner in which textiles were interwoven with royal authority. Because of their coercive power, the lords were able to exact cloth as tribute from freeholders and labor from slaves. Their political position reinforced their economic position, since the textiles - and other goods - they acquired through tribute and slave labor were apparently marketed for revenue. The revenue and surplus textiles they acquired through the labor of others, in turn, reinforced their political position. By sponsoring large, conspicuous merit-making ceremonies in which they gave robes and pillows to monks, the lords enhanced their prestige and, ironically, created an image of generosity. The fine silks in which the lords dressed themselves symbolized not only their distinction from the poor but also their own relationship to the political economy of the kingdom.
Combining oral histories with archival sources, this article has examined textile consumption and production in 19th century northern Thailand. If we have an understanding of the social process of textile production, the "concentrated meaning" (Barthes 1984:185) of northern Thailand textiles becomes more apprehensible. Such apparently minor details of fashion as the use of a silk skirt border - or, as one early observer phrases it, "a showy strip of wrought silk" - can no longer be interpreted as meaning that "rich and poor all dress[ed] alike" (Cort 1886:346). Important differences in dress, household possessions, and ritual prestations separated the aristocracy from the peasantry. These differences signified profound differences in the relationship of each to the political economy. Thus, the semiotics of consumption in northern Thai society is illuminated by an understanding of its political economy. This article on the consumption and production of textiles in 19th century northern Thailand has been at once a description of the social context of textiles and an exercise in historical anthropology. The evaluation and appropriate application of archival sources present a challenge to every historical anthropologist, since these sources are replete with omissions and distortions. However, by interweaving oral histories with archival sources, we can recapture much of the fabric of the past. Oral histories enhance the archival sources by contributing some sense of the lived experiences of the unrecorded majority. This article has shown how developing a better understanding of a society's political economy can provide an independent means to assess the opinions of outside observers of indigenous societies.
Acknowledgments. This article emerges from my dissertation fieldwork on 19th century political economy, conducted from 1984 to 1986 under the auspices of the National Research Council of Thailand with a grant from the Social Science Research Council. Subsequent fieldwork specifically on textile production was conducted during the summer of 1989 with a grant from the Graduate School of the University of Wisconsin, Madison. I would like to thank Cornelia Kammerer, Jean De Bernardi, Nicola Tannenbaum, Patricia Cheesman, Songsak Prangwatthanakun, Kristine Hastreiter, Kate Bjork, Hugh Wilson, and the American Ethnologist reviewers for their various contributions toward the research and writing of this article.
1 Edwardes' summary raises questions about Anthony Reid's conclusion that in Southeast Asia, "the difference in dress between rich and poor, servant and master, king and commoner, was less marked than in pre-industrial Europe, where each man's station and even vocation could be read in the prescribed style of dress" (1988:85).
2 The distinctions of dress appear to have been quite subtle at times. Crawfurd wrote, "The better classes permit the ends of the dress to hang loosely in front, but the lower orders tuck them under the body, securing them behind" (1987:313).
Although the older men in northern Thai villages sport tattoos, the practice has fallen out of vogue among the current generation of northerners. For more on the symbolism of tattoos, see Nicola Tannenbaum (1987).
4 In the course of my interviewing I also encountered villagers who made mention of sumptuary rules with regard to housing and clothing, but they were unable to recall any of the specifics. The quotation cited suggests not only that sumptuary laws existed but also that they varied by ruler and kingdom.
5 During dissertation fieldwork in 1984-86, I interviewed more than 500 villagers over the age of 80 living in about 400 villages throughout the Chiang Mai Valley. I repeatedly asked villagers for their recollections of life when they were young as well as for their memories of what their parents and grandparents had said about life in their days (see Bowie 1988). This article emerges from accidental observations made during my dissertation research. During the summer of 1989 I interviewed another 100 villagers, specifically asking about textiles.
6 Considerable confusion is caused by the various linguistic borrowings of the 19th century English language sources, which alternately use Indian, Burmese, and central Thai words to describe northern Thai clothing. Thus, terms such as phaa nung, lungi, and putso are used in ambiguous ways. In general, these terms refer to the lengths of cloth worn by both men and women on the lower half of the body. The lengths may be sewn into a tube (as in the phaa sin) or twisted into a thick cord worn between the legs (as in the phaa toi). To add to the confusion, the usage of these terms has changed over time. During the 19th century, phaa nung referred to the length of cloth worn on the lower part of the body by central Thai men and women alike, corresponding most closely to the phaa toi worn by northern Thai men. Over time the meaning has changed to refer to the tubular cloth, or phaa sin, worn during the 19th century by northern Thai women and now worn by women throughout the country.
8 Bock, writing in 1884, observed, "A few Lao women are beginning to wear tight-fitting jackets, cut to the shape of the figure, with equally tight sleeves, something after the style of the 'ladies' jerseys' recently so fashionable in Paris and London, and involving no small amount of labour to get on and off" (1986 :327). Writing at about the same time, Cort made a similar observation: "Some are beginning to wear jackets or waists, but the usual style is for the women to have a brightly colored cotton or silk scarf tied around their chests just under the arms" (1886:348).
9 The indigo-dyed cotton daew chador and indigo shirts now identified as stereotypical of the Thai peasantry appear to have been of recent vintage, dating from about the turn of the century. Ironically, the blue farmer shirts (sya moh hoom) now worn by university students and Thai officials to demonstrate Thai nationalist pride seem to have been popularized by Chinese merchants. The daew chador has more in common with Chinese-style loose-fitting pants than with the traditional phaa toi. Additional support for the view that jackets became more common as the century progressed are provided in a few passing comments. In 1868 Henry Alabaster detailed his recollections of people's dress ten years earlier, noting: "I remember that ten years ago at any of the great festivals which attracted there 40 or 50,000 spectators, almost all wore but one garment - or a sarong and scarf. Now almost every one adds thereto a cotton or silk jacket" (1868). Stringer, writing in his trade report of 1890 specifically about northern Thailand, commented, "The wearing of singlets and coats of European pattern by the men and cotton jackets by the women is becoming more common" (1891).
10 That cloth was highly valued elsewhere in Southeast Asia is also reflected in the following Burmese proverb: "If you are on the way to an ahlu [merit-making ceremony], do not wear your jacket; carry it and put it on when you arrive; it lasts longer that way" (Nash 1965:232).
11 "A comment on the poverty of temple slaves in Burma supplies further evidence that the sheer amount of cloth in one's clothing was an indication of economic status: "They are poor these slaves, the men wear no brilliant putsoes and the women wear no vest beneath their jacket" (Rangoon Gazette Weekly Budget 1899b).
12 The value of cloth is also suggested in a northern Thai rhyme describing the payment that three women received in return for sexual favors: "Miss Kum asked for silver, Miss Huan asked for cloth, Miss Noja asked for an elephant. Hurry up and finish Doctor" (Bristowe 1976:127, cited in Patel 1990:127). Cotton's value as a commodity is seen too in the fact that there were traveling minstrels who literally "sang for their cotton." A favorite form of village entertainment in the past was soh, witty and often bawdy repartee between a male and a female singer, with musical accompaniment. One especially popular form of soh was the soh kep nok, or "singing repartee to collect birds." In villages with surplus raw cotton, this soh would be performed as soh laek fai (singing in exchange for cotton). Each village household wishing a performance would build a tree as a stage prop, with cotton representing the birds in the tree. At a certain point in the plot, the male singer would then "shoot down" all the cotton birds and put them in his bag. Having collected all the cotton balls, the performers would then move to the next house where they had been invited to perform, again receiving cotton as payment. (For more on the soh kep nok performance itself, see Shim- bhanao 1982-84).
13 Nineteenth-century paintings have been preserved at Wat Phumin in Nan and Wat Phra Singh in Chiang Mai.
14 Because during times of peace Chiang Tung and Chiang Mai were closely linked by trade as well as by cultural and linguistic similarities, I include these descriptions of Chiang Tung in the discussion of northern Thailand. Kun or Khynn is the name of the ethnic group living in the region around Chiang Tung (Keng Tung), many of whom were brought to Chiang Mai as war captives and resettled there.
15 Stringer wrote that Manchester chowls, "of which four different sizes are sold, fetch from Rs. 20 to Rs. 24 per corge of 20 pieces, and the Bombay goods, also sold in four sizes, fetch from Rs. 17 to Rs. 20 per corge" (1891). Chowl is another word for phaa nung. According to T. Carlisle's 1899 trade report, chowl was "the Indian name for the Siamese 'phalai' or 'paley,' that is the 'phaanung' or lower portion of the Siamese costume printed and furnished with a glaze" (1900). In other words, it was a length of printed cloth some three to four meters long. A possibly higher figure for the price per length was given by Alabaster, who suggested that if the British could manufacture sarongs to sell retail at about 4 to 6 shillings apiece, they might find a market in Thailand (1868). Since the rupee was valued at 13 pence in 1895, this would suggest a cost of 3.7 to 5.6 rupees per length. However, I have no figures with which to calculate the shilling/rupee exchange rate for 1868.
16 James Ingram has done a remarkable job of gathering wage labor rates for central Thailand (1964).
17 1t is interesting that while remarking on the indolence of the natives, Black commented that it was "not uncommon to find Khamoos working for foresters who had failed to pay their wages for 5-6 years" (1900).
18 Until the early part of the 20th century, the Burmese rupee (called the taep in northern Thai) was the dominant currency in northern Thailand. The Siamese (central Thai) baht only became the standard currency thereafter. The baht equaled 100 satang. The exchange rate between the Siamese baht and the Burmese rupee fluctuated but was about 80 to 90 satang per rupee (according to interviews and Archer 1895). Since a win equaled 12 satang, it was approximately equivalent to one-seventh of a rupee.
19 The significance of sumptuary laws is ambiguous. On the one hand, the presence of such laws suggests an elite strong enough to have them passed; on the other hand, it also suggests an elite whose status is being undermined. It has been argued that in England, where a variety of such laws were passed, they represented not the strength of the aristocracy but its weakness vis-à-vis the growing fiscal strength of the bourgeoisie. Sumptuary laws have even been interpreted as the protectionist tactics of a local bourgeoisie protecting domestic production against foreign imports (see Hooper 1915). They have also been interpreted as paternalistic efforts by concerned governments to protect their citizens from profligacy (Phillips and Staley 1961).
21 Far more remains to be said about the raw materials needed for dyeing. For more on this and other dyes, see Prangwatthanakun and Cheesman (1987) and Fraser-Lu (1988). See Schneider (1976) for a fascinating discussion of the importance of dyes in the political economy of Europe.
22 A few of the traditional ordination pillows have survived. I saw one that was among a villager's last remaining unsold treasures; it had been made by his mother for his initiation. A triangular pillow made of black satin cloth, it had gold thread embroidered into a flower design at the points of the triangle.
23 Cloth that has been worn as a woman's phaa sin can be very powerful symbolically. Soldiers often wore pieces from their mothers' phaa sins to protect them in battle, with the idea that their mothers had done the most to give them life and would do the most to protect them. This symbolism becomes even more intriguing when considered in light of the famous myth of Queen Chamathevi. She wove pieces of a phaa sin into a hat for a suitor to ensure that his arrows would fall short of their mark and he would thus fail in his quest for her hand in marriage. The stratagem worked.
24 Textile production seems to have been a more important and more widespread part of the village household economy in northeastern than in northern Thailand. Consequently, I believe, cloth goods figured more prominently in wedding celebrations in the northeast.
26 The Pali word kathina means a piece of cloth that in former times was donated to a temple for making robes; alternatively, it means the wooden frame on which the cloth was traditionally sewn into robes (Davis 1984:200).
27 Even today kathin ceremonies are "most often sponsored by government agencies, private companies, and wealthy families" (Davis 1984:200).
28 The central Thai king, King Mongkut, wore robes of yellow silk while he was a monk (Feltus 1924:53).
Rich people didn't know how to spin or weave. They bought their clothes ready-made or hired other people to weave their cloth for them. Rich people were too lazy to weave for themselves. But some rich people were stingy; they wove their own clothes instead of hiring poor people.
30 lronically, Prangwatthanakun and Cheesman suggest that in the past "every woman owned at least one tin chok for special occasions" (1987:12). Because these borders required so much skill to weave and were so expensive to buy, I am quite skeptical of this claim. I think that only the wealthiest of villagers, or villagers who were themselves expert weavers, would have owned a tin jok.
31 Hildebrand did not specify how the slaves of the second chief were employed; however, we know from Bock's account that one of the second chief's wives had her slaves spin silk. Hildebrand wrote, "The second chief's source of income is not so calculable; he derives a good deal from the labor of his slaves, of whom, with his wives and children, he never has less than 600 under his roof, and the number outside would probably double this amount" (1875).
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Understanding how landscape factors, including suites of geographic and environmental variables, and both historical and contemporary ecological and evolutionary processes shape the distribution of genetic diversity is a primary goal of landscape and conservation genetics and may be particularly consequential for species involved in ecological restoration. In this study, we examine the factors that shape the distribution of genetic variation in a leguminous shrub (Caragana microphylla) important for restoration efforts on the Mongolian Plateau in China. This region houses several major bioclimatic gradients, and C. microphylla is an important restoration species because it stabilizes soils and prevents advancing desertification on the Inner Mongolia Plateau caused by ongoing climate change.
We assembled an expansive genomic dataset, consisting of 22 microsatellite loci, four cpDNA regions, and 5788 genome-wide SNPs from ten populations of C. microphylla. We then applied ecological niche modelling and linear and non-linear regression techniques to investigate the historical and contemporary forces that explain patterns of genetic diversity and population structure in C. microphylla on the Inner Mongolia Plateau. We found strong evidence that both geographic and environmental heterogeneity contribute to genetic differentiation and that the spatial distribution of genetic diversity in C. microphylla appears to result partly from the presence of a glacial refugium at the southwestern edge of its current range.
These results suggest that geographic, environmental, and historical factors have all contributed to spatial genetic variation in this ecologically important species. These results should guide restoration plans to sustain genetic diversity during plant translocations.
Unraveling the factors that influence spatial genetic variation and population structure is one of the fundamental goals of ecological and landscape genetics . Patterns of genetic differentiation often reflect spatial variation in gene flow, and landscapes can influence gene flow through geographic and environmental variation and their combined effects [2–4]. Isolation-by-distance (IBD) is the correlation of genetic divergence and geographic distances, while isolation-by-environment (IBE) is a correlation between genetic divergence and environmental dissimilarity [5, 6]. IBE can result from environmental differences between populations that generate divergent selection, which reduces dispersal success between different environments, or from biased dispersal, which leads to higher dispersal rates between more similar environments [2, 3, 6, 7]. Thus, both IBD and IBE represent important ways in which landscape heterogeneity influences genetic structure in natural populations [3, 8, 9]. Inherently, geographic and environmental isolation are not mutually exclusive, and spatial genetic divergence among populations can result from reduced gene flow associated with both geographical and ecologic factors [2, 7, 8, 10]. The rise of modern spatial statistical methods and the increasing availability of high-resolution geographic and environmental data layers now make it possible to accurately describe geographic and ecological landscapes and to simultaneously estimate the effects of IBD and IBE on spatial genetic divergence [5, 6]. Understanding patterns of IBD and IBE is particularly important for species of conservation concern or that are involved in ecosystem management, because the outcomes of conservation strategies may depend upon properly managing genetic diversity.
One such species is Caragana microphylla, a perennial sandy grassland and desert deciduous shrub species belonging to the legume family (Fabaceae). Native to temperate Asia, including Siberia, Mongolia, and China , C. microphylla is a widely distributed shrub species in the northern steppe and agro-pastoral ecotone of China. On the high plain of the Inner Mongolia Plateau, C. microphylla is a key component of the shrub steppe landscape, and on the sandy land of the steppe it is a dominant species of vegetation . The species has been valued for its tolerance to heat, cold, and drought and for its resistance to wind erosion, sand burial, and hail storms. It has been used as a pioneer leguminous shrub species for vegetation rehabilitation and stabilization of widely degraded and degrading grasslands in China, because of its ability to serve as a windbreak and its capacity for carbon fixation, nitrogen fixation, and nutrient accumulation in sandy soils , and it can also be served as supplemental livestock forage with high nutrient value . Genetic variation and population structure of wild C. microphylla from the Inner Mongolia Plateau have been evaluated by different marker systems, including AFLPs, RAPDs, and microsatellites [13–17], but no previous studies have quantified the contributions of IBD and IBE to spatial genetic divergence in this system. However, better understanding population dynamics in species like this is an important goal for restoration ecology, ecosystem management, and landscape and conservation genetics. Studies like this one are critical for identifying the factors that shape the distribution of genetic variation in species undergoing assisted dispersal and recolonization so that genetic diversity can be managed properly .
The Inner Mongolia Plateau is characterized by pronounced biophysical gradients, presenting an opportunity to investigate the effects of multiple geographic and environmental factors on population connectivity. A temperature gradient runs roughly North-South, while a precipitation gradient runs from arid regions in the Southwest to wetter regions in the Northeast. An ecotone largely tracks the precipitation gradient, transitioning from desert in the Southwest to grassland (high meadow and steppe) in the central plateau and forest in the Northeast, with pockets of shrublands and sandy lands in the Southeast. Here, we evaluated population genetic divergence of C. microphylla across its entire geographic range on the Inner Mongolia Plateau, using a set of 22 polymorphic microsatellite markers, four cpDNA sequences and 5788 SNPs generated through genotyping-by-sequencing (GBS). The major goals of this study were (i) to characterize genetic variation and population structure in C. microphylla, and (ii) to quantify the relative contributions of geographic factors (IBD) and environmental clines (IBE) to genetic differentiation in this important restoration species.
We collected samples from 221 individuals of C. microphylla at ten sites throughout the natural distribution of the species in the southern Inner Mongolia Plateau of China (SZW, ZXB, DL, XH, and QYH), central Inner Mongolia Plateau (XU and DU), and northeastern Inner Mongolia Plateau (EWK, CB, XBY) (Additional file 1: Table S1 and Fig. 1). Together, these sites cover a wide range of climate space, giving us good power to detect environmentally-driven spatial genetic variation (Additional file 1: Figure S1). Sample sizes ranged from N = 18 to 24, with a mean of N = 22 (Additional file 1: Table S1). Total genomic DNA was extracted from leaf tissues using the Qiagen DNeasy Plant Kit, according to the manufacturer’s protocol (Qiagen, Hilden, Germany).
We genotyped all samples at 22 microsatellite (simple sequence repeat; SSR) markers (Additional file 1: Table S2) that were developed by Han using the method described by Lian et al. (Additional file 1: Table S2). PCR amplification was conducted in a total volume of 25 μL including 40 ng DNA, 1 × buffer, 3 mM MgCl2, 300 μM dNTPs, 0.6 μM forward primer and reverse primer, and 1 U Taq DNA polymerase (TaKaRa, Shiga, Japan). The forward primers were tagged with a fluorescent 6-FAM or HEX label to produce flourescent-labeled PCR amplified fragments. PCR was performed on a Mastercyler gradient thermocycler (Eppendorf, Hamburg, Germany) using the following procedure: 10 min at 94 °C, followed by 10 touchdown cycles of 45 s at 94 °C, 60 s at 65 °C (−1 °C per cycle), and 60 s at 72 °C, then 35 cycles of 45 s at 94 °C, 60 s at 55 °C, and 60 s at 72 °C, and a 10 min final extension step at 72 °C. An ABI3730xl DNA Analyzer (Applied Biosystems, Foster City, CA, USA) was used to capture amplified products by a fluorescence detection system for SSR markers. Fragment sizes were determined using an internal size standard (LIZ500, ABI, USA), and the output was analyzed using GeneMapper software (Applied Biosystems).
Four cpDNA regions, including trnL-trnF, psbA-trnH, psbB-psbH and trnG, were amplified for all 221 individuals. The primers and methodology for amplification of these four DNA regions via PCR were described in Taberlet et al. , Demesure et al. , Hamilton , and Shaw et al. , respectively. Sequences were generated with an ABI 3730XL DNA Sequencer (Applied Biosystems), and edited, assembled and aligned in Geneious (v7.1.7, http://www.geneious.com/). All cpDNA sequences were deposited in Genbank (accession numbers KU564257 to KU564268).
A total of 127 samples from ten populations were used to generate the genotyping by sequencing dataset (GBSseq; Additional file 1: Table S1). Individual DNA libraries for each of these samples were prepared using the restriction enzyme ApeKI according to the protocol in Elshire et al. . Libraries were then sequenced using paired-end sequencing across 3 lanes of Illumina HiSeq 4000 (BGI, Shengzhen, China). The quality of the raw read data was examined using FASTQC . GBS data assembly, mapping, and SNP discovery were performed using Stacks v1.23 . In the absence of a reference genome for this species, RADSeq loci were assembled de novo using the ‘denovo_map.pl’ pipeline in STACKS. We used a parameter combination recommended by Mastretta-Yanes et al. : minimum read depth to create a stack (−m) = 3, number of mismatches allowed between loci within individuals (−M) = 2, and number of mismatches allowed between loci within each catalogue (−n) = 2. All other parameters were kept at default values. Those loci present in at least 80% of individuals at each site were retained in the final dataset, and loci with minor allele frequencies lower than 0.05 were removed. GBS genotyping of the samples from population SZW resulted in significant missing data, so this population was removed from the GBS dataset. GBS-seq raw data were submitted to the NCBI Sequence Read Archive (SRA) with reference number SRP071628.
All 22 microsatellite loci were tested for deviation from Hardy-Weinberg equilibrium. We calculated common metrics of genetic variation, including average number of alleles (Na), observed and expected heterozygosity (Ho and He), and global and pairwise FST. Both global and pairwise FST were tested for significance based on 9999 permutations. All calculations and statistical tests were conducted using GenAlEx v6.5 .
We used the software STRUCTURE to infer the probability of assignment to distinct genetic clusters for all 221 individuals in the ten sampled populations . The analysis was performed using the admixture model and with the option of correlated allele frequencies between populations. Ten runs were conducted for each value for the number of genetic clusters (K), with K ranging from 1 to 10. The length of the burn-in for the Markov Chain Monte Carlo (MCMC) replications was set to 10,000, and data were collected every 1000 steps over a total length 100,000 MCMC steps in each run. We identified the optimal value of K using the method developed by Evanno et al. as implemented in the software Structure Harvester .
Chloroplast DNA (cpDNA) sequences were edited and assembled using SeqMan software (DNASTAR, Inc., Madison, Wisconsin, USA). Multiple alignments of the DNA sequences were performed with Clustal X , with subsequent adjustment in Bioedit . Haplotype (Hd) and nucleotide (π) diversities were calculated from aligned DNA sequences using DnaSP v5 . We conducted an analysis of molecular variance (AMOVA) and tested for significance based on 1023 permutations in Arlequin v3.0 . A haplotype distribution map was constructed using ArcMap v9.3 (ESRI, Inc., Redlands, California, USA), and a haplotype network was constructed in NETWORK v4.678 using Medicago sativa as an outgroup.
Observed and expected heterozygosities (Ho and He) were calculated using the package Adegenet v2.0.1. in R (www.r-project.org). Both global and pairwise FST were calculated and tested for significance based on 9999 permutations using Genepop v4.0 . As with the microsatellite dataset, we also performed STRUCTURE analysis on our GBS dataset, using the admixture model and the same MCMC parameters as before.
We used climate-based ecological niche models (ENMs) at multiple time periods to investigate whether current and past climate suitability is a relevant factor shaping observed patterns of genetic differentiation among populations of C. microphylla. Ecological niche modelling was carried out in MAXENT v3.3.3 . A total of 53 occurrence points, obtained from the literature [13–16] and our own sampling, and 19 GIS data layers at 2.5 arc min resolution for present-day bioclimatic variables, obtained from the WorldClim database (http://www.worldclim.org), were included in the analysis (Additional file 1: Table S3).
To estimate the distribution of C. microphylla at the Last Glacial Maximum (LGM), we projected the model obtained by our present-day species-climate analysis onto the LGM using data layers for past climate constructed under the commonly used Model for Interdisciplinary Research on Climate (MIROC v3.2) scaled down to a 2.5 arc min resolution and obtained from WorldClim. To model the suitability of C. microphylla under a future climate scenario, we acquired data layers (2.5 arc min resolution) predicted for the year 2080 under, again, the commonly used general circulation model MIROC from WorldClim. As with the LGM scenario, we projected the present-day ENM onto the future climate layers to explore how the predicted distribution of C. microphylla may be affected by ongoing global climate change. The performance of the model prediction was evaluated using the area under the (receiver operating characteristic) curve (AUC) calculated by MAXENT. Model predictions were visualized in ARCMAP v9.3 (ESRI, Redlands, CA).
To investigate the roles of geographic and environmental factors in spatial genetic differentiation, we tested for isolation by distance (IBD) and isolation by environment (IBE) using all three marker types collected in our study. In all analyses, population pairwise genetic distances were represented by matrices of pairwise FST / (1-FST) as recommended by Rousset . Geographic distances were represented by the logarithms (log10) of geographic distances between all pairs of populations. For the environmental predictors, we downloaded the 19 bioclimate variables from the WorldClim database (www.worldclim.org) at 0.5 arc min resolution and then reduced covariance by performing spatial principal component analysis (PCA) analysis on the raster layers using the R package ‘RStoolbox’ . We retained the first three PC rasters that resulted from this analysis and extracted the value of the data point on each raster at each of the coordinates for our sampled populations. To quantify IBD and IBE, we performed multiple matrix regression with randomization (MMRR) using the R function ‘MMRR’ . We also tested for covariance between geographic and environmental distances with a Mantel test using the R package ‘vegan’ . In each analysis, 10,000 permutations were used to generate a null distribution for significance testing.
To further evaluate IBD and IBE, we also performed a complementary analysis, generalized dissimilarity modelling (GDM). GDM is a statistical technique that uses nonlinear matrix regression to model spatial patterns of biological dissimilarity, including genetic distance, between sampling sites against differences in geographic and environmental variables . GDM uses an I-spline turnover function for each predictor variable to quantify: (1) variation in the rate of genetic turnover along each environmental and geographic axis (the shape of each spline) while controlling for all other variables, and (2) the curvilinear relationships between genetic distance and geographic and environmental distances [46, 47]. The maximum height of each spline corresponds to the relative importance of the associated predictor .
Genetic distances for each model were the same FST / (1-FST) matrices used in the MMRR analysis, and geographic distances were based on the geographic coordinates of each sampling site. For the environmental predictors, we used the same three PC rasters as in the MMRR analysis. After fitting the GDM model to these data, we visualized spatial patterns of genetic turnover by projecting the GDM model onto the PC rasters. This assigns a color value to each cell on the raster based on its predicted genetic composition, and greater differences in the colors between cells indicate greater predicted genetic differences. All of the GDM analyses were performed in the R package ‘gdm’ .
Twenty-two microsatellite markers were used to evaluate genetic diversity across 221 individuals of 10 populations of C. microphylla (Table 1). The mean number of alleles per locus (Na) ranged from 5.318 in population XBY to 8.091 in population DU (Table 1). Mean observed heterozygosity per population (Ho) ranged from 0.416 in CB to 0.693 in QYH, and mean expected heterozygosity (He) values ranged from 0.490 in XBY to 0.708 in DU. We did not detect significant deviations from HWE in any of the 22 loci.
A total of 11 different cpDNA haplotypes (H1-H11) were identified based on 7 polymorphic sites detected in four cpDNA sequences (Table 1). Haplotypes H1 and H2 were the two most common haplotypes, found in 70% and 50% of C. microphylla populations, respectively (Fig. 1b). Haplotypes H3, H6, and H10, on the other hand, were found in only one population each (Fig. 1b). Haplotypes H8 and H4 were identified as the most ancestral and youngest haplotypes, respectively. The populations ETW, CB, and XBY had the lowest haplotype diversity (Hd) and nucleotide diversity (π) with only one haplotype (H8) observed in each population. The highest diversity was observed in population SZW (Hd = 0.771 and π = 0.47; Table 1).
Overall, 5788 SNPs from our GBS reads were retained for 106 individuals from 9 populations after quality control and filtering steps. Mean observed heterozygosity (Ho) per population ranged from 0.196 in CB to 0.303 in XH, and mean expected heterozygosity (He) values ranged from 0.247in CB to 0.308 in XH (Table 1).
Global FST among all 10 sampling sites based on our microsatellite dataset was 0.115. The pairwise estimates of genetic differentiation (FST) across all 10 populations ranged from 0.017 (ZXB vs. XH) to 0.139 (XBY vs. QYH) (Additional file 1: Table S4). All C. microphylla population pairs were significantly differentiated from each other except for the ZXB and XH pair, for which FST was not significantly different from zero. Comparisons between regions revealed little structure between the central (DU and XU) and northeast (CB, EWK, and XBY) populations (mean FST = 0.071) nor between the central and southwest (QYH, SZW, DL, XH, and ZXB) populations (mean FST = 0.073), but did reveal higher differentiation between the northeast and the southwest populations (mean FST = 0.138). The population XBY showed the highest degree of genetic differentiation from other populations (mean FST = 0.171), followed by populations CB (mean FST = 0.168) and EWK (mean FST = 0.138).
For cpDNA, global FST among all sites was 0.360. About 76% of pairwise FST estimates among C. microphylla population pairs were statistically significant (Additional file 1: Table S5). Pairwise comparisons between regions revealed similar patterns compared to the microsatellite results. The mean genetic differentiation between northeast and southwest populations was FST = 0.64, followed by southwest vs. central populations (mean FST = 0.48), and northeast vs. central populations (mean FST = 0.17).
For our GBS dataset of 5788 SNPs, global FST among the nine sampling sites retained in this dataset was 0.246. Pairwise comparisons between regions revealed similar patterns compared to the microsatellite and cpDNA results (Additional file 1: Table S6). The mean genetic differentiation estimates between southwest vs. central populations and northeast vs. central populations were FST = 0.164 and FST = 0.168, respectively. Whereas, the mean genetic differentiation between northeast and southwest populations was FST = 0.350.
STRUCTURE analyses performed on both our microsatellite and GBS datasets indicated that the best supported number of clusters was K = 2, according to the ΔK methods for identifying the optimal number of clusters (Additional file 1: Figure S2). The probability of membership to either of the two clusters (A and B) was geographically structured among populations and regions (Figs. 1, 2). Specifically, the membership proportions in the STRUCTURE analysis revealed a significant geographic pattern in which individuals in populations mostly associated with cluster A (i.e. SZW, ZXB, XH, DL, and QYH) were more common in the southwest of the Inner Mongolia Plateau (41°N - 42°N; Fig. 1a, 2a), while individuals in populations mostly associated with cluster B (i.e. EWK, CB, and XBY) were found in the northeast of the Inner Mongolia Plateau (48°N- 49°N; Fig. 1a, 2a). In the central region of the Inner Mongolia Plateau (44°N - 45°N), two populations (XU and DU) showed intermediate probabilities of assignment to either cluster, based on the microsatellite dataset (Fig. 1a, 2a). This could result from potential admixture, shared ancestry, or demographic factors. Of the two central populations, although the XU population is more southerly, it shared genetic cluster assignments (35.6% in cluster A and 64.4% in cluster B) more with the populations in the northeast of the Inner Mongolia Plateau than with those in the southwest. The DU population, on the other hand, showed more similar genetic assignments (72.3% in cluster A and 27.7% in cluster B) to the populations in the southwest of the Inner Mongolia Plateau, even though it is geographically closer to the northeast populations (Fig. 1a, 2a). In contrast, the assignment probabilities for individuals in these populations based on the GBS dataset (Fig. 1c, 2b) were much more closely aligned with cluster A (the southwest populations) compared to those based on the microsatellite data (Fig. 1a vs. 1c; Fig. 2a vs. 2b).
Three climate-based ecological niche models were constructed using 19 bioclimatic variables for three time periods: present day, the last glacial maximum (LGM), and the future (year 2080) (Fig. 3). The model based on present-day data showed strong support based on the receiver operating curve (AUC > 0.95), suggesting good model fit to the underlying data. The present-day predicted distribution of C. microphylla is consistent with its presently observed distribution (Fig. 3b). In total, precipitation had a greater influence on C. microphylla than temperature, as indicated by jackknife resampling of the regularized training gain (Additional file 1: Figure S3). Compared with its current distribution, the estimated distribution of C. microphylla during the LGM was much smaller, based on projection of the present-day model onto past climate layers, suggesting that a significant expansion occurred after the LGM from the southwest to the northeast of the Inner Mongolia Plateau (Fig. 3a). The ENM projected onto the future climate scenario for 2080 suggests that climate change will result in a significant reduction of the species’ potential range (Fig. 3c), resulting in a retraction to a small zone of climatically suitable habitat in the southwest-central part of C. microphylla’s current distribution.
The spatial PCA that we performed on the 19 bioclimate data layers returned three PC rasters that explained >85% of the total bioclimatic variation. Factors loadings showed that PC1 was primarily described by temperature variables (Bio1–11; www.worldclim.org), while PC2 was derived from precipitation variables (Bio12–19; www.worldclim.org). PC3 was driven by three variables – precipitation seasonality (Bio15), mean diurnal temperature range (Bio2), and temperature annual range (Bio7) – and therefore represents an environmental seasonality and range of variation axis.
Multiple matrix regression with randomization (MMRR) analysis suggested that genetic differentiation showed a significant pattern of both IBE and IBD for all three molecular datasets (Table 2 and Fig. 4). For each of the microsatellite, cpDNA, and GBS datasets, the model was a significant fit to the data (p < 0.001for each; Table 2), and explained a large proportion of the total variance (R2 = 0.685, R2 = 0.696, R2 = 888, respectively; Table 2). The signal of IBE in each dataset was driven by PC1 (temperature variables), which had a significant association with genetic distances in all three cases (p < 0.01 for each model; Table 2). PC2 and PC3 did not have significant correlations with genetic distances for any of the three molecular markers (p > 0.05; Table 2). IBE was slightly stronger than IBD in the cpDNA (IBE = 0.515, IBD = 0.361) and GBS datasets (IBE = 0.564, IBD = 0.444) and was considerably stronger than IBD in the microsatellite dataset (IBE = 0.702, IBD = 0.260; Table 2). Geographic distances were moderately correlated with distances in PC1 (Mantel’s r = 0.685, p = 0.001) and PC3 (Mantel’s r = 0702, p = 0.002) but showed no correlation with PC2 (Mantel’s r = 0.044, p = 0.553).
Generalized dissimilarity modelling (GDM; Ferrier et al. 2007) analysis also revealed significant patterns of IBE and IBD in all three of our molecular datasets (Table 3). Overall, the models were a significant fit to the data (p < 0.01 for each model) and explained a large proportion of the deviance in the data structure, with 77.95% of deviance explained for the microsatellite dataset, 74.81% of deviance explained for the cpDNA dataset, and 89.18% of deviance explained for the GBS dataset. Deviance explained values for non-linear models are analogous to R2 values for linear models. Concordant with the results of the MMRR analysis, GDM revealed significant associations between genetic distances and PC3 distances for each dataset (p < 0.05; Table 3). IBE was stronger than IBD in the microsatellite dataset (IBE = 0.561, IBD = 0.132; Table 3) but slightly weaker than IBD in the cpDNA (IBE = 0.473, IBD = 0.627; Table 3) and GBS (IBE = 0.622, IBD = 0.717; Table 3) datasets. In general, maps of spatial turnover in genetic composition generated by GDM show similar patterns for the microsatellite and GBS datasets (Fig. 5).
China’s Inner Mongolia Plateau contains dramatic clines in several bioclimatic variables that are critical for plant growth and community assembly and also exhibits spatial heterogeneity in various soil properties and characteristics , making it an excellent landscape on which to examine the geographic and environmental drivers of population genetic structure. This region contains high elevation arid steppe and sandy soils ecosystems that are traditionally understudied in landscape genetics and phylogeography. The need to better understand population dynamics in key species in these ecosystems is pressing because the entire region is heavily threatened by soil erosion, desertification, and ongoing climate change .
In this study, we utilized large genomic datasets, including 22 microsatellites, cpDNA sequences from four gene regions, and 5788 SNPs, to characterize patterns of range-wide genetic differentiation across biophysical clines in C. microphylla, an important species for ecological restoration efforts, on the Inner Mongolia Plateau. We found that genetic diversity (haplotype diversity, nucleotide diversity, average number of alleles, and heterozygosity) was distributed across the range of the species, with more centrally located populations typically showing higher levels of genetic diversity than populations nearer to range edges, particularly to the northern range edge of this species (Table 1 and Fig. 1). This spatial pattern of genetic diversity is fairly common in many different and diverse taxa . While genetic variation can have many other spatial distributions, this “abundant center hypothesis,” in which central populations harbor greater diversity appears to be one scenario that is observed fairly frequently [51, 52]. Under any scenario, better understanding the spatial distribution of genetic variation is central to developing improved management plans for maintaining genetic diversity and for predicting the impacts of potential threats to genetic diversity .
The exceptions to this general pattern in our study system were found in the southern populations that we sampled. Several of these populations (e.g. DL, SZQ, XH, and ZXB) harbored among the highest levels of haplotype and nucleotide diversity (based on our cpDNA dataset), allelic diversity (based on our microsatellite dataset), and observed heterozygosity (based on our microsatellite and GBS datasets; Table 1 and Fig. 1). This pattern may be explained by the historical distribution of C. microphylla. When the ecological niche model that we constructed was projected onto past climate layers from the last glacial maximum (LGM), it suggested that suitable habitat for C. microphylla was much more limited, compared to present day, and was primarily restricted to an area in the southwest corner of C. microphylla’s current range. This suggests that a northward expansion following glacial retreat after the LGM allowed C. microphylla to achieve the distribution it has today. Glacial refugia often harbor greater genetic diversity, particularly in plants [53–55], and that appears to be the case here as well, demonstrating how biogeographic histories can influence patterns of genetic diversity observed today.
To investigate how contemporary landscape factors affect patterns of genetic variation in C. microphylla, we conducted a landscape genetic analysis in which we employed complimentary linear and non-linear matrix regression analyses to quantify patterns of IBD and IBE. Multiple matrix regression with randomization (MMRR) and generalized dissimilarity modelling (GDM) revealed strong evidence that both geographic and environmental factors play important roles in structuring genetic variation in this system. Overall, the results of our MMRR and GDM analyses were highly concordant, but there were some minor differences (Tables 2, 3). Some of these differences are likely due to the linear vs. non-linear regressions used in MMRR and GDM, respectively [44, 46]. Whether the observed differences result from GDM over-fitting the model or MMRR under-fitting the model is not currently known. In any case, our results can be viewed as strong evidence that IBD and IBE are both significant patterns of genetic differentiation in C. microphylla, even if their precise strengths are uncertain, and therefore geographic and environmental factors are both important contributors to the genetic structuring of populations in this system.
There were also slight differences among our three genetic datasets. If we average the results for the MMRR and GDM analyses, we find that IBE played a considerably stronger role than IBD in structuring genetic variation in the microsatellite data (βIBE = 0.196 vs. βIBD = 0.631), but IBE and IBD were much more balanced in the cpDNA (βIBE = 0.494 vs. βIBD = 0.494) and GBS datasets (βIBE = 0.581 vs βIBD = 0.593). There is no clear reason why microsatellite markers would be expected to have lower IBD than cpDNA or GBS markers. There is an interesting possibility that chloroplast DNA, which is uni-parentally inherited through seeds, could show a different spatial pattern from nuclear DNA, which is bi-parentally inherited through seeds and pollen, if dispersal in seeds and pollen are subject to different controls. For instance, if different animals disperse seeds and pollen, which is commonly the case, or if pollen is wind dispersed while seeds fall onto the underlying terrain, then we would expect that patterns of spatial genetic variation in cpDNA and nuclear DNA could be very different . For C. microphylla, which has pollen dispersed by wind and insect pollinators , we would expect that nDNA markers would show a greater signal of IBE compared to IBD, because geographic factors would be much more limiting for seed dispersal. In fact, we do see that IBE is slightly higher than IBD for our nuclear microsatellite and GBS datasets, while IBE and IBD are very similar in our cpDNA dataset, but this difference is fairly subtle.
The GDM and MMRR analyses both detected a significant signal that variation between populations in environmental PC1 drives the pattern of IBE. This signal was highly significant (p ≤ 0.02) and explained a large proportion of genetic variation (β = 0.383 to 0.565) in all three of our genetic datasets in the results of both MMRR and GDM analysis (Tables 2, 3). Signals for PC2 and PC3 were not significant in any dataset under either analysis. PC1 captured variation in the bioclimatic temperature variables in our environmental GIS dataset. Hence, our results suggest that IBE in C. microphylla is primarily driven by differences in temperature variables between populations. Both phenology and leaf emergence are linked to temperature cues in C. microphylla [57, 58]. Flowering period in C. microphylla lasts less than 30 days, and shifts in flowering period occur under different experimental temperature treatments . This suggests that differences in temperature regimes between populations may cause differences in phenology which lead to reduced overlap in flowering period and, therefore, reduced gene flow. This pattern of reduced overlap in reproductive timing has been referred to as ‘isolation by time’ and may be a key factor driving genetic structure in this system.
Thus, overall, our study presents a strong case for a role of both historic and contemporary factors, including both geographic and environmental variables, in generating the currently observed patterns of spatial genetic variation in C. microphylla. For plants involved in ecological restoration, like C. microphylla, understanding these patterns is critical, because restoration work inherently involves moving plants between areas (even if they are geographically close). For instance, in this system, populations exhibit genetic differentiation between environments with different temperature regimes, and therefore restoration efforts should focus on transplanting between areas with similar environmental conditions. Plants adapted to different thermal climates may flower at the wrong time or out of sync with the local population, reducing the effectiveness of transplant efforts. Because C. microphylla also show geographically driven genetic differentiation, plants that are transplanted from distant sites that are environmentally similar could be effective at introducing genetic variation into struggling populations . Hence, better understanding the factors that shape genetic variation in these species is critical for preventing unintended consequences of reintroductions and translocations and for guiding conservation plans to produce the best possible outcomes. Specifically, the knowledge generated by studies like ours can contribute to managing how genetic variation is distributed in these species, the probability of individuals surviving and becoming established under various climatic factors, and the chances of maintaining genetically healthy populations.
We thank Prof. Tieliang Shang Guan, Shanxi University, for the sampling and identification of the plant material and the UC Berkeley Geospatial Innovation Facility for providing GIS software.
This research was funded by a grant from the Agricultural Science and Technology Innovation Program (ASTIP-IAS10) of China. The funding body did not play a role in the design of the study and collection, analysis, and interpretation of data and in writing the manuscript, but just provide the financial support.
All cpDNA sequences were deposited in Genbank (accession numbers KU564257 to KU564268). GBS-seq raw data were submitted to the NCBI Sequence Read Archive (SRA) with reference number SRP071628. The SSR genotypes datasets and the other rest of the dataset used and/or analysed during the current study available from the corresponding author on reasonable request.
Z.W. conceived and designed the study, B.X., and J.L., collected samples, B.X., G.S., J.L., and Z.W. performed the experiments, Z.W. and I.W. analyzed the data, Z.W., B.X., G.S., X.W., and I.W. drafted and revised the manuscript. All authors have read and approved the final version of this manuscript.
All the plant materials were sampled by us. The sampling of plant materials was complied with the Convention on the Trade in Endangered Species of Wild Fauna and Flora and national and local laws. All the materials were identified by Prof. Tieliang Shang Guan, Shanxi University.
Andrews S. FastQC: a quality control tool for high throughput sequence data Babraham. Cambridge: Bioinformatics; 2010. Available at https://www.bioinformatics.babraham.ac.uk/projects/fastqc/. | 2019-04-21T12:38:55Z | https://bmcplantbiol.biomedcentral.com/articles/10.1186/s12870-017-1147-7 |
Initiated by Joint Chiefs of Staff Chairman General Nathan Twining and Chief of Naval Operations Admiral Arleigh Burke, and then presided over by General Thomas Power, Director of the Joint Strategic Target Planning Staff (1960-1964), SIOP-62 mapped out a synchronized nuclear attack by the U.S. Air Force, Navy and Army combining strategic bombers, Polaris submarine-launched missiles and Atlas ICBMs in an ‘alert’ force of over 1,706 nuclear weapons and a ‘full’ force of over 3,240 nuclear weapons delivered to 1,060 targets in the Soviet Union, China and allied states. In this Plan there was little or no distinction made between Communist states that were at war with the United States and those that were not. Some sites (Designated Ground Zeroes – DGZs) would be struck by two or more weapons, and included both military installations and urban-industrial areas. The alert force would target 199 cities and the full force would target 295.2 The planners estimated that the total human deaths from such an attack would be 108 million in the Soviet Union and 104 million in the PRC as well as several million in satellite states,3 while Kaplan estimated that 175 million Russians and Chinese would be killed by the ‘alert’ force and 285 million would be killed by a ‘full’ force, and an additional 40 million more injured.4 To make such threats credible, the Departments of Defense (DoD) and Energy (DoE) and the U.S. Atomic Energy Commission (AEC) conducted visible tests of new nuclear weapons in various atmospheric conditions in a twenty test series between 1946 and 1963. Even after the limited test ban treaty was adopted, they continued with underground tests.
General Thomas Power presided over the creation of SIOP-62 as Commander in Chief, Strategic Air Command (1957–1964) and Director, Joint Strategic Target Planning Staff (1960–1964).
As nuclear intimidation continued, and as other nations sought to gain ‘parity’, the global nuclear industry grew. It was clearly understood in these early decades that the dual-use of nuclear materials in nuclear energy generation and nuclear weapons served to establish and maintain national influence in the international arena. Since 1945, the supply and procurement of uranium together with coal (for steel production) has been a good indicator of a nation’s capacity to both rapidly increase its energy production with the potential to produce munitions and, for those states already with the capacity, to produce and enhance a nuclear weapons arsenal. High-energy power generation was an index of a nation’s war-making potential underlining the link between mining and militarisation.
In the following I seek to explain why and how the Australian government in 2014 has concluded a uranium trade deal with India that is in breach of the Nuclear Non-Proliferation Treaty (NPT) by tracing the development of a nuclear nexus between India, Australia, Japan and the United States. Just as it was in the early cold war, this trade in nuclear materials is informed by interlocking and mutually reinforcing economic and geostrategic interests that have long undermined international disarmament initiatives. I argue that changing climatic conditions caused by emissions intensive energy production, however, demand a fundamental re-thinking of this paradigm.
Of the 67 reactors under construction globally as of July 2014, at least 49 were experiencing delays and eight had been under construction for 20 or more years. China too, having planned before 2011 to replace heavy carbon emitting coal-fired power stations with nuclear power stations, stalled and re-assessed its position after 3.11.8 For the most part, China (along with the US, India and Germany) has boosted its renewable electricity generating capacity so that by 2013, it produced through wind, solar and hydro power over 1000 terawatt hours – the equivalent of the total power generation of France and Germany.9 In Japan, nearly four years after the Fukushima Daiichi meltdowns, 46 other nuclear reactors remain shut down. The Nuclear Regulatory Authority (NRA) approved the restart of two reactors in Sendai, Kyushu on 10 September 2014 and Mayoral consent was secured in October.
Until 2014, along with China, Japan has also seen a boom in mostly solar and wind electricity generation. But this has been stalled by utilities who have refused to take an influx of renewable power into the grid or to reduce electricity prices.10 With fewer nuclear plants scheduled for construction around the world than for shutdown, however, the nuclear industry faces the likely prospect of contraction11 and replacement by rapidly advancing renewable energy options, including solar, wind, tidal, hydro and possibly geothermal power over the longer term.
New mining leases were approved in Western Australia, Queensland and New South Wales, and Queensland Premier Campbell Newman broke his electoral commitment not to permit uranium mining by inviting uranium mining companies to commence exploration operations. The new (Queensland) Mineral and Energy Resources (Common Provisions) Bill 2014, for example, passed on 9 September 2014 authorizes a Coordinator General to overrule community objection rights to ‘State significant projects’ including coal, bauxite and uranium mines, or to limit them to concerns unrelated to environmental protection.13 This Act gives virtual immunity to large companies exploring for uranium deposits in the Mitchell and Alice River basins in Cape York and the Gulf country. Encouraged by these positive signs, along with other Japanese, Chinese and Indian investors in uranium projects in Australia, the major French energy corporation Areva recently bought a 51 percent share in a joint venture with Australian uranium miner Toro Energy for exploration in the Wiso Basin in Northern Territory.14 In other words, federal and state governments in Australia have been approving exploration licenses and the opening of uranium mines at a time when the global nuclear and uranium industry was marked by decline and exit.
While some of the larger corporations chose to wait for uranium demand to rise, many in the Australian uranium mining industry scrambled to reprioritise, turning to the newly emerging market of nation-states tipped for rapid economic expansion. India attracted attention due to its high-growth economic potential, geostrategic positioning and nuclear ambitions. As then Prime Minister Howard had done in 2007, ‘energy starved’ India’s ‘power crisis’ is again being widely portrayed in desperate terms,15 while the solutions are presented as economic expansion and greater energy consumption by a growing middle class.16 In addition to coal exports, Australian politicians, in consultation with business representatives in the uranium and minerals sector, have framed the push for uranium trade with India as a ‘moral duty’ and ‘humanitarian responsibility’ to improve living standards of India’s impoverished people.
Over the nearly four years since the Fukushima disaster, the Japanese government and corporations have actively courted more than 20 countries for the purchase of Japan’s nuclear technologies. Agreements had been reached with Jordan, Vietnam, South Korea and Russia under the Kan and Noda Democratic Party Japan (DPJ) governments, and the export of nuclear technology remained central to the Abe government’s economic plans. Two more nuclear technology agreements with Turkey and the United Arab Emirates have since been reached,19 and six more are under consideration – with India, South Africa, Mexico, Brazil, Saudi Arabia and Bangladesh. Despite the continuing negative effects of ongoing radioactive contamination dispersal from the Fukushima Daiichi nuclear plant, the Abe government remains intent both on nuclear startups in Japan and on promoting its exports of nuclear technology to other countries.
A similar initiative followed on 5 September 2014, when Abbott and Indian Prime Minister Narendra Modi signed the Australia-India Nuclear Cooperation Agreement in New Delhi. It was the culmination of the efforts initiated by the Howard government in 2006,22 carried forward by the Gillard government in 2011–2012.
After India’s ‘Smiling Buddha’ Pokhran-I nuclear tests in May 1974, when the Indian government declared that it intended to harness nuclear energy to manufacture nuclear weapons, the Australian government (and many other countries including the US) placed a ban on exporting uranium to it (France and Russia continued to sporadically export uranium under a safety clause). India had built its clandestine nuclear weapons program using imported Canadian reactors.
Since Nehru, India has justified its indigenous development of civil and military nuclear capacity and fuel and its refusal to ratify the Nuclear Non-Proliferation Treaty (NPT) by pointing to the nuclear weapons held by existing nuclear weapons states. It has argued that the NPT is a flawed agreement that reflects the hypocrisy of the nuclear weapons states in refusing to seriously engage in disarmament while expecting non-nuclear weapons states to abstain from possession. In 1975, partially in response to the Indian tests of the previous year, the Nuclear Suppliers Group (NSG) initially comprising seven nations (United States, United Kingdom, Soviet Union, Japan, France, Canada, West Germany) was formed to prevent the diversion of nuclear materials used for commercial and peaceful purposes for the production of nuclear weapons. NSG members were obliged to cease trade with governments that did not submit to international inspection. India and Pakistan were included. Despite the bans, India went ahead to conduct its Pokhran II nuclear tests in May 1998. These were followed by Pakistan’s tests two weeks later. UN Security Council Resolution 1172 of June 199823 expressed grave concern and demanded that both countries foreswear further tests and abandon their nuclear weapon ambitions.
expressed grave concern and demanded that both countries foreswear further tests and abandon their nuclear weapon ambitions.
Despite the resolution’s unanimous adoption and threat of sanctions, the turning point was when the George W. Bush administration (2001-2009) chose to prioritize U.S. bilateral relations with India over any unified front to counter nuclear proliferation. The US–India energy agreement of July 2005 opened the way for other states, such as Australia, to engage bilaterally with India.
Meanwhile in October 2008, the Singh government overcame stiff opposition in parliament to secure national and international backing for the signing of the US–India ‘1-2-3’ Nuclear Cooperation Agreement.This Agreement stipulated that India would open its civilian nuclear facilities to inspection by the International Atomic Energy Agency (IAEA) and delineate its civil and military facilities so as to ensure US-origin fuel would not be used for military purposes. In return the US would supply nuclear fuel and nuclear technologies (six reactors) and gain greater access to the Indian nuclear market.
As unanimous approval from the 48 states of the NSG was also required, the US and India lobbied hard and secured an unprecedented waiver of NSG export guidelines so as to permit nuclear commerce with India despite its non-NPT signatory status. Having granted the exception, several NSG members then negotiated bilateral nuclear accords with India (including France, United Kingdom, South Korea, Canada and Kazakhstan). In 2008 the Singh government purchased 300 MT of uranium ore concentrate from Areva of France, in 2009 2000 MT of uranium oxide pellets and 58 MT of enriched uranium dioxide from JSC Tvel/Russia, also in 2009 2100 MT of uranium dioxide concentrate from NAC/Kazakhstan and in 2013 2000 MT of uranium ore concentrate from NMMC Uzbekistan.27 While details are yet to be finalised, the deal with Australia in 2014 would secure for India a steady, reliable, high-grade uranium supply from the world’s largest known uranium deposits (its uranium resources are about 28 percent of the world total).
While details are yet to be finalised, the deal with Australia in 2014 would secure for India a steady, reliable, high-grade uranium supply from the world’s largest known uranium deposits (its uranium resources are about 28 percent of the world total).
In November 2010, in a joint statement signed by US President Obama and Indian PM Singh, it was agreed that negotiations would begin between Nuclear Power Corporation India Ltd (NPCIL) and US nuclear energy companies in return for implementing India’s full membership of the NSG in a ‘phased manner’. India agreed to accommodate the demands of General Electric and Westinghouse, which sought strict adherence to the CSC31 by diluting the CLNDA to reduce both suppliers’ liability and the time period for exercising right of recourse in the Civil Liability for Nuclear Damage Rules 2011.32 The US-India Business Council, PM Modi and industry executives from the Nuclear Power Company of India Ltd. (NPCIL) also devised an insurance package to indemnify the American suppliers in the event of a nuclear accident for the maximum liability amount stipulated in the CLNDA (INR 1500 Crore/$250 million).33 This was to encourage US/Japan companies (among others) to collaborate in building new nuclear reactors to allow India to ‘achieve its full blown potential’.34 In short, India would take as close to full liability for nuclear accidents as possible in return for receiving the benefits of NPT and NSG membership without the full obligations expected of its members. In doing so, the integrity of the NPT was further compromised.
Given that Australia’s uranium mining and export accounts for less than 1 percent of its hundred billion dollar mineral export business (iron ore, bauxite, coal, copper, nickel etc),36 however, these decisions by Australian leaders risked significant political capital over what has been a highly contentious issue in Australia’s recent political history.
the NPT non-nuclear-weapon states agree never to acquire nuclear weapons in exchange for which the NPT nuclear-weapon states agree to share the benefits of peaceful nuclear technology and to pursue nuclear disarmament aimed at the ultimate elimination of their nuclear arsenals.
Nuclear weapons states have had the primary responsibility to ensure disarmament of their own arsenals so as to prevent nuclear non-proliferation among other states. The export controls regime of the NSG and enhanced verification measures of IAEA (International Atomic Energy Association) Additional Protocols are ostensibly to end every possible means to acquire nuclear weapons. While Article Four of the NPT provides ‘inalienable rights to every non-nuclear weapon state’ to pursue nuclear energy for power generation, India is neither a member of the NPT nor a Non-Nuclear Weapon State and there is no provision in the NPT which permits for signatories to form nuclear cooperation agreements with Non-NPT states.
India quite rightly has pointed out the hypocritical approach of the nuclear weapons states in approaching the NPT regime. As the Indian External Affairs Minister Pranab Mukherjee stated in 2007, India was not an NPT signatory because it considers the regime to be not one of ‘universal, non-discriminatory verification and treatment’.37 In the same statement, Minister Mukherjee also claimed that India had an ‘impeccable record on non-proliferation… [was] a leading advocate of the elimination of all nuclear weapons… [and was an adherent] to the values of peace and non-violence’. India’s ‘impeccable track-record on non-proliferation’ was a catch phrase coined by President Bush in 2005,38 and reiterated by both PM Modi and PM Abbott in 2014.
Treating India as an exceptional case and a de facto nuclear weapons state makes even more conspicuous the selective imposition of sanctions or favour upon other non-NPT signatory nuclear weapons states such as Pakistan and Israel, or NPT signatory non-nuclear weapons states such as Iran.39 But the self-interested and strategically motivated application of the NPT was not new, nor was it limited to the US and its allies. The Soviet Union supplied China with the necessary technologies and skills to develop its own nuclear weapons capabilities, as China then supplied Pakistan. In turn, Pakistan also supplied other states that aspire to obtain nuclear capabilities. All were in a chain reaction, however, to U.S. threats to China and ultimately to the Soviet Union, in the early decades of the Cold War. While it is debatable that uranium and nuclear technology supply to India by others might serve to deter contemporary Chinese or Pakistani nuclear aggression, it has not served to prevent Indian conflicts with either of those two nations in the past. In any case, the use of nuclear trade as a strategic instrument does not ensure greater security or stability of the international community broadly defined, and this sort of leverage is not a valid use of the NPT.
So despite PM Abbott’s assurances that ‘suitable safeguards’ were in place to guarantee that Australian uranium would be used for ‘peaceful purposes’ and for ‘civilian use only’, as the former Director General of the Australian Safeguards and Non-Proliferation Office John Carlson points out, the Agreement departs from two principles of Australia’s 1987 Safeguards Act (section 51):40 the acquirement of ‘consent to reprocessing’ from the Australian government prior to the separation of plutonium from spent fuel; and the ‘right of return’ of nuclear materials supplied in the event of a breach of the agreement.41 Instead, the Agreement defers to the US-India nuclear cooperation agreement in which India would reprocess in facilities built with the assistance of US companies, and leaves open the question of how separated plutonium would be used or how arbitration would apply to settle disputes.
Ten of India’s twenty nuclear facilities are beyond the regulatory authority of the IAEA and India only selectively recognises IAEA safeguards for specific foreign supplied reactors and facilities. India also refuses to submit to suppliers inventory reports and accounting processes for nuclear material flowing through the nuclear cycle. As the IAEA is not able to fully inspect India’s dual-purpose (civilian and military) indigenous reactors and facilities for reprocessing, enrichment, retransfers to third countries, research and development or the production of tritium (used as a trigger for weapons), India is not fully accountable to either the IAEA or the supplier nation with which it has a bilateral agreement with in-built IAEA norms.
So even if India adheres to Australia’s requirements that its uranium be used solely to supply civil nuclear reactors for electricity generation that may be inspected by IAEA as per the nuclear safeguards agreement, Australia’s (or any other NPT members’) uranium export to India effectively supplements or liberates limited supplies of Indian uranium for military uses.42 Nor could, in the unlikely discovery of the ‘misallocation’ of some Australian origin uranium toward military use, the IAEA force compliance. In fact, whether or not India accounts for the flows of Australian material in its nuclear fuel cycle, it is impossible to verify whether it has actually adhered to the safeguards.
Australian Minister for Resources and Energy Martin Ferguson, Adani group founder Gautam Adani, Queensland Premier Campbell Newman in India in 2012.
As has been recommended by the United Nations (UN), World Health Organisation (WHO), International Energy Agency (IEA), Intergovernmental Panel for Climate Change (IPCC), and recognised by the World Bank and the European Investment Bank, the rapid phase out of coal-fired power stations is essential if the world is to meet the now seemingly optimistic carbon emissions reductions necessary to keep planetary warming below 2 percent of pre-industrialisation levels.46 While two hundred licenses for coal-fired power stations have been revoked by the Supreme Court of India recently, many Indian overseas coal projects are still underway.
There are a number of flaws underpinning the logic of this activity between political leaders and nuclear industry executives. PM Abbott insisted at the time of signing the nuclear deal with India that the Agreement would be safe. In fact, the Abbott government has committed to selling uranium to an ambitious nation that barely conceals its intentions to expand its nuclear weapons arsenal and has refused to become a full signatory to the NPT and, along with the US, China and Pakistan, has not ratified the Comprehensive Test Ban Treaty (CTBT).
Prime Minister Modi is a pro-business politician and hardliner on Pakistan and Muslim populations in India and favours a security policy based on nuclear deterrence. The BJP holds a commanding majority in the lower house of Parliament. There is little reason to assume that Indian relations with Pakistan – or indeed with China – will soften by furnishing India with greater means to project its military power in the region. The surge of fundamentalist and jingoist forces in South Asia and rising military budgets and tensions between India and Pakistan on the one hand and China and the US, Japan and its allies on the other, aggravate the security situation in the region. Further, India has been waging an on-going long-term campaign against an insurgency within its borders, and it cannot guarantee against theft of nuclear-related materials.
Fourth, the option of nuclear power as the ‘clean’ alternative is nothing of the sort. Although the fission operation of nuclear power stations may be ‘cleaner’ than coal-fired power stations in terms of carbon emissions, and although the heat from fission may produce more energy and less waste per volume of uranium than coal, many problems remain unresolved. These include the safe storage of long-lived nuclear waste, long build time of reactors in proportion to rapidly accelerating effects of climate change, enormous financial costs, use and contamination of vital resources required across the nuclear cycle from mining to waste production (including water and fossil fuels),55centralised monopolisation of power management necessitated by nuclear power generation, excess heating of the atmosphere through the discharge of excess heat through water and air, danger to ecologies downwind or downstream from venting while refueling reactors, and increased potential for large-scale and long-term damage from accidents.
Given the advances of wind, solar, tidal and geothermal energy production which have become cheaper and more productive, as field-tested in China, Germany,56 Spain and other countries, and the abundance of these sources of energy in countries like Australia, the myth of base-load power is less sustainable than it was in the heady renaissance days. India’s pitch to rapidly increase economic growth has been embraced by the transnational nuclear industry as it represents an opportunity to expand the nuclear industry, and an opportunity to diversify from reliance on the Chinese market. But when typical cost-benefit analyses are extended to include the actual costs of the above-mentioned scenarios (nuclear weapons exchange, public health effects from industrial pollution from uranium mining and nuclear reactors, nuclear reactor disasters, nuclear waste storage, renewable energy alternatives), in an already fragile ecology in India, India’s nuclear energy plan reflects neither deep commitment to climate change mitigation nor serious concern for India’s impoverished populations.
Why does the Australian, Indian, the United States and Japanese governments (among others) and their affiliated transnational corporations, continue to accelerate nuclear related operations despite these significant obstacles?
It is unlikely that the Japan-India Nuclear Cooperation Agreement went unsigned because of any putative scruple Japan may have about selling nuclear technologies to India as a non-NPT nuclear weapons state. As the Modi and NPCIL accommodation of American supplier demands demonstrates, the liability clause can be flexible. It remains unlikely, however, that India will consent to opening all of its reactors for inspection.60 Rather, it is likely that Japan is awaiting an American executive decision on the liability issue and the possible inclusion of India into the NPT as a nuclear weapons state, since prior agreement would appear to abrogate Japan’s NPT obligations.
That PM Modi reasserted India’s customary ‘no first use’ policy does not mean that he does not intend to stockpile and bolster India’s nuclear arsenal. The Stockholm International Peace Research Institute (SIPRI) estimates that India possesses 90 to 110 nuclear weapons.61 In June 2014, the IHS (Information Handling Service) Jane’s military research group identified what they believe to be a new uranium hexafluoride (enrichment) facility at the Indian Rare Metals Plant near Mysore. As with its other military plants, this plant is not within IAEA safeguards. Estimated to be operational by mid-2015, it would produce roughly double the amount of enriched fuel (160 kilos a year enriched to 90 percent purity) required for India’s ballistic missile nuclear submarine fleet.62 The IHS analysts surmise that the surplus could be used for thermonuclear weapons (mixing enriched uranium and plutonium stockpiles).63 It could also be used to fuel nuclear submarines, space satellites, tactical and intermediate ballistic missiles, and multiple warhead Intercontinental Ballistic Missiles (Agni V ICBM MIRVs) with the ability to reach cities in China and Pakistan. India joins the US, Russia, UK, France and China in possessing the ICBM with MIRV, leaving Pakistan further behind in terms of weapons parity, particularly in navy, air and ground forces, and missile capabilities.64 As India seeks to rival China, it could further destabilize relations with Pakistan by intensifying the ongoing arms race between the two. Regional tensions could be further exacerbated by Pakistan’s border skirmishes with Afghanistan and Iran over its support of the Taliban in Afghanistan.65 Along with increasing tensions involving US-Japan-India and China, this is precisely the scenario that NPT members have tried to avoid by subscribing to IAEA safeguards.
Since the late 1950s, there have been elements in the Japanese government (led by Abe’s grandfather and former Prime Minister Kishi Nobusuke) who have advocated the procurement of tactical nuclear weapons as an entitlement under the nation’s right to self-defence as stipulated in the UN Charter. Although the US has long discouraged Japan’s nuclear weaponisation with assurances of extended nuclear deterrence, in 2003 US Vice-President Cheney stated that Japan’s possession of nuclear weapons could be tenable if it were aligned to US strategic deterrence policy.68 As an NPT signatory, Japan has accumulated the fourth largest stockpile of ‘civilian’ plutonium, the largest stockpile of any non-nuclear weapons state.69 Despite reprocessing programs having been closed down by many other countries, Japan claims that its significant nuclear reprocessing and fuel fabrication program is for ‘energy autonomy’ by which it means ‘closing the nuclear fuel cycle’. This relies upon the ability to separate plutonium from spent fuel and reprocess and fabricate it ‘upwards’ so as to produce more plutonium than is consumed, thereby facilitating an endless loop of fuel production and consumption. In this scenario, the Japanese government regards spent nuclear fuel and stockpiled plutonium as an ‘asset’ rather than a ‘debt’.
This ability should not be understood as solely for the reduction of reliance on foreign fuel imports or even of nuclear waste. In 2009, Ernest J. Moniz, an MIT professor and United States Secretary of Energy in 2014, admitted that uranium, once thought to be scarce, was now so abundant as to raise doubt over the necessity for nuclear fuel reprocessing.70 As of March 2011, despite the recommendations by the Japan Atomic Energy Commission and the Science Council of Japan of both direct disposal and limited surface storage of spent nuclear fuel in dry casks over fuel pool storage and reprocessing, the Japanese government would not rule out the reprocessing option. If the closed fuel cycle ever did eventuate, it would negate Japan’s dependence on the import of vital energy resources (uranium, oil, natural gas) so as to achieve ‘energy autonomy’. This would drastically reduce fuel costs and would also reduce vulnerability to sanctions should Japan breach the NPT (or other international agreements) in its decision to ‘go nuclear’.
Japan’s long-term investment in co-developing this high-level technical capability has made it the second most powerful missile power in the world, and the only nation outside the US with both low and upper-tier defences reputedly capable of intercepting missiles beyond the Earth’s atmosphere.72 Given this long-term commitment, it was not surprising that the Abe government in 2013 decided to declare the constitutional right to participate in ‘collective security’ operations with the US and other allies.
This technology, and Japan’s ambiguous intentions concerning nuclear and space weaponisation, means that the US and Japan, in collaboration with partners such as Australia and India (in sea-going operations in particular), could potentially integrate not only their BMD systems but also their nuclearized capabilities. As South Korea and Taiwan have also expressed interest in reprocessing their spent nuclear fuel (as have other states such as Saudi Arabia), these developments carry strong potential for proliferation.
One of the major implications of this distributed form of ‘self-defence’ is that US Pacific Command would further extend the pre-emptive strike capacity of its global nuclear strike force. With Japan’s recent release of space assets for military use (reconnaissance, communications, navigation, early warning) in collaboration with the US, this further augments the current period of US ‘nuclear primacy’ and a return to the conditions prior to 1963 when the Soviets had developed long-range bombers to deliver their nuclear payloads over US territory. Nuclear primacy transcends the concept of Mutually Assured Destruction in its ability to win a nuclear war, which the US is proposing to do by eliminating retaliatory capability with a single massive attack called ‘Prompt Global Strike’.
Under the Australia–India uranium trade agreement, India will use Australian yellow cake to diversify its nuclear program. If and when the Japan–India Nuclear Cooperation Agreement is concluded, it will supply the nuclear technology India requires to build its industrial capacity and indirectly enhance its nuclear arsenal. Negotiated almost simultaneously and in coordination, both of these Agreements, together with and following the US–India nuclear agreement, tacitly legitimise India’s nuclear status and assist in its ambitions for greater international influence. Australia and Japan, both NPT and NSG members, have become complicit in India’s nuclear weapons program and partially responsible for increasing the risk of nuclear accident in India, and for potentially aggravating nuclear rivalry in Asia.
India claims to need more electricity for domestic and industrial growth as well as to lift a significant population out of poverty. Yet there are many factors which create the conditions for the advance of India’s poor, just as there are many forms of alternative energy generation beyond nuclear and coal which would be safer, more reliable and powerful if given comparable investment and with smart power grid distribution networks.76 To the extent that governments and corporations continue to invest in nuclear power construction and reprocessing as a source of ‘renewable energy’, they diminish the potential to stem the destructive and exponentially increasing effects of climate change.77 China, Germany, the United States, India and even Japan are presently leading the world in investing in renewable energy technology. Yet, with the exception of Germany, this is being done in parallel with plans to expand nuclear power production.
The ongoing contamination from radiation dispersed from the Fukushima Daiichi nuclear power plant came, in part, from Australian uranium.78 When the benefits of uranium trade are weighed against the potential and actual costs and damages from uranium mining, the actual risks of nuclear reactor accidents and mismanagement, the decline in costs and advances in renewable technologies, potential nuclear weapons use (broadly defined) and proliferation, and the steady production of nuclear waste, it becomes clear that state-corporate policies to expand the industry are ill-conceived.
In 2014, as in 1945 and throughout the intervening decades, uranium mining, nuclear power generation and nuclear weapons remain ineluctably tied to the formation of a global power structure of nation-states and transnational corporations and instrumental in their overarching ambitions.
Adam Broinowski is an ARC postdoctoral research fellow at the School of Pacific and Asian History, College of Asia and the Pacific, The Australian National University. His recent work includes a chapter, ‘Sovereign Power Ambition and the Realities of the Fukushima Nuclear Disaster’ in Nadesan/Boys/McKillop/Wilcox (eds.), Fukushima: Dispossession or Denuclearization?, The Dispossesion Publishing Group, 2014, and a forthcoming article, ‘Conflicting Immunities: Priorities of Life and Sovereignty amid the Fukushima Daiichi Nuclear Disaster’, European Journal of Contemporary Japanese Studies, December 2014. His book, Cultural Responses to Occupation in Japan: The Performing Body during and after the Cold War is forthcoming in 2015.
Recommended citation: Adam Broinowski, “Undermining Nuclear Non-Proliferation: Energy and Security Politics in the Australia–India–Japan–U.S. Nuclear Nexus,” The Asia-Pacific Journal, Vol. 12, Issue 46, No. 2, November 1, 2014.
1 R. A. Paulsen, The Role of Nuclear Weapons in the Post-Cold War Era, Maxwell Airforce Base: Alabama Air University Press, 1994, pp. 1–11.
2 William Burr (ed.), ‘The Creation of SioP-62: More Evidence of the Origins of Overkill’, National Security Archive Electronic Briefing book No. 130, 13 July 2004.
3 Government of United States of America, Joint Chiefs of Staff, ‘Berlin Contingency Planning’, June 1961, National Security Archives.
4 F. Kaplan, The Wizards of Armageddon, New York: Simon and Schuster, 1983, p. 269. To what extent they calculated the ‘bonus kills’, as General LeMay put it, from radiation exposure is unclear, but it was likely a very conservative estimate.
5 For example, Uranerz Energy Corporation announced a net loss in the second quarter of 2013. See, ‘Uranerz Records Q2 Net Loss of $4.45 million’, 11 August 2014.
6 See Suzuki Tatsujiro in Mycle Schnyder and Anthony Froggat (eds.), World Nuclear Industry Status Report 2014, 18 August 2014, pp. 4, 76, 155; Aaron Sheldrick, ‘Global nuclear power contribution falls to lowest since 1980s’,Reuters, 29 July 2014; Jim Green, ‘Uranium – how low can it go’, Business Spectator, 29 May 2014.
7 Schneider and Froggatt, ‘Executive summary and conclusions’, World Nuclear Industry Status Report 2013, July.
8 David von Hippel, James H. Williams, ‘Nuclear safety concers with China’s growing reactor fleet’, NAPSNet Policy Forum, 28 October 2014.
9 John Mathews and Hao Tan, ‘China shows there is more to renewable energy than fighting climate change’, The Conversation, 11 September 2014.
10 Daniel Cusick, ‘Power companies in Japan move to restrict solar’, Scientific American, 2 October 2014.
11 Aaron Sheldrick, ‘Global nuclear power contribution falls to lowest since 1980s’, Reuters, 29 July 2014.
12 Paddy Manning, ‘Producers bullish on Japanese demand’, Sydney Morning Herald, 18 December 2012.
13 Andrew Picone, ‘Mining companies now have more rights than the community in Newman’s Queensland’, SBS News, 1 October 14. Between 2013–14 and 2017–18 Australia’s uranium production is projected to increase by 32 per cent to total 9590 tonnes, as supported by the Alliance Resources’ Four Mile mine in South Australia, ore extraction at Ranger uranium mine and Toro Energy’s Wiluna mine in Western Australia. Other additional mining operations such as Cameco’s Kintyre and Yeelirrie projects as well as potential projects in Queensland are not projected to begin until 2017–18. Government of Australia, BREE, Resources and Energy Quarterly, October 2013, p. 26.
14 ‘Toro signs NT deal with AREVA’, The West Australian, 29 September 2014.
15 The World Bank estimates that nearly 400 million Indians have no access to electricity. World Bank, ‘Energy’.
16 At the recent opening of a coal mine, Prime Minister Abbott was quoted as declaring ‘Coal is good for humanity, coal is good for prosperity, coal is an essential part of our economic future, here in Australia, and right around the world.’ Editors, ‘Coal is good for humanity’, The Australian, 15 October 2014.
17 ‘Nuclear power in the USA’, World Nuclear Report, 23 October 2014.
18 Mitsubishi CEO Kojima Yorihiko quoted by Rick Wallace, ‘ Billions to flow from Shinzo Abe visit, says Mitsubishi chairman’, The Australian , 7 July 2014.
19 Editor, ‘Exports that defy reason’, Japan Times, 20 April 2014.
20 The Defense Ministry of the Abe government has sought a 3.5 percent increase to ¥5.05 trillion for the fiscal year of 2015, an unprecedented military budget for the nation. Takenaka Kiyoshi, Reuters, 29 August 2014.
21 P. Kallender-Umezu, ‘Japan Quietly Builds Limited Counter-A2/AD Capabilities’, 17 September 2013, Defense News.
22 The Howard government proposed the expansion of uranium mining and uranium exports, establishment of a uranium enrichment industry, and construction of 25 power reactors. Others in Australia propose 20 nuclear by 2050. See Government of Australia, Prime Minister and Cabinet, 29 December 2006, ‘Uranium mining, processing and nuclear energy – opportunities for Australia’.
23 United Nations, UN Security Council Resolution 1172.
24 For more discussion on this, see C. Rovere and K. Robertson, ‘Australia’s Uranium and India: Linking Exports to CTBT Ratification’, Security Challenges, Vol. 9, No. 1 (2013), pp. 51–61.
25 ‘China wants Australia’s uranium’, ABC, 17 October 2005.
26 ‘Reliance Arm paid $3.45 million to UXA for uranium exploration’, The Hindu Business Line, 28 May 2008.
27 Later, it was admitted that Indian projections are overly ambitious, and they would scale down from 20,000 MWe of new nuclear capacity to 11,080 MWe by the year 2020.
29 IAEA, Convention on Supplementary Compensation for Nuclear Damage, International Atomic Energy Agency.
30 Government of India, ‘The Civil Liability For Nuclear Damage Act’, 2010.
31 Editors, ‘U.S.-India Business Council Statement on Nuclear Liability Law’, Reuters, 30 August 2010.
32 Government of India, ‘Civil Liability for Nuclear Damage Rules 2011’.
33 Indrani Bagchi, ‘India gives US insurance plan for nuclear plants’, The Times of India, 13 March 2014; Kapil Patil, ‘Untying the Civil Nuclear Liability Knot in the Indo-US Nuclear Deal’, Nautilus Institute, 30 September 2014.
34 Kapil Patil, ‘Untying the civil nuclear liability knot in the Indo-US nuclear deal’, NAPSnet policy forum, 30 September 2014.
35 Paul Meyer, ‘India and the meltdown of Canada’s nuclear non-proliferation policy: Ottawa abandons principled position for greater access to India’s economy’, Reuters.
36 Editors, ‘Yellow cake fever: Exposing the Uranium industry’s economic myths’, Australian Conservation Foundation, April 2013, p. 27.
37 Editors, ‘India dismisses NPT as ‘flawed’ treaty’, The Times of India, 23 March 2007.
38 Demetri Sevastopulo, Caroline Daniel, Jo Johnson, ‘India nuclear deal takes Congress by surprise’, Financial Times, 19 July 2005.
39 Yusra Mushtaq, ‘A Blatant Violation Of NPT’, 26 September 2014, Eurasia Review. See also, IAEA, Nuclear Non-Proliferation Treaty, ‘IAEA Topic 2: The Implementation of the NPT for the Non-Supporters of this Treaty’.
40 Government of Australia, Department of Foreign Affairs and Trade, ‘Australia’s uranium export policy’.
41 John Carlson, ‘Is the Abbott Government abandoning Australia’s nuclear safeguards standards for India?’, The Interpreter, 1 October 2014 (part 1) and (part 2).
42 K. Subrahmanyam, ‘India and the nuclear deal’, The Times of India, 12 December 2005.
43 Crispin Rovere, ‘Australia–India nuclear treaty: a non-proliferation disaster’, Australian Strategic Policy Institute, 14 October 2014.
44 Comprising six open-cut pits and five underground mines, the Carmichael mine will cover an area seven times that of Sydney Harbour. Despite warnings from the Great Barrier Reef Marine Park Authority and UNESCO that this will place it ‘in danger’, plans to dredge and dump about 3 million cubic metres of the Reef into a wetlands sanctuary to make way for port expansions for 480 additional ships to access 330 million tonnes of coal per year from this mega-mine will use 12 billion litres of fresh water per year and will affect the habitat of humpback whales, sea turtles and dugongs. With 130 million tonnes of carbon dioxide produced every year for ninety years, this will cancel out the Queensland Direct Action target of 131 million tonnes of carbon dioxide reduction. Adani Enterprises has a dubious track record including illegal large-scale exports of iron ore at its port and numerous cases of environmental pollution. It has also been a significant supporter of the Bharatiya Janta Party. Deutsche Bank, HSBC, Citi, Morgan Stanley and possible JP Morgan Chase and Goldman Sachs have refused to fund the project while the ‘big four’ Australian banks seem to be giving their approval. India is the third largest producer, consumer and importer of coal in the world and the fourth largest energy consumer in the world. See, Mary McCarthy, ‘Darwin and Adelaide likely export hubs for Queensland uranium’, ABC Rural; Ben Pearson, ‘ Carmichael coal mine impacts will be felt for generations,’ ABC Environment , 28Jul2014, William Rollo, ‘Carmichael Coal and Rail Project: Queensland mine gets Federal Government approval’, ABC News, 29 July 2014; Candace Dunn, ‘India falls back on imported fossil fuels’, Business Spectator, 15 August 2014.
45 ‘Indian activists take on Adani coal mine’, Geelong Advertiser, 9 October 2014; ‘Ramping up against coal’, Beyond Zero Emissions, September – August 2012.
46 In support of the claim for the rapid shift from fossil fuels to renewable energy and energy savings, the United Nations’ Secretary General Ban Ki-moon stated ‘We need to limit global temperature rise within 2 degrees Celsius above pre-industrial levels. This is what the international community has recognised as the upper limit of safety. Beyond 2 degrees, the consequences will be unpredictable, highly dangerous and perhaps irreversible’. See, United Nations, ‘Secretary-General’s remarks at Climate Leaders Summit’, 11 April 2014. It is estimated that at least two thirds of proven fossil fuel reserves must stay in the ground and that carbon utilities and infrastructure must be developed beyond 2017 as 80 percent of cumulative emissions allowable between 2010 and 2035 are already locked into existing power plants, factories, buildings and services. In addition this will result in significant positive in health effects, job production, biodiversity conservation, energy independence and stronger sovereignty and resilience. Although several countries have moved to end public finance for coal and other fossil fuels, Australia has yet to do so in a significant manner. See WHO – 7 million premature deaths linked to air pollution and Climate Change – IPCC Response Strategies.
47 Editors, ‘A new engagement: The Indo-Australian nuclear deal signals a paradigm shift in the quality of the relationship between the two nations’, The Hindu Business Line, 8 September 2014.
48 Neeta Lal, ‘India’s Nuclear Energy Imperative’, The Diplomat, 8 October 2014.
50 Joby Warrick, ‘Obama and Modi announce agreement on U.S.-India efforts to fight global warming’, Washington Post, 30 September 2014.
51 Government of the United States, The White House, ‘U.S.-India Joint Statement’, 30 September 2014.
52 M. V. Ramana, ‘Indian activists detained for protesting against India-Australia uranium agreement,’ Dianuke, 5 September 2014.
53 While there are conflicting reports, in contrast to studies based on dose estimates in accordance with institutional levels (such as the ICRP), an Indian Doctors for Peace and Development (IDPD) epidemiological study found in 2007 that living within 2.5kms of the mining operations increased rates of illness (2118 households) and was upheld by the Jharkhand High Court in 2007. This was supported by a study in 2004 by Koide Hiroaki who found the level to be 10mSv/y around the mine and over 1 mSv/y in the villages. The UCIL managers have used the As Low As Reasonably Achievable (ALARA) principle to set permissible radiation exposure limits and precautionary measures and have shown disregard for the conditions of indigenous peoples living in the area. See, Shakeel ur Rahman, ‘Study on Health status of Indigenous people around Jadugoda uranium mines in India’, IDPD.
UCIL Chairman Diwakar Acharya denied any correlation and blamed ordinary socio-economic factors (malnutrition). Stephanie March, ‘Australia to sell uranium to India but at what cost to its people?’, ABC 7:30 Report, 3 September 2014; Uranium Corporation of India hopes to get renewal of Jaduguda mine lease soon PTI, 6 October 2014; Rakteem Katakey, Tom Lasseter, ‘India’s Uranium Boss Says Deformed Children May Be ‘Imported’,’Bloomberg, 24 July 2014.
54 Mari Yamaguchi, ‘Sendai reactors vulnerable to eruptions, state-picked volcanologist says’, The Japan Times, 18 October 2014.
55 France, which until recently has drawn roughly three quarters of its energy supply from nuclear power stations, uses 40-50 percent of the nation’s mostly fresh water supply to cool its plants.
56 Germany, for example, prior to the Fukushima nuclear disaster in 2011 was heavily reliant on nuclear and fossil fuels. Over the past decade, however, its use of renewable energy mainly from solar and wind, has tripled. In 2013, however, renewable energy accounted for 24 percent of the nation’s total electricity supply. Despite government subsidies of roughly EU 16 billion, the Government claims to have created new businesses worth 40 billion euros per year and created additional employment to 400,000 people. Emily Steward, ABC, 29 October 2014.
57 See for example, Jeremy Rifkin, ‘No nukes!’, Los Angeles Times, 29 September 2006.
58 Nagao Shigeru, ‘Why Japan needs India as a Strategic Power’, Defence and Security Alert, 26 October 2014.
59 Vince Scappatura, ‘The U.S. “Pivot to Asia”, the China Specter and the Australian-American Alliance’, Asia-Pacific Journal, Vol. 12, Issue 36, No. 3, September 9, 2014.
60 Bhattacharjee, S., A. Sasi, ‘Japan wants slice of the nuclear pie, warms up to liability law’, Indian Express, 12 June 2014.
61 Editors, SIPRI Yearbook 2014.
62 Along with the P-5 states, India and Pakistan also continue to develop new systems capable of delivering nuclear weapons and are expanding their capacities to produce fissile material for military purposes. India conducted successful tests of the 5,000-km Agni-V, India’s first ICBM. Along with its shorter-range Prithvi missiles, India’s 2,000-km K-4 SLBM and its Agni-I (700-km), Agni-II (2,000-km) and Agni-III (3,000-km) missiles were tested under Strategic Forces Command in March 2014. It is still to test the 750-km K-15 SLBM in India’s first indigenous nuclear-powered submarine the INS Arihant in sea trials in late 2014. Rajat Pandit, ‘Pakistan surges ahead of India in nuclear stockpile: Report’, The Times of India, 17 June 2014.
64 Pakistan possesses roughly the equivalent nuclear weapons as India, which serves as a cheap deterrent in the face of India’s overwhelming conventional superiority. Nevertheless, Pakistan is developing shorter-range cruise missiles to evade ballistic missile defence and is planning a long-term build-up of its nuclear arsenal and delivery systems, including tactical short-range missiles, as a ‘full spectrum deterrent’. See for example, Tim Craig and Karen DeYoung, ‘Pakistan is eyeing sea-based and short-range nuclear missiles, analysts say’, Washington Post, 21 September 2014; Kyle Mizokami, ‘If Pakistan and India clash: 5 Pakistani weapons of war India should fear’, The National Interest, 24 August 2014; Kyle Mizokami, ‘If Pakistan and India went to war: 5 Indian weapons of war Pakistan should fear’, The National Interest, 16 August 2014; Amin Saikal, ‘Pakistan must de-escalate conflicts with three of its neighbours’, Canberra Times, 4 November 2014.
65 Amin Saikal, ‘Pakistan must de-escalate conflicts with three of its neighbours’, Canberra Times, 4 November 2014.
66 Kageyama Yuri, ‘Japan pro-bomb voices grow louder amid nuke debate’, Associated Press, 31 July 2012.
67 Adam Westlake, ‘Surprisingly Japan declines 16 UN outlawing nuclear weapons’, Japan Daily Press, 23 October 2012.
68 M. Mochizuki, ‘Japan tests the nuclear taboo’, Non-Proliferation Review, vol. 14, no. 2, July 2007.
69 M. Pomper and M. Toki, ‘Time to stop reprocessing in Japan’, Arms Control Today, January/February 2013.
70 Matthew Wald, ‘U.S. Panel shifts focus to reusing nuclear fuel’, New York Times, 23 September 2009.
71 Missile shield deployments are currently in Alaska and the Aleutian Islands, Greenland, Britain, Norway, Japan, South Korea, Australia, Poland, the Czech republic, Turkey, Georgia and potentially in Ukraine.
72 Chester Dawson, ‘Japan shows-off its missile defense system’, Wall Street Journal, 9 November 2012.
73 While Japan may have a powerful missile system integrated with the US, one should not overlook the US-initiated NATO interceptor missile system that incorporated the U.S.–Germany-Italy Medium Extended Air Defense System (MEADS) and NATO’s Active Layered Theatre Ballistic Missile Defence (ALTBMD) program and is being deployed in the ongoing military build-up in Eastern Europe. See for example, ‘SM-3 BMD, in from the sea: EPAA & Aegis Ashore’, Defense Industry Daily, 13 October 2014.
74 Government of the United States, Department of Defense, ‘Nuclear Posture Review Report’, April 2010.
75 K. Lieber and D. Press (2006), ‘US Primacy in Foreign Policy’, Foreign Affairs, March/April, pp. 42–54.
76 Andrew Picone,‘Queenslanders have more reason than ever to be concerned about uranium mining in the sunshine stateMining companies now have more rights than the community in Newman’s Queensland’, SBS News, 1 October 2014.
77 Yusra Mushtaq, ‘A Blatant Violation Of NPT’, Eurasia Review, 26 September 2014.
78 Dave Sweeney, ‘Fukushima: Australia’s Radioactive Rocks And Responsibility’, New Matilda, 29 August 2014. | 2019-04-23T12:36:28Z | https://www.globalresearch.ca/nuclear-proliferation-in-the-australia-india-japan-u-s-nuclear-nexus/5415955 |
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